================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
-----------------
FORM N-PX
-----------------
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-07651
-----------------
VOYA VARIABLE PORTFOLIOS, INC.
(Exact name of registrant as specified in charter)
-----------------
7337 E. Doubletree Ranch Road, Suite 100
Scottsdale, AZ 85258
(Address of principal executive offices) (Zip code)
(Name and address of agent for service) With copies to:
Joanne F. Osberg, Esq. Elizabeth J. Reza, Esq.
Voya Investments, LLC Ropes & Gray LLP
7337 E. Doubletree Ranch Road, Suite 100 Prudential Tower,
Scottsdale, AZ 85258 800 Boylston Street
Boston, MA 02199
Registrant's telephone number, including area code: (800) 992-0180
-----------------
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 - June 30, 2021
================================================================================
Item 1. Proxy Voting Record
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-07651
Reporting Period: 07/01/2020 - 06/30/2021
Voya Variable Portfolios, Inc.
==================== Voya Emerging Markets Index Portfolio =====================
360 SECURITY TECHNOLOGY, INC.
Ticker: 601360 Security ID: Y444T7106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Financial Statements For For Management
3 Approve Profit Distribution For For Management
4 Approve Report of the Board of For For Management
Directors
5 Approve Remuneration of Directors For For Management
6 Approve Daily Related-party For For Management
Transactions
7 Approve Amendments to Articles of For For Management
Association
8 Approve Provision of Guarantees For For Management
9 Approve Report of the Board of For For Management
Supervisors
10 Approve Remuneration of Supervisors For For Management
11.1 Elect Zhou Hongyi as Director For For Management
11.2 Elect Zhang Bei as Director For For Management
11.3 Elect Ye Jian as Director For For Management
11.4 Elect Dong Jianming as Director For For Management
12.1 Elect Ming Huang as Director For For Management
12.2 Elect Xu Jingchang as Director For For Management
12.3 Elect Liu Shi'an as Director For For Management
13.1 Elect Shao Xiaoyan as Supervisor For For Management
13.2 Elect Li Yuan as Supervisor For For Management
--------------------------------------------------------------------------------
3SBIO, INC.
Ticker: 1530 Security ID: G8875G102
Meeting Date: NOV 06, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Approve Grant of Awarded Shares to Zhu For Against Management
Zhenping Pursuant to the Share Award
Scheme
1B Approve Grant of Specific Mandate to For Against Management
Issue Awarded Shares to Zhu Zhenping
and Related Transactions
1C Authorize Board to Deal with All For Against Management
Matters in Relation to the Grant of
Awarded Shares to Zhu Zhenping
Pursuant to the Share Award Scheme and
Grant of Specific Mandate
--------------------------------------------------------------------------------
3SBIO, INC.
Ticker: 1530 Security ID: G8875G102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Lou Jing as Director For For Management
2B Elect Pu Tianruo as Director For For Management
2C Elect Yang, Hoi Ti Heidi as Director For For Management
2D Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
51JOB, INC.
Ticker: JOBS Security ID: 316827104
Meeting Date: DEC 23, 2020 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Junichi Arai as Director For For Management
2 Elect David K. Chao as Director For For Management
3 Elect Li-Lan Cheng as Director For Against Management
4 Elect Eric He as Director For For Management
5 Elect Rick Yan as Director For For Management
6 Ratify the Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
as Independent Auditor
--------------------------------------------------------------------------------
58.COM INC.
Ticker: WUBA Security ID: 31680Q104
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Against Management
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
A-LIVING SERVICES CO., LTD.
Ticker: 3319 Security ID: Y0038M100
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company Name For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
A-LIVING SERVICES CO., LTD.
Ticker: 3319 Security ID: Y0038M100
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Property For For Management
Management Services Agreement, Revised
Annual Cap and Related Transactions
2 Approve 2021 Property Management For For Management
Services Framework Agreement, Revised
Annual Caps and Related Transactions
3 Approve 2021 Property Agency Services For For Management
Framework Agreement, Proposed Annual
Caps and Related Transactions
4 Approve 2021 Framework Referral For For Management
Agreement, Proposed Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
A-LIVING SMART CITY SERVICES CO., LTD.
Ticker: 3319 Security ID: Y0038M100
Meeting Date: APR 13, 2021 Meeting Type: Special
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New CMIG PM Agreement, For For Management
Supplemental Agreement, Second
Supplemental Agreement and Related
Transactions
--------------------------------------------------------------------------------
A-LIVING SMART CITY SERVICES CO., LTD.
Ticker: 3319 Security ID: Y0038M100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Consolidated For For Management
Financial Statements
4 Approve 2020 Annual Report For For Management
5 Approve 2021 Annual Financial Budget For For Management
6 Approve 2020 Final Dividend and For For Management
Special Dividend
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Authorize Supervisory Committee to Fix For For Management
Remuneration of Supervisors
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic
Shares/Unlisted Foreign Shares/H Shares
11 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
--------------------------------------------------------------------------------
AAC TECHNOLOGIES HOLDINGS, INC.
Ticker: 2018 Security ID: G2953R114
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Au Siu Cheung Albert as Director For For Management
3b Elect Kwok Lam Kwong Larry as Director For For Management
3c Elect Wu Ingrid Chun Yuan as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ABDULLAH AL OTHAIM MARKETS CO.
Ticker: 4001 Security ID: M008AM109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports for
FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
6 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
7 Approve Related Party Transactions For For Management
with Al Othaim Holdings Re: Trademark
Rental Contract
8 Approve Related Party Transactions For For Management
with Al Othaim Holdings Re:
Administrative Office Lease Contract
9 Approve Related Party Transactions For Against Management
with Al Othaim Holdings Re: Joint
Services Contract
10 Approve Related Party Transactions For For Management
with Al Othaim Holdings Re: Employees
Accommodation
11 Approve Related Party Transactions For For Management
with Al Othaim Holdings Re: Sanabel Al
Khair Card Purchases
12 Approve Related Party Transactions For For Management
with Al Othaim Holdings Re: Labor
Service Lease
13 Approve Related Party Transactions For For Management
with Abdullah Al Othaim Investment
Company and its Subsidiaries Re:
Administrative Office Lease Contract
14 Approve Related Party Transactions For Against Management
with Abdullah Al Othaim Investment
Company and its Subsidiaries Re:
Common Services
15 Approve Related Party Transactions For For Management
with Abdullah Al Othaim Investment
Company and its Subsidiaries Re:
Marketing Services and Activities
16 Approve Related Party Transactions For For Management
with Abdullah Al Othaim Investment
Company and its Subsidiaries Re: Labor
Service Lease
17 Approve Related Party Transactions For For Management
with Abdullah Al Othaim Investment
Company and its Subsidiaries Re:
Employee Accommodation
18 Approve Related Party Transactions For For Management
with Abdullah Al Othaim Investment
Company and its Subsidiaries Re:
Electricity and Utilities Contract
19 Approve Related Party Transactions For For Management
with Abdullah Al Othaim Investment
Company and its Subsidiaries Re:
Electricity of Billboards in
Commercial Malls
20 Approve Related Party Transactions For For Management
Between Mueen Human Resources Company
and Seven Services Company Re: Labor
Service Lease
21 Approve Related Party Transactions For For Management
with Mueen Human Resources Company Re:
Property Lease Contract
22 Approve Related Party Transactions For For Management
with Mueen Human Resources Company Re:
Properties Lease Contracts
23 Approve Related Party Transactions For For Management
with Mueen Human Resources Company Re:
Purchase of Property
24 Approve Related Party Transactions For For Management
with Mueen Human Resources Company and
its Subsidiaries Re: Recruitment
Services of Typical Labors
25 Approve Related Party Transactions For For Management
with Riyadh Food Industries Company
Re: Supply of Food Products
26 Approve Related Party Transactions For For Management
with Seven Services Company Re:
Commissions of Selling Goods
27 Approve Related Party Transactions For For Management
with Seven Services Company Re:
Administrative Office Lease
28 Approve Related Party Transactions For For Management
with Shorofat Al Jazira Company Re:
Labor Service Lease
29 Approve Related Party Transactions For For Management
with Marafiq Al Tashgeel Company Re:
Labors Service Lease
30 Approve Related Party Transactions For For Management
with Anni and Dani Company Re:
Showrooms Lease
--------------------------------------------------------------------------------
ABOITIZ EQUITY VENTURES, INC.
Ticker: AEV Security ID: Y0001Z104
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous For For Management
Stockholders' Meeting Held Last April
27, 2020
2 Approve 2020 Annual Report and For For Management
Financial Statements
3 Appoint Company's External Auditor for For For Management
2021
4.1 Elect Enrique M. Aboitiz as Director For For Management
4.2 Elect Mikel A. Aboitiz as Director For Abstain Management
4.3 Elect Erramon I. Aboitiz as Director For For Management
4.4 Elect Sabin M. Aboitiz as Director For For Management
4.5 Elect Ana Maria Aboitiz-Delgado as For For Management
Director
4.6 Elect Justo A. Ortiz as Director For For Management
4.7 Elect Joanne de Asis as Director For For Management
4.8 Elect Romeo L. Bernardo as Director For For Management
4.9 Elect Manuel R. Salak III as Director For For Management
5 Approve Increase in the Per Diem of For For Management
the Chairman of the Board and Chairmen
of the Committees
6 Ratify Acts, Resolutions and For For Management
Proceedings of the Board of Directors,
Corporate Officers and Management from
2020 Up to April 26, 2021
7 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
ABOITIZ POWER CORP.
Ticker: AP Security ID: Y0005M109
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous For For Management
Stockholders' Meeting Held Last April
27, 2020
2 Approve 2020 Annual Report and For For Management
Financial Statements
3 Appoint Company's External Auditor for For For Management
2021
4.1 Elect Sabin M. Aboitiz as Director For For Management
4.2 Elect Luis Miguel O. Aboitiz as For For Management
Director
4.3 Elect Mikel A. Aboitiz as Director For For Management
4.4 Elect Emmanuel V. Rubio as Director For For Management
4.5 Elect Edwin Bautista as Director For For Management
4.6 Elect Danel C. Aboitiz as Director For For Management
4.7 Elect Carlos C. Ejercito as Director For For Management
4.8 Elect Raphael Perpetuo M. Lotilla as For For Management
Director
4.9 Elect Eric Ramon O. Recto as Director For For Management
5 Approve Increase in the Per Diem of For For Management
the Chairman of the Board and Chairmen
of the Committees
6 Ratify Acts, Resolutions and For For Management
Proceedings of the Board of Directors,
Corporate Officers and Management from
2020 Up to April 26, 2021
7 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
ABSA GROUP LTD.
Ticker: ABG Security ID: S0270C106
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint Ernst & Young Inc as For For Management
Auditors with Ranesh Hariparsad as the
Designated Auditor
2 Appoint KPMG Inc as Auditors with For For Management
Heather Berrange as the Designated
Auditor
3.1 Re-elect Alex Darko as Director For For Management
3.2 Re-elect Daisy Naidoo as Director For For Management
3.3 Re-elect Francis Okomo-Okello as For For Management
Director
3.4 Re-elect Sipho Pityana as Director For For Management
3.5 Re-elect Tasneem Abdool-Samad as For For Management
Director
4.1 Elect Fulvio Tonelli as Director For For Management
4.2 Re-elect Rene van Wyk as Director For For Management
4.3 Elect Nonhlanhla Mjoli-Mncube as For For Management
Director
5.1 Re-elect Alex Darko as Member of the For For Management
Group Audit and Compliance Committee
5.2 Re-elect Daisy Naidoo as Member of the For For Management
Group Audit and Compliance Committee
5.3 Re-elect Tasneem Abdool-Samad as For For Management
Member of the Group Audit and
Compliance Committee
5.4 Re-elect Swithin Munyantwali as Member For For Management
of the Group Audit and Compliance
Committee
6 Place Authorised but Unissued Shares For For Management
under Control of Directors
7 Approve Remuneration Policy For For Management
8 Approve Remuneration Implementation For For Management
Report
9 Approve Remuneration of Non-executive For For Management
Directors
10 Authorise Repurchase of Issued Share For For Management
Capital
11 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
--------------------------------------------------------------------------------
ABU DHABI COMMERCIAL BANK
Ticker: ADCB Security ID: M0152Q104
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations and Financial Statements
for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Approve Internal Shariah Supervisory For For Management
Board Report for FY 2020
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
5 Elect Internal Shariah Supervisory For For Management
Board Members (Bundled)
6 Approve Dividends Representing 27 For For Management
Percent of the Share Capital for FY
2020
7 Approve Remuneration of Directors for For For Management
FY 2020
8 Approve Discharge of Directors for FY For For Management
2020
9 Approve Discharge of Auditors for FY For For Management
2020
10 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
11 Discuss and Note Changes to Board For Against Management
Composition
12 Approve the Appointing of Two For For Management
Representatives for the Shareholders
Who Wish to Represent and Vote on
Their Behalf
1.1 Amend Article 1 of Bylaws Re: Board of For For Management
Directors
1.2 Amend Article 17 clause 9 of Bylaws For For Management
Re: Board of Directors
2.1 Authorize Issuance of Debt Tier For For Management
Capital Instruments, Notes/Bonds or
Trust Certificates Up to USD
2,000,000,000
2.2 Authorize the Update of Abu Dhabi For For Management
Commercial Bank PJSC USD
15,000,000,000 Global Medium Term Note
Programme (GMTN Programme)
2.3 Authorize Issuance of Non-Convertible For For Management
Bonds Up To USD 15,000,000,000
2.4 Authorize Establishing of Debt Funding For For Management
Programme Up to Maximum Amount of USD
2,500,000,000 in Addition to GMTN
Programme
2.5 Authorize Issuance of Non-Convertible For For Management
Bonds Up to USD 2,500,000,000
2.6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions Re: Bonds and
Debts Instruments
--------------------------------------------------------------------------------
ABU DHABI ISLAMIC BANK
Ticker: ADIB Security ID: M0152R102
Meeting Date: APR 04, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Approve Shariah Supervisory Board For For Management
Report for FY 2020
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
5 Approve Dividends of AED 0.2058 per For For Management
Share for FY 2020
6 Approve Remuneration of Directors for For For Management
FY 2020
7 Approve Discharge of Directors for FY For For Management
2020
8 Approve Discharge of Auditors for FY For For Management
2020
9 Elect Sharia Supervisory Board Members For For Management
(Bundled) for FY 2021
10 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
11 Approve the Appointing of Two For For Management
Representatives for the Shareholders
Who Wish to Represent and Vote on
Their Behalf and Determine their Fees
12 Approve Related Party Transactions Re: For Against Management
National Holding Co
--------------------------------------------------------------------------------
ACC LIMITED
Ticker: 500410 Security ID: Y0022S105
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Jan Jenisch as Director For Against Management
4 Reelect Narotam Sekhsaria as Director For Against Management
5 Elect M. R. Kumar as Director For For Management
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
ADANI GREEN ENERGY LIMITED
Ticker: 541450 Security ID: Y0R196109
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Amended and Restated Articles of For For Management
Association
--------------------------------------------------------------------------------
ADANI PORTS & SPECIAL ECONOMIC ZONE LIMITED
Ticker: 532921 Security ID: Y00130107
Meeting Date: APR 06, 2021 Meeting Type: Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity Shares to For For Management
Windy Lakeside Investment Ltd on
Preferential Basis
--------------------------------------------------------------------------------
ADVANCED INFO SERVICE PUBLIC CO., LTD.
Ticker: ADVANC Security ID: Y0014U183
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results None None Management
2 Approve Financial Statements For For Management
3 Acknowledge Interim Dividend Payment None None Management
and Omission of Dividend Payment
4 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co. Ltd. as Auditor and
Authorize Board to Fix Their
Remuneration
5.1 Elect Somprasong Boonyachai as Director For For Management
5.2 Elect Krairit Euchukanonchai as For For Management
Director
5.3 Elect Prasan Chuaphanich as Director For For Management
5.4 Elect Hui Weng Cheong as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Issuance of Debentures For For Management
8 Other Business For Against Management
--------------------------------------------------------------------------------
ADVANCED INFO SERVICE PUBLIC CO., LTD.
Ticker: ADVANC Security ID: Y0014U183
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co. Ltd. (Deloitte) as
Auditors and Authorize Board to Fix
Their Remuneration
5.1 Elect Kan Trakulhoon as Director For For Management
5.2 Elect Gerardo C. Ablaza, Jr. as For For Management
Director
5.3 Elect Allen Lew Yoong Keong as Director For For Management
5.4 Elect Somchai Lertsutiwong as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Other Business For Against Management
--------------------------------------------------------------------------------
ADVANCED PETROCHEMICAL CO.
Ticker: 2330 Security ID: M0182V107
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q1,Q2,Q3 and Annual
Quarter of FY 2021 and Q1 of FY 2022
5 Approve Dividends of SAR 0.65 Per For For Management
Share for FY 2020
6 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
7 Approve Discharge of Directors for FY For For Management
2020
8 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
9 Approve Discontinuing Transfer of 10 For For Management
Percent from Net Income to Statutory
Reserve
10 Approve Transfer of 10 Percent of Net For For Management
Income to Consensual Reserve
11 Amend Article 2 of Bylaws Re: For For Management
Company's Name
12 Amend Article 3 of Bylaws Re: For For Management
Corporate Purposes
13 Amend Article 4 of Bylaws Re: For For Management
Participation and Ownership
14 Amend Article 22 of Bylaws Re: Boards For For Management
Meetings
15 Amend Article 30 of Bylaws Re: General For For Management
Meetings Invitation
16 Amend Article 42 of Bylaws Re: For For Management
Appointing Auditors
17 Approve Corporate Social For For Management
Responsibility Policy
--------------------------------------------------------------------------------
ADVANTECH CO., LTD.
Ticker: 2395 Security ID: Y0017P108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures Regarding For For Management
Shareholders' General Meeting
5 Approve Application for Listing and For For Management
OTC Listing of LNC Technology Co., Ltd.
, a Subsidiary of the Company and
Authorization of the Board to Handle
Matters Related to the Issuance of
Shares to LNC Prior to the Filing of
Application
--------------------------------------------------------------------------------
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Implementation For For Management
Content and Period of Raised Funds
Project
--------------------------------------------------------------------------------
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction with For Against Management
Ultimate Controlling Shareholder and
Related Parties
--------------------------------------------------------------------------------
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transactions For Against Management
2 Approve External Guarantee For For Management
3 Approve Financing Application and For For Management
Signing Related Agreements
4 Approve Related Party Transaction in For For Shareholder
Connection to Capital Injection
Agreement
--------------------------------------------------------------------------------
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Yang Sen as Non-Independent For For Shareholder
Director
1.2 Elect Yan Jianxing as Non-Independent For For Shareholder
Director
1.3 Elect Zhang Zi as Non-Independent For For Shareholder
Director
1.4 Elect Li Jun as Non-Independent For For Shareholder
Director
1.5 Elect Sun Hongwei as Non-Independent For For Shareholder
Director
1.6 Elect Jia Dafeng as Non-Independent For For Shareholder
Director
1.7 Elect Yang Xianfeng as Non-Independent For For Shareholder
Director
2.1 Elect Li Jinlin as Independent Director For For Shareholder
2.2 Elect Liu Zhimeng as Independent For For Shareholder
Director
2.3 Elect Wang Zhanxue as Independent For For Shareholder
Director
2.4 Elect Du Jian as Independent Director For For Shareholder
3.1 Elect Mou Xin as Supervisor For For Shareholder
3.2 Elect Wang Lutang as Supervisor For For Shareholder
--------------------------------------------------------------------------------
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Election of Members of the For For Management
Professional Committee of the Board of
Directors
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Report of the Independent For For Management
Directors
5 Approve Annual Report and Summary For For Management
6 Approve Financial Statements For For Management
7 Approve Profit Distribution For For Management
8 Approve Related Party Transaction For Against Management
9 Approve Issuance of Shares and Raising For For Management
Supporting Funds as well as Special
Report on the Deposit and Usage of
Raised Funds
10 Approve Remuneration of Directors For For Management
11 Approve Financial Budget For For Management
12 Approve Signing of Related Party For Against Management
Transaction Framework Agreement
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: MAY 17, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Idle Own Funds for Cash For Against Management
Management
--------------------------------------------------------------------------------
AECC AVIATION POWER CO. LTD.
Ticker: 600893 Security ID: Y9730A108
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Services Agreement For Against Management
2 Elect Zhao Liang as Non-independent For For Shareholder
Director and Member of Strategy
Committee
--------------------------------------------------------------------------------
AGILE GROUP HOLDINGS LTD.
Ticker: 3383 Security ID: G01198103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Chen Zhuo Lin as Director For For Management
4 Elect Luk Sin Fong, Fion as Director For For Management
5 Elect Chan Cheuk Nam as Director For For Management
6 Elect Cheng Hon Kwan as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
9A Authorize Repurchase of Issued Share For For Management
Capital
9B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA
Ticker: 1288 Security ID: Y00289119
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Remuneration of the For For Management
Directors
2 Approve 2019 Remuneration of the For For Management
Supervisors
3 Elect Zhou Ji as Director For For Management
4 Elect Fan Jianqiang as Supervisor For For Management
5 Approve Additional Donation Budget for For For Shareholder
Anti-Pandemic Materials for the Year
2020
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA
Ticker: 1288 Security ID: Y00289101
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Remuneration of the For For Management
Directors
2 Approve 2019 Remuneration of the For For Management
Supervisors
3 Elect Zhou Ji as Director For For Management
4 Elect Fan Jianqiang as Supervisor For For Management
5 Approve Additional Donation Budget for For For Shareholder
Anti-Pandemic Materials for the Year
2020
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA
Ticker: 1288 Security ID: Y00289101
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gu Shu as Director For For Management
2 Approve Additional Budget for Poverty For For Management
Alleviation Donations
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA
Ticker: 1288 Security ID: Y00289119
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the Board For For Management
of Supervisors
3 Approve 2020 Final Financial Accounts For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve KPMG Huazhen LLP and KPMG as For For Management
External Auditors
6 Elect Lin Li as Director For For Management
7 Approve Fixed Assets Investment Budget For For Management
for 2021
8 To Listen to the 2020 Work Report of None None Management
Independent Directors of the Bank
9 To Listen to the 2020 Report on the None None Management
Implementation of the Plan on
Authorization of General Meeting of
Shareholders to the Board of Directors
of the Bank
10 To Listen to the Report on the None None Management
Management of Related Transactions
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA
Ticker: 1288 Security ID: Y00289101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the Board For For Management
of Supervisors
3 Approve 2020 Final Financial Accounts For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve KPMG Huazhen LLP and KPMG as For For Management
External Auditors
6 Elect Lin Li as Director For For Management
7 Approve Fixed Assets Investment Budget For For Management
for 2021
--------------------------------------------------------------------------------
AGRICULTURAL BANK OF CHINA LIMITED
Ticker: 1288 Security ID: Y00289119
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gu Shu as Director For For Management
2 Approve Additional Budget for Poverty For For Management
Alleviation Donations
--------------------------------------------------------------------------------
AIER EYE HOSPITAL GROUP CO., LTD.
Ticker: 300015 Security ID: Y0029J108
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Address For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
AIER EYE HOSPITAL GROUP CO., LTD.
Ticker: 300015 Security ID: Y0029J108
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Financial Statements For For Management
4 Approve Equity Distribution Plan For For Management
5 Approve Appointment of Auditor For For Management
6 Approve Social Responsibility Report For For Management
7 Approve Remuneration of Directors For For Management
8 Amend Articles of Association For Against Management
9 Approve Increase in Registered Capital For For Management
and Amendments to Articles of
Association
10.1 Approve Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
10.2 Approve Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
10.3 Approve Working System for Independent For Against Management
Directors
10.4 Approve Management System for For Against Management
Providing External Guarantees
10.5 Approve Management System for For Against Management
Providing External Investments
10.6 Approve Related-Party Transaction For Against Management
Management System
10.7 Approve Information Disclosure For Against Management
Management System
10.8 Approve Management System of Raised For Against Management
Funds
11 Approve Application of Bank Credit For For Management
Lines
12 Approve Report of the Board of For For Management
Supervisors
13 Approve Remuneration of Supervisors For Against Management
14 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
15.1 Approve Criteria to Select Plan For Against Management
Participants
15.2 Approve Source, Number and Allocation For Against Management
of Underlying Stocks
15.3 Approve Duration, Grant Date, Limited For Against Management
Sale Period, Unlocking the Restricted
Period Arrangement, and Lock-up period
15.4 Approve Grant Price and Price-setting For Against Management
Basis
15.5 Approve Conditions for Granting and For Against Management
Unlocking
15.6 Approve Methods and Procedures to For Against Management
Adjust the Incentive Plan
15.7 Approve Accounting Treatment For Against Management
15.8 Approve Implementation Procedure For Against Management
15.9 Approve Rights and Obligations of the For Against Management
Plan Participants and the Company
15.10 Approve How to Implement the For Against Management
Restricted Stock Incentive Plan When
There Are Changes for the Company and
Incentive Objects
15.11 Approve Resolution Mechanism of For Against Management
Related disputes between the Company
and the Incentive Object
15.12 Approve Principle of Restricted Stock For Against Management
Repurchase Cancellation
16 Approve Methods to Assess the For Against Management
Performance of Plan Participants
17 Approve Authorization of the Board to For Against Management
Handle All Related Matters
18 Approve Report on the Usage of For For Management
Previously Raised Funds
--------------------------------------------------------------------------------
AIER EYE HOSPITAL GROUP CO., LTD.
Ticker: 300015 Security ID: Y0029J108
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Shares to Specific Targets
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Basis and Issue Price For For Management
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Listing Exchange For For Management
2.8 Approve Amount and Use of Proceeds For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan for Issuance of Shares to For For Management
Specific Targets
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares to
Specific Targets
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
7 Approve Shareholder Return Plan For For Management
8 Approve Special Deposit Account for For For Management
Raised Funds
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
AIR CHINA LIMITED
Ticker: 753 Security ID: Y002A6104
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lyu Yanfang as Supervisor For For Management
2 Approve Trademark License Framework For Against Management
Agreement and Related Transactions
3 Approve Renewal of the Financial For Against Management
Services Framework Agreement Between
the Company and China National
Aviation Finance Co., Ltd. and
Provision of Deposit Services
4 Approve Renewal of the Financial For Against Management
Services Framework Agreement Between
China National Aviation Finance Co.,
Ltd. and China National Aviation
Holding Corporation Limited
--------------------------------------------------------------------------------
AIR CHINA LIMITED
Ticker: 753 Security ID: Y002A6104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the For For Management
Supervisory Committee
3 Approve 2020 Audited Consolidated For For Management
Financial Statements
4 Approve 2020 Profit Distribution For For Management
Proposal
5 Approve Deloitte Touche Tohmatsu as For For Management
International Auditor and Deloitte
Touche Tohmatsu Certified Public
Accountants LLP as Domestic Auditor
and Internal Control Auditor and
Authorize Board to Fix Their
Remuneration
6 Amend Articles of Association For For Management
7 Approve Grant of General Mandate to For Against Management
the Board to Issue Debt Financing
Instruments
--------------------------------------------------------------------------------
AIRPORTS OF THAILAND PUBLIC CO. LTD.
Ticker: AOT Security ID: Y0028Q137
Meeting Date: JAN 22, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Matters to be Informed None None Management
2 Acknowledge Operating Results None None Management
3 Approve Financial Statements For For Management
4 Approve Dividend Payment For For Management
5.1 Elect Suttirat Rattanachot as Director For For Management
5.2 Elect Thanin Pa-Em as Director For For Management
5.3 Elect Bhanupong Seyayongka as Director For For Management
5.4 Elect Krit Sesavej as Director For For Management
5.5 Elect Supawan Tanomkieatipume as For For Management
Director
6 Approve Remuneration of Directors and For For Management
Sub-Committees
7 Approve EY Company Limited as Auditor For For Management
and Authorize Board to Fix Their
Remuneration
8 Other Business For Against Management
--------------------------------------------------------------------------------
AKBANK TAS
Ticker: AKBNK Security ID: M0300L106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For Against Management
5 Approve Discharge of Board For Against Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Approve Director Remuneration For Against Management
9 Ratify External Auditors For For Management
10 Amend Article 9 Re: Capital Related For For Management
11 Receive Information on Remuneration None None Management
Policy
12 Receive Information on Donations Made None None Management
in 2020
13 Approve Upper Limit of Donations for For For Management
2021
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
--------------------------------------------------------------------------------
AKESO, INC.
Ticker: 9926 Security ID: G0146B103
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A1 Elect Xia Yu as Director For For Management
2A2 Elect Li Baiyong as Director For For Management
2A3 Elect Wang Zhongmin Maxwell as Director For For Management
2A4 Elect Xie Ronggang as Director For For Management
2B Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
AL RAJHI BANK
Ticker: 1120 Security ID: M0R60D105
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Abdullah Al Rajhi as Director None Abstain Management
1.2 Elect Alaa Al Jabiri as Director None Abstain Management
1.3 Elect Raed Al Tameemi as Director None Abstain Management
1.4 Elect Khalid Al Queiz as Director None Abstain Management
1.5 Elect Ibrahim Al Ghufeili as Director None Abstain Management
1.6 Elect Abdulateef Al Seef as Director None Abstain Management
1.7 Elect Hamzah Khusheim as Director None Abstain Management
1.8 Elect Abdulazeez Al Ghufeili as None Abstain Management
Director
1.9 Elect Badr Al Rajhi as Director None Abstain Management
1.10 Elect Stefano Bertamini as Director None Abstain Management
1.11 Elect Ibrahim Al Rumeih as Director None Abstain Management
1.12 Elect Tariq Linjawi as Director None Abstain Management
1.13 Elect Abdullah Al Sheikh as Director None Abstain Management
1.14 Elect Bassim Abou Al Faraj as Director None Abstain Management
1.15 Elect Saad Al Haqeel as Director None Abstain Management
1.16 Elect Abdulrahman Al Khayal as Director None Abstain Management
2 Elect Members of Audit Committee, For Against Management
Approve its Charter and the
Remuneration of Its Members
3 Amend Shariah Board Charter For For Management
--------------------------------------------------------------------------------
AL RAJHI BANK
Ticker: 1120 Security ID: M0R60D105
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Approve Dividends of SAR 1 Per Share For For Management
for FY 2020
6 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
7 Ratify Auditors and Fix Their For For Management
Remuneration for Q1,Q2,Q3 and Annual
Statement of FY 2021
8 Approve Remuneration of Directors of For For Management
SAR 5,148,125 for FY 2020
9 Approve Remuneration of Audit For For Management
Committee of SAR 860,656 for FY 2020
10 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
11 Approve Increase in Audit Committee For For Management
Members from 3 to 5 Members by
Appointing Abdulateef Al Seef and Raed
Al Tameemi as Audit Committee Members
12 Elect Sharia Supervisory Board Members For For Management
(Bundled)
13 Approve Related Party Transactions Re: For For Management
Berain Company
14 Approve Related Party Transactions Re: For For Management
Mohammed Abdulaziz Al-Rajhi and Sons
for Investment Co
15 Approve Related Party Transactions Re: For For Management
Mohammed Abdulaziz Al-Rajhi and Sons
for Investment Co
16 Approve Related Party Transactions Re: For For Management
Mohammed Abdulaziz Al-Rajhi and Sons
for Investment Co
17 Approve Related Party Transactions Re: For For Management
National Gas & Industrialization
Company
18 Approve Related Party Transactions Re: For For Management
Fursan Travel and Tourism Company
19 Approve Related Party Transactions Re: For For Management
Abdullah Al Rajhi
20 Approve Related Party Transactions Re: For For Management
Insurance Renewal with Al Rajhi
Company for Cooperative Insurance
21 Approve Related Party Transactions Re: For For Management
Vehicles Insurance Renewal with Al
Rajhi Company for Cooperative Insurance
--------------------------------------------------------------------------------
ALDAR PROPERTIES PJSC
Ticker: ALDAR Security ID: M0517N101
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Chairman of the Meeting to For For Management
Appoint a Secretary and Vote Collector
to the Meeting
2 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
5 Approve Dividends of AED 0.145 per For For Management
Share for FY 2020
6 Approve Remuneration of Directors for For For Management
FY 2020
7 Approve Discharge of Directors for FY For For Management
2020
8 Approve Discharge of Auditors for FY For For Management
2020
9 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
10 Elect Khaleefah Al Rumeithi as Director For For Management
11 Approve the Appointment of For For Management
Representatives for the Shareholders
and Fix Their Remuneration
12 Approve Social Contributions for FY For For Management
2021
13 Amend Articles of Bylaws For For Management
--------------------------------------------------------------------------------
ALFA SAB DE CV
Ticker: ALFAA Security ID: P0156P117
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off of Company and For For Management
Subsequent Creation of a New Entity
2 Amend Articles For Against Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
4 Approve Minutes of Previous Meeting For For Management
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: 9988 Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Maggie Wei Wu as Director For Against Management
2.2 Elect Kabir Misra as Director For Against Management
2.3 Elect Walter Teh Ming Kwauk as Director For Against Management
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED
Ticker: 241 Security ID: G0171K101
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Zhu Shunyan as Director For For Management
2a2 Elect Wang Qiang as Director For For Management
2a3 Elect Wu Yongming as Director For For Management
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve Specific Mandate to Grant For Against Management
Awards of Options and/or Restricted
Share Units Under the Share Award
Scheme
8 Adopt New By-Laws For For Management
--------------------------------------------------------------------------------
ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED
Ticker: 241 Security ID: G0171K101
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revised Annual Cap Under the For For Management
Technical Services Framework Agreement
--------------------------------------------------------------------------------
ALIBABA HEALTH INFORMATION TECHNOLOGY LIMITED
Ticker: 241 Security ID: G0171K101
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2022 Logistics Services For For Management
Framework Agreement, Proposed Annual
Cap and Related Transactions
2 Approve 2022 Platform Services For For Management
Framework Agreement, Proposed Annual
Cap and Related Transactions
3 Approve 2022 Advertising Services For For Management
Framework Agreement, Proposed Annual
Cap and Related Transactions
4 Approve 2022 Framework Technical For For Management
Services Agreement, Proposed Annual
Cap and Related Transactions
5 Authorize the Board to Deal with All For For Management
Related Matters in Relation to
Resolutions 1 to 4
--------------------------------------------------------------------------------
ALIBABA PICTURES GROUP LIMITED
Ticker: 1060 Security ID: G0171W105
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1a Elect Meng Jun as Director For For Management
2.1b Elect Li Jie as Director For For Management
2.1c Elect Xu Hong as Director For Against Management
2.1d Elect Song Lixin as Director For For Management
2.1e Elect Johnny Chen as Director For Against Management
2.2 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve Increase in Authorized Share For For Management
Capital
8 Amend Bye-Laws of the Company For For Management
--------------------------------------------------------------------------------
ALIBABA PICTURES GROUP LIMITED
Ticker: 1060 Security ID: G0171W105
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement, New For For Management
Caps and Related Transactions
--------------------------------------------------------------------------------
ALINMA BANK
Ticker: 1150 Security ID: M0R35G100
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
2 Approve Board Report on Company For For Management
Operations for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Approve Dividends of SAR 0.30 Per For For Management
Share for FY 2020
6 Ratify Auditors and Fix Their For For Management
Remuneration for Q1,Q2,Q3 and Annual
Statement of FY 2021
7 Approve Remuneration of Directors of For For Management
SAR 6,508,000 for FY 2020
8 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
9 Amend Succession Policy for the For For Management
Membership of the Board of Directors
and its Committees
10 Amend Nomination and Remunerations For For Management
Charter
11 Amend Candidacy to the Membership of For For Management
the Board of Directors Charter
12 Amend Board, Board Committees, For For Management
Secretariat and Executive Committee
Compensations and Allowances Policy
13 Amend Shariah Committee Charter For For Management
14 Amend Audit Committee Charter For For Management
15 Elect Sharia Supervisory Board Members For For Management
(Bundled)
16 Allow Mutlaq Al Mureishid to Be For For Management
Involved with Other Companies
17 Amend Article 3 of Bylaws Re: For For Management
Corporate Purposes
18 Amend Article 4 of Bylaws Re: For For Management
Establishment of Companies
19 Amend Article 6 of Bylaws Re: Company For For Management
Headquarter
20 Amend Article 9 of Bylaws Re: Shares For For Management
21 Amend Article 11 of Bylaws Re: Trading For For Management
Method
22 Amend Article 12 of Bylaws Re: Share For For Management
Lien
23 Amend Article 13 of Bylaws Re:Capital For For Management
Increase
24 Amend Article 14 of Bylaws Re: Capital For For Management
Reduction
25 Amend Article 15 of Bylaws Re: Share For For Management
Purchase
26 Amend Article 16 of Bylaws Re: Bond For For Management
Issuance
27 Amend Article 18 of Bylaws Re: For For Management
Management
28 Amend Article 19 of Bylaws Re: For For Management
Membership Expiry
29 Amend Article 20 of Bylaws Re: For For Management
Authorities
30 Amend Article 21 of Bylaws Re: Board For For Management
Committees
31 Amend Article 22 of Bylaws Re: For For Management
Executive Committee
32 Amend Article 23 of Bylaws Re: Audit For For Management
Committee
33 Amend Article 24 of Bylaws Re: Board For For Management
Remuneration
34 Amend Article 25 of Bylaws Re: For For Management
Chairman of the Board
35 Amend Article 26 of Bylaws Re: Board For For Management
Meetings
36 Amend Article 27 of Bylaws Re: Board For For Management
Meetings Quorum
37 Amend Article 28 of Bylaws Re: Board For For Management
Resolution
38 Amend Article 32 of Bylaws Re: For For Management
Extraordinary General Assembly
39 Amend Article 33 of Bylaws Re: For Against Management
Convening of Shareholders? General
Assemblies
40 Amend Article 35 of Bylaws Re: Quorum For For Management
of Ordinary General Assemblies
41 Amend Article 36 of Bylaws Re: Quorum For Against Management
of Extraordinary General Assemblies
42 Amend Article 40 of Bylaws Re: General For For Management
Assemblies Chairmanship
43 Amend Article 42 of Bylaws Re: Access For For Management
to Records
44 Amend Article 44 of Bylaws Re: Annual For For Management
Budget and Board of Directors? Report
45 Amend Article 45 of Bylaws Re: For For Management
Dividends Distribution
46 Amend Article 48 of Bylaws Re: Losses For For Management
of the Company
47 Amend Article 50 of Bylaws Re: For For Management
Company's Stamp
48 Amend Article 51 of Bylaws Re: For For Management
Companies Law
49 Amend Article 53 of Bylaws Re: Filing For For Management
of the Articles of Association
50 Amend Articles of Bylaws Re: Rearrange For For Management
Articles of Association
51 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
52 Approve Related Party Transactions Re: For For Management
Alinma Tokyo Marine Company
--------------------------------------------------------------------------------
ALLEGRO.EU SA
Ticker: ALE Security ID: L0R67D109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
on Financial Statements
2 Approve Financial Statements For For Management
3 Receive Board's and Auditor's Reports None None Management
on Consolidated Financial Statements
4 Approve Consolidated Financial For For Management
Statements
5 Approve Allocation of Loss For For Management
6 Approve Remuneration Report For Against Management
7 Approve Discharge of Danielle (dit For For Management
Daniele) Arendt-Michels as Director
8 Approve Discharge of Gautier Laurent For For Management
as Director
9 Approve Discharge of Severine Michel For For Management
as Director
10 Approve Discharge of Cedric Pedoni as For For Management
Director
11 Approve Discharge of Gilles Willy For For Management
Duroy as Director
12 Approve Discharge of Francois Nuyts as For For Management
Director
13 Approve Discharge of Jonathan Eastick For For Management
as Director
14 Approve Discharge of Darren Richard For For Management
Huston as Director
15 Approve Discharge of David Barker as For For Management
Director
16 Approve Discharge of Carla For For Management
Smits-Nusteling as Director
17 Approve Discharge of Pawel Padusinski For For Management
as Director
18 Approve Discharge of Nancy Cruickshank For For Management
as Director
19 Approve Discharge of Richard Sanders For For Management
as Director
20 Approve Discharge of Auditors For For Management
21 Renew Appointment of PwC as Auditor For Against Management
22 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ALMARAI CO. LTD.
Ticker: 2280 Security ID: M0855N101
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Approve Dividends of SAR 1 per Share For For Management
for FY 2020
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Remuneration of Directors of For For Management
SAR 1,800,000 for FY 2020
7 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021 and FY 2022,
and Q1 of FY 2023
8 Approve Related Party Transactions Re: For For Management
Al Nafoura Catering
9 Approve Related Party Transactions Re: For For Management
Arabian Shield Insurance Co
10 Approve Related Party Transactions Re: For For Management
Mobile Telecommunication Company Saudi
Arabia
11 Approve Related Party Transactions Re: For For Management
Panda Retail Company
12 Approve Related Party Transactions Re: For For Management
United Sugar Co
13 Approve Related Party Transactions Re: For For Management
Afia International Company
14 Approve Related Party Transactions Re: For For Management
Herfy Food Services
15 Approve Related Party Transactions Re: For For Management
National Commercial Bank
16 Approve Related Party Transactions Re: For For Management
National Commercial Bank
17 Approve Related Party Transactions Re: For For Management
Saudi British Bank
18 Approve Related Party Transactions Re: For For Management
Saudi British Bank
19 Approve Related Party Transactions Re: For For Management
Banque Saudi Fransi
20 Approve Related Party Transactions Re: For For Management
Banque Saudi Fransi
21 Approve Related Party Transactions Re: For For Management
Saudi Telecom Company
22 Approve Related Party Transactions Re: For For Management
SAMBA Financial Group
23 Elect Waleed Fatani as Director For For Management
24 Allow Suleiman Al Muheidib to Be For For Management
Involved with Other Companies
25 Allow Badr Al Issa to Be Involved with For For Management
Other Companies
26 Allow Waleed Fatani to Be Involved For For Management
with Other Companies
27 Authorize Share Repurchase Program Up For Against Management
to 10 Million Shares to be Allocated
to Employee Share Scheme and Authorize
the Board to Execute Approved
Resolution
28 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
29 Approve Deletion of Article 27 of For For Management
Bylaws Re: Executive Committee
--------------------------------------------------------------------------------
ALPARGATAS SA
Ticker: ALPA4 Security ID: P0246W106
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
2 Elect Director Appointed by Preferred None Abstain Shareholder
Shareholder
3 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
4 Do You Wish to Request Installation of Against Against Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
ALROSA PJSC
Ticker: ALRS Security ID: X0085A109
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAY 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Allocation of Undistributed For For Management
Profit from Previous Years
5 Approve Dividends of RUB 9.54 per Share For For Management
6 Approve Remuneration of Directors For Against Management
7 Approve Remuneration of Members of For Against Management
Audit Commission
8.1 Elect Mariia Gordon as Director None For Management
8.2 Elect Evgeniia Grigoreva as Director None Against Management
8.3 Elect Igor Danilenko as Director None For Management
8.4 Elect Kirill Dmitriev as Director None Against Management
8.5 Elect Andrei Donets as Director None Against Management
8.6 Elect Vasilii Efimov as Director None Against Management
8.7 Elect Sergei Ivanov as Director None Against Management
8.8 Elect Dmitrii Konov as Director None For Management
8.9 Elect Sergei Mestnikov as Director None Against Management
8.10 Elect Aleksei Moiseev as Director None Against Management
8.11 Elect Aisen Nikolaev as Director None Against Management
8.12 Elect Aleksei Noskov as Directora None For Management
8.13 Elect Vladimir Rashevskii as Director None Against Management
8.14 Elect Anton Siluanov as Director None Against Management
8.15 Elect Aleksandr Cherepanov as Director None Against Management
9.1 Elect Pavel Bagynanov as Member of For For Management
Audit Commission
9.2 Elect Nikita Kozhemiakin as Member of For For Management
Audit Commission
9.3 Elect Aleksandr Markin as Member of For For Management
Audit Commission
9.4 Elect Mariia Turukhina as Member of For For Management
Audit Commission
9.5 Elect Nurguiana Romanova as Member of For For Management
Audit Commission
10 Ratify PricewaterhouseCoopers as For For Management
Auditor
11 Amend Regulations on Board of Directors For For Management
12 Amend Regulations on Management For For Management
13 Amend Regulations on Remuneration of For For Management
Directors
14 Amend Company's Corporate Governance For For Management
Statement
--------------------------------------------------------------------------------
ALTEOGEN, INC.
Ticker: 196170 Security ID: Y0R93X109
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Lee Seung-ju as Inside Director For For Management
2.2 Elect Kang Sang-woo as Inside Director For For Management
2.3 Elect Kim Yang-woo as Non-Independent For For Management
Non-Executive Director
3.1 Elect Choi Jong-in as Outside Director For For Management
3.2 Elect Ko In-young as Outside Director For For Management
4 Appoint Lee Byeong-gyu as Internal For For Management
Auditor
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
7.1 Approve Stock Option Grants For For Management
7.2 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LIMITED
Ticker: 2600 Security ID: Y0094N109
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Financial Services For Against Management
Agreement and the Relevant Caps
--------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LIMITED
Ticker: 2600 Security ID: Y0094N125
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Financial Services For Against Management
Agreement and the Relevant Caps
--------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LIMITED
Ticker: 2600 Security ID: Y0094N109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Independent Auditor's For For Management
Report and Audited Financial Reports
4 Approve 2020 Loss Recovery Plan For For Management
5 Approve Provision of Financing For For Management
Guarantees by the Company to Chalco
Hong Kong Investment
6 Approve Provision of Financing For For Management
Guarantees by the Company and Chalco
Shandong to Xinghua Technology
7 Approve 2021 Remuneration of Directors For For Management
and Supervisors
8 Approve Renewal of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management Members
9 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditors and
PricewaterhouseCoopers as
International Auditors and Authorize
Board to Fix Their Remuneration
10 Approve Issuance of Domestic Bonds For For Management
11 Approve Issuance of Overseas Bonds For For Management
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
13.1 Elect Liu Jianping as Director For For Shareholder
13.2 Elect Jiang Tao as Director For For Shareholder
13.3 Elect Ou Xiaowu as Director For For Shareholder
13.4 Elect Zhang Jilong as Director For For Shareholder
14.1 Elect Qiu Guanzhou as Director For For Shareholder
14.2 Elect Yu Jinsong as Director For For Shareholder
14.3 Elect Chan Yuen Sau Kelly as Director For For Shareholder
--------------------------------------------------------------------------------
ALUMINUM CORPORATION OF CHINA LIMITED
Ticker: 2600 Security ID: Y0094N125
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Independent Auditor's For For Management
Report and Audited Financial Reports
4 Approve 2020 Loss Recovery Plan For For Management
5 Approve Provision of Financing For For Management
Guarantees by the Company to Chalco
Hong Kong Investment
6 Approve Provision of Financing For For Management
Guarantees by the Company and Chalco
Shandong to Xinghua Technology
7 Approve 2021 Remuneration of Directors For For Management
and Supervisors
8 Approve Renewal of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management Members
9 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditors and
PricewaterhouseCoopers as
International Auditors and Authorize
Board to Fix Their Remuneration
10 Approve Issuance of Domestic Bonds For For Management
11 Approve Issuance of Overseas Bonds For For Management
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
13.1 Elect Liu Jianping as Director For For Shareholder
13.2 Elect Jiang Tao as Director For For Shareholder
13.3 Elect Ou Xiaowu as Director For For Shareholder
13.4 Elect Zhang Jilong as Director For For Shareholder
14.1 Elect Qiu Guanzhou as Director For For Shareholder
14.2 Elect Yu Jinsong as Director For For Shareholder
14.3 Elect Chan Yuen Sau Kelly as Director For For Shareholder
--------------------------------------------------------------------------------
AMBEV SA
Ticker: ABEV3 Security ID: P0273U106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For Abstain Management
4 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
5 Elect Vinicius Balbino Bouhid as None For Shareholder
Fiscal Council Member and Carlos
Tersandro Fonseca Adeodato as
Alternate Appointed by Minority
Shareholder
6 Approve Remuneration of Company's For Abstain Management
Management
7 Approve Remuneration of Fiscal Council For For Management
Members
8 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
AMBEV SA
Ticker: ABEV3 Security ID: P0273U106
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 2 For For Management
2 Amend Article 3 Re: Corporate Purpose For For Management
3 Amend Article 5 to Reflect Changes in For For Management
Capital
4 Amend Article 21 For For Management
5 Consolidate Bylaws For For Management
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
AMBUJA CEMENTS LIMITED
Ticker: 500425 Security ID: Y6140K106
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect Jan Jenisch as Director For For Management
4 Reelect Martin Kriegner as Director For For Management
5 Reelect Christof Hassig as Director For For Management
6 Approve Payment of Commission to For For Management
Non-Executive Directors
7 Elect Neeraj Akhoury as Director For For Management
8 Approve Appointment and Remuneration For For Management
of Neeraj Akhoury as Managing Director
& CEO
9 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
AMBUJA CEMENTS LIMITED
Ticker: 500425 Security ID: Y6140K106
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: APR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Then Hwee Tan as Director For For Management
4 Reelect Mahendra Kumar Sharma as For For Management
Director
5 Elect Ramanathan Muthu as Director For For Management
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV
Ticker: AMXL Security ID: P0280A119
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Set Amount of Share Repurchase Reserve For For Management
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV
Ticker: AMXL Security ID: P0280A101
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect or Ratify Pablo Roberto Gonzalez For Against Management
Guajardo as Director for Series L
Shareholders
1.2 Elect or Ratify David Ibarra Munoz as For For Management
Director for Series L Shareholders
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV
Ticker: AMXL Security ID: P0280A101
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve CEO and Auditors' Report on For For Management
Operations and Results and Board's
Opinion on CEO and Auditors' Report
1.2 Approve Board's Report on Principal For For Management
Policies and Accounting Criteria
Followed in Preparation of Financial
Information
1.3 Approve Report on Activities and For For Management
Operations Undertaken by Board
1.4 Approve Audit and Corporate Practices For For Management
Committee's Report on their Activities
1.5 Approve Consolidated Financial For For Management
Statements, Allocation of Income and
Dividends
1.6 Approve Report on Repurchased Shares For For Management
Reserve
2.1 Approve Discharge of Board and CEO For For Management
2.2a Elect or Ratify Carlos Slim Domit as For For Management
Board Chairman
2.2b Elect or Ratify Patrick Slim Domit as For For Management
Vice-Chairman
2.2c Elect or Ratify Antonio Cosio Pando as For For Management
Director
2.2d Elect or Ratify Arturo Elias Ayub as For Against Management
Director
2.2e Elect or Ratify Daniel Hajj Aboumrad For For Management
as Director
2.2f Elect or Ratify Vanessa Hajj Slim as For For Management
Director
2.2g Elect or Ratify Rafael Moises Kalach For For Management
Mizrahi as Director
2.2h Elect or Ratify Francisco Medina For For Management
Chavez as Director
2.2i Elect or Ratify Luis Alejandro Soberon For For Management
Kuri as Director
2.2j Elect or Ratify Ernesto Vega Velasco For For Management
as Director
2.2k Elect or Ratify Oscar Von Hauske Solis For For Management
as Director
2.2l Elect or Ratify Alejandro Cantu For For Management
Jimenez as Secretary (Non-Member) of
Board
2.2m Elect or Ratify Rafael Robles Miaja as For For Management
Deputy Secretary (Non-Member) of Board
2.3 Approve Remuneration of Directors For For Management
3.1 Approve Discharge of Executive For For Management
Committee
3.2a Elect or Ratify Carlos Slim Domit as For For Management
Chairman of Executive Committee
3.2b Elect or Ratify Patrick Slim Domit as For For Management
Member of Executive Committee
3.2c Elect or Ratify Daniel Hajj Aboumrad For For Management
as Member of Executive Committee
3.3 Approve Remuneration of Executive For For Management
Committee
4.1 Approve Discharge of Audit and For For Management
Corporate Practices Committee
4.2a Elect or Ratify Ernesto Vega Velasco For For Management
as Chairman of Audit and Corporate
Practices Committee
4.2b Elect or Ratify Pablo Roberto Gonzalez For Against Management
Guajardo as Member of Audit and
Corporate Practices Committee
4.2c Elect or Ratify Rafael Moises Kalach For For Management
Mizrahi as Member of Audit and
Corporate Practices Committee
4.3 Approve Remuneration of Members of For For Management
Audit and Corporate Practices Committee
5 Set Amount of Share Repurchase Reserve For For Management
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AMMB HOLDINGS BERHAD
Ticker: 1015 Security ID: Y0122P100
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Fees For For Management
2 Approve Directors' Benefits (Excluding For For Management
Directors' Fees)
3 Elect Voon Seng Chuan as Director For For Management
4 Elect Farina Binti Farikhullah Khan as For For Management
Director
5 Elect Hong Kean Yong as Director For For Management
6 Elect Kong Sooi Lin as Director For For Management
7 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Issuance of New Ordinary For For Management
Shares Under the Dividend Reinvestment
Plan
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Share Repurchase Program For For Management
11 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
AMOREPACIFIC CORP.
Ticker: 090430 Security ID: Y01258105
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Seo Gyeong-bae as Inside Director For For Management
3.2 Elect Ahn Se-hong as Inside Director For For Management
3.3 Elect Lee Dong-soon as Inside Director For For Management
4 Elect Cho Seong-jin as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Terms of Retirement Pay For For Management
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
AMOREPACIFIC GROUP, INC.
Ticker: 002790 Security ID: Y0126C105
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Seo Gyeong-bae as Inside Director For For Management
4 Approve Terms of Retirement Pay For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
ANADOLU EFES BIRACILIK VE MALT SANAYII A.S.
Ticker: AEFES Security ID: M10225106
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Approve Dividends For For Management
3 Close Meeting None None Management
--------------------------------------------------------------------------------
ANGEL YEAST CO., LTD.
Ticker: 600298 Security ID: Y3746S104
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transaction Complies with For For Management
Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing
2 Approve Spin-off of Subsidiary on the For For Management
ChiNext
3.1 Approve Background, Purpose and For For Management
Commercial Rationality of Spin-off
Listing
3.2 Approve Listing Location For For Management
3.3 Approve Issue Type For For Management
3.4 Approve Par Value For For Management
3.5 Approve Target Parties For For Management
3.6 Approve Listing Period For For Management
3.7 Approve Issue Manner For For Management
3.8 Approve Issue Scale For For Management
3.9 Approve Pricing Basis For For Management
3.10 Approve Other Matters Related to For For Management
Issuance
4 Approve Spin-off of Subsidiary on For For Management
ChiNext in Accordance with Relevant
Laws and Regulations
5 Approve Transaction is Conducive to For For Management
Safeguarding the Legal Rights and
Interests of Shareholders and Creditors
6 Approve Proposal on the Company's For For Management
Independence and Sustainability
7 Approve Subsidiary's Corresponding For For Management
Standard Operational Ability
8 Approve Explanation of the For For Management
Completeness, Compliance and Validity
of Legal Documents Submitted in the
Spin-off
9 Approve Explanation of Fluctuation of For For Management
the Company's Stock Price Does Not
Meet Relevant Standards in Article 5
of the Notice on Regulating the
Information Disclosure of Listed
Companies and the Behavior of Related
Parties
10 Approve Authorization of Board to For For Management
Handle All Related Matters
11 Approve Yeast Green Production Base For For Management
Construction Project
12 Approve Intelligent Chemical Factory For For Management
for Healthy Food Raw Materials
13 Approve Adjustment to the 2,000 Tons For For Management
of Yeast Product Green Manufacturing
Project
14 Approve Change in Accounting Standard For For Management
Currency of Overseas Subsidiary
--------------------------------------------------------------------------------
ANGEL YEAST CO., LTD.
Ticker: 600298 Security ID: Y3746S104
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Management Method of the For Against Management
Performance Shares Incentive Plan
4 Approve Authorization of the Board to For Against Management
Handle All Related Matters
5 Approve Investment in Hongyu Packaging For For Management
Materials with Annual Output of 23,000
Tons of Functional Packaging New
Materials Project
6 Approve Investment in Hongyu Packaging For For Management
Materials with Annual Output of 30,000
Tons of Health Product Packaging
Materials Factory Phase II Project
--------------------------------------------------------------------------------
ANGEL YEAST CO., LTD.
Ticker: 600298 Security ID: Y3746S104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Report of the Independent For For Management
Directors
6 Approve Profit Distribution For For Management
7 Approve to Appoint Financial Auditor For For Management
8 Approve Provision of Guarantee For For Management
9 Approve Carry-out Financial Leasing For For Management
Business
10 Approve Foreign Exchange Risk and For For Management
Interest Rate Risk Management Business
11 Approve Non-financial Corporate Debt For For Management
Financing Instruments
12 Approve Bill Pool Business For Against Management
13 Approve Yeast Extract Green For For Management
Manufacturing Project
14 Approve Green Manufacturing Project of For For Management
High Nucleic Acid Yeast Products
Project
15 Approve Amendments to Articles of For Against Management
Association
16 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
17 Approve Directors and Senior For For Management
Management Remuneration Appraisal Plan
18 Approve Internal Control Evaluation For For Management
Report
19 Approve Social Responsibility Report For For Management
20.1 Elect Wang Xishan as Director For For Management
--------------------------------------------------------------------------------
ANGEL YEAST CO., LTD.
Ticker: 600298 Security ID: Y3746S104
Meeting Date: JUN 08, 2021 Meeting Type: Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Adjustment of Provision of For Against Management
Guarantee
--------------------------------------------------------------------------------
ANGLO AMERICAN PLATINUM LTD.
Ticker: AMS Security ID: S9122P108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Nombulelo Moholi as Director For For Management
1.2 Re-elect Stephen Pearce as Director For For Management
2.2 Elect Thabi Leoka as Director For For Management
2.3 Elect Roger Dixon as Director For For Management
3.1 Re-elect Peter Mageza as Member of the For For Management
Audit and Risk Committee
3.2 Re-elect John Vice as Member of the For For Management
Audit and Risk Committee
3.3 Re-elect Daisy Naidoo as Member of the For For Management
Audit and Risk Committee
4 Reappoint PricewaterhouseCoopers (PwC) For For Management
as Auditors with JFM Kotze as
Individual Designated Auditor
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6 Authorise Ratification of Approved For For Management
Resolutions
7.1 Approve Remuneration Policy For For Management
7.2 Approve Remuneration Implementation For For Management
Report
1 Approve Non-executive Directors' Fees For For Management
2 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
3 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LTD.
Ticker: ANG Security ID: S04255196
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Alan Ferguson as Director For For Management
1.2 Re-elect Christine Ramon as Director For For Management
1.3 Re-elect Jochen Tilk as Director For For Management
2 Elect Dr Kojo Busia as Director For For Management
3.1 Re-elect Alan Ferguson as Member of For For Management
the Audit and Risk Committee
3.2 Re-elect Rhidwaan Gasant as Member of For For Management
the Audit and Risk Committee
3.3 Elect Nelisiwe Magubane as Member of For For Management
the Audit and Risk Committee
3.4 Re-elect Maria Richter as Member of For For Management
the Audit and Risk Committee
3.5 Re-elect Jochen Tilk as Member of the For For Management
Audit and Risk Committee
4 Reappoint Ernst & Young Inc. as For For Management
Auditors
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6.1 Approve Remuneration Policy For For Management
6.2 Approve Implementation Report For For Management
7 Approve Remuneration of Non-Executive For For Management
Directors
8 Authorise Repurchase of Issued Share For For Management
Capital
9 Authorise Board to Issue Shares for For For Management
Cash
10 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
11 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
ANHUI CONCH CEMENT COMPANY LIMITED
Ticker: 914 Security ID: Y01373102
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Xiaorong as Director For For Management
--------------------------------------------------------------------------------
ANHUI CONCH CEMENT COMPANY LIMITED
Ticker: 914 Security ID: Y01373110
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Xiaorong as Director For For Management
--------------------------------------------------------------------------------
ANHUI CONCH CEMENT COMPANY LIMITED
Ticker: 914 Security ID: Y01373102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Reports For For Management
4 Approve KPMG Huazhen LLP as PRC and For For Management
Internal Control Auditor, KPMG as
International Financial Auditor, and
Authorize Board to Fix Their
Remuneration
5 Approve Profit Appropriation Proposal For For Management
and Declaration of Final Dividend
6 Approve Provision of Guarantee to For For Management
Subsidiaries and Invested Companies
7 Elect Wang Cheng as Director For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ANHUI CONCH CEMENT COMPANY LIMITED
Ticker: 914 Security ID: Y01373110
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Reports For For Management
4 Approve KPMG Huazhen LLP as PRC and For For Management
Internal Control Auditor, KPMG as
International Financial Auditor, and
Authorize Board to Fix Their
Remuneration
5 Approve Profit Appropriation Proposal For For Management
and Declaration of Final Dividend
6 Approve Provision of Guarantee to For For Management
Subsidiaries and Invested Companies
7 Elect Wang Cheng as Director For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ANHUI GUJING DISTILLERY CO., LTD.
Ticker: 200596 Security ID: Y0137M118
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.5 Approve Issue Size For For Management
2.6 Approve Amount and Use of Proceeds For For Management
2.7 Approve Lock-up Period For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Private Placement of Shares For For Management
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve that the Company Does Not Need For For Management
to Produce a Report on the Usage of
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Undertakings of Remedial For For Management
Measures by the Relevant Parties in
Relation to the Dilution of Current
Returns as a Result of the Private
Placement
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ANHUI GUJING DISTILLERY CO., LTD.
Ticker: 200596 Security ID: Y0137M100
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.5 Approve Issue Size For For Management
2.6 Approve Amount and Use of Proceeds For For Management
2.7 Approve Lock-up Period For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Private Placement of Shares For For Management
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve that the Company Does Not Need For For Management
to Produce a Report on the Usage of
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Undertakings of Remedial For For Management
Measures by the Relevant Parties in
Relation to the Dilution of Current
Returns as a Result of the Private
Placement
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ANHUI GUJING DISTILLERY CO., LTD.
Ticker: 200596 Security ID: Y0137M118
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Change in Performance For For Management
Commitment
--------------------------------------------------------------------------------
ANHUI GUJING DISTILLERY CO., LTD.
Ticker: 200596 Security ID: Y0137M100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Change in Performance For For Management
Commitment
--------------------------------------------------------------------------------
ANHUI KOUZI DISTILLERY CO., LTD.
Ticker: 603589 Security ID: Y013BD105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For Against Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors and For For Management
Supervisors
7 Approve Daily Related Party For For Management
Transactions
8 Approve Appointment of Auditor For For Management
9 Approve Annual Report and Summary For For Management
--------------------------------------------------------------------------------
ANTA SPORTS PRODUCTS LIMITED
Ticker: 2020 Security ID: G04011105
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Ding Shijia as Director For For Management
4 Elect Zheng Jie as Director For For Management
5 Elect Yiu Kin Wah Stephen as Director For Against Management
6 Elect Lai Hin Wing Henry Stephen as For For Management
Director
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
APOLLO HOSPITALS ENTERPRISE LIMITED
Ticker: 508869 Security ID: Y0187F138
Meeting Date: JAN 09, 2021 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
APOLLO HOSPITALS ENTERPRISE LIMITED
Ticker: 508869 Security ID: Y0187F138
Meeting Date: MAY 03, 2021 Meeting Type: Special
Record Date: MAR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Amalgamation For For Management
--------------------------------------------------------------------------------
ARAB NATIONAL BANK
Ticker: 1080 Security ID: M1454X102
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Approve Dividends of SAR 0.40 Per For For Management
Share for FY 2020
6 Amend Audit Committee Charter For For Management
7 Approve Remuneration of Directors of For For Management
SAR 4,860,245 for FY 2020
8 Ratify Auditors and Fix Their For For Management
Remuneration for Q1,Q2,Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
9 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
10 Approve Related Party Transactions Re: For For Management
Takamul Business Services Company
11 Approve Related Party Transactions Re: For For Management
Alrashid Trading and Contracting
Company Ltd
12 Approve Related Party Transactions Re: For For Management
Al Jabr Investment and Real Estate
Company
13 Approve Related Party Transactions Re: For For Management
Al Jabr Investment and Real Estate
Company
14 Approve Related Party Transactions Re: For For Management
Alrashid Trading and Contracting
Company Ltd
15 Approve Related Party Transactions Re: For For Management
Rashid Abdulrahman Alrashid and Sons
Company
16 Approve Related Party Transactions Re: For For Management
Al Jabr Investment and Real Estate
Company
17 Approve Related Party Transactions Re: For For Management
Abana Projects Group Company
18 Approve Related Party Transactions Re: For For Management
Alkhaleej Training and Education
Company
19 Approve Related Party Transactions Re: For For Management
Riyadh Business Gate Company
20 Approve Related Party Transactions Re: For For Management
Saudi Financial Support Services
Company
21 Approve Related Party Transactions Re: For For Management
Al Jabr Holding Group
22 Approve Related Party Transactions Re: For For Management
Astra Group
23 Approve Related Party Transactions Re: For For Management
Al Touk Group
24 Approve Related Party Transactions Re: For For Management
Salah Rashid Alrashid Group
25 Approve Related Party Transactions Re: For For Management
the Heirs of Homoud Alobaid Al Rasheed
26 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Marine Shipping Insurance
Policy
27 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Private Auto Fleet
Insurance Policy
28 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Commercial Fleet Insurance
Policy
29 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Property All Risk Insurance
Policy
30 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Terrorism Risk Insurance
Policy
31 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Directors and Staff
Liability Insurance Policy
32 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Directors and Staff
Liability Risk Insurance Policy
33 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Third Party Liability
Insurance Policy
34 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company,
Renewal of Employee Group Life
Insurance Policy
35 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company
Renewal of Mortgage Credit Insurance
Policy
36 Approve Related Party Transactions Re: For For Management
Walaa Cooperative Insurance Company
Renewal of Auto Financial Lease Fleet
Insurance Policy
--------------------------------------------------------------------------------
ARCA CONTINENTAL SAB DE CV
Ticker: AC Security ID: P0448R103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CEO's Report on Results and For For Management
Operations of Company, Auditor's
Report and Board's Opinion; Approve
Board's Report on Activities; Approve
Report of Audit and Corporate
Practices Committee; Receive Report on
Adherence to Fiscal Obligations
2 Approve Allocation of Income and Cash For For Management
Dividends of MXN 2.94 Per Share
3 Set Maximum Amount of Share Repurchase For For Management
Reserve
4 Elect Directors, Verify their For Against Management
Independence Classification, Approve
their Remuneration and Elect
Secretaries
5 Approve Remuneration of Board For Against Management
Committee Members; Elect Chairman of
Audit and Corporate Practices Committee
6 Appoint Legal Representatives For For Management
7 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
ASE TECHNOLOGY HOLDING CO., LTD.
Ticker: 3711 Security ID: Y0249T100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Lending For Against Management
Procedures and Caps
4 Approve Amendments to Articles of For Against Management
Association
5 Approve Issuance of Restricted Stocks For For Management
6.1 Elect JASON C.S. CHANG, a For For Management
Representative of ASE ENTERPRISES LTD.
, with SHAREHOLDER NO.00000001, as
Non-independent Director
6.2 Elect RICHARD H.P.CHANG, a For Against Management
Representative of ASE ENTERPRISES LTD.
, with SHAREHOLDER NO.00000001, as
Non-independent Director
6.3 Elect CHI-WEN TSAI, a Representative For Against Management
of ASE ENTERPRISES LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.4 Elect YEN-CHUN CHANG, a Representative For Against Management
of ASE ENTERPRISES LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.5 Elect TIEN WU, a Representative of ASE For Against Management
ENTERPRISES LTD., with SHAREHOLDER NO.
00000001, as Non-independent Director
6.6 Elect JOSEPH TUNG, a Representative of For Against Management
ASE ENTERPRISES LTD., with SHAREHOLDER
NO.00000001, as Non-independent
Director
6.7 Elect RAYMOND LO, a Representative of For Against Management
ASE ENTERPRISES LTD., with SHAREHOLDER
NO.00000001, as Non-independent
Director
6.8 Elect TS CHEN, a Representative of ASE For Against Management
ENTERPRISES LTD., with SHAREHOLDER NO.
00000001, as Non-independent Director
6.9 Elect JEFFERY CHEN, a Representative For Against Management
of ASE ENTERPRISES LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.10 Elect RUTHERFORD CHANG, with For Against Management
SHAREHOLDER NO.00059235 as
Non-independent Director
6.11 Elect SHENG-FU YOU (Sheng-Fu Yo), with For For Management
SHAREHOLDER NO.H101915XXX as
Independent Director
6.12 Elect MEI-YUEH HO, with SHAREHOLDER NO. For For Management
Q200495XXX as Independent Director
6.13 Elect PHILIP WEN-CHYI ONG, with For For Management
SHAREHOLDER NO.A120929XXX as
Independent Director
7 Approve Release of Restrictions of For Against Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
ASELSAN ELEKTRONIK SANAYI VE TICARET AS
Ticker: ASELS.E Security ID: M1501H100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Approve Director Remuneration For Against Management
9 Ratify External Auditors For Against Management
10 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
11 Receive Information on Related Party None None Management
Transactions
12 Approve Upper Limit of Donations for For Against Management
2021
13 Approve Upper Limit of Sponsorships to For Against Management
Be Made in 2021
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Wishes None None Management
--------------------------------------------------------------------------------
ASIA CEMENT CORP.
Ticker: 1102 Security ID: Y0275F107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
--------------------------------------------------------------------------------
ASIAN PAINTS LIMITED
Ticker: 500820 Security ID: Y03638114
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports and Audited
Consolidated Financial Statements
2 Approve Final Dividend For For Management
3 Reelect Ashwin Dani as Director For For Management
4 Reelect Amrita Vakil as Director For For Management
5 Elect Manish Choksi as Director For For Management
6 Approve Continuation of Directorship For For Management
by Ashwin Dani as Non-Executive
Director
7 Elect Amit Syngle as Director For For Management
8 Approve Appointment and Remuneration For For Management
of Amit Syngle as Managing Director &
CEO
9 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
ASIAN PAINTS LIMITED
Ticker: 500820 Security ID: Y03638114
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports and Audited
Consolidated Financial Statements
2 Approve Final Dividend For For Management
3 Reelect Abhay Vakil as Director For For Management
4 Reelect Jigish Choksi as Director For For Management
5 Approve Deloitte Haskins & Sells LLP, For For Management
Chartered Accountants as Auditors and
Authorize Board to Fix Their
Remuneration
6 Reelect R. Seshasayee as Director For For Management
7 Approve R. Seshasayee to Continue For For Management
Office as Independent Director
8 Approve Asian Paints Employee Stock For Against Management
Option Plan 2021 and Grant of Options
to Eligible Employees of the Company
9 Approve Grant of Stock Options to the For Against Management
Eligible Employees of the Company's
Subsidiaries under the Asian Paints
Employee Stock Option Plan 2021
10 Approve Secondary Acquisition of For Against Management
Shares Through Trust Route for the
Implementation of the Asian Paints
Employee Stock Option Plan 2021
11 Approve Grant of Stock Options to Amit For Against Management
Syngle as Managing Director and CEO
under the Asian Paints Employee Stock
Option Plan 2021
12 Approve Maintenance of Register of For For Management
Members and Related Books at a Place
Other Than the Registered Office of
the Company
13 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
ASMEDIA TECHNOLOGY INC.
Ticker: 5269 Security ID: Y0397P108
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Issuance of Restricted Stock For For Management
Awards (For Employees)
--------------------------------------------------------------------------------
ASPEN PHARMACARE HOLDINGS LTD.
Ticker: APN Security ID: S0754A105
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Year Ended 30
June 2020
2 Receive and Note the Social & Ethics For For Management
Committee Report
3.1 Re-elect Linda de Beer as Director For For Management
3.2 Re-elect Chris Mortimer as Director For For Management
3.3 Re-elect David Redfern as Director For For Management
3.4 Re-elect Sindi Zilwa as Director For For Management
4 Appoint Ernst & Young Inc as Auditors For For Management
with Derek Engelbrecht as the
Individual Registered Auditor
5.1 Re-elect Linda de Beer as Member of For For Management
the Audit & Risk Committee
5.2 Re-elect Ben Kruger as Member of the For For Management
Audit & Risk Committee
5.3 Re-elect Babalwa Ngonyama as Member of For For Management
the Audit & Risk Committee
6 Place Authorised but Unissued Shares For For Management
under Control of Directors
7 Authorise Board to Issue Shares for For For Management
Cash
8 Authorise Ratification of Approved For For Management
Resolutions
1 Approve Remuneration Policy For For Management
2 Approve Remuneration Implementation For Against Management
Report
1.1a Approve Fees of the Board Chairman For For Management
1.1b Approve Fees of the Board Members For For Management
1.2a Approve Fees of the Audit & Risk For For Management
Committee Chairman
1.2b Approve Fees of the Audit & Risk For For Management
Committee Members
1.3a Approve Fees of the Remuneration & For For Management
Nomination Committee Chairman
1.3b Approve Fees of the Remuneration & For For Management
Nomination Committee Members
1.4a Approve Fees of the Social & Ethics For For Management
Committee Chairman
1.4b Approve Fees of the Social & Ethics For For Management
Committee Members
2 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
3 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
ASSET WORLD CORP. PCL
Ticker: AWC Security ID: Y04022102
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Omission of Dividend Payment
4.1 Elect Prasit Kovilaikool as Director For For Management
4.2 Elect Rungson Sriworasat as Director For For Management
4.3 Elect Vachara Tuntariyanond as Director For For Management
4.4 Elect Tithiphan Chuerboonchai as For For Management
Director
4.5 Elect Weerawong Chittmittrapap as For For Management
Director
5 Approve Remuneration of Directors For For Management
6 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7.1 Approve Investment in TCC Woeng Nakhon For For Management
Kasem Company Limited (Woeng Nakhon
Kasem Project)
7.2 Approve Investment in Wannasub Pattana For For Management
Company Limited
8 Other Business For Against Management
--------------------------------------------------------------------------------
ASUSTEK COMPUTER, INC.
Ticker: 2357 Security ID: Y04327105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
--------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO., LTD.
Ticker: 002821 Security ID: Y0370S103
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Share Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of Board to For For Management
Handle All Matters Related to
Performance Share Incentive Plan
--------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO., LTD.
Ticker: 002821 Security ID: Y0370S103
Meeting Date: AUG 10, 2020 Meeting Type: Special
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Issue Type and Par Value For For Management
1.2 Approve Issue Manner and Period For For Management
1.3 Approve Target Parties and For For Management
Subscription Manner
1.4 Approve Reference Date, Issue Price For For Management
and Pricing Basis
1.5 Approve Issue Scale For For Management
1.6 Approve Restriction Period Arrangement For For Management
1.7 Approve Amount and Usage of Raised For For Management
Funds
1.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
1.9 Approve Listing Location For For Management
1.10 Approve Resolution Validity Period For For Management
2 Approve Plan on Private Placement of For For Management
Shares
3 Approve Termination of Conditional For For Management
Subscription Agreement and
Supplemental Agreements
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
--------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO., LTD.
Ticker: 002821 Security ID: Y0370S103
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Investment Agreement For For Management
2 Approve Repurchase and Cancellation of For For Management
Performance Shares
3 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO., LTD.
Ticker: 002821 Security ID: Y0370S103
Meeting Date: NOV 02, 2020 Meeting Type: Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management System of Raised Funds For For Management
2 Approve Use of Idle Raised Funds for For For Management
Cash Management
3 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO., LTD.
Ticker: 002821 Security ID: Y0370S103
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Repurchase and For For Management
Cancellation of Performance Shares
2 Approve 2020 Repurchase and For For Management
Cancellation of Performance Shares
3 Amend Articles of Association For For Management
4 Approve Signing of Investment For For Management
Cooperation Agreement
5.1 Elect HAO HONG as Non-Independent For For Management
Director
5.2 Elect YE SONG as Non-Independent For For Management
Director
5.3 Elect Yang Rui as Non-Independent For For Management
Director
5.4 Elect Hong Liang as Non-Independent For For Management
Director
5.5 Elect Zhang Da as Non-Independent For For Management
Director
5.6 Elect Zhang Ting as Non-Independent For For Management
Director
6.1 Elect Pan Guangcheng as Independent For For Management
Director
6.2 Elect Zhang Kun as Independent Director For For Management
6.3 Elect Wang Qingsong as Independent For For Management
Director
7.1 Elect Zhi Xinxin as Supervisor For For Shareholder
7.2 Elect Di Shanshan as Supervisor For For Shareholder
--------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO., LTD.
Ticker: 002821 Security ID: Y0370S103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
7 Approve Internal Control Evaluation For For Management
Report
8 Approve Implementation of Self-check For For Management
Internal Control Rules
9 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
10 Approve to Change the Use of Partial For For Management
Raised Funds and New Fund-raising
Projects
11 Approve Foreign Exchange Derivatives For For Management
Trading Business
12 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO., LTD.
Ticker: 002821 Security ID: Y0370S103
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of H Class Shares and For For Management
Listing in Hong Kong Stock Exchange
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Time For For Management
2.3 Approve Issue Manner For For Management
2.4 Approve Issue Size For For Management
2.5 Approve Manner of Pricing For For Management
2.6 Approve Target Subscribers For For Management
2.7 Approve Principles of Offering For For Management
3 Approve Company's Transformation into For For Management
Overseas Raised Fund Company Limited
by Shares
4 Approve Resolution Validity Period For For Management
5 Approve Plan on Usage of Raised Funds For For Management
6 Approve Distribution Arrangement of For For Management
Earnings
7 Approve Report on the Usage of For For Management
Previously Raised Funds
8 Elect Li Jiacong as Independent For For Management
Director
9 Approve Authorization of Board to For For Management
Handle All Related Matters
10 Approve Persons Authorized by the For For Management
Board of Directors to Handle All
Related Matters
11 Approve to Formulate Articles of For For Management
Association
12 Approve to Formulate Rules and For For Management
Procedures Regarding General Meetings
of Shareholders
13 Approve to Formulate Rules and For For Management
Procedures Regarding Meetings of Board
of Directors
14 Approve to Formulate Rules and For For Management
Procedures Regarding Meetings of Board
of Supervisors
15 Approve to Formulate Related Party For For Management
Transaction Management and
Decision-making System
16 Approve to Formulate Measures for the For For Management
Administration of External Investment
17 Approve to Formulate Measures for the For For Management
Administration of External Guarantees
18 Approve to Formulate the Work System For For Management
of Independent Directors
19 Approve to Formulate Raised Funds For For Management
Management System
20 Approve to Formulate Standardisation For For Management
of Management System for Fund
Transactions with Related Parties
21 Approve to Formulate Code of Conduct For For Management
for Controlling Shareholders
22 Approve to Appoint Auditor for For For Management
Issuance of H Shares and Listing in
Hong Kong Stock Exchange
--------------------------------------------------------------------------------
ATACADAO SA
Ticker: CRFB3 Security ID: P0565P138
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Accept Management Statements for For For Management
Fiscal Year Ended Dec. 31, 2020
3 Approve Allocation of Income and For For Management
Dividends
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Fix Number of Directors at Ten For For Management
6 Elect Directors For Against Management
7 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
8 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
9.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Matthieu Dominique Marie Malige
as Director
9.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Edouard Balthazard Bertrand de
Chavagnac as Director
9.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Noel Frederic Georges Prioux as
Director
9.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claire Marie Du Payrat as
Director
9.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jerome Alexis Louis Nanty as
Director
9.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Pongracz Rossi as
Director
9.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Abilio dos Santos Diniz as
Director
9.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiz Fernando Vendramini Fleury
as Independent Director
9.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Pavao Lacerda as
Independent Director
9.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marc-Olivier Pierre Jean
Francois Rochu as Director
10 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
11 Approve Classification of Marcelo For For Management
Pavao Lacerda and Luiz Fernando
Vendramini Fleury as Independent
Directors
12 Approve Remuneration of Company's For Abstain Management
Management
13 Do You Wish to Request Installation of Against For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
14 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
ATACADAO SA
Ticker: CRFB3 Security ID: P0565P138
Meeting Date: APR 13, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 Consolidate Bylaws For For Management
3 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
AU OPTRONICS CORP.
Ticker: 2409 Security ID: Y0453H107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Issuance of New Common Shares For For Management
for Cash to Sponsor Issuance of the
Overseas Depositary Shares and/or for
Cash in Public Offering and/or for
Cash in Private Placement and/or
Issuance of Overseas or Domestic
Convertible Bonds in Private Placement
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets and
Amend Procedures for Endorsement and
Guarantees
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
AUROBINDO PHARMA LIMITED
Ticker: 524804 Security ID: Y04527142
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Confirm First Interim Dividend and For For Management
Second Interim Dividend
4 Reelect K. Nithyananda Reddy as For For Management
Director
5 Reelect M. Madan Mohan Reddy as For For Management
Director
6 Approve Revision in the Remuneration For For Management
of K. Nithyananda Reddy as Whole-time
Director & Vice Chairman
7 Approve Revision in the Remuneration For For Management
of N. Govindarajan as Managing Director
8 Approve Revision in the Remuneration For For Management
of M. Sivakumaran as Whole-time
Director
9 Approve Revision in the Remuneration For For Management
of M. Madan Mohan Reddy as Whole-time
Director
10 Approve Revision in the Remuneration For For Management
of P. Sarath Chandra Reddy as
Whole-time Director
--------------------------------------------------------------------------------
AUTOBIO DIAGNOSTICS CO., LTD.
Ticker: 603658 Security ID: Y0483B104
Meeting Date: JUL 01, 2020 Meeting Type: Special
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Principles
2.5 Approve Issue Size For For Management
2.6 Approve Lock-Up Period For For Management
2.7 Approve Use of Proceeds For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan for Private Placement of For For Management
New Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Commitment on Impact of For For Management
Dilution of Current Returns on Major
Financial Indicators and the Relevant
Measures to be Taken
7 Approve Shareholder Return Plan For For Management
8 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
AUTOBIO DIAGNOSTICS CO., LTD.
Ticker: 603658 Security ID: Y0483B104
Meeting Date: DEC 02, 2020 Meeting Type: Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Funds for Cash For For Management
Management
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
AUTOBIO DIAGNOSTICS CO., LTD.
Ticker: 603658 Security ID: Y0483B104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For Against Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Annual Report and Summary For For Management
7 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
8 Approve Appointment of Auditor For For Management
9 Approve Remuneration and Allowance of For Against Management
Directors and Supervisors
10 Approve Loan from Controlling For For Management
Shareholder and Related Party
Transaction
11 Approve Amendments to Articles of For For Management
Association
12 Approve Company's Controlling For For Management
Shareholder's Plan to Set Up an
Industrial Investment Fund
--------------------------------------------------------------------------------
AUTOHOME INC.
Ticker: ATHM Security ID: 05278C107
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Recapitalization Plan For For Management
2 Adopt New Memorandum of Association For For Management
and Articles of Association
--------------------------------------------------------------------------------
AVENUE SUPERMARTS LIMITED
Ticker: 540376 Security ID: Y04895101
Meeting Date: SEP 01, 2020 Meeting Type: Annual
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Ramakant Baheti as Director For For Management
3 Reelect Chandrashekhar Bhave as For For Management
Director
4 Approve Reappointment and Remuneration For For Management
of Ignatius Navil Noronha as Managing
Director and Designated as Chief
Executive Officer
5 Approve Reappointment and Remuneration For Against Management
of Elvin Machado as Whole-time Director
--------------------------------------------------------------------------------
AVIC AIRCRAFT CO., LTD.
Ticker: 000768 Security ID: Y9723E109
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shareholder Return Plan For For Management
2 Approve Amendments to Articles of For Against Management
Association
3 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
4.1 Elect He Shengqiang as Non-independent For For Shareholder
Director
4.2 Elect Wu Zhipeng as Non-independent For For Shareholder
Director
4.3 Elect Song Kepu as Non-independent For For Shareholder
Director
4.4 Elect Han Yichu as Non-independent For For Shareholder
Director
4.5 Elect Lei Yanzheng as Non-independent For For Shareholder
Director
4.6 Elect Luo Jide as Non-independent For For Shareholder
Director
4.7 Elect Wang Guangya as Non-independent For For Shareholder
Director
4.8 Elect Hao Liping as Non-independent For For Shareholder
Director
5.1 Elect Yang Naiding as Independent For For Management
Director
5.2 Elect Li Bingxiang as Independent For For Management
Director
5.3 Elect Song Lin as Independent Director For For Management
5.4 Elect Guo Yajun as Independent Director For For Management
6.1 Elect Wang Zhilai as Supervisor For For Shareholder
6.2 Elect Chen Changfu as Supervisor For For Shareholder
--------------------------------------------------------------------------------
AVIC AIRCRAFT CO., LTD.
Ticker: 000768 Security ID: Y9723E109
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Major Asset Restructuring and For For Management
Acquisition by Cash Complies with
Relevant Laws and Regulations
2.1 Approve Transaction Parties For For Management
2.2 Approve Asset Swap Plan For For Management
2.3 Approve Transfer of Asset For For Management
2.4 Approve Acquisition of Asset For For Management
2.5 Approve Manner of Pricing and For For Management
Transaction Price of Transfer of Asset
2.6 Approve Manner of Pricing and For For Management
Transaction Price of Acquisition of
Asset
2.7 Approve Profit and Loss Arrangements For For Management
During the Evaluation Base Date to
Asset Delivery Date
2.8 Approve Transfer and Liability for For For Management
Breach of Contract of Target Assets
3 Approve Transaction Constitute as For For Management
Related-party Transaction
4 Approve Transaction Does Not Comply For For Management
with Article 13 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
5 Approve Report (Draft) and Summary on For For Management
Company's Major Asset Restructuring
and Acquisition by Cash
6 Approve Signing of Major Asset For For Management
Restructuring and Acquisition by Cash
Agreement
7 Approve Signing of Performance For For Management
Commitment and Compensation Agreement
8 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
9 Approve Undertakings of Remedial For For Management
Measures by the Relevant Parties in
Relation to the Dilution of Current
Returns
10 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
11 Approve Transaction Complies with For For Management
Article 11 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
12 Approve Transaction Complies with For For Management
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
13 Approve Stock Price Volatility Does For For Management
Not Achieve the Standard of Article 5
Notice on Regulating the Information
Disclosure of Listed Companies and the
Behavior of Related Parties
14 Approve Relevant Entities Does Not For For Management
Participate in Major Asset Restructure
of Listed Companies and Does Not Have
Article 13 of Strengthening the
Supervision over Abnormal Stock
Trading Related to the Material Asset
Reorganizations of Listed Companies
15 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
16 Approve Audit Report, Evaluation For For Management
Report and Review Report of the
Transaction
17 Approve Additional Related Guarantee For For Management
for the Transaction
18 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
AVIC AIRCRAFT CO., LTD.
Ticker: 000768 Security ID: Y9723E109
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change Company Name and Stock For For Management
Name
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
AVIC AVIATION HIGH-TECHNOLOGY CO., LTD.
Ticker: 600862 Security ID: Y6203E104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related-Party For Against Management
Transactions
7 Approve Framework Agreement for For Against Management
Related Party Transactions
8 Approve to Appoint Financial and For For Management
Internal Control Auditor
9 Approve Merger and Absorption of For For Management
Wholly-owned Subsidiary
10 Approve Amendments to Articles of For For Management
Association
11.1 Elect Li Zhiqiang as Director For For Shareholder
11.2 Elect Wang Jian as Director For For Shareholder
11.3 Elect Jiang Bo as Director For For Shareholder
11.4 Elect Zhang Jian as Director For For Shareholder
11.5 Elect Zhang Jun as Director For For Shareholder
11.6 Elect Cao Zhenghua as Director For For Shareholder
12.1 Elect Pan Lixin as Director For For Shareholder
12.2 Elect Xu Lianghua as Director For For Shareholder
12.3 Elect Chen Ken as Director For For Shareholder
13.1 Elect Zhou Xunwen as Supervisor For For Shareholder
13.2 Elect Liu Junchao as Supervisor For For Shareholder
--------------------------------------------------------------------------------
AVIC CAPITAL CO., LTD.
Ticker: 600705 Security ID: Y07709101
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
3.1 Approve Par Value, Issue Scale For For Management
3.2 Approve Issue Type, Issue Plan and For For Management
Period
3.3 Approve Issue Manner For For Management
3.4 Approve Bond Interest Rate and Method For For Management
of Repayment
3.5 Approve Target Parties and Placement For For Management
Arrangement to Shareholders
3.6 Approve Redemption and Sale Back Terms For For Management
3.7 Approve Credit Enhancement Mechanism For For Management
3.8 Approve Usage of Raised Funds For For Management
3.9 Approve Underwriting Method and For For Management
Listing Arrangement
3.10 Approve Credit Status and Safeguard For For Management
Measures of Debts Repayment
3.11 Approve Resolution Validity Period For For Management
4 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
AVIC CAPITAL CO., LTD.
Ticker: 600705 Security ID: Y07709101
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition For For Management
2 Approve Adjustment of Daily Related For For Management
Party Transaction
3 Approve Supplementary Daily Related For For Management
Party Transaction
--------------------------------------------------------------------------------
AVIC CAPITAL CO., LTD.
Ticker: 600705 Security ID: Y07709101
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Yao Jiangtao as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
AVIC CAPITAL CO., LTD.
Ticker: 600705 Security ID: Y07709101
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend External Guarantee Management For Against Management
Regulations
2.1 Elect Li Bin as Supervisor For For Management
--------------------------------------------------------------------------------
AVIC CAPITAL CO., LTD.
Ticker: 600705 Security ID: Y07709101
Meeting Date: MAR 30, 2021 Meeting Type: Special
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Daily Related-Party For Against Management
Transactions
2 Approve 2021 Daily Related-Party For Against Management
Transactions
3 Approve Use of Funds for Entrusted For Against Management
Asset Management
4 Approve Issuance of Super Short-term For For Management
Commercial Papers
5 Approve Comprehensive Credit Line For For Management
6 Approve Capital Injection For For Management
7 Approve Adjustment of Corporate Bond For For Management
Issuance
8 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
AVIC CAPITAL CO., LTD.
Ticker: 600705 Security ID: Y07709101
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For Against Management
6 Approve Profit Distribution For For Management
7 Approve Internal Control Evaluation For For Management
Report
8 Approve Internal Control Audit Report For For Management
9 Approve Environmental, Social For For Management
Responsibility and Corporate
Governance (ESG) Report
10 Approve Usage of Board Funds and Board For Against Management
Budget Plan
--------------------------------------------------------------------------------
AVIC CAPITAL CO., LTD.
Ticker: 600705 Security ID: Y07709101
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company Name For For Management
2 Amend Articles of Association For For Management
3.1 Elect Zhou Hua as Director For For Management
--------------------------------------------------------------------------------
AVIC ELECTROMECHANICAL SYSTEMS CO., LTD.
Ticker: 002013 Security ID: Y37456111
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Kunhui as Non-independent For For Management
Director
1.2 Elect Ji Ruidong as Non-independent For For Management
Director
1.3 Elect Wang Jiangang as Non-independent For For Management
Director
1.4 Elect Chen Yuanming as Non-independent For For Management
Director
1.5 Elect Zhou Chunhua as Non-independent For For Management
Director
1.6 Elect Wang Shugang as Non-independent For For Management
Director
2.1 Elect Zhang Guohua as Independent For For Management
Director
2.2 Elect Jing Xu as Independent Director For For Management
2.3 Elect Zhang Jinchang as Independent For For Management
Director
3.1 Elect Wu Xingquan as Supervisor For For Management
3.2 Elect Wang Xuebai as Supervisor For For Management
3.3 Elect Zhang Pengbin as Supervisor For For Management
--------------------------------------------------------------------------------
AVIC ELECTROMECHANICAL SYSTEMS CO., LTD.
Ticker: 002013 Security ID: Y37456111
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Comprehensive Credit Line For For Management
Verification and Authorization
7 Approve Financial Budget (Draft) For For Management
8 Approve Related Party Transaction For Against Management
9 Approve External Guarantee Provision For Against Management
10 Approve Change in the Implementation For For Management
Content of Raised Funds Investment
Project
11 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
12 Approve to Appoint Financial Auditor For For Management
13.1 Elect Wang Xiaoming as Director For For Management
14.1 Elect Wang Xiufen as Director For For Management
--------------------------------------------------------------------------------
AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD.
Ticker: 002179 Security ID: Y14228103
Meeting Date: SEP 10, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Xiufen as Independent For For Management
Director
1.2 Elect Zhai Guofu as Independent For For Management
Director
1.3 Elect Bao Huifang as Independent For For Management
Director
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD.
Ticker: 002179 Security ID: Y14228103
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loan and Related Party For For Management
Transactions
--------------------------------------------------------------------------------
AVIC JONHON OPTRONIC TECHNOLOGY CO., LTD.
Ticker: 002179 Security ID: Y14228103
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Daily Related Party For Against Management
Transactions
6 Approve Annual Report and Summary For For Management
7 Approve Financial Budget For For Management
8 Approve Signing of Financial Services For Against Management
Agreement with AVIC Finance Co., Ltd.
9 Approve Repurchase and Cancellation of For For Management
Performance Shares (Stage 2)
10 Approve Decrease in Registered Capital For For Management
and Amend Articles of Association
11 Approve Provision of Guarantee to For For Management
Shenzhen Xiangtong Optoelectronics
Technology Co., Ltd.
12 Elect Wu Yun as Supervisor For For Management
--------------------------------------------------------------------------------
AVIC SHENYANG AIRCRAFT CO., LTD.
Ticker: 600760 Security ID: Y7683G106
Meeting Date: JUL 08, 2020 Meeting Type: Special
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Qi Xia as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
AVIC SHENYANG AIRCRAFT CO., LTD.
Ticker: 600760 Security ID: Y7683G106
Meeting Date: NOV 19, 2020 Meeting Type: Special
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Signing of Commodity
Supply Framework Agreement
2 Approve Related Party Transaction in For Against Management
Connection to Signing of Comprehensive
Service Framework Agreement
--------------------------------------------------------------------------------
AVIC SHENYANG AIRCRAFT CO., LTD.
Ticker: 600760 Security ID: Y7683G106
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Service Agreement For Against Management
2.1 Elect Qian Xuesong as Non-independent For For Shareholder
Director
2.2 Elect Xing Yixin as Non-independent For For Shareholder
Director
2.3 Elect Li Zhangqiang as Non-independent For For Shareholder
Director
2.4 Elect Li Keming as Non-independent For For Shareholder
Director
2.5 Elect Qi Xia as Non-independent For For Shareholder
Director
2.6 Elect Li Juwen as Non-independent For For Shareholder
Director
2.7 Elect Liu Zhimin as Non-independent For For Shareholder
Director
2.8 Elect Wang Yongqing as Non-independent For For Shareholder
Director
3.1 Elect Xing Dongmei as Independent For For Shareholder
Director
3.2 Elect Zhu Jun as Independent Director For For Shareholder
3.3 Elect Wang Yanming as Independent For For Shareholder
Director
3.4 Elect Zhu Xiumei as Independent For For Shareholder
Director
4.1 Elect Nie Xiaoming as Supervisor For For Shareholder
4.2 Elect Xiao Zhiyuan as Supervisor For For Shareholder
--------------------------------------------------------------------------------
AVIC SHENYANG AIRCRAFT CO., LTD.
Ticker: 600760 Security ID: Y7683G106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Financial Budget Report For Against Management
7 Approve Daily Related Party Transaction For Against Management
8 Approve Annual Report and Summary For For Management
9 Approve Credit Line Application For For Management
10 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
AVIC XI'AN AIRCRAFT INDUSTRY GROUP CO., LTD.
Ticker: 000768 Security ID: Y9723E109
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Services Agreement For Against Management
2 Approve Adjustment of Financial For Against Management
Services with AVIC Finance Co., Ltd.
3 Approve 2021 Financial Services with For Against Management
AVIC Finance Co., Ltd.
4 Approve Daily Related-party For For Management
Transactions
5 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
AVIC XI'AN AIRCRAFT INDUSTRY GROUP CO., LTD.
Ticker: 000768 Security ID: Y9723E109
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantees For For Management
--------------------------------------------------------------------------------
AVIC XI'AN AIRCRAFT INDUSTRY GROUP CO., LTD.
Ticker: 000768 Security ID: Y9723E109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Daily Related Party For For Management
Transaction Framework Agreement
9 Approve Merger by Absorption of For For Management
Wholly-owned Subsidiary
--------------------------------------------------------------------------------
AVIC XI'AN AIRCRAFT INDUSTRY GROUP CO., LTD.
Ticker: 000768 Security ID: Y9723E109
Meeting Date: JUN 08, 2021 Meeting Type: Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loan Application For For Management
2 Approve Adjustment of Financial For Against Management
Services
3 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED
Ticker: 2357 Security ID: Y0485Q109
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Mutual Product Supply For For Management
Agreement, Proposed Annual Caps and
Related Transactions
2 Approve Mutual Service Supply For For Management
Agreement, Proposed Annual Caps and
Related Transactions
3 Approve Mutual Product and Service For For Management
Supply and Guarantee Agreement,
Proposed Annual Caps and Related
Transactions
4 Approve Financial Services Framework For Against Management
Agreement, Proposed Caps and Related
Transactions
5 Approve Finance Lease and Factoring For For Management
Framework Agreement, Proposed Caps and
Related Transactions
6 Approve Revision of the Maximum For Against Management
Outstanding Daily Balance of Deposit
Services for 2020 Under the Existing
Financial Services (Supplemental)
Framework Agreement and Related
Transactions
7 Elect Zhao Hongwei as Director, For For Management
Authorize Board to Sign the Relevant
Service Contract with Him and
Authorize Remuneration Committee to
Fix His Remuneration
8 Approve Amendments to Articles of For For Management
Association and Related Transactions
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED
Ticker: 2357 Security ID: Y0485Q109
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Capital For For Management
2 Approve Amendments to Articles of For For Management
Association and Related Transactions
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED
Ticker: 2357 Security ID: Y0485Q109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Profit Distribution Plan and For For Management
Distribution of Final Dividend
5 Approve ShineWing Certified Public For For Management
Accountant LLP as Domestic Auditors
and Authorize Board to Fix Its
Remuneration
6 Elect Wang Xuejun as Director, For Against Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
7 Elect Zhao Hongwei as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
8 Elect Lian Dawei as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
9 Elect Xu Gang as Director, Authorize For For Management
Board to Sign Relevant Service
Contract with Him and Authorize Board
to Fix His Remuneration
10 Elect Wang Jun as Director, Authorize For For Management
Board to Sign Relevant Service
Contract with Him and Authorize Board
to Fix His Remuneration
11 Elect Li Xichuan as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
12 Elect Liu Weiwu as Director, Authorize For For Management
Board to Sign Relevant Service
Contract with Him and Authorize Board
to Fix His Remuneration
13 Elect Mao Fugen as Director, Authorize For For Management
Board to Sign Relevant Service
Contract with Him and Authorize Board
to Fix His Remuneration
14 Elect Lin Guiping as Director, For For Management
Authorize Board to Sign Relevant
Service Contract with Him and
Authorize Board to Fix His Remuneration
15 Elect Zheng Qiang as Supervisor, For For Management
Authorize Executive Director to Sign
Relevant Service Contract with Him and
Authorize Board to Fix His Remuneration
16 Elect Guo Guangxin as Supervisor, For For Management
Authorize Executive Director to Sign
Relevant Service Contract with Him and
Authorize Board to Fix His Remuneration
17 Other Business by Way of Ordinary For Against Management
Resolution
18 Amend Articles of Association For For Management
19 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
20 Authorize Repurchase of Issued Share For For Management
Capital
21 Other Business by Way of Special For Against Management
Resolution
--------------------------------------------------------------------------------
AVICHINA INDUSTRY & TECHNOLOGY COMPANY LIMITED
Ticker: 2357 Security ID: Y0485Q109
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
AVICOPTER PLC
Ticker: 600038 Security ID: Y2981F108
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allowance of Independent For For Management
Directors
2 Approve Related Party Transaction For Against Management
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
AVICOPTER PLC
Ticker: 600038 Security ID: Y2981F108
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Related Party Transaction For Against Management
7 Approve Internal Control Evaluation For For Management
Report
8 Approve Internal Control Audit Report For For Management
9 Approve Performance Report of the For For Management
Independent Directors
10 Approve Amendments to Articles of For For Management
Association
11 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
AXIATA GROUP BERHAD
Ticker: 6888 Security ID: Y0488A101
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ramlah Nik Mahmood as Director For For Management
2 Elect David Robert Dean as Director For For Management
3 Elect Thayaparan S Sangarapillai as For For Management
Director
4 Approve Directors' Fees and Benefits For For Management
by the Company Payable to
Non-Executive Chairman and
Non-Executive Directors
5 Approve Directors' Fees and Benefits For For Management
by the Subsidiaries Payable to
Non-Executive Directors
6 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
8 Approve Issuance of Shares Under the For For Management
Dividend Reinvestment Scheme
9 Approve Listing of Robi Axiata For For Management
Limited, a Subsidiary Company, on the
Dhaka Stock Exchange Limited and the
Chittagong Stock Exchange Limited in
Bangladesh
--------------------------------------------------------------------------------
AXIATA GROUP BERHAD
Ticker: 6888 Security ID: Y0488A101
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thayaparan S Sangarapillai as For For Management
Director
2 Elect Khoo Gaik Bee as Director For For Management
3 Elect Halim Shafie as Director For For Management
4 Elect Ali Syed Salem Alsagoff as For For Management
Director
5 Elect Ong King How as Director For For Management
6 Approve Directors' Fees and Benefits For For Management
Payable by the Company
7 Approve Directors' Fees and Benefits For For Management
Payable by the Subsidiaries
8 Revise Accrued Fees of the NEC and NED For For Management
of the Board Risk & Compliance
Committee
9 Approve Accrued Payment of Travel For For Management
Allowance Benefit Payable to
Non-Resident Non-Executive Directors
for Attending Meetings of the Board of
the Company and Board of Subsidiaries
Virtually
10 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
11 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
12 Approve Award of Axiata Shares to Mohd For Against Management
Izzaddin Idris Under the Long-Term
Incentive Plan (LTIP)
--------------------------------------------------------------------------------
AXIS BANK LIMITED
Ticker: 532215 Security ID: Y0487S137
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect B. Baburao as Director For For Management
3 Reelect Rakesh Makhija as Director For For Management
4 Elect T.C. Suseel Kumar as Director For For Management
5 Authorize Issuance of Debt Securities For For Management
on Private Placement Basis
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
AXIS BANK LIMITED
Ticker: 532215 Security ID: Y0487S137
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Ketaki Bhagwati as Director For For Management
2 Elect Meena Ganesh as Director For For Management
3 Elect Gopalaraman Padmanabhan as For For Management
Director
--------------------------------------------------------------------------------
AYALA CORPORATION
Ticker: AC Security ID: Y0486V115
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Annual Report For For Management
3 Ratify Acts of the Board of Directors For For Management
and Officers
4.1 Elect Jaime Augusto Zobel de Ayala as For For Management
Director
4.2 Elect Fernando Zobel de Ayala as For Against Management
Director
4.3 Elect Cezar P. Consing as Director For Against Management
4.4 Elect Delfin L. Lazaro as Director For Against Management
4.5 Elect Keiichi Matsunaga as Director For Against Management
4.6 Elect Rizalina G. Mantaring as Director For For Management
4.7 Elect Antonio Jose U. Periquet as For For Management
Director
5 Elect SyCip Gorres Velayo & Co. as For For Management
External Auditor and Fix Its
Remuneration
6 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
AYALA LAND, INC.
Ticker: ALI Security ID: Y0488F100
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Annual Report For For Management
3 Ratify Acts of the Board of Directors For For Management
and Officers
4 Approve Merger of the Company and Cebu For Against Management
Holdings, Inc. and Its Other
Subsidiaries
5 Approve Amendment of the Company's For For Management
Employee Stock Ownership Plan
6.1 Elect Fernando Zobel de Ayala as For For Management
Director
6.2 Elect Jaime Augusto Zobel de Ayala as For For Management
Director
6.3 Elect Bernard Vincent O. Dy as Director For For Management
6.4 Elect Antonino T. Aquino as Director For For Management
6.5 Elect Arturo G. Corpuz as Director For For Management
6.6 Elect Rizalina G. Mantaring as Director For For Management
6.7 Elect Rex Ma. A. Mendoza as Director For For Management
6.8 Elect Sherisa P. Nuesa as Director For For Management
6.9 Elect Cesar V. Purisima as Director For For Management
7 Elect SyCip Gorres Velayo & Co. as For For Management
Independent Auditor and Fixing of Its
Remuneration
8 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
B.GRIMM POWER PUBLIC CO. LTD.
Ticker: BGRIM Security ID: Y0882K127
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operational Results None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Acknowledge Interim Dividend Payment
5.1 Elect Caroline Monique Marie Christine For For Management
Link as Director
5.2 Elect Somkiat Sirichatchai as Director For For Management
5.3 Elect Sunee Sornchaitanasuk as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve PricewaterhouseCoopers ABAS For For Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
8 Other Business For Against Management
--------------------------------------------------------------------------------
B.GRIMM POWER PUBLIC CO. LTD.
Ticker: BGRIM Security ID: Y0882K127
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Annual Report and None None Management
Performance Result
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Anusorn Sangnimnuan as Director For For Management
4.2 Elect Katevalee Napasab as Director For For Management
4.3 Elect Felix Danai Link as Director For For Management
4.4 Elect Pakorn Thavisin as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve PricewaterhouseCoopers ABAS For For Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
7 Other Business For Against Management
--------------------------------------------------------------------------------
B2W COMPANHIA DIGITAL
Ticker: BTOW3 Security ID: P19055113
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
B2W COMPANHIA DIGITAL
Ticker: BTOW3 Security ID: P19055113
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Fix Number of Directors at Seven For For Management
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4 Elect Directors For For Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Miguel Gomes Pereira Sarmiento
Gutierrez as Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Anna Christina Ramos Saicali as
Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Celso Alves Ferreira Louro as
Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jorge Felipe Lemann as Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiz Carlos Di Sessa Filippetti
as Independent Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauro Muratorio Not as
Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Antunes Veras as
Independent Director
8 Approve Remuneration of Company's For For Management
Management
9 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
B2W COMPANHIA DIGITAL
Ticker: BTOW3 Security ID: P19055113
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
Without Cancellation of Shares and
Amend Article 5 Accordingly
2 Approve Agreement for Partial Spin-Off For For Management
of Lojas Americanas S.A. (Lojas
Americanas) and Absorption of Partial
Spun-Off Assets
3 Ratify XP Investimentos Corretora de For For Management
Cambio, Titulos e Valores Mobiliarios
S.A. as Independent Firm to Appraise
Proposed Transaction
4 Approve Independent Firm's Appraisal For For Management
5 Approve Related Party Transaction: For For Management
Partial Spin-Off of Lojas Americanas S.
A. (Lojas Americanas) and Absorption
of Partial Spun-Off Assets With
Capital Increase and Issuance of Shares
6 Amend Article 5 to Reflect Changes in For For Management
Capital
7 Change Company Name to Americanas S.A. For For Management
and Amend Article 1 Accordingly
8 Amend Article 3 Re: Corporate Purpose For For Management
9 Approve Increase in Authorized Capital For For Management
and Amend Article 5 Accordingly
10 Consolidate Bylaws For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
B2W COMPANHIA DIGITAL
Ticker: BTOW3 Security ID: P19055113
Meeting Date: JUN 10, 2021 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For For Management
2 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
3 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
4.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Saggioro Garcia as
Director
4.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Alberto da Veiga Sicupira
as Director
4.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudio Moniz Barreto Garcia as
Director
4.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Alberto Lemann as Director
4.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauro Muratorio Not as
Independent Director
4.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sidney Victor da Costa Breyer as
Independent Director
4.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Vanessa Claro Lopes as
Independent Director
5 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
6 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
7 Amend Article 23 For For Management
8 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
B3 SA-BRASIL, BOLSA, BALCAO
Ticker: B3SA3 Security ID: P1909G107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 11 For For Management
4 Elect Directors For For Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alberto Monteiro de Queiroz
Netto as Independent Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Carla Abrao Costa as
Independent Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Carlos Quintella as
Independent Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudia Farkouh Prado as
Independent Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cristina Anne Betts as
Independent Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Mazzilli de Vassimon as
Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Florian Bartunek as Independent
Director
7.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Guilherme Affonso Ferreira as
Independent Director
7.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose de Menezes Berenguer Neto
as Independent Director
7.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauricio Machado de Minas as
Independent Director
7.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro Paulo Giubbina Lorenzini
as Independent Director
8 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
9 Approve Remuneration of Company's For For Management
Management
10 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
11 Elect Fiscal Council Members For For Management
12 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
13 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
B3 SA-BRASIL, BOLSA, BALCAO
Ticker: B3SA3 Security ID: P1909G107
Meeting Date: MAY 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 3-for-1 Stock Split For For Management
2 Amend Article 3 Re: Corporate Purpose For For Management
3 Amend Articles 5 and 8 to Reflect For For Management
Changes in Capital and Authorized
Capital and Consolidate Bylaws
4 Amend Articles Re: Competences of For For Management
Board of Directors and General Meeting
5 Amend Articles Re: Board Composition For For Management
6 Amend Article 32 Re: Increase Number For For Management
of Vice-Chairmen and Executives
7 Amend Articles Re: Statutory For For Management
Committees Composition
8 Amend Article 76 Re: Indemnity For Against Management
Provision
9 Amend Article 76 Re: Indemnity For Against Management
Provision
10 Amend Articles Re: Financing For For Management
Restructuring Unit, Remote Voting and
Renumbering
11 Consolidate Bylaws For For Management
12 Amend Long-Term Incentive Plan For Against Management
--------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LIMITED
Ticker: 1958 Security ID: Y0506H104
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jiang Deyi as Director For For Management
2 Elect Liao Zhenbo as Director For For Management
--------------------------------------------------------------------------------
BAIDU, INC.
Ticker: BIDU Security ID: 056752108
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve One-to-Eighty Stock Split For For Management
--------------------------------------------------------------------------------
BAJAJ AUTO LIMITED
Ticker: 532977 Security ID: Y05490100
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend as Final For For Management
Dividend
3 Reelect Madhurkumar Ramkrishnaji Bajaj For For Management
as Director
4 Reelect Shekhar Bajaj as Director For For Management
5 Approve Reappointment and Remuneration For Against Management
of Rajivnayan Rahulkumar Bajaj as
Managing Director & Chief Executive
Officer
6 Reelect Gita Piramal as Director For For Management
7 Elect Abhinav Bindra as Director For For Management
--------------------------------------------------------------------------------
BAJAJ FINANCE LIMITED
Ticker: 500034 Security ID: Y0547D112
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend as Final For For Management
Dividend
3 Reelect Madhurkumar Ramkrishnaji Bajaj For For Management
as Director
4 Approve Reappointment and Remuneration For Against Management
of Rajeev Jain as Managing Director
5 Authorize Issuance of Non-Convertible For For Management
Debentures on Private Placement Basis
--------------------------------------------------------------------------------
BAJAJ FINANCE LIMITED
Ticker: 500034 Security ID: Y0547D112
Meeting Date: APR 19, 2021 Meeting Type: Special
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Employee Stock Option Scheme, For For Management
2009
2 Approve Grant of Options to Employees For For Management
of Holding and/or Subsidiary
Company(ies) under the Amended
Employee Stock Option Scheme, 2009
--------------------------------------------------------------------------------
BAJAJ FINSERV LIMITED
Ticker: 532978 Security ID: Y0548X109
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend as Final For For Management
Dividend
3 Reelect Rajivnayan Rahulkumar Bajaj as For Against Management
Director
4 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
BALKRISHNA INDUSTRIES LIMITED
Ticker: 502355 Security ID: Y05506129
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividends and Declare For For Management
Final Dividend
3 Reelect Vijaylaxmi Poddar as Director For For Management
4 Approve Reappointment and Remuneration For Against Management
of Arvind Poddar as Chairman &
Managing Director
--------------------------------------------------------------------------------
BANCO BRADESCO SA
Ticker: BBDC4 Security ID: P1808G109
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Paulo Roberto Simoes da Cunha as For For Management
Independent Director
2 Approve Cancellation of Treasury For For Management
Shares without Reduction in Share
Capital and Amend Article 6 Accordingly
3 Authorize Capitalization of Reserves For For Management
for Bonus Issue and Amend Article 6
Accordingly
--------------------------------------------------------------------------------
BANCO BRADESCO SA
Ticker: BBDC4 Security ID: P1808G109
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 9 Re: Amendment of Point For For Management
"d"
2 Amend Article 9 Re: Amendment of Point For For Management
"g"
3 Amend Article 9 Re: Removing Point "q" For For Management
4 Amend Article 9 Re: Adding Point "s" For For Management
5 Amend Article 23 For For Management
--------------------------------------------------------------------------------
BANCO BRADESCO SA
Ticker: BBDC4 Security ID: P1808G109
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members Appointed For Abstain Management
by Controlling Shareholder
4 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
5 Elect Ivanyra Maura de Medeiros Correa None For Shareholder
as Fiscal Council Member and Eduardo
Badyr Donni as Alternate Appointed by
Minority Shareholder
6 Approve Remuneration of Company's For For Management
Management
7 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
BANCO BRADESCO SA
Ticker: BBDC4 Security ID: P1808G117
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cristiana Pereira as Fiscal None For Shareholder
Council Member and Ava Cohn as
Alternate Appointed by Preferred
Shareholder
--------------------------------------------------------------------------------
BANCO BTG PACTUAL SA
Ticker: BPAC5 Security ID: ADPV39929
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sofia de Fatima Esteves as For For Management
Independent Director
2 Amend Article 3 Re: Corporate Purpose For For Management
3 Amend Article 5 to Reflect Changes in For For Management
Capital
4 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
BANCO BTG PACTUAL SA
Ticker: BPAC11 Security ID: ADPV39929
Meeting Date: APR 09, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 4-for-1 Stock Split For For Management
2 Approve Increase in Authorized Capital For Against Management
3 Amend Articles 5 and 30 and For Against Management
Consolidate Bylaws
--------------------------------------------------------------------------------
BANCO BTG PACTUAL SA
Ticker: BPAC11 Security ID: ADPV39929
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4.1 Elect Claudio Eugenio Stiller Galeazzi For For Management
as Independent Director
4.2 Elect Eduardo Henrique de Mello Motta For For Management
Loyo as Director
4.3 Elect Guillermo Ortiz Martinez as For For Management
Director
4.4 Elect John Huw Gwili Jenkins as For For Management
Director
4.5 Elect Mark Clifford Maletz as For For Management
Independent Director
4.6 Elect Nelson Azevedo Jobim as Director For For Management
4.7 Elect Roberto Balls Sallouti as For For Management
Director
4.8 Elect Sofia De Fatima Esteves as For For Management
Independent Director
5 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
6.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudio Eugenio Stiller Galeazzi
as Independent Director
6.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Henrique de Mello Motta
Loyo as Director
6.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Guillermo Ortiz Martinez as
Director
6.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect John Huw Gwili Jenkins as
Director
6.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mark Clifford Maletz as
Independent Director
6.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Nelson Azevedo Jobim as Director
6.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Roberto Balls Sallouti as
Director
6.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sofia De Fatima Esteves as
Independent Director
7 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
8 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
9 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
10 Approve Remuneration of Company's For Abstain Management
Management
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
BANCO DE CHILE SA
Ticker: CHILE Security ID: P0939W108
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Financial Statements and For For Management
Statutory Reports
b Approve Allocation of Income and For For Management
Dividends of CLP 2.18 Per Share
c Approve Remuneration of Directors For For Management
d Elect Director For For Management
e Approve Remuneration and Budget of For For Management
Directors and Audit Committee
f Appoint Auditors For For Management
g Designate Risk Assessment Companies For For Management
h Present Directors and Audit For For Management
Committee's Report
i Receive Report Regarding Related-Party For For Management
Transactions
j Other Business For Against Management
--------------------------------------------------------------------------------
BANCO DE CREDITO E INVERSIONES SA
Ticker: BCI Security ID: P32133111
Meeting Date: APR 06, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a Accept Financial Statements and For For Management
Statutory Reports
b Approve Allocation of Income and For For Management
Dividends of CLP 700 Per Share
c Elect Jorge Becerra Urbano as Director For For Management
d Approve Remuneration of Directors For For Management
e Approve Remuneration and Budget of For For Management
Directors' Committee
f Receive 2020 Report on Activities from For For Management
Directors' Committee
g Receive Report Regarding Related-Party For For Management
Transactions
h Appoint Auditors For For Management
i Designate Risk Assessment Companies For For Management
j Designate Newspaper to Publish Meeting For For Management
Announcements
k Other Business For Against Management
--------------------------------------------------------------------------------
BANCO DE CREDITO E INVERSIONES SA
Ticker: BCI Security ID: P32133111
Meeting Date: APR 06, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a.1 Authorize Capitalization of CLP 206.56 For For Management
Billion via Bonus Stock Issuance
a.2 Authorize Capitalization of CLP 27,320 For For Management
Without Bonus Stock Issuance
b Amend Articles to Reflect Changes in For Against Management
Capital
c Adopt Necessary Agreements to Legalize For Against Management
and Execute Amendments to Articles
Approved by this General Meeting
--------------------------------------------------------------------------------
BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Joaquim Jose Xavier da Silveira For For Management
as Independent Director
1.2 Elect Jose Guimaraes Monforte as For For Management
Independent Director
2 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
3.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Joaquim Jose Xavier da Silveira
as Independent Director
3.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Guimaraes Monforte as
Independent Director
4.1 Elect Paulo Antonio Spencer Uebel as For For Management
Fiscal Council Member
4.2 Elect Samuel Yoshiaki Oliveira For For Management
Kinoshita as Fiscal Council Member
4.3 Elect Lena Oliveira de Carvalho as For For Management
Alternate Fiscal Council Member
4.4 Elect Rodrigo Brandao de Almeida as For For Management
Alternate Fiscal Council Member
5 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
6 Approve Allocation of Income and For For Management
Dividends
7 Approve Remuneration of Company's For For Management
Management
8 Approve Remuneration of Fiscal Council For For Management
Members
9 Approve Remuneration of Audit For Against Management
Committee Members
--------------------------------------------------------------------------------
BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For For Management
2 Amend Articles For Against Management
--------------------------------------------------------------------------------
BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Andre Guilherme Brandao as For For Management
Director
1.2 Elect Fabio Augusto Cantizani Barbosa For For Management
as Director
2 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
3.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Andre Guilherme Brandao as
Director
3.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Fabio Augusto Cantizani Barbosa
as Director
4 Elect Lucas Pedreira do Couto Ferraz For For Management
as Fiscal Council Member
5 Approve Agreement to Absorb BESC For For Management
Distribuidora de Titulos e Valores
Mobiliarios S.A (Bescval)
6 Ratify Investor Consulting Partners For For Management
Consultoria Ltda. as the Independent
Firm to Appraise Proposed Transaction
7 Approve Independent Firm's Appraisal For For Management
8 Approve Absorption of BESC For For Management
Distribuidora de Titulos e Valores
Mobiliarios S.A (Bescval)
9 Approve Capital Increase in Connection For For Management
with the Transaction and Amend Article
7 Accordingly
10 Approve Issuance of Shares in For For Management
Connection with the Transaction for
Bescval's Minority Shareholders
11 Approve Cancellation of Treasury Shares For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Amend Articles 7 and 8 For For Management
14 Amend Articles 9 and 10 For For Management
15 Amend Articles 11 and 16 For For Management
16 Amend Articles For For Management
17 Amend Articles For For Management
18 Amend Articles 33 and 34 For For Management
19 Amend Articles For For Management
20 Amend Articles 47 and 48 For For Management
21 Amend Article 50 For For Management
22 Amend Articles For For Management
23 Amend Article 63 For Against Management
--------------------------------------------------------------------------------
BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Matching Plan For Against Management
2 Amend Articles For For Management
3 Amend Article 21 For For Management
4 Amend Articles 26 and 30 For For Management
5 Amend Article 29 For For Management
6 Amend Article 34 For For Management
7 Amend Article 36 For For Management
8 Amend Article 39 For For Management
9 Amend Article 41 For For Management
--------------------------------------------------------------------------------
BANCO DO BRASIL SA
Ticker: BBAS3 Security ID: P11427112
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Aramis Sa de Andrade as Director For For Management
1.2 Elect Debora Cristina Fonseca as For For Management
Director (Employee Representative)
1.3 Elect Fausto de Andrade Ribeiro as For For Management
Director
1.4 Elect Ieda Aparecida de Moura Cagni as For For Management
Director
1.5 Elect Waldery Rodrigues Junior as For For Management
Director
1.6 Elect Walter Eustaquio Ribeiro as For For Management
Director
1.7 Elect Fernando Florencio Campos as None Abstain Shareholder
Director as Minority Representative
Under Majority Board Election
1.8 Elect Paulo Roberto Evangelista de None For Shareholder
Lima as Director as Minority
Representative Under Majority Board
Election
1.9 Elect Rachel de Oliveira Maia as None For Shareholder
Director as Minority Representative
Under Majority Board Election
1.10 Elect Robert Jueneman as Director as None Abstain Shareholder
Minority Representative Under Majority
Board Election
2 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
3.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Aramis Sa de Andrade as Director
3.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Debora Cristina Fonseca as
Director (Employee Representative)
3.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Fausto de Andrade Ribeiro as
Director
3.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ieda Aparecida de Moura Cagni as
Director
3.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Waldery Rodrigues Junior as
Director
3.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Walter Eustaquio Ribeiro as
Director
3.7 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Fernando Florencio Campos as
Director Appointed by Minority
Shareholder
3.8 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Paulo Roberto Evangelista de
Lima as Independent Director Appointed
by Minority Shareholder
3.9 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Rachel de Oliveira Maia as
Director Appointed by Minority
Shareholder
3.10 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Robert Jueneman as Director as
Minority Representative Under Majority
Board Election
4.1 Elect Lucas Pereira do Couto Ferraz as For For Management
Fiscal Council Member
4.2 Elect Rafael Cavalcanti de Araujo as For For Management
Fiscal Council Member and Lena
Oliveira de Carvalho as Alternate
4.3 Elect Samuel Yoshiaki Oliveira For For Management
Kinoshita as Fiscal Council Member
4.4 Elect Aloisio Macario Ferreira de None For Shareholder
Souza as Fiscal Council Member and
Tiago Brasil Rocha as Alternate as
Minority Representative Under Majority
Fiscal Council Election
4.5 Elect Carlos Alberto Rechelo Neto as None For Shareholder
Fiscal Council Member and Sueli
Berselli Marinho as Alternate as
Minority Representative Under Majority
Fiscal Council Election
5 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
6 Approve Allocation of Income and For For Management
Dividends
7 Approve Remuneration of Company's For For Management
Management
8 Approve Remuneration of Fiscal Council For For Management
Members
9 Approve Remuneration of Audit For For Management
Committee Members
10 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
11 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
--------------------------------------------------------------------------------
BANCO INTER SA
Ticker: BIDI4 Security ID: P1S6FG197
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
4 Elect Fiscal Council Members For For Management
5 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
6 Approve Remuneration of Company's For Abstain Management
Management and Fiscal Council
7 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
BANCO INTER SA
Ticker: BIDI4 Security ID: P1S6FG197
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 3-for-1 Stock Split and Amend For For Management
Article 5 Accordingly
2 Amend Article 37 and Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
BANCO INTER SA
Ticker: BIDI4 Security ID: P1S6FG197
Meeting Date: JUN 24, 2021 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital For Against Management
and Amend Article 6 Accordingly
2 Amend Article 41 Re: Increase in For For Management
Number of Executives
3 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
BANCO SANTANDER (BRASIL) SA
Ticker: SANB11 Security ID: P1505Z160
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify PricewaterhouseCoopers For For Management
Auditores Independentes as the
Independent Firm to Appraise Proposed
Transactions
2 Approve Independent Firm's Appraisals For For Management
3 Approve Agreement to Absorb Bosan For For Management
Participacoes S.A. (Bosan)
4 Approve Absorption of Bosan For For Management
Participacoes S.A. (Bosan)
5 Aprove Agreement to Absorb Banco Ole For For Management
Consignado S.A. (Banco Ole)
6 Approve Absorption of Banco Ole For For Management
Consignado S.A. (Banco Ole)
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
BANCO SANTANDER (BRASIL) SA
Ticker: SANB11 Security ID: P1505Z160
Meeting Date: MAR 31, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint PricewaterhouseCoopers For For Management
Auditores Independentes as Independent
Firm to Appraise Proposed Transaction
2 Approve Independent Firm's Appraisal For For Management
3 Approve Agreement for Partial Spin-Off For For Management
of Banco Santander (Brasil) SA
4 Approve Partial Spin-Off of Banco For For Management
Santander (Brasil) SA and Absorption
of Partial Spun-Off Assets
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
6 Approve Reduction in Share Capital For For Management
without Cancellation of Shares
7 Amend Article 5 to Reflect Changes in For For Management
Capital
8 Amend Article 30 For For Management
9 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
BANCO SANTANDER (BRASIL) SA
Ticker: SANB11 Security ID: P1505Z160
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Nine For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alvaro Antonio Cardoso de Souza
as Independent Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sergio Agapito Lires Rial as
Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Deborah Patricia Wright as
Independent Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Deborah Stern Vieitas as
Independent Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Antonio Alvarez Alvarez as
Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose de Paiva Ferreira as
Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marilia Artimonte Rocca as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro Augusto de Melo as
Independent Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Garcia Cantera as Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Approve Remuneration of Company's For Abstain Management
Management
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
BANCO SANTANDER CHILE SA
Ticker: BSANTANDER Security ID: P1506A107
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of CLP 0.88 For For Management
Per Share
2 Designate ICR as Risk Assessment For For Management
Company
3 Receive Report Regarding Related-Party None None Management
Transactions
4 Authorize Board to Ratify and Execute None None Management
Approved Resolutions
--------------------------------------------------------------------------------
BANCO SANTANDER CHILE SA
Ticker: BSANTANDER Security ID: P1506A107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CLP 1.65 Per Share
3 Approve Remuneration of Directors For For Management
4 Appoint Auditors For For Management
5 Designate Risk Assessment Companies For For Management
6 Approve Remuneration and Budget of For For Management
Directors' Committee and Audit
Committee; Receive Directors and Audit
Committee's Report
7 Receive Report Regarding Related-Party None None Management
Transactions
8 Other Business None None Management
--------------------------------------------------------------------------------
BANCOLOMBIA SA
Ticker: PFBCOLOM Security ID: P1329P141
Meeting Date: JUL 31, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Verify Quorum None None Management
2 Approve Meeting Agenda For For Management
3 Elect Meeting Approval Committee For For Management
4 Approve Reallocation of Occasional For For Management
Reserves
--------------------------------------------------------------------------------
BANCOLOMBIA SA
Ticker: PFBCOLOM Security ID: P1329P141
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Verify Quorum None None Management
2 Approve Meeting Agenda For For Management
3 Elect Meeting Approval Committee For For Management
4 Present Board and Chairman Reports For For Management
5 Present Corporate Governance Report For For Management
6 Present Audit Committee's Report For For Management
7 Present Individual and Consolidated For For Management
Financial Statements
8 Present Auditor's Report For For Management
9 Approve Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income For For Management
11 Elect Directors For For Management
12 Elect Financial Consumer Representative For For Management
--------------------------------------------------------------------------------
BANDHAN BANK LIMITED
Ticker: 541153 Security ID: Y0567Q100
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Ranodeb Roy as Director For Against Management
3 Elect Narayan Vasudeo Prabhutendulkar For For Management
as Director
4 Elect Vijay Nautamlal Bhatt as Director For For Management
5 Amend Articles of Association For For Management
6 Approve Increase in Borrowing Limits For For Management
--------------------------------------------------------------------------------
BANGKOK BANK PUBLIC COMPANY LIMITED
Ticker: BBL Security ID: Y0606R119
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results None None Management
2 Acknowledge Audit Committee Report None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Acknowledgement of Interim Dividend
Payment
5.1 Elect Arun Chirachavala as Director For For Management
5.2 Elect Singh Tangtatswas as Director For Against Management
5.3 Elect Amorn Chandarasomboon as Director For Against Management
5.4 Elect Chartsiri Sophonpanich as For For Management
Director
5.5 Elect Thaweelap Rittapirom as Director For Against Management
6.1 Elect Siri Jirapongphan as Director For For Management
6.2 Elect Pichet Durongkaveroj as Director For For Management
7 Acknowledge Remuneration of Directors None None Management
8 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co., Ltd. as Auditors and
Authorize Board to Fix Their
Remuneration
9 Other Business For Against Management
--------------------------------------------------------------------------------
BANGKOK BANK PUBLIC COMPANY LIMITED
Ticker: BBL Security ID: Y0606R119
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Deja Tulananda as Director For For Management
4.2 Elect Chokechai Niljianskul as Director For For Management
4.3 Elect Suvarn Thansathit as Director For For Management
4.4 Elect Chansak Fuangfu as Director For For Management
4.5 Elect Charamporn Jotikasthirabe as For For Management
Director
5.1 Elect Chatchawin Charoen-Rajapark as For For Management
Director
5.2 Elect Bundhit Eua-arporn as Director For For Management
5.3 Elect Parnsiree Amatayakul as Director For For Management
6 Acknowledge Remuneration of Directors None None Management
7 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co., Ltd. as Auditors and
Authorize Board to Fix Their
Remuneration
8 Other Business For Against Management
--------------------------------------------------------------------------------
BANGKOK COMMERCIAL ASSET MANAGEMENT PUBLIC CO., LTD.
Ticker: BAM Security ID: Y060BS103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Minutes of Previous Meeting None None Management
2 Acknowledge Business Operation Report None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5.1 Elect Tongurai Limpiti as Director For Against Management
5.2 Elect Vasant Thienhom as Director For For Management
5.3 Elect Maneerat Srisaovajati as Director For For Management
5.4 Elect Satorn Topothai as Director For Against Management
6 Approve Remuneration of Directors For For Management
7 Approve EY Office Company Limited as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance and Offering of For For Management
Debentures
9 Other Business For Against Management
--------------------------------------------------------------------------------
BANGKOK DUSIT MEDICAL SERVICES PUBLIC CO. LTD.
Ticker: BDMS Security ID: Y06071255
Meeting Date: JUL 02, 2020 Meeting Type: Annual
Record Date: JUN 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Company's Performance None None Management
2 Approve Financial Statements For For Management
3 Acknowledge Interim Dividend Payment None None Management
4.1 Elect Sripop Sarasas as Director For Against Management
4.2 Elect Pradit Theekakul as Director For For Management
4.3 Elect Weerawong Chittmittrapap as For For Management
Director
4.4 Elect Narumol Noi-am as Director For For Management
4.5 Elect Chuladej Yossundharakul as For Against Management
Director
4.6 Elect Subhak Siwaraksa as Director For For Management
4.7 Elect Poramaporn Prasarttong-Osoth as For Against Management
Director
5 Approve Remuneration of Directors For For Management
6 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Other Business For Against Management
--------------------------------------------------------------------------------
BANGKOK DUSIT MEDICAL SERVICES PUBLIC CO. LTD.
Ticker: BDMS Security ID: Y06071255
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Company's Performance None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Thongchai Jira-alongkorn as For For Management
Director
4.2 Elect Kan Trakulhoon as Director For For Management
4.3 Elect Puttipong Prasarttong-Osoth as For For Management
Director
4.4 Elect Chavalit Sethameteekul as For Against Management
Director
4.5 Elect Prasert Prasarttong-Osoth as For Against Management
Director
4.6 Elect Veerathai Santiprabhob as For For Management
Director
4.7 Elect Predee Daochai as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Other Business For Against Management
--------------------------------------------------------------------------------
BANGKOK EXPRESSWAY & METRO PUBLIC CO. LTD.
Ticker: BEM Security ID: Y0607C111
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUN 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5.1 Elect Supong Chayutsahakij as Director For Against Management
5.2 Elect Phongsarit Tantisuvanitchkul as For Against Management
Director
5.3 Elect Sombat Kitjalaksana as Director For Against Management
5.4 Elect Payao Marittanaporn as Director For Against Management
5.5 Elect Vitoon Tejatussanasoontorn as For For Management
Director
5.6 Elect Chetta Thanajaro as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Prescription of Prohibitions For For Management
on Acts Constituting Foreign Dominance
9 Other Business For Against Management
--------------------------------------------------------------------------------
BANGKOK EXPRESSWAY & METRO PUBLIC CO. LTD.
Ticker: BEM Security ID: Y0607C111
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operational Results None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5.1 Elect Annop Tanlamai as Director For For Management
5.2 Elect Panit Dunnvatanachit as Director For For Management
5.3 Elect Natamon Bunnak as Director For For Management
5.4 Elect Vallapa Assakul as Director For For Management
5.5 Elect Prasobchai Kasemsant as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Prescription of Prohibitions For For Management
on Acts Constituting Foreign Dominance
9 Other Business For Against Management
--------------------------------------------------------------------------------
BANK ALBILAD
Ticker: 1140 Security ID: M1637E104
Meeting Date: APR 11, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
7 Approve Remuneration of Directors of For For Management
SAR 3,520,000 for FY 2020
8 Amend Social Responsibility Policy For For Management
9 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
10 Amend Article 3 of Bylaws Re: For For Management
Corporate Purposes
11 Amend Article 4 of Bylaws Re: For For Management
Participation and Merger
12 Amend Article 5 of Bylaws Re: For For Management
Incorporation Term
13 Amend Article 6 of Bylaws Re: For For Management
Company's Headquarter
14 Amend Article 8 of Bylaws Re: For For Management
Subscription in Shares
15 Amend Article 9 of Bylaws Re: Shares For For Management
16 Amend Article 10 of Bylaws Re: For For Management
Purchase of the company's Shares and
Disposal
17 Amend Article 13 of Bylaws Re: Capital For For Management
Increase
18 Amend Article 14 of Bylaws Re: Capital For For Management
Decrease
19 Amend Article 16 of Bylaws Re: Board For For Management
Members
20 Amend Article 17 of Bylaws Re: For For Management
Membership Expiry and Replacement
21 Amend Article 18 of Bylaws Re: Powers For For Management
and Terms of Reference of the Board
22 Amend Article 19 of Bylaws Re: For For Management
Committees of the Board and Audit
Committee
23 Amend Article 20 of Bylaws Re: For For Management
Remuneration and Rewards
24 Amend Article 21 of Bylaws Re: For For Management
Chairman, Vice Chairman, Managing
Director and Secretary Authority
25 Amend Article 22 of Bylaws Re: Board For For Management
Meetings
26 Amend Article 23 of Bylaws Re: Board For For Management
Meetings Quorum
27 Amend Article 24 of Bylaws Re: For For Management
Resolutions of the Board
28 Amend Article 25 of Bylaws Re: For For Management
Shareholders Assemblies
29 Amend Article 26 of Bylaws Re: Terms For For Management
of Reference of the Constituent
Assembly
30 Amend Article 27 of Bylaws Re: For For Management
Ordinary General Assembly
31 Amend Article 28 of Bylaws Re: For For Management
Extraordinary General Assembly
32 Amend Article 29 of Bylaws Re: For For Management
Convention of the General Assemblies
of Shareholders
33 Amend Article 30 of Bylaws Re: Method For For Management
of Attendance
34 Amend Article 34 of Bylaws Re: For For Management
Resolutions
35 Amend Article 40 of Bylaws Re: For For Management
Financial Documents
36 Amend Article 41 of Bylaws Re: For For Management
Allocation of Dividends
37 Amend Article 44 of Bylaws Re: Company For For Management
Losses
38 Amend Article 45 of Bylaws Re: For For Management
Mechanisms of Company Liquidation
39 Amend Article 46 of Bylaws Re: For For Management
Companies law and Relevant Regulations
40 Amend Article 47 of Bylaws Re: Deposit For For Management
of the Articles of Association
--------------------------------------------------------------------------------
BANK ALJAZIRA
Ticker: 1020 Security ID: M0R43T102
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Audit Committee Charter For For Management
2 Amend Remuneration and Nomination For For Management
Committee Charter
3 Elect Khaleefah Al Milhim as Director For For Management
4 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
5 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
6 Amend Directors, Committees, and For For Management
Executives Remuneration Policy
7 Approve Allocation of SAR 68 Million For For Management
From General Reserve to Retained
Earnings
8 Amend Article 3 of Bylaws Re: For For Management
Corporate Purposes
9 Amend Article 4 of Bylaws Re: For For Management
Participation and Ownership
10 Amend Article 5 of Bylaws Re: For For Management
Company's Headquarters and Other
Branches
11 Amend Article 6 of Bylaws Re: For For Management
Company's Term
12 Amend Article 7 of Bylaws Re: Issued For For Management
Capital
13 Amend Article 8 of Bylaws Re: Issuance For For Management
of Shares
14 Amend Article 9 of Bylaws Re: Transfer For For Management
of Shares
15 Amend Article 10 of Bylaws Re: For For Management
Transferring Records
16 Amend Article 11 of Bylaws Re: Trading For For Management
of Shares
17 Amend Article 12 of Bylaws Re: For For Management
Reserving and Selling of Reserved
Shares
18 Amend Article 13 of Bylaws Re: Capital For For Management
Increase
19 Amend Article 14 of Bylaws Re: Capital For For Management
Decrease
20 Amend Article 17 of Bylaws Re: Board For For Management
of Directors
21 Amend Article 18 of Bylaws Re: For For Management
Expiration of Board Membership
22 Amend Article 19 of Bylaws Re: Board For For Management
Powers
23 Amend Article 20 of Bylaws Re: For For Management
Executive Committee
24 Amend Article 21 of Bylaws Re: Audit For For Management
Committee
25 Amend Article 22 of Bylaws Re: Board For For Management
Remuneration
26 Amend Article 24 of Bylaws Re: Board For For Management
Meetings
27 Adopt New Article 26 Re: Disclosing of For For Management
Personal Interests and Company
Competition
28 Amend Article 28 of Bylaws Re: For For Management
Shareholders Meetings
29 Amend Article 29 of Bylaws Re: General For For Management
Meetings Attendance
30 Amend Article 31 of Bylaws Re: For For Management
Ordinary General Meetings
31 Amend Article 32 of Bylaws Re: For For Management
Extraordinary General Meetings
32 Amend Article 33 of Bylaws Re: General For For Management
Meetings
33 Amend Article 37 of Bylaws Re: Voting For For Management
Rights
34 Amend Article 38 of Bylaws Re: For For Management
Conditions of Shareholders Meetings
Decisions
35 Amend Article 39 of Bylaws Re: For For Management
Shareholders Rights in Asking
Questions at the General Meetings
36 Amend Article 46 of Bylaws Re: For For Management
Allocation of Dividends
37 Amend Article 48 of Bylaws Re: For For Management
Conflicts
38 Amend Article 49 of Bylaws Re: For For Management
Dissolution and Liquidation of the
Company
39 Amend Article 51 of Bylaws Re: For For Management
Commitment in Maintaining
Confidentiality
--------------------------------------------------------------------------------
BANK ALJAZIRA
Ticker: 1020 Security ID: M0R43T102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
6 Elect Nayif Al Abdulkareem as Director For For Management
7 Approve Related Party Transactions Re: For For Management
Aljazira Takaful Taawuni
8 Approve Related Party Transactions Re: For For Management
Aljazira Capital
--------------------------------------------------------------------------------
BANK OF BEIJING CO., LTD.
Ticker: 601169 Security ID: Y06958113
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhao Bing as Non-independent For For Management
Director
2 Approve Grant of Related Credit Line For For Management
to Bank of Beijing Leasing Co., Ltd.
--------------------------------------------------------------------------------
BANK OF BEIJING CO., LTD.
Ticker: 601169 Security ID: Y06958113
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Qian Huajie as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
BANK OF BEIJING CO., LTD.
Ticker: 601169 Security ID: Y06958113
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For Against Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Granting of Credit Lines to For For Management
Beijing State-owned Assets Management
Co., Ltd.
8 Approve Granting of Credit Lines to For For Management
Beijing Energy Group Co., Ltd.
9 Approve Granting of Credit Lines to For For Management
China Three Gorges Group Co., Ltd.
10 Approve Granting of Credit Lines to For For Management
Beiyin Financial Leasing Co., Ltd.
11 Approve Special Report on For Against Management
Related-party Transactions
--------------------------------------------------------------------------------
BANK OF CHENGDU CO., LTD.
Ticker: 601838 Security ID: Y0R95C103
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Hui as Non-Independent For Against Management
Director
1.2 Elect He Weizhong as Non-Independent For Against Management
Director
1.3 Elect Guo Linghai as Non-Independent For For Management
Director
1.4 Elect Yang Fan as Non-Independent For For Management
Director
1.5 Elect Qiao Liyuan as Non-Independent For For Management
Director
1.6 Elect Wang Lixin as Non-Independent For For Management
Director
1.7 Elect Dong Hui as Non-Independent For For Management
Director
1.8 Elect You Zugang as Non-Independent For For Management
Director
1.9 Elect Wang Tao as Non-Independent For For Management
Director
1.10 Elect Li Ailan as Non-Independent For For Management
Director
1.11 Elect Gan Li as Independent Director For For Management
1.12 Elect Shao Chiping as Independent For For Management
Director
1.13 Elect Song Chaoxue as Independent For For Management
Director
1.14 Elect Fan Bin as Independent Director For For Management
1.15 Elect Chen Cuntai as Independent For For Management
Director
2.1 Elect Han Xuesong as Supervisor For For Management
2.2 Elect Liu Shoumin as Supervisor For For Management
2.3 Elect Han Zirong as Supervisor For For Management
2.4 Elect Long Wenbin as Supervisor For For Management
--------------------------------------------------------------------------------
BANK OF CHENGDU CO., LTD.
Ticker: 601838 Security ID: Y0R95C103
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For Against Management
Financial Budget Plan
4 Approve Profit Distribution For For Management
5 Approve Daily Related Party For For Management
Transactions
6 Approve Appointment of Auditor For For Management
7 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
8.1 Approve Issue Type For For Management
8.2 Approve Issue Scale For For Management
8.3 Approve Par Value and Issue Price For For Management
8.4 Approve Bond Maturity For For Management
8.5 Approve Interest Rate For For Management
8.6 Approve Repayment Period and Manner of For For Management
Interest
8.7 Approve Conversion Period For For Management
8.8 Approve Determination and Adjustment For For Management
of Conversion Price
8.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
8.10 Approve Determination of Number of For For Management
Conversion Shares
8.11 Approve Dividend Distribution Post For For Management
Conversion
8.12 Approve Terms of Redemption For For Management
8.13 Approve Terms of Sell-Back For For Management
8.14 Approve Issue Manner and Target Parties For For Management
8.15 Approve Placing Arrangement for For For Management
Shareholders
8.16 Approve Bondholders and Meetings of For For Management
Bondholders
8.17 Approve Usage of Raised Funds For For Management
8.18 Approve Guarantee Matters For For Management
8.19 Approve Resolution Validity Period For For Management
9 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
10 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
11 Approve Report on the Usage of For For Management
Previously Raised Funds
12 Approve Company's Capital Management For For Management
Planning
13 Approve Shareholder Return Plan For For Management
14 Approve Authorization of the Board to For For Management
Handle All Related Matters
15 Approve Daily Related Party For For Management
Transactions
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 3988 Security ID: Y13905107
Meeting Date: JAN 18, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Keqiu as Supervisor For For Management
2 Approve 2019 Remuneration Distribution For For Management
Plan for Chairman of the Board of
Directors and Executive Directors
3 Approve 2019 Remuneration Distribution For For Management
Plan for Chairman of the Board of
Supervisors and Shareholder
Representative Supervisors
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 3988 Security ID: Y0698A107
Meeting Date: JAN 18, 2021 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Keqiu as Supervisor For For Management
2 Approve 2019 Remuneration Distribution For For Management
Plan for Chairman of the Board of
Directors and Executive Directors
3 Approve 2019 Remuneration Distribution For For Management
Plan for Chairman of the Board of
Supervisors and Shareholder
Representative Supervisors
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 3988 Security ID: Y13905107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of Board of For For Management
Directors
2 Approve 2020 Work Report of Board of For For Management
Supervisors
3 Approve 2020 Annual Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2021 Annual Budget for Fixed For For Management
Assets Investment
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic and External
Auditor and PricewaterhouseCoopers as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve 2020 Remuneration Distribution For For Management
Plan of Supervisors
8 Elect Liu Liange as Director For For Management
9 Elect Liu Jin as Director For For Management
10 Elect Lin Jingzhen as Director For For Management
11 Elect Jiang Guohua as Director For For Management
12 Approve the Application for For For Management
Provisional Authorization of Outbound
Donations
13 Approve the Bond Issuance Plan For For Management
14 Approve the Issuance of Write-down For For Management
Undated Capital Bonds
15 Approve the Issuance of Qualified For For Management
Write-down Tier 2 Capital Instruments
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 3988 Security ID: Y0698A107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of Board of For For Management
Directors
2 Approve 2020 Work Report of Board of For For Management
Supervisors
3 Approve 2020 Annual Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2021 Annual Budget for Fixed For For Management
Assets Investment
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic and External
Auditor and PricewaterhouseCoopers as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve 2020 Remuneration Distribution For For Management
Plan of Supervisors
8 Elect Liu Liange as Director For For Management
9 Elect Liu Jin as Director For For Management
10 Elect Lin Jingzhen as Director For For Management
11 Elect Jiang Guohua as Director For For Management
12 Approve the Application for For For Management
Provisional Authorization of Outbound
Donations
13 Approve the Bond Issuance Plan For For Management
14 Approve the Issuance of Write-down For For Management
Undated Capital Bonds
15 Approve the Issuance of Qualified For For Management
Write-down Tier 2 Capital Instruments
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988110
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Linping as Director For For Management
2 Elect Chang Baosheng as Director For For Management
3 Approve Donation of Materials in For For Management
Fighting the COVID-19 Pandemic in 2020
4 Approve Remuneration Plan of the For For Shareholder
Directors
5 Approve Remuneration Plan of the For For Shareholder
Supervisors
6 Elect Cai Yunge as Supervisor For For Shareholder
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988102
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Linping as Director For For Management
2 Elect Chang Baosheng as Director For For Management
3 Approve Donation of Materials in For For Management
Fighting the COVID-19 Pandemic in 2020
4 Approve Remuneration Plan of the For For Shareholder
Directors
5 Approve Remuneration Plan of the For For Shareholder
Supervisors
6 Elect Cai Yunge as Supervisor For For Shareholder
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988102
Meeting Date: MAR 24, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Management Plan (2021 For For Management
- 2025)
2 Approve Issuance of Qualified For For Management
Write-down Tier 2 Capital Bonds and
Related Transactions
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988110
Meeting Date: MAR 24, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Management Plan (2021 For For Management
- 2025)
2 Approve Issuance of Qualified For For Management
Write-down Tier 2 Capital Bonds and
Related Transactions
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Assets Investment Plan For For Management
6 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Determine and Enter Into
Respective Engagement with Them
--------------------------------------------------------------------------------
BANK OF COMMUNICATIONS CO., LTD.
Ticker: 3328 Security ID: Y06988110
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Assets Investment Plan For For Management
6 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Determine and Enter Into
Respective Engagement with Them
--------------------------------------------------------------------------------
BANK OF HANGZHOU CO., LTD.
Ticker: 600926 Security ID: Y0R98A104
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Period For For Management
2.5 Approve Interest Rate For For Management
2.6 Approve Repayment Period and Manner For For Management
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Determination of Number of For For Management
Conversion Shares
2.11 Approve Dividend Distribution Post For For Management
Conversion
2.12 Approve Terms of Redemption For For Management
2.13 Approve Terms of Sell-Back For For Management
2.14 Approve Issue Manner and Target Parties For For Management
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings For For Management
of Bond Holders
2.17 Approve Usage of Raised Funds For For Management
2.18 Approve Guarantee Matters For For Management
2.19 Approve Resolution Validity Period For For Management
3 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
6 Approve Authorization of Board to For For Management
Handle All Related Matters
7 Approve Issuance of Financial Bonds For For Management
and Special Authorization Within Limit
8 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
9 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
10 Elect Li Changqing as Independent For For Shareholder
Director
--------------------------------------------------------------------------------
BANK OF HANGZHOU CO., LTD.
Ticker: 600926 Security ID: Y0R98A104
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For For Management
Financial Budget Plan
4 Approve Profit Distribution For For Management
5 Approve Special Report on Related For Against Management
Party Transactions
6 Approve Related Party Transaction For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Issuance of Tier 2 Capital For For Management
Bonds and Special Authorizations
9 Approve Issuance of Green Financial For For Management
Bonds and Special Authorizations
10 Elect Shen Ming as Non-independent For For Management
Director
--------------------------------------------------------------------------------
BANK OF JIANGSU CO., LTD.
Ticker: 600919 Security ID: Y0698M101
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Rights Issue
2.1 Approve Type and Par Value Per Share For For Management
2.2 Approve Issue Manner For For Management
2.3 Approve Proportion and Number of Shares For For Management
2.4 Approve Issue Price and Pricing Basis For For Management
2.5 Approve Target Subscribers For For Management
2.6 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.7 Approve Issue Time For For Management
2.8 Approve Underwriting Manner For For Management
2.9 Approve Amount and Use of Proceeds For For Management
2.10 Approve Listing Exchange For For Management
2.11 Approve Resolution Validity Period For For Management
3 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
6 Approve Shareholder Return Plan For For Management
7 Approve Authorization of Board to For For Management
Handle All Related Matters
8.1 Elect Xia Ping as Non-Independent For For Management
Director
8.2 Elect Ji Ming as Non-Independent For For Management
Director
8.3 Elect Gu Xian as Non-Independent For For Management
Director
8.4 Elect Wu Dianjun as Non-Independent For For Management
Director
8.5 Elect Hu Jun as Non-Independent For For Management
Director
8.6 Elect Shan Xiang as Non-Independent For For Management
Director
8.7 Elect Jiang Jian as Non-Independent For For Management
Director
8.8 Elect Tang Jinsong as Non-Independent For For Management
Director
8.9 Elect Du Wenyi as Non-Independent For For Management
Director
8.10 Elect Ren Tong as Non-Independent For For Management
Director
8.11 Elect Yu Chen as Independent Director For For Management
8.12 Elect Yang Tingdong as Independent For For Management
Director
8.13 Elect Ding Xiaolin as Independent For For Management
Director
8.14 Elect Li Xindan as Independent Director For For Management
8.15 Elect Hong Lei as Independent Director For For Management
9.1 Elect Zheng Gang as Supervisor For For Management
9.2 Elect Xiang Rong as Supervisor For For Management
9.3 Elect Tang Xiaoqing as Supervisor For For Management
9.4 Elect Chen Zhibin as Supervisor For For Management
9.5 Elect Chen Libiao as Supervisor For For Management
--------------------------------------------------------------------------------
BANK OF JIANGSU CO., LTD.
Ticker: 600919 Security ID: Y0698M101
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Performance Evaluation Report For For Management
on Directors and Senior Management
Members
4 Approve Performance Evaluation Report For For Management
on Supervisors
5 Approve Report of the Independent For For Management
Directors
6 Approve Financial Statements and For Against Management
Financial Budget Report
7 Approve Profit Distribution For For Management
8 Approve 2020 Related Party Transactions For For Management
9 Approve 2021 Daily Related-party For For Management
Transaction
10 Approve to Appoint Auditor For For Management
11 Approve Adjustment of Authorization For Against Management
Plan of the Board of Directors
--------------------------------------------------------------------------------
BANK OF NANJING CO., LTD.
Ticker: 601009 Security ID: Y0698E109
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2.1 Elect Hu Shengrong as Non-Independent For For Shareholder
Director
2.2 Elect Lin Jingran as Non-Independent For For Shareholder
Director
2.3 Elect Yang Bohao as Non-Independent For For Shareholder
Director
2.4 Elect Chen Zheng as Non-Independent For For Shareholder
Director
2.5 Elect Yu Lanying as Non-Independent For For Shareholder
Director
2.6 Elect Xu Yimin as Non-Independent For For Shareholder
Director
2.7 Elect Liu Lini as Non-Independent For For Shareholder
Director
3.1 Elect Chen Donghua as Independent For For Management
Director
3.2 Elect Xiao Binqing as Independent For For Management
Director
3.3 Elect Shen Yongming as Independent For For Management
Director
3.4 Elect Qiang Ying as Independent For For Management
Director
4.1 Elect Shen Yongjian as Supervisor For For Management
4.2 Elect Ma Miao as Supervisor For For Management
4.3 Elect Xu Yueping as Supervisor For For Management
4.4 Elect Liu Qilian as Supervisor For For Management
4.5 Elect Zhang Ding as Supervisor For For Management
4.6 Elect Liu Hechun as Supervisor For For Management
--------------------------------------------------------------------------------
BANK OF NANJING CO., LTD.
Ticker: 601009 Security ID: Y0698E109
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Interest Payment Period and For For Management
Method
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Determination Method of Number For For Management
of Shares Converted
2.11 Approve Attributable Dividends Annual For For Management
Conversion
2.12 Approve Terms of Redemption For For Management
2.13 Approve Terms of Sell-Back For For Management
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Convertible Bondholders and For For Management
Matters Relating to Meetings of
Convertible Bondholders
2.17 Approve Use of Proceeds For For Management
2.18 Approve Guarantee Matters For For Management
2.19 Approve Resolution Validity Period For For Management
3 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
4 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
5 Approve Authorization of Board to For For Management
Handle All Related Matters
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Daily Related Party Transaction For For Management
--------------------------------------------------------------------------------
BANK OF NANJING CO., LTD.
Ticker: 601009 Security ID: Y0698E109
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Jiachun as Supervisor For For Management
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
BANK OF NANJING CO., LTD.
Ticker: 601009 Security ID: Y0698E109
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Financial Budget Report
2 Approve Profit Distribution For For Management
3 Approve Special Report on Related For For Management
Party Transactions
4 Approve Related Party Transaction For For Management
5 Approve to Appoint Auditor For For Management
6 Approve to Appoint Internal Control For For Management
Auditor
7 Approve Capital Planning For For Management
8 Approve Rules and Procedures Regarding For For Management
Meetings of Board of Directors
9 Approve Issuance of Financial Bonds For For Management
10 Approve Report of the Board of For For Management
Directors
11 Approve Report of the Board of For For Management
Supervisors
12 Approve Evaluation Report of the Board For For Management
of Supervisors on the Performance of
Directors and Senior Management Members
13 Approve Evaluation Report on the For For Management
Performance Report of the Supervisors
--------------------------------------------------------------------------------
BANK OF NINGBO CO., LTD.
Ticker: 002142 Security ID: Y0698G104
Meeting Date: NOV 23, 2020 Meeting Type: Special
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
2 Approve Issuance of Tier 2 Capital For For Management
Bonds
3 Approve Issuance of Financial Bonds For For Management
--------------------------------------------------------------------------------
BANK OF NINGBO CO., LTD.
Ticker: 002142 Security ID: Y0698G104
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Daily Related For For Management
Party Transaction
2 Approve Company's Eligibility for For For Management
Rights Issue
3.1 Approve Share Type and Par Value For For Management
3.2 Approve Issue Manner and Subscription For For Management
Method
3.3 Approve Base, Proportion and Number of For For Management
Shares
3.4 Approve Issue Price and Pricing Basis For For Management
3.5 Approve Target Subscribers For For Management
3.6 Approve Distribution Arrangement of For For Management
Undistributed Earnings
3.7 Approve Scale and Use of Proceeds For For Management
3.8 Approve Issue Time For For Management
3.9 Approve Underwriting Manner For For Management
3.10 Approve Listing Exchange For For Management
3.11 Approve Resolution Validity Period For For Management
4 Approve Rights Issue For For Management
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
BANK OF NINGBO CO., LTD.
Ticker: 002142 Security ID: Y0698G104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report For For Management
3 Approve Financial Statements and For For Management
Financial Budget Plan
4 Approve Profit Distribution For For Management
5 Approve to Appoint Auditor For For Management
6 Approve 2020 Implementation of Related For For Management
Party Transactions and 2021 Work Plan
7 Elect Zhu Nianhui as Non-Independent For For Management
Director
8 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
9 Amend Remuneration Measures for For For Management
Chairman and Vice Chairman
10 Amend Remuneration Measures for the For For Management
Chairman of the Board of Supervisors
11 Approve Report of the Board of For For Management
Supervisors
12 Approve Performance Evaluation Report For For Management
of the Board of Directors and Directors
13 Approve Performance Evaluation Report For For Management
of the Board of Supervisors and
Supervisors
14 Approve Performance Evaluation Report For For Management
of the Senior Management and Senior
Management Members
15 Approve Capital Management Performance For For Management
Evaluation Report
--------------------------------------------------------------------------------
BANK OF SHANGHAI CO., LTD.
Ticker: 601229 Security ID: Y0R98R107
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhu Jian as Non-Independent For For Management
Director
2 Elect Jia Ruijun as Supervisor For For Management
--------------------------------------------------------------------------------
BANK OF SHANGHAI CO., LTD.
Ticker: 601229 Security ID: Y0R98R107
Meeting Date: DEC 02, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Amendments to Articles of For Against Management
Association
1.2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
1.3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
1.4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
2 Approve Extension of Resolution For For Management
Validity Period and Authorization of
the Board on Convertible Bond Issuance
--------------------------------------------------------------------------------
BANK OF SHANGHAI CO., LTD.
Ticker: 601229 Security ID: Y0R98R107
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jin Yu as Non-independent For For Management
Director
1.2 Elect Zhu Jian as Non-independent For For Management
Director
1.3 Elect Shi Hongmin as Non-independent For For Management
Director
1.4 Elect Ye Jun as Non-independent For For Management
Director
1.5 Elect Ying Xiaoming as Non-independent For For Management
Director
1.6 Elect Gu Jinshan as Non-independent For For Management
Director
1.7 Elect Kong Xuhong as Non-independent For For Management
Director
1.8 Elect Du Juan as Non-independent For For Management
Director
1.9 Elect Tao Hongjun as Non-independent For For Management
Director
1.10 Elect Zhuang Zhe as Non-independent For For Management
Director
1.11 Elect Guo Xizhi as Non-independent For For Management
Director
1.12 Elect Gan Xiangnan as Non-independent For For Management
Director
1.13 Elect Li Zhengqiang as Independent For For Management
Director
1.14 Elect Yang Dehong as Independent For For Management
Director
1.15 Elect Sun Zheng as Independent Director For For Management
1.16 Elect Xue Yunkui as Independent For For Management
Director
1.17 Elect Xiao Wei as Independent Director For For Management
1.18 Elect Gong Fangxiong as Independent For For Management
Director
2.1 Elect Jia Ruijun as Supervisor For For Management
2.2 Elect Ge Ming as Supervisor For For Management
2.3 Elect Yuan Zhigang as Supervisor For For Management
2.4 Elect Tang Weijun as Supervisor For For Management
--------------------------------------------------------------------------------
BANK OF SHANGHAI CO., LTD.
Ticker: 601229 Security ID: Y0R98R107
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For Against Management
Financial Budget Report
4 Approve Profit Distribution For For Management
5 Approve Performance Evaluation Report For For Management
of Directors
6 Approve Performance Evaluation Report For For Management
of Supervisors
7 Approve Performance Evaluation Report For For Management
of Senior Managers
8 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
BANK OF THE PHILIPPINE ISLANDS
Ticker: BPI Security ID: Y0967S169
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Annual Report For For Management
3 Ratify Acts of the Board of Directors For For Management
and Officers
4.1 Elect Jaime Augusto Zobel de Ayala as For For Management
Director
4.2 Elect Fernando Zobel de Ayala as For For Management
Director
4.3 Elect Romeo L. Bernardo as Director For For Management
4.4 Elect Ignacio R. Bunye as Director For For Management
4.5 Elect Cezar P. Consing as Director For For Management
4.6 Elect Ramon R. del Rosario, Jr. as For For Management
Director
4.7 Elect Octavio V. Espiritu as Director For For Management
4.8 Elect Rebecca G. Fernando as Director For For Management
4.9 Elect Jose Teodoro K. Limcaoco as For For Management
Director
4.10 Elect Aurelio R. Montinola III as For For Management
Director
4.11 Elect Mercedita S. Nolledo as Director For For Management
4.12 Elect Antonio Jose U. Periquet as For For Management
Director
4.13 Elect Cesar V. Purisima as Director For For Management
4.14 Elect Eli M. Remolona, Jr. as Director For For Management
4.15 Elect Maria Dolores B. Yuvienco as For For Management
Director
5 Elect Isla Lipana & Co. as Independent For For Management
Auditors and Fix Their Remuneration
6a Approve Merger of BPI Family Savings For For Management
Bank, Inc. into the Bank of the
Philippine Islands
6b Approve Increase in Authorized Capital For For Management
Stock and Corresponding Amendment of
Article VII of the Bank's Articles of
Incorporation
7 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
BANK POLSKA KASA OPIEKI SA
Ticker: PEO Security ID: X0R77T117
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Management Board Report on None None Management
Company's and Group's Operations
6 Receive Financial Statements None None Management
7 Receive Consolidated Financial None None Management
Statements
8 Receive Management Board Proposal on None None Management
Allocation of Income
9 Receive Supervisory Board Report None None Management
10.1 Approve Management Board Report on For For Management
Company's and Group's Operations
10.2 Approve Financial Statements For For Management
10.3 Approve Consolidated Financial For For Management
Statements
10.4 Approve Allocation of Income and For For Management
Omission of Dividends
10.5 Approve Supervisory Board Report For For Management
10.6a Approve Discharge of Marek Lusztyn For For Management
(Deputy CEO)
10.6b Approve Discharge of Marcin Gadomsk For For Management
(Deputy CEO)
10.6c Approve Discharge of Marek Tomczuk For For Management
(Deputy CEO)
10.6d Approve Discharge of Grzegorz For For Management
Olszewski (Management Board Member)
10.6e Approve Discharge of Jaroslaw Fuchs For For Management
(Deputy CEO)
10.6f Approve Discharge of Magdalena For For Management
Zmitrowicz (Deputy CEO)
10.6g Approve Discharge of Tomasz Kubiak For For Management
(Deputy CEO)
10.6h Approve Discharge of Tomasz Styczynski For For Management
(Deputy CEO)
10.6i Approve Discharge of Krzysztof For For Management
Kozlowski (Deputy CEO)
10.6j Approve Discharge of Leszek Skiba For For Management
(Deputy CEO)
10.7a Approve Discharge of Beata For For Management
Kozlowska-Chyla (Supervisory Board
Chairperson)
10.7b Approve Discharge of Joanna Dynysiuk For For Management
(Supervisory Board Deputy Chairman)
10.7c Approve Discharge of Marcin Eckert For For Management
(Supervisory Board Deputy Chairman)
10.7d Approve Discharge of Stanislaw Ryszard For For Management
Kaczoruk (Supervisory Board Deouty
Chairman and Secretary)
10.7e Approve Discharge of Malgorzata For For Management
Sadurska (Supervisory Board Member)
10.7f Approve Discharge of Michal Kaszynski For For Management
(Supervisory Board Member)
10.7g Approve Discharge of Justyna For For Management
Glebikowska-Michalak (Supervisory
Board Member)
10.7h Approve Discharge of Sabina For For Management
Bigos-Jaworowska (Supervisory Board
Member)
10.7i Approve Discharge of Marian Majcher For For Management
(Supervisory Board Member)
10.7j Approve Discharge of Pawel Surowka For For Management
(Supervisory Board Chairman)
10.7k Approve Discharge of Pawel Stopczynski For For Management
(Supervisory Board Secretary)
10.7l Approve Discharge of Grzegorz Janas For For Management
(Supervisory Board Chairman)
11 Ratify KPMG as Auditor For For Management
12 Adopt Policy on Assessment of For For Management
Suitability of Management Board
Members, Supervisory Board Members and
Key Function Holders
13 Approve Remuneration Report For Against Management
14 Approve Supervisory Board Report on For For Management
Remuneration Policy
15 Receive Supervisory Board Report on None None Management
Company's Compliance with Corporate
Governance Principles for Supervised
Institutions
16 Receive Regulations on Supervisory None None Management
Board
17.1 Amend Statute For For Management
17.2 Amend Statute Re: Corporate Purpose For For Management
17.3 Amend Statute Re: Corporate Purpose For For Management
17.4 Amend Statute Re: Corporate Purpose For For Management
17.5 Amend Statute Re: Supervisory Board For For Management
17.6 Amend Statute Re: Supervisory Board For For Management
17.7 Amend Statute Re: Supervisory Board For For Management
17.8 Amend Statute Re: Supervisory Board For For Management
and Management Board
17.9 Amend Statute Re: Supervisory Board For For Management
17.10 Amend Statute Re: Management Board For For Management
17.11 Amend Statute Re: Management Board For For Management
17.12 Amend Statute Re: Management Board For For Management
18.1 Amend Statute None Against Shareholder
18.2 Amend Statute Re: Supervisory Board None Against Shareholder
18.3 Amend Statute Re: Management Board None Against Shareholder
19.1 Recall Supervisory Board Member None Against Shareholder
19.2 Elect Supervisory Board Member None Against Shareholder
20 Close Meeting None None Management
--------------------------------------------------------------------------------
BANQUE SAUDI FRANSI
Ticker: 1050 Security ID: M1R177100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Dividends of SAR 0.40 per For For Management
Share for FY 2020
5 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
6 Approve Discharge of Directors for FY For For Management
2020
7 Approve Remuneration of Directors of For For Management
SAR 8,070,000 for FY 2020
8 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
9 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
10 Approve to Amend Board Nomination For For Management
Membership Assessment and Succession
Policy
11 Approve to Amend Audit Committee For For Management
Charter
12 Approve to Amend Nomination and For Against Management
Remuneration Committee Charter
13 Approve Related Party Transactions Re: For For Management
ABANA Enterprise Group
14 Approve Related Party Transactions Re: For For Management
ABANA Group
15 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co.
16 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co.
17 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co.
18 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co.
19 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co.
20 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co.
21 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co.
22 Approve Related Party Transactions Re: For For Management
Jeddah National Hospital
23 Approve Related Party Transactions Re: For For Management
Jeddah National Hospital
24 Approve Related Party Transactions Re: For For Management
Panda Retail Company
25 Authorize Share Repurchase Program up For Against Management
to 3,000,000 Shares to be Allocated to
Employees' Long-Term Incentive Plan
--------------------------------------------------------------------------------
BAOSHAN IRON & STEEL CO., LTD.
Ticker: 600019 Security ID: Y0698U103
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Short-term Corporate Bond For For Management
Issuance
2 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
BAOSHAN IRON & STEEL CO., LTD.
Ticker: 600019 Security ID: Y0698U103
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Amendments to Articles of For Against Management
Association
--------------------------------------------------------------------------------
BAOSHAN IRON & STEEL CO., LTD.
Ticker: 600019 Security ID: Y0698U103
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Sheng Genghong as For For Management
Non-Independent Director
1.2 Elect Zhou Xuedong as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
BAOSHAN IRON & STEEL CO., LTD.
Ticker: 600019 Security ID: Y0698U103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Budget For For Management
7 Approve Related Party Transaction For Against Management
8 Approve Appointment of Independent For For Management
Accountant and Internal Control Auditor
9 Approve Issuance of Bonds For For Management
10 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
11 Approve Amendments to Articles of For For Management
Association
12.1 Elect Zou Jixin as Director For For Management
12.2 Elect Hou Angui as Director For For Management
12.3 Elect Sheng Genghong as Director For For Management
12.4 Elect Yao Linlong as Director For For Management
12.5 Elect Zhou Xuedong as Director For For Management
12.6 Elect Luo Jianchuan as Director For For Management
13.1 Elect Zhang Kehua as Director For For Management
13.2 Elect Lu Xiongwen as Director For For Management
13.3 Elect Xie Rong as Director For For Management
13.4 Elect Bai Yanchun as Director For For Management
13.5 Elect Tian Yong as Director For For Management
14.1 Elect Zhu Yonghong as Supervisor For For Management
14.2 Elect Yu Hansheng as Supervisor For For Management
14.3 Elect Zhu Hanming as Supervisor For For Management
14.4 Elect Wang Zhen as Supervisor For For Management
--------------------------------------------------------------------------------
BAOZUN, INC.
Ticker: 9991 Security ID: 06684L103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Fifth Amended and Restated For For Management
Memorandum and Articles of Association
2 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as Auditors
for the Year Ended December 31, 2020
and Authorize Board to Fix Their
Remuneration
3 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as Auditors
for the Year Ending December 31, 2021
and Authorize Board to Fix Their
Remuneration
4 Elect Director Jessica Xiuyun Liu For Against Management
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
BB SEGURIDADE PARTICIPACOES SA
Ticker: BBSE3 Security ID: P1R1WJ103
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Mauro Ribeiro Neto as Director For For Management
4 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauro Ribeiro Neto as Director
6.1 Elect Lucineia Possar as Fiscal For For Management
Council Member and Fabiano Macanhan
Fontes as Alternate
6.2 Elect Luis Felipe Vital Nunes Pereira For For Management
as Fiscal Council Member and Daniel de
Araujo e Borges as Alternate
6.3 Elect Francisco Olinto Velo Schmitt as For For Shareholder
Fiscal Council Member and Kuno Dietmar
Frank as Alternate as Minority
Representative Under Majority Fiscal
Council Election
7 Approve Remuneration of Fiscal Council For For Management
Members
8 Approve Remuneration of Company's For For Management
Management
9 Approve Remuneration of Audit For For Management
Committee Members and Related Party
Transactions Committee Members
10 Ratify Remuneration of Company's For For Management
Management, Fiscal Council and Audit
Committee from April to July 2020
--------------------------------------------------------------------------------
BB SEGURIDADE PARTICIPACOES SA
Ticker: BBSE3 Security ID: P1R1WJ103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3.1 Elect Carlos Motta dos Santos as Board For For Management
Chairman
3.2 Elect Mauro Ribeiro Neto as Board For For Management
Vice-Chairman
3.3 Elect Marcio Hamilton Ferreira as For For Management
Director
3.4 Elect Arnaldo Jose Vollet as For For Management
Independent Director
3.5 Elect Ricardo Moura de Araujo Faria as For For Management
Director
3.6 Elect Claudio Xavier Seefelder Filho For For Management
as Director
3.7 Elect Isabel da Silva Ramos as None For Shareholder
Director as Minority Representative
Under Majority Board Election
4 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
5.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Motta dos Santos as Board
Chairman
5.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauro Ribeiro Neto as Board
Vice-Chairman
5.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Hamilton Ferreira as
Director
5.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Arnaldo Jose Vollet as
Independent Director
5.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ricardo Moura de Araujo Faria as
Director
5.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Claudio Xavier Seefelder Filho
as Director
5.7 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Isabel da Silva Ramos as
Director as Minority Representative
Under Majority Board Election
6 Elect Bruno Monteiro Martins as For For Management
Alternate Fiscal Council Member
7 Approve Remuneration of Fiscal Council For For Management
Members
8 Approve Remuneration of Company's For For Management
Management
9 Approve Remuneration of Audit For For Management
Committee Members and Related Party
Transactions Committee Member
10 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
11 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
--------------------------------------------------------------------------------
BB SEGURIDADE PARTICIPACOES SA
Ticker: BBSE3 Security ID: P1R1WJ103
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 9 For For Management
2 Amend Article 11 For For Management
3 Amend Articles For For Management
4 Amend Articles For For Management
5 Amend Articles 32 and 33 For For Management
6 Amend Articles 37 and 38 For For Management
7 Add Article 54 For Against Management
8 Approve Share Matching Plan for For Against Management
Company's Executives
--------------------------------------------------------------------------------
BBMG CORPORATION
Ticker: 2009 Security ID: Y076A3113
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zeng Jing as Director and For For Management
Authorize Board to Enter Into Service
Contract and/or Appointment Letter
with Him
--------------------------------------------------------------------------------
BBMG CORPORATION
Ticker: 2009 Security ID: Y076A3113
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.1 Elect Jiang Yingwu as Director For For Management
--------------------------------------------------------------------------------
BBMG CORPORATION
Ticker: 2009 Security ID: Y076A3113
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Board
3 Approve 2020 Audited Accounts For For Management
4 Approve 2020 Profit Distribution For For Management
Proposal
5 Appoint Ernst & Young Hua Ming For For Management
Certified Public Accountants as
Auditor and Authorize Board to Fix
Their Remuneration
6 Approve 2020 Remuneration Plan of For For Management
Directors
7 Approve 2021 Guarantee Authorization For For Management
to Subsidiaries
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and H
Shares
9 Approve Remuneration Standard of For For Management
Directors
10 Approve Remuneration Standard of For For Management
Supervisors
11.01 Elect Zeng Jin as Director For For Management
11.02 Elect Jiang Yingwu as Director For For Management
11.03 Elect Wu Dong as Director For For Management
11.04 Elect Zheng Baojin as Director For For Management
11.05 Elect Gu Tiemin as Director For For Management
12.01 Elect Yu Fei as Director For For Management
12.02 Elect Liu Taigang as Director For For Management
12.03 Elect Li Xiaohui as Director For For Management
12.04 Elect Hong Yongmiao as Director For For Management
12.05 Elect Tam Kin Fong as Director For For Management
13.01 Elect Guo Yanming as Supervisor For For Management
13.02 Elect Zhang Qicheng as Supervisor For For Management
13.03 Elect Gao Junhua as Supervisor For For Management
13.04 Elect Yu Kaijun as Supervisor For For Management
--------------------------------------------------------------------------------
BDO UNIBANK, INC.
Ticker: BDO Security ID: Y07775102
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous For For Management
Stockholders' Meeting held on June 16,
2020
2 Approve Audited Financial Statements For For Management
of BDO as of December 31, 2020
3 Approve and Ratify All Acts of the For For Management
Board of Directors, Board Committees
and Management During Their Terms of
Office
4.1 Elect Christopher A. Bell-Knight as For For Management
Director
4.2 Elect Jesus A. Jacinto, Jr. as Director For For Management
4.3 Elect Teresita T. Sy as Director For For Management
4.4 Elect Josefina N. Tan as Director For For Management
4.5 Elect Nestor V. Tan as Director For For Management
4.6 Elect George T. Barcelon as Director For For Management
4.7 Elect Jose F. Buenaventura as Director For For Management
4.8 Elect Jones M. Castro, Jr. as Director For For Management
4.9 Elect Vicente S. Perez, Jr. as Director For For Management
4.10 Elect Dioscoro I. Ramos as Director For For Management
4.11 Elect Gilberto C. Teodoro, Jr. as For For Management
Director
5 Approve Amendments to Sections 10 and For For Management
16 of BDO's By-Laws Following the
Recommendations of the Bangko Sentral
ng Pilipinas
6 Appoint External Auditor For For Management
7 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
BECLE SAB DE CV
Ticker: CUERVO Security ID: P0929Y106
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect or Ratify Board Secretary For Against Management
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
BECLE SAB DE CV
Ticker: CUERVO Security ID: P0929Y106
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 12 For Against Management
2 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
BECLE SAB DE CV
Ticker: CUERVO Security ID: P0929Y106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports and Discharge
Directors, Committees and CEO
2 Present Report on Adherence to Fiscal For For Management
Obligations
3 Approve Allocation of Income and For For Management
Dividends
4.1 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
4.2 Approve Report on Policies and For For Management
Decisions Adopted by Board on Share
Repurchase
5 Elect or Ratify Directors, Secretary For Against Management
and Officers
6 Elect or Ratify Chairman of Audit and For Against Management
Corporate Practices Committee
7 Approve Remuneration of Directors, For For Management
Audit and Corporate Practices
Committee and Secretary
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
BEIGENE, LTD.
Ticker: 6160 Security ID: 07725L102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald W. Glazer For For Management
2 Elect Director Michael Goller For For Management
3 Elect Director Thomas Malley For For Management
4 Elect Director Corazon (Corsee) D. For For Management
Sanders
5 Ratify Ernst & Young Hua Ming LLP and For For Management
Ernst & Young as Auditors
6 Authorize the Board of Directors to For For Management
Issue, Allot, or Deal with Unissued
Ordinary Shares and/or American
Depositary Shares
7 Approve Connected Person Placing For For Management
Authorization I
8 Approve Connected Person Placing For For Management
Authorization IA
9 Approve Connected Person Placing For For Management
Authorization II
10 Approve Connected Person Placing For For Management
Authorization IIA
11 Approve Direct Purchase Option For For Management
12 Approve Grant of Restricted Shares For Against Management
Unit to John V. Oyler
13 Approve Grant of Restricted Shares For Against Management
Unit to Xiaodong Wang
14 Approve Grant of Restricted Shares For Against Management
Unit to Other Non-Executive and
Independent Non-Executive Directors
15 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
16 Amend Articles For For Management
17 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED
Ticker: 694 Security ID: Y07717104
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Plan in Respect of For For Management
the Formation of the Joint Venture
Company for the Transformation of
Technological Achievements
2 Approve International Retail For For Management
Management Agreement and Related
Transactions
3 Approve Supply of Power and Energy For For Management
Agreement and Related Transactions
--------------------------------------------------------------------------------
BEIJING CAPITAL INTERNATIONAL AIRPORT COMPANY LIMITED
Ticker: 694 Security ID: Y07717104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
and Independent Auditors' Report
4 Approve Profit Distribution Proposal For For Management
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and
PricewaterhouseCoopers as
International Auditor and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD.
Ticker: 002385 Security ID: Y0772N108
Meeting Date: JUL 07, 2020 Meeting Type: Special
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Guarantee Provision Plan
--------------------------------------------------------------------------------
BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD.
Ticker: 002385 Security ID: Y0772N108
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Guarantee Provision Plan
2 Approve Repurchase and Cancellation of For For Management
Performance Shares
3 Approve Decrease in Registered Capital For For Management
and Amend Articles of Association
4 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD.
Ticker: 002385 Security ID: Y0772N108
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Short-term Corporate Bond Issuance via
Non-public Issuance
2.1 Approve Par Value, Issue Price and For For Management
Issue Scale
2.2 Approve Issue Type and Period For For Management
2.3 Approve Interest Rate and Method of For For Management
Payment
2.4 Approve Usage of Raised Funds For For Management
2.5 Approve Target Parties and Issue Manner For For Management
2.6 Approve Placement Arrangement to For For Management
Shareholders
2.7 Approve Listing Transfer Method For For Management
2.8 Approve Underwriting Manner For For Management
2.9 Approve Resolution Validity Period For For Management
2.10 Approve Credit Enhancement Mechanism For For Management
and Safeguard Measures of Debts
Repayment
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Company's Eligibility for For For Management
Corporate Bond Issuance via Public
Issuance
5.1 Approve Par Value, Issue Price and For For Management
Issue Scale
5.2 Approve Issue Type and Bond Period For For Management
5.3 Approve Interest Rate and Method of For For Management
Payment
5.4 Approve Usage of Raised Funds For For Management
5.5 Approve Target Parties and Issue Manner For For Management
5.6 Approve Placement Arrangement to For For Management
Shareholders
5.7 Approve Listing Arrangement For For Management
5.8 Approve Underwriting Manner For For Management
5.9 Approve Redemption and Resale Clause For For Management
5.10 Approve Resolution Validity Period For For Management
5.11 Approve Credit Enhancement Mechanism For For Management
and Safeguard Measures of Debts
Repayment
6 Approve Authorization of the Board to For For Management
Handle All Related Matters of
Corporate Bond Issuance via Public
Offering
--------------------------------------------------------------------------------
BEIJING DABEINONG TECHNOLOGY GROUP CO., LTD.
Ticker: 002385 Security ID: Y0772N108
Meeting Date: NOV 02, 2020 Meeting Type: Special
Record Date: OCT 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee to For For Management
Liaoning Dabei Agriculture and
Livestock Co., Ltd.
2 Approve Provision of Guarantee to For For Management
Changle Dabei Agriculture and Animal
Husbandry Food Co., Ltd.
3 Approve Provision of Guarantee to For For Management
Beijing Rural Credit Interconnection
Data Technology Co., Ltd.
--------------------------------------------------------------------------------
BEIJING ENLIGHT MEDIA CO., LTD.
Ticker: 300251 Security ID: Y0773B103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Approve Draft and Summary on Employee For For Management
Share Purchase Plan
10 Approve Management Method of Employee For For Management
Share Purchase Plan
11 Approve Authorization of the Board to For For Management
Handle All Related Matters
12 Approve Amendments to Articles of For Against Management
Association
13 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
14 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
15 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
16 Amend Working System of Independent For Against Management
Directors
17 Amend Related Party Transaction For Against Management
Management System
18 Amend Financing and External Guarantee For Against Management
Management System
19 Amend Raised Funds Management System For Against Management
--------------------------------------------------------------------------------
BEIJING ENTERPRISES HOLDINGS LIMITED
Ticker: 392 Security ID: Y07702122
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Zhao Xiaodong as Director For For Management
3.2 Elect Dai Xiaofeng as Director For For Management
3.3 Elect Xiong Bin as Director For For Management
3.4 Elect Tam Chun Fai as Director For For Management
3.5 Elect Yu Sun Say as Director For Against Management
3.6 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BEIJING ENTERPRISES WATER GROUP LTD.
Ticker: 371 Security ID: G0957L109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Li Yongcheng as Director For For Management
3a2 Elect Li Haifeng as Director For For Management
3a3 Elect Ke Jian as Director For For Management
3a4 Elect Tung Woon Cheung Eric as Director For For Management
3a5 Elect Zhao Feng as Director For For Management
3a6 Elect Shea Chun Lok Quadrant as For For Management
Director
3a7 Elect Chau On Ta Yuen as Director For Against Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BEIJING KUNLUN TECH CO., LTD.
Ticker: 300418 Security ID: Y0R7Z5109
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jin Tian as Non-Independent For For Management
Director
1.2 Elect Zhou Yahui as Non-Independent For For Management
Director
1.3 Elect Fang Han as Non-Independent For For Management
Director
1.4 Elect Huang Guoqiang as For For Management
Non-Independent Director
2.1 Elect Zhao Baoqing as Independent For For Management
Director
2.2 Elect Chen Hao as Independent Director For For Management
2.3 Elect Xue Lei as Independent Director For For Management
3.1 Elect Feng Guorui as Supervisor For For Management
3.2 Elect Zhang Donghai as Supervisor For For Management
4 Approve Provision of Guarantee For For Management
5 Approve Amendments to Articles of For For Management
Association
6 Approve External Investment Management For For Management
System
7 Amend Management System of Raised Funds For For Management
8 Approve Termination of Equity Transfer For For Management
and Opening of Business between
Wholly-owned Subsidiary and Related
Party
--------------------------------------------------------------------------------
BEIJING KUNLUN TECH CO., LTD.
Ticker: 300418 Security ID: Y0R7Z5109
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Share Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Matters Related to
Performance Share Incentive Plan
4 Amend Articles of Association For For Shareholder
--------------------------------------------------------------------------------
BEIJING KUNLUN TECH CO., LTD.
Ticker: 300418 Security ID: Y0R7Z5109
Meeting Date: JAN 04, 2021 Meeting Type: Special
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Major Assets Restructuring
2.1 Approve Transaction Parties For For Management
2.2 Approve Target Assets For For Management
2.3 Approve Transaction Manners For For Management
2.4 Approve the Pricing Basis and For For Management
Transaction Price of the Target Asset
2.5 Approve Attribution of Profit and Loss For For Management
During the Transition Period
2.6 Approve Personnel Placement For For Management
2.7 Approve Delivery For For Management
2.8 Approve Transaction Price Payment and For For Management
Source of Funds
2.9 Approve Impairment Testing and For For Management
Compensation for Asset Impairment
2.10 Approve Resolution Validity Period For For Management
3 Approve Transaction Constitute as For For Management
Related Party Transaction
4 Approve Transaction Does Not For For Management
Constitute as Restructure for Listing
5 Approve Transaction Complies with For For Management
Article 4 of Provisions on Several
Issues Regulating the Major Asset
Restructuring of Listed Companies
6 Approve Transaction Complies with For For Management
Article 11 of the Management Approach
Regarding Major Asset Restructuring of
Listed Companies
7 Approve Report (Draft) and Summary on For For Management
Company's Major Assets Acquisition and
Related Party Transactions
8 Approve Conditional Asset Purchase For For Management
Agreement by Cash Payment
9 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
10 Approve Fluctuation of the Company's For For Management
Stock Price that Does Not Meet the
Relevant Standards of Article 5 of the
Circular on Regulating Information
Disclosure of Listed Companies and the
Relevant Parties' Behaviors
11 Approve the Verification Report on the For For Management
Difference between the Transaction
Standards, the Report on the
Implementation of Agreed Procedures,
the Valuation Report and Other
Documents
12 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
13 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
14 Approve Basis and Fairness of Pricing For For Management
for This Transaction
15 Approve The Main Body of This For For Management
Transaction Does Not Exist
Strengthening the Supervision over
Abnormal Stock Trading Related to the
Major Asset Reorganizations of Listed
Companies Article 13
16 Approve Appointment of Securities For For Management
Service Agency for this Transaction
17 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
BEIJING KUNLUN TECH CO., LTD.
Ticker: 300418 Security ID: Y0R7Z5109
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve External Investment For For Management
--------------------------------------------------------------------------------
BEIJING KUNLUN TECH CO., LTD.
Ticker: 300418 Security ID: Y0R7Z5109
Meeting Date: MAY 14, 2021 Meeting Type: Special
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Debt Financing Plan For For Management
2 Approve Authorization of the Board to For For Management
Handle Matters Related to Debt
Financing Plan
--------------------------------------------------------------------------------
BEIJING KUNLUN TECH CO., LTD.
Ticker: 300418 Security ID: Y0R7Z5109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3.1 Approve Report of Zhao Baoqing For For Management
3.2 Approve Report of Chen Hao For For Management
3.3 Approve Report of Xue Lei For For Management
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Amendments to Articles of For For Management
Association
9 Approve Shareholder Return Plan For For Management
10 Approve Change of Company Name For For Shareholder
--------------------------------------------------------------------------------
BEIJING KUNLUN TECH CO., LTD.
Ticker: 300418 Security ID: Y0R7Z5109
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lyu Jie as Non-independent For For Management
Director
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BEIJING NEW BUILDING MATERIALS PUBLIC LTD. CO.
Ticker: 000786 Security ID: Y07708103
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
4 Approve Provision of Guarantee For For Management
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
6 Elect Fu Jinguang as Supervisor For For Shareholder
--------------------------------------------------------------------------------
BEIJING NEW BUILDING MATERIALS PUBLIC LTD. CO.
Ticker: 000786 Security ID: Y07708103
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Payment of Remuneration and For For Management
Appointment of Auditor
6 Approve Related Party Transaction For For Management
7 Approve Financing Application For For Management
8 Approve Provision of External For For Management
Guarantees
9 Approve Issuance of Non-financial For For Management
Corporate Debt Financing Instruments
10 Amend External Guarantee Management For For Management
System
11 Amend Related Party Transaction For For Management
Management System
12 Approve Report of the Board of For For Management
Supervisors
--------------------------------------------------------------------------------
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD.
Ticker: 002271 Security ID: Y07729109
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
and Capitalization of Capital Reserves
2 Approve Term Expiration of the For For Management
Independent Director and Elect Cai
Zhaoyun as Independent Director
3 Approve Issuance of Accounts For For Management
Receivable Asset-backed Notes
4 Approve Change in Registered Capital For For Management
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7 Amend Working System for Independent For For Management
Directors
8 Amend Management System of Raised Funds For For Management
9 Approve Foreign Investment in the For For Management
Construction of a Green Building New
Material Industrial Park Project
10 Approve Foreign Investment in the For For Management
Construction of a Green New Material
Comprehensive Industrial Park Project
11 Approve Foreign Investment in the For For Management
Construction of a New Building
Material Production Base Project
--------------------------------------------------------------------------------
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD.
Ticker: 002271 Security ID: Y07729109
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties and For For Management
Subscription Manner
2.4 Approve Reference Date, Issue Price For For Management
and Pricing Basis
2.5 Approve Issue Scale For For Management
2.6 Approve Amount and Usage of Raised For For Management
Funds
2.7 Approve Restriction Period Arrangement For For Management
2.8 Approve Listing Location For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Appraisal Report on the Usage For For Management
of Previously Raised Funds
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD.
Ticker: 002271 Security ID: Y07729109
Meeting Date: DEC 07, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Increase in Registered Capital For For Management
3 Amend Articles of Association For For Management
4 Approve Issuance of Asset-backed For For Shareholder
Securities
--------------------------------------------------------------------------------
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD.
Ticker: 002271 Security ID: Y07729109
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve External Guarantee For For Management
--------------------------------------------------------------------------------
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD.
Ticker: 002271 Security ID: Y07729109
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment and Construction of For For Management
a Green Building New Material
Production Base Project
2 Approve Change in Registered Capital For For Management
3 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD.
Ticker: 002271 Security ID: Y07729109
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Option Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Draft and Summary of Employee For For Management
Share Purchase Plan
5 Approve Management Method of Employee For For Management
Share Purchase Plan
6 Approve Authorization of the Board to For For Management
Handle All Related Matters
7 Approve Employee Share Purchase Plan For For Shareholder
Intent to Raise Funds through
Financing and Securities Lending
--------------------------------------------------------------------------------
BEIJING ORIENTAL YUHONG WATERPROOF TECHNOLOGY CO., LTD.
Ticker: 002271 Security ID: Y07729109
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Remuneration of Directors For For Management
9 Approve Remuneration of Supervisors For For Management
10 Approve Application of Comprehensive For For Management
Credit Lines
11 Approve Guarantee Provision for the For For Management
Comprehensive Credit Lines Applied by
the Subsidiary
12 Approve Provision of External Guarantee For For Management
13 Approve Increase in Registered Capital For For Management
14 Amend Articles of Association For For Management
15 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
BEIJING SHIJI INFORMATION TECHNOLOGY CO., LTD.
Ticker: 002153 Security ID: Y0772L102
Meeting Date: APR 06, 2021 Meeting Type: Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhuang Zhuoran as For For Shareholder
Non-independent Director
--------------------------------------------------------------------------------
BEIJING SHIJI INFORMATION TECHNOLOGY CO., LTD.
Ticker: 002153 Security ID: Y0772L102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Profit Distribution For For Management
5 Approve Financial Statements For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Use of Funds to Purchase For Against Management
Financial Products
8 Approve Remuneration of Senior For For Management
Management Members
--------------------------------------------------------------------------------
BEIJING SHUNXIN AGRICULTURE CO., LTD.
Ticker: 000860 Security ID: Y0771P104
Meeting Date: JUL 21, 2020 Meeting Type: Special
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Company's Management System For For Management
3 Approve Issuance of Medium-term Notes For For Management
4 Approve Issuance of Debt Financing For For Management
Instruments
--------------------------------------------------------------------------------
BEIJING SHUNXIN AGRICULTURE CO., LTD.
Ticker: 000860 Security ID: Y0771P104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Financial Auditor For For Management
7 Approve Appointment of Internal For For Management
Control Auditor
8 Approve Daily Related-party For For Management
Transactions
9 Elect Xu Meng as Independent Director For For Management
--------------------------------------------------------------------------------
BEIJING SINNET TECHNOLOGY CO., LTD.
Ticker: 300383 Security ID: Y0R7V6101
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Carry-out the Application and For For Management
Issuance of Infrastructure Public
Offering REITs
2 Approve Application of Bank Credit For For Management
Lines
3 Approve Provision of Guarantee For For Management
4 Approve Signing of Supplementary For For Shareholder
Agreement of Capital Injection
Agreement and Financial Assistance
Provision
--------------------------------------------------------------------------------
BEIJING SINNET TECHNOLOGY CO., LTD.
Ticker: 300383 Security ID: Y0R7V6101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Financial Statements For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Profit Distribution For For Management
6 Approve Remuneration Incentive System For For Management
for Directors and Supervisors
7 Approve to Appoint Auditor For For Management
8.1 Approve Amendments to Articles of For For Management
Association
8.2 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
8.3 Amend Working System for Independent For Against Management
Directors
8.4 Amend Management System for Providing For Against Management
External Guarantees
8.5 Amend Management System for Providing For Against Management
External Investments
8.6 Amend Related-Party Transaction For Against Management
Management System
8.7 Amend Management System of Usage of For Against Management
Raised Funds
9 Approve Signing of Supplemental For For Management
Agreement of Capital Injection
Agreement
--------------------------------------------------------------------------------
BEIJING TIANTAN BIOLOGICAL PRODUCTS CORP. LTD.
Ticker: 600161 Security ID: Y0770S109
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties and For For Management
Subscription Manner
2.4 Approve Reference Date, Issue Price For For Management
and Pricing Basis
2.5 Approve Issue Scale For For Management
2.6 Approve Restriction Period Arrangement For For Management
2.7 Approve Listing Location For For Management
2.8 Approve Raised Funds Investment For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve No Need for Report on the For For Management
Usage of Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Authorization of Board to For For Management
Handle All Related Matters
8 Approve Shareholder Return Plan For For Management
9 Approve Establishment of Special For For Management
Raised Funds Account
10 Approve Capital Increase For For Management
11 Approve Capital Increase in For For Management
Wholly-owned Subsidiary
12 Approve Formulation of Management For Against Management
System of Raised Funds
13 Amend and Renew Financial Service For Against Management
Agreement
--------------------------------------------------------------------------------
BEIJING TIANTAN BIOLOGICAL PRODUCTS CORP. LTD.
Ticker: 600161 Security ID: Y0770S109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For Against Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Credit Line Application For For Management
8 Approve Provision for Asset Impairment For For Management
and Asset Retirement
9 Approve Daily Related Party For Against Management
Transactions
10 Approve Appointment of Auditor For For Management
11 Approve Increase in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
BEIJING-SHANGHAI HIGH-SPEED RAILWAY CO., LTD.
Ticker: 601816 Security ID: Y0S031107
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related Party For For Management
Transactions
7 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
8 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
9 Approve Financial Budget Report For Against Management
10.1 Elect Liu Jian as Supervisor For Against Management
10.2 Elect Lin Qiang as Supervisor For For Management
--------------------------------------------------------------------------------
BERGER PAINTS INDIA LIMITED
Ticker: 509480 Security ID: Y0807G169
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Kuldip Singh Dhingra as For For Management
Director
4 Reelect Gurbachan Singh Dhingra as For For Management
Director
5 Approve S. R. Batliboi & Co. LLP, For For Management
Chartered Accountants as Auditors and
Authorize Board to Fix Their
Remuneration
6 Elect Anoop Kumar Mittal as Director For For Management
7 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
BERLI JUCKER PUBLIC CO. LTD.
Ticker: BJC Security ID: Y0872M174
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operational Results None None Management
3 Approve Financial Statements For For Management
4.1 Elect Charoen Sirivadhanabhakdi as For Against Management
Director
4.2 Elect Khunying Wanna Sirivadhanabhakdi For Against Management
as Director
4.3 Elect Thirasakdi Nathikanchanalab as For Against Management
Director
4.4 Elect E. Pirom Kamolratanakul as For For Management
Director
4.5 Elect Krisana Polanan as Director For For Management
4.6 Elect Potjanee Thanavaranit as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
7 Other Business For Against Management
--------------------------------------------------------------------------------
BERLI JUCKER PUBLIC CO. LTD.
Ticker: BJC Security ID: Y0872M174
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operational Results None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5.1 Elect Tevin Vongvanich as Director For Against Management
5.2 Elect Prasit Kovilaikool as Director For For Management
5.3 Elect Sithichai Chaikriangkrai as For Against Management
Director
5.4 Elect Thapanee Techajareonvikul as For For Management
Director
5.5 Elect Rungson Sriworasart as Director For For Management
5.6 Elect General Thanadol Surarak as For For Management
Director
6 Approve Increase in Number of For For Management
Directors from 16 to 17 Directors and
Elect Pimpana Srisawadi as Director
7 Approve Remuneration of Directors For For Management
8 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co., Ltd. as Auditors and
Authorize Board to Fix Their
Remuneration
9 Approve Employee Stock Option Program For Against Management
and Issuance and Offering of Warrants
to Purchase Ordinary Shares to
Executives and Employees of the
Company and/or Its Subsidiaries
10 Approve Allocation of Ordinary Shares For Against Management
for the Right to Exercise the Warrants
that are Issued to Executives and
Employees of the Company and/or Its
Subsidiaries
11 Other Business For Against Management
--------------------------------------------------------------------------------
BETTA PHARMACEUTICALS CO., LTD.
Ticker: 300558 Security ID: Y0875K100
Meeting Date: JUL 01, 2020 Meeting Type: Special
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Disposal Agreement and For For Management
Related Party Transactions
2 Amend Articles of Association For For Management
3 Approve PD-1 and CTLA-4 Projects For For Shareholder
--------------------------------------------------------------------------------
BETTA PHARMACEUTICALS CO., LTD.
Ticker: 300558 Security ID: Y0875K100
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of H Shares and For For Management
Listing in Hong Kong Stock Exchange as
well as Conversion to an Overseas
Fundraising Company
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Time For For Management
2.3 Approve Issue Manner For For Management
2.4 Approve Issue Size For For Management
2.5 Approve Pricing Method For For Management
2.6 Approve Target Subscribers For For Management
2.7 Approve Principles of Offering For For Management
3 Approve Resolution Validity Period For For Management
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Use of Proceeds For For Management
6 Approve Authorization of Board to For For Management
Handle All Related Matters
7 Approve Distribution Arrangement of For For Management
Cumulative Earnings
8 Elect Tong Jia as Non-Independent For For Management
Director
9 Elect Huang Xinqi as Independent For For Management
Director
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members and
Prospectus Liability Insurance Matters
11 Amend Articles of Association For For Management
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
14 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
15 Amend Related Party Transaction For For Management
Decision-making System
16 Amend External Investment Management For For Management
System
17 Amend External Guarantee System For For Management
18 Amend Working System for Independent For For Management
Directors
19 Amend Raised Funds Management System For For Management
20 Approve Use Idle Raised Funds for Cash For For Management
Management
21 Amend Articles of Association For For Shareholder
--------------------------------------------------------------------------------
BETTA PHARMACEUTICALS CO., LTD.
Ticker: 300558 Security ID: Y0875K100
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Remuneration of Directors and For For Management
Supervisors
7 Approve to Appoint Auditor For For Management
8 Approve Use of Idle Own Funds to For For Management
Purchase Guaranteed Financial Products
9 Approve Comprehensive Financing For Against Management
Application and Guarantee Provision
--------------------------------------------------------------------------------
BGF RETAIL CO., LTD.
Ticker: 282330 Security ID: Y0R8SQ109
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Ahn Gi-seong as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
BGI GENOMICS CO., LTD.
Ticker: 300676 Security ID: Y0883H107
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, For For Management
Pricing Principle and Issue Price
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Distribution Arrangement of For For Management
Cumulative Earnings
2.8 Approve Listing Exchange For For Management
2.9 Approve Resolution Validity Period For For Management
2.10 Approve Amount and Usage of Raised For For Management
Funds
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Demonstration Analysis Report For For Management
in Connection to Private Placement
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
BGI GENOMICS CO., LTD.
Ticker: 300676 Security ID: Y0883H107
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Performance For For Management
Guarantee for Huada Gene Health
Technology (Hong Kong) Co., Ltd.
2 Approve Provision of Guarantee for For For Management
Huada Biotechnology (Wuhan) Co., Ltd.
3 Approve Provision of Counter-Guarantee For For Management
4 Approve Additional Daily Related Party For For Management
Transaction
5 Approve Commissioned Research and For For Management
Development
6 Approve External Donations For For Management
7 Approve Amendments to Articles of For For Management
Association
8 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
9 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
10 Amend Working System for Independent For For Management
Directors
11 Amend Related-Party Transaction For For Management
Management System
12 Amend Management System for Providing For For Management
External Guarantees
13 Amend Foreign Investment Management For For Management
Method
14 Approve Implementing Rules for For For Management
Cumulative Voting System
--------------------------------------------------------------------------------
BGI GENOMICS CO., LTD.
Ticker: 300676 Security ID: Y0883H107
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Estimated Related Party For For Management
Transaction
2 Approve Use of Raised Funds for For For Management
Capital Increase of Subsidiary and
Provision of Loan to Implement Raised
Fund Project
3 Approve Credit Line Application For For Management
4 Approve Foreign Exchange Derivatives For For Management
Transactions
5 Approve Use of Idle Raised Funds for For For Management
Cash Management
6 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
BGI GENOMICS CO., LTD.
Ticker: 300676 Security ID: Y0883H107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve to Adjust the Allowance of For For Management
Independent Directors
8 Approve Allowance of Supervisors For For Management
9 Approve Related Party Transaction For For Management
10 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
BGI GENOMICS CO., LTD.
Ticker: 300676 Security ID: Y0883H107
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Jian as Director For For Shareholder
1.2 Elect Yin Ye as Director For For Shareholder
1.3 Elect Zhao Lijian as Director For For Shareholder
1.4 Elect Du Yutao as Director For For Shareholder
1.5 Elect Wang Hongqi as Director For For Shareholder
1.6 Elect Wang Hongtao as Director For For Shareholder
2.1 Elect Cao Ya as Director For For Management
2.2 Elect Du Lan as Director For For Management
2.3 Elect Wu Yuhui as Director For For Management
3.1 Elect Liu Siqi as Supervisor For For Management
3.2 Elect Li Wenqi as Supervisor For For Management
4 Approve Allowance of Supervisors For For Management
--------------------------------------------------------------------------------
BHARAT FORGE LIMITED
Ticker: 500493 Security ID: Y08825179
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividends For For Management
3 Reelect G. K. Agarwal as Director For For Management
4 Reelect S. E. Tandale as Director For For Management
5 Approve Reappointment and Remuneration For Against Management
of K. M. Saletore as Executive Director
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
BHARAT PETROLEUM CORPORATION LIMITED
Ticker: 500547 Security ID: Y0882Z116
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect K. Ellangovan as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect Rajesh Aggarwal as Director For Against Management
6 Approve Remuneration of Cost Auditors For For Management
7 Approve Material Related Party For Against Management
Transactions with Bharat Oman
Refineries Limited
8 Approve BPCL Employee Stock Purchase For Against Management
Scheme 2020
9 Approve Offer of Shares Under the BPCL For Against Management
Employee Stock Purchase Scheme 2020 to
the Executive/ Whole-time Director(s)
of Subsidiary Company(ies) who are on
Lien with the Company
10 Approve Secondary Acquisition of For Against Management
Shares Through Trust Route for the
Implementation of the BPCL Employee
Stock Purchase Scheme 2020
11 Approve Provision of Money for Share For Against Management
Repurchase by the Trust for the
Benefit of Employees Under the BPCL
Employee Stock Purchase Scheme 2020
--------------------------------------------------------------------------------
BHARAT PETROLEUM CORPORATION LIMITED
Ticker: 500547 Security ID: Y0882Z116
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disinvestment of the Entire For For Management
Equity Shares held in Numaligarh
Refinery Limited
--------------------------------------------------------------------------------
BHARTI AIRTEL LIMITED
Ticker: 532454 Security ID: Y0885K108
Meeting Date: JUL 31, 2020 Meeting Type: Court
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Composite Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
BHARTI AIRTEL LIMITED
Ticker: 532454 Security ID: Y0885K108
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Gopal Vittal as Director For For Management
4 Reelect Shishir Priyadarshi as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
BHARTI AIRTEL LIMITED
Ticker: 532454 Security ID: Y0885K108
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: JAN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shifting of Registered Office For For Management
of the Company
--------------------------------------------------------------------------------
BHARTI AIRTEL LIMITED
Ticker: 532454 Security ID: Y0885K108
Meeting Date: MAR 19, 2021 Meeting Type: Special
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity Shares on For For Management
Preferential Basis
--------------------------------------------------------------------------------
BHARTI INFRATEL LIMITED
Ticker: 534816 Security ID: Y0R86J109
Meeting Date: AUG 03, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect Rajan Bharti Mittal as Director For For Management
4 Approve Reappointment and Remuneration For For Management
of D S Rawat as Managing Director & CEO
5 Reelect Rajinder Pal Singh as Director For For Management
--------------------------------------------------------------------------------
BHARTI INFRATEL LIMITED
Ticker: 534816 Security ID: Y0R86J109
Meeting Date: NOV 29, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Bimal Dayal as Director For For Management
2 Approve Appointment of Bimal Dayal as For For Management
Managing Director
3 Approve Special Bonus to Akhil Gupta For For Management
as Chairman
--------------------------------------------------------------------------------
BHARTI INFRATEL LIMITED
Ticker: 534816 Security ID: Y0R86J109
Meeting Date: JAN 08, 2021 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Elect Bimal Dayal as Director For For Management
3 Approve Appointment and Remuneration For For Management
of Bimal Dayal as Managing Director &
Chief Executive Officer (CEO)
--------------------------------------------------------------------------------
BID CORP. LTD.
Ticker: BID Security ID: S11881109
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with Eben
Gerryts as the Individual Registered
Auditor
2.1 Re-elect Stephen Koseff as Director For For Management
2.2 Re-elect Paul Baloyi as Director For For Management
2.3 Re-elect Helen Wiseman as Director For For Management
3.1 Re-elect Tasneem Abdool-Samad as For For Management
Member of the Audit and Risk Committee
3.2 Re-elect Paul Baloyi as Member of the For For Management
Audit and Risk Committee
3.3 Re-elect Nigel Payne as Member of the For For Management
Audit and Risk Committee
3.4 Re-elect Helen Wiseman as Chairman of For For Management
the Audit and Risk Committee
4.1 Approve Remuneration Policy For Against Management
4.2 Approve Implementation of Remuneration For Against Management
Policy
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6 Authorise Board to Issue Shares for For For Management
Cash
7 Approve Pro Rata Reduction of Stated For For Management
Capital in lieu of Dividend
8 Authorise Creation and Issuance of For For Management
Convertible Debentures or Other
Convertible Instruments
9 Authorise Ratification of Approved For For Management
Resolutions
10 Authorise Repurchase of Issued Share For For Management
Capital
11.1 Approve Fees of the Chairman For For Management
11.2 Approve Fees of the Lead Independent For For Management
Non-executive Director (SA)
11.3 Approve Fees of the Lead Independent For For Management
Director (International) (AUD)
11.4 Approve Fees of the Non-executive For For Management
Directors (SA)
11.5 Approve Fees of the Non-executive For For Management
Directors (International) (AUD)
11.6 Approve Fees of the Audit and Risk For For Management
Committee Chairman (International)
(AUD)
11.7 Approve Fees of the Audit and Risk For For Management
Committee Chairman (SA)
11.8 Approve Fees of the Audit and Risk For For Management
Committee Member (SA)
11.9 Approve Fees of the Audit and Risk For For Management
Committee Member (International) (AUD)
11.10 Approve Fees of the Remuneration For For Management
Committee Chairman (SA)
11.11 Approve Fees of the Remuneration For For Management
Committee Chairman (International)
(AUD)
11.12 Approve Fees of the Remuneration For For Management
Committee Member (SA)
11.13 Approve Fees of the Remuneration For For Management
Committee Member (International) (AUD)
11.14 Approve Fees of the Nominations For For Management
Committee Chairman (SA)
11.15 Approve Fees of the Nominations For For Management
Committee Chairman (International)
(AUD)
11.16 Approve Fees of the Nominations For For Management
Committee Member (SA)
11.17 Approve Fees of the Nominations For For Management
Committee Member (International) (AUD)
11.18 Approve Fees of the Acquisitions For For Management
Committee Chairman (SA)
11.19 Approve Fees of the Acquisitions For For Management
Committee Chairman (International)
(AUD)
11.20 Approve Fees of the Acquisitions For For Management
Committee Member (SA)
11.21 Approve Fees of the Acquisitions For For Management
Committee Member (International) (AUD)
11.22 Approve Fees of the Social and Ethics For For Management
Committee Chairman (SA)
11.23 Approve Fees of the Social and Ethics For For Management
Committee Chairman (International)
(AUD)
11.24 Approve Fees of the Social and Ethics For For Management
Committee Member (SA)
11.25 Approve Fees of the Social and Ethics For For Management
Committee Member (International) (AUD)
11.26 Approve Fees of the Ad hoc Meetings For For Management
(SA)
11.27 Approve Fees of the Ad hoc Meetings For For Management
(International) (AUD)
11.28 Approve Fees of the Travel per Meeting For For Management
Cycle (SA)
11.29 Approve Fees of the Travel per Meeting For For Management
Cycle (International) (AUD)
12 Approve Financial Assistance to For For Management
Related or Inter-related Companies and
Corporations
--------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR AS
Ticker: BIMAS Security ID: M2014F102
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting and Authorize Presiding
Council to Sign Meeting Minutes
2 Approve Special Dividend For For Management
3 Receive Information on Share None None Management
Repurchase Program
4 Wishes and Close Meeting None None Management
--------------------------------------------------------------------------------
BIM BIRLESIK MAGAZALAR AS
Ticker: BIMAS Security ID: M2014F102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting and Authorize Presiding
Council to Sign Minutes of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Elect Directors and Approve Their For For Management
Remuneration
8 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose and
Receive Information in Accordance to
Article 1.3.6 of Corporate Governance
Principles
9 Receive Information on Donations Made None None Management
in 2020
10 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
11 Ratify External Auditors For For Management
12 Wishes None None Management
--------------------------------------------------------------------------------
BIOCON LIMITED
Ticker: 532523 Security ID: Y0905C102
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect John Shaw as Director For For Management
3 Approve Reappointment and Remuneration For For Management
of Kiran Mazumdar Shaw as Executive
Director and Designated as Executive
Chairperson
4 Approve Appointment of Siddharth For For Management
Mittal as Managing Director
5 Increase Authorized Share Capital and For For Management
Amend Memorandum of Association
6 Approve Biocon Restricted Stock Unit For Against Management
Long Term Incentive Plan FY 2020-24
and Grant Restricted Stock Unit to
Eligible Employees
7 Approve Grant of Restricted Stock For Against Management
Units to Employees of Present and
Future Subsidiary Company(ies) under
Biocon Restricted Stock Unit Long Term
Incentive Plan FY 2020-24
8 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
BOC AVIATION LIMITED
Ticker: 2588 Security ID: Y09292106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3a Elect Chen Huaiyu as Director For For Management
3b Elect Robert James Martin as Director For For Management
3c Elect Liu Chenggang as Director For For Management
3d Elect Fu Shula as Director For For Management
3e Elect Yeung Yin Bernard as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve PricewaterhouseCoopers LLP as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BOC AVIATION LIMITED
Ticker: 2588 Security ID: Y09292106
Meeting Date: JUN 03, 2021 Meeting Type: Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve BOC Deposit Framework For For Management
Agreement and Related Transactions
2 Approve Proposed Annual Cap in For For Management
Relation to BOC Deposit Framework
Agreement
3 Approve BOCHK Deposit Framework For For Management
Agreement and Related Transactions
4 Approve Proposed Annual Cap in For For Management
Relation to BOCHK Deposit Framework
Agreement
--------------------------------------------------------------------------------
BOE TECHNOLOGY GROUP CO., LTD.
Ticker: 200725 Security ID: Y0920M101
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition of Nanjing For For Management
G8.5 and Chengdu G8.6 TFT-LCD
Production Line Project
--------------------------------------------------------------------------------
BOE TECHNOLOGY GROUP CO., LTD.
Ticker: 200725 Security ID: Y0920M101
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For Against Management
Options and Performance Share
Incentive Plan
2 Approve Stock Options and Performance For Against Management
Share Grant Plan
3 Approve Methods to Assess the For Against Management
Performance of Plan Participants
4 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
BOE TECHNOLOGY GROUP CO., LTD.
Ticker: 200725 Security ID: Y0920M101
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Listing Exchange For For Management
2.8 Approve Use of Proceeds For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan for Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Subscription Agreement and For For Management
Related Party Transactions
6 Approve Unnecessity to Produce Usage For For Management
Report on Previously Raised Funds
7 Approve Shareholder Dividend Return For For Management
Plan
8 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
9 Approve Commitment Regarding For For Management
Counter-dilution Measures in
Connection to the Private Placement
10 Approve Relevant Audit Report and For For Management
Asset Evaluation Report Related to the
Transaction
11 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
12 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
BOE TECHNOLOGY GROUP CO., LTD.
Ticker: 200725 Security ID: Y0920M101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Business Plan
5 Approve Profit Distribution For For Management
6 Approve Loan And Credit Line For For Management
7 Approve Development of For For Management
Principal-guaranteed Financial
Products and Structure Deposits
8 Approve Appointment of Auditor For For Management
9 Elect Zhang Xinmin as Independent For For Management
Director
--------------------------------------------------------------------------------
BOSCH LIMITED
Ticker: 500530 Security ID: Y6139L131
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Peter Tyroller as Director For For Management
4 Approve Reappointment and Remuneration For For Management
of Soumitra Bhattacharya as Managing
Director
5 Approve Redesignation and Remuneration For For Management
of Jan-Oliver Rohrl as Joint Managing
Director
6 Elect S.C. Srinivasan as Director and For For Management
Approve Appointment and Remuneration
of S.C. Srinivasan as Whole-Time
Director Designated as Executive
Director and Chief Financial Officer
7 Approve Appointment and Remuneration For For Management
of Sandeep Nelamangala as Whole-Time
Director
8 Elect Bernhard Straub as Director For For Management
9 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
BOSCH LIMITED
Ticker: 500530 Security ID: Y6139L131
Meeting Date: DEC 12, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loans, Guarantees, Security For For Management
and Investments to Subsidiaries, Joint
Ventures and Associate Companies in
Which the Directors of the Company are
Interested
--------------------------------------------------------------------------------
BOSIDENG INTERNATIONAL HOLDINGS LIMITED
Ticker: 3998 Security ID: G12652106
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Gao Dekang as Director For For Management
3.2 Elect Mei Dong as Director For For Management
3.3 Elect Dong Binggen as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BR MALLS PARTICIPACOES SA
Ticker: BRML3 Security ID: P1908S102
Meeting Date: JUL 02, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4 Fix Number of Directors at Seven For For Management
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None For Management
Elect Silvio Jose Genesini Junior as
Independent Director and Marina da
Fontoura Azambuja as Alternate
8.2 Percentage of Votes to Be Assigned - None For Management
Elect Joao Roberto Goncalves Teixeira
as Independent Director and Marina da
Fontoura Azambuja as Alternate
8.3 Percentage of Votes to Be Assigned - None For Management
Elect Jose Afonso Alves Castanheira as
Independent Director and Marina da
Fontoura Azambuja as Alternate
8.4 Percentage of Votes to Be Assigned - None For Management
Elect Luiz Alberto Quinta as Director
and Marina da Fontoura Azambuja as
Alternate
8.5 Percentage of Votes to Be Assigned - None For Management
Elect Luiz Antonio de Sampaio Campos
as Independent Director and Marina da
Fontoura Azambuja as Alternate
8.6 Percentage of Votes to Be Assigned - None For Management
Elect Mauro Rodrigues da Cunha as
Independent Director and Marina da
Fontoura Azambuja as Alternate
8.7 Percentage of Votes to Be Assigned - None For Management
Elect Gerauld Dinu Reiss as
Independent Director and Marina da
Fontoura Azambuja as Alternate
9 Approve Remuneration of Company's For For Management
Management
10 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
11.1 Elect Helena Penna as Fiscal Council For For Management
Member and Joao Pedro Barroso as
Alternate
11.2 Elect Ana Siqueira as Fiscal Council For For Management
Member and Silvia Maura Rodrigues as
Alternate
11.3 Elect Marcelo Otavio Wagner as Fiscal For For Management
Council Member and Antonio Carlos
Bizzo Lima as Alternate
12 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
BR MALLS PARTICIPACOES SA
Ticker: BRML3 Security ID: P1908S102
Meeting Date: JUL 02, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 Approve Increase in Authorized Capital For For Management
and Amend Article 6 Accordingly
3 Amend Article 14 For For Management
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
BRADESPAR SA
Ticker: BRAP4 Security ID: P1808W104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Reynaldo Passanezi Filho as None Abstain Shareholder
Director Appointed by Preferred
Shareholder
1.2 Elect Jose Luiz Osorio de Almeida None For Shareholder
Filho as Director Appointed by
Preferred Shareholder
2 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
3 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
4 Elect Wilfredo Joao Vicente Gomes as None For Shareholder
Fiscal Council Member and Fabio
Guimaraes Vianna as Alternate
Appointed by Preferred Shareholder
--------------------------------------------------------------------------------
BRF SA
Ticker: BRFS3 Security ID: P1905C100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Remuneration of Company's For For Management
Management
3.1 Elect Attilio Guaspari as Fiscal For For Management
Council Member and Marcus Vinicius
Dias Severini as Alternate
3.2 Elect Maria Paula Soares Aranha as For For Management
Fiscal Council Member and Monica
Hojaij Carvalho Molina as Alternate
3.3 Elect Andre Vicentini as Fiscal For For Management
Council Member and Valdecyr Maciel
Gomes as Alternate
4 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
BRF SA
Ticker: BRFS3 Security ID: P1905C100
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 3 Re: Corporate Purpose For For Management
2 Amend Article 33 For For Management
3 Consolidate Bylaws For For Management
4 Amend Restricted Stock Plan For Against Management
5 Amend Restricted Stock Plan For Against Management
6 Amend Restricted Stock Plan For Against Management
7 Amend Restricted Stock Plan For Against Management
8 Amend Restricted Stock Plan For Against Management
--------------------------------------------------------------------------------
BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LIMITED
Ticker: 1114 Security ID: G1368B102
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Huachen Purchase Framework For For Management
Agreement, Huachen Sale Framework
Agreement, Huachen Non-Exempted
Proposed Caps and Related Transactions
--------------------------------------------------------------------------------
BRITANNIA INDUSTRIES LIMITED
Ticker: 500825 Security ID: Y0969R151
Meeting Date: JUL 07, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Audited Financial Statements For For Management
and Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect Nusli N Wadia as Director For For Management
4 Approve Walker Chandiok & Co, For For Management
Chartered Accountants as Auditors and
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BRITANNIA INDUSTRIES LIMITED
Ticker: 500825 Security ID: Y0969R151
Meeting Date: FEB 15, 2021 Meeting Type: Court
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
BTS GROUP HOLDINGS PUBLIC COMPANY LIMITED
Ticker: BTS Security ID: Y0984D252
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUN 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Message from the Chairman to the None None Management
Meeting
2 Acknowledge Operating Results For For Management
3 Approve Financial Statements For For Management
4 Approve Dividend Payment For For Management
5 Approve Remuneration of Directors For For Management
6.1 Elect Anat Arbhabhirama as Director For For Management
6.2 Elect Kavin Kanjanapas as Director For For Management
6.3 Elect Rangsin Kritalug as Director For For Management
6.4 Elect Charoen Wattanasin as Director For For Management
6.5 Elect Karoon Chandrangsu as Director For For Management
7 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Allocation of Newly Issued For For Management
Shares under the General Mandate
9 Approve Reduction in Registered Capital For For Management
10 Amend Memorandum of Association to For For Management
Reflect Decrease in Registered Capital
11 Approve Increase in Registered Capital For For Management
12 Amend Memorandum of Association to For For Management
Reflect Increase in Registered Capital
13 Approve Allocation of Newly Issued For For Management
Shares to Accommodate the Right
Adjustment of Warrants to Purchase
Newly Issued Ordinary Shares and
Offering to Potential Specific
Investors
14 Approve Issuance and Offering of For For Management
Debentures
15 Other Business For Against Management
--------------------------------------------------------------------------------
BUMRUNGRAD HOSPITAL PUBLIC CO., LTD.
Ticker: BH Security ID: Y1002E256
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results None None Management
3 Approve Financial Statements For For Management
4 Approve Dividend Payment and For For Management
Acknowledge Interim Dividend Payment
5.1 Elect Linda Lisahapanya as Director For Against Management
5.2 Elect Prin Chirathivat as Director For For Management
5.3 Elect Mark Elliott Schatten as Director For For Management
6 Elect Chanond Sophonpanich as Director For Against Management
7 Appoint Audit Committee Members For Against Management
8 Approve Remuneration of Directors and For For Management
Sub-Committees
9 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
10 Amend Memorandum of Association to None None Management
Reflect Decrease in Preferred Shares
11 Other Business For Against Management
--------------------------------------------------------------------------------
BUPA ARABIA FOR COOPERATIVE INSURANCE CO.
Ticker: 8210 Security ID: M20515116
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Elect Nigel Sullivan as Director For For Management
5 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021 and Q1 of FY
2022
6 Approve Remuneration of Directors of For For Management
SAR 3,828,000 for FY 2020
7 Approve Discharge of Directors For For Management
8 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
9 Authorize Share Repurchase Program up For Against Management
to SAR 21,240,542 to be Allocated to
Employees' Long-Term Incentive Plan
10 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
11 Approve Dividends of SAR 3.40 per For For Management
Share for FY 2020
12 Approve Updating Corporate Governance For For Management
Code
13 Approve Updating Board of Directors For For Management
Charter
14 Approve Updating Executive Committee For For Management
Charter
15 Approve Updating Investments Committee For For Management
Charter
16 Approve Related Party Transactions Re: For For Management
Bupa Insurance Limited
17 Approve Related Party Transactions Re: For For Management
My Clinic International Medical
Company Limited
18 Approve Related Party Transactions Re: For For Management
Nazer Medical Clinics
19 Approve Related Party Transactions Re: For For Management
Bupa Investments Overseas Limited
20 Approve Related Party Transactions Re: For For Management
Bupa Investments Overseas Limited
21 Approve Related Party Transactions Re: For For Management
Bupa Insurance Limited
22 Approve Related Party Transactions Re: For For Management
Bupa Middle East Holdings Two W.L.L.
23 Approve Related Party Transactions Re: For For Management
Bupa Arabia for Cooperative Insurance
Company
24 Approve Related Party Transactions Re: For For Management
Nazer Group Limited
25 Approve Related Party Transactions Re: For For Management
Nazer Medical Clinics Company and
Nazer Pharmacies businesses
26 Approve Related Party Transactions Re: For For Management
Nazer for Dialysis and Advanced Health
Services Limited
27 Approve Related Party Transactions Re: For For Management
Nawah Healthcare Company
28 Approve Related Party Transactions Re: For For Management
Nazer Medical Clinics Company
29 Approve Related Party Transactions Re: For For Management
National Commercial Bank
30 Approve Related Party Transactions Re: For For Management
Gulf International Bank
31 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Company
32 Approve Related Party Transactions Re: For For Management
Saudi Arabian Mining Company
33 Approve Related Party Transactions Re: For For Management
Bawan Wood Industries Company
34 Approve Related Party Transactions Re: For For Management
Bawan Metal Industries Company
35 Approve Related Party Transactions Re: For For Management
Al Rajhi Bank
36 Approve Related Party Transactions Re: For For Management
Riyadh Cables Group Company
37 Approve Related Party Transactions Re: For For Management
Careem
38 Approve Related Party Transactions Re: For For Management
Saudi Steel Pipe Company
39 Approve Related Party Transactions Re: For For Management
Ahmed Mohammed Baeshen Company
--------------------------------------------------------------------------------
BY-HEALTH CO., LTD.
Ticker: 300146 Security ID: Y2924V103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Financial Statements For For Management
3 Approve Financial Budget Report For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Change of Business Scope and For For Management
Amend Articles of Association
8 Approve to Appoint Auditor For For Management
9 Approve Report of the Board of For For Management
Supervisors
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: SEP 08, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Wang Chuan-Fu as Director For For Management
1b Elect Lv Xiang-Yang as Director For For Management
1c Elect Xia Zuo-Quan as Director For For Management
1d Elect Cai Hong-Ping as Director For For Management
1e Elect Jiang Yan-Bo as Director For For Management
1f Elect Zhang Min as Director For For Management
2a Elect Dong Jun-Ging as Supervisor For For Management
2b Elect Li Yong-Zhao as Supervisor For For Management
2c Elect Huang Jiang-Feng as Supervisor For For Management
2d Authorize Board to Enter into a For For Management
Service Contract with Wang Zhen and
Yang Dong-Sheng
3 Approve Remuneration of Directors For For Management
4 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R120
Meeting Date: SEP 08, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Chuan-Fu as Director For For Management
1.2 Elect Lv Xiang-Yang as Director For For Management
1.3 Elect Xia Zuo-Quan as Director For For Management
2.1 Elect Cai Hong-Ping as Director For For Management
2.2 Elect Jiang Yan-Bo as Director For For Management
2.3 Elect Zhang Min as Director For For Management
3.1 Elect Dong Jun-Ging as Supervisor For For Management
3.2 Elect Li Yong-Zhao as Supervisor For For Management
3.3 Elect Huang Jiang-Feng as Supervisor For For Management
4 Authorize Board to Enter into a For For Management
Service Contract with Wang Zhen and
Yang Dong-Sheng
5 Approve Remuneration of Directors For For Management
6 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase of Shareholders' For For Management
Deposits Limit
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R120
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase of Shareholders' For For Management
Deposits Limit
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Financial For For Management
Statements
4 Approve 2020 Annual Reports and Its For For Management
Summary
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Internal Control Audit
Institution and Ernst & Young as
Auditor Outside the PRC and Authorize
Board to Fix Their Remuneration
7 Approve Provision of Guarantee by the For Against Management
Group
8 Approve Estimated Cap of Ordinary For For Management
Connected Transactions for the Year
2020
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
10 Approve Issuance by BYD Electronic For Against Management
(International) Company Limited of
Equity or Equity-Linked Securities
without Preemptive Rights
11 Approve Provision of Phased Guarantee For For Management
for Mortgage-Backed Car Buyers to BYD
Auto Finance Company Limited
12 Approve Increase of Shareholders' For For Management
Deposits Limit by the Company
13 Approve Authorization to the Board to For Against Management
Determine the Proposed Plan for the
Issuance of Debt Financing Instruments
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R120
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Financial For For Management
Statements
4 Approve 2020 Annual Reports and Its For For Management
Summary
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Internal Control Audit
Institution and Ernst & Young as
Auditor Outside the PRC and Authorize
Board to Fix Their Remuneration
7 Approve Provision of Guarantee by the For Against Management
Group
8 Approve Estimated Cap of Ordinary For For Management
Connected Transactions for the Year
2020
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
10 Approve Issuance by BYD Electronic For Against Management
(International) Company Limited of
Equity or Equity-Linked Securities
without Preemptive Rights
11 Approve Provision of Phased Guarantee For For Management
for Mortgage-Backed Car Buyers to BYD
Auto Finance Company Limited
12 Approve Increase of Shareholders' For For Management
Deposits Limit by the Company
13 Approve Authorization to the Board to For Against Management
Determine the Proposed Plan for the
Issuance of Debt Financing Instruments
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R120
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with the
Requirements under Relevant Laws and
Regulations
2 Approve Plan on the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
3 Approve Proposal of the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
4 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with
"Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing"
5 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board which Benefits the
Safeguarding of Legal Rights and
Interests of Shareholders and Creditors
6 Approve Ability to Maintain For For Management
Independence and Sustainable Operation
7 Approve Affirmation of Capability of For For Management
BYD Semiconductor Company Limited to
Implement Regulated Operation
8 Approve Explanation of the For For Management
Completeness of and Compliance with
Statutory Procedures of the Spin-off
and the Validity of Legal Documents
Submitted
9 Approve Analysis on the Objectives, For For Management
Commercial Reasonableness, Necessity
and Feasibility of the Spin-off
10 Approve Authorization to the Board of For For Management
Directors and Its Authorized Persons
to Deal with Matters Relating to the
Spin-off and Listing
11 Approve Share Option Scheme of BYD For Against Management
Semiconductor Company Limited
--------------------------------------------------------------------------------
BYD COMPANY LIMITED
Ticker: 1211 Security ID: Y1023R104
Meeting Date: JUN 16, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with the
Requirements under Relevant Laws and
Regulations
2 Approve Plan on the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
3 Approve Proposal of the Spin-off and For For Management
Listing of BYD Semiconductor Company
Limited on the ChiNext Board
4 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board in Compliance with
"Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing"
5 Approve Spin-off and Listing of BYD For For Management
Semiconductor Company Limited on the
ChiNext Board which Benefits the
Safeguarding of Legal Rights and
Interests of Shareholders and Creditors
6 Approve Ability to Maintain For For Management
Independence and Sustainable Operation
7 Approve Affirmation of Capability of For For Management
BYD Semiconductor Company Limited to
Implement Regulated Operation
8 Approve Explanation of the For For Management
Completeness of and Compliance with
Statutory Procedures of the Spin-off
and the Validity of Legal Documents
Submitted
9 Approve Analysis on the Objectives, For For Management
Commercial Reasonableness, Necessity
and Feasibility of the Spin-off
10 Approve Authorization to the Board of For For Management
Directors and Its Authorized Persons
to Deal with Matters Relating to the
Spin-off and Listing
11 Approve Share Option Scheme of BYD For Against Management
Semiconductor Company Limited
--------------------------------------------------------------------------------
BYD ELECTRONIC (INTERNATIONAL) CO., LTD.
Ticker: 285 Security ID: Y1045N107
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Second Supplemental Agreement For For Management
and Proposed Annual Cap
--------------------------------------------------------------------------------
BYD ELECTRONIC (INTERNATIONAL) CO., LTD.
Ticker: 285 Security ID: Y1045N107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
4 Elect Wang Nian-qiang as Director For For Management
5 Elect Wang Bo as Director For For Management
6 Elect Qian Jing-jie as Director For For Management
7 Elect Antony Francis Mampilly as For For Management
Director
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
BYD ELECTRONIC (INTERNATIONAL) CO., LTD.
Ticker: 285 Security ID: Y1045N107
Meeting Date: JUN 24, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement and Annual For For Management
Caps
--------------------------------------------------------------------------------
CAITONG SECURITIES CO., LTD.
Ticker: 601108 Security ID: Y1072S102
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2.1 Elect Zhi Bingyi as Non-independent For For Management
Director
3.1 Elect Gao Qiang as Independent Director For For Management
--------------------------------------------------------------------------------
CAITONG SECURITIES CO., LTD.
Ticker: 601108 Security ID: Y1072S102
Meeting Date: MAR 31, 2021 Meeting Type: Special
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Huang Weijian as Director For For Management
1.2 Elect Fang Jinghua as Director For For Management
2.1 Elect Zheng Liansheng as Supervisor For For Management
--------------------------------------------------------------------------------
CAITONG SECURITIES CO., LTD.
Ticker: 601108 Security ID: Y1072S102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Confirmation of Related Party For For Management
Transaction
7 Approve Estimated Daily Related Party For For Management
Transactions
8 Approve Securities Investment For For Management
9.1 Approve Main Subject and Method For For Management
9.2 Approve Type and Issue Scale For For Management
9.3 Approve Term For For Management
9.4 Approve Issuance Price and Interest For For Management
Rate
9.5 Approve Guarantee and Other Credit For For Management
Enhancement Arrangements
9.6 Approve Use of Proceeds For For Management
9.7 Approve Target Subscribers and Placing For For Management
Arrangements for Shareholders
9.8 Approve Appointment of For For Management
Issuance-Related Agency and Other
Relevant Matters
9.9 Approve Safeguard Measures for Debt For For Management
Repayment
9.10 Approve Listing of Debt Financing For For Management
Instruments
9.11 Approve Resolution Validity Period For For Management
10 Approve Company's Eligibility for For For Management
Rights Issue
11.1 Approve Share Type and Par Value For For Management
11.2 Approve Issue Manner For For Management
11.3 Approve Base, Proportion and Number of For For Management
Shares
11.4 Approve Pricing Basis and Issue Price For For Management
11.5 Approve Placing Subscribers For For Management
11.6 Approve Distribution Arrangement of For For Management
Undistributed Earnings
11.7 Approve Issue Time For For Management
11.8 Approve Underwriting Manner For For Management
11.9 Approve Use of Proceeds For For Management
11.10 Approve Resolution Validity Period For For Management
11.11 Approve Listing Exchange For For Management
12 Approve Plan of Company's Rights Issue For For Management
13 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
14 Approve Report on the Usage of For For Management
Previously Raised Funds
15 Approve Counter-dilution Measures in For For Management
Connection to the Rights Issue
16 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
CANSINO BIOLOGICS INC.
Ticker: 6185 Security ID: Y1099N102
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Change in Use of the For For Management
Remaining Unutilized Proceeds Received
from the Listing of the Company's H
Shares
2 Approve Proposed Use of Part of the For For Management
Over-Raised Proceeds Received from the
Listing of the Company's A Shares to
Permanently Supplement Working Capital
--------------------------------------------------------------------------------
CANSINO BIOLOGICS INC.
Ticker: 6185 Security ID: Y1099N102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Board of For For Management
Supervisors
3 Approve 2020 Annual Report For For Management
4 Approve 2020 Financial Accounts Report For For Management
5 Approve 2021 Financial Budget For For Management
6 Approve 2020 Profit Distribution Plan For For Management
7 Approve Unrecovered Losses Reaching For For Management
One Third of the Total Paid-In Capital
8 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic Auditor and Internal Control
Audit Agency and Deloitte Touche
Tohmatsu as International Auditor and
Authorize Board to Fix Their
Remuneration
9 Elect Zhongqi Shao as Supervisor For For Shareholder
10 Approve Proposed Increase and/or For For Management
Renewal of Bank Credit Line
11 Approve Proposed Change in Use of the For For Shareholder
Net Proceeds Received from the
Company's A Share Offering
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and H
Shares
--------------------------------------------------------------------------------
CAPITEC BANK HOLDINGS LTD.
Ticker: CPI Security ID: S15445109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Daniel Meintjes as Director For For Management
2 Re-elect Petrus Mouton as Director For For Management
3 Re-elect Jean Pierre Verster as For For Management
Director
4 Elect Cora Fernandez as Director For For Management
5 Elect Stan du Plessis as Director For For Management
6 Elect Vusi Mahlangu as Director For For Management
7 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors
8 Reappoint Deloitte & Touche as Auditors For For Management
9 Authorise Specific Issue of Loss For For Management
Absorbent Convertible Capital
Securities for Cash
10 Authorise Board to Issue Shares for For For Management
Cash
11 Approve Remuneration Policy For For Management
12 Approve Implementation Report of For Against Management
Remuneration Policy
13 Amend Share Trust Deed For For Management
1 Approve Non-executive Directors' For For Management
Remuneration
2 Authorise Repurchase of Issued Share For For Management
Capital
3 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
4 Approve Financial Assistance in For For Management
Respect of the Restricted Share Plan
--------------------------------------------------------------------------------
CARLSBERG BREWERY MALAYSIA BERHAD
Ticker: 2836 Security ID: Y11220103
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Elect Roland Arthur Lawrence as For For Management
Director
5 Elect Graham James Fewkes as Director For For Management
6 Elect Stefano Clini as Director For For Management
7 Approve Directors' Fees and Benefits For For Management
8 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Renewal of Shareholders' For For Management
Mandate for Recurrent Related Party
Transactions
11 Approve New Shareholders' Mandate for For For Management
Recurrent Related Party Transactions
--------------------------------------------------------------------------------
CATCHER TECHNOLOGY CO., LTD.
Ticker: 2474 Security ID: Y1148A101
Meeting Date: OCT 05, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Disposal Agreement For For Management
2 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
CATCHER TECHNOLOGY CO., LTD.
Ticker: 2474 Security ID: Y1148A101
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve to Raise Funds through Issuing For For Management
New Shares or GDR
--------------------------------------------------------------------------------
CATHAY FINANCIAL HOLDINGS CO. LTD.
Ticker: 2882 Security ID: Y11654103
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve to Raise Long-term Capital For For Management
--------------------------------------------------------------------------------
CCR SA
Ticker: CCRO3 Security ID: P2170M104
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Mauricio Neri Godoy as Alternate For For Management
Director
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5.1 Elect Piedade Mota da Fonseca as For For Management
Fiscal Council Member and Ronaldo
Pires da Silva as Alternate
5.2 Elect Adalgiso Fragoso de Faria as For For Management
Fiscal Council Member and Marcelo de
Andrade as Alternate
5.3 Elect Bruno Goncalves Siqueira as For For Management
Fiscal Council Member and Daniel da
Silva Alves as Alternate
6 Approve Remuneration of Company's For Against Management
Management
7 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
CCR SA
Ticker: CCRO3 Security ID: P2170M104
Meeting Date: APR 08, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 22 and Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
CD PROJEKT SA
Ticker: CDR Security ID: X0957E106
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Management Board Report, None None Management
Standalone and Consolidated Financial
Statements
6 Approve Financial Statements For For Management
7 Approve Consolidated Financial For For Management
Statements
8 Approve Management Board Report on For For Management
Company's and Group's Operations
9 Approve Allocation of Income and For For Management
Omission of Dividends
10 Approve Discharge of Adam Kicinski For For Management
(CEO)
11 Approve Discharge of Marcin Iwinski For For Management
(Deputy CEO)
12 Approve Discharge of Piotr Nielubowicz For For Management
(Deputy CEO)
13 Approve Discharge of Adam Badowski For For Management
(Management Board Member)
14 Approve Discharge of Michal Nowakowski For For Management
(Management Board Member)
15 Approve Discharge of Piotr Karwowski For For Management
(Management Board Member)
16 Approve Discharge of Oleg Klapovskiy For For Management
(Management Board Member)
17 Approve Discharge of Katarzyna Szwarc For For Management
(Supervisory Board Chairwoman)
18 Approve Discharge of Piotr Pagowski For For Management
(Supervisory Board Deputy Chairman)
19 Approve Discharge of Michal Bien For For Management
(Supervisory Board Member)
20 Approve Discharge of Krzysztof Kilian For For Management
(Supervisory Board Member)
21 Approve Discharge of Maciej For For Management
Nielubowicz (Supervisory Board Member)
22 Approve Remuneration Policy For Against Management
23 Amend May 24, 2016, AGM Resolution Re: For For Management
Approve Incentive Plan
24 Authorize Share Repurchase Program For For For Management
Purpose of Incentive Plan; Approve
Creation of Reserve Capital for
Purpose of Share Repurchase Program
25 Approve Incentive Plan For Against Management
26 Approve Issuance of Warrants without For Against Management
Preemptive Rights to Subscribe to
Series N Shares for Purpose of
Incentive Plan; Approve Conditional
Increase in Share Capital via Issuance
of N Series Shares
27 Cancel Reserve Capital Created for For For Management
Purpose of Share Repurchase Program
28 Close Meeting None None Management
--------------------------------------------------------------------------------
CD PROJEKT SA
Ticker: CDR Security ID: X0957E106
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date: SEP 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Amend July 28, 2020, AGM, Resolution For Against Management
Re: Incentive Plan
6 Approve Issuance of Warrants without For Against Management
Preemptive Rights to Subscribe to
Series N Shares for Purpose of
Incentive Plan; Approve Conditional
Increase in Share Capital via Issuance
of N Series Shares
7 Close Meeting None None Management
--------------------------------------------------------------------------------
CD PROJEKT SA
Ticker: CDR Security ID: X0957E106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Management Board Report, None None Management
Standalone and Consolidated Financial
Statements
6 Approve Financial Statements For For Management
7 Approve Consolidated Financial For For Management
Statements
8 Approve Management Board Report on For For Management
Company's and Group's Operations
9 Approve Allocation of Income and For For Management
Dividends of PLN 5.00 per Share
10 Approve Discharge of Adam Kicinski For For Management
(CEO)
11 Approve Discharge of Marcin Iwinski For For Management
(Deputy CEO)
12 Approve Discharge of Piotr Nielubowicz For For Management
(Deputy CEO)
13 Approve Discharge of Adam Badowski For For Management
(Management Board Member)
14 Approve Discharge of Michal Nowakowski For For Management
(Management Board Member)
15 Approve Discharge of Piotr Karwowski For For Management
(Management Board Member)
16 Approve Discharge of Katarzyna Szwarc For For Management
(Supervisory Board Chairwoman)
17 Approve Discharge of Piotr Pagowski For For Management
(Supervisory Board Deputy Chairman)
18 Approve Discharge of Michal Bien For For Management
(Supervisory Board Member)
19 Approve Discharge of Krzysztof Kilian For For Management
(Supervisory Board Member)
20 Approve Discharge of Maciej For For Management
Nielubowicz (Supervisory Board Member)
21 Approve Remuneration Report For Against Management
22.1 Elect Supervisory Board Member For Against Management
22.2 Elect Supervisory Board Member For Against Management
22.3 Elect Supervisory Board Member For Against Management
22.4 Elect Supervisory Board Member For Against Management
22.5 Elect Supervisory Board Member For Against Management
23 Amend Statute Re: Corporate Purpose For For Management
24 Amend Remuneration of Supervisory None For Shareholder
Board Members
25 Close Meeting None None Management
--------------------------------------------------------------------------------
CELLTRION HEALTHCARE CO., LTD.
Ticker: 091990 Security ID: Y6S3BE101
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated Financial For For Management
Statements
1.2 Approve Separate Financial Statements For For Management
2 Amend Articles of Incorporation For For Management
3.1 Elect Seo Jun-seok as Inside Director For For Management
3.2 Elect Lee Han-gi as Inside Director For For Management
3.3 Elect Lee Jung-jae as Outside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Approve Appropriation of Income (Stock For For Management
Dividends)
6 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
CELLTRION PHARM INC.
Ticker: 068760 Security ID: Y1243L101
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For Against Management
3.1 Elect Seo Jin-seok as Inside Director For For Management
3.2 Elect Lee Wang-don as Outside Director For For Management
3.3 Elect Song Tae-young as Outside For For Management
Director
3.4 Elect Yang Sang-woo as Outside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
6 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
CELLTRION, INC.
Ticker: 068270 Security ID: Y1242A106
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Seo Jin-seok as Inside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
CEMEX SAB DE CV
Ticker: CEMEXCPO Security ID: P2253T133
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 2 Re: Corporate Purpose For For Management
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
CEMEX SAB DE CV
Ticker: CEMEXCPO Security ID: P2253T133
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Present Share Repurchase Report For For Management
4 Set Maximum Amount of Share Repurchase For For Management
Reserve
5.a Approve Reduction in Variable Portion For For Management
of Capital via Cancellation of
Repurchased Shares Which were Acquired
Through Repurchase Program in 2020
5.b Approve Reduction in Variable Portion For For Management
of Capital via Cancellation of
Treasury Shares Authorized to Support
New Issuance of Convertible Notes or
for Placement of Such Shares in Public
Offering or Private Subscription
6 Elect Directors, Chairman and For Against Management
Secretary of Board, Members and
Chairmen of Audit, Corporate Practices
and Finance, and Sustainability
Committees
7 Approve Remuneration of Directors and For For Management
Members of Audit, Corporate Practices
and Finance, and Sustainability
Committees
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
CENCOSUD SA
Ticker: CENCOSUD Security ID: P2205J100
Meeting Date: APR 23, 2021 Meeting Type: Annual/Special
Record Date: APR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Financial Statements and For For Management
Statutory Reports
b Approve Allocation of Income and For For Management
Dividends of CLP 28 Per Share
c Approve Remuneration of Directors For For Management
d Approve Remuneration and Budget of For For Management
Directors' Committee
e Receive Report on Expenses of For For Management
Directors and Directors' Committee
f Appoint Auditors For For Management
g Designate Risk Assessment Companies For For Management
h Receive Report of Directors' For For Management
Committee; Receive Report Regarding
Related-Party Transactions
i Receive Report on Oppositions Recorded For For Management
on Minutes of Board Meetings
j Designate Newspaper to Publish For For Management
Announcements
k Other Business For Against Management
a Amend Articles Re: Compliance Committee For For Management
b Authorize Share Repurchase Program For Against Management
c Set Aggregate Nominal Amount of Share For Against Management
Repurchase Program
d Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
CENCOSUD SHOPPING CENTERS SA
Ticker: CENCOSHOPP Security ID: P2205U105
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a Approve Financial Statements and For For Management
Statutory Reports
b Approve Allocation of Income and For For Management
Dividends of CLP 12.3 per Share
c Elect Directors For Against Management
d Approve Remuneration of Directors For For Management
e Approve Remuneration and Budget of For For Management
Directors' Committee and Advisers
f Receive Report on Expenses of For For Management
Directors and Directors' Committee
g Appoint Auditors For For Management
h Designate Risk Assessment Companies For For Management
i Present Directors' Committee Report on For For Management
Activities; Present Board's Report
Regarding Related-Party Transactions
j Receive Report on Oppositions Recorded For For Management
on Minutes of Board Meetings
k Designate Newspaper to Publish Meeting For For Management
Announcements
l Other Business For Against Management
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA
Ticker: ELET6 Security ID: P22854122
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Lucia Maria Martins Casasanta as For For Management
Director
4 Elect Hailton Madureira de Almeida as For For Management
Fiscal Council Member and Ricardo
Takemitsu Simabuku as Alternate
5 Elect Eduardo Coutinho Guerra as For For Management
Fiscal Council Member and Marcelo
Senna Valle Pioto as Alternate
6 Approve Remuneration of Company's For For Management
Management and Fiscal Council
7 Designate Newspapers to Publish For For Management
Company Announcements
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA
Ticker: ELET6 Security ID: P22854122
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA
Ticker: ELET6 Security ID: P22854106
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Antonio Emilio Bastos de Aguiar None For Shareholder
Freire as Alternate Fiscal Council
Member Appointed by Preferred
Shareholder
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA
Ticker: ELET6 Security ID: P22854122
Meeting Date: SEP 02, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of 78 Percent Stake in For For Management
Sociedade de Proposito Especifico
Santa Vitoria do Palmar S/A to Omega
Geracao SA
2 Approve Sale of 99.99 Percent Stake in For For Management
Sociedades de Proposito Especifico
Hermenegildo I S/A, Hermenegido II
S/A, Hermenegildo III S/A and Chui IX
S/A to Omega Geracao SA
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA
Ticker: ELET6 Security ID: P22854122
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For Against Management
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA
Ticker: ELET6 Security ID: P22854122
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4.1 Elect Lucia Maria Martins Casasanta as For For Management
Director
4.2 Elect Wilson Ferreira Junior as For For Management
Director
4.3 Elect Marcelo de Siqueira Freitas as For Against Management
Director
4.4 Elect Bruno Eustaquio Ferreira Castro For Against Management
de Carvalho as Director
4.5 Elect Ruy Flaks Schneider as For For Management
Independent Director
4.6 Elect Ana Carolina Tannuri Laferte For Against Management
Marinho as Director
4.7 Elect Rodrigo Limp Nascimento as For Against Management
Director
5 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
6.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Lucia Maria Martins Casasanta as
Director
6.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Wilson Ferreira Junior as
Director
6.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo de Siqueira Freitas as
Director
6.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Bruno Eustaquio Ferreira Castro
de Carvalho as Director
6.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ruy Flaks Schneider as
Independent Director
6.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Carolina Tannuri Laferte
Marinho as Director
6.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Rodrigo Limp Nascimento as
Director
7 Elect Daniel Alves Ferreira as None For Shareholder
Director Appointed by Minority
Shareholder
8 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
9.1 Elect Thais Marcia Fernandes Matano For Abstain Management
Lacerda as Fiscal Council Member and
Ricardo Takemitsu Simabuku as Alternate
9.2 Elect Domingos Romeu Andreatta as For Abstain Management
Fiscal Council Member and Ingrid Palma
Araujo as Alternate
9.3 Elect Rafael Rezende Brigolini as For Abstain Management
Fiscal Council Member and Rafael Souza
Pena as Alternate
10 Elect Carlos Eduardo Teixeira Taveiros None For Shareholder
as Fiscal Council Member and Robert
Juenemann as Alternate Appointed by
Minority Shareholder
11 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA
Ticker: ELET6 Security ID: P22854106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Felipe Villela Dias as Director None For Shareholder
Appointed by Preferred Shareholder
2 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
3 Elect Antonio Emilio Bastos de Aguiar None For Shareholder
Freire as Fiscal Council Member and
Giuliano Barbato Wolf as Alternate
Appointed by Preferred Shareholder
--------------------------------------------------------------------------------
CENTRAL PATTANA PUBLIC COMPANY LIMITED
Ticker: CPN Security ID: Y1242U276
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Minutes of Previous Meeting None None Management
2 Acknowledge Performance Results None None Management
3 Acknowledge Interim Dividend Payment None None Management
4 Approve Financial Statements For For Management
5.1 Elect Suthichai Chirathivat as Director For Against Management
5.2 Elect Paitoon Taveebhol as Director For For Management
5.3 Elect Sudhitham Chirathivat as Director For Against Management
5.4 Elect Preecha Ekkunagul as Director For Against Management
6 Approve Increase in Size of Board from For Against Management
11 to 12 and Elect Nidsinee
Chirathivat as Director
7 Approve Remuneration of Directors For For Management
8 Approve KPMG Poomchai Audit Limited as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Debentures For For Management
10 Authorize Issuance of Bill of Exchange For For Management
and/or Short-term Debenture
11 Other Business For Against Management
--------------------------------------------------------------------------------
CENTRAL PATTANA PUBLIC COMPANY LIMITED
Ticker: CPN Security ID: Y1242U276
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Minutes of Previous Meeting None None Management
2 Acknowledge Performance Results None None Management
3 Approve Financial Statements For For Management
4 Approve Dividend Payment For For Management
5.1 Elect Karun Kittisataporn as Director For For Management
5.2 Elect Jotika Savanananda as Director For For Management
5.3 Elect Suthikiati Chirathivat as For For Management
Director
5.4 Elect Prin Chirathivat as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve KPMG Poomchai Audit Limited as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Other Business For Against Management
--------------------------------------------------------------------------------
CENTRAL RETAIL CORP. PUBLIC CO. LTD.
Ticker: CRC Security ID: Y1244X104
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Company's Performance None None Management
2 Approve Financial Statements For For Management
3 Approve Omission of Dividend Payment For For Management
4.1 Elect Prasarn Trairatvorakul as For Against Management
Director
4.2 Elect Suthichai Chirathivat as Director For Against Management
4.3 Elect Pratana Mongkolkul as Director For For Management
4.4 Elect Sompong Tantapart as Director For For Management
4.5 Elect Suthilaksh Chirathivat as For Against Management
Director
5 Approve Remuneration of Directors For For Management
6 Approve KPMG Phoomchai Audit Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
7 Amend Articles of Association For For Management
8 Other Business For Against Management
--------------------------------------------------------------------------------
CENTRAL RETAIL CORP. PUBLIC CO. LTD.
Ticker: CRC Security ID: Y1244X104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Company's Performance None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Suthikiati Chirathivat as For For Management
Director
4.2 Elect Atchaka Sibunruang as Director For For Management
4.3 Elect Patareeya Benjapolchai as For For Management
Director
4.4 Elect Yuwadee Chirathivat as Director For For Management
4.5 Elect Prin Chirathivat as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve KPMG Poomchai Audit Limited as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Other Business For Against Management
--------------------------------------------------------------------------------
CENTRE TESTING INTERNATIONAL GROUP CO., LTD.
Ticker: 300012 Security ID: Y1252N105
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cheng Haijin as Independent For For Management
Director
2 Approve Change in Use of Raised Funds For For Management
3 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
CENTRE TESTING INTERNATIONAL GROUP CO., LTD.
Ticker: 300012 Security ID: Y1252N105
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Idle Raised Funds for For For Management
Cash Management
2 Elect Liu Jidi as Non-independent For For Management
Director
--------------------------------------------------------------------------------
CEZ AS
Ticker: CEZ Security ID: X2337V121
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Board of Directors Report on None None Management
Company's Operations and State of Its
Assets
1.2 Receive Supervisory Board Report None None Management
1.3 Receive Audit Committee Report None None Management
2 Receive Report on Group's Development None None Management
Plans
3.1 Approve Financial Statements For For Management
3.2 Approve Consolidated Financial For For Management
Statements
3.3 Approve Financial Statements of CEZ For For Management
Korporatni sluzby s.r.o
4 Approve Allocation of Income and For For Management
Dividends of CZK 52 per Share
5.1 Ratify Ernst & Young Audit s.r.o. as For For Management
Auditor
5.2 Ratify Deloitte Audit s.r.o. as Auditor For For Management
6 Approve Volume of Charitable Donations For For Management
7 Recall and Elect Supervisory Board For Against Management
Members
8 Recall and Elect Members of Audit For Against Management
Committee
9 Approve Remuneration Report For Against Management
--------------------------------------------------------------------------------
CGN POWER CO., LTD.
Ticker: 1816 Security ID: Y1300C101
Meeting Date: AUG 05, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Yang Changli as Director For For Shareholder
1.2 Elect Gao Ligang as Director For For Shareholder
1.3 Elect Jiang Dajin as Director For For Shareholder
1.4 Elect Shi Bing as Director For For Shareholder
1.5 Elect Wang Wei as Director For For Shareholder
1.6 Elect Gu Jian as Director For For Shareholder
2.1 Elect Li Fuyou as Director For For Shareholder
2.2 Elect Yang Jiayi as Director For For Shareholder
2.3 Elect Xia Ceming as Director For For Shareholder
3.1 Elect Chen Sui as Supervisor For For Shareholder
3.2 Elect Hu Yaoqi as Supervisor For For Shareholder
3.3 Elect Zhang Baishan as Supervisor For For Shareholder
4.1 Approve Remuneration of Yang Changli For For Management
4.2 Approve Remuneration of Gao Ligang For For Management
4.3 Approve Remuneration of Jiang Dajin For For Management
4.4 Approve Remuneration of Shi Bing For For Management
4.5 Approve Remuneration of Wang Wei For For Management
4.6 Approve Remuneration of Gu Jian For For Management
4.7 Approve Remuneration of Li Fuyou For For Management
4.8 Approve Remuneration of Yang Jiayi For For Management
4.9 Approve Remuneration of Xia Ceming For For Management
4.10 Approve Remuneration of Chen Sui For For Management
4.11 Approve Remuneration of Hu Yaoqi For For Management
4.12 Approve Remuneration of Zhang Baishan For For Management
4.13 Approve Remuneration of Zhu Hui For For Management
4.14 Approve Remuneration of Wang Hongxin For For Management
5 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
6 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
CGN POWER CO., LTD.
Ticker: 1816 Security ID: Y1300C101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Annual Report For For Management
4 Approve 2020 Audited Financial Report For For Management
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve Dividend Distribution Plan For For Management
(2021-2025)
7 Approve 2021 Investment Plan and For For Management
Capital Expenditure Budget
8 Approve KPMG Huazhen LLP as Financial For For Management
Report Auditor and Authorize Board to
Fix their Remuneration
9 Approve Pan-China Certified Public For For Management
Accountants LLP as Internal Control
Auditor and Authorize Board to Fix
their Remuneration
10 Elect Li Mingliang as Director For For Shareholder
11 Elect Tang Chi Cheung as Director For For Shareholder
12.1 Approve Remuneration of Yang Changli For For Management
12.2 Approve Remuneration of Gao Ligang For For Management
12.3 Approve Remuneration of Jiang Dajin For For Management
12.4 Approve Remuneration of Shi Bing For For Management
12.5 Approve Remuneration of Wang Wei For For Management
12.6 Approve Remuneration of Li Mingliang For For Management
12.7 Approve Remuneration of Gu Jian For For Management
12.8 Approve Remuneration of Li Fuyou For For Management
12.9 Approve Remuneration of Yang Jiayi For For Management
12.10 Approve Remuneration of Xia Ceming For For Management
12.11 Approve Remuneration of Chen Sui For For Management
12.12 Approve Remuneration of Hu Yaoqi For For Management
12.13 Approve Remuneration of Zhang Baishan For For Management
12.14 Approve Remuneration of Zhu Hui For For Management
12.15 Approve Remuneration of Wang Hongxin For For Management
13 Approve Remuneration of Tang Chi Cheung For For Shareholder
14 Approve Major Transactions and For Against Management
Continuing Connected Transactions -
2021-2023 Financial Services Framework
Agreement and Proposed Annual Caps
15 Amend Articles of Association For For Shareholder
16 Approve Reformulation of Rules and For For Shareholder
Procedures Regarding Meetings of Board
of Directors
17 Approve Application for Unified For For Management
Registration of Multi-Type Debt
Financing Instruments
18 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional A
Shares and/or H Shares
19 Approve Grant of General Mandate to For For Management
the Board to Repurchase A Shares
and/or H Shares
--------------------------------------------------------------------------------
CGN POWER CO., LTD.
Ticker: 1816 Security ID: Y1300C101
Meeting Date: MAY 26, 2021 Meeting Type: Special
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase A Shares
and/or H Shares
--------------------------------------------------------------------------------
CHAILEASE HOLDING CO., LTD.
Ticker: 5871 Security ID: G20288109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
4 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
--------------------------------------------------------------------------------
CHANG HWA COMMERCIAL BANK LTD.
Ticker: 2801 Security ID: Y1293J105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Amend Articles of Association For For Management
5 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
--------------------------------------------------------------------------------
CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC.
Ticker: 000661 Security ID: Y1293Q109
Meeting Date: FEB 10, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Yongchuan as Supervisor For For Management
--------------------------------------------------------------------------------
CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC.
Ticker: 000661 Security ID: Y1293Q109
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve to Appoint Internal Control For For Management
Auditor
--------------------------------------------------------------------------------
CHANGCHUN HIGH & NEW TECHNOLOGY INDUSTRIES (GROUP), INC.
Ticker: 000661 Security ID: Y1293Q109
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ma Ji as Director For For Shareholder
1.2 Elect Jiang Yuntao as Director For For Shareholder
1.3 Elect Ye Peng as Director For For Shareholder
1.4 Elect Wang Zhigang as Director For For Shareholder
1.5 Elect Zhu Xianchao as Director For For Shareholder
1.6 Elect Zhang Yuzhi as Director For For Shareholder
2.1 Elect Li Chunhao as Director For For Management
2.2 Elect Zhang Chunying as Director For For Management
2.3 Elect Zhang Weiming as Director For For Management
3.1 Elect Liu Yongchuan as Supervisor For For Shareholder
3.2 Elect Zhao Shuping as Supervisor For For Shareholder
4 Approve Signing of License Cooperation For For Management
Agreement
--------------------------------------------------------------------------------
CHANGJIANG SECURITIES CO., LTD.
Ticker: 000783 Security ID: Y1314J100
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Semi-annual Risk Control For For Management
Indicator Report
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHANGJIANG SECURITIES CO., LTD.
Ticker: 000783 Security ID: Y1314J100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Appointment of Auditor For For Management
6 Approve Profit Distribution For For Management
7.1 Approve Related Party Transaction with For For Management
Guohua Life Insurance Co., Ltd. and
Related Enterprises
7.2 Approve Related Party Transaction with For For Management
Three Gorges Capital Holdings Co., Ltd.
and Related Enterprises
7.3 Approve Related Party Transaction with For For Management
Changxin Fund Management Co., Ltd. and
Related Enterprises
7.4 Approve Related Party Transaction with For For Management
Other Related Parties
8 Approve Risk Control Index Report For For Management
9 Approve Risk Appetite Authorization For For Management
10 Approve Remuneration and Assessment of For For Management
Directors
11 Approve Remuneration and Assessment of For For Management
Supervisors
12 Approve Performance Appraisal and For For Management
Remuneration of Company's Management
13 Elect Hao Wei as Non-independent For For Management
Director
14 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO. LTD.
Ticker: 601799 Security ID: Y1297L106
Meeting Date: SEP 02, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Idle Raised Funds for For For Management
Cash Management
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO. LTD.
Ticker: 601799 Security ID: Y1297L106
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use Idle Funds from For For Management
Convertible Bond Issuance for Cash
Management
--------------------------------------------------------------------------------
CHANGZHOU XINGYU AUTOMOTIVE LIGHTING SYSTEMS CO. LTD.
Ticker: 601799 Security ID: Y1297L106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Financial For For Management
Auditor
7 Approve Appointment of Internal For For Management
Control Auditor
8 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
9 Approve Application of Bank Credit For For Management
Lines
10 Approve Use of Own Funds for Cash For Against Management
Management
--------------------------------------------------------------------------------
CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD.
Ticker: 300408 Security ID: Y1R99A101
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Registered Capital For For Management
2 Approve Amendments to Articles of For For Management
Association
3 Amend Raised Funds Management System For Against Management
4 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
6 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
7 Amend Working System for Independent For Against Management
Directors
8 Amend External Guarantee Management For Against Management
System
9 Amend Related Party Transaction For Against Management
Management System
10 Amend External Investment Management For Against Management
System
--------------------------------------------------------------------------------
CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD.
Ticker: 300408 Security ID: Y1R99A101
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHAOZHOU THREE-CIRCLE (GROUP) CO., LTD.
Ticker: 300408 Security ID: Y1R99A101
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Appointment of Auditor For For Management
8 Approve Remuneration of Directors and For For Management
Supervisors
9 Approve Amendments to Articles of For Against Management
Association
10 Approve Company's Eligibility for For For Management
Share Issuance
11.1 Approve Share Type and Par Value For For Management
11.2 Approve Issue Manner and Issue Time For For Management
11.3 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
11.4 Approve Issue Size For For Management
11.5 Approve Target Subscribers and For For Management
Subscription Method
11.6 Approve Lock-up Period For For Management
11.7 Approve Distribution Arrangement of For For Management
Undistributed Earnings
11.8 Approve Listing Exchange For For Management
11.9 Approve Amount and Use of Proceeds For For Management
11.10 Approve Resolution Validity Period For For Management
12 Approve Plan for Issuance of Shares For For Management
13 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares
14 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
15 Approve Report on the Usage of For For Management
Previously Raised Funds
16 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
17 Approve Authorization of the Board to For For Management
Handle All Related Matters
18 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
CHAROEN POKPHAND FOODS PUBLIC CO. LTD.
Ticker: CPF Security ID: Y1296K166
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Acquisition of Swine Business For For Management
in China by a Subsidiary
3 Other Business None None Management
--------------------------------------------------------------------------------
CHAROEN POKPHAND FOODS PUBLIC CO. LTD.
Ticker: CPF Security ID: Y1296K166
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5.1 Elect Phongthep Chiaravanont as For For Management
Director
5.2 Elect Suphachai Chearavanont as For Against Management
Director
5.3 Elect Rungson Sriworasat as Director For For Management
5.4 Elect Vatchari Vimooktayon as Director For For Management
5.5 Elect Prasit Boondoungprasert as For For Management
Director
6 Approve Remuneration of Directors For For Management
7 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Other Business None None Management
--------------------------------------------------------------------------------
CHEIL WORLDWIDE, INC.
Ticker: 030000 Security ID: Y1296G108
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Oh Yoon as Outside Director For For Management
2.2 Elect Kim Jong-hyun as Inside Director For For Management
3 Appoint Lee Hong-sub as Internal For For Management
Auditor
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
CHENG SHIN RUBBER IND. CO., LTD.
Ticker: 2105 Security ID: Y1306X109
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Procedures for For For Management
Endorsement/Guarantees and Loaning
Funds to Others
5 Amend Procedures Governing the For Against Management
Acquisition or Disposal of Assets
6 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
7 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
--------------------------------------------------------------------------------
CHENGDU KANGHONG PHARMACEUTICAL GROUP CO., LTD.
Ticker: 002773 Security ID: Y130A3100
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Price For For Management
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Location For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Authorization of Board to For For Management
Handle All Related Matters
8 Approve Shareholder Return Plan For For Management
9 Approve Completion of Partial Raised For For Management
Funds Investment Project and Use of
Excess Raised Funds to Replenish
Working Capital
--------------------------------------------------------------------------------
CHICONY ELECTRONICS CO., LTD.
Ticker: 2385 Security ID: Y1364B106
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report, For For Management
Financial Statements and Profit
Distribution
2 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
3 Amend Procedures for Lending Funds to For For Management
Other Parties
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
CHIFENG JILONG GOLD MINING CO., LTD.
Ticker: 600988 Security ID: Y2931K108
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Application for Financing For For Management
9 Approve Provision of Guarantee For Against Management
--------------------------------------------------------------------------------
CHIFENG JILONG GOLD MINING CO., LTD.
Ticker: 600988 Security ID: Y2931K108
Meeting Date: MAY 26, 2021 Meeting Type: Special
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
CHINA AOYUAN GROUP LIMITED
Ticker: 3883 Security ID: G2119Z109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4a Elect Guo Zi Ning as Director For For Management
4b Elect Chan Ka Yeung Jacky as Director For For Management
4c Elect Tsui King Fai as Director For Against Management
4d Elect Chen Zhi Bin as Director For For Management
4e Elect Lee Thomas Kang Bor fas Director For For Management
4f Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Adopt Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA AVIONICS SYSTEMS CO., LTD.
Ticker: 600372 Security ID: Y44456104
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Related Party For Against Management
Transaction Framework Agreement
2 Approve Increase in Related Party For For Management
Transaction
3 Approve Change and Extension of Raised For For Management
Funds Projects
4.1 Elect Zhang Kunhui as Non-independent For For Shareholder
Director
4.2 Elect Ji Ruidong as Non-independent For For Shareholder
Director
4.3 Elect Wang Jiangang as Non-independent For For Shareholder
Director
4.4 Elect Chen Yuanming as Non-independent For For Shareholder
Director
4.5 Elect Zhou Chunhua as Non-independent For For Shareholder
Director
4.6 Elect Yu Zhuo as Non-independent For For Shareholder
Director
4.7 Elect Xu Bin as Non-independent For For Shareholder
Director
5.1 Elect Yang Youhong as Independent For For Management
Directors
5.2 Elect Xiong Huagang as Independent For For Management
Directors
5.3 Elect Zhang Jinchang as Independent For For Management
Directors
5.4 Elect Wei Fajie as Independent For For Management
Directors
6.1 Elect Wu Xingquan as Supervisor For For Shareholder
6.2 Elect Wang Xuebai as Supervisor For For Shareholder
6.3 Elect Yuan Huo as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA AVIONICS SYSTEMS CO., LTD.
Ticker: 600372 Security ID: Y44456104
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Sign the Framework For For Management
Agreement for the Purchase and Sale of
Products and Raw Materials
2 Approve Signing of Comprehensive For For Management
Service Framework Agreement
3 Approve Signing of Financial Services For Against Management
Framework Agreement
--------------------------------------------------------------------------------
CHINA AVIONICS SYSTEMS CO., LTD.
Ticker: 600372 Security ID: Y44456104
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Budget Report For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Daily Related Party For Against Management
Transactions
8 Approve Internal Control Evaluation For For Management
Report
9 Approve Internal Control Audit Report For For Management
10 Approve Social Responsibility Report For For Management
11 Approve Report of the Independent For For Management
Directors
12 Elect Wang Xiaoming as Non-independent For For Shareholder
Director
13 Elect Jing Xu as Independent Director For For Management
14 Approve Appointment of Auditor For For Management
15 Amend Articles of Association For Against Management
16 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
17 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
18 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
CHINA BOHAI BANK CO., LTD.
Ticker: 9668 Security ID: Y1R253106
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Board of For For Management
Supervisors
3 Approve 2020 Report of Final Financial For For Management
Accounts
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve KPMG Huazhen LLP as Domestic For For Management
Auditors and KPMG as Overseas Auditors
for 2020
6 Approve KPMG Huazhen LLP as Domestic For For Management
Auditors and KPMG as Overseas Auditors
for 2021
7 Approve 2021 Financial Budget Report For For Management
8 Approve Measures for Equity Management For For Management
9 Approve Adjustment Plan for the For For Management
Allowances of Directors and Supervisors
10 Elect Wang Zhiyong as Director For For Management
11 Approve Special Authorization Plan for For For Management
Financial Bonds and Tier-Two Capital
Bonds
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
--------------------------------------------------------------------------------
CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 1359 Security ID: Y1R34V103
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Shaoshuang as Director For For Management
--------------------------------------------------------------------------------
CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 1359 Security ID: Y1R34V103
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Onshore Undated For For Management
Capital Bonds
--------------------------------------------------------------------------------
CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 1359 Security ID: Y1R34V103
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Type of Preference Shares to For For Management
be Issued
1.2 Approve Number of Preference Shares to For For Management
be Issued and Issue Size
1.3 Approve Par Value and Issue Price For For Management
1.4 Approve Maturity For For Management
1.5 Approve Method of Issuance and Target For For Management
Investors
1.6 Approve Lock-Up Period For For Management
1.7 Approve Terms of Dividend Distribution For For Management
1.8 Approve Terms of Mandatory Conversion For For Management
1.9 Approve Terms of Conditional Redemption For For Management
1.10 Approve Limited Voting Rights and For For Management
Terms of Restoration of Voting Rights
1.11 Approve Order of Priority in For For Management
Liquidation and Methods for Liquidation
1.12 Approve Rating Arrangements For For Management
1.13 Approve Security Arrangements For For Management
1.14 Approve Use of Proceeds For For Management
1.15 Approve Listing/Trading Arrangements For For Management
1.16 Approve Validity Period of the For For Management
Resolution for the Issuance of
Offshore Preference Shares
1.17 Approve Matters Relating to For For Management
Authorization
--------------------------------------------------------------------------------
CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 1359 Security ID: Y1R34V103
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Type of Preference Shares to For For Management
be Issued
1.2 Approve Number of Preference Shares to For For Management
be Issued and Issue Size
1.3 Approve Par Value and Issue Price For For Management
1.4 Approve Maturity For For Management
1.5 Approve Method of Issuance and Target For For Management
Investors
1.6 Approve Lock-Up Period For For Management
1.7 Approve Terms of Dividend Distribution For For Management
1.8 Approve Terms of Mandatory Conversion For For Management
1.9 Approve Terms of Conditional Redemption For For Management
1.10 Approve Limited Voting Rights and For For Management
Terms of Restoration of Voting Rights
1.11 Approve Order of Priority in For For Management
Liquidation and Methods for Liquidation
1.12 Approve Rating Arrangements For For Management
1.13 Approve Security Arrangements For For Management
1.14 Approve Use of Proceeds For For Management
1.15 Approve Listing/Trading Arrangements For For Management
1.16 Approve Validity Period of the For For Management
Resolution for the Issuance of
Offshore Preference Shares
1.17 Approve Matters Relating to For For Management
Authorization
--------------------------------------------------------------------------------
CHINA CINDA ASSET MANAGEMENT CO., LTD.
Ticker: 1359 Security ID: Y1R34V103
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board For For Management
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Remuneration Settlement Scheme For For Management
for the Directors
4 Approve Remuneration Settlement Scheme For For Management
for the Supervisors
5 Approve Final Financial Account Plan For For Management
6 Approve Profit Distribution Plan For For Management
7 Approve Budget of Investment in For For Management
Capital Expenditure
8 Approve Ernst & Young Hua Ming LLP and For For Management
Ernst & Young as the Onshore and
Offshore Accounting Firms and Fix
Their Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
--------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LIMITED
Ticker: 998 Security ID: Y1434M116
Meeting Date: JUL 14, 2020 Meeting Type: Special
Record Date: JUN 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Office and Residence For For Management
and Amendments to the Related Terms of
the Articles of Association
--------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LIMITED
Ticker: 998 Security ID: Y1434M116
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Caps for Asset Transfer For For Management
Business with CITIC Group and its
Associates for the Years 2021-2023
1.2 Approve Caps for Wealth Management and For For Management
Investment Services with CITIC Group
and its Associates for the Years
2021-2023
1.3 Approve Caps for Capital Transactions For For Management
with CITIC Group and its Associates
for the Years 2021-2023
1.4 Approve Caps for Credit Extension For For Management
Business with CITIC Group and its
Associates for the Years 2021-2023
1.5 Approve Caps for Credit Extension For For Management
Related Party Transactions with Yunnan
Metropolitan Construction Investment
Group Co., Ltd. for the Years 2021-2023
1.6 Approve Caps for Credit Extension For For Management
Related Party Transactions with New
China Life Insurance Company Ltd. for
the Years 2021-2023
1.7 Approve Caps for Credit Extension For For Management
Related Party Transactions with China
Life Pension Company Limited for the
Years 2021-2023
1.8 Approve Caps for Credit Extension For For Management
Related Party Transactions with Cinda
Securities Co., Ltd. for the Years
2021-2023
1.9 Approve Caps for Credit Extension For For Management
Related Party Transactions with Ping
An Insurance (Group) Company of China,
Ltd. for the Years 2021-2023
2 Approve Issuance of Undated Capital For For Management
Bonds
3 Elect Wang Yankang as Director For For Shareholder
--------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LIMITED
Ticker: 998 Security ID: Y1434M116
Meeting Date: JAN 14, 2021 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Rong as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LIMITED
Ticker: 998 Security ID: Y1434M116
Meeting Date: MAY 07, 2021 Meeting Type: Special
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhu Hexin as Director For For Management
2 Approve Amendments to Articles of For Against Shareholder
Association
3 Approve Formulation of Implementation For For Shareholder
Rules for the Accumulative Voting
Mechanism
--------------------------------------------------------------------------------
CHINA CITIC BANK CORPORATION LIMITED
Ticker: 998 Security ID: Y1434M116
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Report For For Management
3 Approve Profit Distribution Plan For For Management
4 Approve Financial Budget Plan For For Management
5 Approve Engagement of Accounting Firms For For Management
and Their Fees
6 Approve Special Report of Related For For Management
Party Transactions
7 Approve Report of the Board of For For Management
Directors
8 Approve Report of the Board of For For Management
Supervisors
9 Approve Director Allowance Policy of For For Management
Board of Directors
10 Approve Supervisor Allowance Policy of For For Management
Board of Supervisors
11.01 Elect Zhu Hexin as Director For For Management
11.02 Elect Cao Guoqiang as Director For For Management
11.03 Elect Huang Fang as Director For For Management
11.04 Elect Wang Yankang as Director For For Management
12.01 Elect Fang Heying as Director For For Management
12.02 Elect Guo Danghuai as Director For For Management
13.01 Elect He Cao as Director For For Management
13.02 Elect Chen Lihua as Director For For Management
13.03 Elect Qian Jun as Director For For Management
13.04 Elect Yan Lap Kei Isaac as Director For For Management
14.01 Elect Wei Guobin as Supervisor For For Management
14.02 Elect Sun Qixiang as Supervisor For For Management
14.03 Elect Liu Guoling as Supervisor For For Management
15.01 Elect Li Rong as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LIMITED
Ticker: 1800 Security ID: Y1R36J108
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Tongzhou as Director For For Management
--------------------------------------------------------------------------------
CHINA COMMUNICATIONS SERVICES CORPORATION LIMITED
Ticker: 552 Security ID: Y1436A102
Meeting Date: OCT 21, 2020 Meeting Type: Special
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Huang Xiaoqing as Director, For For Management
Authorize Board to Sign on Behalf of
the Company the Director's Service
Contract with Him and Authorize Board
to Fix His Remuneration
--------------------------------------------------------------------------------
CHINA COMMUNICATIONS SERVICES CORPORATION LIMITED
Ticker: 552 Security ID: Y1436A102
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Profit Distribution Plan and For For Management
Payment of Dividend
3 Appoint PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian LLP
as International Auditors and Domestic
Auditors, Respectively, and Authorize
Board to Fix Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares
5 Authorize Board to Increase Registered For Against Management
Capital of the Company and Amend
Articles of Association to Reflect
Such Increase
6 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
CHINA CONCH VENTURE HOLDINGS LIMITED
Ticker: 586 Security ID: G2116J108
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Ji Qinying as Director For For Management
3b Elect Li Daming as Director For For Management
3c Elect Chang Zhangli as Director For Against Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lyu Jiajin as Director For For Management
2 Elect Shao Min as Director For For Management
3 Elect Liu Fang as Director For For Management
4 Elect William (Bill) Coen as Director For For Management
5 Approve Remuneration Distribution and For For Management
Settlement Plan for Directors
6 Approve Remuneration Distribution and For For Management
Settlement Plan for Supervisors
7 Approve Issuance of Qualified For For Management
Write-Down Tier 2 Capital Instruments
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N119
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lyu Jiajin as Director For For Management
2 Elect Shao Min as Director For For Management
3 Elect Liu Fang as Director For For Management
4 Elect William (Bill) Coen as Director For For Management
5 Approve Remuneration Distribution and For For Management
Settlement Plan for Directors
6 Approve Remuneration Distribution and For For Management
Settlement Plan for Supervisors
7 Approve Issuance of Qualified For For Management
Write-Down Tier 2 Capital Instruments
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Jiang as Director For For Management
2 Approve Confirmation of the Donations For For Management
of Anti-Pandemic Materials Made in 2020
3 Approve Additional Limit on Poverty For For Management
Alleviation Donations
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N119
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Jiang as Director For For Management
2 Approve Confirmation of the Donations For For Management
of Anti-Pandemic Materials Made in 2020
3 Approve Additional Limit on Poverty For For Management
Alleviation Donations
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Final Financial Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Budget for Fixed Assets For For Management
Investment
6 Elect Kenneth Patrick Chung as Director For For Management
7 Elect Leung Kam Chung, Antony as For For Management
Director
8 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Auditor and Ernst & Young as
International Auditor and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N119
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Final Financial Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Budget for Fixed Assets For For Management
Investment
6 Elect Kenneth Patrick Chung as Director For For Management
7 Elect Leung Kam Chung, Antony as For For Management
Director
8 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Auditor and Ernst & Young as
International Auditor and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
CHINA DEVELOPMENT FINANCIAL HOLDING CORP.
Ticker: 2883 Security ID: Y1460P108
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report, For For Management
Financial Statements and Consolidated
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Trading Procedures Governing For For Management
Derivatives Products
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Approve Issuance of Restricted Stocks For For Management
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
CHINA EAST EDUCATION HOLDINGS LIMITED
Ticker: 667 Security ID: G2120T100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3a1 Elect Wu Wei as Director For Against Management
3a2 Elect Wu Junbao as Director For For Management
3a3 Elect Hung Ka Hai, Clement as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LIMITED
Ticker: 670 Security ID: Y1406M102
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Catering and Aircraft On-board For For Management
Supplies Support Continuing Connected
Transactions and Proposed Annual Caps
2 Approve Exclusive Operation Agreement For For Management
and the Exclusive Operation of
Passenger Aircraft Cargo Business
Continuing Connected Transactions
3 Approve Proposed Annual Caps of the For For Management
Exclusive Operation of Passenger
Aircraft Cargo Business Continuing
Connected Transactions
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LIMITED
Ticker: 670 Security ID: Y1407D101
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Catering and Aircraft On-board For For Management
Supplies Support Continuing Connected
Transactions and Proposed Annual Caps
2 Approve Exclusive Operation Agreement For For Management
and the Exclusive Operation of
Passenger Aircraft Cargo Business
Continuing Connected Transactions
3 Approve Proposed Annual Caps of the For For Management
Exclusive Operation of Passenger
Aircraft Cargo Business Continuing
Connected Transactions
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LIMITED
Ticker: 670 Security ID: Y1407D101
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compliance with the Conditions For For Management
of the Non-Public Issuance of A Shares
2.01 Approve Type and Par Value of Shares For For Management
to be Issued
2.02 Approve Method and Time of Issuance For For Management
2.03 Approve Subscriber and Method of For For Management
Subscription
2.04 Approve Pricing Benchmark Date, For For Management
Pricing Principles and Issue Price
2.05 Approve Number of Shares to be Issued For For Management
2.06 Approve Amount and Use of Proceeds For For Management
2.07 Approve Lock-Up Period For For Management
2.08 Approve Place of Listing For For Management
2.09 Approve Arrangement of Accumulated For For Management
Undistributed Profits Before the
Non-Public Issuance of A Shares
2.10 Approve Validity Period of the For For Management
Resolutions of Non-Public Issuance of
A Shares
3 Approve Proposal for the Non-Public For For Management
Issuance of A Shares
4 Approve Report on the Use of Proceeds For For Management
from the Previous Fund Raising
Activities
5 Approve Feasibility Analysis on the For For Management
Use of Proceeds from the Non-Public
Issuance of A Shares
6 Approve Conditional Share Subscription For For Management
Agreement of the Non-Public Issuance
Entered into with a Specific Subscriber
7 Approve Connected Transactions For For Management
Involved in the Non-Public Issuance of
A Shares
8 Approve Dilution of Current Returns by For For Management
the Non-Public Issuance of A Shares
and Remedial Measures and the
Undertakings thereof by the
Controlling Shareholder, the Director
and the Senior Management
9 Approve Future Plan for Return to the For For Management
Shareholders for the Coming Three
Years (2021-2023)
10 Approve Waiver of the Offer Obligation For For Management
to Increase the Shareholdings by the
Controlling Shareholder in Accordance
with the PRC Laws and Regulations
11 Approve Application to the SFC for the For For Management
Whitewash Waiver for Exemption from
the General Offer Obligation by the
Controlling Shareholder in Accordance
with the Takeovers Code
12 Authorize Board to Amend Relevant For For Management
Provisions of the Articles of
Association upon the Completion of the
Non-Public Issuance of A Shares
13 Authorize Board to Deal with All For For Management
Matters in Relation to the Non-Public
Issuance of A Shares
14 Elect Guo Lijun as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LIMITED
Ticker: 670 Security ID: Y1407D101
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Type and Par Value of Shares For For Management
to be Issued
1.02 Approve Method and Time of Issuance For For Management
1.03 Approve Subscriber and Method of For For Management
Subscription
1.04 Approve Pricing Benchmark Date, For For Management
Pricing Principles and Issue Price
1.05 Approve Number of Shares to be Issued For For Management
1.06 Approve Amount and Use of Proceeds For For Management
1.07 Approve Lock-Up Period For For Management
1.08 Approve Place of Listing For For Management
1.09 Approve Arrangement of Accumulated For For Management
Undistributed Profits Before the
Non-Public Issuance of A Shares
1.10 Approve Validity Period of the For For Management
Resolutions of Non-Public Issuance of
A Shares
2 Approve Proposal for the Non-Public For For Management
Issuance of A Shares
3 Approve Feasibility Analysis on the For For Management
Use of Proceeds from the Non-Public
Issuance of A Shares
4 Approve Conditional Share Subscription For For Management
Agreement of the Non-Public Issuance
Entered into with a Specific Subscriber
5 Approve Connected Transactions For For Management
Involved in the Non-Public Issuance of
A Shares
6 Authorize Board to Deal with All For For Management
Matters in Relation to the Non-Public
Issuance of A Shares
--------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LIMITED
Ticker: 670 Security ID: Y1407D101
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Financial Reports For For Management
4 Approve Profit Distribution Proposal For For Management
5 Approve Appointment of PRC Domestic For For Management
Auditors, International Auditors for
Financial Reporting and Auditors for
Internal Control
6 Approve Grant of General Mandate to For Against Management
Issue Bonds
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and H
Shares
8.1 Elect Lin Wanli as Director For For Management
9.1 Elect Sun Zheng as Director For For Management
9.2 Elect Lu Xiongwen as Director For For Management
--------------------------------------------------------------------------------
CHINA EDUCATION GROUP HOLDINGS LIMITED
Ticker: 839 Security ID: G2163M103
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: FEB 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Xie Ketao as Director For For Management
3b Elect Gerard A. Postiglione as Director For For Management
3c Elect Rui Meng as Director For For Management
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U124
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fu Wanjun as Director For For Shareholder
2 Elect Yao Wei as Director For For Shareholder
3 Elect Yao Zhongyou as Director For For Management
4 Elect Qu Liang as Director For For Management
5 Approve Remuneration of the Chairman For For Management
of the Board of Supervisors
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U116
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fu Wanjun as Director For For Shareholder
2 Elect Yao Wei as Director For For Shareholder
3 Elect Yao Zhongyou as Director For For Management
4 Elect Qu Liang as Director For For Management
5 Approve Remuneration of the Chairman For For Management
of the Board of Supervisors
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U124
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Han Fuling as Director For For Management
2 Elect Liu Shiping as Director For For Management
3 Elect Lu Hong as Supervisor For For Management
1 Approve Change of Registered Capital For For Management
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U116
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Han Fuling as Director For For Management
2 Elect Liu Shiping as Director For For Management
3 Elect Lu Hong as Supervisor For For Management
4 Approve Change of Registered Capital For For Management
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U124
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Budget Plan of Fixed Asset For For Management
Investment
4 Approve Audited Accounts Report For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Appointment of Accounting Firm For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Elect Li Wei as Director For For Shareholder
1 Approve Issuance of Tier 2 Capital For For Management
Bonds
--------------------------------------------------------------------------------
CHINA EVERBRIGHT BANK COMPANY LIMITED
Ticker: 6818 Security ID: Y1477U116
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Budget Plan of Fixed Asset For For Management
Investment
4 Approve Audited Accounts Report For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Appointment of Accounting Firm For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Approve Issuance of Tier 2 Capital For For Management
Bonds
10 Elect Li Wei as Director For For Shareholder
--------------------------------------------------------------------------------
CHINA EVERBRIGHT ENVIRONMENT GROUP LIMITED
Ticker: 257 Security ID: Y14226107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Hu Yanguo as Director For For Management
3.2 Elect Qian Xiaodong as Director For For Management
3.3 Elect Zhai Haitao as Director For Against Management
3.4 Authorize Board to Fix the For For Management
Remuneration of the Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5.1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For For Management
Capital
5.3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA EVERBRIGHT INTERNATIONAL LIMITED
Ticker: 257 Security ID: Y14226107
Meeting Date: AUG 14, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of English Name and For For Management
Chinese Name of the Company
--------------------------------------------------------------------------------
CHINA EVERBRIGHT LIMITED
Ticker: 165 Security ID: Y1421G106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Zhao Wei as Director For For Management
3b Elect Tang Chi Chun Richard as Director For For Management
3c Elect Lin Zhijun as Director For Against Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA EVERGRANDE GROUP
Ticker: 3333 Security ID: G2119W106
Meeting Date: JUL 06, 2020 Meeting Type: Annual
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Shi Junping as Director For For Management
4 Elect Pan Darong as Director For For Management
5 Elect Huang Xiangui as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
11 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
--------------------------------------------------------------------------------
CHINA EVERGRANDE GROUP
Ticker: 3333 Security ID: G2119W106
Meeting Date: MAY 10, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Option Scheme of For Against Management
Evergrande Property Services Group
Limited
2 Approve Share Option Scheme of For Against Management
Evergrande Fairyland Group Limited
3 Approve Share Option Scheme of New For Against Management
Gains Group Limited
4 Approve Share Option Scheme of For Against Management
Evergrande Charging Technology Co.,
Ltd.
5 Approve Share Option Scheme of Star For Against Management
Network Cloud IoT Technology Co., Ltd.
6 Approve Share Option Scheme of Star For Against Management
Network Community Cloud IoT Technology
Co., Ltd.
--------------------------------------------------------------------------------
CHINA EVERGRANDE GROUP
Ticker: 3333 Security ID: G2119W106
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Chau Shing Yim, David as Director For For Management
4 Elect He Qi as Director For For Management
5 Elect Xie Hongxi as Director For For Management
6 Elect Lai Lixin as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA FEIHE LTD.
Ticker: 6186 Security ID: G2121Q105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Liu Jinping as Director For For Management
3b Elect Song Jianwu as Director For For Management
3c Elect Fan Yonghong as Director For For Management
3d Elect Jacques Maurice Laforge as For For Management
Director
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: JUL 14, 2020 Meeting Type: Special
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Overseas Bonds of For For Management
Subsidiary and Company's Guarantee
Provision
2 Approve Perpetual Debt Financing For For Management
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: AUG 11, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: AUG 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Asset Securitization Project For For Management
2 Approve Corporate Bond Issuance For For Management
3 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of Stock Options For For Management
and Repurchase Cancellation of
Performance Shares
2 Approve to Adjust the Guarantee For For Management
Authorization
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y98912101
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
CHINA FORTUNE LAND DEVELOPMENT CO., LTD.
Ticker: 600340 Security ID: Y1507B104
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction for For For Management
Deposit and Settlement Transactions
2 Approve Guarantee Plan For Against Management
3 Approve Cancellation of Stock Options For For Management
and Repurchase and Cancellation of
Performance Shares
--------------------------------------------------------------------------------
CHINA GALAXY SECURITIES CO., LTD.
Ticker: 6881 Security ID: Y1R92J109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve Final Accounts Plan For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Capital Expenditure Budget For For Management
7 Approve Ernst & Young Hua Ming LLP and For For Management
Ernst & Young as External Auditors
8 Approve Remuneration Plan of Chen For For Management
Gongyan
9 Approve Remuneration Plan of Chen Jing For For Management
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
13 Approve Amendments to the Working For For Management
Rules for Independent Directors
14 Approve Amendments to the For For Management
Administrative Measures for Connected
Transactions
15 Approve Amendments to the For For Management
Administrative Measures for External
Investment
16 Approve Amendments to the For For Management
Administrative Measures for Provision
of Guarantees to Third Parties
17 Amend Articles of Association For Against Management
18 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
19.1 Elect Chen Gongyan as Director For For Management
19.2 Elect Chen Liang as Director For For Management
19.3 Elect Liu Dingping as Director For For Management
19.4 Elect Yang Tijun as Director For For Management
19.5 Elect Liu Chang as Director For For Management
19.6 Elect Liu Zhihong as Director For For Management
20.1 Elect Liu Ruizhong as Director For Against Management
20.2 Elect Wang Zhenjun as Director For Against Management
20.3 Elect Liu Chun as Director For Against Management
20.4 Elect Law Cheuk Kin Stephen as Director For Against Management
21.1 Elect Chen Jing as Supervisor For For Management
21.2 Elect Tao Libin as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA GALAXY SECURITIES CO., LTD.
Ticker: 6881 Security ID: Y1R92J109
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
CHINA GAS HOLDINGS LIMITED
Ticker: 384 Security ID: G2109G103
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Liu Ming Hui as Director For For Management
3a2 Elect Zhu Weiwei as Director For For Management
3a3 Elect Liu Chang as Director For For Management
3a4 Elect Chen Yanyan as Director For For Management
3a5 Elect Zhang Ling as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA GEZHOUBA GROUP CO., LTD.
Ticker: 600068 Security ID: Y1495L114
Meeting Date: JUL 07, 2020 Meeting Type: Special
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Jifeng as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
CHINA GEZHOUBA GROUP CO., LTD.
Ticker: 600068 Security ID: Y1495L114
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chen Lixin as Non-independent For For Management
Director
2.1 Elect Liu Aijun as Supervisor For For Management
2.2 Elect Zhu Shengtao as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA GEZHOUBA GROUP CO., LTD.
Ticker: 600068 Security ID: Y1495L114
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
--------------------------------------------------------------------------------
CHINA GEZHOUBA GROUP CO., LTD.
Ticker: 600068 Security ID: Y1495L114
Meeting Date: FEB 23, 2021 Meeting Type: Special
Record Date: FEB 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Issue Size and Issue Manner For For Management
1.2 Approve Bond Type For For Management
1.3 Approve Bond Maturity For For Management
1.4 Approve Payment of Capital and Interest For For Management
1.5 Approve Bond Interest Rate and Method For For Management
of Determination
1.6 Approve Target Subscribers For For Management
1.7 Approve Placing Arrangement for For For Management
Shareholders
1.8 Approve Use of Proceeds For For Management
1.9 Approve Safeguard Measures of Debts For For Management
Repayment
1.10 Approve Guarantee Arrangement For For Management
1.11 Approve Listing Arrangement For For Management
1.12 Approve Underwriting Manner For For Management
1.13 Approve Resolution Validity Period For For Management
1.14 Approve Authorization of the Board to For For Management
Handle All Related Matters
2 Approve Signing of Financial Services For Against Management
Agreement
3 Approve Financing Guarantee Plan For Against Management
4 Approve Signing of Daily Operation For For Management
Related Transaction Agreement
--------------------------------------------------------------------------------
CHINA GEZHOUBA GROUP CO., LTD.
Ticker: 600068 Security ID: Y1495L114
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Absorption Merger via Share For For Management
Swap and Related Party Transactions
Complies with Relevant Laws and
Regulations
2.1 Approve Overview of this Merger Plan For For Management
2.2 Approve Merging Parties For For Management
2.3 Approve Method of Merger For For Management
2.4 Approve Type and Par Value For For Management
2.5 Approve Share Swap Target and Merger For For Management
Implementation Equity Registration Date
2.6 Approve Conversion Price and Issuance For For Management
Price
2.7 Approve Conversion Ratio For For Management
2.8 Approve Number of Shares Issued for For For Management
Conversion
2.9 Approve Listing Circulation of A Shares For For Management
2.10 Approve Fractional Shares Processing For For Management
Method
2.11 Approve Treatment of Gezhouba Shares For For Management
with Restricted Rights
2.12 Approve Lock-Up Period Arrangement For For Management
2.13 Approve the Rights Protection For For Management
Mechanism of Dissenting Shareholders
2.14 Approve the Creditor's Rights and Debt For For Management
Disposal as well as Creditor's Rights
Protection Mechanism Involved in this
Merger
2.15 Approve Transitional Arrangements For For Management
2.16 Approve Arrangements for the Transfer For For Management
or Delivery of Related Assets Involved
in this Merger
2.17 Approve Staff Placement For For Management
2.18 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.19 Approve Resolution Validity Period For For Management
3 Approve Draft Report and Summary on For For Management
Absorption Merger via Share Swap and
Related Party Transactions
4 Approve Signing of Conditional For For Management
Absorption Merger via Share Swap
Agreement
5 Approve the Merger Constitutes as For For Management
Major Asset Restructuring and Related
Party Transactions
6 Approve the Audit Report Related to For For Management
this Merger
7 Approve the Relevant Valuation Report For For Management
of this Merger
8 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
9 Approve Transaction Complies with For For Management
Article 11 of the Administrative
Measures on Material Asset
Restructuring of Listed Companies
10 Approve Transaction Complies with For For Management
Article 4 of the Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
11 Approve Transaction Does Not For For Management
Constitute Article 13 of the
Administrative Measures on Material
Asset Restructuring of Listed Companies
12 Approve the Completeness and For For Management
Compliance of Implementation of Legal
Proceedings of the Transactions and
Validity of the Submitted Legal
Documents Regarding this Transaction
13 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
14 Approve Special Self-Inspection Report For For Management
and Related Commitments of the
Company's Real Estate Business
15 Approve Authorization of Board to For For Management
Handle All Related Matters
16 Approve Annual Report and Summary For For Management
17 Approve Financial Statements For For Management
18 Approve Report of the Board of For For Management
Directors
19 Approve Report of the Independent For For Management
Directors
20 Approve Report of the Board of For For Management
Supervisors
21 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
22 Approve Financial Services Agreement For Against Management
--------------------------------------------------------------------------------
CHINA GREATWALL TECHNOLOGY GROUP CO., LTD.
Ticker: 000066 Security ID: Y14392107
Meeting Date: AUG 03, 2020 Meeting Type: Special
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Signing of Shenzhen
Nanshan District Urban Renewal Unit
House Relocation Compensation and
Resettlement Agreement
--------------------------------------------------------------------------------
CHINA GREATWALL TECHNOLOGY GROUP CO., LTD.
Ticker: 000066 Security ID: Y14392107
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application of Bank Credit For For Management
Lines
2 Approve Provision of Guarantee For Against Management
3 Approve Application of Loan of For For Management
Subsidiary
4 Approve Adjust the Deposit and Loan For Against Management
Limit and Extension of Agreement
Period of Comprehensive Financial
Cooperation Agreement
--------------------------------------------------------------------------------
CHINA GREATWALL TECHNOLOGY GROUP CO., LTD.
Ticker: 000066 Security ID: Y14392107
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dong Peiwu as Independent For For Management
Director
--------------------------------------------------------------------------------
CHINA GREATWALL TECHNOLOGY GROUP CO., LTD.
Ticker: 000066 Security ID: Y14392107
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties and For For Management
Subscription Manner
2.4 Approve Issue Price and Pricing Basis For For Management
2.5 Approve Issue Scale For For Management
2.6 Approve Restriction Period Arrangement For For Management
2.7 Approve Raised Funds Investment For For Management
2.8 Approve Listing Location For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Related Party Transactions in For For Management
Connection to Private Placement
6 Approve Signing of Conditional For For Management
Subscription Agreement
7 Approve Report on the Usage of For For Management
Previously Raised Funds
8 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
9 Approve White Wash Waiver For For Management
10 Approve Authorization of Board to For For Management
Handle All Related Matters
11 Approve Shareholder Return Plan For For Management
12 Approve Change in Implementing Entity For For Management
of the Urban Renewal Project
Relocation Compensation Agreement
--------------------------------------------------------------------------------
CHINA GREATWALL TECHNOLOGY GROUP CO., LTD.
Ticker: 000066 Security ID: Y14392107
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Incentive Plan For Against Management
and Its Summary
2 Approve Management Method of the Stock For Against Management
Option Incentive Plan
3 Approve Methods to Assess the For Against Management
Performance of Plan Participants
4 Approve Authorization of the Board to For Against Management
Handle All Related Matters
5 Amend Articles of Association For Against Management
6 Approve Financial Auditor and Internal For For Management
Control Auditor
7 Approve Entrusted Loan from For For Management
Controlling Shareholder Involving
Guarantee Method and Related
Transaction
8 Approve Application of Bank Credit For For Management
Lines and Change Guarantee Method
9 Approve Application of Bank Credit For For Management
Line by Subsidiary
--------------------------------------------------------------------------------
CHINA GREATWALL TECHNOLOGY GROUP CO., LTD.
Ticker: 000066 Security ID: Y14392107
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Xu Jiantang as Non-Independent For For Shareholder
Director
1.2 Elect Chen Kuanyi as Non-Independent For For Shareholder
Director
2 Approve Continued Use of Part of For For Management
State-owned Capital and Related
Transactions
3 Approve Related Party Transaction in For For Management
Connection to Prerequisites for
State-owned Capital Injection to be
Used by Companies
4 Approve Credit Line Application of For For Management
Subsidiary
--------------------------------------------------------------------------------
CHINA GREATWALL TECHNOLOGY GROUP CO., LTD.
Ticker: 000066 Security ID: Y14392107
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Application of Credit Line and For For Management
Provision of Guarantees
8 Approve Guarantee Provision Plan For For Management
9 Approve Use of Idle Own Funds to For Against Management
Improve Financial Efficiency and
Related Party Transactions
10 Approve Provision of State-owned For For Management
Capital for Use by the Company before
Capital Injection and Related Party
Transactions
11 Approve Adjustment of Deposit and Loan For Against Management
Quota and Extension of Agreement
Period of Comprehensive Financial
Cooperation Agreement and Related
Party Transactions
12 Approve Daily Related Party For For Management
Transactions
--------------------------------------------------------------------------------
CHINA HONGQIAO GROUP LIMITED
Ticker: 1378 Security ID: G21150100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Zhang Bo as Director For For Management
2.2 Elect Zheng Shuliang as Director For For Management
2.3 Elect Zhang Ruilian as Director For For Management
2.4 Elect Yang Congsen as Director For For Management
2.5 Elect Zhang Jinglei as Director For For Management
2.6 Elect Li Zimin (Zhang Hao) as Director For For Management
2.7 Elect Sun Dongdong as Director For For Management
2.8 Elect Wen Xianjun as Director For For Management
2.9 Elect Xing Jian as Director For For Management
2.10 Elect Han Benwen as Director For For Management
2.11 Elect Dong Xinyi as Director For For Management
2.12 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Shinewing (HK) CPA Limited as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Final Dividend For For Management
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: 2799 Security ID: Y149A8109
Meeting Date: SEP 21, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Wenjie as Director For For Management
2 Elect Xu Nuo as Director For For Management
--------------------------------------------------------------------------------
CHINA HUARONG ASSET MANAGEMENT CO., LTD.
Ticker: 2799 Security ID: Y149A8109
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hung Ka Hai Clement as Director For For Management
--------------------------------------------------------------------------------
CHINA INDUSTRIAL SECURITIES CO. LTD.
Ticker: 601377 Security ID: Y3994T101
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Securities Investment Scale For For Management
7 Approve Authorization of Domestic Debt For Against Management
Financing Instruments
8 Approve to Appoint Auditor For For Management
9 Approve Related Party Transaction For For Management
10 Approve Shareholder Return Plan For For Management
11 Approve Amendments to Articles of For For Management
Association
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Elect Ye Yuanhang as Non-independent For For Shareholder
Director
14 Approve Performance Evaluation and For For Management
Remuneration of Directors
15 Approve Performance Evaluation and For For Management
Remuneration of Supervisors
--------------------------------------------------------------------------------
CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED
Ticker: 3908 Security ID: Y1R99Y109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Amendments to the Plan on For For Management
Authorization of the Shareholders'
General Meeting to the Board of
Directors
3 Approve 2020 Work Report of the Board For For Management
of Directors
4 Approve 2020 Work Report of the For For Management
Supervisory Committee
5 Approve 2020 Annual Report For For Management
6 Approve 2020 Profit Distribution Plan For For Management
7 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic Accounting Firm and Deloitte
Touche Tohmatsu as International
Accounting Firm and Authorize Board to
Fix Their Remuneration
8 Amend Rules of Procedures Regarding For For Management
Meetings of Board of Directors
9 Approve the Establishment of the Asset For For Management
Management Subsidiary
10.01 Approve Estimated Related-Party For For Management
Transactions with Legal Persons
Controlled by Tan Lixia
10.02 Approve Estimated Related-Party For For Management
Transactions with Legal Persons
Controlled by Duan Wenwu
10.03 Approve Estimated Related-Party For For Management
Transactions with Legal Persons
Controlled by Xiong Lianhua
10.04 Approve Estimated Related-Party For For Management
Transactions with Zheshang Jinhui
Trust Co., Ltd.
10.05 Approve Estimated Related-Party For For Management
Transactions with Other Related Legal
Persons
10.06 Approve Estimated Related-Party For For Management
Transactions with Other Related
Natural Persons
--------------------------------------------------------------------------------
CHINA JINMAO HOLDINGS GROUP LIMITED
Ticker: 817 Security ID: Y1500V107
Meeting Date: AUG 24, 2020 Meeting Type: Special
Record Date: AUG 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement, Grant For For Management
of Specific Mandate to Issue
Subscription Shares and Related
Transactions
2 Approve Deposit Services Under the For Against Management
Renewed Framework Financial Service
Agreement and Related Transactions
--------------------------------------------------------------------------------
CHINA JINMAO HOLDINGS GROUP LIMITED
Ticker: 817 Security ID: Y1500V107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Song Liuyi as Director For For Management
3B Elect Cheng Yong as Director For For Management
3C Elect Wang Wei as Director For For Management
3D Elect Suen Man Tak as Director For For Management
3E Elect Zhong Wei as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA JUSHI CO. LTD.
Ticker: 600176 Security ID: Y5642X103
Meeting Date: JAN 05, 2021 Meeting Type: Special
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Implementation of For For Management
Horizontal Competition Preventive
Commitment
--------------------------------------------------------------------------------
CHINA JUSHI CO. LTD.
Ticker: 600176 Security ID: Y5642X103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Capitalization of Capital For For Management
Reserves
7 Approve to Appoint Financial and For For Management
Internal Control Auditors and to Fix
Their Remuneration
8.1 Approve Related Party Transaction with For For Management
CNBM International Corporation
8.2 Approve Related Party Transaction with For For Management
Lianyungang Zhongfu Lianzhong
Composites Group Co., Ltd.
8.3 Approve Related Party Transaction with For For Management
Beixin Group Building Materials Co.,
Ltd.
8.4 Approve Related Party Transaction with For For Management
Zhenshi Holding Group Co., Ltd.
8.5 Approve Related Party Transaction with For For Management
Zhejiang Hengshi Fiber Foundation Co.,
Ltd.
9 Approve Authorization of Company and For For Management
Subsidiaries for Financing Credit
10 Approve Provision of Guarantees For Against Management
11 Approve Issuance of Corporate Bonds For Against Management
and Debt Financing Instruments
12 Approve Forward Foreign Exchange For Against Management
Settlement and Sale, Currency Interest
Rate Swap and Precious Metals Futures
Trading
13 Approve Technical Transformation For For Management
Project of Glass Fiber Kiln Drawing
Production Line
14 Approve Technical Transformation For For Management
Project of High Performance Glass
Fiber Kiln Drawing Production Line
15 Approve Adjustment on the Construction For For Management
Plan for Production Line of Electronic
Cloth
16 Approve Construction Project of Glass For For Management
Fiber Chopped Strand Production Line
17 Amend Working System for Independent For For Management
Directors
--------------------------------------------------------------------------------
CHINA LESSO GROUP HOLDINGS LIMITED
Ticker: 2128 Security ID: G2157Q102
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Luo Jianfeng as Director For For Management
3b Elect Lin Dewei as Director For For Management
3c Elect Lan Fang as Director For For Management
3d Elect Tao Zhigang as Director For For Management
3e Elect Lu Jiandong as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6b Authorize Repurchase of Issued Share For For Management
Capital
6c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE CO. LTD. (TAIWAN)
Ticker: 2823 Security ID: Y1478C107
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED
Ticker: 2628 Security ID: Y1477R204
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Board of For For Management
Supervisors
3 Approve 2020 Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Elect Wang Bin as Director For For Shareholder
7 Elect Su Hengxuan as Director For For Shareholder
8 Elect Li Mingguang as Director For For Shareholder
9 Elect Huang Xiumei as Director For For Shareholder
10 Elect Yuan Changqing as Director For For Shareholder
11 Elect Wu Shaohua as Director For For Shareholder
12 Elect Sheng Hetai as Director For For Shareholder
13 Elect Wang Junhui as Director For For Shareholder
14 Elect Tang Xin as Director For For Shareholder
15 Elect Leung Oi-Sie Elsie as Director For For Management
16 Elect Lam Chi Kuen as Director For For Management
17 Elect Zhai Haitao as Director For For Management
18 Elect Jia Yuzeng as Supervisor For For Shareholder
19 Elect Han Bing as Supervisor For For Shareholder
20 Elect Niu Kailong as Supervisor For For Shareholder
21 Approve Renewal of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
22 Approve Continued Donations to China For For Management
Life Foundation
23 Approve PricewaterhouseCoopers Zhong For For Shareholder
Tian LLP as PRC Auditor and
PricewaterhouseCoopers as Hong Kong
Auditor and Authorize Board to Fix
Their Remuneration
24 Approve Issuance of Equity or For Against Shareholder
Equity-Linked Securities without
Preemptive Rights for H Shares
--------------------------------------------------------------------------------
CHINA LIFE INSURANCE COMPANY LIMITED
Ticker: 2628 Security ID: Y1477R220
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Board of For For Management
Supervisors
3 Approve 2020 Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Elect Wang Bin as Director For For Shareholder
7 Elect Su Hengxuan as Director For For Shareholder
8 Elect Li Mingguang as Director For For Shareholder
9 Elect Huang Xiumei as Director For For Shareholder
10 Elect Yuan Changqing as Director For For Shareholder
11 Elect Wu Shaohua as Director For For Shareholder
12 Elect Sheng Hetai as Director For For Shareholder
13 Elect Wang Junhui as Director For For Shareholder
14 Elect Tang Xin as Director For For Shareholder
15 Elect Leung Oi-Sie Elsie as Director For For Management
16 Elect Lam Chi Kuen as Director For For Management
17 Elect Zhai Haitao as Director For For Management
18 Elect Jia Yuzeng as Supervisor For For Shareholder
19 Elect Han Bing as Supervisor For For Shareholder
20 Elect Niu Kailong as Supervisor For For Shareholder
21 Approve Renewal of Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
22 Approve Continued Donations to China For For Management
Life Foundation
23 Approve PricewaterhouseCoopers Zhong For For Shareholder
Tian LLP as PRC Auditor and
PricewaterhouseCoopers as Hong Kong
Auditor and Authorize Board to Fix
Their Remuneration
24 Approve Issuance of Equity or For Against Shareholder
Equity-Linked Securities without
Preemptive Rights for H Shares
--------------------------------------------------------------------------------
CHINA LITERATURE LIMITED
Ticker: 772 Security ID: G2121R103
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transaction Documents, Grant For For Management
of Specific Mandate to Issue
Consideration Shares and Related
Transactions
2 Approve 2021 Distribution Framework For For Management
Agreement, Proposed Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
CHINA LITERATURE LIMITED
Ticker: 772 Security ID: G2121R103
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Hou Xiaonan as Director For For Management
2b Elect Cao Huayi as Director For For Management
2c Elect Liu Junmin as Director For For Management
2d Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
5 Approve Grant of Mandate to Issue For Against Management
Shares Under the Restricted Share Unit
Scheme
6 Adopt Share Option Plan For Against Management
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
Ticker: 916 Security ID: Y1501T101
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate to Apply for For For Management
Registration and Issuance of Debt
Financing Instruments Overseas
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
Ticker: 916 Security ID: Y1501T101
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement for For For Management
Purchase and Sale of Comprehensive
Products and Services and Proposed
Annual Caps
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
Ticker: 916 Security ID: Y1501T101
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tian Shaolin as Director For For Management
2 Elect Shao Junjie as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
Ticker: 916 Security ID: Y1501T101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory Board For For Management
3 Approve Independent Auditor's Report For For Management
and Audited Financial Statements
4 Approve Final Financial Accounts Report For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Financial Budget Plan For Against Management
7 Elect Tang Jian as Director For For Management
8 Approve Remuneration of Directors and For For Management
Supervisors
9 Approve Ernst & Young as International For For Management
Auditor and Authorize the Audit
Committee of the Board to Fix Their
Remuneration
10 Approve Application for Registration For For Management
and Issuance of Debt Financing
Instruments of Non-Financial
Enterprises in the PRC
11 Approve General Mandate to Apply for For For Management
Registration and Issuance of Debt
Financing Instruments Overseas
12 Approve General Mandate to Carry Out For For Management
Financial Derivative Business
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LIMITED
Ticker: 916 Security ID: Y1501T101
Meeting Date: JUN 29, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Zhongjun as Director For For Management
2 Elect Tang Chaoxiong as Director For For Management
--------------------------------------------------------------------------------
CHINA MEDICAL SYSTEM HOLDINGS LTD.
Ticker: 867 Security ID: G21108124
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Chen Yanling as Director For For Management
3b Elect Leung Chong Shun as Director For For Management
3c Elect Luo, Laura Ying as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA MEIDONG AUTO HOLDINGS LIMITED
Ticker: 1268 Security ID: G21192102
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1a Elect Ye Fan as Director For For Management
2.1b Elect Wang Michael Chou as Director For For Management
2.2 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Approve Final Dividend For For Management
--------------------------------------------------------------------------------
CHINA MENGNIU DAIRY COMPANY LIMITED
Ticker: 2319 Security ID: G21096105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Niu Gensheng as Director and For For Management
Authorize Board to Fix His Remuneration
3b Elect Yau Ka Chi as Director and For For Management
Authorize Board to Fix His Remuneration
3c Elect Simon Dominic Stevens as For For Management
Director and Authorize Board to Fix
His Remuneration
4 Approve Ernst & Young as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO., LTD.
Ticker: 3968 Security ID: Y14896115
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Miao Jianmin as Director For For Management
--------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO., LTD.
Ticker: 3968 Security ID: Y14896107
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Miao Jianmin as Director For For Management
--------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO., LTD.
Ticker: 3968 Security ID: Y14896115
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Audited Financial Statements For For Management
5 Approve Profit Appropriation Plan For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP
(Special General Partnership) as
Domestic Auditor and Deloitte Touche
Tohmatsu Certified Public Accountants
as Overseas Auditor and Authorize
Board to Fix Their Remuneration
7 Approve Related Party Transaction For For Management
Report
8 Elect Li Chaoxian as Director For For Management
9 Elect Shi Yongdong as Director For For Management
10 Elect Guo Xikun as Supervisor For For Shareholder
11 Approve Medium-Term Capital Management For For Management
Plan for 2021-2023
12 Approve Redemption of Capital Bonds For For Management
13 Approve Authorization to Issue Capital For For Management
Bonds
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO., LTD.
Ticker: 3968 Security ID: Y14896107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Audited Financial Statements For For Management
5 Approve Profit Appropriation Plan For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP
(Special General Partnership) as
Domestic Auditor and Deloitte Touche
Tohmatsu Certified Public Accountants
as Overseas Auditor and Authorize
Board to Fix Their Remuneration
7 Approve Related Party Transaction For For Management
Report
8 Elect Li Chaoxian as Director For For Management
9 Elect Shi Yongdong as Director For For Management
10 Elect Guo Xikun as Supervisor For For Shareholder
11 Approve Medium-Term Capital Management For For Management
Plan for 2021-2023
12 Approve Redemption of Capital Bonds For For Management
13 Approve Authorization to Issue Capital For For Management
Bonds
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA MERCHANTS ENERGY SHIPPING CO., LTD.
Ticker: 601872 Security ID: Y15039129
Meeting Date: JUL 21, 2020 Meeting Type: Special
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
CHINA MERCHANTS ENERGY SHIPPING CO., LTD.
Ticker: 601872 Security ID: Y15039129
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors For For Management
2 Approve Remuneration of Supervisors For For Management
3 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
4.1 Elect Xie Chunlin as Non-independent For For Shareholder
Director
4.2 Elect Wu Bo as Non-independent Director For For Shareholder
4.3 Elect Song Dexing as Non-independent For For Shareholder
Director
4.4 Elect Wang Yongxin as Non-independent For For Shareholder
Director
4.5 Elect Su Xingang as Non-independent For For Shareholder
Director
4.6 Elect Zhao Yaoming as Non-independent For For Shareholder
Director
4.7 Elect Deng Weidong as Non-independent For For Shareholder
Director
4.8 Elect Zhong Fuliang as Non-independent For For Shareholder
Director
5.1 Elect Zhang Liang as Independent For For Shareholder
Director
5.2 Elect Sheng Muxian (Luosheng Muxian) For For Shareholder
as Independent Director
5.3 Elect Wu Shuxiong as Independent For For Shareholder
Director
5.4 Elect Quan Zhongguang as Independent For For Shareholder
Director
6.1 Elect Cao Hong as Supervisor For For Management
6.2 Elect Jiang Hongmei as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA MERCHANTS ENERGY SHIPPING CO., LTD.
Ticker: 601872 Security ID: Y15039129
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Independent For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Application of Bank Credit For For Management
Lines
7 Approve Financial Auditor and Internal For For Management
Control Auditor
8.1 Approve Daily Related Party For For Management
Transactions with Shekou Youlian
Shipyard
8.2 Approve Daily Related Party For For Management
Transactions with Zhongshihua
8.3 Approve Daily Related Party For For Management
Transactions with China Merchants
Haitong Trading Co., Ltd.
8.4 Approve Daily Related Party For For Management
Transactions with Shenzhen Haishun
Maritime Service Co., Ltd.
8.5 Approve Daily Related Party For For Management
Transactions with Zhongwaiyun Changhai
Group
8.6 Approve Daily Related Party For For Management
Transactions with Zhongguo Waiyun Co.,
Ltd.
8.7 Approve Daily Related Party For For Management
Transactions with Liaoning Port Group
Co., Ltd.
9 Approve Renewal of Loans For For Management
10 Approve Authorization of Guarantee For Against Management
--------------------------------------------------------------------------------
CHINA MERCHANTS PORT HOLDINGS COMPANY LIMITED
Ticker: 144 Security ID: Y1489Q103
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3Aa Elect Liu Weiwu as Director For For Management
3Ab Elect Xiong Xianliang as Director For For Management
3Ac Elect Ge Lefu as Director For For Management
3Ad Elect Wang Zhixian as Director For For Management
3Ae Elect Zheng Shaoping as Director For For Management
3B Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Grant of Options Under the For Against Management
Share Option Scheme
5B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5C Authorize Repurchase of Issued Share For For Management
Capital
5D Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD.
Ticker: 001914 Security ID: Y8345C103
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Financial and For For Management
Internal Control Auditor
2 Approve Issuance of Medium-term Notes For For Management
and Super Short-term Commercial Papers
--------------------------------------------------------------------------------
CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD.
Ticker: 001914 Security ID: Y8345C103
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
CHINA MERCHANTS PROPERTY OPERATION & SERVICE CO., LTD.
Ticker: 001914 Security ID: Y8345C103
Meeting Date: FEB 04, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loan For For Management
2 Elect Chen Haizhao as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
CHINA MERCHANTS SECURITIES CO., LTD.
Ticker: 6099 Security ID: Y14904109
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Plan For For Management
2.01 Elect Huo Da as Director For For Shareholder
2.02 Elect Su Jian as Director For For Shareholder
2.03 Elect Xiong Xianliang as Director For For Shareholder
2.04 Elect Su Min as Director For For Shareholder
2.05 Elect Xiong Jiantao as Director For For Shareholder
2.06 Elect Peng Lei as Director For For Shareholder
2.07 Elect Gao Hong as Director For For Shareholder
2.08 Elect Huang Jian as Director For For Shareholder
2.09 Elect Wang Daxiong as Director For For Shareholder
2.10 Elect Wang Wen as Director For For Shareholder
3.01 Elect Xiang Hua as Director For For Shareholder
3.02 Elect Xiao Houfa as Director For For Shareholder
3.03 Elect Xiong Wei as Director For For Shareholder
3.04 Elect Hu Honggao as Director For For Shareholder
4.01 Elect Zhou Linda Lei as Supervisor For For Shareholder
4.02 Elect Li Xiaofei as Supervisor For For Shareholder
4.03 Elect Wang Zhangwei as Supervisor For For Shareholder
4.04 Elect Ma Yunchun as Supervisor For For Shareholder
4.05 Elect Zhang Zhen as Supervisor For For Shareholder
4.06 Elect Zou Qun as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA MERCHANTS SECURITIES CO., LTD.
Ticker: 6099 Security ID: Y14904109
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Working Report of the Board For For Management
2 Approve Working Report of the For For Management
Supervisory Committee
3 Approve Duty Report of Independent For For Management
Directors
4 Approve Annual Report For For Management
5 Approve Final Accounts Report For For Management
6 Approve Profit Distribution Plan For For Management
7 Approve Budget for Proprietary For For Management
Investment
8 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP
(Special General Partnership) and
Deloitte Touche Tohmatsu as Auditors
and Internal Control Auditor and
Authorize Board to Fix Their
Remuneration
9.01 Approve Contemplated Ordinary Related For For Management
Party Transactions with China
Merchants Bank Co., Ltd. and Its
Subsidiaries
9.02 Approve Contemplated Ordinary Related For For Management
Party Transactions with China
Merchants Group Limited and Its
Associates
9.03 Approve Contemplated Ordinary Related For For Management
Party Transactions with Other Related
Parties of China Merchants Group
Limited
9.04 Approve Contemplated Ordinary Related For For Management
Party Transactions with China COSCO
Shipping Corporation Limited and Its
Associates
9.05 Approve Contemplated Ordinary Related For For Management
Party Transactions with Other Related
Parties of China COSCO Shipping
Corporation Limited
9.06 Approve Contemplated Ordinary Related For For Management
Party Transactions with The People's
Insurance Company (Group) of China
Limited and Its Related Parties
9.07 Approve Contemplated Ordinary Related For For Management
Party Transactions with the Directors,
Supervisors and Senior Management of
the Company
9.08 Approve Contemplated Ordinary Related For For Management
Party Transactions with Other Related
Natural Persons
9.09 Approve Contemplated Ordinary Related For For Management
Party Transactions with Other Related
Parties
10 Approve Provision of Guarantees by For For Management
China Merchants Securities
International Company Limited and Its
Wholly-Owned Subsidiaries
11 Approve Shareholders' Return Plan For For Management
12 Elect Liu Weiwu as Non-executive For For Shareholder
Director
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional H
Shares
--------------------------------------------------------------------------------
CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compliance with Relevant Laws For For Management
and Regulations of Issuance of Shares,
Convertible Bonds and Cash Payment to
Purchase Assets and Raise Supporting
Funds
2.1 Approve Transaction Parties For For Management
2.2 Approve Underlying Asset For For Management
2.3 Approve Transaction Price For For Management
2.4 Approve Payment Method For For Management
2.5 Approve Issue Type and Par Value For For Management
2.6 Approve Pricing Reference Date and For For Management
Issue Price
2.7 Approve Issue Scale For For Management
2.8 Approve Lock-up Period For For Management
2.9 Approve Listing Arrangement For For Management
2.10 Approve Distribution Arrangement of For For Management
Cumulative Earnings
2.11 Approve Interim Profit and Loss For For Management
Arrangement
2.12 Approve Asset Delivery For For Management
2.13 Approve Issue Type and Par Value of For For Management
Convertible Bonds
2.14 Approve Issue Manner and Target For For Management
Parties of Convertible Bonds
2.15 Approve Issue Scale of Convertible For For Management
Bonds
2.16 Approve Determination and Adjustment For For Management
of Conversion Price of Convertible
Bonds
2.17 Approve Bond Duration and Conversion For For Management
Period of Convertible Bonds
2.18 Approve Lock-up Period of Convertible For For Management
Bonds
2.19 Approve Mandatory Conversion Clause of For For Management
Convertible Bonds
2.20 Approve Method on Handling Fractional For For Management
Shares Upon Conversion of Convertible
Bonds
2.21 Approve Interest Rate of Convertible For For Management
Bonds
2.22 Approve Source of Shares of For For Management
Convertible Bonds
2.23 Approve Other Matters of Convertible For For Management
Bonds
2.24 Approve Issue Type and Par Value of For For Management
Raising Supporting Funds
2.25 Approve Issue Manner and Period of For For Management
Raising Supporting Funds
2.26 Approve Target Parties and For For Management
Subscription Manner of Raising
Supporting Funds
2.27 Approve Issue Scale and Amount of For For Management
Raised Funds of Raising Supporting
Funds
2.28 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis of Raising
Supporting Funds
2.29 Approve Lock-up Arrangement of Raising For For Management
Supporting Funds
2.30 Approve Usage of Raised Funds of For For Management
Raising Supporting Funds
2.31 Approve Distribution Arrangement of For For Management
Cumulative Earnings of Raising
Supporting Funds
2.32 Approve Listing Location of Raising For For Management
Supporting Funds
2.33 Approve Resolution Validity Period of For For Management
Raising Supporting Funds
3 Approve Draft and Summary of Issuance For For Management
of Shares, Convertible Bonds and Cash
Payment and Raising Supporting Funds
4 Approve Transaction Does Not For For Management
Constitute as Related Party
Transactions
5 Approve Transaction Does Not For For Management
Constitute as Major Asset Restructure
6 Approve Transaction Does Not For For Management
Constitute as Restructure and Listing
7 Approve Transaction Complies with For For Management
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
8 Approve Transaction Complies with For For Management
Article 11 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
9 Approve Transaction Complies with For For Management
Article 43 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
10 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
11 Approve Audit Report, Profit Forecast For For Management
Report and Appraisal Report of the
Transaction
12 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
13 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
14 Approve Fluctuation of Company's Stock For For Management
Price Does Not Meet the Relevant
Standards of Article 5 of Notice on
Regulating the Information Disclosure
of Listed Companies and the Behavior
of Related Parties
15 Approve Signing of Conditional For For Management
Agreement Regarding Issuance of
Shares, Convertible Bonds and Cash
Payment to Purchase Assets
16 Approve Signing of Supplemental For For Management
Conditional Agreement Regarding
Issuance of Shares, Convertible Bonds
and Cash Payment to Purchase Assets
17 Approve Introduction of Strategic For For Management
Investor and Signing of Strategic
Cooperation Agreement
18 Approve Signing of Supplemental For For Management
Agreement on Issuance of Shares
Subscription Agreement
19 Approve Self-inspection Report on For For Management
Company's Real Estate Business and
Related Commitments of the Transaction
20 Approve Letter of Commitment For For Management
21 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Leaseback Financial For For Management
Leasing Business Constitute as Related
Transaction and Provision of Its
Guarantee
--------------------------------------------------------------------------------
CHINA MERCHANTS SHEKOU INDUSTRIAL ZONE HOLDINGS CO., LTD.
Ticker: 001979 Security ID: Y14907102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve General Authorization to Issue For For Management
Bond Products
9 Approve Deposit and Loan Transactions For For Management
10 Approve Provision of Guarantees for For Against Management
Controlled Subsidiaries
11 Approve Provision of Guarantees for For For Management
Joint Ventures Company
12 Approve Financial Assistance Provision For For Management
13 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
14 Approve Financial Services Agreement For Against Management
15 Approve Charitable Donations For For Management
16 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M104
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Zhang Hongwei as Director For Against Management
1.02 Elect Lu Zhiqiang as Director For Against Management
1.03 Elect Liu Yonghao as Director For Against Management
1.04 Elect Shi Yuzhu as Director For For Management
1.05 Elect Wu Di as Director For For Management
1.06 Elect Song Chunfeng as Director For For Management
1.07 Elect Weng Zhenjie as Director For For Management
1.08 Elect Zhao Peng as Director For For Management
1.09 Elect Yang Xiaoling as Director For For Management
1.10 Elect Liu Jipeng as Director For For Management
1.11 Elect Li Hancheng as Director For For Management
1.12 Elect Xie Zhichun as Director For For Management
1.13 Elect Peng Xuefeng as Director For For Management
1.14 Elect Liu Ningyu as Director For For Management
1.15 Elect Qu Xinjiu as Director For For Management
1.16 Elect Gao Yingxin as Director For For Management
1.17 Elect Zheng Wanchun as Director For For Management
2.01 Elect Lu Zhongnan as Supervisor For For Management
2.02 Elect Zhao Huan John as Supervisor For For Management
2.03 Elect Li Yu as Supervisor For For Management
2.04 Elect Wang Yugui as Supervisor For For Management
2.05 Elect Zhao Fugao as Supervisor For For Management
2.06 Elect Zhang Liqing as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M112
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Zhang Hongwei as Director For Against Management
1.02 Elect Lu Zhiqiang as Director For Against Management
1.03 Elect Liu Yonghao as Director For Against Management
1.04 Elect Shi Yuzhu as Director For For Management
1.05 Elect Wu Di as Director For For Management
1.06 Elect Song Chunfeng as Director For For Management
1.07 Elect Weng Zhenjie as Director For For Management
1.08 Elect Zhao Peng as Director For For Management
1.09 Elect Yang Xiaoling as Director For For Management
1.10 Elect Liu Jipeng as Director For For Management
1.11 Elect Li Hancheng as Director For For Management
1.12 Elect Xie Zhichun as Director For For Management
1.13 Elect Peng Xuefeng as Director For For Management
1.14 Elect Liu Ningyu as Director For For Management
1.15 Elect Qu Xinjiu as Director For For Management
1.16 Elect Gao Yingxin as Director For For Management
1.17 Elect Zheng Wanchun as Director For For Management
2.01 Elect Lu Zhongnan as Supervisor For For Management
2.02 Elect Zhao Huan John as Supervisor For For Management
2.03 Elect Li Yu as Supervisor For For Management
2.04 Elect Wang Yugui as Supervisor For For Management
2.05 Elect Zhao Fugao as Supervisor For For Management
2.06 Elect Zhang Liqing as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M104
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yuan Guijun as Director For For Management
2 Amend Articles of Association For For Management
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Administrative Measures of For For Management
Related Party Transactions
5 Approve Capital Management Plan for For For Management
2021 to 2023
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M112
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yuan Guijun as Director For For Management
2 Amend Articles of Association For For Management
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Administrative Measures of For For Management
Related Party Transactions
5 Approve Capital Management Plan for For For Management
2021 to 2023
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M112
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Final Financial Report For For Management
3 Approve Profit Distribution Plan For For Management
4 Approve Annual Budgets For For Management
5 Approve Work Report of the Board For For Management
6 Approve Work Report of the Board of For For Management
Supervisors
7 Approve Report of Remuneration of For For Management
Directors
8 Approve Report of Remuneration of For For Management
Supervisors
9 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Extension of the Validity For For Management
Period of the Public Issuance of A
Share Convertible Corporate Bonds and
Related Transactions
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M112
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity For For Management
Period of the Public Issuance of A
Share Convertible Corporate Bonds and
Related Transactions
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M104
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Final Financial Report For For Management
3 Approve Profit Distribution Plan For For Management
4 Approve Annual Budgets For For Management
5 Approve Work Report of the Board For For Management
6 Approve Work Report of the Board of For For Management
Supervisors
7 Approve Report of Remuneration of For For Management
Directors
8 Approve Report of Remuneration of For For Management
Supervisors
9 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Extension of the Validity For For Management
Period of the Public Issuance of A
Share Convertible Corporate Bonds and
Related Transactions
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 1988 Security ID: Y1495M104
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Validity For For Management
Period of the Public Issuance of A
Share Convertible Corporate Bonds and
Related Transactions
--------------------------------------------------------------------------------
CHINA MOLYBDENUM CO., LTD.
Ticker: 3993 Security ID: Y1503Z105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021 Budget Report For For Management
2 Approve 2020 Financial Report and For For Management
Financial Statements
3 Approve Appointment of 2021 External For For Management
Auditor
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2020 Report of the Board of For For Management
Directors
6 Approve 2020 Report of the Supervisory For For Management
Committee
7 Approve 2020 Annual Report For For Management
8 Approve Purchase of Structured Deposit For Against Management
with Internal Idle Fund
9 Approve Purchase of Wealth Management For For Management
or Entrusted Wealth Management
Products with Internal Idle Fund
10 Approve Provision of Guarantee to For For Management
Wholly-owned Subsidiaries
11 Approve Provision of Supply Chain For For Management
Financing Guarantee by IXM (a
Wholly-Owned Subsidiary of the
Company) to Suppliers
12 Approve Provision of Financing For For Management
Guarantee to a Joint Venture of the
Company
13 Approve and Authorize the Board of For Against Management
Directors to Decide on the Issuance of
Debt Financing Instruments
14 Approve Purchasing Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
15a Elect Sun Ruiwen as Director For For Management
15b Elect Li Chaochun as Director For For Management
15c Elect Yuan Honglin as Director For For Management
15d Elect Guo Yimin as Director For For Management
15e Elect Cheng Yunlei as Director For For Management
15f Elect Wang Gerry Yougui as Director For For Management
15g Elect Yan Ye as Director For For Management
15h Elect Li Shuhua as Director For For Management
16a Elect Zhang Zhenhao as Supervisor For For Management
16b Elect Kou Youmin as Supervisor For For Management
17 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
18 Amend Articles of Association and For For Management
Other Internal Management Systems
19 Approve Forfeiture of Uncollected For For Management
Dividend of H Shareholders for the
Year 2013
20 Authorize Board to Deal with All For For Management
Matters in Relation to the
Distribution of Interim Dividend and
Quarterly Dividend for the Year 2021
21 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional A
Shares and/or H Shares
22 Authorize Repurchase of Issued H Share For For Management
Capital
23 Approve 2021 First Phase of the For For Shareholder
Employee Share Ownership Plan of the
Company (Draft) and Its Summary
24 Approve Administrative Measures for For For Shareholder
the 2021 First Phase of the Employee
Share Ownership Plan of the Company
25 Authorize Board to Deal with All For For Shareholder
Matters in Relation to the 2021 First
Phase of the Employee Share Ownership
Plan of the Company
--------------------------------------------------------------------------------
CHINA MOLYBDENUM CO., LTD.
Ticker: 3993 Security ID: Y1503Z113
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021 Budget Report For For Management
2 Approve 2020 Financial Report and For For Management
Financial Statements
3 Approve Appointment of 2021 External For For Management
Auditor
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2020 Report of the Board of For For Management
Directors
6 Approve 2020 Report of the Supervisory For For Management
Committee
7 Approve 2020 Annual Report For For Management
8 Approve Purchase of Structured Deposit For Against Management
with Internal Idle Fund
9 Approve Purchase of Wealth Management For For Management
or Entrusted Wealth Management
Products with Internal Idle Fund
10 Approve Provision of Guarantee to For For Management
Wholly-owned Subsidiaries
11 Approve Provision of Supply Chain For For Management
Financing Guarantee by IXM (a
Wholly-Owned Subsidiary of the
Company) to Suppliers
12 Approve Provision of Financing For For Management
Guarantee to a Joint Venture of the
Company
13 Approve and Authorize the Board of For Against Management
Directors to Decide on the Issuance of
Debt Financing Instruments
14 Approve Purchasing Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
15.1 Elect Sun Ruiwen as Director For For Management
15.2 Elect Li Chaochun as Director For For Management
15.3 Elect Yuan Honglin as Director For For Management
15.4 Elect Guo Yimin as Director For For Management
15.5 Elect Cheng Yunlei as Director For For Management
15.6 Elect Wang Gerry Yougui as Director For For Management
15.7 Elect Yan Ye as Director For For Management
15.8 Elect Li Shuhua as Director For For Management
16.1 Elect Zhang Zhenhao as Supervisor For For Management
16.2 Elect Kou Youmin as Supervisor For For Management
17 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
18 Amend Articles of Association and For For Management
Other Internal Management Systems
19 Approve Forfeiture of Uncollected For For Management
Dividend of H Shareholders for the
Year 2013
20 Authorize Board to Deal with All For For Management
Matters in Relation to the
Distribution of Interim Dividend and
Quarterly Dividend for the Year 2021
21 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional A
Shares and/or H Shares
22 Authorize Repurchase of Issued H Share For For Management
Capital
23 Approve 2021 First Phase of the For For Shareholder
Employee Share Ownership Plan of the
Company (Draft) and Its Summary
24 Approve Administrative Measures for For For Shareholder
the 2021 First Phase of the Employee
Share Ownership Plan of the Company
25 Authorize Board to Deal with All For For Shareholder
Matters in Relation to the 2021 First
Phase of the Employee Share Ownership
Plan of the Company
--------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED
Ticker: 3323 Security ID: Y15045100
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fu Jinguang as Director and For For Management
Authorize Board to Fix His Remuneration
--------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED
Ticker: 3323 Security ID: Y15045100
Meeting Date: MAR 23, 2021 Meeting Type: Special
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CNBM Indicative Agreement, For For Management
CNBM Supplemental Agreement,
Restructuring and Related Transactions
--------------------------------------------------------------------------------
CHINA NATIONAL BUILDING MATERIAL COMPANY LIMITED
Ticker: 3323 Security ID: Y15045100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Auditors' Report and For For Management
Audited Financial Statements
4 Approve 2020 Profit Distribution Plan For For Management
and Final Dividend Distribution Plan
5 Authorize Board to Deal With All For For Management
Matters in Relation to the Company's
Distribution of Interim Dividend
6 Approve Baker Tilly China Certified For For Management
Public Accountants as Domestic Auditor
and Baker Tilly Hong Kong Limited as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Unlisted Shares
and H Shares
8 Approve Issuance of Debt Financing For Against Management
Instruments and Related Transactions
9a Amend Articles of Association For For Management
9b Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD.
Ticker: 601117 Security ID: Y1504G106
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Leasing and Related For For Management
Party Transactions
--------------------------------------------------------------------------------
CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD.
Ticker: 601117 Security ID: Y1504G106
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lei Dianwu as Non-Independent For For Shareholder
Director
2 Approve the Company's Related Party For For Management
Transaction Management System
3 Approve the Directors' Remuneration For For Management
Management Measures
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD.
Ticker: 601117 Security ID: Y1504G106
Meeting Date: FEB 23, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Equity Transfer and Related For For Management
Party Transactions
--------------------------------------------------------------------------------
CHINA NATIONAL CHEMICAL ENGINEERING CO., LTD.
Ticker: 601117 Security ID: Y1504G106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Financial Budget Report For For Management
3 Approve Profit Distribution For For Management
4 Approve Provision of Guarantees For Against Management
5 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
6 Approve Annual Report For For Management
7 Approve Investment Plan For Against Management
8 Approve Daily Related Party For Against Management
Transactions
9 Approve Signing of Related-party For Against Management
Transaction Framework Agreement
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
11 Approve Authorization of Board to For For Management
Handle All Related Matters Regarding
Extension of Resolution Validity
Period of Private Placement of Shares
12 Approve Extension of Resolution For For Management
Validity Period of Private Placement
of Shares
13 Approve Report of the Board of For For Management
Directors
14 Approve Report of the Board of For For Management
Supervisors
--------------------------------------------------------------------------------
CHINA NATIONAL MEDICINES CO., LTD.
Ticker: 600511 Security ID: Y1499V100
Meeting Date: NOV 06, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhou Xudong as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
CHINA NATIONAL NUCLEAR POWER CO., LTD.
Ticker: 601985 Security ID: Y1507R109
Meeting Date: AUG 05, 2020 Meeting Type: Special
Record Date: JUL 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties and For For Management
Subscription Manner
2.4 Approve Reference Date, Issue Price For For Management
2.5 Approve Issue Scale For For Management
2.6 Approve Scale and Usage of Raised Funds For For Management
2.7 Approve Restriction Period Arrangement For For Management
2.8 Approve Listing Location For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Related Party Transactions in For For Management
Connection to Private Placement
7 Approve Signing of Conditional For For Management
Subscription Agreement
8 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
9 Approve Shareholder Return Plan For For Management
10 Approve Authorization of Board to For For Management
Handle All Related Matters
11.1 Elect Du Yunbin as Non-independent For For Management
Director
--------------------------------------------------------------------------------
CHINA NATIONAL NUCLEAR POWER CO., LTD.
Ticker: 601985 Security ID: Y1507R109
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition For For Management
2 Approve Investment and Related Party For For Management
Transactions
3 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
CHINA NATIONAL NUCLEAR POWER CO., LTD.
Ticker: 601985 Security ID: Y1507R109
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Plan For Against Management
2 Approve Financial Budget Report For Against Management
3 Amend Articles of Association For For Management
4 Approve Related Party Transaction Plan For Against Management
5.1 Elect Guan Jielin as Non-Independent For For Management
Director
5.2 Elect Tang Liang as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
CHINA NATIONAL NUCLEAR POWER CO., LTD.
Ticker: 601985 Security ID: Y1507R109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Allowance of Independent For For Management
Directors
5 Approve Financial Statements For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Dividend Distribution Plan For For Management
8 Approve Annual Report and Summary For For Management
--------------------------------------------------------------------------------
CHINA NATIONAL SOFTWARE & SERVICE CO., LTD.
Ticker: 600536 Security ID: Y1503P107
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Services Agreement For Against Management
2 Approve Related Party Transaction in For For Management
Connection to Leasing of Office Space
--------------------------------------------------------------------------------
CHINA NATIONAL SOFTWARE & SERVICE CO., LTD.
Ticker: 600536 Security ID: Y1503P107
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of Intangible Assets For For Management
2 Approve Issuance of Medium-term Notes For For Management
--------------------------------------------------------------------------------
CHINA NATIONAL SOFTWARE & SERVICE CO., LTD.
Ticker: 600536 Security ID: Y1503P107
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhao Guiwu as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
CHINA NATIONAL SOFTWARE & SERVICE CO., LTD.
Ticker: 600536 Security ID: Y1503P107
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Shares For For Management
--------------------------------------------------------------------------------
CHINA NATIONAL SOFTWARE & SERVICE CO., LTD.
Ticker: 600536 Security ID: Y1503P107
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Estimate Related Party For For Management
Transaction
--------------------------------------------------------------------------------
CHINA NATIONAL SOFTWARE & SERVICE CO., LTD.
Ticker: 600536 Security ID: Y1503P107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Independent For For Management
Directors
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Annual Report For For Management
7 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD.
Ticker: 600111 Security ID: Y1500E105
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Adjust the Company's
Business Scope
2 Amend Financial Guarantee Management For Against Management
Measures
--------------------------------------------------------------------------------
CHINA NORTHERN RARE EARTH (GROUP) HIGH-TECH CO., LTD.
Ticker: 600111 Security ID: Y1500E105
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Report of the Independent For For Management
Directors
5 Approve Financial Statements For For Management
6 Approve Financial Budget Report For For Management
7 Approve Investment Plan For Against Management
8 Approve Profit Distribution For For Management
9 Approve Daily Related Party For Against Management
Transactions
10 Approve Signing of Rare Earth For For Management
Concentrate Supply Contract
11 Approve Application of Credit Lines For For Management
12 Approve Provision of Guarantee For Against Management
13 Approve Appointment of Auditor For For Management
14 Approve Acquisition of Equity For For Management
15 Elect Qu Yedong as Non-Independent For For Shareholder
Director
16 Elect Du Ying as Independent Director For For Management
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LIMITED
Ticker: 2883 Security ID: Y15002101
Meeting Date: OCT 21, 2020 Meeting Type: Special
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhao Shunqiang as Director For For Management
2 Elect Peng Wen as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LIMITED
Ticker: 2883 Security ID: Y15002101
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Xu Yugao as Director For For Management
1.02 Elect Zhao Baoshun as Director For For Management
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LIMITED
Ticker: 2883 Security ID: Y15002101
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Financial Statements and For For Management
Statutory Reports
2 Approve 2020 Profit Distribution Plan For For Management
and Annual Dividend Plan
3 Approve 2020 Report of the Directors For For Management
4 Approve 2020 Report of the Supervisory For For Management
Committee
5 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Auditors and Ernst & Young as
International Auditors and Authorize
Board to Fix Their Remuneration
6 Approve Provision of Guarantees for For Against Management
Other Parties
7 Elect Chiu Lai Kuen, Susanna as For Against Management
Director
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
9 Authorize Repurchase of Issued A and H For For Management
Share Capital
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LIMITED
Ticker: 2883 Security ID: Y15002101
Meeting Date: JUN 01, 2021 Meeting Type: Special
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued A and H For For Management
Share Capital
--------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: 688 Security ID: Y15004107
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yan Jianguo as Director For For Management
3b Elect Luo Liang as Director For For Management
3c Elect Chang Ying as Director For For Management
3d Elect Chan Ka Keung, Ceajer as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA OVERSEAS PROPERTY HOLDINGS LIMITED
Ticker: 2669 Security ID: G2118M109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Pang Jinying as Director For For Management
3B Elect Yung, Wing Ki Samuel as Director For Against Management
3C Elect Lim, Wan Fung Bernard Vincent as For Against Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Amend the Existing Articles of For For Management
Association and Adopt the New Amended
and Restated Articles of Association
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO. LTD.
Ticker: 2601 Security ID: Y1505Z111
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chen Ran as Director For For Management
2 Elect John Robert Dacey as Director For For Management
3 Elect Liang Hong as Director For For Management
4 Amend Articles of Association For For Management
5 Approve Establishment of CPIC Fintech For For Management
Co., Ltd.
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO. LTD.
Ticker: 2601 Security ID: Y1505Z103
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Board of For For Management
Supervisors
3 Approve 2020 Annual Reports For For Management
4 Approve 2020 Financial Statements and For For Management
Report
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and Internal
Control Auditor and to
PricewaterhouseCoopers as Hong Kong
Auditor
7 Approve 2020 Due Diligence Report For For Management
8 Approve 2020 Report on Performance of For For Management
Independent Directors
9 Approve 2021 Donations For For Management
10 Approve Change of Registered Capital For For Management
11 Approve Amendments to Articles of For For Management
Association and Authorization of the
Chairman to Make Such Revisions to the
Proposed Amendments
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO. LTD.
Ticker: 2601 Security ID: Y1505Z111
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Board of For For Management
Supervisors
3 Approve 2020 Annual Reports For For Management
4 Approve 2020 Financial Statements and For For Management
Report
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and Internal
Control Auditor and to
PricewaterhouseCoopers as Hong Kong
Auditor
7 Approve 2020 Due Diligence Report For For Management
8 Approve 2020 Report on Performance of For For Management
Independent Directors
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Change of Registered Capital For For Management
11 Approve Amendments to Articles of For For Management
Association and Authorization of the
Chairman to Make Such Revisions to the
Proposed Amendments
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Approve 2021 Donations For For Management
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO., LTD.
Ticker: 2601 Security ID: Y1505Z103
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Establishment of CPIC Fintech For For Management
Co., Ltd.
3.1 Elect Chen Ran as Director For For Management
3.2 Elect John Robert Dacey as Director For For Management
3.3 Elect Liang Hong as Director For For Management
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010112
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of Assets and For For Management
External Investment
2 Approve Special Interim Dividend For For Shareholder
Distribution Plan for 2020
3 Elect Zhang Shaofeng as Director For For Shareholder
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors of Sinopec Corp. (including
the Report of the Board of Directors
of for 2020)
2 Approve Report of the Board of For For Management
Supervisors of Sinopec Corp.
(including the Report of the Board of
Supervisors for 2020)
3 Approve 2020 Audited Financial Reports For For Management
of Sinopec Corp.
4 Approve 2020 Profit Distribution Plan For For Management
of Sinopec Corp.
5 Approve 2021 Interim Profit For For Management
Distribution Plan of Sinopec Corp.
6 Approve KPMG Huazhen (Special General For For Management
Partnership) and KPMG as External
Auditors of Sinopec Corp. and
Authorize Board to Fix Their
Remuneration
7 Authorize Board to Determine the For Against Management
Proposed Plan for Issuance of Debt
Financing Instruments
8 Approve Grant to the Board a General For Against Management
Mandate to Issue New Domestic Shares
and/or Overseas-Listed Foreign Shares
of Sinopec Corp.
9 Approve Service Contracts of Directors For For Management
and Supervisors of Sinopec Corp.
10.01 Elect Zhang Yuzhuo as Director For For Management
10.02 Elect Ma Yongsheng as Director For For Management
10.03 Elect Zhao Dong as Director For For Management
10.04 Elect Yu Baocai as Director For For Management
10.05 Elect Liu Hongbin as Director For For Management
10.06 Elect Ling Yiqun as Director For For Management
10.07 Elect Li Yonglin as Director For For Management
11.01 Elect Cai Hongbin as Director For For Management
11.02 Elect Ng, Kar Ling Johnny as Director For For Management
11.03 Elect Shi Dan as Director For For Management
11.04 Elect Bi Mingjian as Director For For Management
12.01 Elect Zhang Shaofeng as Supervisor For For Management
12.02 Elect Jiang Zhenying as Supervisor For For Management
12.03 Elect Zhang Zhiguo as Supervisor For For Management
12.04 Elect Yin Zhaolin as Supervisor For For Management
12.05 Elect Guo Hongjin as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010112
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors of Sinopec Corp. (including
the Report of the Board of Directors
of for 2020)
2 Approve Report of the Board of For For Management
Supervisors of Sinopec Corp.
(including the Report of the Board of
Supervisors for 2020)
3 Approve 2020 Audited Financial Reports For For Management
of Sinopec Corp.
4 Approve 2020 Profit Distribution Plan For For Management
of Sinopec Corp.
5 Approve 2021 Interim Profit For For Management
Distribution Plan of Sinopec Corp.
6 Approve KPMG Huazhen (Special General For For Management
Partnership) and KPMG as External
Auditors of Sinopec Corp. and
Authorize Board to Fix Their
Remuneration
7 Authorize Board to Determine the For Against Management
Proposed Plan for Issuance of Debt
Financing Instruments
8 Approve Grant to the Board a General For Against Management
Mandate to Issue New Domestic Shares
and/or Overseas-Listed Foreign Shares
of Sinopec Corp.
9 Approve Service Contracts of Directors For For Management
and Supervisors of Sinopec Corp.
10.01 Elect Zhang Yuzhuo as Director For For Management
10.02 Elect Ma Yongsheng as Director For For Management
10.03 Elect Zhao Dong as Director For For Management
10.04 Elect Yu Baocai as Director For For Management
10.05 Elect Liu Hongbin as Director For For Management
10.06 Elect Ling Yiqun as Director For For Management
10.07 Elect Li Yonglin as Director For For Management
11.01 Elect Cai Hongbin as Director For For Management
11.02 Elect Ng, Kar Ling Johnny as Director For For Management
11.03 Elect Shi Dan as Director For For Management
11.04 Elect Bi Mingjian as Director For For Management
12.01 Elect Zhang Shaofeng as Supervisor For For Management
12.02 Elect Jiang Zhenying as Supervisor For For Management
12.03 Elect Zhang Zhiguo as Supervisor For For Management
12.04 Elect Yin Zhaolin as Supervisor For For Management
12.05 Elect Guo Hongjin as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORPORATION
Ticker: 386 Security ID: Y15010104
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of Assets and For For Management
External Investment
2 Approve Special Interim Dividend For For Shareholder
Distribution Plan for 2020
3 Elect Zhang Shaofeng as Director For For Shareholder
--------------------------------------------------------------------------------
CHINA POWER INTERNATIONAL DEVELOPMENT LIMITED
Ticker: 2380 Security ID: Y1508G102
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect He Xi as Director For For Management
4 Elect Zhou Jie as Director For For Management
5 Elect Li Fang as Director For Against Management
6 Elect Hui Hon Chung, Stanley as For For Management
Director
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
9A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9B Authorize Repurchase of Issued Share For For Management
Capital
9C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA POWER INTERNATIONAL DEVELOPMENT LIMITED
Ticker: 2380 Security ID: Y1508G102
Meeting Date: JUN 03, 2021 Meeting Type: Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Onshore Construction EPC For For Management
Agreement, the Offshore Construction
EPC Agreement, Preliminary Development
and Technical Consultancy Agreement,
Construction Engineering Survey
Agreement and Related Transactions
--------------------------------------------------------------------------------
CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED
Ticker: 1186 Security ID: Y1508P110
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Jianping as Director For For Shareholder
--------------------------------------------------------------------------------
CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED
Ticker: 1186 Security ID: Y1508P102
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Jianping as Director For For Shareholder
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 390 Security ID: Y1509D116
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Initial Public Offering and For For Management
Listing of China Railway High-Speed
Electrification Equipment Corporation
Limited on the Science and Technology
Innovation Board of the Shanghai Stock
Exchange
2 Approve Preliminary Plan for the For For Management
Spin-off and Listing on the STAR
Market of China Railway High-Speed
Electrification Equipment Corporation
Limited
3 Approve Certain Provisions on Pilot For For Management
Domestic Listing of Spin-off
Subsidiaries of Listed Companies
4 Approve Spin-off and Listing of China For For Management
Railway High-Speed Electrification
Equipment Corporation Limited on the
STAR Market which Benefits the
Safeguarding of Legal Rights and
Interests of Shareholders and Creditors
5 Approve Ability to Maintain For For Management
Independence and Sustainable Operation
Ability
6 Approve Standardized Operation Ability For For Management
of China Railway High-Speed
Electrification Equipment Corporation
Limited
7 Authorize Board to Handle Matters in For For Management
Relation to the Listing of China
Railway High-Speed Electrification
Equipment Corporation Limited on the
STAR Market at their Sole Discretion
8 Approve Analysis of the Background, For For Management
Objective, Commercial Rationale,
Necessity and Feasibility of the
Spin-off and Listing of China Railway
High-Speed Electrification Equipment
Corporation Limited on the STAR Market
9 Approve Statutory Procedures For For Management
Undertaken and the Validity of the
Documents Submitted for the Spin-off
and Listing of a Subsidiary of the
Company
10 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 390 Security ID: Y1509D108
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Initial Public Offering and For For Management
Listing of China Railway High-Speed
Electrification Equipment Corporation
Limited on the Science and Technology
Innovation Board of the Shanghai Stock
Exchange
2 Approve Preliminary Plan for the For For Management
Spin-off and Listing on the STAR
Market of China Railway High-Speed
Electrification Equipment Corporation
Limited
3 Approve Certain Provisions on Pilot For For Management
Domestic Listing of Spin-off
Subsidiaries of Listed Companies
4 Approve Spin-off and Listing of China For For Management
Railway High-Speed Electrification
Equipment Corporation Limited on the
STAR Market which Benefits the
Safeguarding of Legal Rights and
Interests of Shareholders and Creditors
5 Approve Ability to Maintain For For Management
Independence and Sustainable Operation
Ability
6 Approve Standardized Operation Ability For For Management
of China Railway High-Speed
Electrification Equipment Corporation
Limited
7 Authorize Board to Handle Matters in For For Management
Relation to the Listing of China
Railway High-Speed Electrification
Equipment Corporation Limited on the
STAR Market at their Sole Discretion
8 Approve Analysis of the Background, For For Management
Objective, Commercial Rationale,
Necessity and Feasibility of the
Spin-off and Listing of China Railway
High-Speed Electrification Equipment
Corporation Limited on the STAR Market
9 Approve Statutory Procedures For For Management
Undertaken and the Validity of the
Documents Submitted for the Spin-off
and Listing of a Subsidiary of the
Company
10 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 390 Security ID: Y1509D116
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Chen Yun as Director For For Management
1.2 Elect Chen Wenjian as Director For For Management
1.3 Elect Wang Shiqi as Director For For Management
1.4 Elect Wen Limin as Director For For Management
2.1 Elect Zhang Cheng as Director For For Management
2.2 Elect Chung Shui Ming Timpson as For Against Management
Director
2.3 Elect Xiu Long as Director For For Management
3 Elect Jia Huiping as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 390 Security ID: Y1509D108
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Chen Yun as Director For For Management
1.2 Elect Chen Wenjian as Director For For Management
1.3 Elect Wang Shiqi as Director For For Management
1.4 Elect Wen Limin as Director For For Management
2.1 Elect Zhang Cheng as Director For For Management
2.2 Elect Chung Shui Ming Timpson as For Against Management
Director
2.3 Elect Xiu Long as Director For For Management
3 Elect Jia Huiping as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 390 Security ID: Y1509D116
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Work Report of Independent For For Management
Directors
4 Approve A Share Annual Report and the For For Management
Abstract, H Share Annual Report and
Results Announcement
5 Approve Audited Consolidated Financial For For Management
Statements
6 Approve Profit Distribution Plan For For Management
7 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Fix Their Remuneration
8 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Internal Control Auditor
and Authorize Board to Fix Their
Remuneration
9 Approve Remuneration of Directors and For For Management
Supervisors
10 Approve Purchase of Liabilities For For Management
Insurance for Directors, Supervisors
and Senior Management of the Company
11 Approve Provision of External For Against Management
Guarantee by the Company
--------------------------------------------------------------------------------
CHINA RAILWAY GROUP LIMITED
Ticker: 390 Security ID: Y1509D108
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Work Report of Independent For For Management
Directors
4 Approve A Share Annual Report and the For For Management
Abstract, H Share Annual Report and
Results Announcement
5 Approve Audited Consolidated Financial For For Management
Statements
6 Approve Profit Distribution Plan For For Management
7 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Fix Their Remuneration
8 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Internal Control Auditor
and Authorize Board to Fix Their
Remuneration
9 Approve Remuneration of Directors and For For Management
Supervisors
10 Approve Purchase of Liabilities For For Management
Insurance for Directors, Supervisors
and Senior Management of the Company
11 Approve Provision of External For Against Management
Guarantee by the Company
--------------------------------------------------------------------------------
CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED
Ticker: 291 Security ID: Y15037107
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve JV Agreement and Related For For Management
Transactions
1b Approve Authorization of the Provision For For Management
of Additional Capital Commitment,
Shareholder's Loans and/or Guarantee
by the Group Pursuant to the JV
Agreement
1c Approve Relocation Compensation For For Management
Agreement and Related Transactions
1d Approve New Relocation Compensation For For Management
Agreement and Related Transactions
1e Approve Construction Agreement and For For Management
Related Transactions
1f Authorize Board to Handle All Matters For For Management
in Relation to the JV Agreement, the
Relocation Compensation Agreement, the
New Relocation Compensation Agreement
and the Construction Agreement
2 Elect Richard Raymond Weissend as For For Management
Director
--------------------------------------------------------------------------------
CHINA RESOURCES BEER (HOLDINGS) COMPANY LIMITED
Ticker: 291 Security ID: Y15037107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Lai Ni Hium as Director For For Management
3.2 Elect Houang Tai Ninh as Director For For Management
3.3 Elect Chan Bernard Charnwut as Director For Against Management
3.4 Elect Siu Kwing Chue, Gordon as For For Management
Director
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES CEMENT HOLDINGS LTD.
Ticker: 1313 Security ID: G2113L106
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Li Fuli as Director For For Management
3.2 Elect Chen Ying as Director For For Management
3.3 Elect Wang Yan as Director For Against Management
3.4 Elect Wan Suet Fei as Director For For Management
3.5 Elect Jing Shiqing as Director For Against Management
3.6 Authorize Board to Fix Remuneration of For For Management
Directors
4 Appoint Ernst and Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES GAS GROUP LIMITED
Ticker: 1193 Security ID: G2113B108
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Ge Bin as Director For For Management
3.2 Elect Wan Suet Fei as Director For For Management
3.3 Elect Yang Yuchuan as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES LAND LIMITED
Ticker: 1109 Security ID: G2108Y105
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Chen Rong as Director For For Management
3.2 Elect Wang Yan as Director For For Management
3.3 Elect Li Xin as Director For Against Management
3.4 Elect Guo Shiqing as Director For For Management
3.5 Elect Wan Kam To, Peter as Director For For Management
3.6 Elect Yan Y. Andrew as Director For Against Management
3.7 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES MIXC LIFESTYLE SERVICES LIMITED
Ticker: 1209 Security ID: G2122G106
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Yu Linkang as Director For For Management
3.2 Elect Wang Haimin as Director For For Management
3.3 Elect Wei Xiaohua as Director For For Management
3.4 Elect Yang Hongxia as Director For For Management
3.5 Elect Li Xin as Director For For Management
3.6 Elect Guo Shiqing as Director For For Management
3.7 Elect Lau Ping Cheung Kaizer as For For Management
Director
3.8 Elect Cheung Kwok Ching as Director For For Management
3.9 Elect Chan Chung Yee Alan as Director For For Management
3.10 Elect Qin Hong as Director For For Management
3.11 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES PHARMACEUTICAL GROUP LIMITED
Ticker: 3320 Security ID: Y1511B108
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Wang Chuncheng as Director For For Management
3.2 Elect Yu Zhongliang as Director For For Management
3.3 Elect Hou Bo as Director For For Management
3.4 Elect Qing Mei Ping Cuo as Director For For Management
3.5 Elect Fu Tingmei as Director For For Management
3.6 Elect Zhang Kejian as Director For For Management
3.7 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES POWER HOLDINGS COMPANY LIMITED
Ticker: 836 Security ID: Y1503A100
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Tang Yong as Director For For Management
3.2 Elect Wang Xiao Bin as Director For For Management
3.3 Elect Ch'ien K.F., Raymond as Director For For Management
3.4 Elect Leung Oi-sie, Elsie as Director For For Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Purchase of Bank Financial For Against Management
Products
--------------------------------------------------------------------------------
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Related Party Transaction For For Management
--------------------------------------------------------------------------------
CHINA RESOURCES SANJIU MEDICAL & PHARMACEUTICAL CO., LTD.
Ticker: 000999 Security ID: Y7503B105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Report For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Annual Report and Summary For For Management
6 Approve Allowance of Independent For For Management
Directors
7.1 Elect Wang Chuncheng as Director For For Shareholder
7.2 Elect Han Yuewei as Director For For Shareholder
7.3 Elect Wei Xing as Director For For Shareholder
7.4 Elect Guo Wei as Director For For Shareholder
7.5 Elect Deng Ronghui as Director For For Shareholder
7.6 Elect Qiu Huawei as Director For For Management
7.7 Elect Zhou Hui as Director For For Management
8.1 Elect Yao Xingtian as Director For For Management
8.2 Elect Tu Pengfei as Director For For Management
8.3 Elect Xu Fang as Director For For Management
8.4 Elect Liu Junyong as Director For For Management
9.1 Elect Tao Ran as Supervisor For For Shareholder
9.2 Elect Weng Jingwen as Supervisor For For Shareholder
9.3 Elect Tang Na as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C113
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate to Repurchase For For Management
H Shares and Related Transactions
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C113
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate to Repurchase For For Management
H Shares and Related Transactions
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C121
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate to Repurchase For For Management
H Shares and Related Transactions
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C121
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate to Repurchase For For Management
H Shares and Related Transactions
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C113
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Profit Distribution Plan and For For Management
Final Dividend
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve KPMG as International Auditors For For Management
and KPMG Huazhen LLP as PRC Auditors
and Authorize Directors' Committee to
Fix Their Remuneration
7 Approve 2021-2023 Financial Services For Against Management
Agreement with China Energy Finance Co.
, Ltd., Proposed Annual Caps and
Related Transactions
8 Elect Yang Rongming as Director For For Management
9 Approve Decrease of Registered Capital For Against Management
and Amend Articles of Association
10 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C113
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C121
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
--------------------------------------------------------------------------------
CHINA SHENHUA ENERGY COMPANY LIMITED
Ticker: 1088 Security ID: Y1504C121
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Profit Distribution Plan and For For Management
Final Dividend
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve KPMG as International Auditors For For Management
and KPMG Huazhen LLP as PRC Auditors
and Authorize Directors' Committee to
Fix Their Remuneration
7 Approve 2021-2023 Financial Services For Against Management
Agreement with China Energy Finance Co.
, Ltd., Proposed Annual Caps and
Related Transactions
8 Elect Yang Rongming as Director For For Management
9 Approve Decrease of Registered Capital For Against Management
and Amend Articles of Association
10 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
--------------------------------------------------------------------------------
CHINA SHIPBUILDING INDUSTRY CO., LTD.
Ticker: 601989 Security ID: Y1504X109
Meeting Date: AUG 11, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allowance of Independent For For Management
Directors
2.1 Elect Wang Liang as Non-independent For For Management
Director
2.2 Elect Yao Zuhui as Non-independent For For Management
Director
2.3 Elect Ke Wangjun as Non-independent For For Management
Director
2.4 Elect Yang Zhizhong as Non-independent For For Management
Director
2.5 Elect Chen Qing as Non-independent For For Management
Director
2.6 Elect Zhang Delin as Non-independent For For Management
Director
3.1 Elect Zhang Xiangmu as Independent For For Management
Director
3.2 Elect Zhou Jianping as Independent For For Management
Director
3.3 Elect Wang Yongli as Independent For For Management
Director
3.4 Elect Chen Ying as Independent Director For For Management
3.5 Elect Zhang Daguang as Independent For For Management
Director
4.1 Elect Cheng Jingmin as Supervisor For For Management
4.2 Elect Yang Weizan as Supervisor For For Management
4.3 Elect Xu Jian as Supervisor For For Management
4.4 Elect Yu Hao as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA SHIPBUILDING INDUSTRY CO., LTD.
Ticker: 601989 Security ID: Y1504X109
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6.1 Approve Related Party Transaction on For For Management
Signing of Product Purchase and Sale
Principle Agreement
6.2 Approve Related Party Transaction on For For Management
Signing of Service Provision Principle
Agreement
6.3 Approve Related Party Transaction on For For Management
Asset Lease Principle Agreement
6.4 Approve Related Party Transaction on For Against Management
Financial Service Framework Agreement
7 Approve Guarantee Provision Plan For Against Management
8 Approve Provision of Guarantee to For Against Management
Related Parties
9 Approve to Appoint Financial and For For Management
Internal Control Auditor
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES COMPANY LIMITED
Ticker: 1055 Security ID: Y1503W102
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
2 Approve Allowance Standard of the For For Management
Independent Non-Executive Directors
3.01 Elect Ma Xu Lun as Director For For Management
3.02 Elect Han Wen Sheng as Director For For Management
4.01 Elect Liu Chang Le as Director For For Management
4.02 Elect Gu Hui Zhong as Director For For Management
4.03 Elect Guo Wei as Director For For Management
4.04 Elect Yan Yan as Director For For Management
5.01 Elect Li Jia Shi as Supervisor For For Management
5.02 Elect Lin Xiao Chun as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES COMPANY LIMITED
Ticker: 1055 Security ID: Y1R16E111
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
2 Approve Allowance Standard of the For For Management
Independent Non-Executive Directors
3.01 Elect Ma Xu Lun as Director For For Management
3.02 Elect Han Wen Sheng as Director For For Management
4.01 Elect Liu Chang Le as Director For For Management
4.02 Elect Gu Hui Zhong as Director For For Management
4.03 Elect Guo Wei as Director For For Management
4.04 Elect Yan Yan as Director For For Management
5.01 Elect Li Jia Shi as Supervisor For For Management
5.02 Elect Lin Xiao Chun as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES COMPANY LIMITED
Ticker: 1055 Security ID: Y1503W102
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Directors For For Management
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Consolidated Financial For For Management
Statements
4 Approve Profit Distribution Proposal For For Management
5 Approve KPMG Huazhen (Special General For For Management
Partnership) as Domestic and Internal
Control Auditors and KPMG as
International Auditor and Authorize
Board to Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Board to Issue Debt For Against Management
Financing Instruments Under the
General Mandate
8 Approve Authorization to Xiamen For Against Shareholder
Airlines Company Limited on the
Provision of Guarantees to Its
Subsidiaries
--------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES COMPANY LIMITED
Ticker: 1055 Security ID: Y1R16E111
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Directors For For Management
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Consolidated Financial For For Management
Statements
4 Approve Profit Distribution Proposal For For Management
5 Approve KPMG Huazhen (Special General For For Management
Partnership) as Domestic and Internal
Control Auditors and KPMG as
International Auditor and Authorize
Board to Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Board to Issue Debt For Against Management
Financing Instruments Under the
General Mandate
8 Approve Authorization to Xiamen For Against Shareholder
Airlines Company Limited on the
Provision of Guarantees to Its
Subsidiaries
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD.
Ticker: 601668 Security ID: Y1R16Z106
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Shi Zhiping as Supervisor For For Shareholder
2 Amend Subsidy Management Method of For Against Management
Directors and Supervisors
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD.
Ticker: 601668 Security ID: Y1R16Z106
Meeting Date: DEC 07, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Zhaoxiang as For For Shareholder
Non-Independent Director
2 Amend Management System of Raised Funds For Against Management
3 Approve External Guarantee Management For Against Management
Regulations
4.1 Approve Purpose For Against Management
4.2 Approve Criteria to Select Plan For Against Management
Participants
4.3 Approve Source and Number of For Against Management
Underlying Stocks and Motivational Tool
4.4 Approve Grant Situation For Against Management
4.5 Approve Resolution Validity Period, For Against Management
Lock-up Period and Unlock Period
4.6 Approve Grant Date, Grant Price of For Against Management
Restricted Stocks
4.7 Approve Grant and Unlocking Conditions For Against Management
4.8 Approve Non-transferable and For Against Management
Prohibitive Restrictions
4.9 Approve Methods and Procedures to For Against Management
Adjust the Incentive Plan
4.10 Approve Procedures to Grant and Unlock For Against Management
4.11 Approve Accounting Treatment and the For Against Management
Impact on Company Performance
4.12 Approve Rights and Obligations of the For Against Management
Plan Participants and the Company
4.13 Approve Handling Under Special For Against Management
Circumstances
4.14 Approve Management, Amendment and For Against Management
Termination of this Plan
4.15 Approve Mechanism for Disputes or For Against Management
Disputes Between the Company and
Incentive Object
4.16 Approve Authorization of Board to For Against Management
Handle All Related Matters
5 Approve Methods to Assess the For Against Management
Performance of Plan Participants
6 Approve List of Plan Participants and For Against Management
Granting Situation
7 Approve Repurchase of Performance For For Management
Shares Phase II and III
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD.
Ticker: 601668 Security ID: Y1R16Z106
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Working System for Independent For For Management
Directors
2 Approve Share Repurchase of For For Management
Performance Share Incentive Objects
3 Approve Signing of Comprehensive For For Management
Service Framework Agreement
4 Approve Signing of Financial Services For Against Management
Framework Agreement
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION ENGINEERING CORP. LTD.
Ticker: 601668 Security ID: Y1R16Z106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Independent For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report For For Management
7 Approve Financial Budget Report For For Management
8 Approve Implementation of Investment For Against Management
Budget in 2020 and Proposed Investment
Budget in 2021
9 Approve Appointment of Internal For For Management
Control Auditor
10 Approve to Appoint Financial Auditor For For Management
11 Approve Provision of Guarantees For Against Management
12 Approve Domestic Bond Quota for 2021 For For Management
13 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
14.1 Elect Zhou Naixiang as Director For For Management
14.2 Elect Zheng Xuexuan as Director For For Management
14.3 Elect Zhang Zhaoxiang as Director For For Management
15.1 Elect Xu Wenrong as Director For For Management
15.2 Elect Jia Chen as Director For For Management
15.3 Elect Sun Chengming as Director For For Management
15.4 Elect Li Ping as Director For For Management
16.1 Elect Shi Zhiping as Supervisor For For Management
16.2 Elect Li Jianbo as Supervisor For For Management
16.3 Elect Tian Shifang as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New CSCECL Construction For For Management
Engagement Agreement, CSCECL
Construction Engagement Cap, CSC
Construction Engagement Cap and
Related Transactions
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Master Engagement For For Management
Agreement, New COGO Works Caps and
Related Transactions
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Zhang Haipeng as Director For Against Management
3B Elect Tian Shuchen as Director For Against Management
3C Elect Raymond Leung Hai Ming as For Against Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: JUN 09, 2021 Meeting Type: Special
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cooperation Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
CHINA STEEL CORP.
Ticker: 2002 Security ID: Y15041109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Amend Procedures for Lending Funds to For For Management
Other Parties
--------------------------------------------------------------------------------
CHINA TAIPING INSURANCE HOLDINGS COMPANY LIMITED
Ticker: 966 Security ID: Y1456Z151
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Wang Sidong as Director For For Management
3a2 Elect Yin Zhaojun as Director For For Management
3a3 Elect Hong Bo as Director For For Management
3a4 Elect Xiao Xing as Director For For Management
3a5 Elect Wu Ting Yuk Anthony as Director For For Management
3a6 Elect Xie Zhichun as Director For For Management
3a7 Elect Law FAN Chiu Fun Fanny as For For Management
Director
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA TOURISM GROUP DUTY FREE CORP. LTD.
Ticker: 601888 Security ID: Y149A3100
Meeting Date: FEB 22, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
CHINA TOURISM GROUP DUTY FREE CORP. LTD.
Ticker: 601888 Security ID: Y149A3100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Guarantee Plan For For Management
8 Elect Wang Xuan as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
CHINA TOURISM GROUP DUTY FREE CORP. LTD.
Ticker: 601888 Security ID: Y149A3100
Meeting Date: MAY 31, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of H Class Shares and For For Management
Listing in Hong Kong Stock Exchange
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Time For For Management
2.3 Approve Issue Manner For For Management
2.4 Approve Issue Size For For Management
2.5 Approve Manner of Pricing For For Management
2.6 Approve Target Subscribers For For Management
2.7 Approve Principles of Offering For For Management
3 Approve Plan on Usage of Raised Funds For For Management
4 Approve Distribution Arrangement of For For Management
Cumulative Earnings
5 Approve Resolution Validity Period For For Management
6 Approve Authorization of Board to For For Management
Handle All Related Matters
7 Elect Ge Ming as Independent Director For For Management
8 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
9 Amend Articles of Association For For Management
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
13 Amend Rules and Procedure of the Audit For For Management
Committee of Board of Directors
14 Amend Rules and Procedure of the For For Management
Nomination Committee of Board of
Directors
15 Amend Rules and Procedure of the For For Management
Remuneration and Appraisal Committee
of Board of Directors
16 Amend Rules and Procedure of the For For Management
Strategy Committee of Board of
Directors
--------------------------------------------------------------------------------
CHINA TOWER CORPORATION LIMITED
Ticker: 788 Security ID: Y15076105
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: OCT 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gao Tongqing as Director and For For Management
Authorize to Sign on behalf of the
Company the Director's Service
Contract with Gao Tongqing
2 Elect Li Zhangting as Supervisor and For For Management
Authorize to Sign on behalf of the
Company the Director's Service
Contract with Li Zhangting
--------------------------------------------------------------------------------
CHINA TOWER CORPORATION LIMITED
Ticker: 788 Security ID: Y15076105
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected For For Management
Transactions Contemplated under the
2021-2023 Service Supply Framework
Agreement with China
Telecommunications Corporation,
Proposed Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
CHINA TOWER CORPORATION LIMITED
Ticker: 788 Security ID: Y15076105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Profit Distribution Proposal For For Management
and Declaration of Final Dividend
3 Approve PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian LLP
(Special General Partnership) as
International Auditors and Domestic
Auditors, Respectively, and Authorize
Board to Fix Their Remuneration
4 Approve Change in Registered Address For For Management
5 Approve Amendments to Articles of For Against Management
Association, Rules of Procedures
Regarding Meetings of Board of
Directors and Related Transactions
6 Approve Grant of General Mandate to For For Management
Issue Debt Financing Instruments
Denominated in Local or Foreign
Currencies
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares and Authorize Board to
Increase the Registered Capital and
Amend Articles of Association to
Reflect Increase in the Registered
Capital
--------------------------------------------------------------------------------
CHINA TRADITIONAL CHINESE MEDICINE HOLDINGS CO. LIMITED
Ticker: 570 Security ID: Y1507S107
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Li Ru as Director For For Management
2a2 Elect Yang Binghua as Director For For Management
2a3 Elect Kui Kaipin as Director For For Management
2a4 Elect Li Weidong as Director For For Management
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CHINA TRANSINFO TECHNOLOGY CO., LTD.
Ticker: 002373 Security ID: Y8310S109
Meeting Date: AUG 20, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Own Funds to Invest in For Against Management
Financial Products
2 Amend Management System of Raised Funds For For Management
3 Approve Increase in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
CHINA TRANSINFO TECHNOLOGY CO., LTD.
Ticker: 002373 Security ID: Y8310S109
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Xia Shudong as Non-Independent For For Management
Director
1.2 Elect Xu Shijun as Non-Independent For For Management
Director
1.3 Elect Zhang Pengguo as Non-Independent For For Management
Director
1.4 Elect Pan Fan as Non-Independent For For Management
Director
1.5 Elect Wang Yeqiang as Non-Independent For For Management
Director
1.6 Elect Xia Shufeng as Non-Independent For For Management
Director
2.1 Elect Huang Feng as Independent For For Management
Director
2.2 Elect Chen Ronggen as Independent For For Management
Director
2.3 Elect Yang Dongrui as Independent For For Management
Director
3 Approve Allowance of Independent For For Management
Directors
4.1 Elect Sun Dayong as Supervisor For For Management
4.2 Elect Sun Lin as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA TRANSINFO TECHNOLOGY CO., LTD.
Ticker: 002373 Security ID: Y8310S109
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Amend Working System for Independent For For Management
Directors
5 Amend Related Party Transaction For For Management
Management System
6 Amend External Guarantee Management For For Management
System
7 Amend Investment Management System For For Management
8 Amend Raised Funds Management System For For Management
9 Amend Management System of For For Management
Standardization and Related Party Funds
10 Amend Detailed Implementation Rules For For Management
for Cumulative Voting
11 Amend Implementation Rules for Online For For Management
Voting
12 Amend Remuneration and Assessment For For Management
Management System of Directors and
Senior Management Members
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
14 Approve the Company's Compliance with For For Management
the Conditions for the Registration of
Medium-term Notes
15.1 Approve Total Issuance and Scale For For Management
15.2 Approve Medium-term Notes Maturity For For Management
15.3 Approve Issuance Method For For Management
15.4 Approve Issuance Rate For For Management
15.5 Approve Target Subscribers For For Management
15.6 Approve Use of Proceeds For For Management
15.7 Approve Resolution Validity Period For For Management
16 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
CHINA TRANSINFO TECHNOLOGY CO., LTD.
Ticker: 002373 Security ID: Y8310S109
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Usage of Raised For For Management
Funds for Equity Acquisition
--------------------------------------------------------------------------------
CHINA UNITED NETWORK COMMUNICATIONS LTD.
Ticker: 600050 Security ID: Y15075107
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Decrease in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421132
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve KPMG Huazhen LLP and KPMG as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Authorization of the Company For For Management
and Its Majority-Owned Subsidiaries to
Provide Financial Assistance to Third
Parties
6 Approve Authorization of Guarantee by For Against Management
the Company to Its Majority-Owned
Subsidiaries
7 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management
8 Elect Huang Liping as Director For For Management
9 Approve Dividend Distribution Plan For For Management
10 Approve Scrip Dividend Scheme for H For For Management
Shares
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Amend Articles of Association For For Management
14 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
15 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
16 Approve Iterative Non-Property For For Shareholder
Development Business Co-Investment
Mechanism
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421132
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scrip Dividend Scheme for H For For Management
Shares
2 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421116
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve KPMG Huazhen LLP and KPMG as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Authorization of the Company For For Management
and Its Majority-Owned Subsidiaries to
Provide Financial Assistance to Third
Parties
6 Approve Authorization of Guarantee by For Against Management
the Company to Its Majority-Owned
Subsidiaries
7 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management
8 Elect Huang Liping as Director For For Management
9 Approve Dividend Distribution Plan For For Management
10 Approve Scrip Dividend Scheme for H For For Management
Shares
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Amend Articles of Association For For Management
14 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
15 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
16 Approve Iterative Non-Property For For Shareholder
Development Business Co-Investment
Mechanism
--------------------------------------------------------------------------------
CHINA VANKE CO., LTD.
Ticker: 2202 Security ID: Y77421116
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scrip Dividend Scheme for H For For Management
Shares
2 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Introduction of Co-Investors For Against Management
for Power Distribution Project
--------------------------------------------------------------------------------
CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Xingliao as For For Shareholder
Non-independent Director
--------------------------------------------------------------------------------
CHINA YANGTZE POWER CO., LTD.
Ticker: 600900 Security ID: Y1516Q142
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Appointment of Financial For For Management
Auditor
6 Approve Appointment of Internal For For Management
Control Auditor
7 Approve Short-term Fixed Income For Against Management
Investment
8 Approve Signing of Financial Service For For Management
Framework Agreement
9 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
10.1 Elect Wang Shiping as Director For For Shareholder
10.2 Elect Su Jingsong as Director For For Shareholder
11.1 Elect Zeng Yi as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHINA YOUZAN LIMITED
Ticker: 8083 Security ID: G2164J109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Zhu Ning as Director and For For Management
Authorize Board to Fix His Remuneration
2.2 Elect Cui Yusong as Director and For For Management
Authorize Board to Fix His Remuneration
2.3 Elect Yu Tao as Director and Authorize For For Management
Board to Fix His Remuneration
2.4 Elect Ying Hangyan as Director and For For Management
Authorize Board to Fix Her Remuneration
3 Approve RSM Hong Kong as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHINA YOUZAN LIMITED
Ticker: 8083 Security ID: G2164J109
Meeting Date: MAY 06, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Rollover Arrangement and For For Management
Related Transactions
2 Adopt Youzan Technology Share Award For Against Management
Plan A and Its Amendment and
Substitution of the Youzan Technology
2019 Share Award Plan, Grant of Share
Awards and Related Transactions
3 Adopt Youzan Technology Share Award For Against Management
Plan B, Grant of Share Award to Zhu
Ning (or Whitecrow), Anti-Dilution
Issue to China Youzan and Related
Transactions
4 Approve China Youzan Options For Against Management
Conversion Proposal, Adopt Youzan
Technology RSU Plan C and Related
Transactions
5 Authorize Board to Handle All Matters For For Management
in Relation to the Special Deal
Arrangements and Connected Transactions
--------------------------------------------------------------------------------
CHINA YUHUA EDUCATION CORPORATION LIMITED
Ticker: 6169 Security ID: G2120K109
Meeting Date: FEB 01, 2021 Meeting Type: Annual
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Li Guangyu as Director For For Management
3a2 Elect Li Hua as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHONGQING BREWERY CO., LTD.
Ticker: 600132 Security ID: Y15846101
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Major Asset Purchase For For Management
and Joint Venture Capital Increase and
Related Party Transactions
1.1 Approve Overall Plan For For Management
1.2 Approve Transaction Parties For For Management
1.3 Approve Target Asset For For Management
1.4 Approve Evaluation and Pricing of For For Management
Underlying Assets of Transaction
1.5 Approve Performance Commitment and For For Management
Performance Compensation for the
Transaction
1.6 Approve Attribution of Profit and Loss For For Management
During the Transition Period
1.7 Approve Transfer of Ownership of the For For Management
Underlying Asset and the Liability for
Breach of Contractual Obligations
1.8 Approve Resolution Validity Period For For Management
2 Approve Company's Major Asset Purchase For For Management
and Joint Venture Capital Increase and
Related Party Transactions Draft and
Summary
3 Approve Company's Eligibility for For For Management
Major Asset Restructure
4 Approve Transaction Constitutes as For For Management
Related Party Transaction
5 Approve Transaction Constitutes as For For Management
Major Asset Restructure
6 Approve Transaction Complies with For For Management
Article 13 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
7 Approve Relevant Entities Does Not For For Management
Participate in Major Asset Restructure
of Listed Companies and Does Not Have
Article 13 of Strengthening the
Supervision over Abnormal Stock
Trading Related to the Material Asset
Reorganizations of Listed Companies
8 Approve Relevant Audit Report, Review For For Management
Report and Evaluation Report of the
Transaction
9 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
10 Approve Fairness of Pricing of For For Management
Transaction Price
11 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
12 Approve Transaction Complies with For For Management
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
13 Approve Transaction Complies with For For Management
Article 11 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
14 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
15 Approve Stock Price Volatility For For Management
Achieves the Standard of Article 5
Notice on Regulating the Information
Disclosure of Listed Companies and the
Behavior of Related Parties
16 Approve Authorization of the Board to For For Management
Handle All Related Matters
17 Approve Signing of Conditional For For Management
Agreement on Major Asset Purchase and
Joint Venture Capital Increase and
Related Party Transactions
18 Approve Signing of Conditional For For Management
Agreement on Equity Transfer with
Chongqing Jia Brewing Beer Co., Ltd.
19 Approve Signing of Conditional For For Management
Agreement on Capital Increase with
Chongqing Jia Brewing Beer Co., Ltd.
20 Approve Signing of Conditional For For Management
Agreement on Equity Transfer with
Xinjiang Wusu Beer Co., Ltd.
21 Approve Signing of Conditional For For Management
Agreement on Equity Transfer with
Ningxia Xixiajia Brewing Beer Co., Ltd.
22 Approve Signing of Profit Forecast For For Management
Compensation Agreement
23 Approve Financing Plan Involved in For For Management
this Transaction
24 Approve Financing and Guarantee For For Management
Provision
25 Approve Amendments to Articles of For For Management
Association
26 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
27 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
CHONGQING BREWERY CO., LTD.
Ticker: 600132 Security ID: Y15846101
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment on Remuneration of For For Management
Auditor
2 Approve Adjustment on Daily Related For For Management
Party Transaction
3 Approve Daily Related Party Transaction For For Management
4 Approve Investment in Short-Term For Against Management
Financial Products
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
8 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
9 Amend Working System for Independent For Against Management
Directors
10 Amend Management System for Providing For Against Management
External Guarantees
11.1 Elect Philip A. Hodges as For For Management
Non-Independent Director
11.2 Elect Ulrik Andersen as For For Management
Non-Independent Director
--------------------------------------------------------------------------------
CHONGQING BREWERY CO., LTD.
Ticker: 600132 Security ID: Y15846101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Financial Statements For For Management
3 Approve Profit Distribution For For Management
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Report of the Independent For For Management
Directors
7 Approve Adjustment of Related Party For For Management
Transaction
8 Approve to Appoint Financial Auditor For For Management
and Internal Control Auditor
9 Approve Change of Company Name For For Management
10 Approve to Elect Kuang Qi as Supervisor For For Shareholder
11.1 Elect Kuang Qi as Supervisor For For Shareholder
--------------------------------------------------------------------------------
CHONGQING CHANGAN AUTOMOBILE CO. LTD.
Ticker: 200625 Security ID: Y1R84W100
Meeting Date: AUG 10, 2020 Meeting Type: Special
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Resolution For For Management
Validity Period of Private Placement
of Shares
2 Approve Private Placement of Shares For For Management
3 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
4 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
5 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
CHONGQING CHANGAN AUTOMOBILE CO. LTD.
Ticker: 200625 Security ID: Y1R84W100
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Financial Service For Against Management
Agreement with Bingqi Equipment Group
Finance Co., Ltd.
2 Approve Signing of Financial Service For Against Management
Agreement with Changan Auto Finance Co.
, Ltd.
--------------------------------------------------------------------------------
CHONGQING CHANGAN AUTOMOBILE CO. LTD.
Ticker: 200625 Security ID: Y1R84W100
Meeting Date: FEB 18, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revised Draft and Summary of For Against Management
Performance Share Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
(Revised Draft)
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
4 Approve Investment Plan For For Management
5.1 Elect Zhang Bo as Non-Independent For For Shareholder
Director
5.2 Elect Liu Gang as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
CHONGQING CHANGAN AUTOMOBILE CO. LTD.
Ticker: 200625 Security ID: Y1R84W100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget Description
5 Approve Profit Distribution For For Management
6 Approve Daily Related Party For For Management
Transactions
7 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
8 Approve Renewal of Daily Related Party For For Management
Transaction Framework Agreement and
Comprehensive Service Agreement
9 Approve Bill Pool Business For For Management
--------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO. LTD.
Ticker: 3618 Security ID: Y1594G107
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yin Xianglin as Director For For Management
2 Elect Li Jiaming as Director For For Management
3 Elect Bi Qian as Director For For Management
4 Elect Huang Qingqing as Supervisor For For Shareholder
5 Elect Zhang Jinruo as Supervisor For For Management
6 Elect Hu Yuancong as Supervisor For For Management
7 Elect Zhang Yingyi as Supervisor For For Management
8 Approve Related Party Transaction For For Management
Regarding Group Credit Limits of
Chongqing Yufu Holding Group Co., Ltd.
9 Approve Related Party Transaction For For Management
Regarding Group Credit Limits of
Chongqing City Construction Investment
(Group) Company Limited
10 Approve Related Party Transaction of For For Management
Chongqing Development Investment Co.,
Ltd.
11 Approve Related Party Transaction For For Management
Regarding Group Credit Limits of
Chongqing Huayu Group Co., Ltd.
12 Approve Related Party Transaction For For Management
Regarding Group Credit Limits of
Loncin Holding Co., Ltd.
13 Approve Related Party Transaction of For For Management
Loncin Holding Co., Ltd. and USUM
Investment Group Limited
14 Approve Related Party Transaction For For Shareholder
Regarding Lease of Properties of
Chongqing Development Investment Co.,
Ltd.
15 Approve Issuance of Singapore Green For For Management
Financial Bonds
--------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO. LTD.
Ticker: 3618 Security ID: Y1594G107
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gu Xiaoxu as Director For For Management
--------------------------------------------------------------------------------
CHONGQING RURAL COMMERCIAL BANK CO. LTD.
Ticker: 3618 Security ID: Y1594G107
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the Board For For Management
of Supervisors
3 Approve 2020 Financial Final Proposal For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2021 Financial Budget Proposal For For Management
6 Approve 2020 Annual Report For For Management
7 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and Fix Their
Remuneration
8 Approve Issuance of Financial Bonds For For Management
--------------------------------------------------------------------------------
CHONGQING ZHIFEI BIOLOGICAL PRODUCTS CO., LTD.
Ticker: 300122 Security ID: Y1601T100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Audited Financial Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Credit Line Bank Application For For Management
8 Approve Appointment of Auditor For For Management
9 Amend Articles of Association For For Management
10 Elect Chen Xujiang as Independent For For Shareholder
Director
--------------------------------------------------------------------------------
CIELO SA
Ticker: CIEL3 Security ID: P2859E100
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 11 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5.1 Elect Aldo Luiz Mendes as Independent For For Management
Director
5.2 Elect Carlos Hamilton Vasconcelos For For Management
Araujo as Director
5.3 Elect Carlos Motta dos Santos as For For Management
Director
5.4 Elect Edson Marcelo Moreto as Director For For Management
5.5 Elect Edson Rogerio da Costa as For For Management
Director
5.6 Elect Francisco Augusto da Costa e For For Management
Silva as Independent Director
5.7 Elect Francisco Jose Pereira Terra as For For Management
Director
5.8 Elect Gilberto Mifano as Independent For For Management
Director
5.9 Elect Marcelo de Araujo Noronha as For For Management
Director
5.10 Elect Mauro Ribeiro Neto as Director For For Management
5.11 Elect Vinicius Urias Favarao as For For Management
Director
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Aldo Luiz Mendes as Independent
Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Hamilton Vasconcelos
Araujo as Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Motta dos Santos as
Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Edson Marcelo Moreto as Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Edson Rogerio da Costa as
Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francisco Augusto da Costa e
Silva as Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francisco Jose Pereira Terra as
Director
7.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gilberto Mifano as Independent
Director
7.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo de Araujo Noronha as
Director
7.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauro Ribeiro Neto as Director
7.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Vinicius Urias Favarao as
Director
8 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
9 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
10 Fix Number of Fiscal Council Members For For Management
at Five
11.1 Elect Marcos Aparecido Galede as For For Management
Fiscal Council Member and Carlos
Roberto Mendonca da Silva as Alternate
11.2 Elect Herculano Anibal Alves as Fiscal For For Management
Council Member and Fabiana Pinto
Fonseca as Alternate
11.3 Elect Felipe Guimaraes Geissler Prince For For Management
as Fiscal Council Member and Adelar
Valentim Dias as Alernate
11.4 Elect Julio Cesar Rodrigues da Silva For For Management
as Fiscal Council Member and Raimundo
Moreira as Alternate
11.5 Elect Haroldo Reginaldo Levy Neto as For For Management
Fiscal Council Member and Milton Luiz
Milioni as Alternate
12 As an Ordinary Shareholder, Would You None Abstain Management
Like to Request a Separate Election of
a Member of the Fiscal Council, Under
the Terms of Article 161 of the
Brazilian Corporate Law?
13 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
CIELO SA
Ticker: CIEL3 Security ID: P2859E100
Meeting Date: JUL 24, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 2 Re: Corporate Purpose For For Management
and Articles 35 and 36
2 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
CIFI HOLDINGS (GROUP) CO. LTD.
Ticker: 884 Security ID: G2140A107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Lin Zhong as Director For Against Management
3.2 Elect Yang Xin as Director For For Management
3.3 Elect Zhang Yongyue as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Increase in Authorized Share For For Management
Capital
--------------------------------------------------------------------------------
CIMB GROUP HOLDINGS BERHAD
Ticker: 1023 Security ID: Y1636J101
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mohd Nasir Ahmad as Director For For Management
2 Elect Robert Neil Coombe as Director For For Management
3 Elect Afzal Abdul Rahim as Director For For Management
4 Elect Abdul Rahman Ahmad as Director For For Management
5 Elect Serena Tan Mei Shwen as Director For For Management
6 Approve Director's Fees For For Management
7 Approve Directors' Allowances and For For Management
Benefits
8 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Issuance of New Ordinary For For Management
Shares Under the Dividend Reinvestment
Scheme
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CIMB GROUP HOLDINGS BERHAD
Ticker: 1023 Security ID: Y1636J101
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Establishment of Long For Against Management
Term Incentive Plan
2 Approve Allocation of LTIP Awards to For Against Management
Abdul Rahman Ahmad
--------------------------------------------------------------------------------
CIPLA LIMITED
Ticker: 500087 Security ID: Y1633P142
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Reelect S Radhakrishnan as Director For For Management
4 Confirm Interim and Special Dividend For For Management
as Final Dividend
5 Reelect Naina Lal Kidwai as Director For For Management
6 Approve Reappointment and Remuneration For For Management
of Samina Hamied as Wholetime Director
Designated as Executive
Vice-Chairperson
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
CIPLA LIMITED
Ticker: 500087 Security ID: Y1633P142
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cipla Employee Stock For For Management
Appreciation Rights Scheme 2021 and
Grant of Stock Appreciation Rights to
Eligible Employees of the Company
2 Approve Extension of Benefits of Cipla For For Management
Employee Stock Appreciation Rights
Scheme 2021 to the Employees of
Subsidiary Company(ies)
--------------------------------------------------------------------------------
CITIC LIMITED
Ticker: 267 Security ID: Y1639J116
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Xi Guohua as Director For For Management
4 Elect Song Kangle as Director For For Management
5 Elect Liu Zhuyu as Director For For Management
6 Elect Peng Yanxiang as Director For For Management
7 Elect Yu Yang as Director For For Management
8 Elect Liu Zhongyuan as Director For For Management
9 Elect Xu Jinwu as Director For For Management
10 Elect Toshikazu Tagawa as Director For For Management
11 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 6030 Security ID: Y1639N109
Meeting Date: AUG 18, 2020 Meeting Type: Special
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments and Improvements to For Against Shareholder
the Articles of Association
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 6030 Security ID: Y1639N117
Meeting Date: AUG 18, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments and Improvements to For Against Shareholder
the Articles of Association
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 6030 Security ID: Y1639N117
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For Against Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and
PricewaterhouseCoopers Zhong Tian LLP
as Internal Control Auditor and Fix
Their Remuneration
6 Approve 2021 Estimated Investment For For Management
Amount for Proprietary Business
7 Approve Remuneration of Directors and For For Management
Supervisors
8.01 Approve Contemplated Related For For Management
Party/Connected Transactions Between
the Company and Its Subsidiaries and
the CITIC Group and Its Subsidiaries
and Associates
8.02 Approve Contemplated Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and Companies in
Which the Directors, Supervisors and
Senior Management of the Company Hold
Positions as Directors or Senior
Management
8.03 Approve Contemplated Related For For Management
Party/Connected Transactions Between
the Company and Its Subsidiaries and
Companies Holding More Than 10% Equity
Interest in an Important Subsidiary
8.04 Approve Contemplated Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and Companies Holding
More Than 5% Equity Interest
9 Approve Amendments to Articles of For Against Management
Association
10.01 Approve Issuing Entity, Size of For For Management
Issuance and Method of Issuance
10.02 Approve Type of the Debt Financing For For Management
Instruments
10.03 Approve Term of the Debt Financing For For Management
Instruments
10.04 Approve Interest Rate of the Debt For For Management
Financing Instruments
10.05 Approve Security and Other Arrangements For For Management
10.06 Approve Use of Proceeds For For Management
10.07 Approve Issuing Price For For Management
10.08 Approve Targets of Issue and the For For Management
Placement Arrangements of the RMB Debt
Financing Instruments to the
Shareholders
10.09 Approve Listing of the Debt Financing For For Management
Instruments
10.10 Approve Resolutions Validity Period For For Management
10.11 Approve Authorization for the For For Management
Issuances of the Onshore and Offshore
Corporate Debt Financing Instruments
11 Approve Related Party Transactions For For Management
Involved in the Issuances of the
Onshore and Offshore Corporate Debt
Financing Instruments by the Company
12 Elect Li Qing as Director For For Management
13 Approve Satisfaction of the Conditions For For Management
for the Rights Issue of the Company
14.01 Approve Type and Nominal Value of the For For Management
Rights Shares
14.02 Approve Method of Issuance For For Management
14.03 Approve Basis of the Rights Issue and For For Management
Number of Rights Share to be Issued
14.04 Approve Pricing Principle and For For Management
Subscription Price
14.05 Approve Target Subscribers for the For For Management
Rights Issue
14.06 Approve Arrangement for Accumulated For For Management
Undistributed Profits Prior to the
Rights Issue
14.07 Approve Time of Issuance For For Management
14.08 Approve Underwriting Method For For Management
14.09 Approve Use of Proceeds to be Raised For For Management
14.10 Approve Effective Period of the For For Management
Resolutions
14.11 Approve Listing of the Rights Share For For Management
15 Approve Public Issuance of Securities For For Management
by Way of the Rights Issue
16 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the Rights
Issue of the Company
17 Approve Resolution on the Risk Warning For For Management
of the Dilution of Immediate Return
Under the Rights Issue to Existing
Shareholders and Remedial Measures to
be Taken in this Respect
18 Authorize Board to Handle All Matters For For Management
in Relation to the Rights Issue
19 Approve Shareholders' Return Plan for For For Management
2021-2023
20 Approve Use of Previous Proceeds For For Management
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 6030 Security ID: Y1639N117
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
for the Rights Issue of the Company
2.01 Approve Type and Nominal Value of the For For Management
Rights Shares
2.02 Approve Method of Issuance For For Management
2.03 Approve Basis of the Rights Issue and For For Management
Number of Rights Share to be Issued
2.04 Approve Pricing Principle and For For Management
Subscription Price
2.05 Approve Target Subscribers for the For For Management
Rights Issue
2.06 Approve Arrangement for Accumulated For For Management
Undistributed Profits Prior to the
Rights Issue
2.07 Approve Time of Issuance For For Management
2.08 Approve Underwriting Method For For Management
2.09 Approve Use of Proceeds to be Raised For For Management
Under the Rights Issue
2.10 Approve Effective Period of the For For Management
Resolutions in Relation to the Rights
Issue
2.11 Approve Listing of the Rights Shares For For Management
3 Approve Public Issuance of Securities For For Management
by Way of the Rights Issue
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the Rights
Issue of the Company
5 Approve Resolution on the Risk Warning For For Management
of the Dilution of Immediate Return
Under the Rights Issue to Existing
Shareholders and Remedial Measures to
be Taken in this Respect
6 Authorize Board to Handle All Matters For For Management
in Relation to the Rights Issue
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 6030 Security ID: Y1639N109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For Against Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and
PricewaterhouseCoopers Zhong Tian LLP
as Internal Control Auditor and Fix
Their Remuneration
6 Approve 2021 Estimated Investment For For Management
Amount for Proprietary Business
7 Approve Remuneration of Directors and For For Management
Supervisors
8.01 Approve Contemplated Related For For Management
Party/Connected Transactions Between
the Company and Its Subsidiaries and
the CITIC Group and Its Subsidiaries
and Associates
8.02 Approve Contemplated Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and Companies in
Which the Directors, Supervisors and
Senior Management of the Company Hold
Positions as Directors or Senior
Management
8.03 Approve Contemplated Related For For Management
Party/Connected Transactions Between
the Company and Its Subsidiaries and
Companies Holding More Than 10% Equity
Interest in an Important Subsidiary
8.04 Approve Contemplated Related Party For For Management
Transactions Between the Company and
Its Subsidiaries and Companies Holding
More Than 5% Equity Interest
9 Approve Amendments to Articles of For Against Management
Association
10.01 Approve Issuing Entity, Size of For For Management
Issuance and Method of Issuance
10.02 Approve Type of the Debt Financing For For Management
Instruments
10.03 Approve Term of the Debt Financing For For Management
Instruments
10.04 Approve Interest Rate of the Debt For For Management
Financing Instruments
10.05 Approve Security and Other Arrangements For For Management
10.06 Approve Use of Proceeds For For Management
10.07 Approve Issuing Price For For Management
10.08 Approve Targets of Issue and the For For Management
Placement Arrangements of the RMB Debt
Financing Instruments to the
Shareholders
10.09 Approve Listing of the Debt Financing For For Management
Instruments
10.10 Approve Resolutions Validity Period For For Management
10.11 Approve Authorization for the For For Management
Issuances of the Onshore and Offshore
Corporate Debt Financing Instruments
11 Approve Related Party Transaction For For Management
Involved in Issuance of Onshore and
Offshore Corporate Debt Financing
Instruments
12 Elect Li Qing as Director For For Management
13 Approve Satisfaction of the Conditions For For Management
for the Rights Issue of the Company
14.01 Approve Type and Nominal Value of the For For Management
Rights Shares
14.02 Approve Method of Issuance For For Management
14.03 Approve Basis of the Rights Issue and For For Management
Number of Rights Share to be Issued
14.04 Approve Pricing Principle and For For Management
Subscription Price
14.05 Approve Target Subscribers for the For For Management
Rights Issue
14.06 Approve Arrangement for Accumulated For For Management
Undistributed Profits Prior to the
Rights Issue
14.07 Approve Time of Issuance For For Management
14.08 Approve Underwriting Method For For Management
14.09 Approve Use of Proceeds to be Raised For For Management
14.10 Approve Effective Period of the For For Management
Resolutions
14.11 Approve Listing of the Rights Share For For Management
15 Approve Public Issuance of Securities For For Management
by Way of the Rights Issue
16 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the Rights
Issue of the Company
17 Approve Resolution on the Risk Warning For For Management
of the Dilution of Immediate Return
Under the Rights Issue to Existing
Shareholders and Remedial Measures to
be Taken in this Respect
18 Authorize Board to Handle All Matters For For Management
in Relation to the Rights Issue
19 Approve Shareholders' Return Plan for For For Management
2021-2023
20 Approve Use of Previous Proceeds For For Management
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 6030 Security ID: Y1639N109
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
for the Rights Issue of the Company
2.01 Approve Type and Nominal Value of the For For Management
Rights Shares
2.02 Approve Method of Issuance For For Management
2.03 Approve Basis of the Rights Issue and For For Management
Number of Rights Share to be Issued
2.04 Approve Pricing Principle and For For Management
Subscription Price
2.05 Approve Target Subscribers for the For For Management
Rights Issue
2.06 Approve Arrangement for Accumulated For For Management
Undistributed Profits Prior to the
Rights Issue
2.07 Approve Time of Issuance For For Management
2.08 Approve Underwriting Method For For Management
2.09 Approve Use of Proceeds to be Raised For For Management
Under the Rights Issue
2.10 Approve Effective Period of the For For Management
Resolutions in Relation to the Rights
Issue
2.11 Approve Listing of the Rights Shares For For Management
3 Approve Public Issuance of Securities For For Management
by Way of the Rights Issue
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the Rights
Issue of the Company
5 Approve Resolution on the Risk Warning For For Management
of the Dilution of Immediate Return
Under the Rights Issue to Existing
Shareholders and Remedial Measures to
be Taken in this Respect
6 Authorize Board to Handle All Matters For For Management
in Relation to the Rights Issue
--------------------------------------------------------------------------------
CJ CHEILJEDANG CORP.
Ticker: 097950 Security ID: Y16691126
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Kim So-young as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
CJ CORP.
Ticker: 001040 Security ID: Y1848L118
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Sohn Kyung-shik as Inside For Against Management
Director
2.2 Elect Kim Hong-gi as Inside Director For Against Management
2.3 Elect Lim Gyeong-muk as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
CJ ENM CO., LTD.
Ticker: 035760 Security ID: Y16608104
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Kang Ho-seong as Inside Director For For Management
2.2 Elect Lee Seung-hwa as Inside Director For For Management
2.3 Elect Min Young as Outside Director For For Management
3 Elect Noh Jun-hyeong as Outside For For Management
Director to Serve as an Audit
Committee Member
4 Elect Min Young as a Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
CJ LOGISTICS CORP.
Ticker: 000120 Security ID: Y166AE100
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Kang Shin-ho as Inside Director For For Management
2.2 Elect Shin Young-su as Inside Director For For Management
2.3 Elect Kim Jun-hyeon as Inside Director For For Management
2.4 Elect Jeong Gap-young as Outside For For Management
Director
2.5 Elect Song Young-seung as Outside For For Management
Director
2.6 Elect Lim Jong-ryong as Outside For For Management
Director
3.1 Elect Jeong Gap-young as a Member of For For Management
Audit Committee
3.2 Elect Song Young-seung as a Member of For For Management
Audit Committee
3.3 Elect Lim Jong-ryong as a Member of For For Management
Audit Committee
4 Elect Yeo Mi-suk as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
CLICKS GROUP LTD.
Ticker: CLS Security ID: S17249111
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 August 2020
2 Reappoint Ernst & Young Inc as For For Management
Auditors with Anthony Cadman as the
Individual Registered Auditor
3 Elect Mfundiso Njeke as Director For For Management
4 Re-elect John Bester as Director For For Management
5 Re-elect Bertina Engelbrecht as For For Management
Director
6 Re-elect Michael Fleming as Director For For Management
7.1 Re-elect John Bester as Member of the For For Management
Audit and Risk Committee
7.2 Re-elect Fatima Daniels as Member of For For Management
the Audit and Risk Committee
7.3 Elect Mfundiso Njeke as Member of the For For Management
Audit and Risk Committee
8 Approve Remuneration Policy For For Management
9 Approve Remuneration Implementation For For Management
Report
10 Authorise Repurchase of Issued Share For For Management
Capital
11 Approve Directors' Fees For For Management
12 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
13 Amend Memorandum of Incorporation For For Management
--------------------------------------------------------------------------------
CNOOC LIMITED
Ticker: 883 Security ID: Y1662W117
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement and For For Management
Amendments to the Existing Non-Compete
Undertaking and Related Transactions
--------------------------------------------------------------------------------
COAL INDIA LTD.
Ticker: 533278 Security ID: Y1668L107
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend as Final For For Management
Dividend
3 Reelect Binay Dayal as Director For Against Management
4 Approve Creation of Board Level Post For For Management
of Director (Business Development)
5 Elect Pramod Agrawal as Director and For Against Management
Approve Appointment of Pramod Agrawal
as Whole time Director designated as
Chairman-cum-Managing Director
6 Elect V.K. Tiwari as Director and For Against Management
Approve Appointment of V.K. Tiwari as
Official Part Time Director
7 Elect S.N. Tiwary as Director and For Against Management
Approve Appointment of S.N. Tiwary as
Whole time Director designated as
Director (Marketing)
8 Elect Yatinder Prasad as Director and For Against Management
Approve Appointment of Yatinder Prasad
as Official Part Time Director
9 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
COCA-COLA FEMSA SAB DE CV
Ticker: KOFUBL Security ID: P2861Y177
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and Cash For For Management
Dividends
3 Set Maximum Amount of Share Repurchase For For Management
Reserve
4 Elect Directors and Secretaries; For Against Management
Verify Director's Independence
Classification; Approve Their
Remuneration
5 Elect Members of Planning and For Against Management
Financing Committee, Audit Committee
and Corporate Practices Committee;
Elect Chairman of Committees and Fix
their Remuneration
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
7 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
COGNA EDUCACAO SA
Ticker: COGN3 Security ID: P6S43Y203
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
4 Fix Number of Fiscal Council Members For For Management
at Four
5 Elect Fiscal Council Members For For Management
6 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
--------------------------------------------------------------------------------
COGNA EDUCACAO SA
Ticker: COGN3 Security ID: P6S43Y203
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For For Management
Management
2 Approve Remuneration of Fiscal Council For For Management
Members
3 Amend Articles 5 and 6 to Reflect For For Management
Changes in Capital and Authorized
Capital Respectively
--------------------------------------------------------------------------------
COLBUN SA
Ticker: COLBUN Security ID: P2867K130
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Present Current Company Standing For For Management
Report and Reports of External
Auditors and Supervisory Account
Inspectors
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of USD 0.004 Per Share
4 Approve Investment and Financing Policy For For Management
5 Approve Dividend Policy and For For Management
Distribution Procedures
6 Appoint Auditors For For Management
7 Elect Supervisory Account Inspectors; For For Management
Approve their Remunerations
8 Elect Directors For Against Management
9 Approve Remuneration of Directors For For Management
10 Present Report on Activities Carried For For Management
Out by Directors' Committee
11 Approve Remuneration and Budget of For For Management
Directors' Committee
12 Receive Report Regarding Related-Party For For Management
Transactions
13 Designate Newspaper to Publish Meeting For For Management
Announcements
14 Other Business For Against Management
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE (INDIA) LIMITED
Ticker: 500830 Security ID: Y1673X104
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect M.S. Jacob as Director For For Management
3 Elect Sekhar Natarajan as Director For For Management
4 Elect Gopika Pant as Director For For Management
5 Approve Appointment and Remuneration For For Management
of Surender Sharma as Whole-time
Director
6 Reelect Shyamala Gopinath as Director For For Management
--------------------------------------------------------------------------------
COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE
Ticker: COMI Security ID: M25561107
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.a Approve Board Report on Company For Did Not Vote Management
Operations for FY 2020
1.b Approve Corporate Governance Report For Did Not Vote Management
and Related Auditors' Report for FY
2020
1.c Address Shareholders Questions and For Did Not Vote Management
Requests
2 Approve Auditors' Report on Company For Did Not Vote Management
Standalone and Consolidated Financial
Statements for FY 2020
3 Accept Standalone and Consolidated For Did Not Vote Management
Financial Statements and Statutory
Reports for FY 2020
4 Approve Allocation of Income and For Did Not Vote Management
Dividends for FY 2020 and Authorize
the Board to set the Guidelines for
the Staff Profit Share Distribution
5 Ratify Changes in the Composition of For Did Not Vote Management
the Board for FY 2020
6 Approve Discharge of Chairman and For Did Not Vote Management
Directors for FY 2020
7 Approve Remuneration and Allowance of For Did Not Vote Management
Non-Executive Directors and Committee
Members for FY 2021
8 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2021
9 Approve Charitable Donations for FY For Did Not Vote Management
2020 and Above EGP 1000 for FY 2021
10 Allow Non Executive Directors to be For Did Not Vote Management
Involved with Other Companies
--------------------------------------------------------------------------------
COMPAL ELECTRONICS, INC.
Ticker: 2324 Security ID: Y16907100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4.1 Elect Sheng-Hsiung Hsu, with For For Management
Shareholder No. 23, as Non-Independent
Director
4.2 Elect Jui-Tsung Chen, with Shareholder For For Management
No. 83, as Non-Independent Director
4.3 Elect Wen-Being Hsu, a Representative For Against Management
of Binpal Investment Co., Ltd., with
Shareholder No. 632194, as
Non-Independent Director
4.4 Elect Chieh-Li Hsu, a Representative For Against Management
of Kinpo Electronics Inc., with
Shareholder No. 85, as Non-Independent
Director
4.5 Elect Charng-Chyi Ko, with Shareholder For Against Management
No. 55, as Non-Independent Director
4.6 Elect Sheng-Chieh Hsu, with For Against Management
Shareholder No .3, as Non-Independent
Director
4.7 Elect Yen-Chia Chou, with Shareholder For Against Management
No. 60, as Non-Independent Director
4.8 Elect Chung-Pin Wong, with Shareholder For Against Management
No. 1357, as Non-Independent Director
4.9 Elect Chiung-Chi Hsu, with Shareholder For Against Management
No. 91, as Non-Independent Director
4.10 Elect Ming-Chih Chang, with For Against Management
Shareholder No. 1633, as
Non-Independent Director
4.11 Elect Anthony Peter Bonadero, with For Against Management
Shareholder No. 548777XXX, as
Non-Independent Director
4.12 Elect Sheng-Hua Peng, with Shareholder For Against Management
No. 375659, as Non-Independent Director
4.13 Elect Min Chih Hsuan, with Shareholder For For Management
No. F100588XXX, as Independent Director
4.14 Elect Duei Tsai, with Shareholder No. For For Management
L100933XXX, as Independent Director
4.15 Elect Wen-Chung Shen, with Shareholder For For Management
No. 19173, as Independent Director
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
COMPANHIA BRASILEIRA DE DISTRIBUICAO
Ticker: PCAR3 Security ID: P30558103
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Magalhaes Andrade S/S Auditores For For Management
Independentes as the Independent Firm
to Appraise Proposed Transaction
2 Approve Independent Firm's Appraisal For For Management
Re: Sendas Distribuidora S.A. (Sendas)
3 Approve Agreement for Partial Spin-Off For For Management
of Sendas Distribuidora S.A. (Sendas)
and Absorption of Partial Spun-Off
Assets
4 Approve Partial Spin-Off of Sendas For For Management
Distribuidora S.A. (Sendas) and
Absorption of Partial Spun-Off Assets
5 Authorize Executives to Ratify and For For Management
Execute Approved Resolutions
6 Ratify Magalhaes Andrade S/S Auditores For For Management
Independentes as the Independent Firm
to Appraise Proposed Transaction
7 Approve Independent Firm's Appraisal For For Management
Re: Companhia Brasileira de
Distribuicao (CBD)
8 Approve Agreement for Partial Spin-Off For For Management
of Companhia Brasileira de
Distribuicao (CBD) and Absorption of
Partial Spun-Off Assets by Sendas
Distribuidora S.A. (Sendas)
9 Approve Partial Spin-Off of Companhia For For Management
Brasileira de Distribuicao (CBD) and
Absorption of Partial Spun-Off Assets
by Sendas Distribuidora S.A. (Sendas)
10 Authorize Executives to Ratify and For For Management
Execute Approved Resolutions
11 Amend Article 4 to Reflect Changes in For For Management
Capital
12 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP
Ticker: SBSP3 Security ID: P2R268136
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ernesto Mascellani Neto as For For Management
Fiscal Council Member
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP
Ticker: SBSP3 Security ID: P2R268136
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For For Management
4 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
5 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO SABESP
Ticker: SBSP3 Security ID: P2R268136
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Election of Luis Eduardo de For For Management
Assis as Independent Director
2 Amend Articles Re: Competences of For For Management
Executive Directors
3 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
COMPANHIA ENERGETICA DE MINAS GERAIS SA
Ticker: CMIG4 Security ID: P2577R110
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jose Joao Abdalla Filho as None For Shareholder
Director Appointed by Preferred
Shareholder
2 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
3 Elect Michele da Silva Gonsales Torres None For Shareholder
as Fiscal Council Member and Ronaldo
Dias as Alternate Appointed by
Preferred Shareholder
--------------------------------------------------------------------------------
COMPANHIA PARANAENSE DE ENERGIA
Ticker: CPLE6 Security ID: P30557139
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Marco Antonio Bologna as None For Shareholder
Director Appointed by Preferred
Shareholder
2 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
--------------------------------------------------------------------------------
COMPANHIA SIDERURGICA NACIONAL
Ticker: CSNA3 Security ID: P8661X103
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital and Consolidate Bylaws
--------------------------------------------------------------------------------
COMPANHIA SIDERURGICA NACIONAL
Ticker: CSNA3 Security ID: P8661X103
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Five For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Benjamin Steinbruch as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Bernardo Vieira Maia as
Independent Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Yoshiaki Nakano as Independent
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Miguel Ethel Sobrinho as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Approve Remuneration of Company's For Abstain Management
Management
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
COMPANIA CERVECERIAS UNIDAS SA
Ticker: CCU Security ID: P24905104
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Chairman's Report For For Management
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of CLP 139.17 per Share
4 Present Dividend Policy and For For Management
Distribution Procedures
5 Elect Directors For Against Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration and Budget of For For Management
Directors' Committee
8 Approve Remuneration and Budget of For For Management
Audit Committee
9 Appoint Auditors For For Management
10 Designate Risk Assessment Companies For For Management
11 Receive Directors' Committee Report on For For Management
Activities
12 Receive Report Regarding Related-Party For For Management
Transactions
13 Other Business For Against Management
--------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA SAA
Ticker: BUENAVC1 Security ID: 204448104
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Remuneration of Directors For For Management
4 Amend Articles For For Management
5 Amend Remuneration Policy For Against Management
6 Appoint Auditors For For Management
7.1 Elect Roque Benavides as Director For For Management
7.2 Elect Felipe Ortiz de Zevallos as For For Management
Director
7.3 Elect Nicole Bernex as Director For For Management
7.4 Elect William Champion as Director For For Management
7.5 Elect Diego de La Torre as Director For For Management
7.6 Elect Jose Miguel Morales as Director For For Management
7.7 Elect Marco Antonio Zaldivar as For For Management
Director
--------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA SAA
Ticker: BUENAVC1 Security ID: 204448104
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Operation "Syndicated Letter For For Management
of Guarantee Payment" and Grant of
Guarantees
--------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA SAA
Ticker: BUENAVC1 Security ID: 204448104
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Remuneration of Directors For For Management
4 Amend Remuneration Policy For For Management
5 Appoint Auditors For For Management
--------------------------------------------------------------------------------
COMPANIA DE MINAS BUENAVENTURA SAA
Ticker: BUENAVC1 Security ID: 204448104
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Bonds and For For Management
Authorize Board to Set Terms of the
Debt Issuance
--------------------------------------------------------------------------------
CONTAINER CORPORATION OF INDIA LTD.
Ticker: 531344 Security ID: Y1740A152
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Pradip K. Agrawal as Director For Against Management
4 Reelect Sanjay Swarup as Director For Against Management
5 Approve S. N. Nanda & Co., Chartered For For Management
Accountants, New Delhi as Auditors and
Authorize Board to Fix Their
Remuneration
6 Elect Ashutosh Gangal as Director For For Management
--------------------------------------------------------------------------------
CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD.
Ticker: 300750 Security ID: Y1R48E105
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Strategic For For Management
Cooperation Agreement
--------------------------------------------------------------------------------
CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD.
Ticker: 300750 Security ID: Y1R48E105
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Related Matters
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CONTEMPORARY AMPEREX TECHNOLOGY CO., LTD.
Ticker: 300750 Security ID: Y1R48E105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Profit Distribution For For Management
5 Approve Financial Statements For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisors For For Management
8 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
9 Approve Adjustment to Allowance of For For Management
Independent Directors
10 Approve Related Party Transaction For For Management
11 Approve Guarantee Plan For Against Management
12 Approve Application of Credit Lines For Against Management
13 Approve to Appoint Auditor For For Management
14 Approve Proposal on Repurchase and For For Management
Cancellation of Performance Shares
Deliberated at the 21st Meeting of the
Board of Directors
15 Approve Proposal on Repurchase and For For Management
Cancellation of Performance Shares
Deliberated at the 28th Meeting of the
Board of Directors
16 Amend Articles of Association For For Management
17 Approve Additional Raised Funds For For Management
Investment Project and Change in Usage
of Raised Funds
--------------------------------------------------------------------------------
COSAN SA
Ticker: CSAN3 Security ID: P31573101
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
4 Fix Number of Fiscal Council Members For For Management
at Three
5.1 Elect Marcelo Curti as Fiscal Council For Abstain Management
Member and Henrique Ache Pillar as
Alternate
5.2 Elect Vanessa Claro Lopes as Fiscal For Abstain Management
Council Member and Carla Alessandra
Trematore as Alternate
6 Elect Edison Carlos Fernandes as None For Shareholder
Fiscal Council Member and Francisco
Silverio Morales Cespede as Alternate
Appointed by Minority Shareholder
7 Ratify Remuneration of Company's For Against Management
Management and Fiscal Council for 2019
8 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
--------------------------------------------------------------------------------
COSAN SA
Ticker: CSAN3 Security ID: P31573101
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Cancellation of Treasury Shares For For Management
and Amend Article 5 Accordingly
2 Authorize Capitalization of Reserves For For Management
Without Issuance of Shares and Amend
Article 5 Accordingly
3 Approve Increase in Authorized Capital For For Management
and Amend Article 6 Accordingly
4 Approve Risk Management Policy for the For Against Management
Company's Management
--------------------------------------------------------------------------------
COSAN SA
Ticker: CSAN3 Security ID: P31573101
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For Against Management
2 Fix Number of Directors at Nine For For Management
3 Approve Classification of Dan Ioschpe, For For Management
Jose Alexandre Scheinkman, Ana Paula
Pessoa and Vasco Augusto Pinto da
Fonseca Dias Junior as Independent
Directors
4 Elect Directors For For Management
5 Approve Agreement to Absorb and For For Management
Absorption of Cosan Limited (CZZ),
Ratify Apsis Consultoria Empresarial
Ltda. as the Independent Firm to
Appraise Proposed Transaction, Approve
Issuance of Shares in Connection with
the Transaction and Amend Article 5
6 Approve Agreement to Absorb and For For Management
Absorption of Cosan Logistica S.A.,
Ratify Apsis Consultoria Empresarial
Ltda. as the Independent Firm to
Appraise Proposed Transaction, Approve
Capital Increase in Connection with
the Transaction and Amend Article 5
7 Consolidate Bylaws For Against Management
--------------------------------------------------------------------------------
COSAN SA
Ticker: CSAN3 Security ID: P31573101
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
4 Fix Number of Fiscal Council Members For For Management
at Three
5.1 Elect Marcelo Curti as Fiscal Council For Abstain Management
Member and Henrique Ache Pillar as
Alternate
5.2 Elect Vanessa Claro Lopes as Fiscal For Abstain Management
Council Member and Carla Alessandra
Trematore as Alternate
6 Elect Edison Carlos Fernandes as None For Shareholder
Fiscal Council Member and Francisco
Silverio Morales Cespede as Alternate
Appointed by Minority Shareholder
7 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
--------------------------------------------------------------------------------
COSAN SA
Ticker: CSAN3 Security ID: P31573101
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 Amend Indemnity Policy For Against Management
3 Approve 4-for-1 Stock Split and Amend For For Management
Article 5 Accordingly
--------------------------------------------------------------------------------
COSCO SHIPPING HOLDINGS CO., LTD.
Ticker: 1919 Security ID: Y1839M109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board For For Management
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Financial Statements and For For Management
Statutory Report
4 Approve Profit Distribution Plan For For Management
5 Approve Guarantees Mandate to the For For Management
Company and Its Subsidiaries for the
Provision of External Guarantees
6 Approve PricewaterhouseCoopers as For For Management
International Auditors and ShineWing
Certified Public Accountants as
Domestic Auditors and Authorize Board
to Fix Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
COSCO SHIPPING HOLDINGS CO., LTD.
Ticker: 1919 Security ID: Y1839M117
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board For For Management
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Financial Statements and For For Management
Statutory Report
4 Approve Profit Distribution Plan For For Management
5 Approve Guarantees Mandate to the For For Management
Company and Its Subsidiaries for the
Provision of External Guarantees
6 Approve PricewaterhouseCoopers as For For Management
International Auditors and ShineWing
Certified Public Accountants as
Domestic Auditors and Authorize Board
to Fix Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
COSCO SHIPPING PORTS LIMITED
Ticker: 1199 Security ID: G2442N104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1a Elect Zhang Wei as Director For Against Management
2.1b Elect Chen Dong as Director For Against Management
2.1c Elect Lam Yiu Kin as Director For For Management
2.2 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COUNTRY GARDEN HOLDINGS COMPANY LIMITED
Ticker: 2007 Security ID: G24524103
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Yeung Kwok Keung as Director For For Management
3a2 Elect Yang Ziying as Director For For Management
3a3 Elect Song Jun as Director For For Management
3a4 Elect Tong Wui Tung as Director For For Management
3a5 Elect Huang Hongyan as Director For For Management
3b Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED
Ticker: 6098 Security ID: G2453A108
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Share Option Scheme For Against Management
--------------------------------------------------------------------------------
COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED
Ticker: 6098 Security ID: G2453A108
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Property Management Services For For Management
Framework Agreement, Annual Caps and
Related Transactions
2 Approve Sales and Leasing Agency For For Management
Services Framework Agreement, Annual
Caps and Related Transactions
3 Approve Consultancy and Other Services For For Management
Framework Agreement, Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
COUNTRY GARDEN SERVICES HOLDINGS COMPANY LIMITED
Ticker: 6098 Security ID: G2453A108
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Xiao Hua as Director For For Management
3a2 Elect Wu Bijun as Director For For Management
3a3 Elect Mei Wenjue as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
COWAY CO., LTD.
Ticker: 021240 Security ID: Y1786S109
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
CP ALL PUBLIC COMPANY LIMITED
Ticker: CPALL Security ID: Y1772K169
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: MAY 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Prasert Jarupanich as Director For Against Management
4.2 Elect Narong Chearavanont as Director For Against Management
4.3 Elect Pittaya Jearavisitkul as Director For Against Management
4.4 Elect Piyawat Titasattavorakul as For Against Management
Director
4.5 Elect Umroong Sanphasitvong as Director For Against Management
5 Approve Remuneration of Directors For For Management
6 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Amend Clause 3 (Objectives) of the For For Management
Company's Memorandum of Association
--------------------------------------------------------------------------------
CP ALL PUBLIC COMPANY LIMITED
Ticker: CPALL Security ID: Y1772K169
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Soopakij Chearavanont as Director For Against Management
4.2 Elect Korsak Chairasmisak as Director For For Management
4.3 Elect Suphachai Chearavanont as For Against Management
Director
4.4 Elect Adirek Sripratak as Director For Against Management
4.5 Elect Tanin Buranamanit as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance and Offering of Bonds For For Management
--------------------------------------------------------------------------------
CPFL ENERGIA SA
Ticker: CPFE3 Security ID: P3179C105
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Seven For For Management
4 Approve Classification of Antonio For For Management
Kandir and Marcelo Amaral Moraes as
Independent Directors
5.1 Elect Bo Wen as Director For For Management
5.2 Elect Shirong Lyu as Director For For Management
5.3 Elect Gustavo Estrella as Director For For Management
5.4 Elect Antonio Kandir as Independent For For Management
Director
5.5 Elect Marcelo Amaral Moraes as For For Management
Independent Director
5.6 Elect Li Hong as Director For For Management
5.7 Elect Anselmo Henrique Seto Leal as For For Management
Director
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Bo Wen as Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Shirong Lyu as Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gustavo Estrella as Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Kandir as Independent
Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Amaral Moraes as
Independent Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Li Hong as Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Anselmo Henrique Seto Leal as
Director
8 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
9 Would You like to Elect One of the None Against Management
Management Independent Candidates
Under a Separate Board Election for
Minority Shareholders?
10 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
11 Approve Remuneration of Company's For Abstain Management
Management
12.1 Elect Vinicius Nishioka as Fiscal For For Management
Council Member and Chenggang Liu as
Alternate
12.2 Elect Ran Zhang as Fiscal Council For For Management
Member and Jia Jia as Alternate
12.3 Elect Ricardo Florence dos Santos as For For Management
Fiscal Council Member and Reginaldo
Ferreira Alexandre as Alternate
13 As an Ordinary Shareholder, Would You None Abstain Management
Like to Request a Separate Election of
a Member of the Fiscal Council, Under
the Terms of Article 161 of the
Brazilian Corporate Law?
14 Would You like to Elect One of the None Against Management
Management Fiscal Council Candidates
Under a Separate Election for Minority
Shareholders?
15 Approve Remuneration of Fiscal Council For For Management
Members
16 Ratify Remuneration of Company's For For Management
Management and Fiscal Council for 2019
17 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
CPFL ENERGIA SA
Ticker: CPFE3 Security ID: P3179C105
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For Against Management
2 Consolidate Bylaws For Against Management
3 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
CPFL ENERGIA SA
Ticker: CPFE3 Security ID: P3179C105
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Consolidate Bylaws For For Management
3 Elect Yuehui Pan as Director For For Management
4 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Yuehui Pan as Director
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
CPFL ENERGIA SA
Ticker: CPFE3 Security ID: P3179C105
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Consolidate Bylaws For For Management
3 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
CPFL ENERGIA SA
Ticker: CPFE3 Security ID: P3179C105
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Seven For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Approve Classification of Antonio For For Management
Kandir and Marcelo Amaral Moraes as
Independent Directors
6.1 Elect Bo Wen as Director For For Management
6.2 Elect Yuehui Pan as Director For For Management
6.3 Elect Gustavo Estrella as Director For For Management
6.4 Elect Antonio Kandir as Independent For For Management
Director
6.5 Elect Marcelo Amaral Moraes as For For Management
Independent Director
6.6 Elect Li Hong as Director For For Management
6.7 Elect Anselmo Henrique Seto Leal as For For Management
Director
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Bo Wen as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Yuehui Pan as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gustavo Estrella as Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Kandir as Independent
Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Amaral Moraes as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Li Hong as Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Anselmo Henrique Seto Leal as
Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Elect Antonio Kandir as Director None Against Shareholder
Appointed by Minority Shareholder
11 Elect Marcelo Amaral Moraes as None Against Shareholder
Director Appointed by Minority
Shareholder
12 Approve Remuneration of Company's For For Management
Management
13.1 Elect Ricardo Florence dos Santos as For Abstain Management
Fiscal Council Member and Reginaldo
Ferreira Alexandre as Alternate
13.2 Elect Vinicius Nishioka as Fiscal For Abstain Management
Council Member and Luiz Claudio Gomes
do Nascimento as Alternate
13.3 Elect Ran Zhang as Fiscal Council For Abstain Management
Member and Li Ruijuan as Alternate
14 As an Ordinary Shareholder, Would You None For Management
Like to Request a Separate Election of
a Member of the Fiscal Council, Under
the Terms of Article 161 of the
Brazilian Corporate Law?
15 Elect Ricardo Florence dos Santos as None Against Shareholder
Fiscal Council Member and Reginaldo
Ferreira Alexandre as Alternate
Appointed by Minority Shareholder
16 Elect Marcio Prado as Fiscal Council None For Shareholder
Member and Paulo Nobrega Frade as
Alternate Appointed by Minority
Shareholder
17 Approve Remuneration of Fiscal Council For For Management
Members
18 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Leslie Pierce Diez Canseco as For For Management
Director
--------------------------------------------------------------------------------
CREDICORP LTD.
Ticker: BAP Security ID: G2519Y108
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Present 2020 Annual Report None None Management
2 Present Audited Consolidated Financial None None Management
Statements of Credicorp and its
Subsidiaries for FY 2020, Including
External Auditors' Report
3 Ratify PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
CSC FINANCIAL CO., LTD.
Ticker: 6066 Security ID: Y1R11K104
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association and For For Management
Amend Rules and Procedures Regarding
General Meetings of Shareholders
2 Elect Wang Xiaolin as Director For For Shareholder
--------------------------------------------------------------------------------
CSC FINANCIAL CO., LTD.
Ticker: 6066 Security ID: Y1R11K104
Meeting Date: MAR 19, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Capital For For Management
2 Amend Articles of Association and For For Management
Rules and Procedures Regarding General
Meetings of Shareholders
--------------------------------------------------------------------------------
CSC FINANCIAL CO., LTD.
Ticker: 6066 Security ID: Y1R11K104
Meeting Date: MAY 14, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Po Wai Kwong as Director For For Management
2 Elect Lai Guanrong as Director For For Management
3 Approve Establishment of Asset For For Management
Management Subsidiary
4 Approve Provision of Net Capital For For Management
Guarantee Commitment for the Asset
Management Subsidiary
5 Approve Change of Business Scope For For Management
6 Approve Amendments to Articles of For For Management
Association to Change Business Scope
--------------------------------------------------------------------------------
CSC FINANCIAL CO., LTD.
Ticker: 6066 Security ID: Y1R11K104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Final Financial Accounts Plan For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Annual Report For For Management
6 Elect Zhang Wei as Director For For Shareholder
7 Elect Wang Hua as Director For For Shareholder
8 Approve Amendments to Articles of For Against Management
Association
9 Approve Cap on Investment Amount for For For Management
Proprietary Business of the Company
10.1 Approve Expected Related Party For For Management
Transactions of the Company with
Beijing Financial Holdings Group
Limited
10.2 Approve Expected Related Party For For Management
Transactions of the Company with CITIC
Securities
10.3 Approve Expected Related Party For For Management
Transactions of the Company with
Everbright Group
10.4 Approve Expected Related Party For For Management
Transactions of the Company with
Evergrowing Bank
11 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and Authorize Board
to Fix Their Remuneration
--------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LIMITED
Ticker: 1093 Security ID: Y1837N109
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Bonus Shares and For For Management
Related Transactions
--------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LIMITED
Ticker: 1093 Security ID: Y1837N109
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Domestic Issue and For For Management
the Specific Mandate
2 Authorize Board to Deal with All For For Management
Matters in Relation to the Proposed
Domestic Issue
3 Approve Plan for Distribution of For For Management
Profits Accumulated Before the
Proposed Domestic Issue
4 Approve Policy for Stabilization of For For Management
the Price of the RMB Shares for the
Three Years After the Proposed
Domestic Issue
5 Approve Profits Distribution Policy For For Management
and Dividend Return Plan for the Three
Years After the Proposed Domestic Issue
6 Approve Use of Proceeds from the For For Management
Proposed Domestic Issue
7 Approve Remedial Measures for the For For Management
Potential Dilution of Immediate
Returns by the Proposed Domestic Issue
8 Approve Undertakings and Corresponding For For Management
Binding Measures in Connection with
the Proposed Domestic Issue
9 Adopt Rules and Procedures Regarding For For Management
Shareholder's General Meeting
10 Adopt Rules and Procedures Regarding For For Management
Meetings of Board of Directors
11.1 Elect Jiang Hao as Director For For Management
11.2 Elect Wang Hongguang as Director For For Management
11.3 Elect Au Chun Kwok Alan as Director For For Management
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LIMITED
Ticker: 1093 Security ID: Y1837N109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Cai Dongchen as Director For Against Management
3a2 Elect Zhang Cuilong as Director For For Management
3a3 Elect Pan Weidong as Director For For Management
3a4 Elect Li Chunlei as Director For For Management
3a5 Elect Wang Qingxi as Director For For Management
3a6 Elect Law Cheuk Kin Stephen as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For Against Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Grant of Options Under the For Against Management
Share Option Scheme
--------------------------------------------------------------------------------
CTBC FINANCIAL HOLDING CO., LTD.
Ticker: 2891 Security ID: Y15093100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
--------------------------------------------------------------------------------
CYFROWY POLSAT SA
Ticker: CPS Security ID: X1809Y100
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4.1 Elect Member of Vote Counting For For Management
Commission
4.2 Elect Member of Vote Counting For For Management
Commission
4.3 Elect Member of Vote Counting For For Management
Commission
5 Approve Agenda of Meeting For For Management
6.1 Receive Management Board Report on None None Management
Company's Operations and Financial
Statements
6.2 Receive Management Board Report on None None Management
Group's Operations and Consolidated
Financial Statements
7 Receive Supervisory Board Reports on None None Management
Its Review of Management Board Report
on Company's Operations, Financial
Statements, and Management Board
Proposal on Allocation of Income
8 Receive Supervisory Board Report on None None Management
Company's Standing and Management
Board Activities
9 Approve Management Board Report on For For Management
Company's Operations
10 Approve Financial Statements For For Management
11 Approve Management Board Report on For For Management
Group's Operations
12 Approve Consolidated Financial For For Management
Statements
13 Approve Supervisory Board Report For For Management
14.1 Approve Discharge of Tobias Solorz For For Management
(CEO)
14.2 Approve Discharge of Miroslaw For For Management
Blaszczyk (CEO)
14.3 Approve Discharge of Maciej Stec For For Management
(Management Board Member and Deputy
CEO)
14.4 Approve Discharge of Dariusz For For Management
Dzialkowski (Management Board Member)
14.5 Approve Discharge of Tomasz For For Management
Gillner-Gorywoda (Management Board
Member)
14.6 Approve Discharge of Jacek For For Management
Felczykowski (Management Board Member)
14.7 Approve Discharge of Aneta Jaskolska For For Management
(Management Board Member)
14.8 Approve Discharge of Agnieszka For For Management
Odorowicz (Management Board Member)
14.9 Approve Discharge of Katarzyna For For Management
Ostap-Tomann (Management Board Member)
15.1 Approve Discharge of Marek Kapuscinski For For Management
(Supervisory Board Chairman)
15.2 Approve Discharge of Tomasz Szelag For For Management
(Supervisory Board Member)
15.3 Approve Discharge of Jozef Birka For For Management
(Supervisory Board Member)
15.4 Approve Discharge of Robert For For Management
Gwiazdowski (Supervisory Board Member)
15.5 Approve Discharge of Aleksander Myszka For For Management
(Supervisory Board Member)
15.6 Approve Discharge of Leszek Reksa For For Management
(Supervisory Board Member)
15.7 Approve Discharge of Piotr Zak For For Management
(Supervisory Board Member)
16 Approve Allocation of Income and For For Management
Dividends of PLN 1.00 per Share
17.1 Fix Number of Supervisory Board Members For For Management
17.2 Elect Supervisory Board Member For Against Management
17.3 Elect Supervisory Board Member For Against Management
18 Amend Mortgage For For Management
19 Approve Registration of Company Shares For For Management
on Central Securities Depository of
Poland
20 Approve Remuneration Policy For Against Management
21 Close Meeting None None Management
--------------------------------------------------------------------------------
CYFROWY POLSAT SA
Ticker: CPS Security ID: X1809Y100
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4.1 Elect Member of Vote Counting For For Management
Commission
4.2 Elect Member of Vote Counting For For Management
Commission
4.3 Elect Member of Vote Counting For For Management
Commission
5 Approve Agenda of Meeting For For Management
6.1 Receive Management Board Report on None None Management
Company's Operations and Financial
Statements
6.2 Receive Management Board Report on None None Management
Group's Operations and Consolidated
Financial Statements
7.1 Receive Supervisory Board Reports on None None Management
Its Review of Management Board Report
on Company's Operations, Financial
Statements, and Management Board
Proposal on Allocation of Income
7.2 Receive Remuneration Report None None Management
8 Receive Supervisory Board Report on None None Management
Company's Standing and Management
Board Activities
9 Approve Management Board Report on For For Management
Company's Operations
10 Approve Financial Statements For For Management
11 Approve Management Board Report on For For Management
Group's Operations
12 Approve Consolidated Financial For For Management
Statements
13 Approve Supervisory Board Report For For Management
14 Approve Remuneration Report For Against Management
15.1 Approve Discharge of Miroslaw For For Management
Blaszczyk (CEO)
15.2 Approve Discharge of Maciej Stec For For Management
(Deputy CEO)
15.3 Approve Discharge of Jacek For For Management
Felczykowski (Management Board Member)
15.4 Approve Discharge of Aneta Jaskolska For For Management
(Management Board Member)
15.5 Approve Discharge of Agnieszka For For Management
Odorowicz (Management Board Member)
15.6 Approve Discharge of Katarzyna For For Management
Ostap-Tomann (Management Board Member)
16.1 Approve Discharge of Marek Kapuscinski For For Management
(Supervisory Board Chairman)
16.2 Approve Discharge of Tomasz Szelag For For Management
(Supervisory Board Member)
16.3 Approve Discharge of Jozef Birka For For Management
(Supervisory Board Member)
16.4 Approve Discharge of Robert For For Management
Gwiazdowski (Supervisory Board Member)
16.5 Approve Discharge of Marek Grzybowski For For Management
(Supervisory Board Member)
16.6 Approve Discharge of Aleksander Myszka For For Management
(Supervisory Board Member)
16.7 Approve Discharge of Leszek Reksa For For Management
(Supervisory Board Member)
16.8 Approve Discharge of Pawel Ziolkowski For For Management
(Supervisory Board Member)
16.9 Approve Discharge of Piotr Zak For For Management
(Supervisory Board Member)
17 Approve Allocation of Income and For For Management
Dividends of PLN 1.20 per Share
18.1 Fix Number of Supervisory Board Members For For Management
18.2 Elect Supervisory Board Member For Against Management
18.3 Elect Supervisory Board Member For Against Management
18.4 Elect Supervisory Board Member For Against Management
18.5 Elect Supervisory Board Member For Against Management
18.6 Elect Supervisory Board Member For Against Management
18.7 Elect Supervisory Board Member For Against Management
18.8 Elect Supervisory Board Member For Against Management
18.9 Elect Supervisory Board Member For Against Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY
Ticker: 002030 Security ID: Y1856D107
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
DA AN GENE CO., LTD. OF SUN YAT-SEN UNIVERSITY
Ticker: 002030 Security ID: Y1856D107
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Increase the Use of Idle For For Management
Own Funds to Purchase Structured
Deposits and Guaranteed Financial
Products
--------------------------------------------------------------------------------
DABUR INDIA LIMITED
Ticker: 500096 Security ID: Y1855D140
Meeting Date: SEP 03, 2020 Meeting Type: Annual
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Confirm Interim Dividend and Declare For For Management
Final Dividend
4 Reelect Amit Burman as Director For For Management
5 Reelect Saket Burman as Director For For Management
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
DAELIM INDUSTRIAL CO., LTD.
Ticker: 000210 Security ID: Y1860N109
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2.1 Elect Bae Won-bok as Inside Director For For Management
2.2 Elect Shin Hyeon-sik as For For Management
Non-Independent Non-Executive Director
2.3 Elect Lee Han-sang as Outside Director For For Management
2.4 Elect Lee Young-myeong as Outside For For Management
Director
2.5 Elect Lee Yoon-jeong as Outside For For Management
Director
3.1 Elect Lee Han-sang as a Member of For For Management
Audit Committee
3.2 Elect Lee Young-myeong as a Member of For For Management
Audit Committee
3.3 Elect Lee Yoon-jeong as a Member of For For Management
Audit Committee
4 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
DAEWOO SHIPBUILDING & MARINE ENGINEERING CO., LTD.
Ticker: 042660 Security ID: Y1916Y117
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Yoon Tae-seok as Outside Director For Against Management
3.2 Elect Cho Dae-seung as Outside Director For Against Management
4 Elect Jeong Young-gi as Outside For Against Management
Director to Serve as an Audit
Committee Member
5 Elect Yoon Tae-seok as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DALI FOODS GROUP COMPANY LIMITED
Ticker: 3799 Security ID: G2743Y106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Xu Shihui as Director For For Management
3b Elect Zhuang Weiqiang as Director For For Management
3c Elect Xu Yangyang as Director For For Management
3d Elect Huang Jiaying as Director For For Management
3e Elect Xu Biying as Director For For Management
3f Elect Hu Xiaoling as Director For For Management
3g Elect Cheng Hanchuan as Director For For Management
3h Elect Liu Xiaobin as Director For For Management
3i Elect Lin Zhijun as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
DAQIN RAILWAY CO., LTD.
Ticker: 601006 Security ID: Y1997H108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For For Management
Financial Budget Report
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Financial For For Management
Auditor
7 Approve Appointment of Internal For For Management
Control Auditor
8.1 Elect Wang Daokuo as Director For For Shareholder
9.1 Elect Hao Shengyue as Director For For Management
10.1 Elect Yu Feng as Supervisor For Against Management
--------------------------------------------------------------------------------
DAR AL ARKAN REAL ESTATE DEVELOPMENT CO.
Ticker: 4300 Security ID: M2723D109
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Related Party Transactions Re: For For Management
Saudi Housing Finance
6 Approve Related Party Transactions Re: For For Management
Al Khair Capital
7 Approve Discharge of Directors for FY For For Management
2020
8 Amend Nomination and Remuneration For For Management
Committee Charter
--------------------------------------------------------------------------------
DASHENLIN PHARMACEUTICAL GROUP CO., LTD.
Ticker: 603233 Security ID: Y19984106
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
DASHENLIN PHARMACEUTICAL GROUP CO., LTD.
Ticker: 603233 Security ID: Y19984106
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Relevant Commitments For For Management
of Controlling Shareholder and
Ultimate Controlling Shareholder
--------------------------------------------------------------------------------
DASHENLIN PHARMACEUTICAL GROUP CO., LTD.
Ticker: 603233 Security ID: Y19984106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For Against Management
5 Approve Report of the Independent For For Management
Directors
6 Approve Annual Report and Summary For For Management
7 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
8 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
9 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
10 Approve Daily Related Party For For Management
Transactions
--------------------------------------------------------------------------------
DB INSURANCE CO., LTD.
Ticker: 005830 Security ID: Y2096K109
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Choi Jeong-ho as Outside Director For For Management
3.2 Elect Moon Jeong-suk as Outside For For Management
Director
3.3 Elect Kim Jeong-nam as Inside Director For For Management
3.4 Elect Jeong Jong-pyo as Inside Director For For Management
4 Elect Kim Seong-guk as Outside For For Management
Director to Serve as an Audit
Committee Member
5.1 Elect Choi Jeong-ho as a Member of For For Management
Audit Committee
5.2 Elect Moon Jeong-suk as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DELTA ELECTRONICS (THAILAND) PUBLIC COMPANY LIMITED
Ticker: DELTA Security ID: Y20266154
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operational Results None None Management
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Dividend Payment For For Management
4.1 Elect Anusorn Muttaraid as Director For Against Management
4.2 Elect Boonsak Chiempricha as Director For For Management
4.3 Elect Tipawan Chayutimand as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Other Business None None Management
--------------------------------------------------------------------------------
DELTA ELECTRONICS, INC.
Ticker: 2308 Security ID: Y20263102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3.1 Elect YANCEY HAI, with SHAREHOLDER NO. For For Management
38010, as Non-Independent Director
3.2 Elect MARK KO, with Shareholder No. For For Management
15314, as Non-Independent Director
3.3 Elect BRUCE CH CHENG, with SHAREHOLDER For For Management
NO.1, as Non-Independent Director
3.4 Elect PING CHENG, with SHAREHOLDER NO. For For Management
43, as Non-Independent Director
3.5 Elect SIMON CHANG, with SHAREHOLDER NO. For For Management
19, as Non-Independent Director
3.6 Elect VICTOR CHENG, with SHAREHOLDER For For Management
NO.44, as Non-Independent Director
3.7 Elect JI-REN LEE, with ID NO. For For Management
Y120143XXX, as Independent Director
3.8 Elect SHYUE-CHING LU, with ID NO. For For Management
H100330XXX, as Independent Director
3.9 Elect ROSE TSOU, with ID NO. For For Management
E220471XXX, as Independent Director
3.10 Elect JACK J.T. HUANG, with ID NO. For For Management
A100320XXX, as Independent Director
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
DHC SOFTWARE CO., LTD.
Ticker: 002065 Security ID: Y2080B107
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
2 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
3 Approve Amendments to Articles of For For Management
Association
4 Approve Credit Line Application and For For Management
Provision of Guarantee
--------------------------------------------------------------------------------
DHC SOFTWARE CO., LTD.
Ticker: 002065 Security ID: Y2080B107
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application of Comprehensive For For Management
Bank Credit Lines and Provision of
Guarantee
--------------------------------------------------------------------------------
DIALOG GROUP BERHAD
Ticker: 7277 Security ID: Y20641109
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Elect Chan Yew Kai as Director For For Management
3 Elect Mohamad Hafiz Bin Kassim as For For Management
Director
4 Elect Juniwati Rahmat Hussin as For For Management
Director
5 Approve Directors' Fees and Board For For Management
Committees' Fees
6 Approve Directors' Benefits (Other For For Management
than Directors' Fees and Board
Committees' Fees)
7 Approve BDO PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Approve Kamariyah Binti Hamdan to For For Management
Continue Office as Independent
Non-Executive Director
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
DIGI.COM BERHAD
Ticker: 6947 Security ID: Y2070F100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yasmin Binti Aladad Khan as For For Management
Director
2 Elect Randi Wiese Heirung as Director For For Management
3 Elect Wenche Marie Agerup as Director For For Management
4 Approve Directors' Fees and Benefits For For Management
5 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
6 Approve Renewal of Shareholders' For For Management
Mandate for Recurrent Related Party
Transactions
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
DINO POLSKA SA
Ticker: DNP Security ID: X188AF102
Meeting Date: JUL 02, 2020 Meeting Type: Annual
Record Date: JUN 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Management Board Report on None None Management
Company's and Group's Operations,
Financial Statements, and Management
Board Proposal on Allocation of Income
and Dividends
6 Receive Supervisory Board Reports on None None Management
Board's Work, Management Board Report
on Company's and Group's Operations,
Financial Statements, and Management
Board Proposal on Allocation of Income
and Dividends
7 Receive Supervisory Board Requests on None None Management
Approval of Management Board Report on
Company's and Group's Operations,
Financial Statements, Management Board
Proposal on Allocation of Income and
Dividends, and Discharge of Management
Board Members
8.1 Approve Management Board Report on For For Management
Company's Operations
8.2 Approve Financial Statements For For Management
9 Approve Allocation of Income and For For Management
Omission of Dividends
10.1 Approve Management Board Report on For For Management
Group's Operations
10.2 Approve Consolidated Financial For For Management
Statements
11.1 Approve Discharge of Szymon Piduch For For Management
(CEO)
11.2 Approve Discharge of Michal Krauze For For Management
(Management Board Member)
11.3 Approve Discharge of Michal Muskala For For Management
(Management Board Member)
11.4 Approve Discharge of Jakub Macuga For For Management
(Management Board Member)
12.1 Approve Discharge of Tomasz Biernacki For For Management
(Supervisory Board Chairman)
12.2 Approve Discharge of Eryk Bajer For For Management
(Supervisory Board Member)
12.3 Approve Discharge of Slawomir Jakszuk For For Management
(Supervisory Board Member)
12.4 Approve Discharge of Piotr Nowjalis For For Management
(Supervisory Board Member)
12.5 Approve Discharge of Maciej Polanowski For For Management
(Supervisory Board Member)
13 Elect Szymon Piduch as Supervisory None For Shareholder
Board Member
14 Approve Remuneration Policy For Against Management
15 Approve Terms of Remuneration of For For Management
Supervisory Board Members
16.1 Amend Statute Re: Corporate Purpose For For Management
16.2 Approve Consolidated Text of Statute For For Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
DINO POLSKA SA
Ticker: DNP Security ID: X188AF102
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Management Board Report on None None Management
Company's and Group's Operations,
Financial Statements, and Management
Board Proposal on Allocation of Income
and Dividends
6 Receive Supervisory Board Reports on None None Management
Board's Work, Management Board Report
on Company's and Group's Operations,
Financial Statements, and Management
Board Proposal on Allocation of Income
and Dividends
7 Receive Supervisory Board Requests on None None Management
Approval of Management Board Report on
Company's and Group's Operations,
Financial Statements, Management Board
Proposal on Allocation of Income and
Dividends, and Discharge of Management
Board Members
8.1 Approve Management Board Report on For For Management
Company's Operations; Approve
Management Board Report on Group's
Operations
8.2 Approve Financial Statements For For Management
8.3 Approve Consolidated Financial For For Management
Statements
9 Approve Allocation of Income and For For Management
Omission of Dividends
10.1 Approve Discharge of Szymon Piduch For For Management
(CEO)
10.2 Approve Discharge of Michal Krauze For For Management
(Management Board Member)
10.3 Approve Discharge of Michal Muskala For For Management
(Management Board Member)
10.4 Approve Discharge of Izabela Biadala For For Management
(Management Board Member)
11.1 Approve Discharge of Tomasz Biernacki For For Management
(Supervisory Board Chairman)
11.2 Approve Discharge of Eryk Bajer For For Management
(Supervisory Board Member)
11.3 Approve Discharge of Slawomir Jakszuk For For Management
(Supervisory Board Member)
11.4 Approve Discharge of Piotr Nowjalis For For Management
(Supervisory Board Member)
11.5 Approve Discharge of Maciej Polanowski For For Management
(Supervisory Board Member)
11.6 Approve Discharge of Szymon Piduch For For Management
(Supervisory Board Member)
12 Approve Remuneration Report For Against Management
13 Fix Number of Supervisory Board Members For For Management
14.1 Elect Supervisory Board Member For Against Management
14.2 Elect Supervisory Board Member For Against Management
14.3 Elect Supervisory Board Member For Against Management
14.4 Elect Supervisory Board Member For Against Management
15 Approve Remuneration of Supervisory For Against Management
Board Members
16 Close Meeting None None Management
--------------------------------------------------------------------------------
DISCOVERY LTD.
Ticker: DSY Security ID: S2192Y109
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2020
2 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with Andrew
Taylor as the Individual Registered
Auditor
3.1 Re-elect Sindi Zilwa as Director For For Management
3.2 Re-elect Mark Tucker as Director For For Management
3.3 Elect David Macready as Director For For Management
4.1 Elect David Macready as Chairperson of For For Management
the Audit Committee
4.2 Re-elect Sindi Zilwa as Member of the For For Management
Audit Committee
4.3 Re-elect Sonja De Bruyn as Member of For For Management
the Audit Committee
5.1 Approve Remuneration Policy For For Management
5.2 Approve Implementation of the For For Management
Remuneration Policy
6 Authorise Ratification of Approved For For Management
Resolutions
7.1 Authorise Directors to Allot and Issue For For Management
A Preference Shares
7.2 Authorise Directors to Allot and Issue For For Management
B Preference Shares
7.3 Authorise Directors to Allot and Issue For For Management
C Preference Shares
1 Approve Remuneration of Non-Executive For For Management
Directors
2 Authorise Repurchase of Issued Share For For Management
Capital
3 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
--------------------------------------------------------------------------------
DIVI'S LABORATORIES LIMITED
Ticker: 532488 Security ID: Y2076F112
Meeting Date: SEP 14, 2020 Meeting Type: Annual
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend as Dividend For For Management
3 Reelect N.V. Ramana as Director For For Management
4 Reelect Madhusudana Rao Divi as For For Management
Director
--------------------------------------------------------------------------------
DL HOLDINGS CO., LTD.
Ticker: 000210 Security ID: Y1860N109
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DLF LIMITED
Ticker: 532868 Security ID: Y2089H105
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Ashok Kumar Tyagi as Director For For Management
4 Reelect Devinder Singh as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
6 Approve Appointment and Remuneration For For Management
of Savitri Devi Singh as Executive
Director-London Office
--------------------------------------------------------------------------------
DONGFANG ELECTRIC CO., LTD.
Ticker: 1072 Security ID: Y20958115
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Certain Restricted Shares
2 Approve Da Hua Certified Public For For Management
Accounts LLP as Auditor and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
DONGFANG ELECTRIC CO., LTD.
Ticker: 1072 Security ID: Y20958115
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Certain Restricted Shares
--------------------------------------------------------------------------------
DONGFANG ELECTRIC CO., LTD.
Ticker: 1072 Security ID: Y20958115
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Profit Distribution Plan For For Management
4 Approve Audited Financial Statements For For Management
5 Approve Dahua Certified Public For For Management
Accountants as Auditors
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisors For For Management
8 Approve Zhang Jilie as Supervisor For For Management
9 Approve Feng Yong as Supervisor For For Management
10 Approve Repurchase and Cancellation of For For Management
Certain Restricted Shares
11.1 Elect Yu Peigen as Director For For Management
11.2 Elect Xu Peng as Director For For Management
11.3 Elect Bai Yong as Director For For Management
11.4 Elect Zhang Yanjun as Director For For Management
12.1 Elect Liu Dengqing as Director For For Management
12.2 Elect Huang Feng as Director For For Management
12.3 Elect Ma Yongqiang as Director For For Management
--------------------------------------------------------------------------------
DONGFANG ELECTRIC CO., LTD.
Ticker: 1072 Security ID: Y20958115
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Certain Restricted Shares
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LIMITED
Ticker: 489 Security ID: Y21042109
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Leung Wai Lap, Philip as Director For For Shareholder
2 Approve Remuneration of Candidates for For For Management
Director
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LIMITED
Ticker: 489 Security ID: Y21042109
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of the Initial Public For For Management
Offering of Renminbi Ordinary Shares
(A Shares) and Listing on GEM
2 Authorize Board and Persons Authorized For For Management
to Deal With All Matters in Relation
to the Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM
3 Approve Use of Proceeds Raised from For For Management
the Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM and Its Feasibility
Analysis Report
4 Approve Accumulated Profits For For Management
Distribution Plan Prior to the Initial
Public Offering of Renminbi Ordinary
Shares (A Shares) and Listing on GEM
5 Approve Three-Year Dividend For For Management
Distribution Plan for Shareholders
After the Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM
6 Approve Dilution of Immediate Returns For For Management
Due to Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM and Remedial
Measures
7 Approve A Share Price Stabilization For For Management
Plan within Three Years After the
Initial Public Offering of Renminbi
Ordinary Shares (A Shares) and Listing
on GEM
8 Amend Articles of Association For For Management
9 Approve Undertakings as to the Initial For For Management
Public Offering of Renminbi Ordinary
Shares (A Shares) and Listing on GEM
10 Approve Formulation of the For For Management
Administrative System for A Share
Connected Transactions
11 Approve Formulation of the For For Management
Administrative System for External
Guarantees
12 Approve Formulation of the For For Management
Administrative System for A Share
Proceeds
13 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
14 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
15 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
16 Approve Formulation of the Working For For Management
Rules of Independent Non-Executive
Directors
17 Approve Adjusting the Work Subsidy For For Management
Standard Plan for the Relevant
External Directors
18.1 Elect Zhu Yanfeng as Director For Against Management
18.2 Elect Li Shaozhu as Director For For Management
18.3 Elect You Zheng as Director For For Management
18.4 Elect Yang Qing as Director For For Management
18.5 Elect Leung Wai Lap, Philip as Director For For Management
18.6 Elect Zong Qingsheng as Director For For Management
18.7 Elect Hu Yiguang as Director For For Management
19.1 Elect He Wei as Supervisor For For Management
19.2 Elect Bao Hongxiang as Supervisor For For Management
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LIMITED
Ticker: 489 Security ID: Y21042109
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of the Initial Public For For Management
Offering of Renminbi Ordinary Shares
(A Shares) and Listing on GEM
2 Authorize Board and Persons Authorized For For Management
to Deal With All Matters in Relation
to the Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM
3 Approve Use of Proceeds Raised from For For Management
the Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM and Its Feasibility
Analysis Report
4 Approve Accumulated Profits For For Management
Distribution Plan Prior to the Initial
Public Offering of Renminbi Ordinary
Shares (A Shares) and Listing on GEM
5 Approve Dilution of Immediate Returns For For Management
Due to Initial Public Offering of
Renminbi Ordinary Shares (A Shares)
and Listing on GEM and Remedial
Measures
6 Approve A Share Price Stabilization For For Management
Plan within Three Years After the
Initial Public Offering of Renminbi
Ordinary Shares (A Shares) and Listing
on GEM
7 Approve Undertakings as to the Initial For For Management
Public Offering of Renminbi Ordinary
Shares (A Shares) and Listing on GEM
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LIMITED
Ticker: 489 Security ID: Y21042109
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Proportion of Cash For For Management
Dividends within Three Years Upon A
Share Offering and Listing
--------------------------------------------------------------------------------
DONGFENG MOTOR GROUP COMPANY LIMITED
Ticker: 489 Security ID: Y21042109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Independent Auditor's Report For For Management
and Audited Financial Statements
4 Approve Profit Distribution Proposal For For Management
and Authorize Board to Deal with
Issues in Relation to the Distribution
of Final Dividend
5 Authorize Board to Deal with All For For Management
Issues in Relation to the Distribution
of Interim Dividend
6 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Fix Their Remuneration
7 Authorize Board to Fix Remuneration of For For Management
Directors and Supervisors
8 Elect Huang Wai as Director For For Management
9 Approve Re-Designation of Yang Qing For For Management
from Non-Executive Director to
Executive Director
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares and Related Transactions
--------------------------------------------------------------------------------
DONGXING SECURITIES CO., LTD.
Ticker: 601198 Security ID: Y209G1100
Meeting Date: AUG 11, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application of Securities For For Management
Investment Fund Custody Business
2 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
DONGXING SECURITIES CO., LTD.
Ticker: 601198 Security ID: Y209G1100
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Foreign USD Bonds For For Management
and Provision of Guarantee
--------------------------------------------------------------------------------
DONGXING SECURITIES CO., LTD.
Ticker: 601198 Security ID: Y209G1100
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Company's Eligibility for For For Management
Private Placement of Shares
3.1 Approve Issue Type and Par Value For For Management
3.2 Approve Issue Manner and Period For For Management
3.3 Approve Target Parties and For For Management
Subscription Manner
3.4 Approve Reference Date, Issue Price For For Management
and Pricing Basis
3.5 Approve Issue Scale For For Management
3.6 Approve Restriction Period Arrangement For For Management
3.7 Approve Amount and Usage of Raised For For Management
Funds
3.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
3.9 Approve Listing Location For For Management
3.10 Approve Resolution Validity Period For For Management
4 Approve Plan on Private Placement of For For Management
Shares
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Shareholder Return Plan For For Management
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Working System for Independent For For Management
Directors
--------------------------------------------------------------------------------
DONGXING SECURITIES CO., LTD.
Ticker: 601198 Security ID: Y209G1100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4.1 Approve Related Party Transactions For For Management
with China Orient Asset Management Co.
, Ltd.
4.2 Approve Related Party Transactions For For Management
with Other Related Legal Entities
4.3 Approve Related Party Transactions For For Management
with Related Natural Persons
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Securities Investment Scale For For Management
8.1 Approve Issuer For Against Management
8.2 Approve Type For Against Management
8.3 Approve Period For Against Management
8.4 Approve Issue Price and Interest Rate For Against Management
8.5 Approve Issue Size For Against Management
8.6 Approve Currency For Against Management
8.7 Approve Guarantees and Other Credit For Against Management
Enhancement Arrangements
8.8 Approve Use of Proceeds For Against Management
8.9 Approve Target Subscribers and Placing For Against Management
Arrangement for Shareholders
8.10 Approve Safeguard Measures of Debts For Against Management
Repayment
8.11 Approve Listing For Against Management
8.12 Approve Authorization of Board to For Against Management
Handle All Related Matters
8.13 Approve Resolution Validity Period For Against Management
--------------------------------------------------------------------------------
DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD.
Ticker: 200413 Security ID: Y7789C116
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For Against Management
4 Approve Financial Statements For Against Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Financial and For For Management
Internal Control Auditor
7 Approve Provision of Guarantee For For Management
8 Approve Repurchase and Cancellation of For For Management
Performance Compensation Shares
9 Approve Daily Related-party For For Shareholder
Transactions
10 Elect Xu Mingxin as Independent For For Shareholder
Director
11 Elect Wang Qing as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD.
Ticker: 200413 Security ID: Y7789C116
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Credit Line of Wholly-owned For For Management
Subsidiary and Provision of Guarantee
--------------------------------------------------------------------------------
DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD.
Ticker: 200413 Security ID: Y7789C116
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Raised Funds For For Management
Investment Projects and Use of Excess
Raised Funds to Replenish Working
Capital
--------------------------------------------------------------------------------
DONGXU OPTOELECTRONIC TECHNOLOGY CO., LTD.
Ticker: 200413 Security ID: Y7789C116
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Investment Agreement For For Management
2 Approve Provision of Equity Pledge For For Management
Guarantee
--------------------------------------------------------------------------------
DOOSAN BOBCAT, INC.
Ticker: 241560 Security ID: Y2103B100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Cho Duckje as Inside Director For For Management
4 Elect Cho Whan-bok as Outside Director For Against Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DOOSAN HEAVY INDUSTRIES & CONSTRUCTION CO., LTD.
Ticker: 034020 Security ID: Y2102C109
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Park Sang-hyun as Inside Director For For Management
3 Elect Bae Jin-han as Outside Director For For Management
to Serve as an Audit Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
DOOSAN HEAVY INDUSTRIES & CONSTRUCTION CO., LTD.
Ticker: 034020 Security ID: Y2102C109
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Doosan For For Management
Infracore Co., Ltd.
--------------------------------------------------------------------------------
DOUZONE BIZON CO., LTD.
Ticker: 012510 Security ID: Y2197R102
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Two Inside Directors (Bundled) For Against Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
DR. REDDY'S LABORATORIES LIMITED
Ticker: 500124 Security ID: Y21089159
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect K Satish Reddy as Director For For Management
4 Approve Reappointment and Remuneration For For Management
of G V Prasad as Whole-time Director
Designated as Co-Chairman and Managing
Director
5 Approve Prasad R Menon to Continue For For Management
Office as Non-Executive Independent
Director
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
DR. SULAIMAN AL-HABIB MEDICAL SERVICES GROUP CO.
Ticker: 4013 Security ID: M28438105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Remuneration of Directors of For For Management
SAR 1,800,000 for FY 2020
6 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
7 Approve Dividends of SAR 1.50 per For For Management
Share for Q1, Q2, and Q3 of FY 2020
8 Approve Dividends of SAR 0.60 per For For Management
Share for Q4 of FY 2020 and Total of
SAR 2.10 per Share for FY 2020
9 Approve Discharge of Directors for FY For For Management
2020
10 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
11 Approve Related Party Transactions Re: For For Management
Muhammad Abdulaziz Al Habib for Real
Estate Investment Company
12 Approve Related Party Transactions Re: For For Management
Dr. Sulaiman Al Habib Hospital FZ-LLC
(Subsidiary in Dubai) and Suleiman Al
Habeeb
13 Approve Related Party Transactions Re: For For Management
Dr. Sulaiman Al Habib Hospital FZ-LLC
(Subsidiary in Dubai) and Suleiman Al
Habeeb
14 Approve Related Party Transactions Re: For For Management
Dr. Sulaiman Al Habib Hospital FZ-LLC
(Subsidiary in Dubai) and Suleiman Al
Habeeb
15 Approve Related Party Transactions Re: For For Management
Shamal Al Riydh for Healthcare Company
(Subsidiary) and Masah Construction
Company
16 Approve Related Party Transactions Re: For For Management
Shamal Al Riydh for Healthcare Company
(Subsidiary) and Masah Construction
Company
17 Approve Related Party Transactions Re: For For Management
Shamal Al Riydh for Healthcare Company
(Subsidiary) and Masah Construction
Company
18 Approve Related Party Transactions Re: For For Management
Shamal Al Riydh for Healthcare Company
(Subsidiary) and Masah Construction
Company
19 Approve Related Party Transactions Re: For For Management
Gharb Al-Takhassusi Hospital for
Healthcare (Subsidiary) and Masah
Construction Company
20 Approve Related Party Transactions Re: For For Management
Shamal Al Riydh for Healthcare Company
(Subsidiary) and Masah Construction
Company
21 Approve Related Party Transactions Re: For For Management
Namara Specialized Trading
Establishment
22 Approve Related Party Transactions Re: For For Management
Rawafed Health International Company
23 Approve Related Party Transactions Re: For For Management
Al-Andalus Real Estate Company
24 Approve Related Party Transactions Re: For For Management
Arabian Healthcare Supply Company
25 Allow Suleiman Al Habeeb to Be For For Management
Involved with Other Companies
26 Allow Salih Al Habeeb to Be Involved For For Management
with Other Companies
--------------------------------------------------------------------------------
DUBAI ISLAMIC BANK PJSC
Ticker: DIB Security ID: M2888J107
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Approve Shariah Supervisory Board For For Management
Report for FY 2020
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
5 Approve Dividends Representing 20 For For Management
Percent of Share Capital
6 Approve Remuneration of Directors For For Management
7 Approve Discharge of Directors for FY For For Management
2020
8 Approve Discharge of Auditors for FY For For Management
2020
9 Elect Sharia Supervisory Board Members For For Management
(Bundled) for FY 2021
10 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
11 Appointment of Representatives of For For Management
Shareholders Who Wish to Represent and
Vote on Their Behalf
12 Authorize Issuance of Non Convertible For For Management
Bonds/Sukuk Up to USD 7.5 Billion
13 Authorize Issuance of Tier 1 Sukuk For For Management
Program Up to USD 1.5 Billion
14.1 Amend Articles of Bylaws For Against Management
14.2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
E-MART, INC.
Ticker: 139480 Security ID: Y228A3102
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Kang Seung-hyeop as Inside For Against Management
Director
3.2 Elect Shin Eon-seong as Outside For For Management
Director
3.3 Elect Han Sang-lin as Outside Director For For Management
3.4 Elect Seo Jin-wook as Outside Director For For Management
4 Elect Kim Yeon-mi as Outside Director For For Management
to Serve as an Audit Committee Member
5.1 Elect Han Sang-lin as a Member of For For Management
Audit Committee
5.2 Elect Shin Eon-seong as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
EAST MONEY INFORMATION CO., LTD.
Ticker: 300059 Security ID: Y2234B102
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
5 Approve External Investment Management For For Management
System
6 Approve Related Party Transaction For For Management
Decision System
7 Amend Working System for Independent For For Management
Directors
8 Amend Management System for Providing For For Management
External Guarantees
9 Amend Management System of Raised Funds For For Management
10 Approve Issuance of Debt Financing For For Management
Instruments
--------------------------------------------------------------------------------
EAST MONEY INFORMATION CO., LTD.
Ticker: 300059 Security ID: Y2234B102
Meeting Date: NOV 06, 2020 Meeting Type: Special
Record Date: OCT 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2 Approve Issuance of Convertible Bonds For For Management
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Method and Term for the For For Management
Repayment of Principal and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Related to Bondholders For For Management
Meeting
2.17 Approve Use of Proceeds For For Management
2.18 Approve Guarantee Matters For For Management
2.19 Approve Depository of Raised Funds For For Management
2.20 Approve Validity Period For For Management
3 Approve Plan for Issuance of For For Management
Convertible Bonds
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of
Convertible Bonds
5 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Authorization of Board and Its For For Management
Authorized Persons to Handle All
Related Matters
9 Approve Rules and Procedures Regarding For For Management
Convertible Corporate Bondholders
Meeting
--------------------------------------------------------------------------------
EAST MONEY INFORMATION CO., LTD.
Ticker: 300059 Security ID: Y2234B102
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Application of Credit Line and For For Management
Provision of Guarantees
7 Approve Amendments to Articles of For For Management
Association
8 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
9 Amend External Investment Management For Against Management
System
10.1 Elect Zheng Likun as Director For For Management
10.2 Elect Huang Jianhai as Director For For Management
--------------------------------------------------------------------------------
EASTERN CO. (EGYPT)
Ticker: EAST Security ID: M2932V106
Meeting Date: OCT 25, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2020
2 Approve Auditors' Report on Company For Did Not Vote Management
Financial Statements for FY 2020
3 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for FY 2020
4 Approve Allocation of Income and For Did Not Vote Management
Dividends
5 Approve Employee Raise Starting For Did Not Vote Management
1/7/2020
6 Approve Board Decisions and Discharge For Did Not Vote Management
of Chairman and Directors for FY 2020
7 Approve Remuneration of Directors for For Did Not Vote Management
FY 2021
8 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2021
9 Approve Related Party Transactions Re: For Did Not Vote Management
SAP Company, Zaki Hisham & Partners,
Atlas Copco Company and All other
Related Party Transactions for FY
2020/2021
10 Approve Writing Off Lands That are no For Did Not Vote Management
Longer Owned by the Company Due to
Judicial Ruling and Waiving Off
Company's Land in Arish City to a
Sovereign Authority Due to Expiration
of License
11 Approve Charitable Donations for FY For Did Not Vote Management
2020 and FY 2021
--------------------------------------------------------------------------------
ECLAT TEXTILE CO., LTD.
Ticker: 1476 Security ID: Y2237Y109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5.1 Elect Cheng-Hai Hung, with Shareholder For For Management
NO.1, as Non-Independent Director
5.2 Elect Li-Chen Wang, with Shareholder For For Management
NO.2, as Non-Independent Director
5.3 Elect Kun-Tang Chen, with Shareholder For For Management
NO.10640, as Non-Independent Director
5.4 Elect Representative of Xin-xin For Against Management
Limited Company, with Shareholder NO.
70933, as Non-Independent Director
5.5 Elect Shu-Wen Wang, with Shareholder For For Management
NO.9931, as Non-Independent Director
5.6 Elect Shou-Chun Yeh, with Shareholder For For Management
NO.4546, as Non-Independent Director
5.7 Elect Jen-Chieh Lo, with Shareholder For For Management
NO.9399, as Non-Independent Director
5.8 Elect Kuo-Sung Hsieh, Representative For For Management
of Yih-Yuan Investment Corp, with
Shareholder NO.14, as Non-Independent
Director
5.9 Elect Ya-Kang Wang, with Shareholder For For Management
NO.R102735XXX, as Independent Director
5.10 Elect Cheng-Ping Yu, with Shareholder For For Management
NO.V120386XXX, as Independent Director
5.11 Elect Nai-Ming Liu, with Shareholder For For Management
NO.H121219XXX, as Independent Director
5.12 Elect Chiu-Chun Lai, with Shareholder For For Management
NO.D220237XXX, as Independent Director
6 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
ECOPETROL SA
Ticker: ECOPETROL Security ID: P3661P101
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Safety Guidelines None None Management
2 Verify Quorum None None Management
3 Opening by Chief Executive Officer None None Management
4 Approve Meeting Agenda For For Management
5 Elect Chairman of Meeting For For Management
6 Appoint Committee in Charge of For For Management
Scrutinizing Elections and Polling
7 Elect Meeting Approval Committee For For Management
8 Amend Articles For For Management
9 Present Board of Directors' Report on None None Management
its Operation, Development and
Compliance with the Corporate
Governance Code
10 Present Board of Directors and None None Management
Chairman's Report
11 Present Individual and Consolidated None None Management
Financial Statements
12 Present Auditor's Report None None Management
13 Approve Board of Directors' Report on For For Management
its Operation, Development and
Compliance with the Corporate
Governance Code
14 Approve Management Reports For For Management
15 Approve Individual and Consolidated For For Management
Financial Statements
16 Approve Allocation of Income For For Management
17 Elect Directors For For Management
18 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
19 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ECOVACS ROBOTICS CO., LTD.
Ticker: 603486 Security ID: Y2234K102
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of Board of Directors For For Management
2 Approve Report of Board of Supervisors For For Management
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
10.1 Approve Issue Type For For Management
10.2 Approve Issue Scale For For Management
10.3 Approve Par Value and Issue Price For For Management
10.4 Approve Bond Maturity For For Management
10.5 Approve Bond Interest Rate For For Management
10.6 Approve Method and Term for the For For Management
Repayment of Principal and Interest
10.7 Approve Conversion Period For For Management
10.8 Approve Determination and Adjustment For For Management
of Conversion Price
10.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
10.10 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
10.11 Approve Terms of Redemption For For Management
10.12 Approve Terms of Sell-Back For For Management
10.13 Approve Dividend Distribution Post For For Management
Conversion
10.14 Approve Issue Manner and Target For For Management
Subscribers
10.15 Approve Placing Arrangement for For For Management
Shareholders
10.16 Approve Matters Related to the For For Management
Bondholder Meeting
10.17 Approve Use of Proceeds For For Management
10.18 Approve Guarantee Matters For For Management
10.19 Approve Depository of Raised Funds For For Management
10.20 Approve Validity Period For For Management
11 Approve Issuance of Convertible Bonds For For Management
12 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
13 Approve Report on the Usage of For For Management
Previously Raised Funds
14 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
15 Approve Authorization of Board to For For Management
Handle All Related Matters
16 Approve Meeting Rules of the Company's For For Management
Convertible Corporate Bonds
17 Approve Shareholder Return Plan For For Management
18 Approve Provision of Guarantee for For For Management
Indirect Subsidiaries
19 Approve Guarantee Provision Plan For For Management
20 Approve Application of Bank Credit For For Management
Lines
21 Approve Amendments to Articles of For For Management
Association
22 Approve Financial Derivatives Trading For For Management
Business
23.1 Elect Zhou Yanghua as Supervisor For For Management
--------------------------------------------------------------------------------
EICHER MOTORS LIMITED
Ticker: 505200 Security ID: Y2251M114
Meeting Date: AUG 10, 2020 Meeting Type: Annual
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Vinod Kumar Aggarwal as For For Management
Director
3 Approve Remuneration of Cost Auditors For For Management
4 Reelect Manvi Sinha as Director For For Management
5 Reelect S. Sandilya as Director For For Management
6 Approve Payment of Remuneration to S. For For Management
Sandilya as Chairman (Non-Executive &
Independent Director)
7 Adopt New Articles of Association For For Management
8 Approve Sub-Division of Equity Shares For For Management
9 Amend Capital Clause of the Memorandum For For Management
of Association Re: Sub-Division of
Equity Shares
--------------------------------------------------------------------------------
ELECTRICITY GENERATING PUBLIC COMPANY LIMITED
Ticker: EGCO Security ID: Y22834116
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Company's Performance None None Management
3 Approve Financial Statements For For Management
4 Approve Omission of Dividend Payment For For Management
and Acknowledge Interim Dividend
Payment
5 Approve PricewaterhouseCoopers ABAS For Against Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
6 Approve Remuneration of Directors For For Management
7.1 Elect Anya Khanthavit as Director For For Management
7.2 Elect Paisan Mahapunnaporn as Director For For Management
7.3 Elect Toshiro Kudama as Director For Against Management
7.4 Elect Tomoyuki Ochiai as Director For Against Management
7.5 Elect Naoki Tsutsumi as Director For Against Management
8.1 Approve Amendment of the Company's For For Management
Objective No. 6
8.2 Approve Addition of the Company's New For For Management
Objective
9 Other Business For Against Management
--------------------------------------------------------------------------------
ELECTRICITY GENERATING PUBLIC COMPANY LIMITED
Ticker: EGCO Security ID: Y22834116
Meeting Date: APR 19, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Company's Performance None None Management
3 Approve Financial Statements For For Management
4 Approve Dividend Payment For For Management
5 Approve PricewaterhouseCoopers ABAS For Against Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
6 Approve Remuneration of Directors For For Management
7.1 Elect Wannipa Bhakdibutr as Director For For Management
7.2 Elect Poomjai Attanun as Director For For Management
7.3 Elect Pasu Loharjun as Director For For Management
7.4 Elect Kulit Sombatsiri as Director For Against Management
7.5 Elect Pisut Painmanakul as Director For For Management
8 Other Business For Against Management
--------------------------------------------------------------------------------
ELSEWEDY ELECTRIC CO.
Ticker: SWDY Security ID: M398AL106
Meeting Date: APR 04, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For Did Not Vote Management
Operations for FY 2020
2 Approve Auditors' Report on Company For Did Not Vote Management
Standalone and Consolidated Financial
Statements for FY 2020
3 Accept Standalone and Consolidated For Did Not Vote Management
Financial Statements and Statutory
Reports for FY 2020
4 Approve Corporate Governance Report For Did Not Vote Management
for FY 2020
5 Approve Allocation of Income and For Did Not Vote Management
Dividends for FY 2020
6 Approve Related Party Transactions for For Did Not Vote Management
FY 2020 and FY 2021
7 Approve Minutes of Previous Meeting For Did Not Vote Management
Held During FY 2020
8 Approve Discharge of Chairman and For Did Not Vote Management
Directors for FY 2020
9 Approve Sitting Fees and Travel For Did Not Vote Management
Allowances of Directors for FY 2021
10 Ratify Auditors and Fix Their For Did Not Vote Management
Remuneration for FY 2021
11 Approve Charitable Donations for FY For Did Not Vote Management
2020 and FY 2021
12 Elect Directors (Bundled) For Did Not Vote Management
--------------------------------------------------------------------------------
ELSEWEDY ELECTRIC CO.
Ticker: SWDY Security ID: M398AL106
Meeting Date: APR 04, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 4 of Bylaws For Did Not Vote Management
--------------------------------------------------------------------------------
EMAAR MALLS PJSC
Ticker: EMAARMALLS Security ID: M4026J106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Absence of Dividends For For Management
5 Approve Remuneration of Directors For For Management
6 Approve Board Remuneration Policy For For Management
7 Approve Discharge of Directors for FY For For Management
2020
8 Approve Discharge of Auditors for FY For For Management
2020
9 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
10 Elect Ahmed Al Ansari as Director For For Management
11 Allow Directors to Carry on Activities For For Management
Included in the Objects of the Company
12 Approve the Appointment of For For Management
Representatives for the Shareholders
and Fix Their Remuneration
13 Amend Article 1 of Bylaws Re: Related For Against Management
Parties
--------------------------------------------------------------------------------
EMAAR PROPERTIES PJSC
Ticker: EMAAR Security ID: M4025S107
Meeting Date: APR 11, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Dividends of AED 0.10 per Share For For Management
5 Approve Board Remuneration Policy For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Discharge of Directors for FY For For Management
2020
8 Approve Discharge of Auditors for FY For For Management
2020
9 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
10.1 Elect Mohammed Al Abbar as Director None Abstain Management
10.2 Elect Jammal bin Thaniyah as Director None Abstain Management
10.3 Elect Ahmed Jawa as Director None Abstain Management
10.4 Elect Ahmed Al Matroushi as Director None Abstain Management
10.5 Elect Jassim Al Ali as Director None Abstain Management
10.6 Elect Hilal Al Mari as Director None Abstain Management
10.7 Elect Sultan Al Mansouri as Director None Abstain Management
10.8 Elect Buti Al Mulla as Director None Abstain Management
10.9 Elect Iman Abdulrazzaq as Director None Abstain Management
10.10 Elect Anoud Al Marzouqi as Director None Abstain Management
10.11 Elect Hanaa Al Bustani as Director None Abstain Management
10.12 Elect Naylah Mousawi as Director None Abstain Management
10.13 Elect Abdulwahid Al Ulamaa as Director None Abstain Management
10.14 Elect Feisal Shah Kuttiyil as Director None Abstain Management
10.15 Elect Iman Al Suweidi as Director None Abstain Management
10.16 Elect Abdullah Al Shamsi as Director None Abstain Management
11 Allow Directors to Engage in For For Management
Commercial Transactions with Company
12 Approve the Appointment of For For Management
Representatives for the Shareholders
to attend the General Meeting and Fix
Their Remuneration
13 Approve Charitable Donations up to 2 For For Management
Percent of Average Net Profits for the
last Two Fiscal Years
14 Amend Article of Bylaws Re: Related For Against Management
Parties
--------------------------------------------------------------------------------
EMAAR, THE ECONOMIC CITY
Ticker: 4220 Security ID: M4018S106
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jamal Bin Thinyah as Director None Abstain Management
1.2 Elect Ahmed Al Matroushi as Director None Abstain Management
1.3 Elect Arif Al Harmi as Director None Abstain Management
1.4 Elect Mohamed Hafni as Director None Abstain Management
1.5 Elect Mohamed Al Hindi as Director None Abstain Management
1.6 Elect Ahmed Bushnak as Director None Abstain Management
1.7 Elect Falih Hajaj as Director None Abstain Management
1.8 Elect Abdullah Al Fifi as Director None Abstain Management
1.9 Elect Oussama Barayan as Director None Abstain Management
1.10 Elect Tariq Al Saoudi as Director None Abstain Management
1.11 Elect Mohamed Al Badr as Director None Abstain Management
1.12 Elect Waleed Al Musfir as Director None Abstain Management
1.13 Elect Salih Al Yami as Director None Abstain Management
1.14 Elect Yasir Al Qadi as Director None Abstain Management
1.15 Elect as Khalid Al Ajlan Director None Abstain Management
1.16 Elect Mohamed Al Suweid as Director None Abstain Management
1.17 Elect Mohamed Al Ghamdi as Director None Abstain Management
1.18 Elect as Ahmed Al Sanoussi Director None Abstain Management
1.19 Elect Jassim Al rumeihi as Director None Abstain Management
1.20 Elect Amr Saqr as Director None Abstain Management
1.21 Elect Ramzi Ali as Director None Abstain Management
1.22 Elect Bayat Al Ouweid as Director None Abstain Management
1.23 Elect Ahmed Al Ouweid as Director None Abstain Management
1.24 Elect Abdulilah Al Sheikh as Director None Abstain Management
1.25 Elect Sultan Al Saadoun as Director None Abstain Management
1.26 Elect Mohamed Al Moammar as Director None Abstain Management
1.27 Elect Abdullah Al Huweish as Director None Abstain Management
1.28 Elect Riyadh Al Kharashi as Director None Abstain Management
1.29 Elect Hamad Al Fouzan as Director None Abstain Management
1.30 Elect Saad Al Haqeel as Director None Abstain Management
1.31 Elect Talal Al Moammar as Director None Abstain Management
1.32 Elect Ahmed Murad as Director None Abstain Management
1.33 Elect Omar Makharish as Director None Abstain Management
1.34 Elect Shakir Al Khanani as Director None Abstain Management
1.35 Elect Ghaith Fayiz as Director None Abstain Management
1.36 Elect Tariq Lenjawi as Director None Abstain Management
1.37 Elect Nouf Al Haqbani as Director None Abstain Management
1.38 Elect Abdulrahman Al Khayal as Director None Abstain Management
1.39 Elect Thamir Al Wadee as Director None Abstain Management
1.40 Elect Waleed Bamaarouf as Director None Abstain Management
1.41 Elect Turki Al Oteibi as Director None Abstain Management
1.42 Elect Mohamed Badhrees as Director None Abstain Management
1.43 Elect Fayiz Al Zaydi as Director None Abstain Management
1.44 Elect Abdullah Maqboul as Director None Abstain Management
1.45 Elect Bandar Al Dalji as Director None Abstain Management
1.46 Elect Ahmed Saleem as Director None Abstain Management
1.47 Elect Badr Ridha as Director None Abstain Management
2 Amend Audit Committee Charter For For Management
--------------------------------------------------------------------------------
EMAAR, THE ECONOMIC CITY
Ticker: 4220 Security ID: M4018S106
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports for
FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Elect Hani Baothman as Director For For Management
6 Elect Oussama Barayan as Member of For For Management
Audit Committee
7 Elect Mazin Al Shorfan as Member of For For Management
Audit Committee
8 Elect Abdulmajeed Al Dakheel as Member For For Management
of Audit Committee
9 Amend the Audit Committee Charter For For Management
10 Amend the Nomination and Remuneration For For Management
Committee Charter
11 Approve Remuneration of Directors of For For Management
SAR 4,105,738 for FY 2020
12 Approve Discharge of Directors for FY For For Management
2020
--------------------------------------------------------------------------------
EMBOTELLADORA ANDINA SA
Ticker: ANDINA.B Security ID: P3697S103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Present Dividend Policy For For Management
4 Elect Directors For Against Management
5 Approve Remuneration of Directors, For For Management
Directors' Committee and Audit
Committee, their Annual Reports and
Expenses Incurred by both Committees
6 Appoint Auditors For For Management
7 Designate Risk Assessment Companies For For Management
8 Receive Report Regarding Related-Party For For Management
Transactions
9 Designate Newspaper to Publish For For Management
Announcements
10 Other Business For Against Management
--------------------------------------------------------------------------------
EMIRATES NBD PJSC
Ticker: EMIRATESNBD Security ID: M4029Z107
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations and Financial Position for
FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Approve Internal Sharia Supervisory For For Management
Committee Report for FY 2019 and FY
2020
4 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
5 Elect Internal Sharia Supervisory For For Management
Committee Members (Bundled)
6 Approve Dividends of AED 0.40 per For For Management
Share for FY 2020
7 Approve Remuneration of Directors For For Management
8 Approve Discharge of Directors for FY For For Management
2020
9 Approve Discharge of Auditors for FY For For Management
2020
10 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
11 Appoint Two Representatives for the For For Management
Shareholders and Determine their Fees
12 Amend Articles of Bylaws For Against Management
13 Approve Board Proposal Re: For For Management
Non-convertible Securities to be
Issued by the Company
--------------------------------------------------------------------------------
EMIRATES TELECOMMUNICATIONS GROUP CO. PJSC
Ticker: ETISALAT Security ID: M4040L103
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Appointment of Group For For Management
Corporate Secretary as Rapporteur of
the Meeting and First Abu Dhabi Bank
as Collector of Votes
2 Approve Board Report on Company For For Management
Operations and Its Financial Position
for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Accept Consolidated Financial For For Management
Statements and Statutory Reports for
FY 2020
5 Approve Final Dividends of AED 1.20 For For Management
per Share for FY 2020
6 Approve Discharge of Directors for FY For For Management
2020
7 Approve Discharge of Auditors for FY For For Management
2020
8 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
9 Approve Remuneration of Directors for For Against Management
FY 2020
10 Approve Board Remuneration Policy For For Management
11 Authorize the Board to Appoint Two For For Management
Representatives for the Shareholders
Who Wish to Represent and Vote on
Their Behalf in Future Annual General
Assembly Meetings and Determine their
Fees
1 Approve Charitable Donations Up to 1 For For Management
Percent of Average Net Profits for FY
2019 and FY 2020
2.a Amend Articles of Bylaws Re: Ownership For For Management
and Participation
2.b Amend Articles of Bylaws Re: For For Management
Appointing of External Auditors
3 Approve Cancelling of Share Repurchase For For Management
Program
1 Elect Directors (Cumulative Voting) For Against Management
--------------------------------------------------------------------------------
EMPRESAS CMPC SA
Ticker: CMPC Security ID: P3712V107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
a Accept Financial Statements and For For Management
Statutory Reports
b Approve Dividend Distribution of CLP 3 For For Management
per Share
c Receive Report Regarding Related-Party For For Management
Transactions
d Appoint Auditors and Designate Risk For For Management
Assessment Companies
e Approve Remuneration of Directors; For For Management
Approve Remuneration and Budget of
Directors' Committee
f Receive Dividend Policy and For For Management
Distribution Procedures
g Other Business For Against Management
--------------------------------------------------------------------------------
EMPRESAS COPEC SA
Ticker: COPEC Security ID: P7847L108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends of USD 0.05 Per Share For For Management
3 Elect Directors For Against Management
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration and Budget of For For Management
Directors' Committee; Present Report
on Directors' Committee Activities
6 Appoint PwC as Auditors For For Management
7 Designate Fitch Chile Clasificadora de For For Management
Riesgo Limitada and Feller Rate
Clasificadora de Riesgo Limitada as
Risk Assessment Companies
8 Receive Report Regarding Related-Party None None Management
Transactions
9 Other Business None None Management
--------------------------------------------------------------------------------
ENEL AMERICAS SA
Ticker: ENELAM Security ID: P37186106
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: DEC 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of EGP For For Management
Americas SpA
2 Approve Related-Party Transaction Re: For For Management
Merger by Absorption of EGP Americas
SpA
3 Amend Articles; Consolidate Bylaws For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
5 Receive Report Regarding Related-Party None None Management
Transactions
--------------------------------------------------------------------------------
ENEL AMERICAS SA
Ticker: ENELAM Security ID: P37186106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3.a Elect Borja Acha B. as Director For For Management
Nominated by Enel S.p.A.
3.b Elect Domingo Cruzat A. as Director For For Management
Nominated by Enel S.p.A.
3.c Elect Giulia Genuardi as Director For Withhold Management
Nominated by Enel S.p.A.
3.d Elect Patricio Gomez S. as Director For For Management
Nominated by Enel S.p.A.
3.e Elect Francesca Gostinelli as Director For Withhold Management
Nominated by Enel S.p.A.
3.f Elect Hernan Somerville S. as Director For Withhold Management
Nominated by Enel S.p.A.
3.g Elect Jose Antonio Vargas as Director For Withhold Management
Nominated by Enel S.p.A.
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Directors' For For Management
Committee and Approve Their Budget for
FY 2021
6 Present Board's Report on Expenses; None None Management
Present Directors' Committee Report on
Activities and Expenses
7 Appoint Auditors For For Management
8 Designate Risk Assessment Companies For For Management
9 Approve Investment and Financing Policy For For Management
10 Present Dividend Policy and None None Management
Distribution Procedures
11 Receive Report Regarding Related-Party None None Management
Transactions
12 Present Report on Processing, None None Management
Printing, and Mailing Information
Required by Chilean Law
13 Other Business For Against Management
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENEL CHILE SA
Ticker: ENELCHILE Security ID: P3762G109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3.a Elect Herman Chadwick Pinera as For For Management
Director Nominated by Enel S.p.A.
3.b Elect Isabella Alessio as Director For For Management
Nominated by Enel S.p.A.
3.c Elect Salvatore Bernabei as Director For For Management
Nominated by Enel S.p.A.
3.d Elect Monica Girardi as Director For For Management
Nominated by Enel S.p.A.
3.e Elect Fernan Gazmuri Plaza as Director For For Management
Nominated by Enel S.p.A.
3.f Elect Pablo Cabrera Gaete as Director For For Management
Nominated by Enel S.p.A.
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Directors' For For Management
Committee and Approve Their Budget
6 Present Board's Report on Expenses; None None Management
Present Directors' Committee Report on
Activities and Expenses
7 Appoint Auditors For For Management
8 Elect Two Supervisory Account For For Management
Inspectors and their Alternates;
Approve their Remuneration
9 Designate Risk Assessment Companies For For Management
10 Approve Investment and Financing Policy For For Management
11 Present Dividend Policy and None None Management
Distribution Procedures
12 Receive Report Regarding Related-Party None None Management
Transactions
13 Present Report on Processing, None None Management
Printing, and Mailing Information
Required by Chilean Law
14 Other Business For Against Management
15 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENERGISA SA
Ticker: ENGI4 Security ID: P3769S114
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For For Management
Management
--------------------------------------------------------------------------------
ENERGISA SA
Ticker: ENGI4 Security ID: P3769S114
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Franklin Jambin Ma as Alternate None For Shareholder
Director Appointed by Preferred
Shareholder
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 Elect Fiscal Council Members For For Management
6 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
7 Elect Vania Andrade de Souza as Fiscal None For Shareholder
Council Member and Antonio Eduardo
Bertolo as Alternate Appointed by
Preferred Shareholder
--------------------------------------------------------------------------------
ENERGY ABSOLUTE PUBLIC CO. LTD.
Ticker: EA Security ID: Y2290P144
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Report of Board of None None Management
Directors and Annual Report
3 Approve Financial Statements For For Management
4 Approve Cancellation of the Remaining For For Management
Unissued Debenture
5 Approve Issuance and Offering of For For Management
Debentures
6 Approve Allocation of Income and For For Management
Dividend Payment
7 Amend Company's Objectives and Amend For For Management
Memorandum of Association
8 Approve Remuneration of Directors For For Management
9.1 Elect Amorn Sapthaweekul as Director For Against Management
9.2 Elect Sutham Songsiri as Director For Against Management
9.3 Elect Somboon Ahunai as Director For For Management
10 Approve PricewaterhouseCoopers ABAS For For Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
ENGIE BRASIL ENERGIA SA
Ticker: EGIE3 Security ID: P37625103
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Manoel Eduardo Lima Lopes as For For Management
Independent Director
2 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Manoel Eduardo Lima Lopes as
Independent Director
--------------------------------------------------------------------------------
ENGIE BRASIL ENERGIA SA
Ticker: EGIE3 Security ID: P37625103
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Increase Number of For For Management
Statutory Executives from Seven to
Eight Members
--------------------------------------------------------------------------------
ENGIE BRASIL ENERGIA SA
Ticker: EGIE3 Security ID: P37625103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Capital Budget For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Employees' Bonuses For For Management
5 Approve Remuneration of Company's For For Management
Management
6 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LTD.
Ticker: 2688 Security ID: G3066L101
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Wang Yusuo as Director For For Management
3a2 Elect Zheng Hongtao as Director For For Management
3a3 Elect Wang Zizheng as Director For For Management
3a4 Elect Ma Zhixiang as Director For For Management
3a5 Elect Yuen Po Kwong as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
EQUATORIAL ENERGIA SA
Ticker: EQTL3 Security ID: P3773H104
Meeting Date: JUL 17, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For Against Management
Management
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 Approve Remuneration of Fiscal Council For For Management
Members
6 Elect Fiscal Council Members For For Management
7 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
--------------------------------------------------------------------------------
EQUATORIAL ENERGIA SA
Ticker: EQTL3 Security ID: P3773H104
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 6 to Reflect Changes in For For Management
Capital
2 Amend Article 26 For For Management
3 Consolidate Bylaws For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
EQUATORIAL ENERGIA SA
Ticker: EQTL3 Security ID: P3773H104
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 3 Re: Corporate Purpose For For Management
2 Consolidate Bylaws For For Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
EQUATORIAL ENERGIA SA
Ticker: EQTL3 Security ID: P3773H104
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Eight For For Management
4.1 Elect Carlos Augusto Leone Piani as For For Management
Director
4.2 Elect Guilherme Mexias Ache as Director For For Management
4.3 Elect Tania Sztamfater Chocolat as For For Management
Independent Director
4.4 Elect Paulo Jeronimo Bandeira de Mello For For Management
Pedrosa as Independent Director
4.5 Elect Luis Henrique de Moura Goncalves For For Management
as Independent Director
4.6 Elect Eduardo Haiama as Director For For Management
4.7 Elect Augusto Miranda da Paz Junior as For For Management
Director
4.8 Elect Tiago de Almeida Noel as Director For For Management
5 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
6.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Augusto Leone Piani as
Director
6.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Guilherme Mexias Ache as Director
6.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Tania Sztamfater Chocolat as
Independent Director
6.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Jeronimo Bandeira de Mello
Pedrosa as Independent Director
6.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luis Henrique de Moura Goncalves
as Independent Director
6.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Haiama as Director
6.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Augusto Miranda da Paz Junior as
Director
6.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Tiago de Almeida Noel as Director
7 Approve Remuneration of Company's For Against Management
Management
8 Install Fiscal Council For For Management
9 Fix Number of Fiscal Council Members For For Management
at Three
10.1 Elect Saulo de Tarso Alves de Lara as For For Management
Fiscal Council Member and Claudia
Luciana Ceccatto de Trotta as Alternate
10.2 Elect Maria Salete Garcia Pinheiro as For For Management
Fiscal Council Member and Paulo
Roberto Franceschi as Alternate
10.3 Elect Vanderlei Dominguez da Rosa as For For Management
Fiscal Council Member and Ricardo
Bertucci as Alternate
11 Approve Remuneration of Fiscal Council For For Management
Members
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
EQUATORIAL ENERGIA SA
Ticker: EQTL3 Security ID: P3773H104
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For For Management
Without Issuance of Shares and Amend
Article 6 Accordingly
2 Consolidate Bylaws For For Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
EREGLI DEMIR VE CELIK FABRIKALARI TAS
Ticker: EREGL Security ID: M40710101
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
Minutes of Meeting
3 Accept Board Report For For Management
4 Accept Audit Report For For Management
5 Accept Financial Statements For For Management
6 Approve Discharge of Board For For Management
7 Approve Allocation of Income For For Management
8 Elect Directors For For Management
9 Approve Director Remuneration For Against Management
10 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
11 Ratify External Auditors For For Management
12 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
13 Approve Upper Limit of Donations for For Against Management
2020 and Receive Information on
Donations Made in 2019
14 Approve Share Repurchase Program For For Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
EREGLI DEMIR VE CELIK FABRIKALARI TAS
Ticker: EREGL Security ID: M40710101
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
Minutes of Meeting
3 Accept Board Report For For Management
4 Accept Audit Report For For Management
5 Accept Financial Statements For For Management
6 Ratify Director Appointment For For Management
7 Approve Discharge of Board For For Management
8 Approve Allocation of Income For For Management
9 Elect Directors For For Management
10 Approve Director Remuneration For Against Management
11 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
12 Ratify External Auditors For Against Management
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
14 Approve Upper Limit of Donations for For Against Management
2021 and Receive Information on
Donations Made in 2020
15 Close Meeting None None Management
--------------------------------------------------------------------------------
ETIHAD ETISALAT CO.
Ticker: 7020 Security ID: M4100E106
Meeting Date: MAY 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
6 Approve Related Party Transactions Re: For For Management
Emirates Telecommunications Group
Company
7 Approve Related Party Transactions Re: For For Management
Public Pension Agency
8 Approve Related Party Transactions Re: For For Management
Saudi Basic Industries Corp
9 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
10 Approve Dividends of SAR 0.5 Per Share For For Management
for FY 2020
--------------------------------------------------------------------------------
EVE ENERGY CO., LTD.
Ticker: 300014 Security ID: Y2303F109
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Working System for Independent For For Management
Directors
2 Amend Management System for Special For For Management
Deposit and Usage of Raised Funds
3 Amend Foreign Investment Management For For Management
System
4 Amend Related Party Transaction For For Management
Decision-making System
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
6 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7 Amend External Guarantee Management For For Management
System
8 Approve Amendments to Articles of For For Management
Association
9 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
EVE ENERGY CO., LTD.
Ticker: 300014 Security ID: Y2303F109
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Change the Implementation For For Management
Entity of the Partial Raised Funds
Investment Project
2 Approve Changes in Usage of Raised For For Management
Funds
3 Approve Guarantee Provision Plan For For Management
4 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
EVE ENERGY CO., LTD.
Ticker: 300014 Security ID: Y2303F109
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change to Joint-Venture For For Management
Investment and Provision of Guarantee
2 Approve Provision of Guarantee For For Shareholder
--------------------------------------------------------------------------------
EVE ENERGY CO., LTD.
Ticker: 300014 Security ID: Y2303F109
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in the Construction For For Management
of Passenger Vehicle Lithium-Ion Power
Battery Project (Phase II)
2 Approve Provision of Guarantees For Against Management
3 Approve Daily Related Party For For Management
Transactions
4 Approve Employee Share Purchase Plan For Against Shareholder
(Draft) and Summary
5 Approve Authorization of Board to For Against Shareholder
Handle All Related Matters
6 Approve Provision of Guarantee for For For Shareholder
Yiwei Asia
--------------------------------------------------------------------------------
EVE ENERGY CO., LTD.
Ticker: 300014 Security ID: Y2303F109
Meeting Date: APR 08, 2021 Meeting Type: Special
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Establishment of Joint Venture For For Management
Company
--------------------------------------------------------------------------------
EVE ENERGY CO., LTD.
Ticker: 300014 Security ID: Y2303F109
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Audit Report For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Statements For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Remuneration and Assessment For For Management
Plan of Directors and Senior
Management Members
8 Approve to Appoint Auditor For For Management
9 Approve Repurchase and Cancellation of For For Management
Stock Options and Performance Shares
10 Approve Amendments to Articles of For For Management
Association
11 Approve to Formulate Management System For For Management
of External Financial Assistance
Provision
12 Approve Report of the Board of For For Management
Supervisors
13 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
EVE ENERGY CO., LTD.
Ticker: 300014 Security ID: Y2303F109
Meeting Date: JUN 09, 2021 Meeting Type: Special
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Leasing Business For For Management
2 Approve Provision of Guarantees For For Management
3 Approve Change of Use of Part of For For Management
Raised Funds
--------------------------------------------------------------------------------
EVER SUNSHINE LIFESTYLE SERVICES GROUP LIMITED
Ticker: 1995 Security ID: G3313W108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Ma Yongyi as Director For Against Management
3.2 Elect Wang Peng as Director For Against Management
3.3 Elect Cheung Wai Chung as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve Change of English Name and For For Management
Chinese Name of the Company and
Related Transactions
--------------------------------------------------------------------------------
EVERBRIGHT SECURITIES COMPANY LIMITED
Ticker: 6178 Security ID: Y2357S106
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Business Scope and For For Management
Amend Articles of Association
2 Approve Ernst & Young Hua Ming LLP For For Management
(Special General Partnership) and
Ernst & Young as Domestic External
Auditors and Overseas External
Auditors, Respectively, and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
EVERBRIGHT SECURITIES COMPANY LIMITED
Ticker: 6178 Security ID: Y2357S106
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Amendments to the For For Management
Rules Governing the Management of
Related Party Transactions
2.1 Elect Yan Jun as Director For For Management
2.2 Elect Liu Qiuming as Director For For Management
2.3 Elect Song Bingfang as Director For For Management
2.4 Elect Fu Jianping as Director For For Management
2.5 Elect Yin Lianchen as Director For For Management
2.6 Elect Chan Ming Kin as Director For For Management
2.7 Elect Tian Wei as Director For For Management
2.8 Elect Yu Mingxiong as Director For For Management
3.1 Elect Wang Yong as Director For For Management
3.2 Elect Po Wai Kwong as Director For For Management
3.3 Elect Ren Yongping as Director For For Management
3.4 Elect Yin Junming as Director For For Management
3.5 Elect Liu Yunhong as Director For For Management
4.1 Elect Liu Jiping as Supervisor For For Management
4.2 Elect Wu Chunsheng as Supervisor For For Management
4.3 Elect Wang Hongyang as Supervisor For For Management
4.4 Elect Yang Weirong as Supervisor For For Management
4.5 Elect Zhu Wuxiang as Supervisor For For Management
4.6 Elect Cheng Fengchao as Supervisor For For Management
--------------------------------------------------------------------------------
EVERBRIGHT SECURITIES COMPANY LIMITED
Ticker: 6178 Security ID: Y2357S106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Annual Report and Its For For Management
Summary
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2021 Expected Ordinary Related For For Management
Party (Connected) Transactions in 2021
6 Approve Proposal of Proprietary For For Management
Trading Businesses Scale in 2021
7.1 Approve Issuer For For Management
7.2 Approve Type of Debt Financing For For Management
Instruments
7.3 Approve Size of Issuance For For Management
7.4 Approve Method of Issuance For For Management
7.5 Approve Term of Debt Financing For For Management
Instruments
7.6 Approve Interest Rates of Debt For For Management
Financing Instruments
7.7 Approve Guarantees and Other Credit For For Management
Enhancement Arrangements
7.8 Approve Purpose of Proceeds For For Management
7.9 Approve Issue Price For For Management
7.10 Approve Target Subscribers and For For Management
Arrangements for Placement to the
Shareholders of the Company
7.11 Approve Listing of the Debt Financing For For Management
Instruments
7.12 Approve Measures for Guaranteeing Debt For For Management
Repayment of the Debt Financing
Instruments
7.13 Approve Authorization of Matters For For Management
Relating to the Issuance of the
Onshore and Offshore Debt Financing
Instruments of the Company
7.14 Approve Validity Period of the For For Management
Resolution
8 Approve Adjustment of the Allowances For For Management
of the Independent Directors and
External Supervisors
--------------------------------------------------------------------------------
EVERGREEN MARINE CORP. (TAIWAN) LTD.
Ticker: 2603 Security ID: Y23632105
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
4 Approve Release of Restrictions of For For Management
Competitive Activities of Chairman
CHANG, YEN-I
--------------------------------------------------------------------------------
EXXARO RESOURCES LTD.
Ticker: EXX Security ID: S26949107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Likhapha Mbatha as Director For For Management
1.2 Re-elect Isaac Mophatlane as Director For For Management
1.3 Elect Chanda Nxumalo as Director For For Management
1.4 Elect Mandlesilo Msimang as Director For For Management
1.5 Elect Nombasa Tsengwa as Director For For Management
1.6 Elect Mvuleni Qhena as Director For For Management
2.1 Re-elect Mark Moffett as Member of the For Abstain Management
Audit Committee
2.2 Re-elect Isaac Mophatlane as Member of For For Management
the Audit Committee
2.3 Re-elect Ras Myburgh as Member of the For For Management
Audit Committee
2.4 Re-elect Vuyisa Nkonyeni as Member of For For Management
the Audit Committee
2.5 Elect Chanda Nxumalo as Member of the For For Management
Audit Committee
3.1 Re-elect Geraldine Fraser-Moleketi as For For Management
Member of the Social, Ethics and
Responsibility Committee
3.2 Re-elect Likhapha Mbatha as Member of For For Management
the Social, Ethics and Responsibility
Committee
3.3 Re-elect Isaac Mophatlane as Member of For For Management
the Social, Ethics and Responsibility
Committee
3.4 Re-elect Peet Snyders as Member of the For For Management
Social, Ethics and Responsibility
Committee
4 Reappoint PricewaterhouseCoopers For For Management
Incorporated as Auditors of the
Company with TD Shango as the
Independent External Auditor
5 Appoint KPMG Consortium as Auditors of For For Management
the Company with Safeera Loonat as the
Designated Audit Partner
6 Authorise Ratification of Approved For For Management
Resolutions
7 Approve Amendment to the Deferred For For Management
Bonus Plan Rules to include Malus
Provisions
8 Approve Amendment to the Long-Term For For Management
Incentive Plan Rules to include Malus
Provisions
1 Approve Non-executive Directors' Fees For For Management
2 Approve Financial Assistance in Terms For For Management
of Sections 44 of the Companies Act
3 Authorise Repurchase of Issued Share For For Management
Capital
4 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
1 Approve Remuneration Policy For For Management
2 Approve Implementation Report of the For For Management
Remuneration Policy
--------------------------------------------------------------------------------
FALABELLA SA
Ticker: FALABELLA Security ID: P3880F108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Consolidated Balance Sheet For For Management
3 Approve Consolidated Financial For For Management
Statements
4 Approve Auditors' Report For For Management
5 Approve Dividends of CLP 5 Per Share For For Management
6 Approve Allocation of Income Which are For For Management
no Distributable to Shareholders
7 Approve Dividend Policy For For Management
8 Approve Remuneration of Directors For For Management
9 Appoint Auditors For For Management
10 Designate Risk Assessment Companies For For Management
11 Receive Report Regarding Related-Party For For Management
Transactions
12 Receive Directors Committee's Report For For Management
13 Approve Remuneration of Directors' For For Management
Committee
14 Approve Budget of Directors' Committee For For Management
15 Designate Newspaper to Publish For For Management
Announcements
--------------------------------------------------------------------------------
FANGDA CARBON NEW MATERIAL CO., LTD.
Ticker: 600516 Security ID: Y51720103
Meeting Date: JUL 20, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
FANGDA CARBON NEW MATERIAL CO., LTD.
Ticker: 600516 Security ID: Y51720103
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
FANGDA CARBON NEW MATERIAL CO., LTD.
Ticker: 600516 Security ID: Y51720103
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Funds for Securities For Against Management
Investment
2 Approve Mutual Guarantee For For Management
--------------------------------------------------------------------------------
FANGDA CARBON NEW MATERIAL CO., LTD.
Ticker: 600516 Security ID: Y51720103
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Idle Funds to Purchase For Against Management
Financial Products
--------------------------------------------------------------------------------
FANGDA CARBON NEW MATERIAL CO., LTD.
Ticker: 600516 Security ID: Y51720103
Meeting Date: FEB 04, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
FANGDA CARBON NEW MATERIAL CO., LTD.
Ticker: 600516 Security ID: Y51720103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Related Party Transaction For For Management
8 Approve Application for Comprehensive For For Management
Credit Business
--------------------------------------------------------------------------------
FANGDA CARBON NEW MATERIAL CO., LTD.
Ticker: 600516 Security ID: Y51720103
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allowance of Independent For For Management
Directors
2.1 Elect Dang Xijiang as Director For For Shareholder
2.2 Elect Yan Kuixing as Director For For Shareholder
2.3 Elect Huang Zhihua as Director For For Shareholder
2.4 Elect Liu Yinan as Director For For Shareholder
2.5 Elect Xu Zhixin as Director For For Shareholder
2.6 Elect Qiu Yapeng as Director For For Shareholder
2.7 Elect Shu Wenbo as Director For For Shareholder
3.1 Elect Wei Yanheng as Director For For Management
3.2 Elect Wu Li as Director For For Management
3.3 Elect Huang Juan as Director For For Management
3.4 Elect Peng Shuyuan as Director For For Management
4.1 Elect Li Xin as Supervisor For For Management
4.2 Elect Shi Jinhua as Supervisor For For Management
4.3 Elect Lu Lu as Supervisor For For Management
--------------------------------------------------------------------------------
FAR EAST HORIZON LTD.
Ticker: 3360 Security ID: Y24286109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Kong Fanxing as Director For For Management
3b Elect Wang Mingzhe as Director For For Management
3c Elect Yang Lin as Director For For Management
3d Elect Liu Haifeng David as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For Against Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
FAR EASTERN NEW CENTURY CORP.
Ticker: 1402 Security ID: Y24374103
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3.1 Elect Douglas Tong Hsu, with None For Shareholder
Shareholder No. 8, as Non-independent
Director
3.2 Elect Johnny Hsi, a Representative of None Against Shareholder
Asia Cement Corp. with Shareholder No.
319, as Non-independent Director
3.3 Elect Peter Hsu, a Representative of None Against Shareholder
Asia Cement Corp., with Shareholder No.
319, as Non-independent Director
3.4 Elect Shaw Y. Wang, a Representative None Against Shareholder
of Asia Cement Corp., with Shareholder
No. 319, as Non-independent Director
3.5 Elect Jeff Hsu, a Representative of None Against Shareholder
Asia Cement Corp., with Shareholder No.
319, as Non-independent Director
3.6 Elect Richard Yang, a Representative None Against Shareholder
of Far Eastern Department Stores Ltd.,
with Shareholder No. 844, as
Non-independent Director
3.7 Elect Tonia Katherine Hsu, a None Against Shareholder
Representative of Far Eastern
Department Stores Ltd., with
Shareholder No. 844, as
Non-independent Director
3.8 Elect Kwan-Tao Li, a Representative of None Against Shareholder
U-Ming Marine Transport Corp., with
Shareholder No. 21778, as
Non-independent Director
3.9 Elect Alice Hsu, a Representative of None Against Shareholder
U-Ming Marine Transport Corp., with
Shareholder No. 21778, as
Non-independent Director
3.10 Elect Champion Lee, a Representative None Against Shareholder
of Yue Ding Investment Co., Ltd., with
Shareholder No. 118441, as Independent
Director
3.11 Elect Chen-En Ko, with Shareholder No. None For Shareholder
U100056XXX, as Independent Director
3.12 Elect Johnsee Lee, with Shareholder No. None Against Shareholder
P100035XXX, as Independent Director
3.13 Elect Raymond R. M. Tai, with None For Shareholder
Shareholder No. Q100220XXX, as
Independent Director
4 Approve Release of Relevant Directors For For Management
from the Non-competition Restriction
under Article 209 of the Company Act
--------------------------------------------------------------------------------
FAR EASTONE TELECOMMUNICATIONS CO., LTD.
Ticker: 4904 Security ID: Y7540C108
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Cash Distribution from Capital For For Management
Reserve
4 Approve Amendments to Articles of For For Management
Association
5.1 Elect Douglas Hsu, a Representative of None For Shareholder
Yuan Ding Investment Co., Ltd., with
SHAREHOLDER NO.0000001, as
Non-Independent Director
5.2 Elect Peter Hsu, a Representative of None Against Shareholder
Yuan Ding Investment Co., Ltd., with
SHAREHOLDER NO.0000001, as
Non-Independent Director
5.3 Elect Jan Nilsson, a Representative of None Against Shareholder
Yuan Ding Investment Co., Ltd., with
SHAREHOLDER NO.0000001, as
Non-Independent Director
5.4 Elect Champion Lee, a Representative None Against Shareholder
of Yuan Ding Co., Ltd., with
SHAREHOLDER NO.0017366, as
Non-Independent Director
5.5 Elect Jeff Hsu, a Representative of None Against Shareholder
Yuan Ding Co., Ltd., with SHAREHOLDER
NO.0017366, as Non-Independent Director
5.6 Elect Toon Lim, a Representative of None Against Shareholder
Ding Yuan International Investment Co.
, Ltd., with SHAREHOLDER NO.0001212,
as Non-Independent Director
5.7 Elect Nobutaka Kurata, a None Against Shareholder
Representative of U-Ming Marine
Transport Corp., with SHAREHOLDER NO.
0051567, as Non-Independent Director
5.8 Elect Bonnie Peng, a Representative of None Against Shareholder
Asia Investment Corp., with
SHAREHOLDER NO.0015088, as
Non-Independent Director
5.9 Elect Lawrence Juen-Yee LAU, with ID None Against Shareholder
NO.1944121XXX, as Independent Director
5.10 Elect Jyuo-Min Shyu, with ID NO. None For Shareholder
F102333XXX, as Independent Director
5.11 Elect Ta-Sung Lee, with ID NO. None For Shareholder
F120669XXX, as Independent Director
6 Approve to Release the Non-competition For Against Management
Restriction on Directors in Accordance
with Article 209 of the Company Law
--------------------------------------------------------------------------------
FENG TAY ENTERPRISE CO., LTD.
Ticker: 9910 Security ID: Y24815105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4.1 Elect CHIEN-HUNG, WANG, with None For Shareholder
Shareholder No. 3, as Non-independent
Director
4.2 Elect CHIEN-RONG, WANG, with None Against Shareholder
Shareholder No. 4, as Non-independent
Director
4.3 Elect CHAO-CHI, CHEN, with Shareholder None For Shareholder
No. 38202, as Non-independent Director
4.4 Elect HUI-LIN, CHEN, with Shareholder None Against Shareholder
No. 17, as Non-independent Director
4.5 Elect PETER DALE NICKERSON, with None Against Shareholder
Shareholder No. 57128, as
Non-independent Director
4.6 Elect SHI-JIN, TSAI, with Shareholder None Against Shareholder
No. Q100694XXX, as Non-independent
Director
4.7 Elect SHI-RONG, CHEN, with Shareholder None Against Shareholder
No. 16, as Non-independent Director
4.8 Elect TSUNG-DA, LU, with Shareholder None Against Shareholder
No. 18, as Non-independent Director
4.9 Elect YI-HUA, CHUNG, with Shareholder None Against Shareholder
No. Q120042XXX, as Non-independent
Director
4.10 Elect LI-CHUAN, WANG, with Shareholder None Against Shareholder
No. 5, as Non-independent Director
4.11 Elect HAO-CHIEN, HUANG, with None For Shareholder
Shareholder No. P101154XXX, as
Independent Director
4.12 Elect YOU-SHENG, LU, with Shareholder None For Shareholder
No. V120131XXX, as Independent Director
4.13 Elect CHUNG-YI, LIN, with Shareholder None For Shareholder
No. S120772XXX, as Independent Director
4.14 Elect HSUEH-CHENG, LI, with None For Shareholder
Shareholder No. F121943XXX, as
Independent Director
5 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD.
Ticker: 600498 Security ID: Y2482T102
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lu Guoqing as Non-Independent For For Management
Director
1.2 Elect Liu Huiya as Non-Independent For For Management
Director
1.3 Elect He Shuping as Non-Independent For For Management
Director
1.4 Elect Chen Shanzhi as Non-Independent For For Management
Director
1.5 Elect Ge Jun as Non-Independent For For Management
Director
1.6 Elect Wang Weihua as Non-Independent For For Management
Director
1.7 Elect Tao Jun as Non-Independent For For Management
Director
2.1 Elect Tian Zhilong as Independent For For Management
Director
2.2 Elect Wang Xiongyuan as Independent For For Management
Director
2.3 Elect Guo Yuemei as Independent For For Management
Director
2.4 Elect Chen Zhen as Independent Director For For Management
3.1 Elect Yu Shaohua as Supervisor For For Management
3.2 Elect Ding Feng as Supervisor For For Management
3.3 Elect Wu Haibo as Supervisor For For Management
3.4 Elect Zhang Haiyan as Supervisor For For Management
--------------------------------------------------------------------------------
FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD.
Ticker: 600498 Security ID: Y2482T102
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination in the For For Management
Implementation of Performance Share
Incentive Plan as well as Repurchase
and Cancellation of Performance Shares
--------------------------------------------------------------------------------
FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD.
Ticker: 600498 Security ID: Y2482T102
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Terms for Downward Adjustment For Against Management
of Conversion Price
--------------------------------------------------------------------------------
FIBERHOME TELECOMMUNICATION TECHNOLOGIES CO., LTD.
Ticker: 600498 Security ID: Y2482T102
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Daily Related Party Transaction For For Management
6 Approve Financial Service Agreement For Against Management
7 Approve Profit Distribution For For Management
8 Approve to Appoint Auditor For For Management
9 Approve Annual Report and Summary For For Management
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION SA DE CV
Ticker: FUNO11 Security ID: P3515D163
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.i Accept Reports of Audit, Corporate For For Management
Practices, Nominating and Remuneration
Committees
1.ii Accept Technical Committee Report on For For Management
Compliance in Accordance to Article
172 of General Mercantile Companies Law
1.iii Accept Report of Trust Managers in For For Management
Accordance to Article 44-XI of
Securities Market Law, Including
Technical Committee's Opinion on that
Report
1.iv Accept Technical Committee Report on For For Management
Operations and Activities Undertaken
2 Approve Financial Statements and For For Management
Allocation of Income
3 Ratify Ignacio Trigueros Legarreta as For For Management
Member of Technical Committee
4 Ratify Antonio Hugo Franck Cabrera as For For Management
Member of Technical Committee
5 Ratify Ruben Goldberg Javkin as Member For For Management
of Technical Committee
6 Ratify Herminio Blanco Mendoza as For Against Management
Member of Technical Committee
7 Ratify Alberto Felipe Mulas Alonso as For For Management
Member of Technical Committee
8 Approve Remuneration of Technical For For Management
Committee Members
9 Receive Controlling's Report on For Against Management
Ratification of Members and Alternates
of Technical Committee
10 Appoint Legal Representatives For For Management
11 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FILA HOLDINGS CORP.
Ticker: 081660 Security ID: Y2484W103
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Yoon Myeong-jin as Inside For For Management
Director
2.2 Elect Jeong Seung-wook as For For Management
Non-Independent Non-Executive Director
2.3 Elect Kim Hae-seong as Outside Director For For Management
2.4 Elect Yoon Young-mi as Outside Director For For Management
3 Appoint Yoon Young-seon as Internal For For Management
Auditor
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
FINANCIAL STREET HOLDINGS CO., LTD.
Ticker: 000402 Security ID: Y2496E109
Meeting Date: JUL 06, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dong Zhenyu as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
FIRST ABU DHABI BANK PJSC
Ticker: FAB Security ID: M7080Z114
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Ownership of For Against Management
Legacy First Gulf Bank Banking License
to ADQ Holding to Establish a Fully
Digitalized UAE Bank in Exchange of
10% of the Proposed Bank and an
Additional 10% in it's Initial Public
Offering
--------------------------------------------------------------------------------
FIRST ABU DHABI BANK PJSC
Ticker: FAB Security ID: M7080Z114
Meeting Date: FEB 28, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Allocation of Income and For For Management
Dividends of 74 Percent of Share
Capital for FY 2020
5 Approve Remuneration of Directors For For Management
6 Approve Discharge of Directors for FY For For Management
2020
7 Approve Discharge of Auditors for FY For For Management
2020
8 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
9 Elect Director For Against Management
10 Approve Shariah Supervisory Board For For Management
Report and Elect Shariah Supervisory
Board Members
10 Approve The Renewal of the Issuing For For Management
Programs/Islamic Sukuk/Bonds or Other
Non-Convertible Securities or Create
New Programs Up to USD 10 Billion
11 Authorize the Board to Issue Islamic For For Management
Sukuk/Bonds or Other Non-Convertible
Securities, Update or Create New
Programs Up to USD 10 Billion
--------------------------------------------------------------------------------
FIRST CAPITAL SECURITIES CO., LTD.
Ticker: 002797 Security ID: Y2R9TR100
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6.1 Approve Related Party Transactions For For Management
with Beijing Capital Group Co., Ltd.
and Related Parties
6.2 Approve Related Party Transactions For For Management
with Huaxi Xinyu Investment Co., Ltd.
and Related Parties
6.3 Approve Related Party Transactions For For Management
with Zhejiang Hangmin Industry Group
Co., Ltd. and Related Parties
6.4 Approve Related Party Transactions For For Management
with Yinhua Fund Management Co., Ltd.
and Its Subsidiaries within the Scope
of Consolidated Statements
6.5 Approve Related Party Transactions For For Management
with Other Related Parties
7 Approve Proprietary Investment Scale For For Management
Application
8 Approve Issuance of Commercial Papers For For Management
9 Amend Selection and Appointment System For For Management
of Accounting Firms
10 Approve Appointment of Auditor For For Management
11 Approve Remuneration of Directors For For Management
12 Approve Remuneration of Supervisors For For Management
13.1 Elect Liu Xuemin as Director For For Management
13.2 Elect Wang Fang as Director For For Management
13.3 Elect Deng Wenbin as Director For For Management
13.4 Elect Yang Weibin as Director For For Management
13.5 Elect Xu Jian as Director For For Management
13.6 Elect Liang Wangnan as Director For For Management
13.7 Elect Zang Ying as Director For For Management
13.8 Elect Gao Tianxiang as Director For For Management
14.1 Elect Long Yifei as Director For For Management
14.2 Elect Luo Fei as Director For For Management
14.3 Elect Peng Peiran as Director For For Management
14.4 Elect Li Xudong as Director For For Management
14.5 Elect Liu Xiaolei as Director For For Management
15.1 Elect Qian Longhai as Supervisor For For Management
15.2 Elect Li Zhang as Supervisor For For Management
15.3 Elect Chen Zhicheng as Supervisor For For Management
15.4 Elect Wang Xuefeng as Supervisor For For Management
--------------------------------------------------------------------------------
FIRST FINANCIAL HOLDING CO. LTD.
Ticker: 2892 Security ID: Y2518F100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Consolidated Financial Statements
2 Approve Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4.1 Elect YE-CHIN CHIOU, a Representative For For Shareholder
of MINISTRY OF FINANCE, with
SHAREHOLDER NO.1250015, as
Non-Independent Director
4.2 Elect FEN-LEN CHEN, a Representative For For Shareholder
of MINISTRY OF FINANCE, with
SHAREHOLDER NO.1250015, as
Non-Independent Director
4.3 Elect SHANG-CHIH WANG, a For For Shareholder
Representative of MINISTRY OF FINANCE,
with SHAREHOLDER NO.1250015, as
Non-Independent Director
4.4 Elect SHING-RONG LO, a Representative For For Shareholder
of MINISTRY OF FINANCE, with
SHAREHOLDER NO.1250015, as
Non-Independent Director
4.5 Elect CHIH-CHUAN CHEN, a For For Shareholder
Representative of MINISTRY OF FINANCE,
with SHAREHOLDER NO.1250015, as
Non-Independent Director
4.6 Elect HSIN-LU CHANG, a Representative For For Shareholder
of MINISTRY OF FINANCE, with
SHAREHOLDER NO.1250015, as
Non-Independent Director
4.7 Elect TUNG-FU LIN, a Representative of For For Shareholder
MINISTRY OF FINANCE, with SHAREHOLDER
NO.1250015, as Non-Independent Director
4.8 Elect CHIA-CHEN LEE, a Representative Against Against Shareholder
of MINISTRY OF FINANCE, with
SHAREHOLDER NO.1250015, as
Non-Independent Director
4.9 Elect MING-JEN YAO, a Representative For For Shareholder
of BANK OF TAIWAN, with SHAREHOLDER NO.
1250012, as Non-Independent Director
4.10 Elect SU-CHU HSU, a Representative of For For Shareholder
BANK OF TAIWAN, with SHAREHOLDER NO.
1250012, as Non-Independent Director
4.11 Elect TIEN-YUAN CHEN, a Representative Against Against Shareholder
of GOLDEN GATE INVESTMENT CO.,LTD,
with SHAREHOLDER NO.4675749, as
Non-Independent Director
4.12 Elect AN-FU CHEN, a Representative of For For Shareholder
GLOBAL VISION INVESTMENT CO.,LTD, with
SHAREHOLDER NO.4562879, as
Non-Independent Director
4.13 Elect CHUN-HUNG LIN, with ID NO. For For Management
J120418XXX, as Independent Director
4.14 Elect RACHEL J. HUANG, with ID NO. For For Management
J221239XXX, as Independent Director
4.15 Elect YEN-LIANG CHEN, with ID NO. For For Management
D120848XXX, as Independent Director
4.16 Elect WEN-LING HUNG, with ID NO. For For Management
F220614XXX, as Independent Director
4.17 Elect HUNG-YU LIN, with ID NO. For For Management
N223608XXX, as Independent Director
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
FIRSTRAND LTD.
Ticker: FSR Security ID: S5202Z131
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Russell Loubser as Director For For Management
1.2 Re-elect Thandie Mashego as Director For For Management
1.3 Elect Zelda Roscherr as Director For For Management
2.1 Reappoint Deloitte & Touche as For For Management
Auditors of the Company
2.2 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company
3 Place Authorised but Unissued Ordinary For For Management
Shares under Control of Directors
4 Authorise Ratification of Approved For For Management
Resolutions
1 Approve Remuneration Policy For For Management
2 Approve Remuneration Implementation For Against Management
Report
1 Authorise Repurchase of Issued Share For For Management
Capital
2.1 Approve Financial Assistance to For For Management
Directors and Prescribed Officers as
Employee Share Scheme Beneficiaries
2.2 Approve Financial Assistance to For For Management
Related and Inter-related Entities
3 Approve Remuneration of Non-Executive For For Management
Directors
--------------------------------------------------------------------------------
FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD.
Ticker: 002027 Security ID: Y29327106
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Venture Capital Management System For For Management
2 Approve to Adjust the Relevant Matters For For Management
on Appointment of Auditor
--------------------------------------------------------------------------------
FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD.
Ticker: 002027 Security ID: Y29327114
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For Against Management
2 Approve Management Method of Employee For Against Management
Share Purchase Plan
3 Approve Authorization of the Board to For Against Management
Handle All Matters Related to Employee
Share Purchase Plan
--------------------------------------------------------------------------------
FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD.
Ticker: 002027 Security ID: Y29327114
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Use of Own Funds to Purchase For Against Management
Financial Products
8 Approve Use of Own Funds for Venture For Against Management
Capital
9 Approve Daily Related Party For For Management
Transactions
10 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
FOLLI FOLLIE SA
Ticker: FFGRP Security ID: X1890Z115
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2018 Financial Statements and For Against Management
Statutory Reports
2 Approve Management of Company for the Against Against Management
Fiscal Year 2018 and Discharge Board
3 Approve Management of Company and For Against Management
Grant Discharge to Auditors in
Relation to Drafting and Special Audit
of Restated 2018 Financial Statements
4 Approve Auditors and Fix Their For Against Management
Remuneration for 2019
5 Approve Director Remuneration for 2018 Against Against Management
6 Ratify Director Appointments For Against Management
7 Ratify Rules on Audit Committee's For For Management
Nature, Composition, and Membership
8 Presentation of Audit Committee's None None Management
Activity Report
9 Various Announcements None None Management
--------------------------------------------------------------------------------
FOLLI FOLLIE SA
Ticker: FFGRP Security ID: X1890Z115
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2019 Financial Statements For For Management
2 Approve Management of Company and For For Management
Grant Discharge to Auditors
3 Approve Current Management of Company For For Management
and Grant Discharge to Auditors in
Relation to Drafting and Ordinary
Audit of 2019 Financial Statements
4 Approve Auditors and Fix Their For For Management
Remuneration
5 Approve Remuneration Policy For For Management
6 Advisory Vote on Remuneration Report For For Management
7 Approve Director Remuneration for 2019 For For Management
8 Pre-approve Director Remuneration for For For Management
2020
9 Various Announcements None None Management
--------------------------------------------------------------------------------
FOLLI FOLLIE SA
Ticker: FFGRP Security ID: X1890Z115
Meeting Date: MAR 22, 2021 Meeting Type: Special
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Rehabilitation Agreement For For Management
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO SAB DE CV
Ticker: FEMSAUBD Security ID: P4182H115
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and Cash For For Management
Dividends
3 Set Maximum Amount of Share Repurchase For For Management
Reserve
4 Elect Directors and Secretaries, For Against Management
Verify Director's Independence
Classification as Per Mexican
Securities Law, and Approve their
Remuneration
5 Elect Members and Chairmen of Planning For For Management
and Finance, Audit, and Corporate
Practices Committees; Approve Their
Remuneration
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
7 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
FORD OTOMOTIV SANAYI AS
Ticker: FROTO Security ID: M7608S105
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Ratify Director Appointments For Against Management
6 Approve Discharge of Board For For Management
7 Approve Allocation of Income For For Management
8 Amend Articles 6 Re: Capital Related For Against Management
9 Elect Directors For Against Management
10 Approve Remuneration Policy and For For Management
Director Remuneration for 2020
11 Approve Director Remuneration For Against Management
12 Ratify External Auditors For For Management
13 Approve Upper Limit of Donations for For Against Management
2021 and Receive Information on
Donations Made in 2020
14 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
15 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
16 Wishes None None Management
--------------------------------------------------------------------------------
FORMOSA CHEMICALS & FIBRE CORP.
Ticker: 1326 Security ID: Y25946107
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Amend Rules and Procedures Regarding For For Management
Shareholders' General Meeting
5.1 Elect WEN YUAN, WONG, with SHAREHOLDER None For Shareholder
NO. 327181, as Non-Independent Director
5.2 Elect FU YUAN, HONG, with SHAREHOLDER None For Shareholder
NO. 498, as Non-Independent Director
5.3 Elect WILFRED WANG, with SHAREHOLDER None Against Shareholder
NO. 8, as Non-Independent Director
5.4 Elect RUEY YU, WANG, a Representative None Against Shareholder
of NAN YA PLASTICS CORPORATION, with
SHAREHOLDER NO. 3354, as
Non-Independent Director
5.5 Elect WALTER WANG, a Representative of None Against Shareholder
FORMOSA PETROCHEMICAL CORPORATION,
with SHAREHOLDER NO. 234888, as
Non-Independent Director
5.6 Elect WEN CHIN, LU, with SHAREHOLDER None Against Shareholder
NO. 289911, as Non-Independent Director
5.7 Elect ING DAR, FANG, with SHAREHOLDER None Against Shareholder
NO. 298313, as Non-Independent Director
5.8 Elect CHING FEN, LEE, with ID NO. None Against Shareholder
A122251XXX, as Non-Independent Director
5.9 Elect TSUNG YUAN, CHANG, with ID NO. None Against Shareholder
C101311XXX, as Non-Independent Director
5.10 Elect WEI KENG, CHIEN, with ID NO. None Against Shareholder
M120163XXX, as Non-Independent Director
5.11 Elect CHUN HSIUNG, SU, with None Against Shareholder
SHAREHOLDER NO. 293409, as
Non-Independent Director
5.12 Elect HORNG MING, JUANG, with None Against Shareholder
SHAREHOLDER NO. 289875, as
Non-Independent Director
5.13 Elect RUEY LONG, CHEN, with ID No. None Against Shareholder
Q100765XXX, as Independent Director
5.14 Elect HWEI CHEN, HUANG, with ID No. None For Shareholder
N103617XXX, as Independent Director
5.15 Elect TAI LANG, CHIEN, with ID No. None For Shareholder
T102591XXX, as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
FORMOSA PETROCHEMICAL CORP.
Ticker: 6505 Security ID: Y2608S103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5.1 Elect Bao Lang Chen, a Representative For For Management
of Formosa Plastics Corp. with
Shareholder No. 1, as Non-Independent
Director
5.2 Elect William Wong, a Representative For Against Management
of Formosa Chemicals & Fibre Corp.
(FORMOSA CHEMICALS AND FIBRE CORP)
with Shareholder No. 3, as
Non-Independent Director
5.3 Elect Susan Wang, a Representative of For Against Management
Formosa Plastics Corp. with
Shareholder No. 1, as Non-Independent
Director
5.4 Elect Wilfred Wang, a Representative For Against Management
of NAN YA PLASTICS CORP. with
Shareholder No. 2, as Non-Independent
Director
5.5 Elect Walter Wang, with ID NO. For Against Management
A123114XXX, as Non-Independent Director
5.6 Elect Mihn Tsao, a Representative of For For Management
NAN YA PLASTICS CORP. with Shareholder
No. 2, as Non-Independent Director
5.7 Elect Keh-Yen Lin, with SHAREHOLDER NO. For Against Management
1446, as Non-Independent Director
5.8 Elect Jui-Shih Chen, with SHAREHOLDER For Against Management
NO.20122, as Non-Independent Director
5.9 Elect Te-Hsiung Hsu, with SHAREHOLDER For Against Management
NO.19974, as Non-Independent Director
5.10 Elect Yu-Lang Chien, with SHAREHOLDER For Against Management
NO.3428, as Non-Independent Director
5.11 Elect Song-Yueh Tsay, with ID NO. For Against Management
B100428XXX, as Non-Independent Director
5.12 Elect Chia-Hsien Hsu, with ID NO. For Against Management
M120594XXX, as Non-Independent Director
5.13 Elect C.P. Chang, with ID NO. For Against Management
N102640XXX, as Independent Director
5.14 Elect Yu Cheng, with ID NO. For Against Management
P102776XXX, as Independent Director
5.15 Elect Sush-der Lee, with ID NO. For For Management
N100052XXX, as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
FORMOSA PLASTICS CORP.
Ticker: 1301 Security ID: Y26095102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholders'
General Meeting
5.1 Elect Jason Lin, with Shareholder No. For For Management
D100660XXX, as Non-independent Director
5.2 Elect William Wong, a Representative For Against Management
of Formosa Chemicals & Fibre
Corporation with Shareholder No. 6400,
as Non-independent Director
5.3 Elect Susan Wang, a Representative of For Against Management
Nanya Plastics Corporation with
Shareholder No. 6145, as
Non-independent Director
5.4 Elect Wilfred Wang, a Representative For Against Management
of Formosa Petrochemical Corporation
with Shareholder No. 558432, as
Non-independent Director
5.5 Elect C.T. Lee, with Shareholder No. For Against Management
6190, as Non-independent Director
5.6 Elect Cher Wang, with Shareholder No. For Against Management
771725, as Non-independent Director
5.7 Elect Ralph Ho, with Shareholder No. For Against Management
38, as Non-independent Director
5.8 Elect K.H. Wu, with Shareholder No. For Against Management
55597, as Non-independent Director
5.9 Elect Sang-Chi Lin, with Shareholder For Against Management
No. P102757XXX, as Non-independent
Director
5.10 Elect Jerry Lin, with Shareholder No. For Against Management
R121640XXX, as Non-independent Director
5.11 Elect Cheng-Chung Cheng, with For Against Management
Shareholder No. A102215XXX, as
Non-independent Director
5.12 Elect C.L. Wei with ID No. J100196XXX For For Management
as Independent Director
5.13 Elect C.J. Wu with ID No. R101312XXX For For Management
as Independent Director
5.14 Elect Yen-Shiang Shih with ID No. For For Management
B100487XXX as Independent Director
5.15 Elect Wen-Chyi Ong with ID No. For For Management
A120929XXX as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
FOSHAN HAITIAN FLAVOURING & FOOD CO., LTD.
Ticker: 603288 Security ID: Y23840104
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
FOSHAN HAITIAN FLAVOURING & FOOD CO., LTD.
Ticker: 603288 Security ID: Y23840104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
7 Approve Remuneration of Director and For For Management
Supervisors
8 Approve to Appoint Auditor For For Management
9 Approve Use of Idle Own Funds for For Against Management
Entrusted Financial Management
10 Approve Related Party Transactions For For Management
11 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
FOSUN INTERNATIONAL LIMITED
Ticker: 656 Security ID: Y2618Y108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Wang Qunbin as Director For For Management
3b Elect Xu Xiaoliang as Director For For Management
3c Elect Zhang Shengman as Director For For Management
3d Elect David T. Zhang as Director For For Management
3e Elect Zhuang Yuemin as Director For For Management
3f Elect Yu Qingfei as Director For For Management
3g Elect Tsang King Suen Katherine as For For Management
Director
3h Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Grant of Options and Issuance For Against Management
of Shares Under the Share Option
Scheme and Old Share Option Scheme
9a Approve Grant of Specific Mandate to For Against Management
Issue New Award Shares to
Computershare Hong Kong Trustees
Limited to Hold on Trust For Selected
Participants For Participation in the
Share Award Scheme and Related
Transactions
9b Approve Grant of Award Shares to Chen For Against Management
Qiyu Under the Share Award Scheme
9c Approve Grant of Award Shares to Xu For Against Management
Xiaoliang Under the Share Award Scheme
9d Approve Grant of Award Shares to Qin For Against Management
Xuetang Under the Share Award Scheme
9e Approve Grant of Award Shares to Gong For Against Management
Ping Under the Share Award Scheme
9f Approve Grant of Award Shares to For Against Management
Zhuang Yuemin Under the Share Award
Scheme
9g Approve Grant of Award Shares to Yu For Against Management
Qingfei Under the Share Award Scheme
9h Approve Grant of Award Shares to Zhang For Against Management
Shengman Under the Share Award Scheme
9i Approve Grant of Award Shares to Zhang For Against Management
Huaqiao Under the Share Award Scheme
9j Approve Grant of Award Shares to David For Against Management
T. Zhang Under the Share Award Scheme
9k Approve Grant of Award Shares to Lee For Against Management
Kai-Fu Under the Share Award Scheme
9l Approve Grant of Award Shares to Tsang For Against Management
King Suen Katherine Under the Share
Award Scheme
9m Approve Grant of Award Shares to Pan For Against Management
Donghui Under the Share Award Scheme
9n Approve Grant of Award Shares to Zhang For Against Management
Houlin Under the Share Award Scheme
9o Approve Grant of Award Shares to Li For Against Management
Tao Under the Share Award Scheme
9p Approve Grant of Award Shares to Jorge For Against Management
Magalhaes Correia Under the Share
Award Scheme
9q Approve Grant of Award Shares to Wang For Against Management
Jiping Under the Share Award Scheme
9r Approve Grant of Award Shares to Yao For Against Management
Fang Under the Share Award Scheme
9s Approve Grant of Award Shares to Jin For Against Management
Hualong Under the Share Award Scheme
9t Approve Grant of Award Shares to Peng For Against Management
Yulong Under the Share Award Scheme
9u Approve Grant of Award Shares to Gao For Against Management
Min Under the Share Award Scheme
9v Approve Grant of Award Shares to Shi For Against Management
Kun Under the Share Award Scheme
9w Approve Grant of Award Shares to For Against Management
Selected Participants, Other Than
those Persons Named in Resolutions
9b-9v, Under the Share Award Scheme
9x Authorize Board to Deal With All For Against Management
Matters in Relation to the Issuance of
the New Award Shares Under the Share
Award Scheme
--------------------------------------------------------------------------------
FOUNDER SECURITIES CO., LTD.
Ticker: 601901 Security ID: Y261GX101
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
2 Approve Authorization to Issue For For Management
Domestic and Foreign Debt Financing
Instruments
--------------------------------------------------------------------------------
FOUNDER SECURITIES CO., LTD.
Ticker: 601901 Security ID: Y261GX101
Meeting Date: MAY 18, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cao Shinan as Independent For For Shareholder
Director
2 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
FOUNDER SECURITIES CO., LTD.
Ticker: 601901 Security ID: Y261GX101
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Independent For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Annual Report For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Performance Appraisal and For For Management
Remuneration of Directors
8 Approve Performance Appraisal and For For Management
Remuneration of Supervisors
9 Approve Performance Appraisal and For For Management
Remuneration of Senior Management
Members
10 Approve Application of Credit Lines For For Management
11 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
--------------------------------------------------------------------------------
FOXCONN INDUSTRIAL INTERNET CO., LTD.
Ticker: 601138 Security ID: Y2620V100
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Li Junqi as Non-independent For For Management
Director
1.2 Elect Zheng Hongmeng as For For Management
Non-independent Director
1.3 Elect Zhou Taiyu as Non-independent For For Management
Director
1.4 Elect Wang Jianmin as Non-independent For For Management
Director
2.1 Elect Xue Jian as Independent Director For For Management
2.2 Elect Sun Zhongliang as Independent For For Management
Director
3.1 Elect Hu Guohui as Supervisor For For Management
3.2 Elect Li Yingxin as Supervisor For For Management
4 Approve Issuance of Super Short-term For For Management
Commercial Papers
5 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
6.1 Approve Issue Size For For Management
6.2 Approve Par Value and Issue Price For For Management
6.3 Approve Bond Type and Maturity For For Management
6.4 Approve Bond Interest Rate, For For Management
Determination Method and Repayment of
Capital and Interest
6.5 Approve Issue Manner For For Management
6.6 Approve Target Subscribers and Placing For For Management
Arrangement for Shareholders
6.7 Approve Use of Proceeds For For Management
6.8 Approve Terms of Sell-Back or Terms of For For Management
Redemption
6.9 Approve Company Credit Status and For For Management
Safeguard Measures of Debts Repayment
6.10 Approve Underwriting Manner and For For Management
Listing of the Bonds
6.11 Approve Resolution Validity Period For For Management
7 Approve Authorization of Board to For For Management
Handle All Related Matters
8 Approve Provision of Guarantee For For Management
9 Amend Financial Aid Management System For For Management
10 Amend Director Remuneration System For Against Management
--------------------------------------------------------------------------------
FOXCONN INDUSTRIAL INTERNET CO., LTD.
Ticker: 601138 Security ID: Y2620V100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Related Party Transaction For For Management
7 Approve Adjustment, Modification and For For Management
Extension of Raised Funds Investment
Project
8 Approve Appointment of Auditor For For Shareholder
9 Approve Provision of Guarantee For For Shareholder
10.1 Approve Issuer, Issue Size and Issue For For Shareholder
Manner
10.2 Approve Issue Type For For Shareholder
10.3 Approve Period For For Shareholder
10.4 Approve Issuance Interest Rate For For Shareholder
10.5 Approve Guarantee and Other For For Shareholder
Arrangements
10.6 Approve Use of Proceeds For For Shareholder
10.7 Approve Issue Price For For Shareholder
10.8 Approve Target Subscribers For For Shareholder
10.9 Approve Listing Exchange For For Shareholder
10.10 Approve Resolution Validity Period For For Shareholder
10.11 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
11 Approve Purchase of Liability For For Shareholder
Insurance for Directors, Supervisors
and Senior Management Members
12.1 Elect Yang Feifei as Supervisor For For Management
--------------------------------------------------------------------------------
FOXCONN TECHNOLOGY CO., LTD.
Ticker: 2354 Security ID: Y3002R105
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
FRASER & NEAVE HOLDINGS BHD.
Ticker: 3689 Security ID: Y26429103
Meeting Date: JAN 19, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Elect Aida binti Md Daud as Director For For Management
3 Elect Faridah binti Abdul Kadir as For For Management
Director
4 Elect Mohd Anwar bin Yahya as Director For For Management
5 Elect Tan Fong Sang as Director For For Management
6 Approve Directors' Fees and Benefits For For Management
7 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Authorize Share Repurchase Program For For Management
9 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
FRASER & NEAVE HOLDINGS BHD.
Ticker: 3689 Security ID: Y26429103
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Establishment and For Against Management
Implementation of Employees' Grant
Plan (SGP2021)
--------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO., LTD.
Ticker: 2881 Security ID: Y26528102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Capital Reserve
4 Approve Plan to Raise Long-term Capital For For Management
5 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholders'
General Meeting
--------------------------------------------------------------------------------
FUJIAN ANJOY FOODS CO. LTD.
Ticker: 603345 Security ID: Y265F3109
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Convertible For For Management
Corporate Bond Fundraising Projects
--------------------------------------------------------------------------------
FUJIAN ANJOY FOODS CO. LTD.
Ticker: 603345 Security ID: Y265F3109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Work Report of the Independent For For Management
Directors
5 Approve Performance Report of Audit For For Management
Committee
6 Approve Financial Statements For For Management
7 Approve Profit Distribution For For Management
8 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
9 Approve Use of Idle Raised Funds and For Against Management
Idle Own Funds for Cash Management
10 Approve to Appoint Auditor For For Management
11 Approve Credit Line Bank Application For For Management
and Guarantee
12 Approve Internal Control Evaluation For For Management
Report
13 Approve Daily Related Party Transaction For For Management
14 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
15 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
16 Approve Report on the Usage of For For Management
Previously Raised Funds
17 Approve Company's Eligibility for For For Management
Private Placement of Shares
18.1 Approve Share Type and Par Value For For Management
18.2 Approve Issue Manner and Issue Time For For Management
18.3 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
18.4 Approve Issue Size For For Management
18.5 Approve Target Subscribers and For For Management
Subscription Method
18.6 Approve Amount and Use of Proceeds For For Management
18.7 Approve Lock-Up Period Arrangement For For Management
18.8 Approve Listing Exchange For For Management
18.9 Approve Distribution Arrangement of For For Management
Cumulative Earnings
18.10 Approve Resolution Validity Period For For Management
19 Approve Plan on Private Placement of For For Management
Shares
20 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
21 Approve Counter-dilution Measures in For For Management
Connection to the Private Placement
22 Approve Shareholder Return Plan For For Management
23 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y2680G100
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors For For Management
2 Approve Remuneration of Supervisors For For Management
3.01 Elect Cho Tak Wong as Director For For Management
3.02 Elect Tso Fai as Director For For Management
3.03 Elect Ye Shu as Director For For Management
3.04 Elect Chen Xiangming as Director For For Management
3.05 Elect Zhu Dezhen as Director For For Management
3.06 Elect Wu Shinong as Director For For Management
4.01 Elect Cheung Kit Man Alison as Director For For Management
4.02 Elect Liu Jing as Director For For Management
4.03 Elect Qu Wenzhou as Director For For Management
5.01 Elect Ma Weihua as Supervisor For For Shareholder
5.02 Elect Chen Mingsen as Supervisor For For Shareholder
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y26783103
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors For For Management
2 Approve Remuneration of Supervisors For For Management
3.01 Elect Cho Tak Wong as Director For For Management
3.02 Elect Tso Fai as Director For For Management
3.03 Elect Ye Shu as Director For For Management
3.04 Elect Chen Xiangming as Director For For Management
3.05 Elect Zhu Dezhen as Director For For Management
3.06 Elect Wu Shinong as Director For For Management
4.01 Elect Cheung Kit Man Alison as Director For For Management
4.02 Elect Liu Jing as Director For For Management
4.03 Elect Qu Wenzhou as Director For For Management
5.01 Elect Ma Weihua as Supervisor For For Shareholder
5.02 Elect Chen Mingsen as Supervisor For For Shareholder
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y2680G100
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of the For For Management
Shares to be Issued
1.2 Approve Method and Time of Issuance For For Management
1.3 Approve Target Subscribers and For For Management
Subscription Method
1.4 Approve Issue Price and Pricing Method For For Management
1.5 Approve Number of Shares to be Issued For For Management
1.6 Approve Distribution Plan for the For For Management
Accumulated Profits Before the Issuance
1.7 Approve Place of Listing of Shares For For Management
Under the Issuance
1.8 Approve Use of Proceeds For For Management
1.9 Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
2 Approve Grant of Mandate to the Board For For Management
of Directors and Its Authorized
Persons to Handle Matters Regarding
the Issuance of H Shares
3 Amend Articles of Association For For Management
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y2680G100
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of the For For Management
Shares to be Issued
1.2 Approve Method and Time of Issuance For For Management
1.3 Approve Target Subscribers and For For Management
Subscription Method
1.4 Approve Issue Price and Pricing Method For For Management
1.5 Approve Number of Shares to be Issued For For Management
1.6 Approve Distribution Plan for the For For Management
Accumulated Profits Before the Issuance
1.7 Approve Place of Listing of Shares For For Management
Under the Issuance
1.8 Approve Use of Proceeds For For Management
1.9 Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
2 Approve Grant of Mandate to the Board For For Management
of Directors and Its Authorized
Persons to Handle Matters Regarding
the Issuance of H Shares
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y26783103
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of the For For Management
Shares to be Issued
1.2 Approve Method and Time of Issuance For For Management
1.3 Approve Target Subscribers and For For Management
Subscription Method
1.4 Approve Issue Price and Pricing Method For For Management
1.5 Approve Number of Shares to be Issued For For Management
1.6 Approve Distribution Plan for the For For Management
Accumulated Profits Before the Issuance
1.7 Approve Place of Listing of Shares For For Management
Under the Issuance
1.8 Approve Use of Proceeds For For Management
1.9 Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
2 Approve Grant of Mandate to the Board For For Management
of Directors and Its Authorized
Persons to Handle Matters Regarding
the Issuance of H Shares
3 Amend Articles of Association For For Management
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y26783103
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Par Value of the For For Management
Shares to be Issued
1.2 Approve Method and Time of Issuance For For Management
1.3 Approve Target Subscribers and For For Management
Subscription Method
1.4 Approve Issue Price and Pricing Method For For Management
1.5 Approve Number of Shares to be Issued For For Management
1.6 Approve Distribution Plan for the For For Management
Accumulated Profits Before the Issuance
1.7 Approve Place of Listing of Shares For For Management
Under the Issuance
1.8 Approve Use of Proceeds For For Management
1.9 Approve Validity Period of the For For Management
Resolution in Relation to the Issuance
2 Approve Grant of Mandate to the Board For For Management
of Directors and Its Authorized
Persons to Handle Matters Regarding
the Issuance of H Shares
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y2680G100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the Board For For Management
of Supervisors
3 Approve 2020 Final Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2020 Annual Report and Its For For Management
Summary
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP (Special General Partnership)
as Domestic Audit Institution and
Internal Control Audit Institution
7 Approve PricewaterhouseCoopers as For For Management
Overseas Audit Institution
8 Approve 2020 Duty Report of For For Management
Independent Non-Executive Directors
9 Approve Formulation of the Dividend For For Management
Distribution Plan of Fuyao Glass
Industry Group Co., Ltd. for the
Shareholders for the Upcoming Three
Years (2021-2023)
10 Amend Rules for Management of Related For For Management
Transactions
11 Approve Issuance of Ultra Short-Term For For Management
Financing Notes by the Company
--------------------------------------------------------------------------------
FUYAO GLASS INDUSTRY GROUP CO., LTD.
Ticker: 3606 Security ID: Y26783103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the Board For For Management
of Supervisors
3 Approve 2020 Final Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2020 Annual Report and Its For For Management
Summary
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP (Special General Partnership)
as Domestic Audit Institution and
Internal Control Audit Institution
7 Approve PricewaterhouseCoopers as For For Management
Overseas Audit Institution
8 Approve 2020 Duty Report of For For Management
Independent Non-Executive Directors
9 Approve Formulation of the Dividend For For Management
Distribution Plan of Fuyao Glass
Industry Group Co., Ltd. for the
Shareholders for the Upcoming Three
Years (2021-2023)
10 Amend Rules for Management of Related For For Management
Transactions
11 Approve Issuance of Ultra Short-Term For For Management
Financing Notes by the Company
--------------------------------------------------------------------------------
G-BITS NETWORK TECHNOLOGY (XIAMEN) CO., LTD.
Ticker: 603444 Security ID: Y2688G102
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Incentive Plan For Against Management
and Its Summary
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
4 Elect Lin Runyuan as Supervisor For For Management
--------------------------------------------------------------------------------
GAIL (INDIA) LIMITED
Ticker: 532155 Security ID: Y2R78N114
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect Ashish Chatterjee as Director For Against Management
4 Reelect A.K. Tiwari as Director For Against Management
5 Authorize Board to Fix Remuneration of For For Management
Joint Statutory Auditors
6 Elect E.S. Ranganathan as Director For Against Management
7 Approve Remuneration of Cost Auditors For For Management
8 Approve Material Related Party For For Management
Transactions with Petronet LNG Limited
--------------------------------------------------------------------------------
GAMUDA BERHAD
Ticker: 5398 Security ID: Y2679X106
Meeting Date: DEC 08, 2020 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Fees For For Management
2 Approve Remuneration of Directors For For Management
(Excluding Directors' Fees)
3 Elect Mohammed Hussein as Director For For Management
4 Elect Eleena binti Almarhum Sultan For For Management
Azlan Muhibbuddin Shah Al-Maghfur-lah
as Director
5 Elect Ambrin bin Buang as Director For For Management
6 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Share Repurchase Program For For Management
9 Approve Issuance of New Ordinary For For Management
Shares Under the Dividend Reinvestment
Plan
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Investment in Wealth For For Management
Management Products with Self-Owned
Funds
2 Approve Proposed Construction Project For For Management
of Research and Development and
Production Base of High-End Polymer
Lithium Batteries by Huizhou Ganfeng
Lithium Battery Technology Co., Ltd.
3 Approve Application for Bank For For Management
Facilities and Provision of Guarantees
by the Company and Its Wholly-Owned
Subsidiaries
4 Approve Proposed Provision of For For Management
Financial Assistance to
Australia-Based RIM Company by GFL
International, a Wholly-Owned
Subsidiary and Related Party
Transaction
5 Elect Shen Haibo as Director For For Management
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Implementation of Capital For For Management
Increase and Share Expansion and the
Introduction of an Employee
Shareholding Platform by Ganfeng
Lithium Battery
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application for Bank For Against Management
Facilities and Provision of Guarantees
by the Company and Its Subsidiaries
2 Approve Provision of Guarantees to the For Against Management
Controlled Subsidiary
3.01 Approve Type and Nominal Value of the For For Management
Shares to be Issued
3.02 Approve Method and Timing of Issuance For For Management
3.03 Approve Target Subscribers For For Management
3.04 Approve Number to be Issued For For Management
3.05 Approve Method of Pricing For For Management
3.06 Approve Accumulated Profits Before the For For Management
Issuance
3.07 Approve Use of Proceeds For For Management
3.08 Approve Validity Period of the For For Management
Resolution
3.09 Approve Application for Listing For For Management
4 Approve Proposed Grant of Specific For For Management
Mandate
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Type and Nominal Value of the For For Management
Shares to be Issued
1.02 Approve Method and Timing of Issuance For For Management
1.03 Approve Target Subscribers For For Management
1.04 Approve Number to be Issued For For Management
1.05 Approve Method of Pricing For For Management
1.06 Approve Accumulated Profits Before the For For Management
Issuance
1.07 Approve Use of Proceeds For For Management
1.08 Approve Validity Period of the For For Management
Resolution
1.09 Approve Application for Listing For For Management
2 Approve Proposed Grant of Specific For For Management
Mandate
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Capital Increase in Its For For Management
Wholly-owned Subsidiary
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y2690M105
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Annual Report, Summary of the For For Management
Annual Report and Annual Results
Announcement
4 Approve Financial Report For For Management
5 Approve Ernst & Young Hua Ming as For For Management
Domestic Auditor and Internal Control
Auditor and Ernst & Young as Overseas
Auditor
6 Approve Determination of Directors' For For Management
Emoluments
7 Approve Determination of Supervisors' For For Management
Emoluments
8 Approve Profit Distribution Proposal For For Management
9 Approve Capital Increase of For For Management
Wholly-owned Subsidiary
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2 Approve General Mandate to Issue For Against Management
Domestic and Overseas Debt Financing
Instruments
3 Approve Engagement in Foreign Exchange For For Management
Hedging Business by the Company and
Its Subsidiaries
4 Approve Continuing Related-Party For For Management
Transactions
5 Approve Provision of Guarantees to For Against Management
Controlled Subsidiary
6 Adopt Share Option Incentive Scheme For For Management
7 Approve Assessment Management Measures For For Management
of the Implementation of the Share
Option Incentive Scheme
8 Approve Authorization to Board to For For Management
Handle All Related Matters in Relation
to Share Option Incentive Scheme
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Annual Report, Summary of the For For Management
Annual Report and Annual Results
Announcement
4 Approve Financial Report For For Management
5 Approve Ernst & Young Hua Ming as For For Management
Domestic Auditor and Internal Control
Auditor and Ernst & Young as Overseas
Auditor
6 Approve Determination of Directors' For For Management
Emoluments
7 Approve Determination of Supervisors' For For Management
Emoluments
8 Approve Profit Distribution Proposal For For Management
9 Approve Continuing Related-Party For For Management
Transactions
10 Approve Engagement in Foreign Exchange For For Management
Hedging Business by the Company and
Its Subsidiaries
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Approve General Mandate to Issue For Against Management
Domestic and Overseas Debt Financing
Instruments
13 Approve Capital Increase of For For Management
Wholly-owned Subsidiary
14 Adopt Share Option Incentive Scheme For For Management
15 Approve Assessment Management Measures For For Management
of the Implementation of the Share
Option Incentive Scheme
16 Approve Authorization to Board to For For Management
Handle All Related Matters in Relation
to Share Option Incentive Scheme
17 Approve Provision of Guarantees to For Against Management
Controlled Subsidiary
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: JUN 04, 2021 Meeting Type: Special
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt 2021 Share Option Incentive For For Management
Scheme
2 Approve Assessment Management Measures For For Management
in Respect of the Implementation of
the 2021 Share Option Incentive Scheme
3 Authorize Board to Handle All Matters For For Management
in Relation to the 2021 Share Option
Incentive Scheme
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y2690M105
Meeting Date: JUN 04, 2021 Meeting Type: Special
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt 2021 Share Option Incentive For For Management
Scheme
2 Approve Assessment Management Measures For For Management
in Respect of the Implementation of
the 2021 Share Option Incentive Scheme
3 Authorize Board to Handle All Matters For For Management
in Relation to the 2021 Share Option
Incentive Scheme
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y2690M105
Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Continuing Related For For Management
Party Transactions Forecast
2 Approve Offer for Bacanora by Shanghai For For Management
Ganfeng Involving Mining Rights
Investment and Related-Party
Transaction
--------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD.
Ticker: 1772 Security ID: Y444B3104
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Offer for Bacanora by Shanghai For For Management
Ganfeng Involving Mining Rights
Investment and Related-Party
Transaction
2 Approve Increase in Continuing Related For For Management
Party Transactions Forecast
--------------------------------------------------------------------------------
GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD.
Ticker: 002506 Security ID: Y7684Q103
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Signing of the EPC
General Contract for the 300MW
Photovoltaic Parity Grid Demonstration
Project
--------------------------------------------------------------------------------
GCL SYSTEM INTEGRATION TECHNOLOGY CO., LTD.
Ticker: 002506 Security ID: Y7684Q103
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Counter Guarantee Provision For For Management
2 Approve Termination of Shareholding For For Management
Increase Plan
--------------------------------------------------------------------------------
GD POWER DEVELOPMENT CO., LTD.
Ticker: 600795 Security ID: Y2685C112
Meeting Date: AUG 03, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Short-term Corporate Bond Issuance
2.1 Approve Issuance Scale and Elements For For Management
2.2 Approve Placement Arrangement to For For Management
Shareholders
2.3 Approve Bond Maturity For For Management
2.4 Approve Interest Rate and For For Management
Determination Method
2.5 Approve Repayment Method For For Management
2.6 Approve Usage of Raised Funds For For Management
2.7 Approve Issue Manner and Target Parties For For Management
2.8 Approve Listing Location For For Management
2.9 Approve Guarantee Manner For For Management
2.10 Approve Safeguard Measures of Debts For For Management
Repayment
2.11 Approve Resolution Validity Period For For Management
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
GD POWER DEVELOPMENT CO., LTD.
Ticker: 600795 Security ID: Y2685C112
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Share Repurchase Purpose For For Management
1.2 Approve Type of Share Repurchase For For Management
1.3 Approve Share Repurchase Method For For Management
1.4 Approve Period of Share Repurchase For For Management
1.5 Approve Share Repurchase Price For For Management
1.6 Approve Total Amount, Size, Usage and For For Management
Proportion of the Company's Total
Share Capital
1.7 Approve Source of Funds of Share For For Management
Repurchase
1.8 Approve Authorization of Board and For For Management
Authorized Persons of the Board of
Directors to Handle All Related Matters
2 Approve Amendments to Articles of For Against Management
Association
3 Approve Signing of Financial Services For Against Management
Agreement
4 Approve to Appoint Internal Control For For Management
Auditor
--------------------------------------------------------------------------------
GDS HOLDINGS LIMITED
Ticker: GDS Security ID: 36165L108
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gary J. Wojtaszek For Against Management
2 Elect Director Satoshi Okada For Against Management
3 Ratify KPMG Huazhen LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GDS HOLDINGS LIMITED
Ticker: 9698 Security ID: 36165L108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Lim Ah Doo For For Management
2 Elect Director Chang Sun For For Management
3 Elect Director Judy Qing Ye For For Management
4 Ratify KPMG Huazhen LLP as Auditors For For Management
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Amend Certificate of Incorporation For For Management
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LIMITED
Ticker: 175 Security ID: G3777B103
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Proposed RMB Share Issue For For Management
and the Specific Mandate
2 Approve Authorization to the Board to For For Management
Exercise Full Powers to Deal with
Matters Relating to the Proposed RMB
Share Issue
3 Approve the Plan for Distribution of For For Management
Profits Accumulated Before the
Proposed RMB Share Issue
4 Approve the Dividend Return Plan for For For Management
the Three Years After the Proposed RMB
Share Issue
5 Approve Undertakings and the For For Management
Corresponding Binding Measures in
Connection with the Proposed RMB Share
Issue
6 Approve the Policy for Stabilization For For Management
of the Price of the RMB Shares for the
Three Years After the Proposed RMB
Share Issue
7 Approve the Use of Proceeds from the For For Management
Proposed RMB Share Issue
8 Approve the Remedial Measures for the For For Management
Potential Dilution of Immediate
Returns by the Proposed RMB Share Issue
9 Approve the Adoption of Policy For For Management
Governing the Procedures for the
Holding of General Meetings
10 Approve the Adoption of Policy For For Management
Governing the Procedures for the
Holding of Board Meetings
11 Amend Memorandum and Articles of For For Management
Association and Adopt Amended and
Restated Memorandum and Articles of
Association
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LIMITED
Ticker: 175 Security ID: G3777B103
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master CKDs and Automobile For For Management
Components Sales Agreement, Annual
Caps and Related Transactions
2 Approve Master CKDs and Automobile For For Management
Components Purchase Agreement, Annual
Caps and Related Transactions
3 Approve New Powertrain Sales For For Management
Agreement, Annual Caps and Related
Transactions
4 Approve LYNK & CO Finance Cooperation For For Management
Agreement, Annual Caps and Related
Transactions
5 Approve Fengsheng Finance Cooperation For For Management
Agreement, Annual Caps and Related
Transactions
6 Approve Geely Holding Finance For For Management
Cooperation Agreement, Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LIMITED
Ticker: 175 Security ID: G3777B103
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Gui Sheng Yue as Director For For Management
4 Elect An Cong Hui as Director For For Management
5 Elect Wei Mei as Director For For Management
6 Elect An Qing Heng as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Grant Thornton Hong Kong For For Management
Limited as Auditor and Authorize Board
to Fix Their Remuneration
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
GEM CO., LTD.
Ticker: 002340 Security ID: Y7744C102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Report on the Deposit and For For Management
Usage of Raised Funds
7 Approve to Appoint Financial Auditor For For Management
8 Approve Provision of Counter Guarantee For For Management
9 Approve Spin-off of Subsidiary on For For Shareholder
ChiNext in Accordance with Relevant
Laws and Regulations
10.1 Approve Type and Par Value For For Shareholder
10.2 Approve Issue Amount For For Shareholder
10.3 Approve Target Subscribers For For Shareholder
10.4 Approve Issue Manner For For Shareholder
10.5 Approve Listing Time For For Shareholder
10.6 Approve Manner of Pricing For For Shareholder
10.7 Approve Underwriting Manner For For Shareholder
10.8 Approve Underwriting Expenses For For Shareholder
10.9 Approve Distribution Arrangement For For Shareholder
Before Issuance of Cumulative Earnings
10.10 Approve Listing Exchange For For Shareholder
10.11 Approve Resolution Validity Period For For Shareholder
10.12 Other Matter Related to the Transaction For For Shareholder
11 Approve Spin-off of Subsidiary to be For For Shareholder
Listed on ChiNext
12 Approve Compliance with Provisions on For For Shareholder
Pilot Domestic Listing of Subsidiaries
of Listed Companies
13 Approve Listing to Safeguard the For For Shareholder
Legitimate Rights and Interests of
Shareholders and Creditors
14 Approve Company's Maintaining For For Shareholder
Independence and Continuous Operation
Ability
15 Approve Corresponding Standard For For Shareholder
Operation Ability
16 Approve Completeness and Compliance of For For Shareholder
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
17 Approve Purpose, Commercial For For Shareholder
Rationality, Necessity and Feasibility
Analysis of this Transaction
18 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
19 Approve Preparatory Work for the For For Shareholder
Spin-off and Listing
20 Approve Free License to Use of For For Shareholder
Registered Trademark
21 Approve Change in the Raised Funds For For Shareholder
Investment Project
22 Approve Adjustment of Daily Related For For Shareholder
Party Transactions
--------------------------------------------------------------------------------
GEMDALE CORP.
Ticker: 600383 Security ID: Y2685G105
Meeting Date: DEC 16, 2020 Meeting Type: Special
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Long term Incentive System For For Management
Implementation Plan
--------------------------------------------------------------------------------
GEMDALE CORP.
Ticker: 600383 Security ID: Y2685G105
Meeting Date: MAR 16, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Bian Xuemei as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
GEMDALE CORP.
Ticker: 600383 Security ID: Y2685G105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Appointment of Auditor For For Management
6 Approve Annual Report For For Management
7 Approve External Guarantee For Against Management
8 Approve Issuance of Debt Financing For Against Management
Instruments
--------------------------------------------------------------------------------
GENSCRIPT BIOTECH CORP.
Ticker: 1548 Security ID: G3825B105
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A1 Elect Meng Jiange as Director For For Management
2A2 Elect Zhu Li as Director For For Management
2A3 Elect Wang Jiafen as Director For For Management
2A4 Elect Pan Jiuan as Director For For Management
2A5 Elect Wang Xuehai as Director For For Management
2B Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GERDAU SA
Ticker: GGBR4 Security ID: P2867P113
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
2 Elect Carlos Jose da Costa Andre as None For Shareholder
Director Appointed by Preferred
Shareholder
3 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
4 Elect Carlos Roberto Cafareli as None For Shareholder
Fiscal Council Member and Maria Izabel
Gribel de Castro as Alternate
Appointed by Preferred Shareholder
--------------------------------------------------------------------------------
GERDAU SA
Ticker: GGBR4 Security ID: P2867P113
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
2 Elect Augusto Brauna Pinheiro as None For Shareholder
Director Appointed by Preferred
Shareholder
3 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
4 Elect Carlos Roberto Cafareli as None For Shareholder
Fiscal Council Member and Maelcio
Mauricio Soares as Alternate Appointed
by Preferred Shareholder
--------------------------------------------------------------------------------
GF SECURITIES CO., LTD.
Ticker: 1776 Security ID: Y270AF115
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Guo Jingyi as Director For For Shareholder
--------------------------------------------------------------------------------
GF SECURITIES CO., LTD.
Ticker: 1776 Security ID: Y270AF107
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Guo Jingyi as Director For For Shareholder
--------------------------------------------------------------------------------
GF SECURITIES CO., LTD.
Ticker: 1776 Security ID: Y270AF115
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lin Chuanhui as Director For For Management
--------------------------------------------------------------------------------
GF SECURITIES CO., LTD.
Ticker: 1776 Security ID: Y270AF107
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lin Chuanhui as Director For For Management
--------------------------------------------------------------------------------
GF SECURITIES CO., LTD.
Ticker: 1776 Security ID: Y270AF115
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Directors' Report For For Management
2 Approve 2020 Supervisory Committee's For For Management
Report
3 Approve 2020 Final Financial Report For For Management
4 Approve 2020 Annual Report For For Management
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Domestic Auditor and Ernst & Young
as Overseas Auditor and to Authorize
Management to Fix Their Remuneration
7 Approve 2021 Proprietary Investment For For Management
Quota
8 Approve 2021 Expected Daily Related For For Management
Party/Connected Transactions
--------------------------------------------------------------------------------
GF SECURITIES CO., LTD.
Ticker: 1776 Security ID: Y270AF107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Directors' Report For For Management
2 Approve 2020 Supervisory Committee's For For Management
Report
3 Approve 2020 Final Financial Report For For Management
4 Approve 2020 Annual Report For For Management
5 Approve 2020 Profit Distribution Plan For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Domestic Auditor and Ernst & Young
as Overseas Auditor and to Authorize
Management to Fix Their Remuneration
7 Approve 2021 Proprietary Investment For For Management
Quota
8 Approve 2021 Expected Daily Related For For Management
Party/Connected Transactions
--------------------------------------------------------------------------------
GIANT MANUFACTURING CO., LTD.
Ticker: 9921 Security ID: Y2708Z106
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve the Application of D.MAG For For Management
(KUNSHAN) NEW MATERIAL TECHNOLOGY CO.
,LTD., a Subsidiary of the Company,
for its A-share Initial Public
Offering (IPO) and Listing in an
Overseas Securities Market
6.1 Elect THO, TU HSIU-CHEN (Bonnie Tu), For For Management
with Shareholder No. 2, as
Non-Independent Director
6.2 Elect LIU, YUON-CHAN (Young Liu), with For For Management
Shareholder No. 22, as Non-Independent
Director
6.3 Elect LIU, CHIN-PIAO (King Liu), with For For Management
Shareholder No. 4, as Non-Independent
Director
6.4 Elect CHIU,TA-PENG, with Shareholder For Against Management
No. 8, as Non-Independent Director
6.5 Elect YANG,HUAI-CHING, with For Against Management
Shareholder No. 110, as
Non-Independent Director
6.6 Elect CHIU,TA-WEI, with Shareholder No. For Against Management
435, as Non-Independent Director
6.7 Elect THO,TZU CHIEN, with Shareholder For Against Management
No. 98, as Non-Independent Director
6.8 Elect a Representative of Kinabalu For Against Management
Holding Company, with Shareholder No.
105810, as Non-Independent Director
6.9 Elect CHEN,HONG-SO (Hilo Chen), with For For Management
ID No. F120677XXX, as Independent
Director
6.10 Elect LO,JUI-LIN, with ID No. For For Management
L120083XXX, as Independent Director
6.11 Elect HO, CHUN-SHENG (Chaney Ho), with For For Management
ID No. M100733XXX, as Independent
Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
--------------------------------------------------------------------------------
GIANT NETWORK GROUP CO. LTD.
Ticker: 002558 Security ID: Y1593Y109
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Capital Injection
Agreement
--------------------------------------------------------------------------------
GIGADEVICE SEMICONDUCTOR (BEIJING), INC.
Ticker: 603986 Security ID: Y270BL103
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Funds for Cash For For Management
Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
GIGADEVICE SEMICONDUCTOR (BEIJING), INC.
Ticker: 603986 Security ID: Y270BL103
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
3 Approve Signing of Supplementary For For Management
Agreements for Related Party
Transaction
4 Approve Signing of Supplementary For For Management
Agreement to the Convertible Bonds
Investment Agreement
5 Approve Investment in Ruili Integrated For For Management
Circuit Co., Ltd.
6 Approve Supplementary Agreement to the For For Management
Cooperation Agreement
--------------------------------------------------------------------------------
GIGADEVICE SEMICONDUCTOR (BEIJING), INC.
Ticker: 603986 Security ID: Y270BL103
Meeting Date: JAN 14, 2021 Meeting Type: Special
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Options and Performance Share
Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
GIGADEVICE SEMICONDUCTOR (BEIJING), INC.
Ticker: 603986 Security ID: Y270BL103
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Framework Purchase For For Management
Agreement and Daily Related Party
Transactions
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
GIGADEVICE SEMICONDUCTOR (BEIJING), INC.
Ticker: 603986 Security ID: Y270BL103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
5 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
6 Approve Annual Report and Summary For For Management
7 Approve Use of Idle Raised Funds in For For Management
2019 for Cash Management
8 Approve Use of Idle Raised Funds in For For Management
2020 for Cash Management
9 Approve Use of Idle Own Funds for Cash For Against Management
Management
10 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
GIGADEVICE SEMICONDUCTOR (BEIJING), INC.
Ticker: 603986 Security ID: Y270BL103
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Address For For Management
and Amendment of Articles of
Association
2.1 Elect Zhang Shuai as Director For For Shareholder
2.2 Elect He Wei as Director For For Shareholder
--------------------------------------------------------------------------------
GLOBAL POWER SYNERGY PUBLIC COMPANY LIMITED
Ticker: GPSC Security ID: Y2715Q123
Meeting Date: APR 02, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results and For For Management
Approve Financial Statements
2 Approve Allocation of Income and For For Management
Dividend Payment
3 Approve Remuneration of Directors For For Management
4 Approve PricewaterhouseCoopers ABAS For For Management
Company Limited as Auditors and
Authorize Board to Fix Their
Remuneration
5.1 Elect Pailin Chuchottaworn as Director For For Management
5.2 Elect Pakorn Apaphant as Director For For Management
5.3 Elect Nicha Hiranburana Thuvatham as For For Management
Director
5.4 Elect Pongpun Amornvivat as Director For For Management
5.5 Elect Worawat Pitayasiri as Director For For Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
GLOBALWAFERS CO., LTD.
Ticker: 6488 Security ID: Y2722U109
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements and Profit
Distribution
2 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
3 Amendments to Trading Procedures For For Management
Governing Derivatives Products
4 Approve Amendments to Procedures For Against Management
Governing the Acquisition or Disposal
of Assets
5 Approve Issuance of Shares Through For For Management
Public Offering to Fund Working Capital
6.1 Elect Hsiu-Lan Hsu, with SHAREHOLDER For For Management
NO.0000009 as Non-independent Director
6.2 Elect Ming-Kuang Lu, a Representative For For Management
of Sino-American Silicon Products Inc.
, with SHAREHOLDER NO.0000001, as
Non-independent Director
6.3 Elect Tan-Liang Yao, a Representative For For Management
of Sino-American Silicon Products Inc.
, with SHAREHOLDER NO.0000001, as
Non-independent Director
6.4 Elect Kuo-Chow Chen, with SHAREHOLDER For For Management
NO.0000039 as Non-independent Director
6.5 Elect Jeng-Ywan Jeng, with SHAREHOLDER For For Management
NO.R122108XXX as Independent Director
6.6 Elect Chung-Yu Wang, with SHAREHOLDER For For Management
NO.A101021XXX as Independent Director
6.7 Elect Ming-Ren Yu, with SHAREHOLDER NO. For For Management
V120031XXX as Independent Director
7 Approve Release of Restrictions of For Against Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
GLOBANT SA
Ticker: GLOB Security ID: L44385109
Meeting Date: APR 02, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Financial Statements For For Management
4 Approve Allocation of Loss For For Management
5 Approve Discharge of Directors For For Management
6 Approve Remuneration of Directors For For Management
7 Appoint PricewaterhouseCoopers, For For Management
Societe Cooperative as Auditor for
Annual Accounts and EU IFRS
Consolidated Accounts
8 Appoint Price Waterhouse & Co. S.R.L. For For Management
as Auditor for IFRS Consolidated
Accounts
9 Reelect Martin Migoya as Director For Against Management
10 Reelect Philip Odeen as Director For For Management
11 Reelect Richard Haythornthwaite as For For Management
Director
12 Elect Maria Pinelli as Director For For Management
13 Approve Globant S.A. 2021 Employee For For Management
Stock Purchase Plan
--------------------------------------------------------------------------------
GLOBE TELECOM, INC.
Ticker: GLO Security ID: Y27257149
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Stockholders' For For Management
Meeting held on April 21, 2020
2 Approve the Annual Report of Officers For For Management
and Audited Financial Statements
3 Ratify All Acts and Resolutions of the For For Management
Board of Directors and Management
Adopted During the Preceding Year
4.1 Elect Jaime Augusto Zobel de Ayala as For Against Management
Director
4.2 Elect Lang Tao Yih, Arthur as Director For Against Management
4.3 Elect Fernando Zobel de Ayala as For Against Management
Director
4.4 Elect Samba Natarajan as Director For Against Management
4.5 Elect Ernest L. Cu as Director For For Management
4.6 Elect Delfin L. Lazaro as Director For Against Management
4.7 Elect Romeo L. Bernardo as Director For Against Management
4.8 Elect Cezar P. Consing as Director For Against Management
4.9 Elect Rex Ma. A. Mendoza as Director For For Management
4.10 Elect Saw Phaik Hwa as Director For For Management
4.11 Elect Cirilo P. Noel as Director For For Management
5 Approve Independent Auditors and For For Management
Fixing of Their Remuneration
6 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
GLODON CO., LTD.
Ticker: 002410 Security ID: Y2726S100
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For Against Management
Option and Performance Share Incentive
Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Related Matters
4 Approve Capital Injection and Share For For Management
Expansion
--------------------------------------------------------------------------------
GODREJ CONSUMER PRODUCTS LIMITED
Ticker: 532424 Security ID: Y2732X135
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect Pirojsha Godrej as Director For For Management
4 Reelect Tanya Dubash as Director For Against Management
5 Approve Remuneration of Cost Auditors For For Management
6 Approve Appointment and Remuneration For For Management
of Nisaba Godrej as Managing Director
--------------------------------------------------------------------------------
GOERTEK INC.
Ticker: 002241 Security ID: Y27360109
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management System of Raised Funds For For Management
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
GOERTEK INC.
Ticker: 002241 Security ID: Y27360109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve to Appoint Auditor For For Management
8 Approve Comprehensive Credit Line For For Management
Application
9 Approve Financial Derivates For For Management
Transactions
10 Approve Guarantee Provision Plan For For Management
11 Approve Provision of Guarantee for For For Management
Subsidiaries
12 Approve Amendments to Articles of For For Management
Association
13 Approve Employee Share Purchase Plan For For Shareholder
(Draft) and Summary
14 Approve Methods to Assess the For For Shareholder
Performance of Plan Participants
Regarding Employee Share Purchase Plan
15 Approve Authorization of Board to For For Shareholder
Handle All Related Matters Regarding
Employee Share Purchase Plan
16 Approve Draft and Summary of Stock For For Shareholder
Option Incentive Plan
17 Approve Methods to Assess the For For Shareholder
Performance of Plan Participants
Regarding Stock Option Incentive Plan
18 Approve Authorization of Board to For For Shareholder
Handle All Related Matters Regarding
Stock Option Incentive Plan
--------------------------------------------------------------------------------
GOLD FIELDS LTD.
Ticker: GFI Security ID: S31755101
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company
2.1 Re-elect Terence Goodlace as Director For For Management
2.2 Re-elect Nick Holland as Director For For Management
2.3 Re-elect Richard Menell as Director For For Management
2.4 Re-elect Yunus Suleman as Director For For Management
3.1 Re-elect Yunus Suleman as Chairperson For For Management
of the Audit Committee
3.2 Re-elect Alhassan Andani as Member of For For Management
the Audit Committee
3.3 Re-elect Peter Bacchus as Member of For For Management
the Audit Committee
3.4 Re-elect Richard Menell as Member of For For Management
the Audit Committee
4 Place Authorised but Unissued Shares For For Management
under Control of Directors
1 Authorise Board to Issue Shares for For For Management
Cash
1 Approve Remuneration Policy For For Management
2 Approve Remuneration Implementation For For Management
Report
2 Approve Remuneration of Non-Executive For For Management
Directors
3 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
4 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
GOLD FIELDS LTD.
Ticker: GFI Security ID: S31755101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company
2.1 Elect Chris Griffith as Director For For Management
2.2 Elect Philisiwe Sibiya as Director For For Management
2.3 Re-elect Cheryl Carolus as Director For For Management
2.4 Re-elect Steven Reid as Director For For Management
2.5 Re-elect Carmen Letton as Director For For Management
3.1 Re-elect Yunus Suleman as Chairperson For For Management
of the Audit Committee
3.2 Re-elect Alhassan Andani as Member of For For Management
the Audit Committee
3.3 Re-elect Peter Bacchus as Member of For For Management
the Audit Committee
3.4 Elect Philisiwe Sibiya as Member of For For Management
the Audit Committee
4 Place Authorised but Unissued Shares For For Management
under Control of Directors
1 Authorise Board to Issue Shares for For For Management
Cash
1 Approve Remuneration Policy For For Management
2 Approve Remuneration Implementation For For Management
Report
2 Approve Remuneration of Non-Executive For For Management
Directors
3 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
4 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
GOME RETAIL HOLDINGS LIMITED
Ticker: 493 Security ID: G3978C124
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Huang Xiu Hong as Director For For Management
3 Elect Yu Sing Wong as Director For For Management
4 Elect Liu Hong Yu as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GOTION HIGH-TECH CO., LTD
Ticker: 002074 Security ID: Y4439F110
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Registered Capital For For Management
and Amend Articles of Association
2 Approve Termination of Raised Funds For For Management
Investment Project and Use of Excess
Raised Funds to Replenish Working
Capital
3 Approve External Investment as well as For For Management
Capital Injection
4 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
GOTION HIGH-TECH CO., LTD
Ticker: 002074 Security ID: Y4439F110
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Provision for Credit and Asset For For Management
Impairment
6 Approve Report on the Deposit and For For Management
Usage of Raised Funds
7 Approve Profit Distribution For For Management
8 Approve Credit Line Application For Against Management
9 Approve Guarantee For For Management
10 Approve Related Party Transaction For For Management
11 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
GOTION HIGH-TECH CO., LTD
Ticker: 002074 Security ID: Y4439F110
Meeting Date: JUN 15, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Resolution For For Management
Validity Period of Private Placement
2 Approve Extension of Authorization of For For Management
the Board on Private Placement
3 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
GRANDJOY HOLDINGS GROUP CO., LTD.
Ticker: 000031 Security ID: Y7740B108
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Yang Lijun as Supervisor For For Management
--------------------------------------------------------------------------------
GRASIM INDUSTRIES LIMITED
Ticker: 500300 Security ID: Y2851U102
Meeting Date: SEP 14, 2020 Meeting Type: Annual
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Rajashree Birla as Director For Against Management
4 Reelect Shailendra K. Jain as Director For For Management
5 Amend Object Clause of Memorandum of For For Management
Association
6 Amend Articles of Association For For Management
7 Elect Santrupt Misra as Director For For Management
8 Elect Vipin Anand as Director For For Management
9 Approve Rajashree Birla to Continue For Against Management
Office as Non-Executive Director
10 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
GRASIM INDUSTRIES LIMITED
Ticker: 500300 Security ID: Y2851U102
Meeting Date: FEB 22, 2021 Meeting Type: Special
Record Date: FEB 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Object Clause of Memorandum of For For Management
Association
--------------------------------------------------------------------------------
GRASIM INDUSTRIES LIMITED
Ticker: 500300 Security ID: Y2851U102
Meeting Date: APR 16, 2021 Meeting Type: Court
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Ordinary Related Party For For Management
Transaction of the Group and Spotlight
Automotive Ltd
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Increase and Related For For Management
Party Transaction
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
for the Public Issuance of A Share
Convertible Corporate Bonds of the
Company
2.01 Approve Type of Securities to be Issued For For Management
2.02 Approve Size of the Issuance For For Management
2.03 Approve Par Value and Issue Price For For Management
2.04 Approve Bonds Term For For Management
2.05 Approve Coupon Rate For For Management
2.06 Approve Term and Method of Repayment For For Management
of Principal and Interest Payment
2.07 Approve Conversion Period For For Management
2.08 Approve Determination and Adjustment For For Management
of the Conversion Price
2.09 Approve Terms of Downward Adjustment For For Management
to Conversion Price
2.10 Approve Method for Determining the For For Management
Number of A Shares for Conversion and
Treatment for Remaining Balance of the
A Share Convertible Corporate Bonds
which is Insufficient to be Converted
into One A Share
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sale Back For For Management
2.13 Approve Entitlement to Dividend in the For For Management
Year of Conversion
2.14 Approve Method of the Issuance and For For Management
Target Subscribers
2.15 Approve Subscription Arrangement for For For Management
the Existing A Shareholders
2.16 Approve Bondholders and Bondholders' For For Management
Meetings
2.17 Approve Use of Proceeds For For Management
2.18 Approve Rating For For Management
2.19 Approve Management and Deposit for For For Management
Proceeds Raised
2.20 Approve Guarantee and Security For For Management
2.21 Approve Validity Period of the For For Management
Resolution
3 Approve Plan of the Public Issuance of For For Management
A Share Convertible Corporate Bonds of
the Company
4 Approve Feasibility Report on the For For Management
Project Funded by the Proceeds in the
Public Issuance of A Share Convertible
Corporate Bonds of the Company
5 Approve Exemption from the Preparation For For Management
of the Reports on the Use of Proceeds
Previously Raised
6 Approve Recovery Measures and For For Management
Undertakings by Relevant Parties in
Relation to Dilutive Impact on
Immediate Returns of the Public
Issuance of A Share Convertible
Corporate Bonds of the Company
7 Approve Formulation of the For For Management
Shareholders' Return Plan for the Next
Three Years (Year 2020-2022) of the
Company
8 Approve Formulation of Rules for A For For Management
Share Convertible Corporate
Bondholders' Meetings of the Company
9 Approve Amendments on the For For Management
Administrative Rules for Use of
Proceeds from Fund Raisings of Great
Wall Motor Company Limited (Revised)
10 Approve Connected Transactions of For For Management
Possible Subscriptions of A Share
Convertible Corporate Bonds under the
Public Issuance by the Company's
Controlling Shareholder, Director or
General Manager of Certain Significant
Subsidiaries
11 Approve Authorization from For For Management
Shareholders' General Meeting to the
Board or Its Authorized Persons to
Handle in Full Discretion Matters
Relating to the Public Issuance of A
Share Convertible Corporate Bonds of
the Company
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Type of Securities to be Issued For For Management
1.02 Approve Size of the Issuance For For Management
1.03 Approve Par Value and Issue Price For For Management
1.04 Approve Bonds Term For For Management
1.05 Approve Coupon Rate For For Management
1.06 Approve Term and Method of Repayment For For Management
of Principal and Interest Payment
1.07 Approve Conversion Period For For Management
1.08 Approve Determination and Adjustment For For Management
of the Conversion Price
1.09 Approve Terms of Downward Adjustment For For Management
to Conversion Price
1.10 Approve Method for Determining the For For Management
Number of A Shares for Conversion and
Treatment for Remaining Balance of the
A Share Convertible Corporate Bonds
which is Insufficient to be Converted
into One A Share
1.11 Approve Terms of Redemption For For Management
1.12 Approve Terms of Sale Back For For Management
1.13 Approve Entitlement to Dividend in the For For Management
Year of Conversion
1.14 Approve Method of the Issuance and For For Management
Target Subscribers
1.15 Approve Subscription Arrangement for For For Management
the Existing A Shareholders
1.16 Approve Bondholders and Bondholders' For For Management
Meetings
1.17 Approve Use of Proceeds For For Management
1.18 Approve Rating For For Management
1.19 Approve Management and Deposit for For For Management
Proceeds Raised
1.20 Approve Guarantee and Security For For Management
1.21 Approve Validity Period of the For For Management
Resolution
2 Approve Plan of the Public Issuance of For For Management
A Share Convertible Corporate Bonds of
the Company
3 Approve Authorization from For For Management
Shareholders' General Meeting to the
Board or Its Authorized Persons to
Handle in Full Discretion Matters
Relating to the Public Issuance of A
Share Convertible Corporate Bonds of
the Company
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan for Registration and For For Management
Issuance of Super Short-Term
Commercial Papers
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Proposal For For Management
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: MAR 18, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Reserved Restricted For For Management
Shares to Directors and Connected
Transaction
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Audited Financial Report For For Management
2 Approve 2020 Report of the Board of For For Management
Directors
3 Approve 2020 Profit Distribution For For Management
Proposal
4 Approve 2020 Annual Report and Its For For Management
Summary Report
5 Approve 2020 Report of the Independent For For Management
Directors
6 Approve 2020 Report of the Supervisory For For Management
Committee
7 Approve 2021 Operating Strategies For For Management
8 Approve Deloitte Touche Tohmatsu For Against Management
Certified Public Accountants LLP as
External Auditor and Authorize Board
to Fix Their Remuneration
9 Approve 2021 Plan of Guarantees to be For Against Management
Provided by the Company
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and H
Shares
11 Approve Authorization of the Board to For For Management
Repurchase A Shares and H Shares of
the Company
--------------------------------------------------------------------------------
GREAT WALL MOTOR COMPANY LIMITED
Ticker: 2333 Security ID: Y2882P106
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authorization of the Board to For For Management
Repurchase A Shares and H Shares of
the Company
--------------------------------------------------------------------------------
GREE ELECTRIC APPLIANCES, INC. OF ZHUHAI
Ticker: 000651 Security ID: Y2882R102
Meeting Date: NOV 02, 2020 Meeting Type: Special
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Elect Cheng Min as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA
Ticker: OPAP Security ID: X3232T104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Management of Company and For For Management
Grant Discharge to Auditors
3 Ratify Auditors For For Management
4 Approve Dividend Distribution For For Management
5 Approve Annual Bonus by Means of For For Management
Profit Distribution to Executives and
Key Personnel
6 Advisory Vote on Remuneration Report For Against Management
7 Amend Remuneration Policy For Against Management
8 Approve Suitability Policy for For For Management
Directors
9.1 Ratify Director Appointment None None Management
9.2.1 Elect Nicole Conrad-Forker as For For Management
Independent Director
9.2.2 Elect Vasiliki Karagianni as For For Management
Independent Director
10 Approve Type, Composition, and Term of For For Management
the Audit Committee
11 Authorize Share Repurchase Program For For Management
12 Receive Audit Committee's Activity None None Management
Report
--------------------------------------------------------------------------------
GREENLAND HOLDINGS CORP. LTD.
Ticker: 600606 Security ID: Y2883S109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Investment Amount of the For Against Management
Company's Real Estate Reserves
8 Approve Guarantee Provision For Against Management
9 Elect Hu Xin as Non-independent For For Shareholder
Director
10 Elect Yang Lyubo as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GREENTOWN CHINA HOLDINGS LIMITED
Ticker: 3900 Security ID: G4100M105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Wu Wende as Director For For Management
3B Elect Geng Zhongqiang as Director For For Management
3C Elect Li Jun as Director For For Management
3D Elect Hong Lei as Director For For Management
3E Elect Jia Shenghua as Director For For Management
3F Elect Hui Wan Fai as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GREENTOWN CHINA HOLDINGS LIMITED
Ticker: 3900 Security ID: G4100M105
Meeting Date: JUN 18, 2021 Meeting Type: Special
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
GREENTOWN SERVICE GROUP CO. LTD.
Ticker: 2869 Security ID: G41012108
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Final Dividend For For Management
2.2 Approve Special Dividend For For Management
3.1 Elect Wu Zhihua as Director For For Management
3.2 Elect Chen Hao as Director For For Management
3.3 Elect Xia Yibo as Director For For Management
3.4 Elect Wong Ka Yi as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
GRG BANKING EQUIPMENT CO., LTD.
Ticker: 002152 Security ID: Y2889S103
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes on Relevant For For Management
Performance Commitments Due to the
Spin-off of Zhongke Jiangnan on ChiNext
2 Elect Chen Wei as Supervisor For For Management
--------------------------------------------------------------------------------
GRG BANKING EQUIPMENT CO., LTD.
Ticker: 002152 Security ID: Y2889S103
Meeting Date: SEP 17, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For Against Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For Against Management
2.2 Approve Issue Manner and Issue Time For Against Management
2.3 Approve Issue Size For Against Management
2.4 Approve Target Subscribers and For Against Management
Subscription Method
2.5 Approve Pricing Reference Date, Issue For Against Management
Price and Pricing Method
2.6 Approve Lock-up Period For Against Management
2.7 Approve Use and Amount of Proceeds For Against Management
2.8 Approve Listing Exchange For Against Management
2.9 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For Against Management
3 Approve Plan on Private Placement of For Against Management
Shares
4 Approve Feasibility Analysis Report on For Against Management
the Use of Proceeds
5 Approve Report on the Usage of For Against Management
Previously Raised Funds
6.1 Approve Signing of Strategic For Against Management
Cooperation Agreement with China
State-owned Enterprise Structural
Adjustment Fund Co., Ltd.
6.2 Approve Signing of Strategic For Against Management
Cooperation Agreement with Guangzhou
City Development Investment Fund
Management Co., Ltd.
6.3 Approve Signing of Strategic For Against Management
Cooperation Agreement with Guangzhou
Development District Financial Holding
Group Co., Ltd.
6.4 Approve Signing of Strategic For Against Management
Cooperation Agreement with Zhuhai Gree
Group Co., Ltd.
7.1 Approve Signing of Conditional Share For Against Management
Subscription Agreement with China
State-owned Enterprise Structural
Adjustment Fund Co., Ltd.
7.2 Approve Signing of Conditional Share For Against Management
Subscription Agreement with Guangzhou
China Life City Development Industry
Investment Enterprise (Limited
Partnership)
7.3 Approve Signing of Conditional Share For Against Management
Subscription Agreement with Guangzhou
Development District Financial Holding
Group Co., Ltd.
7.4 Approve Signing of Conditional Share For Against Management
Subscription Agreement with Zhuhai
Gree Financial Investment Management
Co., Ltd.
8 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
9 Approve Formulation of Shareholder For Against Management
Return Plan
10 Approve Special Self-inspection Report For Against Management
on Company's Real Estate Business
11 Approve Commitments of Controlling For Against Management
Shareholders, Directors and Senior
Management Related to the Special
Self-inspection Report on Company's
Real Estate Business
12 Approve Authorization of Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
GRG BANKING EQUIPMENT CO., LTD.
Ticker: 002152 Security ID: Y2889S103
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off of Subsidiary on For For Management
ChiNext in Accordance with Relevant
Laws and Regulations
2 Approve Subsidiary's Initial Public For For Management
Offering and Listing on the ChiNext of
the Shenzhen Stock Exchange
3 Approve Plan on Spin-off of Subsidiary For For Management
on the ChiNext (Revised Draft)
4 Approve Transaction Complies with For For Management
Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing
5 Approve Transaction is Conducive to For For Management
Safeguarding the Legal Rights and
Interests of Shareholders and Creditors
6 Approve Proposal on the Company's For For Management
Independence and Sustainability
7 Approve Subsidiary's Corresponding For For Management
Standard Operational Ability
8 Approve Authorization of the Board and For For Management
Its Authorized Persons to Handle
Matters on Spin-off
9 Approve Explanation of the For For Management
Completeness, Compliance and Validity
of Legal Documents Submitted in the
Spin-off
10 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
GRG BANKING EQUIPMENT CO., LTD.
Ticker: 002152 Security ID: Y2889S103
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment to Allowance of For For Management
Independent Directors
2 Approve Adjustment of Resolution For Against Management
Validity Period
3 Approve Private Placement of Shares For Against Management
4 Approve Authorization of Board to For Against Management
Handle All Related Matters
5.1 Elect Huang Yuezhen as Non-Independent For For Management
Director
5.2 Elect Qian Zhe as Non-Independent For For Management
Director
5.3 Elect Yang Wenfeng as Non-Independent For For Management
Director
5.4 Elect Chen Jianliang as For For Management
Non-Independent Director
5.5 Elect Luo Panfeng as Non-Independent For For Management
Director
5.6 Elect Lin Yaojun as Non-Independent For For Management
Director
6.1 Elect Zhu Guilong as Independent For For Management
Director
6.2 Elect Xing Liangwen as Independent For For Management
Director
6.3 Elect Li Jinyi as Independent Director For For Management
7.1 Elect Chen Wei as Supervisor For For Shareholder
7.2 Elect Zhang Xiaoli as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GRG BANKING EQUIPMENT CO., LTD.
Ticker: 002152 Security ID: Y2889S103
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Issue Size For Against Management
1.2 Approve Target Subscribers and For Against Management
Subscription Method
1.3 Approve Scale and Use of Raised Funds For Against Management
2 Approve Plan on Private Placement of For Against Management
Shares (Second Revision)
3 Approve Feasibility Analysis Report on For Against Management
the Use of Proceeds (Revised)
4 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
(Revised)
5 Approve Related Party Transaction in For Against Management
Connection to Private Placement of
Shares
--------------------------------------------------------------------------------
GRG BANKING EQUIPMENT CO., LTD.
Ticker: 002152 Security ID: Y2889S103
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve to Appoint Auditor For For Management
8 Approve Provision for Asset Impairment For For Management
9 Approve Use of Idle Own Funds for Cash For Against Management
Management
10 Approve Change Business Scope For For Management
11 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
GROWTHPOINT PROPERTIES LTD.
Ticker: GRT Security ID: S3373C239
Meeting Date: DEC 08, 2020 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1.1 Elect Rhidwaan Gasant as Director For For Management
1.1.2 Elect Prudence Lebina as Director For For Management
1.1.3 Elect Andile Sangqu as Director For For Management
1.2.1 Elect Rhidwaan Gasant as Chairman of For For Management
the Audit Committee
1.2.2 Re-elect Frank Berkeley as Member of For For Management
the Audit Committee
1.2.3 Elect John van Wyk as Member of the For For Management
Audit Committee
1.2.4 Elect Prudence Lebina as Member of the For For Management
Audit Committee
1.3 Reappoint Ernst & Young as Auditors For For Management
1.4.1 Approve Remuneration Policy For For Management
1.4.2 Approve Implementation of Remuneration For Against Management
Policy
1.5 Place Authorised but Unissued Shares For For Management
under Control of Directors
1.6 Authorise Directors to Issue Shares to For For Management
Afford Shareholders Distribution
Reinvestment Alternatives
1.7 Authorise Board to Issue Shares for For For Management
Cash
1.8 Approve Social, Ethics and For For Management
Transformation Committee Report
2.1 Approve Non-executive Directors' Fees For For Management
2.2 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
2.3 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
GRUMA SAB DE CV
Ticker: GRUMAB Security ID: P4948K121
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Cancellation of 11.29 For For Management
Million Series B Class I Repurchased
Shares and Consequently Reduction in
Fixed Portion of Capital; Amend
Article 6
2 Amend Articles 11 (Purchase and Sale For Against Management
of Company's Shares) and 37
(Attendance Right)
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUMA SAB DE CV
Ticker: GRUMAB Security ID: P4948K121
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Set Maximum Amount of Share Repurchase For For Management
Reserve and Present Report of
Operations with Treasury Shares
4 Elect Directors, Secretary, and For For Management
Alternates, Verify Independence
Classification of Directors and
Approve Their Remuneration; Approve
Remuneration of Audit and Corporate
Practices Committees
5 Elect Chairmen of Audit and Corporate For For Management
Practices Committees
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV
Ticker: GAPB Security ID: P4959P100
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reports in Compliance with For For Management
Article 28, Section IV of Mexican
Securities Market Law
2 Approve Discharge of Directors and For For Management
Officers
3 Approve Individual and Consolidated For For Management
Financial Statements and Approve
External Auditors' Report on Financial
Statements
4 Approve Allocation of Income in the For For Management
Amount of MXN 5.25 Billion
5 Cancel Pending Amount of MXN 1.55 For For Management
Billion of Share Repurchase Approved
at AGM on April 23, 2019; Set Share
Repurchase Maximum Amount of MXN 1.55
Billion
6 Information on Election or None None Management
Ratification of Four Directors and
Their Alternates of Series BB
Shareholders
7 Elect or Ratify Directors of Series B None None Management
Shareholders that Hold 10 Percent of
Share Capital
8 Elect or Ratify Directors of Series B For For Management
Shareholders
9 Elect or Ratify Board Chairman For For Management
10 Approve Remuneration of Directors for For For Management
Years 2019 and 2020
11 Elect or Ratify Director of Series B For For Management
Shareholders and Member of Nominations
and Compensation Committee
12 Elect or Ratify Chairman of Audit and For For Management
Corporate Practices Committee
13 Present Report Regarding Individual or None None Management
Accumulated Operations Greater Than
USD 3 Million
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV
Ticker: GAPB Security ID: P4959P100
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of 35.42 Million For For Management
Treasury Shares
2 Approve Reduction in Capital by MXN 2 For For Management
Billion
3 Amend Articles to Reflect Changes in None None Management
Capital
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL PACIFICO SAB DE CV
Ticker: GAPB Security ID: P4959P100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reports in Compliance with For For Management
Article 28, Section IV of Mexican
Securities Market Law
2 Approve Discharge of Directors and For For Management
Officers
3 Approve Individual and Consolidated For For Management
Financial Statements and Approve
External Auditors' Report on Financial
Statements
4 Approve Allocation of Income in the For For Management
Amount of MXN 1.85 Billion
5 Cancel Pending Amount of Share For For Management
Repurchase Approved at AGM on July 1,
2020; Set Share Repurchase Maximum
Amount of MXN 3 Billion
6 Information on Election or None None Management
Ratification of Four Directors and
Their Alternates of Series BB
Shareholders
7 Elect or Ratify Directors of Series B None None Management
Shareholders that Hold 10 Percent of
Share Capital
8 Elect or Ratify Directors of Series B For Against Management
Shareholders
9 Elect or Ratify Board Chairman For For Management
10 Approve Remuneration of Directors for For For Management
Years 2020 and 2021
11 Elect or Ratify Director of Series B For Against Management
Shareholders and Member of Nominations
and Compensation Committee
12 Elect or Ratify Chairman of Audit and For For Management
Corporate Practices Committee
13 Present Report Regarding Individual or None None Management
Accumulated Operations Greater Than
USD 3 Million
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL SURESTE SA DE CV
Ticker: ASURB Security ID: P4950Y100
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve CEO's and Auditor's Reports on For For Management
Operations and Results of Company, and
Board's Opinion on Reports
1b Approve Board's Report on Accounting For For Management
Policies and Criteria for Preparation
of Financial Statements
1c Approve Report on Activities and For For Management
Operations Undertaken by Board
1d Approve Individual and Consolidated For For Management
Financial Statements
1e Approve Report of Audit Committee's For For Management
Activities and Report on Company's
Subsidiaries
1f Approve Report on Adherence to Fiscal For For Management
Obligations
2a Approve Increase in Legal Reserve by For For Management
MXN 98.88 Million
2b Set Maximum Amount of MXN 1.88 Billion For For Management
for Share Repurchase; Approve Policy
Related to Acquisition of Own Shares
3a Approve Discharge of Board of For For Management
Directors and CEO
3b.1 Elect/Ratify Fernando Chico Pardo as For For Management
Director
3b.2 Elect/Ratify Jose Antonio Perez Anton For For Management
as Director
3b.3 Elect/Ratify Pablo Chico Hernandez as For For Management
Director
3b.4 Elect/Ratify Aurelio Perez Alonso as For For Management
Director
3b.5 Elect/Ratify Rasmus Christiansen as For For Management
Director
3b.6 Elect/Ratify Francisco Garza Zambrano For For Management
as Director
3b.7 Elect/Ratify Ricardo Guajardo Touche For For Management
as Director
3b.8 Elect/Ratify Guillermo Ortiz Martinez For For Management
as Director
3b.9 Elect/Ratify Barbara Garza Laguera For For Management
Gonda as Director
3b.10 Elect/Ratify Heliane Steden as Director For For Management
3b.11 Elect/Ratify Diana M. Chavez as For For Management
Director
3b.12 Elect/Ratify Rafael Robles Miaja as For For Management
Secretary (Non-Member) of Board
3b.13 Elect/Ratify Ana Maria Poblanno For For Management
Chanona as Alternate Secretary
(Non-Member) of Board
3c.1 Elect/Ratify Ricardo Guajardo Touche For For Management
as Chairman of Audit Committee
3d.1 Elect/Ratify Barbara Garza Laguera For For Management
Gonda as Member of Nominations and
Compensations Committee
3d.2 Elect/Ratify Fernando Chico Pardo as For For Management
Member of Nominations and
Compensations Committee
3d.3 Elect/Ratify Jose Antonio Perez Anton For For Management
of Nominations and Compensations
Committee
3e.1 Approve Remuneration of Directors in For For Management
the Amount of MXN 72,600
3e.2 Approve Remuneration of Operations For For Management
Committee in the Amount of MXN 72,600
3e.3 Approve Remuneration of Nominations For For Management
and Compensations Committee in the
Amount of MXN 72,600
3e.4 Approve Remuneration of Audit For For Management
Committee in the Amount of MXN 102,850
3e.5 Approve Remuneration of Acquisitions For For Management
and Contracts Committee in the Amount
of MXN 24,200
4a Authorize Claudio Ramon Gongora For For Management
Morales to Ratify and Execute Approved
Resolutions
4b Authorize Rafael Robles Miaja to For For Management
Ratify and Execute Approved Resolutions
4c Authorize Ana Maria Poblanno Chanona For For Management
to Ratify and Execute Approved
Resolutions
--------------------------------------------------------------------------------
GRUPO BIMBO SAB DE CV
Ticker: BIMBOA Security ID: P4949B104
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Reduction in Share Capital via For For Management
Cancellation of 169.44 Million Series
A Repurchased Shares Held in Treasury
2 Amend Article 6 to Reflect Changes in For For Management
Capital
3 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
GRUPO BIMBO SAB DE CV
Ticker: BIMBOA Security ID: P4949B104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
2 Approve Allocation of Income For For Management
3 Approve Dividends of MXN 1 Per Share For For Management
4 Elect or Ratify Directors and Approve For Against Management
their Remuneration
5 Elect or Ratify Chairman and Members For For Management
of Audit and Corporate Practices
Committee and Approve their
Remuneration
6 Approve Report on Repurchase of Shares For For Management
and Set Aggregate Nominal Amount of
Share Repurchase Reserve
7 Ratify Reduction in Share Capital and For For Management
Consequently Cancellation of 17.43
Million Series A Repurchased Shares
Held in Treasury
8 Amend Articles For For Management
9 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
GRUPO CARSO SAB DE CV
Ticker: GCARSOA1 Security ID: P46118108
Meeting Date: NOV 10, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Replace Chair of Corporate Practices For Against Management
and Audit Committee
2 Present Report on Adherence to Fiscal For For Management
Obligations
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO CARSO SAB DE CV
Ticker: GCARSOA1 Security ID: P46118108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and Cash For For Management
Dividends of MXN 0.96 per Share to be
Distributed in Two Installments of MXN
0.48 per Share
3 Approve Discharge of Board of For For Management
Directors and CEO
4 Elect or Ratify Directors, Chairman For Against Management
and Members of Audit and Corporate
Practices Committee; Verify
Independence of Directors; Approve
Their Respective Remuneration
5 Set Maximum Amount of Share Repurchase For For Management
Reserve
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO CARSO SAB DE CV
Ticker: GCARSOA1 Security ID: P46118108
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Cancellation of Repurchased For For Management
Shares in Fixed Portion of Capital
2 Amend Article 6 For For Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO DE INVERSIONES SURAMERICANA SA
Ticker: GRUPOSURA Security ID: P4950L132
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Verify Quorum None None Management
2 Approve Meeting Agenda For For Management
3 Elect Meeting Approval Committee For For Management
4 Present Board of Directors and For For Management
Chairman's Report
5 Present Individual and Consolidated For For Management
Financial Statements
6 Present Auditor's Report For For Management
7 Approve Board of Directors and For For Management
Chairman's Report
8 Approve Individual and Consolidated For For Management
Financial Statements
9 Approve Allocation of Income, For For Management
Constitution of Reserves and Donations
10 Approve Remuneration of Directors For For Management
11 Approve Remuneration of Auditors For For Management
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV
Ticker: GFNORTEO Security ID: P49501201
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.a Approve CEO's Report on Financial For For Management
Statements and Statutory Reports
1.b Approve Board's Report on Policies and For For Management
Accounting Information and Criteria
Followed in Preparation of Financial
Information
1.c Approve Board's Report on Operations For For Management
and Activities Undertaken by Board
1.d Approve Report on Activities of Audit For For Management
and Corporate Practices Committee
1.e Approve All Operations Carried out by For For Management
Company and Ratify Actions Carried out
by Board, CEO and Audit and Corporate
Practices Committee
2 Approve Allocation of Income For For Management
3 Receive Auditor's Report on Tax None None Management
Position of Company
4.a1 Elect Carlos Hank Gonzalez as Board For Against Management
Chairman
4.a2 Elect Juan Antonio Gonzalez Moreno as For For Management
Director
4.a3 Elect David Juan Villarreal Montemayor For For Management
as Director
4.a4 Elect Jose Marcos Ramirez Miguel as For For Management
Director
4.a5 Elect Carlos de la Isla Corry as For For Management
Director
4.a6 Elect Everardo Elizondo Almaguer as For For Management
Director
4.a7 Elect Carmen Patricia Armendariz For For Management
Guerra as Director
4.a8 Elect Clemente Ismael Reyes Retana For For Management
Valdes as Director
4.a9 Elect Alfredo Elias Ayub as Director For For Management
4.a10 Elect Adrian Sada Cueva as Director For Against Management
4.a11 Elect David Penaloza Alanis as Director For For Management
4.a12 Elect Jose Antonio Chedraui Eguia as For For Management
Director
4.a13 Elect Alfonso de Angoitia Noriega as For Against Management
Director
4.a14 Elect Thomas Stanley Heather Rodriguez For For Management
as Director
4.a15 Elect Graciela Gonzalez Moreno as For For Management
Alternate Director
4.a16 Elect Juan Antonio Gonzalez Marcos as For For Management
Alternate Director
4.a17 Elect Alberto Halabe Hamui as For For Management
Alternate Director
4.a18 Elect Gerardo Salazar Viezca as For For Management
Alternate Director
4.a19 Elect Alberto Perez-Jacome Friscione For For Management
as Alternate Director
4.a20 Elect Diego Martinez Rueda-Chapital as For For Management
Alternate Director
4.a21 Elect Roberto Kelleher Vales as For For Management
Alternate Director
4.a22 Elect Cecilia Goya de Riviello Meade For For Management
as Alternate Director
4.a23 Elect Isaac Becker Kabacnik as For For Management
Alternate Director
4.a24 Elect Jose Maria Garza Trevino as For For Management
Alternate Director
4.a25 Elect Carlos Cesarman Kolteniuk as For For Management
Alternate Director
4.a26 Elect Humberto Tafolla Nunez as For For Management
Alternate Director
4.a27 Elect Guadalupe Phillips Margain as For For Management
Alternate Director
4.a28 Elect Ricardo Maldonado Yanez as For For Management
Alternate Director
4.b Elect Hector Avila Flores (Non-Member) For For Management
as Board Secretary
4.c Approve Directors Liability and For For Management
Indemnification
5 Approve Remuneration of Directors For For Management
6 Elect Thomas Stanley Heather Rodriguez For For Management
as Chairman of Audit and Corporate
Practices Committee
7.1 Approve Report on Share Repurchase For For Management
7.2 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV
Ticker: GFNORTEO Security ID: P49501201
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 2; Approve Certification For For Management
of the Company's Bylaws
2 Approve Modifications of Sole For For Management
Responsibility Agreement
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO INBURSA SAB DE CV
Ticker: GFINBURO Security ID: P4950U165
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect or Ratify Directors and Company For Against Management
Secretary
2 Set Amount of Share Repurchase Reserve For For Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO FINANCIERO INBURSA SAB DE CV
Ticker: GFINBURO Security ID: P4950U165
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve CEO's Report and Auditor's For For Management
Report; Board's Opinion on Reports
1.2 Approve Board's Report on Accounting For For Management
Policies and Criteria Followed in
Preparation of Financial Statements
1.3 Approve Report on Activities and For For Management
Operations Undertaken by Board
1.4 Approve Individual and Consolidated For For Management
Financial Statements
1.5 Approve Report on Activities For For Management
Undertaken by Audit and Corporate
Practices Committees
2 Approve Allocation of Income For For Management
3 Elect or Ratify Directors and Company For Against Management
Secretary
4 Approve Remuneration of Directors and For For Management
Company Secretary
5 Elect or Ratify Members of Corporate For Against Management
Practices and Audit Committees
6 Approve Remuneration of Members of For For Management
Corporate Practices and Audit
Committees
7 Set Maximum Amount of Share Repurchase For For Management
Reserve; Approve Share Repurchase
Report
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO MEXICO S.A.B. DE C.V.
Ticker: GMEXICOB Security ID: P49538112
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Present Report on Compliance with For For Management
Fiscal Obligations
3 Approve Allocation of Income For For Management
4 Approve Policy Related to Acquisition For For Management
of Own Shares; Set Aggregate Nominal
Amount of Share Repurchase Reserve
5 Approve Discharge of Board of For For Management
Directors, Executive Chairman and
Board Committees
6 Ratify Auditors For For Management
7 Elect or Ratify Directors; Verify For Against Management
Independence of Board Members; Elect
or Ratify Chairmen and Members of
Board Committees
8 Approve Remuneration of Directors and For For Management
Members of Board Committees
9 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO TELEVISA SAB
Ticker: TLEVISACPO Security ID: P4987V137
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Present Financial Statements and For Did Not Vote Management
Statutory Reports
2 Present Board's Report on Principal For Did Not Vote Management
Policies and Accounting Criteria
Followed in Preparation of Financial
Information
3 Present Report on Activities and For Did Not Vote Management
Operations Undertaken by Board
4 Present Report of Audit Committee For Did Not Vote Management
5 Present Report of Corporate Practices For Did Not Vote Management
Committee
6 Present Report on Compliance with For Did Not Vote Management
Fiscal Obligations
7 Approve Allocation of Income and For Did Not Vote Management
Dividends
8 Set Aggregate Nominal Amount of Share For Did Not Vote Management
Repurchase Reserve; Receive Report on
Policies and Board's Decisions on
Share Repurchase and Sale of Treasury
Shares
9.1 Elect or Ratify Emilio Fernando For Did Not Vote Management
Azcarraga Jean as Director
Representing Series A Shareholders
9.2 Elect or Ratify Alfonso de Angoitia For Did Not Vote Management
Noriega as Director Representing
Series A Shareholders
9.3 Elect or Ratify Alberto Bailleres For Did Not Vote Management
Gonzalez as Director Representing
Series A Shareholders
9.4 Elect or Ratify Eduardo Tricio Haro as For Did Not Vote Management
Director Representing Series A
Shareholders
9.5 Elect or Ratify Michael T. Fries as For Did Not Vote Management
Director Representing Series A
Shareholders
9.6 Elect or Ratify Fernando Senderos For Did Not Vote Management
Mestre as Director Representing Series
A Shareholders
9.7 Elect or Ratify Bernardo Gomez For Did Not Vote Management
Martinez as Director Representing
Series A Shareholders
9.8 Elect or Ratify Jon Feltheimer as For Did Not Vote Management
Director Representing Series A
Shareholders
9.9 Elect or Ratify Enrique Krauze For Did Not Vote Management
Kleinbort as Director Representing
Series A Shareholders
9.10 Elect or Ratify Guadalupe Phillips For Did Not Vote Management
Margain as Director Representing
Series A Shareholders
9.11 Elect or Ratify Carlos Hank Gonzalez For Did Not Vote Management
as Director Representing Series A
Shareholders
9.12 Elect or Ratify Lorenzo Alejandro For Did Not Vote Management
Mendoza Gimenez as Director
Representing Series B Shareholders
9.13 Elect or Ratify Salvi Rafael Folch For Did Not Vote Management
Viadero as Director Representing
Series B Shareholders
9.14 Elect or Ratify Guillermo Garcia For Did Not Vote Management
Naranjo Alvarez as Director
Representing Series B Shareholders
9.15 Elect or Ratify Francisco Jose Chevez For Did Not Vote Management
Robelo as Director Representing Series
B Shareholders
9.16 Elect or Ratify Jose Luis Fernandez For Did Not Vote Management
Fernandez as Director Representing
Series B Shareholders
9.17 Elect or Ratify Julio Barba Hurtado as For Did Not Vote Management
Alternate Director
9.18 Elect or Ratify Jorge Agustin For Did Not Vote Management
Lutteroth Echegoyen as Alternate
Director
9.19 Elect or Ratify Joaquin Balcarcel For Did Not Vote Management
Santa Cruz as Alternate Director
9.20 Elect or Ratify Luis Alejandro Bustos For Did Not Vote Management
Olivares as Alternate Director
9.21 Elect or Ratify Felix Jose Araujo For Did Not Vote Management
Ramirez as Alternate Director
10 Elect or Ratify Members of Executive For Did Not Vote Management
Committee; Discharge them
11 Elect or Ratify Chairman of Audit For Did Not Vote Management
Committee; Discharge them
12 Elect or Ratify Chairman of Corporate For Did Not Vote Management
Practices Committee; Discharge them
13 Approve Remuneration of Board Members, For Did Not Vote Management
Executive, Audit and Corporate
Practices Committees, and Secretaries
14 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO TELEVISA SAB
Ticker: TLEVISACPO Security ID: P4987V137
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of Shares and For For Management
Consequently Reduction in Share
Capital; Amend Article 6
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRUPO TELEVISA SAB
Ticker: TLEVISACPO Security ID: P4987V137
Meeting Date: MAY 24, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related-Party Transaction Re: For For Management
Corporate Restructuring with Univision
Holdings, Inc.
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GS ENGINEERING & CONSTRUCTION CORP.
Ticker: 006360 Security ID: Y2901E108
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Cho Hui-jin as Outside Director For For Management
4 Elect Cho Hui-jin as a Member of Audit For For Management
Committee
5 Elect Lee Hui-guk as Outside Director For For Management
to Serve as an Audit Committee Member
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
GS HOLDINGS CORP.
Ticker: 078930 Security ID: Y2901P103
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Hyun Oh-seok as Outside Director For For Management
4 Elect Han Jin-hyeon as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Elect Hyun Oh-seok as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
GS RETAIL CO., LTD.
Ticker: 007070 Security ID: Y2915J101
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Cho Yoon-seong as Inside Director For For Management
3.1 Amend Articles of Incorporation For For Management
(Business Objectives)
3.2 Amend Articles of Incorporation For For Management
(Record Date)
3.3 Amend Articles of Incorporation For For Management
(Amendment Relating to Changes in
Legislation)
3.4 Amend Articles of Incorporation For For Management
(Electronic Registration of
Certificates)
3.5 Amend Articles of Incorporation For For Management
(Miscellaneous)
3.6 Amend Articles of Incorporation (Duty For For Management
of CEO)
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
GS RETAIL CO., LTD.
Ticker: 007070 Security ID: Y2915J101
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with GS Home For For Management
Shopping, Inc.
2 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
GSX TECHEDU, INC.
Ticker: GOTU Security ID: 36257Y109
Meeting Date: JUN 04, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Gaotu Techedu For For Management
Inc.
--------------------------------------------------------------------------------
GT CAPITAL HOLDINGS, INC.
Ticker: GTCAP Security ID: Y29045104
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Annual For For Management
Stockholders' Meeting Held on June 5,
2020
2 Approve Annual Report for the Year 2020 For For Management
3 Ratify All Acts and Resolutions of the For For Management
Board of Directors, Executive
Committee and Management from the Date
of the Last Annual Stockholders'
Meeting up to May 17, 2021
4 Appoint External Auditor For For Management
5.1 Elect Arthur Vy Ty as Director For For Management
5.2 Elect Francisco C. Sebastian as For For Management
Director
5.3 Elect Alfred Vy Ty as Director For For Management
5.4 Elect Carmelo Maria Luza Bautista as For For Management
Director
5.5 Elect Renato C. Valencia as Director For For Management
5.6 Elect Wilfredo A. Paras as Director For For Management
5.7 Elect Rene J. Buenaventura as Director For For Management
5.8 Elect Pascual M. Garcia III as Director For For Management
5.9 Elect David T. Go as Director For For Management
5.10 Elect Regis V. Puno as Director For For Management
5.11 Elect Consuelo D. Garcia as Director For For Management
--------------------------------------------------------------------------------
GUANGDONG HAID GROUP CO., LTD.
Ticker: 002311 Security ID: Y29255109
Meeting Date: AUG 14, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve External Investment For For Management
2 Approve Issuance of Medium-term Notes For For Management
and Super Short-term Commercial Papers
3 Approve Provision of Guarantee For For Management
4 Approve External Guarantee For For Management
5 Approve Change in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
GUANGDONG HAID GROUP CO., LTD.
Ticker: 002311 Security ID: Y29255109
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Hua as Supervisor For For Management
1.2 Elect Mu Yongfang as Supervisor For For Management
2 Approve to Appoint Auditor For For Management
3 Approve Repurchase and Cancellation of For For Management
Performance Shares
4 Approve Securities Investment and For Against Management
Derivatives Transactions
5 Approve External Financial Assistance For Against Management
--------------------------------------------------------------------------------
GUANGDONG HAID GROUP CO., LTD.
Ticker: 002311 Security ID: Y29255109
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Raised Funds For For Management
Investment Project
2 Approve Comprehensive Credit Line For For Management
Application
3 Approve External Guarantee For For Management
4 Approve Foreign Exchange Hedging For For Management
Business
5 Elect Qian Xueqiao as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
GUANGDONG HAID GROUP CO., LTD.
Ticker: 002311 Security ID: Y29255109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Repurchase and Cancellation of For For Management
Performance Shares
7 Approve Daily Related Party For For Management
Transactions
8 Approve Use of Idle Raised Funds and For Against Management
Own Funds for Cash Management
9 Approve Application of Syndicated Loan For For Management
and Provision of Guarantees
10 Approve Provision of External For For Management
Guarantees
11 Approve to Adjust the Application of For For Management
Bank Credit Lines
12 Approve Draft and Summary of Employee For Against Management
Share Purchase Plan
13 Approve Draft and Summary of Stock For Against Management
Option Incentive Plan (Revised Draft)
14 Approve Methods to Assess the For Against Management
Performance of Plan Participants
15 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
GUANGDONG HONGDA BLASTING CO., LTD.
Ticker: 002683 Security ID: Y2925L104
Meeting Date: AUG 13, 2020 Meeting Type: Special
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction of For For Management
Wholly-Owned Subsidiary
--------------------------------------------------------------------------------
GUANGDONG HONGDA BLASTING CO., LTD.
Ticker: 002683 Security ID: Y2925L104
Meeting Date: NOV 10, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend the Chairman's Remuneration Plan For For Management
2 Approve Formulation of the Chairman's For For Management
Remuneration Assessment Responsibility
Letter
3 Elect Sun Fangwei as Non-Independent For For Shareholder
Director
4 Approve Guarantee Provision for Hongda For For Management
Lianshao Mining Co., Ltd.
5 Approve Guarantee Provision for Hongda For For Management
Pakistan Engineering Co., Ltd.
--------------------------------------------------------------------------------
GUANGDONG HONGDA BLASTING CO., LTD.
Ticker: 002683 Security ID: Y2925L104
Meeting Date: NOV 24, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Registered Capital For For Management
and Amend Articles of Association
2 Approve Use of Partial Raised Funds For For Management
for Cash Management
3 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
GUANGDONG INVESTMENT LIMITED
Ticker: 270 Security ID: Y2929L100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Wen Yinheng as Director For For Management
3.2 Elect Liang Yuanjuan as Director For For Management
3.3 Elect Lan Runing as Director For For Management
3.4 Elect Feng Qingchun as Director For For Management
3.5 Elect Chan Cho Chak, John as Director For For Management
3.6 Elect Li Man Bun, Brian David as For Against Management
Director
3.7 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
GUANGDONG KINLONG HARDWARE PRODUCTS CO., LTD.
Ticker: 002791 Security ID: Y29347104
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisors For For Management
8 Approve Application of Bank Credit For For Management
Lines
9 Approve Provision of Guarantee For For Management
10 Approve to Appoint Auditor For For Management
11 Approve Amendments to Articles of For For Management
Association
12 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
14 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
15 Amend Working System for Independent For Against Management
Directors
16 Amend Related-Party Transaction For Against Management
Management System
17 Amend External Guarantee Management For Against Management
Regulations
18 Approve Draft and Summary of Stock For For Management
Option Incentive Plan
19 Approve Methods to Assess the For For Management
Performance of Plan Participants
20 Approve Authorization of the Board to For For Management
Handle All Related Matters
21 Approve Authorization of the Board to For For Management
Remove Huang Qiang as Independent
Director
22 Elect Gao Gang as Independent Director For For Management
--------------------------------------------------------------------------------
GUANGHUI ENERGY CO., LTD.
Ticker: 600256 Security ID: Y9724D100
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
2 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
GUANGHUI ENERGY CO., LTD.
Ticker: 600256 Security ID: Y2949A100
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lin Faxian as Non-independent For For Management
Director
1.2 Elect Han Shifa as Non-independent For For Management
Director
1.3 Elect Liang Xiao as Non-independent For For Management
Director
1.4 Elect Ni Juan as Non-independent For For Management
Director
1.5 Elect Ma Xiaoyan as Non-independent For For Management
Director
1.6 Elect Liu Changjin as Non-independent For For Management
Director
1.7 Elect Tan Bai as Non-independent For Against Management
Director
1.8 Elect Zhou Jiangyu as Non-independent For For Management
Director
2.1 Elect Ma Fengyun as Independent For For Management
Director
2.2 Elect Sun Jian as Independent Director For For Management
2.3 Elect Tan Xue as Independent Director For For Management
2.4 Elect Cai Zhenjiang as Independent For For Shareholder
Director
3.1 Elect Wang Guolin as Supervisor For For Management
3.2 Elect Li Jianghong as Supervisor For For Management
3.3 Elect Li Xu as Supervisor For For Management
3.4 Elect Luo Zhijian as Supervisor For Against Management
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
GUANGHUI ENERGY CO., LTD.
Ticker: 600256 Security ID: Y2949A100
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment of Directors for For For Management
Internal Accounting Committee
2 Approve Remuneration of Directors For For Management
3 Approve Adjustment of Remuneration of For For Management
Senior Management Members
4 Approve Additional Scope of Guarantee For For Management
and Provision of Guarantee
5 Approve Appointment of Supervisor for For For Management
Internal Accounting Committee
6 Approve Adjustment of Remuneration of For For Management
Supervisors
7 Approve Provision of Guarantees for For For Management
Controlled Subsidiary
8 Approve Provision of Counter For For Management
Guarantees for Jiuquan Iron And Steel
(Group) Co., Ltd.
--------------------------------------------------------------------------------
GUANGHUI ENERGY CO., LTD.
Ticker: 600256 Security ID: Y2949A100
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Plan and Financial For For Management
Plan
2 Approve External Guarantee Plan For Against Management
3 Approve Daily Related Party Transaction For Against Management
4 Approve Write-off of Accounts For For Management
Receivable
5 Approve External Equity Investment For For Management
6 Approve Provision of Counter Guarantee For For Management
7 Amend Articles of Association For For Management
8 Approve Increase in the Scope of For Against Shareholder
Guarantee
--------------------------------------------------------------------------------
GUANGHUI ENERGY CO., LTD.
Ticker: 600256 Security ID: Y2949A100
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Independent For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve to Appoint Auditors and the For For Management
2021 Audit Fee Standard
--------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 Security ID: Y2R318121
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 A Share Option and For For Management
Restricted Share Incentive Scheme
(Draft) and Summary
2 Approve Appraisal Management Measures For For Management
for Implementation of the 2020 A Share
Option and Restricted Share Incentive
Scheme
3 Authorize Board to Deal with All For For Management
Matters in Relation to the 2020 A
Share Option and Restricted Share
Incentive Scheme
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 Security ID: Y2R318121
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 A Share Option and For For Management
Restricted Share Incentive Scheme
(Draft) and Summary
2 Approve Appraisal Management Measures For For Management
for Implementation of the 2020 A Share
Option and Restricted Share Incentive
Scheme
3 Authorize Board to Deal with All For For Management
Matters in Relation to the 2020 A
Share Option and Restricted Share
Incentive Scheme
--------------------------------------------------------------------------------
GUANGZHOU AUTOMOBILE GROUP CO., LTD.
Ticker: 2238 Security ID: Y2R318121
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Annual Report and Its For For Management
Summary Report
2 Approve 2020 Work Report of the Board For For Management
of Directors
3 Approve 2020 Work Report of the For For Management
Supervisory Committee
4 Approve 2020 Financial Report For For Management
5 Approve 2020 Profit Distribution For For Management
6 Approve Appointment of Auditors For For Management
7 Approve Appointment of Internal For For Management
Control Auditors
8 Approve Formulation of Dividend For For Management
Distribution Plan for Shareholders
(2021-2023)
9 Approve Grant of General Mandate to For Against Management
the Board of Directors to Issue Shares
10 Approve Grant of General Mandate to For Against Management
the Board of Directors to Issue Debt
Financing Instruments
--------------------------------------------------------------------------------
GUANGZHOU BAIYUN INTERNATIONAL AIRPORT CO., LTD.
Ticker: 600004 Security ID: Y2930J102
Meeting Date: JUL 31, 2020 Meeting Type: Special
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Price For For Management
2.5 Approve Issue Amount For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Private Placement of Shares For For Management
4 Approve Related Party Transactions in For For Management
Connection to Private Placement
5 Approve Signing of Share Subscription For For Management
Agreement
6 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
7 Approve Report on the Usage of For For Management
Previously Raised Funds
8 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
9 Approve Shareholder Return Plan For For Management
10 Approve Authorization of Board to For For Management
Handle All Related Matters
11 Approve Special Arrangements for For For Management
Future Cash Dividends
--------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD.
Ticker: 874 Security ID: Y2932P114
Meeting Date: AUG 28, 2020 Meeting Type: Special
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate for For Against Management
Issuing Medium-Term Notes
2 Approve Grant of General Mandate to For Against Management
Guangzhou Pharmaceutical Co., Ltd. for
Issuing Medium-Term Notes and
Super-Short-Term Debentures
3 Approve WUYIGE Certified Public For For Management
Accountants LLP as Auditors
4 Approve WUYIGE Certified Public For For Management
Accountants LLP as Internal Control
Auditor
--------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD.
Ticker: 874 Security ID: Y2932P114
Meeting Date: NOV 23, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Use of Proceeds For For Management
from the Fund Raising of the Company
2 Approve Closing of Investment Project For For Management
Using Proceeds from the Fund Raising,
and the Surplus of Which to be Used
to Supplement the Working Capital
Permanently
3 Approve Initial Public Offering of For For Management
Overseas Listed Foreign Capital Shares
(H Shares) Regarding and the Proposal
in Relation to the Overseas Listing of
Guangzhou Pharmaceuticals Company
Limited
4 Approve Compliance of the Overseas For For Management
Listing of Guangzhou Pharmaceuticals
Company Limited with the "Circular on
Issues in Relation to Regulating
Overseas Listing of Subsidiaries of
the PRC Listed Companies"
5 Approve Undertaking of Maintaining the For For Management
Independent Listing Status of the
Company
6 Approve Explanations on the For For Management
Sustainable Profitability Statement
and Prospects of the Company
7 Approve Authorization to the Board and For For Management
Its Authorized Persons to Deal with
Matters in Relation to the Spin-Off
and Listing of Guangzhou
Pharmaceuticals Company Limited
8 Approve Provision of Assured For Against Management
Entitlement to the H Shareholder(s) of
the Company Only for the Spin-Off and
Overseas Listing of Guangzhou
Pharmaceuticals Company Limited
--------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD.
Ticker: 874 Security ID: Y2932P114
Meeting Date: NOV 23, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Assured For Against Management
Entitlement to the H Shareholder(s) of
the Company Only for the Spin-Off and
Overseas Listing of Guangzhou
Pharmaceuticals Company Limited
--------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO., LTD.
Ticker: 874 Security ID: Y2932P114
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Annual Report and Its For For Management
Summary
2 Approve 2020 Report of the Board of For For Management
Directors
3 Approve 2020 Report of the Supervisory For For Management
Committee
4 Approve 2020 Financial Report For For Management
5 Approve 2020 Auditors' Report For For Management
6 Approve 2020 Profit Distribution and For For Management
Dividend Payment
7 Approve 2021 Financial and Operational For Against Management
Targets and Annual Budget
8 Approve BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
Auditors for 2021
9 Approve BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
Internal Control Auditors for 2021
10.1 Approve Emoluments of Li Chuyuan For For Management
10.2 Approve Emoluments of Yang Jun For For Management
10.3 Approve Emoluments of Cheng Ning For For Management
10.4 Approve Emoluments of Liu Juyan For For Management
10.5 Approve Emoluments of Li Hong For For Management
10.6 Approve Emoluments of Wu Changhai For For Management
10.7 Approve Emoluments of Zhang Chunbo For For Management
10.8 Approve Emoluments of Wong Hin Wing For For Management
10.9 Approve Emoluments of Wang Weihong For For Management
10.10 Approve Emoluments of Chen Yajin For For Management
10.11 Approve Emoluments of Huang Min For For Management
11.1 Approve Emoluments of Cai Ruiyu For For Management
11.2 Approve Emoluments of Gao Yanzhu For For Management
11.3 Approve Emoluments of Cheng Jinyuan For For Management
12 Approve Application for General For For Management
Banking Facilities
13 Approve Application for the Amounts of For For Management
Bank Borrowings by Guangzhou
Pharmaceuticals Company Limited
14 Approve Cash Management of Part of the For For Management
Temporary Internal Idle Funds of the
Company and Its Subsidiaries
15 Approve Shareholders' Return Plan for For For Management
the Next Three Years (2021-2023)
16.1 Elect Jian Huidong as Supervisor and For For Management
Approve Emoluments to be Paid to Him
--------------------------------------------------------------------------------
GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO.
Ticker: 002465 Security ID: Y29328104
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Bai Ziwu as Supervisor For For Shareholder
1.2 Elect Chen Wei as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GUANGZHOU HAIGE COMMUNICATIONS GROUP INC. CO.
Ticker: 002465 Security ID: Y29328104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Use of Idle Own Funds for For Against Management
Low-risk Short-term Financial Product
Investment
8 Approve Credit Line Application For For Management
9 Approve Daily Related Party Transaction For For Management
10 Approve Formulation of Shareholder For For Management
Return Plan
--------------------------------------------------------------------------------
GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD.
Ticker: 603882 Security ID: Y2935F105
Meeting Date: SEP 02, 2020 Meeting Type: Special
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Purpose and Principles For Against Management
1.2 Approve Management Agency For Against Management
1.3 Approve Criteria to Select Plan For Against Management
Participants
1.4 Approve Source, Quantity and For Against Management
Distribution
1.5 Approve Time Arrangements For Against Management
1.6 Approve Exercise Price and For Against Management
Price-setting Basis
1.7 Approve Conditions for Granting and For Against Management
Exercising Stock Options
1.8 Approve Methods and Procedures to For Against Management
Adjust the Incentive Plan
1.9 Approve Accounting Treatment For Against Management
1.10 Approve Implementation Procedure For Against Management
1.11 Approve Rights and Obligations of the For Against Management
Plan Participants and the Company
1.12 Approve How to Implement the For Against Management
Restricted Stock Incentive Plan When
There Are Changes for the Company and
Incentive Objects
2 Approve Formulation of Methods to For Against Management
Assess the Performance of Plan
Participants
3 Approve Authorization of Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD.
Ticker: 603882 Security ID: Y2935F105
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Elect Xie Qiang as Non-independent For For Management
Director
--------------------------------------------------------------------------------
GUANGZHOU KINGMED DIAGNOSTICS GROUP CO., LTD.
Ticker: 603882 Security ID: Y2935F105
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Auditor and For For Management
Internal Control Auditor
7 Approve Remuneration of Directors and For Against Management
Senior Management Members
8 Approve Remuneration of Supervisors For Against Management
9 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
10.1 Approve Purpose and Principle For For Management
10.2 Approve Management Agency For For Management
10.3 Approve Criteria to Select Plan For For Management
Participants
10.4 Approve Source, Number and Allocation For For Management
of Underlying Stocks
10.5 Approve Time Arrangements For For Management
10.6 Approve Exercise Price and For For Management
Price-setting Basis
10.7 Approve Conditions for Granting and For For Management
Exercising Rights
10.8 Approve Methods and Procedures to For For Management
Adjust the Incentive Plan
10.9 Approve Accounting Treatment For For Management
10.10 Approve Implementation Procedures For For Management
10.11 Approve Rights and Obligations For For Management
10.12 Approve How to Implement the For For Management
Restricted Stock Incentive Plan When
There Are Changes for the Company and
Incentive Objects
11 Approve Methods to Assess the For For Management
Performance of Plan Participants
12 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
GUANGZHOU R&F PROPERTIES CO., LTD.
Ticker: 2777 Security ID: Y2933F115
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Xiang Lijun as Director and For For Management
Authorize Board to Fix His Remuneration
--------------------------------------------------------------------------------
GUANGZHOU R&F PROPERTIES CO., LTD.
Ticker: 2777 Security ID: Y2933F115
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Financial For For Management
Statements and Statutory Reports
4 Approve Final Dividend For For Management
5 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Authorize Board to Decide on Matters For For Management
Relating to the Payment of Interim
Dividend for the Six Months Ended June
30, 2021
7a Elect Li Sze Lim as Director and For For Management
Authorize Board to Fix Her Remuneration
7b Elect Zhang Li as Director and For For Management
Authorize Board to Fix His Remuneration
7c Elect Ng Yau Wah, Daniel as Director For For Management
and Authorize Board to Fix His
Remuneration
8 Authorize Legal Representative(s) or For For Management
Authorized Person(s) and Its
Subsidiaries to Sign Composite Credit
Facilities or Loan Related Agreements
and Documents
9 Approve Extension of Guarantees by the For Against Management
Company on Behalf of Subsidiaries,
Associates, Joint Ventures and Other
Investee Companies
10 Approve Extension of Guarantees on For Against Management
Behalf of Subsidiaries, Associates and
Joint Ventures in 2020
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Approve Issuance of Direct Debt For For Management
Financing Products and Asset
Securitization Products in 2021
13 Authorize Board or Its Authorized For For Management
Person(s) to Handle All Matters in
Relation to the Issuance of Direct
Debt Financing Products and Asset
Securitization Products in 2021
14 Approve Increase in Registered Capital For For Management
and the Proposed Amendments to the
Articles of Association
--------------------------------------------------------------------------------
GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD.
Ticker: 002841 Security ID: Y29355107
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Increase in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD.
Ticker: 002841 Security ID: Y29355107
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Yiran as Non-Independent For For Management
Director
1.2 Elect Huang Zhengcong as For For Management
Non-Independent Director
1.3 Elect Yu Wei as Non-Independent For For Management
Director
1.4 Elect You Tianyuan as Non-Independent For For Management
Director
1.5 Elect Wang Yang as Non-Independent For For Management
Director
1.6 Elect Yang Ming as Non-Independent For For Management
Director
2.1 Elect Lin Bin as Independent Director For For Management
2.2 Elect Liu Heng as Independent Director For For Management
2.3 Elect Huang Jiwu as Independent For For Management
Director
3.1 Elect Ren Rui as Supervisor For For Management
3.2 Elect Lin Weichou as Supervisor For For Management
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD.
Ticker: 002841 Security ID: Y29355107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Application of Comprehensive For For Management
Bank Credit Lines
8 Approve Repurchase and Cancellation of For For Management
Performance Shares
9 Approve Amendments to Articles of For For Management
Association
10 Approve Company's Eligibility for For For Shareholder
Private Placement of Shares
11.1 Approve Share Type and Par Value For For Shareholder
11.2 Approve Issue Manner and Issue Time For For Shareholder
11.3 Approve Target Subscribers and For For Shareholder
Subscription Method
11.4 Approve Pricing Reference Date, Issue For For Shareholder
Price and Pricing Basis
11.5 Approve Issue Size For For Shareholder
11.6 Approve Lock-up Period For For Shareholder
11.7 Approve Listing Exchange For For Shareholder
11.8 Approve Use of Proceeds For For Shareholder
11.9 Approve Distribution Arrangement of For For Shareholder
Undistributed Earnings
11.10 Approve Resolution Validity Period For For Shareholder
12 Approve Private Placement of Shares For For Shareholder
13 Approve Feasibility Analysis Report on For For Shareholder
the Use of Proceeds
14 Approve Report on the Usage of For For Shareholder
Previously Raised Funds
15 Approve Impact of Dilution of Current For For Shareholder
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
16 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
17 Approve That There is No Punishment or For For Shareholder
Regulatory Measures Taken by
Securities Regulatory Authorities and
Exchanges in the Past Five Years
18 Approve Shareholder Return Plan For For Shareholder
--------------------------------------------------------------------------------
GUANGZHOU SHIYUAN ELECTRONIC TECHNOLOGY CO. LTD.
Ticker: 002841 Security ID: Y29355107
Meeting Date: JUN 04, 2021 Meeting Type: Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For Against Management
Option Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
4 Approve Formulation of Management For For Management
Method for Supporting Innovation and
Entrepreneurship
--------------------------------------------------------------------------------
GUANGZHOU TINCI MATERIALS TECHNOLOGY CO., LTD.
Ticker: 002709 Security ID: Y2R33P105
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Audit Report For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Financing Application For For Management
9 Approve Provision of Guarantees For Against Management
--------------------------------------------------------------------------------
GUANGZHOU WONDFO BIOTECH CO., LTD.
Ticker: 300482 Security ID: Y2933U104
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment to Performance For For Management
Shares Repurchase Price and Repurchase
and Cancellation of Performance Shares
2 Approve Amendments to Articles of For For Management
Association
3 Approve Use of Idle Raised Funds and For Against Management
Own Funds for Cash Management
--------------------------------------------------------------------------------
GUANGZHOU WONDFO BIOTECH CO., LTD.
Ticker: 300482 Security ID: Y2933U104
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kuang Lijun as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GUANGZHOU WONDFO BIOTECH CO., LTD.
Ticker: 300482 Security ID: Y2933U104
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
GUANGZHOU WONDFO BIOTECH CO., LTD.
Ticker: 300482 Security ID: Y2933U104
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
GUANGZHOU WONDFO BIOTECH CO., LTD.
Ticker: 300482 Security ID: Y2933U104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve to Appoint Auditor For For Management
8 Approve Use of Idle Raised Funds and For Against Management
Idle Own Funds for Cash Management
9 Approve Related Party Transaction For For Management
10 Approve Remuneration of Directors For For Management
11 Approve Remuneration of Supervisors For For Management
12 Approve Amendments to Articles of For For Management
Association
13 Approve to Adjust the Repurchase Price For For Management
and Repurchase Cancellation of
Performance Shares
14 Approve Provision for Asset Impairment For For Management
--------------------------------------------------------------------------------
GUANGZHOU WONDFO BIOTECH CO., LTD.
Ticker: 300482 Security ID: Y2933U104
Meeting Date: JUN 17, 2021 Meeting Type: Special
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Jihua as Director For For Management
1.2 Elect Li Wenmei as Director For For Management
1.3 Elect He Xiaowei as Director For For Management
1.4 Elect Chen Zhijie as Director For For Management
2.1 Elect Chen Jinqi as Director For For Management
2.2 Elect Li Congdong as Director For For Shareholder
2.3 Elect Duan Chaohui as Director For For Management
3.1 Elect Wu Cuiling as Supervisor For For Management
3.2 Elect Kuang Lijun as Supervisor For For Shareholder
--------------------------------------------------------------------------------
GULF ENERGY DEVELOPMENT PUBLIC CO. LTD.
Ticker: GULF Security ID: Y2957T132
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Registered Capital For For Management
2 Amend Memorandum of Association to For For Management
Reflect Increase in Registered Capital
3 Approve Allocation of Newly Issued For For Management
Ordinary Shares to Existing
Shareholders
4 Other Business For Against Management
--------------------------------------------------------------------------------
GULF ENERGY DEVELOPMENT PUBLIC CO. LTD.
Ticker: GULF Security ID: Y2957T132
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Company's Performance For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Viset Choopiban as Director For For Management
4.2 Elect Kasem Snidvongs as Director For For Management
4.3 Elect Raweporn Kuhirun Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance and Offering of For For Management
Debentures
8 Other Business For Against Management
--------------------------------------------------------------------------------
GULF ENERGY DEVELOPMENT PUBLIC CO. LTD.
Ticker: GULF Security ID: Y2957T132
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in All Ordinary For For Management
Shares of Intouch Holdings Public
Company Limited and Tender Offer for
All Securities of Advanced Info
Service Public Company Limited
2 Other Business For Against Management
--------------------------------------------------------------------------------
GUOSEN SECURITIES CO., LTD.
Ticker: 002736 Security ID: Y295A2103
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For For Management
Instruments for Domestic and Foreign
Companies
--------------------------------------------------------------------------------
GUOSEN SECURITIES CO., LTD.
Ticker: 002736 Security ID: Y295A2103
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Annual Report and Summary For For Management
6.1 Approve Related Party Transaction with For For Management
State-owned Assets Supervision and
Administration Commission of the
People's Government of Shenzhen
Municipal, Shenzhen Investment
Holdings Co., Ltd. and Other
Affiliated Companies
6.2 Approve Related Party Transaction with For For Management
China Resources SZITIC Trust Co., Ltd.
6.3 Approve Related Party Transaction with For For Management
Yunnan Hehe (Group) Co., Ltd.
6.4 Approve Related Party Transaction with For For Management
Penghua Fund Management Co., Ltd.
6.5 Approve Related Party Transaction with For For Management
Other Related Parties
7 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
8 Approve Proprietary Investment Scale For For Management
9 Approve Provision of Guarantee for For For Management
Wholly-owned Subsidiaries
10 Elect Zhang Nasha as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
GUOTAI JUNAN SECURITIES CO., LTD.
Ticker: 2611 Security ID: Y2R614115
Meeting Date: AUG 12, 2020 Meeting Type: Special
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the Restricted For Against Management
Share Incentive Scheme of A Shares
(Draft) and its summary
2 Approve the Adoption of the Measures For Against Management
for the Implementation, Appraisal and
Management of the Restricted Share
Incentive scheme of A Shares
3 Authorize Board to Deal with matters For Against Management
in Relation to the Restricted Share
Incentive Scheme of A Shares
--------------------------------------------------------------------------------
GUOTAI JUNAN SECURITIES CO., LTD.
Ticker: 2611 Security ID: Y2R614107
Meeting Date: AUG 12, 2020 Meeting Type: Special
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of the Restricted For Against Management
Share Incentive Scheme of A Shares
(Draft) and its summary
2 Approve the Adoption of the Measures For Against Management
for the Implementation, Appraisal and
Management of the Restricted Share
Incentive scheme of A Shares
3 Authorize Board to Deal with matters For Against Management
in Relation to the Restricted Share
Incentive Scheme of A Shares
--------------------------------------------------------------------------------
GUOTAI JUNAN SECURITIES CO., LTD.
Ticker: 2611 Security ID: Y2R614107
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board For For Management
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Profit Distribution Proposal For For Management
4 Approve KPMG Huazhen LLP and KPMG as For For Management
External Auditors and Authorize Board
to Fix Their Remuneration
5 Approve Annual Report For For Management
6.1 Approve Potential Related Party For For Management
Transactions Between the Group and
International Group and Its Related
Enterprises
6.2 Approve Potential Related Party For For Management
Transactions Between the Group and
Shenzhen Investment Holdings and Its
Related Enterprises
6.3 Approve Potential Related Party For For Management
Transactions Between the Group and the
Related Enterprises of Any Director,
Supervisor or Senior Management of the
Company
6.4 Approve Potential Related Party For For Management
Transactions Between the Group and the
Related Natural Persons
7.1 Approve Issuer in Relation to the For For Management
Mandate to Issue Onshore and Offshore
Debt Financing Instruments
7.2 Approve Size of Issuance in Relation For For Management
to the Mandate to Issue Onshore and
Offshore Debt Financing Instruments
7.3 Approve Method of Issuance For For Management
7.4 Approve Type of the Onshore and For For Management
Offshore Debt Financing Instruments
7.5 Approve Term of the Onshore and For For Management
Offshore Debt Financing Instruments
7.6 Approve Interest Rate of the Onshore For For Management
and Offshore Debt Financing Instruments
7.7 Approve Guarantee and Other For For Management
Arrangements
7.8 Approve Use of Proceeds in Relation to For For Management
the Mandate to Issue Onshore and
Offshore Debt Financing Instruments
7.9 Approve Issue Price For For Management
7.10 Approve Targets of Issuance and For For Management
Placement Arrangements to Shareholders
7.11 Approve Listing of the Onshore and For For Management
Offshore Debt Financing Instruments
7.12 Approve Debt Repayment Protective For For Management
Measures for Onshore and Offshore Debt
Financing Instruments
7.13 Approve Authorization in Relation to For For Management
the Issuance of Onshore and Offshore
Debt Financing Instruments
7.14 Approve Validity Period of the For For Management
Resolution in Relation to the Mandate
to Issue Onshore and Offshore Debt
Financing Instruments
8.1 Approve Original Beneficial Owner For For Management
8.2 Approve Issuer in Relation to the For For Management
General Mandate to Issue Asset-Backed
Securities
8.3 Approve Size of Issuance in Relation For For Management
to the General Mandate to Issue
Asset-Backed Securities
8.4 Approve Use of Proceeds in Relation to For For Management
the General Mandate to Issue
Asset-Backed Securities
8.5 Approve Underlying Assets of the For For Management
Special Purpose Vehicle
8.6 Approve Validity Period of the Special For For Management
Purpose Vehicle
8.7 Approve Expected Yield For For Management
8.8 Approve Listing Venue For For Management
8.9 Approve Guarantee For For Management
8.10 Approve Measures to Ensure Debt For For Management
Repayment
8.11 Approve Authorization For For Management
8.12 Approve Validity Period of the For For Management
Resolution in Relation to the General
Mandate to Issue Asset-Backed
Securities
9 Approve Potential Related Party For For Management
Transactions Involved in the Issuances
of the Onshore and Offshore Debt
Financing Instruments and the
Asset-Backed Securities
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional A
Shares and/or H Shares
11 Approve Remuneration of Directors and For For Management
Supervisors
12.1 Elect He Qing as Director For For Management
12.2 Elect Wang Song as Director For For Management
12.3 Elect Yu Jian as Director For For Management
12.4 Elect Liu Xinyi as Director For For Management
12.5 Elect Guan Wei as Director For For Management
12.6 Elect Zhong Maojun as Director For For Management
12.7 Elect Chen Hua as Director For For Management
12.8 Elect Wang Wenjie as Director For For Management
12.9 Elect Zhang Zhan as Director For For Management
12.10 Elect Fan Renyi as Director For For Management
12.11 Elect An Hongjun as Director For For Management
13.1 Elect Xia Dawei as Director For Against Management
13.2 Elect Ding Wei as Director For For Management
13.3 Elect Li Renjie as Director For For Management
13.4 Elect Bai Wei as Director For For Management
13.5 Elect Zhu Ning as Director For For Management
13.6 Elect Lee Conway Kong Wai as Director For Against Management
14.1 Elect Li Zhongning as Supervisor For For Management
14.2 Elect Zhou Zhaohui as Supervisor For For Management
14.3 Elect Shen Yun as Supervisor For For Management
14.4 Elect Zuo Zhipeng as Supervisor For For Management
--------------------------------------------------------------------------------
GUOXUAN HIGH-TECH CO., LTD.
Ticker: 002074 Security ID: Y4439F110
Meeting Date: AUG 13, 2020 Meeting Type: Special
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Frank Engel as Non-Independent For For Management
Director
2 Approve Formulation of Related Party For For Management
Transaction Management System
3 Amend Management System for Providing For For Management
External Guarantees
4 Approve Report on the Usage of For For Shareholder
Previously Raised Funds
--------------------------------------------------------------------------------
GUOYUAN SECURITIES CO., LTD.
Ticker: 000728 Security ID: Y0771H102
Meeting Date: DEC 02, 2020 Meeting Type: Special
Record Date: NOV 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
4 Amend Working System for Independent For For Management
Directors
5 Approve Change in the Use of Proceeds For For Management
--------------------------------------------------------------------------------
GUOYUAN SECURITIES CO., LTD.
Ticker: 000728 Security ID: Y0771H102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Annual Report and Summary For For Management
6 Approve Remuneration and Assessment of For For Management
Directors
7 Approve Remuneration and Assessment of For For Management
Supervisors
8 Approve Remuneration and Assessment of For For Management
Senior Management Members
9 Approve Amendments to Articles of For For Management
Association
10 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
11 Approve Cancellation of Value-added For For Management
Telecommunications Business License
12 Approve to Appoint Auditor For For Management
13.1 Approve Related Party Transaction with For For Management
Anhui Guoyuan Financial Holding Group
Co., Ltd.
13.2 Approve Related Party Transaction with For For Management
Jian'an Investment Holding Group Co.,
Ltd.
13.3 Approve Related Party Transaction with For For Management
Changsheng Fund Management Co., Ltd.
13.4 Approve Related Party Transaction with For For Management
Huishang Bank Co., Ltd.
13.5 Approve Related Party Transaction with For For Management
Other Related Parties
--------------------------------------------------------------------------------
HABIB BANK LTD.
Ticker: HBL Security ID: Y2974J109
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve KPMG Taseer Hadi & Co as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Approve Final Cash Dividend For For Management
4 Elect Directors For Against Management
5 Approve Investment in The First For For Management
MicroFinanceBank Ltd
6 Other Business For Against Management
--------------------------------------------------------------------------------
HACI OMER SABANCI HOLDING AS
Ticker: SAHOL Security ID: M8223R100
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Approve Director Remuneration For Against Management
9 Ratify External Auditors For For Management
10 Amend Company Articles 10 and 16 For For Management
11 Receive Information on Donations Made None None Management
in 2020
12 Approve Upper Limit of Donations for For Against Management
2021
13 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
--------------------------------------------------------------------------------
HAIDILAO INTERNATIONAL HOLDING LTD.
Ticker: 6862 Security ID: G4290A101
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Renewed Yihai Master Purchase For For Management
Agreement and Related Transactions
2 Approve Proposed Annual Caps Under For For Management
Renewed Yihai Master Purchase
Agreement and Related Transactions
3 Approve Renewed Warehouse Storage and For For Management
Logistic Service Agreement and Related
Transactions
4 Approve Renewed Shuhai Master Purchase For For Management
Agreement, Renewed Shuhai Agreements
and Related Transactions
5 Approve Proposed Annual Caps Under For For Management
Renewed Shuhai Agreements and Related
Transactions
6 Approve Renewed Master Decoration For For Management
Project Management Service Agreement
and Related Transactions
7 Approve Renewed Master Decoration For For Management
Project General Contract Service
Agreement, Renewed Shuyun Dongfang
Agreements and Related Transactions
8 Approve Proposed Annual Caps Under For For Management
Renewed Shuyun Dongfang Agreements and
Related Transactions
9 Authorize Board to Deal with All For For Management
Matters in Relation to the Renewed
Yihai Master Purchase Agreement,
Renewed Shuhai Agreements and Renewed
Shuyun Dongfang Agreements
--------------------------------------------------------------------------------
HAIDILAO INTERNATIONAL HOLDING LTD.
Ticker: 6862 Security ID: G4290A101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Zhang Yong as Director For For Management
3 Elect Zhou Zhaocheng as Director For For Management
4 Elect Gao Jie as Director For For Management
5 Elect Chua Sin Bin as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
8 Approve Final Dividend For For Management
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
12 Approve Grant of Specific Mandate for For Against Management
the Issuance of the Connected Shares
to Computershare Hong Kong Trustees
Limited to Hold on Trust for Selected
Participants Who are Connected
Grantees and Related Transactions
13 Approve Grant of Connected Shares to For Against Management
the Connected Grantees Pursuant to the
Scheme
--------------------------------------------------------------------------------
HAIER ELECTRONICS GROUP CO., LTD.
Ticker: 1169 Security ID: G42313125
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in the Issued Share For For Management
Capital of the Company by Way of a
Cancellation of Fractional Shares
2 Approve Scheme of Arrangement and For For Management
Implementation of the Scheme,
Including the Related Reduction of the
Issued Share Capital of the Company,
Cancellation of Share Premium of the
Company and Issuance of New Shares in
the Company
--------------------------------------------------------------------------------
HAIER ELECTRONICS GROUP CO., LTD.
Ticker: 1169 Security ID: G42313125
Meeting Date: DEC 09, 2020 Meeting Type: Court
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: SEP 01, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Major Asset Restructure For For Management
Complies with Relevant Laws and
Regulations
2.1 Approve Transaction Overview For For Management
2.2 Approve Regulatory Approval For For Management
2.3 Approve Transaction Parties For For Management
2.4 Approve Target Assets For For Management
2.5 Approve Underlying Asset Valuation and For For Management
Transaction Price
2.6 Approve Issue Type and Par Value For For Management
2.7 Approve Listing Location For For Management
2.8 Approve Issue Period For For Management
2.9 Approve Target Parties For For Management
2.10 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Manner of H Shares
2.11 Approve Issue Scale of H Shares For For Management
2.12 Approve Conversion Ratio For For Management
2.13 Approve Cash Payment Consideration For For Management
2.14 Approve Fragment Stock Processing For For Management
Method
2.15 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.16 Approve Lock-up Period Arrangement For For Management
2.17 Approve Resolution Validity Period For For Management
3 Approve Transaction Constitutes as For For Management
Related Party Transactions
4 Approve Transaction Constitutes as For For Management
Major Asset Restructure
5 Approve Transaction Does Not For For Management
Constitutes as Reorganization and
Listing
6 Approve Draft and Summary Major Asset For For Management
Acquisition and Related Party
Transaction
7 Approve Transaction Complies with For For Management
Article 11 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
and Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
8 Approve Relevant Audit Report, Review For For Management
Report of the Transaction
9 Approve Relevant Audit Report of For For Management
Underlying Assets of Transaction and
Review Report
10 Approve Valuation Reports Related to For For Management
Underlying Assets of Transaction
11 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
12 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
13 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
14 Approve Report on the Deposit and For For Management
Usage of Raised Funds
15 Approve Shareholder Return Plan For For Management
16 Approve Amendments to Articles of For For Management
Association of H Shares
17 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders of H
Shares
18 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors of H
Shares
19 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors of H
Shares
20 Amend Management System of Raised For For Management
Funds of H Shares
21 Amend Related Party Transaction Fair For For Management
Decision Making System of H Shares
22 Amend Working System for Independent For For Management
Directors of H Shares
23 Amend Investment Management System of For For Management
H Shares
24 Amend External Guarantee Management For For Management
System of H Shares
25 Amend Confidentiality and File For For Management
Management System Related to Overseas
Securities Issuance and Listing of H
Shares
26 Approve Authorization on Daily Related For Against Management
Party Transaction
27 Approve Authorization of the Board to For For Management
Handle All Related Matters
28 Approve Adjustment Plan on For For Management
Exchangeable Bonds Issued by Company
Through its Overseas Wholly-owned
Subsidiaries
29 Approve Transfer of Equity For For Management
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 600690 Security ID: Y7166P102
Meeting Date: SEP 01, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Transaction Overview For For Management
1.2 Approve Regulatory Approval For For Management
1.3 Approve Transaction Parties For For Management
1.4 Approve Target Assets For For Management
1.5 Approve Underlying Asset Valuation and For For Management
Transaction Price
1.6 Approve Issue Type and Par Value For For Management
1.7 Approve Listing Location For For Management
1.8 Approve Issue Period For For Management
1.9 Approve Target Parties For For Management
1.10 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Manner of H Shares
1.11 Approve Issue Scale of H Shares For For Management
1.12 Approve Conversion Ratio For For Management
1.13 Approve Cash Payment Consideration For For Management
1.14 Approve Fragment Stock Processing For For Management
Method
1.15 Approve Distribution Arrangement of For For Management
Undistributed Earnings
1.16 Approve Lock-up Period Arrangement For For Management
1.17 Approve Resolution Validity Period For For Management
2 Approve Adjustment Plan on For For Management
Exchangeable Bonds Issued by Company
Through its Overseas Wholly-owned
Subsidiaries
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y298BN100
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Appointment of International For For Management
Accounting Standards Auditor for 2020
3 Approve General Mandate for the For For Management
Repurchase of H Shares
4.1 Elect Xie Ju Zhi as Director For For Management
4.2 Elect Yu Hon To, David as Director For Against Management
4.3 Elect Eva Li Kam Fun as Director For For Management
5 Elect Li Shipeng as Director For For Management
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y298BN100
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate for the For For Management
Repurchase of H Shares
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y716ED100
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Appointment of International For For Management
Accounting Standards Auditor for 2020
3 Approve General Mandate for the For For Management
Repurchase of H Shares
4.1 Elect Xie Ju Zhi as Director For For Management
4.2 Elect Yu Hon To, David as Director For Against Management
4.3 Elect Eva Li Kam Fun as Director For For Management
5.1 Elect Li Shipeng as Director For For Management
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y716ED100
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve General Mandate for the For For Management
Repurchase of H Shares
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y298BN100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Financial Statements For For Management
2 Approve 2020 Annual Report and Its For For Management
Summary
3 Approve 2020 Report on the Work of the For For Management
Board of Directors
4 Approve 2020 Report on the Work of the For For Management
Board of Supervisors
5 Approve 2020 Audit Report on Internal For For Management
Control
6 Approve 2020 Profit Distribution Plan For For Management
7 Approve Anticipated Provision of For For Management
Guarantees for Its Subsidiaries in 2021
8 Approve Conduct of Foreign Exchange For For Management
Fund Derivatives Business
9 Approve Adjustment of Allowances of For For Management
Directors
10 Approve Closing Centain Fund-Raising For For Management
Investment Projects from Convertible
Corporate Bonds and Permanently
Supplementing the Working Capital with
the Surplus Funds
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional
Issuance of H Shares
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional
Issuance of D Shares
13 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
14 Approve Grant of General Mandate to For For Management
the Board to Repurchase D Shares of
the Company
15 Amend Articles of Association For For Management
16 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
17 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
18 Amend External Guarantee Management For For Management
System
19 Approve Appointment of PRC Accounting For For Shareholder
Standards Auditor
20 Approve Appointment of International For For Shareholder
Accounting Standards Auditor
21 Approve Renewal of the Financial For Against Shareholder
Services Framework Agreement and
Related Transactions
22 Approve A Share Core Employee Stock For For Shareholder
Ownership Plan (2021-2025) (Draft) and
Its Summary
23 Approve H Share Core Employee Stock For For Shareholder
Ownership Plan (2021-2025) (Draft) and
Its Summary
24 Authorize Board to Deal with All For For Shareholder
Matters in Relation to the Core
Employee Stock Ownership Plan of the
Company
25 Approve H Share Restricted Share Unit For Against Shareholder
Scheme (2021-2025) (Draft)
26 Authorize Board to Deal with All For Against Shareholder
Matters in Relation to the Restricted
Share Unit Scheme
27.1 Elect Wu Qi as Director For For Management
28.1 Elect Liu Dalin as Supervisor For For Management
28.2 Elect Ma Yingjie as Supervisor For For Management
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y716ED100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Financial Statements For For Management
2 Approve 2020 Annual Report and Its For For Management
Summary
3 Approve 2020 Report on the Work of the For For Management
Board of Directors
4 Approve 2020 Report on the Work of the For For Management
Board of Supervisors
5 Approve 2020 Audit Report on Internal For For Management
Control
6 Approve 2020 Profit Distribution Plan For For Management
7 Approve Anticipated Provision of For For Management
Guarantees for Its Subsidiaries in 2021
8 Approve Conduct of Foreign Exchange For For Management
Fund Derivatives Business
9 Approve Adjustment of Allowances of For For Management
Directors
10 Approve Closing Certain Fund-Raising For For Management
Investment Projects from Convertible
Corporate Bonds and Permanently
Supplementing the Working Capital with
the Surplus Funds
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional
Issuance of H Shares
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Additional
Issuance of D Shares
13 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
14 Approve Grant of General Mandate to For For Management
the Board to Repurchase D Shares of
the Company
15 Amend Articles of Association For For Management
16 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
17 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
18 Amend External Guarantee Management For For Management
System
19 Approve Appointment of PRC Accounting For For Shareholder
Standards Auditor
20 Approve Appointment of International For For Shareholder
Accounting Standards Auditor
21 Approve Renewal of the Financial For Against Shareholder
Services Framework Agreement and
Related Transactions
22 Approve A Share Core Employee Stock For For Shareholder
Ownership Plan (2021-2025) (Draft) and
Its Summary
23 Approve H Share Core Employee Stock For For Shareholder
Ownership Plan (2021-2025) (Draft) and
Its Summary
24 Authorize Board to Deal with All For For Shareholder
Matters in Relation to the Core
Employee Stock Ownership Plan of the
Company
25 Approve H Share Restricted Share Unit For Against Shareholder
Scheme (2021-2025) (Draft)
26 Authorize Board to Deal with All For Against Shareholder
Matters in Relation to the Restricted
Share Unit Scheme
27.1 Elect Wu Qi as Director For For Management
28.1 Elect Liu Dalin as Supervisor For For Management
28.2 Elect Ma Yingjie as Supervisor For For Management
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y716ED100
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
2 Approve Grant of General Mandate to For For Management
the Board to Repurchase D Shares of
the Company
--------------------------------------------------------------------------------
HAIER SMART HOME CO., LTD.
Ticker: 6690 Security ID: Y298BN100
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
2 Approve Grant of General Mandate to For For Management
the Board to Repurchase D Shares of
the Company
--------------------------------------------------------------------------------
HAITIAN INTERNATIONAL HOLDINGS LIMITED
Ticker: 1882 Security ID: G4232C108
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021 Framework Agreement, For For Management
Related Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
HAITIAN INTERNATIONAL HOLDINGS LIMITED
Ticker: 1882 Security ID: G4232C108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Chen Weiqun as Director and For For Management
Authorize Board to Fix His Remuneration
3 Elect Zhang Bin as Director and For For Management
Authorize Board to Fix His Remuneration
4 Elect Guo Mingguang as Director and For For Management
Authorize Board to Fix His Remuneration
5 Elect Yu Junxian as Director and For For Management
Authorize Board to Fix Her Remuneration
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HAITONG SECURITIES CO. LTD.
Ticker: 6837 Security ID: Y7443K108
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Interim Profit For For Management
Distribution Plan
2 Elect Dong Xiaochun as Supervisor For For Management
3 Amend Articles of Association, Amend For Against Management
Rules and Procedures Regarding General
Meetings of Shareholders and Amend
Rules and Procedures Regarding
Meetings of Supervisory Committee
4 Elect Ruan Feng as Supervisor For For Shareholder
--------------------------------------------------------------------------------
HAITONG SECURITIES CO. LTD.
Ticker: 6837 Security ID: Y2988F101
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve Final Accounts Report For For Management
5 Approve Profit Distribution Proposal For For Management
6 Approve Appointment of Auditing Firms For For Management
7.01 Approve Related Party Transactions For For Management
with Shanghai Guosheng (Group) Co.,
Ltd.
7.02 Approve Related Party Transactions For For Management
with Shanghai Shengyuan Real Estate
(Group) Co., Ltd.
7.03 Approve Related Party Transaction with For For Management
the Companies (Other than the Company
and Its Subsidiaries) Where the
Company's Directors, Supervisors and
Senior Management Hold Positions as
Directors or Senior Management, and
Other Related Corporate Entities
7.04 Approve Related Party Transaction with For For Management
Related Natural Persons
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HAITONG SECURITIES CO. LTD.
Ticker: 6837 Security ID: Y7443K108
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Annual Report For For Management
4 Approve Final Accounts Report For For Management
5 Approve Profit Distribution Proposal For For Management
6 Approve Appointment of Auditing Firms For For Management
7.01 Approve Related Party Transactions For For Management
with Shanghai Guosheng (Group) Co.,
Ltd.
7.02 Approve Related Party Transactions For For Management
with Shanghai Shengyuan Real Estate
(Group) Co., Ltd.
7.03 Approve Related Party Transaction with For For Management
the Companies (Other than the Company
and Its Subsidiaries) Where the
Company's Directors, Supervisors and
Senior Management Hold Positions as
Directors or Senior Management, and
Other Related Corporate Entities
7.04 Approve Related Party Transaction with For For Management
Related Natural Persons
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HAITONG SECURITIES CO., LTD.
Ticker: 6837 Security ID: Y2988F101
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Interim Profit For For Management
Distribution Plan
2 Elect Dong Xiaochun as Supervisor For For Management
3 Elect Ruan Feng as Supervisor For For Shareholder
1 Amend Articles of Association, Amend For Against Management
Rules and Procedures Regarding General
Meetings of Shareholders and Amend
Rules and Procedures Regarding
Meetings of Supervisory Committee
--------------------------------------------------------------------------------
HANA FINANCIAL GROUP, INC.
Ticker: 086790 Security ID: Y29975102
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Park Won-koo as Outside Director For For Management
3.2 Elect Kim Hong-jin as Outside Director For For Management
3.3 Elect Yang Dong-hoon as Outside For For Management
Director
3.4 Elect Heo Yoon as Outside Director For For Management
3.5 Elect Lee Jung-won as Outside Director For For Management
3.6 Elect Kwon Suk-gyo as Outside Director For For Management
3.7 Elect Park Dong-moon as Outside For For Management
Director
3.8 Elect Park Seong-ho as Non-Independent For For Management
Non-Executive Director
3.9 Elect Kim Jung-tai as Inside Director For For Management
4 Elect Paik Tae-seung as Outside For For Management
Director to Serve as an Audit
Committee Member
5.1 Elect Yang Dong-hoon as a Member of For For Management
Audit Committee
5.2 Elect Lee Jung-won as a Member of For For Management
Audit Committee
5.3 Elect Park Dong-moon as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HANGZHOU FIRST APPLIED MATERIAL CO., LTD.
Ticker: 603806 Security ID: Y29846105
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
HANGZHOU FIRST APPLIED MATERIAL CO., LTD.
Ticker: 603806 Security ID: Y29846105
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6.1 Approve Remuneration Plan of Chairman For Against Management
of Board
6.2 Approve Allowance of Independent For Against Management
Directors
7 Approve to Appoint Auditor For For Management
8 Approve Application of Credit Lines For For Management
--------------------------------------------------------------------------------
HANGZHOU FIRST APPLIED MATERIAL CO., LTD.
Ticker: 603806 Security ID: Y29846105
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Completion of Projects For For Management
Invested by Raised Funds and Use of
Excess Raised Funds to Replenish
Working Capital
--------------------------------------------------------------------------------
HANGZHOU FIRST APPLIED MATERIAL CO., LTD.
Ticker: 603806 Security ID: Y29846105
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in the Implementation For For Management
Subject and Implementation Location of
Raised Funds Investment Project
--------------------------------------------------------------------------------
HANGZHOU ROBAM APPLIANCES CO., LTD.
Ticker: 002508 Security ID: Y3041Z100
Meeting Date: AUG 18, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ren Jianhua as Non-independent For For Management
Director
1.2 Elect Ren Fujia as Non-independent For For Management
Director
1.3 Elect Zhao Jihong as Non-independent For For Management
Director
1.4 Elect Ren Luozhong as Non-independent For For Management
Director
1.5 Elect Wang Gang as Non-independent For For Management
Director
1.6 Elect Shen Guoliang as Non-independent For For Management
Director
2.1 Elect Ma Guoxin as Independent Director For For Management
2.2 Elect He Yuanfu as Independent Director For For Management
2.3 Elect Chen Yuanzhi as Independent For For Management
Director
3.1 Elect Zhang Linyong as Supervisor For For Management
3.2 Elect Zhang Songnian as Supervisor For For Management
3.3 Elect Shen Yueming as Supervisor For For Management
--------------------------------------------------------------------------------
HANGZHOU ROBAM APPLIANCES CO., LTD.
Ticker: 002508 Security ID: Y3041Z100
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Business For For Management
Partner Share Purchase Plan
2 Approve Authorization of the Board to For For Management
Handle All Matters Related to Business
Partner Share Purchase Plan
3 Approve Stock Option Incentive Plan For For Management
and Its Summary
4 Approve Methods to Assess the For For Management
Performance of Plan Participants
5 Approve Authorization of the Board to For For Management
Handle All Related Matters Regarding
Stock Option Incentive Plan
6 Approve Repurchase of the Company's For For Management
Shares
7 Approve Authorization of the Board to For For Management
Handle All Related Matters of Share
Repurchase
8 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
HANGZHOU ROBAM APPLIANCES CO., LTD.
Ticker: 002508 Security ID: Y3041Z100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For Against Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Use of Idle Funds for For Against Management
Investment in Financial Products
8 Approve Application of Bank Credit For For Management
Lines
9 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial Repurchase and For For Management
Cancellation of the 2019 Restricted A
Shares
2 Approve Change of Registered Capital For For Management
3 Approve Change of Registered Address For For Management
4 Amend Articles of Association For Against Management
5 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial Repurchase and For For Management
Cancellation of the 2019 Restricted A
Shares
2 Approve Change of Registered Capital For For Management
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial Repurchase and For For Management
Cancellation of the 2019 Restricted A
Shares
2 Approve Change of Registered Capital For For Management
3 Amend Articles of Association For For Management
4 Amend Management Rules for A Share For For Management
Proceeds of Hangzhou Tigermed
Consulting Co., Ltd.
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial Repurchase and For For Management
Cancellation of the 2019 Restricted A
Shares
2 Approve Change of Registered Capital For For Management
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G118
Meeting Date: JAN 08, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve A Share Employee Share For For Management
Ownership Plan (Draft) and Its Summary
2 Approve Administrative Measures for For For Management
the A Share Employee Share Ownership
Plan
3 Approve Authorization for the Board to For For Management
Handle Matters in Relation to the A
Share Employee Share Ownership Plan
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: JAN 08, 2021 Meeting Type: Special
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Subsidiary Share Option Scheme For Against Management
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G118
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Subsidiary Share Option Scheme For Against Management
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G118
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Annual Report For For Management
2 Approve 2020 Report of the Board of For For Management
Directors
3 Approve 2020 Report of the Supervisory For For Management
Committee
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2020 Final Financial Report For For Management
6 Approve BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
Domestic Auditors and BDO Limited as
Overseas Auditors
7 Approve Application to the Bank for For For Management
the Integrated Credit Facility
8 Approve Purchase of Short-Term Bank For For Management
Principal-Guaranteed Wealth Management
Products with Self-Owned Idle Funds
1 Approve Partial Repurchase and For For Management
Cancellation of 2019 Restricted Shares
2 Approve Change of Registered Capital For For Management
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G118
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial Repurchase and For For Management
Cancellation of 2019 Restricted Shares
2 Approve Change of Registered Capital For For Management
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Annual Report For For Management
2 Approve 2020 Report of the Board of For For Management
Directors
3 Approve 2020 Report of the Supervisory For For Management
Committee
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2020 Final Financial Report For For Management
6 Approve BDO China Shu Lun Pan For For Management
Certified Public Accountants LLP as
Domestic Auditors and BDO Limited as
Overseas Auditors
7 Approve Application to the Bank for For For Management
the Integrated Credit Facility
8 Approve Purchase of Short-Term Bank For For Management
Principal-Guaranteed Wealth Management
Products with Self-Owned Idle Funds
9 Approve Partial Repurchase and For For Management
Cancellation of 2019 Restricted Shares
10 Approve Change of Registered Capital For For Management
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO., LTD.
Ticker: 3347 Security ID: Y3043G100
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial Repurchase and For For Management
Cancellation of 2019 Restricted Shares
2 Approve Change of Registered Capital For For Management
--------------------------------------------------------------------------------
HANKOOK TIRE & TECHNOLOGY CO., LTD.
Ticker: 161390 Security ID: Y3R57J108
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1.1 Elect Lee Soo-il as Inside Director For For Management
3.1.2 Elect Cho Hyun-beom as Inside Director For For Management
3.1.3 Elect Park Jong-ho as Inside Director For For Management
3.2 Elect Three Outside Directors (Bundled) For For Management
4 Elect Three Members of Audit Committee For For Management
(Bundled)
5 Approve Voting Method for Election of For For Management
One Outside Director to Serve as an
Audit Committee Member Out of Two
Nominees (First-Past-the-Post)
6.1 Elect Lee Mi-ra as Outside Director to For For Management
Serve as an Audit Committee Member
6.2 Elect Lee Hye-woong as Outside Against Against Shareholder
Director to Serve as an Audit
Committee Member (Shareholder Proposal)
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HANMI PHARMACEUTICAL CO., LTD.
Ticker: 128940 Security ID: Y3063Q103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For Against Management
3 Elect Lim Jong-yoon as Inside Director For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HANON SYSTEMS
Ticker: 018880 Security ID: Y29874107
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Three Outside Directors and For Against Management
Three Non-Independent Non-Executive
Directors (Bundled)
3 Elect Ju Hyeon-gi as a Member of Audit For For Management
Committee
4 Elect Eom Doh-hui as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
6 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
HANSOH PHARMACEUTICAL GROUP COMPANY LIMITED
Ticker: 3692 Security ID: G54958106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Lyu Aifeng as Director For For Management
3b Elect Ma Cuifang as Director For For Management
3c Elect Lin Guoqiang as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HANWHA CORP.
Ticker: 000880 Security ID: Y3065M100
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
HANWHA CORP.
Ticker: 000880 Security ID: Y3065M100
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Geum Chun-su as Inside Director For For Management
3.2 Elect Kim Seung-mo as Inside Director For For Management
3.3 Elect Kim Maeng-yoon as Inside Director For For Management
3.4 Elect Park Jun-seon as Outside Director For For Management
3.5 Elect Park Sang-mi as Outside Director For For Management
4 Elect Nam Il-ho as Outside Director to For For Management
Serve as an Audit Committee Member
5 Elect Park Jun-seon as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HANWHA SOLUTIONS CORP.
Ticker: 009830 Security ID: Y3065K104
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Lee Gu-young as Inside Director For For Management
3.2 Elect Kim Eun-su as Inside Director For Against Management
4 Elect Lee Han-ju as Outside Director For Against Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HAP SENG CONSOLIDATED BERHAD
Ticker: 3034 Security ID: Y6579W100
Meeting Date: JUL 02, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Simon Shim Kong Yip as Director For For Management
2 Elect Cheah Yee Leng as Director For For Management
3 Elect Thomas Karl Rapp as Director For For Management
4 Elect Tan Boon Peng as Director For For Management
5 Approve Directors' Fees For For Management
6 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
HAP SENG CONSOLIDATED BERHAD
Ticker: 3034 Security ID: Y6579W100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Edward Lee Ming Foo as Director For For Management
2 Elect Leow Ming Fong @ Leow Min Fong For For Management
as Director
3 Elect Mohd Fadzmi Bin Che Wan Othman For For Management
Fadzilah as Director
4 Elect Wong Yoke Nyen as Director For For Management
5 Approve Directors' Fees For For Management
6 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Abdul Aziz Bin Hasan to For For Management
Continue Office as Independent
Non-Executive Director
9 Approve Renewal of Shareholders' For For Management
Mandate for Recurrent Related Party
Transactions
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA
Ticker: HAPV3 Security ID: P5R526106
Meeting Date: NOV 19, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Igor Xavier Correia Lima as For For Management
Independent Director
2 Approve 5-for-1 Stock Split For For Management
3.a Amend Article 6 For For Management
3.b Amend Article 24 For For Management
3.c Amend Article 32 For For Management
--------------------------------------------------------------------------------
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA
Ticker: HAPV3 Security ID: P5R526106
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement between Notre For For Management
Dame Intermedica Participacoes S.A.
and Hapvida Participacoes e
Investimentos II S.A. (HapvidaCo) and
Absorption of HapvidaCo by the Company
2 Ratify BDO RCS Auditores Independentes For For Management
SS as Independent Firm to Appraise
Proposed Transaction
3 Approve Independent Firm's Appraisal For For Management
4 Approve Merger between Notre Dame For For Management
Intermedica Participacoes S.A. and
Hapvida Participacoes e Investimentos
II S.A. (HapvidaCo) and Absorption of
HapvidaCo by the Company
5 Approve Issuance of Shares in For For Management
Connection with the Merger
6 Amend Articles For Against Management
7 Approve Stock Option Plan For Against Management
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
10 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA
Ticker: HAPV3 Security ID: P5R526106
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For Abstain Management
Management
4 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA
Ticker: HAPV3 Security ID: P5R526106
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restricted Stock Plan For Against Management
2 Approve Stock Option Plan For Against Management
3 Approve Agreement to Acquire All For For Management
Shares of Vida Saude Gestao S.A. (Vida
Saude) by Ultra Som Servicos Medicos S.
A. (Ultra Som) and Acquisition of All
Shares of Ultra Som Servicos Medicos S.
A. (Ultra Som) by the Company
4 Ratify Apsis Consultoria Empresarial For For Management
Ltda. as Independent Firm to Appraise
Proposed Transaction
5 Approve Independent Firm's Appraisal For For Management
6 Approve Capital Increase in Connection For For Management
with the Transaction
7 Amend Article 6 to Reflect Changes in For For Management
Capital
8 Authorize Executives to Ratify and For For Management
Execute Approved Resolutions
9 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
HAPVIDA PARTICIPACOES E INVESTIMENTOS SA
Ticker: HAPV3 Security ID: P5R526106
Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Licio Tavares Angelo Cintra as For Against Management
Director
2 Amend Article 32 For For Management
3 Fix Number of Directors at Nine For For Management
4 Approve Classification of Marcio Luis For For Management
Simoes Utsch and Plinio Villares
Musetti as Independent Directors
5 Elect Directors For Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Candido Pinheiro Koren de Lima
as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jorge Fontoura Pinheiro Koren de
Lima as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Candido Pinheiro Koren de Lima
Junior as Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Geraldo Luciano Mattos Junior as
Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Licio Tavares Angelo Cintra as
Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Irlau Machado Filho as Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Christopher Riley Gordon as
Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Luiz Simoes Utsch as
Independent Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Plinio Villares Musetti as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
12 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
HARMONY GOLD MINING CO. LTD.
Ticker: HAR Security ID: S34320101
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Boipelo Lekubo as Director For For Management
2 Re-elect Patrice Motsepe as Director For For Management
3 Re-elect John Wetton as Director For For Management
4 Re-elect Joaquim Chissano as Director For For Management
5 Re-elect Modise Motloba as Director For For Management
6 Re-elect Mavuso Msimang as Director For For Management
7 Re-elect Fikile De Buck as Member of For For Management
the Audit and Risk Committee
8 Re-elect Karabo Nondumo as Member of For For Management
the Audit and Risk Committee
9 Re-elect Simo Lushaba as Member of the For For Management
Audit and Risk Committee
10 Re-elect John Wetton as Member of the For For Management
Audit and Risk Committee
11 Re-elect Given Sibiya as Member of the For For Management
Audit and Risk Committee
12 Reappoint PricewaterhouseCoopers For For Management
Incorporated as Auditors
13 Approve Remuneration Policy For For Management
14 Approve Implementation Report For For Management
15 Authorise Board to Issue Shares for For For Management
Cash
1 Approve Non-executive Directors' For For Management
Remuneration
--------------------------------------------------------------------------------
HARTALEGA HOLDINGS BERHAD
Ticker: 5168 Security ID: Y31139101
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Approve Directors' Fees and Benefits For For Management
for the Financial Year Ended March 31,
2020
3 Approve Directors' Fees and Benefits For For Management
from April 1, 2020 until the next
Annual General Meeting
4 Elect Kuan Mun Leong as Director For For Management
5 Elect Rebecca Fatima Sta. Maria as For For Management
Director
6 Elect Nurmala Binti Abdul Rahim as For For Management
Director
7 Elect Loo Took Gee as Director For For Management
8 Approve DELOITTE PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Tan Guan Cheong to Continue For For Management
Office as Independent Non-Executive
Director
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
HAVELLS INDIA LTD.
Ticker: 517354 Security ID: Y3116C119
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Payment of Interim Dividend For For Management
3 Declare Final Dividend For For Management
4 Reelect Ameet Kumar Gupta as Director For For Management
5 Reelect Surjit Kumar Gupta as Director For For Management
6 Approve Price Waterhouse & Co For For Management
Chartered Accountants LLP as Auditors
and Authorize Board to Fix Their
Remuneration
7 Approve Remuneration of Cost Auditors For For Management
8 Elect Namrata Kaul as Director For For Management
9 Elect Ashish Bharat Ram as Director For Against Management
10 Reelect Jalaj Ashwin Dani as Director For For Management
11 Reelect Upendra Kumar Sinha as Director For For Management
12 Reelect T. V. Mohandas Pai as Director For For Management
13 Reelect Puneet Bhatia as Director For For Management
14 Approve Reappointment and Remuneration For For Management
of Siddhartha Pandit as Whole-time
Director
--------------------------------------------------------------------------------
HCL TECHNOLOGIES LIMITED
Ticker: 532281 Security ID: Y3121G147
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Roshni Nadar Malhotra as For For Management
Director
4 Elect Mohan Chellappa as Director For For Management
5 Elect Simon John England as Director For For Management
6 Elect Shikhar Neelkamal Malhotra as For For Management
Director
7 Reelect Thomas Sieber as Director For For Management
--------------------------------------------------------------------------------
HDFC ASSET MANAGEMENT COMPANY LIMITED
Ticker: 541729 Security ID: Y3R1AG299
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Dividend For For Management
3 Reelect James Aird as Director For For Management
4 Reelect Deepak Parekh as Director For For Management
5 Authorize Board to Fix Remuneration of For Against Management
B S R & Co. LLP, Chartered Accountants
as Auditors
6 Elect Shashi Kant Sharma as Director For For Management
7 Approve Employees Stock Option Scheme For For Management
- 2020 and Issuance of Shares to
Eligible Employees Under the Scheme
8 Approve Reappointment and Remuneration For For Management
of Milind Barve as Managing Director
--------------------------------------------------------------------------------
HDFC LIFE INSURANCE COMPANY LIMITED
Ticker: 540777 Security ID: Y3R1AP109
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Renu Sud Karnad as Director For Against Management
3 Authorize Board to Fix Remuneration of For For Management
Price Waterhouse Chartered Accountants
LLP and G. M. Kapadia & Co. as Joint
Auditors
4 Elect Stephanie Bruce as Director For For Management
--------------------------------------------------------------------------------
HEFEI MEYER OPTOELECTRONIC TECHNOLOGY INC.
Ticker: 002690 Security ID: Y3123L102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
8 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
9 Approve Use of Idle Excess Raised For Against Management
Funds and Own Funds for Cash Management
10 Approve Appointment of Auditor For For Management
11 Approve Application of Bank Credit For For Management
Lines
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HTO Security ID: X3258B102
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft Demergers Agreement For For Management
2 Approve Cancellation of Repurchased For For Management
Shares
3 Approve Confidentiality Agreement with For For Management
Ernst & Young
4 Authorize Board to Participate in For For Management
Companies with Similar Business
Interests
5.1 Elect Dimitrios Georgoutsos as Director For For Management
5.2 Elect a Shareholder-Nominee to the Against Abstain Shareholder
Board
5.3 Elect a Shareholder-Nominee to the Against Abstain Shareholder
Board
6 Announce Election of Director None None Management
7 Various Announcements None None Management
--------------------------------------------------------------------------------
HELLENIC TELECOMMUNICATIONS ORGANIZATION SA
Ticker: HTO Security ID: X3258B102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports and Income Allocation
2 Receive Audit Committee's Activity None None Management
Report
3 Approve Management of Company and For For Management
Grant Discharge to Auditors
4 Ratify Auditors For For Management
5 Approve Remuneration of Directors and For For Management
Members of Committees
6 Approve Remuneration of Certain Board For For Management
Members
7 Advisory Vote on Remuneration Report For For Management
8 Approve Director and Officer Liability For For Management
Contracts
9 Announcement on Related Party None None Management
Transactions
10 Approve Reduction in Issued Share For For Management
Capital
11 Approve Suitability Policy for For For Management
Directors
12.1 Elect Michael Tsamaz as Director None Abstain Shareholder
12.2 Elect Charalampos Mazarakis as Director None Abstain Shareholder
12.3 Elect Robert Hauber as Director None Abstain Shareholder
12.4 Elect Kyra Orth as Director None Abstain Shareholder
12.5 Elect Dominique Leroy as Director None Abstain Shareholder
12.6 Elect Michael Wilkens as Director None Abstain Shareholder
12.7 Elect Gregory Zarifopoulos as Director None Abstain Shareholder
12.8 Elect Eelco Blok as Independent None For Shareholder
Director
12.9 Elect Dimitris Georgoutsos as None For Shareholder
Independent Director
12.10 Elect Catherine Dorlodot as None For Shareholder
Independent Director
13 Approve Type, Composition and Tenure None For Shareholder
of the Audit Committee
14 Authorize Board to Participate in For For Management
Companies with Similar Business
Interests
15 Various Announcements None None Management
--------------------------------------------------------------------------------
HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD.
Ticker: 000895 Security ID: Y3121R101
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Plan for For For Management
First Three Quarters of 2020
2 Approve Daily Related Party For For Shareholder
Transactions
--------------------------------------------------------------------------------
HENAN SHUANGHUI INVESTMENT & DEVELOPMENT CO., LTD.
Ticker: 000895 Security ID: Y3121R101
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report and Summary For For Management
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Profit Distribution For For Management
5 Approve to Appoint Auditor For For Management
6 Approve Appointment of Internal For For Management
Control Auditor
7 Approve Adjustment of Allowance of For For Management
Independent Directors
8 Approve Adjustment of Remuneration of For For Management
the Chairman of Board of Supervisors
--------------------------------------------------------------------------------
HENGAN INTERNATIONAL GROUP COMPANY LIMITED
Ticker: 1044 Security ID: G4402L151
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Hui Ching Lau as Director For For Management
4 Elect Xu Da Zuo as Director For For Management
5 Elect Hui Ching Chi as Director For For Management
6 Elect Sze Wong Kim as Director For For Management
7 Elect Ada Ying Kay Wong as Director For For Management
8 Elect Ho Kwai Ching Mark as Director For For Management
9 Authorize Board to Fix Remuneration of For For Management
Directors
10 Approve PricewaterhouseCoopers as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Authorize Reissuance of Repurchased For Against Management
Shares
14 Adopt New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
HENGLI PETROCHEMICAL CO., LTD.
Ticker: 600346 Security ID: Y1963X103
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Draft and Summary on Employee For Against Management
Share Purchase Plan
3 Approve Management Method of Employee For Against Management
Share Purchase Plan
4 Approve Authorization of the Board to For Against Management
Handle All Related Matters
5 Approve Investment and Construction of For For Management
a PTA Project
--------------------------------------------------------------------------------
HENGLI PETROCHEMICAL CO., LTD.
Ticker: 600346 Security ID: Y1963X103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisor For For Management
8 Approve Daily Related Party Transaction For For Management
9 Approve Foreign Exchange Derivatives For For Management
Transaction Business
10 Approve Provision of Guarantee For Against Management
11 Approve Application of Bank Credit For For Management
Lines
12 Approve to Appoint Auditor For For Management
13 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
HENGTEN NETWORKS GROUP LIMITED
Ticker: 136 Security ID: G4404N114
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Wan Chao as Director For For Management
2b Elect Chen Cong as Director For For Management
2c Elect Shi Zhuomin as Director For For Management
2d Elect Nie Zhixin as Director For For Management
2e Elect Chen Haiquan as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HENGTEN NETWORKS GROUP LIMITED
Ticker: 136 Security ID: G4404N114
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cooperation Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
HENGTONG OPTIC-ELECTRIC CO., LTD.
Ticker: 600487 Security ID: Y3174C100
Meeting Date: JUL 07, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Raised Funds For For Management
Projects and Use of Excess Raised
Funds to Replenish Working Capital
2 Approve Related Party Transaction in For For Management
Connection to Equity Disposal Agreement
--------------------------------------------------------------------------------
HENGTONG OPTIC-ELECTRIC CO., LTD.
Ticker: 600487 Security ID: Y3174C100
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Asset Integration and Related For For Management
Party Transactions
--------------------------------------------------------------------------------
HENGTONG OPTIC-ELECTRIC CO., LTD.
Ticker: 600487 Security ID: Y3174C100
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Purposes and the Usage of the For For Management
Shares to Be Repurchased
1.2 Approve Type of the Share Repurchase For For Management
1.3 Approve Manner of Share Repurchase For For Management
1.4 Approve Price Range and Pricing For For Management
Principle of the Share Repurchase
1.5 Approve Number or the Amount of the For For Management
Share Repurchase
1.6 Approve Capital Source Used for the For For Management
Share Repurchase
1.7 Approve Period of the Share Repurchase For For Management
1.8 Approve Resolution Validity Period For For Management
2 Approve Authorization of Board to For For Management
Handle All Related Matters of the
Share Repurchase
--------------------------------------------------------------------------------
HENGTONG OPTIC-ELECTRIC CO., LTD.
Ticker: 600487 Security ID: Y3174C100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Report of the Independent For For Management
Directors
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
8 Approve Related Party Transaction For For Management
9 Approve Provision of Guarantee For Against Management
10 Approve Application of Credit Lines For For Management
11 Approve Foreign Exchange Hedging For For Management
Business
12 Approve Commodity Futures Hedging For For Management
Business
13 Approve Bill Pool Business For Against Management
14 Approve Financial Service Agreement For Against Management
15 Approve Termination of Raised Funds For For Management
and Use Remaining Raised Funds to
Replenish Working Capital
16 Approve Use of Idle Own Funds for For Against Management
Entrusted Asset Management
17 Approve to Appoint Auditor For For Management
18 Approve Increase in Registered For For Management
Capital, Business Scope and Amendments
to Articles of Association
19.1 Elect Qian Jianlin as Director For For Management
19.2 Elect Cui Wei as Director For For Management
19.3 Elect Bao Jicong as Director For For Management
19.4 Elect Yin Jicheng as Director For For Management
19.5 Elect Li Ziwei as Director For For Management
19.6 Elect Sun Yixing as Director For For Management
19.7 Elect Tan Huiliang as Director For For Management
19.8 Elect Zhang Jianfeng as Director For For Management
20.1 Elect Chu Junhao as Director For For Management
20.2 Elect Cai Shaokuan as Director For For Management
20.3 Elect Qiao Jiuhua as Director For For Management
20.4 Elect Yang Junhui as Director For For Management
21.1 Elect Yu Weixing as Supervisor For For Management
21.2 Elect Wu Yan as Supervisor For For Management
--------------------------------------------------------------------------------
HENGTONG OPTIC-ELECTRIC CO., LTD.
Ticker: 600487 Security ID: Y3174C100
Meeting Date: JUN 08, 2021 Meeting Type: Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Strategic For For Management
Cooperation Agreement
--------------------------------------------------------------------------------
HENGYI PETROCHEMICAL CO., LTD.
Ticker: 000703 Security ID: Y3183A103
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment on Guarantee For For Management
Provision Plan
2.1 Elect Qiu Yibo as Non-Independent For For Shareholder
Director
2.2 Elect Fang Xianshui as Non-Independent For For Shareholder
Director
2.3 Elect Ni Defeng as Non-Independent For For Shareholder
Director
2.4 Elect Lou Jianchang as Non-Independent For For Shareholder
Director
2.5 Elect Mao Ying as Non-Independent For For Shareholder
Director
2.6 Elect Wu Zhong as Non-Independent For For Shareholder
Director
3.1 Elect Yang Baizhang as Independent For For Shareholder
Director
3.2 Elect Yang Liuyong as Independent For For Shareholder
Director
3.3 Elect Chen Sanlian as Independent For For Shareholder
Director
4.1 Elect Li Yugang as Supervisor For For Shareholder
4.2 Elect Jin Danwen as Supervisor For For Shareholder
--------------------------------------------------------------------------------
HENGYI PETROCHEMICAL CO., LTD.
Ticker: 000703 Security ID: Y3183A103
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment to Allowance of For For Management
Independent Directors
2 Approve Investment in the Construction For For Management
of the Brunei Refining and Chemical
Phase II Project
--------------------------------------------------------------------------------
HENGYI PETROCHEMICAL CO., LTD.
Ticker: 000703 Security ID: Y3183A103
Meeting Date: NOV 10, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Entrusted Loans For For Management
to Associate Company
2 Approve Provision of Entrusted Loans For For Management
to Hainan Yisheng Petrochemical Co.,
Ltd.
--------------------------------------------------------------------------------
HENGYI PETROCHEMICAL CO., LTD.
Ticker: 000703 Security ID: Y3183A103
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Procurement of Raw Materials For For Management
1.2 Approve Procurement of Fuel, Power and For For Management
Commodities
1.3 Approve Sale of Goods and Products For For Management
1.4 Approve Provision of Labor Services For For Management
2 Approve Guarantee and Mutual Guarantee For Against Management
3 Approve Foreign Exchange Hedging For For Management
Business
4 Approve Commodity Hedging Business For For Management
5 Approve Provision of Financial Support For For Management
6 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
7 Approve Investment in the For For Management
Establishment of Company
--------------------------------------------------------------------------------
HENGYI PETROCHEMICAL CO., LTD.
Ticker: 000703 Security ID: Y3183A103
Meeting Date: APR 20, 2021 Meeting Type: Special
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Employee For For Management
Share Purchase Plan
2 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
3 Approve Management Method of Employee For For Management
Share Purchase Plan
--------------------------------------------------------------------------------
HENGYI PETROCHEMICAL CO., LTD.
Ticker: 000703 Security ID: Y3183A103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Internal Control For For Management
Self-Evaluation Report
7 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
8 Approve Appointment of Auditor For For Management
9 Approve Performance Commitments and For For Management
Performance Compensation Plan in
Connection to Acquisition by Issuance
of Shares and Related Party
Transactions
10 Approve Authorization of the Board to For For Management
Handle All Related Matters
11.1 Approve Development of Paper Goods For For Management
Trade with Hong Kong Yisheng Co., Ltd.
and Hong Kong Yisheng Dahua Co., Ltd.
11.2 Approve Application of Credit Line, For Against Management
Various Types of Investment and
Financing, Various Derivatives and
Other Business
11.3 Approve Provision of Acetic Acid For For Management
Products to Yisheng New Materials
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
HENGYI PETROCHEMICAL CO., LTD.
Ticker: 000703 Security ID: Y3183A103
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Interest Rate For For Management
2.6 Approve Repayment Period and Manner of For For Management
Principal and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings For For Management
of Bondholders
2.17 Approve Use of Proceeds For For Management
2.18 Approve Depository of Raised Funds For For Management
2.19 Approve Guarantee Matters For For Management
2.20 Approve Validity Period For For Management
3 Approve Plan on Convertible Bond For For Management
Issuance
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
7 Approve Shareholder Dividend Return For For Management
Plan
8 Approve Formulation of Rules and For For Management
Procedures Regarding General Meetings
of Convertible Bondholders
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
HERO MOTOCORP LIMITED
Ticker: 500182 Security ID: Y3194B108
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Suman Kant Munjal as Director For Against Management
4 Approve Remuneration of Cost Auditors For For Management
5 Elect Tina Trikha as Director For For Management
--------------------------------------------------------------------------------
HESTEEL CO., LTD.
Ticker: 000709 Security ID: Y85343104
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shut Down of Tangshan Branch For For Management
of HBIS Co., Ltd. and Signing of
Relocation Agreement
2 Approve Equity Transfer Agreement For For Management
--------------------------------------------------------------------------------
HESTEEL CO., LTD.
Ticker: 000709 Security ID: Y85343104
Meeting Date: JAN 20, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Injection For For Management
2 Approve Company's Eligibility for For For Management
Renewable Corporate Bond Issuance
3.1 Approve Issue Size For For Management
3.2 Approve Issue Manner and Target For For Management
Subscribers
3.3 Approve Bond Maturity For For Management
3.4 Approve Bond Interest Rate and Method For For Management
of Determination
3.5 Approve Use of Proceeds For For Management
3.6 Approve Underwriting Manner For For Management
3.7 Approve Listing Exchange For For Management
3.8 Approve Guarantee Matters For For Management
3.9 Approve Guarantee Measures for Bond For For Management
Repayment
3.10 Approve Authorization of the Board to For For Management
Handle All Related Matters
3.11 Approve Resolution Validity Period For For Management
--------------------------------------------------------------------------------
HESTEEL CO., LTD.
Ticker: 000709 Security ID: Y85343104
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Tian Xin as Non-Independent For For Management
Director
1.2 Elect Deng Jianjun as Non-Independent For For Management
Director
2 Elect Ma Zhihe as Supervisor For For Management
--------------------------------------------------------------------------------
HESTEEL CO., LTD.
Ticker: 000709 Security ID: Y85343104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Related Party Transaction For For Management
7 Approve Financial Business Forecast For Against Management
with Finance Company
8 Approve Financial Leasing Business For For Management
9 Approve to Appoint Auditor For For Management
10 Approve Expansion of Business Scope For For Management
11 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
12 Amend Management System of Raised Funds For Against Management
--------------------------------------------------------------------------------
HIGHWEALTH CONSTRUCTION CORP.
Ticker: 2542 Security ID: Y31959102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
--------------------------------------------------------------------------------
HINDALCO INDUSTRIES LIMITED
Ticker: 500440 Security ID: Y3196V185
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Debnarayan Bhattacharya as For For Management
Director
4 Approve Remuneration of Cost Auditors For For Management
5 Elect Sudhir Mital as Director For For Management
6 Elect Anant Maheshwari as Director For For Management
7 Approve Rajashree Birla to Continue For Against Management
Office as Non-Executive Director
8 Reelect Yazdi Piroj Dandiwala as For For Management
Director
--------------------------------------------------------------------------------
HINDUSTAN PETROLEUM CORPORATION LIMITED
Ticker: 500104 Security ID: Y3224R123
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Pushp Kumar Joshi as Director For Against Management
4 Reelect Subhash Kumar as Director For Against Management
5 Elect R Kesavan as Director For Against Management
6 Elect Rakesh Misri as Director For Against Management
7 Approve Remuneration of Cost Auditors For For Management
8 Approve Material Related Party For For Management
Transactions with Joint Venture
Company, HPCL Mittal Energy Limited
(HMEL)
--------------------------------------------------------------------------------
HINDUSTAN UNILEVER LIMITED
Ticker: 500696 Security ID: Y3222L102
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Overall Limits of For For Management
Remuneration for Whole-time Director(s)
2 Elect Ritesh Tiwari as Director and For For Management
Approve Appointment and Remuneration
of Ritesh Tiwari as Whole-time Director
--------------------------------------------------------------------------------
HINDUSTAN UNILEVER LIMITED
Ticker: 500696 Security ID: Y3222L102
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Special Dividend, Interim For For Management
Dividend and Declare Final Dividend
3 Reelect Dev Bajpai as Director For For Management
4 Reelect Wilhelmus Uijen as Director For For Management
5 Reelect Ritesh Tiwari as Director For For Management
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
HITHINK ROYALFLUSH INFORMATION NETWORK CO., LTD.
Ticker: 300033 Security ID: Y3181P102
Meeting Date: MAR 22, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Amendments to Articles of For For Management
Association
8 Amend Information Disclosure System For For Management
9 Amend Related-Party Transaction For For Management
Decision-Making System
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Working System for Independent For For Management
Directors
12 Amend Directors, Supervisors and For For Management
Senior Management's Shareholdings in
the Company and Its Changes Management
System
13 Amend Entrusted Financial Management For For Management
System
14 Approve Cancellation of Use of Idle For Against Management
Raised Funds for Cash Management and
Adjustment on Amount and Term of
Financial Products Purchased by Idle
Own Funds
15 Approve Completion of Projects For For Management
Invested by Raised Funds and Use of
Excess Raised Funds to Replenish
Working Capital
--------------------------------------------------------------------------------
HIWIN TECHNOLOGIES CORP.
Ticker: 2049 Security ID: Y3226A102
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Amendments to Articles of For For Management
Association
5 Amend Procedures for Endorsement and For For Management
Guarantees
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
HLB CO., LTD.
Ticker: 028300 Security ID: Y5018T108
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Kim Dong-geon as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
HOME PRODUCT CENTER PUBLIC COMPANY LIMITED
Ticker: HMPRO Security ID: Y32758115
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operation Results For For Management
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Dividend Payment For For Management
5.1 Elect Pornwut Sarasin as Director For For Management
5.2 Elect Khunawut Thumpomkul as Director For Against Management
5.3 Elect Achavin Asavabhokin as Director For Against Management
5.4 Elect Naporn Sunthornchitcharoen as For Against Management
Director
6 Approve Remuneration of Directors For For Management
7 Approve Bonus of Directors For For Management
8 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
9 Other Business For Against Management
--------------------------------------------------------------------------------
HOME PRODUCT CENTER PUBLIC COMPANY LIMITED
Ticker: HMPRO Security ID: Y32758115
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Result For For Management
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Dividend Payment For For Management
5.1 Elect Rutt Phanijphand as Director For Against Management
5.2 Elect Manit Udomkunnatum as Director For Against Management
5.3 Elect Boonsom Lerdhirunwong as Director For For Management
5.4 Elect Weerapun Ungsumalee as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Bonus of Directors For For Management
8 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
9 Amend Memorandum of Association Re: For For Management
Company's Objectives
--------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO., LTD.
Ticker: 2317 Security ID: Y36861105
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
HONG LEONG BANK BERHAD
Ticker: 5819 Security ID: Y36503103
Meeting Date: OCT 30, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Approve Directors' Fees and Other For For Management
Benefits
3 Elect Quek Leng Chan as Director For For Management
4 Elect Chok Kwee Bee as Director For For Management
5 Elect Nicholas John Lough @ Sharif For For Management
Lough bin Abdullah as Director
6 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Hong
Leong Company (Malaysia) Berhad
("HLCM") and Persons Connected with
HLCM
--------------------------------------------------------------------------------
HONG LEONG FINANCIAL GROUP BERHAD
Ticker: 1082 Security ID: Y36592106
Meeting Date: OCT 30, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Approve Directors' Fees and Other For For Management
Benefits
3 Elect Quek Leng Chan as Director For For Management
4 Elect Chong Chye Neo as Director For For Management
5 Elect Noorazman bin Abd Aziz as For For Management
Director
6 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Hong
Leong Company (Malaysia) Berhad
("HLCM") and Persons Connected with
HLCM
9 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Tower
Real Estate Investment Trust ("Tower
REIT")
--------------------------------------------------------------------------------
HOPSON DEVELOPMENT HOLDINGS LIMITED
Ticker: 754 Security ID: ADPV50494
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Xie Bao Xin as Director For For Management
3B Elect Bao Wenge as Director For Against Management
3C Elect Zhang Fan as Director For For Management
3D Elect Ching Yu Lung as Director For Against Management
3E Authorize Board to Fix Remuneration of For For Management
Directors
3F Elect Ip Wai Lun, William as Director For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HOPSON DEVELOPMENT HOLDINGS LIMITED
Ticker: 754 Security ID: G4600H119
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021 Framework Agreement, For For Management
2021-2023 Transactions and Related
Transactions
--------------------------------------------------------------------------------
HOTAI MOTOR CO., LTD.
Ticker: 2207 Security ID: Y37225102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
HOTEL SHILLA CO., LTD.
Ticker: 008770 Security ID: Y3723W102
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Han In-gyu as Inside Director For For Management
3 Elect Ju Hyeong-hwan as Outside For For Management
Director to Serve as an Audit
Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED
Ticker: 500010 Security ID: Y37246207
Meeting Date: JUL 21, 2020 Meeting Type: Special
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
2 Approve Employee Stock Option Scheme - For For Management
2020 and Issuance of Shares to
Eligible Employees and Directors Under
the Scheme
--------------------------------------------------------------------------------
HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED
Ticker: 500010 Security ID: Y37246207
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.a Accept Financial Statements and For For Management
Statutory Reports
1.b Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Dividend For For Management
3 Reelect Renu Sud Karnad as Director For For Management
4 Approve Reappointment and Remuneration For For Management
of Renu Sud Karnad as Managing Director
5 Approve Reappointment and Remuneration For For Management
of V. Srinivasa Rangan as Whole-Time
Director Designated as Executive
Director
6 Approve Related Party Transactions For For Management
with HDFC Bank Limited
7 Approve Issuance of Redeemable For For Management
Non-Convertible Debentures and/or
Other Hybrid Instruments on Private
Placement Basis
8 Approve Sale of Shares Held in HDFC For For Management
Life Insurance Company Limited
9 Approve Sale of Shares Held in HDFC For For Management
ERGO General Insurance Company Limited
--------------------------------------------------------------------------------
HUA HONG SEMICONDUCTOR LIMITED
Ticker: 1347 Security ID: Y372A7109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Suxin Zhang as Director For For Management
3 Elect Stephen Tso Tung Chang as For For Management
Director
4 Elect Long Fei Ye as Director For For Management
5 Elect Guodong Sun as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HUA NAN FINANCIAL HOLDINGS CO., LTD.
Ticker: 2880 Security ID: Y3813L107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
--------------------------------------------------------------------------------
HUA XIA BANK CO., LTD.
Ticker: 600015 Security ID: Y37467118
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Budget Report For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Issuance of Tier 2 Capital For For Management
Bonds
8 Approve Report on the Implementation For For Management
of the Related Party Transaction
Management System and Related Party
Transactions
9.1 Approve Related Party Transactions For For Management
with Shougang Group Co., Ltd.
9.2 Approve Related Party Transactions For For Management
with State Grid Yingda International
Holdings Group Co., Ltd.
9.3 Approve Related Party Transactions For For Management
with People's Insurance Company of
China Co., Ltd.
9.4 Approve Related Party Transactions For For Management
with Beijing Infrastructure Investment
Co., Ltd.
9.5 Approve Related Party Transactions For For Management
with Huaxia Financial Leasing Co., Ltd.
10 Approve Construction of Head Office For For Management
Building
11.1 Elect Li Zhuyong as Director For For Management
11.2 Elect Zeng Beichuan as Director For For Management
12 Approve Company's Eligibility for For For Shareholder
Private Placement of Shares
13.1 Approve Share Type and Par Value For For Shareholder
13.2 Approve Issue Manner For For Shareholder
13.3 Approve Amount and Use of Proceeds For For Shareholder
13.4 Approve Target Subscribers and For For Shareholder
Subscription Method
13.5 Approve Pricing Reference Date, Issue For For Shareholder
Price and Pricing Basis
13.6 Approve Issue Size For For Shareholder
13.7 Approve Lock-up Period For For Shareholder
13.8 Approve Listing Exchange For For Shareholder
13.9 Approve Distribution Arrangement of For For Shareholder
Undistributed Earnings
13.10 Approve Resolution Validity Period For For Shareholder
14 Approve Private Placement of Shares For For Shareholder
15 Approve Report on the Usage of For For Shareholder
Previously Raised Funds
16 Approve Feasibility Analysis Report on For For Shareholder
the Use of Proceeds
17 Amend Articles of Association For For Shareholder
18 Approve Impact of Dilution of Current For For Shareholder
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
19 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
20 Approve Shareholder Return Plan For For Shareholder
21 Approve Capital Planning For For Shareholder
--------------------------------------------------------------------------------
HUAAN SECURITIES CO., LTD.
Ticker: 600909 Security ID: Y372AR105
Meeting Date: JUL 03, 2020 Meeting Type: Special
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Rights Issue
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner For For Management
2.3 Approve Base, Proportion and Number of For For Management
Rights Issue
2.4 Approve Pricing Basis and Price For For Management
2.5 Approve Placement Target For For Management
2.6 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.7 Approve Issue Time For For Management
2.8 Approve Underwriting Manner For For Management
2.9 Approve Use of Proceeds For For Management
2.10 Approve Resolution Validity Period For For Management
2.11 Approve Listing Location For For Management
3 Approve Issuance of Rights Issue Scheme For For Management
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Authorization of Board to For For Management
Handle All Related Matters
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Report on the Usage of For For Management
Previously Raised Funds
8 Elect Li Jie as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
HUAAN SECURITIES CO., LTD.
Ticker: 600909 Security ID: Y372AR105
Meeting Date: SEP 02, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Working System for Independent For For Management
Directors
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
5 Approve Amendments to Articles of For Against Management
Association
--------------------------------------------------------------------------------
HUAAN SECURITIES CO., LTD.
Ticker: 600909 Security ID: Y372AR105
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cao Xiao as Independent Director For For Management
--------------------------------------------------------------------------------
HUADONG MEDICINE CO., LTD.
Ticker: 000963 Security ID: Y3740R102
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6.1 Approve Daily Related Party For For Management
Transactions with China Grand
Enterprises, Inc.
6.2 Approve Daily Related Party For For Management
Transactions with Huadong Medicine
Group
6.3 Approve Daily Related Party For For Management
Transactions with Other Related-parties
7 Approve Financial Auditor and Internal For For Management
Control Auditor
8 Approve Provision of Guarantees For For Management
9 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
10 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
11 Amend Related-party Transaction For Against Management
Management System
--------------------------------------------------------------------------------
HUAFON CHEMICAL CO., LTD.
Ticker: 002064 Security ID: Y988A4109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Appointment of Auditor For For Management
6 Approve Related Party Transaction For For Management
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
8 Approve Provision of Guarantee For For Management
9 Approve Profit Distribution For For Management
10 Approve Bill Pool Business For Against Management
11 Approve Amendments to Articles of For For Management
Association
12 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
14 Amend Working System for Independent For Against Management
Directors
15 Amend System for Providing External For Against Management
Guarantees
16 Amend Related Party Transaction For Against Management
Decision-making System
17 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
18 Approve Investment in Construction of For For Management
Chemical Spandex Project
19 Approve Company's Eligibility for For For Management
Private Placement of Shares
20.1 Approve Share Type and Par Value For For Management
20.2 Approve Issue Manner For For Management
20.3 Approve Target Subscribers and For For Management
Subscription Method
20.4 Approve Pricing Basis and Issue Price For For Management
20.5 Approve Issue Size For For Management
20.6 Approve Lock-up Period For For Management
20.7 Approve Use of Proceeds For For Management
20.8 Approve Distribution Arrangement of For For Management
Cumulative Earnings
20.9 Approve Listing Exchange For For Management
20.10 Approve Resolution Validity Period For For Management
21 Approve Plan on Private Placement of For For Management
Shares
22 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
23 Approve Report on the Usage of For For Management
Previously Raised Funds
24 Approve Counter-dilution Measures in For For Management
Connection to the Private Placement
25 Approve Shareholder Return Plan For For Management
26 Approve Authorization of Board to For For Management
Handle All Related Matters
27.1 Elect You Feiyu as Director For For Shareholder
27.2 Elect Yang Congdeng as Director For For Shareholder
27.3 Elect You Feihuang as Director For For Shareholder
27.4 Elect Ye Qiwei as Director For For Shareholder
27.5 Elect Zhu Xuanxiang as Director For For Shareholder
27.6 Elect Li Yilun as Director For For Shareholder
28.1 Elect Gao Weidong as Director For For Shareholder
28.2 Elect Zhao Min as Director For For Shareholder
28.3 Elect Song Haitao as Director For For Shareholder
29.1 Elect Wang Li as Supervisor For For Management
29.2 Elect Lin Kai as Supervisor For For Management
29.3 Elect Chu Yuxi as Supervisor For For Management
--------------------------------------------------------------------------------
HUALAN BIOLOGICAL ENGINEERING, INC.
Ticker: 002007 Security ID: Y3737H125
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off of Subsidiary on For For Management
ChiNext in Accordance with Relevant
Laws and Regulations
2 Approve Spin-off of Subsidiary for For For Management
Initial Public Offering and Listing on
the ChiNext
3 Approve Plan on Spin-off of Subsidiary For For Management
on the ChiNext (Revised)
4 Approve Transaction Complies with For For Management
Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing
5 Approve Transaction is Conducive to For For Management
Safeguarding the Legal Rights and
Interests of Shareholders and Creditors
6 Approve Proposal on the Company's For For Management
Independence and Sustainability
7 Approve Subsidiary's Corresponding For For Management
Standard Operational Ability
8 Approve Authorization of the Board and For For Management
its Authorized Persons to Handle
Matters on Spin-off
9 Approve Explanation of the For For Management
Completeness, Compliance and Validity
of Legal Documents Submitted in the
Spin-off
10 Approve Free Transfer of Seven Joint For Against Management
Patent Rights and Six Patent
Application Rights
--------------------------------------------------------------------------------
HUALAN BIOLOGICAL ENGINEERING, INC.
Ticker: 002007 Security ID: Y3737H125
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Investment in Financial For Against Management
Products
7 Approve to Appoint Auditor For For Management
8 Approve Formulation of Shareholder For For Management
Return Plan
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC.
Ticker: 902 Security ID: Y3744A105
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected For For Management
Transactions for 2021 Between the
Company and Huaneng Group
2 Approve Capital Increase of Shengdong For For Management
Offshore Wind Power
3 Approve Capital Increase and Share For For Management
Expansion of Huaneng Yantai Renewable
Energy
4 Approve Provision of Guarantee by For For Management
Shandong Company to Its Subsidiary
5 Elect Li Haifeng as Director For For Shareholder
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC.
Ticker: 902 Security ID: Y3744A105
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of Board of For For Management
Directors
2 Approve Work Report of Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Appointment of Auditors For For Management
6.01 Approve Issuance of Short-term For For Management
Debentures
6.02 Approve Issuance of Super Short-term For For Management
Debentures
6.03 Approve Issuance of Debt Financing For For Management
Instruments
7 Approve Grant of General Mandate to For For Management
Issue Domestic and/or Overseas Debt
Financing Instruments
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and/or Overseas Listed Foreign Shares
9 Elect Xia Aidong as Supervisor For For Shareholder
--------------------------------------------------------------------------------
HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426114
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ke Xiang as Director For For Shareholder
2 Approve General Mandate for the For For Management
Domestic and Foreign Debt Financing
Instruments
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Approve Restricted Share Incentive For Against Management
Scheme of A Shares (Draft) and Its
Summary
5 Approve Administrative Measures for For Against Management
the Restricted Share Incentive Scheme
of A Shares
6 Approve Administrative Measures for For Against Management
the Implementation and Appraisal of
the Restricted Share Incentive Scheme
of A Shares
7 Authorize Board to Handle All Matters For Against Management
in Relation to the Restricted Share
Incentive Scheme of A Shares
--------------------------------------------------------------------------------
HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426106
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ke Xiang as Director For For Shareholder
2 Approve General Mandate for the For For Management
Domestic and Foreign Debt Financing
Instruments
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Approve Restricted Share Incentive For Against Management
Scheme of A Shares (Draft) and Its
Summary
5 Approve Administrative Measures for For Against Management
the Restricted Share Incentive Scheme
of A Shares
6 Approve Administrative Measures for For Against Management
the Implementation and Appraisal of
the Restricted Share Incentive Scheme
of A Shares
7 Authorize Board to Handle All Matters For Against Management
in Relation to the Restricted Share
Incentive Scheme of A Shares
--------------------------------------------------------------------------------
HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426114
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Final Financial Report For For Management
4 Approve Annual Report For For Management
5 Approve Profit Distribution Plan For For Management
6.1 Approve Ordinary Related-Party For For Management
Transactions with Jiangsu Guoxin
Investment Group Limited and Its
Related Companies
6.2 Approve Ordinary Related-Party For For Management
Transactions with Jiangsu
Communications Holding Co., Ltd. and
Its Related Companies
6.3 Approve Ordinary Related-Party For For Management
Transactions with Govtor Capital Group
Co., Ltd. and Its Related Companies
6.4 Approve Ordinary Related-Party For For Management
Transactions with Other Related Parties
7 Approve Estimated Investment Amount For For Management
for Proprietary Business
8 Approve KPMG Huazhen LLP as Auditor For For Management
for Annual Accounting Statements and
as Internal Control Auditor and Fix
Their Remuneration
9 Elect Au King-chi as Director For For Management
--------------------------------------------------------------------------------
HUATAI SECURITIES CO., LTD.
Ticker: 6886 Security ID: Y37426106
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Final Financial Report For For Management
4 Approve Annual Report For For Management
5 Approve Profit Distribution Plan For For Management
6.1 Approve Ordinary Related-Party For For Management
Transactions with Jiangsu Guoxin
Investment Group Limited and Its
Related Companies
6.2 Approve Ordinary Related-Party For For Management
Transactions with Jiangsu
Communications Holding Co., Ltd. and
Its Related Companies
6.3 Approve Ordinary Related-Party For For Management
Transactions with Govtor Capital Group
Co., Ltd. and Its Related Companies
6.4 Approve Ordinary Related-Party For For Management
Transactions with Other Related Parties
7 Approve Estimated Investment Amount For For Management
for Proprietary Business
8 Approve KPMG Huazhen LLP as Auditor For For Management
for Annual Accounting Statements and
as Internal Control Auditor and Fix
Their Remuneration
9 Elect Au King-chi as Director For For Management
--------------------------------------------------------------------------------
HUAXI SECURITIES CO., LTD.
Ticker: 002926 Security ID: Y374D7102
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lu Jianxiong as Non-independent For For Management
Director
1.2 Elect Yang Jiongyang as For For Management
Non-independent Director
1.3 Elect Xiang Lijun as Non-independent For For Management
Director
1.4 Elect Peng Zhengrong as For For Management
Non-independent Director
2.1 Elect Zhang Qiaoyun as Independent For For Management
Director
2.2 Elect Cai Chun as Independent Director For For Management
2.3 Elect Zeng Zhiyuan as Independent For For Management
Director
2.4 Elect Li Ping as Independent Director For For Management
2.5 Elect Qian Kuo as Independent Director For For Management
3.1 Elect Pang Xiaolong as Supervisor For For Management
3.2 Elect Zhao Mingchuan as Supervisor For For Management
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
HUAXI SECURITIES CO., LTD.
Ticker: 002926 Security ID: Y374D7102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Performance, Performance For For Management
Appraisal and Remuneration of Directors
8 Approve Performance, Performance For For Management
Appraisal and Remuneration of
Supervisors
9 Approve Related Party Transactions For For Management
--------------------------------------------------------------------------------
HUAXIN CEMENT CO., LTD.
Ticker: 900933 Security ID: Y37469106
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Core For For Management
Employee Share Purchase Plan
2 Approve Authorization of the Board to For For Management
Handle All Matters Related to Core
Employee Share Purchase Plan
3.1 Elect Karen Tan as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
HUAXIN CEMENT CO., LTD.
Ticker: 900933 Security ID: Y37469106
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Construction of Huangshi For For Management
Huaxin Green Building Materials
Industrial Park Project
--------------------------------------------------------------------------------
HUAXIN CEMENT CO., LTD.
Ticker: 900933 Security ID: Y37469106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For For Management
Financial Budget Report
4 Approve Profit Distribution For For Management
5 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
6 Approve Amendments to Articles of For For Management
Association
7.1 Elect Xu Yongmo as Director For For Management
7.2 Elect Li Yeqing as Director For For Management
7.3 Elect Liu Fengshan as Director For For Management
7.4 Elect Geraldine Picaud as Director For For Management
7.5 Elect Luo Zhiguang as Director For For Management
7.6 Elect Chen Tinghui as Director For For Management
8.1 Elect Huang Guanqiu as Director For For Management
8.2 Elect Zhang Jiping as Director For For Management
8.3 Elect Jiang Hong as Director For For Management
9.1 Elect Peng Qingyu as Supervisor For For Management
9.2 Elect Zhang Lin as Supervisor For For Management
9.3 Elect Yang Xiaobing as Supervisor For For Management
--------------------------------------------------------------------------------
HUAXIN CEMENT CO., LTD.
Ticker: 900933 Security ID: Y37469106
Meeting Date: MAY 27, 2021 Meeting Type: Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Corporate Bond Issuance For For Management
2 Approve Provision of Guarantee For Against Management
--------------------------------------------------------------------------------
HUAYU AUTOMOTIVE SYSTEMS CO., LTD.
Ticker: 600741 Security ID: Y3750U102
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Daily Related Party For Against Management
Transactions
8 Approve Appointment of Financial For For Management
Auditor
9 Approve Appointment of Internal For For Management
Control Auditor
10 Approve Shareholder Return Plan For For Management
11 Approve Amendments to Articles of For For Management
Association
12 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
14 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
15.1 Elect Chen Hong as Director For For Shareholder
15.2 Elect Wang Xiaoqiu as Director For For Shareholder
15.3 Elect Zhang Haitao as Director For For Shareholder
15.4 Elect Zhang Weijiong as Director For For Shareholder
15.5 Elect Yin Yande as Director For For Shareholder
16.1 Elect Yu Zhuoping as Director For For Shareholder
16.2 Elect Rui Mingjie as Director For For Shareholder
16.3 Elect Lyu Qiuping as Director For For Shareholder
17.1 Elect Zhou Langhui as Supervisor For For Shareholder
17.2 Elect Zhuang Jingxiong as Supervisor For For Shareholder
--------------------------------------------------------------------------------
HUAZHU GROUP LIMITED
Ticker: 1179 Security ID: 44332N106
Meeting Date: DEC 23, 2020 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
2 Amend Articles of Association For For Management
3 Elect Lei Cao and Theng Fong Hee as For Against Management
Directors
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
HUAZHU GROUP LIMITED
Ticker: 1179 Security ID: 44332N106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
2 Approve Share Sub-Division For For Management
3 Amend Articles of Association For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD.
Ticker: 000627 Security ID: Y3746X103
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Address For For Management
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
HUBEI BIOCAUSE PHARMACEUTICAL CO., LTD.
Ticker: 000627 Security ID: Y3746X103
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
HUIZHOU DESAY SV AUTOMOTIVE CO., LTD.
Ticker: 002920 Security ID: Y374EM108
Meeting Date: JUN 07, 2021 Meeting Type: Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect TAN CHOON LIM as Director For For Shareholder
1.2 Elect Jiang Jie as Director For For Shareholder
1.3 Elect Li Bingbing as Director For For Shareholder
1.4 Elect Wu Lichong as Director For For Shareholder
1.5 Elect Yang Zhichao as Director For For Shareholder
1.6 Elect Gao Dapeng as Director For For Shareholder
2.1 Elect Xiong Mingliang as Director For For Shareholder
2.2 Elect Luo Zhongliang as Director For For Shareholder
2.3 Elect Xu Huanru as Director For For Shareholder
3.1 Elect Luo Shihong as Supervisor For For Shareholder
3.2 Elect Xia Zhiwu as Supervisor For For Shareholder
4 Approve Remuneration of Directors and For For Management
Supervisors
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
7 Amend Working System for Independent For Against Management
Directors
8 Amend Management System for Providing For Against Management
External Guarantees
9 Amend Management System for Providing For Against Management
External Investments
10 Amend System to Prevent Controlling For Against Management
Shareholders and Related Parties from
Occupying Company Funds
11 Amend the Implementation Rules for For Against Management
Online Voting of the Shareholders
General Meeting
12 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
13 Amend Related-party Transaction For Against Management
Management System
14 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
15 Amend Management System of Raised Funds For Against Management
--------------------------------------------------------------------------------
HUMANWELL HEALTHCARE (GROUP) CO., LTD.
Ticker: 600079 Security ID: Y9716L102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
8 Approve Shareholder Return Plan For For Management
9 Approve Remuneration of Directors, For For Management
Senior Management Members
10 Approve Allowance of Supervisors For For Management
11 Elect Zhou Rui as Independent Director For For Management
12 Approve Provision of Guarantee for For For Management
Subsidiary
13 Approve Provision of Related Guarantee For For Management
for Subsidiary
--------------------------------------------------------------------------------
HUNDSUN TECHNOLOGIES, INC.
Ticker: 600570 Security ID: Y3041V109
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For Against Management
(Draft) and Summary
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
HUNDSUN TECHNOLOGIES, INC.
Ticker: 600570 Security ID: Y3041V109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Internal Control For For Management
Self-Evaluation Report
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor and Its For For Management
Remuneration
8 Approve Related Party Transaction on For For Management
Joint Subscription of Nanjing Xingding
Equity Investment Partnership (Limited
Partnership)
--------------------------------------------------------------------------------
HUTCHISON CHINA MEDITECH LTD.
Ticker: HCM Security ID: 44842L103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2A Re-elect Simon To as Director For Against Management
2B Re-elect Christian Hogg as Director For Against Management
2C Re-elect Johnny Cheng as Director For Against Management
2D Re-elect Dr Weiguo Su as Director For Against Management
2E Re-elect Dr Dan Eldar as Director For Against Management
2F Re-elect Edith Shih as Director For Against Management
2G Re-elect Paul Carter as Director For Against Management
2H Re-elect Dr Karen Ferrante as Director For Against Management
2I Re-elect Graeme Jack as Director For Against Management
2J Re-elect Tony Mok as Director For Against Management
3 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorise Their
Remuneration
4A Authorise Issue of Equity For For Management
4B Authorise Issue of Equity without For For Management
Pre-emptive Rights
4C Authorise Issue of Equity without For Against Management
Pre-emptive Rights in Connection with
an Equity Raise
4D Authorise Market Purchase of Ordinary For For Management
Shares
5 Approve Change of English Name and For For Management
Adopt Chinese Name as Dual Foreign
Name of the Company and Related
Transactions
--------------------------------------------------------------------------------
HUYA, INC.
Ticker: HUYA Security ID: 44852D108
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Tsang Wah Kwong For Against Management
--------------------------------------------------------------------------------
HYPERA SA
Ticker: HYPE3 Security ID: P5230A101
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Absorb Amazon For For Management
Distribuidora de Medicamentos e
Produtos Cosmeticos Ltda. (Amazon)
2 Ratify RSM Brasil Auditores For For Management
Independentes S/S as the Independent
Firm to Appraise Proposed Transaction
3 Approve Independent Firm's Appraisal For For Management
4 Approve Absorption of Amazon For For Management
Distribuidora de Medicamentos e
Produtos Cosmeticos Ltda. (Amazon)
--------------------------------------------------------------------------------
HYPERA SA
Ticker: HYPE3 Security ID: P5230A101
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 Amend Article 23 For For Management
3 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
HYPERA SA
Ticker: HYPE3 Security ID: P5230A101
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4 Fix Number of Directors at Nine For For Management
5 Elect Directors For Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees of the
Proposed Slate?
8 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
9 Approve Remuneration of Company's For For Management
Management and Fiscal Council
10 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
HYUNDAI ENGINEERING & CONSTRUCTION CO., LTD.
Ticker: 000720 Security ID: Y38382100
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Yoon Young-jun as Inside Director For For Management
3.2 Elect Lee Won-woo as Inside Director For For Management
3.3 Elect Kim Gwang-pyeong as Inside For For Management
Director
4 Elect Cho Hye-gyeong as Outside For For Management
Director to Serve as a Member of Audit
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI GLOVIS CO., LTD.
Ticker: 086280 Security ID: Y27294100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Business Objectives)
2.2 Amend Articles of Incorporation For For Management
(Fiscal year end)
2.3 Amend Articles of Incorporation For For Management
(Alternation of Entry)
2.4 Amend Articles of Incorporation For For Management
(Shareholder's List)
2.5 Amend Articles of Incorporation For For Management
(Record Date)
2.6 Amend Articles of Incorporation For For Management
(Electronic Registration of
Certificate)
2.7 Amend Articles of Incorporation For For Management
(Number of Directors)
2.8 Amend Articles of Incorporation (Audit For For Management
Committee)
2.9 Amend Articles of Incorporation For For Management
(Miscellaneous)
3.1 Elect Kim Jeong-hun as Inside Director For Against Management
3.2 Elect Kim Young-seon as Inside Director For Against Management
3.3 Elect Jeong Jin-woo as Inside Director For For Management
3.4 Elect Yoon Yoon-jin as Outside Director For For Management
3.5 Elect Lee Ho-geun as Outside Director For For Management
3.6 Elect Cho Myeong-hyeon as Outside For For Management
Director
4 Elect Gil Jae-wook as Outside Director For For Management
to Serve as an Audit Committee Member
5.1 Elect Yoon Yoon-jin as a Member of For For Management
Audit Committee
5.2 Elect Lee Ho-geun as a Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI HEAVY INDUSTRIES HOLDINGS CO., LTD.
Ticker: 267250 Security ID: Y3R3C9109
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Kwon Oh-gap as Inside Director For Against Management
4 Elect Hwang Yoon-seong as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI MARINE & FIRE INSURANCE CO., LTD.
Ticker: 001450 Security ID: Y3842K104
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Yoo Jae-gwon as Outside Director For For Management
to Serve as an Audit Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI MOBIS CO., LTD.
Ticker: 012330 Security ID: Y3849A109
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Appropriation of Income For For Management
3.1 Elect Kim Dae Soo as Outside Director For For Management
3.2 Elect Cho Sung Hwan as Inside Director For For Management
3.3 Elect Bae Hyungkeun as Inside Director For For Management
3.4 Elect Ko Young-seok as Inside Director For For Management
4 Elect Kim Dae Soo as a Member of Audit For For Management
Committee
5 Elect Kang Jin-ah as Outside Director For For Management
to Serve as an Audit Committee Member
6.1 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6.2 Approve Terms of Retirement Pay For For Management
7 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
HYUNDAI MOTOR CO., LTD.
Ticker: 005380 Security ID: Y38472109
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Change in Committee Name)
2.2 Amend Articles of Incorporation For For Management
(Establishment of Safety and Health
Plans)
2.3 Amend Articles of Incorporation For For Management
(Bylaws)
3.1 Elect Sim Dal-hun as Outside Director For For Management
3.2.1 Elect Ha Eon-tae as Inside Director For For Management
3.2.2 Elect Jang Jae-hun as Inside Director For For Management
3.2.3 Elect Seo Gang-hyeon as Inside Director For For Management
4 Elect Lee Ji-yoon as Outside Director For For Management
to Serve as an Audit Committee Member
5 Elect Sim Dal-hun as a Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HYUNDAI STEEL CO.
Ticker: 004020 Security ID: Y38383108
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Kim Won-jin as Inside Director For For Management
3.2 Elect Kim Sang-yong as Outside Director For For Management
3.3 Elect Yoo Jeong-han as Outside Director For For Management
4 Elect Yoo Jeong-han as a Member of For For Management
Audit Committee
5 Elect Jang Geum-ju as Outside Director For For Management
to Serve as an Audit Committee Member
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
ICICI BANK LIMITED
Ticker: 532174 Security ID: Y3860Z132
Meeting Date: AUG 09, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
ICICI BANK LIMITED
Ticker: 532174 Security ID: Y3860Z132
Meeting Date: AUG 14, 2020 Meeting Type: Annual
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Vishakha Mulye as Director For For Management
3 Approve Walker Chandiok & Co LLP, For For Management
Chartered Accountants as Auditors and
Authorize Board to Fix Their
Remuneration
4 Approve Branch Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Reappointment and Remuneration For For Management
of Vishakha Mulye as Wholetime
Director (Designated as Executive
Director)
6 Reelect Girish Chandra Chaturvedi as For For Management
Independent Director
7 Approve Reappointment and Remuneration For For Management
of Girish Chandra Chaturvedi as
Non-Executive (part-time) Chairman
8 Approve Shifting of Registered Office For For Management
of the Company and Amend Memorandum of
Association
--------------------------------------------------------------------------------
ICICI LOMBARD GENERAL INSURANCE COMPANY LIMITED
Ticker: 540716 Security ID: Y3R55N101
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend as Final For For Management
Dividend
3 Reelect Alok Kumar Agarwal as Director For For Management
4 Elect Murali Sivaraman as Director For For Management
5 Approve Remuneration Payable to For For Management
Bhargav Dasgupta as Managing Director
& CEO
6 Approve Remuneration Payable to Alok For For Management
Kumar Agarwal as Whole-time Director
Designated as Executive Director -
Wholesale
7 Approve Remuneration Payable to For For Management
Sanjeev Mantri as Whole-time Director
Designated as Executive Director -
Retail
--------------------------------------------------------------------------------
ICICI LOMBARD GENERAL INSURANCE COMPANY LIMITED
Ticker: 540716 Security ID: Y3R55N101
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reappointment and Remuneration For For Management
of Alok Kumar Agarwal as Whole-time
Director Designated as Executive
Director-Wholesale
--------------------------------------------------------------------------------
ICICI LOMBARD GENERAL INSURANCE COMPANY LIMITED
Ticker: 540716 Security ID: Y3R55N101
Meeting Date: FEB 23, 2021 Meeting Type: Court
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
ICICI LOMBARD GENERAL INSURANCE COMPANY LIMITED
Ticker: 540716 Security ID: Y3R55N101
Meeting Date: APR 09, 2021 Meeting Type: Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Uday Chitale as Director For For Management
2 Reelect Suresh Kumar as Director For For Management
3 Reelect Ved Prakash Chaturvedi as For For Management
Director
--------------------------------------------------------------------------------
ICICI PRUDENTIAL LIFE INSURANCE COMPANY LIMITED
Ticker: 540133 Security ID: Y3R595106
Meeting Date: AUG 07, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Reelect Sandeep Batra as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Walker Chandiok & Co LLP and BSR & Co.
LLP as Joint Statutory Auditors
4 Approve Payment of Remuneration to N. For For Management
S. Kannan as Managing Director & Chief
Executive Officer
5 Approve Payment of Remuneration to For For Management
Puneet Nanda as Wholetime Director,
Designated as Deputy Managing Director
6 Reelect M. S. Ramachandran as Director For For Management
7 Approve M. S. Ramachandran to Continue For For Management
Office as Independent Director
--------------------------------------------------------------------------------
ICICI PRUDENTIAL LIFE INSURANCE COMPANY LIMITED
Ticker: 540133 Security ID: Y3R595106
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Other Remuneration Benefits of For For Management
M. S. Ramachandran as Non-Executive
Independent Director, Chairman
--------------------------------------------------------------------------------
ICICI PRUDENTIAL LIFE INSURANCE COMPANY LIMITED
Ticker: 540133 Security ID: Y3R595106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Standalone Financial Statements For For Management
and Statutory Reports
1b Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Dividend For For Management
3 Reelect Anup Bagchi as Director For For Management
4 Approve Walker Chandiok Co. LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Elect Wilfred John Blackburn as For For Management
Director
6 Reelect Dilip Karnik as Director For For Management
7 Approve Dilip Karnik to Continue For For Management
Office as Independent Director
8 Approve Payment of Remuneration to N. For For Management
S. Kannan as Managing Director & Chief
Executive Officer (MD & CEO)
9 Amend ICICI Prudential Life Insurance For Against Management
Company Limited - Employees Stock
Option Scheme (2005)
--------------------------------------------------------------------------------
IFLYTEK CO., LTD.
Ticker: 002230 Security ID: Y013A6101
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
IFLYTEK CO., LTD.
Ticker: 002230 Security ID: Y013A6101
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhao Xijun as Independent For For Shareholder
Director
2 Approve Report on the Usage of For For Management
Previously Raised Funds
3 Approve Company's Eligibility for For Against Management
Private Placement of Shares
4.1 Approve Issue Type and Par Value For Against Management
4.2 Approve Issue Manner and Period For Against Management
4.3 Approve Issue Price and Pricing Basis For Against Management
4.4 Approve Issue Scale and Subscription For Against Management
Targets
4.5 Approve Restriction Period Arrangement For Against Management
4.6 Approve Listing Location For Against Management
4.7 Approve Amount and Usage of Raised For Against Management
Funds
4.8 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
4.9 Approve Resolution Validity Period For Against Management
5 Approve Plan on Private Placement of For Against Management
Shares
6 Approve Feasibility Analysis Report on For Against Management
the Use of Proceeds
7 Approve Related Party Transactions in For Against Management
Connection to Private Placement
8 Approve Signing of Conditional For Against Management
Subscription Agreement
9 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
10 Approve Shareholder Return Plan For Against Management
11 Approve Authorization of Board to For Against Management
Handle All Related Matters
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
IFLYTEK CO., LTD.
Ticker: 002230 Security ID: Y013A6101
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
6 Approve Related Party Transaction For For Management
7 Approve Annual Report and Summary For For Management
8 Approve to Appoint Auditor For For Management
9 Approve Provision of Guarantee For Against Management
10 Approve Repurchase and Cancellation of For For Management
Performance Shares
11 Approve Amendments to Articles of For For Management
Association
12 Approve Completed Raised Fund For For Management
Investment Project and Use Its Raised
Funds to Replenish Working Capital
--------------------------------------------------------------------------------
IHH HEALTHCARE BERHAD
Ticker: 5225 Security ID: Y374AH103
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jill Margaret Watts as Director For For Management
2 Elect Takeshi Saito as Director For For Management
3 Elect Alizakri bin Raja Muhammad Alias For For Management
as Director
4 Elect Muthanna bin Abdullah as Director For For Management
5 Elect Ong Ai Lin as Director For For Management
6 Elect Satoshi Tanaka as Director For For Management
7 Approve Directors' Fees and Other For For Management
Benefits
8 Approve Directors' Fees and Other For For Management
Benefits to Company's Subsidiaries
9 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD.
Ticker: IMP Security ID: S37840113
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Memorandum of Incorporation For For Management
2 Authorise Specific Repurchase of For For Management
Shares from the Odd-lot Holders
1 Authorise Implementation of the For For Management
Odd-lot Offer
2 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD.
Ticker: IMP Security ID: S37840113
Meeting Date: OCT 26, 2020 Meeting Type: Annual
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint Deloitte as Auditors of the For For Management
Company
2.1 Re-elect Dawn Earp as Director For For Management
2.2 Re-elect Sydney Mufamadi as Director For For Management
2.3 Re-elect Babalwa Ngonyama as Director For For Management
2.4 Elect Thandi Orleyn as Director For For Management
2.5 Re-elect Preston Speckmann as Director For For Management
2.6 Re-elect Bernard Swanepoel as Director For For Management
3.1 Re-elect Dawn Earp as Member of the For For Management
Audit Committee
3.2 Re-elect Peter Davey as Member of the For For Management
Audit Committee
3.3 Re-elect Preston Speckmann as Member For For Management
of the Audit Committee
4 Approve Remuneration Policy For For Management
5 Approve Remuneration Implementation For For Management
Report
6 Authorise Board to Issue Shares for For For Management
Cash
1.1 Approve Fees of the Chairperson of the For For Management
Board
1.2 Approve Fees of the Lead Independent For For Management
Director
1.3 Approve Fees of the Non-executive For For Management
Directors
1.4 Approve Fees of the Audit Committee For For Management
Chairperson
1.5 Approve Fees of the Audit Committee For For Management
Member
1.6 Approve Fees of the Social, For For Management
Transformation and Remuneration
Committee Chairperson
1.7 Approve Fees of the Social, For For Management
Transformation and Remuneration
Committee Member
1.8 Approve Fees of the Nominations, For For Management
Governance and Ethics Committee
Chairperson
1.9 Approve Fees of the Nominations, For For Management
Governance and Ethics Committee Member
1.10 Approve Fees of the Health, Safety, For For Management
Environment and Risk Committee
Chairperson
1.11 Approve Fees of the Health, Safety, For For Management
Environment and Risk Committee Member
1.12 Approve Fees of the Capital Allocation For For Management
and Investment Committee Chairperson
1.13 Approve Fees of the Capital Allocation For For Management
and Investment Committee Member
1.14 Approve Fees for Ad Hoc Meetings For For Management
2 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
3 Authorise Repurchase of Issued Share For For Management
Capital
4 Amend Memorandum of Incorporation For For Management
5 Authorise Specific Repurchase of For For Management
Shares from Gazelle Platinum Limited
--------------------------------------------------------------------------------
INDIAN OIL CORPORATION LIMITED
Ticker: 530965 Security ID: Y3925Y112
Meeting Date: SEP 21, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect G. K. Satish as Director For Against Management
4 Reelect Gurmeet Singh as Director For Against Management
5 Elect Shrikant Madhav Vaidya as For For Management
Director (Refineries), Designated as
Chairman and Approve His Appointment
as Whole-time Director, Designated as
Chairman
6 Elect Lata Usendi as Director For For Management
7 Approve Increase in Borrowing Powers For For Management
8 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
INDORAMA VENTURES PUBLIC CO. LTD.
Ticker: IVL Security ID: Y39742112
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operational Results None None Management
2 Approve Financial Statements For For Management
3 Approve Dividend Payment For For Management
4.1 Elect Sri Prakash Lohia as Director For Against Management
4.2 Elect Aloke Lohia as Director For For Management
4.3 Elect Amit Lohia as Director For For Management
4.4 Elect Russell Leighton Kekuewa as For For Management
Director
4.5 Elect Udey Paul Singh Gill as Director For For Management
4.6 Elect Michael George DeSombre as For For Management
Director
5 Approve Remuneration of Directors For For Management
6 Approve KPMG Phoomchai Audit Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
7 Other Business For Against Management
--------------------------------------------------------------------------------
INDRAPRASTHA GAS LIMITED
Ticker: 532514 Security ID: Y39881126
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect R. P. Natekar as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect P. K. Gupta as Director For For Management
6 Approve Reappointment and Remuneration For For Management
of E. S. Ranganathan as Managing
Director on Whole-time Basis
7 Elect Asit Kumar Jana as Director For For Management
8 Approve Appointment and Remuneration For For Management
of Asit Kumar Jana as Managing
Director on Whole-time Basis
9 Elect Manisha Saxena as Director For For Management
10 Approve Remuneration of Cost Auditors For For Management
11 Ratify Contract for Purchase of APM For For Management
Gas for NCT of Delhi as a Material
Related Party Transaction
12 Adopt New Memorandum of Association For Against Management
and Articles of Association
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021-2023 Capital Planning of For For Management
ICBC
2 Approve Issuance of Undated Additional For For Management
Tier 1 Capital Bonds
3 Approve Payment Plan of Remuneration For For Management
to Directors for 2019
4 Approve Payment Plan of Remuneration For For Management
to Supervisors for 2019
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B112
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021-2023 Capital Planning of For For Management
ICBC
2 Approve Issuance of Undated Additional For For Management
Tier 1 Capital Bonds
3 Approve Payment Plan of Remuneration For For Management
to Directors for 2019
4 Approve Payment Plan of Remuneration For For Management
to Supervisors for 2019
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B112
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Audited Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Asset Investment Budget For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic External Auditors and
Deloitte Touche Tohmatsu as
International External Auditor
7 Approve Application for Authorization For For Management
Limit for Special Donations for
Poverty Alleviation
8 Elect Chen Yifang as Director For For Management
9 Approve Issuance of Eligible Tier 2 For For Management
Capital Instruments
10 Approve Extension of Validity Period For Against Management
of Undated Capital Bonds
11 Approve Donation of Materials for For For Management
Epidemic Prevention and Control in 2020
--------------------------------------------------------------------------------
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Ticker: 1398 Security ID: Y3990B104
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Audited Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Fixed Asset Investment Budget For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic External Auditor and Deloitte
Touche Tohmatsu as International
External Auditor
7 Approve Application for Authorization For For Management
Limit for Special Donations for
Poverty Alleviation
8 Elect Chen Yifang as Director For For Management
9 Approve Issuance of Eligible Tier 2 For For Management
Capital Instruments
10 Approve Extension of Validity Period For Against Management
of Undated Capital Bonds
11 Approve Donation of Materials for For For Management
Epidemic Prevention and Control in 2020
--------------------------------------------------------------------------------
INDUSTRIAL BANK CO., LTD.
Ticker: 601166 Security ID: Y3990D100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve Issuance of Capital Bond For For Management
7 Approve Issuance of Financial Bond For For Management
8 Approve to Appoint Auditor For For Management
9 Approve Capital Management Planning For For Management
10.1 Approve Related Party Transaction with For For Management
The People's Insurance Group of China
Co., Ltd and its affiliates
10.2 Approve Related Party Transaction with For For Management
Fujian Sunshine Group Co., Ltd and its
affiliates
11.1 Elect Lyu Jiajin as Non-Independent For For Shareholder
Director
11.2 Elect Chen Yichao as Non-Independent For For Shareholder
Director
11.3 Elect Li Zhuyong as Non-Independent For For Shareholder
Director
11.4 Elect Xiao Hong as Non-Independent For For Shareholder
Director
11.5 Elect Lin Tengjiao as Non-Independent For For Shareholder
Director
11.6 Elect Tao Yiping as Non-Independent For For Management
Director
11.7 Elect Chen Jinguang as Non-Independent For For Management
Director
11.8 Elect Chen Xinjian as Non-Independent For Against Management
Director
11.9 Elect Sun Xiongpeng as Non-Independent For For Management
Director
11.10 Elect Su Xijia as Independent Director For For Management
11.11 Elect Chen Guogang as Independent For For Management
Director
11.12 Elect Lin Hua as Independent Director For For Management
11.13 Elect Ben Shenglin as Independent For For Management
Director
11.14 Elect Xu Lin as Independent Director For For Management
12.1 Elect He Xudong as Supervisor For For Shareholder
12.2 Elect Paul M.Theil as Supervisor For For Management
12.3 Elect Zhu Qing as Supervisor For For Management
12.4 Elect Xia Dawei as Supervisor For For Management
13 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
14.1 Approve Issue Type For For Management
14.2 Approve Issue Size For For Management
14.3 Approve Par Value and Issue Price For For Management
14.4 Approve Bond Maturity For For Management
14.5 Approve Bond Interest Rate For For Management
14.6 Approve Method and Term for the For For Management
Repayment of Interest
14.7 Approve Conversion Period For For Management
14.8 Approve Determination and Adjustment For For Management
of Conversion Price
14.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
14.10 Approve Method for Determining the For For Management
Number of Shares for Conversion
14.11 Approve Dividend Attribution For For Management
14.12 Approve Terms of Redemption For For Management
14.13 Approve Terms of Sell-Back For For Management
14.14 Approve Issue Manner and Target For For Management
Subscribers
14.15 Approve Placing Arrangement for For For Management
Original Shareholders
14.16 Approve Matters Relating to Meetings For For Management
of Convertible Bond Holders
14.17 Approve Use of Proceeds For For Management
14.18 Approve Guarantee Matter For For Management
14.19 Approve Resolution Validity Period For For Management
15 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
16 Approve Report on the Usage of For For Management
Previously Raised Funds
17 Approve Shareholder Return Plan For For Management
18 Approve Counter-dilution Measures in For For Management
Connection to the Issuance of
Convertible Bonds
19 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
INDUSTRIAL BANK OF KOREA
Ticker: 024110 Security ID: Y3994L108
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
3 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
INDUSTRIAS PENOLES SAB DE CV
Ticker: PE&OLES Security ID: P55409141
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Board's Report For For Management
1.2 Approve CEO's Report and Auditors' For For Management
Opinion
1.3 Approve Individual and Consolidated For For Management
Financial Statements
1.4 Approve Report on Principal Policies For For Management
and Accounting Criteria and
Information Followed in Preparation of
Financial Information
1.5 Approve Audit and Corporate Practices For For Management
Committee's Report
2 Resolutions on Allocation of Income For For Management
3 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
4 Elect or Ratify Directors; Verify For Against Management
Director's Independence
Classification; Approve Their
Respective Remuneration
5 Elect or Ratify Chairman of Audit and For Against Management
Corporate Practices Committee
6 Appoint Legal Representatives For For Management
7 Approve Minutes of Meeting For For Management
1 Amend Articles For Against Management
2 Appoint Legal Representatives For For Management
3 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
INFO EDGE (INDIA) LIMITED
Ticker: 532777 Security ID: Y40353107
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
INFO EDGE (INDIA) LIMITED
Ticker: 532777 Security ID: Y40353107
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Two Interim Dividends For For Management
3 Reelect Chintan Thakkar as Director For For Management
4 Approve Branch Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Payment of Commission to For For Management
Non-Executive Directors
6 Approve Reappointment and Remuneration For For Management
of Sanjeev Bikhchandani as Executive
Vice-Chairman & Whole-time Director
7 Approve Reappointment and Remuneration For For Management
of Hitesh Oberoi as Managing Director
& Chief Executive Officer
8 Approve Saurabh Srivastava to Continue For For Management
Office as Independent Director
--------------------------------------------------------------------------------
INFO EDGE (INDIA) LIMITED
Ticker: 532777 Security ID: Y40353107
Meeting Date: APR 12, 2021 Meeting Type: Court
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Amalgamation For For Management
--------------------------------------------------------------------------------
INFOSYS LIMITED
Ticker: 500209 Security ID: Y4082C133
Meeting Date: JUN 19, 2021 Meeting Type: Annual
Record Date: JUN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect U.B. Pravin Rao as Director For For Management
4 Approve Buyback of Equity Shares For For Management
5 Reelect Michael Gibbs as Director For For Management
6 Elect Bobby Parikh as Director For For Management
7 Elect Chitra Nayak as Director For For Management
8 Approve Changing the Terms of For For Management
Remuneration of U.B. Pravin Rao as
Chief Operating Officer and
Whole-time Director
--------------------------------------------------------------------------------
INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV
Ticker: IENOVA Security ID: P5R19K107
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Cancellation of Repurchased For For Management
Shares and Consequently Reduction in
Variable Portion of Capital
2 Approve Increase in Board Size; Elect For For Management
or Ratify Directors, Provisional
Directors and Members of Corporate
Practices Committee
3 Approve Granting of Powers For For Management
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
INFRAESTRUCTURA ENERGETICA NOVA SAB DE CV
Ticker: IENOVA Security ID: P5R19K107
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Report on Compliance with For For Management
Fiscal Obligations
3 Approve Allocation of Income For For Management
4 Elect or Ratify Directors, Secretary For Against Management
(Non-Member), Members and Chairmen of
Audit and Corporate Practices
Committees; Verify Independence
Classification of Directors
5 Approve Remuneration of Directors For Against Management
6 Set Maximum Amount of Share Repurchase For For Management
Reserve
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
INNER MONGOLIA BAOTOU STEEL UNION CO. LTD.
Ticker: 600010 Security ID: Y4084T100
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Non-financial For For Management
Corporate Debt Financing Instruments
--------------------------------------------------------------------------------
INNER MONGOLIA BAOTOU STEEL UNION CO. LTD.
Ticker: 600010 Security ID: Y4084T100
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction on For For Management
Renewal of the Rare Earth Concentrate
Related Transaction Agreement
2 Approve Application of Bank Credit For For Management
Lines
3 Approve Financial Budget Report For For Management
4.1 Elect Zou Yanchun as Director For For Shareholder
4.2 Elect Xing Liguang as Director For For Shareholder
4.3 Elect Wang Chen as Director For For Shareholder
4.4 Elect Qi Hongtao as Director For For Shareholder
--------------------------------------------------------------------------------
INNER MONGOLIA BAOTOU STEEL UNION CO. LTD.
Ticker: 600010 Security ID: Y4084T100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Profit Distribution For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve Related Party Transaction For Against Management
7 Approve to Appoint Auditor For For Management
8 Approve Report of the Independent For For Management
Directors
--------------------------------------------------------------------------------
INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD.
Ticker: 601216 Security ID: Y40887104
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Asset Disposal and Cash
Subscription
2 Approve Signing of Supplemental For For Management
Agreement on Acquisition by Issuance
of Shares and Performance Commitment
and Compensation Agreement
3 Approve Signing of Supplemental For For Management
Agreement to the Share Subscription
Agreement
--------------------------------------------------------------------------------
INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD.
Ticker: 601216 Security ID: Y40887104
Meeting Date: APR 21, 2021 Meeting Type: Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Hai as Director For For Management
1.2 Elect Yang Donghai as Director For For Management
--------------------------------------------------------------------------------
INNER MONGOLIA JUNZHENG ENERGY & CHEMICAL GROUP CO., LTD.
Ticker: 601216 Security ID: Y40887104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Provision of Guarantees For Against Management
9 Approve Investment in Construction of For For Management
Green Environmental Protection and
Degradable Plastic Recycling Industry
Project Phase 1
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y408DG116
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary on Long-term For Against Management
Service Plan
2 Approve Long-term Service Plan For Against Management
Management Rules (Draft)
3 Approve Repurchase and Cancellation of For For Management
Performance Shares
4 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y408DG116
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Operation Strategy and For For Management
Investment Plan
5 Approve Financial Statements and For For Management
Financial Budget Report
6 Approve Profit Distribution For For Management
7 Approve Report of the Independent For For Management
Directors
8 Approve Provision of Guarantees to For For Management
Upstream and Downstream Partners of
the Industry Chain
9 Approve Issuance of Super Short-term For For Management
Commercial Papers
10 Approve Provision of Guarantees to For For Management
Wholly-owned Subsidiaries
11 Approve Provision of Guarantees to For Against Management
Hohhot Yixing Dairy Investment
Management Co., Ltd.
12 Approve Repurchase and Cancellation of For For Management
Performance Shares
13 Approve Amendments to Articles of For For Management
Association
14 Amend Working System for Independent For Against Management
Directors
15 Amend Related-party Transaction For Against Management
Management System
16 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
INNER MONGOLIA YILI INDUSTRIAL GROUP CO., LTD.
Ticker: 600887 Security ID: Y408DG116
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Principle
2.4 Approve Issue Size For For Management
2.5 Approve Target Subscribers and For For Management
Subscription Method
2.6 Approve Amount and Use of Proceeds For For Management
2.7 Approve Lock-up Period Arrangement For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Cumulative Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve No Need to Produce a Report on For For Management
the Usage of Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan For For Management
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
INNOLUX CORP.
Ticker: 3481 Security ID: Y4090E105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Stock Release Plan of For For Management
Subsidiary
4 Approve Cash Distribution from Capital For For Management
Reserve
5 Approve Amendments to Articles of For For Management
Association
6 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
7 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
--------------------------------------------------------------------------------
INNOVENT BIOLOGICS, INC.
Ticker: 1801 Security ID: G4818G101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Shuyun Chen as Director For For Management
2.2 Elect Kaixian Chen as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
INNOVENT BIOLOGICS, INC.
Ticker: 1801 Security ID: G4818G101
Meeting Date: JUN 24, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Grant of Restricted Shares to For Against Management
De-Chao Michael Yu Under the 2020 RS
Plan
1b Authorize Board to Deal with All For Against Management
Matters in Relation to the Grant of
Restricted Shares to De-Chao Michael
Yu Under the 2020 RS Plan
2a Approve Grant of Restricted Shares to For Against Management
Ronald Hao Xi Ede Under the 2020 RS
Plan
2b Authorize Board to Deal with All For Against Management
Matters in Relation to the Grant of
Restricted Shares to Ronald Hao Xi Ede
Under the 2020 RS Plan
3a Approve Grant of Restricted Shares to For Against Management
Charles Leland Cooney Under the 2020
RS Plan
3b Authorize Board to Deal with All For Against Management
Matters in Relation to the Grant of
Restricted Shares to Charles Leland
Cooney Under the 2020 RS Plan
4a Approve Grant of Restricted Shares to For Against Management
Joyce I-Yin Hsu Under the 2020 RS Plan
4b Authorize Board to Deal with All For Against Management
Matters in Relation to the Grant of
Restricted Shares to Joyce I-Yin Hsu
Under the 2020 RS Plan
5a Approve Grant of Restricted Shares to For Against Management
Kaixian Chen Under the 2020 RS Plan
5b Authorize Board to Deal with All For Against Management
Matters in Relation to the Grant of
Restricted Shares to Kaixian Chen
Under the 2020 RS Plan
--------------------------------------------------------------------------------
INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD.
Ticker: 000977 Security ID: Y51704107
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ma Li as Supervisor For For Management
2 Approve Adjustment on Related Party For For Management
Transaction
--------------------------------------------------------------------------------
INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD.
Ticker: 000977 Security ID: Y51704107
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD.
Ticker: 000977 Security ID: Y51704107
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment on Related Party For For Management
Transactions
--------------------------------------------------------------------------------
INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD.
Ticker: 000977 Security ID: Y51704107
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Registration and Issuance of For For Management
Super Short-term Commercial Papers
2 Approve Provision of Guarantees For For Management
--------------------------------------------------------------------------------
INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD.
Ticker: 000977 Security ID: Y51704107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Independent For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
9 Approve Formulation of Shareholder For For Management
Return Plan
10 Approve Related Party Transactions For Against Management
with Inspur Group Finance Co., Ltd.
--------------------------------------------------------------------------------
INSPUR ELECTRONIC INFORMATION INDUSTRY CO., LTD.
Ticker: 000977 Security ID: Y51704107
Meeting Date: JUN 09, 2021 Meeting Type: Special
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Endong as Non-independent For For Management
Director
2 Amend Articles of Association For For Management
3 Approve Related Party Transactions For Against Management
with Inspur Group Finance Co., Ltd.
--------------------------------------------------------------------------------
INTCO MEDICAL TECHNOLOGY CO., LTD.
Ticker: 300677 Security ID: Y768DZ103
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve External Investment Management For For Management
System
3 Amend Management System for Providing For For Management
External Guarantees
4 Approve Related Party Transaction Fair For For Management
Decision System
5 Amend Management System of Raised Funds For For Management
6 Approve Signing of Construction of For For Management
Nitrile and PVC High-end Medical
Protective Glove Project Investment
Contract
7 Approve Issuance of H Class Shares and For For Management
Listing in Hong Kong Stock Exchange
and Conversion to an Overseas Raising
Company Limited
8.1 Approve Share Type and Par Value For For Management
8.2 Approve Issue Time For For Management
8.3 Approve Issue Manner For For Management
8.4 Approve Issue Size For For Management
8.5 Approve Manner of Pricing For For Management
8.6 Approve Target Subscribers For For Management
8.7 Approve Principles of Offering For For Management
9 Approve Resolution Validity Period For For Management
10 Approve Authorization of Board to For For Management
Handle All Related Matters
11 Approve to Determine the Authorized For For Management
Person of the Board of Directors
12 Approve Distribution Arrangement of For For Management
Earnings
13 Approve Plan on Usage of Raised Funds For For Management
14 Approve Amendments to Articles of For For Management
Association Applicable after the
Issuance of H Shares
15 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
Applicable after the Issuance of H
Shares
16 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
Applicable after the Issuance of H
Shares
17 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
Applicable after the Issuance of H
Shares
18 Amend Working System for Independent For For Management
Directors Applicable after the
Issuance of H Shares
19 Approve External Guarantee Management For For Management
Regulations Applicable after the
Issuance of H Shares
20 Approve Related Party Transaction For For Management
Decision System Applicable after the
Issuance of H Shares
21 Approve Related Party Transaction Fair For For Management
Decision System Applicable after the
Issuance of H Shares
22 Amend Management System of Raised For For Management
Funds Applicable after the Issuance of
H Shares
23 Elect Luo Ying as Independent Director For For Management
24 Approve to Appoint Auditor For For Management
25 Approve Termination of Related Party For For Management
Transaction
--------------------------------------------------------------------------------
INTCO MEDICAL TECHNOLOGY CO., LTD.
Ticker: 300677 Security ID: Y768DZ103
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of High-end Medical For For Management
Gloves Project Investment Agreement
2 Amend Articles of Association For For Management
3 Approve Foreign Exchange Derivatives For For Management
Transactions
--------------------------------------------------------------------------------
INTCO MEDICAL TECHNOLOGY CO., LTD.
Ticker: 300677 Security ID: Y768DZ103
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Invest in the High-end For For Management
Medical Glove Project
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Annual Report and Summary For For Management
5 Approve Financial Statements For For Management
6 Approve to Adjust the Profit For For Management
Distribution Plan
7 Approve 2020 Performance Appraisal of For For Management
Directors and Senior Management
Members and 2021 Remuneration Plan
8 Approve Special Audit Report on the For For Management
Occupation of Non-Operating Funds and
Other Related Fund Transactions
9 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
10 Approve Credit Line Bank Application For For Management
and Guarantee Provision
11 Approve Use of Idle Own Funds to For Against Management
Purchase Financial Products
12 Approve to Appoint Auditor For For Management
13 Approve 2020 and 2021 Related Party For For Management
Transactions
--------------------------------------------------------------------------------
INTER RAO UES PJSC
Ticker: IRAO Security ID: X39961101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends of RUB 0.18 per Share
4 Approve New Edition of Regulations on For For Management
Board of Directors
5 Approve Remuneration of Directors For For Management
6 Approve Remuneration of Members of For For Management
Audit Commission
7.1 Elect Boris Aiuev as Director None Against Management
7.2 Elect Andrei Bugrov as Director None Against Management
7.3 Elect Anatolii Gavrilenko as Director None Against Management
7.4 Elect Boris Kovalchuk as Director None Against Management
7.5 Elect Aleksandr Lokshin as Director None Against Management
7.6 Elect Vladimir Milovidov as Director None For Management
7.7 Elect Andrei Murov as Director None Against Management
7.8 Elect Ronald (Ron) J. Pollett as None Against Management
Director
7.9 Elect Elena Sapozhnikova as Director None For Management
7.10 Elect Igor Sechin as Director None Against Management
7.11 Elect Dmitrii Shugaev as Director None Against Management
8.1 Elect Gennadii Bukaev as Member of For For Management
Audit Commission
8.2 Elect Tatiana Zaltsman as Member of For For Management
Audit Commission
8.3 Elect Svetlana Kovaleva as Member of For For Management
Audit Commission
8.4 Elect Igor Feoktistov as Member of For For Management
Audit Commission
8.5 Elect Ekaterina Snigireva as Member of For For Management
Audit Commission
9 Ratify Ernst & Young as Auditor For For Management
--------------------------------------------------------------------------------
INTERCONEXION ELECTRICA SA ESP
Ticker: ISA Security ID: P5624U101
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Present Meeting Secretary's Report Re: None None Management
Minutes of Meeting Held on March 27,
2020
3 Elect Meeting Approval Committee For For Management
4 Welcome Message from Chairman and None None Management
Presentation of Board Report
5 Approve Management Report For For Management
6 Present Individual and Consolidated None None Management
Financial Statements
7 Present Auditor's Report None None Management
8 Approve Individual and Consolidated For For Management
Financial Statements
9 Approve Allocation of Income and For For Management
Dividends
10 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
11 Elect Directors For For Management
12 Amend Articles For For Management
13 Approve Board Succession Policy For For Management
14 Approve Remuneration Policy For For Management
15 Approve Remuneration of Directors For For Management
16 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
INTERCONEXION ELECTRICA SA ESP
Ticker: ISA Security ID: P5624U101
Meeting Date: JUN 15, 2021 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Verify Quorum None None Management
2 Approve Meeting Agenda For For Management
3 Elect Chairman and Secretary of Meeting For For Management
4 Elect Meeting Approval Committee For For Management
5 Elect Directors For For Management
--------------------------------------------------------------------------------
INTERGLOBE AVIATION LIMITED
Ticker: 539448 Security ID: Y4R97L111
Meeting Date: SEP 04, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Rohini Bhatia as Director For For Management
3 Elect Pallavi Shardul Shroff as For For Management
Director
4 Elect Venkataramani Sumantran as For For Management
Director
5 Approve Appointment and Remuneration For For Management
of Ronojoy Dutta as Whole Time
Director and Chief Executive Officer
6 Approve Increase in Borrowing Powers For For Management
7 Approve Pledging of Assets for Debt For For Management
--------------------------------------------------------------------------------
INTERGLOBE AVIATION LIMITED
Ticker: 539448 Security ID: Y4R97L111
Meeting Date: APR 10, 2021 Meeting Type: Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revision in the Remuneration For Against Management
of Ronojoy Dutta as Whole Time
Director and Chief Executive Officer
by Way of Grant of Stock Options under
InterGlobe Aviation Limited - Employee
Stock Option Scheme 2015
--------------------------------------------------------------------------------
INTERGLOBE AVIATION LIMITED
Ticker: 539448 Security ID: Y4R97L111
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
INTERNATIONAL CONTAINER TERMINAL SERVICES, INC.
Ticker: ICT Security ID: Y41157101
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Annual For For Management
Stockholders' Meeting held on June 18,
2020
2 Approve Chairman's Report and the 2020 For For Management
Audited Financial Statements
3 Ratify the Acts, Contracts, For For Management
Investments and Resolutions of the
Board of Directors and Management
Since the Last Annual Stockholders'
Meeting
4.1 Elect Enrique K. Razon, Jr. as Director For For Management
4.2 Elect Cesar A. Buenaventura as Director For For Management
4.3 Elect Carlos C. Ejercito as Director For For Management
4.4 Elect Joseph R. Higdon as Director For Abstain Management
4.5 Elect Jose C. Ibazeta as Director For Abstain Management
4.6 Elect Stephen A. Paradies as Director For Abstain Management
4.7 Elect Andres Soriano III as Director For Abstain Management
5 Appoint External Auditors For For Management
--------------------------------------------------------------------------------
INTOUCH HOLDINGS PUBLIC CO. LTD.
Ticker: INTUCH Security ID: Y4192A100
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Matters to be Informed For For Management
2 Acknowledge Board of Directors' Report For For Management
3 Approve Financial Statements For For Management
4 Acknowledge Interim Dividend Payment For For Management
and Omission of Dividend Payment
5 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co. Ltd. as Auditor and
Authorize Board to Fix Their
Remuneration
6.1 Elect Kan Trakulhoon as Director For For Management
6.2 Elect Manida Zinmerman as Director For For Management
6.3 Elect Anek Pana-apichon as Director For For Management
7 Approve Remuneration of Directors For For Management
8 Amend Articles of Association For For Management
9 Other Business For Against Management
--------------------------------------------------------------------------------
INTOUCH HOLDINGS PUBLIC CO. LTD.
Ticker: INTUCH Security ID: Y4192A100
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Matters to be Informed For For Management
2 Acknowledge Operating Results For For Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co., Ltd. as Auditors and
Authorize Board to Fix Their
Remuneration
6 Approve Remuneration of Directors For For Management
7.1 Elect Jeann Low Ngiap Jong as Director For For Management
7.2 Elect Somprasong Boonyachai as Director For For Management
7.3 Elect Chakkrit Parapuntakul as Director For For Management
8 Other Business For Against Management
--------------------------------------------------------------------------------
INVENTEC CORP.
Ticker: 2356 Security ID: Y4176F109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholders'
General Meeting
5 Approve Release of Restrictions of For For Management
Competitive Activities of Director
Yeh, Li-Cheng
--------------------------------------------------------------------------------
IOI CORPORATION BERHAD
Ticker: 1961 Security ID: Y41763106
Meeting Date: OCT 30, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Rahamat Bivi binti Yusoff as For For Management
Director
2 Elect Lee Yeow Chor as Director For For Management
3 Approve Directors' Fees (Inclusive of For For Management
Board Committees' Fees)
4 Approve Directors' Benefits (Other For For Management
than Directors' Fees)
5 Approve BDO PLT as Auditors and For For Management
Authorize Audit and Risk Management
Committee to Fix Their Remuneration
6 Approve Karownakaran @ Karunakaran a/l For For Management
Ramasamy to Continue Office as
Independent Non-Executive Director
7 Approve Cheah Tek Kuang to Continue For For Management
Office as Independent Non-Executive
Director
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Share Repurchase Program For For Management
10 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
IRB BRASIL RESSEGUROS SA
Ticker: IRBR3 Security ID: P5876C106
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Management Statements for For Against Management
Fiscal Year Ended Dec. 31, 2019, with
Qualifications to Former Executives'
Reports
2 Accept Financial Statements for Fiscal For Against Management
Year Ended Dec. 31, 2019
3 Approve Allocation of Income and For For Management
Dividends
4 Fix Number of Fiscal Council Members For For Management
at Four
5 Elect Fiscal Council Members For For Management
6 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
7 Elect Hugo Daniel Castillo Irigoyen as For For Management
Independent Director
--------------------------------------------------------------------------------
IRB BRASIL RESSEGUROS SA
Ticker: IRBR3 Security ID: P5876C106
Meeting Date: JUL 31, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For For Management
Management and Fiscal Council
2 Authorize Company to File Lawsuit For For Management
Against the Former Executive Officer
and the Former Financial and Investor
Relationship Vice-President for the
Damages Caused to the Company
--------------------------------------------------------------------------------
IRPC PUBLIC CO., LTD.
Ticker: IRPC Security ID: Y4177E119
Meeting Date: JUL 03, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results and For For Management
Approve Financial Statements
2 Acknowledge Interim Dividend Payment For For Management
3 Approve Deloitte Touche Tohmatsu For Against Management
Jaiyos Audit Company Limited as
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Articles of Association For For Management
5 Approve Remuneration of Directors For For Management
6.1 Elect Woothisarn Tanchai as Director For For Management
6.2 Elect Somnuk Bomrungsalee as Director For For Management
6.3 Elect Anusorn Sangnimnuan as Director For For Management
6.4 Elect Ekniti Nitithanprapas as Director For For Management
6.5 Elect Jumpol Sumpaopol as Director For For Management
7 Other Business For Against Management
--------------------------------------------------------------------------------
ITAU UNIBANCO HOLDING SA
Ticker: ITUB4 Security ID: P5968U113
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
2 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
3 Elect Artemio Bertholini as Fiscal None For Shareholder
Council Member and Rene Guimaraes
Andrich as Alternate Appointed by
Preferred Shareholder
--------------------------------------------------------------------------------
ITAUSA SA
Ticker: ITSA4 Security ID: P5887P427
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Meeting Summary For For Management
2 Approve Minutes of Meeting with For For Management
Exclusion of Shareholder Names
3 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
4 Elect Director and Alternate Appointed None Abstain Shareholder
by Preferred Shareholder
5 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
6 Elect Isaac Berensztejn as Fiscal None For Shareholder
Council Member and Patricia Valente
Stierli as Alternate Appointed by
Preferred Shareholder
--------------------------------------------------------------------------------
ITC LIMITED
Ticker: 500875 Security ID: Y4211T171
Meeting Date: SEP 04, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Nakul Anand as Director For For Management
4 Reelect Rajiv Tandon as Director For For Management
5 Approve S R B C & CO LLP, Chartered For For Management
Accountants as Auditors and Authorize
Board to Fix Their Remuneration
6 Elect Atul Jerath as Director For For Management
7 Elect David Robert Simpson as Director For For Management
8 Reelect Nirupama Rao as Director For For Management
9 Approve Reappointment and Remuneration For For Management
of Nakul Anand as Wholetime Director
10 Approve Reappointment and Remuneration For For Management
of Rajiv Tandon as Wholetime Director
11 Approve Remuneration of P. Raju Iyer, For For Management
Cost Accountant as Cost Auditors
12 Approve Remuneration of S. Mahadevan For For Management
& Co., Cost Accountants as Cost
Auditors
--------------------------------------------------------------------------------
ITC LIMITED
Ticker: 500875 Security ID: Y4211T171
Meeting Date: DEC 19, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
JA SOLAR TECHNOLOGY CO., LTD.
Ticker: 002459 Security ID: Y7163W100
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Repurchase and Cancellation of For For Management
Performance Shares
3 Approve Related Party Transaction For For Management
4 Approve Provision of Guarantee For Against Management
5 Approve to Carry Out Foreign Exchange For For Management
Derivatives Transactions
--------------------------------------------------------------------------------
JA SOLAR TECHNOLOGY CO., LTD.
Ticker: 002459 Security ID: Y7163W100
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Registered Capital For For Management
2 Amend Article of Association For For Management
3 Approve Investment and Construction of For For Management
Baotou Phase III 20GW Lajing and 20GW
Slicing Project
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Financial Statements For For Management
7 Approve Profit Distribution For For Management
8 Approve Annual Report and Summary For For Management
9.1 Approve Cancellation of 103,900 Stock For For Shareholder
Options as well as Repurchase and
Cancellation of 12,000 Performance
Shares
9.2 Approve Cancellation of 100,300 Stock For For Shareholder
Options as well as Repurchase and
Cancellation of 4,900 Performance
Shares
10 Approve Related Party Transaction on For For Management
Major Purchase Agreement
--------------------------------------------------------------------------------
JAFRON BIOMEDICAL CO., LTD.
Ticker: 300529 Security ID: Y417B8109
Meeting Date: JUL 08, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2 Approve Amendments to Articles of For For Management
Association
3 Approve to Adjust the 2017 Stock For For Management
Option Incentive Plan and Relevant
Documents
4 Approve to Adjust the 2019 Stock For For Management
Option Incentive Plan and Relevant
Documents
--------------------------------------------------------------------------------
JAFRON BIOMEDICAL CO., LTD.
Ticker: 300529 Security ID: Y417B8109
Meeting Date: FEB 22, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
4 Approve Repurchase and Cancellation of For For Management
Performance Shares
5 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
JAFRON BIOMEDICAL CO., LTD.
Ticker: 300529 Security ID: Y417B8109
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Determination of Remuneration For For Management
for Non-Independent Directors and
Senior Management Members for 2020 and
Remuneration Plan for 2021
8 Approve Determination of Remuneration For For Management
of Independent Directors for 2020 and
Remuneration Plan for 2021
9 Approve Determination of Remuneration For For Management
of Non-Employee Representative
Supervisors for 2020 and Remuneration
Plan for 2021
10 Approve Determination of Remuneration For For Management
of Employee Representative Supervisors
for 2020 and Remuneration Plan for 2021
11 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
JARIR MARKETING CO.
Ticker: 4190 Security ID: M6185P112
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Remuneration of Directors of For For Management
SAR 2,650,000 for FY 2020
6 Approve Discharge of Directors for FY For For Management
2020
7 Approve Related Party Transactions For For Management
with Kite Arabia Re: Work of
Implementation, Designs and Technical
Consultations
8 Approve Related Party Transactions For For Management
with Kite Arabia Re: Office Rental in
the Jarir Building in Riyadh
9 Approve Related Party Transactions For For Management
with Jarir Commercial Investment
Company Re: Office Rental in the Jarir
Building in Riyadh
10 Approve Related Party Transactions For For Management
with Jarir Commercial Investment
Company Re: Office Rental in the Jarir
Building in Riyadh
11 Approve Related Party Transactions For For Management
with Amwaj Al Dhahran Company Ltd. Re:
Lease Contract for Showroom of Jarir
Bookstore in Dhahran
12 Approve Related Party Transactions For For Management
with Aswaq Almustaqbil Trading Company
Ltd. Re: Lease Contract for Showroom
of Jarir Bookstore in Riyadh
13 Approve Related Party Transactions For For Management
with Jarir Real Estate Company Re:
Office Rental in the Jarir Building in
Riyadh
14 Approve Related Party Transactions For For Management
with Jarir Real Estate Company Re:
Office lease in the Jarir Building in
Riyadh
15 Approve Related Party Transactions For For Management
with Rubeen Al Arabia Company Re:
Lease Contract for Showroom of Jarir
Bookstore in Riyadh
16 Approve Related Party Transactions For For Management
with the Company Reuf Tabuk Ltd. Re:
Lease Contract for Showroom of Jarir
Bookstore in Tabuk
17 Approve Related Party Transactions For For Management
with Sehat Al Sharq Medical Company
Ltd. Re: Rental Contract for a
Residential Building in Al Khobar
18 Approve Related Party Transactions For For Management
with Rubeen Al Arabia Company Re:
Providing Management Operation and
Maintenance Services for Rubeen Plaza
Commercial Complex in Riyadh
19 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
20 Approve Remuneration Policy for For For Management
members of Board, Committees, and
Executive Management
21 Amend Audit Committee Charter For For Management
--------------------------------------------------------------------------------
JASON FURNITURE (HANGZHOU) CO., LTD.
Ticker: 603816 Security ID: Y4255J105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For Against Management
5 Approve Foreign Exchange Forward For For Management
Transactions
6 Approve Comprehensive Credit Line For For Management
Application and Loan
7 Approve Provision of Guarantee For Against Management
8 Approve Use of Idle Funds for Cash For Against Management
Management
9 Approve Provision for Goodwill, For For Management
Intangible Assets and Fixed Assets
Impairment
10 Approve Annual Report and Summary For For Management
11 Approve Profit Distribution For For Management
12 Approve to Appoint Auditor For For Management
13 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
JASON FURNITURE (HANGZHOU) CO., LTD.
Ticker: 603816 Security ID: Y4255J105
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
2 Approve Management Method of Employee For For Management
Share Purchase Plan
3 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
--------------------------------------------------------------------------------
JBS SA
Ticker: JBSS3 Security ID: P59695109
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 19 Re: Audit Committee For For Management
2 Amend Article 5 to Reflect Changes in For For Management
Capital
3 Consolidate Bylaws For For Management
4 Ratify Gelson Luiz Merisio as For For Management
Independent Director
5 Approve Classification of Gilberto For Against Management
Meirelles Xando Baptista as
Independent Director
6 Approve Filing of Lawsuit Against Against For Shareholder
Wesley Mendonca Batista and Joesley
Mendonca Batista for the Damages
Caused to the Company in the Illicit
Acts Confessed in the Awarded
Collaboration Agreements and Other
Agreements
7 Approve Filing of Lawsuit Against Against For Shareholder
Florisvaldo Caetano de Oliveira and
Francisco de Assis e Silva for the
Damages Caused to the Company in the
Illicit Acts Confessed in the Awarded
Collaboration Agreements and Other
Agreements
8 Approve that It Will Be Up to the For Against Management
Company's Management to Evaluate and
Take the Relevant Measures in this
Matter According to the Corporate
Interest, Including Evaluating the
Proposal of New Lawsuits or the
Company's Participation in the CAM
Procedures
--------------------------------------------------------------------------------
JBS SA
Ticker: JBSS3 Security ID: P59695109
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For Against Management
2 Consolidate Bylaws For Against Management
--------------------------------------------------------------------------------
JBS SA
Ticker: JBSS3 Security ID: P59695109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Nine For For Management
4 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
5 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
6.1 Elect Jeremiah Alphonsus OCallaghan as For Against Management
Director
6.2 Elect Jose Batista Sobrinho as Director For Against Management
6.3 Elect Aguinaldo Gomes Ramos Filho as For Against Management
Director
6.4 Elect Alba Pettengill as Independent For For Management
Director
6.5 Elect Gelson Luiz Merisio as For For Management
Independent Director
6.6 Elect Gilberto Meirelles Xando For Against Management
Baptista as Independent Director
6.7 Elect Leila Abraham Loria as For For Management
Independent Director
6.8 Elect Marcio Guedes Pereira Junior as For For Management
Independent Director
6.9 Elect Wesley Mendonca Batista Filho as For Against Management
Director
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jeremiah Alphonsus OCallaghan as
Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Batista Sobrinho as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Aguinaldo Gomes Ramos Filho as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alba Pettengill as Independent
Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gelson Luiz Merisio as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gilberto Meirelles Xando
Baptista as Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Leila Abraham Loria as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Guedes Pereira Junior as
Independent Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Wesley Mendonca Batista Filho as
Director
9 Fix Number of Fiscal Council Members For For Management
at Four (or Five if Separate Minority
Election is Carried Out)
10 As an Ordinary Shareholder, Would You None Abstain Management
Like to Request a Separate Election of
a Member of the Fiscal Council, Under
the Terms of Article 161 of the
Brazilian Corporate Law?
11.1 Elect Adrian Lima Da Hora as Fiscal For Against Management
Council Member and Andre Alcantara
Ocampos as Alternate
11.2 Elect Demetrius Nichele Macei as For Against Management
Fiscal Council Member and Marcos Godoy
Brogiato as Alternate
11.3 Elect Jose Paulo da Silva Filho Fiscal For Against Management
Council Member and Sandro Domingues
Raffai as Alternate
11.4 Elect Roberto Lamb as Fiscal Council For For Management
Member and Orlando Octavio de Freitas
Junior as Alternate
12 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
--------------------------------------------------------------------------------
JCET GROUP CO., LTD.
Ticker: 600584 Security ID: Y4447T102
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report and Summary For For Management
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Report on the Deposit and For For Management
Usage of Raised Funds
6 Approve Application of Comprehensive For For Management
Credit Lines
7 Approve Provision of Guarantee For For Management
8 Approve Use of Idle Own Funds to For Against Management
Purchase Financial Products
9 Approve Adjustment of Allowance of For For Management
Independent Directors
10 Approve Establishment of Wholly-owned For For Management
Subsidiary
11 Approve Report of the Board of For For Management
Supervisors
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
JD HEALTH INTERNATIONAL, INC.
Ticker: 6618 Security ID: G5074A100
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Lijun Xin as Director For For Management
2a2 Elect Lei Xu as Director For For Management
2a3 Elect Sandy Ran Xu as Director For For Management
2a4 Elect Pang Zhang as Director For For Management
2a5 Elect Jiyu Zhang as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
JD.COM, INC.
Ticker: 9618 Security ID: 47215P106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Chinese Name as Dual Foreign For For Management
Name of the Company
2 Amend Memorandum of Association and For For Management
Articles of Association
--------------------------------------------------------------------------------
JG SUMMIT HOLDINGS, INC.
Ticker: JGS Security ID: Y44425117
Meeting Date: OCT 20, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Declaration of a Stock For Against Management
Dividend Equivalent to Five Percent
(5%) of the Total Issued and
Outstanding Shares of the Corporation
2 Approve Amendment of the Articles of For Against Management
Incorporation in Order to Re-Classify
the Preferred Non-Voting Shares into
Preferred Voting Shares and Modify the
Dividend Features of the Preferred
Voting Shares
3 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
JG SUMMIT HOLDINGS, INC.
Ticker: JGS Security ID: Y44425117
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Annual Meeting For For Management
of the Stockholders held on May 14,
2020
2 Approve Minutes of the Special Meeting For For Management
of the Stockholders held on October
20, 2020
3 Approve the Financial Statements for For For Management
the Preceding Year
4.1 Elect James L. Go as Director For For Management
4.2 Elect Lance Y. Gokongwei as Director For For Management
4.3 Elect Lily G. Ngochua as Director For For Management
4.4 Elect Patrick Henry C. Go as Director For For Management
4.5 Elect Johnson Robert G. Go, Jr. as For For Management
Director
4.6 Elect Robina Gokongwei-Pe as Director For For Management
4.7 Elect Cirilo P. Noel as Director For Against Management
4.8 Elect Jose T. Pardo as Director For Against Management
4.9 Elect Renato T. De Guzman as Director For Against Management
4.10 Elect Antonio L. Go as Director For Against Management
4.11 Elect Artemio V. Panganiban as Director For For Management
5 Appoint SyCip Gorres Velayo & Co. as For Against Management
External Auditor
6 Ratify Acts of the Board of Directors For For Management
and Its Committees, Officers and
Management
7 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY COMPANY LIMITED
Ticker: 177 Security ID: Y4443L103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Financial Statements and Audit For For Management
Report
4 Approve Final Accounting Report For For Management
5 Approve Financial Budget Report For Against Management
6 Approve Final Profit Distribution Plan For For Management
and Final Dividend
7 Approve KPMG Huazhen LLP as Auditors For For Management
and Internal Control and Authorize
Board to Fix Their Remuneration
8 Approve Registration and Issuance of For For Management
Ultra-Short-Term Notes and Related
Transactions
9 Approve Registration and Issuance of For For Management
Medium-Term Notes and Related
Transactions
10 Approve Use of Proceeds Raised from For Against Management
Direct Financing to Provide Loans to
Jiangsu Wufengshan Toll Bridge Company
Limited and Related Transactions
11 Approve Use of Proceeds Raised from For For Management
Direct Financing to Provide Loans to
Jiangsu Guangjing Xicheng Expressway
Limited and Related Transactions
12 Approve Renewal of Annual Liability For For Management
Insurance for Directors, Supervisors
and Senior Management and Authorize
Yao Yongjia to Handle the Follow-up
Related Matters
13.1 Elect Sun Xibin as Director and For For Management
Approve the Signing of a Service
Contract with Him
13.2 Elect Cheng Xiaoguang as Director and For For Management
Approve the Signing of a Service
Contract with Him
13.3 Elect Yao Yongjia as Director and For For Management
Approve the Signing of a Service
Contract with Him
13.4 Elect Chen Yanli as Director and For For Management
Approve the Signing of an Appointment
Letter with Him
13.5 Elect Wang Yingjian as Director and For For Management
Approve the Signing of an Appointment
Letter with Him
13.6 Elect Wu Xinhua as Director and For For Management
Approve the Signing of an Appointment
Letter with Him
13.7 Elect Ma Chung Lai, Lawrence as For Against Management
Director and Approve the Signing of an
Appointment Letter with Him
13.8 Elect Li Xiaoyan as Director and For For Management
Approve the Signing of an Appointment
Letter with Her
14.1 Elect Lin Hui as Director and Approve For For Management
the Signing of a Service Contract with
Him
14.2 Elect Zhou Shudong as Director and For For Management
Approve the Signing of a Service
Contract with Him
14.3 Elect Liu Xiaoxing as Director and For For Management
Approve the Signing of a Service
Contract with Him
14.4 Elect Xu Guanghua as Director and For For Management
Approve the Signing of a Service
Contract with Him
14.5 Elect Yu Mingyuan as Director and For For Management
Approve the Signing of a Service
Contract with Him
15.1 Elect Yang Shiwei as Supervisor and For For Management
Approve the Signing of Appointment
Letter with Him
15.2 Elect Ding Guozhen as Supervisor and For For Management
Approve the Signing of Appointment
Letter with Him
15.3 Elect Pan Ye as Supervisor and Approve For For Management
the Signing of Appointment Letter with
Him
--------------------------------------------------------------------------------
JIANGSU HENGLI HYDRAULIC CO., LTD.
Ticker: 601100 Security ID: Y443AC115
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Report of the Independent For For Management
Directors
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
8 Approve Appointment of Auditor For For Management
9 Approve Amendments to Articles of For For Management
Association
10 Approve to Formulate Shareholder For For Management
Return Plan
11 Elect Fang Youtong as Independent For For Management
Director
--------------------------------------------------------------------------------
JIANGSU HENGRUI MEDICINE CO., LTD.
Ticker: 600276 Security ID: Y4446S105
Meeting Date: AUG 18, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
JIANGSU HENGRUI MEDICINE CO., LTD.
Ticker: 600276 Security ID: Y4446S105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report and Summary For For Management
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Auditor and Internal For For Management
Control Auditor as well as Payment of
Remuneration
7 Approve Amendments to Articles of For For Management
Association
8 Approve Repurchase and Cancellation of For For Management
Equity Incentive Stocks
9 Elect Dong Jiahong as Independent For For Management
Director
--------------------------------------------------------------------------------
JIANGSU KING'S LUCK BREWERY JOINT-STOCK CO., LTD.
Ticker: 603369 Security ID: Y444JU106
Meeting Date: NOV 19, 2020 Meeting Type: Special
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association and Amend Rules and
Procedures Regarding Meetings of Board
of Directors
2 Elect Zhang Weiping as Independent For For Shareholder
Director
3 Elect Gu Xiangyue as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
JIANGSU KING'S LUCK BREWERY JOINT-STOCK CO., LTD.
Ticker: 603369 Security ID: Y444JU106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Statements and For For Management
Financial Budget Report
6 Approve Appointment of Auditor For For Management
7 Approve Authorization to Use of Idle For For Management
Own Funds to Purchase
Principal-guaranteed Financial Products
8.1 Elect Liu Jiarong as Director For For Shareholder
8.2 Elect Yan Yunxia as Director For For Shareholder
--------------------------------------------------------------------------------
JIANGSU SHAGANG CO., LTD.
Ticker: 002075 Security ID: Y26824113
Meeting Date: SEP 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Daily Related For For Management
Party Transaction
2 Approve Comprehensive Credit Line For For Management
Application
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
6 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
7 Approve Implementing Rules for For For Management
Cumulative Voting System
8 Amend Working System for Independent For For Management
Directors
--------------------------------------------------------------------------------
JIANGSU SHAGANG CO., LTD.
Ticker: 002075 Security ID: Y26824113
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jia Yan as Non-Independent For For Management
Director
2 Approve Appointment of Financial For For Management
Auditor
--------------------------------------------------------------------------------
JIANGSU SHAGANG CO., LTD.
Ticker: 002075 Security ID: Y26824113
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For Against Management
Acquisition by Cash and Issuance of
Shares as well as Raising Supporting
Funds
2.1 Approve Counterparties For Against Management
2.2 Approve Target Asset For Against Management
2.3 Approve Pricing Principles and For Against Management
Transaction Prices
2.4 Approve Payment Manner For Against Management
2.5 Approve Cash Payment Arrangement For Against Management
2.6 Approve Type and Par Value For Against Management
2.7 Approve Issue Manner and Subscription For Against Management
Method
2.8 Approve Target Subscribers For Against Management
2.9 Approve Pricing Reference Date, For Against Management
Pricing Basis and Issue Price
2.10 Approve Issue Size For Against Management
2.11 Approve Lock-up Period Arrangement For Against Management
2.12 Approve Listing Location For Against Management
2.13 Approve Transitional Profit and Loss For Against Management
Arrangements
2.14 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.15 Approve Contractual Obligations and For Against Management
Responsibilities Regarding the
Transfer of Ownership of Related Assets
2.16 Approve Profit Commitment and For Against Management
Compensation Arrangements
2.17 Approve Resolution Validity Period For Against Management
2.18 Approve Issue Type and Par Value For Against Management
2.19 Approve Issue Manner For Against Management
2.20 Approve Target Parties For Against Management
2.21 Approve Issue Price and Pricing Basis For Against Management
2.22 Approve Amount of Raising Supporting For Against Management
Funds and Number of Shares Issued
2.23 Approve Lock-up Period Arrangement For Against Management
2.24 Approve Listing Location For Against Management
2.25 Approve Usage of Raised Funds For Against Management
2.26 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.27 Approve Resolution Validity Period For Against Management
3 Approve Transaction Constitutes as For Against Management
Related Party Transaction
4 Approve Transaction Constitutes as For Against Management
Major Asset Restructure
5 Approve Transaction Does Not Comply For Against Management
with Article 13 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
6 Approve Transaction Complies with For Against Management
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
7 Approve Transaction Complies with For Against Management
Article 11 and 43 of the
Administrative Measures for the
Material Asset Reorganizations of
Listed Companies
8 Approve Report (Draft) and Summary on For Against Management
Company's Acquisition by Cash and
Issuance of Shares as well as Raising
Supporting Funds and Related Party
Transactions
9 Approve Relevant Audit Reports, For Against Management
Evaluation Reports and Pro Forma
Financial Reports
10 Approve Signing of Conditional Asset For Against Management
Purchase Agreement and Profit
Compensation Agreement
11 Approve Stock Price Volatility For Against Management
Achieves the Standard of Article 5
Notice on Regulating the Information
Disclosure of Listed Companies and the
Behavior of Related Parties
12 Approve Basis and Fairness of Price of For Against Management
the Transaction
13 Approve Independence of Appraiser, the For Against Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
14 Approve Completeness and Compliance of For Against Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
15 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
16 Approve Authorization of Board to For Against Management
Handle All Related Matters
17 Approve Appointment of Intermediary For Against Management
Agencies for Major Asset Restructure
18 Approve Issuance of Shares to Purchase For Against Management
Assets and Raising Supporting Funds
and Adjustment of Related Transaction
Plan Constitutes as Major Adjustment
to Restructuring Plan
19 Approve Relevant Entities Does Not For Against Management
Participate in Major Asset Restructure
of Listed Companies and Does Not Have
Article 13 of Strengthening the
Supervision over Abnormal Stock
Trading Related to the Material Asset
Reorganizations of Listed Companies
--------------------------------------------------------------------------------
JIANGSU SHAGANG CO., LTD.
Ticker: 002075 Security ID: Y26824113
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Use of Idle Own Funds for For Against Management
Investment in Financial Products
7 Approve Adjustment of Allowance of For For Management
Independent Directors
8 Approve Estimated Related Party For For Management
Transaction
9 Approve Credit Line Application For For Management
--------------------------------------------------------------------------------
JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD.
Ticker: 002304 Security ID: Y444AE101
Meeting Date: FEB 23, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Liandong as For For Management
Non-Independent Director
1.2 Elect Zhong Yu as Non-Independent For For Management
Director
1.3 Elect Li Minfu as Non-Independent For For Management
Director
1.4 Elect Wang Kai as Non-Independent For For Management
Director
1.5 Elect Liu Huashuang as Non-Independent For For Management
Director
1.6 Elect Cong Xuenian as Non-Independent For For Management
Director
1.7 Elect Zhou Xinhu as Non-Independent For For Management
Director
2.1 Elect Zhao Shuming as Independent For For Management
Director
2.2 Elect Nie Yao as Independent Director For For Management
2.3 Elect Lu Guoping as Independent For For Management
Director
2.4 Elect Mao Lingxiao as Independent For For Management
Director
3.1 Elect Xu Youheng as Supervisor For For Management
3.2 Elect Xu Lili as Supervisor For For Management
3.3 Elect Chen Taisong as Supervisor For For Management
--------------------------------------------------------------------------------
JIANGSU YANGHE BREWERY JOINT-STOCK CO., LTD.
Ticker: 002304 Security ID: Y444AE101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Use of Funds for Financial For Against Management
Products
8 Approve Adjustment to Allowance of For For Management
Independent Directors
--------------------------------------------------------------------------------
JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD.
Ticker: 002223 Security ID: Y4449E103
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wu Qun as Non-independent For For Management
Director
1.2 Elect Zhao Shuai as Non-independent For For Management
Director
1.3 Elect Wang Lihua as Non-independent For For Management
Director
1.4 Elect Zheng Hongzhe as Non-independent For For Management
Director
1.5 Elect Chen Jianjun as Non-independent For For Management
Director
1.6 Elect Wang Ruijie as Non-independent For For Management
Director
2.1 Elect Yu Chun as Independent Director For For Management
2.2 Elect Wang Qianhua as Independent For For Management
Director
2.3 Elect Wan Suiren as Independent For For Management
Director
3.1 Elect Lv Yingfang as Supervisor For For Management
3.2 Elect Yu Xiongfeng as Supervisor For For Management
3.3 Elect Zhang Jinyan as Supervisor For For Management
3.4 Elect Ruan Lingbin as Supervisor For For Management
--------------------------------------------------------------------------------
JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD.
Ticker: 002223 Security ID: Y4449E103
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Completed and Termination of For For Management
Fund-raising Investment Project and
Use Its Remaining Raised Funds to
Replenish Working Capital
2 Approve Amendments to Articles of For For Management
Association
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Approve Adjustment to Allowance of For For Management
Independent Directors
--------------------------------------------------------------------------------
JIANGSU YUYUE MEDICAL EQUIPMENT & SUPPLY CO., LTD.
Ticker: 002223 Security ID: Y4449E103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: JUL 20, 2020 Meeting Type: Special
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Loan For Against Management
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: SEP 02, 2020 Meeting Type: Special
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
2 Approve Loan Provision For For Management
3 Approve Related Party Transaction in For For Management
Connection to Investment in Qingdao
Maorun Equity Investment Partnership
(Limited Partnership)
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
2 Approve Loan Provision For For Management
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Address For For Management
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Authorization Matters Related For For Management
to Financial Assistance
2 Approve Authorization of Daily Related For For Management
Party Transactions
3 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition and For For Management
Co-Investment
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: FEB 23, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Provision of Guarantees to For For Management
Shenyang Zhongnan Yisheng Real Estate
Development Co., Ltd, Hangzhou
Tengyang Enterprise Management Co.,
Ltd and Nantong Haiyue Real Estate
Development Co., Ltd
1.2 Approve Provision of Guarantees to For For Management
Dingzhou Jintai Enterprise Management
Co., Ltd
1.3 Approve Provision of Guarantees to For Against Management
Jiangsu Ganglong Huayang Real Estate
Co., Ltd
1.4 Approve Provision of Guarantees to For Against Management
Shandong Zhinan Bang Education and
Culture Consulting Co., Ltd
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: APR 20, 2021 Meeting Type: Special
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Zibo Jinmei For For Management
Real Estate Co., Ltd and Related Party
Transactions
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
JIANGSU ZHONGNAN CONSTRUCTION GROUP CO., LTD.
Ticker: 000961 Security ID: Y4451G103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Report For For Management
4 Approve Profit and Dividend For For Management
Distribution Plan
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve Annual Report and Summary For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Authorization of Entrusted For Against Management
Asset Management
9 Approve Provision of Guarantee For For Management
10.1 Elect Hou Qicai as Director For For Management
--------------------------------------------------------------------------------
JIANGSU ZHONGTIAN TECHNOLOGY CO., LTD.
Ticker: 600522 Security ID: Y444E8100
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For Against Management
2 Approve Additional Related Party For For Management
Transactions
--------------------------------------------------------------------------------
JIANGSU ZHONGTIAN TECHNOLOGY CO., LTD.
Ticker: 600522 Security ID: Y444E8100
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Annual Report Summary For For Management
5 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
6 Approve Report of the Independent For For Management
Directors
7 Approve Internal Control Evaluation For For Management
Report
8 Approve Financial Statements For For Management
9 Approve Profit Distribution Plan For For Management
10 Approve Appointment of Auditor For For Management
11 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
12 Approve Estimate Related Party For For Management
Transaction
13 Approve Guarantee Provision for the For Against Management
Comprehensive Credit Lines Applied by
Controlled Subsidiary
14 Approve Spin-off of Subsidiary in For For Management
Accordance with Relevant Laws and
Regulations
15.1 Approve Listing Exchange For For Management
15.2 Approve Issue Type For For Management
15.3 Approve Share Par Value For For Management
15.4 Approve Issue Amount and Upper Limit For For Management
15.5 Approve Target Subscribers For For Management
15.6 Approve Issue Time For For Management
15.7 Approve Issue Manner For For Management
15.8 Approve Basis of Pricing For For Management
15.9 Approve Underwriting Manner For For Management
15.10 Approve Use of Proceeds For For Management
15.11 Approve Other Matter Related to the For For Management
Issuance
16 Approve Spin-off of Zhongtian For For Management
Technology Submarine Cable Co., Ltd to
be Listed on the SSE STAR Market
17 Approve Transaction Complies with For For Management
Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing
18 Approve Transaction is Conducive to For For Management
Safeguarding the Legal Rights and
Interests of Shareholders and Creditors
19 Approve Proposal on the Company's For For Management
Independence and Sustainability
20 Approve Subsidiary's Corresponding For For Management
Standard Operational Ability
21 Approve Explanation of the For For Management
Completeness, Compliance and Validity
of Legal Documents Submitted in the
Spin-off
22 Approve Purpose, Commercial For For Management
Rationality, Necessity and Feasibility
Analysis of Spin-off
23 Approve Authorization of the Board to For For Management
Handle Matters on Spin-off
24 Approve Changes in Registered Capital For For Management
25 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
JIANGXI COPPER COMPANY LIMITED
Ticker: 358 Security ID: Y4446C100
Meeting Date: SEP 04, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Corporate Bonds For For Management
and Related Transactions
--------------------------------------------------------------------------------
JIANGXI COPPER COMPANY LIMITED
Ticker: 358 Security ID: Y4446C100
Meeting Date: DEC 07, 2020 Meeting Type: Special
Record Date: NOV 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supply and Services Agreement For For Management
I, Annual Caps and Related Transactions
2 Approve Supply and Services Agreement For For Management
II, Annual Caps and Related
Transactions
3 Approve Land Use Rights Leasing For For Management
Agreement and Related Transactions
--------------------------------------------------------------------------------
JIANGXI COPPER COMPANY LIMITED
Ticker: 358 Security ID: Y4446C100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
3 Amend Rules and Procedures Regarding For For Management
Meetings of Independent Directors
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Supervisory For For Management
Committee
6 Approve Audited Financial Report and For For Management
Annual Report and Its Summary
7 Approve Profit Distribution For For Management
8 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic and Internal Auditors and
Ernst & Young as Overseas Auditors and
Authorize Board to Fix Their
Remuneration
9 Approve Remuneration Scheme of For For Management
Directors
10 Approve Remuneration Scheme of For For Management
Supervisors
11.1 Elect Zheng Gaoqing as Director For For Shareholder
11.2 Elect Wang Bo as Director For For Shareholder
11.3 Elect Gao Jian-min as Director For For Shareholder
11.4 Elect Liang Qing as Director For For Shareholder
11.5 Elect Liu Fangyun as Director For For Shareholder
11.6 Elect Yu Tong as Director For For Shareholder
12.1 Elect Liu Erh Fei as Director For For Shareholder
12.2 Elect Liu Xike as Director For For Shareholder
12.3 Elect Zhu Xingwen as Director For For Shareholder
12.4 Elect Wang Feng as Director For For Shareholder
13.1 Elect Guan Yongmin as Supervisor For For Shareholder
13.2 Elect Wu Donghua as Supervisor For For Shareholder
13.3 Elect Zhang Jianhua as Supervisor For For Shareholder
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO., LTD.
Ticker: 002157 Security ID: Y4448A102
Meeting Date: JUL 15, 2020 Meeting Type: Special
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For Against Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For Against Management
2.2 Approve Issue Manner and Issue Time For Against Management
2.3 Approve Target Subscribers and For Against Management
Subscription Method
2.4 Approve Issue Price and Pricing For Against Management
Principle
2.5 Approve Issue Size For Against Management
2.6 Approve Lock-up Period For Against Management
2.7 Approve Listing Exchange For Against Management
2.8 Approve Amount and Usage of Raised For Against Management
Funds
2.9 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For Against Management
3 Approve Plan on Private Placement of For Against Management
Shares
4 Approve Feasibility Analysis Report on For Against Management
the Use of Proceeds
5 Approve Signing of Conditional Share For Against Management
Subscription Agreement
6 Approve Related Party Transactions in For Against Management
Connection to Private Placement
7 Approve Signing of Conditional For Against Management
Strategic Cooperation Agreement
8 Approve Signing of Conditional Share For Against Management
Subscription Agreement with Strategic
Investors
9 Approve Authorization of Board to For Against Management
Handle All Related Matters
10 Approve White Wash Waiver and Related For Against Management
Transactions
11 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
12 Approve Additional Guarantee Provision For For Management
Plan
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO., LTD.
Ticker: 002157 Security ID: Y4448A102
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lin Feng as Non-independent For For Shareholder
Director
2 Approve Repurchase and Cancellation of For For Management
2017, 2018, 2019 Performance Shares
3 Approve Acquisition by Wholly-owned For For Management
Subsidiary
4 Approve Repurchase and Cancellation of For For Management
2018, 2019 Performance Shares
5 Approve Issuance of Overseas Bonds of For For Management
Wholly-owned Subsidiary
6 Approve Authorization of the Board on For For Management
Issuance of Overseas Bonds
7 Approve Provision of Guarantee for For For Management
Issuance of Overseas Bonds
8 Approve Commodity Futures Hedging For For Management
Business
9 Approve Special Report on the Usage of For For Management
Previously Raised Funds
10 Approve Additional Guarantee for For For Shareholder
Subsidiary
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO., LTD.
Ticker: 002157 Security ID: Y4448A102
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Amend Articles of Association For For Management
3 Approve Provision of Guarantee For For Shareholder
4 Approve Related Party Transactions For For Shareholder
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO., LTD.
Ticker: 002157 Security ID: Y4448A102
Meeting Date: DEC 14, 2020 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO., LTD.
Ticker: 002157 Security ID: Y4448A102
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Employee For For Management
Share Purchase Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Daily Related Party For For Shareholder
Transactions with Ultimate Controller
5 Approve Daily Related Party For For Shareholder
Transactions with Associate Company
6 Approve External Guarantee For Against Shareholder
7 Approve Loan For For Shareholder
8 Approve Total Loan Amount and For Against Shareholder
Authorization
9 Amend Articles of Association For For Shareholder
10 Approve Business Partner Plan For Against Shareholder
11 Approve Management Method of Business For Against Shareholder
Partner Plan
12 Approve Authorization of Board to For Against Shareholder
Handle All Related Matters
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO., LTD.
Ticker: 002157 Security ID: Y4448A102
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Shareholder
Options and Performance Share
Incentive Plan
2 Approve Methods to Assess the For For Shareholder
Performance of Plan Participants
3 Approve Authorization of the Board to For For Shareholder
Handle All Related Matters
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO., LTD.
Ticker: 002157 Security ID: Y4448A102
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Increase Amount of Guarantees For For Management
to Subsidiaries
--------------------------------------------------------------------------------
JIANGXI ZHENGBANG TECHNOLOGY CO., LTD.
Ticker: 002157 Security ID: Y4448A102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Capital Injection Agreement For For Management
8 Approve Company's Eligibility for For For Management
Issuance of Green Bonds
9 Approve Issuance of Green Bonds For For Management
10 Approve Authorization of the Board to For For Management
Handle All Matters Related to Issuance
of Green Bonds
11 Approve Issuance of Commercial Papers For For Management
12 Approve Authorization of the Board to For For Management
Handle All Matters Related to Issuance
of Commercial Papers
13 Approve Additional Guarantee For Against Shareholder
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: JUL 16, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Corporate Bonds
2.1 Approve Issue Size For For Management
2.2 Approve Issue Time and Manner For For Management
2.3 Approve Issue Period and Type For For Management
2.4 Approve Use of Proceeds For For Management
2.5 Approve Bond Coupon Rate and Method of For For Management
Determination
2.6 Approve Target Subscribers For For Management
2.7 Approve Terms of Redemption or Terms For For Management
of Sell-Back
2.8 Approve Guarantor and Guarantee Method For For Management
2.9 Approve Listing Exchange For For Management
2.10 Approve Safeguard Measures of Debts For For Management
Repayment
2.11 Approve Resolution Validity Period For For Management
3 Approve Authorization of Board to For For Management
Handle All Related Matters
4 Approve Additional Guarantee For For Management
5 Approve Use of Surplus Funds of For For Management
Subsidiary by the Company and its
Partners According to Shareholding
Equity
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: AUG 19, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Guarantee Provision For For Management
Plan
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Offshore USD Bonds For For Management
2 Approve Authorization of the Board to For For Management
Handle All Related Matters to Offshore
USD Bonds
3 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Guarantee Provision For For Management
Plan
2 Approve Transfer of the Surplus Funds For For Management
of the Controlled Subsidiary According
to the Equity Ratio
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Guarantee For For Management
2 Amend Management System for Providing For For Management
External Guarantees
3 Amend Related-Party Transaction For For Management
Management System
4 Amend Major Investment Decision For For Management
Management System
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: DEC 16, 2020 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Guarantee For For Management
2 Approve Use of Surplus Funds of For For Management
Subsidiary by the Company and its
Partners According to Their
Shareholding
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: JAN 14, 2021 Meeting Type: Special
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of Guarantee for For For Management
Participation in Real Estate Project
Company and New Guarantee
2 Approve Use of Surplus Funds of For For Management
Subsidiary by the Company and its
Partners According to Shareholding
Equity
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhou Da as Non-Independent For For Shareholder
Director
1.2 Elect Liu Jing as Non-Independent For For Shareholder
Director
1.3 Elect Yang Chengjun as Non-Independent For For Shareholder
Director
1.4 Elect Yang Liu as Non-Independent For For Shareholder
Director
2.1 Elect Zhu Ning as Independent Director For For Shareholder
2.2 Elect Wang Wen as Independent Director For For Shareholder
2.3 Elect Hu Yuntong as Independent For For Shareholder
Director
3.1 Elect Liu Zhonghai as Supervisor For For Shareholder
3.2 Elect Liang Zhongtai as Supervisor For For Shareholder
4 Approve Increase the Guarantee Limit For For Management
for the Financing of Company and
Controlled Subsidiaries
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase Guarantee Limit for For For Management
Companies Participating in Real Estate
Projects
2 Approve Transfer of Surplus Funds in For For Management
Subsidiary in Proportion to Equity
3 Approve Provision of Shareholder Loans For For Management
to Real Estate Project Companies in
Proportion to Equity
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: APR 02, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Guarantee For For Management
2 Approve Use of Surplus Funds of For For Management
Subsidiary by the Company and its
Partners According to Their
Shareholding
--------------------------------------------------------------------------------
JINKE PROPERTY GROUP CO., LTD.
Ticker: 000656 Security ID: Y4463Q107
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Remuneration of Chairman of For For Management
the Board
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Financial and For For Management
Internal Control Auditor
8 Approve Additional Guarantee For For Shareholder
9 Approve Use of Surplus Funds of For For Shareholder
Subsidiary by the Company and its
Partners According to Their
Shareholding
10 Approve Supply Chain Asset-backed For For Shareholder
Securities Business
11 Approve Company's Eligibility for For For Shareholder
Issuance of Debt Financing Instruments
12.1 Approve Issue Size For For Shareholder
12.2 Approve Issue Time and Manner For For Shareholder
12.3 Approve Issue Period and Type For For Shareholder
12.4 Approve Use of Proceeds For For Shareholder
12.5 Approve Issuance Cost For For Shareholder
12.6 Approve Resolution Validity Period For For Shareholder
13 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
--------------------------------------------------------------------------------
JINXIN FERTILITY GROUP LTD.
Ticker: 1951 Security ID: G5140J101
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Geng Lihong as Director For For Management
2B Elect Hu Zhe as Director For For Management
2C Elect Yan Xiaoqing as Director For For Management
2D Elect Chong Yat Keung as Director For For Management
2E Elect Lim Haw Kuang as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
JINYU BIO-TECHNOLOGY CO., LTD.
Ticker: 600201 Security ID: Y4085H105
Meeting Date: SEP 03, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Purpose of Plan For Against Management
1.2 Approve Basis and Scope of Incentive For Against Management
Objects
1.3 Approve Number and Distribution of the For Against Management
Underlying Stocks of this Incentive
Plan
1.4 Approve Validity Period, Grant Date, For Against Management
Lock-up Period, Lift-off Period and
Lock-up Period of this incentive plan
1.5 Approve Grant Price and its For Against Management
Determination Method
1.6 Approve Conditions for Granting and For Against Management
Lifting of Restrictions on Sales
1.7 Approve Adjustment Methods and For Against Management
Procedures
1.8 Approve Accounting Treatment Method For Against Management
1.9 Approve Change and Termination For Against Management
Procedures
1.10 Approve Rights and Obligation of For Against Management
Company and Incentive Object
1.11 Approve How to Implement the For Against Management
Restricted Stock Incentive Plan When
There Are Changes for the Company and
Incentive Objects
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
4 Approve Change in Business Scope For For Management
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
JINYU BIO-TECHNOLOGY CO., LTD.
Ticker: 600201 Security ID: Y4085H105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Finance Work Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Report of the Independent For For Management
Directors
7 Approve Provision of Guarantee For Against Management
8 Approve to Appoint Auditor For For Management
9 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
JIUGUI LIQUOR CO., LTD.
Ticker: 000799 Security ID: Y37688101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
JIUMAOJIU INTERNATIONAL HOLDINGS LTD.
Ticker: 9922 Security ID: G5141L105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Dividend
3 Elect Guan Yihong as Director For For Management
4 Elect He Chengxiao as Director For For Management
5 Elect Deng Tao as Director For For Management
6 Elect Tang Zhihui as Director For For Management
7 Elect Zhu Rui as Director For For Management
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
JOINTOWN PHARMACEUTICAL GROUP CO., LTD.
Ticker: 600998 Security ID: Y444BD102
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary on Employee For Against Management
Share Purchase Plan
2 Approve Management System of Employee For Against Management
Share Purchase Plan
3 Approve Authorization of the Board to For Against Management
Handle All Matters Related to Employee
Share Purchase Plan
4 Approve Increase in Application of For For Management
Comprehensive Credit Lines
5 Approve Guarantee Provision Plan For Against Management
--------------------------------------------------------------------------------
JOINTOWN PHARMACEUTICAL GROUP CO., LTD.
Ticker: 600998 Security ID: Y444BD102
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Registered Capital, For For Management
Business Scope and Amendments to
Articles of Association
2.1 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
2.2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
3.1 Elect Liu Zhaonian as Non-independent For For Shareholder
Director
3.2 Elect Liu Dengpan as Non-independent For For Shareholder
Director
3.3 Elect Gong Yihua as Non-independent For For Shareholder
Director
3.4 Elect Liu Changyun as Non-independent For For Shareholder
Director
3.5 Elect Liu Yichang as Non-independent For For Shareholder
Director
3.6 Elect Wang Qi as Non-independent For For Shareholder
Director
3.7 Elect Wu Xuesong as Non-independent For For Shareholder
Director
4.1 Elect Zeng Xiangquan as Independent For For Management
Director
4.2 Elect Ai Hua as Independent Director For For Management
4.3 Elect Tang Guliang as Independent For For Management
Director
4.4 Elect Lu Yindi as Independent Director For For Management
5.1 Elect Wen Xumin as Supervisor For For Shareholder
5.2 Elect Liu Zhifeng as Supervisor For For Shareholder
--------------------------------------------------------------------------------
JOINTOWN PHARMACEUTICAL GROUP CO., LTD.
Ticker: 600998 Security ID: Y444BD102
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application for Comprehensive For For Management
Credit Plans
2 Approve Application of Comprehensive For Against Management
Credit Lines and Guarantee Provision
3 Approve Issuance of Accounts For For Management
Receivable Asset Securitization
Products
4 Approve Use Temporary Idle Funds to For Against Management
Entrust Financial Management
5 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
JOINTOWN PHARMACEUTICAL GROUP CO., LTD.
Ticker: 600998 Security ID: Y444BD102
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve Appointment of Auditor For For Management
9.1 Approve Remuneration of Directors and For For Management
Senior Management
9.2 Approve Remuneration of Supervisors For For Management
10 Amend Related-party Transaction For Against Management
Decision-making System
--------------------------------------------------------------------------------
JOLLIBEE FOODS CORPORATION
Ticker: JFC Security ID: Y4466S100
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Previous Meeting For For Management
2 Approve 2019 Audited Financial For For Management
Statements and Annual Report
3 Ratify Actions by the Board of For For Management
Directors and Officers of the
Corporation
4.1 Elect Tony Tan Caktiong as Director For For Management
4.2 Elect William Tan Untiong as Director For Against Management
4.3 Elect Ernesto Tanmantiong as Director For For Management
4.4 Elect Joseph Tanbuntiong as Director For Against Management
4.5 Elect Ang Cho Sit as Director For Against Management
4.6 Elect Antonio Chua Poe Eng as Director For Against Management
4.7 Elect Artemio V. Panganiban as Director For Against Management
4.8 Elect Cezar P. Consing as Director For Against Management
4.9 Elect Cesar V. Purisima as Director For For Management
5 Appoint External Auditors For For Management
6 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
JOLLIBEE FOODS CORPORATION
Ticker: JFC Security ID: Y4466S100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Previous Meeting For For Management
2 Approve 2020 Audited Financial For For Management
Statements and Annual Report
3 Ratify Actions by the Board of For For Management
Directors and Officers of the
Corporation
4 Approve Amendments to Article Two of For For Management
the Articles of Incorporation
5 Approve Amendments to Article Seven of For Against Management
the Articles of Incorporation to
Reclassify and Divide the Authorized
Capital Stock of the Corporation
6 Approve Shelf Registration and Listing For Against Management
of 20 Million Preferred Shares and
Initial Offer and Issuance of Up to 12
Million Preferred Shares
7.1 Elect Tony Tan Caktiong as Director For For Management
7.2 Elect William Tan Untiong as Director For For Management
7.3 Elect Ernesto Tanmantiong as Director For For Management
7.4 Elect Ang Cho Sit as Director For For Management
7.5 Elect Antonio Chua Poe Eng as Director For For Management
7.6 Elect Artemio V. Panganiban as Director For For Management
7.7 Elect Cesar V. Purisima as Director For For Management
7.8 Elect Kevin Goh as Director For For Management
7.9 Elect Chong Ee Rong as Director For For Management
8 Appoint External Auditors For For Management
9 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD.
Ticker: 600872 Security ID: Y9889J108
Meeting Date: SEP 08, 2020 Meeting Type: Special
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Amend Related Party Transaction For For Management
Management System
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Amend Working System for Independent For For Management
Directors
--------------------------------------------------------------------------------
JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD.
Ticker: 600872 Security ID: Y9889J108
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Profit Distribution For For Management
4 Approve to Appoint Auditor For For Management
5 Approve Shareholder Return Plan For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Repurchase of the Company's For For Shareholder
Shares
--------------------------------------------------------------------------------
JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD.
Ticker: 600872 Security ID: Y9889J108
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect He Hua as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
JONJEE HI-TECH INDUSTRIAL & COMMERCIAL HOLDING CO., LTD.
Ticker: 600872 Security ID: Y9889J108
Meeting Date: JUN 16, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Gang as Independent Director For For Management
--------------------------------------------------------------------------------
JSW STEEL LIMITED
Ticker: 500228 Security ID: Y44680158
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend on 0.01 Percent For For Management
Cumulative Redeemable Preference Shares
3 Approve Dividend on Equity Shares For For Management
4 Reelect Vinod Nowal as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
6 Reelect Malay Mukherjee as Director For For Management
7 Reelect Haigreve Khaitan as Director For For Management
8 Approve Reappointment and Remuneration For For Management
of Seshagiri Rao M.V.S. as Whole-time
Director Designated as Jt. Managing
Director and Group CFO
9 Approve Issuance of Specified For For Management
Securities to Qualified Institutional
Buyers
10 Approve Issuance of Foreign Currency For For Management
Convertible Bonds / Global Depository
Receipts / American Depository
Receipts/ Warrants and/or Other
Instruments Convertible into Equity
Shares
--------------------------------------------------------------------------------
JUBILANT FOODWORKS LIMITED
Ticker: 533155 Security ID: Y4493W108
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Shamit Bhartia as Director For Against Management
3 Reelect Aashti Bhartia as Director For For Management
4 Approve Jubilant FoodWorks General For For Management
Employee Benefits Scheme 2020
5 Approve Extension of Benefits of For For Management
Jubilant FoodWorks General Employee
Benefits Scheme 2020 to Employees of
Holding Company and Subsidiary
Companies of the Company
--------------------------------------------------------------------------------
JUEWEI FOOD CO., LTD.
Ticker: 603517 Security ID: Y446FS100
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
5 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
6 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
7 Amend Management System of Raised Funds For Against Management
8 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
JUEWEI FOOD CO., LTD.
Ticker: 603517 Security ID: Y446FS100
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Annual Report and Summary For For Management
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve Application of Bank Credit For For Management
Lines
9 Approve Extension of Raised Funds For For Management
Investment Projects for Convertible
Bonds
10 Approve Use of Raised Funds for Cash For For Management
Management
--------------------------------------------------------------------------------
JUMBO SA
Ticker: BELA Security ID: X4114P111
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Receive Audit Committee's Activity None None Management
Report
3 Ratify Previously Approved Decision on For For Management
Distribution of Special Dividend
4 Approve Allocation of Income and For For Management
Non-Distribution of Dividends
5 Approve Management of Company and For For Management
Grant Discharge to Auditors
6 Approve Remuneration of Certain Board For For Management
Members
7 Approve Auditors and Fix Their For For Management
Remuneration
8 Advisory Vote on Remuneration Report For For Management
9 Approve Suitability Policy for For For Management
Directors
10 Approve Remuneration Policy For For Management
11 Allow Shareholder Meetings to be Held For For Management
in Virtual-Only Format
12 Elect Directors (Bundled) For Against Management
13 Approve Type and Term of Office of the For For Management
Audit Committee
--------------------------------------------------------------------------------
KAISA GROUP HOLDINGS LTD.
Ticker: 1638 Security ID: G52132100
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Payment of the Interim For For Management
Dividend Out of the Share Premium
Account
--------------------------------------------------------------------------------
KAISA GROUP HOLDINGS LTD.
Ticker: 1638 Security ID: G52132100
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Kwok Ying Shing as Director For For Management
4 Elect Rao Yong as Director For For Management
5 Elect Zhang Yizhao as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve Grant Thornton Hong Kong For For Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KAKAO CORP.
Ticker: 035720 Security ID: Y4519H119
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Business Objectives)
2.2 Amend Articles of Incorporation For For Management
(Amendments Relating to Fiscal Year
End)
2.3 Amend Articles of Incorporation For For Management
(Amendments Relating to Audit
Committee)
2.4 Amend Articles of Incorporation For For Management
(Miscellaneous)
2.5 Amend Articles of Incorporation (Stock For For Management
Split)
3.1 Elect Choi Se-jung as Outside Director For For Management
3.2 Elect Cho Kyu-jin as Outside Director For For Management
3.3 Elect Park Sae-rom as Outside Director For For Management
4 Elect Yun Seok as Outside Director to For For Management
Serve as an Audit Committee Member
5.1 Elect Choi Se-jung as a Member of For For Management
Audit Committee
5.2 Elect Cho Kyu-jin as a Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
7 Approve Stock Option Grants For For Management
8 Approve Split-Off Agreement For For Management
--------------------------------------------------------------------------------
KANGWON LAND, INC.
Ticker: 035250 Security ID: Y4581L105
Meeting Date: AUG 14, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kim Nak-hoe as Outside Director For For Management
1.2 Elect Park Mi-ock as Outside Director For For Management
2.1 Elect Kim Nak-hoe as a Member of Audit For For Management
Committee
3 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
KANGWON LAND, INC.
Ticker: 035250 Security ID: Y4581L105
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ko Gwang-pil as Inside Director For For Management
--------------------------------------------------------------------------------
KANGWON LAND, INC.
Ticker: 035250 Security ID: Y4581L105
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Park Gwang-hui as Inside Director For Against Management
1.2 Elect Sim Gyu-ho as Inside Director For For Management
2 Elect Choi Gyeong-sik as Outside For For Management
Director
3 Elect Kim Ju-il as Director to Serve For For Management
as an Audit Committee Member
--------------------------------------------------------------------------------
KANGWON LAND, INC.
Ticker: 035250 Security ID: Y4581L105
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Lee Sam-geol as CEO For For Management
3.1 Elect Kim Tae-ho as Outside Director For For Management
3.2 Elect Lee Sang-jin as Outside Director For For Management
3.3 Elect Han Min-ho as Outside Director For For Management
4 Elect Jang Gyeong-jae as Outside For For Management
Director
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
KANGWON LAND, INC.
Ticker: 035250 Security ID: Y4581L105
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kim Young-su as Inside Director For For Management
2 Elect Kim Young-su as a Member of For For Management
Audit Committee
3 Elect Lee Gwan-hyeong as Outside For For Management
Director
--------------------------------------------------------------------------------
KASIKORNBANK PUBLIC CO. LTD.
Ticker: KBANK Security ID: Y4591R118
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operations Report None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Kobkarn Wattanavrangkul as For For Management
Director
4.2 Elect Sujitpan Lamsam as Director For For Management
4.3 Elect Pipit Aneaknithi as Director For For Management
4.4 Elect Pipatpong Poshyanonda as Director For For Management
4.5 Elect Wiboon Khusakul as Director For For Management
5 Elect Suroj Lamsam as Director For For Management
6 Approve Names and Number of Directors For For Management
Who Have Signing Authority
7 Approve Remuneration of Directors For For Management
8 Approve KPMG Phoomchai Audit Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
9 Amend Articles of Association For For Management
10 Other Business None None Management
--------------------------------------------------------------------------------
KB FINANCIAL GROUP, INC.
Ticker: 105560 Security ID: Y46007103
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yoon Jong Kyoo as Inside Director For For Management
2 Elect Hur Yin as Non-Independent For For Management
Non-Executive Director
3 Elect Yun Sun-jin as Outside Director Against Against Shareholder
- Shareholder Proposal
4 Elect Ryu Young-jae as Outside Against Against Shareholder
Director - Shareholder Proposal
--------------------------------------------------------------------------------
KB FINANCIAL GROUP, INC.
Ticker: 105560 Security ID: Y46007103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Stuart B. Solomon as Outside For For Management
Director
2.2 Elect Sonu Suk Ho as Outside Director For For Management
2.3 Elect Choi Myung Hee as Outside For For Management
Director
2.4 Elect Jeong Kouwhan as Outside Director For For Management
3 Elect Kim Kyung Ho as Outside Director For For Management
to Serve as an Audit Committee Member
4.1 Elect Sonu Suk Ho as a Member of Audit For For Management
Committee
4.2 Elect Choi Myung Hee as a Member of For For Management
Audit Committee
4.3 Elect Oh Gyutaeg as a Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KGHM POLSKA MIEDZ SA
Ticker: KGH Security ID: X45213109
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Elect Przemyslaw Darowski as For For Management
Supervisory Board Member
6 Close Meeting None None Management
--------------------------------------------------------------------------------
KGHM POLSKA MIEDZ SA
Ticker: KGH Security ID: X45213109
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: MAY 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5.a Receive Financial Statements None None Management
5.b Receive Consolidated Financial None None Management
Statements
5.c Receive Management Board Report on None None Management
Company's and Group's Operations
6 Receive Management Board Proposal on None None Management
Allocation of Income
7 Receive Management Board Report on None None Management
Expenses Related to Representation,
Legal Services, Marketing Services,
Public Relations Services, Social
Communication Services, and Management
Advisory Services
8 Receive Supervisory Board Report on None None Management
Review of Standalone and Consolidated
Financial Statements, Management Board
Reports on Company's and Group's
Operations
9 Receive Supervisory Board Report on None None Management
Management Board Proposal on
Allocation of Income
10.a Receive Supervisory Board Report on None None Management
Company's Standing, Internal Control
System, Risk Management, Compliance,
and Internal Audit Function
10.b Receive Supervisory Board Report on None None Management
Its Activities
10.c Receive Remuneration Report None None Management
11.a Approve Financial Statements For For Management
11.b Approve Consolidated Financial For For Management
Statements
11.c Approve Management Board Report on For For Management
Company's and Group's Operations
11.d Approve Allocation of Income and For For Management
Dividends of PLN 1.50 per Share
12.aa Approve Discharge of Adam Bugajczuk For For Management
(Management Board Member)
12.ab Approve Discharge of Marcin Chudzinski For For Management
(Management Board Member)
12.ac Approve Discharge of Pawel Gruza For For Management
(Management Board Member)
12.ad Approve Discharge of Katarzyna For For Management
Kreczmanska-Gigol (Management Board
Member)
12.ae Approve Discharge of Radoslaw Stach For For Management
(Management Board Member)
12.ba Approve Discharge of Leszek Banaszak For For Management
(Supervisory Board Member)
12.bb Approve Discharge of Jozef Czyczerski For For Management
(Supervisory Board Member)
12.bc Approve Discharge of Przemyslaw For For Management
Darowski (Supervisory Board Member)
12.bd Approve Discharge of Jaroslaw Janas For For Management
(Supervisory Board Member)
12.be Approve Discharge of Andrzej For For Management
Kisilewicz (Supervisory Board Member)
12.bf Approve Discharge of Katarzyna For For Management
Lewandowska (Supervisory Board Member)
12.bg Approve Discharge of Ireneusz Pasis For For Management
(Supervisory Board Member)
12.bh Approve Discharge of Bartosz Piechota For For Management
(Supervisory Board Member)
12.bi Approve Discharge of Marek Pietrzak For For Management
(Supervisory Board Member)
12.bj Approve Discharge of Boguslaw Szarek For For Management
(Supervisory Board Member)
12.bk Approve Discharge of Agnieszka For For Management
Winnik-Kalemba (Supervisory Board
Member)
13.a Recall Supervisory Board Member For Against Management
13.b Elect Supervisory Board Member For Against Management
13.c Elect Supervisory Board Member For Against Management
14 Approve Remuneration Report For Against Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
KIA MOTORS CORP.
Ticker: 000270 Security ID: Y47601102
Meeting Date: MAR 22, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Choi Jun-Young as Inside Director For For Management
3.2 Elect Han Chol-Su as Outside Director For For Management
4 Elect Cho Hwa-soon as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KIMBERLY-CLARK DE MEXICO SAB DE CV
Ticker: KIMBERA Security ID: P60694117
Meeting Date: FEB 26, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income
2 Elect or Ratify Principal and For Against Management
Alternate Members of Board of
Directors, Chairman of Audit and
Corporate Practices Committee and
Secretary; Verify Director's
Independence
3 Approve Remuneration of Principal and For For Management
Alternate Members of Board of
Directors, Board Committees and
Secretary
4 Approve Report on Share Repurchase For For Management
Policies and Set Maximum Amount of
Share Repurchase Reserve
5 Approve Cash Dividends of MXN 1.72 per For For Management
Series A and B Shares; Such Dividends
Will Be Distributed in Four
Installments of MXN 0.43
6 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
KINGBOARD HOLDINGS LIMITED
Ticker: 148 Security ID: G52562140
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Final Dividend
3A Elect Chang Wing Yiu as Director For For Management
3B Elect Cheung Ka Shing as Director For For Management
3C Elect Chen Maosheng as Director For For Management
3D Elect Chong Kin Ki as Director For For Management
3E Elect Stanley Chung Wai Cheong as For For Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KINGBOARD LAMINATES HOLDINGS LIMITED
Ticker: 1888 Security ID: G5257K107
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend and Special For For Management
Final Dividend
3A Elect Cheung Kwok Keung as Director For For Management
3B Elect Zhou Pei Feng as Director For For Management
3C Elect Lo Ka Leong as Director For For Management
3D Elect Zhang Lu Fu as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KINGDEE INTERNATIONAL SOFTWARE GROUP COMPANY LIMITED
Ticker: 268 Security ID: G52568147
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Xu Shao Chun as Director For Against Management
2B Elect Dong Ming Zhu as Director For For Management
2C Elect Zhou Bo Wen as Director For For Management
2D Elect Ni Zheng Dong as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KINGFA SCI. & TECH. CO., LTD.
Ticker: 600143 Security ID: Y4455H107
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Yuan Zhimin as Non-independent For Against Shareholder
Director
1.2 Elect Li Nanjing as Non-independent For For Shareholder
Director
1.3 Elect Xiong Haitao as Non-independent For For Shareholder
Director
1.4 Elect Li Jianjun as Non-independent For For Shareholder
Director
1.5 Elect Ning Hongtao as Non-independent For For Shareholder
Director
1.6 Elect Wu Di as Non-independent Director For For Shareholder
1.7 Elect Chen Pingxu as Non-independent For For Shareholder
Director
2.1 Elect Yang Xiong as Independent For For Shareholder
Director
2.2 Elect Zhu Qianyu as Independent For For Shareholder
Director
2.3 Elect Xiao Shengfang as Independent For For Shareholder
Director
2.4 Elect Meng Yuezhong as Independent For For Shareholder
Director
3.1 Elect Ye Nanbiao as Supervisor For For Shareholder
3.2 Elect Chen Guoxiong as Supervisor For For Shareholder
3.3 Elect Zhu Bing as Supervisor For For Shareholder
--------------------------------------------------------------------------------
KINGFA SCI. & TECH. CO., LTD.
Ticker: 600143 Security ID: Y4455H107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve to Appoint Financial and For For Management
Internal Control Auditor
7 Approve Guarantee Provision Plan For Against Management
8 Approve Related Party Transaction For For Management
9 Approve Credit Line Application For Against Management
10 Approve Adjustment of Allowance of For For Management
Independent Directors
11 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
KINGSOFT CORPORATION LIMITED
Ticker: 3888 Security ID: G5264Y108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Chi Ping Lau as Director For Against Management
3.2 Elect Shun Tak Wong as Director For For Management
3.3 Elect David Yuen Kwan Tang as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KLABIN SA
Ticker: KLBN4 Security ID: P60933135
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 13 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Daniel Miguel Klabin as Director
and Amanda Klabin Tkacz as Alternate
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Armando Klabin as Director and
Wolff Klabin as Alternate
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro Oliva Marcilio de Sousa as
Independent Director and Alberto
Klabin as Alternate
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Luis de Salles Freire as
Independent Director and Francisco
Lafer Pati as Alternate
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Horacio Lafer Piva as Director
and Francisco Amaury Olsen as Alternate
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Israel Klabin as Director and
Celso Lafer as Alternate
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Sergio Coutinho Galvao
Filho as Director and Vivian do Valle
Souza Leao Mikui as Alternate
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Roberto Klabin Martins Xavier as
Director and Lilia Klabin Levine as
Alternate
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Roberto Luiz Leme Klabin as
Independent Director and Marcelo
Bertini de Rezende Barbosa as Alternate
8.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Camilo Marcantonio Junior as
Independent Director and Ruan Pires
Alves as Alternate
8.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sergio Francisco Monteiro de
Carvalho Guimaraes as Independent
Director and Joaquim Pedro Monteiro de
Carvalho Collor de Mello as Alternate
8.12 Percentage of Votes to Be Assigned - None Abstain Management
Elect Vera Lafer as Director and Vera
Lafer Lorch Cury as Alternate
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
11 Elect Mauro Gentile Rodrigues da Cunha None For Shareholder
as Director and Tiago Curi Isaac as
Alternate Appointed by Preferred
Shareholder
12 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
13 Elect Fiscal Council Members For Abstain Management
14 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
15 Elect Louise Barsi as Fiscal Council None For Shareholder
Member and Tiago Brasil Rocha as
Alternate Appointed by Preferred
Shareholder
16 Elect Mauricio Aquino Halewicz as None For Shareholder
Fiscal Council Member and Geraldo
Affonso Ferreira Filho as Alternate
Appointed by Minority Shareholder
17 Approve Remuneration of Company's For For Management
Management
18 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
KLABIN SA
Ticker: KLBN4 Security ID: P60933135
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Apsis Consultoria e Avaliacoes For For Management
Ltda. as the Independent Firm to
Appraise Proposed Transaction
2 Approve Independent Firm's Appraisal For For Management
3 Approve Agreement to Acquire Sogemar - For For Management
Sociedade Geral de Marcas Ltda.
(Sogemar)
4 Approve Acquisition of Sogemar - For For Management
Sociedade Geral de Marcas Ltda.
(Sogemar)
5 Approve Issuance of Shares in For For Management
Connection with the Acquisition of
Sogemar - Sociedade Geral de Marcas
Ltda. (Sogemar), Amend Article 5
Accordingly and Consolidate Bylaws
--------------------------------------------------------------------------------
KLABIN SA
Ticker: KLBN4 Security ID: P60933135
Meeting Date: JAN 04, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Apsis Consultoria e Avaliacoes For For Management
Ltda. as the Independent Firm to
Appraise Proposed Transaction
2 Approve Independent Firm's Appraisal For For Management
3 Approve Agreement to Absorb Riohold For For Management
Papel e Celulose S.A. (Riohold)
4 Approve Absorption of Riohold Papel e For For Management
Celulose S.A. (Riohold) and Authorize
Board to Ratify and Execute Approved
Resolutions
--------------------------------------------------------------------------------
KLABIN SA
Ticker: KLBN4 Security ID: P60933135
Meeting Date: MAR 24, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-Ratify Remuneration of Company's For Against Management
Management for 2020
2 Amend Articles For For Management
3 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
KLABIN SA
Ticker: KLBN4 Security ID: P60933135
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 13 For For Management
4 Do You Wish to Adopt Cumulative Voting None For Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5.1 Elect Directors - Slate 1 For Against Management
5.2 Elect Directors - Slate 2 None For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8a.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Israel Klabin as Director and
Alberto Klabin as Alternate
8a.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Daniel Miguel Klabin as Director
and Amanda Klabin Tkacz as Alternate
8a.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Armando Klabin as Director and
Wolff Klabin as Alternate
8a.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Vera Lafer as Director and
Antonio Sergio Alfano as Alternate
8a.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francisco Lafer Pati as Director
and Vera Lafer Lorch Cury as Alternate
8a.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Horacio Lafer Piva as Director
and Francisco Amaury Olsen as Alternate
8a.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Sergio Coutinho Galvao
Filho as Director and Maria Eugenia
Lafer Galvao as Alternate
8a.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Roberto Klabin Xavier as
Director and Lilia Klabin Levine as
Alternate
8a.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Celso Lafer as Independent
Director and Reinoldo Poernbacher as
Alternate
8a.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Roberto Luiz Leme Klabin as
Independent Director and Marcelo
Bertini de Rezende Barbosa as Alternate
8a.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sergio Francisco Monteiro de
Carvalho Guimaraes as Independent
Director and Joaquim Pedro Monteiro de
Carvalho Collor de Mello as Alternate
8a.12 Percentage of Votes to Be Assigned - None Abstain Management
Elect Camilo Marcantonio Junior as
Independent Director and Ruan Alves
Pires as Alternate
8b.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Israel Klabin as Director and
Alberto Klabin as Alternate
8b.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Daniel Miguel Klabin as Director
and Amanda Klabin Tkacz as Alternate
8b.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Armando Klabin as Director and
Wolff Klabin as Alternate
8b.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Vera Lafer as Director and
Antonio Sergio Alfano as Alternate
8b.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Francisco Lafer Pati as Director
and Vera Lafer Lorch Cury as Alternate
8b.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Horacio Lafer Piva as Director
and Francisco Amaury Olsen as Alternate
8b.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Roberto Klabin Xavier as
Director and Lilia Klabin Levine as
Alternate
8b.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Celso Lafer as Independent
Director and Reinoldo Poernbacher as
Alternate
8b.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Roberto Luiz Leme Klabin as
Independent Director and Marcelo
Bertini de Rezende Barbosa as Alternate
8b.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sergio Francisco Monteiro de
Carvalho Guimaraes as Independent
Director and Joaquim Pedro Monteiro de
Carvalho Collor de Mello as Alternate
8b.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Camilo Marcantonio Junior as
Independent Director and Ruan Alves
Pires as Alternate
8b.12 Percentage of Votes to Be Assigned - None For Management
Elect Heloisa Belotti Bedicks as
Independent Director and Andriei Jose
Beber as Alternate
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
11 Elect Mauro Gentile Rodrigues da Cunha None For Shareholder
as Director and Tiago Curi Isaac as
Alternate Appointed by Preferred
Shareholder
12 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
13 Elect Fiscal Council Members For Abstain Management
14 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
15 Elect Louise Barsi as Fiscal Council None For Shareholder
Member and Tiago Brasil Rocha as
Alternate Appointed by Preferred
Shareholder
16.1 Elect Mauricio Aquino Halewicz as None Abstain Shareholder
Fiscal Council Member and Geraldo
Affonso Ferreira Filho as Alternate
Appointed by Minority Shareholder
16.2 Elect Mauricio Aquino Halewicz as None For Shareholder
Fiscal Council Member and Michele da
Silva Gonsales as Alternate Appointed
by Minority Shareholder
17 Approve Remuneration of Company's For For Management
Management
18 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
KMW, INC.
Ticker: 032500 Security ID: Y6137W105
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
KOC HOLDING A.S.
Ticker: KCHOL Security ID: M63751107
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Amend Article 6 Re: Capital Related For Against Management
8 Elect Directors For Against Management
9 Approve Remuneration Policy and For For Management
Director Remuneration for 2020
10 Approve Director Remuneration For Against Management
11 Ratify External Auditors For For Management
12 Approve Upper Limit of Donations for For Against Management
the 2021 and Receive Information on
Donations Made in 2020
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Wishes None None Management
--------------------------------------------------------------------------------
KOMERCNI BANKA, A.S.
Ticker: KOMB Security ID: X45471111
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Management Board Report on For For Management
Company's Operations and State of Its
Assets in Fiscal 2020
2 Receive Report on Act Providing for None None Management
Business Undertaking in Capital Market
3 Receive Management Board Report on None None Management
Related Entities
4 Receive Standalone and Consolidated None None Management
Financial Statements, and Proposal for
Allocation of Income
5 Receive Supervisory Board Reports on None None Management
Financial Statements, Its Activities,
and Management Board Report on Related
Entities; Proposal on Allocation of
Income
6 Receive Audit Committee Report None None Management
7 Approve Financial Statements For For Management
8 Approve Allocation of Income and For For Management
Omission of Dividends
9 Approve Consolidated Financial For For Management
Statements
10 Amend Articles of Association For For Management
11.1 Elect Petr Dvorak as Supervisory Board For For Management
Member
11.2 Elect Alvaro Huete Gomez as For For Management
Supervisory Board Member
11.3 Elect Giovanni Luca Soma as For Against Management
Supervisory Board Member
11.4 Elect Jarmila Spurova as Supervisory For For Management
Board Member
12 Elect Giovanni Luca Soma as Member of For For Management
Audit Committee
13 Approve Remuneration Report For For Management
14 Ratify Deloitte Audit s.r.o. as Auditor For For Management
--------------------------------------------------------------------------------
KOOLEARN TECHNOLOGY HOLDING LIMITED
Ticker: 1797 Security ID: G5313A101
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Yu Minhong as Director For For Management
3 Elect Leung Yu Hua Catherine as For For Management
Director
4 Elect Tong Sui Bau as Director For For Management
5 Elect Lin Zheying as Director For For Management
6 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KOOLEARN TECHNOLOGY HOLDING LIMITED
Ticker: 1797 Security ID: G5313A101
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription Agreement, For For Management
Issuance of Subscription Shares and
Related Transactions
--------------------------------------------------------------------------------
KOREA AEROSPACE INDUSTRIES LTD.
Ticker: 047810 Security ID: Y4838Q105
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: Y48406105
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Three Inside Directors (Bundled) For For Management
2 Elect Noh Geum-sun and Jung Yeon-gil For For Management
as a Member of Audit Committee
(Bundled)
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: Y48406105
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lee Jong-hwan as Inside Director For For Management
1.2 Elect Choi Young-ho as Inside Director For For Management
2 Elect Choi Young-ho as a Member of For For Management
Audit Committee
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: Y48406105
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
3 Elect Kim Tae-ock as Inside Director For For Management
4 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
KOREA ELECTRIC POWER CORP.
Ticker: 015760 Security ID: Y48406105
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jeong Seung-il as CEO For For Management
2 Elect Park Heon-gyu as Inside Director For For Management
3 Elect Park Hyo-seong as a Member of For For Management
Audit Committee
--------------------------------------------------------------------------------
KOREA GAS CORP.
Ticker: 036460 Security ID: Y48861101
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lee Seung as Inside Director For For Management
2 Elect Kim Ui-hyeon as Outside Director For For Management
--------------------------------------------------------------------------------
KOREA GAS CORP.
Ticker: 036460 Security ID: Y48861101
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kim Su-i as Outside Director For For Management
1.2 Elect Jeon Sang-heon as Outside For For Management
Director
2 Elect Oh Seon-hui as Outside Director For For Management
to Serve as an Audit Committee Member
3 Elect Ahn Hong-bok as a Member of For For Management
Audit Committee
--------------------------------------------------------------------------------
KOREA GAS CORP.
Ticker: 036460 Security ID: Y48861101
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
3.1 Elect Kim Young-min as Outside Director For For Management
3.2 Elect Kim Hyeon-jin as Outside Director For For Management
3.3 Elect Song Moon-gyu as Outside Director For For Management
--------------------------------------------------------------------------------
KOREA INVESTMENT HOLDINGS CO., LTD.
Ticker: 071050 Security ID: Y4862P106
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Cheong Young-rok as Outside For For Management
Director
1.2 Elect Kim Jung-ki as Outside Director For For Management
1.3 Elect Cho Young-tae as Outside Director For Against Management
1.4 Elect Kim Tae-won as Outside Director For Against Management
1.5 Elect Hahm Chun-seung as Outside For For Management
Director
2 Elect Yoon Dae-hee as Outside Director For For Management
to Serve as an Audit Committee Member
3.1 Elect Cheong Young-rok as a Member of For For Management
Audit Committee
3.2 Elect Kim Jung-ki as a Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOREA SHIPBUILDING & OFFSHORE ENGINEERING CO., LTD.
Ticker: 009540 Security ID: Y3838M106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Kwon Oh-gap as Inside Director For Against Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOREA ZINC CO., LTD.
Ticker: 010130 Security ID: Y4960Y108
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Choi Chang-geun as Inside For For Management
Director
3.2 Elect Noh Jin-su as Inside Director For For Management
3.3 Elect Baek Soon-heum as Inside Director For For Management
3.4 Elect Kim Ui-hwan as Outside Director For For Management
3.5 Elect Kim Bo-young as Outside Director For For Management
4 Elect Han Chol-su as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOREAN AIR LINES CO., LTD.
Ticker: 003490 Security ID: Y4936S102
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation For Against Management
--------------------------------------------------------------------------------
KOREAN AIR LINES CO., LTD.
Ticker: 003490 Security ID: Y4936S102
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Cho Won-tae as Inside Director For For Management
2.2 Elect Lim Chae-min as Outside Director For For Management
2.3 Elect Kim Se-jin as Outside Director For For Management
2.4 Elect Jang Yong-seong as Outside For For Management
Director
2.5 Elect Lee Jae-min as Outside Director For For Management
3.1 Elect Lim Chae-min as a Member of For For Management
Audit Committee
3.2 Elect Kim Se-jin as a Member of Audit For For Management
Committee
3.3 Elect Jang Yong-seong as a Member of For For Management
Audit Committee
3.4 Elect Lee Jae-min as a Member of Audit For For Management
Committee
4 Elect Kim Dong-jae as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KOSSAN RUBBER INDUSTRIES BHD.
Ticker: 7153 Security ID: Y4964F105
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus Issue of New Ordinary For For Management
Shares
--------------------------------------------------------------------------------
KOSSAN RUBBER INDUSTRIES BHD.
Ticker: 7153 Security ID: Y4964F105
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Fees For For Management
2 Elect Lim Kuang Sia as Director For For Management
3 Elect Tan Kong Chang as Director For For Management
4 Elect Lim Ooi Chow as Director For For Management
5 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
8 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
KOTAK MAHINDRA BANK LIMITED
Ticker: 500247 Security ID: Y4964H150
Meeting Date: MAR 23, 2021 Meeting Type: Special
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Material Related Party For For Management
Transactions with Infina Finance
Private Limited
2 Approve Material Related Party For For Management
Transactions with Uday Suresh Kotak
--------------------------------------------------------------------------------
KRUNG THAI BANK PUBLIC CO., LTD.
Ticker: KTB Security ID: Y49885208
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Annual Report None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Acknowledge Interim Dividend Payment
4 Approve Remuneration of Directors For For Management
5.1 Elect Kittipong Kittayarak as Director For For Management
5.2 Elect Tienchai Rubporn as Director For For Management
5.3 Elect Patricia Mongkhonvanit as For Against Management
Director
5.4 Elect Payong Srivanich as Director For Against Management
6 Approve EY Company Limited as Auditor For For Management
and Authorize Board to Fix Their
Remuneration
7 Other Business None None Management
--------------------------------------------------------------------------------
KRUNG THAI BANK PUBLIC CO., LTD.
Ticker: KTB Security ID: Y49885208
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Annual Report None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4 Approve Remuneration of Directors For For Management
5.1 Elect Krairit Euchukanonchai as For For Management
Director
5.2 Elect Poonnis Sakuntanaga as Director For For Management
5.3 Elect Thanwa Laohasiriwong as Director For For Management
5.4 Elect Teerapong Wongsiwawilas as For For Management
Director
6 Approve EY Company Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Other Business None None Management
--------------------------------------------------------------------------------
KRUNGTHAI CARD PUBLIC COMPANY LIMITED
Ticker: KTC Security ID: Y498B4116
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Company's Performance None None Management
2 Approve Financial Statements and For For Management
Acknowledge Statutory Reports
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Nathporn Chatusripitak as For For Management
Director
4.2 Elect Praralee Ratanaprasartporn as For For Management
Director
4.3 Elect Pongsit Chaichutpornsuk as For For Management
Director
5 Approve Remuneration of Directors For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co., Ltd. as Auditors and
Authorize Board to Fix Their
Remuneration
7 Approve Acquisition of Ordinary Shares For For Management
of Krungthai Leasing
8 Other Business For Against Management
--------------------------------------------------------------------------------
KT&G CORP.
Ticker: 033780 Security ID: Y49904108
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Baek Bok-in as CEO For For Management
3 Elect Bang Kyung-man as Inside Director For For Management
4 Elect Lim Min-kyu as Outside Director For For Management
5 Elect Baek Jong-soo as Outside For For Management
Director to Serve as an Audit
Committee Member
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KUAISHOU TECHNOLOGY
Ticker: 1024 Security ID: G53263102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Su Hua as Director For For Management
3 Elect Cheng Yixiao as Director For Against Management
4 Elect Zhang Fei as Director For Against Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
KUALA LUMPUR KEPONG BERHAD
Ticker: 2445 Security ID: Y47153104
Meeting Date: FEB 18, 2021 Meeting Type: Annual
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lee Oi Hian as Director For For Management
2 Elect Yeoh Eng Khoon as Director For For Management
3 Elect Anne Rodrigues as Director For For Management
4 Approve Directors' Fees For For Management
5 Approve Directors' Benefits For For Management
6 Approve BDO PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Authorize Share Repurchase Program For For Management
8 Approve Renewal of Shareholders' For For Management
Mandate for Recurrent Related Party
Transactions
9 Approve Issuance of New Ordinary For For Management
Shares Under the Dividend Reinvestment
Plan
--------------------------------------------------------------------------------
KUANG-CHI TECHNOLOGIES CO., LTD.
Ticker: 002625 Security ID: Y9895R102
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continued Use of Idle Raised For For Management
Funds to Conduct Cash Management
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
KUANG-CHI TECHNOLOGIES CO., LTD.
Ticker: 002625 Security ID: Y9895R102
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Incentive Plan For For Management
and Its Summary
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
KUANG-CHI TECHNOLOGIES CO., LTD.
Ticker: 002625 Security ID: Y9895R102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Internal Control For For Management
Self-Evaluation Report
8 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
9 Approve Provision of Guarantees For For Management
10 Approve Application of Bank Credit For For Management
Lines
--------------------------------------------------------------------------------
KUMBA IRON ORE LTD.
Ticker: KIO Security ID: S4341C103
Meeting Date: AUG 07, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint PricewaterhouseCoopers Inc as For For Management
Auditors of the Company with Sizwe
Masondo as Individual Designated
Auditor
2.1 Re-elect Dr Mandla Gantsho as Director For For Management
2.2 Re-elect Seamus French as Director For For Management
2.3 Re-elect Sango Ntsaluba as Director For For Management
2.4 Elect Duncan Wanblad as Director For For Management
2.5 Elect Michelle Jenkins as Director For For Management
3.1 Re-elect Sango Ntsaluba as Member of For For Management
the Audit Committee
3.2 Re-elect Terence Goodlace as Member of For For Management
the Audit Committee
3.3 Re-elect Mary Bomela as Member of the For For Management
Audit Committee
3,4 Elect Michelle Jenkins as Member of For For Management
the Audit Committee
4.1 Approve Remuneration Policy For For Management
4.2 Approve Implementation of the For For Management
Remuneration Policy
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6 Authorise Ratification of Approved For For Management
Resolutions
1 Authorise Board to Issue Shares for For For Management
Cash
2 Approve Remuneration of Non-executive For For Management
Directors
3 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
4 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
KUMBA IRON ORE LTD.
Ticker: KIO Security ID: S4341C103
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors with Sizwe Masondo as
Individual Designated Auditor
2.1 Re-elect Mary Bomela as Director For For Management
2.2 Re-elect Ntombi Langa-Royds as Director For For Management
2.3 Re-elect Buyelwa Sonjica as Director For For Management
3.1 Re-elect Sango Ntsaluba as Member of For For Management
the Audit Committee
3.2 Re-elect Terence Goodlace as Member of For For Management
the Audit Committee
3.3 Re-elect Mary Bomela as Member of the For For Management
Audit Committee
3.4 Re-elect Michelle Jenkins as Member of For For Management
the Audit Committee
4.1 Approve Remuneration Policy For For Management
4.2 Approve Implementation of the For For Management
Remuneration Policy
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6 Authorise Ratification of Approved For For Management
Resolutions
1 Authorise Board to Issue Shares for For For Management
Cash
2 Approve Remuneration of Non-executive For For Management
Directors
3 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
4 Authorise Repurchase of Issued Share For For Management
Capital
5 Approve Extension of Employee Share For For Management
Ownership Scheme
--------------------------------------------------------------------------------
KUMHO PETROCHEMICAL CO., LTD.
Ticker: 011780 Security ID: Y5S159113
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
1.2.1 Approve Appropriation of Income (KRW For For Management
4,200 for Common Share and KRW 4,250
for Preferred Share)
1.2.2 Allocation of Income (KRW 11,000 for Against Against Shareholder
Common Share and KRW 11,050 for
Preferred Share) (Shareholder Proposal)
2.1.1 Amend Articles of Incorporation For For Management
(Separation of CEO and Chairman)
2.1.2 Amend Articles of Incorporation For For Management
(Establishment of Committees)
2.2.1 Amend Articles of Incorporation Against Against Management
(Separation of CEO and Chairman)
(Shareholder Proposal)
2.2.2 Amend Articles of Incorporation Against Against Management
(Establishment of Committees)
(Shareholder Proposal)
2.2.3 Amend Articles of Incorporation Against Against Management
(Composition of Internal Transaction
Committee) (Shareholder Proposal)
2.2.4 Amend Articles of Incorporation Against For Management
(Composition of Remuneration
Committee) (Shareholder Proposal)
3.1 Elect Hwang I-seok as Outside Director For For Management
to Serve as an Audit Committee Member
3.2 Elect Rhee Byung-nam as Outside Against Against Management
Director to Serve as an Audit
Committee Member (Shareholder Proposal)
4.1 Elect Baek Jong-hoon as Inside Director For For Management
4.2 Elect Park Chul-whan as Inside Against Against Management
Director (Shareholder Proposal)
5.1 Elect Choi Do-soung as Outside Director For For Management
5.2 Elect Lee Jung-mi as Outside Director For For Management
5.3 Elect Park Soon-ae as Outside Director For For Management
5.4 Elect Min John K as Outside Director Against Against Management
(Shareholder Proposal)
5.5 Elect Cho Yong-beom as Outside Against Against Management
Director (Shareholder Proposal)
5.6 Elect Choi Jung-hyun as Outside Against Against Management
Director (Shareholder Proposal)
6.1 Elect Choi Do-soung as a Member of For For Management
Audit Committee
6.2 Elect Min John K as a Member of Audit Against Against Management
Committee (Shareholder Proposal)
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KUMHO PETROCHEMICAL CO., LTD.
Ticker: 011780 Security ID: Y5S159113
Meeting Date: JUN 15, 2021 Meeting Type: Special
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ko Young-hun as Inside Director For For Management
1.2 Elect Ko Young-do as Inside Director For For Management
--------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LIMITED
Ticker: 135 Security ID: G5320C108
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Revised Annual Caps and For Against Management
Related Transactions
2 Approve New Master Agreement, For Against Management
Continuing Connected Transactions
Under Categories (a), (b), (c) and
(d), Proposed Annual Caps and Related
Transactions
--------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LIMITED
Ticker: 135 Security ID: G5320C108
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Transfer Agreement and For For Management
Related Transactions
--------------------------------------------------------------------------------
KUNLUN ENERGY COMPANY LIMITED
Ticker: 135 Security ID: G5320C108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4A Elect Fu Bin as Director For For Management
4B Elect Qian Zhijia as Director For For Management
4C Elect Zhou Yuanhong as Director For For Management
4D Elect Miao Yong as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Share Repurchase Program For For Management
9 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KWEICHOW MOUTAI CO., LTD.
Ticker: 600519 Security ID: Y5070V116
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Report of the Independent For For Management
Directors
8 Approve to Appoint Financial Auditor For For Management
and Internal Control Auditor
--------------------------------------------------------------------------------
KWG GROUP HOLDINGS LIMITED
Ticker: 1813 Security ID: G53224104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Kong Jianmin as Director For Against Management
3b Elect Cai Fengjia as Director For For Management
3c Elect Lee Ka Sze, Carmelo as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For Against Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LAND & HOUSES PUBLIC COMPANY LIMITED
Ticker: LH Security ID: Y5172C198
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results For For Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income, Dividend For For Management
Payment and Legal Reserve
5.1 Elect Nantawat Pipatwongkasem as For For Management
Director
5.2 Elect Achawin Asavabhokhin as Director For For Management
5.3 Elect Watcharin Kasinrerk as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Other Business For Against Management
--------------------------------------------------------------------------------
LARGAN PRECISION CO., LTD.
Ticker: 3008 Security ID: Y52144105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
and Supervisors
--------------------------------------------------------------------------------
LARSEN & TOUBRO LIMITED
Ticker: 500510 Security ID: Y5217N159
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Subramanian Sarma as Director For For Management
4 Reelect Sunita Sharma as Director For For Management
5 Reelect A.M Naik as Director For For Management
6 Approve A.M Naik to Continue Office as For For Management
Non-Executive Director
7 Elect Sudhindra Vasantrao as Director For For Management
8 Elect T. Madhava Das as Director For For Management
9 Approve Reappointment and Remuneration For Against Management
of D.K Sen as Whole-Time Director
10 Approve Appointment and Remuneration For Against Management
of Subramanian Sarma as Whole-Time
Director
11 Approve Appointment and Remuneration For Against Management
of Sudhindra Vasantrao Desai as
Whole-Time Director
12 Approve Appointment and Remuneration For Against Management
of T. Madhava Das as Whole-Time
Director
13 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
14 Approve Deloitte Haskins & Sells LLP, For For Management
Chartered Accountants as Auditors and
Authorize Board to Fix Their
Remuneration
15 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
LEE & MAN PAPER MANUFACTURING LIMITED
Ticker: 2314 Security ID: G5427W130
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Poon Chung Kwong as Director For For Management
4 Elect Wong Kai Tung Tony as Director For For Management
5 Authorize Board to Approve Terms of For For Management
Appointment, Including Remuneration,
for Peter A. Davies as Independent
Non-Executive Director
6 Authorize Board to Approve Terms of For For Management
Appointment, Including Remuneration,
for Chau Shing Yim David as
Independent Non-Executive Director
7 Approve Remuneration of Directors for For For Management
the Year Ended December 31, 2020
8 Authorize Board to Fix Remuneration of For For Management
Directors for the Year Ending December
31, 2021
9 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Issued Share For For Management
Capital
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LENOVO GROUP LIMITED
Ticker: 992 Security ID: Y5257Y107
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yang Yuanqing as Director For For Management
3b Elect William O. Grabe as Director For For Management
3c Elect William Tudor Brown as Director For For Management
3d Elect Yang Lan as Director For For Management
3e Authorize Board Not to Fill Up Vacated For For Management
Office Resulting From Retirement of
Nobuyuki Idei as Director
3f Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LENOVO GROUP LIMITED
Ticker: 992 Security ID: Y5257Y107
Meeting Date: FEB 04, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Issuance and For For Management
Admission of Chinese Depositary
Receipts ("CDRs") and the Specific
Mandate
2 Authorize Board and Its Authorized For For Management
Persons to Deal With All Matters in
Relation to the Proposed Issuance and
Admission of CDRs
3 Approve Plan for Distribution of For For Management
Profits Accumulated and Undistributed
Before the Proposed Issuance and
Admission of CDRs
4 Approve Price Stabilization Plan of For For Management
CDRs for Three Years After the
Proposed Issuance and Admission of
CDRs
5 Approve Dividend Return Plan for For For Management
Shareholders for Three Years After the
Proposed Issuance and Admission of
CDRs
6 Approve Use of Proceeds from the For For Management
Proposed Issuance and Admission of CDRs
7 Approve Risk Alert Regarding Dilution For For Management
of Immediate Return by the Public
Offering of CDRs and Relevant
Recovery Measures
8 Approve Binding Measures on For For Management
Non-Performance of Relevant
Undertakings in Connection with the
Proposed Issuance and Admission of CDRs
9 Adopt Rules and Procedures Regarding For For Management
General Meetings of Shareholders
10 Adopt Rules and Procedures Regarding For For Management
Meetings of Board of Directors
11 Amend Articles of Association and For For Management
Adopt Amended and Restated Articles of
Association
--------------------------------------------------------------------------------
LENS TECHNOLOGY CO., LTD.
Ticker: 300433 Security ID: Y5227A106
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
LENS TECHNOLOGY CO., LTD.
Ticker: 300433 Security ID: Y5227A106
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
LENS TECHNOLOGY CO., LTD.
Ticker: 300433 Security ID: Y5227A106
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management System of Raised Funds For Against Management
2 Amend Articles of Association For For Management
3 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
LENS TECHNOLOGY CO., LTD.
Ticker: 300433 Security ID: Y5227A106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
6 Approve Profit Distribution For For Management
7 Approve Appointment of External Auditor For For Management
8 Approve Remuneration of Directors and For For Management
Senior Management Members
9 Approve Remuneration of Supervisors For For Management
10 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD.
Ticker: 300003 Security ID: Y52384107
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2 Approve Issuance of Convertible Bonds For For Management
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Method and Term for the For For Management
Repayment of Principal and Interest
2.7 Approve Guarantee Matters For For Management
2.8 Approve Conversion Period For For Management
2.9 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.10 Approve Determination and Adjustment For For Management
of Conversion Price
2.11 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.12 Approve Terms of Redemption For For Management
2.13 Approve Terms of Sell-Back For For Management
2.14 Approve Dividend Distribution Post For For Management
Conversion
2.15 Approve Issue Manner and Target For For Management
Subscribers
2.16 Approve Placing Arrangement for For For Management
Shareholders
2.17 Approve Matters Related to Bondholders For For Management
Meeting
2.18 Approve Use of Proceeds For For Management
2.19 Approve Raised Funds Management and For For Management
Deposit Account
2.20 Approve Resolution Validity Period For For Management
3 Approve Plan for Issuance of For For Management
Convertible Bonds
4 Approve Rules and Procedures Regarding For For Management
Convertible Corporate Bondholders
Meeting
5 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of
Convertible Bonds
6 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
7 Approve Report on the Usage of For For Management
Previously Raised Funds
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
10 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
--------------------------------------------------------------------------------
LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD.
Ticker: 300003 Security ID: Y52384107
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off of Subsidiary on SSE For For Management
STAR Market in Accordance with
Relevant Laws and Regulations
2.1 Approve Listing Location For For Management
2.2 Approve Types of Issued Shares For For Management
2.3 Approve Par Value For For Management
2.4 Approve Target Subscribers For For Management
2.5 Approve Listing Time For For Management
2.6 Approve Issue Manner For For Management
2.7 Approve Issuance Scale For For Management
2.8 Approve Pricing Method For For Management
2.9 Approve Use of Proceeds For For Management
2.10 Approve Other Matters Related to the For For Management
Issuance
3 Approve Spin-off of Subsidiary on SSE For For Management
STAR Market (Revised Draft)
4 Approve Compliance with Provisions on For For Management
Pilot Domestic Listing of Subsidiaries
of Listed Companies
5 Approve Listing to Safeguard the For For Management
Legitimate Rights and Interests of
Shareholders and Creditors
6 Approve Company's Maintaining For For Management
Independence and Continuous Operation
Ability
7 Approve Corresponding Standard For For Management
Operation Ability
8 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
9 Approve Purpose, Commercial For For Management
Rationality, Necessity and Feasibility
Analysis of this Transaction
10 Approve Authorization of Board and Its For For Management
Authorized Persons to Handle All
Related Matters
11 Approve to Implement a Shareholding For Against Management
Plan for the Company's Core Employees
12 Approve Related Party Transaction in For Against Management
Connection to the Senior Management's
Participation in this Shareholding Plan
13 Approve Authorization of the Board to For Against Management
Handle All Matters Related to the
Shareholding Plan
--------------------------------------------------------------------------------
LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD.
Ticker: 300003 Security ID: Y52384107
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wang Qihong as Non-Independent For For Shareholder
Director
2 Elect Qu Xin as Independent Director For For Management
--------------------------------------------------------------------------------
LEPU MEDICAL TECHNOLOGY (BEIJING) CO., LTD.
Ticker: 300003 Security ID: Y52384107
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Allowance of Directors For For Management
7 Approve Allowance of Supervisors For For Management
8 Approve Appointment of Auditor For For Management
9 Approve Company's Overseas Listing in For For Shareholder
Compliance with the Notice Governing
Overseas Listing of Enterprises
Subordinate to Companies Listed in
China
10 Approve Initial Public Offering of For For Shareholder
Overseas Listed Foreign Shares (H
Shares) and Listing Plan
11 Approve Commitment of Upholding the For For Shareholder
Independent Listing Status
12 Approve Statement on and Prospect of For For Shareholder
the Continuing Profitability
13 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
14 Approve Shareholdings of Senior For For Shareholder
Management Members
15 Approve Employee Share Purchase Plan For Against Shareholder
16 Approve Related Party Transactions in For Against Shareholder
Connection to Employee Share Purchase
Plan
17 Approve Issuance of Super Short-term For For Shareholder
Commercial Papers
--------------------------------------------------------------------------------
LG CHEM LTD.
Ticker: 051910 Security ID: Y52758102
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Split-Off Agreement For For Management
--------------------------------------------------------------------------------
LG CHEM LTD.
Ticker: 051910 Security ID: Y52758110
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Split-Off Agreement For For Management
--------------------------------------------------------------------------------
LG CHEM LTD.
Ticker: 051910 Security ID: Y52758102
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Cha Dong Seok as Inside Director For Against Management
4 Elect Kim Mun-Su as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG CORP.
Ticker: 003550 Security ID: Y52755108
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For Against Management
2 Approve Financial Statements and For For Management
Allocation of Income
3 Amend Articles of Incorporation For For Management
4.1 Elect Koo Gwang-mo as Inside Director For For Management
4.2 Elect Kim Sang-Heon as Outside Director For For Management
5 Elect Lee Su-young as Outside Director For For Management
to Serve as an Audit Committee Member
6 Elect Kim Sang-Heon as a Member of For For Management
Audit Committee
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG DISPLAY CO., LTD.
Ticker: 034220 Security ID: Y5255T100
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Lee Byung-ho as Outside Director For For Management
4 Elect Moon Du-cheol as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG ELECTRONICS, INC.
Ticker: 066570 Security ID: Y5275H177
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Bae Doo Yong as Inside Director For For Management
4 Elect Kang Soo Jin as Outside Director For For Management
to Serve as a Member of Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Split-Off Agreement For For Management
--------------------------------------------------------------------------------
LG HOUSEHOLD & HEALTH CARE LTD.
Ticker: 051900 Security ID: Y5275R100
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Kim Hong-gi as Inside Director For Against Management
3.2 Elect Ha Beom-jong as Non-Independent For Against Management
Non-Executive Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG INNOTEK CO., LTD.
Ticker: 011070 Security ID: Y5S54X104
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Jung Yeon-chae as For Against Management
Non-Independent Non-Executive Director
4 Elect Chae Joon as Outside Director to For For Management
Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LG UPLUS CORP.
Ticker: 032640 Security ID: Y5293P102
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Hwang Hyeon-sik as Inside For For Management
Director
3.2 Elect Kwon Young-soo as For Against Management
Non-Independent Non-Executive Director
3.3 Elect Yoon Seong-su as Outside Director For For Management
3.4 Elect Je Hyeon-ju as Outside Director For For Management
4 Elect Kim Jong-woo as Outside Director For For Management
to Serve as an Audit Committee Member
5.1 Elect Yoon Seong-su as a Member of For For Management
Audit Committee
5.2 Elect Je Hyeon-ju as a Member of Audit For For Management
Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
LI NING COMPANY LIMITED
Ticker: 2331 Security ID: G5496K124
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Li Ning as Director For For Management
3.1b Elect Li Qilin as Director For For Management
3.1c Elect Su Jing Shyh, Samuel as Director For For Management
3.2 Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve PricewaterhouseCoopers, For For Management
Certified Public Accountants as
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
LIAONING CHENG DA CO., LTD.
Ticker: 600739 Security ID: Y5279J104
Meeting Date: AUG 03, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Medium-term Notes For For Management
2 Approve Issuance of Super Short-term For For Management
Commercial Papers
--------------------------------------------------------------------------------
LIAONING CHENG DA CO., LTD.
Ticker: 600739 Security ID: Y5279J104
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect He Yingnan as Non-independent For For Shareholder
Director
--------------------------------------------------------------------------------
LIAONING CHENG DA CO., LTD.
Ticker: 600739 Security ID: Y5279J104
Meeting Date: FEB 18, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Debt Financing Plan For For Management
--------------------------------------------------------------------------------
LIAONING CHENG DA CO., LTD.
Ticker: 600739 Security ID: Y5279J104
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Report of the Independent For For Management
Directors
7 Approve Provision of Guarantee For Against Management
8 Approve Application for Financing For For Management
9 Approve to Appoint Financial and For For Management
Internal Control Auditors and to Fix
Their Remuneration
--------------------------------------------------------------------------------
LIC HOUSING FINANCE LIMITED
Ticker: 500253 Security ID: Y5278Z133
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Sanjay Kumar Khemani as For For Management
Director
4 Approve Issuance of Non-Convertible For For Management
Debentures on Private Placement Basis
5 Elect Siddhartha Mohanty as Director For For Management
and Approve Appointment and
Remuneration of Siddhartha Mohanty as
Managing Director & Chief Executive
Officer
6 Reelect V K Kukreja as Director For For Management
7 Reelect Ameet Patel as Director For For Management
8 Elect Vipin Anand as Director For For Management
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) CO.
Ticker: 002600 Security ID: Y446BS104
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of Stock Option For For Management
as well as Repurchase and Cancellation
of Performance Shares
2 Approve Provision of Guarantee For For Management
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) CO.
Ticker: 002600 Security ID: Y446BS104
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) CO.
Ticker: 002600 Security ID: Y446BS104
Meeting Date: SEP 10, 2020 Meeting Type: Special
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) CO.
Ticker: 002600 Security ID: Y446BS104
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Issuance of Medium-term Notes For For Management
and Super Short-term Commercial Papers
3 Approve Additional Guarantee Provision For For Management
Plan
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) CO.
Ticker: 002600 Security ID: Y446BS104
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Option and Performance Share Incentive
Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Cancellation of Stock Options For For Management
as well as Repurchase and Cancellation
of Performance Shares
5 Approve Additional Provision of For For Management
Guarantee
6 Approve Derivative Commodity Trading For For Management
Business Management System
7 Approve Increase of Foreign Exchange For For Management
Derivatives Trading Business
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) CO.
Ticker: 002600 Security ID: Y446BS104
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For For Management
Products of Wholly-Owned Subsidiary
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) CO.
Ticker: 002600 Security ID: Y446BS104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisor For For Management
8 Approve Daily Related Party Transaction For For Management
9 Approve Comprehensive Credit Line For For Management
Application
10 Approve Provision of Guarantees to For For Management
Subsidiaries
11 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
12.1 Elect Zeng Fangqin as Director For For Management
12.2 Elect Tan Jun as Director For For Management
12.3 Elect Liu Yinqi as Director For For Management
12.4 Elect Jia Shuangyi as Director For For Management
13.1 Elect Kuang Zhiyun as Director For For Management
13.2 Elect Li Dongfang as Director For For Management
13.3 Elect Yu Peng as Director For For Management
14.1 Elect Fan Wei as Supervisor For For Management
14.2 Elect Liu Jianfeng as Supervisor For For Management
--------------------------------------------------------------------------------
LINGYI ITECH (GUANGDONG) CO.
Ticker: 002600 Security ID: Y446BS104
Meeting Date: JUN 07, 2021 Meeting Type: Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of H Class Shares and For For Management
Listing in Hong Kong Stock Exchange
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner For For Management
2.3 Approve Issue Size For For Management
2.4 Approve Target Subscribers For For Management
2.5 Approve Manner of Pricing For For Management
2.6 Approve Issue Time For For Management
2.7 Approve Principles of Offering For For Management
3 Approve Conversion to an Overseas For For Management
Fundraising Company
4 Approve Resolution Validity Period For For Management
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Plan on Use of Proceeds For For Management
7 Approve Authorization of Board to For For Management
Handle All Related Matters
8 Approve Appointment of Main For For Management
Intermediary Institution
9 Approve Distribution Arrangement of For For Management
Earnings
10 Approve Amendments to Articles of For For Management
Association and Relevant Rules of
Procedure in Relation to the Listing
of H Shares
11.1 Amend Working System for Independent For For Management
Directors (Draft)
11.2 Amend Accounting Firm Selection System For For Management
12 Amend Articles of Association and For For Management
Amend Rules and Procedures Regarding
Meetings of Board of Directors
13 Amend Working System for Independent For For Management
Directors
14 Elect Liu Jiancheng as Independent For For Management
Director
--------------------------------------------------------------------------------
LITE-ON TECHNOLOGY CORP.
Ticker: 2301 Security ID: Y5313K109
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6.1 Elect MK LU, with ID No. K100673XXX, For For Management
as Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA
Ticker: RENT3 Security ID: P6330Z111
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger between the Company and For For Management
Companhia de Locacao das Americas
(Unidas), Authorize Capital Increase
in Connection with the Transaction and
Amend Article 5 Accordingly
2 Fix Number of Directors at Six For For Management
3 Elect Irlau Machado Filho as For For Management
Independent Director
4 Do You Wish to Request Installation of Against Against Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA
Ticker: RENT3 Security ID: P6330Z111
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Long-Term Incentive Plan for For For Management
Executives
--------------------------------------------------------------------------------
LOCALIZA RENT A CAR SA
Ticker: RENT3 Security ID: P6330Z111
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4 Fix Number of Directors at Six or Seven For For Management
5.1 Elect Eugenio Pacelli Mattar as For For Management
Director
5.2 Elect Oscar de Paula Bernardes Neto as For For Management
Independent Director
5.3 Elect Irlau Machado Filho as For For Management
Independent Director
5.4 Elect Maria Leticia de Freitas Costas For For Management
as Independent Director
5.5 Elect Paulo Antunes Veras as For For Management
Independent Director
5.6 Elect Pedro de Godoy Bueno as For For Management
Independent Director
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eugenio Pacelli Mattar as
Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Oscar de Paula Bernardes Neto as
Independent Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Irlau Machado Filho as
Independent Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Maria Leticia de Freitas Costas
as Independent Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Antunes Veras as
Independent Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro de Godoy Bueno as
Independent Director
8 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
9 Approve Remuneration of Company's For For Management
Management
10 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
11 Fix Number of Fiscal Council Members For For Management
at Three
12.1 Elect Carla Alessandra Trematore as For Abstain Management
Fiscal Council Member and Juliano Lima
Pinheiro as Alternate
12.2 Elect Antonio de Padua Soares For Abstain Management
Policarpo as Fiscal Council Member and
Marco Antonio Pereira
13.1 Elect Francisco Caprino Neto as Fiscal None Abstain Shareholder
Council Member and Joao Ricardo
Pereira da Costa as Alternate
Appointed by Minority Shareholder
13.2 Elect Luiz Carlos Nannini as Fiscal None For Shareholder
Council Member and Fernando Antonio
Lopes Matoso as Alternate Appointed by
Minority Shareholder
--------------------------------------------------------------------------------
LOGAN GROUP CO., LTD.
Ticker: 3380 Security ID: G55555109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Lai Zhuobin as Director For For Management
4 Elect Zhong Huihong as Director For For Management
5 Elect Zhang Huaqiao as Director For For Management
6 Elect Liu Ka Ying, Rebecca as Director For For Management
7 Authorize Board to Fix the For For Management
Remuneration of Directors
8 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LOJAS RENNER SA
Ticker: LREN3 Security ID: P6332C102
Meeting Date: OCT 21, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Alternate Fiscal Council Member For For Management
2 Elect Vanderlei Dominguez da Rosa as For For Management
Alternate Fiscal Council Member
3 Amend Stock Option Plan Re: Clause 7 For For Management
4 Amend Stock Option Plan Re: Clause 13 For For Management
5 Amend Stock Option Plan Re: Clause 13 For Against Management
6 Amend Stock Option Plan Re: Clause 15 For For Management
7 Amend Restricted Stock Plan Re: Clause For Against Management
8
8 Amend Restricted Stock Plan Re: Clause For Against Management
8
9 Amend Restricted Stock Plan Re: Clause For Against Management
10
10 Amend Article 5 to Reflect Changes in For For Management
Capital
11 Amend Article 16 For Against Management
12 Remove Article 17 For For Management
13 Amend Article 22 For For Management
14 Amend Article 22 For For Management
15 Amend Article 25 For For Management
16 Amend Article 25 For For Management
17 Amend Article 28 For For Management
18 Amend Article 28 For For Management
19 Amend Article 31 For For Management
20 Renumber Articles For For Management
21 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
LOJAS RENNER SA
Ticker: LREN3 Security ID: P6332C102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Eight For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5.1 Elect Jose Gallo as Director For For Management
5.2 Elect Osvaldo Burgos Schirmer as For For Management
Independent Director
5.3 Elect Carlos Fernando Couto de For For Management
Oliveira Souto as Independent Director
5.4 Elect Fabio de Barros Pinheiro as For For Management
Independent Director
5.5 Elect Thomas Bier Herrmann as For For Management
Independent Director
5.6 Elect Juliana Rozenbaum Munemori as For For Management
Independent Director
5.7 Elect Christiane Almeida Edington as For For Management
Independent Director
5.8 Elect Alexandre Vartuli Gouvea as For For Management
Independent Director
6 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None For Management
Elect Jose Gallo as Director
7.2 Percentage of Votes to Be Assigned - None For Management
Elect Osvaldo Burgos Schirmer as
Independent Director
7.3 Percentage of Votes to Be Assigned - None For Management
Elect Carlos Fernando Couto de
Oliveira Souto as Independent Director
7.4 Percentage of Votes to Be Assigned - None For Management
Elect Fabio de Barros Pinheiro as
Independent Director
7.5 Percentage of Votes to Be Assigned - None For Management
Elect Thomas Bier Herrmann as
Independent Director
7.6 Percentage of Votes to Be Assigned - None For Management
Elect Juliana Rozenbaum Munemori as
Independent Director
7.7 Percentage of Votes to Be Assigned - None For Management
Elect Christiane Almeida Edington as
Independent Director
7.8 Percentage of Votes to Be Assigned - None For Management
Elect Alexandre Vartuli Gouvea as
Independent Director
8 Approve Remuneration of Company's For For Management
Management
9 Fix Number of Fiscal Council Members For For Management
at Three
10.1 Elect Joarez Jose Piccinini as Fiscal For For Management
Council Member and Roberto Zeller
Branchi as Alternate
10.2 Elect Roberto Frota Decourt as Fiscal For For Management
Council Member and Vanderlei Dominguez
da Rosa as Alternate
10.3 Elect Estela Maris Vieira De Souza as For For Management
Fiscal Council Member and Isabel
Cristina Bittencourt Santiago as
Alternate
11 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
LOMON BILLIONS GROUP CO., LTD.
Ticker: 002601 Security ID: Y3122W109
Meeting Date: AUG 07, 2020 Meeting Type: Special
Record Date: JUL 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee for Subsidiary For For Management
2 Approve Signing of Financial Network For For Management
Service Agreement
3 Approve Provision of Guarantee for For For Management
Associate Company
--------------------------------------------------------------------------------
LOMON BILLIONS GROUP CO., LTD.
Ticker: 002601 Security ID: Y3122W109
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Plan For For Management
2 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
LOMON BILLIONS GROUP CO., LTD.
Ticker: 002601 Security ID: Y3122W109
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee For For Management
2 Approve Credit Line Bank Application For Against Management
--------------------------------------------------------------------------------
LOMON BILLIONS GROUP CO., LTD.
Ticker: 002601 Security ID: Y3122W109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Internal Control For For Management
Self-Evaluation Report
7 Approve Application of Bank Credit For For Management
Lines
8 Approve Transfer Shares of Panzhihua For For Management
Vanadium and Titanium Resources Equity
Investment Center (Limited Partnership)
9 Amend Articles of Association For For Management
10 Approve Profit Distribution for First For For Shareholder
Quarter
--------------------------------------------------------------------------------
LOMON BILLIONS GROUP CO., LTD.
Ticker: 002601 Security ID: Y3122W109
Meeting Date: MAY 17, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Share Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
LOMON BILLIONS GROUP CO., LTD.
Ticker: 002601 Security ID: Y3122W109
Meeting Date: JUN 01, 2021 Meeting Type: Special
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company Name, Stock For For Management
Name and Amend Articles of Association
--------------------------------------------------------------------------------
LOMON BILLIONS GROUP CO., LTD.
Ticker: 002601 Security ID: Y3122W109
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of H Class Shares and For For Management
Listing in Hong Kong Stock Exchange
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Time For For Management
2.3 Approve Issue Manner For For Management
2.4 Approve Issue Size For For Management
2.5 Approve Pricing Manner For For Management
2.6 Approve Target Subscribers For For Management
2.7 Approve Principles of Offering For For Management
2.8 Approve Listing Exchange For For Management
3 Approve Conversion to an Overseas For For Management
Fundraising Company
4 Approve Application for Registration For For Management
as a Non Hong Kong Company
5 Approve Use of Proceeds For For Management
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Arrangements on Roll-forward For For Management
Profits
8 Approve Authorization of the Board to For For Management
Handle All Related Matters
9 Approve Amendments to Articles of For For Management
Association
10 Approve Formulation of Articles of For For Management
Association
11 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
13 Approve Formulation of Related-Party For For Management
Transaction System and Process
14 Approve to Appoint Oversea Auditor For For Management
15 Approve Resolution Validity Period For For Management
16 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members and
Prospectus Liability Insurance Matters
17 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
LONGFOR GROUP HOLDINGS LIMITED
Ticker: 960 Security ID: G5635P109
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Zhao Yi as Director For For Management
3.2 Elect Frederick Peter Churchouse as For For Management
Director
3.3 Elect Zeng Ming as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LONGI GREEN ENERGY TECHNOLOGY CO., LTD.
Ticker: 601012 Security ID: Y9727F102
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Approve Adjustment of Number and For For Management
Repurchase Price of Performance Share
Incentive Plan
3 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
LONGI GREEN ENERGY TECHNOLOGY CO., LTD.
Ticker: 601012 Security ID: Y9727F102
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Raised Funds Project For For Management
Completion and Use Remaining Raised
Funds for New Projects and Replenish
Working Capital
2 Approve Investment in the Construction For For Management
of 3GW Monocrystalline Battery Project
3 Approve Related Party Transaction For For Management
4 Approve 2021 Financing Guarantees For For Management
5 Approve 2021 Performance Guarantees For For Management
6 Approve Change in Registered Capital For For Management
and Amend Articles of Association
7 Approve Credit Line from JP Morgan For For Management
Chase and Provision of Guarantee to
Wholly-owned Subsidiary
8 Approve Credit Line from Hang Seng For For Management
Bank and Provision of Guarantee to
Wholly-owned Subsidiary
9 Approve Provision of Guarantee for For For Management
Credit Line of Subsidiary from ICBC
10 Approve Provision of Guarantee to For For Management
Taizhou Longi Leye Photovoltaic
Technology Co., Ltd.
11 Approve Provision of Guarantee to For For Management
Longi (Hong Kong) Trading Co., Ltd.
--------------------------------------------------------------------------------
LONGI GREEN ENERGY TECHNOLOGY CO., LTD.
Ticker: 601012 Security ID: Y9727F102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Interest Rate For For Management
2.6 Approve Repayment Period and Manner of For For Management
Interest
2.7 Approve Guarantee Matters For For Management
2.8 Approve Conversion Period For For Management
2.9 Approve Determination and Adjustment For For Management
of Conversion Price
2.10 Approve Downward Adjustment of For For Management
Conversion Price
2.11 Approve Determination of Number of For For Management
Conversion Shares
2.12 Approve Terms of Redemption For For Management
2.13 Approve Terms of Sell-Back For For Management
2.14 Approve Dividend Distribution Post For For Management
Conversion
2.15 Approve Issue Manner and Target Parties For For Management
2.16 Approve Placing Arrangement for For For Management
Shareholders
2.17 Approve Bondholders and Bondholder For For Management
Meetings
2.18 Approve Usage of Raised Funds For For Management
2.19 Approve Deposit Account for Raised For For Management
Funds
2.20 Approve Validity Period For For Management
3 Approve Plan on Convertible Bond For For Management
Issuance
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Authorization of Board to For For Management
Handle All Related Matters
7 Approve Dividend Return Plan For For Management
8 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
9 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
10 Approve Report of the Board of For For Management
Directors
11 Approve Report of the Board of For For Management
Supervisors
12 Approve Financial Statements For For Management
13 Approve Annual Report For For Management
14 Approve Report of the Independent For For Management
Directors
15 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
16 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
17 Approve Appointment of Auditor For For Management
18 Approve Remuneration of Directors and For For Management
Supervisors
19 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
LOTTE CHEMICAL CORP.
Ticker: 011170 Security ID: Y5336U100
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Three Inside Directors and One For For Management
Non-Independent Non-Executive Director
(Bundled)
4 Elect Nam Hye-jeong as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
LOTTE CORP.
Ticker: 004990 Security ID: Y5353V106
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lee Dong-woo as Inside Director For For Management
--------------------------------------------------------------------------------
LOTTE CORP.
Ticker: 004990 Security ID: Y5353V106
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Chu Gwang-sik as Inside Director For For Management
4 Elect Kim Chang-su as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
LOTTE SHOPPING CO., LTD.
Ticker: 023530 Security ID: Y5346T119
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Kang Hee-tae as Inside Director For For Management
3.2 Elect Kang Seong-hyeon as Inside For For Management
Director
3.3 Elect Choi Young-jun as Inside Director For For Management
3.4 Elect Jeon Mi-young as Outside Director For For Management
4 Elect Kim Doh-seong as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
LPP SA
Ticker: LPP Security ID: X5053G103
Meeting Date: SEP 18, 2020 Meeting Type: Annual
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Meeting Chairman For For Management
2 Acknowledge Proper Convening of None None Management
Meeting; Prepare List of Participating
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Receive Supervisory Board Opinion on None None Management
General Meeting Agenda
4.2 Receive Supervisory Board Report on None None Management
Its Review of Management Board Report
on Company's and Group's Operations
4.3 Receive Supervisory Board Report on None None Management
Its Review of Standalone Financial
Statements
4.4 Receive Supervisory Board Report on None None Management
Its Review of Consolidated Financial
Statements
4.5 Receive Management Board Proposal on None None Management
Allocation of Income
4.6 Receive Supervisory Board Opinion on None None Management
Management Board Proposal on
Allocation of Income
4.7 Receive Supervisory Board Assessment None None Management
of Company's Standing
4.8 Receive Supervisory Board Report on None None Management
Board's Work
4.9 Receive Supervisory Board Report on None None Management
Company's Compliance with Polish
Corporate Governance Code
4.10 Receive Supervisory Board Report on None None Management
Company's Policy on Charity Activities
5 Approve Management Board Report on For For Management
Company's and Group's Operations
6 Approve Supervisory Board Report on For For Management
Board's Work
7 Approve Financial Statements For For Management
8 Approve Consolidated Financial For For Management
Statements
9.1 Approve Discharge of Marek Piechocki For For Management
(CEO)
9.2 Approve Discharge of Jacek Kujawa For For Management
(Deputy CEO)
9.3 Approve Discharge of Przemyslaw For For Management
Lutkiewicz (Deputy CEO)
9.4 Approve Discharge of Slawomir Loboda For For Management
(Deputy CEO)
10.1 Approve Discharge of Jerzy Lubianiec For For Management
(Supervisory Board Chairman)
10.2 Approve Discharge of Wojciech For For Management
Olejniczak (Supervisory Board Member)
10.3 Approve Discharge of Magdalena Sekula For For Management
(Supervisory Board Member)
10.4 Approve Discharge of Piotr Piechocki For For Management
(Supervisory Board Member)
10.5 Approve Discharge of Antoni Tyminski For For Management
(Supervisory Board Member)
10.6 Approve Discharge of Milosz Wisniewski For For Management
(Supervisory Board Member)
11 Approve Allocation of Income and For For Management
Omission of Dividends
12 Approve Remuneration Policy For Against Management
13 Approve Dematerialization of B Series For For Management
Shares
14 Approve Creation of Reserve Capital For Against Management
for Purposes of Share Repurchase
Program
15 Authorize Share Repurchase Program For Against Management
16 Approve Remuneration of Supervisory For For Management
Board Chairman
17 Amend Statute None Against Shareholder
18 Close Meeting None None Management
--------------------------------------------------------------------------------
LPP SA
Ticker: LPP Security ID: X5053G103
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Meeting Chairman For For Management
2 Acknowledge Proper Convening of None None Management
Meeting; Prepare List of Participating
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Receive Supervisory Board Opinion on None None Management
General Meeting Agenda
4.2 Receive Supervisory Board Report on None None Management
Its Review of Management Board Report
on Company's and Group's Operations
4.3 Receive Supervisory Board Report on None None Management
Its Review of Standalone Financial
Statements
4.4 Receive Supervisory Board Report on None None Management
Its Review of Consolidated Financial
Statements
4.5 Receive Management Board Proposal on None None Management
Treatment of Net Loss
4.6 Receive Supervisory Board Opinion on None None Management
Management Board Proposal on Treatment
of Net Loss
4.7 Receive Supervisory Board Assessment None None Management
of Company's Standing
4.8 Receive Supervisory Board Report on None None Management
Board's Work
4.9 Receive Supervisory Board Report on None None Management
Company's Compliance with Polish
Corporate Governance Code
4.10 Receive Supervisory Board Report on None None Management
Company's Policy on Charity Activities
5 Approve Management Board Report on For For Management
Company's and Group's Operations
6 Approve Supervisory Board Report on For For Management
Board's Work
7 Approve Financial Statements For For Management
8 Approve Consolidated Financial For For Management
Statements
9.1 Approve Discharge of Marek Piechocki For For Management
(CEO)
9.2 Approve Discharge of Jacek Kujawa For For Management
(Deputy CEO)
9.3 Approve Discharge of Przemyslaw For For Management
Lutkiewicz (Deputy CEO)
9.4 Approve Discharge of Slawomir Loboda For For Management
(Deputy CEO)
10.1 Approve Discharge of Jerzy Lubianiec For For Management
(Supervisory Board Chairman)
10.2 Approve Discharge of Wojciech For For Management
Olejniczak (Supervisory Board Member)
10.3 Approve Discharge of Magdalena Sekula For For Management
(Supervisory Board Member)
10.4 Approve Discharge of Piotr Piechocki For For Management
(Supervisory Board Member)
10.5 Approve Discharge of Antoni Tyminski For For Management
(Supervisory Board Member)
10.6 Approve Discharge of Milosz Wisniewski For For Management
(Supervisory Board Member)
11 Approve Treatment of Net Loss For For Management
12 Elect Supervisory Board Member For Against Management
13 Elect Deputy CEO For Against Management
14 Approve Remuneration Report For Against Management
15 Amend Statute For For Management
16 Approve Performance Share Plan For Against Management
17 Approve Conditional Increase in Share For Against Management
Capital via Issuance of M Series
Shares without Preemptive Rights;
Amend Statute Accordingly
18 Approve Remuneration of Supervisory For For Management
Board Chairman
19 Close Meeting None None Management
--------------------------------------------------------------------------------
LUPIN LIMITED
Ticker: 500257 Security ID: Y5362X101
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Dividend For For Management
4 Reelect Nilesh Deshbandhu Gupta as For For Management
Director
5 Approve Reappointment of Vinita Gupta For Against Management
as Chief Executive Officer
6 Elect Ramesh Swaminathan as Director For Against Management
and Approve His Appointment and
Remuneration as Executive Director,
Global CFO & Head Corporate Affairs
7 Reelect Jean-Luc Belingard as Director For For Management
8 Approve Payment of Commission to For For Management
Non-Executive Directors
9 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
LUPIN LIMITED
Ticker: 500257 Security ID: Y5362X101
Meeting Date: MAR 16, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect K. B. S. Anand as Director For For Management
2 Elect Punita Kumar-Sinha as Director For For Management
3 Elect Robert Funsten as Director For For Management
4 Elect Mark D. McDade as Director For For Management
--------------------------------------------------------------------------------
LUXSHARE PRECISION INDUSTRY CO. LTD.
Ticker: 002475 Security ID: Y7744X106
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Resolution For For Management
Validity Period in Connection to
Convertible Bonds Issuance
2 Approve Extension in Authorization for For For Management
Board to Handle All Matters Related to
Convertible Bonds Issuance
--------------------------------------------------------------------------------
LUXSHARE PRECISION INDUSTRY CO. LTD.
Ticker: 002475 Security ID: Y7744X106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Report of the Independent For For Management
Directors
7 Approve Appointment of Auditor For For Management
8 Approve Amendments to Articles of For For Management
Association
9 Amend External Investment Management For Against Management
System
10 Approve Provision of Guarantees For For Management
11.1 Elect Wang Laichun as Director For For Management
11.2 Elect Wang Laisheng as Director For For Management
11.3 Elect Li Wei as Director For For Management
11.4 Elect Wang Tao as Director For For Management
12.1 Elect Zhang Ying as Director For For Management
12.2 Elect Liu Zhonghua as Director For For Management
12.3 Elect Song Yuhong as Director For For Management
13.1 Elect Xia Yanrong as Supervisor For For Management
13.2 Elect Mo Rongying as Supervisor For For Management
--------------------------------------------------------------------------------
LUZHOU LAOJIAO CO., LTD.
Ticker: 000568 Security ID: Y5347R104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7.1 Elect Liu Miao as Director For For Shareholder
7.2 Elect Lin Feng as Director For For Shareholder
7.3 Elect Wang Hongbo as Director For For Shareholder
7.4 Elect Shen Caihong as Director For For Shareholder
7.5 Elect Qian Xu as Director For For Management
7.6 Elect Ying Hanjie as Director For For Management
8.1 Elect Liu Junhai as Director For For Management
8.2 Elect Chen Youan as Director For For Management
8.3 Elect Sun Dongsheng as Director For For Management
8.4 Elect Lyu Xianpei as Director For For Management
9.1 Elect Yang Ping as Supervisor For For Management
9.2 Elect Lian Jing as Supervisor For For Management
9.3 Elect Guo Shihua as Supervisor For For Management
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: JUL 22, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Capital Increase without For For Management
Preemptive Rights Approved at the Oct.
30, 2019 Board Meeting
2 Rectify Remuneration of Company's For For Management
Management Approved at the April 12,
2019, AGM
3 Amend Articles and Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Seven For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiza Helena Trajano Inacio
Rodrigues as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Jose Ferreira e Silva as
Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Renato Donzelli as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Paschoal Rossetti as
Independent Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Betania Tanure de Barros as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Silvio Romero de Lemos Meira as
Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ines Correa de Souza as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Elect Fiscal Council Members For Abstain Management
11 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
12 Elect Eduardo Christovam Galdi None For Shareholder
Mestieri as Fiscal Council Member and
Thiago Costa Jacinto as Alternate
Appointed by Minority Shareholder
13 As an Ordinary Shareholder, Would You None For Management
Like to Request a Separate Election of
a Member of the Fiscal Council, Under
the Terms of Article 161 of the
Brazilian Corporate Law?
14 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: OCT 07, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 4-for-1 Stock Split For For Management
2 Amend Articles 5 and 7 to Reflect For For Management
Changes in Share Capital and
Authorized Capital Respectively
3 Authorize Executives to Ratify and For For Management
Execute Approved Resolutions
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Eight For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For Against Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiza Helena Trajano Inacio
Rodrigues as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Jose Ferreira e Silva as
Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Renato Donzelli as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Kumruian as Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ines Correa de Souza as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Paschoal Rossetti as
Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Betania Tanure de Barros as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Silvio Romero de Lemos Meira as
Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Fix Number of Fiscal Council Members For For Management
at Three
11 Elect Fiscal Council Members For Abstain Management
12 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
13 Elect Eduardo Christovam Galdi None For Shareholder
Mestieri as Fiscal Council Member and
Thiago Costa Jacinto as Alternate
Appointed by Minority Shareholder
14 Approve Remuneration of Company's For For Management
Management
15 Approve Remuneration of Fiscal Council For For Management
Members
16 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
MAGAZINE LUIZA SA
Ticker: MGLU3 Security ID: P6425Q109
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 18 Re: Increase in Board For For Management
Size
2 Amend Articles 22 and 27 For For Management
3 Amend Articles 23 and 26 For For Management
4 Consolidate Bylaws For For Management
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
MAGNIT PJSC
Ticker: MGNT Security ID: 55953Q202
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 245. For For Management
31 per Share for First Nine Months of
Fiscal 2020
2 Approve New Edition of Charter For For Management
3 Approve New Edition of Regulations on For For Management
Management
--------------------------------------------------------------------------------
MAGNIT PJSC
Ticker: MGNT Security ID: 55953Q202
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends of RUB 245.31 per Share
4.1 Elect Aleksandr Vinokurov as Director None Against Management
4.2 Elect Timothy Demchenko as Director None Against Management
4.3 Elect Jan Dunning as Director None Against Management
4.4 Elect Sergei Zakharov as Director None Against Management
4.5 Elect Hans Koch as Director None For Management
4.6 Elect Evgenii Kuznetsov as Director None For Management
4.7 Elect Aleksei Makhnev as Director None Against Management
4.8 Elect Gregor Mowat as Director None For Management
4.9 Elect Charles Ryan as Director None For Management
4.10 Elect James Simmons as Director None For Management
5 Ratify RAS Auditor For For Management
6 Ratify IFRS Auditor For Against Management
7 Approve New Edition of Charter For For Management
8 Approve New Edition of Regulations on For For Management
General Meetings
9 Approve New Edition of Regulations on For For Management
Board of Directors
--------------------------------------------------------------------------------
MAGNITOGORSK IRON & STEEL WORKS PJSC
Ticker: MAGN Security ID: X5171A103
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 0.607 For For Management
per Share for First Six Months of
Fiscal 2020
--------------------------------------------------------------------------------
MAGNITOGORSK IRON & STEEL WORKS PJSC
Ticker: MAGN Security ID: X5171A103
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 2.391 For For Management
per Share for First Nine Months of
Fiscal 2020
--------------------------------------------------------------------------------
MAHINDRA & MAHINDRA LIMITED
Ticker: 500520 Security ID: Y54164150
Meeting Date: AUG 07, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Dividend For For Management
4 Reelect Anand G. Mahindra as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
6 Approve Redesignation and Remuneration For For Management
of Pawan Goenka as Managing Director
and Chief Executive Officer and
Approve Reappointment of Pawan Goenka
as Managing Director Designated as
Managing Director and Chief Executive
Officer
7 Elect Anish Shah as Director For For Management
8 Approve Appointment and Remuneration For For Management
of Anish Shah as Whole-Time Director
Designated as Deputy Managing Director
and Group Chief Financial Officer and
as Managing Director designated as
Managing Director and Chief Executive
Officer
9 Elect Rajesh Jejurikar as Director For For Management
10 Approve Appointment and Remuneration For For Management
of Rajesh Jejurikar as Whole-Time
Director Designated as Executive
Director (Automotive and Farm Sectors)
11 Elect CP Gurnani as Director For For Management
--------------------------------------------------------------------------------
MAHINDRA & MAHINDRA LIMITED
Ticker: 500520 Security ID: Y54164150
Meeting Date: SEP 12, 2020 Meeting Type: Special
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer/Dilution of Stake in For For Management
SsangYong Motor Company, a Material
Subsidiary of the Company
--------------------------------------------------------------------------------
MAIL.RU GROUP LTD.
Ticker: MAIL Security ID: 560317208
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Annual Report None None Management
2.1 Re-elect Dmitry Grishin as Director For Against Management
2.2 Re-elect Dmitry Sergeev as Director For Against Management
2.3 Re-elect Vladimir Gabrielyan as For Against Management
Director
2.4 Elect Alexandra Buriko as Director For Against Management
2.5 Re-elect Uliana Antonova as Director For Against Management
2.6 Re-elect Mark Remon Sorour as Director For Against Management
2.7 Re-elect Charles St. Leger Searle as For Against Management
Director
2.8 Re-elect Jaco van der Merwe as Director For Against Management
--------------------------------------------------------------------------------
MALAYAN BANKING BERHAD
Ticker: 1155 Security ID: Y54671105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Elect Abdul Farid Alias as Director For For Management
3 Elect R. Karunakaran as Director For For Management
4 Elect Edwin Gerungan as Director For For Management
5 Elect Che Zakiah Che Din as Director For For Management
6 Elect Zamzamzairani Mohd Isa as For For Management
Director
7 Approve Directors' Fees For For Management
8 Approve Directors' Benefits For For Management
9 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Issuance of New Ordinary For For Management
Shares Under the Recurrent and
Optional Dividend Reinvestment Plan
--------------------------------------------------------------------------------
MANGO EXCELLENT MEDIA CO., LTD.
Ticker: 300413 Security ID: Y306B1109
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties and For For Management
Subscription Manner
2.4 Approve Reference Date, Issue Price For For Management
and Pricing Basis
2.5 Approve Issue Scale For For Management
2.6 Approve Amount and Usage of Raised For For Management
Funds
2.7 Approve Restriction Period Arrangement For For Management
2.8 Approve Listing Location For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Demonstration Analysis Report For For Management
in Connection to Private Placement
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
MANGO EXCELLENT MEDIA CO., LTD.
Ticker: 300413 Security ID: Y306B1109
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Purchase Agreement for the For For Management
Right of Network Communication of TV
Program Information
3 Approve Joint Investment Promotion For For Management
Framework Agreement
4 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
8 Amend Related-Party Transaction For For Management
Management System
9 Amend External Guarantee System For For Management
--------------------------------------------------------------------------------
MANGO EXCELLENT MEDIA CO., LTD.
Ticker: 300413 Security ID: Y306B1109
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Approve Daily Related Party For For Management
Transactions
6 Approve Application of Bank Credit For For Management
Lines
7 Approve Report on the Usage of For For Management
Previously Raised Funds
8 Approve Equity Transfer For For Management
9 Approve the General Election of the For For Management
Company's Board of Directors
10 Approve the General Election of the For For Management
Company's Board of Supervisors
11.1 Elect Zhang Huali as Director For For Management
11.2 Elect Luo Weixiong as Director For For Management
11.3 Elect Zhang Yong as Director For For Management
11.4 Elect Cai Huaijun as Director For For Management
11.5 Elect Liu Xin as Director For For Management
11.6 Elect Tang Liang as Director For For Management
12.1 Elect Zhong Hongming as Director For For Management
12.2 Elect Xiao Xing as Director For For Management
12.3 Elect Liu Yuhui as Director For For Management
13.1 Elect Yang Yun as Supervisor For For Management
13.2 Elect Li Jiaochun as Supervisor For For Management
--------------------------------------------------------------------------------
MANILA ELECTRIC COMPANY
Ticker: MER Security ID: Y5764J148
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Annual Meeting For For Management
of Stockholders held on May 26, 2020
2 Approve 2020 Audited Consolidated For For Management
Financial Statements
3 Ratify Acts of the Board and Management For For Management
4.1 Elect Anabelle L. Chua as Director For Against Management
4.2 Elect Ray C. Espinosa as Director For For Management
4.3 Elect James L. Go as Director For Against Management
4.4 Elect Frederick D. Go as Director For Against Management
4.5 Elect Lance Y. Gokongwei as Director For Against Management
4.6 Elect Lydia B. Echauz as Director For For Management
4.7 Elect Jose Ma. K. Lim as Director For Against Management
4.8 Elect Artemio V. Panganiban as Director For For Management
4.9 Elect Manuel V. Pangilinan as Director For Against Management
4.10 Elect Pedro E. Roxas as Director For For Management
4.11 Elect Victorico P. Vargas as Director For Against Management
5 Appoint External Auditors For For Management
--------------------------------------------------------------------------------
MARICO LIMITED
Ticker: 531642 Security ID: Y5841R170
Meeting Date: AUG 28, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Rishabh Mariwala as Director For For Management
3 Approve Remuneration of Cost Auditors For For Management
4 Elect Sanjay Dube as Director For For Management
5 Elect Kanwar Bir Singh Anand as For For Management
Director
6 Approve Remuneration Payable to Harsh For For Management
Mariwala as Chairman of the Board and
Non-Executive Director
--------------------------------------------------------------------------------
MARUTI SUZUKI INDIA LIMITED
Ticker: 532500 Security ID: Y7565Y100
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Reelect Kenichi Ayukawa as Director For For Management
4 Reelect Takahiko Hashimoto as Director For For Management
5 Elect Kenichiro Toyofuku as Director For For Management
and Approve Appointment and
Remuneration of Kenichiro Toyofuku as
Whole-Time Director Designated as
Director (Corporate Planning)
6 Elect Maheswar Sahu as Director For For Management
7 Elect Hisashi Takeuchi as Director For For Management
8 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
MARUTI SUZUKI INDIA LIMITED
Ticker: 532500 Security ID: Y7565Y100
Meeting Date: MAR 16, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Object Clause of Memorandum of For For Management
Association
--------------------------------------------------------------------------------
MAXIS BERHAD
Ticker: 6012 Security ID: Y58460109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert Alan Nason as Director For For Management
2 Elect Mohammed Abdullah K. Alharbi as For For Management
Director
3 Elect Abdulaziz Abdullah M. Alghamdi For For Management
as Director
4 Approve Directors' Fees and Benefits For For Management
5 Approve PricewaterhouseCoopers PLT as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Alvin Michael Hew Thai Kheam For For Management
to Continue Office as Independent
Non-Executive Director
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Astro
Malaysia Holdings Berhad and/or its
Affiliates
9 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Usaha
Tegas Sdn. Bhd. and/or its Affiliates
10 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with MEASAT
Global Berhad and/or its Affiliates
11 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Maxis
Communications Berhad and/or its
affiliates
12 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Saudi
Telecom Company and/or its Affiliates
13 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with SRG
Asia Pacific Sdn. Bhd.
14 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with
Malaysian Landed Property Sdn. Bhd.
and/or its Affiliates
--------------------------------------------------------------------------------
MAXSCEND MICROELECTRONICS CO., LTD.
Ticker: 300782 Security ID: Y5840E105
Meeting Date: JAN 08, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
MAXSCEND MICROELECTRONICS CO., LTD.
Ticker: 300782 Security ID: Y5840E105
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Idle Raised Funds for For For Management
Cash Management
2 Approve Use of Idle Own Funds for Cash For For Management
Management
3 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
4 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
5 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
6 Amend Working System for Independent For Against Management
Directors
7 Amend Management System of Raised Funds For Against Management
8 Amend Management System for Providing For Against Management
External Guarantees
9 Amend Related-Party Transaction For Against Management
Management System
10 Amend Information Disclosure For Against Management
Management System
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
MAXSCEND MICROELECTRONICS CO., LTD.
Ticker: 300782 Security ID: Y5840E105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve to Appoint Auditor For For Management
5 Approve Profit Distribution For For Management
6 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
7 Approve Annual Report and Summary For For Management
8 Approve Signing of Cooperation For For Management
Agreement for Further External
Investment
--------------------------------------------------------------------------------
MCB BANK LTD.
Ticker: MCB Security ID: Y61898105
Meeting Date: MAR 27, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve A.F. Ferguson and Co. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Final Cash Dividend For For Management
5.1 Reelect Mian Mohammad Mansha as For Against Management
Director
5.2 Reelect S.M. Muneer as Director For Against Management
5.3 Reelect Muhammad Tariq Rafi as Director For Against Management
5.4 Reelect Mian Umer Mansha as Director For Against Management
5.5 Reelect Iqraa Hassan Mansha as Director For Against Management
5.6 Reelect Muhammad Ali Zeb as Director For Against Management
5.7 Reelect Mohd Suhail Amar Suresh bin For Against Management
Abdullah as Director
5.8 Reelect Yahya Saleem as Director For For Management
5.9 Reelect Salam Khalid Butt as Director For For Management
5.10 Reelect Masood Ahmed Puri as Director For For Management
5.11 Reelect Shahzad Hussain as Director For For Management
5.12 Reelect Shariffuddin Bin Khalid as For Against Management
Director
6 Approve Winding Up of the Financial For For Management
and Management Services (Pvt) Limited,
Subsidiary Company
--------------------------------------------------------------------------------
MEDIATEK, INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Cash Distribution from Capital For For Management
Reserve
4 Approve Issuance of Restricted Stock For For Management
Awards
5.1 Elect Ming-Kai Tsai with Shareholder For For Management
No. 1 as Non-independent Director
5.2 Elect Rick Tsai (Rick Tsa) with For For Management
Shareholder No. 374487 as
Non-independent Director
5.3 Elect Cheng-Yaw Sun with Shareholder For For Management
No. 109274 as Non-independent Director
5.4 Elect Kenneth Kin with ID No. For For Management
F102831XXX as Non-independent Director
5.5 Elect Joe Chen with Shareholder No. For For Management
157 as Non-independent Director
5.6 Elect Chung-Yu Wu with Shareholder No. For For Management
1512 as Independent Director
5.7 Elect Peng-Heng Chang with ID No. For For Management
A102501XXX as Independent Director
5.8 Elect Ming-Je Tang with ID No. For For Management
A100065XXX as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
MEGA FINANCIAL HOLDING CO., LTD.
Ticker: 2886 Security ID: Y59456106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3.1 Elect Chao-Shun Chang, Representative For For Management
of Ministry of Finance, R.O.C., with
Shareholder NO.100001, as
Non-Independent Director
3.2 Elect Kuang-Hua Hu, Representative of For For Management
Ministry of Finance, R.O.C., with
Shareholder NO.100001, as
Non-Independent Director
3.3 Elect Chia-Chung Chen, Representative For For Management
of Ministry of Finance, R.O.C., with
Shareholder NO.100001, as
Non-Independent Director
3.4 Elect Pei-Chun Chen, Representative of For For Management
Ministry of Finance, R.O.C., with
Shareholder NO.100001, as
Non-Independent Director
3.5 Elect Yih-Jiuan Wu, Representative of For For Management
Ministry of Finance, R.O.C., with
Shareholder NO.100001, as
Non-Independent Director
3.6 Elect Chun-Lan Yen, Representative of For For Management
Ministry of Finance, R.O.C., with
Shareholder NO.100001, as
Non-Independent Director
3.7 Elect I-Kan Chiu, Representative of For For Management
Ministry of Finance, R.O.C., with
Shareholder NO.100001, as
Non-Independent Director
3.8 Elect Keh-Her Shih, Representative of For For Management
National Development Fund, Executive
Yuan, R.O.C., with Shareholder NO.
300237, as Non-Independent Director
3.9 Elect Hong-Mo Wu, Representative of For For Management
Chunghwa Post Co., Ltd, with
Shareholder NO.837938, as
Non-Independent Director
3.10 Elect Guo-Shin Lee, Representative of For For Management
Bank of Taiwan Co., Ltd, with
Shareholder NO.637985, as
Non-Independent Director
3.11 Elect Hung-Ju Chen, with Shareholder For For Management
NO.V220850XXX, as Independent Director
3.12 Elect Tsai-Jyh Chen, with Shareholder For For Management
NO.E221515XXX, as Independent Director
3.13 Elect Chi-Chang Yu, with Shareholder For For Management
NO.B100920XXX, as Independent Director
3.14 Elect Ying Wu, with Shareholder NO. For For Management
U200451XXX, as Independent Director
3.15 Elect Chang-Ching Lin, with For For Management
Shareholder NO.D120954XXX, as
Independent Director
4 Approve Release of Restrictions of For For Management
Competitive Activities of
Representative of Ministry of Finance,
R.O.C
5 Approve Release of Restrictions of For For Management
Competitive Activities of
Representative of National Development
Fund, Executive Yuan, R.O.C
6 Approve Release of Restrictions of For For Management
Competitive Activities of
Representative of Bank of Taiwan Co.,
Ltd
7 Approve Release of Restrictions of For For Management
Competitive Activities of
Representative of Chunghwa Post Co.,
Ltd
8 Approve Release of Restrictions of For For Management
Competitive Activities of Chao-Shun
Chang
9 Approve Release of Restrictions of For For Management
Competitive Activities of Kuang-Hua Hu
10 Approve Release of Restrictions of For For Management
Competitive Activities of Hong-Mo Wu
--------------------------------------------------------------------------------
MEGACABLE HOLDINGS SAB DE CV
Ticker: MEGACPO Security ID: P652AE117
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CEO's Report For For Management
2 Receive Directors' Opinions on CEO's For For Management
Report
3 Approve Board of Directors' Report For For Management
4 Approve Reports of Corporate Practices For For Management
and Audit Committees Chairmen
5 Approve Allocation of Income For For Management
6 Approve Repurchase Transactions of CPOs For For Management
7 Set Maximum Amount of Share Repurchase For For Management
Reserve
8 Elect or Ratify Directors, Secretary For Against Management
and their Respective Alternates
9 Classification of Principal and For Against Management
Alternate Board Members' Independence
10 Elect or Ratify Chairman of Audit For Against Management
Committee and Corporate Practices
Committee
11 Approve Remuneration of Directors, For For Management
Secretary, and Members of Audit and
Corporate Practices Committees
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
MEGAWORLD CORPORATION
Ticker: MEG Security ID: Y59481112
Meeting Date: AUG 24, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Approve Minutes of the Previous Annual For For Management
Meeting
5 Approve Amendment of Sections 4 and 6, For For Management
Article I and Section 3, Article II of
the Company's Amended By-Laws
6 Appoint External Auditors For For Management
7 Ratify Acts and Resolutions of the For For Management
Board of Directors, Board Committees
and Management
8a Elect Andrew L. Tan as Director For For Management
8b Elect Katherine L. Tan as Director For For Management
8c Elect Kingson U. Sian as Director For For Management
8d Elect Enrique Santos L. Sy as Director For For Management
8e Elect Jesus B. Varela as Director For For Management
8f Elect Cresencio P. Aquino as Director For For Management
8g Elect Roberto S. Guevara as Director For For Management
--------------------------------------------------------------------------------
MEGAWORLD CORPORATION
Ticker: MEG Security ID: Y59481112
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
3 Approve Minutes of the Previous Annual For For Management
Meeting held on August 24, 2020
5 Appoint External Auditors For For Management
6 Ratify Acts and Resolutions of the For For Management
Board of Directors, Board Committees
and Management
7a Elect Andrew L. Tan as Director For For Management
7b Elect Katherine L. Tan as Director For Against Management
7c Elect Kingson U. Sian as Director For Against Management
7d Elect Enrique Santos L. Sy as Director For Against Management
7e Elect Jesus B. Varela as Director For For Management
7f Elect Cresencio P. Aquino as Director For For Management
7g Elect Roberto S. Guevara as Director For Against Management
--------------------------------------------------------------------------------
MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD.
Ticker: 002044 Security ID: Y5S4DH102
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Fund-raising For For Management
Investment Project and Use Its
Remaining Raised Funds to Replenish
Working Capital
2 Approve Signing of Software For For Management
Development Service Agreement
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD.
Ticker: 002044 Security ID: Y5S4DH102
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Disposal For For Management
--------------------------------------------------------------------------------
MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD.
Ticker: 002044 Security ID: Y5S4DH102
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Raised Funds For For Management
Project and Use Remaining Funds to
Replenish Working Capital
2 Amend Management System of Raised Funds For For Management
--------------------------------------------------------------------------------
MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD.
Ticker: 002044 Security ID: Y5S4DH102
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors For For Management
2 Approve Remuneration of Supervisors For For Management
--------------------------------------------------------------------------------
MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD.
Ticker: 002044 Security ID: Y5S4DH102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For Against Management
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Provision for Goodwill For For Management
Impairment and Provision for Bad Debts
9 Approve Daily Related Party For For Management
Transactions
10 Approve Credit Line Application and For For Management
Provision of Guarantee
11 Approve Adjustment of Performance For For Management
Commitment
12 Approve Amendments to Articles of For For Management
Association
13 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
14 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
15 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
16 Amend Working System for Independent For For Management
Directors
17 Amend Related Party Transaction For For Management
Decision-making and Control System
18 Approve External Guarantee Management For For Management
Regulations
19 Amend Investor Relations Management For For Management
System
--------------------------------------------------------------------------------
MEINIAN ONEHEALTH HEALTHCARE HOLDINGS CO., LTD.
Ticker: 002044 Security ID: Y5S4DH102
Meeting Date: JUN 18, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Credit Line Application and For For Management
Provision of Guarantee
--------------------------------------------------------------------------------
MEITUAN
Ticker: 3690 Security ID: G59669104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Wang Huiwen as Director For For Management
3 Elect Lau Chi Ping Martin as Director For Against Management
4 Elect Neil Nanpeng Shen as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10a Approve Tencent Subscription Agreement For For Management
10b Approve Grant of Specific Mandate to For For Management
Issue Tencent Subscription Shares
10c Authorize Board to Deal with All For For Management
Matters in Relation to the Tencent
Subscription Agreement
11 Amend Memorandum and Articles of For For Management
Association
--------------------------------------------------------------------------------
MEITUAN DIANPING
Ticker: 3690 Security ID: G59669104
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Change of English Name and For For Management
Adopt Chinese Name as Dual Foreign
Name of the Company
1b Authorize Board to Deal with All For For Management
Matters in Relation to the Change of
English Name and Adoption of Chinese
Name as Dual Foreign Name of the
Company
--------------------------------------------------------------------------------
MERITZ SECURITIES CO., LTD.
Ticker: 008560 Security ID: Y594DP360
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Kim Hyeon-wook as Outside For Against Management
Director
2.2 Elect Lee Sang-cheol as Outside For For Management
Director
3 Elect Koo Jeong-han as Outside For For Management
Director to Serve as an Audit
Committee Member
4.1 Elect Kim Hyeon-wook as a Member of For For Management
Audit Committee
4.2 Elect Lee Sang-cheol as a Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
--------------------------------------------------------------------------------
METALLURGICAL CORP. OF CHINA LTD.
Ticker: 1618 Security ID: Y5949Y101
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Mengxing as Director For For Shareholder
2 Elect Yin Sisong as Supervisor For For Shareholder
--------------------------------------------------------------------------------
METALLURGICAL CORP. OF CHINA LTD.
Ticker: 1618 Security ID: Y5949Y101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board For For Management
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Final Accounts Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve WUYIGE as Auditor and Internal For For Management
Control Auditor and Authorize Board to
Fix Their Remuneration
6 Approve Remuneration of Directors and For For Management
Supervisors
7 Approve Guarantee Plan For Against Management
8 Approve Adjustment of Annual Caps for For For Management
the Routine Connected
Transactions/Continuing Connected
Transactions for the Years of 2021 and
2022
--------------------------------------------------------------------------------
METRO PACIFIC INVESTMENTS CORPORATION
Ticker: MPI Security ID: Y60305102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Annual Meeting For For Management
of Stockholders held on May 29, 2020
2 Approve 2020 Audited Financial For For Management
Statements
3 Ratify Acts of the Board of Directors For For Management
and Management
4.1 Elect Albert F. Del Rosario as Director For Against Management
4.2 Elect Ray C. Espinosa as Director For Against Management
4.3 Elect Ramoncito S. Fernandez as For Against Management
Director
4.4 Elect Rodrigo E. Franco as Director For Against Management
4.5 Elect Oscar J. Hilado as Director For For Management
4.6 Elect Jose Ma. K. Lim as Director For For Management
4.7 Elect Augusto P. Palisoc Jr. as For Against Management
Director
4.8 Elect Artemio V. Panganiban as Director For For Management
4.9 Elect Manuel V. Pangilinan as Director For Against Management
4.10 Elect June Cheryl A. Cabal-Revilla as For Against Management
Director
4.11 Elect Pedro E. Roxas as Director For For Management
4.12 Elect Francisco C. Sebastian as For Against Management
Director
4.13 Elect Alfred V. Ty as Director For Against Management
4.14 Elect Roberto C. Yap as Director For For Management
4.15 Elect Christopher H. Young as Director For Against Management
5 Appoint External Auditors For For Management
6 Approve Amendment of the Third Article For For Management
of the Articles of Incorporation to
Change the Principal Office Address
--------------------------------------------------------------------------------
METROPOLITAN BANK & TRUST COMPANY
Ticker: MBT Security ID: Y6028G136
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Annual Meeting For For Management
held on May 28, 2020
2 Ratify All Acts and Resolutions of the For For Management
Board of Directors, Management and All
Committees from May 28, 2020 to April
27, 2021
3.1 Elect Arthur Ty as Director For For Management
3.2 Elect Francisco C. Sebastian as For For Management
Director
3.3 Elect Fabian S. Dee as Director For For Management
3.4 Elect Alfred V. Ty as Director For For Management
3.5 Elect Edmund A. Go as Director For For Management
3.6 Elect Francisco F. Del Rosario, Jr. as For For Management
Director
3.7 Elect Vicente R. Cuna, Jr. as Director For For Management
3.8 Elect Edgar O. Chua as Director For For Management
3.9 Elect Solomon S. Cua as Director For For Management
3.10 Elect Angelica H. Lavares as Director For For Management
3.11 Elect Philip G. Soliven as Director For For Management
3.12 Elect Marcelo C. Fernando, Jr. as For For Management
Director
4 Appoint Sycip Gorres Velayo & Co. as For For Management
External Auditors
--------------------------------------------------------------------------------
MICRO-STAR INTERNATIONAL CO., LTD.
Ticker: 2377 Security ID: Y6037M108
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4.1 Elect HSU, HSIANG, with Shareholder No. For For Management
1, as Non-independent Director
4.2 Elect HUANG, CHIN-CHING, with For For Management
Shareholder No. 5, as Non-independent
Director
4.3 Elect YU, HSIEN-NENG, with Shareholder For Against Management
No. 9, as Non-independent Director
4.4 Elect LIN, WEN-TUNG, with Shareholder For Against Management
No. 10, as Non-independent Director
4.5 Elect KUO, HSU-KUANG, with Shareholder For Against Management
No. 99, as Non-independent Director
4.6 Elect LIAO, CHUN-KENG, with For Against Management
Shareholder No. 492, as
Non-independent Director
4.7 Elect HUNG, YU-SHENG, with Shareholder For Against Management
No. 11864, as Non-independent Director
4.8 Elect CHEN, TE-LING, with ID No. For Against Management
A22412**** (A224121XXX), as
Non-independent Director
4.9 Elect HSU, JUN-SHYAN with Shareholder For For Management
No. 26 as Independent Director
4.10 Elect HSU, KAO-SHAN with Shareholder For For Management
No. 461 as Independent Director
4.11 Elect LIU, CHENG-YI with ID No. For For Management
P12021**** (P120217XXX) as Independent
Director
--------------------------------------------------------------------------------
MICROPORT SCIENTIFIC CORPORATION
Ticker: 853 Security ID: G60837104
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Option Scheme of Suzhou For Against Management
MicroPort Orthopedics Scientific
(Group) Co., Ltd.
--------------------------------------------------------------------------------
MICROPORT SCIENTIFIC CORPORATION
Ticker: 853 Security ID: G60837104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Zhaohua Chang as Director For For Management
3.2 Elect Hongliang Yu as Director For For Management
3.3 Elect Chunyang Shao as Director For For Management
3.4 Elect Yasuhisa Kurogi as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve Equity Option Scheme of For Against Management
Shenzhen MicroPort Surgical (Group) Co.
, Ltd.
10 Approve Grant of Options Under the For Against Management
Equity Option Scheme of Shenzhen
MicroPort Surgical (Group) Co., Ltd.
to Cheng Zhiguang
--------------------------------------------------------------------------------
MIDEA GROUP CO. LTD.
Ticker: 000333 Security ID: Y6S40V103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Draft and Summary on Stock For For Management
Option Incentive Plan
7 Approve Methods to Assess the For For Management
Performance of Stock Option Incentive
Plan Participants
8 Approve Authorization of the Board to For For Management
Handle All Related Matters to Stock
Option Incentive Plan
9 Approve Draft and Summary on For For Management
Performance Share Incentive Plan
10 Approve Methods to Assess the For For Management
Performance of Performance Share
Incentive Plan Participants
11 Approve Authorization of the Board to For For Management
Handle All Related Matters to
Performance Share Incentive Plan
12 Approve Share Purchase Plan (Draft) For For Management
and Summary Phase VII
13 Approve Methods to Assess the For For Management
Performance of Share Purchase Plan
Phase VII Participants
14 Approve Authorization of the Board to For For Management
Handle All Related Matters to Share
Purchase Plan Phase VII
15 Approve Draft and Summary on Share For For Management
Purchase Plan Phase IV
16 Approve Methods to Assess the For For Management
Performance of Share Purchase Plan
Phase IV Participants
17 Approve Authorization of the Board to For For Management
Handle All Related Matters to Share
Purchase Plan Phase IV
18 Approve Provision of Guarantee For For Management
19 Approve Special Report on Foreign For For Management
Exchange Fund Derivatives Business
Investment
20 Approve Related Party Transaction For For Management
21 Approve to Appoint Auditor For For Management
22 Approve Amendments to Articles of For For Management
Association
23 Approve Repurchase of the Company's For For Shareholder
Shares
--------------------------------------------------------------------------------
MIDEA GROUP CO. LTD.
Ticker: 000333 Security ID: Y6S40V103
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Repurchase and For For Management
Cancellation of Performance Shares
2 Approve 2019 Repurchase and For For Management
Cancellation of Performance Shares
3 Approve 2020 Repurchase and For For Management
Cancellation of Performance Shares
--------------------------------------------------------------------------------
MING YUAN CLOUD GROUP HOLDINGS LTD.
Ticker: 909 Security ID: G6142R109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Jiang Haiyang as Director For For Management
3a2 Elect Chen Xiaohui as Director For For Management
3a3 Elect Jiang Keyang as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt Share Option Scheme and For Against Management
Authorize Board to Grant Options
--------------------------------------------------------------------------------
MINOR INTERNATIONAL PUBLIC COMPANY LIMITED
Ticker: MINT Security ID: Y6069M133
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Annual Report and None None Management
Company's Performance
2 Approve Financial Statements and For For Management
Acknowledge Statutory Reports
3 Approve Allocation of Income and For For Management
Omission of Dividend Payment
4.1 Elect William Ellwood Heinecke as For Against Management
Director
4.2 Elect Anil Thadani as Director For For Management
4.3 Elect Edward Keith Hubennette as For For Management
Director
4.4 Elect Niti Osathanugrah as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve PricewaterhouseCoopers ABAS For For Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
7 Approve Issuance of Warrants to For For Management
Purchase Ordinary Shares to Existing
Shareholders
8 Approve Reduction in Registered For For Management
Capital and Amend Memorandum of
Association to Reflect Reduction in
Registered Capital
9 Approve Increase in Registered Capital For For Management
and Amend Memorandum of Association to
Reflect Increase in Registered Capital
10 Approve Allocation of Newly Issued For For Management
Ordinary Shares for the Right to
Purchase Ordinary Shares to Existing
Shareholders
--------------------------------------------------------------------------------
MINTH GROUP LIMITED
Ticker: 425 Security ID: G6145U109
Meeting Date: APR 14, 2021 Meeting Type: Special
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CNY Share Issue and the For For Management
Specific Mandate
2 Authorize Board to Handle All Matters For For Management
in Relation to the CNY Share Issue
3 Approve Plan for Distribution of For For Management
Profits Accumulated before the CNY
Share Issue
4 Approve Policy for Stabilization of For For Management
the Price of the CNY Shares for the
Three Years after the CNY Share Issue
5 Approve Profits Distribution Policy For For Management
and the Dividend Return Plan for the
Three Years after the CNY Share Issue
6 Approve Use of Proceeds from the CNY For For Management
Share Issue
7 Approve Remedial Measures for the For For Management
Potential Dilution of Immediate
Returns by the CNY Share Issue
8 Approve Undertakings and the For For Management
Corresponding Binding Measures in
Connection with the CNY Share Issue
9 Approve Rules of Procedure for General For For Management
Meetings of Shareholders
10 Approve Rules of Procedure for Board For For Management
Meetings
11 Authorize Board to Handle All Matters For For Management
in Relation to the Ordinary Resolutions
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
MINTH GROUP LIMITED
Ticker: 425 Security ID: G6145U109
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Wang Ching as Director and For Against Management
Approve Continuous Appointment as
Independent Non-Executive Director
4 Elect Wu Tak Lung as Director For For Management
5 Elect Chen Quan Shi as Director For For Management
6 Approve and Confirm the Terms of For For Management
Appointment, Including Remuneration,
for Wang Ching
7 Approve and Confirm the Terms of For For Management
Appointment, Including Remuneration,
for Wu Tak Lung
8 Approve and Confirm the Terms of For For Management
Appointment, Including Remuneration,
for Chen Quan Shi
9 Authorize Board to Fix Remuneration of For For Management
Directors
10 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Repurchase of Issued Share For For Management
Capital
13 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MIRAE ASSET DAEWOO CO., LTD.
Ticker: 006800 Security ID: Y1916K109
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Choi Hyeon-man as Inside Director For For Management
2.2 Elect Lee Man-yeol as Inside Director For For Management
2.3 Elect Kim Jae-sik as Inside Director For For Management
2.4 Elect Cho Seong-il as Outside Director For For Management
3 Elect Jeong Yong-seon as Outside For For Management
Director to Serve as an Audit
Committee Member
4.1 Elect Cho Seong-il as a Member of For For Management
Audit Committee
4.2 Elect Lee Jem-ma as a Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
MISC BERHAD
Ticker: 3816 Security ID: Y6080H105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Abu Huraira Abu Yazid as Director For For Management
2 Elect Norazah Mohamed Razali as For For Management
Director
3 Elect Mohammad Suhaimi Mohd Yasin as For For Management
Director
4 Elect Ab. Halim Mohyiddin as Director For For Management
5 Elect Rozalila Abdul Rahman as Director For For Management
6 Elect Lim Beng Choon as Director For For Management
7 Approve Directors' Fees For For Management
8 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
MMC NORILSK NICKEL PJSC
Ticker: GMKN Security ID: X5424N118
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 623. For For Management
35 per Share for First Nine Months of
Fiscal 2020
--------------------------------------------------------------------------------
MMC NORILSK NICKEL PJSC
Ticker: GMKN Security ID: X5424N118
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Consolidated Financial For For Management
Statements
4 Approve Allocation of Income and For For Management
Dividends of RUB 1,021.22 per Share
5.1 Elect Sergei Barbashev as Director None Against Management
5.2 Elect Sergei Batekhin as Director None Against Management
5.3 Elect Aleksei Bashkirov as Director None Against Management
5.4 Elect Sergei Bratukhin as Director None Against Management
5.5 Elect Sergei Volk as Director None For Management
5.6 Elect Marianna Zakharova as Director None Against Management
5.7 Elect Stanislav Luchitskii as Director None Against Management
5.8 Elect Roger Munnings as Director None For Management
5.9 Elect Gareth Penny as Director None Against Management
5.10 Elect Maksim Poletaev as Director None Against Management
5.11 Elect Viacheslav Solomin as Director None Against Management
5.12 Elect Evgenii Shvarts as Director None For Management
5.13 Elect Robert Edwards as Director None Against Management
6.1 Elect Aleksei Dzybalov as Member of For For Management
Audit Commission
6.2 Elect Anna Masalova as Member of Audit For For Management
Commission
6.3 Elect Georgii Svanidze as Members of For For Management
Audit Commission
6.4 Elect Vladimir Shilkov as Member of For For Management
Audit Commission
6.5 Elect Elena Ianevich as Member of For For Management
Audit Commission
7 Ratify KPMG as RAS Auditor For For Management
8 Ratify KPMG as IFRS Auditor For For Management
9 Approve Remuneration of Directors For Against Management
10 Approve Remuneration of Members of For For Management
Audit Commission
11 Approve Related-Party Transactions Re: For For Management
Indemnification Agreements with
Directors and Executives
12 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors and
Executives
--------------------------------------------------------------------------------
MOBILE TELECOMMUNICATIONS CO. SAUDI ARABIA
Ticker: 7030 Security ID: M7039H108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Related Party Transactions Re: For For Management
Arabian Shield for Cooperative
Insurance Company
5 Approve Related Party Transactions Re: For For Management
Almarai Company
6 Approve Related Party Transactions Re: For For Management
Archiving and Warehousing Storage
Solutions Company
7 Approve Related Party Transactions Re: For For Management
Al Yamamah Cement Company
8 Approve Discharge of Directors for FY For For Management
2020
9 Amend Nomination and Remuneration For For Management
Committee Charter
10 Approve Remuneration of Directors of For For Management
SAR 3,675,000 for FY 2020
11 Elect Kameel Al Hilali as Director For For Management
12 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
13 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MTSS Security ID: 607409109
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 8.93 For For Management
per Share for First Six Months of
Fiscal 2020
2 Approve Company's Membership in Open For For Management
Network Technologies
3 Approve New Edition of Regulations on For For Management
Board of Directors
4 Approve New Edition of Regulations on For For Management
Management
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MTSS Security ID: 607409109
Meeting Date: FEB 15, 2021 Meeting Type: Special
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Reorganization via Acquisition For For Management
of OOO Stv
1.2 Approve Reorganization via Acquisition For For Management
of OOO Stream
1.3 Approve Reorganization via Acquisition For For Management
of OOO Oblachnyi Riteil
1.4 Approve Reorganization via Acquisition For For Management
of OOO Oblachnyi Riteil Plius
1.5 Approve Reorganization via Acquisition For For Management
of OOO MKS Balashikha
1.6 Approve Reorganization via Acquisition For For Management
of AO NPO Progtekh
2.1 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.1
2.2 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.2
2.3 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.3
2.4 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.4
2.5 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.5
2.6 Amend Charter in Connection with For For Management
Reorganization Proposed under Item 1.6
3.1 Approve Company's Membership in For For Management
StroySvyazTelecom
3.2 Approve Company's Membership in For For Management
ProektSvyazTelecom
4 Approve New Edition of Regulations on For For Management
Board of Directors
5 Approve New Edition of Regulations on For For Management
Management
6 Approve New Edition of Regulations on For For Management
CEO
7 Approve New Edition of Regulations on For For Management
Audit Commission
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MTSS Security ID: 607409109
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Annual Report and Financial For For Management
Statements
1.2 Approve Allocation of Income and For For Management
Dividends of RUB 26.51 per Share
2.1 Elect Feliks Evtushenkov as Director None Against Management
2.2 Elect Artem Zasurskii as Director None Against Management
2.3 Elect Viacheslav Nikolaev as Director None Against Management
2.4 Elect Regina Dagmar Benedicta von None For Management
Flemming as Director
2.5 Elect Shaygan Kheradpir as Director None For Management
2.6 Elect Thomas Holtrop as Director None Against Management
2.7 Elect Nadia Shouraboura as Director None For Management
2.8 Elect Konstantin Ernst as Director None For Management
2.9 Elect Valentin Iumashev as Director None For Management
3.1 Elect Irina Borisenkova as Member of For For Management
Audit Commission
3.2 Elect Evgenii Madorskii as Member of For For Management
Audit Commission
3.3 Elect Natalia Mikheeva as Member of For For Management
Audit Commission
4 Ratify Auditor For For Management
5 Approve New Edition of Charter For For Management
--------------------------------------------------------------------------------
MOMENTUM METROPOLITAN HOLDINGS LTD
Ticker: MTM Security ID: S5S757103
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect David Park as Director For For Management
1.2 Elect Paballo Makosholo as Director For For Management
2.1 Re-elect Fatima Daniels as Director For For Management
2.2 Re-elect Peter Cooper as Director For For Management
2.3 Re-elect Frans Truter as Director For For Management
3 Reappoint Ernst & Young Inc. as For For Management
Auditors of the Company with Cornea de
Villiers as the Designated Audit
Partner
4.1 Re-elect Linda de Beer as Member of For For Management
the Audit Committee
4.2 Re-elect Fatima Daniels as Member of For For Management
the Audit Committee
4.3 Re-elect Frans Truter as Member of the For For Management
Audit Committee
5 Authorise Ratification of Approved For For Management
Resolutions
6 Approve Remuneration Policy For For Management
7 Approve Implementation Report For For Management
8 Authorise Repurchase of Issued Share For For Management
Capital
9 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
10.1 Approve Fees of the Chairman of the For For Management
Board
10.2 Approve Fees of the Lead Independent For For Management
Director
10.3 Approve Fees of the Non-executive For For Management
Director
10.4 Approve Fees of the Chairperson of For For Management
Actuarial Committee
10.5 Approve Fees of the Member of For For Management
Actuarial Committee
10.6 Approve Fees of the Chairperson of For For Management
Audit Committee
10.7 Approve Fees of the Member of Audit For For Management
Committee
10.8 Approve Fees of the Chairperson of For For Management
Fair Practices Committee
10.9 Approve Fees of the Member of Fair For For Management
Practices Committee
10.10 Approve Fees of the Chairperson of For For Management
Investments Committee
10.11 Approve Fees of the Member of For For Management
Investments Committee
10.12 Approve Fees of the Chairperson of For For Management
Nominations Committee
10.13 Approve Fees of the Member of For For Management
Nominations Committee
10.14 Approve Fees of the Chairperson of For For Management
Remuneration Committee
10.15 Approve Fees of the Member of For For Management
Remuneration Committee
10.16 Approve Fees of the Chairperson of For For Management
Risk, Capital and Compliance Committee
10.17 Approve Fees of the Member of Risk, For For Management
Capital and Compliance Committee
10.18 Approve Fees of the Chairperson of For For Management
Social, Ethics and Transformation
Committee
10.19 Approve Fees of the Member of Social, For For Management
Ethics and Transformation Committee
10.20 Approve Fees of Ad Hoc Work (Hourly) For For Management
10.21 Approve Fees of the Permanent Invitee For For Management
--------------------------------------------------------------------------------
MOMENTUM METROPOLITAN HOLDINGS LTD
Ticker: MTM Security ID: S5S757103
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Assistance Under and For For Management
For Purposes of the Scheme
2 Authorise Specific Repurchase of MMH For For Management
Shares from the Trust
1 Approve Equity Settled Employee Share For For Management
Ownership Plan
2 Approve Sale of MMH Treasury Shares For For Management
3 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
MONETA MONEY BANK, A.S.
Ticker: MONET Security ID: X3R0GS100
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Elect Meeting Chairman and Other For For Management
Meeting Officials
3 Reelect Clare Clarke, Michal Petrman For For Management
and Denis Hall as Supervisory Board
Members
4 Reelect Michal Petrman and Denis Hall For For Management
as Members of Audit Committee
5 Receive Management Board Report None None Management
6 Receive Supervisory Board Report None None Management
7 Receive Audit Committee Report None None Management
8 Approve Consolidated Financial For For Management
Statements
9 Approve Financial Statements For For Management
10 Approve Allocation of Income and For For Management
Omission of Dividends
11 Approve Contracts on Performance of For For Management
Functions with Supervisory Board
Members
12 Ratify Deloitte Audit s.r.o. as Auditor For For Management
13 Approve Remuneration Policy For For Management
14 Amend Articles of Association Re: For For Management
General Meeting
15 Close Meeting None None Management
--------------------------------------------------------------------------------
MONETA MONEY BANK, A.S.
Ticker: MONET Security ID: X3R0GS100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Elect Meeting Chairman and Other For For Management
Meeting Officials
3 Reelect Miroslav Singer as Supervisory For For Management
Board Member
4 Receive Management Board Report None None Management
5 Receive Supervisory Board Report None None Management
6 Receive Audit Committee Report None None Management
7 Approve Consolidated Financial For For Management
Statements
8 Approve Financial Statements For For Management
9 Approve Financial Statements of For For Management
Wuestenrot hypotecni banka a.s.
10 Approve Allocation of Income and For For Management
Omission of Dividends
11 Ratify Deloitte Audit s.r.o. as Auditor For For Management
12 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
MONETA MONEY BANK, A.S.
Ticker: MONET Security ID: X3R0GS100
Meeting Date: JUN 22, 2021 Meeting Type: Special
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Meeting Procedures For For Management
2 Elect Meeting Chairman and Other For For Management
Meeting Officials
3 Approve Acquisition of Shares in Air For Against Management
Bank and Czech and Slovak Home Credit
4 Approve Increase in Share Capital via For Against Management
Issuance of Shares without Preemptive
Rights
--------------------------------------------------------------------------------
MOSCOW EXCHANGE MICEX-RTS PJSC
Ticker: MOEX Security ID: X6983N101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Allocation of Income and For For Management
Dividends
3.1 Elect Ramon Adarraga Morales as None For Management
Director
3.2 Elect Paul Bodart as Director None For Management
3.3 Elect Oleg Viugin as Director None For Management
3.4 Elect Mariia Gordon as Director None For Management
3.5 Elect Valerii Goregliad as Director None Against Management
3.6 Elect Dmitrii Eremeev as Director None For Management
3.7 Elect Bella Zlatkis as Director None Against Management
3.8 Elect Aleksandr Izosimov as Director None For Management
3.9 Elect Maksim Krasnykh as Director None For Management
3.10 Elect Vadim Kulik as Director None Against Management
3.11 Elect Sergei Lykov as Director None Against Management
3.12 Elect Oskar Hartmann as Director None For Management
4 Ratify Auditor For For Management
5 Approve New Edition of Charter For For Management
6 Approve New Edition of Regulations on For For Management
Board of Directors
7 Approve New Edition of Regulations on For For Management
Remuneration of Directors
8 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
MOTHERSON SUMI SYSTEMS LIMITED
Ticker: 517334 Security ID: Y6139B141
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Laksh Vaaman Sehgal as Director For For Management
3 Reelect Shunichiro Nishimura as For For Management
Director
4 Reelect Naveen Ganzu as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
MOTHERSON SUMI SYSTEMS LIMITED
Ticker: 517334 Security ID: Y6139B141
Meeting Date: JAN 20, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Pledging of Assets for Debt For For Management
--------------------------------------------------------------------------------
MOTHERSON SUMI SYSTEMS LIMITED
Ticker: 517334 Security ID: Y6139B141
Meeting Date: APR 29, 2021 Meeting Type: Court
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Composite Scheme of For For Management
Amalgamation and Arrangement
--------------------------------------------------------------------------------
MOTHERSON SUMI SYSTEMS LIMITED
Ticker: 517334 Security ID: Y6139B141
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transactions to For For Management
be Undertaken by Motherson Sumi Wiring
India Limited with the Company,
Sumitomo Wiring Systems Limited and
Other Related Parties
--------------------------------------------------------------------------------
MR. PRICE GROUP LTD.
Ticker: MRP Security ID: S5256M135
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
28 March 2020
2.1 Re-elect Nigel Payne as Director For For Management
2.2 Re-elect Bobby Johnston as Director For For Management
2.3 Re-elect Maud Motanyane-Welch as For For Management
Director
3 Reappoint Ernst & Young Inc as For For Management
Auditors with Merisha Kassie as the
Designated Registered Auditor
4.1 Re-elect Bobby Johnston as Member of For For Management
the Audit and Compliance Committee
4.2 Re-elect Daisy Naidoo as Member of the For For Management
Audit and Compliance Committee
4.3 Re-elect Mark Bowman as Member of the For For Management
Audit and Compliance Committee
4.4 Re-elect Mmaboshadi Chauke as Member For For Management
of the Audit and Compliance Committee
5 Approve Remuneration Policy For For Management
6 Approve Remuneration Implementation For For Management
Report
7 Adopt the Social, Ethics, For For Management
Transformation and Sustainability
Committee Report
8 Authorise Ratification of Approved For For Management
Resolutions
9 Place Authorised but Unissued Shares For For Management
under Control of Directors
10 Authorise Board to Issue Shares for For For Management
Cash
1.1 Approve Fees of the Independent For For Management
Non-executive Chairman
1.2 Approve Fees of the Honorary Chairman For For Management
1.3 Approve Fees of the Lead Independent For For Management
Director
1.4 Approve Fees of the Non-Executive For For Management
Directors
1.5 Approve Fees of the Audit and For For Management
Compliance Committee Chairman
1.6 Approve Fees of the Audit and For For Management
Compliance Committee Members
1.7 Approve Fees of the Remuneration and For For Management
Nominations Committee Chairman
1.8 Approve Fees of the Remuneration and For For Management
Nominations Committee Members
1.9 Approve Fees of the Social, Ethics, For For Management
Transformation and Sustainability
Committee Chairman
1.10 Approve Fees of the Social, Ethics, For For Management
Transformation and Sustainability
Committee Members
1.11 Approve Fees of the Risk and IT For For Management
Committee Members
1.12 Approve Fees of the Risk and IT For For Management
Committee - IT Specialist
2 Authorise Repurchase of Issued Share For For Management
Capital
3 Approve Financial Assistance to For For Management
Related or Inter-related Companies
--------------------------------------------------------------------------------
MTN GROUP LTD.
Ticker: MTN Security ID: S8039R108
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sindi Mabaso-Koyana as Director For For Management
2 Elect Nosipho Molope as Director For For Management
3 Elect Noluthando Gosa as Director For For Management
4 Re-elect Shaygan Kheradpir as Director For For Management
5 Re-elect Paul Hanratty as Director For For Management
6 Re-elect Stanley Miller as Director For For Management
7 Re-elect Nkululeko Sowazi as Director For For Management
8 Elect Tsholofelo Molefe as Director For For Management
9 Elect Sindi Mabaso-Koyana as Member of For For Management
the Audit Committee
10 Elect Nosipho Molope as Member of the For For Management
Audit Committee
11 Elect Noluthando Gosa as Member of the For For Management
Audit Committee
12 Re-elect Swazi Tshabalala as Member of For For Management
the Audit Committee
13 Re-elect Vincent Rague as Member of For For Management
the Audit Committee
14 Elect Noluthando Gosa as Member of the For For Management
Social and Ethics Committee
15 Re-elect Lamido Sanusi as Member of For For Management
the Social and Ethics Committee
16 Re-elect Stanley Miller as Member of For For Management
the Social and Ethics Committee
17 Re-elect Nkunku Sowazi as Member of For For Management
the Social and Ethics Committee
18 Re-elect Khotso Mokhele as Member of For For Management
the Social and Ethics Committee
19 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors
20 Reappoint Ernst & Young Inc as Auditors For For Management
21 Place Authorised but Unissued Shares For For Management
under Control of Directors
22 Authorise Board to Issue Shares for For For Management
Cash
23 Approve Remuneration Policy For For Management
24 Approve Remuneration Implementation For For Management
Report
25 Authorise Ratification of Approved For For Management
Resolutions
26 Approve Remuneration of Board Local For For Management
Chairman
27 Approve Remuneration of Board For For Management
International Chairman
28 Approve Remuneration of Board Local For For Management
Member
29 Approve Remuneration of Board For For Management
International Member
30 Approve Remuneration of Board Local For For Management
Lead Independent Director
31 Approve Remuneration of Board For For Management
International Lead Independent Director
32 Approve Remuneration of Remuneration For For Management
and Human Resources Committee Local
Chairman
33 Approve Remuneration of Remuneration For For Management
and Human Resources Committee
International Chairman
34 Approve Remuneration of Remuneration For For Management
and Human Resources Committee Local
Member
35 Approve Remuneration of Remuneration For For Management
and Human Resources Committee
International Member
36 Approve Remuneration of Social and For For Management
Ethics Committee Local Chairman
37 Approve Remuneration of Social and For For Management
Ethics Committee International Chairman
38 Approve Remuneration of Social and For For Management
Ethics Committee Local Member
39 Approve Remuneration of Social and For For Management
Ethics Committee International Member
40 Approve Remuneration of Audit For For Management
Committee Local Chairman
41 Approve Remuneration of Audit For For Management
Committee International Chairman
42 Approve Remuneration of Audit For For Management
Committee Local Member
43 Approve Remuneration of Audit For For Management
Committee International Member
44 Approve Remuneration of Risk For For Management
Management and Compliance Committee
Local Chairman
45 Approve Remuneration of Risk For For Management
Management and Compliance Committee
International Chairman
46 Approve Remuneration of Risk For For Management
Management and Compliance Committee
Local Member
47 Approve Remuneration of Risk For For Management
Management and Compliance Committee
International Member
48 Approve Remuneration of Local Member For For Management
for Special Assignments or Projects
(per day)
49 Approve Remuneration of International For For Management
Member for Special Assignments or
Projects (per day)
50 Approve Remuneration for Ad Hoc Work For Abstain Management
Performed by Non-executive Directors
for Special Projects (hourly rate)
51 Approve Remuneration of Share Trust For For Management
(trustees) Local Chairman
52 Approve Remuneration of Share Trust For For Management
(trustees) International Chairman
53 Approve Remuneration of Share Trust For For Management
(trustees) Local Member
54 Approve Remuneration of Share Trust For For Management
(trustees) International Member
55 Approve Remuneration of Sourcing For For Management
Committee Local Chairman
56 Approve Remuneration of Sourcing For For Management
Committee International Chairman
57 Approve Remuneration of Sourcing For For Management
Committee Local Member
58 Approve Remuneration of Sourcing For For Management
Committee International Member
59 Approve Remuneration of Directors For For Management
Affairs and Corporate Governance
Committee Local Chairman
60 Approve Remuneration of Directors For For Management
Affairs and Corporate Governance
Committee International Chairman
61 Approve Remuneration of Directors For For Management
Affairs and Corporate Governance
Committee Local Member
62 Approve Remuneration of Directors For For Management
Affairs and Corporate Governance
Committee International Member
63 Authorise Repurchase of Issued Share For For Management
Capital
64 Approve Financial Assistance to For For Management
Subsidiaries and Other Related and
Inter-related Entities
65 Approve Financial Assistance to For For Management
Directors, Prescribed Officers and
Employee Share Scheme Beneficiaries
66 Approve Financial Assistance to MTN For For Management
Zakhele Futhi (RF) Limited
--------------------------------------------------------------------------------
MUANGTHAI CAPITAL PUBLIC CO. LTD.
Ticker: MTC Security ID: Y613G3109
Meeting Date: AUG 17, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Operating Result None None Management
3 Approve Financial Statements For For Management
4 Acknowledge Interim Dividend Payment For For Management
5.1 Elect Yodhin Anavil as Director For For Management
5.2 Elect Suchart Suphayak as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve KPMG Phoomchai Audit Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance and Offering of For For Management
Debentures
9 Amend Articles of Association For For Management
10 Other Business For Against Management
--------------------------------------------------------------------------------
MUANGTHAI CAPITAL PUBLIC CO. LTD.
Ticker: MTC Security ID: Y613G3109
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5.1 Elect Kongkeaw Piamduaytham as Director For For Management
5.2 Elect Nongnuch Dawasuwan as Director For For Management
5.3 Elect Suksit Petampai as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve KPMG Phoomchai Audit Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance and Offering of For For Management
Debentures
9 Other Business For Against Management
--------------------------------------------------------------------------------
MULTICHOICE GROUP LTD.
Ticker: MCG Security ID: S8039U101
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 March 2020
2.1 Re-elect Nolo Letele as Director For For Management
2.2 Re-elect Jabu Mabuza as Director For For Management
2.3 Re-elect Kgomotso Moroka as Director For For Management
3 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors with Brett Humphreys as
Designated Individual Registered
Auditor
4.1 Re-elect Louisa Stephens as Chair of For For Management
the Audit Committee
4.2 Re-elect Christine Sabwa as Member of For For Management
the Audit Committee
4.3 Elect Elias Masilela as Member of the For Against Management
Audit Committee
5 Authorise Board to Issue Shares for For For Management
Cash
6 Approve Amendments to the Trust Deed For For Management
of the Restricted Share Plan Trust and
the Share Scheme Envisaged by Such
Trust Deed
1 Approve Remuneration Policy For For Management
2 Approve Implementation of the For For Management
Remuneration Policy
1.1 Approve Remuneration of Non-executive For For Management
Director
1.2 Approve Remuneration of Lead For For Management
Independent Non-executive Director
1.3 Approve Remuneration of Audit For For Management
Committee Chair
1.4 Approve Remuneration of Audit For For Management
Committee Member
1.5 Approve Remuneration of Risk Committee For For Management
Chair
1.6 Approve Remuneration of Risk Committee For For Management
Member
1.7 Approve Remuneration of Remuneration For For Management
Committee Chair
1.8 Approve Remuneration of Remuneration For For Management
Committee Member
1.9 Approve Remuneration of Nomination For For Management
Committee Chair
1.10 Approve Remuneration of Nomination For For Management
Committee Member
1.11 Approve Remuneration of Social and For For Management
Ethics Committee Chair
1.12 Approve Remuneration of Social and For For Management
Ethics Committee Member
2 Authorise Repurchase of Issued Share For For Management
Capital
3 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
4 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
7 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
MUYUAN FOODS CO., LTD.
Ticker: 002714 Security ID: Y6149B107
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Period For For Management
2.5 Approve Interest Rate For For Management
2.6 Approve Repayment Period and Manner For For Management
2.7 Approve Guarantee Matters For For Management
2.8 Approve Conversion Period For For Management
2.9 Approve Determination and Adjustment For For Management
of Conversion Price
2.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.11 Approve Determination of Number of For For Management
Conversion Shares
2.12 Approve Terms of Redemption For For Management
2.13 Approve Terms of Sell-Back For For Management
2.14 Approve Dividend Distribution Post For For Management
Conversion
2.15 Approve Issue Manner and Target Parties For For Management
2.16 Approve Placing Arrangement for For For Management
Shareholders
2.17 Approve Matters Relating to Meetings For For Management
of Bond Holders
2.18 Approve Usage of Raised Funds For For Management
2.19 Approve Raised Funds Management For For Management
2.20 Approve Resolution Validity Period For For Management
3 Approve Plan on Convertible Bond For For Management
Issuance
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Principles of Bondholders For For Management
Meeting
8 Approve Shareholder Return Plan For For Management
9 Approve Special Deposit Account for For For Management
Raised Funds
10 Approve Authorization of Board to For For Management
Handle All Related Matters
11 Approve Repurchase and Cancellation of For For Management
Performance Shares
12 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
MUYUAN FOODS CO., LTD.
Ticker: 002714 Security ID: Y6149B107
Meeting Date: DEC 25, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment on Validity Period For For Management
in Connection to the Convertible Bond
Issuance
2 Approve to Adjust the Plan on For For Management
Convertible Bond Issuance
3 Approve Adjustment on Authorization of For For Management
the Board to Handle All Matters
Related to the Convertible Bond
Issuance
4 Approve Related Party Transaction For For Management
5 Approve Guarantee Provision Plan For For Management
6 Approve Use of Own Funds for Capital For For Management
Injection
--------------------------------------------------------------------------------
MUYUAN FOODS CO., LTD.
Ticker: 002714 Security ID: Y6149B107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For Against Management
6 Approve Profit Distribution For For Management
7 Approve Application of Credit Lines For For Management
8 Approve Provision of Guarantees For Against Management
9 Approve Remuneration of Directors and For For Management
Supervisors
10 Approve Appointment of Financial For For Management
Auditor
11 Approve Repurchase and Cancellation of For For Management
Performance Shares
12 Approve 2019 Repurchase and For For Management
Cancellation of Performance Shares
13 Amend Articles of Association For For Management
14 Approve Issuance of Super Short-term For For Management
Commercial Papers
15 Approve Provision of Guarantee for For For Management
Subsidiaries
--------------------------------------------------------------------------------
MUYUAN FOODS CO., LTD.
Ticker: 002714 Security ID: Y6149B107
Meeting Date: JUN 04, 2021 Meeting Type: Special
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report on the Usage of For For Management
Previously Raised Funds
2 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
NAN YA PLASTICS CORP.
Ticker: 1303 Security ID: Y62061109
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures for For For Management
Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
NAN YA PRINTED CIRCUIT BOARD CORP
Ticker: 8046 Security ID: Y6205K108
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
--------------------------------------------------------------------------------
NANJI E-COMMERCE CO., LTD.
Ticker: 002127 Security ID: Y4447Q108
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Supplementary Explanation For Against Management
of the Stock Option Incentive Plan
--------------------------------------------------------------------------------
NANJI E-COMMERCE CO., LTD.
Ticker: 002127 Security ID: Y4447Q108
Meeting Date: OCT 26, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment to Establish a For For Management
Company and Related Party Transactions
--------------------------------------------------------------------------------
NANJING KING-FRIEND BIOCHEMICAL PHARMACEUTICAL CO., LTD.
Ticker: 603707 Security ID: Y619BD109
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2 Approve Issuance of Convertible Bonds For For Management
3 Approve Company's Plan for Issuance of For For Management
Convertible Bonds
4 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Authorization of the Board and For For Management
Its Authorized Persons to Handle All
Related Matters
8 Approve Rules and Procedures Regarding For For Management
Convertible Corporate Bondholders
Meeting
--------------------------------------------------------------------------------
NANJING KING-FRIEND BIOCHEMICAL PHARMACEUTICAL CO., LTD.
Ticker: 603707 Security ID: Y619BD109
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Application of Credit Line and For For Management
Provision of Guarantee
7 Approve Appointment of Auditor For For Management
8 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
9 Approve Methods to Assess the For For Management
Performance of Plan Participants
10 Approve Authorization of the Board to For For Management
Handle All Related Matters
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
NANJING SECURITIES CO., LTD.
Ticker: 601990 Security ID: Y619BG102
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Li Jianfeng as Non-independent For For Management
Director
1.2 Elect Chen Zheng as Non-independent For For Management
Director
1.3 Elect Xia Hongjian as Non-independent For For Management
Director
1.4 Elect Chen Ling as Non-independent For For Management
Director
1.5 Elect Xiao Ling as Non-independent For For Management
Director
1.6 Elect Jin Changjiang as For For Management
Non-independent Director
1.7 Elect Bi Sheng as Non-independent For For Management
Director
1.8 Elect Cheng Jinxi as Non-independent For For Management
Director
1.9 Elect Xue Yong as Non-independent For For Management
Director
1.10 Elect Li Xue as Non-independent For For Management
Director
2.1 Elect Zhao Shuming as Independent For For Management
Director
2.2 Elect Li Xindan as Independent Director For For Management
2.3 Elect Li Minghui as Independent For For Management
Director
2.4 Elect Zhang Hong as Independent For Against Management
Director
2.5 Elect Dong Xiaolin as Independent For For Management
Director
3.1 Elect Qin Yan as Supervisor For For Management
3.2 Elect Huang Tao as Supervisor For For Management
3.3 Elect Tian Zhihua as Supervisor For For Management
3.4 Elect Zhou Jianning as Supervisor For For Management
--------------------------------------------------------------------------------
NANJING SECURITIES CO., LTD.
Ticker: 601990 Security ID: Y619BG102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Scale of Self-investment For For Management
Business
7.1 Approve Daily Related Party For For Management
Transactions with Nanjing State-owned
Assets Investment Management Holdings
(Group) Co., Ltd. and Nanjing Zijin
Investment Group Co., Ltd.
7.2 Approve Daily Related Party For For Management
Transactions with Nanjing Xingong
Investment Group Co., Ltd.
7.3 Approve Daily Related Party For For Management
Transactions with Nanjing
Transportation Construction Investment
Holding (Group) Co., Ltd.
7.4 Approve Daily Related Party For For Management
Transactions with Other Related Parties
8 Approve to Appoint Auditor For For Management
9 Approve Shareholder Return Plan For For Management
10 Approve Issuance of Debt Financing For For Management
Instruments
11 Approve Amendments to Articles of For Against Management
Association and Rules and Procedures
Regarding General Meetings of
Shareholders
12 Approve Adjustment to Allowance of For Against Management
Independent Directors
13.1 Elect Wu Mengyun as Director For For Management
14.1 Elect Chen Hong as Supervisor For For Shareholder
--------------------------------------------------------------------------------
NANYA TECHNOLOGY CORP.
Ticker: 2408 Security ID: Y62066108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures for For For Management
Election of Directors
5 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
--------------------------------------------------------------------------------
NANYANG TOPSEC TECHNOLOGIES GROUP, INC.
Ticker: 002212 Security ID: Y2931A100
Meeting Date: AUG 13, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Asset Sale For For Management
Constitute as Major Asset Restructure
2 Approve Company's Eligibility for For For Management
Major Assets Sale Restructure
3.1 Approve Target Asset For For Management
3.2 Approve Transaction Parties For For Management
3.3 Approve Transaction Manner, Pricing For For Management
Basis and Transaction Price
3.4 Approve Payment Consideration For For Management
Arrangement
3.5 Approve Attribution of Transitional For For Management
Profit and Loss
3.6 Approve Delivery of Underlying Assets For For Management
3.7 Approve Credit and Debt Processing For For Management
3.8 Approve Personnel Arrangement For For Management
3.9 Approve Resolution Validity Period For For Management
4 Approve Transaction Constitutes as For For Management
Related Party Transactions
5 Approve Transaction Does Not Comply For For Management
with Article 13 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
6 Approve Transaction Complies with For For Management
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
7 Approve Report (Draft) and Summary on For For Management
Company's Major Asset Sale and Related
Party Transactions
8 Approve Signing of Share Transfer For For Management
Agreement
9 Approve Audit Report, Profit Forecast For For Management
Report and Appraisal Report of the
Transaction
10 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
11 Approve Explanation of Fairness and For For Management
Reasonableness of Basis of Transaction
Pricing
12 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
13 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
14 Approve Provision of Guarantee After For For Management
Completion of Asset Sale
15 Approve Company's Stock Price For For Management
Volatility Does Not Reach Article 5 of
Notice on Regulating the Information
Disclosure of Listed Companies and the
Behavior of Related Parties
16 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
NANYANG TOPSEC TECHNOLOGIES GROUP, INC.
Ticker: 002212 Security ID: Y2931A100
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For Against Management
Option Incentive Plan and Performance
Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Related Matters
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
NANYANG TOPSEC TECHNOLOGIES GROUP, INC.
Ticker: 002212 Security ID: Y2931A100
Meeting Date: OCT 26, 2020 Meeting Type: Special
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Li Kehui as Non-Independent For For Shareholder
Director
1.2 Elect Wang Jinhong as Non-Independent For For Shareholder
Director
1.3 Elect Li Jian as Non-Independent For For Shareholder
Director
1.4 Elect Gu Jie as Non-Independent For For Shareholder
Director
1.5 Elect Gao Liangcai as Non-Independent For For Shareholder
Director
1.6 Elect Li Xueying as Non-Independent For For Shareholder
Director
2.1 Elect Liu Shaozhou as Independent For For Management
Director
2.2 Elect Feng Haitao as Independent For For Management
Director
2.3 Elect Wu Jianhua as Independent For For Management
Director
3.1 Elect Ma Binghuai as Supervisor For For Management
3.2 Elect Yang Yanfang as Supervisor For For Management
4 Approve Change of Company Name For For Management
5 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
NARI TECHNOLOGY CO., LTD.
Ticker: 600406 Security ID: Y6S99Q112
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase Cancellation of For For Management
Performance Shares and to Adjust the
Repurchase Price
2 Approve Change of Registered Capital For For Management
and Amend Articles of Association
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
6 Approve Capital Injection for For For Management
Wholly-owned Subsidiary
--------------------------------------------------------------------------------
NARI TECHNOLOGY CO., LTD.
Ticker: 600406 Security ID: Y6S99Q112
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
3 Approve Report of the Independent For For Management
Directors
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Annual Report and Summary For For Management
7 Approve Financial Budget Report For For Management
8 Approve Daily Related Party For Against Management
Transactions
9 Approve Entrusted Loan Application For For Management
10 Approve Entrusted Loans Application For For Management
and Related Party Transactions
11 Approve Appointment of Financial and For For Management
Internal Control Auditor
12 Approve Change in Implementing Entity For For Management
of Raised Funds Investment Project
13 Approve Registration and Issuance of For For Management
Debt Financing Instruments
14 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
15.1 Approve Issuance Scale, Issuance For For Management
Manner and Par Value
15.2 Approve Bond Maturity For For Management
15.3 Approve Payment of Capital and Interest For For Management
15.4 Approve Bond Interest Rate and For For Management
Determination Method
15.5 Approve Target Subscribers For For Management
15.6 Approve Use of Proceeds For For Management
15.7 Approve Guarantee Arrangement For For Management
15.8 Approve Terms of Redemption or Terms For For Management
of Sell-Back
15.9 Approve Credit Status and Safeguard For For Management
Measures of Debts Repayment
15.10 Approve Listing Arrangement For For Management
15.11 Approve Underwriting Manner For For Management
15.12 Approve Resolution Validity Period For For Management
16 Approve Authorization of the Board to For For Management
Handle All Related Matters
17 Approve Amendments to Articles of For For Management
Association
18.1 Elect Dou Xiaobo as Director For For Management
--------------------------------------------------------------------------------
NARI TECHNOLOGY CO., LTD.
Ticker: 600406 Security ID: Y6S99Q112
Meeting Date: JUN 17, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Hu Jiangyi as Director For For Management
2.1 Elect Zheng Zongqiang as Supervisor For For Management
--------------------------------------------------------------------------------
NASPERS LTD.
Ticker: NPN Security ID: S53435103
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 March 2020
2 Approve Dividends for N Ordinary and A For For Management
Ordinary Shares
3 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with V
Myburgh as the Individual Registered
Auditor
4.1 Elect Manisha Girotra as Director For For Management
4.2 Elect Ying Xu as Director For For Management
5.1 Re-elect Don Eriksson as Director For For Management
5.2 Re-elect Mark Sorour as Director For For Management
5.3 Re-elect Emilie Choi as Director For For Management
5.4 Re-elect Rachel Jafta as Director For For Management
6.1 Re-elect Don Eriksson as Member of the For For Management
Audit Committee
6.2 Re-elect Rachel Jafta as Member of the For For Management
Audit Committee
6.3 Elect Manisha Girotra as Member of the For For Management
Audit Committee
6.4 Elect Steve Pacak as Member of the For Against Management
Audit Committee
7 Approve Remuneration Policy For Against Management
8 Approve Implementation of the For Against Management
Remuneration Policy
9 Approve Amendments to the Trust Deed For For Management
constituting the Naspers Restricted
Stock Plan Trust and the Share Scheme
envisaged by such Trust Deed
10 Approve Amendments to the Trust Deed For For Management
constituting the MIH Services FZ LLC
Share Trust and the Share Scheme
envisaged by such Trust Deed
11 Approve Amendments to the Trust Deed For For Management
constituting the MIH Holdings Share
Trust and the Share Scheme envisaged
by such Trust Deed
12 Approve Amendments to the Trust Deed For For Management
constituting the Naspers Share
Incentive Trust and the Share Scheme
envisaged by such Trust Deed
13 Place Authorised but Unissued Shares For Against Management
under Control of Directors
14 Authorise Board to Issue Shares for For Against Management
Cash
15 Authorise Ratification of Approved For For Management
Resolutions
1.1 Approve Fees of the Board Chairman For For Management
1.2 Approve Fees of the Board Member For For Management
1.3 Approve Fees of the Audit Committee For For Management
Chairman
1.4 Approve Fees of the Audit Committee For For Management
Member
1.5 Approve Fees of the Risk Committee For For Management
Chairman
1.6 Approve Fees of the Risk Committee For For Management
Member
1.7 Approve Fees of the Human Resources For For Management
and Remuneration Committee Chairman
1.8 Approve Fees of the Human Resources For For Management
and Remuneration Committee Member
1.9 Approve Fees of the Nomination For For Management
Committee Chairman
1.10 Approve Fees of the Nomination For For Management
Committee Member
1.11 Approve Fees of the Social, Ethics and For For Management
Sustainability Committee Chairman
1.12 Approve Fees of the Social, Ethics and For For Management
Sustainability Committee Member
1.13 Approve Fees of the Trustees of Group For For Management
Share Schemes/Other Personnel Funds
2 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
3 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
4 Authorise Repurchase of N Ordinary For For Management
Shares
5 Authorise Specific Repurchase of N For Against Management
Ordinary Shares from Holders of N
Ordinary Shares
6 Authorise Repurchase of A Ordinary For Against Management
Shares
--------------------------------------------------------------------------------
NATIONAL INDUSTRIALIZATION CO.
Ticker: 2060 Security ID: M7228W106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Related Party Transactions For For Management
with Converting Industries Company Ltd.
Re: Purchase Orders for Polyethylene
Materials
6 Approve Related Party Transactions For For Management
with Factory of Non Woven Industrial
Fabrics Company Purchase Orders for
Polypropylene Materials
7 Approve Remuneration of SAR 350,000 For For Management
per Director for FY 2020
8 Approve Discharge of Directors for FY For For Management
2020
--------------------------------------------------------------------------------
NATURA &CO HOLDING SA
Ticker: NTCO3 Security ID: P7S8B6105
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 Approve Increase in Authorized Capital For For Management
and Amend Article 6 Accordingly
3 Amend Article 11 For For Management
4 Consolidate Bylaws For For Management
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
NATURA &CO HOLDING SA
Ticker: NTCO3 Security ID: P7S8B6105
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Treatment of Net Loss For For Management
3 Approve Remuneration of Company's For Abstain Management
Management
4 Do You Wish to Request Installation of Against Against Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
5 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
NATURA &CO HOLDING SA
Ticker: NTCO3 Security ID: P7S8B6105
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-Ratify Remuneration of Company's For Abstain Management
Management Approved at the April 30,
2020 AGM
2 Approve Treatment of Net Loss For For Management
3 Approve Classification of Georgia For For Management
Garinois-Melenikiotou as Independent
Director
4 Elect Georgia Garinois-Melenikiotou as For For Management
Independent Director
5 Amend Article 5 to Reflect Changes in For For Management
Capital
6 Amend Article 16 For For Management
7 Amend Article 18 Re: Amendment of For For Management
Point "j"
8 Amend Article 20 Re: Amendment of For For Management
Point "XXV"
9 Amend Article 20 Re: Adding Point For For Management
"XXVIII"
10 Amend Article 20 Re: Adding Point For For Management
"XXIX"
11 Amend Article 20 Re: Adding Point "XXX" For For Management
12 Amend Article 20 Re: Amendment "XXVI" For For Management
and Article 24 Re: Amendment Point "c"
13 Consolidate Bylaws For For Management
14 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
NAURA TECHNOLOGY GROUP CO., LTD.
Ticker: 002371 Security ID: Y0772M100
Meeting Date: MAY 10, 2021 Meeting Type: Special
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Method and Issue Price For For Management
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
7 Approve Authorization of the Board to For For Management
Handle All Related Matters
8 Approve Shareholder Return Plan For For Management
9 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
NAURA TECHNOLOGY GROUP CO., LTD.
Ticker: 002371 Security ID: Y0772M100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Appointment of Auditor For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve Comprehensive Credit Line For For Management
Application
9 Approve Guarantee Provision Plan For For Management
10 Approve Additional Issuance of Super For For Management
Short-term Commercial Papers
11 Approve Amendments to Articles of For For Management
Association
12 Elect Guo Ying as Supervisor For For Shareholder
--------------------------------------------------------------------------------
NAVER CORP.
Ticker: 035420 Security ID: Y62579100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Company Address)
2.2 Amend Articles of Incorporation For For Management
(Transfer Agent)
2.3 Amend Articles of Incorporation For For Management
(Register of Shareholders)
2.4 Amend Articles of Incorporation For For Management
(Register of Shareholders)
2.5 Amend Articles of Incorporation For For Management
(Directors' Term of Office)
3 Elect Choi In-hyuk as Inside Director For For Management
4 Elect Lee In-moo as Outside Director For For Management
to Serve as an Audit Committee Member
5 Elect Lee Geon-hyeok as Outside For For Management
Director
6 Elect Lee Geon-hyeok as a Member of For For Management
Audit Committee
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
8 Approve Stock Option Grants For For Management
9 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
NAVINFO CO., LTD.
Ticker: 002405 Security ID: Y62121101
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Repurchase Price For For Management
of Performance Shares and Repurchase
and Cancellation of Performance Shares
2 Amend Articles of Association For For Management
3 Amend Management System of Raised Funds For For Management
4 Approve Company's Eligibility for For For Management
Private Placement of Shares
5.1 Approve Share Type and Par Value For For Management
5.2 Approve Issue Manner and Issue Time For For Management
5.3 Approve Target Subscribers and For For Management
Subscription Method
5.4 Approve Issue Price and Pricing Basis For For Management
5.5 Approve Issue Size For For Management
5.6 Approve Lock-up Period For For Management
5.7 Approve Amount and Use of Proceeds For For Management
5.8 Approve Listing Exchange For For Management
5.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
5.10 Approve Resolution Validity Period For For Management
6 Approve Private Placement of Shares For For Management
7 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
8 Approve Report on the Usage of For For Management
Previously Raised Funds
9 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
10 Approve Authorization of Board to For For Management
Handle All Related Matters
11 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
NAVINFO CO., LTD.
Ticker: 002405 Security ID: Y62121101
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve No Profit Distribution Plan For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Comprehensive Credit Line Bank For For Management
Application
8 Approve Related Party Transaction For For Management
9 Approve Amendments to Articles of For For Management
Association
10 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
NCSOFT CORP.
Ticker: 036570 Security ID: Y6258Y104
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Kim Taek-jin as Inside Director For For Management
4 Elect Hwang Chan-hyun as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
NEDBANK GROUP LTD.
Ticker: NED Security ID: S5518R104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Iain Williamson as Director For Abstain Management
1.2 Elect Mike Davis as Director For For Management
2.1 Re-elect Mpho Makwana as Director For For Management
2.2 Re-elect Neo Dongwana as Director For For Management
2.3 Re-elect Mfundo Nkuhlu as Director For For Management
3.1 Reappoint Deloitte & Touche as For For Management
Auditors with L Nunes as the
Designated Registered Auditor
3.2 Reappoint Ernst & Young as Auditors For For Management
with F Mohideen as the Designated
Registered Auditor
4.1 Re-elect Stanley Subramoney as Member For For Management
of the Group Audit Committee
4.2 Re-elect Hubert Brody as Member of the For For Management
Group Audit Committee
4.3 Re-elect Neo Dongwana as Member of the For For Management
Group Audit Committee
4.4 Re-elect Errol Kruger as Member of the For For Management
Group Audit Committee
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6.1 Approve Remuneration Policy For For Management
6.2 Approve Remuneration Implementation For Against Management
Report
1.1 Approve Fees for the Chairman For For Management
1.2 Approve Fees for the Lead Independent For For Management
Director
1.3 Approve Fees for the Board Member For For Management
1.4 Approve Fees for the Group Audit For For Management
Committee Members
1.5 Approve Fees for the Group Credit For For Management
Committee Members
1.6 Approve Fees for the Group Directors' For For Management
Affairs Committee Members
1.7 Approve Fees for the Group Information For For Management
Technology Committee Members
1.8 Approve Fees for the Group Related For For Management
Party Transactions Committee Members
1.9 Approve Fees for the Group For For Management
Remuneration Committee Members
1.10 Approve Fees for the Group Risk and For For Management
Capital Management Committee Members
1.11 Approve Fees for the Group For For Management
Transformation, Social and Ethics
Committee Members
1.12 Approve Fees for the Group Climate For For Management
Resilience Committee Members
2.1 Approve Fees for the Acting Group For For Management
Chairman
2.2 Approve Fees for the Acting Lead For For Management
Independent Director
2.3 Approve Fees for the Acting Committee For For Management
Chair
3 Authorise Repurchase of Issued Share For For Management
Capital
4 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
5 Amend the Share Option, Matched-share For For Management
and Restricted-share Schemes
--------------------------------------------------------------------------------
NEPI ROCKCASTLE PLC
Ticker: NRP Security ID: G6420W101
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2019
2.1 Re-elect Marek Noetzel as Director For For Management
2.2 Re-elect George Aase as Director For For Management
2.3 Re-elect Andre van der Veer as Director For For Management
2.4 Elect Steven Brown as Director For For Management
3 Elect Andries de Lange as Director For For Management
4.1 Re-elect George Aase as Chairperson of For For Management
the Audit Committee
4.2 Re-elect Andre van der Veer as Member For For Management
of the Audit Committee
4.3 Re-elect Antoine Dijkstra as Member of For For Management
the Audit Committee
4.4 Re-elect Andreas Klingen as Member of For For Management
the Audit Committee
5 Reappoint PricewaterhouseCoopers LLC For For Management
as Auditors with Nicholas Halsall as
the Designated Audit Individual
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Approve Remuneration of Non-Executive For For Management
Directors
8 Authorise Ratification of Approved For For Management
Resolutions
9 Authorise Directors to Determine For Against Management
Non-Executive Directors' Additional
Special Payments
10 Authorise Board to Issue Shares for For For Management
Cash
11 Authorise Specific Issue of Shares For For Management
Pursuant to a Reinvestment Option
12 Authorise Repurchase of Issued Share For For Management
Capital
13 Approve Remuneration Policy For For Management
14 Approve Remuneration Implementation For For Management
Report
--------------------------------------------------------------------------------
NESTLE (MALAYSIA) BERHAD
Ticker: 4707 Security ID: Y6269X103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Juan Aranols as Director For For Management
2 Elect Hamidah Naziadin as Director For For Management
3 Elect Azlin Arshad as Director For For Management
4 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Approve Directors' Fees For For Management
6 Approve Directors' Benefits For For Management
7 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
1 Amend Constitution For For Management
--------------------------------------------------------------------------------
NESTLE INDIA LTD.
Ticker: 500790 Security ID: Y6268T111
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Matthias Christoph Lohner as For For Management
Director and Approve Appointment and
Remuneration of Matthias Christoph
Lohner as Whole-Time Director
Designated as Executive
Director-Technical
--------------------------------------------------------------------------------
NESTLE INDIA LTD.
Ticker: 500790 Security ID: Y6268T111
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect David Steven McDaniel as For For Management
Director
4 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
NETEASE, INC.
Ticker: 9999 Security ID: 64110W102
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect William Lei Ding as Director For For Management
1b Elect Alice Yu-Fen Cheng as Director For For Management
1c Elect Denny Ting Bun Lee as Director For For Management
1d Elect Joseph Tze Kay Tong as Director For For Management
1e Elect Lun Feng as Director For For Management
1f Elect Michael Man Kit Leung as Director For For Management
1g Elect Michael Sui Bau Tong as Director For For Management
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
and PricewaterhouseCoopers as Auditors
--------------------------------------------------------------------------------
NETEASE, INC.
Ticker: 9999 Security ID: 64110W102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect William Lei Ding as Director For For Management
1b Elect Alice Yu-Fen Cheng as Director For For Management
1c Elect Denny Ting Bun Lee as Director For For Management
1d Elect Joseph Tze Kay Tong as Director For For Management
1e Elect Lun Feng as Director For For Management
1f Elect Michael Man Kit Leung as Director For For Management
2 Approve Appointment of For For Management
PricewaterhouseCoopers Zhong Tian LLP
and PricewaterhouseCoopers as Auditors
3 Amend Memorandum and Articles of For For Management
Association
--------------------------------------------------------------------------------
NETMARBLE CORP.
Ticker: 251270 Security ID: Y6S5CG100
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
NEW CHINA LIFE INSURANCE COMPANY LTD.
Ticker: 1336 Security ID: Y625A4115
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: JAN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Xu Zhibin as Director For For Shareholder
--------------------------------------------------------------------------------
NEW CHINA LIFE INSURANCE COMPANY LTD.
Ticker: 1336 Security ID: Y625A4123
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Xu Zhibin as Director For For Shareholder
--------------------------------------------------------------------------------
NEW CHINA LIFE INSURANCE COMPANY LTD.
Ticker: 1336 Security ID: Y625A4115
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Hong as Director For For Management
2 Elect Liu Debin as Supervisor For For Shareholder
3 Elect Shi Hongyu as Supervisor For For Shareholder
4 Approve Remuneration Standard of the For For Management
Executive Director and Vice President
--------------------------------------------------------------------------------
NEW CHINA LIFE INSURANCE COMPANY LTD.
Ticker: 1336 Security ID: Y625A4123
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Hong as Director For For Management
2 Elect Liu Debin as Supervisor For For Shareholder
3 Elect Shi Hongyu as Supervisor For For Shareholder
4 Approve Remuneration Standard of the For For Management
Executive Director and Vice President
--------------------------------------------------------------------------------
NEW CHINA LIFE INSURANCE COMPANY LTD.
Ticker: 1336 Security ID: Y625A4115
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board For For Management
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Financial Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Annual Report and Its Summary For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Accounting Firm and Ernst &
Young as International Accounting Firm
and Authorize Board to Fix Their
Remuneration
7 Approve Report of Performance of For For Management
Directors
8 Approve Report of Performance of For For Management
Independent Non-Executive Directors
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
NEW CHINA LIFE INSURANCE COMPANY LTD.
Ticker: 1336 Security ID: Y625A4123
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board For For Management
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Financial Report For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Annual Report and Its Summary For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Accounting Firm and Ernst &
Young as International Accounting Firm
and Authorize Board to Fix Their
Remuneration
7 Approve Report of Performance of For For Management
Directors
8 Approve Report of Performance of For For Management
Independent Non-Executive Directors
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
NEW HOPE LIUHE CO., LTD.
Ticker: 000876 Security ID: Y7933V101
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Minggui as Non-independent For For Management
Director
2 Approve Financial Services Agreement For Against Management
3 Approve Repurchase and Cancellation of For For Management
Performance Shares
4 Approve Related Party Transaction For For Management
5 Approve Perpetual Medium-term Notes For For Management
6 Approve Issuance of Super Short-term For For Management
Commercial Papers
--------------------------------------------------------------------------------
NEW HOPE LIUHE CO., LTD.
Ticker: 000876 Security ID: Y7933V101
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Period For For Management
2.5 Approve Interest Rate For For Management
2.6 Approve Repayment Period and Manner For For Management
2.7 Approve Guarantee Matters For For Management
2.8 Approve Conversion Period For For Management
2.9 Approve Determination and Adjustment For For Management
of Conversion Price
2.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.11 Approve Determination of Number of For For Management
Conversion Shares
2.12 Approve Terms of Redemption For For Management
2.13 Approve Terms of Sell-Back For For Management
2.14 Approve Dividend Distribution Post For For Management
Conversion
2.15 Approve Issue Manner and Target Parties For For Management
2.16 Approve Placing Arrangement for For For Management
Shareholders
2.17 Approve Matters Relating to Meetings For For Management
of Bond Holders
2.18 Approve Usage of Raised Funds For For Management
2.19 Approve Raised Funds Special Deposit For For Management
Account
2.20 Approve Resolution Validity Period For For Management
3 Approve Plan on Convertible Bond For For Management
Issuance
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Principles of Bondholders For For Management
Meeting
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
NEW HOPE LIUHE CO., LTD.
Ticker: 000876 Security ID: Y7933V101
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
4 Approve Draft and Summary of Employee For Against Management
Share Purchase Plan
5 Approve Management Method of Employee For Against Management
Share Purchase Plan
6 Approve Authorization of the Board to For Against Management
Handle All Related Matters
7 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
NEW HOPE LIUHE CO., LTD.
Ticker: 000876 Security ID: Y7933V101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Profit Distribution For For Management
5 Approve to Appoint Financial Auditor For For Management
6 Approve Provision of Guarantee For For Management
7 Approve Provision of Financing For For Management
Guarantee
8 Approve Signing of Related Transaction For For Management
Framework Agreement and Estimated
Related Party Transaction
9 Approve Amendments to Articles of For For Management
Association
10 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
11 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
12 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
13 Approve Termination of Draft of For For Shareholder
Performance Shares Incentive Plan
--------------------------------------------------------------------------------
NEW ORIENTAL EDUCATION & TECHNOLOGY GROUP, INC.
Ticker: 9901 Security ID: 647581107
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Subdivision For For Management
2 Adopt Chinese Name as Dual Foreign For For Management
Name of the Company
3 Adopt Amended and Restated Memorandum For For Management
and Articles of Association
--------------------------------------------------------------------------------
NH INVESTMENT & SECURITIES CO., LTD.
Ticker: 005940 Security ID: Y6S75L806
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Seo Dae-seok as Non-Independent For For Management
Non-Executive Director
2.1 Elect Park Min-pyo as Outside Director For For Management
to Serve as an Audit Committee Member
2.2 Elect Hong Eun-ju as Outside Director For For Management
to Serve as an Audit Committee Member
--------------------------------------------------------------------------------
NH INVESTMENT & SECURITIES CO., LTD.
Ticker: 005940 Security ID: Y6S75L806
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Jeon Hong-yeol as Outside For For Management
Director
3.2 Elect Kim Hyeong-shin as For For Management
Non-Independent Non-Executive Director
4 Approve Total Remuneration of Inside For Abstain Management
Directors and Outside Directors
--------------------------------------------------------------------------------
NINE DRAGONS PAPER (HOLDINGS) LIMITED
Ticker: 2689 Security ID: G65318100
Meeting Date: DEC 07, 2020 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Cheung Yan as Director For For Management
3a2 Elect Zhang Cheng Fei as Director For For Management
3a3 Elect Lau Chun Shun as Director For For Management
3a4 Elect Tam Wai Chu, Maria as Director For For Management
3a5 Elect Chen Kefu as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Issued Share For For Management
Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
NINE DRAGONS PAPER (HOLDINGS) LIMITED
Ticker: 2689 Security ID: G65318100
Meeting Date: MAY 25, 2021 Meeting Type: Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement to the For For Management
Recovered Paper and Recycled Pulp
Agreement and Related Transactions
--------------------------------------------------------------------------------
NINE DRAGONS PAPER HOLDINGS LTD.
Ticker: 2689 Security ID: G65318100
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Recovered Paper and Recycled For For Management
Pulp Agreement, Proposed Annual Caps
and Related Transactions
--------------------------------------------------------------------------------
NINESTAR CORP.
Ticker: 002180 Security ID: Y9892Z107
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Fund-raising For For Management
Investment Project and Use Its
Remaining Raised Funds to Replenish
Working Capital
2 Approve Use of Funds for Cash For Against Management
Management
3 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
NINESTAR CORP.
Ticker: 002180 Security ID: Y9892Z107
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Loan For For Management
--------------------------------------------------------------------------------
NINESTAR CORP.
Ticker: 002180 Security ID: Y9892Z107
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Injection and Share For For Management
Expansion
2 Approve Capital Injection and Equity For For Management
Transfer
3 Approve Entrusted Management of Zhuhai For For Management
Bentu Electronics Co., Ltd. and
Related-party Transaction
--------------------------------------------------------------------------------
NINESTAR CORP.
Ticker: 002180 Security ID: Y9892Z107
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Yao as Non-independent For For Management
Director
2 Approve Allowance of Directors For For Management
3 Approve Increase in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
NINESTAR CORP.
Ticker: 002180 Security ID: Y9892Z107
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Plan for Acquisition For Against Management
by Cash and Issuance of Shares as well
as Raising Supporting Funds Complies
with Relevant Laws and Regulations
2.1 Approve Overall Plan For Against Management
2.2 Approve Transaction Parties For Against Management
2.3 Approve Transaction Price For Against Management
2.4 Approve Payment Manner and Amount For Against Management
2.5 Approve Share Type, Par Value and For Against Management
Listing Exchange
2.6 Approve Manner of Pricing and Issue For Against Management
Price
2.7 Approve Lock-Up Period Arrangement For Against Management
2.8 Approve Attribution of Profit and Loss For Against Management
During the Transition Period
2.9 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.10 Approve Performance Compensation and For Against Management
Commitment Arrangement
2.11 Approve Delivery and Liability for For Against Management
Breach of Contract of Target Assets
2.12 Approve Resolution Validity Period For Against Management
2.13 Approve Share Type, Par Value and For Against Management
Listing Exchange
2.14 Approve Target Subscribers and Issue For Against Management
Amount
2.15 Approve Issue Price For Against Management
2.16 Approve Lock-Up Period Arrangement For Against Management
2.17 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.18 Approve Use of Proceeds For Against Management
2.19 Approve Resolution Validity Period For Against Management
3 Approve Transaction Constitute as For Against Management
Related-Party Transaction
4 Approve Transaction Constitute as For Against Management
Major Asset Restructuring and Does Not
Constitute as Restructure for Listing
5 Approve Transaction Complies with For Against Management
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Restructuring of Listed Companies
6 Approve Transaction Complies with For Against Management
Article 11 and 43 of the
Administrative Measures on Material
Asset Restructuring of Listed Companies
7 Approve Stock Price Volatility Does For Against Management
Not Achieve the Standard of Article 5
Notice on Regulating the Information
Disclosure of Listed Companies and the
Behavior of Related Parties
8 Approve Relevant Entities Does Not For Against Management
Participate in Major Asset Restructure
of Listed Companies and Does Not Have
Article 13 of Strengthening the
Supervision over Abnormal Stock
Trading Related to the Material Asset
Reorganizations of Listed Companies
9 Approve Draft and Summary of For Against Management
Acquisition by Cash and Issuance of
Shares as well as Raising Supporting
Funds
10 Approve Signing of Acquisition by Cash For Against Management
and Issuance of Shares Agreement,
Supplementary Agreement of Acquisition
by Cash and Issuance of Shares
Agreement and Performance Compensation
Agreement
11 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
12 Approve Relevant Audit Report, Review For Against Management
Report and Evaluation Report of the
Transaction
13 Approve Independence of Appraiser, the For Against Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
14 Approve Completeness and Compliance of For Against Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
15 Approve White Wash Waiver For Against Management
16 Approve Report on the Usage of For Against Management
Previously Raised Funds
17 Approve Authorization of Board to For Against Management
Handle All Related Matters
18 Approve Appointment of Intermediary For Against Management
Institution
19 Approve Provision of Credit Guarantee For For Management
20 Approve Use of Funds for Cash For For Management
Management
21 Approve Provision of Credit Guarantee For For Management
for Wholly-Owned Subsidiary
22 Approve Financial Derivatives Trading For For Management
Business
23 Approve Daily Related Party Transaction For For Management
24 Approve Signing of Supplemental For For Management
Agreement of Loan Agreement
--------------------------------------------------------------------------------
NINESTAR CORP.
Ticker: 002180 Security ID: Y9892Z107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Internal Control For For Management
Self-Evaluation Report
8 Approve Appointment of Auditor For For Management
9 Approve Report on the Usage of For For Management
Previously Raised Funds
10 Approve Change Business Scope and For For Management
Amend Articles of Association
11 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
NINGBO TUOPU GROUP CO., LTD.
Ticker: 601689 Security ID: Y62990109
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Idle Raised Funds For For Management
for Entrusted Asset Management
2 Approve Additional Idle Raised Funds For For Management
to Replenish Working Capital
3 Approve Capital Injection in For For Management
Wholly-owned Subsidiary Hunan Tuopu
Auto Parts Co., Ltd.
4 Approve Capital Injection in For For Management
Wholly-owned Subsidiary Ningbo Tuopu
Automotive Electronics Co., Ltd.
5 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
NINGBO TUOPU GROUP CO., LTD.
Ticker: 601689 Security ID: Y62990109
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Board of For For Management
Independent Directors
4 Approve Financial Statements For For Management
5 Approve Credit Line Bank Application For For Management
6 Approve Bill Pool Business For Against Management
7 Approve to Appoint Auditor For For Management
8 Approve Profit Distribution For For Management
9 Approve Annual Report and Summary For For Management
10 Approve Related Party Transactions For For Management
11 Approve Estimated Daily Related Party For For Management
Transactions
12 Approve Use of Idle Raised Funds for For For Management
Entrusted Asset Management
13 Approve Use of Idle Raised Funds to For For Management
Replenish Working Capital
14 Approve Replenishment of Capital by For For Management
Raised Funds
15 Approve Replenishment of Bank For For Management
Acceptance Bill by Raised Funds
16 Approve Increase in the Implementation For For Management
Subject of Raised Funds Investment
Project
17 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
NIO INC.
Ticker: NIO Security ID: 62914V106
Meeting Date: JUN 03, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
--------------------------------------------------------------------------------
NONGFU SPRING CO. LTD.
Ticker: 9633 Security ID: Y6367W106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Pan-China Certified Public For Against Management
Accountants LLP as Domestic Auditor
and Ernst & Young as Overseas Auditor
and Authorize Board to Fix Their
Remuneration
5 Approve Final Dividend For For Management
6 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7 Approve Credit Line Bank Application For For Management
8 Approve Provision of Guarantee for For For Management
Wholly-owned Subsidiaries
9 Elect Zhong Jigang as Supervisor For For Management
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
NORTHAM PLATINUM LTD.
Ticker: NHM Security ID: S56540156
Meeting Date: NOV 27, 2020 Meeting Type: Annual
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Brian Mosehla as Director For For Management
2 Re-elect Carnegie Chabedi as Director For For Management
3 Re-elect Hester Hickey as Director For For Management
4 Re-elect Temba Mvusi as Director For For Management
5 Reappoint Ernst & Young Inc as For For Management
Auditors with Ebrahim Dhorat as the
Designated External Audit Partner
6 Re-elect Hester Hickey as Member of For For Management
the Audit and Risk Committee
7 Re-elect David Brown as Member of the For For Management
Audit and Risk Committee
8 Re-elect Dr Yoza Jekwa as Member of For For Management
the Audit and Risk Committee
9 Re-elect Jean Nel as Member of the For For Management
Audit and Risk Committee
10 Approve Remuneration Policy For Against Management
11 Approve Remuneration Implementation For Abstain Management
Report
12 Approve Non-Executive Directors' Fees For For Management
13 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
14 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
NORTHAM PLATINUM LTD.
Ticker: NHM Security ID: S56540156
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Acquisitions Scheme For For Management
2 Approve Revocation of Special For For Management
Resolution 1 if the Share Acquisitions
Scheme is Terminated
3 Authorise Specific Repurchase of For For Management
Shares from Zambezi Pursuant to the
Share Acquisitions Scheme
4 Authorise Specific Repurchase of For For Management
Shares from ESOP Pursuant to the Share
Acquisitions Scheme
5 Approve Northam Scheme in Terms of For For Management
Sections 114(1) and 115(2)(a) of the
Companies Act
6 Approve Revocation of Special For For Management
Resolution 5 if the Northam Scheme is
Terminated
7 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
8 Authorise Specific Issue of For For Management
Subscription Shares to BEE Security SPV
9 Authorise Specific Repurchase of For For Management
Shares from the BEE Trust
10 Authorise Specific Repurchase of For For Management
Shares from Relevant Zambezi
Shareholder
1 Amend Northam Share Incentive Plan For For Management
2 Authorise Specific Issue of For For Management
Subscription Shares to HDP Security SPV
3 Approve Subscriptions by Northam for For For Management
Zambezi Ordinary Shares
4 Authorise Specific Issue of HDP SPV For For Management
Share and BEE SPV Share
--------------------------------------------------------------------------------
NOTRE DAME INTERMEDICA PARTICIPACOES SA
Ticker: GNDI3 Security ID: P7S227106
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Agreement between For For Management
the Company and Hapvida Participacoes
e Investimentos S.A.
2 Approve Merger between the Company and For For Management
Hapvida Participacoes e Investimentos
S.A.
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
4 Approve Special Dividends For For Management
--------------------------------------------------------------------------------
NOTRE DAME INTERMEDICA PARTICIPACOES SA
Ticker: GNDI3 Security ID: P7S227106
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For Abstain Management
Management
4 Fix Number of Directors at Seven For For Management
5 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
6 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
7 Elect Directors For For Management
8 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
9 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
10.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Christopher Riley Gordon as
Board Chairman
10.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Irlau Machado Filho as Director
10.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Michel David Freund as Director
10.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect T. Devin O'Reilly as Director
10.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Luiz Teixeira Rossi as
Independent Director
10.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Plinio Villares Musetti as
Independent Director
10.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Paula de Assis Bogus as
Independent Director
11 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
12.1 Elect Sergio Vicente Bicicchi as For For Management
Fiscal Council Member and Anna
Carolina Morizot as Alternate
12.2 Elect Adalgiso Fragoso de Faria as For Abstain Management
Fiscal Council Member and Stefan Colza
Lee as Alternate
12.3 Elect Adelino Dias Pinho as Fiscal For For Management
Council Member and Olavo Fortes Campos
Rodrigues Junior as Alternate
12.4 Elect Joao Verner Juenemann as Fiscal For For Management
Council Member and Geraldo Affonso
Ferreira Filho as Alternate
13 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
NOTRE DAME INTERMEDICA PARTICIPACOES SA
Ticker: GNDI3 Security ID: P7S227106
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
2 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
NOVATEK JSC
Ticker: NVTK Security ID: 669888109
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 11.82 For For Management
per Share for First Six Months of
Fiscal 2020
--------------------------------------------------------------------------------
NOVATEK JSC
Ticker: NVTK Security ID: 669888109
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income
1.2 Approve Dividends of RUB 23.74 per For For Management
Share
2.1 Elect Andrei Akimov as Director None None Management
2.2 Elect Arnaud Le Foll as Director None Against Management
2.3 Elect Robert Castaigne as Director None For Management
2.4 Elect Dominique Marion as Director None Against Management
2.5 Elect Tatiana Mitrova as Director None For Management
2.6 Elect Leonid Mikhelson as Director None Against Management
2.7 Elect Aleksandr Natalenko as Director None Against Management
2.8 Elect Viktor Orlov as Director None For Management
2.9 Elect Gennadii Timchenko as Director None None Management
3.1 Elect Olga Beliaeva as Member of Audit For For Management
Commission
3.2 Elect Anna Merzliakova as Member of For For Management
Audit Commission
3.3 Elect Igor Riaskov as Member of Audit For For Management
Commission
3.4 Elect Nikolai Shulikin as Member of For For Management
Audit Commission
4 Ratify PricewaterhouseCoopers as For For Management
Auditor
5 Approve Remuneration of Directors None None Management
6 Approve Remuneration of Members of For For Management
Audit Commission
7 Approve Large-Scale Related-Party None None Management
Transaction
--------------------------------------------------------------------------------
NOVATEK MICROELECTRONICS CORP.
Ticker: 3034 Security ID: Y64153102
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3.1 Elect T. S. Ho with Shareholder No. 6 For For Management
as Non-independent Director
3.2 Elect Steve Wang with Shareholder No. For For Management
8136 as Non-independent Director
3.3 Elect Max Wu with ID No. D101448XXX as For Against Management
Non-independent Director
3.4 Elect J.H. Chang with Shareholder No. For Against Management
117738 as Non-independent Director
3.5 Elect a Representative of United For Against Management
Microelectronics Corp. (UMC) with
Shareholder No. 1 as Non-independent
Director
3.6 Elect Jack Tsai with ID No. J100670XXX For Against Management
as Independent Director
3.7 Elect Jack Liu with ID No. H101286XXX For For Management
as Independent Director
3.8 Elect TingTing Hwang (Madam) with ID For For Management
No. A227898XXX as Independent Director
4 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
NOVOLIPETSK STEEL
Ticker: NLMK Security ID: X58996103
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 4.75 For For Management
per Share for First Six Months of
Fiscal 2020
--------------------------------------------------------------------------------
NOVOLIPETSK STEEL
Ticker: NLMK Security ID: X58996103
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 6.43 For For Management
per Share for First Nine Months of
Fiscal 2020
2 Approve Company's Membership in For For Management
Centrizyskaniya
--------------------------------------------------------------------------------
NOVOLIPETSK STEEL
Ticker: NLMK Security ID: X58996103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Annual Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends of RUB 21.64 per Share
4.1 Elect Oleg Bagrin as Director None Against Management
4.2 Elect Thomas Veraszto as Director None For Management
4.3 Elect Nikolai Gagarin as Director None Against Management
4.4 Elect Evgeniia Zavalishina as Director None For Management
4.5 Elect Sergei Kravchenko as Director None For Management
4.6 Elect Joachim Limberg as Director None For Management
4.7 Elect Vladimir Lisin as Director None Against Management
4.8 Elect Marjan Oudeman as Director None For Management
4.9 Elect Karen Sarkisov as Director None Against Management
4.10 Elect Stanislav Shekshnia as Director None For Management
4.11 Elect Benedict Sciortino as Director None Against Management
5 Elect Grigorii Fedorishin as President For For Management
6 Approve Remuneration of Directors For For Management
7.1 Ratify PricewaterhouseCoopers Audit as For For Management
RAS Auditor
7.2 Ratify PricewaterhouseCoopers Audit as For For Management
IFRS Auditor
--------------------------------------------------------------------------------
NOVOLIPETSK STEEL
Ticker: NLMK Security ID: X58996103
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends for First For For Management
Quarter of Fiscal 2021
2.1 Approve New Edition of Charter For For Management
2.2 Approve New Edition of Regulations on For For Management
Management
--------------------------------------------------------------------------------
NTPC LIMITED
Ticker: 532555 Security ID: Y6421X116
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Authorize Board to Fix Remuneration of For For Management
Statutory Auditors
4 Elect Anil Kumar Gautam as Director For Against Management
(Finance)
5 Elect Ashish Upadhyaya as Government For Against Management
Nominee Director
6 Elect Dillip Kumar Patel as Director For Against Management
(Human Resources)
7 Elect Ramesh Babu V as Director For Against Management
(Operations)
8 Elect Chandan Kumar Mondol as Director For Against Management
(Commercial)
9 Elect Ujjwal Kanti Bhattacharya as For Against Management
Director (Projects)
10 Amend Objects Clause of Memorandum of For For Management
Association
11 Amend Articles of Association For For Management
12 Approve Remuneration of Cost Auditors For For Management
13 Approve Issuance of Bonds/Debentures For For Management
on Private Placement Basis
--------------------------------------------------------------------------------
OFFCN EDUCATION TECHNOLOGY CO., LTD.
Ticker: 002607 Security ID: Y9717Y103
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Wholly-owned Subsidiary to For For Management
Participate in the Auction of Land Use
Rights
--------------------------------------------------------------------------------
OFFCN EDUCATION TECHNOLOGY CO., LTD.
Ticker: 002607 Security ID: Y9717Y103
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.5 Approve Issue Size For For Management
2.6 Approve Amount and Use of Proceeds For For Management
2.7 Approve Lock-up Period For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Private Placement of Shares For For Management
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan For For Management
8 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
OFFCN EDUCATION TECHNOLOGY CO., LTD.
Ticker: 002607 Security ID: Y9717Y103
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Huairou New City For For Management
Cooperative Customized Development and
Construction Agreement
--------------------------------------------------------------------------------
OFFCN EDUCATION TECHNOLOGY CO., LTD.
Ticker: 002607 Security ID: Y9717Y103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Use of Own Funds for Cash For Against Management
Management
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
8 Approve Appointment of Auditor For For Management
9 Approve Comprehensive Credit Line Bank For For Management
Application
10 Approve Amendments to Articles of For For Management
Association
11 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
12 Approve Detailed Rules for Online For Against Management
Voting of the Shareholders General
Meeting
13 Amend Appointment and Working System For Against Management
for Independent Directors
14 Amend Management System of Raised Funds For Against Management
15 Approve Report on the Usage of For For Shareholder
Previously Raised Funds
--------------------------------------------------------------------------------
OFFSHORE OIL ENGINEERING CO., LTD.
Ticker: 600583 Security ID: Y6440J106
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Provision of For For Management
Joint Liability Guarantee
--------------------------------------------------------------------------------
OFFSHORE OIL ENGINEERING CO., LTD.
Ticker: 600583 Security ID: Y6440J106
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Provision of For For Management
Joint Liability Guarantee
2.1 Elect Yu Yi as Non-Independent Director For For Shareholder
2.2 Elect Wang Zhangling as For For Shareholder
Non-Independent Director
2.3 Elect Yang Jinghong as Non-Independent For For Shareholder
Director
2.4 Elect Kang Zhuowei as Non-Independent For For Shareholder
Director
2.5 Elect Qiu Xiaohua as Independent For For Management
Director
2.6 Elect Guo Tao as Independent Director For For Management
2.7 Elect Huang Yongjin as Independent For For Management
Director
3.1 Elect Peng Wen Supervisor For For Shareholder
3.2 Elect Che Yonggang Supervisor For For Shareholder
--------------------------------------------------------------------------------
OFFSHORE OIL ENGINEERING CO., LTD.
Ticker: 600583 Security ID: Y6440J106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Provision for Impairment For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Appointment of Financial and For For Management
Internal Control Auditor
8.1 Elect Xin Wei as Director For For Management
8.2 Elect Zheng Zhongliang as Director For For Management
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: AUG 07, 2020 Meeting Type: Special
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Share Type and Par Value For For Management
1.2 Approve Issue Manner and Issue Time For For Management
1.3 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Principle
1.4 Approve Target Subscribers and For For Management
Subscription Method
1.5 Approve Issue Size For For Management
1.6 Approve Lock-up Period For For Management
1.7 Approve Usage of Raised Funds For For Management
1.8 Approve Distribution Arrangement of For For Management
Cumulative Earnings
1.9 Approve Listing Location For For Management
1.10 Approve Resolution Validity Period For For Management
2 Approve Plan on Private Placement of For For Management
Shares (Revised)
3 Approve Signing of Supplemental For For Management
Agreement to the Conditional Share
Subscription Agreement
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds (Revised)
5 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
6.1 Approve Issue Scale For For Management
6.2 Approve Par Value and Issue Price For For Management
6.3 Approve Target Subscribers For For Management
6.4 Approve Issue Manner For For Management
6.5 Approve Bond Maturity For For Management
6.6 Approve Bond Interest Rate and For For Management
Determination Method
6.7 Approve Use of Proceeds For For Management
6.8 Approve Guarantees For For Management
6.9 Approve Listing Exchange For For Management
6.10 Approve Safeguard Measures of Debts For For Management
Repayment
6.11 Approve Resolution Validity Period For For Management
7 Approve Authorization of the Board or For For Management
Board Authorized Person to Handle All
Matters Related to the Corporate Bond
Issuance
8 Approve Issuance of Medium-term Notes For For Management
9 Approve Additional Related Party For For Management
Transactions
10 Approve Bank Credit and Guarantee For Against Management
Matters
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Approve Financial Leasing Business and For Against Management
Provision of Its Guarantee
3 Approve Credit Line and Guarantee For Against Management
4 Approve Foreign Exchange Derivatives For For Management
Transaction Estimates
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bank Credit and Guarantee For Against Management
Matters (1)
2 Approve Bank Credit and Guarantee For Against Management
Matters (2)
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Related Party For For Management
Transactions
2 Approve Write-off of Part of the For For Management
Accounts Receivable
3 Approve Credit Line and Guarantee For Against Shareholder
Matters
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: MAR 19, 2021 Meeting Type: Special
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lin Hongping as Supervisor For For Shareholder
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: APR 14, 2021 Meeting Type: Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Equity and Assets For For Management
2 Approve Application of Credit Line and For Against Management
Provision of Guarantee
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Internal Control For For Management
Self-Evaluation Report
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Provision for Asset Impairment For For Management
9 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
10 Approve Remuneration of Directors For For Management
11 Approve Remuneration of Supervisors For For Management
12 Approve Amendments to Articles of For For Management
Association
13 Approve Daily Related Party For For Management
Transactions
14 Approve Application of Credit Line and For Against Management
Provision of Guarantees
--------------------------------------------------------------------------------
OFILM GROUP CO., LTD.
Ticker: 002456 Security ID: Y7744T105
Meeting Date: JUN 21, 2021 Meeting Type: Special
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Registered Address For For Management
and Amendment of Articles of
Association
2 Approve Extension of Resolution For For Management
Validity Period of Private Placement
3 Approve Extension of Authorization of For For Management
the Board on Private Placement
4 Approve Deregistration of Wholly-owned For For Management
Subsidiary
--------------------------------------------------------------------------------
OIL & GAS DEVELOPMENT COMPANY LTD.
Ticker: OGDC Security ID: Y6448X107
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Final Cash Dividend For For Management
4 Approve KPMG Taseer Hadi and Co. as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Elect Directors For Against Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
OIL & GAS DEVELOPMENT COMPANY LTD.
Ticker: OGDC Security ID: Y6448X107
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Elect Directors For Against Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
OIL & NATURAL GAS CORPORATION LIMITED
Ticker: 500312 Security ID: Y64606133
Meeting Date: OCT 09, 2020 Meeting Type: Annual
Record Date: OCT 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Subhash Kumar as Director For Against Management
3 Reelect Rajesh Shyamsunder Kakkar as For Against Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect Rajesh Madanlal Aggarwal as For Against Management
Director
6 Elect Om Prakash Singh as Director For Against Management
(Technology and Field Services)
7 Elect Anurag Sharma as Director For Against Management
(Onshore)
8 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
OIL CO. LUKOIL PJSC
Ticker: LKOH Security ID: X6983S100
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 46 For For Management
per Share for First Nine Months of
Fiscal 2020
2 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
OIL CO. LUKOIL PJSC
Ticker: LKOH Security ID: X6983S100
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income,
Including Dividends of RUB 213 per
Share
2.1 Elect Vagit Alekperov as Director None Against Management
2.2 Elect Viktor Blazheev as Director None Against Management
2.3 Elect Toby Trister Gati as Director None For Management
2.4 Elect Ravil Maganov as Director None Against Management
2.5 Elect Roger Munnings as Director None For Management
2.6 Elect Boris Porfirev as Director None For Management
2.7 Elect Pavel Teplukhin as Director None For Management
2.8 Elect Leonid Fedun as Director None Against Management
2.9 Elect Liubov Khoba as Director None Against Management
2.10 Elect Sergei Shatalov as Director None For Management
2.11 Elect Wolfgang Schuessel as Director None For Management
3 Elect Vagit Alekperov as President For For Management
4.1 Approve Remuneration of Directors For For Management
4.2 Approve Remuneration of New Directors For For Management
5 Ratify KPMG as Auditor For For Management
6 Amend Charter For For Management
7 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors,
Executives, and Companies
--------------------------------------------------------------------------------
OLD MUTUAL LTD.
Ticker: OMU Security ID: S5790B132
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2020
2.1 Re-elect Trevor Manuel as Director For For Management
2.2 Re-elect Itumeleng Kgaboesele as For For Management
Director
2.3 Re-elect Marshall Rapiya as Director For For Management
2.4 Elect Brian Armstrong as Director For For Management
2.5 Elect Olufunke Ighodaro as Director For For Management
2.6 Elect Jaco Langner as Director For For Management
2.7 Elect Nomkhita Nqweni as Director For For Management
3.1 Elect Olufunke Ighodaro as Member of For For Management
the Audit Committee
3.2 Re-elect Itumeleng Kgaboesele as For For Management
Member of the Audit Committee
3.3 Elect Jaco Langner as Member of Audit For For Management
Committee
3.4 Re-elect John Lister as Member of the For For Management
Audit Committee
3.5 Re-elect Nosipho Molope as Member of For For Management
the Audit Committee
3.6 Elect Nomkhita Nqweni as Member of For For Management
Audit Committee
4.1 Reappoint Deloitte & Touche as Joint For For Management
Auditors
4.2 Reappoint KPMG Inc as Joint Auditors For For Management
5.1 Approve Remuneration Policy For For Management
5.2 Approve Remuneration Implementation For For Management
Report
6 Authorise Ratification of Approved For For Management
Resolutions
1 Approve Remuneration of Non-executive For For Management
Directors
2 Authorise Repurchase of Issued Share For For Management
Capital
3 Approve Financial Assistance to For For Management
Subsidiaries and Other Related and
Inter-related Entities and to
Directors, Prescribed Officers or
Other Persons Participating in Share
or Other Employee Incentive Schemes
--------------------------------------------------------------------------------
ONENESS BIOTECH CO., LTD.
Ticker: 4743 Security ID: Y6425E106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Statement of Profit and Loss For For Management
Appropriation
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve Amendments to Articles of For For Management
Association
6.1 Elect SHAN-NEY HUANG with SHAREHOLDER For For Management
NO.T102243XXX as Non-independent
Director
6.2 Elect SHIH-HUA HSU, a Representative For For Management
of MICROBIO CO., LTD., with
SHAREHOLDER NO.00000001 as
Non-independent Director
6.3 Elect HSIEN-SHOU KUO, a Representative For For Management
of MICROBIO CO., LTD., with
SHAREHOLDER NO.00000001, as
Non-independent Director
6.4 Elect SAN-KUEI HUANG with SHAREHOLDER For For Management
NO.X100063XXX as Independent Director
6.5 Elect JUI-WEN HUANG with SHAREHOLDER For For Management
NO.H220689XXX as Independent Director
6.6 Elect SUEI LU with SHAREHOLDER NO. For For Management
F220326XXX as Independent Director
6.7 Elect REY-YUH WU with SHAREHOLDER NO. For For Management
T202613XXX as Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
and Representatives
--------------------------------------------------------------------------------
OPPEIN HOME GROUP, INC.
Ticker: 603833 Security ID: Y6440T104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For Against Management
6 Approve Profit Distribution For For Management
7 Approve Comprehensive Credit Line Bank For For Management
Application
8 Approve External Guarantee For Against Management
9.1 Approve Remuneration of Yao Liangsong For For Management
9.2 Approve Remuneration of Tan Qinxing For For Management
9.3 Approve Remuneration of Yao Liangbai For For Management
10 Approve Appointment of Auditor For For Management
11 Approve Amendments to Articles of For For Management
Association to Change Business Scope
12 Approve Change in Registered Capital For For Management
13 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
OPPEIN HOME GROUP, INC.
Ticker: 603833 Security ID: Y6440T104
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Incentive Plan For Against Management
and Its Summary
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
ORANGE POLSKA SA
Ticker: OPL Security ID: X5984X100
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Remuneration Policy For Against Management
5 Close Meeting None None Management
--------------------------------------------------------------------------------
ORANGE POLSKA SA
Ticker: OPL Security ID: X5984X100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4.1 Receive Financial Statements for None None Management
Fiscal 2020
4.2 Receive Management Board Proposal on None None Management
Allocation of Income for Fiscal 2020
4.3 Receive Management Board Proposal on None None Management
Allocation of Income for Previous Years
4.4 Receive Management Board Report on None None Management
Company's and Group's Operations, and
Consolidated Financial Statements for
Fiscal 2020
4.5 Receive Supervisory Board Reports for None None Management
Fiscal 2020
5.1 Approve Financial Statements for For For Management
Fiscal 2020
5.2 Approve Allocation of Income For For Management
5.3 Approve Allocation of Income From For For Management
Previous Years
5.4 Approve Management Board Report on For For Management
Company's and Group's Operations in
Fiscal 2020
5.5 Approve Consolidated Financial For For Management
Statements for Fiscal 2020
5.6 Approve Supervisory Board Report for For For Management
Fiscal 2020
5.7a Approve Discharge of CEO For For Management
5.7b Approve Discharge of CEO For For Management
5.7c Approve Discharge of Management Board For For Management
Member
5.7d Approve Discharge of Management Board For For Management
Member
5.7e Approve Discharge of Management Board For For Management
Member
5.7f Approve Discharge of Management Board For For Management
Member
5.7g Approve Discharge of Management Board For For Management
Member
5.7h Approve Discharge of Management Board For For Management
Member
5.7i Approve Discharge of Management Board For For Management
Member
5.7j Approve Discharge of Management Board For For Management
Member
5.7k Approve Discharge of Supervisory Board For For Management
Member
5.7l Approve Discharge of Supervisory Board For For Management
Member
5.7m Approve Discharge of Supervisory Board For For Management
Member
5.7n Approve Discharge of Supervisory Board For For Management
Member
5.7o Approve Discharge of Supervisory Board For For Management
Member
5.7p Approve Discharge of Supervisory Board For For Management
Member
5.7q Approve Discharge of Supervisory Board For For Management
Member
5.7r Approve Discharge of Supervisory Board For For Management
Member
5.7s Approve Discharge of Supervisory Board For For Management
Member
5.7t Approve Discharge of Supervisory Board For For Management
Member
5.7u Approve Discharge of Supervisory Board For For Management
Member
5.7v Approve Discharge of Supervisory Board For For Management
Member
5.7w Approve Discharge of Supervisory Board For For Management
Member
5.7x Approve Discharge of Supervisory Board For For Management
Member
5.7y Approve Discharge of Supervisory Board For For Management
Member
6 Approve Remuneration Report For Against Management
7.1 Elect Supervisory Board Member For Against Management
7.2 Elect Supervisory Board Member For Against Management
7.3 Elect Supervisory Board Member For Against Management
7.4 Elect Supervisory Board Member For Against Management
7.5 Elect Supervisory Board Member For Against Management
7.6 Elect Supervisory Board Member For Against Management
7.7 Elect Supervisory Board Member For Against Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
ORBIA ADVANCE CORPORATION SAB DE CV
Ticker: ORBIA Security ID: P7S81Y105
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept CEO's Report and Board's Report For For Management
on Operations and Results
1.2 Accept Individual and Consolidated For For Management
Financial Statements
1.3 Accept Report on Compliance of Fiscal For For Management
Obligations
2 Accept Report of Audit Committee For For Management
3 Accept Report of Corporate Practices For For Management
and Sustainability Committee
4.1 Approve Individual and Consolidated For For Management
Net Profit after Minority Interest in
the Amount of USD 194.7 Million
4.2 Approve Allocation of Individual and For For Management
or Consolidated Profits and or Losses
Referred to in Previous Item to the
Accumulated Net Income Account
4.3 Approve Cash Dividends of USD 0.10 Per For For Management
Share
5.1 Ratify Antonio Del Valle Ruiz as For For Management
Honorary and Lifetime Board Chairman
5.2a Elect or Ratify Juan Pablo Del Valle For For Management
Perochena as Board Member
5.2b Elect or Ratify Antonio Del Valle For For Management
Perochena as Board Member
5.2c Elect or Ratify Maria de Guadalupe Del For For Management
Valle Perochena as Board Member
5.2d Elect or Ratify Francisco Javier Del For For Management
Valle Perochena as Board Member
5.2e Elect or Ratify Eduardo Tricio Haro as For For Management
Board Member
5.2f Elect or Ratify Guillermo Ortiz For For Management
Martinez as Board Member
5.2g Elect or Ratify Divo Milan Haddad as For For Management
Board Member
5.2h Elect or Ratify Alma Rosa Moreno Razo For For Management
as Board Member
5.2i Elect or Ratify Maria Teresa For For Management
Altagracia Arnal Machado as Board
Member
5.2j Elect or Ratify Jack Goldstein Ring as For For Management
Board Member
5.2k Elect or Ratify Anil Menon as Board For For Management
Member
5.2l Elect or Ratify Mark Rajkowski as For For Management
Board Member
5.3a Elect or Ratify Juan Pablo Del Valle For For Management
Perochena as Chairman of Board of
Directors
5.3b Elect or Ratify Juan Pablo Del Rio For For Management
Benitez as Secretary (Non-Member) of
Board
5.3c Elect or Ratify Vincent Sheldon Hirt For For Management
as Alternate Secretary (Non-Member) of
Board
5.4a Elect or Ratify Mark Rajkowski as For For Management
Chairman of Audit Committee
5.4b Elect or Ratify Maria Teresa For For Management
Altagracia Arnal Machado as Chairman
of Corporate Practices Committee
6 Approve Remuneration of Chairman of For Against Management
Board, Audit Committee and Corporate
Practices Committee; Approve
Remuneration of Members of Board and
Members of Audit Committee and
Corporate Practices Committee
7.1 Approve Cancellation of Balance of For For Management
Amount Approved to be Used for
Acquisition of Company's Shares
7.2 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve
8 Accept Report on Adoption or For For Management
Modification of Policies in Share
Repurchases of Company
9 Approve Long-Term Stock Incentive Plan For Against Management
for Employees
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ORIENT SECURITIES CO., LTD.
Ticker: 3958 Security ID: Y6S79P100
Meeting Date: JUL 13, 2020 Meeting Type: Special
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Stock Ownership Plan For For Management
(Draft) and Its Abstract
2 Approve Authorization to the Board to For For Management
Handle All Matters Related to Employee
Stock Ownership Plan
--------------------------------------------------------------------------------
ORIENT SECURITIES CO., LTD.
Ticker: 3958 Security ID: Y6S79P100
Meeting Date: DEC 08, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Wu Hong as Director For For Management
1.02 Elect Feng Xingdong as Director For For Management
1.03 Elect He Xuan as Director For For Management
2 Approve Amendments to the Independent For For Management
Director System
3 Amend Articles of Association For For Management
4 Approve Amendments to the Rules of For For Management
Procedures for the General Meeting
5 Approve Amendments to the Rules of For For Management
Procedures for the Board of Directors
6 Approve Amendments to the Rules of For For Management
Procedures for the Supervisory
Committee
--------------------------------------------------------------------------------
ORIENT SECURITIES CO., LTD.
Ticker: 3958 Security ID: Y6S79P100
Meeting Date: MAR 05, 2021 Meeting Type: Special
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2.01 Elect Song Xuefeng as Director For For Shareholder
2.02 Elect Jin Wenzhong as Director For For Shareholder
2.03 Elect Yu Xuechun as Director For For Shareholder
2.04 Elect Liu Wei as Director For For Shareholder
2.05 Elect Zhou Donghui as Director For For Shareholder
2.06 Elect Cheng Feng as Director For For Shareholder
2.07 Elect Ren Zhixiang as Director For For Shareholder
2.08 Elect Xu Zhiming as Director For For Management
2.09 Elect Jin Qinglu as Director For For Management
2.10 Elect Wu Hong as Director For For Management
2.11 Elect Feng Xingdong as Director For For Management
3.01 Elect Zhang Qian as Supervisor For For Shareholder
3.02 Elect Wu Junhao as Supervisor For For Shareholder
3.03 Elect Zhang Jian as Supervisor For For Shareholder
3.04 Elect Shen Guangjun as Supervisor For For Shareholder
3.05 Elect Tong Jie as Supervisor For For Shareholder
3.06 Elect Xia Lijun as Supervisor For For Management
--------------------------------------------------------------------------------
ORIENT SECURITIES CO., LTD.
Ticker: 3958 Security ID: Y6S79P100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of Supervisory For For Management
Committee
3 Approve 2020 Final Accounts Report For For Management
4 Approve 2020 Profit Distribution For For Management
Proposal
5 Approve 2021 Proprietary Business Scale For For Management
6 Approve 2020 Annual Report For For Management
7.01 Approve Routine Related-Party For For Management
Transactions with Shenergy (Group)
Company Limited and Its Related
Companies
7.02 Approve Routine Related-Party For For Management
Transactions with Other Related Parties
8 Approve 2021 Provision of Guarantees For For Management
9 Elect Luo Xinyu as Director For For Management
10 Approve Allowances for Independent For For Management
Supervisors
11 Approve Engagement of Auditing Firms For For Management
for the Year 2021
12 Amend Articles of Association For For Management
13.01 Approve Issue Methods For For Management
13.02 Approve Issue Type For For Management
13.03 Approve Issue Size For For Management
13.04 Approve Issuer For For Management
13.05 Approve Issue Term For For Management
13.06 Approve Issue Interest Rate, Way of For For Management
Payment and Issue Price
13.07 Approve Security and Other Arrangements For For Management
13.08 Approve Use of Proceeds For For Management
13.09 Approve Target Subscribers For For Management
13.10 Approve Listing of Debt Financing For For Management
Instruments
13.11 Approve Authorization of Issuance of For For Management
Offshore Debt Financing Instruments
13.12 Approve Validity Period of Resolution For For Management
14 Approve Use of Proceeds from Previous For For Management
Fund-Raising Activities
15 Approve Compliance with Requirements For For Management
on Rights Issue
16.01 Approve Type and Nominal Value of the For For Management
Issued Shares
16.02 Approve Method of the Issuance For For Management
16.03 Approve Base, Proportion and Number of For For Management
the Rights Issue
16.04 Approve Pricing Principle and Issuance For For Management
Price
16.05 Approve Target Subscribers for the For For Management
Issuance
16.06 Approve Distribution Arrangement for For For Management
Accumulated Undistributed Profits of
the Company Prior to the Issuance Plan
16.07 Approve Time of Issuance For For Management
16.08 Approve Method of Sale For For Management
16.09 Approve Use of Proceeds from the For For Management
Rights Issue
16.10 Approve Effective Period of the For For Management
Resolutions of the Rights Issue
16.11 Approve Listing of Shares to be Issued For For Management
17 Approve Plan of Public Issuance of For For Management
Shares by Way of Rights Issue of the
Company
18 Approve Feasibility Analysis Report on For For Management
Use of Proceeds to be Raised from
Rights Issue by the Company
19 Approve Risk Warning Regarding For For Management
Dilution of Immediate Returns by
Rights Issue to Existing Shareholders
and Remedial Measures and Undertakings
Given by Relevant Parties
20 Authorize Board to Deal with Relevant For For Management
Matters In Relation to the Rights Issue
--------------------------------------------------------------------------------
ORIENT SECURITIES CO., LTD.
Ticker: 3958 Security ID: Y6S79P100
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compliance with Requirements For For Management
on Rights Issue
2.01 Approve Type and Nominal Value of the For For Management
Issued Shares
2.02 Approve Method of the Issuance For For Management
2.03 Approve Base, Proportion and Number of For For Management
the Rights Issue
2.04 Approve Pricing Principle and Issuance For For Management
Price
2.05 Approve Target Subscribers for the For For Management
Issuance
2.06 Approve Distribution Arrangement for For For Management
Accumulated Undistributed Profits of
the Company Prior to the Issuance Plan
2.07 Approve Time of Issuance For For Management
2.08 Approve Method of Sale For For Management
2.09 Approve Use of Proceeds For For Management
2.10 Approve Effective Period of the For For Management
Resolutions of the Rights Issue
2.11 Approve Listing of Shares to be Issued For For Management
3 Approve Plan of Public Issuance of For For Management
Shares by Way of Rights Issue of the
Company
4 Approve Feasibility Analysis Report on For For Management
Use of Proceeds to be Raised from
Rights Issue by the Company
5 Approve Risk Warning Regarding For For Management
Dilution of Immediate Returns by
Rights Issue to Existing Shareholders
and Remedial Measures and Undertakings
Given by Relevant Parties
6 Authorize Board to Deal with Relevant For For Management
Matters In Relation to the Rights Issue
--------------------------------------------------------------------------------
ORIENTAL PEARL GROUP CO. LTD.
Ticker: 600637 Security ID: Y0875J103
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Budget Report For Against Management
7 Approve Related Party Transaction For For Management
8 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
9 Approve Use of Idle Own Funds for Cash For Against Management
Management
10 Approve External Guarantee Plan For For Management
11 Approve Financial Services Agreement For Against Management
12 Approve Remuneration of Directors For For Management
13 Elect Wang Zhiping as Supervisor For For Shareholder
14 Approve Remuneration of Supervisors For For Management
15.1 Elect Song Jiongming as Director For For Shareholder
15.2 Elect Wang Leiqing as Director For For Shareholder
16.1 Elect Su Xijia as Director For For Management
16.2 Elect Chen Qingyang as Director For For Management
--------------------------------------------------------------------------------
ORION CORP. (KOREA)
Ticker: 271560 Security ID: Y6S90M128
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Heo Yong-seok as Outside Director For For Management
4 Elect Kim Hong-il as Outside Director For Against Management
to Serve as an Audit Committee Member
5 Elect Heo Yong-seok as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
OSOTSPA PUBLIC CO. LTD.
Ticker: OSP Security ID: Y6473S122
Meeting Date: AUG 03, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Performance Results None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Omission of Dividend Payment and
Acknowledge Interim Dividend Payment
4.1 Elect Kannikar Chalitaporn as Director For Against Management
4.2 Elect Somprasong Boonyachai as Director For For Management
4.3 Elect Penchun Jarikasem as Director For For Management
4.4 Elect Salin Pinkayan as Director For Against Management
4.5 Elect Pratharn Chaiprasit as Director For Against Management
5 Approve Remuneration of Directors and For For Management
Sub-Committees
6 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
OSOTSPA PUBLIC CO. LTD.
Ticker: OSP Security ID: Y6473S122
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Performance Results None None Management
2 Approve Financial Statements For For Management
3 Approve Dividend Payment and For For Management
Acknowledge Interim Dividend Payment
4.1 Elect Surin Osathanugrah as Director For Against Management
4.2 Elect Ratch Osathanugrah as Director For Against Management
4.3 Elect Thana Chaiprasit as Director For For Management
4.4 Elect Sinee Thienprasiddhi as Director For For Management
4.5 Elect Porntida Boonsa as Director For Against Management
5 Approve Remuneration of Directors and For For Management
Sub-Committees
6 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Amend Company's Objectives and Amend For For Management
Memorandum of Association
--------------------------------------------------------------------------------
OTP BANK NYRT
Ticker: OTP Security ID: X60746181
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, None None Management
Statutory Reports, and Allocation of
Income
2 Approve Company's Corporate Governance None None Management
Statement
3.1 Approve Discharge of Sandor Csanyi as None None Management
Management Board Member
3.2 Approve Discharge of Tamas Gyorgy None None Management
Erdei as Management Board Member
3.3 Approve Discharge of Antal Gyorgy None None Management
Kovacs as Management Board Member
3.4 Approve Discharge of Laszlo Wolf as None None Management
Management Board Member
3.5 Approve Discharge of Mihaly Baumstark None None Management
as Management Board Member
3.6 Approve Discharge of Tibor Biro as None None Management
Management Board Member
3.7 Approve Discharge of Istvan Gresa as None None Management
Management Board Member
3.8 Approve Discharge of Antal Pongracz as None None Management
Management Board Member
3.9 Approve Discharge of Laszlo Utassy as None None Management
Management Board Member
3.10 Approve Discharge of Jozsef Zoltan None None Management
Voros as Management Board Member
4 Approve Ernst & Young Audit Ltd. as None None Management
Auditor and Fix Its Remuneration
5 Amend Bylaws Re: Supervisory Board None None Management
6 Approve Remuneration Policy None None Management
7 Authorize Share Repurchase Program None None Management
8 Elect Tamas Gudra as Supervisory Board None None Management
Member
9 Elect Tamas Gudra as Audit Committee None None Management
Member
10 Approve Remuneration of Supervisory None None Management
Board and Audit Committee Members
11.1 Reelect Sandor Csanyi as Management None None Management
Board Member
11.2 Reelect Antal Gyorgy Kovacs as None None Management
Management Board Member
11.3 Reelect Laszlo Wolf as Management None None Management
Board Member
11.4 Reelect Tamas Gyorgy Erdei as None None Management
Management Board Member
11.5 Reelect Mihaly Baumstark as Management None None Management
Board Member
11.6 Reelect Istvan Gresa as Management None None Management
Board Member
11.7 Reelect Jozsef Zoltan Voros as None None Management
Management Board Member
11.8 Reelect Peter Csanyi as Management None None Management
Board Member
11.9 Elect Gabriella Balogh as Management None None Management
Board Member
11.10 Elect Gyorgy Nagy as Management Board None None Management
Member
11.11 Elect Gellert Marton Vagi as None None Management
Management Board Member
--------------------------------------------------------------------------------
OTTOGI CORP.
Ticker: 007310 Security ID: Y65883103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Hwang Seong-man as Inside For Against Management
Director
3.2 Elect Ryu Gi-jun as Inside Director For Against Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
OVCTEK CHINA, INC.
Ticker: 300595 Security ID: Y0483P103
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
First Grant of Performance Shares
Incentive Plan
2 Approve Repurchase and Cancellation of For For Management
Reserved Shares of Performance Shares
Incentive Plan
3 Approve to Appoint Auditor For For Management
4 Approve 2020 Draft and Summary of For Against Management
Performance Shares Incentive Plan
5 Approve 2020 Methods to Assess the For Against Management
Performance of Plan Participants
6 Approve Authorization of the Board to For Against Management
Handle All Related Matters
7 Approve 2019 Amendment of Performance For Against Management
Shares Incentive Plan and Its Summary
8 Approve 2019 Methods to Assess the For Against Management
Performance of Plan Participants
9 Approve Increase in Registered Capital For For Management
10 Approve Decrease in Capital For For Management
11 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
OVCTEK CHINA, INC.
Ticker: 300595 Security ID: Y0483P103
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Shareholder
Issuance of Shares
6 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
7 Approve Increase in Registered Capital For For Management
8 Approve to Appoint Auditor For For Management
9 Amend Articles of Association For For Management
10 Approve Adjustment of Use of Idle Own For Against Management
Funds for Medium and Low-risk
Investment in Financial Products
11 Approve Repurchase and Cancellation of For For Management
2017 First Grant of Performance Shares
12 Approve Repurchase and Cancellation of For For Management
2017 Reserved Grant of Performance
Shares
13 Approve Repurchase and Cancellation of For For Management
2019 Performance Shares
14 Amend Some Clauses of the Articles of For For Shareholder
Association
--------------------------------------------------------------------------------
OVCTEK CHINA, INC.
Ticker: 300595 Security ID: Y0483P103
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Share Issuance
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan for Issuance of Shares For For Management
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Shareholder Return Plan For For Management
10 Amend Management System of Raised Funds For Against Management
11 Approve Change Business Scope For For Management
12 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
PACIFIC SECURITIES CO., LTD.
Ticker: 601099 Security ID: Y6S73B107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Report of the Independent For For Management
Directors
6 Approve Annual Report and Summary For For Management
7 Approve Daily Related Party For For Management
Transactions
8 Approve Appointment of Auditor For For Management
9 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
PAGE INDUSTRIES LIMITED
Ticker: 532827 Security ID: Y6592S102
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Ramesh Genomal as Director For Against Management
3 Reelect V S Ganesh as Director For Against Management
4 Approve Remuneration Payable to For For Management
Non-Executive Directors
--------------------------------------------------------------------------------
PAN OCEAN CO., LTD.
Ticker: 028670 Security ID: Y6720E108
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Jeong Hak-su as Outside Director For For Management
to Serve as an Audit Committee Member
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Approve general mandate for interested For For Management
person transactions
--------------------------------------------------------------------------------
PEARLABYSS CORP.
Ticker: 263750 Security ID: Y6803R109
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation (Stock For For Management
Split)
3 Elect Choi Hyeong-kyu as Outside For For Management
Director
4 Appoint Hong Sung-ju as Internal For For Management
Auditor
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
PEGATRON CORP.
Ticker: 4938 Security ID: Y6784J100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
--------------------------------------------------------------------------------
PEOPLE'S INSURANCE CO. (GROUP) OF CHINA LIMITED
Ticker: 1339 Security ID: Y6800A109
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Interim Profit For For Management
Distribution
2 Elect Luo Xi as Director For For Shareholder
3 Elect Li Zhuyong as Director For For Management
4 Elect Miao Fusheng as Director For For Management
5 Elect Wang Shaoqun as Director For For Management
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LIMITED
Ticker: 1339 Security ID: Y6800A109
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Scheme for For For Management
Directors and Supervisors
--------------------------------------------------------------------------------
PEOPLE'S INSURANCE COMPANY (GROUP) OF CHINA LIMITED
Ticker: 1339 Security ID: Y6800A109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Luo Xi as Director For For Management
2 Elect Wang Tingke as Director For For Management
3 Elect Xie Yiqun as Director For For Management
4 Elect Li Zhuyong as Director For For Management
5 Elect Wang Qingjian as Director For For Management
6 Elect Miao Fusheng as Director For For Management
7 Elect Wang Shaoqun as Director For For Management
8 Elect Yu Qiang as Director For For Management
9 Elect Wang Zhibin as Director For For Management
10 Elect Shiu Sin Por as Director For For Management
11 Elect Ko Wing Man as Director For For Management
12 Elect Xu Lina as Director For For Management
13 Elect Cui Li as Director For For Management
14 Elect Chen Wuzhao as Director For For Management
15 Elect Huang Liangbo as Supervisor For For Management
16 Elect Xu Yongxian as Supervisor For For Management
17 Elect Starry Lee Wai King as Supervisor For For Management
18 Approve Planning Outline of the "14th For For Management
Five-Year Plan" Development Strategy
19 Approve Report of the Board of For For Management
Directors
20 Approve Report of the Board of For For Management
Supervisors
21 Approve Final Financial Accounts For For Management
22 Approve Profit Distribution Plan For For Management
23 Approve Fixed Asset Investment Budget For For Management
24 Approve Work Report of the Independent For For Management
Directors and Appraisal of Performance
--------------------------------------------------------------------------------
PERFECT WORLD CO., LTD.
Ticker: 002624 Security ID: Y988BN106
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Authorization of Board to For For Management
Handle All Related Matters
3.1 Elect Chi Yufeng as Non-Independent For For Management
Director
3.2 Elect Xiao Hong as Non-Independent For For Management
Director
3.3 Elect Lu Xiaoyin as Non-Independent For For Management
Director
4.1 Elect Sun Ziqiang as Independent For For Management
Director
4.2 Elect Wang Doudou as Independent For For Management
Director
5.1 Elect Guan Ying as Supervisor For For Management
5.2 Elect Zhang Dan as Supervisor For For Management
6 Approve Allowance of Independent For For Management
Directors
--------------------------------------------------------------------------------
PERFECT WORLD CO., LTD.
Ticker: 002624 Security ID: Y988BN106
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Use of Idle Own Funds for For Against Management
Investment in Financial Products
8.1 Approve Related Party Transactions For For Management
with Companies Controlled by Ultimate
Controlling Shareholder Chi Yufeng
8.2 Approve Related Party Transactions For For Management
with Zulong Entertainment Co., Ltd.
and Its Subsidiaries
8.3 Approve Related Party Transactions For For Management
with SNK Corporation and Its
Subsidiaries
9 Approve Application of Credit Line and For For Management
Provision of Guarantees
10 Amend Articles of Association For For Management
11 Elect Han Changyan as Supervisor For For Shareholder
--------------------------------------------------------------------------------
PETROBRAS DISTRIBUIDORA SA
Ticker: BRDT3 Security ID: P1904D109
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Capital Budget For For Management
3 Approve Allocation of Income and For For Management
Dividends
4.1 Elect Maria Salete Garcia Pinheiroas For For Management
as Fiscal Council Member and Manuel
Luiz da Silva Araujo as Alternate
4.2 Elect Joao Verner Juenemann as Fiscal For For Management
Council Member and Maria Carmen
Westerlund Montera as Alternate
5 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROBRAS DISTRIBUIDORA SA
Ticker: BRDT3 Security ID: P1904D109
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles and Consolidate Bylaws For For Management
2 Approve Revision of the Remuneration For Against Management
Structure of Company's Management
3 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROBRAS DISTRIBUIDORA SA
Ticker: BRDT3 Security ID: P1904D109
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Capital Budget For For Management
3 Approve Allocation of Income and For For Management
Dividends
4.1 Elect Alexandre Antonio Germano For Abstain Management
Bittencourt as Fiscal Council Member
and Caio Cesar Ribeiro as Alternate
4.2 Elect Joao Verner Juenemann as Fiscal For For Management
Council Member and Maria Carmen
Westerlund Montera as Alternate
4.3 Elect Maria Salete Garcia Pinheiro as For For Management
Fiscal Council Member and Manuel Luiz
da Silva Araujo as Alternate
4.4 Elect Rinaldo Pecchio Junior as Fiscal For For Management
Council Member and Walbert Antonio dos
Santos as Alternate
5 Approve Remuneration of Company's For For Management
Management and Fiscal Council
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 857 Security ID: Y6883Q104
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transactions and Authorize the For For Management
Chairman to Deal with All Related
Matters
2 Elect Huang Yongzhang as Director For For Management
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 857 Security ID: Y6883Q138
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transactions and Authorize the For For Management
Chairman to Deal with All Related
Matters
2 Elect Huang Yongzhang as Director For For Management
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 857 Security ID: Y6883Q104
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Comprehensive Agreement, For Against Management
Non-Exempt Continuing Connected
Transactions, Proposed Annual Caps and
Related Transactions
2 Elect Lv Bo as Supervisor For For Shareholder
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 857 Security ID: Y6883Q138
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve New Comprehensive Agreement, For Against Management
Non-Exempt Continuing Connected
Transactions, Proposed Annual Caps and
Related Transactions
2 Elect Lv Bo as Supervisor For For Shareholder
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 857 Security ID: Y6883Q104
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Financial Report For For Management
4 Approve Declaration and Payment of the For For Management
Final Dividends
5 Authorize Board to Determine the For For Management
Distribution of Interim Dividends
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Domestic and International Auditors
and Authorize Board to Fix Their
Remuneration
7 Approve Guarantees to be Provided to For Against Management
the Subsidiaries and Affiliated
Companies of the Company and Relevant
Authorization to the Board
8 Approve Grant of General Mandate to For For Management
the Board to Determine and Deal with
the Issue of Debt Financing Instruments
--------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED
Ticker: 857 Security ID: Y6883Q138
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Financial Report For For Management
4 Approve Declaration and Payment of the For For Management
Final Dividends
5 Authorize Board to Determine the For For Management
Distribution of Interim Dividends
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Domestic and International Auditors
and Authorize Board to Fix Their
Remuneration
7 Approve Guarantees to be Provided to For Against Management
the Subsidiaries and Affiliated
Companies of the Company and Relevant
Authorization to the Board
8 Approve Grant of General Mandate to For For Management
the Board to Determine and Deal with
the Issue of Debt Financing Instruments
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331132
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional High Standard For For Management
Reputation Requirements for the Senior
Management and Fiscal Council Members
and Inclusion of these Requirements in
the Nomination Policy
2 Amend Articles and Consolidate Bylaws For For Management
3 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331132
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Capital Budget For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Fix Number of Directors at 11 For For Management
5 Do You Wish to Adopt Cumulative Voting None For Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
6 Elect Directors For Abstain Management
7 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
8 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
9.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Bacellar Leal Ferreira
as Director
9.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Roberto da Cunha Castello Branco
as Director
9.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Joao Cox Neto as Independent
Director
9.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Maria Claudia Mello Guimaraes as
Independent Director
9.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Nivio Ziviani as Independent
Director
9.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Omar Carneiro da Cunha Sobrinho
as Independent Director
9.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ruy Flaks Schneider as
Independent Director
9.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Cesar de Souza e Silva as
Director
10 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
11 Percentage of Votes to Be Assigned - None For Management
Elect Leonardo Pietro Antonelli as
Director
12 Elect Eduardo Bacellar Leal Ferreira For For Management
as Board Chairman
13 Fix Number of Fiscal Council Members For For Management
at Five
14 Elect Fiscal Council Members For Abstain Management
15 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
16 Elect Marcelo Gasparino da Silva as None For Shareholder
Fiscal Council Member and Paulo
Roberto Evangelista de Lima as
Alternate Appointed by Minority
Shareholder
17 Approve Remuneration of Company's For Abstain Management
Management and Fiscal Council
18 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331140
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Rodrigo de Mesquita Pereira as None Abstain Shareholder
Director Appointed by Preferred
Shareholder
2 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
3 Elect Daniel Alves Ferreira as Fiscal None For Shareholder
Council Member and Michele da Silva
Gonsales Torres as Alternate Appointed
by Preferred Shareholder
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331132
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles and Consolidate Bylaws For Against Management
2 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331132
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Remove Directors For Against Management
2 Do You Wish to Adopt Cumulative Voting None For Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
3 Elect Directors For For Management
4 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
5 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
6.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Bacellar Leal Ferreira
as Director
6.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Joaquim Silva e Luna as Director
6.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ruy Flaks Schneider as
Independent Director
6.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Andrade Weber as
Independent Director
6.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Murilo Marroquim de Souza as
Independent Director
6.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sonia Julia Sulzbeck Villalobos
as Independent Director
6.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cynthia Santana Silveira as
Independent Director
6.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Silvia Corso Matte as
Independent Director
7 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Bacellar Leal Ferreira
as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Joaquim Silva e Luna as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ruy Flaks Schneider as
Independent Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Andrade Weber as
Independent Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Murilo Marroquim de Souza as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sonia Julia Sulzbeck Villalobos
as Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cynthia Santana Silveira as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Silvia Corso Matte as
Independent Director
8.9 Percentage of Votes to Be Assigned - None For Shareholder
Elect Leonardo Pietro Antonelli as
Director Appointed by Minority
Shareholder
8.10 Percentage of Votes to Be Assigned - None For Shareholder
Elect Marcelo Gasparino da Silva as
Director Appointed by Minority
Shareholder
8.11 Percentage of Votes to Be Assigned - None For Shareholder
Elect Pedro Rodrigues Galvao de
Medeiros as Director Appointed by
Minority Shareholder
9 Elect Eduardo Bacellar Leal Ferreira For For Management
as Board Chairman
10 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331132
Meeting Date: APR 14, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Absorption of Companhia de For For Management
Desenvolvimento e Modernizacao de
Plantas Industriais S.A. (CDMPI)
2 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331132
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Fiscal Council Members For Abstain Management
4 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
5 Elect Patricia Valente Stierli as None For Shareholder
Fiscal Council Member and Robert
Juenemann as Alternate Appointed by
Minority Shareholder
6 Approve Remuneration of Company's For For Management
Management and Fiscal Council
7 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: P78331140
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michele da Silva Gonsales Torres None For Shareholder
as Fiscal Council Member and Antonio
Emilio Bastos de Aguiar Freire as
Alternate Appointed by Preferred
Shareholder
2 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PETRONAS CHEMICALS GROUP BERHAD
Ticker: 5183 Security ID: Y6811G103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sazali Hamzah as Director For For Management
2 Elect Warren William Wilder as Director For For Management
3 Elect Zafar Abdulmajid Momin as For For Management
Director
4 Approve Directors' Fees and Allowances For For Management
5 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PETRONAS DAGANGAN BERHAD
Ticker: 5681 Security ID: Y6885A107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tang Saw Hua as Director For For Management
2 Elect Ahmad Adly Alias as Director For For Management
3 Elect Md Arif Mahmood as Director For For Management
4 Elect Anuar Ahmad as Director For For Management
5 Elect Nuraini Ismail as Director For For Management
6 Approve Directors' Fees and Allowances For For Management
7 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
1 Amend Constitution For Against Management
--------------------------------------------------------------------------------
PETRONAS GAS BERHAD
Ticker: 6033 Security ID: Y6885J116
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Abdul Razak Abdul Majid as For For Management
Director
2 Elect Farina Farikhullah Khan as For For Management
Director
3 Elect Adnan Zainol Abidin as Director For For Management
4 Elect Yeow Kian Chai as Director For For Management
5 Elect Abdul Aziz Othman as Director For For Management
6 Approve Directors' Fees and Allowances For For Management
7 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PETRONET LNG LIMITED
Ticker: 532522 Security ID: Y68259103
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Shashi Shanker as Director For For Management
4 Elect Sanjeev Kumar as Director For For Management
5 Elect Manoj Jain as Director For For Management
6 Elect Tarun Kapoor as Director and For For Management
Chairman
7 Elect Shrikant Madhav Vaidya as For For Management
Director
8 Elect Arun Kumar Singh as Director For For Management
9 Approve Related Party Transactions For Against Management
--------------------------------------------------------------------------------
PETRONET LNG LIMITED
Ticker: 532522 Security ID: Y68259103
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Material Related Party For For Management
Transactions
2 Reelect Sidhartha Pradhan as Director For For Management
--------------------------------------------------------------------------------
PGE POLSKA GRUPA ENERGETYCZNA SA
Ticker: PGE Security ID: X6447Z104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Resolve Not to Elect Members of Vote For For Management
Counting Commission
6 Approve Financial Statements For For Management
7 Approve Consolidated Financial For For Management
Statements
8 Approve Management Board Report on For For Management
Company's and Group's Operations
9 Approve Remuneration Report For Against Management
10 Approve Allocation of Income For For Management
11.1 Approve Discharge of Anna Kowalik For For Management
(Supervisory Board Chairman)
11.2 Approve Discharge of Artur Skladanek For For Management
(Supervisory Board Vice Chairman)
11.3 Approve Discharge of Grzegorz For For Management
Kuczynski (Supervisory Board Secretary)
11.4 Approve Discharge of Janina Goss For For Management
(Supervisory Board Member)
11.5 Approve Discharge of Mieczyslaw For For Management
Sawaryn (Supervisory Board Member)
11.6 Approve Discharge of Tomasz Hapunowicz For For Management
(Supervisory Board Member)
11.7 Approve Discharge of Jerzy Sawicki For For Management
(Supervisory Board Member)
11.8 Approve Discharge of Radoslaw For For Management
Winiarski (Supervisory Board Member)
11.9 Approve Discharge of Henryk Baranowski For For Management
(CEO)
11.10 Approve Discharge of Wojciech For For Management
Kowalczyk (Deputy CEO)
11.11 Approve Discharge of Marek Pastuszko For For Management
(Deputy CEO)
11.12 Approve Discharge of Pawel Sliwa For For Management
(Deputy CEO)
11.13 Approve Discharge of Ryszard Wasilek For For Management
(Deputy CEO)
11.14 Approve Discharge of Emil Wojtowicz For For Management
(Deputy CEO)
11.15 Approve Discharge of Wojciech For For Management
Dabrowski (Board Chairman)
11.16 Approve Discharge of Pawel Cioch For For Management
((Deputy CEO)
11.17 Approve Discharge of Pawel Straczynski For For Management
(Deputy CEO)
11.18 Approve Discharge of Wanda Buk (Deputy For For Management
CEO)
12 Close Meeting None None Management
--------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD.
Ticker: 3759 Security ID: Y989K6119
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Financial Statements For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Annual Report and Annual For For Management
Results Announcement
6 Approve Remuneration of the Directors For For Management
7 Approve Remuneration of the Supervisors For For Management
8 Approve Ernst & Young Hua Ming (LLP) For For Management
as Domestic Auditors and Authorize
Board to Fix Their Remuneration
9 Approve Ernst & Young as International For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Guarantees Quota For For Management
11 Approve Foreign Exchange Hedging Quota For For Management
12 Approve Repurchase and Cancellation of For For Management
Part of the Restricted A Shares
Granted Under the A Share Incentive
Scheme
13 Approve Reduction of Registered Capital For For Management
14 Amend Articles of Association For For Management
15 Approve Authorization for Registration For For Management
of the Reduction in Registered Capital
and Amendments to the Articles of
Association
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
--------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD.
Ticker: 3759 Security ID: Y989K6119
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Part of the Restricted A Shares
Granted Under the A Share Incentive
Scheme
2 Approve Reduction of Registered Capital For For Management
--------------------------------------------------------------------------------
PHISON ELECTRONICS CORP.
Ticker: 8299 Security ID: Y7136T101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Issuance of Shares via a For For Management
Private Placement
4 Approve Amendments to Articles of For Against Management
Association
5 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets,
Trading Procedures Governing
Derivatives Products, Procedures for
Lending Funds to Other Parties, and
Procedures for Endorsement and
Guarantees
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: 71922G209
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends for First For For Management
Six Months of Fiscal 2020
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: 71922G209
Meeting Date: DEC 14, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of RUB 123 per Share For For Management
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: 71922G209
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends of RUB 63 per Share
4.1 Elect Igor Antoshin as Director None Against Management
4.2 Elect Irina Bokova as Director None For Management
4.3 Elect Andrei A. Gurev as Director None Against Management
4.4 Elect Andrei G. Gurev as Director None Against Management
4.5 Elect Sven Ombudstvedt as Director None Against Management
4.6 Elect Roman Osipov as Director None Against Management
4.7 Elect Natalia Pashkevich as Director None For Management
4.8 Elect Sergei Pronin as Director None Against Management
4.9 Elect James Beeland Rogers Jr. as None Against Management
Director
4.10 Elect Ivan Rodionov as Director None Against Management
4.11 Elect Xavier Robert Rolet as Director None For Management
4.12 Elect Marcus James Rhodes as Director None Against Management
4.13 Elect Mikhail Rybnikov as Director None Against Management
4.14 Elect Sergei Sereda as Director None Against Management
4.15 Elect Aleksei Sirotenko as Director None Against Management
4.16 Elect Aleksandr Sharabaiko as Director None Against Management
4.17 Elect Andrei Sharonov as Director None For Management
5 Approve Remuneration of Directors For For Management
6.1 Elect Lusine Agabekian as Member of For For Management
Audit Commission
6.2 Elect Ekaterina Viktorova as Member of For For Management
Audit Commission
6.3 Elect Olga Lizunova as Member of Audit For For Management
Commission
7 Ratify FBK as Auditor For For Management
8 Approve Related-Party Transaction Re: For For Management
Loan Agreement
--------------------------------------------------------------------------------
PHOSAGRO PJSC
Ticker: PHOR Security ID: 71922G209
Meeting Date: JUN 22, 2021 Meeting Type: Special
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 105 For For Management
per Share for First Quarter of Fiscal
2021
--------------------------------------------------------------------------------
PI INDUSTRIES LIMITED
Ticker: 523642 Security ID: Y6978D141
Meeting Date: FEB 06, 2021 Meeting Type: Court
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Amalgamation For For Management
--------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY COMPANY LIMITED
Ticker: 2328 Security ID: Y6975Z103
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Luo Xi as Director For For Management
--------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY COMPANY LIMITED
Ticker: 2328 Security ID: Y6975Z103
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yu Ze as Director For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Supervisory For For Management
Committee
4 Approve Audited Financial Statements For For Management
and Auditor's Report
5 Approve Profit Distribution Plan For For Management
6 Approve Directors' Fees For For Management
7 Approve Supervisors' Fees For For Management
8 Approve PricewaterhouseCoopers as For For Management
International Auditor and
PricewaterhouseCoopers Zhong Tian LLP
as Domestic Auditor and Authorize
Board to Fix Their Remuneration
9 Approve Performance Report and For For Management
Performance Evaluation Results of
Independent Directors
10 Amend Articles of Association For For Management
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares and Authorize Board to
Increase the Registered Capital and
Amend Articles of Association to
Reflect New Capital Structure
12 Approve Issuance of Supplementary For For Management
Bonds and Authorize Board to Deal with
All Matters in Connection with the
Bond Issue
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
PICK N PAY STORES LIMITED
Ticker: PIK Security ID: S60947108
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint Ernst & Young Inc as Auditors For For Management
2.1 Re-elect Hugh Herman as Director For For Management
2.2 Re-elect Jeff van Rooyen as Director For For Management
2.3 Re-elect Gareth Ackerman as Director For For Management
2.4 Elect Lerena Olivier as Director For For Management
2.5 Elect Aboubakar Jakoet as Director For For Management
2.6 Elect Mariam Cassim as Director For For Management
2.7 Elect Haroon Bhorat as Director For For Management
2.8 Elect Annamarie van der Merwe as For For Management
Director
3.1 Re-elect Jeff van Rooyen as Member of For For Management
the Audit, Risk and Compliance
Committee
3.2 Re-elect Hugh Herman as Member of the For For Management
Audit, Risk and Compliance Committee
3.3 Re-elect Audrey Mothupi as Member of For For Management
the Audit, Risk and Compliance
Committee
3.4 Re-elect David Friedland as Member of For For Management
the Audit, Risk and Compliance
Committee
3.5 Elect Mariam Cassim as Member of the For For Management
Audit, Risk and Compliance Committee
1 Approve Remuneration Policy For For Management
2 Approve Remuneration Implementation For For Management
Report
1 Approve Directors' Fees for the 2021 For Against Management
and 2022 Annual Financial Periods
2.1 Approve Financial Assistance to For For Management
Related or Inter-related Companies or
Corporations
2.2 Approve Financial Assistance to an For For Management
Employee of the Company or its
Subsidiaries
3 Amend Forfeitable Share Plan For For Management
4 Authorise Repurchase of Issued Share For For Management
Capital
4 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
PIDILITE INDUSTRIES LIMITED
Ticker: 500331 Security ID: Y6977T139
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend as Final For For Management
Dividend
3 Reelect A B Parekh as Director For Against Management
4 Reelect N K Parekh as Director For For Management
5 Approve Reappointment and Remuneration For For Management
of Bharat Puri as Managing Director
6 Approve Reappointment and Remuneration For Against Management
of A N Parekh as Whole Time Director
7 Elect Debabrata Gupta as Director For Against Management
8 Approve Appointment and Remuneration For Against Management
of Debabrata Gupta as Whole Time
Director designated as Director -
Operations
9 Reelect Sanjeev Aga as Director For For Management
10 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
PINDUODUO, INC.
Ticker: PDD Security ID: 722304102
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Zheng Huang For Against Management
2 Elect Director Haifeng Lin For For Management
3 Elect Director Nanpeng Shen For For Management
4 Elect Director Qi Lu For Against Management
5 Elect Director George Yong-Boon Yeo For Against Management
6 Elect Director Anthony Kam Ping Leung For For Management
7 Elect Director Lei Chen For For Management
--------------------------------------------------------------------------------
PING AN BANK CO., LTD.
Ticker: 000001 Security ID: Y6896T103
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve Related Party Transaction and For For Management
Related Party Transaction Management
System Implementation Report
7 Approve to Appoint Auditor For For Management
8 Approve Shareholder Return Plan For For Management
9 Elect Sun Dongdong as Independent For For Management
Director
10 Approve Capital Management Plan For For Management
11 Approve Issuance of Qualified Tier 2 For For Management
Capital Bonds
--------------------------------------------------------------------------------
PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED
Ticker: 1833 Security ID: G71139102
Meeting Date: NOV 11, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fang Weihao as Director For For Management
2 Approve 2020 Provision of Products and For Against Management
Services Framework Agreement, 2020
Services Purchasing Framework
Agreement, 2020 Financial Service
Framework Agreement, Proposed Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
PING AN HEALTHCARE & TECHNOLOGY COMPANY LIMITED
Ticker: 1833 Security ID: G71139102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Yao Jason Bo as Director For For Management
2a2 Elect Cai Fangfang as Director For For Management
2a3 Elect Liu Xin as Director For For Management
2a4 Elect Chow Wing Kin Anthony as Director For For Management
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA LTD.
Ticker: 2318 Security ID: Y69790114
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Annual Report and Its For For Management
Summary
4 Approve 2020 Financial Statements and For For Management
Statutory Reports
5 Approve 2020 Profit Distribution Plan For For Management
and Distribution of Final Dividends
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Ernst & Young as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve 2020 Performance Evaluation For For Management
Report of Independent Non-Executive
Directors
8.01 Elect Ma Mingzhe as Director For For Management
8.02 Elect Xie Yonglin as Director For For Management
8.03 Elect Tan Sin Yin as Director For For Management
8.04 Elect Yao Jason Bo as Director For For Management
8.05 Elect Cai Fangfang as Director For For Management
8.06 Elect Soopakij Chearavanont as Director For Against Management
8.07 Elect Yang Xiaoping as Director For For Management
8.08 Elect Wang Yongjian as Director For For Management
8.09 Elect Huang Wei as Director For For Management
8.10 Elect Ouyang Hui as Director For For Management
8.11 Elect Ng Sing Yip as Director For For Management
8.12 Elect Chu Yiyun as Director For For Management
8.13 Elect Liu Hong as Director For For Management
8.14 Elect Jin Li as Director For For Management
8.15 Elect Ng Kong Ping Albert as Director For For Management
9.01 Elect Gu Liji as Supervisor For For Management
9.02 Elect Huang Baokui as Supervisor For For Management
9.03 Elect Zhang Wangjin as Supervisor For For Management
10 Approve Issuance of Debt Financing For For Management
Instruments
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Annual Report and Its For For Management
Summary
4 Approve 2020 Financial Statements and For For Management
Statutory Reports
5 Approve 2020 Profit Distribution Plan For For Management
and Distribution of Final Dividends
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Auditor and Ernst & Young as
International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve 2020 Performance Evaluation For For Management
Report of Independent Non-Executive
Directors
8.01 Elect Ma Mingzhe as Director For For Management
8.02 Elect Xie Yonglin as Director For For Management
8.03 Elect Tan Sin Yin as Director For For Management
8.04 Elect Yao Jason Bo as Director For For Management
8.05 Elect Cai Fangfang as Director For For Management
8.06 Elect Soopakij Chearavanont as Director For Against Management
8.07 Elect Yang Xiaoping as Director For For Management
8.08 Elect Wang Yongjian as Director For For Management
8.09 Elect Huang Wei as Director For For Management
8.10 Elect Ouyang Hui as Director For For Management
8.11 Elect Ng Sing Yip as Director For For Management
8.12 Elect Chu Yiyun as Director For For Management
8.13 Elect Liu Hong as Director For For Management
8.14 Elect Jin Li as Director For For Management
8.15 Elect Ng Kong Ping Albert as Director For For Management
9.01 Elect Gu Liji as Supervisor For For Management
9.02 Elect Huang Baokui as Supervisor For For Management
9.03 Elect Zhang Wangjin as Supervisor For For Management
10 Approve Issuance of Debt Financing For For Management
Instruments
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PIRAMAL ENTERPRISES LIMITED
Ticker: 500302 Security ID: Y6941N101
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reelect Vijay Shah as Director For For Management
4 Elect Rajesh Laddha as Director For For Management
5 Approve Appointment and Remuneration For For Management
of Rajesh Laddha as Whole-Time
Director Designated as Executive
Director
6 Approve Sale and Transfer of the For For Management
Pharmaceutical Business of the Company
7 Approve Remuneration of Cost Auditors For For Management
8 Authorize Issuance of Non-Convertible For For Management
Debentures on Private Placement Basis
--------------------------------------------------------------------------------
PLDT INC.
Ticker: TEL Security ID: Y7072Q103
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Audited Financial For For Management
Statements for the Fiscal Year Ending
December 31, 2020 Contained in the
Company's 2020 Annual Report
2.1 Elect Bernido H. Liu as Director For Withhold Management
2.2 Elect Artemio V. Panganiban as Director For Withhold Management
2.3 Elect Bernadine T. Siy as Director For For Management
2.4 Elect Manuel L. Argel, Jr. as Director For Withhold Management
2.5 Elect Helen Y. Dee as Director For Withhold Management
2.6 Elect Ray C. Espinosa as Director For Withhold Management
2.7 Elect James L. Go as Director For Withhold Management
2.8 Elect Shigeki Hayashi as Director For Withhold Management
2.9 Elect Junichi Igarashi as Director For Withhold Management
2.10 Elect Manuel V. Pangilinan as Director For For Management
2.11 Elect Alfredo S. Panlilio as Director For For Management
2.12 Elect Albert F. del Rosario as Director For Withhold Management
2.13 Elect Marife B. Zamora as Director For Withhold Management
--------------------------------------------------------------------------------
POLSKI KONCERN NAFTOWY ORLEN SA
Ticker: PKN Security ID: X6922W204
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Elect Members of Vote Counting For For Management
Commission
6 Receive Management Board Report on None None Management
Company's and Group's Operations
7 Receive Financial Statements and None None Management
Management Board Proposal on Treatment
of Net Loss
8 Receive Consolidated Financial None None Management
Statements
9 Receive Supervisory Board Report None None Management
10 Receive Management Board Report on None None Management
Expenses Related to Representation,
Legal Services, Marketing Services,
Public Relations Services, Social
Communication Services, and Management
Advisory Services
11 Approve Management Board Report on For For Management
Company's and Group's Operations
12 Approve Financial Statements For For Management
13 Approve Consolidated Financial For For Management
Statements
14 Approve Treatment of Net Loss For For Management
15 Approve Dividends For For Management
16.1 Approve Discharge of Daniel Obajtek For Against Management
(CEO)
16.2 Approve Discharge of Armen Artwich For For Management
(Management Board Member)
16.3 Approve Discharge of Patrycja Klarecka For For Management
(Management Board Member)
16.4 Approve Discharge of Zbigniew For For Management
Leszczynski (Management Board Member)
16.5 Approve Discharge of Michal Rog For For Management
(Management Board Member)
16.6 Approve Discharge of Jozef Wegrecki For For Management
(Management Board Member)
16.7 Approve Discharge of Jan Szewczak For For Management
(Management Board Member)
16.8 Approve Discharge of Adam Burak For For Management
(Management Board Member)
17.1 Approve Discharge of Izabela For For Management
Felczak-Poturnicka (Supervisory Board
Chairman)
17.2 Approve Discharge of Wojciech Jasinski For For Management
(Supervisory Board Chairman)
17.3 Approve Discharge of Andrzej Szumanski For For Management
(Supervisory Board Deputy Chairman)
17.4 Approve Discharge of Andrzej Kapala For For Management
(Supervisory Board Member)
17.5 Approve Discharge of Anna Wojcik For For Management
(Supervisory Board Secretary)
17.6 Approve Discharge of Jadwiga Lesisz For For Management
(Supervisory Board Member)
17.7 Approve Discharge of Malgorzata For For Management
Niezgoda (Supervisory Board Member)
17.8 Approve Discharge of Barbara For For Management
Jarzembowska (Supervisory Board Member)
17.9 Approve Discharge of Michal For For Management
Klimaszewski (Supervisory Board Member)
17.10 Approve Discharge of Anna For For Management
Sakowicz-Kacz (Supervisory Board
Member)
17.11 Approve Discharge of Roman Kusz For For Management
(Supervisory Board Member)
17.12 Approve Discharge of Dominik For For Management
Kaczmarski (Supervisory Board Member)
18.1 Amend Statute Re: Corporate Purpose For For Management
18.2 Approve Statute Re: Management Board For For Management
18.3 Approve Consolidated Text of Statute For For Management
19 Approve Remuneration Report For Against Management
20 Close Meeting None None Management
--------------------------------------------------------------------------------
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA
Ticker: PGN Security ID: X6582S105
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: JUN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Prepare List of Shareholders None None Management
5 Approve Agenda of Meeting For For Management
6 Approve Financial Statements For For Management
7 Approve Management Board Report on For For Management
Company's and Group's Operations; and
Consolidated Financial Statements
8.1 Approve Discharge of Piotr Wozniak For For Management
(CEO)
8.2 Approve Discharge of Lukasz Kroplewski For For Management
(Deputy CEO)
8.3 Approve Discharge of Maciej Wozniak For For Management
(Deputy CEO)
8.4 Approve Discharge of Robert Perkowski For For Management
(Deputy CEO)
8.5 Approve Discharge of Michal Pietrzyk For For Management
(Deputy CEO)
8.6 Approve Discharge of Magdalena For For Management
Zegarska (Deputy CEO)
8.7 Approve Discharge of Jerzy Kwiecinski For For Management
(CEO)
8.8 Approve Discharge of Jaroslaw Wrobel For For Management
(Deputy CEO)
8.9 Approve Discharge of Przemyslaw For For Management
Waclawski (Deputy CEO)
8.10 Approve Discharge of Arkadiusz For For Management
Sekscinski (Deputy CEO)
8.11 Approve Discharge of Pawel Majewski For For Management
(CEO)
9.1 Approve Discharge of Bartlomiej Nowak For For Management
(Supervisory Board Chairman)
9.2 Approve Discharge of Piotr Sprzaczak For For Management
(Supervisory Board Deputy Chairman)
9.3 Approve Discharge of Slawomir Borowiec For For Management
(Supervisory Board Secretary)
9.4 Approve Discharge of Piotr Broda For For Management
(Supervisory Board Member)
9.5 Approve Discharge of Roman Gabrowski For For Management
(Supervisory Board Member)
9.6 Approve Discharge of Andrzej Gonet For For Management
(Supervisory Board Member)
9.7 Approve Discharge of Mieczyslaw For For Management
Kawecki (Supervisory Board Member)
9.8 Approve Discharge of Stanislaw For For Management
Sieradzki (Supervisory Board Member)
9.9 Approve Discharge of Grzegorz Tchorek For For Management
(Supervisory Board Member)
10.1 Recall Supervisory Board Member For Against Management
10.2 Elect Mieczyslaw Kawecki as For For Management
Supervisory Board Member
10.3 Elect Mariusz Gierczak as Supervisory For For Management
Board Member
10.4 Elect Tomasz Gabzdyl as Supervisory For For Management
Board Member
10.5 Elect Supervisory Board Member For Against Management
11 Approve Allocation of Income and For For Management
Dividends of PLN 0.21 per Share
12 Approve Remuneration Report For Against Management
13 Close Meeting None None Management
--------------------------------------------------------------------------------
POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD.
Ticker: 600048 Security ID: Y7000Q100
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Management System of Raised Funds For For Management
2 Approve to Appoint Auditor For For Management
3 Approve Issuance of REITs Projects and For For Management
Provision of Credit Enhancement
Measures
4 Approve Change of Remaining Perpetual For For Management
medium-term Notes to Medium-term Notes
--------------------------------------------------------------------------------
POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD.
Ticker: 600048 Security ID: Y7000Q100
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
3 Amend Related Party Transaction For Against Management
Decision-making System
4 Amend Dividends Management System For For Management
--------------------------------------------------------------------------------
POLY DEVELOPMENTS & HOLDINGS GROUP CO., LTD.
Ticker: 600048 Security ID: Y7000Q100
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Investment Plan For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Provision of External For Against Management
Guarantees
9 Approve Related Party Transactions For Against Management
with Joint Ventures and Other Related
Parties
10 Approve Formulation of Shareholder For For Management
Return Plan
--------------------------------------------------------------------------------
POLY PROPERTY SERVICES CO., LTD.
Ticker: 6049 Security ID: Y6S9JU104
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Ping as Director For For Management
--------------------------------------------------------------------------------
POLY PROPERTY SERVICES CO., LTD.
Ticker: 6049 Security ID: Y6S9JU104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Consolidated Financial For For Management
Statements
4 Approve Annual Report For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve BDO Limited as Overseas For For Management
Auditor and BDO China Shu Lun Pan
Certified Public Accountants LLP as
Domestic Auditor and Authorize Board
to Fix Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Change in Business Scope and For For Management
Amend Articles of Association
--------------------------------------------------------------------------------
POLY PROPERTY SERVICES CO., LTD.
Ticker: 6049 Security ID: Y6S9JU104
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2021 Property Leasing For For Management
Agreements and Related Transactions
2 Approve Ratification Matter For For Management
3.1 Approve Terms of the 2021-2023 For For Management
Property Management Services Framework
Agreements, Annual Cap and Related
Transactions
3.2 Approve Terms of the 2021-2023 For For Management
Pre-Delivery Services Framework
Agreement, Annual Cap and Related
Transactions
3.3 Approve Terms of the 2021-2023 Other For For Management
Value-Added Services Framework
Agreement, Annual Cap and Related
Transactions
--------------------------------------------------------------------------------
POLYMETAL INTERNATIONAL PLC
Ticker: POLY Security ID: G7179S101
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Ian Cockerill as Director For For Management
5 Re-elect Vitaly Nesis as Director For For Management
6 Re-elect Manuel (Ollie) De For For Management
Sousa-Oliveira as Director
7 Re-elect Konstantin Yanakov as Director For For Management
8 Re-elect Giacomo Baizini as Director For For Management
9 Re-elect Tracey Kerr as Director For For Management
10 Re-elect Italia Boninelli as Director For For Management
11 Re-elect Victor Flores as Director For For Management
12 Re-elect Andrea Abt as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
POLYUS PJSC
Ticker: PLZL Security ID: X59432108
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUL 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Financial For For Management
Statements
2 Approve Allocation of Income and For For Management
Dividends of RUB 244.75 per Share
3.1 Elect Pavel Grachev as Director None Against Management
3.2 Elect Mariia Gordon as Director None For Management
3.3 Elect Edward Dowling as Director None For Management
3.4 Elect Said Kerimov as Director None Against Management
3.5 Elect Sergei Nosov as Director None Against Management
3.6 Elect Vladimir Polin as Director None Against Management
3.7 Elect Kent Potter as Director None For Management
3.8 Elect Mikhail Stiskin as Director None Against Management
3.9 Elect William Champion as Director None For Management
4 Ratify FinExperiza as Auditor For For Management
5 Approve Related-Party Transactions For For Management
6 Approve New Edition of Regulations on For For Management
Board of Directors
7 Approve New Edition of Regulations on For For Management
Remuneration of Directors
--------------------------------------------------------------------------------
POLYUS PJSC
Ticker: PLZL Security ID: X59432108
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends for First For For Management
Six Months of Fiscal 2020
--------------------------------------------------------------------------------
POLYUS PJSC
Ticker: PLZL Security ID: X59432108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Financial For For Management
Statements
2 Approve Allocation of Income and For For Management
Dividends of RUB 387.15 per Share
3.1 Elect Mariia Gordon as Director None For Management
3.2 Elect Pavel Grachev as Director None Against Management
3.3 Elect Edward Dowling as Director None For Management
3.4 Elect Said Kerimov as Director None Against Management
3.5 Elect Sergei Nosov as Director None Against Management
3.6 Elect Vladimir Polin as Director None Against Management
3.7 Elect Kent Potter as Director None For Management
3.8 Elect Mikhail Stiskin as Director None Against Management
3.9 Elect William Champion as Director None For Management
4 Ratify RAS Auditor For Against Management
5 Ratify IFRS Auditor For For Management
--------------------------------------------------------------------------------
POSCO
Ticker: 005490 Security ID: Y70750115
Meeting Date: MAR 12, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Choi Jeong-Woo as Inside Director For For Management
3.2 Elect Kim Hag-dong as Inside Director For For Management
3.3 Elect Chon Jung-son as Inside Director For For Management
3.4 Elect Jeong Tak as Inside Director For For Management
3.5 Elect Jeong Chang-hwa as Inside For For Management
Director
4.1 Elect Yoo Young-suk as Outside Director For For Management
4.2 Elect Kwon Tae-gyun as Outside Director For For Management
5 Elect Kim Sung-jin as Outside Director For For Management
to Serve as an Audit Committee Member
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
POSCO CHEMICAL CO., LTD.
Ticker: 003670 Security ID: Y70754109
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Min Gyeong-jun as Inside Director For For Management
3.2 Elect Kim Ju-hyeon as Inside Director For For Management
3.3 Elect Jeong Seok-mo as Non-Independent For For Management
Non-Executive Director
3.4 Elect Kim Won-yong as Outside Director For For Management
3.5 Elect Lee Woong-beom as Outside For For Management
Director
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: 1658 Security ID: Y6987V108
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Postal Savings Bank of China's For For Management
Satisfaction of the Conditions of the
Non-Public Issuance of A Shares
2.1 Approve Class and Nominal Value of For For Management
Securities to be Issued
2.2 Approve Method and Time of Issuance For For Management
2.3 Approve Amount and Use of Proceeds For For Management
2.4 Approve Target Subscriber and For For Management
Subscription Method
2.5 Approve Issue Price and Pricing For For Management
Principles
2.6 Approve Number of Shares to be Issued For For Management
2.7 Approve Lock-Up Period of Shares to be For For Management
Issued
2.8 Approve Listing Venue For For Management
2.9 Approve Arrangement of Accumulated For For Management
Undistributed Profits Prior to the
Completion of the Issuance
2.10 Approve Validity Period of the For For Management
Resolution
3 Approve Feasibility Report on the Use For For Management
of Proceeds Raised from the Non-Public
Issuance of A Shares
4 Approve Report on the Use of For For Management
Previously Raised Proceeds
5 Approve Dilution of Immediate Returns For For Management
by the Non-Public Issuance of A
Shares, Remedial Measures and
Commitments of Related Entities
6 Approve Shareholders' Return Plan For For Management
7 Authorize Board and Its Authorized For For Management
Persons to Deal with All Matters in
Relation to the Non-Public Issuance of
A Shares
8 Approve Connected Transaction Relating For For Management
to the Non-Public Issuance of A Shares
9 Approve Share Subscription Contract For For Management
with Conditions Precedent Between
Postal Savings Bank of China and the
Target Subscriber
10 Elect Liu Yue as Director For For Management
11 Elect Ding Xiangming as Director For For Management
12 Elect Hu Xiang as Director For For Management
13 Approve Remuneration Settlement Plan For For Management
for Directors for 2019
14 Approve Remuneration Settlement Plan For For Management
for Supervisors for 2019
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: 1658 Security ID: Y6987V108
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Nominal Value of For For Management
Securities to be Issued
1.2 Approve Method and Time of Issuance For For Management
1.3 Approve Amount and Use of Proceeds For For Management
1.4 Approve Target Subscriber and For For Management
Subscription Method
1.5 Approve Issue Price and Pricing For For Management
Principles
1.6 Approve Number of Shares to be Issued For For Management
1.7 Approve Lock-Up Period of Shares to be For For Management
Issued
1.8 Approve Listing Venue For For Management
1.9 Approve Arrangement of Accumulated For For Management
Undistributed Profits Prior to the
Completion of the Issuance
1.10 Approve Validity Period of the For For Management
Resolution
2 Authorize Board and Its Authorized For For Management
Persons to Deal with All Matters in
Relation to the Non-Public Issuance of
A Shares
3 Approve Connected Transaction Relating For For Management
to the Non-Public Issuance of A Shares
4 Approve Share Subscription Contract For For Management
with Conditions Precedent Between
Postal Savings Bank of China and the
Target Subscriber
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: 1658 Security ID: Y6987V108
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Registered Capital For For Management
2 Amend Articles of Association For For Management
3 Approve the Issuance of Write-down For For Management
Eligible Tier 2 Capital Instruments
4 Approve Formulation of the Measures For For Management
for Equity Management
5 Elect Han Wenbo as Director For For Management
6 Elect Chen Donghao as Director For For Management
7 Elect Wei Qiang as Director For For Management
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: 1658 Security ID: Y6988Z108
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Registered Capital For For Management
2 Amend Articles of Association For For Management
3 Approve the Issuance of Write-down For For Management
Eligible Tier 2 Capital Instruments
4 Approve Formulation of the Measures For For Management
for Equity Management
5 Elect Han Wenbo as Director For For Management
6 Elect Chen Donghao as Director For For Management
7 Elect Wei Qiang as Director For For Management
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: 1658 Security ID: Y6987V108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Final Financial Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Budget Plan of Fixed Assets For For Management
Investment
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as Auditors
and Authorize Board to Fix Their
Remuneration
7 Elect Liu Jianjun as Director For For Shareholder
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
POSTAL SAVINGS BANK OF CHINA CO., LTD.
Ticker: 1658 Security ID: Y6988Z108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Final Financial Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Budget Plan of Fixed Assets For For Management
Investment
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as Auditors
and Authorize Board to Fix Their
Remuneration
7 Elect Liu Jianjun as Director For For Shareholder
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
POU CHEN CORP.
Ticker: 9904 Security ID: Y70786101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report, For For Management
Financial Statements and Profit
Distribution
2 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
POWER CONSTRUCTION CORPORATION OF CHINA, LTD.
Ticker: 601669 Security ID: Y7999Z103
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
4 Approve Asset Securitization Product For For Management
Issuance and Credit Enhancement
--------------------------------------------------------------------------------
POWER CONSTRUCTION CORPORATION OF CHINA, LTD.
Ticker: 601669 Security ID: Y7999Z103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Budget Report For For Management
7 Approve Provision of Guarantees For Against Management
8 Approve Daily Related Party For Against Management
Transactions and Signing of Daily
Related Party Transaction Agreement
9 Approve Financial Auditor and Internal For For Management
Control Auditor
10 Approve Asset Securitization Product For For Management
Issuance and Credit Enhancement Matters
11 Approve Authorization of the Board to For Against Management
Issue Debt Financing Instruments
12 Approve Remuneration of Directors For For Management
13 Approve Remuneration of Supervisors For For Management
14 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
POWER GRID CORPORATION OF INDIA LIMITED
Ticker: 532898 Security ID: Y7028N105
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Seema Gupta as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Statutory Auditors
5 Reelect Vinod Kumar Singh as Director For Against Management
(Personnel)
6 Reelect Mohammed Taj Mukarrum as For Against Management
Director (Finance)
7 Approve Remuneration of Cost Auditors For For Management
8 Authorize Issuance of For For Management
Secured/Unsecured, Non-Convertible,
Cumulative/Non-Cumulative, Redeemable,
Taxable/Tax-Free Debentures under
Private Placement
--------------------------------------------------------------------------------
POWERLONG REAL ESTATE HOLDINGS LIMITED
Ticker: 1238 Security ID: G72005104
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Hoi Wa Fong as Director For For Management
4 Elect Zhang Hong Feng as Director For For Management
5 Elect Ding Zu Yu as Director For For Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
POWERTECH TECHNOLOGY, INC.
Ticker: 6239 Security ID: Y7083Y103
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Amend Procedures for Lending Funds to For For Management
Other Parties and Procedures for
Endorsement and Guarantees
6 Approve Issuance of Ordinary Shares to For For Management
Participate in the Issuance of Global
Depository Receipt or Issuance of New
Shares for Public Offering or Issuance
of Marketable Securities via Private
Placement or Issuance of Convertible
Bonds
--------------------------------------------------------------------------------
POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA
Ticker: PKO Security ID: X6919X108
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Financial Statements and None None Management
Management Board Proposal on
Allocation of Income and Covering of
Loss from Previous Years
6 Receive Management Board Report on None None Management
Company's and Group's Operations, and
Consolidated Financial Statements
7 Receive Supervisory Board Report None None Management
8.1 Approve Financial Statements For For Management
8.2 Approve Management Board Report on For For Management
Company's and Group's Operations
8.3 Approve Consolidated Financial For For Management
Statements
8.4 Approve Supervisory Board Report For For Management
8.5 Approve Allocation of Income and For For Management
Omission of Dividends; Approve
Treatment of Net Loss from Previous
Years
8.6 Approve Allocation of Income from For For Management
Previous Years
8.7a Approve Discharge of Zbigniew Jagiello For For Management
(CEO)
8.7b Approve Discharge of Rafal Antczak For For Management
(Deputy CEO)
8.7c Approve Discharge of Rafal Kozlowski For For Management
(Deputy CEO)
8.7d Approve Discharge of Maks Kraczkowski For For Management
(Deputy CEO)
8.7e Approve Discharge of Mieczyslaw Krol For For Management
(Deputy CEO)
8.7f Approve Discharge of Adam Marciniak For For Management
(Deputy CEO)
8.7g Approve Discharge of Piotr Mazur For For Management
(Deputy CEO)
8.7h Approve Discharge of Jakub Papierski For For Management
(Deputy CEO)
8.7i Approve Discharge of Jan Rosciszewski For For Management
(Deputy CEO)
8.8a Approve Discharge of Piotr Sadownik For For Management
(Supervisory Board Chairman)
8.8b Approve Discharge of Grazyna For For Management
Ciurzynska (Supervisory Board Deputy
Chairman)
8.8c Approve Discharge of Zbigniew Hajlasz For For Management
(Supervisory Board Secretary)
8.8d Approve Discharge of Mariusz For For Management
Andrzejewski (Supervisory Board Member)
8.8e Approve Discharge of Miroslaw Barszcz For For Management
(Supervisory Board Member)
8.8f Approve Discharge of Adam Budnikowski For For Management
(Supervisory Board Member)
8.8g Approve Discharge of Wojciech Jasinski For For Management
(Supervisory Board Member)
8.8h Approve Discharge of Andrzej For For Management
Kisielewicz (Supervisory Board Member)
8.8i Approve Discharge of Elzbieta For For Management
Maczynska-Ziemacka (Supervisory Board
Member)
8.8j Approve Discharge of Krzysztof For For Management
Michalski (Supervisory Board Member)
8.8k Approve Discharge of Dariusz Gorski For For Management
(Supervisory Board Member)
8.8l Approve Discharge of Janusz For For Management
Ostaszewski (Supervisory Board Member)
8.9a Amend Statute For For Management
8.9b Amend Statute Re: Reserve Capital For For Management
8.10 Approve Regulations on Supervisory For For Management
Board
8.11 Approve Regulations on General Meetings For For Management
8.12a Approve Policy on Assessment of For For Management
Suitability of Supervisory Board
Members
8.12b Approve Suitability of Supervisory For For Management
Board Members
8.13 Approve Remuneration Policy For Against Management
9 Receive Supervisory Board Report on None None Management
Remuneration Policy and Compliance
with Corporate Governance Principles
10 Elect Supervisory Board Members For Against Management
11 Close Meeting None None Management
--------------------------------------------------------------------------------
POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA
Ticker: PKO Security ID: X6919X108
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Approve Allocation of Supplementary For For Management
Capital to Special Fund to Cover
Losses from Settlements on Mortgage
Loan Agreements
6 Authorize Share Repurchase Program; For For Management
Approve Creation of Reserve Capital
for Purposes of Share Repurchase
Program
7 Close Meeting None None Management
--------------------------------------------------------------------------------
POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SA
Ticker: PKO Security ID: X6919X108
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: MAY 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Financial Statements and None None Management
Management Board Proposal on Covering
of Loss and Allocation of Income from
Previous Years
6 Receive Management Board Report on None None Management
Expenses Related to Representation,
Legal Services, Marketing Services,
Public Relations Services, Social
Communication Services, and Management
Advisory Services and Consolidated
Financial Statements
7 Receive Supervisory Board Report None None Management
8 Receive Supervisory Board Report on None None Management
Remuneration Policy; Compliance with
Corporate Governance Principles;
Sponsorship and Charity Policy
9.a Approve Financial Statements For For Management
9.b Approve Management Board Report on For For Management
Expenses Related to Representation,
Legal Services, Marketing Services,
Public Relations Services, Social
Communication Services, and Management
Advisory Services
9.c Approve Consolidated Financial For For Management
Statements
9.d Approve Supervisory Board Report For For Management
9.e Approve Treatment of Net Loss For For Management
9.f Approve Allocation of Income from For For Management
Previous Years
9.g Approve Remuneration Report For Against Management
9.h1 Approve Discharge of Zbigniew Jagiello For For Management
(CEO)
9.h2 Approve Discharge of Rafal Antczak For For Management
(Deputy CEO)
9.h3 Approve Discharge of Rafal Kozlowski For For Management
(Deputy CEO)
9.h4 Approve Discharge of Maks Kraczkowski For For Management
(Deputy CEO)
9.h5 Approve Discharge of Mieczyslaw Krol For For Management
(Deputy CEO)
9.h6 Approve Discharge of Adam Marciniak For For Management
(Deputy CEO)
9.h7 Approve Discharge of Piotr Mazur For For Management
(Deputy CEO)
9.h8 Approve Discharge of Jakub Papierski For For Management
(Deputy CEO)
9.h9 Approve Discharge of Jan Rosciszewski For For Management
(Deputy CEO)
9.i1 Approve Discharge of Zbigniew Hajlasz For For Management
(Supervisory Board Chairman)
9.i2 Approve Discharge of Marcin Izdebski For For Management
(Supervisory Board Deputy Chairman)
9.i3 Approve Discharge of Grazyna For For Management
Ciurzynska (Supervisory Board
Secretary)
9.i4 Approve Discharge of Mariusz For For Management
Andrzejewski (Supervisory Board Member)
9.i5 Approve Discharge of Grzegorz Chlopek For For Management
(Supervisory Board Member)
9.i6 Approve Discharge of Wojciech Jasinski For For Management
(Supervisory Board Member)
9.i7 Approve Discharge of Andrzej For For Management
Kisielewicz (Supervisory Board Member)
9.i8 Approve Discharge of Rafal Kos For For Management
(Supervisory Board Member)
9.i9 Approve Discharge of Krzysztof For For Management
Michalski (Supervisory Board Member)
9.i10 Approve Discharge of Piotr Sadownik For For Management
(Supervisory Board Member)
9.i11 Approve Discharge of Miroslaw Barszcz For For Management
(Supervisory Board Member)
9.i12 Approve Discharge of Adam Budnikowski For For Management
(Supervisory Board Member)
9.i13 Approve Discharge of Dariusz Gorski For For Management
(Supervisory Board Member)
9.i14 Approve Discharge of Elzbieta For For Management
Maczynska-Ziemacka (Supervisory Board
Member)
9.j Approve Company?s Compliance with Best For For Management
Practice for WSE Listed Companies 2021
9.k Amend June 25, 2015, AGM, Resolution For For Management
Re: Approve Shareholders' Consent with
Corporate Governance Principles for
Supervised Institutions adopted by
Polish Financial Supervision Authority
9.l Amend August 26, 2020, AGM, Resolution For For Management
Re: Approve Policy on Assessment of
Suitability of Supervisory Board
Members
10.1 Recall Supervisory Board Member For Against Management
10.2 Elect Supervisory Board Member For Against Management
11 Approve Individual Suitability of For Against Management
Supervisory Board Member
12 Approve Collective Suitability of For Against Management
Supervisory Board Members
13 Close Meeting None None Management
--------------------------------------------------------------------------------
POWSZECHNY ZAKLAD UBEZPIECZEN SA
Ticker: PZU Security ID: X6919T107
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Financial Statements None None Management
6 Receive Consolidated Financial None None Management
Statements
7 Receive Management Board Report on None None Management
Company's, Group's Operations, and
Non-Financial Information
8 Receive Supervisory Board Report on None None Management
Its Review of Financial Statements,
Management Board Report, and
Management Board Proposal on
Allocation of Income
9 Receive Supervisory Board Report on None None Management
Its Activities
10 Approve Management Board Report on For For Management
Expenses Related to Representation,
Legal Services, Marketing Services,
Public Relations Services, Social
Communication Services, and Management
Advisory Services
11 Approve Financial Statements For For Management
12 Approve Consolidated Financial For For Management
Statements
13 Approve Management Board Report on For For Management
Company's, Group's Operations, and
Non-Financial Information
14 Approve Allocation of Income and For For Management
Dividends of PLN 3.50 per Share
15.1 Approve Discharge of Aleksandra For For Management
Agatowska (Management Board Member)
15.2 Approve Discharge of Ernest Bejda For For Management
(Management Board Member)
15.3 Approve Discharge of Adam Brzozowski For For Management
(Management Board Member)
15.4 Approve Discharge of Marcin Eckert For For Management
(Management Board Member)
15.5 Approve Discharge of Elzbieta For For Management
Haeuser-Schoeneich (Management Board
Member)
15.6 Approve Discharge of Malgorzata Kot For For Management
(Management Board Member)
15.7 Approve Discharge of Beata For For Management
Kozlowska-Chyle (Management Board
Member)
15.8 Approve Discharge of Tomasz Kulik For For Management
(Management Board Member)
15.9 Approve Discharge of Maciej Rapkiewicz For For Management
(Management Board Member)
15.10 Approve Discharge of Malgorzata For For Management
Sadurska (Management Board Member)
15.11 Approve Discharge of Pawel Surowka For For Management
(Management Board Member)
15.12 Approve Discharge of Krzysztof Szypula For For Management
(Management Board Member)
16.1 Approve Discharge of Marcin For For Management
Chludzinski (Supervisory Board Member)
16.2 Approve Discharge of Pawel Gorecki For For Management
(Supervisory Board Member)
16.3 Approve Discharge of Agata Gornicka For For Management
(Supervisory Board Member)
16.4 Approve Discharge of Robert For For Management
Jastrzebski (Supervisory Board Member)
16.5 Approve Discharge of Tomasz Kuczur For For Management
(Supervisory Board Member)
16.6 Approve Discharge of Maciej Lopinski For For Management
(Supervisory Board Member)
16.7 Approve Discharge of Elzbieta For For Management
Maczynska-Ziemacka (Supervisory Board
Member)
16.8 Approve Discharge of Alojzy Nowak For For Management
(Supervisory Board Member)
16.9 Approve Discharge of Krzysztof Opolski For For Management
(Supervisory Board Member)
16.10 Approve Discharge of Robert Snitko For For Management
(Supervisory Board Member)
16.11 Approve Discharge of Jozef Wierzbowski For For Management
(Supervisory Board Member)
16.12 Approve Discharge of Maciej Zaborowski For For Management
(Supervisory Board Member)
17 Approve Remuneration Report For Against Management
18 Approve Policy on Suitability of For For Management
Supervisory Board Members and Audit
Committee; Approve Report on
Suitability of Supervisory Board
Members and Audit Committee
19.1 Recall Supervisory Board Member For Against Management
19.2 Elect Supervisory Board Member For Against Management
20 Close Meeting None None Management
--------------------------------------------------------------------------------
PPB GROUP BERHAD
Ticker: 4065 Security ID: Y70879104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend and Special For For Management
Dividend
2 Approve Directors' Fees For For Management
3 Approve Directors' Benefits For For Management
4 Elect Ong Hung Hock as Director For For Management
5 Elect Soh Chin Teck as Director For For Management
6 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
7 Approve Ahmad Sufian @ Qurnain bin For For Management
Abdul Rashid to Continue Office as
Independent Director
8 Approve Soh Chin Teck to Continue For For Management
Office as Independent Director
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
PRESIDENT CHAIN STORE CORP.
Ticker: 2912 Security ID: Y7082T105
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
6.1 Elect CHIH-HSIEN LO, a Representative For Against Management
of UNI-PRESIDENT ENTERPRISES CORP.,
with Shareholder No. 00000001, as
Non-independent Director
6.2 Elect SHIOW -LING KAO, a For Against Management
Representative of KAO CHUAN INVESTMENT
CO., LTD., with Shareholder No.
00002303, as Non-independent Director
6.3 Elect JUI-TANG CHEN, a Representative For Against Management
of UNI-PRESIDENT ENTERPRISES CORP.,
with Shareholder No. 00000001, as
Non-independent Director
6.4 Elect JUI-TIEN HUANG, a Representative For For Management
of UNI-PRESIDENT ENTERPRISES CORP.,
with Shareholder No. 00000001, as
Non-independent Director
6.5 Elect LIANG-FENG WU, a Representative For Against Management
of UNI-PRESIDENT ENTERPRISES CORP.,
with Shareholder No. 00000001, as
Non-independent Director
6.6 Elect TSUNG-MING SU, a Representative For Against Management
of UNI-PRESIDENT ENTERPRISES CORP.,
with Shareholder No. 00000001, as
Non-independent Director
6.7 Elect JAU-KAI HUANG, a Representative For Against Management
of UNI-PRESIDENT ENTERPRISES CORP.,
with Shareholder No. 00000001, as
Non-independent Director
6.8 Elect KUN-LIN WU, a Representative of For Against Management
UNI-PRESIDENT ENTERPRISES CORP., with
Shareholder No. 00000001, as
Non-independent Director
6.9 Elect TSUNG-PIN WU, a Representative For Against Management
of UNI-PRESIDENT ENTERPRISES CORP.,
with Shareholder No. 00000001, as
Non-independent Director
6.10 Elect WEN-CHI WU, a Representative of For Against Management
UNI-PRESIDENT ENTERPRISES CORP., with
Shareholder No. 00000001, as
Non-independent Director
6.11 Elect KE-WEI HSU, with Shareholder No. For For Management
A123905XXX, as Independent Director
6.12 Elect LIANG CHEN, with Shareholder No. For For Management
A120382XXX, as Independent Director
6.13 Elect YUNG-CHEN HUNG, with Shareholder For For Management
No. S100456XXX, as Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
PRESS METAL ALUMINIUM HOLDINGS BERHAD
Ticker: 8869 Security ID: Y7079E103
Meeting Date: APR 06, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus Issue of New Ordinary For For Management
Shares
--------------------------------------------------------------------------------
PRESS METAL ALUMINIUM HOLDINGS BERHAD
Ticker: 8869 Security ID: Y7079E103
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Fees and Benefits For For Management
2 Elect Koon Poh Kong as Director For For Management
3 Elect Noor Alina Binti Mohamad Faiz as For For Management
Director
4 Elect Susan Yuen Su Min as Director For For Management
5 Elect Yvonne Chia (Yau Ah Lan @ Fara For For Management
Yvonne) as Director
6 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions for Press
Metal Aluminium Holdings Berhad and
its Subsidiaries
9 Authorize Share Repurchase Program For For Management
10 Approve Gratuity Payment to Abdul For Against Management
Rahman Bin Megat Ahmad
11 Approve Gratuity Payment to Tan Heng For Against Management
Kui
12 Approve Gratuity Payment to Loo Lean For Against Management
Hock
1 Amend Constitution For For Management
--------------------------------------------------------------------------------
PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SA
Ticker: PINFRA Security ID: P7925L103
Meeting Date: JUL 03, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Board of Directors Report For For Management
Pursuant to Article 28 Fraction IV of
Mexican Securities Market Law
1b Approve Board's Report on Policies and For For Management
Accounting Criteria Followed in
Preparation of Financial Information
1c Approve Individual and Consolidated For For Management
Financial Statements
1d Approve Report on Adherence to Fiscal For For Management
Obligations
1e Approve Allocation of Income For For Management
2a Approve Discharge of Board and CEO For For Management
2b Elect or Ratify Directors, Members, For Against Management
Chairmen of Audit and Corporate
Governance Committees, Committee
Members, CEO and Secretary
2c Approve Corresponding Remuneration For For Management
3a Set Maximum Amount of Share Repurchase For Against Management
Reserve
3b Approve Report on Share Repurchase For For Management
Reserve
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SA
Ticker: PINFRA Security ID: P7925L103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Board of Directors Report For For Management
Pursuant to Article 28 Fraction IV of
Mexican Securities Market Law
1b Approve Board's Report on Policies and For For Management
Accounting Criteria Followed in
Preparation of Financial Information
1c Approve Individual and Consolidated For For Management
Financial Statements
1d Approve Report on Adherence to Fiscal For For Management
Obligations
1e Approve Allocation of Income For For Management
2a Approve Discharge of Board and CEO For For Management
2b Elect or Ratify Directors, Members, For Against Management
Chairmen of Audit and Corporate
Governance Committees, Committee
Members, CEO and Secretary (Non-Member)
2c Approve Corresponding Remuneration For For Management
3a Set Maximum Amount of Share Repurchase For Against Management
Reserve
3b Approve Report on Share Repurchase For For Management
Reserve
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PROMOTORA Y OPERADORA DE INFRAESTRUCTURA SA
Ticker: PINFRA Security ID: P7925L103
Meeting Date: JUN 23, 2021 Meeting Type: Ordinary Shareholders
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of MXN 4.75 Per Share For For Management
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
PROYA COSMETICS CO., LTD.
Ticker: 603605 Security ID: Y7S88X100
Meeting Date: JUL 06, 2020 Meeting Type: Special
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Adjust the 2018 Performance For For Management
Share Incentive Plan and Relevant
Documents in 2020 Company-level
Performance Evaluation Indicators
--------------------------------------------------------------------------------
PROYA COSMETICS CO., LTD.
Ticker: 603605 Security ID: Y7S88X100
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Existence Period For For Management
2.4 Approve Par Value and Issue Price For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.9 Approve Determination and Amend of For For Management
Conversion Price
2.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings For For Management
of Bondholders
2.17 Approve Use of Proceeds For For Management
2.18 Approve Guarantee Matters For For Management
2.19 Approve Raised Funds Deposit Account For For Management
2.20 Approve Resolution Validity Period For For Management
3 Approve Issuance of Convertible Bonds For For Management
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Formulation of Rules and For For Management
Procedures Regarding General Meetings
of Convertible Bondholders
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Shareholder Return Plan For For Management
10 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PROYA COSMETICS CO., LTD.
Ticker: 603605 Security ID: Y7S88X100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor and Payment For For Management
of Remuneration
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Approve Daily Related Party For For Management
Transactions
10 Approve Provision of Guarantees For For Management
11 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
12.1 Approve Issue Type For For Management
12.2 Approve Issue Size For For Management
12.3 Approve Existence Period For For Management
12.4 Approve Par Value and Issue Price For For Management
12.5 Approve Bond Interest Rate For For Management
12.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
12.7 Approve Conversion Period For For Management
12.8 Approve Determination of Number of For For Management
Conversion Shares
12.9 Approve Determination and Adjustment For For Management
of Conversion Price
12.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
12.11 Approve Terms of Redemption For For Management
12.12 Approve Terms of Sell-Back For For Management
12.13 Approve Dividend Distribution Post For For Management
Conversion
12.14 Approve Issue Manner and Target Parties For For Management
12.15 Approve Placing Arrangement for For For Management
Shareholders
12.16 Approve Matters Related to the For For Management
Bondholders Meeting
12.17 Approve Use of Proceeds For For Management
12.18 Approve Guarantee Matters For For Management
12.19 Approve Deposit Account for Raised For For Management
Funds
12.20 Approve Trustee Related Matters For For Management
12.21 Approve Liability for Breach of For For Management
Contract
12.22 Approve Validity Period For For Management
13 Approve Plan on Convertible Bond For For Management
Issuance (Revised Draft)
14 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds (Revised Draft)
15 Approve Report on the Usage of For For Management
Previously Raised Funds
16 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
(Revised Draft)
17 Approve Extension of Resolution For For Management
Validity Period and Extension of
Authorization
18 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders (Revised Draft)
19.1 Elect Ma Dongming as Director For For Shareholder
--------------------------------------------------------------------------------
PSG GROUP LTD.
Ticker: PSG Security ID: S5959A107
Meeting Date: JUL 17, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Patrick Burton as Director For For Management
1.2 Re-elect Bridgitte Mathews as Director For For Management
1.3 Re-elect Jan Mouton as Director For For Management
2.1 Re-elect Patrick Burton as Member of For For Management
the Audit and Risk Committee
2.2 Re-elect Modi Hlobo as Member of the For For Management
Audit and Risk Committee
2.3 Re-elect Bridgitte Mathews as Member For For Management
of the Audit and Risk Committee
2.4 Re-elect Chris Otto as Member of the For Against Management
Audit and Risk Committee
3 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors with B Deegan as the
Designated Auditor
4 Approve Remuneration Policy For Against Management
5 Approve Implementation Report on the For For Management
Remuneration Policy
6 Authorise Board to Issue Shares for For For Management
Cash
7 Approve Remuneration of Non-executive For For Management
Directors
8.1 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
8.2 Approve Financial Assistance in Terms For Against Management
of Section 44 of the Companies Act
9 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
PSG GROUP LTD.
Ticker: PSG Security ID: S5959A107
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the PSG Group Unbundling For For Management
2 Approve Fees for Independent Board For For Management
Members
3 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
PT ACE HARDWARE INDONESIA TBK
Ticker: ACES Security ID: Y000CY105
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration of Directors and For For Management
Commissioners
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Changes in Boards of Company For Against Management
--------------------------------------------------------------------------------
PT ADARO ENERGY TBK
Ticker: ADRO Security ID: Y7087B109
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income and For For Management
Dividends
3 Elect Directors For For Management
4 Approve Tanudiredja, Wibisana, Rintis For For Management
& Rekan as Auditors
5 Approve Remuneration of Directors and For For Management
Commissioners
6 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PT ANEKA TAMBANG TBK
Ticker: ANTM Security ID: Y7116R158
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statement, Statutory For For Management
Reports, and Discharge of Directors
and Commissioners
2 Approve Financial Report of the For For Management
Partnership and Community Development
Program (PCDP) and Discharge of
Directors and Commissioners
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Auditors of the Company and For For Management
the PCDP
6 Accept Report on the Use of Proceeds For For Management
7 Amend Articles of Association in For For Management
Relation to Shareholder Meeting
8 Approve Changes in the Boards of the None Against Shareholder
Company
--------------------------------------------------------------------------------
PT ASTRA INTERNATIONAL TBK
Ticker: ASII Security ID: Y7117N172
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income For For Management
4 Approve Changes in Board of For For Management
Commissioners and Approve Remuneration
of Directors and Commissioners
5 Approve Auditors For For Management
--------------------------------------------------------------------------------
PT ASTRA INTERNATIONAL TBK
Ticker: ASII Security ID: Y7117N172
Meeting Date: JUN 17, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in the Boards of For For Management
Commissioners of the Company and
Approve Remuneration of Commissioners
--------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK
Ticker: BBCA Security ID: Y7123P138
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition Plan in Connection For Against Management
with the Acquisition of the Shares in
PT Bank Rabobank International
Indonesia
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK
Ticker: BBCA Security ID: Y7123P138
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Changes in the Board of For For Management
Directors
4 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
5 Approve Tanudiredja, Wibisana, Rintis For For Management
& Rekan as Auditors
6 Approve Payment of Interim Dividend For For Management
7 Approve Revised Recovery Plan For For Management
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: BMRI Security ID: Y7123S108
Meeting Date: OCT 21, 2020 Meeting Type: Special
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Boards of Company For Against Management
--------------------------------------------------------------------------------
PT BANK MANDIRI (PERSERO) TBK
Ticker: BMRI Security ID: Y7123S108
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, Annual Report,
Report of the Partnership and
Community Development Program (PCDP),
and Discharge of Directors and
Commissioners
2 Approve Allocation of Income For For Management
3 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
4 Appoint Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
5 Accept Report on the Use of Proceeds For For Management
6 Amend Articles of Association in For Against Management
Relation to Shareholder Meeting
7 Approve Affirmation on the For For Management
Implementation of the Regulations of
the Minister of State-Owned
Enterprises of the Republic of
Indonesia Number PER-08/MBU/12/2019
8 Approve Affirmation on the For For Management
Implementation of the Regulations of
the Minister of State-Owned
Enterprises of the Republic of
Indonesia Number PER-11/MBU/11/2020
9 Approve Changes in Board of Company For Against Management
--------------------------------------------------------------------------------
PT BANK NEGARA INDONESIA (PERSERO) TBK
Ticker: BBNI Security ID: Y74568166
Meeting Date: SEP 02, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Boards of Company None Against Shareholder
--------------------------------------------------------------------------------
PT BANK NEGARA INDONESIA (PERSERO) TBK
Ticker: BBNI Security ID: Y74568166
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, Annual Report,
Report of the Partnership and
Community Development Program (PCDP),
and Discharge of Directors and
Commissioners
2 Approve Allocation of Income For For Management
3 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
4 Approve Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
5 Amend Articles of Association For Against Management
6 Approve Transfer of Treasury Stock For Against Management
7 Approve Updates in the Company's For For Management
Recovery Plan
8 Affirm the Regulations of the Minister For For Management
of State-Owned Enterprises of the
Republic of Indonesia Number
PER-11/MBU/11/2020
9 Approve Changes in the Boards of the For Against Management
Company
--------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: BBRI Security ID: Y0697U112
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
2 Affirmation of the Regulations of the For For Management
Minister of State-Owned Enterprises of
the Republic of Indonesia Number
PER-08/MBU/12/2019
3 Affirmation of the Regulations of the For For Management
Minister of State-Owned Enterprises of
the Republic of Indonesia Number
PER-11/MBU/11/2020
4 Approve Transfer of Treasury Stock For Against Management
5 Approve Changes in Boards of Company For Against Management
--------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK
Ticker: BBRI Security ID: Y0697U112
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, Annual Report,
Report of the Partnership and
Community Development Program (PCDP),
and Discharge of Directors and
Commissioners
2 Approve Allocation of Income For For Management
3 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
4 Appoint Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
--------------------------------------------------------------------------------
PT BARITO PACIFIC TBK
Ticker: BRPT Security ID: Y71198124
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration of Directors and For For Management
Commissioners
4 Approve Auditors For For Management
5 Accept Report on the Use of Proceeds For For Management
of Company's Warrant Phase I
6 Accept Report on the Use of Proceeds For For Management
of Company's Shelf Registration Bonds
I Year 2019 Phase I and Phase II
--------------------------------------------------------------------------------
PT BARITO PACIFIC TBK
Ticker: BRPT Security ID: Y71198124
Meeting Date: AUG 06, 2020 Meeting Type: Special
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association in For Against Management
Relation to Electronic Integrated
Business Licensing Services (Online
Single Submission)
2 Amend Articles of Association in For Against Management
Relation to Planning and
Implementation of General Meeting of
Shareholders for Public Company
--------------------------------------------------------------------------------
PT BARITO PACIFIC TBK
Ticker: BRPT Security ID: Y71198124
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Boards of Directors For Against Management
--------------------------------------------------------------------------------
PT BARITO PACIFIC TBK
Ticker: BRPT Security ID: Y71198124
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Auditors For For Management
4 Accept Report on the Use of Proceeds None None Management
of Company's Warrant Phase II
5 Accept Report on the Use of Proceeds None None Management
of Company's Shelf Registration Bonds
I Year 2020 Phase II and Phase III
--------------------------------------------------------------------------------
PT CHAROEN POKPHAND INDONESIA TBK
Ticker: CPIN Security ID: Y71207164
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: JUL 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Auditors For For Management
--------------------------------------------------------------------------------
PT GUDANG GARAM TBK
Ticker: GGRM Security ID: Y7121F165
Meeting Date: AUG 28, 2020 Meeting Type: Annual
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Annual Report For For Management
2 Accept Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Changes in Board of Company For Against Management
5 Approve Delegation of Duties of For For Management
Directors
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Commissioners For For Management
8 Approve Auditors For For Management
9 Amend Article 3 of the Articles of For Against Management
Association in Relation with Business
Activity
--------------------------------------------------------------------------------
PT INDAH KIAT PULP & PAPER TBK
Ticker: INKP Security ID: Y71278116
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: JUL 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Changes in Boards of Company For Against Management
6 Accept Report on the Use of Proceeds For For Management
--------------------------------------------------------------------------------
PT INDAH KIAT PULP & PAPER TBK
Ticker: INKP Security ID: Y71278116
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: JUL 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
PT INDOCEMENT TUNGGAL PRAKARSA TBK
Ticker: INTP Security ID: Y7127B135
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Auditors For For Management
4 Approve Changes in Board of Company For For Management
5 Approve Remuneration of Directors and For For Management
Commissioners
--------------------------------------------------------------------------------
PT INDOCEMENT TUNGGAL PRAKARSA TBK
Ticker: INTP Security ID: Y7127B135
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 3 of the Articles of For For Management
Association in Relation to
Electronically Integrated Business
Licensing Services
--------------------------------------------------------------------------------
PT INDOFOOD CBP SUKSES MAKMUR TBK
Ticker: ICBP Security ID: Y71260106
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports and Report on Use of
Proceeds
2 Accept Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
PT INDOFOOD CBP SUKSES MAKMUR TBK
Ticker: ICBP Security ID: Y71260106
Meeting Date: AUG 03, 2020 Meeting Type: Special
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Entire For Against Management
Shares of Pinehill Company Limited
--------------------------------------------------------------------------------
PT INDOFOOD SUKSES MAKMUR TBK
Ticker: INDF Security ID: Y7128X128
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Annual Report and Statutory For For Management
Reports
2 Accept Financial Statement For For Management
3 Approve Allocation of Income For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Purwantono, Sungkoro & Surja For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
PT KALBE FARMA TBK
Ticker: KLBF Security ID: Y71287208
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Board of Directors For Against Management
2 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
PT KALBE FARMA TBK
Ticker: KLBF Security ID: Y71287208
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income For For Management
3 Approve Composition of the Board of For For Management
Directors
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Auditors For For Management
--------------------------------------------------------------------------------
PT MERDEKA COPPER GOLD TBK
Ticker: MDKA Security ID: Y60132100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income For For Management
3 Approve Auditors For For Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Composition of the Board of For For Management
Directors
--------------------------------------------------------------------------------
PT MERDEKA COPPER GOLD TBK
Ticker: MDKA Security ID: Y60132100
Meeting Date: MAY 25, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report on the Use of Proceeds None None Management
2 Approve Share Repurchase Program For For Management
3 Authorize the Board of Directors to For Against Management
Transfer the Result of Share Buyback
in 2020
4 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
PT PERUSAHAAN GAS NEGARA TBK
Ticker: PGAS Security ID: Y7136Y118
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Annual Report and Report of the For For Management
Partnership and Community Development
Program (PCDP)
2 Approve Financial Statements, For For Management
Financial Report of the Partnership
and Community Development Program
(PCDP), and Discharge of Directors and
Commissioners
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
5 Approve Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
6 Approve Changes in the Boards of the For Against Management
Company
7 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
PT SARANA MENARA NUSANTARA TBK
Ticker: TOWR Security ID: Y71369113
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Payment of Interim Dividends For For Management
6 Approve Changes in the Boards of the For For Management
Company
--------------------------------------------------------------------------------
PT SARANA MENARA NUSANTARA TBK
Ticker: TOWR Security ID: Y71369113
Meeting Date: MAY 31, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Management and Employee Stock For Against Management
Ownership Program (MESOP)
--------------------------------------------------------------------------------
PT SEMEN INDONESIA (PERSERO) TBK
Ticker: SMGR Security ID: Y7142G168
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Discharge of
Directors and Commissioners
2 Approve Annual Report of the For For Management
Partnership and Community Development
Program (PCDP)and Discharge of
Directors and Commissioners
3 Approve Allocation of Income For For Management
4 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
5 Appoint Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
6 Accept Report on the Use of Proceeds For For Management
7 Accept Amendments to Articles of For Against Management
Association
8 Accept Changes in the Boards of the For Against Management
Company
--------------------------------------------------------------------------------
PT TELKOM INDONESIA (PERSERO) TBK
Ticker: TLKM Security ID: Y71474145
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Annual Report and Statutory For For Management
Reports
2 Approve Report of the Partnership and For For Management
Community Development Program (PCDP)
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Remuneration and Tantiem of For For Management
Directors and Commissioners
5 Appoint Auditors of the Company and For For Management
the Partnership and Community
Development Program (PCDP)
6 Amend Articles of Association For Against Management
7 Approve Ratification of State-Owned For For Management
Enterprises Regulations
8 Approve Changes in the Boards of the For Against Management
Company
--------------------------------------------------------------------------------
PT UNILEVER INDONESIA TBK
Ticker: UNVR Security ID: Y9064H141
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4a1 Elect Ignasius Jonan as Commissioner For For Management
4a2 Elect Badri Narayanan as Director For For Management
4a3 Elect Hemant Bakshi as Director For For Management
4a4 Elect Arif Hudaya as Director For For Management
4.5 Elect Jochanan Senf as Director For For Management
4a6 Elect Ira Noviarti as Director For For Management
4a7 Elect Enny Hartati as Director For For Management
4a8 Elect Willy Saelan as Director For For Management
4a9 Elect Hernie Raharja as Director For For Management
4a10 Elect Sancoyo Antarikso as Director For For Management
4a11 Elect Veronika Winanti Wahyu Utami as For For Management
Director
4a12 Elect Sri Widowati as Director For For Management
4a13 Elect Rizki Raksanugraha as Director For For Management
4b Approve Remuneration of Directors and For For Management
Commissioners
--------------------------------------------------------------------------------
PT UNILEVER INDONESIA TBK
Ticker: UNVR Security ID: Y9064H141
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Resignation of Maurits Daniel For For Management
Rudolf Lalisang as Cimmissioner
2 Approve Resignation of Hemant Bakshi For For Management
as Director
3 Approve Resignation of Sancoyo For For Management
Antarikso as Director
4 Elect Hemant Bakshi as Commissioner For For Management
5 Elect Ira Noviarti as Director For For Management
6 Elect Reski Damayanti as Director For For Management
7 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PT UNILEVER INDONESIA TBK
Ticker: UNVR Security ID: Y9064H141
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Resignation of Jochanan Senf For For Management
as Director
2 Approve Resignation of Sri Widowati as For For Management
Director
3 Elect Tran Tue Tri as Director For For Management
--------------------------------------------------------------------------------
PT UNILEVER INDONESIA TBK
Ticker: UNVR Security ID: Y9064H141
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Siddharta Widjaja dan Rekan as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4a1 Elect Alissa Wahid as Commissioner For For Management
4a2 Elect Fauzi Ichsan as Commissioner For For Management
4a3 Elect Hemant Bakshi as Commissioner For For Management
4a4 Elect Alexander Rusli as Commissioner For For Management
4a5 Elect Debora Herawati Sadrach as For For Management
Commissioner
4a6 Elect Ignasius Jonan as Commissioner For For Management
4b Approve Remuneration of Directors and For For Management
Commissioners
--------------------------------------------------------------------------------
PT UNITED TRACTORS TBK
Ticker: UNTR Security ID: Y7146Y140
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Elect Directors and Commissioners For Against Management
4 Approve Remuneration of Directors and For For Management
Commissioners
5 Approve Auditors For For Management
6 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
PT XL AXIATA TBK
Ticker: EXCL Security ID: Y7125N107
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Board of Directors For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PTT EXPLORATION & PRODUCTION PLC
Ticker: PTTEP Security ID: Y7145P165
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge 2020 Performance Results None None Management
and 2021 Work Plan of the Company
2 Approve Financial Statements For For Management
3 Approve Dividend Payment For For Management
4 Approve PricewaterhouseCoopers ABAS For Against Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
5 Approve Remuneration of Directors and For For Management
Sub-Committees
6.1 Elect Krairit Euchukanonchai as For For Management
Director
6.2 Elect Tanarat Ubol as Director For For Management
6.3 Elect Pitipan Tepartimargorn as For For Management
Director
6.4 Elect Bundhit Eua-arporn as Director For For Management
6.5 Elect Angkarat Priebjrivat as Director For For Management
--------------------------------------------------------------------------------
PTT GLOBAL CHEMICAL PLC
Ticker: PTTGC Security ID: Y7150W105
Meeting Date: APR 05, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Acknowledge Operating Results and
Recommendation for the Company's
Business Plan
2 Approve Allocation of Income and For For Management
Dividend Payment
3.1 Elect Piyasvasti Amranand as Director For For Management
3.2 Elect Somkit Lertpaithoon as Director For For Management
3.3 Elect Pakorn Nilprapunt as Director For For Management
3.4 Elect Nithi Chungcharoen as Director For For Management
3.5 Elect Disathat Panyarachun as Director For For Management
4 Approve Remuneration of Directors For For Management
5 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Company Limited as
Auditors and Authorize Board to Fix
Their Remuneration
6 Other Business For Against Management
--------------------------------------------------------------------------------
PTT GLOBAL CHEMICAL PLC
Ticker: PTTGC Security ID: Y7150W105
Meeting Date: JUN 07, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Sale Transaction For For Management
2 Other Business For Against Management
--------------------------------------------------------------------------------
PTT OIL & RETAIL BUSINESS PUBLIC CO., LTD.
Ticker: OR Security ID: Y7150Z108
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Company's Performance None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5.1 Elect Duangkamol Chartprasert as For For Management
Director
5.2 Elect Supat Metheeworapote as Director For For Management
5.3 Elect Phoomsak Aranyakasemsuk as For Against Management
Director
5.4 Elect Kris Imsang as Director For Against Management
6 Approve Remuneration of Directors For For Management
7.1 Approve Increase in the Number of For For Management
Directors from 11 to 15 and Elect
Surapon Nitikraipot as Director
7.2 Approve Increase in the Number of For For Management
Directors from 11 to 15 and Elect
Rawit Hanutsaha as Director
7.3 Approve Increase in the Number of For For Management
Directors from 11 to 15 and Elect
Noppadol Pinsupa as Director
7.4 Approve Increase in the Number of For For Management
Directors from 11 to 15 and Elect
Arawadee Photisaro as Director
8 Other Business For Against Management
--------------------------------------------------------------------------------
PTT PUBLIC CO., LTD.
Ticker: PTT Security ID: Y6883U139
Meeting Date: JUL 03, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Performance Statement and For For Management
Approve Financial Statements
2 Approve Allocation of Income and For For Management
Dividend Payment
3 Approve EY Office Company Limited as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Remuneration of Directors For For Management
5.1 Elect Krishna Boonyachai as Director For For Management
5.2 Elect Supattanapong Punmeechaow For For Management
Director
5.3 Elect Rungroj Sangkram as Director For For Management
5.4 Elect Kittipong Kittayarak as Director For For Management
5.5 Elect Premrutai Vinaiphat as Director For For Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
PTT PUBLIC CO., LTD.
Ticker: PTT Security ID: Y6883U139
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Performance Statement and For For Management
Approve Financial Statements
2 Approve Allocation of Income and For For Management
Dividend Payment
3 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Approve Remuneration of Directors For For Management
5.1 Elect Payong Srivanich as Director For For Management
5.2 Elect Jatuporn Buruspat as Director For For Management
5.3 Elect Chayodom Sabhasri as Director For For Management
5.4 Elect Danucha Pichayanan as Director For For Management
5.5 Elect Auttapol Rerkpiboon as Director For For Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
PUBLIC BANK BERHAD
Ticker: 1295 Security ID: Y71497104
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus Issue of New Ordinary For For Management
Shares
--------------------------------------------------------------------------------
PUBLIC BANK BERHAD
Ticker: 1295 Security ID: Y71497104
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lim Chao Li as Director For For Management
2 Elect Lai Wan as Director For For Management
3 Elect Lee Chin Guan as Director For For Management
4 Elect Mohd Hanif bin Sher Mohamed as For For Management
Director
5 Approve Directors' Fees, Board For For Management
Committees Members' Fees and Allowances
6 Approve Remuneration and For Against Management
Benefits-In-Kind (Excluding Director's
Fee and Board Meeting Allowance) to
Teh Hong Piow
7 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
PUREGOLD PRICE CLUB, INC.
Ticker: PGOLD Security ID: Y71617107
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: AUG 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Previous For For Management
Meeting and Ratification of Acts and
Resolutions of the Board of Directors
and Management since the Last
Stockholders' Meeting
2 Approve Annual Report and 2019 Audited For For Management
Financial Statements
3 Approve RG Manabat & Company as For For Management
External Auditor and Fix Its
Remuneration
4 Approve Amendment of Articles of For For Management
Incorporation to Reflect Additional
Purpose
5 Approve Amendment of Articles of For For Management
Incorporation to Reflect Increase of
Authorized Capital Stock and the
Subsequent Listing of Shares in the
Philippine Stock Exchange
6a Elect Lucio L. Co as Director For For Management
6b Elect Susan P. Co as Director For Withhold Management
6c Elect Ferdinand Vincent P. Co as For For Management
Director
6d Elect Pamela Justine P. Co as Director For Withhold Management
6e Elect Leonardo B. Dayao as Director For Withhold Management
6f Elect Jack E. Huang as Director For Withhold Management
6g Elect Edgardo G. Lacson as Director For Withhold Management
6h Elect Marilyn V. Pardo as Director For Withhold Management
6i Elect Jaime S. Dela Rosa as Director For Withhold Management
--------------------------------------------------------------------------------
PUREGOLD PRICE CLUB, INC.
Ticker: PGOLD Security ID: Y71617107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Previous For For Management
Meeting and Ratification of Acts and
Resolutions of the Board of Directors
and Management in 2020
2 Approve 2020 Annual Report and Audited For For Management
Financial Statements
3 Approve RG Manabat & Company as For For Management
External Auditor and Fix Its
Remuneration
4.1 Elect Lucio L. Co as Director For For Management
4.2 Elect Susan P. Co as Director For For Management
4.3 Elect Ferdinand Vincent P. Co as For For Management
Director
4.4 Elect Pamela Justine P. Co as Director For For Management
4.5 Elect Leonardo B. Dayao as Director For For Management
4.6 Elect Jack T. Huang as Director For For Management
4.7 Elect Jaime S. Dela Rosa as Director For For Management
4.8 Elect Edgardo G. Lacson as Director For For Management
4.9 Elect Marilyn V. Pardo as Director For For Management
--------------------------------------------------------------------------------
QL RESOURCES BERHAD
Ticker: 7084 Security ID: Y7171B106
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Elect Chia Song Kun as Director For For Management
3 Elect Chia Song Kooi as Director For For Management
4 Elect Kow Poh Gek as Director For For Management
5 Elect Low Teng Lum as Director For For Management
6 Elect Wee Beng Chuan as Director For For Management
7 Approve Directors' Fees For For Management
8 Approve Directors' Benefits For For Management
9 Approve Additional Directors' Fees For For Management
10 Approve KPMG PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
12 Approve Bonus Issue of New Ordinary For For Management
Shares
13 Authorize Share Repurchase Program For For Management
14 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions
--------------------------------------------------------------------------------
QUANTA COMPUTER, INC.
Ticker: 2382 Security ID: Y7174J106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Amend Procedures for Lending Funds to For Against Management
Other Parties and Endorsements &
Guarantees
--------------------------------------------------------------------------------
RABIGH REFINING & PETROCHEMICAL CO.
Ticker: 2380 Security ID: M8180Q103
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Auditors and Fix Their For For Management
Remuneration for Q2,Q3 and Annual
Statement of FY 2021 and Q1,Q2,Q3 and
Annual Statement of FY 2022 and Q1 of
FY 2023
6 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
7 Approve Related Party Transactions Re: For For Management
Saudi Aramco
8 Approve Related Party Transactions Re: For For Management
Sumitomo Chemical Company Ltd
9 Approve Related Party Transactions Re: For For Management
Saudi Aramco
10 Approve Related Party Transactions Re: For For Management
Sumitomo Chemical Company Ltd
11 Approve Related Party Transactions Re: For For Management
Saudi Aramco
12 Approve Related Party Transactions Re: For For Management
Sumitomo Chemical Company Ltd
13 Approve Related Party Transactions Re: For For Management
Saudi Aramco
14 Approve Related Party Transactions Re: For For Management
Sumitomo Chemical Company Ltd
15 Approve Related Party Transactions Re: For For Management
Saudi Aramco
16 Approve Related Party Transactions Re: For For Management
Sumitomo Chemical Company Ltd
17 Approve Related Party Transactions Re: For For Management
Saudi Aramco
18 Approve Related Party Transactions Re: For For Management
Sumitomo Chemical Company Ltd
19 Approve Remuneration of Independent For For Management
Directors of SAR 1,050,000 for FY 2020
20 Elect Othman Al Ghamdi as Director For For Management
--------------------------------------------------------------------------------
RAIA DROGASIL SA
Ticker: RADL3 Security ID: P7942C102
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 5-for-1 Stock Split and Amend For For Management
Article 4 Accordingly
2 Amend Article 11 For For Management
3 Amend Article 14 For For Management
4 Consolidate Bylaws For For Management
5 Approve Restricted Stock Plan For For Management
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RAIA DROGASIL SA
Ticker: RADL3 Security ID: P7942C102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 11 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Antonio Carlos Pipponzi as
Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Pires Oliveira Dias as
Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cristiana Almeida Pipponzi as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Plinio Villares Musetti as
Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Paulo Sergio Coutinho Galvao
Filho as Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Renato Pires Oliveira Dias as
Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marco Ambrogio Crespi Bonomi as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sylvia de Souza Leao Wanderley
as Independent Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Denise Soares dos Santos as
Independent Director
8.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Philipp Paul Marie Povel as
Independent Director
8.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Cesar Nivaldo Gon as Independent
Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 Approve Remuneration of Company's For For Management
Management
11 Elect Fiscal Council Members For Abstain Management
12 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
13 Elect Antonio Edson Maciel dos Santos None For Shareholder
as Fiscal Council Member and
Alessandra Eloy Gadelha as Alternate
Appointed by Minority Shareholder
14 Approve Remuneration of Fiscal Council For For Management
Members
15 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RAIA DROGASIL SA
Ticker: RADL3 Security ID: P7942C102
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 For For Management
2 Amend Article 6 Re: Increase in Board For For Management
Size
3 Amend Article 6 For For Management
4 Amend Article 6 For For Management
5 Amend Article 6 For For Management
6 Amend Article 6 For For Management
7 Amend Article 6 For For Management
8 Amend Article 9 For For Management
9 Amend Article 9 For For Management
10 Amend Article 7 For For Management
11 Amend Articles For For Management
12 Consolidate Bylaws For For Management
13 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RAND MERCHANT INVESTMENT HOLDINGS LTD.
Ticker: RMI Security ID: S6815J118
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Johan Burger as Director For For Management
1.2 Re-elect Laurie Dippenaar as Director For For Management
1.3 Re-elect Paul Harris as Director For For Management
1.4 Re-elect Albertinah Kekana as Director For For Management
1.5 Re-elect Mamongae Mahlare as Director For For Management
1.6 Re-elect Obakeng Phetwe as Director For For Management
1.7 Re-elect James Teeger as Director For For Management
1 Approve Remuneration Policy For Abstain Management
2 Approve Remuneration Implementation For Against Management
Report
2 Place Authorised but Unissued Shares For For Management
under Control of Directors
3 Authorise Board to Issue Shares for For For Management
Cash
4 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company and
Authorise Their Remuneration
5.1 Re-elect Johan Burger as Member of the For For Management
Audit and Risk Committee
5.2 Re-elect Sonja De Bruyn as Member of For For Management
the Audit and Risk Committee
5.3 Re-elect Per-Erik Lagerstrom as Member For For Management
of the Audit and Risk Committee
5.4 Re-elect James Teeger as Member of the For For Management
Audit and Risk Committee
6 Authorise Ratification of Approved For For Management
Resolutions
1 Approve Non-executive Directors' For For Management
Remuneration
2 Authorise Repurchase of Issued Share For For Management
Capital
3 Authorise Issue of Shares and/or For For Management
Options Pursuant to a Reinvestment
Option
4 Approve Financial Assistance to For Against Management
Directors, Prescribed Officers and
Employee Share Scheme Beneficiaries
5 Approve Financial Assistance to For For Management
Related and Inter-related Entities
--------------------------------------------------------------------------------
RATCH GROUP PUBLIC COMPANY LIMITED
Ticker: RATCH Security ID: Y719E9103
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Company's Performance None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5 Approve KPMG Phoomchai Audit Limited For Against Management
as Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Remuneration of Directors For For Management
7.1 Elect Nantika Thangsuphanich as For Against Management
Director
7.2 Elect Chartchai Rojanaratanangkule as For For Management
Director
7.3 Elect Somboon Nhookeaw as Director For Against Management
7.4 Elect Kriengkrai Rukkulchon as Director For For Management
8 Other Business For Against Management
--------------------------------------------------------------------------------
RATCH GROUP PUBLIC COMPANY LIMITED
Ticker: RATCH Security ID: Y719E9103
Meeting Date: APR 05, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Company's Performance None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5 Approve KPMG Phoomchai Audit Limited For Against Management
as Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Remuneration of Directors For For Management
7.1 Elect Ratanachai Namwong as Director For For Management
7.2 Elect Suthon Boonprasong as Director For For Management
7.3 Elect Nutthavutthi Chamchang as For For Management
Director
7.4 Elect Kijja Sripatthangkura as Director For For Management
8 Other Business For Against Management
--------------------------------------------------------------------------------
REALTEK SEMICONDUCTOR CORP.
Ticker: 2379 Security ID: Y7220N101
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3.1 Elect Yeh Nan Horng, a Representative For For Management
of Cotek Pharmaceutical Industry Co.,
Ltd, with Shareholder No. 256, as
Non-Independent Director
3.2 Elect Yeh Po Len, a Representative of For Against Management
Sonnen Limited, with Shareholder No.
239637, as Non-Independent Director
3.3 Elect Chiu Sun Chien, a Representative For For Management
of United Glory Co., Ltd, with
Shareholder No. 65704, as
Non-Independent Director
3.4 Elect Chen Kuo Jong, a Representative For Against Management
of United Glory Co., Ltd, with
Shareholder No. 65704, as
Non-Independent Director
3.5 Elect Huang Yung Fang, with For Against Management
Shareholder No. 4926, as
Non-Independent Director
3.6 Elect Yen Kuang Yu, with Shareholder For Against Management
No. 36744, as Non-Independent Director
3.7 Elect Ni Shu Ching, with Shareholder For Against Management
No. 88, as Non-Independent Director
3.8 Elect Tsai Tyau Chang, with ID No. For For Management
Q102343XXX, as Independent Director
3.9 Elect Chen Fu Yen, with ID No. For For Management
P100255XXX, as Independent Director
3.10 Elect Lo Chun Pa, with ID No. For For Management
J121210XXX, as Independent Director
4 Approve Release of Restrictions on For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
--------------------------------------------------------------------------------
REC LIMITED
Ticker: 532955 Security ID: Y73650106
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect Sanjeev Kumar Gupta as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Statutory Auditors
5 Approve Increase in Borrowing Limits For For Management
6 Approve Pledging of Assets for Debt For For Management
7 Authorize Issuance of For For Management
Unsecured/Secured Non-Convertible
Bonds/Debentures on Private Placement
Basis
8 Approve Related Party Transactions For Against Management
with Energy Efficiency Services Limited
--------------------------------------------------------------------------------
REINET INVESTMENTS SCA
Ticker: RNI Security ID: L7925N152
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Financial Statements For For Management
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of General Partner For For Management
and Supervisory Directors
6.1 Reelect John Li as Board of Overseers For For Management
6.2 Reelect Yves Prussen as Board of For For Management
Overseers
6.3 Reelect Stuart Robertson as Board of For For Management
Overseers
6.4 Reelect Stuart Rowlands as Board of For For Management
Overseers
7 Approve Remuneration of Board of For For Management
Overseers
8 Approve Share Repurchase For Against Management
--------------------------------------------------------------------------------
REINET INVESTMENTS SCA
Ticker: RNI Security ID: L7925N152
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Investment Objective and Policy For For Management
2 Amend Investment Guidelines For For Management
3 Amend Closing Price Definition For For Management
--------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD.
Ticker: 500325 Security ID: Y72596102
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.a Accept Financial Statements and For For Management
Statutory Reports
1.b Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Dividends For For Management
3 Reelect Hital R. Meswani as Director For For Management
4 Reelect P.M.S. Prasad as Director For For Management
5 Approve Reappointment and Remuneration For For Management
of Hital R. Meswani as a Whole-time
Director
6 Elect K. V. Chowdary as Director For For Management
7 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD.
Ticker: 500325 Security ID: Y72596102
Meeting Date: MAR 31, 2021 Meeting Type: Court
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
RELIANCE INDUSTRIES LTD.
Ticker: 500325 Security ID: Y72596102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Dividend For For Management
3 Elect Nikhil R. Meswani as Director For For Management
4 Elect Pawan Kumar Kapil as Director For For Management
5 Reelect Shumeet Banerji as Director For For Management
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
REMGRO LTD.
Ticker: REM Security ID: S6873K106
Meeting Date: NOV 30, 2020 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2020
2 Reappoint PricewaterhouseCoopers Inc. For For Management
as Auditors with Anton Wentzel as the
Individual Registered Auditor
3 Re-elect Sonja De Bruyn as Director For For Management
4 Re-elect Mariza Lubbe as Director For For Management
5 Re-elect Murphy Morobe as Director For For Management
6 Re-elect Johann Rupert as Director For For Management
7 Re-elect Neville Williams as Director For For Management
8 Elect P Neethling as Director For For Management
9 Elect G Nieuwoudt as Director For For Management
10 Elect K Rantloane as Alternate Director For For Management
11 Re-elect Sonja De Bruyn as Member of For For Management
the Audit and Risk Committee
12 Re-elect Peter Mageza as Member of the For For Management
Audit and Risk Committee
13 Re-elect Phillip Moleketi as Member of For For Management
the Audit and Risk Committee
14 Re-elect Frederick Robertson as Member For For Management
of the Audit and Risk Committee
15 Place Authorised but Unissued Shares For For Management
under Control of Directors
16 Approve Remuneration Policy For For Management
17 Approve Remuneration Implementation For For Management
Report
1 Approve Directors' Remuneration For For Management
2 Authorise Repurchase of Issued Share For For Management
Capital
3 Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
4 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
--------------------------------------------------------------------------------
RHB BANK BERHAD
Ticker: 1066 Security ID: Y72783106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Elect Ong Leong Huat @ Wong Joo Hwa as For For Management
Director
3 Elect Ong Ai Lin as Director For For Management
4 Elect Ahmad Badri Mohd Zahir as For For Management
Director
5 Elect Donald Joshua Jaganathan as For For Management
Director
6 Elect Iain John Lo as Director For For Management
7 Approve Directors' Fees and Board For For Management
Committees' Allowances
8 Approve Directors' Remuneration For For Management
(Excluding Directors' Fees and Board
Committees' Allowances)
9 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Proposed Dividend Reinvestment For For Management
Plan (DRP)
12 Approve Issuance of Shares under the For For Management
Dividend Reinvestment Plan (DRP)
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO., LTD.
Ticker: 002146 Security ID: Y7286J101
Meeting Date: JUL 08, 2020 Meeting Type: Special
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing Plan For For Management
2 Approve Authorization of the Chairman For For Management
or Relevant Persons Authorized by the
Chairman to Handle All Related Matters
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO., LTD.
Ticker: 002146 Security ID: Y7286J101
Meeting Date: AUG 07, 2020 Meeting Type: Special
Record Date: JUL 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Resolution For For Management
Validity Period of Private Placement
2 Approve Extension of Authorization of For For Management
the Board on Private Placement
3.1 Approve Issue Scale For For Management
3.2 Approve Bond Type and Maturity For For Management
3.3 Approve Bond Interest Rate and Method For For Management
of Payment
3.4 Approve Use of Proceeds For For Management
3.5 Approve Issue Manner and Target For For Management
Subscribers
3.6 Approve Guarantee Arrangement For For Management
3.7 Approve Placing Arrangement for For For Management
Shareholders
3.8 Approve Listing Application For For Management
3.9 Approve Safeguard Measures of Debts For For Management
Repayment
3.10 Approve Resolution Validity Period For For Management
4 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO., LTD.
Ticker: 002146 Security ID: Y7286J101
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Plan for Asset-backed For For Management
Establishment of Final Payment
2 Approve Provision of Interception and For For Management
Replenishment as well as Balance
Payment and Credit Enhancement for
Special Plan for Asset-backed Final
Payment
3 Approve Authorization of Board to For For Management
Handle All Related Matters
4 Approve Provision of Guarantee For For Management
5 Approve Provision of Guarantee for For For Management
Lijiang Rongsheng Kanglv Real Estate
Co., Ltd.
6 Approve Provision of Guarantee for For For Shareholder
Hebei Rongsheng Building Materials Co.
, Ltd.
7 Approve Provision of Guarantee for For For Shareholder
Xianghe Wanlitong Industrial Co., Ltd.
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO., LTD.
Ticker: 002146 Security ID: Y7286J101
Meeting Date: NOV 23, 2020 Meeting Type: Special
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee to For For Management
Jinan Rongfeng Real Estate Development
Co., Ltd.
2 Approve Provision of Guarantee to For For Management
Hengshui Rongjun Real Estate
Development Co., Ltd.
3 Approve Provision of Guarantee to For For Management
Cangzhou Rongchuan Real Estate
Development Co., Ltd.
4 Approve Provision of Guarantee to For For Management
Jiaxing Rongxiang Real Estate Co., Ltd.
5 Approve Provision of Guarantee to For For Management
Zhengzhou Hongzhu Real Estate Co., Ltd.
6 Approve Provision of Guarantee to For For Management
Puyang Rongyou Real Estate Development
Co., Ltd.
7 Approve Provision of Guarantee to For For Management
Taiyuan Rongde Real Estate Co., Ltd.
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO., LTD.
Ticker: 002146 Security ID: Y7286J101
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO., LTD.
Ticker: 002146 Security ID: Y7286J101
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
2 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO., LTD.
Ticker: 002146 Security ID: Y7286J101
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantees For For Management
--------------------------------------------------------------------------------
RISESUN REAL ESTATE DEVELOPMENT CO., LTD.
Ticker: 002146 Security ID: Y7286J101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Report and Audit For For Management
Report
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Financial Budget Report For For Management
8 Approve Appointment of Financial For For Management
Auditor
9 Approve Issuance of Overseas Corporate For For Management
Bonds and Related Matters
--------------------------------------------------------------------------------
RIYAD BANK
Ticker: 1010 Security ID: M8215R118
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Discharge of Directors for FY For For Management
2020
4 Approve Remuneration of Directors of For For Management
SAR 5,945 Thousand for FY 2020
5 Approve Dividends of SAR 0.50 Per For For Management
Share for FY 2020
6 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
7 Ratify Auditors and Fix Their For For Management
Remuneration for Q1, Q2, Q3, Annual
Financial Statement of FY 2021 and Q1
of FY 2022 and Provide Zakat and TAX
Services
8 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
9 Approve Related Party Transactions Re: For For Management
General Organization for Social
Insurance
10 Approve Related Party Transactions Re: For For Management
Saudi Telecom Company
--------------------------------------------------------------------------------
ROBINSON PUBLIC COMPANY LIMITED
Ticker: ROBINS Security ID: Y7318W104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results None None Management
2 Acknowledge Business Policy None None Management
3 Approve Financial Statements For Did Not Vote Management
4 Acknowledge Allocation of Income and None None Management
Dividend Payment
5.1 Elect Prin Chirathivat as Director For Did Not Vote Management
5.2 Elect Wuttikiat Techamongklapiwat as For Did Not Vote Management
Director
6 Approve Remuneration of Directors For Did Not Vote Management
7 Approve Auditors and Authorize Board For Did Not Vote Management
to Fix Their Remuneration
8 Acknowledge Possibilities of Shares None None Management
Acquisition by Central Retail
Corporation Public Company Limited
("CRC") and CRC Contacting Guidelines
9 Other Business None None Management
--------------------------------------------------------------------------------
RONGSHENG PETROCHEMICAL CO., LTD.
Ticker: 002493 Security ID: Y7324B102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Profit Distribution For For Management
4 Approve Financial Statements For For Management
5 Approve to Appoint Auditor For For Management
6 Approve Annual Report and Summary For For Management
7.1 Approve Signing of Purified For For Management
Terephthalic Acid (PTA) Purchase and
Sale Contract
7.2 Approve Signing of Crude Oil Purchase For For Management
and Sale Contract
7.3 Approve Signing of Purchase Contract For For Management
7.4 Approve Signing of Purchase and Sale For For Management
Contract of Aromatic Products
7.5 Approve Signing of Purchase and Sale For For Management
Contract of Aromatics and Other
Products
7.6 Approve Signing of Purchase and Sale For For Management
Contract of Refined Oil Products with
Zhejiang Refined Oil Trading Co., Ltd.
7.7 Approve Signing of Purchase and Sale For For Management
Contract of Refined Oil Products with
Zhejiang Petroleum Comprehensive
Energy Sales Co., Ltd.
7.8 Approve Signing of Purchase and Sale For For Management
Contract of Refined Oil Products with
Zhejiang Kunsheng Petrochemical Sales
Co., Ltd.
7.9 Approve Signing of Purchase and Sale For For Management
Contract of Refined Oil Products with
Zhejiang Jurong Petrochemical Sales Co.
, Ltd.
7.10 Approve Signing of Housing and Parking For For Management
Space Contract
7.11 Approve Signing of Cargo For For Management
Transportation Contract
7.12 Approve Signing of Purchase Contract For For Management
with Suzhou Shenghui Equipment Co.,
Ltd.
7.13 Approve Handling of Deposit, Credit, For For Management
Settlement and Other Businesses
7.14 Approve Loan from the Company's For For Management
Controlling Shareholder
8 Approve Guarantee Provision For For Management
9 Approve External Guarantee Provision For Against Management
10 Approve Futures Hedging Business For For Management
11 Approve Foreign Exchange Derivatives For For Management
Trading Business
12 Elect Shao Yiping as Independent For For Management
Director
--------------------------------------------------------------------------------
ROSNEFT OIL CO.
Ticker: ROSN Security ID: X7394C106
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 6.94 per Share For For Management
5 Approve Remuneration of Directors For Against Management
6 Approve Remuneration of Members of For For Management
Audit Commission
7.1 Elect Faisal Alsuwaidi as Director None Against Management
7.2 Elect Hamad Rashid Al Mohannadi as None Against Management
Director
7.3 Elect Matthias Warnig as Director None Against Management
7.4 Elect Robert Dudley as Director None Against Management
7.5 Elect Karin Kneissl as Director None For Management
7.6 Elect Bernard Looney as Director None Against Management
7.7 Elect Aleksandr Novak as Director None Against Management
7.8 Elect Maksim Oreshkin as Director None Against Management
7.9 Elect Hans-Joerg Rudloff as Director None For Management
7.10 Elect Igor Sechin as Director None Against Management
7.11 Elect Gerhard Schroeder as Director None For Management
8.1 Elect Olga Andrianova as Member of For For Management
Audit Commission
8.2 Elect Pavel Buchnev as Member of Audit For For Management
Commission
8.3 Elect Aleksei Kulagin as Member of For For Management
Audit Commission
8.4 Elect Sergei Poma as Member of Audit For For Management
Commission
8.5 Elect Zakhar Sabantsev as Member of For For Management
Audit Commission
9 Ratify Ernst and Young as Auditor For Against Management
--------------------------------------------------------------------------------
RUENTEX DEVELOPMENT CO., LTD.
Ticker: 9945 Security ID: Y73659107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income For For Management
3 Fix Number of Fiscal Council Members For For Management
at Five
4.1 Elect Luis Claudio Rapparini Soares as For Abstain Management
Fiscal Council Member and Carla
Alessandra Trematore as Alternate
4.2 Elect Francisco Silverio Morales For Abstain Management
Cespede as Fiscal Council Member and
Helio Ribeiro Duarte as Alternate
4.3 Elect Cristina Anne Betts as Fiscal For Abstain Management
Council Member and Guido Barbosa de
Oliveira as Alternate
4.4 Elect Marcelo Curti as Fiscal Council For Abstain Management
Member and Joao Marcelo Peixoto Torres
as Alternate
5.1 Elect Reginaldo Ferreira Alexandre as None For Shareholder
Fiscal Council Member and Walter Luis
Bernardes Albertoni as Alternate
Appointed by Minority Shareholder
5.2 Elect Marcos Tadeu de Siqueira as None Abstain Shareholder
Fiscal Council Member and Geraldo
Affonso Ferreira Filho as Alternate
Appointed by Minority Shareholder
6 Elect Luis Claudio Rapparini Soares as For For Management
Fiscal Council Chairman
7 Approve Remuneration of Company's For For Management
Management
8 Approve Remuneration of Fiscal Council For For Management
Members
9 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: JUL 22, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Restricted Stock Plan For Against Management
2 Amend Articles and Consolidate Bylaws For For Management
3 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital For For Management
2 Amend Article 6 to Reflect Changes in For For Management
Capital and Consolidate Bylaws
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: APR 20, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 20, 26 and 31 and For For Management
Consolidate Bylaws
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income For For Management
3 Fix Number of Directors at Ten For For Management
4 Approve Classification of Abel For For Management
Gregorei Halpern, Marcos Sawaya Jank,
and Janet Drysdale as Independent
Directors
5 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
6 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
7.1 Elect Rubens Ometto Silveira Mello as For For Management
Director
7.2 Elect Luis Henrique Cals De Beauclair For Against Management
Guimaraes as Director
7.3 Elect Maria Rita de Carvalho Drummond For For Management
as Director
7.4 Elect Abel Gregorei Halpern as For For Management
Independent Director
7.5 Elect Marcelo Eduardo Martins as For For Management
Director
7.6 Elect Janet Drysdale as Independent For For Management
Director
7.7 Elect Burkhard Otto Cordes as Director For For Management
7.8 Elect Julio Fontana Neto as Director For For Management
7.9 Elect Riccardo Arduini as Director and For For Management
Giancarlo Arduini as Alternate
7.10 Elect Marcos Sawaya Jank as For For Management
Independent Director
8 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
9.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Rubens Ometto Silveira Mello as
Director
9.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luis Henrique Cals De Beauclair
Guimaraes as Director
9.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Maria Rita de Carvalho Drummond
as Director
9.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Abel Gregorei Halpern as
Independent Director
9.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Eduardo Martins as
Director
9.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Janet Drysdale as Independent
Director
9.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Burkhard Otto Cordes as Director
9.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Julio Fontana Neto as Director
9.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Riccardo Arduini as Director and
Giancarlo Arduini as Alternate
9.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcos Sawaya Jank as
Independent Director
10 Elect Rubens Ometto Silveira Mello as For For Management
Board Chairman and Luis Henrique Cals
De Beauclair Guimaraes as Vice-Chairman
11 Fix Number of Fiscal Council Members For For Management
at Five
12.1 Elect Luis Claudio Rapparini Soares as For Abstain Management
Fiscal Council Member and Carla
Alessandra Trematore as Alternate
12.2 Elect Marcelo Curti as Fiscal Council For Abstain Management
Member and Nadir Dancini Barsanulfo as
Alternate
12.3 Elect Francisco Silverio Morales For Abstain Management
Cespede as Fiscal Council Member and
Helio Ribeiro Duarte as Alternate
12.4 Elect Cristina Anne Betts as Fiscal For Abstain Management
Council Member and Guido Barbosa de
Oliveira as Alternate
13 Elect Reginaldo Ferreira Alexandre as None For Shareholder
Fiscal Council Member and Walter Luis
Bernardes Altertoni as Alternate
Appointed by Minority Shareholder
14 Elect Luis Claudio Rapparini Soares as For For Management
Fiscal Council Chairman
15 Approve Remuneration of Company's For Abstain Management
Management
16 Approve Remuneration of Fiscal Council For For Management
Members
17 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
RUMO SA
Ticker: RAIL3 Security ID: P8S114104
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Share Capital For For Management
without Cancellation of Shares
2 Amend Article 5 to Reflect Changes in For For Management
Capital and Consolidate Bylaws
3 Amend Indemnity Policy For Against Management
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
S-1 CORP. (KOREA)
Ticker: 012750 Security ID: Y75435100
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Lee Jae-hun as Outside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
4 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
S-OIL CORP.
Ticker: 010950 Security ID: Y80710109
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For Against Management
3.1 Elect Hussain A.Al-Qahtani as Inside For For Management
Director
3.2 Elect Mohammed Y.Al-Qahtani as For Against Management
Non-Independent Non-Executive Director
3.3 Elect Ziad T.Al-Murshed as For Against Management
Non-Independent Non-Executive Director
3.4 Elect S.M.Al-Hereagi as For Against Management
Non-Independent Non-Executive Director
3.5 Elect Yahya A.Abushal as For Against Management
Non-Independent Non-Executive Director
3.6 Elect Han Deok-su as Outside Director For Against Management
3.7 Elect Lee Jae-hun as Outside Director For Against Management
3.8 Elect Shin Mi-nam as Outside Director For For Management
3.9 Elect Jungsoon Janice Lee as Outside For Against Management
Director
3.10 Elect Lee Jeon-hwan as Outside Director For For Management
4 Elect Hwang In-tae as Outside Director For For Management
to Serve as an Audit Committee Member
5.1 Elect Lee Jae-hun as a Member of Audit For Against Management
Committee
5.2 Elect Shin Mi-nam as a Member of Audit For For Management
Committee
5.3 Elect Lee Jeon-hwan as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
S.F. HOLDING CO., LTD.
Ticker: 002352 Security ID: Y7T80Y105
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in the Raised Funds For For Management
Investment Project
2 Amend Management System of Raised Funds For For Management
3 Amend External Investment Management For For Management
System
4 Amend Related Party Transaction For For Management
Internal Control and Decision System
5 Amend Remuneration Management System For For Management
of Directors, Supervisors and Senior
Management Members
6 Amend Working System for Independent For For Management
Directors
7 Amend Implementing Rules for For For Management
Cumulative Voting System
8 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
S.F. HOLDING CO., LTD.
Ticker: 002352 Security ID: Y7T80Y105
Meeting Date: JAN 27, 2021 Meeting Type: Special
Record Date: JAN 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
S.F. HOLDING CO., LTD.
Ticker: 002352 Security ID: Y7T80Y105
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For For Management
Products of Wholly-Owned Subsidiary
2 Approve Provision of Guarantees for For For Management
Debt Financing Products Issue by
Wholly-Owned Subsidiary
3 Approve Company's Eligibility for For For Management
Private Placement of Shares
4.1 Approve Share Type and Par Value For For Management
4.2 Approve Issue Manner and Issue Time For For Management
4.3 Approve Target Subscribers and For For Management
Subscription Method
4.4 Approve Pricing Reference Date, For For Management
Pricing Basis and Issue Price
4.5 Approve Issue Size For For Management
4.6 Approve Lock-up Period For For Management
4.7 Approve Distribution Arrangement of For For Management
Undistributed Earnings
4.8 Approve Listing Exchange For For Management
4.9 Approve Use of Proceeds For For Management
4.10 Approve Resolution Validity Period For For Management
5 Approve Plan on Private Placement of For For Management
Shares
6 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
7 Approve Counter-dilution Measures in For For Management
Connection to the Private Placement
8 Approve Report on the Usage of For For Management
Previously Raised Funds
9 Approve Shareholder Return Plan For For Management
10 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
S.F. HOLDING CO., LTD.
Ticker: 002352 Security ID: Y7T80Y105
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve External Guarantee Provision For For Management
Plan
8 Approve Use of Own Funds to Invest in For For Management
Financial Products
9 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
10 Elect Wang Jia as Supervisor For For Management
--------------------------------------------------------------------------------
S.F. HOLDING CO., LTD.
Ticker: 002352 Security ID: Y7T80Y105
Meeting Date: JUN 15, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Overseas Listing of Controlled For For Management
Subsidiary in Compliance with the
Notice Governing Overseas Listing of
Enterprises Subordinate to Companies
Listed in China
2 Approve Scheme for Overseas Listing of For For Management
Controlled Subsidiary
3 Approve Commitment of Upholding the For For Management
Independent Listing Status
4 Approve Description and Prospects of For For Management
Sustained Profitability
5 Approve Authorization of the Board to For For Management
Handle All Related Matters
6 Approve Acquisition of Equity For For Management
7 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
SABIC AGRI-NUTRIENTS CO.
Ticker: 2020 Security ID: M8T36M107
Meeting Date: APR 11, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Remuneration of Directors of For For Management
SAR 1,400,000 for FY 2020
7 Approve Dividends of SAR 1 per Share For For Management
for the First Half of FY 2020
8 Approve Dividends of SAR 1 per Share For For Management
for the Second Half of FY 2020
9.1 Elect Mohammed Al Husni as Director None Abstain Management
9.2 Elect Ahmed Murad as Director None Abstain Management
9.3 Elect Abdulazeez Al Mahmoud as Director None Abstain Management
9.4 Elect Amr Kurdi as Director None Abstain Management
9.5 Elect Abdulsalam Al Tuweijiri as None Abstain Management
Director
9.6 Elect Fahad Al Shueibi as Director None Abstain Management
9.7 Elect Mustafa Al Suweij as Director None Abstain Management
9.8 Elect Nael Fayiz as Director None Abstain Management
9.9 Elect Abdullah Al Nimri as Director None Abstain Management
9.10 Elect Waleed Bamaarouf as Director None Abstain Management
9.11 Elect Talal Al Moammar as Director None Abstain Management
9.12 Elect Sultan Qaramish as Director None Abstain Management
9.13 Elect Mujtaba Al Khuneizi as Director None Abstain Management
9.14 Elect Ahmed Al Madani as Director None Abstain Management
9.15 Elect Abdulwahab Abou Kweek as Director None Abstain Management
10 Approve Increase Size of Audit For For Management
Committee From 3 to 4 and Elect
Youssef Al Suheibani as Member of
Audit Committee
11 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
--------------------------------------------------------------------------------
SAHARA INTERNATIONAL PETROCHEMICAL CO.
Ticker: 2310 Security ID: M8257M100
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Distributed Dividends of SAR 0. For For Management
50 per Share for FY 2020
6 Approve Remuneration of Directors of For For Management
SAR 4,557,143 for FY 2020
7 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
8 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
9 Authorize Share Repurchase Program Up For For Management
to 66,347,931 of Company's Shares to
be Allocated as Treasury Shares and
Authorize the Board to Ratify and
Execute the Approved Resolution
10 Amend Article 5 of Bylaws Re: For For Management
Company's Head Office
11 Amend Article 17 of Bylaws Re: For For Management
Repurchase of Own Shares
12 Amend Audit Committee Charter For For Management
13 Amend Nomination and Remuneration For For Management
Committee Charter
14 Approve Competing Business Standards For For Management
Policy
--------------------------------------------------------------------------------
SAIC MOTOR CORP. LTD.
Ticker: 600104 Security ID: Y7443N102
Meeting Date: JUL 20, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
4.1 Approve Repurchase Purpose For For Management
4.2 Approve Share Repurchase Type For For Management
4.3 Approve Share Repurchase Method For For Management
4.4 Approve Share Repurchase For For Management
Implementation Period
4.5 Approve the Usage, Number, Proportion For For Management
of the Company's Total Share Capital
and Total Funds to be Used
4.6 Approve Share Repurchase Price For For Management
4.7 Approve Source of Funds for Share For For Management
Repurchase
4.8 Approve Repurchase or Cancellation of For For Management
the Shares Transferred According to
Law Related Arrangements
4.9 Approve Relevant Authorization for For For Management
Repurchase Matters
--------------------------------------------------------------------------------
SAIC MOTOR CORP. LTD.
Ticker: 600104 Security ID: Y7443N102
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Profit Distribution For For Management
5 Approve Financial Statements For For Management
6 Approve Annual Report and Summary For For Management
7 Approve to Formulate Shareholder For For Management
Return Plan
8 Approve Daily Related Party For For Management
Transactions
9 Approve Completion and Termination of For For Management
Partial Raised Funds Investment
Projects and Use of Excess Raised
Funds to Replenish Working Capital
10 Approve Provision of Guarantee to SAIC For Against Management
General Motors Finance Co., Ltd.
11 Approve Provision of Guarantees by For For Management
Universal Chexiang Car Rental Co., Ltd.
to Its Controlled Subsidiaries
12 Approve Provision of Guarantee by SAIC For Against Management
Anji Logistics Co., Ltd. to Guangzhou
Port Haijia Automobile Terminal Co.,
Ltd.
13 Approve Provision of Repurchase For For Management
Guarantee for Vehicle Sales Business
of Commercial Vehicle Company
14 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
15 Approve Appointment of Financial For For Management
Auditor
16 Approve Appointment of Internal For For Management
Control Auditor
17 Amend Articles of Association For For Shareholder
18 Amend Rules and Procedures Regarding For For Shareholder
General Meetings of Shareholders
19 Amend Rules and Procedures Regarding For For Shareholder
Meetings of Board of Supervisors
20.1 Elect Chen Hong as Director For For Shareholder
20.2 Elect Wang Xiaoqiu as Director For For Shareholder
20.3 Elect Wang Jian as Director For For Shareholder
21.1 Elect Li Ruoshan as Director For For Shareholder
21.2 Elect Zeng Saixing as Director For For Shareholder
21.3 Elect Chen Naiwei as Director For For Shareholder
22.1 Elect Shen Xiaosu as Supervisor For For Shareholder
22.2 Elect Yi Lian as Supervisor For For Shareholder
22.3 Elect Xia Mingtao as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SAMBA FINANCIAL GROUP
Ticker: 1090 Security ID: M8234E114
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Merger Agreement Re: Samba For For Management
Financial Group and the National
Commercial Bank
1.2 Authorize Board or a Delegate of the For For Management
Board to Ratify and Execute Approved
Resolutions
--------------------------------------------------------------------------------
SAMBA FINANCIAL GROUP
Ticker: 1090 Security ID: M8234E114
Meeting Date: MAR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Remuneration of Directors of For For Management
SAR 4,810 Thousand for FY 2020
5 Approve Discharge of Directors for FY For For Management
2020
6 Allow Khalid Al Suweilim to Be For For Management
Involved with Other Companies
7 Allow Fahad Al Mufraj to Be Involved For For Management
with Other Companies
8 Allow Waleed Abanumai to Be Involved For For Management
with Other Companies
9 Approve Related Party Transactions Re: For For Management
General Organization for Social
Insurance
10 Approve Related Party Transactions Re: For For Management
General Organization for Social
Insurance
11 Approve Related Party Transactions Re: For For Management
Saudi Arabian Airlines Corporation
12 Approve Related Party Transactions Re: For For Management
The General Authority for Civil
Aviation
13 Approve Related Party Transactions Re: For For Management
The General Authority for Civil
Aviation
14 Approve Related Party Transactions Re: For For Management
Dammam Airports Company
15 Approve Related Party Transactions Re: For For Management
Etihad Etisalat Co (Mobily)
--------------------------------------------------------------------------------
SAMSUNG BIOLOGICS CO., LTD.
Ticker: 207940 Security ID: Y7T7DY103
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG C&T CORP.
Ticker: 028260 Security ID: Y7T71K106
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Philippe Cochet as Outside For Against Management
Director
2.1.2 Elect Choi Jung-gyeong as Outside For For Management
Director
2.2.1 Elect Ko Jeong-seok as Inside Director For For Management
2.2.2 Elect Oh Se-cheol as Inside Director For For Management
2.2.3 Elect Han Seung-hwan as Inside Director For For Management
2.2.4 Elect Lee Jun-seo as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG CARD CO., LTD.
Ticker: 029780 Security ID: Y7T70U105
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Park Gyeong-guk as Inside For For Management
Director
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG ELECTRO-MECHANICS CO., LTD.
Ticker: 009150 Security ID: Y7470U102
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Kim Doo-young as Inside Director For For Management
3 Elect Kim Yong-gyun as Outside For For Management
Director to Serve as an Audit
Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO., LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Park Byung-gook as Outside For Against Management
Director
2.1.2 Elect Kim Jeong as Outside Director For Against Management
2.2.1 Elect Kim Kinam as Inside Director For For Management
2.2.2 Elect Kim Hyun-suk as Inside Director For For Management
2.2.3 Elect Koh Dong-jin as Inside Director For For Management
3 Elect Kim Sun-uk as Outside Director For Against Management
to Serve as an Audit Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG ENGINEERING CO., LTD.
Ticker: 028050 Security ID: Y7472L100
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Choi Sung-an as Inside Director For Against Management
2.2 Elect Jeong Ju-seong as Inside Director For For Management
3 Elect Park Il-dong as Outside Director For For Management
to Serve as a Member of Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO., LTD.
Ticker: 000810 Security ID: Y7473H108
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Choi Young Moo as Inside Director For Against Management
2.1.2 Elect Hong Won-hak as Inside Director For For Management
2.1.3 Elect Hong Seong-woo as Inside Director For For Management
2.2 Elect Kim Sung Jin as Outside Director For For Management
3 Elect Kim Sung Jin as a Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG HEAVY INDUSTRIES CO., LTD.
Ticker: 010140 Security ID: Y7474M106
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Jeong Jin-taek as Inside Director For For Management
2.2 Elect Yoon Jong-hyeon as Inside For For Management
Director
2.3 Elect Lee Gi-gwon as Outside Director For For Management
3 Elect Lee Gi-gwon as a Member of Audit For For Management
Committee
4 Elect Choi Gang-sik as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG HEAVY INDUSTRIES CO., LTD.
Ticker: 010140 Security ID: Y7474M106
Meeting Date: JUN 22, 2021 Meeting Type: Special
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reduction in Capital For For Management
2.1 Amend Articles of Incorporation For For Management
(Authorized Capital)
2.2 Amend Articles of Incorporation For For Management
(Change in Par Value per Share)
2.3 Amend Articles of Incorporation For For Management
(Miscellaneous)
--------------------------------------------------------------------------------
SAMSUNG LIFE INSURANCE CO., LTD.
Ticker: 032830 Security ID: Y74860100
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1.1 Elect Kang Yoon-gu as Outside Director For For Management
2.1.2 Elect Cho Bae-suk as Outside Director For For Management
2.2.1 Elect Jang Deok-hui as Inside Director For For Management
3 Elect Cho Bae-suk as a Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG SDI CO., LTD.
Ticker: 006400 Security ID: Y74866107
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Jang Hyeok as Inside Director For For Management
2.2 Elect Kim Jong-seong as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG SDS CO., LTD.
Ticker: 018260 Security ID: Y7T72C103
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Hwang Sungwoo as Inside Director For For Management
2.2 Elect Koo Hyeong-jun as Inside Director For For Management
3 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SAMSUNG SECURITIES CO., LTD.
Ticker: 016360 Security ID: Y7486Y106
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Elect Lim Jong-ryong as Outside For For Management
Director
2.2 Elect Chang Seok-hoon as Inside For Against Management
Director
3 Elect Lim Jong-ryong as a Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SANAN OPTOELECTRONICS CO. LTD.
Ticker: 600703 Security ID: Y7478M102
Meeting Date: JUL 02, 2020 Meeting Type: Special
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Project Investment For For Management
and Construction Contract
2 Approve Authorization of the Company's For For Management
Management to Handle All Matters
Related to the Project Investment and
Construction Contract
--------------------------------------------------------------------------------
SANAN OPTOELECTRONICS CO. LTD.
Ticker: 600703 Security ID: Y7478M102
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lin Zhiqiang as Non-Independent For For Management
Director
1.2 Elect Ren Kai as Non-Independent For For Management
Director
1.3 Elect Lin Kechuang as Non-Independent For For Management
Director
1.4 Elect Wei Daman as Non-Independent For For Management
Director
1.5 Elect Lin Zhidong as Non-Independent For For Management
Director
2.1 Elect Huang Xingluan as Independent For For Management
Director
2.2 Elect Mu Zhirong as Independent For For Management
Director
2.3 Elect Kang Junyong as Independent For For Management
Director
3.1 Elect Fang Chongpin as Supervisor For For Shareholder
3.2 Elect Lv Yumei as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SANAN OPTOELECTRONICS CO. LTD.
Ticker: 600703 Security ID: Y7478M102
Meeting Date: OCT 26, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Authorization of Board to For For Management
Handle All Related Matters
3 Approve Appointment of Auditor and For For Management
Internal Control Auditor as well as
Payment of Remuneration
--------------------------------------------------------------------------------
SANAN OPTOELECTRONICS CO. LTD.
Ticker: 600703 Security ID: Y7478M102
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor and For For Management
Internal Control Auditor as well as
Payment of Remuneration
7 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SANAN OPTOELECTRONICS CO. LTD.
Ticker: 600703 Security ID: Y7478M102
Meeting Date: JUN 17, 2021 Meeting Type: Special
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Finance Lease and Related For For Management
Party Transaction
2 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
SANGFOR TECHNOLOGIES, INC.
Ticker: 300454 Security ID: Y7496N108
Meeting Date: SEP 01, 2020 Meeting Type: Special
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
4 Amend Articles of Association For For Shareholder
5 Approve Merger by Absorption For For Shareholder
6 Approve Increase of Provision of Loan For For Shareholder
to Employees
--------------------------------------------------------------------------------
SANGFOR TECHNOLOGIES, INC.
Ticker: 300454 Security ID: Y7496N108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Use of Idle Own Funds for Cash For Against Management
Management
8 Approve Appointment of Auditor For For Management
9 Approve Allowance of Independent For For Management
Directors
10 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
11 Approve Amendments to Articles of For For Management
Association
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
14 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
15 Approve Supplementary Amendments to For For Shareholder
Rules and Procedures Regarding
Meetings of Board of Directors
16 Approve Supplementary Amendments to For For Shareholder
Rules and Procedures Regarding
Meetings of Board of Supervisors
17 Approve Supplementary Amendments to For For Shareholder
Rules and Procedures Regarding General
Meetings of Shareholders
18 Amend External Investment Management For For Shareholder
Method
--------------------------------------------------------------------------------
SANLAM LTD.
Ticker: SLM Security ID: S7302C137
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 December 2020
2 Reappoint Ernst & Young Inc as Joint For For Management
Auditors with C du Toit as the
Individual and Designated Auditor
3 Reappoint KPMG Inc as Joint Auditors For For Management
4 Elect Nicolaas Kruger as Director For For Management
5.1 Re-elect Mathukana Mokoka as Director For For Management
5.2 Re-elect Karabo Nondumo as Director For For Management
5.3 Re-elect Johan van Zyl as Director For For Management
6.1 Re-elect Paul Hanratty as Director For For Management
6.2 Elect Abigail Mukhuba as Director For For Management
7.1 Re-elect Andrew Birrell as Member of For For Management
the Audit Committee
7.2 Elect Nicolaas Kruger as Member of the For For Management
Audit Committee
7.3 Re-elect Mathukana Mokoka as Member of For For Management
the Audit Committee
7.4 Re-elect Kobus Moller as Member of the For For Management
Audit Committee
7.5 Re-elect Karabo Nondumo as Member of For For Management
the Audit Committee
8.1 Approve Remuneration Policy For For Management
8.2 Approve Remuneration Implementation For Against Management
Report
9 Approve Remuneration of Executive For For Management
Directors and Non-executive Directors
for the Financial Year Ended 31
December 2020
10 Place Authorised but Unissued Shares For For Management
under Control of Directors
11 Authorise Board to Issue Shares for For For Management
Cash
12 Authorise Ratification of Approved For For Management
Resolutions
A Approve Remuneration of Non-executive For For Management
Directors for the Period 01 July 2021
until 30 June 2022
B Authorise Repurchase of Issued Share For For Management
Capital
C Approve Financial Assistance in Terms For For Management
of Section 44 of the Companies Act
D Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
--------------------------------------------------------------------------------
SANTANDER BANK POLSKA SA
Ticker: SPL Security ID: X0646L107
Meeting Date: MAR 22, 2021 Meeting Type: Annual
Record Date: MAR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Approve Financial Statements For For Management
6 Approve Consolidated Financial For For Management
Statements
7 Approve Management Board Report on For For Management
Company's and Group's Operations
8 Approve Allocation of Income and For For Management
Omission of Dividends
9.1 Approve Discharge of Michal Gajewski For For Management
(CEO)
9.2 Approve Discharge of Andrzej Burliga For For Management
(Deputy CEO)
9.3 Approve Discharge of Michael McCarthy For For Management
(Deputy CEO)
9.4 Approve Discharge of Patryk Nowakowski For For Management
(Management Board Member)
9.5 Approve Discharge of Juan de Porras For For Management
Aguirre (Deputy CEO)
9.6 Approve Discharge of Arkadiusz Przybyl For For Management
(Deputy CEO)
9.7 Approve Discharge of Carlos Polaino For For Management
Izquierdo (Management Board Member)
9.8 Approve Discharge of Maciej Reluga For For Management
(Management Board Member)
9.9 Approve Discharge of Dorota For For Management
Strojkowska (Management Board Member)
10 Approve Remuneration Report For Against Management
11 Approve Supervisory Board Report For For Management
12.1 Approve Discharge of Gerry Byrne For For Management
(Supervisory Board Chairman)
12.2 Approve Discharge of Dominika Bettman For For Management
(Supervisory Board Member)
12.3 Approve Discharge of Jose Garcia For For Management
Cantera (Supervisory Board Member)
12.4 Approve Discharge of Danuta Dabrowska For For Management
(Supervisory Board Member)
12.5 Approve Discharge of Isabel Guerreiro For For Management
(Supervisory Board Member)
12.6 Approve Discharge of David Hexter For For Management
(Supervisory Board Member)
12.7 Approve Discharge of Jose Luis De Mora For For Management
(Supervisory Board Deputy Chairman)
12.8 Approve Discharge of John Power For For Management
(Supervisory Board Member)
12.9 Approve Discharge of Jerzy Surma For For Management
(Supervisory Board Member)
12.10 Approve Discharge of Marynika For For Management
Woroszylska-Sapieha (Supervisory Board
Member)
13 Elect Supervisory Board Member For Against Management
14 Elect Chairman of Supervisory Board For Against Management
15 Approve Terms of Remuneration of Newly For Against Management
Elected Supervisory Board Member;
Amend Jun. 22, 2020, AGM, Resolution
Re: Approve Terms of Remuneration of
Supervisory Board Members
16 Receive Information on Proposal of None None Management
Polish Financial Supervision Authority
Re: Mortgage Loans
17 Amend Statute For For Management
18 Receive Information on Amendments of None None Management
Policy on Assessment of Suitability of
Supervisory Board Members
19 Close Meeting None None Management
--------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO., LTD.
Ticker: 600031 Security ID: Y75268105
Meeting Date: SEP 04, 2020 Meeting Type: Special
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Establishment and
Application for the Issuance of
Accounts Receivable Asset-backed
Securities (ABS)
2 Approve Establishment of Sanyi Jinpiao For Against Shareholder
Supply Chain Collective Fund Trust Plan
--------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO., LTD.
Ticker: 600031 Security ID: Y75268105
Meeting Date: DEC 14, 2020 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in 2020 Mortgage and For For Management
Financial Leasing Quota and 2021
Forecast Mortgage and Financing
Leasing Business
2 Approve Carry Out Deposit, Loan and For For Management
Financial Management in Related Banks
3 Approve Related Party Transaction For For Management
4 Approve Provision of Guarantee For Against Management
5 Approve Employee Share Purchase Plan For For Management
6 Approve Management Method of Employee For For Management
Share Purchase Plan
7 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
--------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO., LTD.
Ticker: 600031 Security ID: Y75268105
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration Assessment Plan For For Management
of Directors and Supervisors
7 Approve Application of Bank Credit For For Management
Lines
8 Approve Daily Related Party Transaction For For Management
9 Approve Related Party Transaction in For Against Management
Connection to Establishment of Sanyi
Jinpiao Supply Chain Collective Fund
Trust Plan
10 Approve to Appoint Auditor For For Management
11 Approve Financial Derivates Business For For Management
12 Approve Use of Idle Own Funds for For Against Management
Financial Products
13 Approve Report of the Independent For For Management
Directors
--------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO., LTD.
Ticker: 600031 Security ID: Y75268105
Meeting Date: JUN 18, 2021 Meeting Type: Special
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Issuance of Debt Financing For For Management
Instruments
3 Approve Financial Leasing Business For For Management
4 Approve Provision of Financing For For Management
Guarantee to Controlled Subsidiary and
Related Transaction
5 Approve Provision of Guarantee to For For Management
Wholly-owned Subsidiary
6 Approve Employee Share Purchase Plan For For Management
and Its Summary
7 Approve Management Method of Employee For For Management
Share Purchase Plan
8 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
9 Approve Provision of Guarantee for For For Shareholder
Wholly-owned Overseas Subsidiary
--------------------------------------------------------------------------------
SASOL LTD.
Ticker: SOL Security ID: 803866102
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Colin Beggs as Director For For Management
1.2 Re-elect Nomgando Matyumza as Director For For Management
1.3 Re-elect Moses Mkhize as Director For For Management
1.4 Re-elect Mpho Nkeli as Director For For Management
1.5 Re-elect Stephen Westwell as Director For Against Management
2 Elect Kathy Harper as Director For For Management
3 Reappoint PricewaterhouseCoopers Inc. For For Management
as Auditors
4.1 Re-elect Colin Beggs as Member of the For For Management
Audit Committee
4.2 Elect Kathy Harper as Member of the For For Management
Audit Committee
4.3 Re-elect Trix Kennealy as Member of For For Management
the Audit Committee
4.4 Re-elect Nomgando Matyumza as Member For For Management
of the Audit Committee
4.5 Re-elect Stephen Westwell as Member of For For Management
the Audit Committee
5 Approve Remuneration Policy For For Management
6 Approve Implementation Report of the For Against Management
Remuneration Policy
7 Approve Remuneration of Non-Executive For For Management
Directors
8 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
--------------------------------------------------------------------------------
SASOL LTD.
Ticker: SOL Security ID: 803866102
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Transaction Material Agreements as a
Category 1 Transaction in Terms of the
JSE Listings Requirements
2 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
SAUDI AIRLINES CATERING CO.
Ticker: 6004 Security ID: M8234B102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
7 Approve Remuneration of Directors of For For Management
SAR 3,793,424 for FY 2020
8 Approve Related Party Transactions For For Management
with Newrest Holding Group Re:
Performance of Consultancy and
Administrative Services, Supply of
Manpower Support Services and Leasing
Relationships for Administrative
Offices for Strategic Catering Company
9 Approve Related Party Transactions For For Management
with Newrest Holding Group Re:
Performance of Consultancy and
Administrative Services, Supply of
Manpower Support Services and Leasing
Relationships for Administrative
Offices for Strategic Catering Company
10 Approve Related Party Transactions For For Management
with Strategic Catering Company Re:
Leasing Relationship for
Administrative Offices
11 Approve Related Party Transactions For For Management
with Al Hokair Holding Group Re:
Performance of Several Lease
Agreements of Retail Stores
--------------------------------------------------------------------------------
SAUDI ARABIAN FERTILIZER CO.
Ticker: 2020 Security ID: M8T36M107
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capital Increase for Up to For For Management
14.25% of Issued Share Capital in
Relation to the Acquisition of SABIC
Agri Nutrients Investment Company From
The Saudi Basic Industries Corp
2 Approve Change of Company Name to For For Management
SABIC Agri Nutrients
3 Amend Article 1 of Bylaws Re: For For Management
Company's Name
4 Amend Article 5 of Bylaws Re: Capital For For Management
Increase
5 Amend Article 6 of Bylaws Re: For For Management
Subscription of Shares
6 Amend Article 16 of Bylaws Re: For For Management
Financing Instruments and Sukuk
7 Amend Article 17 of Bylaws Re: Company For For Management
Management
8 Amend Article 19 of Bylaws Re: Board For For Management
Vacancy
9 Amend Article 20 of Bylaws Re: Board For For Management
Powers
10 Amend Article 24 of Bylaws Re: Board For For Management
Meetings Quorum
11 Amend Article 30 of Bylaws Re: General For For Management
Meetings Attendance
12 Amend Article 34 of Bylaws Re: Holding For For Management
of General Meetings
13 Approve Additional Remuneration of For For Management
Auditors in Relation to the
Acquisition and Q2, Q3 and Q4 of FY
2020 and Q1 of FY 2021
14 Amend Remuneration and Nomination For For Management
Committee Charter
--------------------------------------------------------------------------------
SAUDI ARABIAN MINING CO.
Ticker: 1211 Security ID: M8236Q107
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mussaed Al Ouhali as Director For For Management
2.1 Elect Yassir Al Ramyan as Director None For Management
2.2 Elect Khalid Al Mudeifir as Director None For Management
2.3 Elect Richard O'Brien as Director None For Management
2.4 Elect Samuel Walsh as Director None Abstain Management
2.5 Elect Ganesh Kishore as Director None Abstain Management
2.6 Elect Mohammed Al Qahtani as Director None Abstain Management
2.7 Elect Mussaed Al Ouhali as Director None For Management
2.8 Elect Suleiman Al Quiez as Director None For Management
2.9 Elect Abdulazeez Al Jarbouaa as None For Management
Director
2.10 Elect Abdullah Al Doussari as Director None For Management
2.11 Elect Nabeelah Al Tunisi as Director None For Management
2.12 Elect Abdullah Al Fifi as Director None For Management
2.13 Elect Yahia Al Shinqiti as Director None Abstain Management
2.14 Elect Sameer Haddad as Director None Abstain Management
2.15 Elect Mohammed Al Ghamdi as Director None Abstain Management
2.16 Elect Fahad Al Shamri as Director None Abstain Management
2.17 Elect Hussam Al Deen Sadaqah as None For Management
Director
2.18 Elect Abdulwahab Abu kweek as Director None Abstain Management
2.19 Elect Ghassan Kashmiri as Director None Abstain Management
2.20 Elect Ahmed Murad as Director None Abstain Management
2.21 Elect Mohammed Al Anzi as Director None Abstain Management
2.22 Elect Abdullah Al Husseini as Director None Abstain Management
2.23 Elect Tariq Lenjawi as Director None Abstain Management
2.24 Elect Amr Khashaqji as Director None Abstain Management
2.25 Elect Hamad Al Fouzan as Director None Abstain Management
2.26 Elect Adil Hashim as Director None For Management
2.27 Elect Abdulazeez Al Habardi as Director None Abstain Management
2.28 Elect Abdulrahman Al Khayal as Director None Abstain Management
2.29 Elect Shakir Al Oteibi as Director None Abstain Management
2.30 Elect Mutlaq Al Anzi as Director None Abstain Management
2.31 Elect Abdulrahman Al Zahrani as None Abstain Management
Director
2.32 Elect Saad Al Haqeel as Director None Abstain Management
2.33 Elect Abdulrahman Badaoud as Director None Abstain Management
2.34 Elect Mohammed Al Suweid as Director None Abstain Management
3 Elect Members of Audit Committee and For For Management
Approve its Charter and the
Remuneration of Its Members
--------------------------------------------------------------------------------
SAUDI ARABIAN MINING CO.
Ticker: 1211 Security ID: M8236Q107
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Approve Absence of Dividends for FY For For Management
2020
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Remuneration of Directors for For For Management
FY 2020
7 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021 and FY 2022
8 Amend Audit Committee Charter For For Management
9 Amend Remuneration and Nomination For For Management
Committee Charter
10 Approve Remuneration Policy Re: For For Management
Directors, Committees and Management
--------------------------------------------------------------------------------
SAUDI BASIC INDUSTRIES CORP.
Ticker: 2010 Security ID: M8T36U109
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
5 Approve Dividends of SAR 1.50 per For For Management
Share for the First Half of FY 2020
6 Approve Dividends of SAR 1.50 per For For Management
Share for the Second Half of FY 2020
7 Amend Audit Committee Charter For Against Management
8 Elect Khalid Al Dabbagh as Director For For Management
9 Elect Ziyad Al Murshad as Director For For Management
10 Elect Olivier Thorel as Director For For Management
11 Approve Increase Size of Audit For For Management
Committee From 4 to 5 and Elect Salah
Al Hariqi as Member of Audit Committee
12 Approve Discharge of Directors for FY For For Management
2020
13 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
--------------------------------------------------------------------------------
SAUDI CEMENT CO.
Ticker: 3030 Security ID: M8235J112
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Annual
Statement of FY 2021 and Q1 of FY 2022
6 Approve Dividends of SAR 1.5 per Share For For Management
for First Half of FY 2020
7 Approve Dividends of SAR 2 per Share For For Management
for Second Half of FY 2020
8 Approve Remuneration of Directors of For For Management
SAR 5,089,304 for FY 2020
9 Approve Related Party Transactions Re: For For Management
United Cement Company
10 Approve Related Party Transactions Re: For For Management
Cement Industry Products Company Ltd
11 Approve Related Party Transactions Re: For For Management
Wataniya Insurance Company
12 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
13 Elect Salih Al Muhanna as Director For For Management
--------------------------------------------------------------------------------
SAUDI ELECTRICITY CO.
Ticker: 5110 Security ID: M8T51J104
Meeting Date: DEC 27, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Khalid Al Sultan as Director None Abstain Management
1.2 Elect Rashid Shareef as Director None Abstain Management
1.3 Elect Najm Al Zeid as Director None Abstain Management
1.4 Elect Issam Al Bayat as Director None Abstain Management
1.5 Elect Raed Al Rayis as Director None Abstain Management
1.6 Elect Nabeel Al Naeem as Director None Abstain Management
1.7 Elect Louai Bin Moussa as Director None Abstain Management
1.8 Elect Abdulkareem Al Ghamdi as Director None Abstain Management
1.9 Elect Khalid Al Houshan as Director None Abstain Management
1.10 Elect David Crane as Director None Abstain Management
1.11 Elect Abdulwahab Abou Kweek as Director None Abstain Management
1.12 Elect Fahad Bin Jumaah as Director None Abstain Management
1.13 Elect Mohammed Al Sakeet as Director None Abstain Management
1.14 Elect Mohammed Al Ghamdi as Director None Abstain Management
1.15 Elect Nadheer Khashaqji Director None Abstain Management
1.16 Elect Ahmed Murad as Director None Abstain Management
1.17 Elect Abdullah Al Husseini as Director None Abstain Management
1.18 Elect Muqrin Al Dalbahi as Director None Abstain Management
1.19 Elect Saad Al Haqeel as Director None Abstain Management
1.20 Elect Waleed Shukri as Director None Abstain Management
1.21 Elect Abdulmajeed Al Areeni as Director None Abstain Management
1.22 Elect Nouf Al Haqbani as Director None Abstain Management
1.23 Elect Abdulazeez Al Dreess as Director None Abstain Management
1.24 Elect Fahad Al Sameeh as Director None Abstain Management
1.25 Elect Khalid Al Nuweisir as Director None Abstain Management
1.26 Elect Mubarak Al Omani as Director None Abstain Management
1.27 Elect Fayiz Al Zaydi as Director None Abstain Management
1.28 Elect Noha Suleimani as Director None Abstain Management
1.29 Elect Abdulmajeed Al Bahrani as None Abstain Management
Director
1.30 Elect Mohammed Ba Dhareess as Director None Abstain Management
1.31 Elect Waleed Bamaarouf as Director None Abstain Management
1.32 Elect Abdulilah Al Sheikh as Director None Abstain Management
1.33 Elect Abdullah Al Miqbil as Director None Abstain Management
1.34 Elect Rana Al Humeidan as Director None Abstain Management
1.34 Elect Ali Al Maddah as Director None Abstain Management
1.36 Elect Ihssan Makhdoom as Director None Abstain Management
1.37 Elect Jihad Al Naqlah as Director None Abstain Management
1.38 Elect Fahad Al Shamri as Director None Abstain Management
1.39 Elect Fouad Al Shereibi as Director None Abstain Management
1.40 Elect Mansour Al Mudheifir as Director None Abstain Management
1,41 Elect Abdulrahman Al Suheibani as None Abstain Management
Director
1.42 Elect Omar Makharish as Director None Abstain Management
1.43 Elect Abdulrahman Al Areeni as Director None Abstain Management
1.44 Elect Salih Al Awaji as Director None Abstain Management
1.45 Elect Khalid Al Khudheiri as Director None Abstain Management
1.46 Elect Thamir Al Wadee as Director None Abstain Management
1.47 Elect Talal Al Moammar as Director None Abstain Management
1.48 Elect Saad Al Dakheel as Director None Abstain Management
1.49 Elect Ali Al Omran as Director None Abstain Management
1.50 Elect Haytham Al Zeid as Director None Abstain Management
1.51 Elect Haytham Al Seef as Director None Abstain Management
1.52 Elect Salih Al Yami as Director None Abstain Management
1.53 Elect Nada Al Harthi as Director None Abstain Management
1.54 Elect Yazeed Al Subaie as Director None Abstain Management
2 Approve Treatment of the Profits of For For Management
the Saudi Arabian Oil Company As a
Debt in Favor to The Ministry of
Finance
3 Approve Establishing and Allocating a For For Management
Reserve in Relation to the Speculative
Agreement with The Ministry of Finance
4 Authorize Board to Transfer from For For Management
Remaining Company Earnings to
Establish a New Reserve
5 Authorize Board to Use the Newly For For Management
Established Reserve
--------------------------------------------------------------------------------
SAUDI ELECTRICITY CO.
Ticker: 5110 Security ID: M8T51J104
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Members of Audit Committee, For For Management
Approve its Charter and Remuneration
of Its Members
2 Approve Related Party Transactions Re: For For Management
The National Commercial Bank
3 Approve Related Party Transactions Re: For For Management
Gulf International Bank
--------------------------------------------------------------------------------
SAUDI ELECTRICITY CO.
Ticker: 5110 Security ID: M8T51J104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Approve Dividends of SAR 0.70 per For For Management
Share for FY 2020
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Remuneration of Directors of For For Management
SAR 892,500 for FY 2020
7 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
8 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
9 Amend Nomination and Remuneration For For Management
Committee Charter
10 Approve the Increase of the Audit For For Management
Committee Size from 4 to 5 Members by
Appointing Amr Kurdi as Audit
Committee Member
11 Approve Related Party Transactions Re: For For Management
GCC Electrical Testing Laboratory
--------------------------------------------------------------------------------
SAUDI INDUSTRIAL INVESTMENT GROUP
Ticker: 2250 Security ID: M8235U117
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Approve Dividends of SAR 1 per Share For For Management
for FY 2020
6 Approve Remuneration of Directors of For For Management
SAR 1,800,000 for FY 2020
7 Elect Thamir Al Hamoud as Director For For Management
8 Elect Abdulrahman Al Rajhi as Members For For Management
of Audit Committee
9 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
10.1 Elect Ahmed Murad as Director None Abstain Management
10.2 Elect Ahmed Khogeer as Director None Abstain Management
10.3 Elect Ahmed Al Madani as Director None Abstain Management
10.4 Elect Asma Hamdan as Director None Abstain Management
10.5 Elect Bandar Al Ghafees as Director None Abstain Management
10.6 Elect Jalban Al Jalban as Director None Abstain Management
10.7 Elect Wael Al Bassam as Director None Abstain Management
10.8 Elect Hamad Al Sayari as Director None Abstain Management
10.9 Elect Tariq Al Rasheed as Director None Abstain Management
10.10 Elect Talal Al Moammar as Director None Abstain Management
10.11 Elect Youssef Al Rajhi as Director None Abstain Management
10.12 Elect Majid Al Suweigh as Director None Abstain Management
10.13 Elect Mujtaba Al Khuneizi as Director None Abstain Management
10.14 Elect Mohammed Al Maashouq as Director None Abstain Management
10.15 Elect Mohammed Al Shamri as Director None Abstain Management
10.16 Elect Mohammed Al Ghamdi as Director None Abstain Management
10.17 Elect Mussaab Al Jaeed as Director None Abstain Management
10.18 Elect Moqead Al Oteibi as Director None Abstain Management
10.19 Elect Nabeel Al Mubarak as Director None Abstain Management
10.20 Elect Nael Faiyz as Director None Abstain Management
10.21 Elect Sultan Qaramish as Director None Abstain Management
10.22 Elect Sultan Ibrahim as Director None Abstain Management
10.23 Elect Suleiman Al Quweiz as Director None Abstain Management
10.24 Elect Saad Al Haqeel as Director None Abstain Management
10.25 Elect Saad Al Ruweite as Director None Abstain Management
10.26 Elect Saoud Al Arifi as Director None Abstain Management
10.27 Elect Adil Al Qureishi as Director None Abstain Management
10.28 Elect Abdulazeez Al Sudeis as Director None Abstain Management
10.29 Elect Abdulazeez Al Anbar as Director None Abstain Management
10.30 Elect Abdullah Al Husseini as Director None Abstain Management
10.31 Elect Abdulrahman Al Khayal as Director None Abstain Management
10.32 Elect Abdulrahman Al Rajhi as Director None Abstain Management
10.33 Elect Azeez Al Qahtani as Director None Abstain Management
10.34 Elect Amr Kurdi as Director None Abstain Management
10.35 Elect Fahad Al Shamri as Director None Abstain Management
10.36 Elect Fahad Al Maaekil as Director None Abstain Management
10.37 Elect Farraj Abou Thneen as Director None Abstain Management
10.38 Elect Salih Al Shabnan as Director None Abstain Management
10.39 Elect Salih Al Husseini as Director None Abstain Management
10.40 Elect Raad Al Qahtani as Director None Abstain Management
10.41 Elect Thamir Al Wadee as Director None Abstain Management
10.42 Elect Thamir Al Hamoud as Director None Abstain Management
10.43 Elect Khalid Al Hajjaj as Director None Abstain Management
10.44 Elect Khalid Al Suleiman as Director None Abstain Management
10.45 Elect Khalid Al Khudheiri as Director None Abstain Management
11 Elect Members of Audit Committee, For For Management
Approve its Charter and Remuneration
of Its Members
12 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
--------------------------------------------------------------------------------
SAUDI KAYAN PETROCHEMICAL CO.
Ticker: 2350 Security ID: M82585106
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3 and Q4 of FY
2021 and Q1 of FY 2022
5 Approve Discharge of Directors for FY For For Management
2021
6 Approve Remuneration of Directors of For For Management
SAR 1,400,000 for FY 2020
7.1 Elect Ahmed Abou Talaf as Director None Abstain Management
7.2 Elect Ahmed Al Madani as Director None Abstain Management
7.3 Elect Ahmed Murad as Director None Abstain Management
7.4 Elect Bashar Kayyali as Director None Abstain Management
7.5 Elect Khalid Al Khudhari as Director None Abstain Management
7.6 Elect Tariq Al Anqari as Director None Abstain Management
7.7 Elect Talal Al Moammar as Director None Abstain Management
7.8 Elect Abdulazeez Al Sudeis as Director None Abstain Management
7.9 Elect Abdullah Barakat as Director None Abstain Management
7.10 Elect Abdullah Al Harbi as Director None Abstain Management
7.11 Elect Omar Mukharesh as Director None Abstain Management
7.12 Elect Ahad Ouweidhah as Director None Abstain Management
7.13 Elect Majid Al Suweigh as Director None Abstain Management
7.14 Elect Mohammed Al Moammar as Director None Abstain Management
7.15 Elect Hani Al Zeid as Director None Abstain Management
7.16 Elect Ahmed Al Sheikh as Director None Abstain Management
7.17 Elect Mohammed Al Zahrani as Director None Abstain Management
7.18 Elect Waleed Al Shalfan as Director None Abstain Management
7.19 Elect Khalid Al Qarni as Director None Abstain Management
8 Elect Members of Audit Committee, For Against Management
Approve its Charter and Remuneration
of Its Members
--------------------------------------------------------------------------------
SAUDI NATIONAL BANK
Ticker: 1180 Security ID: M7S2CL107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Dividends of SAR 0.80 per For For Management
Share for FY 2020
5 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
6 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
7 Approve Remuneration of Directors of For For Management
SAR 4,850,000 for FY 2020
8 Approve Discharge of Directors for FY For For Management
2020
9 Elect Ammar Al Khudheiri as Director For For Management
10 Elect Yazeed Al Humeid as Director For For Management
11 Amend the Policy, Criteria, and For For Management
Procedures for Nomination to the
Membership of the Board
12 Amend Directors and Committees For For Management
Remuneration Policy
13 Allocate 3,241,313 Shares from the For Against Management
Treasury Shares which Resulted from
the Merger Transaction to the
Executive Employees Incentive Plan
14.1 Elect Ibrahim Al Moaajil as Director None Abstain Management
14.2 Elect Ahmed Khogeer as Director None Abstain Management
14.3 Elect Ahmed Murad as Director None Abstain Management
14.4 Elect Al Waleed Al Sheikh as Director None Abstain Management
14.5 Elect Anees Moamina as Director None Abstain Management
14.6 Elect Khalid Al Suweilim as Director None Abstain Management
14.7 Elect Rashid Shareef as Director None Abstain Management
14.8 Elect Ziad Al Tunisi as Director None Abstain Management
14.9 Elect Zeid Al Quweiz as Director None Abstain Management
14.10 Elect Saoud Al Juhani as Director None Abstain Management
14.11 Elect Saeed Al Ghamdi as Director None For Management
14.12 Elect Sultan Abdulsalam as Director None Abstain Management
14.13 Elect Sultan Garamish as Director None Abstain Management
14.14 Elect Sheila Al Ruweili as Director None Abstain Management
14.15 Elect Abdulrahman Al Oudan as Director None Abstain Management
14.16 Elect Abdullah Al Ruweiss as Director None Abstain Management
14.17 Elect Ammar Al Khudheiri as Director None Abstain Management
14.18 Elect Ghassan Kashmeeri as Director None Abstain Management
14.19 Elect Fahad Al Huweimani as Director None Abstain Management
14.20 Elect Mujtaba Al Khaneezi as Director None Abstain Management
14.21 Elect Nabeel Koshak as Director None Abstain Management
14.22 Elect Waleed Abanmi as Director None Abstain Management
14.23 Elect Yazeed Al Humeid as Director None Abstain Management
15 Elect Members of Audit Committee, For Against Management
Approve its Charter and Remuneration
of Its Members
16 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
17 Approve Related Party Transactions For For Management
with Bupa Arabia for Cooperative
Insurance Company
18 Approve Related Party Transactions For For Management
with ELM Information Security Company
19 Approve Related Party Transactions For For Management
with Saudi Credit Bureau Company
20 Approve Related Party Transactions For For Management
with Saudi Telecom Company Re: Renewal
of the Bulk SMS Contract
21 Approve Related Party Transactions For For Management
with Saudi Telecom Company Re: Renewal
of Microsoft License Agreement
22 Approve Related Party Transactions For For Management
with Saudi Telecom Company Re: Renewal
of Arbor Cloud for DDoS
23 Approve Related Party Transactions For For Management
with Saudi Telecom Company Re: Renewal
of the IP VPN Services
24 Approve Related Party Transactions For For Management
with Saudi Telecom Company Re: Renewal
of POS Communication Network
25 Approve Related Party Transactions For For Management
with Saudi Telecom Company Re: Rental
Contract of Four Multiple Automated
Teller Machine Locations
26 Approve Related Party Transactions For For Management
with Saudi Telecom Company Re: Rental
Contract of Seven Multiple Automated
Teller Machine Locations
27 Approve Related Party Transactions For For Management
with Panda Retail Company
28 Approve Related Party Transactions For Against Management
with Saudi Arabian Military Industries
Company
29 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Agreement for
Digital Vision Program
30 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Agreement to
Provide Consulting Services Related to
Al Ahli Esnad
31 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Signing a
Consultancy Services Agreement to
Support the Merger Project with Samba
for IT Integration
32 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Agreement for
NCB Mobile App Performance Remediation
33 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Agreement for
Support Services for NCBC's Charles
River System
34 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Consultancy
Services related to the Bank's Data
Strategy
35 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Signing an
Agreement for Digital Vision Program
Additional Scope
36 Approve Related Party Transactions For For Management
with Saudi Accenture Re: Signing an
Agreement for IT Integration Program
NCB Samba Merger
37 Approve Related Party Transactions For For Management
with Etihad Etisalat Company
38 Approve Related Party Transactions For For Management
with Al khaleej Training and Education
--------------------------------------------------------------------------------
SAUDI NATIONAL BANK
Ticker: 1180 Security ID: M7S2CL107
Meeting Date: JUN 28, 2021 Meeting Type: Ordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Increase of the Audit For For Management
Committee Size from 4 to 5 Members by
Appointing Abdullah Al Ruweiss as
Audit Committee Member
--------------------------------------------------------------------------------
SAUDI TELECOM CO.
Ticker: 7010 Security ID: M8T596104
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
3 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
4 Amend Article 17 of Bylaws Re: Board For For Management
of Director
5.1 Elect Talal Al Moammar as Director None Abstain Management
5.2 Elect Yassir Al Harbi as Director None Abstain Management
5.3 Elect Thamir Al Wadee as Director None Abstain Management
5.4 Elect Sultan Garamish as Director None Abstain Management
5.5 Elect Mohammed Al Ghamdi as Director None Abstain Management
5.6 Elect Ahmed Murad as Director None Abstain Management
5.7 Elect Abdullah Al Haseeni as Director None Abstain Management
5.8 Elect Mohammed Al Nahas as Director None Abstain Management
5.9 Elect Amr Kurdi as Director None Abstain Management
5.10 Elect Ahmed Khogeer as Director None Abstain Management
5.11 Elect Ahmed Al Omran as Director None Abstain Management
5.12 Elect Fahad Al Shueibi as Director None Abstain Management
5.13 Elect Mujtaba Al Khaneezi as Director None Abstain Management
5.14 Elect Fahad Al Huweimani as Director None Abstain Management
5.15 Elect Abdullah Al Sheikh as Director None Abstain Management
5.16 Elect Nabeel Koshak as Director None Abstain Management
5.17 Elect Abdullah Abou Al Kheir as None Abstain Management
Director
5.18 Elect Riyadh Najm as Director None Abstain Management
5.19 Elect Majid Al Suweigh as Director None Abstain Management
5.20 Elect Mohammed Al Feisal as Director None Abstain Management
5.21 Elect Waleed Shukri as Director None Abstain Management
5.22 Elect Hussam Al Suweilim as Director None Abstain Management
5.23 Elect Huda Al Ghoson as Director None Abstain Management
5.24 Elect Abdullah Al Aboudi as Director None Abstain Management
5.25 Elect Salman Al kahldi as Director None Abstain Management
5.26 Elect Sara Al Suheimi as Director None Abstain Management
5.27 Elect Bassim Al Saloum as Director None Abstain Management
5.28 Elect Abdulazeez Abdulwahab as Director None Abstain Management
5.29 Elect Sanjay Kapoor as Director None Abstain Management
5.30 Elect Khalid Biyari as Director None Abstain Management
5.31 Elect Arndt Rautenberg as Director None Abstain Management
5.32 Elect Rania Nashar as Director None Abstain Management
5.33 Elect Yazeed Al Hameed as Director None Abstain Management
5.34 Elect Jameel Al Milhim as Director None Abstain Management
5.35 Elect Oussama Al Khiyari as Director None Abstain Management
6 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
7 Approve Additional Dividends of SAR 1 For For Management
per Share for FY 2020 and the Total of
Dividend will be SAR 5 per Share for
FY 2020
8 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
9 Approve Related Party Transactions Re: For For Management
Masdr Company
10 Approve Remuneration of Directors of For For Management
SAR 4,425,000 for FY 2020
--------------------------------------------------------------------------------
SAUDI TELECOM CO.
Ticker: 7010 Security ID: M8T596104
Meeting Date: JUN 01, 2021 Meeting Type: Ordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Members of Audit Committee, For For Management
Approve its Charter and Remuneration
of Its Members
2 Amend Audit Committee Charter For For Management
--------------------------------------------------------------------------------
SAVOLA GROUP
Ticker: 2050 Security ID: M8237G108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports for
FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Approve Remuneration of Directors of For For Management
SAR 2,200,000 for FY 2020
6 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021, FY 2022, and Q1
of FY 2023
7 Approve Dividends of SAR 0.75 per For For Management
Share for FY 2020
8 Authorize Share Repurchase Program Up For Against Management
to 1,200,000 Shares as Treasury Shares
and to be Allocated to Employees' Long
Term Incentive Plan and Authorize the
Board to Execute Approved Resolution
9 Elect Tariq Al Qaraawi as Member of For For Management
Audit Committee
10 Approve Corporate Social For For Management
Responsibility Policy
11 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and
Almarai Company
12 Approve Related Party Transactions Re: For For Management
Between United Sugar Company and
Almarai Company
13 Approve Related Party Transactions Re: For For Management
Between International Food Industries
Co and Almarai Company
14 Approve Related Party Transactions Re: For For Management
Between Afia International Company and
Almarai Company
15 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Mayar
Foods Company
16 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Del
Monte Saudi Arabia Company
17 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Del
Monte Saudi Arabia Company
18 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and
Nestle Saudi Arabia Limited
19 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Al
Manhal Water Factory Co. Ltd.
20 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Abdul
Qader AlMuhaidib & Sons Co.
21 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Al
Mahbaj Al Shamia Trading Company
22 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Waste
Collection and Recycling Company Ltd
23 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and
Zohoor Alreef Company
24 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and
Aljazirah Dates and Food Factory
25 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Herfy
Food Services Company
26 Approve Related Party Transactions Re: For For Management
Between Afia International Company and
Herfy Food Services Company
27 Approve Related Party Transactions Re: For For Management
Between United Sugar Company and Herfy
Food Services Company
28 Approve Related Party Transactions Re: For For Management
Between International Food Industries
Co and Herfy Food Services Company
29 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Dur
Hospitality
30 Approve Related Party Transactions Re: For For Management
Between Panda Retail Company and Kinan
International
--------------------------------------------------------------------------------
SBERBANK RUSSIA PJSC
Ticker: SBER Security ID: X76317100
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of RUB 18.70 per Ordinary
Share and RUB 18.70 per Preferred Share
3 Ratify PricewaterhouseCoopers as For For Management
Auditor
4.1 Elect Esko Tapani Aho as Director None For Management
4.2 Elect Leonid Boguslavskii as Director None For Management
4.3 Elect Herman Gref as Director None Against Management
4.4 Elect Bella Zlatkis as Director None Against Management
4.5 Elect Sergei Ignatev as Director None Against Management
4.6 Elect Mikhail Kovalchuk as Director None Against Management
4.7 Elect Vladimir Kolychev as Director None Against Management
4.8 Elect Nikolai Kudriavtsev as Director None For Management
4.9 Elect Aleksandr Kuleshov as Director None For Management
4.10 Elect Gennadii Melikian as Director None For Management
4.11 Elect Maksim Oreshkin as Director None Against Management
4.12 Elect Anton Siluanov as Director None Against Management
4.13 Elect Dmitrii Chernyshenko as Director None Against Management
4.14 Elect Nadya Wells as Director None For Management
5 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors,
Executives, and Company
6 Amend Charter For For Management
--------------------------------------------------------------------------------
SBERBANK RUSSIA PJSC
Ticker: SBER Security ID: X76317100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of RUB 18.70 per Ordinary
Share and RUB 18.70 per Preferred Share
3 Ratify PricewaterhouseCoopers as For For Management
Auditor
4.1 Elect Esko Tapani Aho as Director None For Management
4.2 Elect Natalie Alexandra Braginsky None For Management
Mounier as Director
4.3 Elect Herman Gref as Director None Against Management
4.4 Elect Bella Zlatkis as Director None Against Management
4.5 Elect Sergei Ignatev as Director None Against Management
4.6 Elect Mikhail Kovalchuk as Director None Against Management
4.7 Elect Vladimir Kolychev as Director None Against Management
4.8 Elect Nikolai Kudriavtsev as Director None For Management
4.9 Elect Aleksandr Kuleshov as Director None For Management
4.10 Elect Gennadii Melikian as Director None Against Management
4.11 Elect Maksim Oreshkin as Director None Against Management
4.12 Elect Anton Siluanov as Director None Against Management
4.13 Elect Dmitrii Chernyshenko as Director None Against Management
4.14 Elect Nadya Wells as Director None Against Management
5 Approve New Edition of Charter For For Management
6 Approve Related-Party Transaction Re: For For Management
Liability Insurance for Directors,
Executives, and Company
7 Approve Remuneration of Directors For For Management
8 Amend Regulations on Remuneration of For For Management
Directors
--------------------------------------------------------------------------------
SBI LIFE INSURANCE COMPANY LIMITED
Ticker: 540719 Security ID: Y753N0101
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve S K Patodia & Associates, For For Management
Chartered Accountants and S C Bapna &
Associates, Chartered Accountants as
Joint Statutory Auditors and Authorize
Board to Fix Their Remuneration
3 Approve Appointment and Remuneration For For Management
of Mahesh Kumar Sharma as Managing
Director and Chief Executive Officer
4 Reelect Deepak Amin as Director For For Management
5 Elect Sunita Sharma as Director For For Management
6 Elect Ashutosh Pednekar as Director None None Management
7 Elect Narayan K. Seshadri as Director For For Management
--------------------------------------------------------------------------------
SDIC CAPITAL CO., LTD.
Ticker: 600061 Security ID: Y8045P107
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
SDIC CAPITAL CO., LTD.
Ticker: 600061 Security ID: Y8045P107
Meeting Date: DEC 16, 2020 Meeting Type: Special
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Auditor For For Management
--------------------------------------------------------------------------------
SDIC CAPITAL CO., LTD.
Ticker: 600061 Security ID: Y8045P107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors and For For Management
Supervisors
7 Approve Daily Related-Party Transaction For Against Management
8 Approve Credit Line Application For For Management
9 Approve Guarantee For For Management
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO., LTD.
Ticker: 600886 Security ID: Y3746G100
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO., LTD.
Ticker: 600886 Security ID: Y3746G100
Meeting Date: AUG 11, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
3 Approve Extension of Validity Period For For Management
of GDR Issuance and Listing on London
Stock Exchange
4 Approve Extension of Authorization of For For Management
the Board on GDR Issuance and Listing
on London Stock Exchange
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
(Revised Draft)
8 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
(Revised Draft)
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO., LTD.
Ticker: 600886 Security ID: Y3746G100
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Work Report of the For For Management
Eleventh Board of Directors
Remuneration and Appraisal Committee
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO., LTD.
Ticker: 600886 Security ID: Y3746G100
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Wenping as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO., LTD.
Ticker: 600886 Security ID: Y3746G100
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO., LTD.
Ticker: 600886 Security ID: Y3746G100
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Medium-term Notes For For Management
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO., LTD.
Ticker: 600886 Security ID: Y3746G100
Meeting Date: MAY 06, 2021 Meeting Type: Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Xu Junli as Independent Director For For Management
--------------------------------------------------------------------------------
SDIC POWER HOLDINGS CO., LTD.
Ticker: 600886 Security ID: Y3746G100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Business Plan For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related Party For Against Management
Transactions
7 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SEAZEN GROUP LTD.
Ticker: 1030 Security ID: G7956A109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Wang Xiaosong as Director For For Management
3a2 Elect Zhang Shengman as Director For For Management
3a3 Elect Zhong Wei as Director For Against Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SEAZEN HOLDINGS CO. LTD.
Ticker: 601155 Security ID: Y267C9105
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
2.1 Approve Issue Scale and Manner For For Management
2.2 Approve Target Subscribers For For Management
2.3 Approve Bond Maturity For For Management
2.4 Approve Use of Proceeds For For Management
2.5 Approve Credit Enhancement Mechanism For For Management
2.6 Approve Safeguard Measures of Debts For For Management
Repayment
2.7 Approve Resolution Validity Period For For Management
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve Launch of Direct Financing For For Management
5 Approve Decrease in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
SEAZEN HOLDINGS CO. LTD.
Ticker: 601155 Security ID: Y267C9105
Meeting Date: MAR 23, 2021 Meeting Type: Special
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Resolution For For Management
Validity Period of Private Placement
of Shares
2 Approve Authorization of Board to For For Management
Handle All Related Matters of Private
Placement of Shares
3 Amend Articles of Association For For Management
4 Approve Loan Application For For Management
5 Approve Decrease in Capital for For For Management
Co-Investment Project Companies
--------------------------------------------------------------------------------
SEAZEN HOLDINGS CO. LTD.
Ticker: 601155 Security ID: Y267C9105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve to Appoint Auditor For For Management
6 Approve Profit Distribution For For Management
7 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
8 Approve Guarantee Plan For Against Management
9 Approve Investment Plan For Against Management
10.1 Elect Wang Xiaosong as Director For For Management
10.2 Elect Lyu Xiaoping as Director For For Management
10.3 Elect Liang Zhicheng as Director For For Management
10.4 Elect Qu Dejun as Director For For Management
11.1 Elect Chen Songxi as Director For For Management
11.2 Elect Chen Donghua as Director For For Management
11.3 Elect Xu Jiandong as Director For For Management
12.1 Elect Lu Zhongming as Supervisor For For Management
12.2 Elect Tang Guorong as Supervisor For For Management
--------------------------------------------------------------------------------
SEEGENE, INC.
Ticker: 096530 Security ID: Y7569K106
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For Against Management
3 Elect Cheon Jong-yoon as Inside For Against Management
Director
4 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
5 Authorize Board to Fix Remuneration of For Against Management
Internal Auditor(s)
6 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 Security ID: G8020E119
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Framework Agreement Between For Against Management
the Company and Semiconductor
Manufacturing North China (Beijing)
Corporation and SMNC Framework
Agreement Annual Caps
2 Approve Amendment Agreement Between For For Management
the Company and Semiconductor
Manufacturing South China Corporation
and SMSC Framework Agreement Revised
Annual Caps
3 Approve Centralized Fund Management For Against Management
Agreement Entered into Among the
Company, Semiconductor Manufacturing
International (Beijing) Corporation
and Semiconductor Manufacturing South
China Corporation and Centralized Fund
Management Agreement Annual Caps
4 Approve Framework Agreement Between For For Management
the Company and Sino IC Leasing Co.,
Ltd., and Sino IC Leasing Framework
Agreement Annual Caps
5 Approve Grant of Restricted Share For Against Management
Units to Zhou Zixue Under the 2014
Equity Incentive Plan
6 Approve Grant of Restricted Share For Against Management
Units to Zhao Haijun Under the 2014
Equity Incentive Plan
7 Approve Grant of Restricted Share For Against Management
Units to Liang Mong Song Under the
2014 Equity Incentive Plan
8 Approve Grant of Restricted Share For Against Management
Units to Gao Yonggang Under the 2014
Equity Incentive Plan
9 Approve Grant of Restricted Share For Against Management
Units to Chen Shanzhi Under the 2014
Equity Incentive Plan
10 Approve Grant of Restricted Share For Against Management
Units to William Tudor Brown Under the
2014 Equity Incentive Plan
11 Approve Grant of Restricted Share For Against Management
Units to Tong Guohua Under the 2014
Equity Incentive Plan
12 Approve Grant of Restricted Share For Against Management
Units to Cong Jingsheng Jason Under
the 2014 Equity Incentive Plan
--------------------------------------------------------------------------------
SEVERSTAL PAO
Ticker: CHMF Security ID: X7805W105
Meeting Date: AUG 28, 2020 Meeting Type: Special
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 15.44 For For Management
per Share for First Six Months of
Fiscal 2020
--------------------------------------------------------------------------------
SEVERSTAL PAO
Ticker: CHMF Security ID: X7805W105
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 37.34 For For Management
per Share for First Nine Months of
Fiscal 2020
--------------------------------------------------------------------------------
SEVERSTAL PAO
Ticker: CHMF Security ID: X7805W105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Aleksei Mordashov as Director None Against Management
1.2 Elect Aleksandr Shevelev as Director None Against Management
1.3 Elect Aleksei Kulichenko as Director None Against Management
1.4 Elect Anna Lvova as Director None Against Management
1.5 Elect Agnes Anna Ritter as Director None Against Management
1.6 Elect Philip John Dayer as Director None Against Management
1.7 Elect David Alun Bowen as Director None Against Management
1.8 Elect Veikko Sakari Tamminen as None For Management
Director
1.9 Elect Vladimir Mau as Director None For Management
1.10 Elect Aleksandr Auzan as Director None For Management
2 Approve Allocation of Income and For For Management
Dividends of RUB 36.27 per Share
3 Approve Interim Dividends of RUB 46.77 For For Management
per Share for First Quarter of Fiscal
2021
4 Ratify KPMG as Auditor For For Management
--------------------------------------------------------------------------------
SG MICRO CORP.
Ticker: 300661 Security ID: Y7679C101
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
5 Amend Related Party Transaction For For Management
Management System
6 Amend External Guarantee System For For Management
7 Amend Foreign Investment System For For Management
8 Amend Investor Relations Management For For Management
System
9 Amend Working System for Independent For For Management
Directors
10 Amend Management System of Raised Funds For For Management
11 Approve Formulation of Detailed Rules For For Management
for the Implementation of Online
Voting of the Shareholders General
Meeting
--------------------------------------------------------------------------------
SG MICRO CORP.
Ticker: 300661 Security ID: Y7679C101
Meeting Date: APR 19, 2021 Meeting Type: Special
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
SG MICRO CORP.
Ticker: 300661 Security ID: Y7679C101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Repurchase and Cancellation of For For Management
Performance Shares
8 Approve Amendments to Articles of For For Management
Association
9 Approve Use of Idle Own Funds for Cash For Against Management
Management
10 Approve Remuneration of Directors and For For Management
Supervisors
--------------------------------------------------------------------------------
SHAANXI COAL INDUSTRY CO., LTD.
Ticker: 601225 Security ID: Y7679D109
Meeting Date: AUG 13, 2020 Meeting Type: Special
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect He Bingqi as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHAANXI COAL INDUSTRY CO., LTD.
Ticker: 601225 Security ID: Y7679D109
Meeting Date: JAN 07, 2021 Meeting Type: Special
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shareholder Return Plan For For Management
2 Approve Renewal of Bank Credit and For For Management
Provision of Guarantee
--------------------------------------------------------------------------------
SHAANXI COAL INDUSTRY CO., LTD.
Ticker: 601225 Security ID: Y7679D109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Related Party Transaction For Against Management
6 Approve to Appoint Auditor For For Management
7 Approve Cancellation and Repurchase of For For Management
Shares
8 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
9 Approve Authorization of Board to For For Management
Handle All Related Matters of
Repurchase and Cancellation of Shares
10 Approve Adjustment of Guarantee For For Management
Provision and Guarantee Renewal
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: AUG 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreeing Non-Ferrous Group, For For Management
Wang Zhiqiang and Jinmao Mining to
Extend the Term of Commitment in
Relation to Remedying Defects of the
Land and Property Ownership of Penglai
Mining
2 Approve Share Compensation Plan for For For Management
Not Realizing Performance Commitment
of the Subject Assets Under the
Material Asset Restructuring of the
Company
3 Authorize Board with Full Discretion For For Management
to Facilitate the Buy-Back or Grant of
Compensation Shares
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: AUG 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Compensation Plan for For For Management
Not Realizing Performance Commitment
of the Subject Assets Under the
Material Asset Restructuring of the
Company
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee for the For For Management
Financing of an Overseas Subsidiary of
the Company
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
for Public Issuance of Renewable
Corporate Bonds
2.01 Approve Issue Size For For Management
2.02 Approve Par Value and Issue Price For For Management
2.03 Approve Issue Method For For Management
2.04 Approve Issue Target and Arrangement For For Management
for Placement to Shareholders of the
Company
2.05 Approve Term of the Bonds For For Management
2.06 Approve Interest Rate and Payment of For For Management
Interests
2.07 Approve Terms of Guarantee For For Management
2.08 Approve Use of Proceeds For For Management
2.09 Approve Proposed Place of Listing For For Management
2.10 Approve Measures to Secure Repayment For For Management
2.11 Approve Underwriting For For Management
2.12 Approve Validity of the Resolution For For Management
3 Authorize Board with Full Discretion For For Management
to Handle the Matters Related to the
Company's Public Issuance of Renewable
Corporate Bonds
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Types and Nominal Value of For For Management
Shares to be Issued
1.02 Approve Method and Time of Issuance For For Management
1.03 Approve Target Subscribers and Method For For Management
of Subscription
1.04 Approve Size of Issuance For For Management
1.05 Approve Share Exchange Ratio For For Management
1.06 Approve Arrangement Relating to the For For Management
Accumulated Undistributed Profits
1.07 Approve Place of Listing For For Management
1.08 Approve Validity Period of the For For Management
Resolution
2 Authorize Board to Deal with All For For Management
Matters in Relation to the Issue of
and the Listing of the New H Shares on
the Stock Exchange
3 Approve Reports on the Use of Proceeds For For Management
from Previous Issunce
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Types and Nominal Value of For For Management
Shares to be Issued
1.02 Approve Method and Time of Issuance For For Management
1.03 Approve Target Subscribers and Method For For Management
of Subscription
1.04 Approve Size of Issuance For For Management
1.05 Approve Share Exchange Ratio For For Management
1.06 Approve Arrangement Relating to the For For Management
Accumulated Undistributed Profits
1.07 Approve Place of Listing For For Management
1.08 Approve Validity Period of the For For Management
Resolution
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831125
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors, For For Management
Special Advisor to the Board,
Supervisors and Senior Management
2 Approve Comprehensive Service For For Management
Framework Agreement and Confirmation
of the Caps of Continuing Connected
Transactions During the Years of 2021
to 2023
3.01 Elect Li Guohong as Director For For Management
3.02 Elect Wang Lijun as Director For For Management
3.03 Elect Wang Xiaoling as Director For For Management
3.04 Elect Liu Qin as Director For For Management
3.05 Elect Wang Shuhai as Director For For Management
3.06 Elect Tang Qi as Director For For Management
4.01 Elect Wang Yunmin as Director For For Management
4.02 Elect Liew Fui Kiang as Director For For Management
4.03 Elect Zhao Feng as Director For For Management
5.01 Elect Li Xiaoping as Supervisor For For Management
5.02 Elect Luan Bo as Supervisor For For Management
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors, For For Management
Special Advisor to the Board,
Supervisors and Senior Management
2 Approve Comprehensive Service For For Management
Framework Agreement and Confirmation
of the Caps of Continuing Connected
Transactions During the Years of 2021
to 2023
3.01 Elect Li Guohong as Director For For Management
3.02 Elect Wang Lijun as Director For For Management
3.03 Elect Wang Xiaoling as Director For For Management
3.04 Elect Liu Qin as Director For For Management
3.05 Elect Wang Shuhai as Director For For Management
3.06 Elect Tang Qi as Director For For Management
4.01 Elect Wang Yunmin as Director For For Management
4.02 Elect Liew Fui Kiang as Director For For Management
4.03 Elect Zhao Feng as Director For For Management
5.01 Elect Li Xiaoping as Supervisor For For Management
5.02 Elect Luan Bo as Supervisor For For Management
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831125
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes of Registered Capital For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes of Registered Capital For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831125
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Work Report of the Independent For For Management
Non-Executive Directors
4 Approve Final Financial Report For For Management
5 Approve Annual Report and Its Extracts For For Management
6 Approve Profit Distribution For For Management
7 Approve Provision for Impairment of For For Management
Assets
8 Approve TianYuanQuan Certified Public For For Management
Accountants (Special General
Partnership) as Domestic Auditor and
ShineWing (HK) CPA Limited as
International Auditor and Authorize
Board to Fix Their Remuneration
9 Approve TianYuanQuan Certified Public For For Management
Accountants (Special General
Partnership) as Internal Control
Auditor and Authorize Board to Fix
Their Remuneration
10 Approve Appraisal Report on Internal For For Management
Control
11 Approve Social Responsibility Report For For Management
12 Approve Special Report on the Deposit For For Management
and Use of Proceeds
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
14 Approve Guarantee Facility for the For For Management
Hong Kong Subsidiary
15 Approve Change in Registered Capital For For Management
16 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG GOLD MINING CO., LTD.
Ticker: 1787 Security ID: Y76831109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Supervisory For For Management
Committee
3 Approve Work Report of the Independent For For Management
Non-Executive Directors
4 Approve Final Financial Report For For Management
5 Approve Annual Report and Its Extracts For For Management
6 Approve Profit Distribution For For Management
7 Approve Provision for Impairment of For For Management
Assets
8 Approve TianYuanQuan Certified Public For For Management
Accountants (Special General
Partnership) as Domestic Auditor and
ShineWing (HK) CPA Limited as
International Auditor and Authorize
Board to Fix Their Remuneration
9 Approve TianYuanQuan Certified Public For For Management
Accountants (Special General
Partnership) as Internal Control
Auditor and Authorize Board to Fix
Their Remuneration
10 Approve Appraisal Report on Internal For For Management
Control
11 Approve Social Responsibility Report For For Management
12 Approve Special Report on the Deposit For For Management
and Use of Proceeds
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
14 Approve Guarantee Facility for the For For Management
Hong Kong Subsidiary
15 Approve Change in Registered Capital For For Management
16 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG HUALU-HENGSHENG CHEMICAL CO., LTD.
Ticker: 600426 Security ID: Y76843104
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in Hubei Jingzhou For For Management
Project
2 Approve Investment in Park Gas Power For For Management
Platform Project
3 Approve Investment in Syngas For For Management
Comprehensive Utilization Project
--------------------------------------------------------------------------------
SHANDONG HUALU-HENGSHENG CHEMICAL CO., LTD.
Ticker: 600426 Security ID: Y76843104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
7 Approve Financial Budget Report For For Management
8 Approve Appointment of Auditor For For Management
9 Approve Related Party Transactions For For Management
10 Approve Use of Own Funds for For Against Management
Structured Deposits
11 Amend the Remuneration Management For For Management
System of the Company's Directors,
Supervisors and Senior Management
12.1 Elect Chang Huaichun as Director For For Management
12.2 Elect Dong Yan as Director For For Management
12.3 Elect Ding Jiansheng as Director For For Management
12.4 Elect Gao Jinghong as Director For For Management
12.5 Elect Zhuang Guangshan as Director For For Management
12.6 Elect Zhang Chengyong as Director For For Management
12.7 Elect Liu Chengtong as Director For For Management
13.1 Elect Qian Yitai as Director For For Management
13.2 Elect Cao Yiping as Director For For Management
13.3 Elect Lou Hetong as Director For For Management
13.4 Elect Rong Yihao as Director For For Management
14.1 Elect Zhao Jingguo as Supervisor For For Management
14.2 Elect Yang Zhiyong as Supervisor For For Management
--------------------------------------------------------------------------------
SHANDONG LINGLONG TYRE CO., LTD.
Ticker: 601966 Security ID: Y76796104
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Approve Repurchase and Cancellation of For For Management
Performance Shares
3 Approve Change in Registered Capital For For Management
4 Approve Change in Expand Business Scope For For Management
5 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
SHANDONG LINGLONG TYRE CO., LTD.
Ticker: 601966 Security ID: Y76796104
Meeting Date: JAN 05, 2021 Meeting Type: Special
Record Date: DEC 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
SHANDONG LINGLONG TYRE CO., LTD.
Ticker: 601966 Security ID: Y76796104
Meeting Date: MAR 19, 2021 Meeting Type: Special
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve External Guarantee Provision For For Management
Plan
--------------------------------------------------------------------------------
SHANDONG LINGLONG TYRE CO., LTD.
Ticker: 601966 Security ID: Y76796104
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Business Plan and Financial For For Management
Budget Report
7 Approve Daily Related Party For For Management
Transactions
8 Approve to Appoint Auditor For For Management
9 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
11 Approve Report of the Independent For For Management
Directors
--------------------------------------------------------------------------------
SHANDONG LINGLONG TYRE CO., LTD.
Ticker: 601966 Security ID: Y76796104
Meeting Date: JUN 25, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Outline of Medium and Long-term For For Management
Development Strategic Plan
2 Approve Investment in Building Factory For For Management
and Establishment of Subsidiary
--------------------------------------------------------------------------------
SHANDONG NANSHAN ALUMINUM CO., LTD.
Ticker: 600219 Security ID: Y7680L108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor and For For Management
Payment of Remuneration
8 Approve Remuneration of Directors and For For Management
Other Senior Management Members
9 Approve Remuneration of Supervisors For For Management
10 Approve Signing of Comprehensive For For Management
Service Agreement and Daily Related
Party Transaction with Nanshan Group
Co., Ltd.
11 Approve Signing of Comprehensive For For Management
Service Agreement and Daily Related
Party Transaction with Xinnanshan
International Holdings Co., Ltd.
12 Amend Interim Measures for the For Against Management
Management of Fund Transactions
13 Approve Related Party Transaction with For Against Management
Finance Company
14 Approve Signing of Amended Schedule of For For Management
Comprehensive Service Agreement
--------------------------------------------------------------------------------
SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD.
Ticker: 300285 Security ID: Y76867103
Meeting Date: JUL 03, 2020 Meeting Type: Special
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For Against Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For Against Management
2.2 Approve Issue Manner For Against Management
2.3 Approve Target Subscribers and For Against Management
Subscription Method
2.4 Approve Issue Price and Pricing Basis For Against Management
2.5 Approve Issue Size For Against Management
2.6 Approve Raised Funds Investment For Against Management
2.7 Approve Lock-up Period For Against Management
2.8 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.9 Approve Listing Exchange For Against Management
2.10 Approve Resolution Validity Period For Against Management
3 Approve Related Party Transactions in For Against Management
Connection to Private Placement
4 Approve Private Placement of Shares For Against Management
5.1 Approve Signing of Share Subscription For Against Management
Agreement with Zhang Xi
5.2 Approve Signing of Share Subscription For Against Management
Agreement with Zhuhai Gaoling Yicheng
Equity Investment Partnership (Limited
Partnership)
6 Approve Signing of Strategic For Against Management
Cooperation Agreement
7 Approve Demonstration Analysis Report For Against Management
in Connection to Private Placement
8 Approve Feasibility Analysis Report on For Against Management
the Use of Proceeds
9 Approve Report on the Usage of For Against Management
Previously Raised Funds
10 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
11 Approve Shareholder Return Plan For Against Management
12 Approve Authorization of Board to For Against Management
Handle All Related Matters
13 Approve Internal Control For For Management
Self-Evaluation Report
--------------------------------------------------------------------------------
SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD.
Ticker: 300285 Security ID: Y76867103
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Daily Related Party Transaction For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Amendments to Articles of For For Management
Association
9 Amend Company's Management Systems For Against Management
--------------------------------------------------------------------------------
SHANDONG SINOCERA FUNCTIONAL MATERIAL CO., LTD.
Ticker: 300285 Security ID: Y76867103
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Jidong as Independent For For Shareholder
Director and Member of Special
Committee of the Board of Directors
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2019 Audited Consolidated For For Management
Financial Statements
2 Approve 2019 Report of the Board of For For Management
Directors
3 Approve 2019 Report of the Supervisory For For Management
Committee
4 Approve Final Dividend For For Management
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Authorize Board to Fix Remuneration of For For Management
Directors, Supervisors and Senior
Management
7 Elect Zhang Hua Wei as Director For For Management
8 Elect Wang Yi as Director For For Management
9 Elect Zhou Shu Hua as Director For For Management
10 Elect Hu Yun Yong as Supervisor For For Management
11 Elect Gu Mei Jun as Supervisor For For Management
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
13 Authorize Repurchase of Issued H Share For For Management
Capital
14 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Distribution of Interim For For Management
Dividend
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Logistic and Distribution For For Management
Services Framework Agreement, Annual
Caps and Related Transactions
2 Approve Purchase Framework Agreement, For For Management
Annual Caps and Related Transactions
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Purchase Framework Agreement For For Management
(as Amended by the Supplemental
Purchase Framework Agreement), Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Mandate for the Issuance of For Against Management
Debt Securities
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Share Awards For For Management
2 Amend Articles of Association For For Management
3 Elect Chen Lin as Director For For Management
4 Elect Tang Zheng Peng as Director For For Management
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER COMPANY LIMITED
Ticker: 1066 Security ID: Y76810103
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Audited Consolidated Financial For For Management
Statements
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Supervisory For For Management
Committee
4 Approve Final Dividend For For Management
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Elect Cong Rinan as Director For For Management
8 Elect Lian Xiaoming as Director For For Management
9 Elect Lo Wai Hung Lo as Director For For Management
10 Elect Fu Mingzhong as Director For For Management
11 Elect Wang Jinxia as Director For For Management
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
13 Authorize Repurchase of Issued H Share For For Management
Capital
14 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO., LTD.
Ticker: 002568 Security ID: Y76853103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Internal Control For For Management
Self-Evaluation Report
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Profit Distribution For For Management
8 Approve to Appoint Auditor For For Management
9 Approve External Guarantee For For Management
10 Amend Management System of Raised Funds For Against Management
--------------------------------------------------------------------------------
SHANGHAI BAIRUN INVESTMENT HOLDING GROUP CO., LTD.
Ticker: 002568 Security ID: Y76853103
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Interest Rate For For Management
2.6 Approve Repayment Period and Manner of For For Management
Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings For For Management
of Bondholders
2.17 Approve Use of Raised Funds and For For Management
Implementation Method
2.18 Approve Guarantee Matters For For Management
2.19 Approve Depository of Raised Funds For For Management
2.20 Approve Trustee Related Matters For For Management
2.21 Approve Liability for Breach of For For Management
Contract
2.22 Approve Validity Period For For Management
3 Approve Plan on Convertible Bond For For Management
Issuance
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
7 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
SHANGHAI BAOSIGHT SOFTWARE CO., LTD.
Ticker: 900926 Security ID: Y7691Z112
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Incentive Object For For Management
of Performance Share Incentive Plan
2 Approve Capital Injection For For Management
3 Amend Articles of Association For Against Management
4.1 Elect Wang Juan as Non-Independent For Against Management
Director
5.1 Elect Wan Hong as Supervisor For Against Management
--------------------------------------------------------------------------------
SHANGHAI BAOSIGHT SOFTWARE CO., LTD.
Ticker: 900926 Security ID: Y7691Z112
Meeting Date: JAN 08, 2021 Meeting Type: Special
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For Against Management
Acquisition by Issuance of Shares and
Cash Payment as well as Related Party
Transactions
2.1 Approve Overall Plan For Against Management
2.2 Approve the Underlying Asset For Against Management
Transaction Price and Pricing Basis
2.3 Approve Share Type and Par Value For Against Management
2.4 Approve Issue Manner and Target For Against Management
Subscribers
2.5 Approve Pricing Reference Date, Issue For Against Management
Price and Pricing Basis
2.6 Approve Number of Issued Shares For Against Management
2.7 Approve Lock-up Period For Against Management
2.8 Approve Listing Location For Against Management
2.9 Approve Distribution Arrangement of For Against Management
Undistributed Earnings
2.10 Approve Attribution of Profit and Loss For Against Management
During the Transition Period
2.11 Approve Resolution Validity Period For Against Management
3 Approve Report (Draft) and Summary on For Against Management
Company's Acquisition by Issuance of
Shares and Cash Payment as well as
Related Party Transactions
4 Approve Transaction Constitute as For Against Management
Related Party Transaction
5 Approve Signing of Conditional For Against Management
Supplementary Agreement with the
Counterparty
6 Approve Transaction Complies with For Against Management
Article 4 of Provisions on Several
Issues Regulating the Major Asset
Restructuring of Listed Companies
7 Approve Transaction Complies with For Against Management
Article 11 of the Management Approach
Regarding Major Asset Restructuring of
Listed Companies
8 Approve Transaction Complies with For Against Management
Article 43 of the Management Approach
Regarding Major Asset Restructuring of
Listed Companies
9 Approve Transaction Does Not For Against Management
Constitute as Major Asset Restructure
and Does Not Constitute as Restructure
and Listing
10 Approve Completeness and Compliance of For Against Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
11 Approve Fluctuation of Company's Stock For Against Management
Price Does Not Meet the Relevant
Standards of Article 5 of Notice on
Regulating the Information Disclosure
of Listed Companies and the Behavior
of Related Parties
12 Approve Compliance of the Relevant For Against Management
Entities of this Transaction Regarding
the Interpretation of Article 13 of
the Interim Provisions on
Strengthening the Supervision of
Abnormal Stock Trading Related to the
Material Asset Restructuring of Listed
Companies
13 Approve Authorization of the Board to For Against Management
Handle All Related Matters
14 Approve Impact of Dilution of Current For Against Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
15 Approve Relevant Audit Reports, Asset For Against Management
Evaluation Reports and Pro Forma
Review Reports
16 Approve Independence of Appraiser, the For Against Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
17 Approve Basis and Fairness of Pricing For Against Management
for This Transaction
--------------------------------------------------------------------------------
SHANGHAI BAOSIGHT SOFTWARE CO., LTD.
Ticker: 900926 Security ID: Y7691Z112
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Jianhu as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI BAOSIGHT SOFTWARE CO., LTD.
Ticker: 900926 Security ID: Y7691Z112
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Financial Budget Report For For Management
7 Approve Related Party Transaction For Against Management
8.1 Elect Jiang Yuxiang as Supervisor For For Management
--------------------------------------------------------------------------------
SHANGHAI CONSTRUCTION GROUP CO., LTD.
Ticker: 600170 Security ID: Y7680W104
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of Spin-off on For For Management
Shanghai Stock Exchange
--------------------------------------------------------------------------------
SHANGHAI CONSTRUCTION GROUP CO., LTD.
Ticker: 600170 Security ID: Y7680W104
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve Related Party Transaction For For Management
7 Approve Provision of Guarantee and For For Management
Authorization of Board
8 Approve Investment Plan and For For Management
Authorization of Board
9 Approve Issuance of Debt Financing For For Management
Instruments
10 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP COMPANY LIMITED
Ticker: 2727 Security ID: Y76824104
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Yunhong as Director For For Management
2 Approve Continuing Connected For For Shareholder
Transactions in Relation to Certain
Purchases from Siemens Group and the
Related Party Transactions in Relation
to Certain Sales to Siemens Group
3 Approve Privatization by Way of Merger For For Shareholder
by Absorption of Shanghai Prime
Machinery Company Limited
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP COMPANY LIMITED
Ticker: 2727 Security ID: Y76824112
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Continuing Connected For For Shareholder
Transactions in Relation to Certain
Purchases from Siemens Group and the
Related Party Transactions in Relation
to Certain Sales to Siemens Group
2 Approve Privatization by Way of Merger For For Shareholder
by Absorption of Shanghai Prime
Machinery Company Limited
3.1 Elect Liu Yunhong as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP COMPANY LIMITED
Ticker: 2727 Security ID: Y76824112
Meeting Date: MAY 17, 2021 Meeting Type: Special
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Issuance of Equity or For Against Shareholder
Equity-Linked Securities without
Preemptive Rights
3 Approve Compliance with the Conditions For For Shareholder
of Non-Public Issuance of A Shares
4.1 Approve Class and Par Value of Shares For For Shareholder
to be Issued
4.2 Approve Method and Time of Issuance For For Shareholder
4.3 Approve Target Subscribers and For For Shareholder
Subscription Method
4.4 Approve Pricing Benchmark Date, Issue For For Shareholder
Price and Pricing Principles
4.5 Approve Number of Shares to be Issued For For Shareholder
4.6 Approve Lock-Up Period Arrangement For For Shareholder
4.7 Approve Place of Listing of the New A For For Shareholder
Shares to be Issued
4.8 Approve Arrangement of Accumulated For For Shareholder
Undistributed Profits
4.9 Approve Validity of the Resolutions in For For Shareholder
Respect of the Non-Public Issuance of
A Shares
4.10 Approve Use of Proceeds For For Shareholder
5 Approve Plan for the Non-Public For For Shareholder
Issuance of A Shares
6 Approve Feasibility Analysis Report on For For Shareholder
the Use of Proceeds from the
Non-Public Issuance of A Shares
7 Approve Report on the Use of For For Shareholder
Previously Raised Proceeds of the
Company
8 Approve Remedial Measures for the For For Shareholder
Dilution of Immediate Returns Upon the
Non-Public Issuance of A Shares and
Undertakings by the Relevant Persons
9 Approve Plan on Shareholders' Return For For Shareholder
for the Upcoming Three Years
(2021-2023)
10 Authorize Board and Its Authorized For For Shareholder
Persons to Deal with All Matters in
Relation to the Non-Public Issuance of
A Shares
11.1 Elect Gan Pin as Director For For Shareholder
--------------------------------------------------------------------------------
SHANGHAI ELECTRIC GROUP COMPANY LIMITED
Ticker: 2727 Security ID: Y76824112
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Report of the Board For For Management
3 Approve Report of the Supervisory For For Management
Committee
4 Approve Report of the Financial Results For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve PwC Zhong Tian as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Ratification of Emoluments For For Management
Paid to the Directors and Supervisors
for the Year of 2020 and Approve
Emoluments of the Directors and
Supervisors for the Year of 2021
8 Approve Renewal of Liability Insurance For For Management
for the Directors, Supervisors and
Senior Management
9 Approve Provision of External For Against Management
Guarantees
10.1 Elect Cai Xiaoqing as Supervisor For For Management
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D109
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Elect Zhang Houlin as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D117
Meeting Date: OCT 09, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Elect Zhang Houlin as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D109
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fulfilment of the Conditions For For Management
for the Non-Public Issuance of A
Shares by the Company
2.1 Approve Class and Nominal Value of the For For Management
Shares to be Issued
2.2 Approve Method of Issuance For For Management
2.3 Approve Subscribers and Subscription For For Management
Method
2.4 Approve Price Determination Date, For For Management
Issue Price and Pricing Principles
2.5 Approve Number of the Shares to be For For Management
Issued
2.6 Approve Amount and Use of Proceeds For For Management
2.7 Approve Lock-Up Period For For Management
2.8 Approve Place of Listing For For Management
2.9 Approve Arrangements for the For For Management
Accumulated Profits of the Company
Prior to the Proposed Non-Public
Issuance
2.10 Approve Validity Period of the For For Management
Resolutions in Relation to the Plan of
the Proposed Non-Public Issuance of A
Shares
3 Approve Proposal for the Proposed For For Management
Non-Public Issuance
4 Approve Feasibility Report on the Use For For Management
of Proceeds from the Proposed
Non-Public Issuance
5 Approve Report on the Use of For For Management
Previously Raised Proceeds
6 Approve Dilution of Immediate Return For For Management
Resulting from the Proposed Non-Public
Issuance and Its Remedial Measures
7 Approve Undertakings in Relation to For For Management
the Remedial Measures for the Dilution
of Immediate Return Resulting from the
Proposed Non-Public Issuance
8 Approve Shareholders' Return Plan for For For Management
the Years 2020-2022
9 Authorize Board to Deal with All For For Management
Matters Relating to the Proposed
Non-Public Issuance
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D117
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fulfilment of the Conditions For For Management
for the Non-Public Issuance of A
Shares by the Company
2.1 Approve Class and Nominal Value of the For For Management
Shares to be Issued
2.2 Approve Method of Issuance For For Management
2.3 Approve Subscribers and Subscription For For Management
Method
2.4 Approve Price Determination Date, For For Management
Issue Price and Pricing Principles
2.5 Approve Number of the Shares to be For For Management
Issued
2.6 Approve Amount and Use of Proceeds For For Management
2.7 Approve Lock-Up Period For For Management
2.8 Approve Place of Listing For For Management
2.9 Approve Arrangements for the For For Management
Accumulated Profits of the Company
Prior to the Proposed Non-Public
Issuance
2.10 Approve Validity Period of the For For Management
Resolutions in Relation to the Plan of
the Proposed Non-Public Issuance of A
Shares
3 Approve Proposal for the Proposed For For Management
Non-Public Issuance
4 Approve Feasibility Report on the Use For For Management
of Proceeds from the Proposed
Non-Public Issuance
5 Approve Report on the Use of For For Management
Previously Raised Proceeds
6 Approve Dilution of Immediate Return For For Management
Resulting from the Proposed Non-Public
Issuance and Its Remedial Measures
7 Approve Undertakings in Relation to For For Management
the Remedial Measures for the Dilution
of Immediate Return Resulting from the
Proposed Non-Public Issuance
8 Approve Shareholders' Return Plan for For For Management
the Years 2020-2022
9 Authorize Board to Deal with All For For Management
Matters Relating to the Proposed
Non-Public Issuance
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D109
Meeting Date: MAY 27, 2021 Meeting Type: Special
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer Contract and Related For For Management
Transactions
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D117
Meeting Date: MAY 27, 2021 Meeting Type: Special
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer Contract and Related For For Management
Transactions
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Work Report of the Board For For Management
3 Approve Work Report of the Supervisory For For Management
Committee
4 Approve Final Accounts Report For For Management
5 Approve Profit Distribution Proposal For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Financial Report and Internal
Control Report Auditors and Ernst &
Young as International Financial
Report Auditors and Authorize Board to
Fix Their Remuneration
7 Approve Appraisal Results and For For Management
Remunerations of Executive Directors
8 Approve Estimates of Ongoing Related For For Management
Party Transactions of the Group
9 Approve Renewed and Additional For For Management
Entrusted Loan/Borrowing Quota of the
Group
10 Approve Additional Bank Credit For For Management
Applications
11 Approve Authorization of the For For Management
Management to Dispose of the Shares of
the Listed Companies Held by the Group
12 Approve Renewed and Additional For For Management
Guarantee Quota of the Group
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
14 Authorize Repurchase of Issued H Share For For Management
Capital
15 Authorize Repurchase of Issued A Share For For Management
Capital
16 Approve Adoption of 2021 Restricted For Against Management
Share Incentive Scheme and the
Proposed Grant
17 Approve Management Measures for the For Against Management
Appraisal System of the 2021
Restricted Share Incentive Scheme
18 Approve Authorization of the Board to For Against Management
Handle All Matters Related to the
Restricted Share Incentive Scheme
19a Elect Wang Quandi as Director For For Management
19b Elect Yu Tze Shan Hailson as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D117
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Work Report of the Board For For Management
3 Approve Work Report of the Supervisory For For Management
Committee
4 Approve Final Accounts Report For For Management
5 Approve Profit Distribution Proposal For For Management
6 Approve Ernst & Young Hua Ming LLP as For For Management
PRC Financial Report and Internal
Control Report Auditors and Ernst &
Young as International Financial
Report Auditors and Authorize Board to
Fix Their Remuneration
7 Approve Appraisal Results and For For Management
Remunerations of Executive Directors
8 Approve Estimates of Ongoing Related For For Management
Party Transactions of the Group
9 Approve Renewed and Additional For For Management
Entrusted Loan/Borrowing Quota of the
Group
10 Approve Additional Bank Credit For For Management
Applications
11 Approve Authorization of the For For Management
Management to Dispose of the Shares of
the Listed Companies Held by the Group
12 Approve Renewed and Additional For For Management
Guarantee Quota of the Group
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
14 Authorize Repurchase of Issued H Share For For Management
Capital
15 Authorize Repurchase of Issued A Share For For Management
Capital
16 Approve Adoption of 2021 Restricted For Against Management
Share Incentive Scheme and the
Proposed Grant
17 Approve Management Measures for the For Against Management
Appraisal System of the 2021
Restricted Share Incentive Scheme
18 Approve Authorization of the Board to For Against Management
Handle All Matters Related to the
Restricted Share Incentive Scheme
19.1 Elect Wang Quandi as Director For For Management
19.2 Elect Yu Tze Shan Hailson as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D117
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
2 Authorize Repurchase of Issued A Share For For Management
Capital
3 Approve Adoption of 2021 Restricted For Against Management
Share Incentive Scheme and the
Proposed Grant
4 Approve Management Measures for the For Against Management
Appraisal System of the 2021
Restricted Share Incentive Scheme
5 Approve Authorization of the Board to For Against Management
Handle All Matters Related to the
Restricted Share Incentive Scheme
--------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD.
Ticker: 2196 Security ID: Y7687D109
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
2 Authorize Repurchase of Issued A Share For For Management
Capital
3 Approve Adoption of 2021 Restricted For Against Management
Share Incentive Scheme and the
Proposed Grant
4 Approve Management Measures for the For Against Management
Appraisal System of the 2021
Restricted Share Incentive Scheme
5 Approve Authorization of the Board to For Against Management
Handle All Matters Related to the
Restricted Share Incentive Scheme
--------------------------------------------------------------------------------
SHANGHAI INTERNATIONAL AIRPORT CO., LTD.
Ticker: 600009 Security ID: Y7682X100
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Shen Shujun as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
SHANGHAI INTERNATIONAL AIRPORT CO., LTD.
Ticker: 600009 Security ID: Y7682X100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Appointment of Financial For For Management
Auditor
6 Approve Appointment of Internal For For Management
Control Auditor
7.1 Elect Zhu Chuanwu as Director For For Shareholder
7.2 Elect Liu Wei as Director For For Shareholder
8.1 Elect Huang Guangye as Supervisor For For Shareholder
8.2 Elect Zhu Ligang as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD.
Ticker: 600018 Security ID: Y7683N101
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Letter of Guarantee For Against Management
2 Elect Sun Ligan as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD.
Ticker: 600018 Security ID: Y7683N101
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chen Hao as Supervisor For For Management
--------------------------------------------------------------------------------
SHANGHAI INTERNATIONAL PORT (GROUP) CO., LTD.
Ticker: 600018 Security ID: Y7683N101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Budget Report For For Management
6 Approve Deposits and Loans from For For Management
Related Bank
7 Approve Annual Report and Summary For For Management
8 Approve Remuneration of Directors and For For Management
Supervisors
9 Approve Appointment of Auditor For For Management
10 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
11 Approve Methods to Assess the For Against Management
Performance of Plan Participants and
Management Method of the Plan
12 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
SHANGHAI JIN JIANG INTERNATIONAL HOTELS CO., LTD.
Ticker: 900934 Security ID: Y7688C118
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Payment of Audit Fees For For Management
7 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
8 Approve Related Party Transaction For Against Management
9 Amend Articles of Association For Against Management
10.1 Elect Zhang Xiaoqiang as Director For For Management
10.2 Elect Zhu Qian as Director For For Management
11.1 Elect Zhang Huiming as Director For For Management
--------------------------------------------------------------------------------
SHANGHAI LUJIAZUI FINANCE & TRADE ZONE DEVELOPMENT CO., LTD.
Ticker: 900932 Security ID: Y7686Q119
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors, Work Report and Work Plan
Report
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Report of the Independent For For Management
Directors
5 Approve Financial Statements For For Management
6 Approve Financial Budget Report For Against Management
7 Approve Financing Amount For For Management
8 Approve Profit Distribution For For Management
9 Approve Accept Loans from Controlling For For Management
Shareholder
10 Approve Related Party Transaction For For Management
11 Approve to Appoint Financial Auditor For For Management
and Internal Control Auditor
12 Approve Remuneration of Directors and For For Management
Supervisors
13 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
14 Approve Related Party Transaction in For For Management
Connection to Purchase of Trust
Products
15 Approve Allowance of Independent For For Management
Directors
16.1 Elect Li Jinzhao as Director For For Management
16.2 Elect Xu Erjin as Director For For Management
16.3 Elect Guo Rong as Director For For Management
16.4 Elect Li Zuoqiang as Director For For Management
16.5 Elect Deng Weili as Director For For Management
17.1 Elect Wang Zhong as Director For For Management
17.2 Elect Qiao Wenjun as Director For For Management
17.3 Elect He Wanpeng as Director For For Management
17.4 Elect Huang Feng as Director For For Management
18.1 Elect Shen Xiaoming as Supervisor For For Shareholder
18.2 Elect Li Minkun as Supervisor For For Shareholder
18.3 Elect Xu Haiyan as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHANGHAI M&G STATIONERY, INC.
Ticker: 603899 Security ID: Y7689W105
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Estimate Related Party For For Management
Transaction
7 Approve Financial Budget Report For For Management
8 Approve Remuneration Standard of For Against Management
Directors
9 Approve Appointment of Financial For For Management
Report and Internal Control Auditor
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 2607 Security ID: Y7685S108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Final Accounts Report and For Against Management
Financial Budget
5 Approve Profit Distribution Plan For For Management
6 Approve Appointment of Auditor For For Management
7 Approve External Guarantees For Against Management
8 Approve Proposed Acquisition in a For For Management
Wholly-Owned Subsidiary of a
Controlling Shareholder and Related
Transactions
9 Approve Issuance of Debt Financing For For Management
Products
10 Approve Satisfaction of the Conditions For For Management
for Issuing Corporate Bonds
11 Approve Public Issuance of Corporate For For Management
Bonds
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Ticker: 600000 Security ID: Y7689F102
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dong Guilin as Non-independent For For Management
Director
2 Elect Wang Jianping as Supervisor For For Management
--------------------------------------------------------------------------------
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Ticker: 600000 Security ID: Y7689F102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For Against Management
Financial Budget Report
4 Approve Profit Distribution For For Management
5 Approve Appointment of Auditor For For Management
6 Approve Extension of Authorization of For For Management
Issuance of Financial Bonds
7 Approve Issuance of Capital Bonds For For Management
--------------------------------------------------------------------------------
SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD.
Ticker: 603659 Security ID: Y7T892106
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Resolution For For Management
Validity Period of Private Placement
of New Shares
2 Approve Private Placement of Shares For For Management
3 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD.
Ticker: 603659 Security ID: Y7T892106
Meeting Date: SEP 17, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Adjust the Repurchase Price For For Management
and Repurchase Cancellation of
Performance Shares
--------------------------------------------------------------------------------
SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD.
Ticker: 603659 Security ID: Y7T892106
Meeting Date: JAN 20, 2021 Meeting Type: Special
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Credit Line Application For For Management
2 Approve Provision of Guarantee For For Management
3 Approve Daily Related Party Transaction For For Management
4 Approve Use of Funds for Cash For Against Management
Management
5 Approve Change in the Implementation For For Management
Subject and Implementation Location of
Raised Funds Investment Project
6 Approve External Investment and For For Management
Related Party Transaction
7 Amend Articles of Association For Against Management
--------------------------------------------------------------------------------
SHANGHAI PUTAILAI NEW ENERGY TECHNOLOGY CO., LTD.
Ticker: 603659 Security ID: Y7T892106
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: APR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve to Appoint Auditor For For Management
7 Approve the Investment and For For Management
Construction of Sichuan Production
Base Project
--------------------------------------------------------------------------------
SHANGHAI RAAS BLOOD PRODUCTS CO., LTD.
Ticker: 002252 Security ID: Y7687Z100
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: JAN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Signing of Exclusive
Agency Agreement
--------------------------------------------------------------------------------
SHANGHAI RAAS BLOOD PRODUCTS CO., LTD.
Ticker: 002252 Security ID: Y7687Z100
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
SHANGHAI TUNNEL ENGINEERING CO., LTD.
Ticker: 600820 Security ID: Y7692K106
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition For For Management
--------------------------------------------------------------------------------
SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD.
Ticker: 600655 Security ID: Y7710N108
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gao Min as Non-Independent For For Management
Director
2 Approve Employee Share Purchase Plan For Against Management
(Draft) and Summary
3 Approve Methods to Assess the For Against Management
Performance of Plan Participants
4 Approve Authorization of Board to For Against Management
Handle All Related Matters
5 Approve Appointment of Shareholding For Against Management
Plan Asset Management Agency
6 Approve Amendments to Articles of For For Management
Association
7 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD.
Ticker: 600655 Security ID: Y7710N108
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget Report
5 Approve Profit Distribution For For Management
6 Approve Loan and Provision of Guarantee For Against Management
7 Approve Appointment of Auditor and For For Management
Payment of Remuneration
8 Approve Appointment of Internal For For Management
Control Auditor and Payment of
Remuneration
9 Approve Authorization for Total For Against Management
Investment in Composite Real Estate
Business
10 Approve 2020 Daily Related Party For Against Management
Transactions in Relation to Sales and
Purchases of Goods, Provision and
Acceptance of Labor Services, Rent and
Lease, Deposits and Loans of Related
Companies and 2021 Daily Related Party
Transactions
11 Approve 2020 Daily Related Party For For Management
Transactions Relating to Property
Lease and 2021 Daily Related Party
Transactions
12 Elect Hao Yuming as Non-Independent For For Management
Director
13 Approve Application for Unified For Against Management
Registration of Multiple Types of Debt
Financing Instruments (DFI)
--------------------------------------------------------------------------------
SHANGHAI YUYUAN TOURIST MART GROUP CO., LTD.
Ticker: 600655 Security ID: Y7710N108
Meeting Date: MAY 19, 2021 Meeting Type: Special
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition and Related For For Management
Party Transactions
2 Approve Related Party Transaction in For Against Management
Connection to Signing of Financial
Services Agreement
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO., LTD.
Ticker: 000723 Security ID: Y769A4103
Meeting Date: JUL 15, 2020 Meeting Type: Special
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Operation Service For For Management
Project Contract and Guarantee
Provision Plan
2.1 Elect Yao Jinlong as Non-Independent For For Shareholder
Director
2.2 Elect Yao Junqing as Non-Independent For For Shareholder
Director
2.3 Elect Yao Jinfei as Non-Independent For For Shareholder
Director
2.4 Elect Zhu Qinghua as Non-Independent For For Shareholder
Director
2.5 Elect Liang Gangming as For For Shareholder
Non-Independent Director
2.6 Elect Zheng Caixia as Non-Independent For For Shareholder
Director
3.1 Elect Wang Lizhu as Independent For For Shareholder
Director
3.2 Elect Li Yumin as Independent Director For For Shareholder
3.3 Elect Xin Maoxun as Independent For For Shareholder
Director
4.1 Elect Li You as Supervisor For For Management
4.2 Elect Zhu Jinbiao as Supervisor For For Management
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO., LTD.
Ticker: 000723 Security ID: Y769A4103
Meeting Date: AUG 10, 2020 Meeting Type: Special
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Elect Yao Jinli as Non-Independent For For Shareholder
Director
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO., LTD.
Ticker: 000723 Security ID: Y769A4103
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO., LTD.
Ticker: 000723 Security ID: Y769A4103
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Approve Amendments to Articles of For For Management
Association
3 Approve Provision of Guarantee for For For Shareholder
Feichi Qiche
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO., LTD.
Ticker: 000723 Security ID: Y769A4103
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cash Acquisition of Equity of For For Management
Shanxi Meijin Group Jinhui Coal
Industry Co., Ltd. and Related Party
Transaction
2 Approve Mining Rights Evaluation For For Management
Report and Asset Evaluation Report on
Cash Acquisition of Equity of Shanxi
Meijin Group Jinhui Coal Industry Co.,
Ltd.
3 Approve Provision of Guarantee to For For Management
Wholly-Owned Subsidiary
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO., LTD.
Ticker: 000723 Security ID: Y769A4103
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO., LTD.
Ticker: 000723 Security ID: Y769A4103
Meeting Date: APR 01, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Types of Securities Issued For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Term and Method for the For For Management
Repayment of Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.9 Approve Determination and Adjustment For For Management
of Conversion Price
2.10 Approve Downward Adjustment of For For Management
Conversion Price
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Original Shareholders
2.16 Approve Relevant Terms of the For For Management
Bondholder Meeting
2.17 Approve Usage and Method of For For Management
Implementation of Raised Funds
2.18 Approve Guarantee Matters For For Management
2.19 Approve Deposits and Account for For For Management
Raised Funds
2.20 Approve Validity Period For For Management
3 Approve Plan on Issuance of For For Management
Convertible Bonds
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Counter-dilution Measures in For For Management
Connection to the Convertible Bonds
Issuance
7 Approve to Formulate the Convertible For For Management
Corporate Bondholders Meeting Rules
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
SHANXI MEIJIN ENERGY CO., LTD.
Ticker: 000723 Security ID: Y769A4103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Report of the Independent For For Management
Directors
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Daily Related-party For For Management
Transactions
8 Approve Appointment of Auditor For For Management
9 Approve Repurchase and Cancellation of For For Management
Performance Shares
10 Approve Amendments to Articles of For For Management
Association
11 Amend Management System for Providing For For Management
External Guarantees
12 Approve Adjustment of Remuneration of For For Management
Directors and Supervisors
--------------------------------------------------------------------------------
SHANXI SECURITIES CO., LTD.
Ticker: 002500 Security ID: Y7700J109
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
5 Amend Related-Party Transaction For For Management
Management System
6.1 Elect Hou Wei as Non-independent For For Management
Director
6.2 Elect Liu Pengfei as Non-independent For For Management
Director
6.3 Elect Wang Yili as Non-independent For For Management
Director
6.4 Elect Li Xiaoping as Non-independent For For Management
Director
6.5 Elect Zhou Jinxiao as Non-independent For For Management
Director
6.6 Elect Xia Guisuo as Non-independent For For Management
Director
7.1 Elect Xing Huiqiang as Independent For For Management
Director
7.2 Elect Zhu Qi as Independent Director For For Management
7.3 Elect Li Haitao as Independent Director For For Management
7.4 Elect Guo Jie as Independent Director For For Management
8.1 Elect Jiao Yang as Supervisor For For Management
8.2 Elect Guo Zhihong as Supervisor For For Management
8.3 Elect Liu Qiwang as Supervisor For For Management
8.4 Elect Wang Yugang as Supervisor For For Management
8.5 Elect Li Guolin as Supervisor For For Management
8.6 Elect Wu Aidong as Supervisor For For Management
8.7 Elect Bai Jingbo as Supervisor For For Management
8.8 Elect Cui Qiusheng as Supervisor For For Management
--------------------------------------------------------------------------------
SHANXI SECURITIES CO., LTD.
Ticker: 002500 Security ID: Y7700J109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5.1 Approve Related Party Transaction with For For Management
Shanxi Financial Investment Holding
Group Co., Ltd.
5.2 Approve Related Party Transaction with For For Management
Taiyuan Iron and Steel (Group) Co.,
Ltd.
5.3 Approve Related Party Transaction with For For Management
Shanxi International Power Group Co.,
Ltd.
5.4 Approve Related Party Transaction with For For Management
Deutsche Bank AG
5.5 Approve Related Party Transactions For For Management
with Those Directly or Indirectly
Controlled by Related Natural Persons
Under the Circumstances Specified in
Article 10.1.5 of the Shenzhen Stock
Exchange Stock Listing Rules
5.6 Approve Related Party Transaction with For For Management
Legal Persons or Natural Persons Under
One of the Circumstances Specified in
Article 10.1.3 or 10.1.5 of the
"Shenzhen Stock Exchange Stock Listing
Rules"
6 Approve to Appoint Auditor For For Management
7 Approve Shareholder Dividend Return For For Management
Plan
8 Approve Remuneration of Directors For For Management
9 Approve Remuneration of Supervisors For For Management
10 Approve Remuneration of Senior For For Management
Management Members
--------------------------------------------------------------------------------
SHANXI XINGHUACUN FEN WINE FACTORY CO., LTD.
Ticker: 600809 Security ID: Y77013103
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
as well as Payment of Remuneration
8 Approve Amendments to Articles of For For Management
Association
9.1 Elect Chen Ying as Director For For Shareholder
--------------------------------------------------------------------------------
SHENERGY CO., LTD.
Ticker: 600642 Security ID: Y7T046109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Budget Report For Against Management
6 Approve Appointment of Financial For For Management
Auditor and Payment of Remuneration
7 Approve Appointment of Internal For For Management
Control Auditor and Payment of
Remuneration
8 Approve Related Party Transaction on For For Management
Financial Leasing
9 Approve Amendments to Articles of For For Management
Association
10 Approve Draft and Summary of For Against Management
Performance Share Incentive Plan
11 Approve Methods to Assess the For Against Management
Performance of Plan Participants
12 Approve Management Measures for the For Against Management
Implementation of Performance Share
Incentive Plan
13.1 Approve Share Repurchase Purpose For For Management
13.2 Approve Manner of Share Repurchase For For Management
13.3 Approve Price of Repurchased Shares For For Management
13.4 Approve Type, Size and Proportion of For For Management
Share Repurchase
13.5 Approve Total Funds and Source of For For Management
Funds for Share Repurchase
13.6 Approve Implementation Period for For For Management
Share Repurchase
13.7 Approve Resolution Validity Period For For Management
14 Approve Application for Registration For For Management
of Issuance of Corporate Bonds
15.1 Approve Authorization of the Board to For Against Management
Handle All Matters Related to
Performance Share Incentive Plan
15.2 Approve Authorization of the Board and For For Management
Board Authorized Person to Handle All
Matters Related to Share Repurchase
Plan
15.3 Approve Authorization of the Company's For For Management
Management Team to Handle All Matters
Related to Corporate Bonds Issuance
16 Elect Wu Baijun as Independent Director For For Management
--------------------------------------------------------------------------------
SHENGYI TECHNOLOGY CO., LTD.
Ticker: 600183 Security ID: Y20965102
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
SHENGYI TECHNOLOGY CO., LTD.
Ticker: 600183 Security ID: Y20965102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Annual Report and Summary For For Management
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Report of the Independent For For Management
Directors
7 Approve Appointment of Auditor and For For Management
Payment of Remuneration
8 Approve Appointment of Internal For For Management
Control Auditor and Payment of
Remuneration
9.1 Approve Daily Related Party For For Management
Transactions with Yangzhou Tianqi,
Wanrong Technology and Its Affiliated
Companies
9.2 Approve Daily Related Party For For Management
Transactions with Lianrui New
Materials, Shanghai Manku and Jiangsu
Manku
10 Approve Amendments to Articles of For For Management
Association
11.1 Elect Liu Shufeng as Director For For Management
11.2 Elect Chen Renxi as Director For For Management
11.3 Elect Deng Chunhua as Director For For Management
11.4 Elect Xu Liqun as Director For For Management
11.5 Elect Tang Yingmin as Director For For Management
11.6 Elect Zhu Dan as Director For For Management
11.7 Elect Xie Jingyun as Director For For Management
12.1 Elect Chu Xiaoping as Director For For Management
12.2 Elect Li Junyin as Director For For Management
12.3 Elect Wei Jun as Director For For Management
12.4 Elect Lu Xin as Director For For Management
13.1 Elect Zhuang Dingding as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHENNAN CIRCUITS CO., LTD.
Ticker: 002916 Security ID: Y774D3102
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loans and Related Party For For Management
Transactions
2 Approve Change in Registered Capital For For Management
and Amend Articles of Association
3 Approve to Appoint Auditor For For Management
4 Approve Financial Service Agreement For Against Management
--------------------------------------------------------------------------------
SHENNAN CIRCUITS CO., LTD.
Ticker: 002916 Security ID: Y774D3102
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
SHENNAN CIRCUITS CO., LTD.
Ticker: 002916 Security ID: Y774D3102
Meeting Date: APR 06, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Financial Statements For For Management
3 Approve Financial Budget Report For For Management
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Board of For For Management
Supervisors
6 Approve Profit Distribution For For Management
7 Approve Repurchase and Cancellation of For For Management
Performance Shares
8.1 Elect Yang Zhicheng as Director For For Shareholder
8.2 Elect Zhou Jinqun as Director For For Shareholder
8.3 Elect Zhang Zhibiao as Director For For Shareholder
8.4 Elect Xiao Yi as Director For For Shareholder
8.5 Elect Xiao Zhanglin as Director For For Shareholder
8.6 Elect Li Peiyin as Director For For Shareholder
9.1 Elect Li Mian as Director For For Management
9.2 Elect Huang Yaying as Director For For Management
9.3 Elect Yu Hongyu as Director For For Management
10.1 Elect Wang Mingchuan as Supervisor For For Shareholder
10.2 Elect Zhang Lan as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHENWAN HONGYUAN GROUP CO., LTD.
Ticker: 6806 Security ID: Y774B4102
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Scale of Issuance For For Management
1.2 Approve Method of Issuance For For Management
1.3 Approve Placing Arrangement for For For Management
Shareholders of the Company
1.4 Approve Maturity of Bonds For For Management
1.5 Approve Type of Bonds For For Management
1.6 Approve Interest Rate of Bonds and Its For For Management
Determination Methods
1.7 Approve Target Subscribers For For Management
1.8 Approve Place of Listing For For Management
1.9 Approve Use of Proceeds For For Management
1.10 Approve Guarantees For For Management
1.11 Approve Validity Period of This For For Management
Resolution
1.12 Approve Authorization For For Management
2 Approve Granting of General Mandate to For Against Management
the Board to Issue Additional A Shares
and H Shares of the Company
3 Approve Plan on Authorization to the For For Management
Board by the General Meeting of
Shenwan Hongyuan Group Co., Ltd. (2020)
4 Elect Yeung Siuman Shirley as Director For For Management
--------------------------------------------------------------------------------
SHENWAN HONGYUAN GROUP CO., LTD.
Ticker: 6806 Security ID: Y774B4102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Work Report of the Board For For Management
of Directors
2 Approve 2020 Work Report of the Board For For Management
of Supervisors
3 Approve 2020 Annual Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve 2020 Annual Report For For Management
6.1 Approve Ordinary Related Party For For Management
Transactions with China Jianyin
Investment Ltd. and Its Subsidiaries
6.2 Approve Ordinary Related Party For For Management
Transactions with Other Related Parties
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
8 Approve Shareholders' Return Plan for For For Management
the Next Three Years (2021-2023)
9 Approve Provision of Guarantee for For For Management
Hongyuan Hengli (Shanghai) Industrial
Co., Ltd.
10 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Domestic and Overseas Auditors,
Respectively and Authorize Board to
Fix Their Remuneration
11 Approve Amendments to Articles of For Against Management
Association
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
13 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
14 Amend Plan of Granting Authorization For For Management
by the General Meeting to the Board of
Directors
15.1 Elect Chu Xiaoming as Director For For Shareholder
15.2 Elect Yang Wenqing as Director For For Shareholder
15.3 Elect Huang Hao as Director For For Shareholder
15.4 Elect Ge Rongrong as Director For For Shareholder
15.5 Elect Ren Xiaotao as Director For For Shareholder
15.6 Elect Zhang Yigang as Director For For Shareholder
15.7 Elect Zhu Zhilong as Director For For Shareholder
16.1 Elect Yeung Siuman Shirley as Director For For Shareholder
16.2 Elect Wu Changqi as Director For For Shareholder
16.3 Elect Chen Hanwen as Director For For Shareholder
16.4 Elect Zhao Lei as Director For For Shareholder
17.1 Elect Xu Yiyang as Supervisor For For Shareholder
17.2 Elect Chen Yan as Supervisor For For Shareholder
17.3 Elect Jiang Yang as Supervisor For For Management
--------------------------------------------------------------------------------
SHENZHEN CAPCHEM TECHNOLOGY CO., LTD.
Ticker: 300037 Security ID: Y77316100
Meeting Date: DEC 16, 2020 Meeting Type: Special
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
SHENZHEN CAPCHEM TECHNOLOGY CO., LTD.
Ticker: 300037 Security ID: Y77316100
Meeting Date: JAN 04, 2021 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in the Construction For For Management
of Nantong Xinzhoubang New Electronic
Chemical Project
2 Approve Company's Plan for Major For For Shareholder
Assets Acquisition Complies with
Relevant Laws and Regulations
3.1 Approve Plan Overview For For Shareholder
3.2 Approve Transaction Parties For For Shareholder
3.3 Approve Target Assets For For Shareholder
3.4 Approve Pricing Basis and Transaction For For Shareholder
Consideration of Target Assets
3.5 Approve Form of Consideration For For Shareholder
3.6 Approve Payment For For Shareholder
3.7 Approve Delivery For For Shareholder
3.8 Approve Profit and Loss During the For For Shareholder
Transition Period
3.9 Approve Resolution Validity Period For For Shareholder
4 Approve Report (Draft) and Summary on For For Shareholder
Company's Major Assets Acquisition
5 Approve Transaction Complies with For For Shareholder
Article 11 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
6 Approve Transaction Does Not Comply For For Shareholder
with Article 13 of the Administrative
Measures for the Material Asset
Reorganizations of Listed Companies
7 Approve Transaction Complies with For For Shareholder
Article IV of Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
8 Approve Transaction Does Not For For Shareholder
Constitute as Related-party Transaction
9 Approve Signing of Equity Transfer For For Shareholder
Agreement
10 Approve Signing of Supplementary For For Shareholder
Agreement of Equity Transfer Agreement
11 Approve Audit Report, Remarks Review For For Shareholder
Report and Evaluation Report of the
Transaction
12 Approve Independence of Appraiser, the For For Shareholder
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
13 Approve Fairness and Validity of the For For Shareholder
Pricing Basis
14 Approve Completeness and Compliance of For For Shareholder
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
15 Approve Impact of Dilution of Current For For Shareholder
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
16 Approve Stock Price Volatility Does For For Shareholder
Not Achieve the Standard of Article 5
Notice on Regulating the Information
Disclosure of Listed Companies and the
Behavior of Related Parties
17 Approve Relevant Entities Does Not For For Shareholder
Participate in Major Asset Restructure
of Listed Companies and Does Not Have
Article 13 of Strengthening the
Supervision over Abnormal Stock
Trading Related to the Material Asset
Reorganizations of Listed Companies
18 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
19 Approve Comprehensive Credit Line For For Shareholder
Application
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LIMITED
Ticker: 548 Security ID: Y7741B107
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Absorption and Merger of For For Management
Certain Wholly-Owned Subsidiaries
2 Elect Chen Zhi Sheng as Director For For Shareholder
--------------------------------------------------------------------------------
SHENZHEN EXPRESSWAY COMPANY LIMITED
Ticker: 548 Security ID: Y7741B107
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Directors and For For Management
Supervisory Committee
2.01 Elect Lin Ji Tong as Supervisor For For Management
2.02 Elect Wang Chao as Supervisor For For Shareholder
3.01 Elect Hu Wei as Director For For Management
3.02 Elect Liao Xiang Wen as Director For For Management
3.03 Elect Wang Zeng Jin as Director For For Management
3.04 Elect Wen Liang as Director For For Management
3.05 Elect Chen Zhi Sheng as Director For For Management
3.06 Elect Dai Jing Ming as Director For For Management
3.07 Elect Li Xiao Yan as Director For For Management
3.08 Elect Chen Hai Shan as Director For For Management
4.01 Elect Wan Siu Wah Wilson as Director For For Management
4.02 Elect Chen Xiao Lu as Director For For Management
4.03 Elect Bai Hua as Director For For Management
4.04 Elect Li Fei Long as Director For For Management
--------------------------------------------------------------------------------
SHENZHEN GOODIX TECHNOLOGY CO., LTD.
Ticker: 603160 Security ID: Y774BW100
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Management System of Employee For For Management
Share Purchase Plan
3 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
--------------------------------------------------------------------------------
SHENZHEN GOODIX TECHNOLOGY CO., LTD.
Ticker: 603160 Security ID: Y774BW100
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For Against Management
(Draft) and Summary
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Related Matters
4 Amend Performance Shares Incentive For Against Management
Plan and Company-level Performance
Assessment Related Documents
5 Amend Stock Option and Performance For Against Management
Share Incentive Plan as well
Company-level Performance Assessment
Related Documents
--------------------------------------------------------------------------------
SHENZHEN GOODIX TECHNOLOGY CO., LTD.
Ticker: 603160 Security ID: Y774BW100
Meeting Date: NOV 06, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary on Employee For For Management
Share Purchase Plan
2 Approve Management Method of Employee For For Management
Share Purchase Plan
3 Approve Authorization of the Board to For For Management
Handle All Related Matters
4 Approve to Appoint Auditor For For Management
5 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
SHENZHEN GOODIX TECHNOLOGY CO., LTD.
Ticker: 603160 Security ID: Y774BW100
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHENZHEN GOODIX TECHNOLOGY CO., LTD.
Ticker: 603160 Security ID: Y774BW100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Financial Statements For For Management
3 Approve Profit Distribution For For Management
4 Approve Report of the Board of For For Management
Directors
5 Approve Report of the Independent For For Management
Directors
6 Approve Report of the Board of For For Management
Supervisors
7 Approve Application of Bank Credit For For Management
Lines
--------------------------------------------------------------------------------
SHENZHEN GOODIX TECHNOLOGY CO., LTD.
Ticker: 603160 Security ID: Y774BW100
Meeting Date: MAY 24, 2021 Meeting Type: Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For For Management
Option Incentive Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
Regarding Stock Option Incentive Plan
3 Approve Authorization of the Board to For For Management
Handle All Related Matters to Stock
Option Incentive Plan
4 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
5 Approve Methods to Assess the For For Management
Performance of Plan Participants
Regarding Employee Share Purchase Plan
6 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
--------------------------------------------------------------------------------
SHENZHEN INOVANCE TECHNOLOGY CO., LTD.
Ticker: 300124 Security ID: Y7744Z101
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties and For For Management
Subscription Manner
2.4 Approve Reference Date, Issue Price For For Management
and Pricing Basis
2.5 Approve Issue Scale For For Management
2.6 Approve Restriction Period Arrangement For For Management
2.7 Approve Listing Location For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Resolution Validity Period For For Management
2.10 Approve Amount and Usage of Raised For For Management
Funds
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Demonstration Analysis Report For For Management
in Connection to Private Placement
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Signing of Conditional Equity For For Management
Transfer Agreement
10 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
11 Approve Stock Option Incentive Plan For Against Management
and Its Summary
12 Approve Methods to Assess the For Against Management
Performance of Plan Participants
13 Approve Authorization of the Board to For Against Management
Handle All Related Matters
14 Approve Shareholder Return Plan For For Management
15 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
SHENZHEN INOVANCE TECHNOLOGY CO., LTD.
Ticker: 300124 Security ID: Y7744Z101
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Financial Statements For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Profit Distribution For For Management
6 Approve Financial Budget Report For For Management
7 Approve Draft and Summary on Long-term For Against Management
Incentive Shareholding Plan
8 Approve Management Method of Long-term For Against Management
Incentive Shareholding Plan
9 Approve Authorization of the Board to For Against Management
Handle All Related Matters
10 Amend Information Disclosure Affairs For Against Management
Management System
11 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
12 Approve Use of Idle Own Funds to For Against Management
Invest in Financial Products
13 Approve Use of Idle Raised Funds to For For Management
Invest in Financial Products
14 Approve Amendments to Articles of For Against Management
Association
15 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
16 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
17 Amend External Guarantee Management For Against Management
System
18 Amend Related Party Transaction For Against Management
Decision-making System
19 Amend the Management System for the For Against Management
Use of Raised Funds
20.1 Elect Zhu Xingming as Director For For Shareholder
20.2 Elect Li Juntian as Director For For Shareholder
20.3 Elect Song Junen as Director For For Shareholder
20.4 Elect Zhou Bin as Director For For Shareholder
20.5 Elect Liu Yuchuan as Director For For Shareholder
20.6 Elect Zhao Jinrong as Director For For Shareholder
21.1 Elect Zhang Taowei as Director For For Shareholder
21.2 Elect Zhao Jinlin as Director For For Shareholder
21.3 Elect Huang Pei as Director For For Shareholder
22.1 Elect Bai Ziping as Supervisor For For Shareholder
22.2 Elect Lu Songquan as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHENZHEN INTERNATIONAL HOLDINGS LIMITED
Ticker: 152 Security ID: G8086V146
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Share Option Scheme For Against Management
2 Elect Pan Chao Jin as Director For For Management
3 Elect Chan King Chung as Director For For Management
--------------------------------------------------------------------------------
SHENZHEN INTERNATIONAL HOLDINGS LIMITED
Ticker: 152 Security ID: G8086V146
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Final Dividend For For Management
2.2 Approve Special Dividend For For Management
3.1 Elect Li Haitao as Director For Against Management
3.2 Elect Wang Peihang as Director For For Management
3.3 Elect Dai Jingming as Director For For Management
3.4 Elect Hu Wei as Director For For Management
3.5 Elect Zhou Zhiwei as Director For For Management
3.6 Elect Cheng Tai Chiu, Edwin as Director For For Management
3.7 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SHENZHEN INVESTMENT LIMITED
Ticker: 604 Security ID: Y7743P120
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Huang Wei as Director For For Management
4 Elect Cai Xun as Director For For Management
5 Elect Dong Fang as Director For For Management
6 Elect Wu Wai Chung, Michael as Director For For Management
7 Elect Li Wai Keung as Director For For Management
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Authorize Reissuance of Repurchased For Against Management
Shares
13 Approve Grant of Options Under the For Against Management
Share Option Scheme
--------------------------------------------------------------------------------
SHENZHEN KAIFA TECHNOLOGY CO., LTD.
Ticker: 000021 Security ID: Y7740Z105
Meeting Date: JUL 24, 2020 Meeting Type: Special
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Privatization by Agreement and For For Management
Related Party Transactions
--------------------------------------------------------------------------------
SHENZHEN KAIFA TECHNOLOGY CO., LTD.
Ticker: 000021 Security ID: Y7740Z105
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties, Subscription For For Management
Manner and Placement Arrangement to
Shareholders
2.4 Approve Issue Price and Pricing Basis For For Management
2.5 Approve Issue Scale For For Management
2.6 Approve Restriction Period Arrangement For For Management
2.7 Approve Amount and Usage of Raised For For Management
Funds
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Location For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve No Need for Report on the For For Management
Usage of Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan For For Management
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve External Investment in For For Management
Establishment of Subsidiary
--------------------------------------------------------------------------------
SHENZHEN KAIFA TECHNOLOGY CO., LTD.
Ticker: 000021 Security ID: Y7740Z105
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Comprehensive For Against Management
Cooperative Financial Agreement and
Related Party Transactions
2 Elect Chen Zhujiang as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SHENZHEN KAIFA TECHNOLOGY CO., LTD.
Ticker: 000021 Security ID: Y7740Z105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Financial and For For Management
Internal Control Auditor
7 Approve Comprehensive Credit Line Bank For For Management
Application
8 Approve Guarantee Provision For Against Management
--------------------------------------------------------------------------------
SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO., LTD.
Ticker: 300601 Security ID: Y774C4101
Meeting Date: AUG 05, 2020 Meeting Type: Special
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Approve Repurchase and Cancellation of For For Management
Performance Shares
3 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO., LTD.
Ticker: 300601 Security ID: Y774C4101
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
2.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings For For Management
of Bondholders
2.17 Approve Use of Proceeds For For Management
2.18 Approve Guarantee Matters For For Management
2.19 Approve Depository Account for Raised For For Management
Funds
2.20 Approve Resolution Validity Period For For Management
3 Approve Issuance of Convertible Bonds For For Management
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of
Convertible Bonds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan For For Management
8 Approve Report on the Usage of For For Management
Previously Raised Funds
9 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
10 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
SHENZHEN KANGTAI BIOLOGICAL PRODUCTS CO., LTD.
Ticker: 300601 Security ID: Y774C4101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Use of Own Funds for For Against Management
Investment in Financial Products
--------------------------------------------------------------------------------
SHENZHEN MINDRAY BIO-MEDICAL ELECTRONICS CO., LTD.
Ticker: 300760 Security ID: Y774E3101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Social Responsibility Report For For Management
7 Approve Change of Partial Raised Funds For For Management
Investment Project
8 Approve Appointment of Auditor For For Management
9 Elect Liang Huming as Independent For For Management
Director
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
11 Approve Change Business Scope For For Management
12 Approve Amendments to Articles of For For Management
Association
13.1 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
13.2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
13.3 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
13.4 Amend Decision-making System for For Against Management
Providing External Investments
13.5 Amend Management System for Providing For Against Management
External Guarantees
13.6 Amend Related Party Transaction For Against Management
Decision-making System
13.7 Amend Working System for Independent For Against Management
Directors
--------------------------------------------------------------------------------
SHENZHEN OVERSEAS CHINESE TOWN CO., LTD.
Ticker: 000069 Security ID: Y7582E103
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Profit Distribution For For Management
5 Approve Credit Line Application For Against Management
6 Approve Loan Application For For Management
7 Approve Provision of Guarantees For For Management
8 Approve Provision of Financial For For Management
Assistance to Associate Company
9 Approve Provision of Financial For For Management
Assistance
10 Approve Daily Related Party For For Management
Transactions
11 Approve to Appoint Auditor For For Management
12 Approve Use of Excess Raised Funds to For For Management
Replenish Working Capital
13 Elect Supervisor For Against Management
--------------------------------------------------------------------------------
SHENZHEN SUNWAY COMMUNICATION CO., LTD.
Ticker: 300136 Security ID: Y77453101
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Resignation of Director and For For Shareholder
Elect Yang Minghui as Non-Independent
Director
2 Approve Report on the Usage of For For Management
Previously Raised Funds
3 Approve Guarantee Provision by For For Management
Wholly-Owned Subsidiary for the Company
4 Approve Related Party Transaction in For Against Management
Connection to Capital Injection
Agreement
--------------------------------------------------------------------------------
SHENZHEN SUNWAY COMMUNICATION CO., LTD.
Ticker: 300136 Security ID: Y77453101
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application of Bank Credit For For Management
Lines and Provision of Loan Guarantee
to Wholly-owned Subsidiary
2 Approve Amendments to Articles of For For Management
Association
3 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
SHENZHEN SUNWAY COMMUNICATION CO., LTD.
Ticker: 300136 Security ID: Y77453101
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Resolution For For Management
Validity Period of Issuance of Shares
to Specific Targets
2 Approve Extension of Authorization of For For Management
the Board on Issuance of Shares to
Specific Targets
3 Approve Extension of Authorization of For For Management
the Relevant Personnel to Handle
Related Matters on Issuance of Shares
to Specific Targets
--------------------------------------------------------------------------------
SHENZHEN SUNWAY COMMUNICATION CO., LTD.
Ticker: 300136 Security ID: Y77453101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Foreign Exchange Hedging For For Management
Business
7 Approve Comprehensive Credit Line Bank For For Management
Application and Provision of Guarantee
8 Approve Equity Acquisition and Related For For Management
Party Transactions
9 Approve Use of Idle Own Funds to For Against Management
Purchase Financial Products
--------------------------------------------------------------------------------
SHENZHOU INTERNATIONAL GROUP HOLDINGS LIMITED
Ticker: 2313 Security ID: G8087W101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Huang Guanlin as Director For For Management
4 Elect Ma Renhe as Director For For Management
5 Elect Zhang Bingsheng as Director For For Management
6 Elect Liu Chunhong as Director For For Management
7 Elect Liu Xinggao as Director For For Management
8 Authorize Board to Fix Remuneration of For For Management
Directors
9 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Repurchase of Issued Share For For Management
Capital
12 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD.
Ticker: 002603 Security ID: Y7745S106
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Expansion of Business Scope For For Management
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD.
Ticker: 002603 Security ID: Y7745S106
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve to Appoint Auditor For For Management
7 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
8 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD.
Ticker: 002603 Security ID: Y7745S106
Meeting Date: MAY 17, 2021 Meeting Type: Special
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Completion of Raised Funds For For Management
Investment Project and Use of Excess
Raised Funds to Replenish Working
Capital
2 Approve Adjustment on the Usage of the For For Management
Repurchased Shares and Cancellation of
Repurchased Shares
3 Approve Amendments to Articles of For For Management
Association
4.1 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
4.2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Supervisors
4.3 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
4.4 Amend Working System for Independent For Against Management
Directors
4.5 Amend Related-Party Transaction For Against Management
Management System
5 Approve Issuance of Medium-term Notes For For Management
--------------------------------------------------------------------------------
SHIJIAZHUANG YILING PHARMACEUTICAL CO., LTD.
Ticker: 002603 Security ID: Y7745S106
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Decrease in Registered Capital For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SHIMAO GROUP HOLDINGS LIMITED
Ticker: 813 Security ID: G81043104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Final Dividend For For Management
2.2 Approve Special Dividend For For Management
3.1 Elect Hui Sai Tan, Jason as Director For For Management
3.2 Elect Ye Mingjie as Director For For Management
3.3 Elect Lyu Hong Bing as Director For For Management
3.4 Elect Lam Ching Kam as Director For For Management
3.5 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SHINHAN FINANCIAL GROUP CO., LTD.
Ticker: 055550 Security ID: Y7749X101
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Jin Ok-dong as Non-Independent For Against Management
Non-Executive Director
3.2 Elect Park An-soon as Outside Director For Against Management
3.3 Elect Bae Hun as Outside Director For For Management
3.4 Elect Byeon Yang-ho as Outside Director For Against Management
3.5 Elect Sung Jae-ho as Outside Director For Against Management
3.6 Elect Lee Yong-guk as Outside Director For For Management
3.7 Elect Lee Yoon-jae as Outside Director For Against Management
3.8 Elect Choi Kyong-rok as Outside For Against Management
Director
3.9 Elect Choi Jae-boong as Outside For For Management
Director
3.10 Elect Huh Yong-hak as Outside Director For Against Management
4 Elect Gwak Su-geun as Outside Director For For Management
to Serve as an Audit Committee Member
5.1 Elect Sung Jae-ho as a Member of Audit For Against Management
Committee
5.2 Elect Lee Yoon-jae as a Member of For Against Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SHINPOONG PHARMACEUTICAL CO., LTD.
Ticker: 019170 Security ID: Y7752X105
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Elect Han Seung-cheol as Outside For For Management
Director to Serve as an Audit
Committee Member
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SHINSEGAE CO., LTD.
Ticker: 004170 Security ID: Y77538109
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Seo Won-sik as Inside Director For Against Management
3.2 Elect Won Jeong-hui as Outside Director For Against Management
3.3 Elect Wi Cheol-hwan as Outside Director For Against Management
4 Elect Kang Gyeong-won as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Elect Won Jeong-hui as a Member of For Against Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SHOPRITE HOLDINGS LTD.
Ticker: SHP Security ID: S76263102
Meeting Date: NOV 16, 2020 Meeting Type: Annual
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2020
2 Reappoint PricewaterhouseCoopers Inc. For For Management
as Auditors of the Company with MC
Hamman as the Individual Registered
Auditor
3 Elect Wendy Lucas-Bull as Director For For Management
4 Re-elect Dr Anna Mokgokong as Director For For Management
5 Re-elect Johannes Basson as Director For For Management
6 Re-elect Joseph Rock as Director For For Management
7 Re-elect Johannes Basson as For For Management
Chairperson of the Audit and Risk
Committee
8 Re-elect Alice le Roux as Member of For For Management
the Audit and Risk Committee
9 Re-elect Joseph Rock as Member of the For For Management
Audit and Risk Committee
10 Place Authorised but Unissued Shares For For Management
under Control of Directors
11 Authorise Board to Issue Shares for For For Management
Cash
12 Authorise Ratification of Approved For For Management
Resolutions
13.1 Approve Remuneration Policy For Against Management
13.2 Approve Implementation of the For Against Management
Remuneration Policy
1a Approve Fees of the Chairperson of the For For Management
Board
1b Approve Fees of the Lead Independent For Against Management
Director
1c Approve Fees of the Non-executive For For Management
Directors
1d Approve Fees of the Chairperson of the For For Management
Audit and Risk Committee
1e Approve Fees of the Members of the For For Management
Audit and Risk Committee
1f Approve Fees of the Chairperson of the For For Management
Remuneration Committee
1g Approve Fees of the Members of the For For Management
Remuneration Committee
1h Approve Fees of the Chairperson of the For For Management
Nomination Committee
1i Approve Fees of the Members of the For For Management
Nomination Committee
1j Approve Fees of the Chairperson of the For For Management
Social and Ethics Committee
1k Approve Fees of the Members of the For For Management
Social and Ethics Committee
2 Approve Financial Assistance to For For Management
Subsidiaries, Related and
Inter-related Entities
3 Authorise Repurchase of Issued Share For For Management
Capital
4 Amend Memorandum of Incorporation For For Management
--------------------------------------------------------------------------------
SHREE CEMENT LIMITED
Ticker: 500387 Security ID: Y7757Y132
Meeting Date: JUL 06, 2020 Meeting Type: Annual
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend For For Management
3 Reelect Prashant Bangur as Director For For Management
4 Approve Remuneration of Cost Auditors For For Management
5 Elect Uma Ghurka as Director For For Management
6 Reelect Sanjiv Krishnaji Shelgikar as For For Management
Director
--------------------------------------------------------------------------------
SHREE CEMENT LIMITED
Ticker: 500387 Security ID: Y7757Y132
Meeting Date: JAN 09, 2021 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Advance Loan(s) and/or For Against Management
Corporate Guarantee to Company's
Subsidiaries, Associates, Group
Entities, and Other Person Specified
--------------------------------------------------------------------------------
SHRIRAM TRANSPORT FINANCE COMPANY LIMITED
Ticker: 511218 Security ID: Y7758E119
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Confirm Interim Dividend as Final For For Management
Dividend
3 Reelect Puneet Bhatia as Director For Against Management
4a Authorize Board to Fix Remuneration of For For Management
Haribhakti & Co. LLP, Chartered
Accountants as Joint Auditors
4b Authorize Board to Fix Remuneration of For For Management
Pijush Gupta & Co. Chartered
Accountants, Gurugram as Joint Auditors
5 Approve Enhancement of Limit for For For Management
Securitization of Receivables
6 Approve Conversion of Loan to Equity For For Management
Shares
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SHRIRAM TRANSPORT FINANCE COMPANY LIMITED
Ticker: 511218 Security ID: Y7758E119
Meeting Date: MAR 10, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Renewal of Limit for Issuance For For Management
of Redeemable Non-Convertible
Debentures, Subordinated Debentures,
Bonds or Any Other Structured/Hybrid
Debt Securities on Private Placement
Basis
--------------------------------------------------------------------------------
SHRIRAM TRANSPORT FINANCE COMPANY LIMITED
Ticker: 511218 Security ID: Y7758E119
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Final Dividend and Confirm 2 For For Management
Interim Dividends
4 Reelect D. V. Ravi as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Haribhakti & Co. LLP, Chartered
Accountants as Joint Auditors
6 Authorize Board to Fix Remuneration of For For Management
Pijush Gupta & Co. Chartered
Accountants as Joint Auditors
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Approve Payment of Commission to For For Management
Independent Directors
9 Approve Re-Designation of Umesh For For Management
Revankar as Vice Chairman and Managing
Director
--------------------------------------------------------------------------------
SIBANYE STILLWATER LTD.
Ticker: SSW Security ID: S7627K103
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Implementation of the For For Management
Odd-lot Offer
2 Authorise Ratification of Approved For For Management
Resolutions
1 Amend Memorandum of Incorporation For For Management
2 Authorise Specific Repurchase of For For Management
Shares from the Odd-lot Holders
3 Authorise Specific Repurchase of For For Management
Shares from the Specific Holders
--------------------------------------------------------------------------------
SIBANYE STILLWATER LTD.
Ticker: SSW Security ID: S7627K103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint Ernst & Young Inc as For For Management
Auditors of the Company with Lance
Tomlinson as the Designated Individual
Partner
2 Elect Sindiswa Zilwa as Director For For Management
3 Re-elect Rick Menell as Director For For Management
4 Re-elect Keith Rayner as Director For For Management
5 Re-elect Jerry Vilakazi as Director For For Management
6 Re-elect Keith Rayner as Chair of the For For Management
Audit Committee
7 Re-elect Timothy Cumming as Member of For For Management
the Audit Committee
8 Re-elect Savannah Danson as Member of For For Management
the Audit Committee
9 Re-elect Rick Menell as Member of the For For Management
Audit Committee
10 Re-elect Nkosemntu Nika as Member of For For Management
the Audit Committee
11 Re-elect Susan van der Merwe as Member For For Management
of the Audit Committee
12 Elect Sindiswa Zilwa as Member of the For For Management
Audit Committee
13 Place Authorised but Unissued Shares For For Management
under Control of Directors
14 Authorise Board to Issue Shares for For For Management
Cash
15 Approve Remuneration Policy For For Management
16 Approve Remuneration Implementation For For Management
Report
1 Approve Remuneration of Non-Executive For For Management
Directors
2 Approve Fees of Investment Committee For For Management
Members
3 Approve Per Diem Allowance For For Management
4 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
5 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SICHUAN CHUANTOU ENERGY CO., LTD.
Ticker: 600674 Security ID: Y7925C103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Production and Operation Plan For Against Management
and Financial Budget Report
5 Approve Profit Distribution Plan For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Proposal Report on Reviewing For Against Management
the Financing of the Company's
Headquarters
8 Approve Appointment of Auditor and For For Management
Payment of Remuneration
9 Approve Amendments to Articles of For Against Management
Association
10 Approve Equity Acquisition and Related For For Management
Party Transactions
11 Approve Temporary Non-acquisition of For For Management
Equity
12 Approve to Adjust the Allowances of For Against Management
Directors and Supervisors
--------------------------------------------------------------------------------
SICHUAN KELUN PHARMACEUTICAL CO., LTD.
Ticker: 002422 Security ID: Y7931Q104
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financing For For Management
2 Approve Issuance of Non-financial For For Management
Corporate Debt Financing Instruments
3 Approve Bill Pool Business For Against Management
4 Approve Guarantee Provision Plan For Against Management
5 Approve Use of Funds to Purchase For Against Management
Financial Products
6 Approve Increase of Financial For Against Management
Assistance Provision for Sichuan Kelun
Botai Pharmaceutical Co., Ltd.
7 Approve Financial Assistance Provision For Against Management
for Sichuan Kelun Pharmaceutical
Research Institute Co., Ltd.
8 Approve to Adjust the Usage of For For Management
Repurchased Shares and Cancellation
Matters
9 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SICHUAN KELUN PHARMACEUTICAL CO., LTD.
Ticker: 002422 Security ID: Y7931Q104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Daily Related Party Transaction For For Management
8 Approve Related Party Transaction with For For Management
Shisiyao Group
9 Approve Remuneration of Directors For For Management
10 Approve Remuneration of Supervisors For For Shareholder
11 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
12 Approve Provision of Financial For Against Management
Assistance
13 Approve Company's Eligibility for For For Shareholder
Issuance of Convertible Bonds
14.1 Approve Type For For Shareholder
14.2 Approve Issue Size For For Shareholder
14.3 Approve Par Value and Issue Price For For Shareholder
14.4 Approve Bond Maturity For For Shareholder
14.5 Approve Bond Interest Rate For For Shareholder
14.6 Approve Period and Manner of Repayment For For Shareholder
of Interest
14.7 Approve Guarantee Matters For For Shareholder
14.8 Approve Conversion Period For For Shareholder
14.9 Approve Determination and Adjustment For For Shareholder
of Conversion Price
14.10 Approve Terms for Downward Adjustment For For Shareholder
of Conversion Price
14.11 Approve Method on Handling Fractional For For Shareholder
Shares Upon Conversion
14.12 Approve Terms of Redemption For For Shareholder
14.13 Approve Terms of Sell-Back For For Shareholder
14.14 Approve Attribution of Profit and Loss For For Shareholder
During the Conversion Period
14.15 Approve Issue Manner and Target For For Shareholder
Subscribers
14.16 Approve Placing Arrangement for For For Shareholder
Shareholders
14.17 Approve Matters Relating to Meetings For For Shareholder
of Bondholders
14.18 Approve Use of Proceeds For For Shareholder
14.19 Approve Deposit Account of Raised Funds For For Shareholder
14.20 Approve Resolution Validity Period For For Shareholder
14.21 Approve Liability for Breach of For For Shareholder
Contract
15 Approve Issuance of Convertible Bonds For For Shareholder
16 Approve Rules and Procedures Regarding For For Shareholder
General Meetings of Convertible
Bondholders
17 Approve Feasibility Analysis Report on For For Shareholder
the Use of Proceeds
18 Approve Impact of Dilution of Current For For Shareholder
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
19 Approve Shareholder Return Plan For For Shareholder
20 Approve Authorization of Board to For For Shareholder
Handle All Related Matters
21 Approve Spin-off of Subsidiary on For For Shareholder
ChiNext in Accordance with Relevant
Laws and Regulations
22 Approve Plan on Spin-off of Subsidiary For For Shareholder
on ChiNext
23 Approve Spin-off of Subsidiary on For For Shareholder
ChiNext
24 Approve Compliance with Provisions on For For Shareholder
Pilot Domestic Listing of Subsidiaries
of Listed Companies
25 Approve Listing to Safeguard the For For Shareholder
Legitimate Rights and Interests of
Shareholders and Creditors
26 Approve Company's Maintaining For For Shareholder
Independence and Continuous Operation
Ability
27 Approve Corresponding Standard For For Shareholder
Operation Ability
28 Approve Purpose, Commercial For For Shareholder
Rationality, Necessity and Feasibility
Analysis of this Transaction
29 Approve Completeness and Compliance of For For Shareholder
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
30 Approve Authorization of Board to For For Shareholder
Handle All Related Matters Regarding
Spin-off of Subsidiary on ChiNext
31.1 Elect Liu Gexin as Director For For Shareholder
31.2 Elect Liu Sichuan as Director For For Shareholder
31.3 Elect Wang Jingyi as Director For For Shareholder
31.4 Elect Shao Wenbo as Director For For Shareholder
31.5 Elect He Guosheng as Director For For Shareholder
31.6 Elect Wang Guangji as Director For For Shareholder
32.1 Elect Ren Shichi as Director For For Shareholder
32.2 Elect Gao Jinbo as Director For For Shareholder
32.3 Elect Chen Jie as Director For For Shareholder
33.1 Elect Guo Yunpei as Supervisor For For Shareholder
33.2 Elect Wan Peng as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SICHUAN SWELLFUN CO., LTD.
Ticker: 600779 Security ID: Y7932B106
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Amendments to Articles of For For Management
Association
3 Elect Zhang Peng as Independent For For Management
Director
4 Elect Chen Daili as Supervisor For For Management
5.1 Elect Jiang Leifeng as Non-Independent For For Management
Director
5.2 Elect Sanjeev Churiwala as For For Management
Non-Independent Director
--------------------------------------------------------------------------------
SICHUAN SWELLFUN CO., LTD.
Ticker: 600779 Security ID: Y7932B106
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Application of Bank Credit For For Management
Lines
8 Approve Provision of Guarantees For For Management
9 Approve Amendments to Articles of For For Management
Association to Change Business Scope
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
11.1 Elect John Fan as Director For For Management
11.2 Elect Chu ChunHo as Director For For Management
11.3 Elect Jiang Leifeng as Director For For Management
11.4 Elect Samuel A.Fischer as Director For For Management
11.5 Elect Sanjeev Churiwala as Director For For Management
12.1 Elect Zhang Peng as Director For For Management
12.2 Elect Ma Yongqiang as Director For For Management
12.3 Elect Li Xin as Director For For Management
13.1 Elect Chen Daili as Supervisor For For Management
13.2 Elect Derek Chang as Supervisor For For Management
--------------------------------------------------------------------------------
SIEMENS LIMITED
Ticker: 500550 Security ID: Y7934G137
Meeting Date: FEB 12, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3 Approve that the Vacancy on the Board For For Management
Not Be Filled from the Retirement of
Mariel von Schumann
4 Elect Tim Holt as Director For For Management
5 Elect Matthias Rebellius as Director For Against Management
6 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
SILERGY CORP.
Ticker: 6415 Security ID: G8190F102
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Consolidated Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Rules and Procedures for For For Management
Election of Directors and Independent
Directors
4 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
5 Approve Issuance of Restricted Stocks For For Management
--------------------------------------------------------------------------------
SIME DARBY BERHAD
Ticker: 4197 Security ID: Y7962G108
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Fees For For Management
2 Approve Directors' Benefits For For Management
3 Elect Nirmala Menon as Director For For Management
4 Elect Ahmad Badri Mohd Zahir as For For Management
Director
5 Elect Ahmad Pardas Senin as Director For For Management
6 Elect Thayaparan Sangarapillai as For For Management
Director
7 Elect Jeffri Salim Davidson as Director For For Management
8 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Authorize Share Repurchase Program For For Management
10 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with
Related Parties Involving Interest of
AmanahRaya Trustee Berhad - Amanah
Saham Bumiputera
11 Approve Implementation of For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with
Related Parties Involving Interest of
Bermaz Auto Berhad
--------------------------------------------------------------------------------
SIME DARBY PLANTATION BHD.
Ticker: 5285 Security ID: Y7962H106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Remuneration For For Management
2 Approve Directors' Remuneration For For Management
Framework
3 Approve Directors' Benefits For For Management
4 Elect Najmuddin Datuk Seri Dr Haji For For Management
Megat Khas as Director
5 Elect Halipah Esa as Director For For Management
6 Elect Mohd Anwar Yahya as Director For For Management
7 Elect Zaiton Mohd Hassan as Director For For Management
8 Elect Mohd Nizam Zainordin as Director For For Management
9 Elect Henry Sackville Barlow as For For Management
Director
10 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
SINA CORP.
Ticker: SINA Security ID: G81477104
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Authorization of the Board to For For Management
Handle Matters Regarding Merger
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SINO BIOPHARMACEUTICAL LIMITED
Ticker: 1177 Security ID: G8167W138
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Tse Ping as Director For For Management
4 Elect Li Yi as Director For For Management
5 Elect Li Mingqin as Director For For Management
6 Elect Lu Hong as Director For For Management
7 Elect Zhang Lu Fu as Director For For Management
8 Elect Li Kwok Tung Donald as Director For For Management
9 Authorize Board to Fix Remuneration of For For Management
Directors
10 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
11A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11B Authorize Repurchase of Issued Share For For Management
Capital
11C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SINO BIOPHARMACEUTICAL LTD.
Ticker: 1177 Security ID: G8167W138
Meeting Date: JUL 15, 2020 Meeting Type: Special
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus Issue For For Management
2 Approve Increase in Authorized Share For For Management
Capital
--------------------------------------------------------------------------------
SINOLINK SECURITIES CO., LTD.
Ticker: 600109 Security ID: Y8004P106
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Yunhong as Independent For For Management
Director
--------------------------------------------------------------------------------
SINOLINK SECURITIES CO., LTD.
Ticker: 600109 Security ID: Y8004P106
Meeting Date: JAN 04, 2021 Meeting Type: Special
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SINOLINK SECURITIES CO., LTD.
Ticker: 600109 Security ID: Y8004P106
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7.1 Approve Related Party Transactions For For Management
with Changsha Yongjin (Group) Co., Ltd.
, Yongjin Investment Holdings Co., Ltd.
, Yunnan International Trust Co., Ltd.
and the Ultimate Controlling
Shareholder
7.2 Approve Related Party Transactions For For Management
with Sinolink Yongfu Assets Management
Co., Ltd. and Joint Venture Companies
7.3 Approve Related Party Transactions For For Management
with Directors, Supervisors, Senior
Managers and Other Related Parties
such as Companies in which the Related
Natural Persons serves as Directors
and Senior Managers
8 Approve Special Explanation on the For For Management
Remuneration of Directors
9 Approve Special Explanation on the For For Management
Remuneration of Supervisors
10 Approve General Authorization for For For Management
Corporate Debt Financing
11 Approve Related Party Transaction in For For Management
Connection to Debt Financing
12 Approve Guarantee Provision Plan For For Management
13 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
SINOLINK SECURITIES CO., LTD.
Ticker: 600109 Security ID: Y8004P106
Meeting Date: MAY 14, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Establishment of Asset For For Management
Management Subsidiary
--------------------------------------------------------------------------------
SINOLINK SECURITIES CO., LTD.
Ticker: 600109 Security ID: Y8004P106
Meeting Date: MAY 31, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jiang Wenguo as Non-Independent For For Shareholder
Director
2 Elect Jin Peng as Supervisor For For Shareholder
--------------------------------------------------------------------------------
SINOPAC FINANCIAL HOLDINGS CO., LTD.
Ticker: 2890 Security ID: Y8009U100
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
--------------------------------------------------------------------------------
SINOPHARM GROUP CO. LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Procurement Framework For For Management
Agreement, Proposed Annual Caps and
Related Transactions
2 Approve 2020 Financial Services For Against Management
Framework Agreement, Proposed Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
SINOPHARM GROUP CO. LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
of the Company and Its Subsidiaries
and the Auditors' Report
4 Approve Profit Distribution Plan and For For Management
Payment of Final Dividend
5 Authorize Board to Fix Remuneration of For For Management
Directors
6 Authorize Supervisory Committee to Fix For For Management
Remuneration of Supervisors
7 Approve Ernst & Young Hua Ming LLP as For For Management
Domestic Auditors and Ernst & Young as
International Auditors and Authorize
Audit Committee of the Board to Fix
Their Remuneration
8 Approve Provision of Guarantees For Against Management
9 Elect Li Dongjiu as Director, For For Management
Authorize Board to Fix His
Remuneration and Enter into a Service
Contract with Him
10 Elect Guan Xiaohui as Supervisor, For For Management
Authorize Supervisory Committee to Fix
Her Remuneration and Enter into a
Service Contract with Her
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and/or H Shares
12 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares
--------------------------------------------------------------------------------
SINOPHARM GROUP CO. LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares
--------------------------------------------------------------------------------
SINOPHARM GROUP CO., LTD.
Ticker: 1099 Security ID: Y8008N107
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Li Zhiming as Director and For For Management
Authorize Board to Fix His
Remuneration and to Enter Into a
Service Contract with Him
2 Elect Yu Qingming as Director and For For Management
Authorize Board to Fix His
Remuneration and to Enter Into a
Service Contract with Him
3 Elect Liu Yong as Director and For For Management
Authorize Board to Fix His
Remuneration and to Enter Into a
Service Contract with Him
4 Elect Chen Qiyu as Director and For Against Management
Authorize Board to Fix His
Remuneration and to Enter Into a
Service Contract with Him
5 Elect Ma Ping as Director and For For Management
Authorize Board to Fix His
Remuneration and to Enter Into a
Service Contract with Him
6 Elect Hu Jianwei as Director and For For Management
Authorize Board to Fix His
Remuneration and to Enter Into a
Service Contract with Him
7 Elect Deng Jindong as Director and For For Management
Authorize Board to Fix His
Remuneration and to Enter Into a
Service Contract with Him
8 Elect Wen Deyong as Director and For For Management
Authorize Board to Fix His
Remuneration and to Enter Into a
Service Contract with Him
9 Elect Guan Xiaohui as Director and For For Management
Authorize Board to Fix Her
Remuneration and to Enter Into a
Service Contract with Her
10 Elect Feng Rongli as Director and For For Management
Authorize Board to Fix Her
Remuneration and to Enter Into a
Service Contract with Her
11 Elect Zhuo Fumin as Director and For For Management
Authorize Board to Fix His
Remuneration and to Enter Into a
Service Contract with Him
12 Elect Chen Fangruo as Director and For For Management
Authorize Board to Fix His
Remuneration and to Enter Into a
Service Contract with Him
13 Elect Li Peiyu as Director and For For Management
Authorize Board to Fix His
Remuneration and to Enter Into a
Service Contract with Him
14 Elect Wu Tak Lung as Director and For For Management
Authorize Board to Fix His
Remuneration and to Enter Into a
Service Contract with Him
15 Elect Yu Weifeng as Director and For For Management
Authorize Board to Fix His
Remuneration and to Enter Into a
Service Contract with Him
16 Elect Wu Yifang as Supervisor and For For Management
Authorize Board to Fix His
Remuneration and to Enter Into a
Service Contract with Him
17 Elect Liu Zhengdong as Supervisor and For For Management
Authorize Board to Fix His
Remuneration and to Enter Into a
Service Contract with Him
18 Elect Li Xiaojuan as Supervisor and For For Management
Authorize Board to Enter Into a
Service Contract with Her
19 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SINOTRUK (HONG KONG) LIMITED
Ticker: 3808 Security ID: Y8014Z102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Dai Lixin as Director For For Management
3B Elect Li Shaohua as Director For For Management
3C Elect Matthias Grundler as Director For For Management
3D Elect Andreas Tostmann as Director For For Management
3E Elect Wang Dengfeng as Director For For Management
3F Elect Zhao Hang as Director For For Management
3G Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve 2023 Products Purchase For For Management
Agreement, Proposed Annual Caps and
Related Transactions
6 Approve 2021 Weichai Parts Purchase For For Management
Agreement, Proposed Annual Cap and
Related Transactions
7A Elect Li Xia as Director For For Management
7B Authorize Board to Fix the For For Management
Remuneration of Li Xia
--------------------------------------------------------------------------------
SK BIOPHARMACEUTICALS CO., LTD.
Ticker: 326030 Security ID: Y806MN108
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Stock Option Grants For For Management
4 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SK CHEMICALS CO. LTD.
Ticker: 285130 Security ID: Y80661138
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Ahn Yang-ho as Outside Director For For Management
to Serve as an Audit Committee Member
3 Amend Articles of Incorporation For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SK HOLDINGS CO., LTD.
Ticker: 034730 Security ID: Y8T642129
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Cho Dae-sik as Inside Director For Against Management
3.2 Elect Kim Seon-hui as Outside Director For Against Management
4 Elect Lee Chan-geun as Outside For For Management
Director to Serve as an Audit
Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SK HYNIX, INC.
Ticker: 000660 Security ID: Y8085F100
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Park Jung-Ho as Inside Director For For Management
3.1 Elect Song Ho-Keun as Outside Director For For Management
3.2 Elect Cho Hyun-Jae as Outside Director For For Management
4 Elect Yoon Tae-Hwa as Outside Director For For Management
to Serve as an Audit Committee Member
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Stock Option Grants For For Management
7 Approve Stock Option Grants For For Management
--------------------------------------------------------------------------------
SK INNOVATION CO., LTD.
Ticker: 096770 Security ID: Y8063L103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Elect Kim Jung-gwan as Outside Director For For Management
3 Elect Choi Woo-seok as Outside For For Management
Director to Serve as an Audit
Committee Member
4 Approve Stock Option Grants For For Management
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SK TELECOM CO., LTD.
Ticker: 017670 Security ID: Y4935N104
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
--------------------------------------------------------------------------------
SK TELECOM CO., LTD.
Ticker: 017670 Security ID: Y4935N104
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approve Stock Option Grants For For Management
4 Elect Ryu Young-sang as Inside Director For For Management
5 Elect Yoon Young-min as Outside For For Management
Director to Serve as an Audit
Committee Member
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SKSHU PAINT CO., LTD.
Ticker: 603737 Security ID: Y806G4107
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Increase the Investment For For Management
Amount of the Sichuan Qionglai
Industrial Park Production Base
Project and Signing of Supplementary
Agreement
2 Approve Investment and Construction of For For Management
Production Base Project in Yingcheng
City, Hubei Province and Signing of
Investment Agreement
3 Approve Signing of Investment For For Management
Agreement with Anhui Mingguang
Economic Development Zone Management
Committee and to Invest in the
Construction of Production Base Project
--------------------------------------------------------------------------------
SKSHU PAINT CO., LTD.
Ticker: 603737 Security ID: Y806G4107
Meeting Date: APR 23, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date and For For Management
Issue Price
2.5 Approve Issue Size For For Management
2.6 Approve the Scale and Use of Raised For For Management
Funds
2.7 Approve Lock-up Period For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
7 Approve Formulation of Shareholder For For Management
Return Plan
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve to Adjust the Implementation For For Management
Content of the High-tech Materials
Comprehensive Industrial Park Project
10 Amend the Administrative Measures on For Against Management
the Use of Raised Funds
--------------------------------------------------------------------------------
SKSHU PAINT CO., LTD.
Ticker: 603737 Security ID: Y806G4107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve to Appoint Auditor For For Management
7 Approve Guarantee Provision Plan and For Against Management
Credit Line Bank Application
8 Approve External Guarantees For For Management
--------------------------------------------------------------------------------
SM INVESTMENTS CORP.
Ticker: SM Security ID: Y80676102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Minutes of Previous Annual For For Management
Stockholders' Meeting
2 Approve 2020 Annual Report For For Management
3 Ratify All Acts and Resolutions of the For For Management
Board of Directors and Management
4.1 Elect Teresita T. Sy as Director For For Management
4.2 Elect Henry T. Sy, Jr. as Director For For Management
4.3 Elect Harley T. Sy as Director For For Management
4.4 Elect Jose T. Sio as Director For For Management
4.5 Elect Frederic C. DyBuncio as Director For For Management
4.6 Elect Tomasa H. Lipana as Director For For Management
4.7 Elect Alfredo E. Pascual as Director For For Management
4.8 Elect Robert G. Vergara as Director For For Management
5 Elect SyCip Gorres Velayo & Co. as For For Management
External Auditor
6 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
SM PRIME HOLDINGS, INC.
Ticker: SMPH Security ID: Y8076N112
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
Held on June 15, 2020
2 Approve 2020 Annual Report For For Management
3 Ratify Acts of the Board of Directors For For Management
and the Management from the Date of
the Last Annual Stockholders' Meeting
up to the Date of this Meeting
4.1 Elect Henry T. Sy, Jr. as Director For For Management
4.2 Elect Hans T. Sy as Director For For Management
4.3 Elect Herbert T. Sy as Director For For Management
4.4 Elect Jeffrey C. Lim as Director For For Management
4.5 Elect Jorge T. Mendiola as Director For For Management
4.6 Elect Amando M. Tetangco, Jr. as For For Management
Director
4.7 Elect J. Carlitos G. Cruz as Director For For Management
4.8 Elect Darlene Marie B. Berberabe as For For Management
Director
5 Elect Sycip Gorres Velayo & Co. as For For Management
External Auditor
6 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
SMOORE INTERNATIONAL HOLDINGS LTD.
Ticker: 6969 Security ID: G8245V102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Chen Zhiping as Director For For Management
3b Elect Xiong Shaoming as Director For For Management
3c Elect Wang Guisheng as Director For For Management
3d Elect Liu Jincheng as Director For For Management
3e Elect Zhong Shan as Director For For Management
3f Elect Yim Siu Wing, Simon as Director For For Management
3g Elect Liu Jie as Director For For Management
3h Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE SA
Ticker: SQM.B Security ID: P8716X108
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of USD 0.38 For For Management
per Share
--------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE SA
Ticker: SQM.B Security ID: P8716X108
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Share Capital via For For Management
Issuance of up to 22.44 Million New
Series B Shares with Preemptive Rights
2 Authorize Board to Set Price, Form, For For Management
Time, Procedure and other Conditions
for Placement of Shares in Connection
with Capital Increase
3 Amend Articles to Reflect Changes in For Against Management
Capital
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE SA
Ticker: SQM.B Security ID: P8716X108
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Designate Auditors For For Management
3 Designate Risk Assessment Companies For For Management
4 Designate Account Inspectors For For Management
5 Approve Investment Policy For For Management
6 Approve Financing Policy For For Management
7 Approve Dividends For For Management
8 Approve Remuneration of Board of For For Management
Directors and Board Committees
9 Other Business For Against Management
--------------------------------------------------------------------------------
SONGCHENG PERFORMANCE DEVELOPMENT CO., LTD.
Ticker: 300144 Security ID: Y30421104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Annual Report and Summary For For Management
4 Approve Audit Report For For Management
5 Approve Report of the Board of For For Management
Directors
6 Approve Report of the Board of For For Management
Supervisors
7 Approve Appointment of Auditor For For Management
8 Approve Provision for Asset Impairment For For Management
9.1 Elect Yang Yiqing as Director For For Management
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Vicente Ariztegui For For Management
Andreve
1.4 Elect Director Alfredo Casar Perez For Withhold Management
1.5 Elect Director Enrique Castillo For For Management
Sanchez Mejorada
1.6 Elect Director Xavier Garcia de For Withhold Management
Quevedo Topete
1.7 Elect Director Rafael Mac Gregor For For Management
Anciola
1.8 Elect Director Luis Miguel Palomino For Withhold Management
Bonilla
1.9 Elect Director Gilberto Perezalonso For Withhold Management
Cifuentes
1.10 Elect Director Carlos Ruiz Sacristan For Withhold Management
2 Ratify Galaz,Yamazaki, Ruiz Urquiza S. For For Management
C. as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Vicente Ariztegui For For Management
Andreve
1.4 Elect Director Enrique Castillo For For Management
Sanchez Mejorada
1.5 Elect Director Leonardo Contreras For For Management
Lerdo de Tejada
1.6 Elect Director Xavier Garcia de For Withhold Management
Quevedo Topete
1.7 Elect Director Rafael A. Mac Gregor For For Management
Anciola
1.8 Elect Director Luis Miguel Palomino For Withhold Management
Bonilla
1.9 Elect Director Gilberto Perezalonso For For Management
Cifuentes
1.10 Elect Director Carlos Ruiz Sacristan For Withhold Management
2 Ratify Galaz,Yamazaki, Ruiz Urquiza S. For For Management
C. as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
SOUTHWEST SECURITIES CO., LTD.
Ticker: 600369 Security ID: Y8103U105
Meeting Date: AUG 13, 2020 Meeting Type: Special
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Provision of Guarantee For Against Management
--------------------------------------------------------------------------------
SOUTHWEST SECURITIES CO., LTD.
Ticker: 600369 Security ID: Y8103U105
Meeting Date: JAN 08, 2021 Meeting Type: Special
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor and For For Management
Internal Control Auditor
--------------------------------------------------------------------------------
SOUTHWEST SECURITIES CO., LTD.
Ticker: 600369 Security ID: Y8103U105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4.1 Approve Related Party Transactions For For Management
with Various Companies
4.2 Approve Related Party Transactions For For Management
with Chongqing City Construction
Investment (Group) Co., Ltd.
4.3 Approve Related Party Transactions For For Management
with Chongqing Jiangbeizui Central
Business District Investment Group Co.
, Ltd.
4.4 Approve Related Party Transactions For For Management
with China Jianyin Investment Co., Ltd.
4.5 Approve Related Party Transactions For For Management
with Chongqing Expressway Group
Company Ltd.
4.6 Approve Related Party Transactions For For Management
with Other Related Parties
5 Approve Financial Statements For For Management
6 Approve Profit Distribution For For Management
7 Approve Proprietary Investment Scale For For Management
--------------------------------------------------------------------------------
SPAR GROUP LTD.
Ticker: SPP Security ID: S8050H104
Meeting Date: FEB 16, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 September 2020
2 Elect Brett Botten as Director For For Management
3 Elect Graham O'Connor as Director For For Management
4 Re-elect Marang Mashologu as Director For For Management
5 Reappoint PricewaterhouseCoopers Inc. For For Management
as Auditors and Appoint Thomas Howatt
as the Designated Individual Audit
Partner
6.1 Re-elect Marang Mashologu as Member of For For Management
the Audit Committee
6.2 Re-elect Harish Mehta as Member of the For For Management
Audit Committee
6.3 Re-elect Andrew Waller as Chairman of For For Management
the Audit Committee
7 Place Authorised but Unissued Shares For For Management
Under Control of Directors Pursuant to
the Employee Share Trust (2004)
8 Place Authorised but Unissued Shares For For Management
Under Control of Directors Pursuant to
the Conditional Share Plan
9 Approve Remuneration Policy For For Management
10 Approve Remuneration Implementation For For Management
Report
11 Approve Financial Assistance to For For Management
Related or Inter-related Companies
12 Approve Non-Executive Directors' Fees For For Management
--------------------------------------------------------------------------------
SPRING AIRLINES CO., LTD.
Ticker: 601021 Security ID: Y8131G102
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
3 Approve Authorization of the Board to For For Management
Handle All Matters
4 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
SPRING AIRLINES CO., LTD.
Ticker: 601021 Security ID: Y8131G102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Remuneration of Directors and For For Management
Senior Management Members
7 Approve Remuneration of Supervisors For For Management
8 Approve Daily Related-Party For For Management
Transactions
9 Approve External Guarantee Provision For For Management
Plan
10 Approve Appointment of Financial For For Management
Auditor and Internal Control Auditor
11 Approve Issuance of Overseas Debt For For Management
Financing Instruments
12 Approve Shareholder Return Plan For For Management
13 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
14 Approve Methods to Assess the For For Management
Performance of Plan Participants
15 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
16 Approve Company's Eligibility for For For Management
Private Placement of Shares
17.1 Approve Share Type and Par Value For For Management
17.2 Approve Issue Manner and Issue Time For For Management
17.3 Approve Target Subscribers and For For Management
Subscription Method
17.4 Approve Issue Size For For Management
17.5 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
17.6 Approve Lock-up Period and Listing For For Management
Arrangement
17.7 Approve Amount and Use of Proceeds For For Management
17.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
17.9 Approve Listing Exchange For For Management
17.10 Approve Resolution Validity Period For For Management
18 Approve Plan on Private Placement of For For Management
Shares
19 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
20 Approve Report on the Usage of For For Management
Previously Raised Funds
21 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
22 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
SRI TRANG GLOVES (THAILAND) PUBLIC CO. LTD.
Ticker: STGT Security ID: Y813B5121
Meeting Date: APR 02, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Performance Results and For For Management
Approve Financial Statements
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Weerakorn Ongsakul as Director For For Management
4.2 Elect Viyavood Sincharoenkul as For For Management
Director
4.3 Elect Thanawan Sa-ngiamsak as Director For For Management
4.4 Elect Chia Chee Ping as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve EY Office Company Limited as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance and Offering of For For Management
Debentures
8 Other Business For Against Management
--------------------------------------------------------------------------------
SRISAWAD CORPORATION PUBLIC COMPANY LIMITED
Ticker: SAWAD Security ID: Y81387105
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Company's Performance For For Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5 Approve Issuance of Warrants to For For Management
Existing Shareholders
6 Approve Decrease in Registered Capital For For Management
7 Amend Memorandum of Association to For For Management
Reflect Decrease in Registered Capital
8 Approve Increase in Registered Capital For For Management
9 Amend Memorandum of Association to For For Management
Reflect Increase in Registered Capital
10.1 Elect Sukont Kanjanahuttakit as For Against Management
Director
10.2 Elect Chatchai Kaewbootta as Director For For Management
10.3 Elect Weerachai Ngarmdeevilaisak as For For Management
Director
10.4 Elect Doungchai Kaewbootta as Director For Against Management
11 Elect Kudun Sukhumananda as Director For Against Management
12 Approve Remuneration of Directors For For Management
13 Approve PricewaterhouseCoopers ABAS For For Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
14 Amend Articles of Association For For Management
15 Other Business For Against Management
--------------------------------------------------------------------------------
SRISAWAD CORPORATION PUBLIC COMPANY LIMITED
Ticker: SAWAD Security ID: Y81387105
Meeting Date: FEB 17, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Joint Investment Transaction For Against Management
with Government Savings Bank in Fast
Money Co., Ltd.
3 Approve Joint Investment Transaction For Against Management
with Noble Development Public Company
Limited in SWP Asset Management Co.,
Ltd.
4 Amend Articles of Association For Against Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
SRISAWAD CORPORATION PUBLIC COMPANY LIMITED
Ticker: SAWAD Security ID: Y81387105
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Performance Results None None Management
3 Approve Financial Statements For For Management
4 Approve Allocation of Income and For For Management
Dividend Payment
5 Approve Decrease in Registered Capital For For Management
6 Amend Memorandum of Association to For For Management
Reflect Decrease in Registered Capital
7 Approve Increase in Registered Capital For For Management
8 Amend Memorandum of Association to For For Management
Reflect Increase in Registered Capital
9.1 Elect Pharnu Kerdlarppho as Director For For Management
9.2 Elect Somyot Ngerndamrong as Director For For Management
9.3 Elect Pinit Puapan as Director For For Management
9.4 Elect Veera Veerakool as Director For For Management
9.5 Elect Tzung-Han Tsai as Director For For Management
10 Approve Remuneration of Directors For For Management
11 Approve PricewaterhouseCoopers ABAS For For Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
12 Other Business For Against Management
--------------------------------------------------------------------------------
SSY GROUP LIMITED
Ticker: 2005 Security ID: G8406X103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Wang Yibing as Director For Against Management
2B Elect Leung Chong Shun as Director For For Management
2C Elect Feng Hao as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Final Dividend For For Management
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SSY GROUP LIMITED
Ticker: 2005 Security ID: G8406X103
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Master Sale and Purchase For For Management
Agreement, Proposed Annual Caps and
Related Transactions
--------------------------------------------------------------------------------
STANDARD BANK GROUP LTD.
Ticker: SBK Security ID: S80605140
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Paul Cook as Director For For Management
1.2 Re-elect Thulani Gcabashe as Director For Against Management
1.3 Elect Xueqing Guan as Director For For Management
1.4 Re-elect Kgomotso Moroka as Director For For Management
1.5 Re-elect Atedo Peterside as Director For For Management
1.6 Re-elect Myles Ruck as Director For For Management
1.7 Re-elect Lubin Wang as Director For For Management
2.1 Reappoint KPMG Inc as Auditors For For Management
2.2 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors
3 Place Authorised but Unissued Ordinary For For Management
Shares under Control of Directors
4 Place Authorised but Unissued For For Management
Non-redeemable Preference Shares under
Control of Directors
5.1 Approve Remuneration Policy For For Management
5.2 Approve Remuneration Implementation For For Management
Report
6 Authorise Repurchase of Issued For For Management
Ordinary Share Capital
7 Authorise Repurchase of Issued For For Management
Preference Share Capital
8 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
--------------------------------------------------------------------------------
STATE BANK OF INDIA
Ticker: 500112 Security ID: Y8155P103
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
--------------------------------------------------------------------------------
STATE BANK OF INDIA
Ticker: 500112 Security ID: Y8155P103
Meeting Date: JUL 14, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
STATE BANK OF INDIA
Ticker: 500112 Security ID: Y8155P103
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
--------------------------------------------------------------------------------
SUL AMERICA SA
Ticker: SULA11 Security ID: P87993120
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2019
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Ten For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Patrick Antonio Claude de
Larragoiti Lucas as Board Chairman
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Infante Santos de Castro
as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Catia Yuassa Tokoro as
Independent Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect David Lorne Levy as Independent
Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Isabelle Rose Marie de Segur
Lamoignon as Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jorge Hilario Gouvea Vieira as
Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pierre Claude Perrenoud as
Independent Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Renato Russo as Independent
Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Romeu Cortes Domingues as
Independent Director
8.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Walter Roberto de Oliveira Longo
as Independent Director
9 As an Ordinary Shareholder, Would You None Abstain Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 As a Preferred Shareholder, Would You None Abstain Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
11 Elect Director Appointed by Minority None Abstain Shareholder
Shareholder
12 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
13 Elect Director Appointed by Preferred None Abstain Shareholder
Shareholder
14 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
15 Approve Remuneration of Company's For Against Management
Management
16 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
SUL AMERICA SA
Ticker: SULA11 Security ID: P87993120
Meeting Date: MAR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 11 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Patrick Antonio Claude de
Larragoiti Lucas as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Infante Santos de Castro
as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Catia Yussa Tokoro as
Independent Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect David Lorne Levy as Independent
Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Denizar Vianna Araujo as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gabriel Portella Fagundes Filho
as Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Isabelle Rose Marie de Segur
Lamoignon as Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jorge Hilario Gouvea Vieira as
Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pierre Claude Perrenoud as
Independent Director
8.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Renato Russo as Independent
Director
8.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Walter Roberto de Oliveira Longo
as Independent Director
9 As an Ordinary Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
10 As a Preferred Shareholder, Would You None For Management
like to Request a Separate Minority
Election of a Member of the Board of
Directors, Under the Terms of Article
141 of the Brazilian Corporate Law?
11 Elect Director Appointed by Minority None Abstain Shareholder
Shareholder
12 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
13 Elect Director Appointed by Preferred None Abstain Shareholder
Shareholder
14 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
15 Approve Remuneration of Company's For Against Management
Management
16 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
SUL AMERICA SA
Ticker: SULA11 Security ID: P87993120
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For For Management
for Bonus Issue
2 Amend Article 5 to Reflect Changes in For For Management
Capital
3 Amend Article 14 For For Management
4 Amend Article 21 For For Management
5 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
SUN PHARMACEUTICAL INDUSTRIES LIMITED
Ticker: 524715 Security ID: Y8523Y158
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Standalone Financial Statements For For Management
and Statutory Reports
1b Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Confirm Interim Dividend and Declare For For Management
Final Dividend
3 Reelect Israel Makov as Director For For Management
4 Reelect Sudhir V. Valia as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
6 Approve Payment of Remuneration to For For Management
Dilip S. Shanghvi as Managing Director
--------------------------------------------------------------------------------
SUN PHARMACEUTICAL INDUSTRIES LIMITED
Ticker: 524715 Security ID: Y8523Y158
Meeting Date: MAR 16, 2021 Meeting Type: Court
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Amalgamation For For Management
--------------------------------------------------------------------------------
SUNAC CHINA HOLDINGS LIMITED
Ticker: 1918 Security ID: G8569A106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A1 Elect Chi Xun as Director For For Management
3A2 Elect Sun Kevin Zheyi as Director For For Management
3A3 Elect Poon Chiu Kwok as Director For Against Management
3A4 Elect Zhu Jia as Director For For Management
3A5 Elect Yuan Zhigang as Director For For Management
3B Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
6 Amend Existing Memorandum of For Against Management
Association and Articles of
Association and Adopt the Amended and
Restated Memorandum of Association and
Articles of Association
--------------------------------------------------------------------------------
SUNGROW POWER SUPPLY CO., LTD.
Ticker: 300274 Security ID: Y8211M102
Meeting Date: APR 16, 2021 Meeting Type: Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Shares to Specific Targets
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Basis For For Management
of Pricing and Issue Price
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan for Issuance of Shares to For For Management
Specific Targets
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares to
Specific Targets
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Counter-dilution Measures in For For Management
Connection to the Issuance of Shares
to Specific Targets
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
10 Approve Provision of Guarantee For For Management
11 Approve Provision of Financial For For Management
Assistance
--------------------------------------------------------------------------------
SUNGROW POWER SUPPLY CO., LTD.
Ticker: 300274 Security ID: Y8211M102
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Provision of Guarantees For Against Management
8 Approve Repurchase and Cancellation of For For Management
Performance Shares
9 Approve Amendments to Articles of For For Management
Association
10 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
11 Approve Guarantee Provision Plan For For Management
12 Approve Foreign Exchange Hedging For For Management
Business
13 Approve Application of Bank Credit For For Management
Lines
--------------------------------------------------------------------------------
SUNING.COM CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Usage of Raised For For Management
Funds
2 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
SUNING.COM CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: FEB 22, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
2 Approve Management Method of Employee For For Management
Share Purchase Plan
3 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
--------------------------------------------------------------------------------
SUNING.COM CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Appointment of Auditor For For Management
8 Approve Shareholder Return Plan For For Management
9 Approve Expand Business Scope and For For Management
Amend Articles of Association
--------------------------------------------------------------------------------
SUNING.COM CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Usage of Raised Funds For For Management
--------------------------------------------------------------------------------
SUNING.COM CO., LTD.
Ticker: 002024 Security ID: Y82211106
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Usage of Raised Funds For For Management
2 Approve Expand Business Scope and For For Management
Amend Articles of Association
--------------------------------------------------------------------------------
SUNNY OPTICAL TECHNOLOGY (GROUP) COMPANY LIMITED
Ticker: 2382 Security ID: G8586D109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Sun Yang as Director For For Management
3b Elect Feng Hua Jun as Director For Against Management
3c Elect Shao Yang Dong as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SUNWODA ELECTRONIC CO., LTD.
Ticker: 300207 Security ID: Y8309D105
Meeting Date: JUL 27, 2020 Meeting Type: Special
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For For Management
2 Approve Employee Share Purchase Plan For Against Management
(Draft) and Summary
3 Approve Management System of Employee For Against Management
Share Purchase Plan
4 Approve Authorization of the Board to For Against Management
Handle All Matters Related to Employee
Share Purchase Plan
5 Approve Amendments to Articles of For For Management
Association
6 Approve Capital Injection by For For Management
Wholly-Owned Subsidiary to Nanjing
Sunwoda New Energy Co., Ltd.
--------------------------------------------------------------------------------
SUNWODA ELECTRONIC CO., LTD.
Ticker: 300207 Security ID: Y8309D105
Meeting Date: SEP 04, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Wei as Non-Independent For For Management
Director
1.2 Elect Xiao Guangyu as Non-Independent For For Management
Director
1.3 Elect Zhou Xiaoxiong as For For Management
Non-Independent Director
1.4 Elect Zeng Di as Non-Independent For For Management
Director
2.1 Elect Zhong Mingxia as Independent For For Management
Director
2.2 Elect Liu Zhengbing as Independent For For Management
Director
2.3 Elect Zhang Jianjun as Independent For For Management
Director
3.1 Elect Yuan Huiqiong as Supervisor For For Management
3.2 Elect Liu Rongbo as Supervisor For For Management
4 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
SUNWODA ELECTRONIC CO., LTD.
Ticker: 300207 Security ID: Y8309D105
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
SUNWODA ELECTRONIC CO., LTD.
Ticker: 300207 Security ID: Y8309D105
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Amend Articles of Association For For Management
3 Approve Waiver of Voluntary Share For For Management
Sales Restriction Commitment
--------------------------------------------------------------------------------
SUNWODA ELECTRONIC CO., LTD.
Ticker: 300207 Security ID: Y8309D105
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition Agreement For For Management
2 Approve Application of Credit Lines For For Management
3 Approve Foreign Exchange Hedging For For Management
Business
4 Approve Use of Idle Own Funds for Cash For For Management
Management
5 Approve Guarantee Provision for For For Management
Subsidiaries
6 Approve Issuance of Overseas Bonds by For For Management
Overseas Wholly-owned Subsidiary and
Guarantee Provision Plan
7 Approve Company's Eligibility for For For Management
Issuance of Shares to Specific Targets
8.1 Approve Share Type and Par Value For For Management
8.2 Approve Issue Manner For For Management
8.3 Approve Target Subscribers and For For Management
Subscription Method
8.4 Approve Issue Price and Pricing For For Management
Principles
8.5 Approve Issue Size For For Management
8.6 Approve Lock-up Period For For Management
8.7 Approve Listing Location For For Management
8.8 Approve Use of Proceeds For For Management
8.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
8.10 Approve Resolution Validity Period For For Management
9 Approve Plan for Issuance of Shares to For For Management
Specific Targets
10 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares to
Specific Targets
11 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
12 Approve Report on the Usage of For For Management
Previously Raised Funds
13 Approve Authorization of the Board to For For Management
Handle All Related Matters
14 Approve Shareholder Dividend Return For For Management
Plan
15 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
16 Approve Undertakings of Remedial For For Management
Measures by the Relevant Parties in
Relation to the Dilution of Current
Returns as a Result of the Issuance of
Shares to Specific Targets
17 Approve Report of the Board of For For Management
Directors
18 Approve Report of the Board of For For Management
Supervisors
19 Approve Annual Report and Summary For For Management
20 Approve Financial Statements For For Management
21 Approve Profit Distribution For For Management
22 Approve Guarantee Provision for For For Management
Controlled Subsidiaries
23 Approve External Investment For For Management
24 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
SUPERMAX CORPORATION BERHAD
Ticker: 7106 Security ID: Y8310G105
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
2 Approve Directors' Fees For For Management
3 Approve Directors' Benefits For For Management
4 Elect Cecile Jaclyn Thai as Director For For Management
5 Elect Albert Saychuan Cheok as Director For For Management
6 Approve RSM Malaysia as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Share Repurchase Program For For Management
9 Approve Ting Heng Peng to Continue For For Management
Office as Independent Non-Executive
Director
10 Approve Rashid Bin Bakar to Continue For For Management
Office as Independent Non-Executive
Director
--------------------------------------------------------------------------------
SURGUTNEFTEGAS PJSC
Ticker: SNGS Security ID: X8799U105
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Remuneration of Directors For For Management
5 Approve Remuneration of Members of For For Management
Audit Commission
6.1 Elect Aleksandr Agarev as Director None Against Management
6.2 Elect Vladimir Bogdanov as Director None Against Management
6.3 Elect Aleksandr Bulanov as Director None Against Management
6.4 Elect Ivan Dinichenko as Director None Against Management
6.5 Elect Valerii Egorov as Director None For Management
6.6 Elect Vladimir Erokhin as Director None Against Management
6.7 Elect Viktor Krivosheev as Director None Against Management
6.8 Elect Nikolai Matveev as Director None Against Management
6.9 Elect Georgii Mukhamadeev as Director None For Management
6.10 Elect Ildus Usmanov as Director None Against Management
7.1 Elect Valentina Musikhina as Member of For For Management
Audit Commission
7.2 Elect Tamara Oleinik as Member of For For Management
Audit Commission
7.3 Elect Liudmila Prishchepova as Member For For Management
of Audit Commission
8 Ratify Auditor For Against Management
--------------------------------------------------------------------------------
SUZANO SA
Ticker: SUZB3 Security ID: P8T20U187
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agreement to Absorb AGFA, For For Management
Asapir, Paineiras, Ondurman, Facepa,
Fibria and Futuragene
2 Ratify PricewaterhouseCoopers For For Management
Auditores Independentes (PwC) as the
Independent Firm to Appraise Proposed
Transactions
3 Approve Independent Firm's Appraisals For For Management
4 Approve Absorption of AGFA, Asapir, For For Management
Paineiras, Ondurman, Facepa, Fibria
and Futuragene
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
SUZANO SA
Ticker: SUZB3 Security ID: P8T20U187
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Management Statements for For For Management
Fiscal Year Ended Dec. 31, 2020
2 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
3 Approve Treatment of Net Loss For For Management
4 Approve Remuneration of Company's For For Management
Management
5 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
--------------------------------------------------------------------------------
SUZANO SA
Ticker: SUZB3 Security ID: P8T20U187
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Comply with New For For Management
Regulations of Novo Mercado of B3 and
Consolidate Bylaws
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD.
Ticker: 002384 Security ID: Y8318L106
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Eligibility for Spin-off For For Management
Listing
2 Approve Initial Public Offering and For For Management
Listing on ChiNext
3 Approve Spin-off of Subsidiary on For For Management
ChiNext
4 Approve Compliance with Provisions on For For Management
Pilot Domestic Listing of Subsidiaries
of Listed Companies
5 Approve Listing to Safeguard the For For Management
Legitimate Rights and Interests of
Shareholders and Creditors
6 Approve Company's Maintaining For For Management
Independence and Continuous Operation
Ability
7 Approve Corresponding Standard For For Management
Operation Ability
8 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD.
Ticker: 002384 Security ID: Y8318L106
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Registered Capital For For Management
2 Approve Amendments to Articles of For For Management
Association
3 Amend Management System of Raised Funds For For Management
4 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD.
Ticker: 002384 Security ID: Y8318L106
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
2 Approve Management Method of Employee For For Management
Share Purchase Plan
3 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
--------------------------------------------------------------------------------
SUZHOU DONGSHAN PRECISION MANUFACTURING CO., LTD.
Ticker: 002384 Security ID: Y8318L106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Auditor and For For Management
Payment of Remuneration
7 Approve Remuneration of Directors and For For Management
Senior Management Members
8 Approve Remuneration of Supervisors For For Management
9 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
10 Approve Bank and Financial Credit Line For For Management
Application
11.1 Approve Guarantee for Dragon For For Management
Electronix Holdings,Inc. and its
Controlled Subsidiaries
11.2 Approve Guarantee for Hong Kong For For Management
Dongshan Holding Limited
11.3 Approve Guarantee for Yancheng For For Management
Dongshan Precision Manufacturing Co.,
Ltd.
11.4 Approve Guarantee for Multek Group For For Management
(Hong Kong) Ltd. and its Controlled
Subsidiaries
11.5 Approve Guarantee for Mudong For For Management
Optoelectronics Technology Co., Ltd.
11.6 Approve Guarantee for Suzhou For For Management
Yongchuang Metal Technology Co., Ltd.
11.7 Approve Guarantee for Hong Kong For For Management
Dongshan Precision United
Optoelectronics Co., Ltd.
11.8 Approve Guarantee for Yancheng For For Management
Dongshan Communication Technology Co.,
Ltd.
11.9 Approve Guarantee for Suzhou Aifu For For Management
Electronic Communication Co., Ltd.
11.10 Approve Guarantee for Dongguan For For Management
Dongshan Precision Manufacturing Co.,
Ltd.
11.11 Approve Guarantee for Suzhou Chenggan For For Management
Precision Manufacturing Co., Ltd.
11.12 Approve Guarantee for Suzhou Dongbo For For Management
Precision Manufacturing Co., Ltd.
11.13 Approve Guarantee for Suzhou Tengran For For Management
Electrical Equipment Co., Ltd.
11.14 Approve Guarantee for Suzhou Leigete For For Management
Intelligent Equipment Co., Ltd.
11.15 Approve Guarantee for Shanghai Fushan For For Management
Precision Manufacturing Co., Ltd.
12 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
--------------------------------------------------------------------------------
SYNNEX TECHNOLOGY INTERNATIONAL CORP.
Ticker: 2347 Security ID: Y8344J109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4.1 Elect Miau, Matthew Feng Chiang, a For For Management
Representative of Mei-Feng Inc, with
SHAREHOLDER NO.249508, as
Non-independent Director
4.2 Elect Tu Shu-Wu, with SHAREHOLDER NO. For For Management
99, as Non-independent Director
4.3 Elect Chou The-Chien, a Representative For For Management
of Mitac Inc., with SHAREHOLDER NO.2,
as Non-independent Director
4.4 Elect Yang Hsiang-Yun, a For For Management
Representative of Mitac Inc., with
SHAREHOLDER NO.2, as Non-independent
Director
4.5 Elect Hsuan Chien-Shen, with For For Management
SHAREHOLDER NO.A102948XXX as
Independent Director
4.6 Elect Yeh Kuang-Shih, with SHAREHOLDER For For Management
NO.U101317XXX as Independent Director
4.7 Elect Ling-Long Shen, with SHAREHOLDER For For Management
NO.X100005XXX as Independent Director
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
TAISHIN FINANCIAL HOLDINGS CO., LTD.
Ticker: 2887 Security ID: Y84086100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Issuance of New Common Shares For For Management
from Earnings
4 Approve Amendments to Articles of For For Management
Association
5 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
6.1 Elect Wu, Tong-Liang, Representative For For Management
of Chia Hao Co., Ltd, with Shareholder
NO.533102, as Non-Independent Director
6.2 Elect Wu, Cheng-Ching, Representative For For Management
of TASCO Chemical Co., Ltd, with
Shareholder NO.24482, as
Non-Independent Director
6.3 Elect Kuo, Jui-Sung, Representative of For For Management
Hsiang-Chao Co., Ltd, with Shareholder
NO.345123, as Non-Independent Director
6.4 Elect Wang, Chu-Chan, Representative For For Management
of Santo Arden Co., Ltd, with
Shareholder NO.492483, as
Non-Independent Director
6.5 Elect Lin, Yi-Fu, with Shareholder NO. For For Management
A103619XXX, as Independent Director
6.6 Elect Chang, Min-Yu, with Shareholder For For Management
NO.A221327XXX, as Independent Director
6.7 Elect Kuan, Kuo-Lin, with Shareholder For For Management
NO.D120043XXX, as Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
TAIWAN BUSINESS BANK
Ticker: 2834 Security ID: Y8414R106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Amendments to Articles of For For Management
Association
5.1 Elect CHIEN-HAO LIN, a Representative For For Shareholder
of MINISTRY OF FINANCE with
Shareholder No. 0085515, as
Non-independent Director
5.2 Elect CHIH-CHIEN CHANG, a For For Shareholder
Representative of MINISTRY OF FINANCE
with Shareholder No. 0085515, as
Non-independent Director
5.3 Elect SHIU-YEN LIN, a Representative For For Shareholder
of MINISTRY OF FINANCE with
Shareholder No. 0085515, as
Non-independent Director
5.4 Elect HUNG-SHENG YU, a Representative For For Shareholder
of MINISTRY OF FINANCE with
Shareholder No. 0085515, as
Non-independent Director
5.5 Elect CHIN-WEN HUANG , a For For Shareholder
Representative of MINISTRY OF FINANCE
with Shareholder No. 0085515, as
Non-independent Director
5.6 Elect SHIH-YUAN TAI, a Representative For For Shareholder
of BANK OF TAIWAN with Shareholder No.
0001002, as Non-independent Director
5.7 Elect WEN-CHIEH WANG, a Representative For For Shareholder
of BANK OF TAIWAN with Shareholder No.
0001002, as Non-independent Director
5.8 Elect TZU-HAO TSAI, a Representative For For Shareholder
of BANK OF TAIWAN with Shareholder No.
0001002, as Non-independent Director
5.9 Elect CHUN-HSIEN YEH, a Representative For For Shareholder
of NATIONAL DEVELOPMENT FUND,
EXECUTIVE YUAN with Shareholder No.
0549061, as Non-independent Director
5.10 Elect MING-HUEI CHEN, a Representative For For Shareholder
of TBB CORPORATE UNION with
Shareholder No. 0076436, as
Non-independent Director
5.11 Elect CHE-NAN WANG, with Shareholder None Against Shareholder
No. 0146685, as Non-independent
Director
5.12 Elect XIN-WU LIN with ID No. For For Shareholder
M120777XXX as Independent Director
5.13 Elect YUNG-CHENG CHUANG with ID No. For For Shareholder
A121329XXX as Independent Director
5.14 Elect JIN-LONG LIU, with ID No. For For Shareholder
D120708XXX as Independent Director
5.15 Elect SHAO-YUAN CHANG with ID No. For For Shareholder
H102025XXX as Independent Director
5.16 Elect CHIOU-MIEN LIN with ID No. For For Shareholder
A221530XXX as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors -
MINISTRY OF FINANCE
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors -
BANK OF TAIWAN
8 Approve Release of Restrictions of For For Management
Competitive Activities of Director -
Shih-Yuan Tai, Representative of Bank
of Taiwan
--------------------------------------------------------------------------------
TAIWAN CEMENT CORP.
Ticker: 1101 Security ID: Y8415D106
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3.1 Elect Chang, An-Ping, a Representative For For Management
of Chia Hsin R.M.C Corp., with
Shareholder No. 20048715, as
Non-Independent Director
3.2 Elect Li, Jong-Peir, a Representative For For Management
of C. F. Koo Foundation, with
Shareholder No. 20178935, as
Non-Independent Director
3.3 Elect Chang Kang-Lung, Jason, a For For Management
Representative of Chia Hsin Cement
Corp, with Shareholder No. 20016949,
as Non-Independent Director
3.4 Elect Lo, C.M. Kenneth, a For For Management
Representative of International CSRC
Investment Holdings Co., Ltd., with
Shareholder No. 20055830, as
Non-Independent Director
3.5 Elect Wang, Por-Yuan, a Representative For For Management
of Fu Pin Investment Co., Ltd., with
Shareholder No. 20420701, as
Non-Independent Director
3.6 Elect Koo, Kung-Yi, a Representative For For Management
of Tai Ho Farming Co., Ltd., with
SHAREHOLDER NO.20040219, as
Non-Independent Director
3.7 Elect Chen, Chi-Te, a Representative For For Management
of Chia Hsin Cement Corp., with
SHAREHOLDER NO.20016949, as
Non-Independent Director
3.8 Elect Hsieh, Chi-Chia, a For For Management
Representative of Fu Pin Investment Co.
, Ltd., with SHAREHOLDER NO.20420701,
as Non-Independent Director
3.9 Elect Wen, Chien, a Representative of For For Management
Heng Qiang Investment Co., Ltd., with
SHAREHOLDER NO.20420700, as
Non-Independent Director
3.10 Elect Tsai, Chih-Chung, a For For Management
Representative of Heng Qiang
Investment Co., Ltd., with SHAREHOLDER
NO.20420700, as Non-Independent
Director
3.11 Elect Chiao, Yu-Cheng with ID No. For Against Management
A120667XXX as Independent Director
3.12 Elect Wang, Victor with ID No. For Against Management
Q100187XXX as Independent Director
3.13 Elect Chou, Ling-Tai Lynette (Chou For For Management
Ling Tai), with SHAREHOLDER NO.
20180174 as Independent Director
3.14 Elect Lin, Mei-Hwa, with ID No. For For Management
F201284XXX as Independent Director
3.15 Elect Lin, Shiou-Ling, with ID No. For For Management
A202924XXX as Independent Director
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
6 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
TAIWAN COOPERATIVE FINANCIAL HOLDING CO., LTD.
Ticker: 5880 Security ID: Y8374C107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
TAIWAN HIGH SPEED RAIL CORP.
Ticker: 2633 Security ID: Y8421F103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Guidelines for Corporate For For Management
Governance
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
--------------------------------------------------------------------------------
TAIWAN MOBILE CO., LTD.
Ticker: 3045 Security ID: Y84153215
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Cash Return Out of Capital For For Management
Surplus
4 Approve Amendments to Articles of For For Management
Association
5 Approve Release of Restrictions of For For Management
Competitive Activities of Director
Daniel M. Tsai
6 Approve Release of Restrictions of For For Management
Competitive Activities of Director
Chris Tsai
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
3 Approve Issuance of Restricted Stocks For For Management
4.1 Elect Mark Liu, with Shareholder No. For For Management
10758, as Non-independent Director
4.2 Elect C.C. Wei, with Shareholder No. For For Management
370885, as Non-independent Director
4.3 Elect F.C. Tseng, with Shareholder No. For For Management
104, as Non-independent Director
4.4 Elect Ming Hsin Kung. a Representative For For Management
of National Development Fund,
Executive Yuan, with Shareholder No.
1, as Non-independent Director
4.5 Elect Peter L. Bonfield, with For For Management
Shareholder No. 504512XXX, as
Independent Director
4.6 Elect Kok Choo Chen, with Shareholder For For Management
No. A210358XXX, as Independent Director
4.7 Elect Michael R. Splinter, with For For Management
Shareholder No. 488601XXX, as
Independent Director
4.8 Elect Moshe N. Gavrielov, with For For Management
Shareholder No. 505930XXX, as
Independent Director
4.9 Elect Yancey Hai, with Shareholder No. For For Management
D100708XXX, as Independent Director
4.10 Elect L. Rafael Reif, with Shareholder For For Management
No. 545784XXX, as Independent Director
--------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LIMITED
Ticker: 532540 Security ID: Y85279100
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Buyback of Equity Shares For For Management
--------------------------------------------------------------------------------
TATA CONSULTANCY SERVICES LIMITED
Ticker: 532540 Security ID: Y85279100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividends and Declare For For Management
Final Dividend
3 Reelect N Chandrasekaran as Director For For Management
--------------------------------------------------------------------------------
TATA CONSUMER PRODUCTS LIMITED
Ticker: 500800 Security ID: Y85484130
Meeting Date: JUL 06, 2020 Meeting Type: Annual
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Dividend For For Management
4 Reelect Harish Bhat as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
6 Elect Sunil D'Souza as Director and For For Management
Approve Appointment and Remuneration
of Sunil D'Souza as Managing Director
and Chief Executive Officer
--------------------------------------------------------------------------------
TATA CONSUMER PRODUCTS LIMITED
Ticker: 500800 Security ID: Y85484130
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
2 Accept Consolidated Financial For For Management
Statements
3 Approve Dividend For For Management
4 Reelect N. Chandrasekaran as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
6 Elect P. B. Balaji as Director For For Management
--------------------------------------------------------------------------------
TATA MOTORS LIMITED
Ticker: 500570 Security ID: Y85740267
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: AUG 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Reelect Ralf Speth as Director For For Management
4 Approve Payment of Minimum For For Management
Remuneration to Guenter Butschek as
Chief Executive Officer and Managing
Director for FY 2019-20
5 Approve Payment of Minimum For For Management
Remuneration to Guenter Butschek as
Chief Executive Officer and Managing
Director in Case of No/Inadequate
Profits During FY 2020-21
6 Approve Branch Auditors and Authorize For For Management
Board to Fix Their Remuneration
7 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
TATA MOTORS LIMITED
Ticker: 500570 Security ID: Y85740267
Meeting Date: MAR 05, 2021 Meeting Type: Court
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
TATA STEEL LIMITED
Ticker: 500470 Security ID: Y8547N139
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: AUG 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Dividend For For Management
4 Reelect N. Chandrasekaran as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
6 Approve Payment of Commission to For Against Management
Non-Executive Directors
--------------------------------------------------------------------------------
TATA STEEL LIMITED
Ticker: 500470 Security ID: Y8547N139
Meeting Date: MAR 26, 2021 Meeting Type: Court
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Amalgamation For For Management
--------------------------------------------------------------------------------
TATA STEEL LIMITED
Ticker: 500470 Security ID: Y8547N139
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Dividend For For Management
4 Reelect Saurabh Agrawal as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
TATNEFT PJSC
Ticker: TATN Security ID: X89366102
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends for First For For Management
Six Months of Fiscal 2020
--------------------------------------------------------------------------------
TATNEFT PJSC
Ticker: TATN Security ID: X89366102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Dividends
4.1 Elect Fanil Agliullin as Director None Against Management
4.2 Elect Radik Gaizatullin as Director None Against Management
4.3 Elect Laszlo Gerecs as Director None For Management
4.4 Elect Larisa Glukhova as Director None Against Management
4.5 Elect Iurii Levin as Director None For Management
4.6 Elect Nail Maganov as Director None Against Management
4.7 Elect Albert Nafigin as Director None Against Management
4.8 Elect Rafail Nurmukhametov as Director None Against Management
4.9 Elect Valerii Sorokin as Director None Against Management
4.10 Elect Nurislam Siubaev as Director None Against Management
4.11 Elect Shafagat Takhautdinov as Director None Against Management
4.12 Elect Rustam Khalimov as Director None Against Management
4.13 Elect Rais Khisamov as Director None Against Management
4.14 Elect Rene Steiner as Director None Against Management
5.1 Elect Marsel Abdullin as Member of For For Management
Audit Commission
5.2 Elect Kseniia Borzunova as Member of For For Management
Audit Commission
5.3 Elect Ilnur Gabidullin as Member of For For Management
Audit Commission
5.4 Elect Guzal Gilfanova as Member of For For Management
Audit Commission
5.5 Elect Tatiana Malakhova as Member of For For Management
Audit Commission
5.6 Elect Liliia Rakhimzianova as Member For For Management
of Audit Commission
5.7 Elect Ramil Khairullin as Member of For For Management
Audit Commission
5.8 Elect Ravil Sharifullin as Member of For For Management
Audit Commission
6 Ratify Auditor For For Management
--------------------------------------------------------------------------------
TCL TECHNOLOGY GROUP CORP.
Ticker: 000100 Security ID: Y8549C107
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition Agreement For For Management
--------------------------------------------------------------------------------
TCL TECHNOLOGY GROUP CORP.
Ticker: 000100 Security ID: Y8549C107
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Debt Financing For Against Management
Instruments in the Inter-bank Bond
Market
2 Approve Matters Related to the For For Management
Issuance of Asset Securitization
Products
3 Approve Adjustment on Guarantee For For Management
Provision Plan
4 Approve Amendments to Articles of For For Management
Association
5 Approve Adjustment on Performance For For Management
Share Incentive Plan and Draft and
Summary of Phase 2 Global Create
Enjoyment Plan
6 Approve Adjustment on Performance For For Management
Share Incentive Plan and Methods to
Assess the Performance of Plan
Participants
7 Approve Draft and Summary on Phase 3 For Against Management
Global Partner Program
8 Approve Management System of Phase 3 For Against Management
Global Partner Program
9 Approve Authorization of the Board to For Against Management
Handle All Related Matters
10.1 Approve Overview of Raising Supporting For For Management
Funds
10.2 Approve Type, Par Value and Listing For For Management
Location
10.3 Approve Target Subscribers For For Management
10.4 Approve Pricing Reference Date and For For Management
Issue Price
10.5 Approve Issue Manner For For Management
10.6 Approve Issue Size For For Management
10.7 Approve Lock-Up Period Arrangement For For Management
10.8 Approve Type, Par Value and Listing For For Management
Location after Conversion
10.9 Approve Target Subscribers and For For Management
Subscription Method
10.10 Approve Issuance Method For For Management
10.11 Approve Issue Number For For Management
10.12 Approve Conversion Price For For Management
10.13 Approve Source of Conversion Shares For For Management
10.14 Approve Bond Maturity For For Management
10.15 Approve Bond Interest Rates For For Management
10.16 Approve Conversion Period For For Management
10.17 Approve Lock-Up Period For For Management
10.18 Approve Method for Determining the For For Management
Number of Shares for Conversion and
Method on Handling Fractional Shares
Upon Conversion
10.19 Approve Principal and Interest Payments For For Management
10.20 Approve Conditional Mandatory For For Management
Conversion Clause
10.21 Approve Conditional Resale Clause For For Management
10.22 Approve Terms for Downward Adjustment For For Management
of Conversion Price
10.23 Approve Terms for Upward Adjustment of For For Management
Conversion Price
10.24 Approve Conditional Redemption Clause For For Management
10.25 Approve Guarantee and Rating For For Management
10.26 Approve Other Matters For For Management
10.27 Approve Use of Proceeds For For Management
10.28 Approve Resolution Validity Period For For Management
11 Approve Adjustment of the Transaction For For Management
Plan Does Not Constitute as Major
Adjustment of the Restructuring Plan
12 Approve Termination of Strategic For For Management
Cooperation Agreements, Conditional
Share Subscription Agreements and
their Supplementary Agreements,
Conditional Convertible Corporate Bond
Subscription Agreements and their
Supplements
13 Approve Report (Revised Draft) and For For Management
Summary on Company's Acquisition by
Cash Payment and Issuance of Shares
and Convertible Corporate Bonds as
well as Raising Supporting Funds
14 Approve Relevant Audit Report and Pro For For Management
Forma Review Report
15 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
16 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
17 Approve Transaction Complies with For For Management
Article 11 and Article 43 of the
Management Approach Regarding Major
Asset Restructuring of Listed Companies
18 Approve Transaction Does not For For Management
Constitute as Major Asset
Restructuring and Article 13 of the
Management Approach Regarding Major
Asset Restructuring of Listed Companies
--------------------------------------------------------------------------------
TCL TECHNOLOGY GROUP CORP.
Ticker: 000100 Security ID: Y8549C107
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Li Dongsheng as Non-Independent For For Shareholder
Director
1.2 Elect Liang Weihua as Non-Independent For For Shareholder
Director
1.3 Elect Du Juan as Non-Independent For For Shareholder
Director
1.4 Elect Jin Xuzhi as Non-Independent For For Shareholder
Director
1.5 Elect Liao Qian as Non-Independent For For Shareholder
Director
1.6 Elect Shen Haoping as Non-Independent For For Shareholder
Director
2.1 Elect Gan Yong as Independent Director For For Shareholder
2.2 Elect Chen Shiyi as Independent For For Shareholder
Director
2.3 Elect Wan Liangyong as Independent For For Shareholder
Director
2.4 Elect Liu Xunci as Independent Director For For Shareholder
3.1 Elect He Zhuohui as Supervisor For For Shareholder
3.2 Elect Qiu Haiyan as Supervisor For For Shareholder
4 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
TCL TECHNOLOGY GROUP CORP.
Ticker: 000100 Security ID: Y8549C107
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition For For Management
2 Approve Adjustment of Securities For Against Management
Investment and Financial Management
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
TCL TECHNOLOGY GROUP CORP.
Ticker: 000100 Security ID: Y8549C107
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in the Construction For For Management
of Guangzhou Huaxing's 8.6th
Generation Oxide Semiconductor New
Display Device Production Line Project
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Report For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Profit Distribution For For Management
8 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
9 Approve Daily Related Party For For Management
Transactions
10 Approve Financial Services Agreement For Against Management
11 Approve Provision of Guarantees For For Management
12 Approve Matters Related to Securities For Against Management
Investment and Financial Management
13 Approve Company's Eligibility for For For Management
Private Placement of Shares
14.1 Approve Share Type and Par Value For For Management
14.2 Approve Issue Manner For For Management
14.3 Approve Target Subscribers and For For Management
Subscription Method
14.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Principle
14.5 Approve Issue Size For For Management
14.6 Approve Lock-up Period For For Management
14.7 Approve Listing Exchange For For Management
14.8 Approve Use of Proceeds For For Management
14.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
14.10 Approve Resolution Validity Period For For Management
15 Approve Plan for Private Placement of For For Management
Shares
16 Approve Report on the Usage of For For Management
Previously Raised Funds
17 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
18 Approve Impact of Dilution of Current For For Management
Returns and the Relevant Measures to
be Taken
19 Approve Authorization of the Board to For For Management
Handle All Related Matters
20 Approve Guarantee Provision Plan For For Management
--------------------------------------------------------------------------------
TCL TECHNOLOGY GROUP CORP.
Ticker: 000100 Security ID: Y8549C107
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Elect Liu Kun as Non-independent For For Shareholder
Director
3 Approve Provision of Guarantees For For Management
--------------------------------------------------------------------------------
TCL TECHNOLOGY GROUP CORP.
Ticker: 000100 Security ID: Y8549C107
Meeting Date: JUN 07, 2021 Meeting Type: Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Equity and Related For For Management
Party Transactions
2 Approve Development of Accounts For For Management
Receivable Factoring Business and
Related Party Transactions
--------------------------------------------------------------------------------
TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: SEP 23, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Green Short-term For For Management
Commercial Papers
2 Approve Issuance of Medium-term Notes For For Management
3 Approve Issuance of Super Short-term For For Management
Commercial Papers
4 Approve Amendments to Articles of For Against Management
Association
--------------------------------------------------------------------------------
TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction with For For Management
Xinjiang TBEA Group Co., Ltd.
2 Approve Related Party Transaction with For Against Management
Xinjiang Joinworld Co., Ltd.
--------------------------------------------------------------------------------
TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in the Construction For For Management
of High-purity Polysilicon Green
Energy Recycling Economic Construction
Project
--------------------------------------------------------------------------------
TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Renewable Debt Financing Plan For For Management
--------------------------------------------------------------------------------
TEBIAN ELECTRIC APPARATUS STOCK CO., LTD.
Ticker: 600089 Security ID: Y8550D101
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
5 Approve Report of the Independent For For Management
Directors
6 Approve Annual Report and Summary For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Hedging and Forward Foreign For For Management
Exchange Transactions
9 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
TECH MAHINDRA LIMITED
Ticker: 532755 Security ID: Y85491127
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Confirm Interim Dividend and Declare For For Management
Final Dividend
4 Reelect C. P. Gurnani as Director For For Management
5 Elect Anish Shah as Director For For Management
--------------------------------------------------------------------------------
TELECOM ARGENTINA SA
Ticker: TECO2 Security ID: 879273209
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Approve Total or Partial Decrease of None Against Shareholder
Discretionary Reserve for Future Cash
Dividends and or Discretionary Reserve
to Maintain Investment and Solvency
Levels; Approve Distribution of
Dividends in Cash and or Kind
--------------------------------------------------------------------------------
TELECOM ARGENTINA SA
Ticker: TECO2 Security ID: 879273209
Meeting Date: DEC 11, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Amend Article 10 Re: Representatives For For Management
to Carry out Approval and Registration
of this Amendment
--------------------------------------------------------------------------------
TELECOM ARGENTINA SA
Ticker: TECO2 Security ID: 879273209
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
2 Consider Financial Statements and For For Management
Statutory Reports Including English
Version
3 Approve Treatment of Net Loss of ARS 5. For For Management
72 Billion
4 Consider Discharge of Directors and For For Management
Internal Statutory Auditors Committee
5 Consider Remuneration of Directors in For For Management
the Amount of ARS 252.59 Million
6 Authorize Advance Remuneration to For For Management
Directors
7 Consider Remuneration of Internal For For Management
Statutory Auditors Committee in the
Amount of ARS 13.9 Million
8 Authorize Advance Remuneration to For For Management
Internal Statutory Auditors Committee
9 Fix Number of Directors For Against Management
10 Elect Directors For Against Management
11 Elect Alternate Directors For Against Management
12 Elect Five Principal Members of For For Management
Internal Statutory Auditors Committee
13 Fix Number of and Elect Alternate For For Management
Members of Internal Statutory Auditors
Committee
14 Approve Remuneration of Auditors for For For Management
FY 2020
15 Approve Price Waterhouse&Co. S.R.L. as For For Management
Auditors for FY 2021 and Fix Their
Remuneration
16 Consider Budget for Audit Committee in For For Management
the Amount of ARS 10.77 Million
--------------------------------------------------------------------------------
TELEFONICA BRASIL SA
Ticker: VIVT4 Security ID: P9T369168
Meeting Date: OCT 01, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of All Preferred For For Management
Shares into Common Shares at Ratio of
1:1
2 Ratify Amendment of Article 9 For For Management
--------------------------------------------------------------------------------
TELEFONICA BRASIL SA
Ticker: VIVT3 Security ID: P9T369176
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3.1 Elect Cremenio Medola Netto as Fiscal For For Management
Council Member and Juarez Rosa da
Silva as Alternate
3.2 Elect Charles Edwards Allen as Fiscal For For Management
Council Member and Stael Prata Silva
Filho as Alternate
4 Approve Remuneration of Company's For For Management
Management and Fiscal Council
--------------------------------------------------------------------------------
TELEKOM MALAYSIA BERHAD
Ticker: 4863 Security ID: Y8578H118
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Siti Zauyah Md Desa as Director For For Management
2 Elect Anis Rizana Mohd Zainudin @ Mohd For For Management
Zainuddin as Director
3 Elect Shazril Imri Mokhtar as Director For For Management
4 Elect Mohd Naim Daruwish as Director For For Management
5 Elect Hisham Zainal Mokhtar as Director For For Management
6 Elect Suhendran Sockanathan as Director For For Management
7 Approve Directors' Fees For For Management
8 Approve Directors' Benefits For For Management
9 Approve Ernst & Young PLT (EY) as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of New Ordinary For For Management
Shares Under the Dividend Reinvestment
Scheme
11 Approve Implementation of Existing For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Axiata
Group Berhad and its Subsidiaries
(Axiata Group)
12 Approve Implementation of Existing For For Management
Shareholders' Mandate for Recurrent
Related Party Transactions with Tenaga
Nasional Berhad and its Subsidiaries
(TNB Group)
--------------------------------------------------------------------------------
TELESITES SAB DE CV
Ticker: SITESB.1 Security ID: P90355135
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Restructuring Plan For For Management
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
TELESITES SAB DE CV
Ticker: SITESB.1 Security ID: P90355135
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve CEO's Report Including For For Management
External Auditor's Report and Board's
Opinion on CEO's Report
1.2 Approve Board Report on Principal For For Management
Accounting Policies and Criteria
Followed in Preparation of Financial
Information
1.3 Approve Report on Activities and For For Management
Operations Undertaken by Board
1.4 Approve Consolidated Financial For For Management
Statements
1.5 Approve Audit and Corporate Practices For For Management
Committee's Report
2 Approve Allocation of Income For For Management
3 Elect or Ratify Directors and Company For Against Management
Secretary and Deputy Secretary; Verify
Independence of Directors
4 Approve Remuneration of Directors and For For Management
Company Secretary and Deputy Secretary
5 Elect or Ratify Members of Audit and For Against Management
Corporate Practices Committee
6 Approve Remuneration of Audit and For For Management
Corporate Practices Committee
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
TELESITES SAB DE CV
Ticker: SITESB.1 Security ID: P90355135
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Cancellation of Treasury For For Management
Shares and Consequently Amend Articles
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
TENAGA NASIONAL BERHAD
Ticker: 5347 Security ID: Y85859109
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Juniwati Rahmat Hussin as For For Management
Director
2 Elect Gopala Krishnan K. Sundaram as For For Management
Director
3 Elect Asri bin Hamidin @ Hamidon as For For Management
Director
4 Elect Nawawi bin Ahmad as Director For For Management
5 Elect Rawisandran a/l Narayanan as For For Management
Director
6 Elect Baharin bin Din as Director For For Management
7 Approve Directors' Fees For For Management
8 Approve Directors' Benefits (Excluding For For Management
Directors' Fees)
9 Approve PricewaterhouseCoopers PLT as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Grant and Allotment of Shares For Against Management
to Baharin bin Din Under the Long Term
Incentive Plan
11 Approve Grant and Allotment of Shares For Against Management
to Noor Liyana binti Baharin Under the
Long Term Incentive Plan
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Yang Siu Shun as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TENCENT HOLDINGS LIMITED
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Special
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Share Option Plan of China For Against Management
Literature Limited
--------------------------------------------------------------------------------
THAI OIL PUBLIC COMPANY LIMITED
Ticker: TOP Security ID: Y8620B119
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restructure of the For For Management
Shareholding in Power Business and
Entire Business Transfer from Thaioil
Power Company Limited
2 Other Business For Against Management
--------------------------------------------------------------------------------
THAI OIL PUBLIC COMPANY LIMITED
Ticker: TOP Security ID: Y8620B119
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results and For For Management
Approve Financial Statements
2 Approve Dividend Payment For For Management
3 Approve Remuneration of Directors For For Management
4 Approve PricewaterhouseCoopers ABAS For Against Management
Ltd. as Auditors and Authorize Board
to Fix Their Remuneration
5.1 Elect Supot Teachavorasinskun as For For Management
Director
5.2 Elect Wirat Uanarumit as Director For For Management
5.3 Elect Prasert Sinsukprasert as Director For For Management
5.4 Elect Pasu Decharin as Director For For Management
5.5 Elect Sompop Pattanariyankool as For For Management
Director
6 Other Business For Against Management
--------------------------------------------------------------------------------
THAI UNION GROUP PUBLIC CO. LTD.
Ticker: TU Security ID: Y8730K116
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Approve Annual Report and Acknowledge None None Management
Operational Results
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income For For Management
5.1 Elect Thiraphong Chansiri as Director For Against Management
5.2 Elect Chuan Tangchansiri as Director For Against Management
5.3 Elect Thamnoon Ananthothai as Director For For Management
5.4 Elect Nart Liuchareon as Director For For Management
6 Approve Remuneration for the Year 2020 For For Management
and Bonus of Directors for the Year
2019
7 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
8.1 Amend Articles 24 and 25 of the For For Management
Articles of Association
8.2 Amend Article 27 of the Articles of For For Management
Association
8.3 Amend Article 31 of the Articles of For For Management
Association
9 Amend Company's Objectives and Amend For For Management
Memorandum of Association
10 Other Business None None Management
--------------------------------------------------------------------------------
THAI UNION GROUP PUBLIC CO. LTD.
Ticker: TU Security ID: Y8730K116
Meeting Date: APR 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Annual Report and None None Management
Operational Results
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Allocation of Income For For Management
5.1 Elect Kraisorn Chansiri as Director For Against Management
5.2 Elect Rittirong Boonmechote as Director For For Management
5.3 Elect Kirati Assakul as Director For For Management
5.4 Elect Ravinder Singh Grewal Sarbjit S For For Management
as Director
6 Approve Remuneration and Bonus of For For Management
Directors
7 Approve Price Water House Coopers ABAS For For Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
8 Amend Memorandum of Association Re: For For Management
Company's Business Objectives
9 Approve Offering of New Ordinary For For Management
Shares of Thai Union Feedmill PCL to
Its Directors, Executives and Employees
10 Other Business None None Management
--------------------------------------------------------------------------------
THE BIDVEST GROUP LTD.
Ticker: BVT Security ID: S1201R162
Meeting Date: NOV 27, 2020 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Eric Diack as Director For For Management
1.2 Re-elect Gillian McMahon as Director For For Management
1.3 Re-elect Alex Maditse as Director For Against Management
2.1 Elect Myles Ruck as Director For For Management
2.2 Elect Zukie Siyotula as Director For For Management
3 Reappoint PricewaterhouseCoopers Inc. For For Management
as Auditors of the Company with Craig
West as the Individual Registered
Auditor
4.1 Re-elect Eric Diack as Member of the For For Management
Audit Committee
4.2 Re-elect Renosi Mokate as Member of For For Management
the Audit Committee
4.3 Elect Zukie Siyotula as Member of the For For Management
Audit Committee
4.4 Re-elect Norman Thomson as Member of For For Management
the Audit Committee
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6 Authorise Board to Issue Shares for For For Management
Cash
7 Approve Payment of Dividend by Way of For For Management
Pro Rata Reduction of Share Capital or
Share Premium
8 Approve Ratification Relating to For For Management
Personal Financial Interest Arising
From Multiple Offices in the Group
9 Authorise Ratification of Approved For For Management
Resolutions
1 Approve Remuneration Policy For For Management
2 Approve Implementation of Remuneration For For Management
Policy
1 Adopt New Memorandum of Incorporation For For Management
2 Approve Remuneration of Non-Executive For For Management
Directors
3 Authorise Repurchase of Issued Share For For Management
Capital
4 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
--------------------------------------------------------------------------------
THE CHEMICAL WORKS OF GEDEON RICHTER PLC
Ticker: RICHT Security ID: X3124S107
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Agenda of Meeting None None Management
2 Authorize Company to Produce Sound and None None Management
Video Recording of Meeting Proceedings
3 Elect Chairman and Other Meeting None None Management
Officials
4 Approve Consolidated Financial None None Management
Statements
5 Approve Management Board Report on None None Management
Company's Operations, Business Policy,
and Financial Standing
6 Approve Financial Statements None None Management
7 Approve Allocation of Income and None None Management
Dividends of HUF 225 per Share
8 Approve Company's Corporate Governance None None Management
Statement
9 Amend Bylaws Re: Board of Directors None None Management
10 Approve Report on Share Repurchase None None Management
Program
11 Authorize Share Repurchase Program None None Management
12 Reelect Balint Szecsenyi as Management None None Management
Board Member
13 Reelect Anett Pandurics as Management None None Management
Board Member
14 Elect Nandor Pal Acs as Management None None Management
Board Member
15 Elect Laszlo Szabo as Management Board None None Management
Member
16 Reelect Attila Chikan as Supervisory None None Management
Board Member
17 Reelect Jonathan Robert Bedros as None None Management
Supervisory Board Member
18 Elect Zoltan Matos as Supervisory None None Management
Board Member
19 Elect Livia Pavlik as Supervisory None None Management
Board Member
20 Elect Krisztina Gal as Supervisory None None Management
Board Member
21 Elect Peter Mueller as Supervisory None None Management
Board Member
22 Reelect Attila Chikan as Audit None None Management
Committee Member
23 Elect Zoltan Matos and Dr. Livia None None Management
Pavlik as Audit Committee Members
24 Approve Remuneration of Management None None Management
Board Members
25 Approve Remuneration of Management None None Shareholder
Board Members
26 Approve Remuneration of Supervisory None None Management
Board Members
27 Approve Auditor's Remuneration None None Management
28 Transact Other Business None None Management
--------------------------------------------------------------------------------
THE COMPANY FOR COOPERATIVE INSURANCE
Ticker: 8010 Security ID: M7225K105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Auditors and Fix Their For For Management
Remuneration for Q2, Q3, Q4 and Annual
Statement of FY 2021 and Q1 of FY 2022
6 Approve Remuneration of Directors of For For Management
SAR 5,162,500 for FY 2020
7 Approve Corporate Governance Charter For For Management
8 Amend Audit Committee Charter For For Management
9 Approve Dividends of SAR 0.8 per Share For For Management
for FY 2020
10 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
11 Approve Related Party Transactions For For Management
with Public Pension Agency Re:
Insurance Policies
12 Approve Related Party Transactions For For Management
with Tawuniya Real Estate investment
Company Re: Insurance Policies
13 Approve Related Party Transactions For For Management
with Tawuniya Real Estate investment
Company Re: Rental Contract
14 Approve Related Party Transactions For For Management
with Saudi Investment Bank Re:
Insurance Policies
15 Approve Related Party Transactions For For Management
with United Insurance Company Re:
Insurance Policies
16 Approve Related Party Transactions For For Management
with United Insurance Company Re:
Insurance Claims
17 Approve Related Party Transactions For For Management
with National Consulting House Company
Re: Insurance Policies
18 Approve Related Party Transactions For For Management
with Saudi Entertainment Ventures
Company Re: Insurance Policies
19 Approve Related Party Transactions For For Management
with Tahakom Group Re: Insurance
Policies
20 Approve Related Party Transactions For For Management
with Al Essa Trading Company Re:
Insurance Policies
21 Approve Related Party Transactions For For Management
with Umm Alqura Cement Company Re:
Insurance Policies
22 Approve Related Party Transactions For For Management
with Saudi Railways Company Re:
Insurance Policies
23 Approve Related Party Transactions For For Management
with Flyadeal Re: Insurance Policies
24 Approve Related Party Transactions For For Management
with General Organization for Social
Insurance Re: Insurance Policies
25 Approve Related Party Transactions For Against Management
with General Organization for Social
Insurance Re: Service Agreement
26 Approve Related Party Transactions For For Management
with Jabal Omar Development Company
Re: Insurance Policies
27 Approve Related Party Transactions For For Management
with Raza Company Re: Insurance
Policies
28 Approve Related Party Transactions For For Management
with Raza Company Re: Rental Contract
29 Approve Related Party Transactions For For Management
with Saudi Stock Exchange Re:
Insurance Policies
30 Approve Related Party Transactions For Against Management
with Saudi Stock Exchange Re: Service
Agreement
31 Approve Related Party Transactions For For Management
with Waseel Company Re: Insurance
Policies
32 Approve Related Party Transactions For Against Management
with Waseel Company Re: Service
Agreement
--------------------------------------------------------------------------------
THE NATIONAL COMMERCIAL BANK CJSC
Ticker: 1180 Security ID: M7S2CL107
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Bylaws For For Management
2.1 Approve Merger Agreement Re: The For For Management
National Commercial Bank and Samba
Financial Group
2.2 Approve Issue Shares from SAR For For Management
30,000,000,000 to SAR 44,780,000,000
2.3 Amend Articles of Bylaws Related to For For Management
the Merger Agreement
2.4 Authorize Board or a Delegate of the For For Management
Board to Ratify and Execute Approved
Resolutions
--------------------------------------------------------------------------------
THE SAUDI BRITISH BANK
Ticker: 1060 Security ID: M8234F111
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Board Report on Company For For Management
Operations for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
4 Approve Discharge of Directors for FY For For Management
2020
5 Ratify Auditors and Fix Their For For Management
Remuneration for FY 2021
6 Approve Remuneration of Directors of For For Management
SAR 5,091,011 for FY 2020
7 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
8 Approve Authorization of the Board For For Management
Regarding Future Related Party
Transactions According to Article 71
of the Companies Law
9 Amend Article 12 of Bylaws Re: For For Management
Purchase of Own Shares and Allocating
it to Employees
10 Amend Article 13 of Bylaws Para 1 Re: For For Management
Capital Increase
11 Amend Article 13 of Bylaws Para 2 Re: For For Management
Capital Increase
12 Amend Article 13 Para 3 Re: Shares For For Management
Pre-emption Right
13 Amend Article 14 of Bylaws Re: Capital For For Management
Decrease
14 Amend Article 17 of Bylaws Re: For For Management
Composition of the Board
15 Amend Article 22 of Bylaws Para 1 Re: For For Management
Designating Chairman, Vice-Chairman
and Managing Director
16 Amend Article 22 of Bylaws Para 2 Re: For For Management
Chairman Representing the company in
All Relevant Authorities and Judiciary
17 Amend Article 22 of Bylaws Re: Courts For For Management
and Security Authorities
18 Amend Article 23 of Bylaws Para 22 Re: For For Management
Powers of Negotiate, Execute and
Perform All Types of Risk Management,
Treasury and Other Hedging Products
19 Amend Article 23 of Bylaws Para 23 Re: For For Management
Managing Company's Business, Affairs
and Employees
20 Amend Article 24 of Bylaws Re: Forming For For Management
Audit Committee
21 Amend Article 27 of Bylaws Re: Forming For For Management
Executive Committee
22 Amend Article 29 of Bylaws Para Re: For For Management
Board Resolutions on Urgent Matters
23 Amend Article 36 of Bylaws Para 1 Re: For For Management
General Meetings Requested by the Board
24 Amend Article 36 of Bylaws Para 3 Re: For For Management
General Meetings Invitation through
Electronic Means
25 Amend Article 44 of Bylaws Para 2 Re: For For Management
Auditors
26 Amend Article 45 of Bylaws Para 1 Re: For For Management
Auditors Access to Company's Books and
Other Documents
27 Amend Article 48 of Bylaws Para 3 Re: For For Management
Publishing Financial Statements
28 Amend Article 49 of Bylaws Re: Annual For For Management
or Interim Profit
29 Amend Article 49 of Bylaws Para 1 Re: For For Management
Annual or Interim Profit
30 Amend Article 52 of Bylaws Para 3 Re: For For Management
Liquidation of the Company
31 Amend Audit Committee Charter For For Management
32 Approve Employees Long Term Incentive For Against Management
Program and Authorize the Board to
Approve any Future Amendments
33 Authorize Share Repurchase Program Up For Against Management
to 4 Million Shares to be Allocated to
Employee Share Scheme and Authorize
the Board to Execute Approved
Resolution
34 Approve Transfer of SAR 9,062 Million For For Management
from Share Premium Reserve to
Statutory Reserve
35 Approve Related Party Transactions Re: For For Management
HSBC Saudi Arabia
--------------------------------------------------------------------------------
THE SIAM CEMENT PUBLIC CO. LTD.
Ticker: SCC Security ID: Y7866P147
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: FEB 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4.1 Elect Satitpong Sukvimol as Director For Against Management
4.2 Elect Chumpol NaLamlieng as Director For For Management
4.3 Elect Kasem Watanachai as Director For For Management
4.4 Elect Roongrote Rangsiyopash as For For Management
Director
5 Approve KPMG Phoomchai Audit Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Remuneration of Directors and For For Management
Sub-Committees
--------------------------------------------------------------------------------
THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED
Ticker: SCB Security ID: Y7905M113
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Annual Report None None Management
2 Approve Financial Statements For For Management
3 Acknowledge Allocation of Income and For For Management
Approve Dividend Payment
4.1 Elect Vichit Suraphongchai as Director For For Management
4.2 Elect Weerawong Chittmittrapap as For For Management
Director
4.3 Elect Pailin Chuchottaworn as Director For For Management
4.4 Elect Jareeporn Jarukornsakul as For For Management
Director
4.5 Elect Arthid Nanthawithaya as Director For For Management
4.6 Elect Pantip Sripimol as Director For For Management
5 Approve Remuneration of Directors for For For Management
the Year 2021 and Bonus of Directors
for the Year 2020
6 Approve KPMG Phoomchai Audit Limited For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
THE WHARF (HOLDINGS) LIMITED
Ticker: 4 Security ID: Y8800U127
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Yen Thean Leng as Director For For Management
2b Elect Edward Kwan Yiu Chen as Director For For Management
2c Elect Elizabeth Law as Director For For Management
2d Elect Richard Yat Sun Tang as Director For For Management
2e Elect Nancy Sau Ling Tse as Director For For Management
2f Elect David Muir Turnbull as Director For For Management
3 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
THUNDER SOFTWARE TECHNOLOGY CO., LTD.
Ticker: 300496 Security ID: Y444KZ103
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Share Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Matters Related to
Performance Share Incentive Plan
4 Approve Use of Temporary Idle Raised For Against Management
Funds to Conduct Cash Management
5 Approve Guarantee Provision Plan For For Management
6 Elect Wang Zilin as Non-Independent For For Management
Director and Allowance of Director
7.1 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7.2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
7.3 Amend Working System for Independent For For Management
Directors
7.4 Amend Management System for External For For Management
Investment
7.5 Amend Related Party Transaction For For Management
Management System
8 Approve Increase in Registered Capital For For Management
and Amend Articles of Association
9 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
THUNDER SOFTWARE TECHNOLOGY CO., LTD.
Ticker: 300496 Security ID: Y444KZ103
Meeting Date: NOV 25, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Share Incentive Plan
2 Approve Decrease in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
THUNDER SOFTWARE TECHNOLOGY CO., LTD.
Ticker: 300496 Security ID: Y444KZ103
Meeting Date: APR 06, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Allowance of Directors For For Management
8 Approve Credit Line Application For For Management
9 Approve Use of Idle Raised Funds for For Against Management
Cash Management
--------------------------------------------------------------------------------
THUNDER SOFTWARE TECHNOLOGY CO., LTD.
Ticker: 300496 Security ID: Y444KZ103
Meeting Date: MAY 14, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Huang Jie as Independent Director For For Management
--------------------------------------------------------------------------------
TIANFENG SECURITIES CO., LTD.
Ticker: 601162 Security ID: Y8817L102
Meeting Date: AUG 21, 2020 Meeting Type: Special
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Working System for Independent For For Management
Directors
3 Approve Provision of Guarantee For For Management
Commitment
--------------------------------------------------------------------------------
TIANFENG SECURITIES CO., LTD.
Ticker: 601162 Security ID: Y8817L102
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Price and Pricing For For Management
Principle
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Listing Exchange For For Management
2.8 Approve Amount and Usage of Raised For For Management
Funds
2.9 Approve Distribution Arrangement of For For Management
Cumulative Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Authorization of Board to For For Management
Handle All Related Matters
8 Approve the Board of Directors For For Management
Authorized the Company's Management to
Handle All Matters Related to this
Private Placement of Shares based on
the Approval of the Shareholders
Meeting
--------------------------------------------------------------------------------
TIANFENG SECURITIES CO., LTD.
Ticker: 601162 Security ID: Y8817L102
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wang Linjing as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD.
Ticker: 002129 Security ID: Y88171106
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Li Dongsheng as Non-independent For For Shareholder
Director
1.2 Elect Shen Haoping as Non-independent For For Shareholder
Director
1.3 Elect Liao Qian as Non-independent For For Shareholder
Director
1.4 Elect Yu Kexiang as Non-independent For For Shareholder
Director
1.5 Elect An Yanqing as Non-independent For For Shareholder
Director
1.6 Elect Zhang Changxu as Non-independent For For Shareholder
Director
2.1 Elect Chen Rongling as Independent For For Shareholder
Director
2.2 Elect Zhou Hong as Independent Director For For Shareholder
2.3 Elect Bi Xiaofang as Independent For For Shareholder
Director
3.1 Elect Mao Tianxiang as Supervisor For For Shareholder
3.2 Elect Qin Xiangling as Supervisor For For Shareholder
4 Amend Articles of Association and For For Management
Related Company Systems
5 Approve Related Party Transaction For For Management
6 Approve Joint Investment to Establish For For Management
a Joint Venture Company
7 Approve Authorization of Management For For Management
for Financing from Financial
Institutions
--------------------------------------------------------------------------------
TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD.
Ticker: 002129 Security ID: Y88171106
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: DEC 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For Against Management
Connection to Signing of Financial
Services Framework Agreement
2 Approve Related Party Transaction For For Management
3 Approve Change in Usage of Raised For For Management
Funds, Completion of Partial Raised
Funds Investment Project and Use of
Excess Raised Funds to Replenish
Working Capital
4 Approve to Amend the Company's Related For For Management
Systems
--------------------------------------------------------------------------------
TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD.
Ticker: 002129 Security ID: Y88171106
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Withdrawal of Equity Incentive For For Management
Fund
2 Approve Equity Incentive Fund For For Management
Distribution Plan
3 Approve Draft and Summary of Employee For For Management
Share Purchase Plan
4 Approve Methods to Assess the For For Management
Performance of Plan Participants
5 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD.
Ticker: 002129 Security ID: Y88171106
Meeting Date: APR 02, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
7 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
8 Approve to Appoint Auditor For For Management
9 Approve Provision of Guarantee For Against Shareholder
--------------------------------------------------------------------------------
TIANJIN ZHONGHUAN SEMICONDUCTOR CO., LTD.
Ticker: 002129 Security ID: Y88171106
Meeting Date: MAY 31, 2021 Meeting Type: Special
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Manner and Issue Price For For Management
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
7 Approve Shareholder Return Plan For For Management
8 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
TIANQI LITHIUM CORP.
Ticker: 002466 Security ID: Y79327105
Meeting Date: NOV 04, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tang Guoqiong as Independent For For Management
Director
2.1 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
2.2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
2.3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
TIANSHUI HUATIAN TECHNOLOGY CO., LTD.
Ticker: 002185 Security ID: Y8817B104
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Issue Size For For Management
2.4 Approve Issue Price and Pricing Basis For For Management
2.5 Approve Issue Amount For For Management
2.6 Approve Target Subscribers For For Management
2.7 Approve Lock-up Period For For Management
2.8 Approve Use of Proceeds For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
2.11 Approve Listing Exchange For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Counter-dilution Measures in For For Management
Connection to the Private Placement
7 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
TIANSHUI HUATIAN TECHNOLOGY CO., LTD.
Ticker: 002185 Security ID: Y8817B104
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve to Appoint Auditor For For Management
8 Approve Daily Related-party For For Management
Transactions
--------------------------------------------------------------------------------
TIGER BRANDS LTD.
Ticker: TBS Security ID: S84594142
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
1 Authorise Ratification of Approved For For Management
Resolution
--------------------------------------------------------------------------------
TIGER BRANDS LTD.
Ticker: TBS Security ID: S84594142
Meeting Date: FEB 17, 2021 Meeting Type: Annual
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ian Burton as Director For For Management
1.2 Elect Geraldine Fraser-Moleketi as For For Management
Director
1.3 Elect Deepa Sita as Director For For Management
1.4 Elect Olivier Weber as Director For For Management
2.1 Re-elect Noel Doyle as Director For For Management
2.2 Re-elect Gail Klintworth as Director For For Management
2.3 Re-elect Maya Makanjee as Director For For Management
2.4 Re-elect Emma Mashilwane as Director For For Management
3.1 Elect Ian Burton as Member of Audit For For Management
Committee
3.2 Re-elect Cora Fernandez as Member of For For Management
Audit Committee
3.3 Re-elect Donald Wilson as Member of For For Management
Audit Committee
4 Reappoint Ernst & Young Inc. as For For Management
Auditors with Ahmed Bulbulia as the
Lead Audit Partner
5 Authorise Ratification of Approved For For Management
Resolutions
6 Approve Remuneration Policy For For Management
7 Approve Implementation Report of the For For Management
Remuneration Policy
1 Approve Financial Assistance to For For Management
Related or Inter-related Companies
2.1 Approve Remuneration Payable to For For Management
Non-executive Directors
2.2 Approve Remuneration Payable to the For For Management
Chairman
3 Approve Remuneration Payable to For For Management
Non-executive Directors Participating
in Sub-committees
4 Approve Remuneration Payable to For For Management
Non-executive Directors in Respect of
Unscheduled/Extraordinary Meetings
5 Approve Remuneration Payable to For For Management
Non-executive Directors in Respect of
Ad Hoc Meetings of the Investment
Committee
6 Approve Non-resident Directors' Fees For For Management
7 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
TIM PARTICIPACOES SA
Ticker: TIMP3 Security ID: P91536469
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement between the For For Management
Company and TIM S.A.
2 Ratify Apsis Consultoria e Avaliacoes For For Management
Ltda. and Apsis Consultoria
Empresarial Ltda. as the Independent
Firms to Appraise Proposed Transactions
3 Approve Independent Firm's Appraisals For For Management
4 Approve Merger between the Company and For For Management
TIM S.A. and Subsequent Extinction of
the Company
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
6 Amend Long-Term Incentive Plans For Against Management
--------------------------------------------------------------------------------
TIM SA
Ticker: TIMS3 Security ID: P9153B104
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at Ten For For Management
4 Approve Classification of Flavia Maria For For Management
Bittencourt, Gesner Jose de Oliveira
Filho, Herculano Anibal Alves and
Nicandro Durante as Independent
Directors
5 Elect Directors For For Management
6 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
7 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
8.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Agostino Nuzzolo as Director
8.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlo Nardello as Director
8.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Elisabetta Paola Romano as
Director
8.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Flavia Maria Bittencourt as
Independent Director
8.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Gesner Jose de Oliveira Filho as
Independent Director
8.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Herculano Anibal Alves as
Independent Director
8.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Michele Valensise as Director
8.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Nicandro Durante as Independent
Director
8.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pietro Labriola as Director
8.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sabrina Di Bartolomeo as Director
9 Fix Number of Fiscal Council Members For For Management
at Three
10 Elect Fiscal Council Members For For Management
11 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
12 Approve Remuneration of Company's For Abstain Management
Management and Fiscal Council
--------------------------------------------------------------------------------
TIM SA
Ticker: TIMS3 Security ID: P9153B104
Meeting Date: MAR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Prolonging of Cooperation and For For Management
Support Agreement between Telecom
Italia S.p.A and TIM S.A.
2 Approve Long-Term Incentive Plan For Against Management
3 Amend Articles and Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
TINGYI (CAYMAN ISLANDS) HOLDING CORP.
Ticker: 322 Security ID: G8878S103
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Special Dividend For For Management
4 Elect Wei Hong-Chen as Director and For For Management
Authorize Board to Fix His Remuneration
5 Elect Koji Shinohara as Director and For For Management
Authorize Board to Fix His Remuneration
6 Elect Lee Tiong-Hock as Director and For For Management
Authorize Board to Fix His Remuneration
7 Approve Mazars CPA Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TITAN COMPANY LIMITED
Ticker: 500114 Security ID: Y88425148
Meeting Date: AUG 11, 2020 Meeting Type: Annual
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Dividend For For Management
4 Reelect Noel Naval Tata as Director For For Management
5 Elect Kakarla Usha as Director For For Management
6 Elect Bhaskar Bhat as Director For For Management
7 Elect C. K. Venkataraman as Director For For Management
8 Approve Appointment and Remuneration For Against Management
of C. K. Venkataraman as Managing
Director
9 Elect Sindhu Gangadharan as Director For For Management
10 Approve Branch Auditors and Authorize For For Management
Board to Fix Their Remuneration
11 Approve Payment of Commission to For Against Management
Non-Executive Directors
--------------------------------------------------------------------------------
TMB BANK PUBLIC COMPANY LIMITED
Ticker: TMB Security ID: Y57710264
Meeting Date: AUG 17, 2020 Meeting Type: Annual
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Operating Results None None Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income and For For Management
Acknowledge Interim Dividend Payment
4.1 Elect Ekniti Nitithanprapas as Director For For Management
4.2 Elect Michal Jan Szczurek as Director For Against Management
4.3 Elect Chumpol Rimsakorn as Director For Against Management
4.4 Elect Yokporn Tantisawetrat as Director For Against Management
4.5 Elect Nattaphon Narkphanit as Director For Against Management
5 Approve Remuneration of Directors For For Management
6 Approve Bonus of Directors For For Management
7 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Issuance of Debentures For For Management
9 Other Business For Against Management
--------------------------------------------------------------------------------
TOLY BREAD CO. LTD.
Ticker: 603866 Security ID: Y774AK107
Meeting Date: FEB 19, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Employee For Against Management
Share Purchase Plan
--------------------------------------------------------------------------------
TOLY BREAD CO. LTD.
Ticker: 603866 Security ID: Y774AK107
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
7 Approve to Appoint Auditor For For Management
8.1 Approve Remuneration of For For Management
Non-Independent Directors Wu Xueliang,
Wu Xuequn, Sheng Yali, Wu Xuedong and
Sheng Long
8.2 Approve Remuneration of Independent For For Management
Directors Song Changfa, Liu Chengqing,
Wu Fei and Huang Yu
9 Approve Remuneration of Supervisors For For Management
10 Approve Use of Idle Own Funds to For Against Management
Invest in Entrusted Financial Products
11 Approve Application of Bank Credit For For Management
Lines
12 Approve Use of Idle Raised Funds to For For Management
Invest in Entrusted Financial Products
13 Approve Amendments to Articles of For For Management
Association
14 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
15 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
16 Amend the Independent Director System For For Management
17 Amend the Controlled Subsidiaries For For Management
Management System
18 Amend External Guarantee Management For For Management
System
19 Amend External Investment Management For For Management
System
20 Amend the Raised Funds Usage and For For Management
Management System
--------------------------------------------------------------------------------
TOLY BREAD CO. LTD.
Ticker: 603866 Security ID: Y774AK107
Meeting Date: MAY 27, 2021 Meeting Type: Special
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment in the Investment For For Management
Amount and Implementation Progress of
Raised Funds Investment Project
--------------------------------------------------------------------------------
TONGCHENG-ELONG HOLDINGS LIMITED
Ticker: 780 Security ID: G8918W106
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Tencent Payment Services For For Management
Framework Agreement, Relevant Annual
Caps and Related Transactions
2 Authorize Board to Deal with All For For Management
Matters in Relation to the Tencent
Payment Services Framework Agreement
3 Approve Trip.com Travelling Resources For For Management
Provision Framework Agreement,
Relevant Annual Caps and Related
Transactions
4 Authorize Board to Deal with All For For Management
Matters in Relation to the Trip.com
Travelling Resources Provision
Framework Agreement
--------------------------------------------------------------------------------
TONGCHENG-ELONG HOLDINGS LIMITED
Ticker: 780 Security ID: G8918W106
Meeting Date: MAY 31, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a1 Elect Jiang Hao as Director For For Management
2a2 Elect Dai Xiaojing as Director For For Management
2a3 Elect Han Yuling as Director For For Management
2b Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TONGFU MICROELECTRONICS CO., LTD.
Ticker: 002156 Security ID: Y6199W100
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Registered Capital For For Management
2 Amend Articles of Association For For Management
3 Approve Employee Share Purchase Plan For For Management
4 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
5.1 Elect Shi Mingda as Non-independent For For Management
Director
5.2 Elect Shi Lei as Non-independent For For Management
Director
5.3 Elect Xia Xin as Non-independent For For Management
Director
5.4 Elect Fan Xiaoning as Non-independent For For Management
Director
5.5 Elect Zhang Haodai as Non-independent For For Management
Director
6.1 Elect Chen Xuebin as Independent For For Management
Director
6.2 Elect Liu Zhigeng as Independent For For Management
Director
6.3 Elect Yuan Xueli as Independent For For Management
Director
7.1 Elect Lyu Yumei as Supervisor For For Management
7.2 Elect Zhang Dong as Supervisor For For Management
--------------------------------------------------------------------------------
TONGFU MICROELECTRONICS CO., LTD.
Ticker: 002156 Security ID: Y6199W100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Business Objectives and For For Management
Business Plan
3 Approve Profit Distribution For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Report of the Board of For For Management
Directors
6 Approve Report of the Board of For For Management
Supervisors
7 Approve Report on the Deposit and For For Management
Usage of Raised Funds
8 Approve to Appoint Auditor For For Management
9 Approve Signing of Credit Line For Against Management
Agreement and Provision of Guarantee
10 Elect Zhang Li as Supervisor For For Shareholder
--------------------------------------------------------------------------------
TONGHUA DONGBAO PHARMACEUTICAL CO., LTD.
Ticker: 600867 Security ID: Y8864T107
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
3.1 Elect Wang Wei as Non-Independent For For Shareholder
Director
3.2 Elect Ju Anshen as Non-Independent For For Shareholder
Director
4.1 Elect Bi Yan as Independent Director For For Management
5.1 Elect Wang Junye as Supervisor For For Shareholder
--------------------------------------------------------------------------------
TONGHUA DONGBAO PHARMACEUTICAL CO., LTD.
Ticker: 600867 Security ID: Y8864T107
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in the Construction For For Management
of the Production base of Insulin Bulk
Medicine and Injection
2 Approve Investment in the Construction For For Management
of Injection Production Base Project
3 Approve Change in Usage of Raised For For Management
Funds Project
4 Approve Draft and Summary of Stock For Against Management
Option Plan and Performance Share
Incentive Plan
5 Approve Methods to Assess the For Against Management
Performance of Plan Participants
6 Approve Authorization of the Board to For Against Management
Handle All Related Matters
7 Approve Employee Share Purchase Plan For For Management
8 Approve Management Method of Employee For For Management
Share Purchase Plan
9 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
--------------------------------------------------------------------------------
TONGHUA DONGBAO PHARMACEUTICAL CO., LTD.
Ticker: 600867 Security ID: Y8864T107
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Auditor and Internal For For Management
Control Auditor
7 Approve Daily Related Party For For Management
Transactions
8 Approve Adjustment to Allowance of For For Management
Independent Directors
--------------------------------------------------------------------------------
TONGKUN GROUP CO., LTD.
Ticker: 601233 Security ID: Y8851U109
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Supervisors For For Management
9 Approve to Appoint Financial Auditor For For Management
10 Approve Guarantee Provision Between For For Management
Company and Subsidiary
11 Approve to Authorized Company and For Against Management
Subsidiary for the Financing
Application
12.1 Approve Related Party Transaction with For For Management
Controlling Shareholders and Its
Subsidiaries
12.2 Approve Related Party Transaction with For For Management
Zhejiang Petroleum & Chemical Co., Ltd.
12.3 Approve Related Party Transaction with For For Management
Zhejiang Hengchuang Advanced
Functional Fiber Innovation Center Co.
, Ltd.
12.4 Approve Transaction with Related For For Management
Parties
13.1 Approve Estimated Related Party For For Management
Transaction with Controlling
Shareholders and Its Subsidiaries
13.2 Approve Estimated Related Party For For Management
Transaction with Zhejiang Petroleum &
Chemical Co., Ltd.
13.3 Approve Estimated Related Party For For Management
Transaction with Zhejiang Hengchuang
Advanced Functional Fiber Innovation
Center Co., Ltd.
13.4 Approve Transaction with Other Related For For Management
Parties
--------------------------------------------------------------------------------
TONGLING NONFERROUS METALS GROUP CO., LTD.
Ticker: 000630 Security ID: Y8883H118
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Approve Spin-off of Subsidiary on For For Management
ChiNext in Accordance with Relevant
Laws and Regulations
3.1 Approve Listing Exchange For For Management
3.2 Approve Type For For Management
3.3 Approve Par Value For For Management
3.4 Approve Target Subscribers For For Management
3.5 Approve Listing Time For For Management
3.6 Approve Issue Manner For For Management
3.7 Approve Issue Size For For Management
3.8 Approve Manner of Pricing For For Management
3.9 Approve Implementation of Strategic For For Management
Placement at the Time of Issuance
3.10 Approve Use of Proceeds For For Management
3.11 Approve Underwriting Manner For For Management
4 Approve Spin-off of Subsidiary on For For Management
ChiNext
5 Approve Compliance with Provisions on For For Management
Pilot Domestic Listing of Subsidiaries
of Listed Companies
6 Approve Listing to Safeguard the For For Management
Legitimate Rights and Interests of
Shareholders and Creditors
7 Approve Company's Maintaining For For Management
Independence and Continuous Operation
Ability
8 Approve Corresponding Standard For For Management
Operation Ability
9 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
10 Approve Purpose, Commercial For For Management
Rationality, Necessity and Feasibility
Analysis of this Transaction
11 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
TONGLING NONFERROUS METALS GROUP CO., LTD.
Ticker: 000630 Security ID: Y8883H118
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Related Party For For Management
Transactions
2 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
TONGLING NONFERROUS METALS GROUP CO., LTD.
Ticker: 000630 Security ID: Y8883H118
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Budget For For Management
Implementation and Financial Budget
Arrangements
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Application of Comprehensive For For Management
Bank Credit Lines
7 Approve Foreign Exchange Trading For For Management
Business
8 Approve Appointment of Auditor For For Management
9 Approve Estimated Related Party For For Management
Transaction
10 Approve Shareholder Return Plan For For Management
11 Approve Signing of Financial Services For Against Management
Agreement and Continued Related Party
Transactions
12 Approve Provision for Asset Impairment For For Management
--------------------------------------------------------------------------------
TONGLING NONFERROUS METALS GROUP CO., LTD.
Ticker: 000630 Security ID: Y8883H118
Meeting Date: MAY 14, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Joint Investment and Related For For Management
Transaction
--------------------------------------------------------------------------------
TONGWEI CO., LTD.
Ticker: 600438 Security ID: Y8884V108
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of Chengdu Tongwei For For Management
Industrial Co., Ltd.
--------------------------------------------------------------------------------
TONGWEI CO., LTD.
Ticker: 600438 Security ID: Y8884V108
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For For Management
(Draft) and Summary
2 Approve Management Method of Employee For For Management
Share Purchase Plan
3 Approve Authorization of the Board to For For Management
Handle All Matters Related to Employee
Share Purchase Plan
4 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
TONGWEI CO., LTD.
Ticker: 600438 Security ID: Y8884V108
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Report of the Independent For For Management
Directors
7 Approve to Appoint Auditor For For Management
8 Approve Comprehensive Credit Line For For Management
Application
9 Approve Provision of Guarantee For Against Management
10 Approve Provision of Guarantee for For For Management
Corporate Customers
11 Approve Bill Pool Business For Against Management
12 Approve Shareholder Dividend Return For For Management
Plan
13 Approve to Adjust the Total Investment For For Management
Scale of Investment Projects with
Partial Raised Funds
14 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
15.1 Approve Issue Type For For Management
15.2 Approve Issue Scale For For Management
15.3 Approve Par Value and Issue Price For For Management
15.4 Approve Bond Maturity For For Management
15.5 Approve Bond Interest Rate For For Management
15.6 Approve Method and Term for the For For Management
Repayment of Principal and Interest
15.7 Approve Conversion Period For For Management
15.8 Approve Determination and Adjustment For For Management
of Conversion Price
15.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
15.10 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
15.11 Approve Terms of Redemption For For Management
15.12 Approve Terms of Sell-Back For For Management
15.13 Approve Dividend Distribution Post For For Management
Conversion
15.14 Approve Issue Manner and Target For For Management
Subscribers
15.15 Approve Placing Arrangement for For For Management
Shareholders
15.16 Approve Bondholders and Bondholder For For Management
Meetings
15.17 Approve Use of Proceeds For For Management
15.18 Approve Depository of Raised Funds For For Management
15.19 Approve Guarantee Matters For For Management
15.20 Approve Resolution Validity Period For For Management
16 Approve Plan for Issuance of For For Management
Convertible Bonds
17 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
18 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
19 Approve Meeting Rules for A Share For For Management
Convertible Corporate Bondholders
20 Approve Authorization of Board to For For Management
Handle All Related Matters
21 Approve Report on the Usage of For For Management
Previously Raised Funds
--------------------------------------------------------------------------------
TOP GLOVE CORPORATION BHD
Ticker: 7113 Security ID: Y88965101
Meeting Date: AUG 18, 2020 Meeting Type: Special
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Bonus Issue For For Management
--------------------------------------------------------------------------------
TOP GLOVE CORPORATION BHD
Ticker: 7113 Security ID: Y88965101
Meeting Date: JAN 06, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lim Han Boon as Director For Against Management
2 Elect Rainer Althoff as Director For Against Management
3 Elect Noripah Kamso as Director For Against Management
4 Elect Norma Mansor as Director For Against Management
5 Elect Sharmila Sekarajasekaran as For Against Management
Director
6 Elect Lim Andy as Director For Against Management
7 Approve Directors' Fees For For Management
8 Approve Directors' Benefits (Excluding For For Management
Directors' Fees)
9 Approve Ernst & Young PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
11 Approve Lim Han Boon to Continue For Against Management
Office as Independent Non-Executive
Director
12 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
TOPCHOICE MEDICAL CORP.
Ticker: 600763 Security ID: Y0772A106
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Dental Business For For Management
--------------------------------------------------------------------------------
TOPCHOICE MEDICAL CORP.
Ticker: 600763 Security ID: Y0772A106
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan on Partial Change in For For Management
Prevention and Resolving Potential
Horizontal Competition
2 Approve Provision of Financial Support For For Management
for the Construction of Headquarters
Building
--------------------------------------------------------------------------------
TOPCHOICE MEDICAL CORP.
Ticker: 600763 Security ID: Y0772A106
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplementary Proposal to the For For Management
Horizontal Competition Preventive Plan
2 Approve the Use of Leased Property of For For Management
Wholly-Owned Subsidiary for Hangzhou
Cunji Zijinggang Hospital Project
3 Approve Remuneration of Independent For For Management
Directors
4.1 Elect Lyu Jianming as Director For For Shareholder
4.2 Elect Wang Yi as Director For For Shareholder
4.3 Elect Chen Danpeng as Director For For Shareholder
4.4 Elect Fu Ming as Director For For Shareholder
5.1 Elect Cao Maoxi as Director For For Management
5.2 Elect Wang Shouyang as Director For For Management
5.3 Elect Zhang Yinan as Director For For Management
6.1 Elect Zhang Xiaolu as Supervisor For For Management
6.2 Elect Zhao Min as Supervisor For For Shareholder
--------------------------------------------------------------------------------
TOPCHOICE MEDICAL CORP.
Ticker: 600763 Security ID: Y0772A106
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Profit Distribution For For Management
5 Approve Financial Statements For For Management
6 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
TOPSPORTS INTERNATIONAL HOLDINGS LIMITED
Ticker: 6110 Security ID: G8924B104
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4a1 Elect Yu Wu as Director For For Management
4a2 Elect Sheng Baijiao as Director For For Management
4a3 Elect Sheng Fang as Director For For Management
4a4 Elect Chow Kyan Mervyn as Director For For Management
4a5 Elect Yung Josephine Yuen Ching as For For Management
Director
4a6 Elect Hu Xiaoling as Director For For Management
4a7 Elect Lam Yiu Kin as Director For For Management
4a8 Elect Hua Bin as Director For For Management
4a9 Elect Huang Victor as Director For For Management
4b Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TORRENT PHARMACEUTICALS LIMITED
Ticker: 500420 Security ID: Y8896L148
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend (Including For For Management
Special Dividend)
3 Reelect Chaitanya Dutt as Director For Against Management
4 Approve Remuneration of Cost Auditors For For Management
5 Approve Payment of Commission to For Against Management
Sudhir Mehta as Chairman Emeritus
--------------------------------------------------------------------------------
TOTAL ACCESS COMMUNICATION PUBLIC CO., LTD.
Ticker: DTAC Security ID: Y8904F141
Meeting Date: AUG 31, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Annual Report None None Management
3 Approve Financial Statements For For Management
4 Approve Omission of Dividend Payment For For Management
and Acknowledge Interim Dividend
Payment
5.1 Elect Boonchai Bencharongkul as For Against Management
Director
5.2 Elect Petter Boerre Furberg as Director For Against Management
5.3 Elect Pratana Mongkolkul as Director For For Management
5.4 Elect Sverre Pedersen as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Amend Articles of Association For For Management
9 Other Business For Against Management
--------------------------------------------------------------------------------
TOTAL ACCESS COMMUNICATION PUBLIC CO., LTD.
Ticker: DTAC Security ID: Y8904F141
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: FEB 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Annual Report None None Management
3 Approve Financial Statements For For Management
4 Approve Dividend Payment and For For Management
Acknowledge Interim Dividend Payment
5.1 Elect Stephen Woodruff Fordham as For For Management
Director
5.2 Elect Chananyarak Phetcharat as For For Management
Director
5.3 Elect Kamonwan Wipulakorn as Director For For Management
5.4 Elect Tone Ripel as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Approve EY Office Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Other Business For Against Management
--------------------------------------------------------------------------------
TOTVS SA
Ticker: TOTS3 Security ID: P92184103
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Capital Budget For For Management
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Remuneration of Company's For For Management
Management
5 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
6 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
TOTVS SA
Ticker: TOTS3 Security ID: P92184103
Meeting Date: APR 20, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Long-Term Incentive Plan For For Management
2 Authorize Capitalization of Reserves For For Management
Without Issuance of Shares
3 Amend Article 5 to Reflect Changes in For For Management
Capital
4 Approve Increase in Authorized Capital For For Management
and Amend Article 6 Accordingly
5 Amend Article 16 Re: Fix Maximum For For Management
Number of Board Members to Seven
6 Amend Article 19: Amendment of Point For For Management
"XV", "XVI" and "XXI"
7 Amend Article 22 Re: Adding Point "IV" For For Management
and "V"
8 Amend Article 23 For For Management
9 Amend Article 26 For For Management
10 Amend Article 37 For For Management
11 Add Article 55 Re: Indemnity Provision For Against Management
12 Approve Renumbering of Articles For For Management
13 Consolidate Bylaws For For Management
14 Approve Agreement to Absorb Neolog For For Management
Consultoria de Sistemas SA
15 Ratify Apsis Consultoria e Avaliacoes For For Management
Ltda as the Independent Firm to
Appraise Proposed Transaction
16 Approve Independent Firm's Appraisal For For Management
17 Approve Absorption of Neolog For For Management
Consultoria de Sistemas SA
18 Do You Wish to Request Installation of None For Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
19 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
TRANSFAR ZHILIAN CO., LTD.
Ticker: 002010 Security ID: Y98924106
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Share Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
4 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
TRANSFAR ZHILIAN CO., LTD.
Ticker: 002010 Security ID: Y98924106
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
7 Approve Daily Related-party For For Management
Transactions
8 Approve Application of Credit Lines For For Management
9 Approve Provision of Guarantee For For Management
10 Approve to Appoint Auditor For For Management
11 Approve Signing of Financial Service For Against Management
Agreement and Related Party Transaction
12 Approve Shareholder Return Plan For For Management
13 Approve Repurchase and Cancellation of For For Management
Performance Shares
14 Approve Decrease in Registered Capital For For Management
and Amend Articles of Association
15 Approve Adjustment of Remuneration of For For Management
Independent Directors
16 Approve Issuance of Medium-term Notes For For Management
17 Approve Adjustment of Performance For For Shareholder
Commitments and Signing of
Supplementary Agreement
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LIMITED
Ticker: 696 Security ID: Y8972V101
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Directors to Carry Out the Eastern
Airlines Transaction, Proposed Annual
Caps and Related Transactions
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LIMITED
Ticker: 696 Security ID: Y8972V101
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tang Lichao as Supervisor For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
TRAVELSKY TECHNOLOGY LIMITED
Ticker: 696 Security ID: Y8972V101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Statements For For Management
4 Approve Allocation of Profit and For For Management
Distribution of Final Dividend
5 Approve BDO China Shu Lun Pan For For Management
(Certified Public Accountants LLP) as
Auditor and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
TRIP.COM GROUP LTD.
Ticker: TCOM Security ID: 89677Q107
Meeting Date: MAR 18, 2021 Meeting Type: Special
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company's Authorized For For Management
Share Capital by One-to-Eight
Subdivision of Shares
--------------------------------------------------------------------------------
TRUE CORP. PUBLIC CO., LTD.
Ticker: TRUE Security ID: Y3187S225
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Acknowledge Business Operation Result None None Management
2 Approve Finance Statement For For Management
3 Approve Allocation of Income and For For Management
Dividend Payment
4.1 Elect Suphachai Chearavanont as For Against Management
Director
4.2 Elect Kosol Petchsuwan as Director For For Management
4.3 Elect Joti Bhokavanij as Director For For Management
4.4 Elect Rawat Chamchalerm as Director For For Management
4.5 Elect Preeprame Seriwongse as Director For For Management
4.6 Elect Warapatr Todhanakasem as Director For For Management
5 Approve Remuneration of Directors For For Management
6 Approve PricewaterhouseCoopers ABAS For For Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
7 Approve Issuance and Offering of For For Management
Debentures
--------------------------------------------------------------------------------
TSINGTAO BREWERY CO., LTD.
Ticker: 168 Security ID: Y8997D110
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Guo Xiu Zhang as Supervisor For For Management
--------------------------------------------------------------------------------
TSINGTAO BREWERY COMPANY LIMITED
Ticker: 168 Security ID: Y8997D102
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Guo Xiu Zhang as Supervisor For For Management
--------------------------------------------------------------------------------
TSINGTAO BREWERY COMPANY LIMITED
Ticker: 168 Security ID: Y8997D102
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Financial Report (Audited) For For Management
4 Approve Profit and Dividend For For Management
Distribution Plan
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditor and Authorize
Board to Fix Their Remuneration
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Internal Control Auditor
and Authorize Board to Fix Their
Remuneration
7.1 Elect Huang Ke Xing as Director For For Shareholder
7.2 Elect Yu Zhu Ming as Director For For Shareholder
7.3 Elect Wang Rui Yong as Director For For Shareholder
7.4 Elect Shi Kun as Director For For Shareholder
7.5 Elect Xiao Geng as Director For For Management
7.6 Elect Sheng Lei Ming as Director For For Management
7.7 Elect Jiang Xing Lu as Director For For Management
7.8 Elect Rania Zhang as Director For For Management
8.1 Elect Guo Xiu Zhang as Supervisor For For Shareholder
8.2 Elect Yao Yu as Supervisor For For Shareholder
8.3 Elect Li Yan as Supervisor For For Management
8.4 Elect Wang Ya Ping as Supervisor For For Management
9 Approve Remuneration Plan of Directors For For Management
and Supervisors
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
11 Amend Articles of Association and For For Management
Related Transactions
--------------------------------------------------------------------------------
TSINGTAO BREWERY COMPANY LIMITED
Ticker: 168 Security ID: Y8997D110
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Work Report of the Board of For For Management
Directors
2 Approve Work Report of the Board of For For Management
Supervisors
3 Approve Financial Report (Audited) For For Management
4 Approve Profit and Dividend For For Management
Distribution Plan
5 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditor and Authorize
Board to Fix Their Remuneration
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Internal Control Auditor
and Authorize Board to Fix Their
Remuneration
7.1 Elect Huang Ke Xing as Director For For Shareholder
7.2 Elect Yu Zhu Ming as Director For For Shareholder
7.3 Elect Wang Rui Yong as Director For For Shareholder
7.4 Elect Shi Kun as Director For For Shareholder
7.5 Elect Xiao Geng as Director For For Management
7.6 Elect Sheng Lei Ming as Director For For Management
7.7 Elect Jiang Xing Lu as Director For For Management
7.8 Elect Rania Zhang as Director For For Management
8.1 Elect Guo Xiu Zhang as Supervisor For For Shareholder
8.2 Elect Yao Yu as Supervisor For For Shareholder
8.3 Elect Li Yan as Supervisor For For Management
8.4 Elect Wang Ya Ping as Supervisor For For Management
9 Approve Remuneration Plan of Directors For For Management
and Supervisors
10 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
11 Amend Articles of Association and For For Management
Related Transactions
--------------------------------------------------------------------------------
TURK HAVA YOLLARI AO
Ticker: THYAO Security ID: M8926R100
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Approve Director Remuneration For Against Management
8 Ratify Director Appointment For For Management
9 Elect Directors For Against Management
10 Ratify External Auditors For Against Management
11 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
12 Approve Upper Limit of Donations for For Against Management
2021 and Receive Information on
Donations Made in 2020
13 Wishes None None Management
--------------------------------------------------------------------------------
TURKCELL ILETISIM HIZMETLERI AS
Ticker: TCELL Security ID: M8903B102
Meeting Date: OCT 21, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
the Meeting Minutes
3 Amend Company Articles For For Management
4 Accept Board Report For For Management
5 Accept Audit Report For For Management
6 Accept Financial Statements For For Management
7 Approve Discharge of Board For For Management
8 Approve Upper Limit of Donations for For For Management
2020 and Receive Information on
Donations Made in 2019
9 Ratify Director Appointment For For Management
10 Approve Director Remuneration For Against Management
11 Ratify External Auditors For For Management
12 Approve Allocation of Income For For Management
13 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
14 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
15 Close Meeting None None Management
--------------------------------------------------------------------------------
TURKCELL ILETISIM HIZMETLERI AS
Ticker: TCELL Security ID: M8903B102
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
the Meeting Minutes
3 Accept Board Report For For Management
4 Accept Audit Report For For Management
5 Accept Financial Statements For For Management
6 Approve Discharge of Board For For Management
7 Approve Upper Limit of Donations for For For Management
2021 and Receive Information on
Donations Made in 2020
8 Ratify Director Appointment and Elect For Against Management
Directors
9 Approve Director Remuneration For Against Management
10 Ratify External Auditors For For Management
11 Approve Allocation of Income For For Management
12 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
14 Close Meeting None None Management
--------------------------------------------------------------------------------
TURKIYE GARANTI BANKASI AS
Ticker: GARAN Security ID: M4752S106
Meeting Date: JUL 17, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting and Authorize Presiding
Council to Sign Minutes of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For Against Management
5 Amend Article 7 Re: Capital Related For Against Management
6 Approve Discharge of Board For Against Management
7 Approve Allocation of Income For For Management
8 Ratify Director Appointment For Against Management
9 Receive Information on Director None None Management
Appointment
10 Ratify External Auditors For For Management
11 Receive Information on Remuneration None None Management
Policy
12 Approve Director Remuneration For Against Management
13 Approve Upper Limit of Donations for For For Management
2020 and Receive Information on
Donations Made in 2019
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Receive Information in Accordance to None None Management
Article 1.3.6 of Capital Market Board
Corporate Governance Principles
--------------------------------------------------------------------------------
TURKIYE GARANTI BANKASI AS
Ticker: GARAN Security ID: M4752S106
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting, Elect Presiding Council For For Management
of Meeting and Authorize Presiding
Council to Sign Minutes of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For Against Management
5 Approve Discharge of Board For Against Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Ratify External Auditors For For Management
9 Receive Information on Remuneration None None Management
Policy
10 Approve Director Remuneration For Against Management
11 Approve Upper Limit of Donations for For For Management
2021 and Receive Information on
Donations Made in 2020
12 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
13 Receive Information in Accordance to None None Management
Article 1.3.6 of Capital Market Board
Corporate Governance Principles
--------------------------------------------------------------------------------
TURKIYE IS BANKASI AS
Ticker: ISCTR Security ID: M8933F115
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Financial Statements and For Against Management
Statutory Reports
3 Approve Discharge of Board For Against Management
4 Approve Allocation of Income For For Management
5 Elect Director For For Management
6 Approve Director Remuneration For Against Management
7 Ratify External Auditors For For Management
8 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
9 Amend Working Principles of the For For Management
General Assembly
10 Amend Company Articles 25, 28 and 62 For For Management
11 Receive Information in Accordance with None None Management
Article 1.3.6 of the Corporate
Governance Principles of the Capital
Market Board
12 Receive Information on Donations Made None None Management
in 2020
--------------------------------------------------------------------------------
TURKIYE PETROL RAFINERILERI AS
Ticker: TUPRS Security ID: M8966X108
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Amend Company Articles 4, 6 and 14 For Against Management
8 Elect Directors For Against Management
9 Approve Remuneration Policy and For For Management
Director Remuneration for 2020
10 Approve Director Remuneration For Against Management
11 Ratify External Auditors For For Management
12 Approve Upper Limit of Donations for For Against Management
2021 and Receive Information on
Donations Made in 2020
13 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Wishes None None Management
--------------------------------------------------------------------------------
TURKIYE SISE VE CAM FABRIKALARI AS
Ticker: SISE Security ID: M9013U105
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Presiding Council of Meeting and For For Management
Authorize Presiding Council to sign
Meeting Minutes
2 Accept Statutory Reports For For Management
3 Accept Financial Statements For For Management
4 Approve Discharge of Board For For Management
5 Elect Directors For Against Management
6 Approve Director Remuneration For Against Management
7 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
8 Approve Allocation of Income For For Management
9 Authorize Board to Distribute Advance For For Management
Dividends
10 Receive Information on Share None None Management
Repurchase Program
11 Authorize Share Capital Increase with For For Management
Preemptive Rights
12 Ratify External Auditors For Against Management
13 Approve Upper Limit of Donations in For For Management
2021 and Receive Information on
Donations Made in 2020
14 Receive Information on Guarantees, None None Management
Pledges and Mortgages Provided to
Third Parties
15 Wishes None None Management
--------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES SA
Ticker: UGPA3 Security ID: P94396127
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at 11 For For Management
2 Elect Alexandre Teixeira de Assumpcao For For Management
Saigh as Director
--------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES SA
Ticker: UGPA3 Security ID: P94396127
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 11 For For Management
4 Elect Directors For For Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 In Case Cumulative Voting Is Adopted, None Abstain Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Alexandre Teixeira de Assumpcao
Saigh as Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ana Paula Vitali Janes Vescovi
as Independent Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Flavia Buarque de Almeida as
Independent Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jorge Marques de Toledo Camargo
as Independent Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Gallo as Independent
Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Luiz Alqueres as
Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Mauricio Pereira Coelho as
Independent Director
7.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Lucio de Castro Andrade Filho as
Director
7.9 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcos Marinho Lutz as Director
7.10 Percentage of Votes to Be Assigned - None Abstain Management
Elect Otavio Lopes Castello Branco
Neto as Director
7.11 Percentage of Votes to Be Assigned - None Abstain Management
Elect Pedro Wongtschowski as Director
8 Approve Remuneration of Company's For For Management
Management
9.1 Elect Flavio Cesar Maia Luz as Fiscal For For Management
Council Member and Marcio Augustus
Ribeiro as Alternate
9.2 Elect Geraldo Toffanello as Fiscal For For Management
Council Member and Pedro Ozires
Predeus as Alternate
9.3 Elect William Bezerra Cavalcanti Filho For For Management
as Fiscal Council Member and Sandra
Regina de Oliveira as Alternate
10 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES SA
Ticker: UGPA3 Security ID: P94396127
Meeting Date: APR 14, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 5 to Reflect Changes in For For Management
Capital
--------------------------------------------------------------------------------
ULTRAPAR PARTICIPACOES SA
Ticker: UGPA3 Security ID: P94396127
Meeting Date: JUN 25, 2021 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Formalize the Exercise of Preemptive None None Management
Rights in the Acquisition of Shares
Issued by Imifarma Produtos
Farmaceuticos e Cosmeticos SA
--------------------------------------------------------------------------------
ULTRATECH CEMENT LTD.
Ticker: 532538 Security ID: Y9046E109
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Reelect Rajashree Birla as Director For Against Management
4 Approve BSR & Co. LLP, Chartered For For Management
Accountants, Mumbai as Auditors and
Authorize Board to Fix Their
Remuneration
5 Approve Remuneration of Cost Auditors For For Management
6 Approve Appointment and Remuneration For For Management
of Kailash Chandra Jhanwar as Managing
Director
7 Approve Rajashree Birla to Continue For Against Management
Office as Non-Executive Director
8 Approve Revision in Remuneration of For For Management
Atul Daga as Whole-time Director and
Chief Financial Officer
9 Reelect Alka Bharucha as Director For Against Management
--------------------------------------------------------------------------------
UNI-PRESIDENT CHINA HOLDINGS LTD.
Ticker: 220 Security ID: G9222R106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Chen Kuo-Hui as Director For For Management
3b Elect Chen Sun-Te as Director For For Management
3c Elect Chen Johnny as Director For Against Management
4 Authorize Board to Fix the For For Management
Remuneration of Directors
5 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
UNI-PRESIDENT ENTERPRISES CORP.
Ticker: 1216 Security ID: Y91475106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve Deletion of the For For Management
Non-competition Promise Ban Imposed
Upon the Company's Directors and
Independent Directors According to the
Article 209 of Company Act
--------------------------------------------------------------------------------
UNIGROUP GUOXIN MICROELECTRONICS CO., LTD.
Ticker: 002049 Security ID: Y8488J105
Meeting Date: JUL 24, 2020 Meeting Type: Special
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Approve Securitization of Company's For For Management
Accounts Receivable
--------------------------------------------------------------------------------
UNIGROUP GUOXIN MICROELECTRONICS CO., LTD.
Ticker: 002049 Security ID: Y8488J105
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Elect Miao Gang as Non-Independent For For Shareholder
Director
3 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
UNIGROUP GUOXIN MICROELECTRONICS CO., LTD.
Ticker: 002049 Security ID: Y8488J105
Meeting Date: FEB 01, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination of Number of For For Management
Conversion Shares
2.9 Approve Determination and Adjustment For For Management
of Conversion Price
2.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings For For Management
of Bondholders
2.17 Approve Use of Proceeds For For Management
2.18 Approve Guarantee Matters For For Management
2.19 Approve Deposit Account for Raised For For Management
Funds
2.20 Approve Resolution Validity Period For For Management
3 Approve Plan on Convertible Bond For For Management
Issuance
4 Approve No Need for Report on the For For Management
Usage of Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders (Amended Version)
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Amend Management System of Raised Funds For Against Management
10 Approve Provision of Guarantees For For Management
11 Approve Guarantee Provision Plan For For Shareholder
--------------------------------------------------------------------------------
UNIGROUP GUOXIN MICROELECTRONICS CO., LTD.
Ticker: 002049 Security ID: Y8488J105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Related Party Transaction For For Management
8 Amend Articles of Association For Against Management
9 Amend Related-Party Transaction For Against Management
Management System
10 Amend Working Rule for Independent For Against Management
Directors
11 Approve Termination of Provision of For For Management
Guarantee
12 Approve Signing of Financial Services For Against Shareholder
Agreement and Provision of Guarantee
--------------------------------------------------------------------------------
UNIMICRON TECHNOLOGY CORP.
Ticker: 3037 Security ID: Y90668107
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Procedures Governing the For Against Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: AUG 10, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Guo Jingrong as Supervisor For For Management
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee for For For Management
Credit Line Bank Application
2 Approve Provision of Guarantee for For For Management
Credit Line Manufacturer Application
3 Amend Articles of Association For Against Management
4 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
6 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition For For Management
2 Approve Provision of Guarantee For For Management
3 Approve Provision of Guarantee for For For Management
Comprehensive Credit Line Bank
Application
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: APR 06, 2021 Meeting Type: Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Related Party Transaction For For Management
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Appointment of Financial For For Management
Report and Internal Control Auditor as
well as Payment of Remuneration
7 Approve Guarantee Provision for the For For Management
Comprehensive Credit Lines Applied by
Subsidiary
8 Approve Provision of Guarantee to For For Management
Supplier
9 Approve Signing of Financial Services For Against Management
Agreement and Provision of Guarantee
10.1 Elect Yu Yingtao as Director For For Management
10.2 Elect Wang Hongtao as Director For For Management
10.3 Elect Wang Huixuan as Director For For Management
10.4 Elect Li Tianchi as Director For For Management
11.1 Elect Wang Xinxin as Director For For Management
11.2 Elect Xu Jingchang as Director For For Management
11.3 Elect Zhao Shaopeng as Director For For Management
12.1 Elect Guo Jingrong as Supervisor For For Management
12.2 Elect Zhu Wuxiang as Supervisor For For Management
--------------------------------------------------------------------------------
UNISPLENDOUR CO., LTD.
Ticker: 000938 Security ID: Y8997B106
Meeting Date: JUN 21, 2021 Meeting Type: Special
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of Resolution For For Management
Validity Period of Private Placement
--------------------------------------------------------------------------------
UNITED MICROELECTRONICS CORP.
Ticker: 2303 Security ID: Y92370108
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Profit Distribution For For Management
3 Approve Issuance Plan of Private For Against Management
Placement for Common Shares, DRs or
Euro/Domestic Convertible Bonds
4.1 Elect Wenyi Chu with ID No. E221624XXX For For Management
as Independent Director
4.2 Elect Lih J. Chen with ID No. For For Management
J100240XXX as Independent Director
4.3 Elect Jyuo-Min Shyu with ID No. For For Management
F102333XXX as Independent Director
4.4 Elect Kuang Si Shiu with ID No. For For Management
F102841XXX as Independent Director
4.5 Elect Wen-Hsin Hsu with ID No. For For Management
R222816XXX as Independent Director
4.6 Elect Ting-Yu Lin with Shareholder No. For For Management
5015 as Non-independent Director
4.7 Elect Stan Hung with Shareholder No. For For Management
111699 as Non-independent Director
4.8 Elect SC Chien, a Representative of For For Management
Hsun Chieh Investment Co., Ltd. with
Shareholder No. 195818 as
Non-independent Director
4.9 Elect Jason Wang, a Representative of For For Management
Silicon Integrated Systems Corp. with
Shareholder No. 1569628 as
Non-independent Director
--------------------------------------------------------------------------------
UNITED SPIRITS LIMITED
Ticker: 532432 Security ID: Y92311128
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect Randall Ingber as Director For For Management
--------------------------------------------------------------------------------
UNIVERSAL ROBINA CORPORATION
Ticker: URC Security ID: Y9297P100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of the Annual Meeting For For Management
of the Stockholders held on May 14,
2020
2 Approve Financial Statements For the For For Management
Preceding Year
3 Approve Amendment of Article Second of For For Management
the Articles of Incorporation of the
Corporation in Order to Include
Additional Clauses in the
Corporation's Primary and Secondary
Purposes
4.1 Elect James L. Go as Director For For Management
4.2 Elect Lance Y. Gokongwei as Director For For Management
4.3 Elect Patrick Henry C. Go as Director For For Management
4.4 Elect Johnson Robert G. Go, Jr. as For For Management
Director
4.5 Elect Irwin C. Lee as Director For For Management
4.6 Elect Cesar V. Purisima as Director For For Management
4.7 Elect Rizalina G. Mantaring as Director For For Management
4.8 Elect Christine Marie B. Angco as For For Management
Director
4.9 Elect Antonio Jose U. Periquet, Jr. as For For Management
Director
5 Appoint SyCip Gorres Velayo & Co. as For For Management
External Auditor
6 Ratify Acts of the Board of Directors For For Management
and Its Committees, Officers and
Management
7 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO., LTD.
Ticker: 601231 Security ID: Y92776106
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Coupon Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
2.9 Approve Determination and Adjustment For For Management
of Conversion Price
2.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Attribution of Profit and Loss For For Management
During the Conversion Period
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Use of Proceeds For For Management
2.17 Approve Guarantee Matters For For Management
2.18 Approve Matters Relating to Meetings For For Management
of Bondholders
2.19 Approve Resolution Validity Period For For Management
3 Approve Issuance of Convertible Bonds For For Management
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Formulation of Rules and For For Management
Procedures Regarding General Meetings
of Convertible Bondholders
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan For For Management
8 Approve Authorization of Board to For For Management
Handle All Related Matters Regarding
Issuance of Convertible Bonds
9 Approve Employee Share Purchase Plan For Against Management
(Draft) and Summary
10 Approve Methods to Assess the For Against Management
Performance of Plan Participants
11 Approve Authorization of Board to For Against Management
Handle All Related Matters Regarding
Employee Share Purchase Plan
--------------------------------------------------------------------------------
UNIVERSAL SCIENTIFIC INDUSTRIAL (SHANGHAI) CO., LTD.
Ticker: 601231 Security ID: Y92776106
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve 2020 Related Party Transaction For For Management
7 Approve 2021 Related Party Transaction For For Management
8 Approve Use of Idle Own Funds to For Against Management
Invest in Financial Products
9 Approve Application of Bank Credit For Against Management
Lines
10 Approve Financial Derivatives For For Management
Transactions
11 Approve to Appoint Financial Auditor For For Management
12 Approve to Appoint Internal Control For For Management
Auditor
13 Approve Amendments to Articles of For For Management
Association
14 Approve Mutual Guarantees For For Management
15 Amend External Guarantee Management For Against Management
System
16.1 Elect Gilles Baruk Benhamou as Director For For Management
--------------------------------------------------------------------------------
UPL LIMITED
Ticker: 512070 Security ID: Y9305P100
Meeting Date: AUG 31, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Dividend For For Management
4 Reelect Sandra Shrof as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
6 Approve Payment of Commission to For Against Management
Non-Executive Directors
7 Elect Usha Rao-Monari as Director For For Management
8 Reelect Hardeep Singh as Director For Against Management
9 Reelect Vasant Gandhi as Director For For Management
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: P9661Q155
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles For For Management
2 Amend Articles 9 and 11 For For Management
3 Amend Article 11 Re: Fix Minimum For For Management
Number of Board Members to 11
4 Amend Article 11 Re: Independent Board For For Management
Members
5 Amend Article 11 Re: Board Chairman For For Management
and Vice-Chairman
6 Amend Article 11 Re: Lead Independent For For Management
Board Member
7 Amend Article 11 Re: Election of the For For Management
Board Members
8 Amend Article 11 Re: Election of the For Against Management
Board Members
9 Amend Article 11 Re: Renumbering and For For Management
Adjustment of Points 11 and 12
10 Amend Article 12 For For Management
11 Amend Articles 14 and 29 For For Management
12 Amend Article 15 For For Management
13 Amend Article 23 For For Management
14 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: P9661Q155
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 13 For For Management
4 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
5.1 Elect Jose Luciano Duarte Penido as For For Management
Independent Director
5.2 Elect Fernando Jorge Buso Gomes as For For Management
Director
5.3 Elect Clinton James Dines as For For Management
Independent Director
5.4 Elect Eduardo de Oliveira Rodrigues For For Management
Filho as Director
5.5 Elect Elaine Dorward-King as For For Management
Independent Director
5.6 Elect Jose Mauricio Pereira Coelho as For For Management
Director
5.7 Elect Ken Yasuhara as Director For Against Management
5.8 Elect Manuel Lino Silva de Sousa For For Management
Oliveira (Ollie Oliveira) as
Independent Director
5.9 Elect Maria Fernanda dos Santos For For Management
Teixeira as Independent Director
5.10 Elect Murilo Cesar Lemos dos Santos For For Management
Passos as Independent Director
5.11 Elect Roger Allan Downey as For For Management
Independent Director
5.12 Elect Sandra Maria Guerra de Azevedo For For Management
as Independent Director
5.13 Elect Marcelo Gasparino da Silva as None Abstain Shareholder
Independent Director Appointed by
Shareholders
5.14 Elect Mauro Gentile Rodrigues da Cunha None Abstain Shareholder
as Independent Director Appointed by
Shareholders
5.15 Elect Roberto da Cunha Castello Branco None Abstain Shareholder
as Independent Director Appointed by
Shareholders
5.16 Elect Rachel de Oliveira Maia as None For Shareholder
Independent Director Appointed by
Shareholders
6 In Case Cumulative Voting Is Adopted, None For Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
7.1 Percentage of Votes to Be Assigned - None For Management
Elect Jose Luciano Duarte Penido as
Independent Director
7.2 Percentage of Votes to Be Assigned - None For Management
Elect Fernando Jorge Buso Gomes as
Director
7.3 Percentage of Votes to Be Assigned - None For Management
Elect Clinton James Dines as
Independent Director
7.4 Percentage of Votes to Be Assigned - None For Management
Elect Eduardo de Oliveira Rodrigues
Filho as Director
7.5 Percentage of Votes to Be Assigned - None For Management
Elect Elaine Dorward-King as
Independent Director
7.6 Percentage of Votes to Be Assigned - None For Management
Elect Jose Mauricio Pereira Coelho as
Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ken Yasuhara as Director
7.8 Percentage of Votes to Be Assigned - None For Management
Elect Manuel Lino Silva de Sousa
Oliveira (Ollie Oliveira) as
Independent Director
7.9 Percentage of Votes to Be Assigned - None For Management
Elect Maria Fernanda dos Santos
Teixeira as Independent Director
7.10 Percentage of Votes to Be Assigned - None For Management
Elect Murilo Cesar Lemos dos Santos
Passos as Independent Director
7.11 Percentage of Votes to Be Assigned - None For Management
Elect Roger Allan Downey as
Independent Director
7.12 Percentage of Votes to Be Assigned - None For Management
Elect Sandra Maria Guerra de Azevedo
as Independent Director
7.13 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Marcelo Gasparino da Silva as
Independent Director Appointed by
Shareholders
7.14 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Mauro Gentile Rodrigues da Cunha
as Independent Director Appointed by
Shareholders
7.15 Percentage of Votes to Be Assigned - None Abstain Shareholder
Elect Roberto da Cunha Castello Branco
as Independent Director Appointed by
Shareholders
7.16 Percentage of Votes to Be Assigned - None For Shareholder
Elect Rachel de Oliveira Maia as
Independent Director Appointed by
Shareholders
8 Elect Jose Luciano Duarte Penido as For For Management
Board Chairman
9 Elect Roberto da Cunha Castello Branco None Abstain Shareholder
as Board Chairman Appointed by
Shareholders
10 Elect Fernando Jorge Buso Gomes as For For Management
Board Vice-Chairman
11 Elect Mauro Gentile Rodrigues da Cunha None Abstain Shareholder
as Board Vice-Chairman Appointed by
Shareholders
12.1 Elect Cristina Fontes Doherty as For For Management
Fiscal Council Member and Nelson de
Menezes Filho as Alternate
12.2 Elect Marcus Vinicius Dias Severini as For For Management
Fiscal Council Member and Vera Elias
as Alternate
12.3 Elect Marcelo Moraes as Fiscal Council For For Management
Member
12.4 Elect Raphael Manhaes Martins as For For Management
Fiscal Council Member and Adriana de
Andrade Sole as Alternate
13 Approve Remuneration of Company's For Abstain Management
Management and Fiscal Council
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: P9661Q155
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Restricted Stock Plan For For Management
2 Approve Agreement to Absorb Companhia For For Management
Paulista de Ferroligas (CPFL) and
Valesul Aluminio S.A. (Valesul)
3 Ratify Macso Legate Auditores For For Management
Independentes (Macso) as Independent
Firm to Appraise Proposed Transaction
4 Approve Independent Firm's Appraisal For For Management
5 Approve Absorption of Companhia For For Management
Paulista de Ferroligas (CPFL) and
Valesul Aluminio S.A. (Valesul)
without Capital Increase and without
Issuance of Shares
6 Approve Agreement for Partial Spin-Off For For Management
of Mineracoes Brasileiras Reunidas S.A.
(MBR) and Absorption of Partial
Spun-Off Assets
7 Ratify Macso Legate Auditores For For Management
Independentes (Macso) as Independent
Firm to Appraise Proposed Transaction
8 Approve Independent Firm's Appraisal For For Management
9 Approve Absorption of Spun-Off Assets For For Management
without Capital Increase and without
Issuance of Shares
--------------------------------------------------------------------------------
VANGUARD INTERNATIONAL SEMICONDUCTOR CORP.
Ticker: 5347 Security ID: Y9353N106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4.1 Elect Leuh Fang, a Representative of For For Management
Taiwan Semiconductor Manufacturing Co.
, Ltd. (TSMC), with Shareholder No. 2,
as Non-independent Director
4.2 Elect F.C. Tseng, a Representative of For Against Management
Taiwan Semiconductor Manufacturing Co.
, Ltd. (TSMC), with Shareholder No. 2,
as Non-independent Director
4.3 Elect Lai Shou Su, a Representative of For Against Management
National Development Fund Executive
Yuan, with Shareholder No. 1629, as
Non-independent Director
4.4 Elect Edward Y. Way, with Shareholder For Against Management
No. A102143XXX, as Non-independent
Director
4.5 Elect Benson W.C. Liu, with For For Management
Shareholder No. P100215XXX, as
Independent Director
4.6 Elect Kenneth Kin, with Shareholder No. For Against Management
F102831XXX, as Independent Director
4.7 Elect Chintay Shih, with Shareholder For Against Management
No. R101349XXX, as Independent Director
5 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
VEDANTA LIMITED
Ticker: 500295 Security ID: Y9364D105
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Standalone Financial Statements For For Management
and Statutory Reports
2 Accept Consolidated Financial For For Management
Statements and Statutory Reports
3 Confirm First Interim Dividend For For Management
4 Reelect GR Arun Kumar as Director For For Management
5 Elect Anil Kumar Agarwal as Director For For Management
6 Reelect Priya Agarwal as Director For For Management
7 Approve Reappointment and Remuneration For For Management
of GR Arun Kumar as Whole-Time
Director Designated as Chief Financial
Officer (CFO)
8 Approve Payment of Remuneration to For For Management
Srinivasan Venkatakrishnan as
Whole-Time Director Designated as
Chief Executive Officer (CEO)
9 Approve Remuneration of Cost Auditors For For Management
--------------------------------------------------------------------------------
VENUSTECH GROUP INC.
Ticker: 002439 Security ID: Y07764106
Meeting Date: SEP 28, 2020 Meeting Type: Special
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Usage of Raised Funds For For Management
2 Approve Company's Exemption from For For Management
Fulfilling Commitments Related to
Fundraising Projects
3 Approve Increase the Implementation For For Management
Subject of Fundraising Projects and
Use Partial Raised Funds to Increase
Capital
--------------------------------------------------------------------------------
VENUSTECH GROUP INC.
Ticker: 002439 Security ID: Y07764106
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Purchase Plan For Against Management
(Draft) and Summary
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
VIA VAREJO SA
Ticker: VVAR3 Security ID: P9783A104
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-Ratify Remuneration of Company's For Against Management
Management Approved at the June 4,
2020 AGM
2 Approve Treatment of Net Loss For For Management
3 Approve Stock Option Plan and For Against Management
Restricted Stock Plan
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
VIA VAREJO SA
Ticker: VVAR3 Security ID: P9783A104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Remuneration of Company's For Abstain Management
Management
3 Do You Wish to Request Installation of Abstain Abstain Management
a Fiscal Council, Under the Terms of
Article 161 of the Brazilian Corporate
Law?
4 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
VINDA INTERNATIONAL HOLDINGS LIMITED
Ticker: 3331 Security ID: G9361V108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Li Chao Wang as Director For For Management
3b Elect Li Jielin as Director For For Management
3c Elect Jan Christer Johansson as For For Management
Director
3d Elect Lee Hsiao-yun Ann as Director For For Management
3e Elect Johann Christoph Michalski as For For Management
Director
3f Elect Law Hong Ping, Lawrence as For For Management
Director
3g Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
VODACOM GROUP LTD.
Ticker: VOD Security ID: S9453B108
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 March 2020
2 Elect Khumo Shuenyane as Director For For Management
3 Elect Leanne Wood as Director For Against Management
4 Elect Pierre Klotz as Director For For Management
5 Elect Clive Thomson as Director For For Management
6 Re-elect Vivek Badrinath as Director For Against Management
7 Re-elect Shameel Aziz Joosub as For For Management
Director
8 Reappoint Ernst & Young Inc. as For For Management
Auditors with Vinodhan Pillay as the
Individual Registered Auditor
9 Approve Remuneration Policy For For Management
10 Approve Implementation of the For For Management
Remuneration Policy
11 Re-elect David Brown as Member of the For For Management
Audit, Risk and Compliance Committee
12 Elect Clive Thomson as Member of the For For Management
Audit, Risk and Compliance Committee
13 Elect Khumo Shuenyane as Member of the For For Management
Audit, Risk and Compliance Committee
14 Elect Nomkhita Ngweni as Member of the For For Management
Audit, Risk and Compliance Committee
15 Authorise Repurchase of Issued Share For For Management
Capital
16 Approve Increase in Non-Executive For For Management
Directors' Fees
--------------------------------------------------------------------------------
VTB BANK PJSC
Ticker: VTBR Security ID: X0494D108
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Allocation of Undistributed For For Management
Profit from Previous Years
5 Approve Dividends on Common and For For Management
Preferred Shares
6 Approve Dividends on Type 1 Preferred For For Management
Share
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration of Members of For For Management
Audit Commission
9 Fix Number of Directors at 11 For For Management
10.1 Elect Matthias Warnig as Director None Against Management
10.2 Elect Dmitrii Grigorenko as Director None Against Management
10.3 Elect Yves-Thibault De Silguy as None Against Management
Director
10.4 Elect Mikhail Zadornov as Director None Against Management
10.5 Elect Andrei Kostin as Director None Against Management
10.6 Elect Israfail Aidyn oglu Mammadov as None For Management
Director
10.7 Elect Aleksei Moiseev as Director None Against Management
10.8 Elect Igor Repin as Director None For Management
10.9 Elect Maksim Reshetnikov as Director None Against Management
10.10 Elect Valerii Sidorenko as Director None Against Management
10.11 Elect Aleksandr Sokolov as Director None Against Management
11 Fix Number of Audit Commission Members For For Management
at Five
12 Elect Pavel Buchnev, Evgenii For For Management
Gontmakher, Mikhail Krasnov, Zakhar
Sabantsev and Vadim Soskov as Members
of Audit Commission
13 Ratify Ernst & Young as Auditor For For Management
14 Approve New Edition of Charter For For Management
15 Approve New Edition of Regulations on For For Management
Board of Directors
16 Approve New Edition of Regulations on For For Management
Management
17 Approve New Edition of Regulations on For For Management
Audit Commission
18 Approve Company's Membership in Big For For Management
Data Association
--------------------------------------------------------------------------------
VTB BANK PJSC
Ticker: VTBR Security ID: X9814J117
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Allocation of Undistributed For For Management
Profit from Previous Years
5 Approve Dividends on Common and For For Management
Preferred Shares
6 Approve Dividends from Retained For For Management
Earning from Previous Years
7 Approve New Edition of Regulations on For Against Management
Remuneration of Directors
8 Approve Remuneration of Directors For For Management
9 Approve Remuneration of Members of For For Management
Audit Commission
10 Fix Number of Directors For For Management
11.1 Elect Tatiana Bakalchuk as Director None For Management
11.2 Elect Arthur Matthias Warnig as None Against Management
Director
11.3 Elect Dmitrii Grigorenko as Director None Against Management
11.4 Elect Yves Thibault de Silguy as None Against Management
Director
11.5 Elect Andrei Kostin as Director None Against Management
11.6 Elect Israfil Mammadov as Director None For Management
11.7 Elect Aleksei Moiseev as Director None Against Management
11.8 Elect Mikhail Motorin as Director None Against Management
11.9 Elect Igor Repin as Director None For Management
11.10 Elect Maksim Reshetnikov as Director None Against Management
11.11 Elect Valerii Sidorenko as Director None Against Management
12 Fix Number of Audit Commission Members For For Management
13 Elect Members of Audit Commission For For Management
14 Ratify Auditor For For Management
15 Amend Charter For For Management
16 Approve New Edition of Regulations on For For Management
Management
--------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV
Ticker: WALMEX Security ID: P98180188
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Report of Audit and Corporate For For Management
Practices Committees
1b Approve CEO's Report and Board Opinion For For Management
on CEO's Report
1c Approve Board of Directors' Report For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Allocation of Income and For For Management
Dividends of MXN 1.63 Per Share
4 Approve Report and Resolutions Re: For Against Management
Employee Stock Purchase Plan
5 Approve Report on Share Repurchase For For Management
Reserves
6a1 Elect or Ratify Enrique Ostale as For For Management
Director
6a2 Elect or Ratify Richard Mayfield as For For Management
Director
6a3 Elect or Ratify Amanda Whalen as For For Management
Director
6a4 Elect or Ratify Tom Ward as Director For For Management
6a5 Elect or Ratify Kirsten Evans as For For Management
Director
6a6 Elect or Ratify Guilherme Loureiro as For For Management
Director
6a7 Elect or Ratify Adolfo Cerezo as For For Management
Director
6a8 Elect or Ratify Blanca Trevino as For For Management
Director
6a9 Elect or Ratify Roberto Newell as For For Management
Director
6a10 Elect or Ratify Ernesto Cervera as For For Management
Director
6a11 Elect or Ratify Eric Perez Grovas as For For Management
Director
6b1 Elect or Ratify Adolfo Cerezo as For For Management
Chairman of Audit and Corporate
Practices Committees
6b2 Approve Discharge of Board of For For Management
Directors and Officers
6b3 Approve Directors and Officers For For Management
Liability
6c1 Approve Remuneration of Board Chairman For For Management
6c2 Approve Remuneration of Director For For Management
6c3 Approve Remuneration of Chairman of For For Management
Audit and Corporate Practices
Committees
6c4 Approve Remuneration of Member of For For Management
Audit and Corporate Practices
Committees
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV
Ticker: WALMEX Security ID: P98180188
Meeting Date: JUN 22, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 3 Re: Corporate Purpose For For Management
2 Approve Report and Resolutions Re: For Against Management
Employee Stock Purchase Plan
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WALSIN TECHNOLOGY CORP.
Ticker: 2492 Security ID: Y9494B102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Cash Distribution from Capital For For Management
Reserve
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Amend Procedures for Endorsement and For For Management
Guarantees
7 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
WALVAX BIOTECHNOLOGY CO., LTD.
Ticker: 300142 Security ID: Y9486E106
Meeting Date: AUG 12, 2020 Meeting Type: Special
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhang Jiankang as For For Management
Non-Independent Director
1.2 Elect Fan Yongwu as Non-Independent For For Management
Director
2 Elect Zhao Jianmei as Independent For For Management
Director
3 Elect Ding Shiqing as Supervisor For For Management
--------------------------------------------------------------------------------
WALVAX BIOTECHNOLOGY CO., LTD.
Ticker: 300142 Security ID: Y9486E106
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Approve Issuance of Shares to Purchase For For Management
Assets and Completion of Raised Funds
Investment Project as well as Use of
Excess Raised Funds to Replenish
Working Capital
--------------------------------------------------------------------------------
WALVAX BIOTECHNOLOGY CO., LTD.
Ticker: 300142 Security ID: Y9486E106
Meeting Date: NOV 19, 2020 Meeting Type: Special
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For Against Management
Option Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
WALVAX BIOTECHNOLOGY CO., LTD.
Ticker: 300142 Security ID: Y9486E106
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For Against Management
Connection to Waiver of Pre-emptive
Rights
--------------------------------------------------------------------------------
WALVAX BIOTECHNOLOGY CO., LTD.
Ticker: 300142 Security ID: Y9486E106
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of H Shares and For For Management
Listing in Hong Kong Stock Exchange as
well as Conversion to an Overseas
Fundraising Company
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Time For For Management
2.3 Approve Issue Manner For For Management
2.4 Approve Issue Size For For Management
2.5 Approve Pricing Method For For Management
2.6 Approve Target Subscribers For For Management
2.7 Approve Principles of Offering For For Management
2.8 Approve Application for Listing on the For For Management
Stock Exchange
2.9 Approve Resolution Validity Period For For Management
3 Approve Issuance of H Shares For For For Management
Fund-Raising Use Plan
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members and
Prospectus Liability Insurance Matters
6 Approve Authorization of Board to For For Management
Handle All Related Matters
7 Elect Huang Shida as Independent For For Management
Director
8 Approve Arrangements on Roll-forward For For Management
Profits
9 Amend Articles of Association For For Management
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
13 Amend Management System for the Usage For For Management
of Raised Funds
14 Amend the Work System for Independent For For Management
Non-executive Directors
15 Amend Related Party Transaction For For Management
Decision-making System
16 Amend Rules and Procedures Regarding For For Management
Investment Decision-making
17 Amend Management System for External For For Management
Guarantees
18 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
WALVAX BIOTECHNOLOGY CO., LTD.
Ticker: 300142 Security ID: Y9486E106
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Audited Financial Report For For Management
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Adjustment of Walvax For For Management
Biotechnology Innovation Center Project
--------------------------------------------------------------------------------
WANHUA CHEMICAL GROUP CO. LTD.
Ticker: 600309 Security ID: Y9520G109
Meeting Date: JAN 14, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Equity and For For Management
Fundraising Projects
--------------------------------------------------------------------------------
WANHUA CHEMICAL GROUP CO. LTD.
Ticker: 600309 Security ID: Y9520G109
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: APR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Completion of 2020 Investment For Against Management
Plan and 2021 Investment Plan Report
4 Approve Annual Report and Summary For For Management
5 Approve Report of the Board of For For Management
Directors
6 Approve Report of the Board of For For Management
Supervisors
7 Approve Report of the Independent For For Management
Directors
8 Approve Remuneration of Auditor For For Management
9 Approve to Appoint Auditor For For Management
10 Approve Related Party Transaction For For Management
11 Approve Provision of Guarantee to For Against Management
Subsidiary and Guarantee Provision
Between Subsidiaries
12 Approve Provision of Guarantee to For For Management
Joint Venture Enterprise
13 Approve Change of Registered Address For For Management
and Amend Articles of Association
14 Approve Issuance of Debt Financing For For Management
Instruments
15 Approve Increase in Foreign Forward For For Management
Exchange Settlement and Sale as well
as Amend Relevant Systems
16 Approve Provision of Financial Support For For Management
17 Approve Merger by Absorption For For Management
18 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
WANT WANT CHINA HOLDINGS LIMITED
Ticker: 151 Security ID: G9431R103
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Approve Final Dividend For For Management
2b Approve Special Dividend For For Management
3a1 Elect Tsai Eng-Meng as Director For For Management
3a2 Elect Tsai Wang-Chia as Director For For Management
3a3 Elect Liao Ching-Tsun as Director For For Management
3a4 Elect Hsieh Tien-Jen as Director For For Management
3a5 Elect Lee Kwok Ming as Director For For Management
3a6 Elect Pan Chih-Chiang as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
WEG SA
Ticker: WEGE3 Security ID: P9832B129
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2020
2 Approve Capital Budget, Allocation of For For Management
Income, Ratify Distribution of
Dividends and
Interest-on-Capital-Stock Payments
3 Approve Remuneration of Company's For For Management
Management
4 Elect Fiscal Council Members For Abstain Management
5 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
6 Elect Lucia Maria Martins Casasanta as None For Shareholder
Fiscal Council Member and Patricia
Valente Stierli as Alternate Appointed
by Minority Shareholder
7 Approve Remuneration of Fiscal Council For For Management
Members
8 Designate Newspapers to Publish For For Management
Company Announcements
--------------------------------------------------------------------------------
WEG SA
Ticker: WEGE3 Security ID: P9832B129
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2-for-1 Stock Split and Amend For For Management
Article 5 Accordingly
2 Amend Articles to Comply with New For For Management
Regulations of Novo Mercado of B3
3 Consolidate Bylaws For For Management
--------------------------------------------------------------------------------
WEIBO CORPORATION
Ticker: WB Security ID: 948596101
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles Chao For Against Management
2 Elect Director P Christopher Lu For Against Management
3 Elect Director Gaofei Wang For Against Management
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: JUL 31, 2020 Meeting Type: Special
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of the Guarantees by the For For Management
Company for the Benefit of Weichai
Power Hong Kong International
Development Co., Limited in Respect of
Certain Loans
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A117
Meeting Date: JUL 31, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of the Guarantees by the For For Management
Company for the Benefit of Weichai
Power Hong Kong International
Development Co., Limited in Respect of
Certain Loans
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement to the For For Management
Weichai Sale and Processing Services
Agreement and Relevant New Caps
2 Approve Supplemental Agreement to the For For Management
Weichai Holdings Utilities Services
Agreement and Chongqing Weichai
Utilities Services and Relevant New
Caps
3 Approve Supplemental Agreement to the For For Management
Weichai Heavy Machinery Purchase and
Processing Services Agreement and
Relevant New Caps
4 Approve Supplemental Agreement to the For For Management
Weichai Power Diesel Engines Supply
Framework Agreement and the Weichai
Yangzhou Diesel Engines Supply
Framework Agreement and Relevant New
Caps
5 Approve Supplemental Agreement to the For For Management
Transmissions Supply Framework
Agreement and Relevant New Caps
6 Approve Supplemental Agreement to the For For Management
Axles Supply Framework Agreement and
Relevant New Caps
7 Approve Supplemental Agreement to the For For Management
Weichai Westport Supply Agreement and
Relevant New Caps
8 Approve Supplemental Agreement to the For For Management
Weichai Westport Purchase Agreement
and Relevant New Caps
9 Approve Supplemental Agreement to the For For Management
Weichai Westport Logistics Agreement
and Relevant New Caps
10 Approve Supplemental Agreement to the For For Management
Weichai Westport Leasing Agreement and
Relevant New Caps
11 Approve Grant of the Guarantee(s) by For For Management
the Company for the Benefit of Weichai
Power Hong Kong International
Development Co., Limited in Respect of
Certain Loans
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A117
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement to the For For Management
Weichai Sale and Processing Services
Agreement and Relevant New Caps
2 Approve Supplemental Agreement to the For For Management
Weichai Holdings Utilities Services
Agreement and Chongqing Weichai
Utilities Services and Relevant New
Caps
3 Approve Supplemental Agreement to the For For Management
Weichai Heavy Machinery Purchase and
Processing Services Agreement and
Relevant New Caps
4 Approve Supplemental Agreement to the For For Management
Weichai Power Diesel Engines Supply
Framework Agreement and the Weichai
Yangzhou Diesel Engines Supply
Framework Agreement and Relevant New
Caps
5 Approve Supplemental Agreement to the For For Management
Transmissions Supply Framework
Agreement and Relevant New Caps
6 Approve Supplemental Agreement to the For For Management
Axles Supply Framework Agreement and
Relevant New Caps
7 Approve Supplemental Agreement to the For For Management
Weichai Westport Supply Agreement and
Relevant New Caps
8 Approve Supplemental Agreement to the For For Management
Weichai Westport Purchase Agreement
and Relevant New Caps
9 Approve Supplemental Agreement to the For For Management
Weichai Westport Logistics Agreement
and Relevant New Caps
10 Approve Supplemental Agreement to the For For Management
Weichai Westport Leasing Agreement and
Relevant New Caps
11 Approve Grant of the Guarantee(s) by For For Management
the Company for the Benefit of Weichai
Power Hong Kong International
Development Co., Limited in Respect of
Certain Loans
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A117
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of the General Mandate For Against Management
to Issue Shares to the Board
2 Approve Compliance with the Conditions For For Management
of Non-Public Issuance of A Shares
3.1 Approve Class and Par Value of Shares For For Management
to be Issued
3.2 Approve Method and Time of Issuance For For Management
3.3 Approve Target Subscribers and For For Management
Subscription Method
3.4 Approve Pricing Benchmark Date, Issue For For Management
Price and Pricing
3.5 Approve Number of Shares to be Issued For For Management
3.6 Approve Lock-Up Period Arrangement For For Management
3.7 Approve Place of Listing of the New A For For Management
Shares to be Issued
3.8 Approve Arrangement of Accumulated For For Management
Undistributed Profits
3.9 Approve Validity of the Resolutions in For For Management
Respect of the Non-Public Issuance of
A Shares
3.10 Approve Use of Proceeds For For Management
4 Approve Plan for the Non-Public For For Management
Issuance of A Shares
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the
Non-Public Issuance of A Shares
6 Approve Absence of Need to Prepare a For For Management
Report on the Use of Previously Raised
Proceeds
7 Approve Remedial Measures for the For For Management
Dilution of Immediate Returns Upon the
Non-Public Issuance of A Shares and
Undertakings by the Relevant Persons
8 Approve Plan on Shareholders' Return For For Management
for the Upcoming Three Years
(2021-2023)
9 Authorize Board and Its Authorized For For Management
Persons Board to Deal with All Matters
in Relation to the Non-Public Issuance
of A Shares
10 Approve Proposed Amendments to the For For Management
Management Measures on the Use of
Raised Proceeds
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of the General Mandate For Against Management
to Issue Shares to the Board
2 Approve Compliance with the Conditions For For Management
of Non-Public Issuance of A Shares
3.1 Approve Class and Par Value of Shares For For Management
to be Issued
3.2 Approve Method and Time of Issuance For For Management
3.3 Approve Target Subscribers and For For Management
Subscription Method
3.4 Approve Pricing Benchmark Date, Issue For For Management
Price and Pricing
3.5 Approve Number of Shares to be Issued For For Management
3.6 Approve Lock-Up Period Arrangement For For Management
3.7 Approve Place of Listing of the New A For For Management
Shares to be Issued
3.8 Approve Arrangement of Accumulated For For Management
Undistributed Profits
3.9 Approve Validity of the Resolutions in For For Management
Respect of the Non-Public Issuance of
A Shares
3.10 Approve Use of Proceeds For For Management
4 Approve Plan for the Non-Public For For Management
Issuance of A Shares
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds from the
Non-Public Issuance of A Shares
6 Approve Absence of Need to Prepare a For For Management
Report on the Use of Previously Raised
Proceeds
7 Approve Remedial Measures for the For For Management
Dilution of Immediate Returns Upon the
Non-Public Issuance of A Shares and
Undertakings by the Relevant Persons
8 Approve Plan on Shareholders' Return For For Management
for the Upcoming Three Years
(2021-2023)
9 Authorize Board and Its Authorized For For Management
Persons Board to Deal with All Matters
in Relation to the Non-Public Issuance
of A Shares
10 Approve Proposed Amendments to the For For Management
Management Measures on the Use of
Raised Proceeds
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange in Compliance with the
Relevant Laws and Regulations
2 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange
3 Approve the Plan for the Spin-off and For For Management
Listing of Weichai Torch Technology Co.
, Ltd., a Subsidiary of Weichai Power
Co., Ltd., on the ChiNext Board of the
Shenzhen Stock Exchange
4 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange in Compliance with the
"Certain Provisions on Pilot Domestic
Listing of Spin-off Subsidiaries of
Listed Companies"
5 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange which Benefits to
Safeguard the Legal Rights and
Interests of the Shareholders and
Creditors of the Company
6 Approve the Ability of the Company to For For Management
Maintain Its Independence and
Sustainable Operation Ability
7 Approve the Capacity of Weichai Torch For For Management
Technology Co., Ltd. to Operate in
Accordance with the Corresponding
Regulations
8 Approve the Explanation Regarding the For For Management
Completeness and Compliance of the
Statutory Procedures Performed for the
Spin-Off and the Validity of the Legal
Documents to be Submitted in Relation
Thereto
9 Approve the Analysis in Relation to For For Management
the Objectives, Commercial
Reasonableness, Necessity and
Feasibility of the Spin-Off
10 Authorize the Board to Deal with the For For Management
Matters Relating to the Spin-off
11 Amend Articles of Association For For Management
12 Approve the Continuing Connected For Against Management
Transaction between the Company and
Its Subsidiaries
13 Approve the CNHTC Purchase Agreement For For Management
and the Relevant New Cap
14 Approve the CNHTC Supply Agreement and For For Management
the Relevant New Cap
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A117
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange in Compliance with the
Relevant Laws and Regulations
2 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange
3 Approve the Plan for the Spin-off and For For Management
Listing of Weichai Torch Technology Co.
, Ltd., a Subsidiary of Weichai Power
Co., Ltd., on the ChiNext Board of the
Shenzhen Stock Exchange
4 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange in Compliance with the
"Certain Provisions on Pilot Domestic
Listing of Spin-off Subsidiaries of
Listed Companies"
5 Approve the Spin-off and Listing of For For Management
Weichai Torch Technology Co., Ltd. on
the ChiNext Board of the Shenzhen
Stock Exchange which Benefits to
Safeguard the Legal Rights and
Interests of the Shareholders and
Creditors of the Company
6 Approve the Ability of the Company to For For Management
Maintain Its Independence and
Sustainable Operation Ability
7 Approve the Capacity of Weichai Torch For For Management
Technology Co., Ltd. to Operate in
Accordance with the Corresponding
Regulations
8 Approve the Explanation Regarding the For For Management
Completeness and Compliance of the
Statutory Procedures Performed for the
Spin-Off and the Validity of the Legal
Documents to be Submitted in Relation
Thereto
9 Approve the Analysis in Relation to For For Management
the Objectives, Commercial
Reasonableness, Necessity and
Feasibility of the Spin-Off
10 Authorize the Board to Deal with the For For Management
Matters Relating to the Spin-off
11 Amend Articles of Association For For Management
12 Approve the Continuing Connected For Against Management
Transaction between the Company and
Its Subsidiaries
13 Approve the CNHTC Purchase Agreement For For Management
and the Relevant New Cap
14 Approve the CNHTC Supply Agreement and For For Management
the Relevant New Cap
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A109
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Supervisory For For Management
Committee
4 Approve Audited Financial Statements For For Management
and Auditors' Report
5 Approve Final Financial Report For For Management
6 Approve Financial Budget Report For Against Management
7 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Hexin Accountants LLP as For For Management
Internal Control Auditors
9 Approve Merger and Absorption of For For Management
Weichai Power (Weifang) Intensive
Logistics Co., Ltd.
10 Approve Merger and Absorption of For For Management
Weichai Power (Weifang) Reconstruction
Co., Ltd.
11 Approve Adjusted Proposal for the For For Shareholder
Distribution of Profit
12 Approve Payment of Interim Dividend For For Shareholder
13a Elect Tan Xuguang as Director For For Management
13b Elect Zhang Liangfu as Director For For Management
13c Elect Jiang Kui as Director For For Management
13d Elect Zhang Quan as Director For For Management
13e Elect Xu Xinyu as Director For For Management
13f Elect Sun Shaojun as Director For For Management
13g Elect Yuan Hongming as Director For For Management
13h Elect Yan Jianbo as Director For For Management
13i Elect Gordon Riske as Director For For Management
13j Elect Michael Martin Macht as Director For For Management
14a Elect Li Hongwu as Director For Against Management
14b Elect Wen Daocai as Director For Against Management
14c Elect Jiang Yan as Director For Against Management
14d Elect Yu Zhuoping as Director For Against Management
14e Elect Zhao Huifang as Director For Against Management
15a Elect Lu Wenwu as Supervisor For For Management
15b Elect Wu Hongwei as Supervisor For For Management
--------------------------------------------------------------------------------
WEICHAI POWER CO., LTD.
Ticker: 2338 Security ID: Y9531A117
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Supervisory For For Management
Committee
4 Approve Audited Financial Statements For For Management
and Auditors' Report
5 Approve Final Financial Report For For Management
6 Approve Financial Budget Report For Against Management
7 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Hexin Accountants LLP as For For Management
Internal Control Auditors
9 Approve Merger and Absorption of For For Management
Weichai Power (Weifang) Intensive
Logistics Co., Ltd.
10 Approve Merger and Absorption of For For Management
Weichai Power (Weifang) Reconstruction
Co., Ltd.
11 Approve Adjusted Proposal for the For For Shareholder
Distribution of Profit
12 Approve Payment of Interim Dividend For For Shareholder
13.1 Elect Tan Xuguang as Director For For Management
13.2 Elect Zhang Liangfu as Director For For Management
13.3 Elect Jiang Kui as Director For For Management
13.4 Elect Zhang Quan as Director For For Management
13.5 Elect Xu Xinyu as Director For For Management
13.6 Elect Sun Shaojun as Director For For Management
13.7 Elect Yuan Hongming as Director For For Management
13.8 Elect Yan Jianbo as Director For For Management
13.9 Elect Gordon Riske as Director For For Management
13.10 Elect Michael Martin Macht as Director For For Management
14.1 Elect Li Hongwu as Director For Against Management
14.2 Elect Wen Daocai as Director For Against Management
14.3 Elect Jiang Yan as Director For Against Management
14.4 Elect Yu Zhuoping as Director For Against Management
14.5 Elect Zhao Huifang as Director For Against Management
15.1 Elect Lu Wenwu as Supervisor For For Management
15.2 Elect Wu Hongwei as Supervisor For For Management
--------------------------------------------------------------------------------
WEIHAI GUANGWEI COMPOSITES CO., LTD.
Ticker: 300699 Security ID: Y953AT108
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: AUG 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Completion of Partial Raised For For Management
Funds Investment Project and Use of
Excess Raised Funds to Replenish
Working Capital
--------------------------------------------------------------------------------
WEIMOB INC.
Ticker: 2013 Security ID: G9T20A106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A1 Elect Sun Taoyong as Director For Against Management
2A2 Elect Sun Mingchun as Director For For Management
2A3 Elect Li Xufu as Director For For Management
2B Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For Against Management
Shares
5 Approve RSU Scheme Annual Mandate For Against Management
--------------------------------------------------------------------------------
WEN'S FOODSTUFF GROUP CO., LTD.
Ticker: 300498 Security ID: Y2R30P108
Meeting Date: JUL 13, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Attribution of Profit and Loss For For Management
During the Conversion Period
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings For For Management
of Bondholders
2.17 Approve Use of Proceeds For For Management
2.18 Approve Guarantee Matters For For Management
2.19 Approve Depository of Raised Funds For For Management
2.20 Approve Resolution Validity Period For For Management
3 Approve Issuance of Convertible Bonds For For Management
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of
Convertible Bonds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Authorization of Board to For For Management
Handle All Related Matters
9 Approve Shareholder Return Plan For For Management
10 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
11 Approve Repurchase and Cancellation of For For Management
Performance Shares
12.1 Approve Amendments to Articles of For For Management
Association
12.2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
12.3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12.4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
12.5 Amend Management System of Raised Funds For For Management
--------------------------------------------------------------------------------
WEN'S FOODSTUFF GROUP CO., LTD.
Ticker: 300498 Security ID: Y2R30P108
Meeting Date: SEP 07, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
2 Approve Interim Profit Distribution For For Management
3 Approve Use of Excess Raised Funds For For Shareholder
4 Approve Overseas Issuance of Bonds For For Shareholder
--------------------------------------------------------------------------------
WEN'S FOODSTUFF GROUP CO., LTD.
Ticker: 300498 Security ID: Y2R30P108
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Corporate Bond Issuance
2.1 Approve Par Value, Issue Price and For For Management
Issue Size
2.2 Approve Bond Maturity and Type For For Management
2.3 Approve Bond Interest Rate and Method For For Management
of Determination as well as Payment
Manner of Capital and Interest
2.4 Approve Issue Manner For For Management
2.5 Approve Target Subscribers and Placing For For Management
Arrangement for Shareholders
2.6 Approve Use of Proceeds For For Management
2.7 Approve Guarantee Method For For Management
2.8 Approve Listing of Bonds For For Management
2.9 Approve Safeguard Measures of Debts For For Management
Repayment
2.10 Approve Resolution Validity Period For For Management
3 Approve Issuance of Medium-term Notes For For Management
4 Approve Guarantee Provision Plan For Against Management
5.1 Approve Amendments to Articles of For For Management
Association
5.2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
5.3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
5.4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
5.5 Amend Working System for Independent For For Management
Directors
5.6 Amend Related Party Transaction For For Management
Management System
5.7 Amend External Guarantee For For Management
Decision-making System
5.8 Amend Investment Management System For For Management
5.9 Amend Information Disclosure For For Management
Management System
5.10 Amend Management System of External For For Management
Donations
--------------------------------------------------------------------------------
WEN'S FOODSTUFF GROUP CO., LTD.
Ticker: 300498 Security ID: Y2R30P108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Internal Control For For Management
Self-Evaluation Report
6 Approve Report on the Deposit and For For Management
Usage of Raised Funds
7 Approve Profit Distribution For For Management
8 Approve Related Party Transaction For For Management
9 Approve Disposal of Real Estate For For Management
10 Approve Provision of Payment Guarantee For Against Management
11 Approve Guarantee Provision for For For Management
Comprehensive Credit Lines Application
12 Approve Remuneration of Directors and For For Management
Supervisors
13 Approve to Appoint Auditor For For Management
14 Approve Issuance of Super Short-term For For Management
Commercial Papers
15 Approve Use of Raised Funds for Cash For For Management
Management
16 Approve Draft and Summary of For Against Shareholder
Performance Shares Incentive Plan
17 Approve Methods to Assess the For Against Management
Performance of Plan Participants
18 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
WEN'S FOODSTUFF GROUP CO., LTD.
Ticker: 300498 Security ID: Y2R30P108
Meeting Date: JUN 17, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Changes in Registered Capital For For Management
and Amend Articles of Association
3 Approve Provision of Guarantee for For For Management
Credit Line Application
4 Approve Provision of Loan Guarantee For Against Management
--------------------------------------------------------------------------------
WESTERN SECURITIES CO., LTD.
Ticker: 002673 Security ID: Y9382Q104
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
WESTERN SECURITIES CO., LTD.
Ticker: 002673 Security ID: Y9382Q104
Meeting Date: NOV 10, 2020 Meeting Type: Special
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Related Party Transaction with For For Management
Shaanxi Investment Group Co., Ltd.
1.2 Approve Related Party Transaction with For For Management
Shaanxi Huashan Venture Co., Ltd.
1.3 Approve Related Party Transaction with For For Management
Shaanxi Juncheng Financial Leasing Co.
, Ltd.
1.4 Approve Related Party Transaction with For For Management
Shaanxi Growth Enterprise Guidance
Fund Management Co., Ltd.
1.5 Approve Related Party Transaction with For For Management
Shanghai Urban Investment Holdings
Investment Co., Ltd.
--------------------------------------------------------------------------------
WESTERN SECURITIES CO., LTD.
Ticker: 002673 Security ID: Y9382Q104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution For For Management
5 Approve Own Capital Investment For For Management
Business Scale and Risk Limit
Indicators
6 Approve Authorization to Issue Debt For For Management
Financing Instruments
7.1 Approve Related Party Transactions For For Management
with Shaanxi Investment Group Co., Ltd.
and Its Controlling Enterprises
7.2 Approve Related Party Transactions For For Management
with Shanghai Chengtou Holding Co.,
Ltd. and Its Controlling Enterprises
7.3 Approve Related Party Transactions For For Management
with Western Trust Co., Ltd.
7.4 Approve Related Party Transactions For For Management
with Other Related Parties
8 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
WESTPORTS HOLDINGS BERHAD
Ticker: 5246 Security ID: Y95440106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Directors' Fees and Benefits For For Management
2 Elect Ruben Emir Gnanalingam bin For For Management
Abdullah as Director
3 Elect Yusli bin Mohamed Yusoff as For For Management
Director
4 Elect Ruth Sin Ling Tsim as Director For For Management
5 Elect Chan Chu Wei as Director For For Management
6 Approve Deloitte PLT as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
WILL SEMICONDUCTOR CO., LTD. SHANGHAI
Ticker: 603501 Security ID: Y9584K103
Meeting Date: JUL 06, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Method and Term for the For For Management
Repayment of Principal and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method for Determining the For For Management
Number of Shares for Conversion and
Method on Handling Fractional Shares
Upon Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Related to Bondholders For For Management
Meeting
2.17 Approve Use of Proceeds and For For Management
Implementation
2.18 Approve Safekeeping of Raised Funds For For Management
2.19 Approve Guarantee Matters For For Management
2.20 Approve Validity Period For For Management
3 Approve Plan for Issuance of For For Management
Convertible Bonds
4 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Rules and Procedures Regarding For For Management
Convertible Corporate Bondholders
Meeting
8 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
WILL SEMICONDUCTOR CO., LTD. SHANGHAI
Ticker: 603501 Security ID: Y9584K103
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For Against Management
Option Plan and Performance Share
Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
WILL SEMICONDUCTOR CO., LTD. SHANGHAI
Ticker: 603501 Security ID: Y9584K103
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Application for Registration For For Management
and Issuance of Non-financial
Corporate Debt Financing Instruments
in the Inter-bank Bond Market
--------------------------------------------------------------------------------
WILL SEMICONDUCTOR CO., LTD. SHANGHAI
Ticker: 603501 Security ID: Y9584K103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report on Performance of For For Management
Independent Directors
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Appointment of Auditor and For For Management
Internal Control Auditor
8 Approve Related Party Transactions For For Management
9 Approve Comprehensive Credit Line Bank For For Management
Application and Authorized Signing of
Related Bank Loans
10 Approve Provision of Guarantee For For Management
11 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
12 Amend Articles of Association For For Management
13.1 Elect Hu Renyu as Director For For Management
13.2 Elect Wu Xingjun as Director For For Management
--------------------------------------------------------------------------------
WIN SEMICONDUCTORS CORP.
Ticker: 3105 Security ID: Y9588T126
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Amendments to Articles of For For Management
Association
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
WINBOND ELECTRONICS CORP.
Ticker: 2344 Security ID: Y95873108
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendments to Rules and For Against Management
Procedures Regarding Shareholder's
General Meeting, Rules and Procedures
for Election of Directors and
Procedures for Endorsement and
Guarantees
5 Approve Release of Restrictions of For For Management
Competitive Activities of Chairman of
the Board of Directors - Arthur Yu
Cheng Chiao
6 Approve Release of Restrictions of For For Management
Competitive Activities of Vice
Chairman of the Board of Directors -
Tung Yi Chan
7 Approve Release of Restrictions of For For Management
Competitive Activities of Independent
Director - Jerry Hsu
8 Approve Release of Restrictions of For For Management
Competitive Activities of Corporate
Director Representative - Yuan Mou Su
9 Approve Release of Restrictions of For For Management
Competitive Activities of
Non-independent Director - Wei Hsin Ma
--------------------------------------------------------------------------------
WINGTECH TECHNOLOGY CO., LTD.
Ticker: 600745 Security ID: Y3745E106
Meeting Date: SEP 09, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment of Real Estate For For Management
Assets as well as Target Asset and
Transfer Price of Equity Transfer
--------------------------------------------------------------------------------
WINGTECH TECHNOLOGY CO., LTD.
Ticker: 600745 Security ID: Y3745E106
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
2 Approve Investment in Construction of For For Management
12-inch Power Semiconductor Automated
Wafer Manufacturing Center Project
--------------------------------------------------------------------------------
WINGTECH TECHNOLOGY CO., LTD.
Ticker: 600745 Security ID: Y3745E106
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Use of Proceeds For For Management
2.17 Approve Guarantee Matters For For Management
2.18 Approve Resolution Validity Period For For Management
3 Approve Issuance of Convertible Bonds For For Management
4 Approve Shareholder Return Plan For For Management
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
9 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
WINGTECH TECHNOLOGY CO., LTD.
Ticker: 600745 Security ID: Y3745E106
Meeting Date: JAN 20, 2021 Meeting Type: Special
Record Date: JAN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
WINGTECH TECHNOLOGY CO., LTD.
Ticker: 600745 Security ID: Y3745E106
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Report of the Independent For For Management
Directors
7 Approve to Appoint Auditor For For Management
8 Approve Remuneration of Directors and For For Management
Supervisors
9 Approve Provision of Guarantee For Against Management
--------------------------------------------------------------------------------
WINNING HEALTH TECHNOLOGY GROUP CO. LTD.
Ticker: 300253 Security ID: Y7685K105
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Amendments to Articles of For For Management
Association
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
5 Amend Working System for Independent For For Management
Directors
6 Amend Related Party Transaction For For Management
Management System
7 Amend External Guarantee Management For For Management
System
8 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
--------------------------------------------------------------------------------
WINNING HEALTH TECHNOLOGY GROUP CO. LTD.
Ticker: 300253 Security ID: Y7685K105
Meeting Date: FEB 24, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Zhou Wei as Non-Independent For For Management
Director
1.2 Elect Liu Ning as Non-Independent For For Management
Director
1.3 Elect WANG TAO as Non-Independent For For Management
Director
1.4 Elect Jin Mao as Non-Independent For For Management
Director
2.1 Elect Yao Baojing as Independent For For Management
Director
2.2 Elect Wang Weisong as Independent For For Management
Director
2.3 Elect Feng Jinfeng as Independent For For Management
Director
3.1 Elect Lu Yanna as Supervisor For For Management
3.2 Elect He Weihong as Supervisor For For Management
4 Approve Allowance of Independent For For Management
Directors
5 Approve Extension of Resolution For For Management
Validity Period in Connection to
Convertible Bonds Issuance
6 Approve Extension in Authorization for For For Management
Board to Handle All Matters Related to
Convertible Bonds Issuance
--------------------------------------------------------------------------------
WINNING HEALTH TECHNOLOGY GROUP CO. LTD.
Ticker: 300253 Security ID: Y7685K105
Meeting Date: APR 01, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
WINNING HEALTH TECHNOLOGY GROUP CO. LTD.
Ticker: 300253 Security ID: Y7685K105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Repurchase and Cancellation of For For Management
Performance Shares
7 Amend Management Method of Raised Funds For Against Management
--------------------------------------------------------------------------------
WIPRO LIMITED
Ticker: 507685 Security ID: Y96659142
Meeting Date: JUL 13, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Confirm Interim Dividend as Final For For Management
Dividend
3 Reelect Azim H. Premji as Director For For Management
4 Elect Thierry Delaporte as Director For For Management
and Approve Appointment and
Remuneration of Thierry Delaporte as
Chief Executive Officer and Managing
Director
5 Elect Deepak M. Satwalekar as Director For For Management
--------------------------------------------------------------------------------
WIPRO LIMITED
Ticker: 507685 Security ID: Y96659142
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Buyback of Equity Shares For For Management
--------------------------------------------------------------------------------
WIPRO LIMITED
Ticker: 507685 Security ID: Y96659142
Meeting Date: JUN 04, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Patrick J. Ennis as Director For For Management
2 Reelect Patrick Dupuis as Director For For Management
--------------------------------------------------------------------------------
WISTRON CORP.
Ticker: 3231 Security ID: Y96738102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Issuance of Ordinary Shares to For For Management
Participate in the Issuance of GDR
and/or Issuance of Ordinary Shares via
Public Offering and Private Placement
and/or Issuance of Ordinary Shares to
Participate in the Issuance of GDR via
Private Placement
4 Amend Articles of Association For For Management
5 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
6 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
7.1 Elect Simon Lin (Hsien-Ming Lin), with For For Management
SHAREHOLDER NO.2, as Non-Independent
Director
7.2 Elect Robert Huang (Po-Tuan Huang), For For Management
with SHAREHOLDER NO.642, as
Non-Independent Director
7.3 Elect Haydn Hsieh (Hong-Po Hsieh), a For For Management
Representative of WISTRON NEWEB
CORPORATION, with SHAREHOLDER NO.
377529, as Non-Independent Director
7.4 Elect Philip Peng (Chin-Bing Peng), For For Management
with SHAREHOLDER NO.5, as
Non-Independent Director
7.5 Elect Jack Chen (Yu-Liang Chen), with For For Management
ID NO. R102686XXX, as Independent
Director
7.6 Elect S. J. Paul Chien (Shyur-Jen For For Management
Chien), with ID NO. A120799XXX, as
Independent Director
7.7 Elect Christopher Chang (Liang-Chi For For Management
Chang), with ID NO. Q100154XXX, as
Independent Director
7.8 Elect Sam Lee (Ming-Shan Lee), with ID For For Management
NO. K121025XXX, as Independent Director
7.9 Elect Peipei Yu (Pei-Pei Yu), with ID For For Management
NO. F220938XXX, as Independent Director
8 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
--------------------------------------------------------------------------------
WIWYNN CORP.
Ticker: 6669 Security ID: Y9673D101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Report and Financial For For Management
Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
and their Representatives
--------------------------------------------------------------------------------
WONDERS INFORMATION CO., LTD.
Ticker: 300168 Security ID: Y9669S104
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: SEP 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Related Party For For Management
Transaction Framework Agreement
2 Approve Increase in Related Party For For Management
Transactions
--------------------------------------------------------------------------------
WONDERS INFORMATION CO., LTD.
Ticker: 300168 Security ID: Y9669S104
Meeting Date: SEP 17, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.4 Approve Issue Size For For Management
2.5 Approve Amount and Use of Proceeds For For Management
2.6 Approve Target Subscribers and For For Management
Subscription Method
2.7 Approve Lock-up Period For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Private Placement of Shares For For Management
4 Approve Demonstration Analysis Report For For Management
in Connection to Private Placement
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Introduction of Strategic For For Management
Investors
7 Approve Share Subscription Agreement For For Management
8 Approve Related Party Transactions in For For Management
Connection to Private Placement
9 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
10.1 Approve Undertakings of Remedial For For Management
Measures by the Company's Largest
Shareholder and Its Concerted Parties
in Relation to the Dilution of Current
Returns as a Result of the Private
Placement
10.2 Approve Undertakings of Remedial For For Management
Measures by the Company's Directors
and Senior Management Members in
Relation to the Dilution of Current
Returns as a Result of the Private
Placement
11 Approve Report on the Usage of For For Management
Previously Raised Funds as of March
31, 2020
12 Approve Shareholder Return Plan For For Management
13 Approve Authorization of Board to For For Management
Handle All Related Matters
14 Amend Management and Usage System of For For Management
Raised Funds
15 Approve Report on the Usage of For For Management
Previously Raised Funds as of June 30,
2020
16 Approve Internal Control For For Management
Self-Evaluation Report
17 Approve Special Audit Report on For For Management
Non-recurring Profit and Loss
--------------------------------------------------------------------------------
WOOLWORTHS HOLDINGS LTD.
Ticker: WHL Security ID: S98758121
Meeting Date: NOV 25, 2020 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Roy Bagattini as Director For For Management
2.1 Re-elect Zarina Bassa as Director For For Management
2.2 Re-elect Reeza Isaacs as Director For For Management
2.3 Re-elect Sam Ngumeni as Director For For Management
3.1 Re-elect Zarina Bassa as Member of the For For Management
Audit Committee
3.2 Re-elect Thembisa Skweyiya as Member For For Management
of the Audit Committee
3.3 Re-elect Christopher Colfer as Member For For Management
of the Audit Committee
3.4 Re-elect Clive Thomson as Member of For For Management
the Audit Committee
4 Reappoint Ernst & Young Inc as For For Management
Auditors of the Company with the
Designated Audit Partner
5 Approve Remuneration Policy For For Management
6 Approve Remuneration Implementation For Against Management
Report
7 Approve Remuneration of Non-Executive For For Management
Directors
8 Approve Issuance of Shares or Options For For Management
and Grant Financial Assistance in
Terms of the Company's Share-Based
Incentive Schemes
9 Approve Financial Assistance in Terms For For Management
of Section 45 of the Companies Act
10 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
WOORI FINANCIAL GROUP, INC.
Ticker: 316140 Security ID: Y972JZ105
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3 Approval of Reduction of Capital For For Management
Reserve
4.1 Elect Lee Won-deok as Inside Director For For Management
4.2 Elect Ro Sung-tae as Outside Director For For Management
4.3 Elect Park Sang-yong as Outside For For Management
Director
4.4 Elect Tian Zhiping as Outside Director For For Management
4.5 Elect Chang Dong-woo as Outside For Against Management
Director
5 Elect Chung Chan-hyoung as Outside For Against Management
Director to Serve as an Audit
Committee Member
6.1 Elect Ro Sung-tae as a Member of Audit For For Management
Committee
6.2 Elect Chang Dong-woo as a Member of For Against Management
Audit Committee
7 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
WPG HOLDINGS LTD.
Ticker: 3702 Security ID: Y9698R101
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5.1 Elect Kathy Yang, with SHAREHOLDER NO. For For Management
45, as Independent Director
6 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
WUHAN GUIDE INFRARED CO., LTD.
Ticker: 002414 Security ID: Y97082104
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Issue Manner and Period For For Management
2.3 Approve Target Parties and For For Management
Subscription Manner
2.4 Approve Pricing Basis For For Management
2.5 Approve Issue Scale For For Management
2.6 Approve Restriction Period Arrangement For For Management
2.7 Approve Amount and Usage of Raised For For Management
Funds
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Location For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Report on the Usage of For For Management
Previously Raised Funds
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Authorization of Board to For For Management
Handle All Related Matters
7 Approve Shareholder Return Plan For For Management
8 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
9 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
WUHAN GUIDE INFRARED CO., LTD.
Ticker: 002414 Security ID: Y97082104
Meeting Date: FEB 22, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
--------------------------------------------------------------------------------
WUHAN GUIDE INFRARED CO., LTD.
Ticker: 002414 Security ID: Y97082104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve to Appoint Auditor For For Management
7 Approve Amendments to Articles of For For Management
Association
8 Amend Raised Funds Management System For Against Management
9 Approve Use of Idle Raised Funds and For For Management
Own Funds for Cash Management
--------------------------------------------------------------------------------
WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD.
Ticker: 002555 Security ID: Y9717X105
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Approve Credit Line Application For For Management
3 Elect Hu Yuhang as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD.
Ticker: 002555 Security ID: Y9717X105
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition Agreement For For Management
--------------------------------------------------------------------------------
WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD.
Ticker: 002555 Security ID: Y9717X105
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Authorization of Board to For For Management
Handle All Related Matters Regarding
Private Placement of Shares
--------------------------------------------------------------------------------
WUHU SHUNRONG SANQI INTERACTIVE ENTERTAINMENT CO., LTD.
Ticker: 002555 Security ID: Y9717X105
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Financial Auditor For For Management
7 Approve Provision of Guarantee For For Management
8 Approve Adjustment of Remuneration of For For Management
Non-Independent Directors
9 Approve Use of Idle Own Funds for For Against Management
Securities Investment
10 Approve Use of Idle Own Funds for For Against Management
Entrusted Asset Management
--------------------------------------------------------------------------------
WULIANGYE YIBIN CO., LTD.
Ticker: 000858 Security ID: Y9718N106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related-party For Against Management
Transactions
7 Approve Appointment of Auditor For For Management
8 Amend Articles of Association For Against Management
9 Approve Comprehensive Budget Plan For For Management
10 Elect Jiang Wenchun as Supervisor For For Management
11.1 Elect Jiang Lin as Director For For Shareholder
11.2 Elect Xu Bo as Director For For Shareholder
12.1 Elect Xie Zhihua as Director For For Management
12.2 Elect Wu Yue as Director For For Management
12.3 Elect Lang Dingchang as Director For For Management
--------------------------------------------------------------------------------
WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD.
Ticker: 002463 Security ID: Y9716K104
Meeting Date: JUL 22, 2020 Meeting Type: Special
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Amend Articles of Association For For Management
3 Approve Additional Foreign Exchange For For Management
Derivatives Transaction
--------------------------------------------------------------------------------
WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD.
Ticker: 002463 Security ID: Y9716K104
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of Stock For Against Management
Option Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
WUS PRINTED CIRCUIT (KUNSHAN) CO., LTD.
Ticker: 002463 Security ID: Y9716K104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Appointment of Auditor For For Management
7 Approve Comprehensive Credit Line For For Management
Application and Guarantee Provision
8 Elect Gao Qiquan as Independent For For Management
Director
--------------------------------------------------------------------------------
WUXI APPTEC CO., LTD.
Ticker: 2359 Security ID: Y971B1118
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adoption of the H Share Award For Against Management
and Trust Scheme
2 Approve Grant of Awards to the For Against Management
Connected Selected Participants
3 Approve Authorization to the Board For Against Management
and/or the Delegate to Handle Matters
Pertaining to the H Share Award and
Trust Scheme with Full Authority
4 Elect Boyang Wu as Supervisor For For Shareholder
5 Approve Adjustment of the Remuneration For For Management
Scheme of Supervisors
6 Approve Change of Registered Capital For For Management
7 Amend Articles of Association For For Management
8 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
9 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
--------------------------------------------------------------------------------
WUXI APPTEC CO., LTD.
Ticker: 2359 Security ID: Y971B1100
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adoption of the H Share Award For Against Management
and Trust Scheme
2 Approve Grant of Awards to the For Against Management
Connected Selected Participants
3 Approve Authorization to the Board For Against Management
and/or the Delegate to Handle Matters
Pertaining to the H Share Award and
Trust Scheme with Full Authority
4 Approve Change of Registered Capital For For Management
5 Amend Articles of Association For For Management
6 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
7 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
8 Elect Boyang Wu as Supervisor For For Shareholder
9 Approve Adjustment of the Remuneration For For Management
Scheme of Supervisors
--------------------------------------------------------------------------------
WUXI APPTEC CO., LTD.
Ticker: 2359 Security ID: Y971B1118
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Financial Report For For Management
4 Approve Provision of External For Against Management
Guarantees
5 Approve Authorization to Dispose For For Management
Listed and Trading Shares of Listed
Companies Held by the Company
6 Amend Working System for Independent For For Management
Directors
7 Approve Deloitte Touche Tohmatsu (a For For Management
Special General Partnership) as PRC
Financial Report and Internal Control
Report Auditors and Deloitte Touche
Tohmatsu as Offshore Financial Report
Auditors and Authorize Board to Fix
their Remuneration
8 Approve Foreign Exchange Hedging Limit For For Management
9 Approve Adjustment of Allowances of For For Management
Directors
10 Approve Application for Shares, For For Management
Amended and Restated Wuxi XDC
Articles, Asset Transfer Agreement,
Related Transactions and Related Party
Transactions
11 Approve 2020 Profit Distribution Plan For For Management
12 Approve Increase in Registered Capital For For Management
13 Approve Amendments to Articles of For For Management
Association
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
15 Authorize Repurchase of Issued A and H For For Management
Share Capital
16 Approve Proposed Issuance of For For Management
Additional Conversion Shares under the
Convertible Bonds-Related Specific
Mandate and Authorize Ge Li, Edward
Hu, and/or Ellis Bih-Hsin Chu to
Handle All Related Matters
--------------------------------------------------------------------------------
WUXI APPTEC CO., LTD.
Ticker: 2359 Security ID: Y971B1100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Financial Report For For Management
4 Approve 2020 Profit Distribution Plan For For Management
5 Approve Provision of External For Against Management
Guarantees
6 Approve Deloitte Touche Tohmatsu (a For For Management
Special General Partnership) as PRC
Financial Report and Internal Control
Report Auditors and Deloitte Touche
Tohmatsu as Offshore Financial Report
Auditors and Authorize Board to Fix
their Remuneration
7 Approve Foreign Exchange Hedging Limit For For Management
8 Approve Application for Shares, For For Management
Amended and Restated Wuxi XDC
Articles, Asset Transfer Agreement,
Related Transactions and Related Party
Transactions
9 Approve Authorization to Dispose For For Management
Listed and Trading Shares of Listed
Companies Held by the Company
10 Approve Increase in Registered Capital For For Management
11 Approve Amendments to Articles of For For Management
Association
12 Amend Working System for Independent For For Management
Directors
13 Approve Adjustment of Allowances of For For Management
Independent Directors
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
15 Authorize Repurchase of Issued A and H For For Management
Share Capital
16 Approve Proposed Issuance of For For Management
Additional Conversion Shares under the
Convertible Bonds-Related Specific
Mandate and Authorize Ge Li, Edward
Hu, and/or Ellis Bih-Hsin Chu to
Handle All Related Matters
--------------------------------------------------------------------------------
WUXI APPTEC CO., LTD.
Ticker: 2359 Security ID: Y971B1118
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Profit Distribution Plan For For Management
2 Authorize Repurchase of Issued A and H For For Management
Share Capital
3 Approve Proposed Issuance of For For Management
Additional Conversion Shares under the
Convertible Bonds-Related Specific
Mandate and Authorize Ge Li, Edward
Hu, and/or Ellis Bih-Hsin Chu to
Handle All Related Matters
--------------------------------------------------------------------------------
WUXI APPTEC CO., LTD.
Ticker: 2359 Security ID: Y971B1100
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Profit Distribution Plan For For Management
2 Authorize Repurchase of Issued A and H For For Management
Share Capital
3 Approve Proposed Issuance of For For Management
Additional Conversion Shares under the
Convertible Bonds-Related Specific
Mandate and Authorize Ge Li, Edward
Hu, and/or Ellis Bih-Hsin Chu to
Handle All Related Matters
--------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN) INC.
Ticker: 2269 Security ID: G97008117
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect William Robert Keller as Director For For Management
2b Elect Teh-Ming Walter Kwauk as Director For For Management
3 Elect Ning Zhao as Director For Against Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Approve Grant of Specific Mandate to For Against Management
the Directors to Issue and Allot the
Connected Restricted Shares
10 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
Zhisheng Chen
11 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
Weichang Zhou
12 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
William Robert Keller
13 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
Teh-Ming Walter Kwauk
14 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
Kenneth Walton Hitchner III
15 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to Jian
Dong
16 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to Angus
Scott Marshall Turner
17 Approve Grant of Connected Restricted For Against Management
Shares Pursuant to the Scheme to
Brendan McGrath
--------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN), INC.
Ticker: 2269 Security ID: G97008109
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Subdivision For For Management
--------------------------------------------------------------------------------
WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD.
Ticker: 300450 Security ID: Y9717H100
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD.
Ticker: 300450 Security ID: Y9717H100
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Shares to Specific Targets
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Price and Pricing For For Management
Principle
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan for Issuance of Shares to For For Management
Specific Targets
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares to
Specific Targets
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Related Party Transactions in For For Management
Connection to Issuance of Shares to
Specific Targets
7 Approve the Company's Introduction of For For Management
Strategic Investors
8 Approve Signing of Conditional For For Management
Strategic Cooperation Agreement
9 Approve Signing of Conditional Share For For Management
Subscription Agreement
10 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
11 Approve Authorization of Board or For For Management
Board Authorized Person to Handle All
Related Matters
12 Approve Related Party Transaction in For For Management
Connection to Abandonment of 1 Joint
Patent Right
--------------------------------------------------------------------------------
WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD.
Ticker: 300450 Security ID: Y9717H100
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Related Party For For Management
Transactions
--------------------------------------------------------------------------------
WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD.
Ticker: 300450 Security ID: Y9717H100
Meeting Date: FEB 22, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Daily Operating Related Party For For Management
Transaction
2 Approve Comprehensive Credit Line For For Management
Application
3 Approve Provision of Guarantee For For Management
4 Approve Change in Registered Capital For For Management
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
7 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
8 Amend Working System for Independent For Against Management
Directors
9 Amend Related Party Transaction For Against Management
Decision System
10 Amend External Guarantee Management For Against Management
Regulations
11 Amend External Investment Management For Against Management
System
12 Amend Management System of Raised Funds For Against Management
13.1 Elect Wang Yanqing as Non-Independent For For Management
Director
13.2 Elect Wang Jianxin as Non-Independent For For Management
Director
13.3 Elect You Zhiliang as Non-Independent For For Management
Director
13.4 Elect Wang Lei as Non-Independent For For Management
Director
14.1 Elect Zhang Mingyan as Independent For For Management
Director
14.2 Elect Sun Qinglong as Independent For For Management
Director
14.3 Elect Zhao Kanglian as Independent For For Management
Director
15.1 Elect Cai Jianbo as Supervisor For For Management
15.2 Elect Wang Qingyan as Supervisor For For Management
--------------------------------------------------------------------------------
WUXI LEAD INTELLIGENT EQUIPMENT CO., LTD.
Ticker: 300450 Security ID: Y9717H100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
6 Approve Capital Occupation by For For Management
Controlling Shareholders and Other
Related-parties and Provision of
External Guarantees
7 Approve Remuneration of Directors and For For Management
Senior Management
8 Approve to Appoint Auditor For For Management
9 Approve Authorization of the Board to For Against Management
Handle All Matters Related to
Small-scale Rapid Financing
--------------------------------------------------------------------------------
WUXI SHANGJI AUTOMATION CO., LTD.
Ticker: 603185 Security ID: Y971CB107
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Size For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Attribution of Profit and Loss For For Management
During the Conversion Period
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Relating to Meetings For For Management
of Bondholders
2.17 Approve Use of Proceeds For For Management
2.18 Approve Depository of Raised Funds For For Management
2.19 Approve Guarantee Matters For For Management
2.20 Approve Resolution Validity Period For For Management
3 Approve Issuance of Convertible Bonds For For Management
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
8 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
WUXI TAIJI INDUSTRY CO., LTD.
Ticker: 600667 Security ID: Y97185105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Related Party Transaction For For Management
5 Approve Financial Statements For For Management
6 Approve Financial Budget Report For Against Management
7 Approve Profit Distribution For For Management
8 Approve Appointment of Auditor For For Management
9 Approve Report of the Independent For For Management
Directors
10 Approve Remuneration of Directors and For For Management
Supervisors
--------------------------------------------------------------------------------
X5 RETAIL GROUP NV
Ticker: FIVE Security ID: 98387E205
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3.A Approve Remuneration Report For Against Management
3.B Receive Explanation on Company's None None Management
Dividend Policy
3.C Adopt Financial Statements and For For Management
Statutory Reports
3.D Approve Dividends of RUB 184.13 Per For For Management
Share
4.A Approve Discharge of Management Board For For Management
4.B Approve Discharge of Supervisory Board For For Management
5 Reelect Igor Shekhterman to Management For For Management
Board
6 Amend Remuneration Policy for For Against Management
Management Board
7.A Reelect Stephan DuCharme to For For Management
Supervisory Board
7.B Reelect Mikhail Fridman to Supervisory For For Management
Board
7.C Elect Richard Brasher to Supervisory For For Management
Board
7.D Elect Alexander Tynkovan to For For Management
Supervisory Board
8.A Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
8.B Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
8.C Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
9 Appoint Ernst & Young Accountants LLP For For Management
as Auditors
10 Close Meeting None None Management
--------------------------------------------------------------------------------
XCMG CONSTRUCTION MACHINERY CO., LTD.
Ticker: 000425 Security ID: Y9T17R112
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Super Short-term For For Management
Commercial Papers
2 Approve to Establish Xuzhou Xugong For Against Management
Industrial M&A Partnership Enterprise
(Limited Partnership) and Related
Party Transactions
--------------------------------------------------------------------------------
XCMG CONSTRUCTION MACHINERY CO., LTD.
Ticker: 000425 Security ID: Y9T17R112
Meeting Date: FEB 01, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-off of Subsidiary Jiangsu For For Management
Xugong Information Technology Co., Ltd.
on Shenzhen Stock Exchange ChiNext in
Accordance with Relevant Laws and
Regulations
2 Approve Spin-off of Subsidiary Jiangsu For For Management
Xugong Information Technology Co., Ltd.
on the Shenzhen Stock Exchange ChiNext
3 Approve Plan (Revised) on Spin-off of For For Management
Subsidiary Jiangsu Xugong Information
Technology Co., Ltd. on the Shenzhen
Stock Exchange ChiNext
4 Approve Transaction Complies with For For Management
Several Provisions on the Pilot
Program of Listed Companies' Spin-off
of Subsidiaries for Domestic Listing
5 Approve Transaction is Conducive to For For Management
Safeguarding the Legal Rights and
Interests of Shareholders and Creditors
6 Approve Proposal on the Company's For For Management
Independence and Sustainability
7 Approve Jiangsu Xugong Information For For Management
Technology Co., Ltd.'s Corresponding
Standard Operational Ability
8 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
9 Approve Purpose, Commercial For For Management
Rationality, Necessity and Feasibility
Analysis of this Transaction
10 Approve Authorization of the Board to For For Management
Handle Matters on Spin-off
11.1 Approve Purchase of Materials or For For Management
Products
11.2 Approve Selling Materials or Products For For Management
11.3 Approve Rent or Lease of Properties, For For Management
Equipment and Products
11.4 Approve Use of Licensing Trademark For For Management
11.5 Approve Cooperative Technology For For Management
Development
11.6 Approve Provision or Acceptance of For For Management
Services
11.7 Approve Entrust Operations to Related For For Management
Parties
12 Approve Provision of Guarantees to For For Management
Subsidiaries
13 Approve Adjustment of Guarantee For For Management
Provision Plan
14.1 Approve Provision of Guarantees for For For Management
Mortgage Business
14.2 Approve Provision of Guarantees for For For Management
Financial Leasing Business
14.3 Approve Provision of Guarantees for For For Management
Supply Chain Finance Business
15 Approve Credit Line Application For For Management
--------------------------------------------------------------------------------
XCMG CONSTRUCTION MACHINERY CO., LTD.
Ticker: 000425 Security ID: Y9T17R112
Meeting Date: MAY 11, 2021 Meeting Type: Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Remuneration System of Senior For Against Management
Management Members
--------------------------------------------------------------------------------
XCMG CONSTRUCTION MACHINERY CO., LTD.
Ticker: 000425 Security ID: Y9T17R112
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Financial Budget Plan For For Management
6 Approve to Appoint Auditors and For For Management
Payment of Their Remuneration
7 Approve Amendments to Articles of For For Management
Association
8 Elect Geng Chengxuan as Independent For For Management
Director
9 Approve Annual Report and Summary For For Management
--------------------------------------------------------------------------------
XIAOMI CORPORATION
Ticker: 1810 Security ID: G9830T106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Liu De as Director For For Management
3 Elect Liu Qin as Director For For Management
4 Elect Chen Dongsheng as Director For For Management
5 Elect Wong Shun Tak as Director For Against Management
6 Authorize Board to Fix Remuneration of For For Management
Directors
7 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
XINHU ZHONGBAO CO., LTD.
Ticker: 600208 Security ID: Y9724T105
Meeting Date: AUG 05, 2020 Meeting Type: Special
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Medium-term Notes For For Management
--------------------------------------------------------------------------------
XINHU ZHONGBAO CO., LTD.
Ticker: 600208 Security ID: Y9724T105
Meeting Date: AUG 10, 2020 Meeting Type: Special
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
XINHU ZHONGBAO CO., LTD.
Ticker: 600208 Security ID: Y9724T105
Meeting Date: AUG 31, 2020 Meeting Type: Special
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Foreign USD Bonds For For Management
and Provision of Cross-Border
Guarantees
--------------------------------------------------------------------------------
XINHU ZHONGBAO CO., LTD.
Ticker: 600208 Security ID: Y9724T105
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Qilong Industrial For For Management
Equity Transfer and Project
Development Cooperation Agreement
--------------------------------------------------------------------------------
XINHU ZHONGBAO CO., LTD.
Ticker: 600208 Security ID: Y9724T105
Meeting Date: MAY 07, 2021 Meeting Type: Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Incentive Plan For Against Management
and Its Summary
2 Approve Appraisal Measures of the For Against Management
Stock Option Incentive Plan
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
XINHU ZHONGBAO CO., LTD.
Ticker: 600208 Security ID: Y9724T105
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Financial Budget Report For For Management
6 Approve Profit Distribution For For Management
7 Approve Shareholder Return Plan For For Management
8 Approve Provision of Guarantee to For Against Management
Subsidiary
9 Approve Provision of Guarantee For For Management
10 Approve to Appoint Financial Auditor For For Management
11 Approve Remuneration and Allowance of For For Management
Directors and Supervisors
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2208 Security ID: Y97237112
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dong Zhenyu as Director For For Shareholder
2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
3 Amend Rules and Procedures Regarding For Against Management
Meetings of Supervisory Committee
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2208 Security ID: Y97237104
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Dong Zhenyu as Director For For Shareholder
2 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
3 Amend Rules and Procedures Regarding For Against Management
Meetings of Supervisory Committee
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2208 Security ID: Y97237112
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Estimated Annual Cap for For For Management
Continuing Connected Transactions (A
Share) for 2021
2 Approve Application for a Letter of For For Management
Guarantee from the Bank on Behalf of
Australia White Rock Wind Farm
3 Approve Purchasing Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
4 Approve Proposed Revision of Annual For For Shareholder
Caps for Continuing Connected
Transactions (H Share) for 2020 and
2021 Under the Product Sales Framework
Agreement (2019-2021)
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2208 Security ID: Y97237104
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Estimated Annual Cap for For For Management
Continuing Connected Transactions (A
Share) for 2021
2 Approve Application for a Letter of For For Management
Guarantee from the Bank on Behalf of
Australia White Rock Wind Farm
3 Approve Purchasing Liability Insurance For For Management
for Directors, Supervisors and Senior
Management
4 Approve Proposed Revision of Annual For For Shareholder
Caps for Continuing Connected
Transactions (H Share) for 2020 and
2021 Under the Product Sales Framework
Agreement (2019-2021)
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2208 Security ID: Y97237112
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Bonds and For For Management
Asset-backed Securities
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Consolidated Financial For For Management
Statements and Auditors' Report
4 Approve Final Dividend Distribution For For Management
5 Approve Annual Report For For Management
6 Approve Provision of Letter of For Against Management
Guarantee by the Company for the
Benefit of its Subsidiaries
7 Approve Provision of New Guarantees by For Against Management
the Company for its Subsidiaries
8 Approve the Proposed Operation of For For Management
Exchange Rate Hedging Business
9 Approve Shareholders' Return Plan for For For Management
the Next Three Years (2021-2023)
10 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
the PRC Auditors and Deloitte Touche
Tohmatsu as the International Auditors
and Authorize Board to Fix Their
Remuneration
11 Approve Revision of Annual Caps (A For For Management
Shares) for Transactions with Related
Party
12 Approve Revision of Annual Caps (H For For Management
Shares) for Transactions with Related
Party under Product Sales Framework
Agreement
13 Elect Wang Kaiguo as Director For For Shareholder
--------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO., LTD.
Ticker: 2208 Security ID: Y97237104
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Bonds and For For Management
Asset-backed Securities
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Supervisory For For Management
Committee
4 Approve Audited Consolidated Financial For For Management
Statements and Auditors' Report
5 Approve Final Dividend Distribution For For Management
6 Approve Annual Report For For Management
7 Approve Provision of Letter of For Against Management
Guarantee by the Company for the
Benefit of its Subsidiaries
8 Approve Provision of New Guarantees by For Against Management
the Company for its Subsidiaries
9 Approve the Proposed Operation of For For Management
Exchange Rate Hedging Business
10 Approve Shareholders' Return Plan for For For Management
the Next Three Years (2021-2023)
11 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
the PRC Auditors and Deloitte Touche
Tohmatsu as the International Auditors
and Authorize Board to Fix Their
Remuneration
12 Approve Revision of Annual Caps (A For For Management
Shares) for Transactions with Related
Party
13 Approve Revision of Annual Caps (H For For Management
Shares) for Transactions with Related
Party under Product Sales Framework
Agreement
14 Elect Wang Kaiguo as Director For For Shareholder
--------------------------------------------------------------------------------
XINYI SOLAR HOLDINGS LIMITED
Ticker: 968 Security ID: G9829N102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A1 Elect Chen Xi as Director For For Management
3A2 Elect Lee Shing Put as Director For For Management
3A3 Elect Cheng Kwok Kin, Paul as Director For For Management
3B Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Authorize Repurchase of Issued Share For For Management
Capital
5B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YADEA GROUP HOLDINGS LTD.
Ticker: 1585 Security ID: G9830F106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A1 Elect Li Zongwei as Director For For Management
3A2 Elect Wu Biguang as Director For For Management
3A3 Elect Yao Naisheng as Director For For Management
3B Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5B Authorize Repurchase of Issued Share For For Management
Capital
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YANBU NATIONAL PETROCHEMICAL CO.
Ticker: 2290 Security ID: M98699107
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 3 of Bylaws Re: Company For For Management
Purposes
2 Amend Article 4 of Bylaws Re: For For Management
Participation and Ownership
3 Amend Article 6 of Bylaws Re: For For Management
Company's Term
4 Amend Article 21 of Bylaws Re: Board For For Management
Powers
5 Amend Article 23 of Bylaws Re: For For Management
Chairman and Vice Chairman Powers
6 Amend Article 27 of Bylaws Re: General For For Management
Meetings Attendance
7 Adopt New Article 28 of Bylaws Re: For For Management
General Meetings Attendance
8 Amend Article 30 of Bylaws Re: General For For Management
Meetings Invitation
9 Amend Article 41 of Bylaws Re: Audit For For Management
Committee Reports
10 Amend Article 45 of Bylaws Re: For For Management
Financial Documents
11 Amend Article 46 of Bylaws Re: For For Management
Allocation of Dividends
12 Approve Rearrangement and Numbering of For For Management
Company's Articles of Association
--------------------------------------------------------------------------------
YANBU NATIONAL PETROCHEMICAL CO.
Ticker: 2290 Security ID: M98699107
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Auditors' Report on Company For For Management
Financial Statements for FY 2020
2 Accept Financial Statements and For For Management
Statutory Reports for FY 2020
3 Approve Board Report on Company For For Management
Operations for FY 2020
4 Ratify Auditors and Fix Their For For Management
Remuneration for Q1,Q2,Q3,Q4 and
Annual Quarter of FY 2021
5 Approve Discharge of Directors for FY For For Management
2020
6 Approve Remuneration of Directors of For For Management
SAR 1,400,000 for FY 2020
7 Approve Dividends of SAR 1.25 per For For Management
Share for First Half of FY 2020
8 Approve Dividends of SAR 1.25 per For For Management
Share for Second Half of FY 2020
9 Approve Interim Dividends Semi For For Management
Annually or Quarterly for FY 2021
--------------------------------------------------------------------------------
YANDEX NV
Ticker: YNDX Security ID: N97284108
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: OCT 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Directors For For Management
3 Reelect Arkady Volozh as Executive For For Management
Director
4 Reelect Mikhail Parakhin as For For Management
Non-Executive Director
5 Approve Cancellation of Outstanding For For Management
Class C Shares
6 Ratify Auditors For For Management
7 Grant Board Authority to Issue Class A For Against Management
Shares
8 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
9 Authorize Repurchase of Up to 20 For Against Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
YANDEX NV
Ticker: YNDX Security ID: N97284108
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Directors For For Management
3 Reelect John Boynton as Non-Executive For For Management
Director
4 Reelect Esther Dyson as Non-Executive For Against Management
Director
5 Reelect Ilya Strebulaev as For For Management
Non-Executive Director
6 Elect Alexander Moldovan as For For Management
Non-Executive Director
7 Ratify Auditors For For Management
8 Grant Board Authority to Issue Class A For Against Management
Shares
9 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
10 Authorize Repurchase of Up to 20 For Against Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
YANDEX NV
Ticker: YNDX Security ID: N97284108
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Announcements None None Management
3 Approve Legal Merger of Yandex B.V. For For Management
with Yandex.Market B.V.
4 Other Business None None Management
--------------------------------------------------------------------------------
YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD.
Ticker: 002353 Security ID: Y9729Z106
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Eligibility for Spin-off of For For Management
Subsidiary
2 Approve Spin-off of Subsidiary, For For Management
Initial Public Offering and Listing on
ChiNext
3 Approve Spin-off of Subsidiary on For For Management
ChiNext
4 Approve Compliance with Provisions on For For Management
Pilot Domestic Listing of Subsidiaries
of Listed Companies
5 Approve Listing to Safeguard the For For Management
Legitimate Rights and Interests of
Shareholders and Creditors
6 Approve Company's Maintaining For For Management
Independence and Continuous Operation
Ability
7 Approve Corresponding Standard For For Management
Operation Ability
8 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD.
Ticker: 002353 Security ID: Y9729Z106
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Profit Distribution and For For Management
Capitalization of Capital Reserves
5 Approve to Appoint Financial Auditor For For Management
6 Approve Remuneration of Directors For For Management
7 Approve Remuneration of Supervisors For For Management
8 Approve Credit Line Application and For Against Management
Provision of Guarantee
9 Approve Foreign Exchange Hedging For For Management
Business
--------------------------------------------------------------------------------
YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD.
Ticker: 002353 Security ID: Y9729Z106
Meeting Date: MAY 14, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of "Fendou For For Management
No. 6" Employee Share Purchase Plan
2 Approve Methods to Assess the For For Management
Performance of Plan Participants
Regarding "Fendou No. 6" Employee
Share Purchase Plan
3 Approve Authorization of the Board to For For Management
Handle All Matters Related to ""Fendou
No. 6" Employee Share Purchase Plan
4 Approve Draft and Summary of "Business For For Management
Partner Phase 1" Employee Share
Purchase Plan
5 Approve Methods to Assess the For For Management
Performance of Plan Participants
Regarding "Business Partner Phase 1"
Employee Share Purchase Plan
6 Approve Authorization of the Board to For For Management
Handle All Matters Related to
"Business Partner Phase 1" Employee
Share Purchase Plan
--------------------------------------------------------------------------------
YANTAI JEREH OILFIELD SERVICES GROUP CO. LTD.
Ticker: 002353 Security ID: Y9729Z106
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Issue Price and Pricing Basis For For Management
2.5 Approve Issue Size For For Management
2.6 Approve Lock-up Period For For Management
2.7 Approve Amount and Use of Proceeds For For Management
2.8 Approve Distribution Arrangement of For For Management
Cumulative Earnings
2.9 Approve Listing Exchange For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan on Private Placement of For For Management
Shares
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Counter-dilution Measures in For For Management
Connection to the Private Placement
6 Approve Shareholder Return Plan For For Management
7 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
YANZHOU COAL MINING CO., LTD.
Ticker: 1171 Security ID: Y97417102
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Interests and Assets For For Management
Transfer Agreement
2 Approve Supplemental Authorization for For For Management
the Company to Carry Out Domestic and
Overseas Financing Activities
3 Approve Increase in the 2020-2024 Cash For For Management
Dividend Ratio
4 Approve Capital Increase Agreement of For For Management
Yankuang (Hainan) Intelligent
Logistics Science and Technology Co.,
Ltd. and Related Transactions
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Proposed Provision of For For Management
Materials Supply Agreement, Relevant
Annual Caps and Related Transactions
1.02 Approve Proposed Mutual Provision of For For Management
Labour and Services Agreement,
Relevant Annual Caps and Related
Transactions
1.03 Approve Proposed Provision of For For Management
Insurance Fund Administrative Services
Agreement, Relevant Annual Caps and
Related Transactions
1.04 Approve Proposed Provision of For For Management
Products, Materials and Assets Leasing
Agreement, Relevant Annual Caps and
Related Transactions
1.05 Approve Proposed Bulk Commodities Sale For For Management
and Purchase Agreement, Relevant
Annual Caps and Related Transactions
1.06 Approve Proposed Entrusted Management For For Management
Agreement, Relevant Annual Caps and
Related Transactions
1.07 Approve Proposed Finance Lease For Against Management
Agreement, Relevant Annual Caps and
Related Transactions
2.01 Approve Existing Glencore Framework For For Management
Coal Sales Agreement, Relevant Annual
Caps and Related Transactions
2.02 Approve Existing Glencore Framework For For Management
Coal Purchase Agreement, Relevant
Annual Caps and Related Transactions
2.03 Approve Relevant Annual Caps of For For Management
Existing HVO Services Contract
2.04 Approve Relevant Annual Caps of For For Management
Existing HVO Sales Contract
3 Approve Provision of Financial For Against Management
Guarantee
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Working Report of the Board For For Management
2 Approve Working Report of the For For Management
Supervisory Committee
3 Approve Audited Financial Statements For For Management
4 Approve Profit Distribution Plan and For For Management
Authorize Board to Distribute Cash
Dividend
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Approve Renewal of Liability Insurance For For Management
of Directors, Supervisors and Senior
Officers
7 Approve External Auditing Firm and to For For Management
Fix Their Remuneration
8 Approve Provision of Financial For Against Management
Guarantees to Subsidiaries and Grant
of Authorization to Yancoal Australia
Limited and Its Subsidiaries to
Provide Guarantees in Relation to
Daily Operations to the Subsidiaries
of the Company in Australia
9 Authorize the Company to Carry Out For For Management
Domestic and Overseas Financing
Businesses
10 Approve Amendments to Articles of For For Management
Association
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 1171 Security ID: Y97417102
Meeting Date: JUN 18, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
YAPI VE KREDI BANKASI AS
Ticker: YKBNK Security ID: M9869G101
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Board For For Management
4 Approve Actions of the Board and For For Management
Discharge Directors
5 Elect Directors For Against Management
6 Approve Remuneration Policy and For For Management
Director Remuneration for 2020
7 Approve Director Remuneration For Against Management
8 Approve Allocation of Income For For Management
9 Ratify External Auditors For For Management
10 Approve Upper Limit of Donations for For For Management
2021 and Receive Information on
Donations Made in 2020
11 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
12 Wishes None None Management
--------------------------------------------------------------------------------
YEALINK NETWORK TECHNOLOGY CORP. LTD.
Ticker: 300628 Security ID: Y9750S104
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Adjust Some Performance For For Management
Evaluation Indicators of the
Performance Share Incentive Plan in
2018
2 Approve to Adjust Some Performance For For Management
Evaluation Indicators of the
Performance Share Incentive Plan in
2020
--------------------------------------------------------------------------------
YEALINK NETWORK TECHNOLOGY CORP. LTD.
Ticker: 300628 Security ID: Y9750S104
Meeting Date: DEC 24, 2020 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase Cancellation of For For Management
Performance Shares and to Adjust the
Repurchase Quantity and Price (Updated)
2 Approve Change of Registered Capital For For Management
and Amend Articles of Association 1
(Updated)
3 Approve Repurchase and Cancellation of For For Management
Performance Shares (Updated)
4 Approve Change of Registered Capital For For Management
and Amend Articles of Association 2
(Updated)
5 Approve Change and Postponement of the For For Management
Implementation Method of Partial
Raised Funds Investment Projects
--------------------------------------------------------------------------------
YEALINK NETWORK TECHNOLOGY CORP. LTD.
Ticker: 300628 Security ID: Y9750S104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
6 Approve Profit Distribution For For Management
7 Approve to Appoint Auditor For For Management
8.1 Elect Chen Zhisong as Director For For Management
8.2 Elect Wu Zhongyi as Director For For Management
8.3 Elect Lu Rongfu as Director For For Management
8.4 Elect Zhou Jiwei as Director For For Management
8.5 Elect Zhang Lianchang as Director For For Management
9.1 Elect Wei Zhihua as Director For For Management
9.2 Elect Zhang Junli as Director For For Management
9.3 Elect Ye Lirong as Director For For Management
9.4 Elect Yang Huai as Director For For Management
10.1 Elect Ai Zhimin as Supervisor For For Management
10.2 Elect Lai Zhihao as Supervisor For For Management
11 Approve Use of Idle Raised Funds for For For Management
Cash Management
12 Approve Use of Idle Own Funds for Cash For Against Management
Management
13 Approve Application of Bank Credit For For Management
Lines
14 Approve Construction of Intelligent For For Management
Manufacturing Industrial Park Project
--------------------------------------------------------------------------------
YES BANK LIMITED
Ticker: 532648 Security ID: Y97636149
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
YIFENG PHARMACY CHAIN CO., LTD.
Ticker: 603939 Security ID: Y982AC104
Meeting Date: JUL 10, 2020 Meeting Type: Special
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association and For For Management
Handling of Business Changes
--------------------------------------------------------------------------------
YIFENG PHARMACY CHAIN CO., LTD.
Ticker: 603939 Security ID: Y982AC104
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration (Allowance) of For For Management
Directors
2 Approve Remuneration (Allowance) of For For Management
Supervisors
3 Approve Termination of Raised Funds For For Shareholder
Investment Project and Use of
Remaining Raised Funds to Replenish
Working Capital
4.1 Elect Gao Yi as Director For For Management
4.2 Elect Gao Feng as Director For For Management
4.3 Elect Gao Youcheng as Director For For Management
4.4 Elect Xu Xin as Director For For Management
4.5 Elect Chai Mingang as Director For For Management
4.6 Elect Ye Weitao as Director For For Management
5.1 Elect Yan Aimin as Director For For Management
5.2 Elect Wang Hongxia as Director For For Management
5.3 Elect Yi Languang as Director For For Management
6.1 Elect Chen Bin as Supervisor For For Management
6.2 Elect Liu Yi as Supervisor For For Management
--------------------------------------------------------------------------------
YIFENG PHARMACY CHAIN CO., LTD.
Ticker: 603939 Security ID: Y982AC104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Allocation of Income and For For Management
Capitalization of Capital Reserves
6 Approve to Appoint Auditor For For Management
7 Approve Application of Bank Credit For For Management
Lines and Receive Guarantees from
Related Party
8 Approve Provision of Guarantee For For Management
9 Approve Use of Idle Own Funds to For For Management
Purchase Financial Product
10 Approve Use of Idle Raised Funds to For For Management
Purchase Financial Product
11 Approve Changes in Registered Capital, For For Management
Business Scope and Amend Articles of
Association
--------------------------------------------------------------------------------
YIHAI INTERNATIONAL HOLDING LTD.
Ticker: 1579 Security ID: G98419107
Meeting Date: DEC 31, 2020 Meeting Type: Special
Record Date: DEC 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Haidilao Master Sales For For Management
Agreement, the Relevant Annual Caps
and Related Transactions
2 Approve Shuhai Sales Agreement, the For For Management
Relevant Annual Caps and Related
Transactions
3 Approve Shuhai Purchase Agreement, the For For Management
Relevant Annual Caps and Related
Transactions
4 Approve Joint Venture Framework Sales For For Management
and Purchase Agreements, the Relevant
Annual Caps and Related Transactions
5 Elect Zhao Xiaokai as Director For For Management
--------------------------------------------------------------------------------
YIHAI INTERNATIONAL HOLDING LTD.
Ticker: 1579 Security ID: G98419107
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Guo Qiang as Director and For For Management
Authorize Board to Fix His Remuneration
3 Elect Shu Ping as Director and For For Management
Authorize Board to Fix Her Remuneration
4 Elect Yau Ka Chi as Director and For For Management
Authorize Board to Fix His Remuneration
5 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Approve Final Dividend For For Management
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YIHAI KERRY ARAWANA HOLDINGS CO., LTD.
Ticker: 300999 Security ID: Y982B5108
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Remuneration of For For Management
Non-Independent Directors
7 Approve Remuneration of Supervisors For For Management
8 Approve to Appoint Auditor For For Management
9 Approve Issuance of Super-short-term For For Management
Commercial Papers and Medium-term Notes
10 Approve Provision of Guarantees to For For Management
Associate Company and Related
Transaction
11 Approve Change in the Implementation For For Management
Content of Raised Funds Investment
Project
--------------------------------------------------------------------------------
YINTAI GOLD CO., LTD.
Ticker: 000975 Security ID: Y1584S103
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Medium-term Capitalization of For For Management
Capital Reserves
2 Approve Increase in Audit Fees For For Management
3 Approve External Guarantee Provision For For Management
Plan
--------------------------------------------------------------------------------
YINTAI GOLD CO., LTD.
Ticker: 000975 Security ID: Y1584S103
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Yang Haifei as Non-Independent For For Shareholder
Director
1.2 Elect Wang Shui as Non-Independent For For Shareholder
Director
1.3 Elect Ou Xingong as Non-Independent For For Shareholder
Director
1.4 Elect Liu Liming as Non-Independent For For Shareholder
Director
1.5 Elect Yuan Meirong as Non-Independent For For Shareholder
Director
1.6 Elect Lu Sheng as Non-Independent For For Shareholder
Director
2.1 Elect Wang Yaping as Independent For For Management
Director
2.2 Elect Cui Jin as Independent Director For For Management
2.3 Elect Zhang Da as Independent Director For For Management
3.1 Elect Liu Weimin as Supervisor For For Shareholder
3.2 Elect Zhao Shimei as Supervisor For For Shareholder
4 Approve Increase in Registered Capital For For Management
5 Amend Articles of Association For For Management
6 Approve Allowance of Independent For For Management
Directors
--------------------------------------------------------------------------------
YINTAI GOLD CO., LTD.
Ticker: 000975 Security ID: Y1584S103
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Report of the Independent For For Management
Directors
6 Approve Profit Distribution For For Management
7 Approve Use of Own Idle Funds to For Against Management
Invest in Entrusted Financial Products
8 Approve Provision of Guarantee For For Management
--------------------------------------------------------------------------------
YONGHUI SUPERSTORES CO., LTD.
Ticker: 601933 Security ID: Y9841N106
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditors and to Fix For For Management
Their Remuneration
--------------------------------------------------------------------------------
YONGHUI SUPERSTORES CO., LTD.
Ticker: 601933 Security ID: Y9841N106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements and For For Management
Financial Budget
5 Approve Profit Distribution For For Management
6 Approve Daily Related Party For For Management
Transactions
7 Approve Application of Credit Lines For For Management
and Loans
8 Approve Authorization of the Company For Against Management
to Invest in Financial Products
9 Approve Appointment of Auditor For For Management
10 Approve Internal Control Audit Report For For Management
11 Approve Internal Control Evaluation For For Management
Report
12 Approve Remuneration of Directors and For For Management
Supervisors
13 Approve Provision for Goodwill For For Management
Impairment
14 Approve Implementation of New Lease For For Management
Standards and Change in Related
Accounting Policies
15 Approve Development of Project Plan For For Management
for the Securitization of Accounts
Receivable Assets
16 Elect Sun Baowen as Independent For For Management
Director
17 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
YONYOU NETWORK TECHNOLOGY CO., LTD.
Ticker: 600588 Security ID: Y9042R104
Meeting Date: JUL 16, 2020 Meeting Type: Special
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Private Placement of Shares
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.5 Approve Issue Size For For Management
2.6 Approve Amount and Use of Proceeds For For Management
2.7 Approve Lock-up Period For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Private Placement of Shares For For Management
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Shareholder Return Plan For For Management
8 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
YONYOU NETWORK TECHNOLOGY CO., LTD.
Ticker: 600588 Security ID: Y9042R104
Meeting Date: SEP 21, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Capital Injection For For Management
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
YONYOU NETWORK TECHNOLOGY CO., LTD.
Ticker: 600588 Security ID: Y9042R104
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Financial Auditor For For Management
7 Approve Appointment of Internal For For Management
Control Auditor
8 Approve 2020 Remuneration of Directors For For Management
and 2021 Remuneration Plan
9 Approve 2020 Remuneration of For For Management
Supervisors and 2021 Remuneration Plan
10 Approve Change in Registered Capital For For Management
11 Approve Amendments to Articles of For For Management
Association
12 Approve Spin-off of Subsidiary on SSE For For Management
STAR Market in Accordance with
Relevant Laws and Regulations
13 Approve Plan of Spin-off of Subsidiary For For Management
on SSE Star Market
14 Approve Spin-off of Subsidiary on SSE For For Management
STAR Market (Revised Draft)
15 Approve Compliance with Provisions on For For Management
Pilot Domestic Listing of Subsidiaries
of Listed Companies
16 Approve Listing to Safeguard the For For Management
Legitimate Rights and Interests of
Shareholders and Creditors
17 Approve Company's Maintaining For For Management
Independence and Continuous Operation
Ability
18 Approve Corresponding Standard For For Management
Operation Ability
19 Approve Purpose, Commercial For For Management
Rationality, Necessity and Feasibility
Analysis of this Transaction
20 Approve Completeness and Compliance of For For Management
Implementation of Legal Proceedings of
the Transactions and Validity of the
Submitted Legal Documents Regarding
this Transaction
21 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
YPF SA
Ticker: YPFD Security ID: 984245100
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Consider Holding of Shareholders' For For Management
Meeting Remotely
2 Designate Two Shareholders to Sign For For Management
Minutes of Meeting
3 Consider Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
4 Approve Allocation of Income; For For Management
Absorption of Net Loss
5 Approve Remuneration of Auditors for For For Management
FY 2020
6 Approve Auditors for FY 2021 and Fix For For Management
Their Remuneration
7 Consider Discharge of Directors and For For Management
Members of Internal Statutory Auditors
Committee
8 Approve Remuneration of Directors in For For Management
the Amount of ARS 184.13 Million
9 Approve Remuneration of Internal For For Management
Statutory Auditors Committee
10 Fix Number of Members of Internal For For Management
Statutory Auditors Committee and
Alternates
11 Elect One Member of Internal Statutory None None Management
Auditors Committee and Alternate for
Class A Shares
12 Elect One Member of Internal Statutory For For Management
Auditors Committee and Alternate for
Class D Shares
13 Fix Number of Directors and Alternates For For Management
14 Elect One Director and Alternate for None None Management
Class A Shares and Determination of
their Tenure
15 Elect Directors and Their Alternates For For Management
for Class D Shares and Determination
of their Tenure
16 Authorize Remuneration of Directors For For Management
and Members of Internal Statutory
Auditors Committee for FY 2021
17 Amend Articles 20 and 24 For For Management
18 Consider Absorption of Subsidiary For For Management
Compania de Inversiones Mineras S.A.
19 Consider Absorption Balance Sheet of For For Management
YPF S.A. and Consolidated Balance
Sheet of YPF S.A. and Compania de
Inversiones Mineras S.A.
20 Consider Previous Absorption Agreement For For Management
and Absorption Prospectus
21 Authorize Definitive Agreement of For For Management
Absorption
22 Compliance in Accordance with National For For Management
Chamber of Commercial Appeals on
Treatment of Accounting Charge for
Impairment of Property, Plant and
Equipment for Fiscal Year Ended Dec.
31, 2016
23 Consider Adjustment to Formula Used to For For Management
Calculate Endowment Funds Allocated to
YPF Foundation
--------------------------------------------------------------------------------
YTL CORPORATION BERHAD
Ticker: 4677 Security ID: Y98610101
Meeting Date: DEC 01, 2020 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yeoh Seok Kian as Director For For Management
2 Elect Yeoh Soo Min as Director For For Management
3 Elect Yeoh Seok Hong as Director For For Management
4 Elect Cheong Keap Tai as Director For For Management
5 Approve Directors' Fees For For Management
6 Approve Directors' Meeting Attendance For For Management
Allowance
7 Approve HLB Ler Lum PLT as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Cheong Keap Tai to Continue For For Management
Office as Independent Non-Executive
Director
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
YTL CORPORATION BERHAD
Ticker: 4677 Security ID: Y98610101
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Establishment of New For Against Management
Employees' Share Option Scheme (ESOS)
2 Approve Grant of ESOS Options to For Against Management
Francis Yeoh Sock Ping
3 Approve Grant of ESOS Options to Yeoh For Against Management
Seok Kian
4 Approve Grant of ESOS Options to Chong For Against Management
Keap Tai @ Cheong Keap Tai
5 Approve Grant of ESOS Options to Yeoh For Against Management
Soo Min
6 Approve Grant of ESOS Options to Yeoh For Against Management
Seok Hong
7 Approve Grant of ESOS Options to For Against Management
Michael Yeoh Sock Siong
8 Approve Grant of ESOS Options to Yeoh For Against Management
Soo Keng
9 Approve Grant of ESOS Options to Mark For Against Management
Yeoh Seok Kah
10 Approve Grant of ESOS Options to Ahmad For Against Management
Fuaad Bin Mohd Dahalan
11 Approve Grant of ESOS Options to For Against Management
Abdullah Bin Syed Abd. Kadir
12 Approve Grant of ESOS Options to Faiz For Against Management
Bin Ishak
13 Approve Grant of ESOS Options to For Against Management
Noorma Binti Raja Othman
14 Approve Grant of ESOS Options to Tan For Against Management
Kai Yong @ Tan Kay Neong
15 Approve Grant of ESOS Options to For Against Management
Kathleen Chew Wai Lin
16 Approve Grant of ESOS Options to Yeoh For Against Management
Pei Cheen
17 Approve Grant of ESOS Options to Yeoh For Against Management
Keong Yeow
18 Approve Grant of ESOS Options to Yeoh For Against Management
Keong Shyan
19 Approve Grant of ESOS Options to Yeoh For Against Management
Keong Junn
20 Approve Grant of ESOS Options to Yeoh For Against Management
Pei Wenn
21 Approve Grant of ESOS Options to For Against Management
Geraldine Shushan Dreiser
22 Approve Grant of ESOS Options to Yeoh For Against Management
Pei Leeng
23 Approve Grant of ESOS Options to Yeoh For Against Management
Pei Nee
24 Approve Grant of ESOS Options to Yeoh For Against Management
Pei Teeng
25 Approve Grant of ESOS Options to Yeoh For Against Management
Keong Wei
26 Approve Grant of ESOS Options to Tan For Against Management
Chien Hwei
27 Approve Grant of ESOS Options to Yeoh For Against Management
Keong Yuan
28 Approve Grant of ESOS Options to Yeoh For Against Management
Pei Tsen
29 Approve Grant of ESOS Options to Yeoh For Against Management
Keong Yeen
--------------------------------------------------------------------------------
YUANTA FINANCIAL HOLDING CO. LTD.
Ticker: 2885 Security ID: Y2169H108
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures for For For Management
Election of Directors
5 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
--------------------------------------------------------------------------------
YUEXIU PROPERTY COMPANY LIMITED
Ticker: 123 Security ID: Y9863Z102
Meeting Date: OCT 13, 2020 Meeting Type: Special
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Acquisitions and Related For For Management
Transactions
--------------------------------------------------------------------------------
YUEXIU PROPERTY COMPANY LIMITED
Ticker: 123 Security ID: Y9863Z102
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Lin Zhaoyuan as Director For For Management
3.2 Elect Liu Yan as Director For For Management
3.3 Elect Lee Ka Lun as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5A Authorize Repurchase of Issued Share For For Management
Capital
5B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5C Authorize Reissuance of Repurchased For Against Management
Shares
5D Approve Share Consolidation and For For Management
Related Transactions
--------------------------------------------------------------------------------
YUHAN CORP.
Ticker: 000100 Security ID: Y9873D109
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2 Amend Articles of Incorporation For For Management
3.1 Elect Cho Wook-je as Inside Director For For Management
3.2 Elect Lee Byung-man as Inside Director For For Management
3.3 Elect Lee Jung-hee as Non-Independent For Against Management
Non-Executive Director
3.4 Elect Shin Young-jae as Outside For For Management
Director
4 Elect Kim Jun-cheol as Outside For For Management
Director to Serve as an Audit
Committee Member
5.1 Elect Park Dong-jin as a Member of For For Management
Audit Committee
5.2 Elect Shin Young-jae as a Member of For For Management
Audit Committee
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
7 Authorize Board to Fix Remuneration of For For Management
Internal Auditor(s)
--------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC.
Ticker: YUMC Security ID: 98850P109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred Hu For For Management
1b Elect Director Joey Wat For For Management
1c Elect Director Peter A. Bassi For For Management
1d Elect Director Edouard Ettedgui For For Management
1e Elect Director Cyril Han For For Management
1f Elect Director Louis T. Hsieh For For Management
1g Elect Director Ruby Lu For For Management
1h Elect Director Zili Shao For For Management
1i Elect Director William Wang For For Management
1j Elect Director Min (Jenny) Zhang For For Management
2 Ratify KPMG Huazhen LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
YUNDA HOLDING CO., LTD.
Ticker: 002120 Security ID: Y62996106
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Amend Articles of Association For For Management
3 Approve Issuance of Medium-term Notes For For Management
4 Approve Issuance of Super Short-term For For Management
Commercial Papers
5 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
YUNDA HOLDING CO., LTD.
Ticker: 002120 Security ID: Y62996106
Meeting Date: SEP 08, 2020 Meeting Type: Special
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Carry-out Asset For For Management
Securitization of Wholly-owned
Subsidiary
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
YUNDA HOLDING CO., LTD.
Ticker: 002120 Security ID: Y62996106
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment to Provision of For For Management
Guarantee
--------------------------------------------------------------------------------
YUNDA HOLDING CO., LTD.
Ticker: 002120 Security ID: Y62996106
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
4 Approve Adjustment of the Performance For Against Management
Assess Indicators
--------------------------------------------------------------------------------
YUNDA HOLDING CO., LTD.
Ticker: 002120 Security ID: Y62996106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Provision of Guarantee For For Management
6 Approve Profit Distribution For For Management
7 Approve Use of Own Funds for Entrusted For Against Management
Financial Management
8 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
9 Amend Rules and Procedures Regarding For Against Management
Meetings of Board of Directors
10 Approve Financial Assistance Provision For For Management
11 Approve Repurchase and Cancellation of For For Management
Performance Shares
--------------------------------------------------------------------------------
YUNDA HOLDING CO., LTD.
Ticker: 002120 Security ID: Y62996106
Meeting Date: JUN 08, 2021 Meeting Type: Special
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Bond Maturity For For Management
2.4 Approve Par Value and Issue Price For For Management
2.5 Approve Coupon Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Guarantee Matters For For Management
2.9 Approve Determination of Conversion For For Management
Price
2.10 Approve Adjustment and Calculation For For Management
Method of Conversion Price
2.11 Approve Downward Adjustment of For For Management
Conversion Price
2.12 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.13 Approve Terms of Redemption For For Management
2.14 Approve Terms of Sell-Back For For Management
2.15 Approve Attribution of Profit and Loss For For Management
During the Conversion Period
2.16 Approve Issue Manner and Target For For Management
Subscribers
2.17 Approve Placing Arrangement for For For Management
Shareholders
2.18 Approve Matters Relating to Meetings For For Management
of Bondholders
2.19 Approve Usage of Raised Funds For For Management
2.20 Approve Depository of Raised Funds For For Management
2.21 Approve Rating Matters For For Management
2.22 Approve Resolution Validity Period For For Management
3 Approve Issuance of Convertible Bonds For For Management
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
8 Approve Shareholder Return Plan For For Management
9 Approve Authorization of Board to For For Management
Handle All Related Matters
10 Amend Articles of Association For For Shareholder
--------------------------------------------------------------------------------
YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Financial Budget For For Management
7 Approve to Appoint Auditor For For Management
8 Approve Employee Share Purchase Plan For Against Management
(Draft) and Summary
9 Approve Management Method of Employee For Against Management
Share Purchase Plan
10 Approve Authorization of the Board to For Against Management
Handle All Matters Related to Employee
Share Purchase Plan
11 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
12 Elect Liu Guoen as Independent Director For For Shareholder
--------------------------------------------------------------------------------
YUNNAN BAIYAO GROUP CO., LTD.
Ticker: 000538 Security ID: Y9879F108
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Compliance of Major Asset For For Management
Acquisition and Related Party
Transactions with Major Asset
Acquisition Conditions
2 Approve Major Asset Acquisition For For Management
Constitutes as Related Party
Transaction
3.1 Approve Overview of this Transaction For For Management
Plan
3.2 Approve Transaction Parties and Target For For Management
Assets
3.3 Approve Pricing Basis and Transaction For For Management
Price
3.4 Approve Payment Method and Payment For For Management
Period of this Transaction
3.5 Approve Source of Funds For For Management
4 Approve Draft and Summary Report on For For Management
Company's Major Asset Acquisition and
Related Party Transactions
5 Approve Transaction Complies with For For Management
Article 11 of the Administrative
Measures on Material Asset
Restructuring of Listed Companies
6 Approve Transaction Does Not For For Management
Constitute Article 13 of the
Administrative Measures on Material
Asset Restructuring of Listed Companies
7 Approve Transaction Complies with For For Management
Article 4 of the Provisions on Issues
Concerning Regulating the Material
Asset Reorganizations of Listed
Companies
8 Approve Transaction Constitute as For For Management
Major Asset Restructuring
9 Approve the Completeness and For For Management
Compliance of Implementation of Legal
Proceedings of the Transactions and
Validity of the Submitted Legal
Documents Regarding this Transaction
10 Approve The Main Body of This For For Management
Transaction Does Not Exist
Strengthening the Supervision over
Abnormal Stock Trading Related to the
Material Asset Reorganizations of
Listed Companies of Article 13
11 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
12 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
13 Approve Relevant Pro Forma Review For For Management
Report and Valuation Report of Major
Asset Acquisition
14 Approve Authorization of Board to For For Management
Handle All Related Matters
15 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD.
Ticker: 002812 Security ID: Y9881M109
Meeting Date: JUL 08, 2020 Meeting Type: Special
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Assistance Provision For For Management
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD.
Ticker: 002812 Security ID: Y9881M109
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Change in Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD.
Ticker: 002812 Security ID: Y9881M109
Meeting Date: SEP 14, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Carry Out Deposit, Loan and For Against Management
Guarantee Business in Related Banks
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD.
Ticker: 002812 Security ID: Y9881M109
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Idle Raised Funds for For For Management
Cash Management
2 Approve Use of Idle Raised Funds to For For Management
Supplement Working Capital
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD.
Ticker: 002812 Security ID: Y9881M109
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Provision Plan For Against Management
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD.
Ticker: 002812 Security ID: Y9881M109
Meeting Date: JAN 25, 2021 Meeting Type: Special
Record Date: JAN 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Signing of Changshou Economic For For Management
and Technological Development Zone
Project Investment Agreement
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD.
Ticker: 002812 Security ID: Y9881M109
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: APR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve to Appoint Financial Auditor For For Management
and Internal Control Auditor
7 Approve Daily Related Party For For Management
Transactions
8 Approve Remuneration of Directors For For Management
9 Approve Remuneration of Supervisors For For Management
10 Approve Credit Line Application For Against Management
11 Approve Provision of Guarantees For Against Management
12 Approve Deposit, Loan and Guarantee For Against Management
Business in Related Bank
13 Approve Performance Commitments For For Management
Description for Company's Acquisition
by Cash and Issuance of Shares as well
as Raising Supporting Funds and
Related Party Transactions
14 Approve Financial Assistance Provision For For Management
15 Approve Adjustment on Remuneration of For For Management
Directors and Senior Management Members
--------------------------------------------------------------------------------
YUNNAN ENERGY NEW MATERIAL CO., LTD.
Ticker: 002812 Security ID: Y9881M109
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in Changshou For For Management
Economic and Technological Development
Zone Project
--------------------------------------------------------------------------------
ZAI LAB LIMITED
Ticker: ZLAB Security ID: 98887Q104
Meeting Date: SEP 04, 2020 Meeting Type: Special
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Share For Against Management
Capital
2 Amend Memorandum of Association For Against Management
--------------------------------------------------------------------------------
ZAI LAB LIMITED
Ticker: 9688 Security ID: 98887Q104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Amend Articles For For Management
3 Amend Articles to Adopt the Fifth For For Management
Amendment of Articles of Association
4 Ratify Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as Auditors
--------------------------------------------------------------------------------
ZEE ENTERTAINMENT ENTERPRISES LIMITED
Ticker: 505537 Security ID: Y98893152
Meeting Date: SEP 18, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend on the Preference For For Management
Shares
3 Approve Dividend For For Management
4 Reelect Ashok Kurien as Director For For Management
5 Approve Remuneration of Cost Auditors For For Management
6 Elect R Gopalan as Director For For Management
7 Elect Piyush Pandey as Director For For Management
8 Elect Alicia Yi as Director For For Management
9 Approve Reappointment and Remuneration For For Management
of Punit Goenka as Managing Director &
Chief Executive Officer
10 Approve Payment of Commission to For For Management
Non-Executive Directors
--------------------------------------------------------------------------------
ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO., LTD.
Ticker: 600436 Security ID: Y9890Q109
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
2 Elect Hong Dongming as Supervisor For For Shareholder
--------------------------------------------------------------------------------
ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO., LTD.
Ticker: 600436 Security ID: Y9890Q109
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Pan Jie as Non-Independent For For Management
Director
--------------------------------------------------------------------------------
ZHANGZHOU PIENTZEHUANG PHARMACEUTICAL CO., LTD.
Ticker: 600436 Security ID: Y9890Q109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Appointment of Auditor and to For For Management
Fix Their Remuneration
5 Approve Daily Related-party For For Management
Transactions
6 Approve Annual Report and Summary For For Management
7 Approve Financial Statements and For For Management
Financial Budget Report
8 Amend External Guarantee System For Against Management
9 Approve Profit Distribution For For Management
10 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY COMPANY LIMITED
Ticker: 1818 Security ID: Y988A6104
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Corporate Bonds For For Management
and Related Transactions
2 Approve Issuance of Medium-term Notes For For Management
and Related Transactions
3 Approve Issuance of Perpetual For For Management
Medium-term Notes and Related
Transactions
4a Amend Articles of Association For For Management
4b Authorize Board to Deal With All For For Management
Matters in Relation to the Amendment
of Articles of Association
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY COMPANY LIMITED
Ticker: 1818 Security ID: Y988A6104
Meeting Date: JAN 29, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Deposit and Bills For Against Management
Discounting Services and the Relevant
Proposed Annual Caps Under the 2020
Group Financial Services Agreement
2 Approve Provision of Deposit, Loan and For Against Management
Bills Discounting Services and the
Relevant Proposed Annual Caps Under
the 2020 Parent Group Financial
Services Agreement
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY COMPANY LIMITED
Ticker: 1818 Security ID: Y988A6104
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Financial Report For For Management
4 Approve Final Dividend For For Management
5 Approve Ernst & Young and Ernst & For For Management
Young Hua Ming LLP as International
Auditor and the PRC Auditor of the
Company Respectively and Authorize
Board to Fix Their Remuneration
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and H Shares
2 Authorize Repurchase of Issued H Share For For Management
Capital
--------------------------------------------------------------------------------
ZHAOJIN MINING INDUSTRY COMPANY LIMITED
Ticker: 1818 Security ID: Y988A6104
Meeting Date: JUN 07, 2021 Meeting Type: Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of General Mandate to For For Management
the Board to Repurchase H Shares of
the Company
--------------------------------------------------------------------------------
ZHEJIANG CENTURY HUATONG GROUP CO., LTD.
Ticker: 002602 Security ID: Y988BH109
Meeting Date: JUL 01, 2020 Meeting Type: Special
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve External Investment by For For Management
Wholly-owned Subsidiary
--------------------------------------------------------------------------------
ZHEJIANG CENTURY HUATONG GROUP CO., LTD.
Ticker: 002602 Security ID: Y988BH109
Meeting Date: AUG 14, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in External Investment For For Management
2 Approve Guarantee Provision Plan For For Management
3 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ZHEJIANG CENTURY HUATONG GROUP CO., LTD.
Ticker: 002602 Security ID: Y988BH109
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transactions For For Management
--------------------------------------------------------------------------------
ZHEJIANG CENTURY HUATONG GROUP CO., LTD.
Ticker: 002602 Security ID: Y988BH109
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
ZHEJIANG CENTURY HUATONG GROUP CO., LTD.
Ticker: 002602 Security ID: Y988BH109
Meeting Date: JAN 04, 2021 Meeting Type: Special
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase External Investment For For Management
--------------------------------------------------------------------------------
ZHEJIANG CENTURY HUATONG GROUP CO., LTD.
Ticker: 002602 Security ID: Y988BH109
Meeting Date: APR 02, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Exempting the Company's For For Management
Controlling Shareholder, Ultimate
Controlling Shareholder and their
Concerted Parties Wang Yifeng, Wang
Juanzhen and Dingtong Investment from
Fulfilling Relevant Commitments
2 Approve Disposal of Indirect For For Shareholder
Subsidiary Control
--------------------------------------------------------------------------------
ZHEJIANG CENTURY HUATONG GROUP CO., LTD.
Ticker: 002602 Security ID: Y988BH109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Use of Idle Own Funds for For Against Management
Entrusted Asset Management
7 Approve Application of Credit Lines For For Management
8 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management for
2020
9.1 Approve Remuneration of For Against Management
Non-independent Directors
9.2 Approve Remuneration of Independent For Against Management
Directors
9.3 Approve Remuneration of Supervisors For Against Management
10 Approve Daily Related Party For For Management
Transactions
--------------------------------------------------------------------------------
ZHEJIANG CHINT ELECTRICS CO., LTD.
Ticker: 601877 Security ID: Y988AY103
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For For Management
Association
2 Approve Signing of Financial Service For Against Management
Agreement
3 Approve External Guarantee For For Management
--------------------------------------------------------------------------------
ZHEJIANG CHINT ELECTRICS CO., LTD.
Ticker: 601877 Security ID: Y988AY103
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Daily Related Party Transaction For For Management
7 Approve Appointment of Auditor For For Management
8 Approve Additional External Guarantee For Against Management
9 Approve External Guarantee For For Shareholder
--------------------------------------------------------------------------------
ZHEJIANG DAHUA TECHNOLOGY CO. LTD.
Ticker: 002236 Security ID: Y988AP102
Meeting Date: JUL 24, 2020 Meeting Type: Special
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction in For For Management
Connection to Signing of Equity
Transfer Agreement
2 Approve Guarantee Provision for For For Management
Wholly-Owned Subsidiary
3 Approve Guarantee Provision for For Against Management
Controlled Subsidiary
--------------------------------------------------------------------------------
ZHEJIANG DAHUA TECHNOLOGY CO. LTD.
Ticker: 002236 Security ID: Y988AP102
Meeting Date: AUG 12, 2020 Meeting Type: Special
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Fu Liquan as Non-Independent For For Management
Director
1.2 Elect Wu Jun as Non-Independent For For Management
Director
1.3 Elect Zhang Xingming as For For Management
Non-Independent Director
1.4 Elect Zhu Jiangming as Non-Independent For For Management
Director
1.5 Elect Chen Ailing as Non-Independent For For Management
Director
2.1 Elect Yang Huayong as Independent For For Management
Director
2.2 Elect Liu Hanlin as Independent For For Management
Director
2.3 Elect Zhang Yuli as Independent For For Management
Director
3 Elect Zheng Jieping as Supervisor For For Management
4 Approve Remuneration of Independent For For Management
Directors
5 Approve Repurchase and Cancellation of For For Management
Performance Shares
6 Approve Decrease in Registered Capital For For Management
and Amend Articles of Association
7 Amend Management System for Providing For For Management
External Guarantees
--------------------------------------------------------------------------------
ZHEJIANG DAHUA TECHNOLOGY CO. LTD.
Ticker: 002236 Security ID: Y988AP102
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Decrease of Registered Capital For For Management
and Amend Articles of Association
--------------------------------------------------------------------------------
ZHEJIANG DAHUA TECHNOLOGY CO. LTD.
Ticker: 002236 Security ID: Y988AP102
Meeting Date: JAN 22, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Core Staff Venture Capital New For Against Management
Business Management Measures
2 Approve to Abandon Capital Injection For For Shareholder
--------------------------------------------------------------------------------
ZHEJIANG DAHUA TECHNOLOGY CO. LTD.
Ticker: 002236 Security ID: Y988AP102
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Remuneration of Directors and For For Management
Supervisors
7 Approve to Appoint Auditor For For Management
8 Approve Foreign Exchange Hedging For For Management
Transactions
9 Approve Credit Line Application For For Management
10 Approve Bill Pool Business For Against Management
11 Approve Provision of Guarantees to For Against Management
Subsidiaries
12 Amend Related-Party Transaction For Against Management
Management System
13 Approve Formulation of Management For For Management
System of Securities Investment and
Derivatives Transaction
14 Approve Company's Eligibility for For Against Shareholder
Private Placement of Shares
15.1 Approve Share Type and Par Value For Against Shareholder
15.2 Approve Issue Manner and Issue Time For Against Shareholder
15.3 Approve Target Subscribers and For Against Shareholder
Subscription Method
15.4 Approve Issue Price and Pricing Basis For Against Shareholder
15.5 Approve Issue Amount For Against Shareholder
15.6 Approve Lock-up Period For Against Shareholder
15.7 Approve Use of Proceeds For Against Shareholder
15.8 Approve Distribution Arrangement of For Against Shareholder
Undistributed Earnings
15.9 Approve Listing Exchange For Against Shareholder
15.10 Approve Resolution Validity Period For Against Shareholder
16 Approve Private Placement of Shares For Against Shareholder
17 Approve Feasibility Analysis Report on For Against Shareholder
the Use of Proceeds
18 Approve that the Company Does Not Need For Against Shareholder
to Produce a Report on the Usage of
Previously Raised Funds
19 Approve Signing of Share Subscription For Against Shareholder
Agreement
20 Approve Signing of Strategic For Against Shareholder
Cooperation Agreement
21 Approve Impact of Dilution of Current For Against Shareholder
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
22 Approve Shareholder Return Plan For For Shareholder
23 Approve Transaction Constitute as For Against Shareholder
Related-party Transaction
24 Approve Authorization of Board to For Against Shareholder
Handle All Related Matters
25 Approve Repurchase and Cancellation of For For Shareholder
Performance Shares
26 Amend Articles of Association For For Shareholder
--------------------------------------------------------------------------------
ZHEJIANG DAHUA TECHNOLOGY CO. LTD.
Ticker: 002236 Security ID: Y988AP102
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Daily Related Party For Against Management
Transaction
--------------------------------------------------------------------------------
ZHEJIANG DINGLI MACHINERY CO., LTD.
Ticker: 603338 Security ID: Y988CW105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Remuneration of Directors and For For Management
Senior Management
8 Approve Remuneration of Supervisors For For Management
9 Approve Provision of Guarantee for For For Management
Customers
10 Approve Provision of Guarantee for For For Management
Wholly-owned Subsidiaries
11 Approve Application of Credit Lines For For Management
12 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 576 Security ID: Y9891F102
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve HangNing Equity Purchase For For Management
Agreement and Related Transactions
2 Approve LongLiLiLong Equity Purchase For For Management
Agreement and Related Transactions
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 576 Security ID: Y9891F102
Meeting Date: JAN 20, 2021 Meeting Type: Special
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Senior Notes and For For Management
Related Transactions
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 576 Security ID: Y9891F102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Directors For For Management
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Audited Financial For For Management
Statements
4 Approve 2020 Final Dividend For For Management
5 Approve 2020 Final Accounts and 2021 For Against Management
Financial Budget
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants Hong Kong
as Hong Kong Auditor and Authorize
Board to Fix Their Remuneration
7 Approve Pan China Certified Public For For Management
Accountants as PRC Auditor and
Authorize Board to Fix Their
Remuneration
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares and
Related Transactions
--------------------------------------------------------------------------------
ZHEJIANG EXPRESSWAY CO., LTD.
Ticker: 576 Security ID: Y9891F102
Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Yu Zhihong as Director For For Management
2 Elect Chen Ninghui as Director For For Management
3 Elect Yuan Yingjie as Director For For Management
4 Elect Jin Chaoyang as Director For For Management
5 Elect Fan Ye as Director For For Management
6 Elect Huang Jianzhang as Director For For Management
7 Elect Pei Ker-Wei as Director and For For Management
Approve Continuous Appointment as
Independent Non-Executive Director
8 Elect Lee Wai Tsang, Rosa as Director For For Management
9 Elect Chen Bin as Director For For Management
10 Approve Remuneration and Allowance For For Management
Package of Directors
11.1 Elect Zheng Ruchun as Supervisor and For For Management
Authorize Board to Fix His Remuneration
11.2a Elect He Meiyun as Supervisor and For For Management
Authorize Board to Fix Her Remuneration
11.2b Elect Wu Qingwang as Supervisor and For For Management
Authorize Board to Fix His Remuneration
12 Authorize Board to Approve the For For Management
Directors' Service Contracts,
Supervisors' Service Contracts and All
Other Relevant Documents and Authorize
Any Executive Director to Deal With
All Related Matters
--------------------------------------------------------------------------------
ZHEJIANG HUAHAI PHARMACEUTICAL CO., LTD.
Ticker: 600521 Security ID: Y9891X103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Profit Distribution For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Application of Bank Credit For For Management
Lines
7 Approve to Appoint Auditor For For Management
8 Approve Amendments to Articles of For For Management
Association
9 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
10 Approve Methods to Assess the For Against Management
Performance of Plan Participants
11 Approve Authorization of the Board to For Against Management
Handle All Related Matters
12.1 Approve Purpose and Usage of the Share For For Management
Repurchase
12.2 Approve Company's Eligibility for For For Management
Repurchase of Shares
12.3 Approve Type of the Share Repurchase For For Management
12.4 Approve Manner of Share Repurchase For For Management
12.5 Approve Period of the Share Repurchase For For Management
12.6 Approve Price Range of the Share For For Management
Repurchase
12.7 Approve Capital Source and Total For For Management
Capital Used for the Share Repurchase
12.8 Approve Number and Proportion of the For For Management
Share Repurchase
12.9 Approve Authorization Related Matters For For Management
of Share Repurchase
--------------------------------------------------------------------------------
ZHEJIANG HUAYOU COBALT CO., LTD.
Ticker: 603799 Security ID: Y9898D100
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report on the Usage of For For Management
Previously Raised Funds
--------------------------------------------------------------------------------
ZHEJIANG HUAYOU COBALT CO., LTD.
Ticker: 603799 Security ID: Y9898D100
Meeting Date: APR 19, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve 2020 Daily Related Party For For Management
Transactions
6 Approve 2021 Daily Related Party For For Management
Transactions
7 Approve Profit Distribution For For Management
8 Approve Remuneration of Directors, For For Management
Supervisors and Senior Management
Members
9 Approve to Appoint Auditor For For Management
10 Approve Financing Credit For Against Management
11 Approve Provision of Guarantees For Against Management
12 Approve Issuance of Debt Financing For Against Management
Instruments
13 Approve Forward Foreign Exchange For Against Management
Transactions, Currency Swaps and
Foreign Exchange Options
14 Approve Report of the Independent For For Management
Directors
15 Approve Amendments to Articles of For For Management
Association
16 Amend Rules and Procedures Regarding For Against Management
General Meeting of Shareholders and
Other Systems
16.1 Amend Working Rules of General Manager For Against Management
16.2 Amend Working Rules for the Secretary For Against Management
of the Board of Directors
16.3 Amend Insider Registration Management For Against Management
System
16.4 Amend Investor Relations Management For Against Management
Method
--------------------------------------------------------------------------------
ZHEJIANG HUAYOU COBALT CO., LTD.
Ticker: 603799 Security ID: Y9898D100
Meeting Date: MAY 17, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
ZHEJIANG HUAYOU COBALT CO., LTD.
Ticker: 603799 Security ID: Y9898D100
Meeting Date: JUN 08, 2021 Meeting Type: Special
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Equity Acquisition For For Management
2 Approve Signing of Equity Transfer For For Management
Contract
3 Approve Signing of Voting Rights For For Management
Entrustment Agreement
4 Approve External Investment to For For Management
Establish Joint Venture Company and
Provision of Guarantees
5 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ZHEJIANG HUAYOU COBALT CO., LTD.
Ticker: 603799 Security ID: Y9898D100
Meeting Date: JUN 28, 2021 Meeting Type: Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2.1 Approve Types of Securities Issued For For Management
this time
2.2 Approve Issuance Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Period and Manner of Repayment For For Management
of Interest
2.7 Approve Conversion Period For For Management
2.8 Approve Determination and Adjustment For For Management
of Conversion Price
2.9 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.10 Approve Method on Handling Fractional For For Management
Shares Upon Conversion
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sell-Back For For Management
2.13 Approve Dividend Distribution Post For For Management
Conversion
2.14 Approve Issue Manner and Target For For Management
Subscribers
2.15 Approve Placing Arrangement for For For Management
Shareholders
2.16 Approve Matters Related to the For For Management
Bondholder Meeting
2.17 Approve Use of Proceeds For For Management
2.18 Approve Guarantee Matters For For Management
2.19 Approve Rating Matters For For Management
2.20 Approve Depository of Raised Funds For For Management
2.21 Approve Validity Period For For Management
3 Approve Plan on Convertible Bond For For Management
Issuance
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
5 Approve Report on the Usage of For For Management
Previously Raised Funds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators,
the Relevant Measures to be Taken and
Commitment from Relevant Parties
7 Approve Shareholder Dividend Return For For Management
Plan
8 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
9 Approve Authorization of Board to For For Management
Handle All Related Matters
10 Approve Investment in the Construction For For Management
of Ternary Precursors and Ternary
Cathode Materials Projects
--------------------------------------------------------------------------------
ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO., LTD.
Ticker: 300316 Security ID: Y9803K108
Meeting Date: OCT 19, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary of For Against Management
Performance Shares Incentive Plan
2 Approve Methods to Assess the For Against Management
Performance of Plan Participants
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
--------------------------------------------------------------------------------
ZHEJIANG JINGSHENG MECHANICAL & ELECTRICAL CO., LTD.
Ticker: 300316 Security ID: Y9803K108
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Elect Zhu Liwen as Non-independent For For Management
Director
7 Approve Provision of Guarantee For For Management
8 Approve Repurchase and Cancellation of For For Management
Performance Shares
9 Amend Articles of Association For For Management
10 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
ZHEJIANG LONGSHENG GROUP CO., LTD.
Ticker: 600352 Security ID: Y98918108
Meeting Date: FEB 19, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft of Employee Share For Against Management
Purchase Plan
2 Approve Management Method of Employee For Against Management
Share Purchase Plan
3 Approve Authorization of the Board to For Against Management
Handle All Related Matters
4 Approve Authorization of Chairman of For For Management
the Board to Handle Subsequent Land
Matters Related to Old District
Renovation Project
5 Elect Zhao Gang as Independent Director For For Management
--------------------------------------------------------------------------------
ZHEJIANG LONGSHENG GROUP CO., LTD.
Ticker: 600352 Security ID: Y98918108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Financial Budget Report For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Remuneration of Directors and For For Management
Supervisors
8 Approve Application of Bank Credit For For Management
Lines
9 Approve Provision of Guarantees For Against Management
10 Approve to Appoint Auditor For For Management
--------------------------------------------------------------------------------
ZHEJIANG NHU CO. LTD.
Ticker: 002001 Security ID: Y98910105
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Hu Baifan as Non-Independent For For Management
Director
1.2 Elect Hu Baiyan as Non-Independent For For Management
Director
1.3 Elect Shi Guanqun as Non-Independent For For Management
Director
1.4 Elect Wang Xuewen as Non-Independent For For Management
Director
1.5 Elect Wang Zhengjiang as For For Management
Non-Independent Director
1.6 Elect Zhou Guiyang as Non-Independent For For Management
Director
1.7 Elect Yu Baijin as Non-Independent For For Management
Director
2.1 Elect Huang Can as Independent Director For For Management
2.2 Elect Jin Zanfang as Independent For For Management
Director
2.3 Elect Zhu Jianmin as Independent For For Management
Director
2.4 Elect Ji Jianyang as Independent For For Management
Director
3.1 Elect Lv Guofeng as Supervisor For For Management
3.2 Elect Shi Fangbin as Supervisor For For Management
3.3 Elect Yu Hongwei as Supervisor For For Management
4 Approve Allowance of Independent For For Management
Directors
--------------------------------------------------------------------------------
ZHEJIANG NHU CO. LTD.
Ticker: 002001 Security ID: Y98910105
Meeting Date: NOV 11, 2020 Meeting Type: Special
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Draft and Summary on Employee For For Management
Share Purchase Plan
2 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ZHEJIANG NHU CO. LTD.
Ticker: 002001 Security ID: Y98910105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Use of Idle Raised Funds for For For Management
Cash Management
7 Approve Bill Pool Business For Against Management
8 Approve Provision of Guarantees For For Management
9 Approve to Appoint Auditor For For Management
10 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD.
Ticker: 002050 Security ID: Y9890L126
Meeting Date: AUG 28, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Profit Distribution For For Management
2 Approve Merger by Absorption For For Management
--------------------------------------------------------------------------------
ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD.
Ticker: 002050 Security ID: Y9890L126
Meeting Date: NOV 05, 2020 Meeting Type: Special
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
2 Approve Issuance of Convertible Bonds For For Management
2.1 Approve Issue Type For For Management
2.2 Approve Issue Scale For For Management
2.3 Approve Par Value and Issue Price For For Management
2.4 Approve Bond Maturity For For Management
2.5 Approve Bond Interest Rate For For Management
2.6 Approve Method and Term for the For For Management
Repayment of Principal and Interest
2.7 Approve Guarantee Matters For For Management
2.8 Approve Conversion Period For For Management
2.9 Approve Method for Determining the For For Management
Number of Shares for Conversion
2.10 Approve Determination and Adjustment For For Management
of Conversion Price
2.11 Approve Terms for Downward Adjustment For For Management
of Conversion Price
2.12 Approve Terms of Redemption For For Management
2.13 Approve Terms of Sell-Back For For Management
2.14 Approve Dividend Distribution Post For For Management
Conversion
2.15 Approve Issue Manner and Target For For Management
Subscribers
2.16 Approve Bondholders and Bondholders For For Management
Meeting
2.17 Approve Use of Proceeds For For Management
2.18 Approve Raised Funds Deposit Account For For Management
2.19 Approve Resolution Validity Period For For Management
3 Approve Plan for Issuance of For For Management
Convertible Bonds
4 Approve Feasibility Analysis Report on For For Management
the Intended Usage of Raised Funds
5 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
6 Approve Shareholder Return Plan For For Management
7 Approve Formulation of Rules and For For Management
Procedures Regarding Convertible
Corporate Bondholders Meeting
8 Approve Report on the Usage of For For Management
Previously Raised Funds
9 Approve Authorization of Board and For For Management
Board Authorized Person to Handle All
Related Matters
10 Approve Repurchase and Cancellation of For For Management
Performance Shares
11 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD.
Ticker: 002050 Security ID: Y9890L126
Meeting Date: FEB 25, 2021 Meeting Type: Special
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Pan Yalan as Independent Director For For Management
--------------------------------------------------------------------------------
ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD.
Ticker: 002050 Security ID: Y9890L126
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Application of Bank Credit For For Management
Lines
8 Approve Bill Pool Business For Against Management
9 Approve Provision of Guarantees to For For Management
Controlled Subsidiaries
10 Approve to Appoint Auditor For For Management
11 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management Members
12 Approve Use of Excess Raised Funds to For For Management
Replenish Working Capital
--------------------------------------------------------------------------------
ZHEJIANG SANHUA INTELLIGENT CONTROLS CO., LTD.
Ticker: 002050 Security ID: Y9890L126
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Repurchase and Cancellation of For For Management
Performance Shares
2 Approve Amendments to Articles of For For Management
Association
3 Amend Management System of Raised Funds For Against Management
--------------------------------------------------------------------------------
ZHEJIANG SUPOR CO., LTD.
Ticker: 002032 Security ID: Y98925103
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Related Party Transaction For For Management
--------------------------------------------------------------------------------
ZHEJIANG SUPOR CO., LTD.
Ticker: 002032 Security ID: Y98925103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Daily Related Party For For Management
Transaction Agreement
8 Approve Use of Own Idle Funds for For Against Management
Short-term Financial Products
9 Approve Guarantee Provision For For Management
10 Approve Repurchase and Cancellation of For For Management
Performance Shares
11 Elect Delphine SEGURA VAYLET as For For Management
Non-Independent Director
12 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ZHEJIANG SUPOR CO., LTD.
Ticker: 002032 Security ID: Y98925103
Meeting Date: MAY 12, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve the Purpose and Usage of the For For Management
Shares to Be Repurchased
1.2 Approve Manner of Share Repurchase For For Management
1.3 Approve Price and Pricing Principle of For For Management
the Share Repurchase
1.4 Approve Type, Number and Proportion of For For Management
the Share Repurchase
1.5 Approve Total Capital Used for the For For Management
Share Repurchase
1.6 Approve Capital Source Used for the For For Management
Share Repurchase
1.7 Approve Implementation Period of the For For Management
Share Repurchase
1.8 Approve Resolution Validity Period For For Management
2 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
ZHEJIANG WEIXING NEW BUILDING MATERIALS CO., LTD.
Ticker: 002372 Security ID: Y9893V105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Profit Distribution For For Management
3 Approve Report of the Board of For For Management
Directors
4 Approve Report of the Board of For For Management
Supervisors
5 Approve Annual Report and Summary For For Management
6 Approve Appointment of Auditor For For Management
7 Approve Use of Idle Own Funds for For Against Management
Investment and Financial Management
Business
8 Approve Amendments to Articles of For For Management
Association to Expand Business Scope
9 Approve Shareholder Return Plan For For Management
--------------------------------------------------------------------------------
ZHEJIANG WOLWO BIO-PHARMACEUTICAL CO., LTD.
Ticker: 300357 Security ID: Y9897U103
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Appoint Auditor For For Management
2 Approve Amendments to Articles of For For Management
Association
3 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
4 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
5 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
6 Amend Working System for Independent For For Management
Directors
7 Amend Related-Party Transaction For For Management
Management System
8 Amend Management System for Providing For For Management
External Guarantees
9 Amend Decision Making System for For For Management
Providing External Investments
10 Amend Information Disclosure For For Management
Management System
--------------------------------------------------------------------------------
ZHEJIANG WOLWO BIO-PHARMACEUTICAL CO., LTD.
Ticker: 300357 Security ID: Y9897U103
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Share Issuance
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner and Issue Time For For Management
2.3 Approve Target Subscribers and For For Management
Subscription Method
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.5 Approve Issue Size For For Management
2.6 Approve Scale and Use of Raised Funds For For Management
2.7 Approve Lock-up Period For For Management
2.8 Approve Listing Exchange For For Management
2.9 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.10 Approve Resolution Validity Period For For Management
3 Approve Demonstration Analysis Report For For Management
in Connection to Share Issuance
4 Approve Share Issuance For For Management
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
7 Approve that the Company Does Not Need For For Management
to Produce a Report on the Usage of
Previously Raised Funds
8 Approve That There is No Punishment or For For Management
Regulatory Measures Taken by
Securities Regulatory Authorities and
Exchanges in the Past Five Years
9 Approve Shareholder Return Plan For For Management
10 Approve Authorization of Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ZHEJIANG WOLWO BIO-PHARMACEUTICAL CO., LTD.
Ticker: 300357 Security ID: Y9897U103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report and Summary For For Management
2 Approve Report of the Board of For For Management
Directors
3 Approve Report of the Board of For For Management
Supervisors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Use of Idle Own Funds to For Against Management
Purchase Financial Products
7.1 Approve Remuneration of Chairman and For For Management
General Manager, Hu Gengxi
7.2 Approve Remuneration of Director and For For Management
Deputy General Manager, Wang Lihong
7.3 Approve Remuneration of Director and For For Management
Deputy General Manager, Zhang Lu
8.1 Approve Remuneration of Independent For For Management
Director, Xu Guoliang
8.2 Approve Remuneration of Independent For For Management
Director, Zhang Qifeng
9.1 Approve Remuneration of Supervisor, For For Management
Jin Tao
9.2 Approve Remuneration of Supervisor, Ji For For Management
Long
9.3 Approve Remuneration of Supervisor, For For Management
Yang Huifeng
10 Amend Management Method of Raised Funds For Against Management
--------------------------------------------------------------------------------
ZHENRO PROPERTIES GROUP LIMITED
Ticker: 6158 Security ID: G9897E109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Huang Xianzhi as Director For Against Management
4 Elect Li Yang as Director For For Management
5 Elect Loke Yu (alias Loke Hoi Lam) as For For Management
Director
6 Elect Wang Chuanxu as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Issued Share For For Management
Capital
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ZHESHANG SECURITIES CO., LTD.
Ticker: 601878 Security ID: Y989BG109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report For For Management
4.1 Approve Transactions with Controlling For For Management
Shareholder and Its Related Parties
4.2 Approve Transactions with Other For For Management
Related Companies
4.3 Approve Transactions with Related For For Management
Natural Persons
5 Approve Profit Distribution For For Management
6 Approve to Appoint Auditor For For Management
7 Approve Report on the Usage of For For Management
Previously Raised Funds
8 Approve the Control Cap of Financial For For Management
Investment Scale
9 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
Regarding Private Placement of Shares
(Revised Draft)
10 Amend Articles of Association For For Management
11 Approve Period Extension of Horizontal For For Management
Competition Preventive Commitment of
Ultimate Controller
12.1 Elect Jin Xuejun as Director For For Management
--------------------------------------------------------------------------------
ZHONGAN ONLINE P&C INSURANCE CO., LTD.
Ticker: 6060 Security ID: Y989DF109
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Revised 2020 Annual Cap For For Management
1b Approve New Online Platform For For Management
Cooperation Framework Agreement and
Related Transactions
1c Authorize Board to Deal with All For For Management
Matters in Relation to the New Online
Platform Cooperation Framework
Agreement, Revised 2020 Annual Cap and
Related Transactions
2a Approve ZATI Share Option Scheme and For Against Management
Related Transactions
2b Approve ZA Life Share Option Scheme For Against Management
and Related Transactions
2c Approve ZA Tech Share Option Scheme For Against Management
and Related Transactions
3 Elect Shuang Zhang as Director For For Management
--------------------------------------------------------------------------------
ZHONGAN ONLINE P&C INSURANCE CO., LTD.
Ticker: 6060 Security ID: Y989DF109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Report of the Board of For For Management
Directors
2 Approve 2020 Report of the Supervisory For For Management
Committee
3 Approve 2020 Report of Auditors and For For Management
Audited Financial Statements
4 Approve PricewaterhouseCoopers as For For Management
International Auditors and
PricewaterhouseCoopers Zhong Tian LLP
as PRC Auditors and Authorize Board to
Fix Their Remuneration
5 Elect Xing Jiang as Director For For Management
6 Approve 2020 Performance Evaluation of For For Management
the Directors
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZHONGJI INNOLIGHT CO., LTD.
Ticker: 300308 Security ID: Y7685V101
Meeting Date: DEC 02, 2020 Meeting Type: Special
Record Date: NOV 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Bin as Independent Director For For Shareholder
2 Approve Company's Eligibility for For For Management
Issuance of Convertible Bonds
3.1 Approve Type For For Management
3.2 Approve Issue Size For For Management
3.3 Approve Par Value and Issue Price For For Management
3.4 Approve Bond Maturity For For Management
3.5 Approve Bond Interest Rate For For Management
3.6 Approve Period and Manner of Repayment For For Management
of Capital and Interest
3.7 Approve Conversion Period For For Management
3.8 Approve Determination of Conversion For For Management
Price
3.9 Approve Adjustment and Calculation For For Management
Method of Conversion Price
3.10 Approve Terms for Downward Adjustment For For Management
of Conversion Price
3.11 Approve Method for Determining the For For Management
Number of Shares for Conversion
3.12 Approve Terms of Redemption For For Management
3.13 Approve Terms of Sell-Back For For Management
3.14 Approve Attribution of Profit and Loss For For Management
During the Conversion Period
3.15 Approve Issue Manner and Target For For Management
Subscribers
3.16 Approve Placing Arrangement for For For Management
Shareholders
3.17 Approve Matters Relating to Meetings For For Management
of Bondholders
3.18 Approve Amount and Use of Proceeds For For Management
3.19 Approve Guarantee Matters For For Management
3.20 Approve Depository of Raised Funds For For Management
3.21 Approve Resolution Validity Period For For Management
4 Approve Issuance of Convertible Bonds For For Management
5 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of
Convertible Bonds
6 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
7 Approve Relevant Audit Report and For For Management
Evaluation Report of this Transaction
8 Approve Independence of Appraiser, the For For Management
Validity of Hypothesis, the Relevance
of Valuation Purpose and Approach as
Well as the Fairness of Pricing
9 Approve Report on the Usage of For For Management
Previously Raised Funds
10 Approve Internal Control Assurance For For Management
Report
11 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
12 Approve Undertakings of Remedial For For Management
Measures by the Relevant Parties in
Relation to the Dilution of Current
Returns as a Result of the Convertible
Bonds Issuance
13 Approve Rules and Procedures Regarding For For Management
General Meetings of Convertible
Bondholders
14 Approve Authorization of Board to For For Management
Handle All Related Matters Regarding
Issuance of Convertible Bonds
15 Approve Draft and Summary of For For Management
Performance Shares Incentive Plan
16 Approve Methods to Assess the For For Management
Performance of Plan Participants
17 Approve Authorization of Board to For For Management
Handle All Related Matters Regarding
Performance Shares Incentive Plan
18 Approve Repurchase and Cancellation of For For Management
Performance Shares
19 Amend Management System of Raised Funds For For Shareholder
--------------------------------------------------------------------------------
ZHONGJI INNOLIGHT CO., LTD.
Ticker: 300308 Security ID: Y7685V101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements For For Management
4 Approve Annual Report and Summary For For Management
5 Approve Profit Distribution For For Management
6 Approve Special Report on the Deposit For For Management
and Usage of Raised Funds
7 Approve Remuneration of Directors and For For Management
Supervisors
8 Approve Application of Bank Credit For For Management
Lines
9 Approve Provision of Guarantees For Against Management
10 Approve Appointment of Auditor For For Management
11 Approve Use of Idle Raised Fund for For For Management
Cash Management
12 Approve Use of Idle Own Funds for Cash For Against Management
Management
13 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZHONGJI INNOLIGHT CO., LTD.
Ticker: 300308 Security ID: Y7685V101
Meeting Date: MAY 24, 2021 Meeting Type: Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Shares to Specific Targets
2.1 Approve Share Type and Par Value For For Management
2.2 Approve Issue Manner For For Management
2.3 Approve Target Subscribers For For Management
2.4 Approve Pricing Reference Date, Issue For For Management
Price and Pricing Basis
2.5 Approve Issue Size and Subscription For For Management
Method
2.6 Approve Lock-up Period For For Management
2.7 Approve Distribution Arrangement of For For Management
Undistributed Earnings
2.8 Approve Listing Exchange For For Management
2.9 Approve Amount and Use of Proceeds For For Management
2.10 Approve Resolution Validity Period For For Management
3 Approve Plan for Issuance of Shares to For For Management
Specific Targets
4 Approve Demonstration Analysis Report For For Management
in Connection to Issuance of Shares to
Specific Targets
5 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Impact of Dilution of Current For For Management
Returns on Major Financial Indicators
and the Relevant Measures to be Taken
8 Approve Company's Commitment Regarding For For Management
Counter-dilution Measures in
Connection to the Issuance of Shares
to Specific Targets
9 Approve Authorization of the Board to For For Management
Handle All Related Matters
--------------------------------------------------------------------------------
ZHONGJIN GOLD CORP. LTD.
Ticker: 600489 Security ID: Y9890R107
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appointment of Auditor For For Management
2 Amend Articles of Association For Against Management
3.1 Elect Lu Jin as Non-Independent For For Management
Director
3.2 Elect Liu Bing as Non-Independent For For Management
Director
3.3 Elect Zhao Zhanguo as Non-Independent For For Management
Director
3.4 Elect Li Yueqing as Non-Independent For For Management
Director
3.5 Elect Peng Yong as Non-Independent For For Management
Director
3.6 Elect Li Tienan as Non-Independent For For Management
Director
4.1 Elect Hu Shiming as Independent For For Management
Director
4.2 Elect Zhang Yue as Independent Director For For Management
4.3 Elect Xie Wenzheng as Independent For For Management
Director
5.1 Elect Zhu Shuhong as Supervisor For For Management
5.2 Elect Sun Jie as Supervisor For For Management
--------------------------------------------------------------------------------
ZHONGJIN GOLD CORP. LTD.
Ticker: 600489 Security ID: Y9890R107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve Annual Report and Summary For For Management
7 Approve Related Party Transaction For Against Management
8 Approve Appointment of Auditor For For Management
--------------------------------------------------------------------------------
ZHONGSHENG GROUP HOLDINGS LIMITED
Ticker: 881 Security ID: G9894K108
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Li Guoqiang as Director For For Management
4 Elect Du Qingshan as Director For For Management
5 Elect Shen Jinjun as Director For For Management
6 Elect Chin Siu Wa Alfred as Director For For Management
7 Authorize Board to Fix Remuneration of For For Management
Directors
8 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
9 Authorize Repurchase of Issued Share For For Management
Capital
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
11 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
ZHUZHOU CRRC TIMES ELECTRIC CO., LTD.
Ticker: 3898 Security ID: Y9892N104
Meeting Date: DEC 07, 2020 Meeting Type: Special
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Place of Listing For For Management
1.2 Approve Class of Shares to be Issued For For Management
1.3 Approve Nominal Value of Shares For For Management
1.4 Approve Target Subscribers For For Management
1.5 Approve Schedule of the Issue and For For Management
Listing
1.6 Approve Method of Issue For For Management
1.7 Approve Issue Size For For Management
1.8 Approve Pricing Methodology For For Management
1.9 Approve Implementation of Strategic For For Management
Placing Upon Issue
1.10 Approve Use of Proceeds For For Management
1.11 Approve Method of Underwriting For For Management
1.12 Approve Validity Period of Resolutions For For Management
in Relation to the Issue and Listing
2 Authorize Board to Deal with All For For Management
Matters in Relation to the Issue of A
Shares
3 Approve Projects to be Financed with For For Management
Proceeds from the Issue of A Shares
and Feasibility Analysis Report
4 Approve Accumulated Profit For For Management
Distribution Plan Prior to the Issue
of A Shares
5 Approve Formulation of the Plan for For For Management
Stabilization of Price of A Shares
within Three Years After the Issue of
A Shares
6 Approve Dilution of Immediate Return For For Management
by the Issue of A Shares and Recovery
Measures
7 Approve Three-Year Dividend For For Management
Distribution Plan for Shareholders
After the Issue of A Shares
8 Approve Undertakings Regarding the For For Management
Information Disclosure in the
Prospectus for the Issue of A Shares
9 Amend Articles of Association For For Management
10 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
11 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Directors
12 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
13 Approve Formulation of the Terms of For For Management
Reference of the Independent
Non-Executive Directors
14.1 Approve Management Policy for External For For Management
Guarantees
14.2 Approve Management Policy for Related For For Management
Party Transactions
14.3 Approve Management Policy for External For For Management
Investments
14.4 Approve Policy for Preventing the For For Management
Controlling Shareholders, Actual
Controllers and Related Parties from
Appropriating Funds
14.5 Approve Management Policy for Funds For For Management
Raised from A Shares
15 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditor and Authorize Board to Fix
Their Remuneration
16 Approve 2020-23 Financial Services For Against Management
Framework Agreement I and Related
Transactions
17 Approve 2021-23 Financial Services For For Management
Framework Agreement II and Related
Transactions
18 Approve 2021-23 Shiling Mutual Supply For For Management
Framework Agreement and Related
Transactions
19 Elect Shang Jing as Director For For Management
--------------------------------------------------------------------------------
ZHUZHOU CRRC TIMES ELECTRIC CO., LTD.
Ticker: 3898 Security ID: Y9892N104
Meeting Date: DEC 07, 2020 Meeting Type: Special
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Place of Listing For For Management
1.2 Approve Class of Shares to be Issued For For Management
1.3 Approve Nominal Value of Shares For For Management
1.4 Approve Target Subscribers For For Management
1.5 Approve Schedule of the Issue and For For Management
Listing
1.6 Approve Method of Issue For For Management
1.7 Approve Issue Size For For Management
1.8 Approve Pricing Methodology For For Management
1.9 Approve Implementation of Strategic For For Management
Placing Upon Issue
1.10 Approve Use of Proceeds For For Management
1.11 Approve Method of Underwriting For For Management
1.12 Approve Validity Period of Resolutions For For Management
in Relation to the Issue and Listing
2 Authorize Board to Deal with All For For Management
Matters in Relation to the Issue of A
Shares
3 Approve Projects to be Financed with For For Management
Proceeds from the Issue of A Shares
and Feasibility Analysis Report
4 Approve Accumulated Profit For For Management
Distribution Plan Prior to the Issue
of A Shares
5 Approve Formulation of the Plan for For For Management
Stabilization of Price of A Shares
within Three Years After the Issue of
A Shares
6 Approve Dilution of Immediate Return For For Management
by the Issue of A Shares and Recovery
Measures
7 Approve Three-Year Dividend For For Management
Distribution Plan for Shareholders
After the Issue of A Shares
8 Approve Undertakings Regarding the For For Management
Information Disclosure in the
Prospectus for the Issue of A Shares
--------------------------------------------------------------------------------
ZHUZHOU CRRC TIMES ELECTRIC CO., LTD.
Ticker: 3898 Security ID: Y9892N104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory For For Management
Committee
3 Approve Audited Consolidated Financial For For Management
Statements and Auditor's Report
4 Approve Profit Distribution Plan and For For Management
Omission of Dividend Payment
5 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Credit Line Bank Application For For Management
7 Approve 2020 Annual Report For For Management
8 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for Domestic Shares
and/or H Shares
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H107
Meeting Date: JUL 20, 2020 Meeting Type: Special
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
for the Public Issuance of A Share
Convertible Corporate Bonds of the
Company
2.01 Approve Type of Securities to be Issued For For Management
2.02 Approve Size of the Issuance For For Management
2.03 Approve Par Value and Issue Price For For Management
2.04 Approve Term of the A Share For For Management
Convertible Corporate Bonds
2.05 Approve Coupon Rate of the A Share For For Management
Convertible Corporate Bonds
2.06 Approve Timing and Method of Repayment For For Management
of Principal and Interest Payment
2.07 Approve Conversion Period For For Management
2.08 Approve Determination and Adjustment For For Management
of the Conversion Price
2.09 Approve Terms of Downward Adjustment For For Management
to Conversion Price
2.10 Approve Method for Determining the For For Management
Number of A Shares for Conversion and
Treatment for Remaining Balance of the
A Share Convertible Corporate Bonds
Which is Insufficient to be Converted
into One A Share
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sale Back For For Management
2.13 Approve Entitlement to Dividend in the For For Management
Year of Conversion
2.14 Approve Method of the Issuance and For For Management
Target Subscribers
2.15 Approve Subscription Arrangement for For For Management
the Existing A Shareholders
2.16 Approve Relevant Matters of For For Management
Bondholders' Meetings
2.17 Approve Use of Proceeds For For Management
2.18 Approve Rating For For Management
2.19 Approve Management and Deposit for For For Management
Proceeds Raised
2.20 Approve Guarantee and Security For For Management
2.21 Approve Validity Period of the For For Management
Resolution of the Issuance
3 Approve Plan of the Public Issuance of For For Management
A Share Convertible Corporate Bonds of
the Company
4 Approve Feasibility Report on the Use For For Management
of Proceeds Raised in the Public
Issuance of A Share Convertible
Corporate Bonds of the Company
5.01 Approve Specific Report on the Use of For For Management
Proceeds Previously Raised of the
Company (as at 31 December 2019)
5.02 Approve Specific Report on the Use of For For Management
Proceeds Previously Raised of the
Company (as at 31 March 2020)
6 Approve Recovery Measures and For For Management
Undertakings by Relevant Parties in
Relation to Dilutive Impact on
Immediate Returns of the Public
Issuance of A Share Convertible
Corporate Bonds of the Company
7 Approve Profit Distribution and Return For For Management
Plan for the Next Three Years (Year
2020-2022) of the Company
8 Approve Formulation of Rules for A For For Management
Share Convertible Corporate
Bondholders' Meetings of the Company
9 Approve Possible Connected For For Management
Transactions of Subscriptions of A
Share Convertible Corporate Bonds
Under the Public Issuance by the
Substantial Shareholder, Directors and
Supervisors and/or the Directors Under
the Employee Stock Ownership Scheme
10 Approve Authorization to the Board of For For Management
Directors or Its Authorized Persons to
Handle All the Matters Relating to the
Public Issuance of A Share Convertible
Corporate Bonds of the Company
11 Approve Provision of Guarantee for For For Management
Financing to Gold Mountains (H.K.)
International Mining Company Limited
12 Approve Provision of Guarantees for For For Management
Financing for Acquisition and
Construction of Julong Copper
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H107
Meeting Date: JUL 20, 2020 Meeting Type: Special
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Type of Securities to be Issued For For Management
1.02 Approve Size of the Issuance For For Management
1.03 Approve Par Value and Issue Price For For Management
1.04 Approve Term of the A Share For For Management
Convertible Corporate Bonds
1.05 Approve Coupon Rate of the A Share For For Management
Convertible Corporate Bonds
1.06 Approve Timing and Method of Repayment For For Management
of Principal and Interest Payment
1.07 Approve Conversion Period For For Management
1.08 Approve Determination and Adjustment For For Management
of the Conversion Price
1.09 Approve Terms of Downward Adjustment For For Management
to Conversion Price
1.10 Approve Method for Determining the For For Management
Number of A Shares for Conversion and
Treatment for Remaining Balance of the
A Share Convertible Corporate Bonds
Which is Insufficient to be Converted
into One A Share
1.11 Approve Terms of Redemption For For Management
1.12 Approve Terms of Sale Back For For Management
1.13 Approve Entitlement to Dividend in the For For Management
Year of Conversion
1.14 Approve Method of the Issuance and For For Management
Target Subscribers
1.15 Approve Subscription Arrangement for For For Management
the Existing A Shareholders
1.16 Approve Relevant Matters of For For Management
Bondholders' Meetings
1.17 Approve Use of Proceeds For For Management
1.18 Approve Rating For For Management
1.19 Approve Management and Deposit for For For Management
Proceeds Raised
1.20 Approve Guarantee and Security For For Management
1.21 Approve Validity Period of the For For Management
Resolution of the Issuance
2 Approve Plan of the Public Issuance of For For Management
A Share Convertible Corporate Bonds of
the Company
3 Approve Authorization to the Board of For For Management
Directors or Its Authorized Persons to
Handle All the Matters Relating to the
Public Issuance of A Share Convertible
Corporate Bonds of the Company
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H115
Meeting Date: JUL 20, 2020 Meeting Type: Special
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Satisfaction of the Conditions For For Management
for the Public Issuance of A Share
Convertible Corporate Bonds of the
Company
2.01 Approve Type of Securities to be Issued For For Management
2.02 Approve Size of the Issuance For For Management
2.03 Approve Par Value and Issue Price For For Management
2.04 Approve Term of the A Share For For Management
Convertible Corporate Bonds
2.05 Approve Coupon Rate of the A Share For For Management
Convertible Corporate Bonds
2.06 Approve Timing and Method of Repayment For For Management
of Principal and Interest Payment
2.07 Approve Conversion Period For For Management
2.08 Approve Determination and Adjustment For For Management
of the Conversion Price
2.09 Approve Terms of Downward Adjustment For For Management
to Conversion Price
2.10 Approve Method for Determining the For For Management
Number of A Shares for Conversion and
Treatment for Remaining Balance of the
A Share Convertible Corporate Bonds
Which is Insufficient to be Converted
into One A Share
2.11 Approve Terms of Redemption For For Management
2.12 Approve Terms of Sale Back For For Management
2.13 Approve Entitlement to Dividend in the For For Management
Year of Conversion
2.14 Approve Method of the Issuance and For For Management
Target Subscribers
2.15 Approve Subscription Arrangement for For For Management
the Existing A Shareholders
2.16 Approve Relevant Matters of For For Management
Bondholders' Meetings
2.17 Approve Use of Proceeds For For Management
2.18 Approve Rating For For Management
2.19 Approve Management and Deposit for For For Management
Proceeds Raised
2.20 Approve Guarantee and Security For For Management
2.21 Approve Validity Period of the For For Management
Resolution of the Issuance
3 Approve Plan of the Public Issuance of For For Management
A Share Convertible Corporate Bonds of
the Company
4 Approve Feasibility Report on the Use For For Management
of Proceeds Raised in the Public
Issuance of A Share Convertible
Corporate Bonds of the Company
5.01 Approve Specific Report on the Use of For For Management
Proceeds Previously Raised of the
Company (as at 31 December 2019)
5.02 Approve Specific Report on the Use of For For Management
Proceeds Previously Raised of the
Company (as at 31 March 2020)
6 Approve Recovery Measures and For For Management
Undertakings by Relevant Parties in
Relation to Dilutive Impact on
Immediate Returns of the Public
Issuance of A Share Convertible
Corporate Bonds of the Company
7 Approve Profit Distribution and Return For For Management
Plan for the Next Three Years (Year
2020-2022) of the Company
8 Approve Formulation of Rules for A For For Management
Share Convertible Corporate
Bondholders' Meetings of the Company
9 Approve Possible Connected For For Management
Transactions of Subscriptions of A
Share Convertible Corporate Bonds
Under the Public Issuance by the
Substantial Shareholder, Directors and
Supervisors and/or the Directors Under
the Employee Stock Ownership Scheme
10 Approve Authorization to the Board of For For Management
Directors or Its Authorized Persons to
Handle All the Matters Relating to the
Public Issuance of A Share Convertible
Corporate Bonds of the Company
11 Approve Provision of Guarantee for For For Management
Financing to Gold Mountains (H.K.)
International Mining Company Limited
12 Approve Provision of Guarantees for For For Management
Financing for Acquisition and
Construction of Julong Copper
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H115
Meeting Date: JUL 20, 2020 Meeting Type: Special
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Approve Type of Securities to be Issued For For Management
1.02 Approve Size of the Issuance For For Management
1.03 Approve Par Value and Issue Price For For Management
1.04 Approve Term of the A Share For For Management
Convertible Corporate Bonds
1.05 Approve Coupon Rate of the A Share For For Management
Convertible Corporate Bonds
1.06 Approve Timing and Method of Repayment For For Management
of Principal and Interest Payment
1.07 Approve Conversion Period For For Management
1.08 Approve Determination and Adjustment For For Management
of the Conversion Price
1.09 Approve Terms of Downward Adjustment For For Management
to Conversion Price
1.10 Approve Method for Determining the For For Management
Number of A Shares for Conversion and
Treatment for Remaining Balance of the
A Share Convertible Corporate Bonds
Which is Insufficient to be Converted
into One A Share
1.11 Approve Terms of Redemption For For Management
1.12 Approve Terms of Sale Back For For Management
1.13 Approve Entitlement to Dividend in the For For Management
Year of Conversion
1.14 Approve Method of the Issuance and For For Management
Target Subscribers
1.15 Approve Subscription Arrangement for For For Management
the Existing A Shareholders
1.16 Approve Relevant Matters of For For Management
Bondholders' Meetings
1.17 Approve Use of Proceeds For For Management
1.18 Approve Rating For For Management
1.19 Approve Management and Deposit for For For Management
Proceeds Raised
1.20 Approve Guarantee and Security For For Management
1.21 Approve Validity Period of the For For Management
Resolution of the Issuance
2 Approve Plan of the Public Issuance of For For Management
A Share Convertible Corporate Bonds of
the Company
3 Approve Authorization to the Board of For For Management
Directors or Its Authorized Persons to
Handle All the Matters Relating to the
Public Issuance of A Share Convertible
Corporate Bonds of the Company
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H107
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restricted A Share Incentive For Against Management
Scheme for 2020 (Revised Draft) and
Its Summary
2 Approve Administrative Measures for For Against Management
Implementation of Appraisal for the
Restricted A Share Incentive Scheme
for 2020
3 Authorize the Board to Deal with All For Against Management
Matters in Relation to the Restricted
A Share Incentive Scheme for 2020
4 Approve Amendment to the Remuneration For For Management
and Assessment Proposal of Directors
and Supervisors
5 Elect Bo Shaochuan as Director and For For Management
Authorize Board to Enter Into Service
Contract with Him
6.01 Approve Par Value and Size of the For For Management
Issuance
6.02 Approve Coupon Rates or Their For For Management
Determination Methods
6.03 Approve Term and Types of the Bonds For For Management
6.04 Approve Use of Proceeds For For Management
6.05 Approve Method of the Issuance, For For Management
Targets of the Issuance and Placement
to Existing Shareholders
6.06 Approve Guarantee Arrangement For For Management
6.07 Approve Redemption or Sell-Back For For Management
Provisions
6.08 Approve Credit Standing of the Company For For Management
and Safeguarding Measures for Repayment
6.09 Approve Underwriting For For Management
6.10 Approve Listing Arrangement For For Management
6.11 Approve Validity Period of the For For Management
Resolution
7 Authorize the Board to Deal with All For For Management
Matters in Relation to the Shelf
Offering of Corporate Bonds
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H115
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restricted A Share Incentive For Against Management
Scheme for 2020 (Revised Draft) and
Its Summary
2 Approve Administrative Measures for For Against Management
Implementation of Appraisal for the
Restricted A Share Incentive Scheme
for 2020
3 Authorize the Board to Deal with All For Against Management
Matters in Relation to the Restricted
A Share Incentive Scheme for 2020
4 Approve Amendment to the Remuneration For For Management
and Assessment Proposal of Directors
and Supervisors
5 Elect Bo Shaochuan as Director and For For Management
Authorize Board to Enter Into Service
Contract with Him
6.01 Approve Par Value and Size of the For For Management
Issuance
6.02 Approve Coupon Rates or Their For For Management
Determination Methods
6.03 Approve Term and Types of the Bonds For For Management
6.04 Approve Use of Proceeds For For Management
6.05 Approve Method of the Issuance, For For Management
Targets of the Issuance and Placement
to Existing Shareholders
6.06 Approve Guarantee Arrangement For For Management
6.07 Approve Redemption or Sell-Back For For Management
Provisions
6.08 Approve Credit Standing of the Company For For Management
and Safeguarding Measures for Repayment
6.09 Approve Underwriting For For Management
6.10 Approve Listing Arrangement For For Management
6.11 Approve Validity Period of the For For Management
Resolution
7 Authorize the Board to Deal with All For For Management
Matters in Relation to the Shelf
Offering of Corporate Bonds
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H115
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restricted A Share Incentive For Against Management
Scheme for 2020 (Revised Draft) and
Its Summary
2 Approve Administrative Measures for For Against Management
Implementation of Appraisal for the
Restricted A Share Incentive Scheme
for 2020
3 Authorize the Board to Deal with All For Against Management
Matters in Relation to the Restricted
A Share Incentive Scheme for 2020
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H107
Meeting Date: JAN 11, 2021 Meeting Type: Special
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restricted A Share Incentive For Against Management
Scheme for 2020 (Revised Draft) and
Its Summary
2 Approve Administrative Measures for For Against Management
Implementation of Appraisal for the
Restricted A Share Incentive Scheme
for 2020
3 Authorize the Board to Deal with All For Against Management
Matters in Relation to the Restricted
A Share Incentive Scheme for 2020
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H107
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
2 Approve Issuance of Debt Financing For For Management
Instruments
3 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
4 Approve Arrangement of Guarantees to For Against Management
Company's Subsidiaries, Associates and
Other Party
5 Approve Report of the Board of For For Management
Directors
6 Approve Report of the Independent For For Management
Directors
7 Approve Report of the Supervisory For For Management
Committee
8 Approve Financial Report For For Management
9 Approve Annual Report and Its Summary For For Management
Report
10 Approve Profit Distribution Proposal For For Management
11 Approve Remuneration of Executive For For Management
Directors and Chairman of Supervisory
Committee
12 Approve Ernst & Young Hua Ming LLP as For For Management
Auditor and Authorize Chairman of the
Board, President and Financial
Controller to Fix Their Remuneration
13 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management
--------------------------------------------------------------------------------
ZIJIN MINING GROUP CO., LTD.
Ticker: 2899 Security ID: Y9892H115
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Independent For For Management
Directors
3 Approve Report of the Supervisory For For Management
Committee
4 Approve Annual Report and Its Summary For For Management
Report
5 Approve Financial Report For For Management
6 Approve Profit Distribution Proposal For For Management
7 Approve Remuneration of Executive For For Management
Directors and Chairman of Supervisory
Committee
8 Amend Articles of Association For For Management
9 Approve Issuance of Debt Financing For For Management
Instruments
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and/or
H Shares
11 Approve Arrangement of Guarantees to For Against Management
Company's Subsidiaries, Associates and
Other Party
12 Approve Purchase of Liability For For Management
Insurance for Directors, Supervisors
and Senior Management
13 Approve Ernst & Young Hua Ming LLP as For For Management
Auditor and Authorize Chairman of the
Board, President and Financial
Controller to Fix Their Remuneration
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y9895V103
Meeting Date: AUG 12, 2020 Meeting Type: Special
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fulfilment of the Conditions For For Management
for the Proposed Non-Public Issuance
2.1 Approve Class and Nominal Value of For For Management
Shares to be Issued
2.2 Approve Issue Method and Time For For Management
2.3 Approve Target Subscribers For For Management
2.4 Approve Subscription Method For For Management
2.5 Approve Price Determination Date and For For Management
Issue Price
2.6 Approve Subscription Price and Issue For For Management
Size
2.7 Approve Lock-Up Period For For Management
2.8 Approve Arrangement of Accumulated For For Management
Profit Distribution Prior to
Completion of the Issue
2.9 Approve Listing Venue For For Management
2.10 Approve Use of Proceeds For For Management
2.11 Approve Validity Period of the For For Management
Resolution
3 Approve Proposal for the Proposed For For Management
Non-Public Issuance
4.1 Approve Introduction of Maanshan For For Management
Huaijin Cornerstone Equity Investment
Partnership (Limited Partnership) as
the Company's Strategic Investor and
Execution of a Conditional Strategic
Cooperation Agreement
4.2 Approve Introduction of Taiping Life For For Management
Insurance Co., Ltd. as the Company's
Strategic Investor and Execution of a
Conditional Strategic Cooperation
Agreement
4.3 Approve Introduction of Hainan For For Management
Chengyisheng Enterprise Management
Partnership (Limited Partnership) as
the Company's Strategic Investor and
Execution of a Conditional Strategic
Cooperation Agreement
4.4 Approve Introduction of Ningbo Shituo For For Management
Enterprise Management Co., Ltd. as the
Company's Strategic Investor and
Execution of a Conditional Strategic
Cooperation Agreement
5 Approve Entry into Conditional For For Management
Subscription Agreements with
Subscribers of the Proposed Non-Public
Issuance
6 Approve Entry into a Related Party For For Management
Transaction with Hainan Chengyisheng
in Relation to the Proposed Non-Public
Issuance
7 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds of the Proposed
Non-Public Issuance
8 Approve Statement of Exemption from For For Management
the Preparation of a Report on the Use
of Proceeds from Previous Fund Raising
Activities
9 Approve Measures on Making Up Diluted For For Management
Returns for the Current Period Due to
the Proposed Non-Public Issuance
10 Approve Undertakings in Relation to For For Management
the Measures on Making Up Diluted
Returns for the Current Period due to
the Proposed Non-Public Issuance
11 Approve Shareholders' Return Plan for For For Management
the Next Three Years (2020-2022)
12 Authorize Board and Its Authorized For For Management
Persons to Handle All Matters Relating
to the Proposed Non-Public Issuance
within the Scope Permitted by the
Relevant Laws and Regulations at their
Discretion
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y1293Y102
Meeting Date: AUG 12, 2020 Meeting Type: Special
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Fulfilment of the Conditions For For Management
for the Proposed Non-Public Issuance
2.1 Approve Class and Nominal Value of For For Management
Shares to be Issued
2.2 Approve Issue Method and Time For For Management
2.3 Approve Target Subscribers For For Management
2.4 Approve Subscription Method For For Management
2.5 Approve Price Determination Date and For For Management
Issue Price
2.6 Approve Subscription Price and Issue For For Management
Size
2.7 Approve Lock-Up Period For For Management
2.8 Approve Arrangement of Accumulated For For Management
Profit Distribution Prior to
Completion of the Issue
2.9 Approve Listing Venue For For Management
2.10 Approve Use of Proceeds For For Management
2.11 Approve Validity Period of the For For Management
Resolution
3 Approve Proposal for the Proposed For For Management
Non-Public Issuance
4.1 Approve Introduction of Maanshan For For Management
Huaijin Cornerstone Equity Investment
Partnership (Limited Partnership) as
the Company's Strategic Investor and
Execution of a Conditional Strategic
Cooperation Agreement
4.2 Approve Introduction of Taiping Life For For Management
Insurance Co., Ltd. as the Company's
Strategic Investor and Execution of a
Conditional Strategic Cooperation
Agreement
4.3 Approve Introduction of Hainan For For Management
Chengyisheng Enterprise Management
Partnership (Limited Partnership) as
the Company's Strategic Investor and
Execution of a Conditional Strategic
Cooperation Agreement
4.4 Approve Introduction of Ningbo Shituo For For Management
Enterprise Management Co., Ltd. as the
Company's Strategic Investor and
Execution of a Conditional Strategic
Cooperation Agreement
5 Approve Entry into Conditional For For Management
Subscription Agreements with
Subscribers of the Proposed Non-Public
Issuance
6 Approve Entry into a Related Party For For Management
Transaction with Hainan Chengyisheng
in Relation to the Proposed Non-Public
Issuance
7 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds of the Proposed
Non-Public Issuance
8 Approve Statement of Exemption from For For Management
the Preparation of a Report on the Use
of Proceeds from Previous Fund Raising
Activities
9 Approve Measures on Making Up Diluted For For Management
Returns for the Current Period Due to
the Proposed Non-Public Issuance
10 Approve Undertakings in Relation to For For Management
the Measures on Making Up Diluted
Returns for the Current Period due to
the Proposed Non-Public Issuance
11 Approve Shareholders' Return Plan for For For Management
the Next Three Years (2020-2022)
12 Authorize Board and Its Authorized For For Management
Persons to Handle All Matters Relating
to the Proposed Non-Public Issuance
within the Scope Permitted by the
Relevant Laws and Regulations at their
Discretion
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y9895V103
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Plan and For For Management
Distribution of Interim Dividend
2 Approve Merger by Absorption of For For Management
Wholly-owned Subsidiary
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y1293Y102
Meeting Date: SEP 16, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Profit Distribution Plan and For For Management
Distribution of Interim Dividend
2 Approve Merger by Absorption of For For Management
Wholly-owned Subsidiary
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y9895V103
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Nominal Value of For For Management
Shares to be Issued
1.2 Approve Issue Method and Time For For Management
1.3 Approve Target Subscribers and For For Management
Subscription Method
1.4 Approve Issue Price and Pricing For For Management
Principles
1.5 Approve Issue Size For For Management
1.6 Approve Lock-Up Period For For Management
1.7 Approve Arrangement of Accumulated For For Management
Profit Distribution Prior to
Completion of the Issue
1.8 Approve Listing Venue For For Management
1.9 Approve Use of Proceeds For For Management
1.10 Approve Validity Period of the For For Management
Resolution
2 Approve Adjusted Non-Public Issuance For For Management
3 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds of the Adjusted
Non-Public Issuance
4 Approve Measures on Making up Diluted For For Management
Returns for the Current Period Due to
the Adjusted Non-Public Issuance
5 Authorize Board to Handle All Matters For For Management
Relating to the Adjusted Non-Public
Issuance
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y1293Y102
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Class and Nominal Value of For For Management
Shares to be Issued
1.2 Approve Issue Method and Time For For Management
1.3 Approve Target Subscribers and For For Management
Subscription Method
1.4 Approve Issue Price and Pricing For For Management
Principles
1.5 Approve Issue Size For For Management
1.6 Approve Lock-Up Period For For Management
1.7 Approve Arrangement of Accumulated For For Management
Profit Distribution Prior to
Completion of the Issue
1.8 Approve Listing Venue For For Management
1.9 Approve Use of Proceeds For For Management
1.10 Approve Validity Period of the For For Management
Resolution
2 Approve Adjusted Non-Public Issuance For For Management
3 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds of the Adjusted
Non-Public Issuance
4 Approve Measures on Making up Diluted For For Management
Returns for the Current Period Due to
the Adjusted Non-Public Issuance
5 Authorize Board to Handle All Matters For For Management
Relating to the Adjusted Non-Public
Issuance
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y9895V103
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory Board For For Management
3 Approve Report of Settlement Accounts For For Management
4 Approve Full Text and Summary of the For For Management
Annual Report of A Shares
5 Approve Annual Report of H Shares For For Management
6 Approve Profit Distribution Plan and For For Management
Declaration and Distribution of Final
Dividend
7 Approve Provisions for Asset Impairment For For Management
8.1 Approve Baker Tilly China Certified For For Management
Public Accountants Co., Ltd. as
Domestic Auditor and Internal Control
Auditor
8.2 Approve KPMG as International Auditor For For Management
8.3 Authorize Audit Committee of the Board For For Management
to Determine the Principles of Fixing
the Remuneration of Domestic and
International Auditors and Authorize
Company's Management to Determine
Their Actual Remuneration Based on the
Agreed Principles
9 Approve Application to Financial For For Management
Institutions for General Credit
Facilities and Financing with a Credit
Limit and Authorize Zhan Chunxin to
Execute Facility Agreements and Other
Relevant Financing Documents and to
Allocate the Credit Limit Available
10 Approve Authorization to Zoomlion For For Management
Industrial Vehicles to Engage in
Business with Its Distributors Through
Banker's Acceptance Secured by Goods
and Authorize the Management of
Zoomlion Industrial Vehicles to
Execute the Relevant Cooperation
Agreements
11 Approve Authorization to Zoomlion For For Management
Agricultural Machinery to Engage in
Business with Downstream Customers,
Provide External Guarantees and
Authorize the Management of Zoomlion
Agricultural Machinery to Execute the
Relevant Cooperation Agreements
12 Approve Provision of Guarantees in For Against Management
Favour of 46 Subsidiaries and
Authorize Board to Adjust the
Available Guarantee Amount Between the
Guaranteed Parties
13 Approve Carrying Out of Low Risk For Against Management
Investments and Financial Management
and Authorize the Chairman to Make All
Investment Decisions and Execute
Relevant Contracts and Agreements
14 Approve Investment in Financial For For Management
Derivatives and Authorize the Chairman
and His Authorized Persons to Make All
Investment Decisions and Execute
Relevant Contracts and Agreements
15 Approve Authorization to Hunan For For Management
Zhicheng Financing And Guarantee Co.,
Ltd. to Engage in Business of
Providing Guarantees
16 Approve Registration of Asset-Backed For For Management
Securities Products, Undertaking of
Obligations to Top Up the Shortfall,
Provision of Guarantee by the Company
in Favour of Zoomlion Finance and
Leasing (China) and Related
Transactions
17 Approve Registration of Supply Chain For For Management
Asset-Backed Securities Products by
Zoomlion Business Factoring (China) Co.
, Ltd., Issue of Necessary Documents
by the Company as Joint Debtor and
Related Transactions
18.1 Approve Disposal of Equity Interest in For For Management
the Target Company, which is a Related
Party Transaction
18.2 Approve Continuing Provision of For Against Management
Guarantees in Favour of the Target
Company after Completion of the
Transaction
19 Approve Continuing Development by the For For Management
Company of Its Mortgage-Funded Sales
Business and Finance Leasing and Sales
Business, Establish Buyer's Credit and
Sales Business and Provide Buy-Back
Guarantees
20 Approve Registration of Debt Financing For Against Management
Instruments and Related Transactions
21 Approve Issue of Medium-Term Notes and For For Management
Related Transactions
22 Approve Compliance with the Conditions For For Management
for the Issue of Bonds
23 Approve Issue of Bonds by Way of For For Management
Public Offering
24 Authorize Board to Deal with All For For Management
Matters in Connection with the Bond
Issue
25 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y9895V103
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y1293Y102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Supervisory Board For For Management
3 Approve Report of Settlement Accounts For For Management
4 Approve Full Text and Summary of the For For Management
Annual Report of A Shares
5 Approve Annual Report of H Shares For For Management
6 Approve Profit Distribution Plan and For For Management
Declaration and Distribution of Final
Dividend
7 Approve Provisions for Asset Impairment For For Management
8.1 Approve Baker Tilly China Certified For For Management
Public Accountants Co., Ltd. as
Domestic Auditor and Internal Control
Auditor
8.2 Approve KPMG as International Auditor For For Management
8.3 Authorize Audit Committee of the Board For For Management
to Determine the Principles of Fixing
the Remuneration of Domestic and
International Auditors and Authorize
Company's Management to Determine
Their Actual Remuneration Based on the
Agreed Principles
9 Approve Application to Financial For For Management
Institutions for General Credit
Facilities and Financing with a Credit
Limit and Authorize Zhan Chunxin to
Execute Facility Agreements and Other
Relevant Financing Documents and to
Allocate the Credit Limit Available
10 Approve Authorization to Zoomlion For For Management
Industrial Vehicles to Engage in
Business with Its Distributors Through
Banker's Acceptance Secured by Goods
and Authorize the Management of
Zoomlion Industrial Vehicles to
Execute the Relevant Cooperation
Agreements
11 Approve Authorization to Zoomlion For For Management
Agricultural Machinery to Engage in
Business with Downstream Customers,
Provide External Guarantees and
Authorize the Management of Zoomlion
Agricultural Machinery to Execute the
Relevant Cooperation Agreements
12 Approve Provision of Guarantees in For Against Management
Favour of 46 Subsidiaries and
Authorize Board to Adjust the
Available Guarantee Amount Between the
Guaranteed Parties
13 Approve Carrying Out of Low Risk For Against Management
Investments and Financial Management
and Authorize the Chairman to Make All
Investment Decisions and Execute
Relevant Contracts and Agreements
14 Approve Investment in Financial For For Management
Derivatives and Authorize the Chairman
and His Authorized Persons to Make All
Investment Decisions and Execute
Relevant Contracts and Agreements
15 Approve Authorization to Hunan For For Management
Zhicheng Financing And Guarantee Co.,
Ltd. to Engage in Business of
Providing Guarantees
16 Approve Registration of Asset-Backed For For Management
Securities Products, Undertaking of
Obligations to Top Up the Shortfall,
Provision of Guarantee by the Company
in favour of Zoomlion Finance and
Leasing (China) and Related
Transactions
17 Approve Registration of Supply Chain For For Management
Asset-Backed Securities Products by
Zoomlion Business Factoring (China) Co.
, Ltd., Issue of Necessary Documents
by the Company as Joint Debtor and
Related Transactions
18.1 Approve Disposal of Equity Interest in For For Management
the Target Company, which is a Related
Party Transaction
18.2 Approve Continuing Provision of For Against Management
Guarantees in Favor of the Target
Company after Completion of the
Transaction
19 Approve Continuing Development by the For For Management
Company of Its Mortgage-Funded Sales
Business and Finance Leasing and Sales
Business, Establish Buyer's Credit and
Sales Business and Provide Buy-Back
Guarantees
20 Approve Registration of Debt Financing For Against Management
Instruments and Related Transactions
21 Approve Issue of Medium-Term Notes and For For Management
Related Transactions
22 Approve Compliance with the Conditions For For Management
for the Issue of Bonds
23 Approve Issue of Bonds by Way of For For Management
Public Offering
24 Authorize Board to Deal with All For For Management
Matters in Connection with the Bond
Issue
25 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZOOMLION HEAVY INDUSTRY SCIENCE AND TECHNOLOGY CO., LTD.
Ticker: 1157 Security ID: Y1293Y102
Meeting Date: MAY 28, 2021 Meeting Type: Special
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F121
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Acquisition of Equity For For Management
Interests in ZTE Microelectronics by
Renxing Technology and the Waiver of
Preemptive Subscription Rights by the
Company
2.00 Approve Cooperation Agreement with For For Management
Hengjian Xinxin and Huitong Rongxin
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F105
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Acquisition of Equity For For Management
Interests in ZTE Microelectronics by
Renxing Technology and the Waiver of
Preemptive Subscription Rights by the
Company
2.00 Approve Cooperation Agreement with For For Management
Hengjian Xinxin and Huitong Rongxin
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F121
Meeting Date: NOV 06, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020 Share Option Incentive For Against Management
Scheme (Draft) of ZTE Corporation and
Its Summary
2 Approve 2020 Share Option Incentive For Against Management
Scheme Performance Appraisal System of
ZTE Corporation
3 Approve Mandate Granted to the Board For Against Management
by the General Meeting to Deal with
Matters Pertaining to the 2020 Share
Option Incentive Scheme
4 Approve Management Stock Ownership For Against Management
Scheme (Draft) of ZTE Corporation and
Its Summary
5 Approve Measures for the For Against Management
Administration of the Management Stock
Ownership Scheme of ZTE Corporation
6 Approve Mandate Granted to the Board For Against Management
by the General Meeting to Deal with
Matters Pertaining to the Management
Stock Ownership Scheme
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F105
Meeting Date: NOV 06, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the 2020 Share Option For Against Management
Incentive Scheme (Draft) of ZTE
Corporation and Its Summary
2 Approve 2020 Share Option Incentive For Against Management
Scheme Performance Appraisal System of
ZTE Corporation
3 Approve Mandate Granted to the Board For Against Management
by the General Meeting to Deal with
Matters Pertaining to the 2020 Share
Option Incentive Scheme
4 Approve Management Stock Ownership For Against Management
Scheme (Draft) of ZTE Corporation and
Its Summary
5 Approve Measures for the For Against Management
Administration of the Management Stock
Ownership Scheme of ZTE Corporation
6 Approve the Mandate Granted to the For Against Management
Board by the General Meeting to Deal
with Matters Pertaining to the
Management Stock Ownership Scheme
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F105
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Fulfillment of Criteria for For For Management
the Acquisition of Assets by Issuance
of Shares and Ancillary Fund-Raising
2.01 Approve General Plan For For Management
2.02 Approve Counterparties For For Management
2.03 Approve Target Assets For For Management
2.04 Approve Transaction Price of the For For Management
Target Assets
2.05 Approve Method of Payment For For Management
2.06 Approve Class and Par Value of Shares For For Management
to be Issued
2.07 Approve Place of Listing For For Management
2.08 Approve Issue Price and Pricing For For Management
Principles
2.09 Approve Proposal in Relation to the For For Management
Adjustment of Issue Price
2.10 Approve Number of Shares to be Issued For For Management
2.11 Approve Lock-up Period Arrangement For For Management
2.12 Approve Arrangement for the Retained For For Management
Undistributed Profits
2.13 Approve Validity Period of the For For Management
Resolution
2.14 Approve Class and Par Value of Shares For For Management
to be Issued
2.15 Approve Place of Listing For For Management
2.16 Approve Target Subscribers For For Management
2.17 Approve Method of Issuance and Method For For Management
of Subscription
2.18 Approve Issue Price and Pricing For For Management
Principles
2.19 Approve Total Amount of the Ancillary For For Management
Fund-Raising and Number of Shares to
be Issued
2.20 Approve Lock-up Period Arrangement For For Management
2.21 Approve Use of the Ancillary For For Management
Funds-Raising
2.22 Approve Arrangement for the Retained For For Management
Undistributed Profits
2.23 Approve Validity Period of the For For Management
Resolution
3.00 Approve Report on Acquisition of For For Management
Assets by Issuance of Shares and
Ancillary Fund-Raising of ZTE
Corporation (Draft) (Revised Version)
4.00 Approve Resolution on the Transaction For For Management
not Constituting a Connected
Transaction
5.00 Approve Resolution on the Transaction For For Management
not Constituting a Major Asset
Restructuring
6.00 Approve Article 13 of the For For Management
Administrative Measures for the Major
Asset Restructuring of Listed Companies
7.00 Approve Compliance with Articles 11 For For Management
and 43 of the Administrative Measures
for the Major Asset Restructuring of
Listed Companies
8.00 Approve Compliance with Article 4 of For For Management
the Regulations on Certain Issues
Concerning the Regulation of Major
Asset Restructuring of Listed Companies
9.00 Approve Conditional Agreement For For Management
10.00 Approve Conditional Supplemental For For Management
Agreement
11.00 Approve Statement of Completeness and For For Management
Compliance of Statutory Procedures
Performed in Relation to the
Transaction and the Validity of the
Submission of Legal Documents
12.00 Approve Statement of Principals For For Management
Involved in the Transaction not being
Subject to Article 13 of the Interim
Provisions on Strengthening Regulation
over Unusual Trading in Stocks
relating to Major Asset Restructuring
of Listed Companies
13.00 Approve Shares Price Fluctuation under For For Management
Article 5 of the Notice on the
Regulation of Information Disclosure
by Listed Companies and Acts of
Relevant Parties
14.00 Approve Audit Report, the Pro Forma For For Management
Review Report and the Asset Valuation
Report
15.00 Approve Independence of the Appraisal For For Management
Institution, the Reasonableness of the
Appraisal Assumptions, the Relevance
between the Appraisal Method and the
Appraisal Objectives and the Fairness
of the Appraisal Consideration
16.00 Approve Statement of the Basis for, For For Management
and Reasonableness and Fairness of,
the Consideration for the Transaction
17.00 Approve Analysis on Dilution on For For Management
Returns for the Current Period and
Remedial Measures and the Relevant
Undertakings in Relation to the
Transaction
18.00 Authorize Board to Deal with All For For Management
Matters in Relation to the Transaction
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F121
Meeting Date: DEC 21, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Fulfillment of Criteria for For For Management
the Acquisition of Assets by Issuance
of Shares and Ancillary Fund-Raising
2.01 Approve General Plan For For Management
2.02 Approve Counterparties For For Management
2.03 Approve Target Assets For For Management
2.04 Approve Transaction Price of the For For Management
Target Assets
2.05 Approve Method of Payment For For Management
2.06 Approve Class and Par Value of Shares For For Management
to be Issued
2.07 Approve Place of Listing For For Management
2.08 Approve Issue Price and Pricing For For Management
Principles
2.09 Approve Proposal in Relation to the For For Management
Adjustment of Issue Price
2.10 Approve Number of Shares to be Issued For For Management
2.11 Approve Lock-up Period Arrangement For For Management
2.12 Approve Arrangement for the Retained For For Management
Undistributed Profits
2.13 Approve Validity Period of the For For Management
Resolution
2.14 Approve Class and Par Value of Shares For For Management
to be Issued
2.15 Approve Place of Listing For For Management
2.16 Approve Target Subscribers For For Management
2.17 Approve Method of Issuance and Method For For Management
of Subscription
2.18 Approve Issue Price and Pricing For For Management
Principles
2.19 Approve Total Amount of the Ancillary For For Management
Fund-Raising and Number of Shares to
be Issued
2.20 Approve Lock-up Period Arrangement For For Management
2.21 Approve Use of the Ancillary For For Management
Funds-Raising
2.22 Approve Arrangement for the Retained For For Management
Undistributed Profits
2.23 Approve Validity Period of the For For Management
Resolution
3.00 Approve Report on Acquisition of For For Management
Assets by Issuance of Shares and
Ancillary Fund-Raising of ZTE
Corporation (Draft) (Revised Version)
4.00 Approve Resolution on the Transaction For For Management
not Constituting a Connected
Transaction
5.00 Approve Resolution on the Transaction For For Management
not Constituting a Major Asset
Restructuring
6.00 Approve Article 13 of the For For Management
Administrative Measures for the Major
Asset Restructuring of Listed Companies
7.00 Approve Compliance with Articles 11 For For Management
and 43 of the Administrative Measures
for the Major Asset Restructuring of
Listed Companies
8.00 Approve Compliance with Article 4 of For For Management
the Regulations on Certain Issues
Concerning the Regulation of Major
Asset Restructuring of Listed Companies
9.00 Approve Conditional Agreement For For Management
10.00 Approve Conditional Supplemental For For Management
Agreement
11.00 Approve Statement of Completeness and For For Management
Compliance of Statutory Procedures
Performed in Relation to the
Transaction and the Validity of the
Submission of Legal Documents
12.00 Approve Statement of Principals For For Management
Involved in the Transaction not being
Subject to Article 13 of the Interim
Provisions on Strengthening Regulation
over Unusual Trading in Stocks
relating to Major Asset Restructuring
of Listed Companies
13.00 Approve Shares Price Fluctuation under For For Management
Article 5 of the Notice on the
Regulation of Information Disclosure
by Listed Companies and Acts of
Relevant Parties
14.00 Approve Audit Report, the Pro Forma For For Management
Review Report and the Asset Valuation
Report
15.00 Approve Independence of the Appraisal For For Management
Institution, the Reasonableness of the
Appraisal Assumptions, the Relevance
between the Appraisal Method and the
Appraisal Objectives and the Fairness
of the Appraisal Consideration
16.00 Approve Statement of the Basis for, For For Management
and Reasonableness and Fairness of,
the Consideration for the Transaction
17.00 Approve Analysis on Dilution on For For Management
Returns for the Current Period and
Remedial Measures and the Relevant
Undertakings in Relation to the
Transaction
18.00 Authorize Board to Deal with All For For Management
Matters in Relation to the Transaction
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F105
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Annual Report For For Management
2.00 Approve Report of the Board of For For Management
Directors
3.00 Approve Report of the Supervisory For For Management
Committee
4.00 Approve Report of the President For For Management
5.00 Approve Final Financial Accounts For For Management
6.00 Approve Profit Distribution For For Management
7.00 Approve Feasibility Analysis of For For Management
Derivative Investment and Application
for Derivative Investment Limits
8.00 Approve Provision of Performance For For Management
Guarantee for PT. ZTE Indonesia
9.00 Approve Provision of Performance For Against Management
Guarantee Limits for Overseas
Subsidiaries
10.00 Approve Proposed Application for For Against Management
Consolidated Registration for Issuance
of Multiple Types of Debt Financing
Instruments
11.00 Approve Proposed Application for For For Management
Composite Credit Facilities
12.00 Approve Alignment in Preparation of For For Management
Financial Statements in Accordance
with PRC ASBEs and Cessation to
Re-appoint Overseas Financial Report
Auditor
13.01 Approve Ernst & Young Hua Ming LLP as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
13.02 Approve Ernst & Young Hua Ming LLP as For For Management
Internal Control Auditor and Authorize
Board to Fix Their Remuneration
14.00 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
15.00 Approve Shareholders' Dividend Return For For Management
Plan (2021-2023)
16.00 Amend Articles of Association, Amend For For Management
Rules and Procedures Regarding General
Meetings of Shareholders and Amend
Rules and Procedures Regarding
Meetings of Board of Directors
17.00 Approve Expansion of the Business For For Management
Scope and Corresponding Amendment of
Relevant Clause in the Articles of
Association
18.00 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
--------------------------------------------------------------------------------
ZTE CORPORATION
Ticker: 763 Security ID: Y0004F121
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.00 Approve Annual Report For For Management
2.00 Approve Report of the Board of For For Management
Directors
3.00 Approve Report of the Supervisory For For Management
Committee
4.00 Approve Report of the President For For Management
5.00 Approve Final Financial Accounts For For Management
6.00 Approve Profit Distribution For For Management
7.00 Approve Feasibility Analysis of For For Management
Derivative Investment and Application
for Derivative Investment Limits
8.00 Approve Provision of Performance For For Management
Guarantee for PT. ZTE Indonesia
9.00 Approve Provision of Performance For Against Management
Guarantee Limits for Overseas
Subsidiaries
10.00 Approve Proposed Application for For Against Management
Consolidated Registration for Issuance
of Multiple Types of Debt Financing
Instruments
11.00 Approve Proposed Application for For For Management
Composite Credit Facilities
12.00 Approve Alignment in Preparation of For For Management
Financial Statements in Accordance
with PRC ASBEs and Cessation to
Re-appoint Overseas Financial Report
Auditor
13.01 Approve Ernst & Young Hua Ming LLP as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
13.02 Approve Ernst & Young Hua Ming LLP as For For Management
Internal Control Auditor and Authorize
Board to Fix Their Remuneration
14.00 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
15.00 Approve Shareholders' Dividend Return For For Management
Plan (2021-2023)
16.00 Amend Articles of Association, Amend For For Management
Rules and Procedures Regarding General
Meetings of Shareholders and Amend
Rules and Procedures Regarding
Meetings of Board of Directors
17.00 Approve Expansion of the Business For For Management
Scope and Corresponding Amendment of
Relevant Clause in the Articles of
Association
18.00 Amend Rules and Procedures Regarding For For Management
Meetings of Supervisory Committee
--------------------------------------------------------------------------------
ZTO EXPRESS (CAYMAN) INC.
Ticker: 2057 Security ID: 98980A105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Chinese Name as Dual Foreign For For Management
Name of the Company
2 Adopt Third Amended and Restated For For Management
Memorandum of Association and Articles
of Association
============== Voya Global High Dividend Low Volatility Portfolio ==============
A. O. SMITH CORPORATION
Ticker: AOS Security ID: 831865209
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Brown For Withhold Management
1.2 Elect Director Ilham Kadri For Withhold Management
1.3 Elect Director Idelle K. Wolf For For Management
1.4 Elect Director Gene C. Wulf For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director Richard A. Gonzalez For For Management
1.3 Elect Director Rebecca B. Roberts For For Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Nonqualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote For For Management
Requirement
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Nancy McKinstry For For Management
1d Elect Director Beth E. Mooney For For Management
1e Elect Director Gilles C. Pelisson For For Management
1f Elect Director Paula A. Price For For Management
1g Elect Director Venkata (Murthy) For For Management
Renduchintala
1h Elect Director David Rowland For For Management
1i Elect Director Arun Sarin For For Management
1j Elect Director Julie Sweet For For Management
1k Elect Director Frank K. Tang For For Management
1l Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Authorize Board to Opt-Out of For For Management
Statutory Pre-Emption Rights
6 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director W. Paul Bowers For For Management
1c Elect Director Toshihiko Fukuzawa For For Management
1d Elect Director Thomas J. Kenny For For Management
1e Elect Director Georgette D. Kiser For For Management
1f Elect Director Karole F. Lloyd For For Management
1g Elect Director Nobuchika Mori For For Management
1h Elect Director Joseph L. Moskowitz For For Management
1i Elect Director Barbara K. Rimer For For Management
1j Elect Director Katherine T. Rohrer For For Management
1k Elect Director Melvin T. Stith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mala Anand For For Management
1.2 Elect Director Koh Boon Hwee For For Management
1.3 Elect Director Michael R. McMullen For For Management
1.4 Elect Director Daniel K. Podolsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AGL ENERGY LIMITED
Ticker: AGL Security ID: Q01630195
Meeting Date: OCT 07, 2020 Meeting Type: Annual
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For Against Management
3a Elect Peter Botten as Director For Against Management
3b Elect Mark Bloom as Director For For Management
4 Approve Grant of Performance Rights For Against Management
under the AGL Long Term Incentive Plan
to Brett Redman
5 Approve Termination Benefits for For For Management
Eligible Senior Executives
6 Approve Reinsertion of Proportional For For Management
Takeover Provisions
7a Approve the Amendments to the Against Against Shareholder
Company's Constitution
7b Approve Coal Closure Dates Against Against Shareholder
--------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan K. Carter For For Management
1b Elect Director Charles I. Cogut For For Management
1c Elect Director Lisa A. Davis For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Seifollah (Seifi) For For Management
Ghasemi
1f Elect Director David H. Y. Ho For For Management
1g Elect Director Edward L. Monser For For Management
1h Elect Director Matthew H. Paull For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Steven R. Hash For For Management
1.3 Elect Director James P. Cain For Against Management
1.4 Elect Director Maria C. Freire For For Management
1.5 Elect Director Jennifer Friel Goldstein For For Management
1.6 Elect Director Richard H. Klein For For Management
1.7 Elect Director Michael A. Woronoff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLISON TRANSMISSION HOLDINGS, INC.
Ticker: ALSN Security ID: 01973R101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Judy L. Altmaier For For Management
1b Elect Director Stan A. Askren For For Management
1c Elect Director David C. Everitt For For Management
1d Elect Director Alvaro Garcia-Tunon For For Management
1e Elect Director David S. Graziosi For For Management
1f Elect Director Carolann I. Haznedar For For Management
1g Elect Director Richard P. Lavin For For Management
1h Elect Director Thomas W. Rabaut For For Management
1i Elect Director Richard V. Reynolds For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Franklin W. Hobbs For For Management
1b Elect Director Kenneth J. Bacon For For Management
1c Elect Director Katryn (Trynka) For For Management
Shineman Blake
1d Elect Director Maureen A. For For Management
Breakiron-Evans
1e Elect Director William H. Cary For For Management
1f Elect Director Mayree C. Clark For For Management
1g Elect Director Kim S. Fennebresque For For Management
1h Elect Director Marjorie Magner For For Management
1i Elect Director Brian H. Sharples For For Management
1j Elect Director John J. Stack For For Management
1k Elect Director Michael F. Steib For For Management
1l Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Casteen, III For For Management
1b Elect Director Dinyar S. Devitre For For Management
1c Elect Director William F. Gifford, Jr. For For Management
1d Elect Director Debra J. Kelly-Ennis For For Management
1e Elect Director W. Leo Kiely, III For For Management
1f Elect Director Kathryn B. McQuade For For Management
1g Elect Director George Munoz For For Management
1h Elect Director Mark E. Newman For For Management
1i Elect Director Nabil Y. Sakkab For For Management
1j Elect Director Virginia E. Shanks For For Management
1k Elect Director Ellen R. Strahlman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Underage Tobacco Prevention Against Against Shareholder
Policies and Marketing Practices
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AMADA CO., LTD.
Ticker: 6113 Security ID: J01218106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2.1 Elect Director Isobe, Tsutomu For For Management
2.2 Elect Director Kurihara, Toshinori For For Management
2.3 Elect Director Miwa, Kazuhiko For For Management
2.4 Elect Director Yamanashi, Takaaki For For Management
2.5 Elect Director Okamoto, Mitsuo For For Management
2.6 Elect Director Mazuka, Michiyoshi For For Management
2.7 Elect Director Chino, Toshitake For For Management
2.8 Elect Director Miyoshi, Hidekazu For For Management
3 Appoint Statutory Auditor Nishiura, For For Management
Seiji
4 Appoint Alternate Statutory Auditor For For Management
Murata, Makoto
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Minicucci For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director James S. Kahan For For Management
1.4 Elect Director Rafael de la Vega For For Management
1.5 Elect Director Giora Yaron For For Management
1.6 Elect Director Eli Gelman For For Management
1.7 Elect Director Richard T.C. LeFave For For Management
1.8 Elect Director John A. MacDonald For For Management
1.9 Elect Director Shuky Sheffer For For Management
1.10 Elect Director Yvette Kanouff For For Management
2 Approve an Increase in the Quarterly For For Management
Cash Dividend Rate
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AMERICAN HOMES 4 RENT
Ticker: AMH Security ID: 02665T306
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth M. Woolley For For Management
1b Elect Director David P. Singelyn For For Management
1c Elect Director Douglas N. Benham For For Management
1d Elect Director Jack Corrigan For For Management
1e Elect Director David Goldberg For For Management
1f Elect Director Tamara Hughes Gustavson For For Management
1g Elect Director Matthew J. Hart For For Management
1h Elect Director Michelle C. Kerrick For For Management
1i Elect Director James H. Kropp For For Management
1j Elect Director Lynn C. Swann For For Management
1k Elect Director Winifred M. Webb For For Management
1l Elect Director Jay Willoughby For For Management
1m Elect Director Matthew R. Zaist For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Bartlett For For Management
1b Elect Director Raymond P. Dolan For For Management
1c Elect Director Kenneth R. Frank For For Management
1d Elect Director Robert D. Hormats For For Management
1e Elect Director Gustavo Lara Cantu For For Management
1f Elect Director Grace D. Lieblein For For Management
1g Elect Director Craig Macnab For For Management
1h Elect Director JoAnn A. Reed For For Management
1i Elect Director Pamela D.A. Reeve For For Management
1j Elect Director David E. Sharbutt For For Management
1k Elect Director Bruce L. Tanner For For Management
1l Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
5 Establish a Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey N. Edwards For For Management
1b Elect Director Martha Clark Goss For For Management
1c Elect Director Veronica M. Hagen For For Management
1d Elect Director Kimberly J. Harris For For Management
1e Elect Director Julia L. Johnson For For Management
1f Elect Director Patricia L. Kampling For For Management
1g Elect Director Karl F. Kurz For For Management
1h Elect Director Walter J. Lynch For For Management
1i Elect Director George MacKenzie For For Management
1j Elect Director James G. Stavridis For For Management
1k Elect Director Lloyd M. Yates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Cracchiolo For For Management
1b Elect Director Dianne Neal Blixt For For Management
1c Elect Director Amy DiGeso For For Management
1d Elect Director Lon R. Greenberg For For Management
1e Elect Director Jeffrey Noddle For For Management
1f Elect Director Robert F. Sharpe, Jr. For For Management
1g Elect Director Brian T. Shea For For Management
1h Elect Director W. Edward Walter, III For For Management
1i Elect Director Christopher J. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Robert A. Bradway For For Management
1c Elect Director Brian J. Druker For For Management
1d Elect Director Robert A. Eckert For For Management
1e Elect Director Greg C. Garland For For Management
1f Elect Director Charles M. Holley, Jr. For For Management
1g Elect Director Tyler Jacks For For Management
1h Elect Director Ellen J. Kullman For For Management
1i Elect Director Amy E. Miles For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANTERO MIDSTREAM CORPORATION
Ticker: AM Security ID: 03676B102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael N. Kennedy For For Management
1.2 Elect Director Brooks J. Klimley For Withhold Management
1.3 Elect Director John C. Mollenkopf For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Hay, III For For Management
1.2 Elect Director Antonio F. Neri For For Management
1.3 Elect Director Ramiro G. Peru For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rani Borkar For For Management
1b Elect Director Judy Bruner For For Management
1c Elect Director Xun (Eric) Chen For For Management
1d Elect Director Aart J. de Geus For For Management
1e Elect Director Gary E. Dickerson For For Management
1f Elect Director Thomas J. Iannotti For For Management
1g Elect Director Alexander A. Karsner For For Management
1h Elect Director Adrianna C. Ma For For Management
1i Elect Director Yvonne McGill For For Management
1j Elect Director Scott A. McGregor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Require Independent Board Chairman Against Against Shareholder
7 Improve Executive Compensation Program Against Against Shareholder
and Policy
--------------------------------------------------------------------------------
APTARGROUP, INC.
Ticker: ATR Security ID: 038336103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andreas C. Kramvis For For Management
1b Elect Director Maritza Gomez Montiel For For Management
1c Elect Director Jesse Wu For For Management
1d Elect Director Ralf K. Wunderlich For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASM INTERNATIONAL NV
Ticker: ASM Security ID: N07045201
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Approve Remuneration Report For For Management
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Dividends of EUR 2.00 Per Share For For Management
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Elect Paul Verhagen to Management Board For For Management
9 Elect Stefanie Kahle-Galonske to For For Management
Supervisory Board
10 Ratify KPMG Accountants N.V. as For For Management
Auditors
11a Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
11b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Amend Articles Re: Provision to Cover For For Management
the Absence or Inability to Act of All
Members of the Supervisory Board
14 Approve Cancellation of Repurchased For For Management
Shares
15 Other Business (Non-Voting) None None Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
ASM PACIFIC TECHNOLOGY LIMITED
Ticker: 522 Security ID: G0535Q133
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For For Management
Shares
7 Elect Lok Kam Chong, John as Director For For Management
8 Elect Benjamin Loh Gek Lim as Director For For Management
9 Elect Patricia Chou Pei-Fen as Director For For Management
10 Authorize Board to Fix Remuneration of For For Management
Directors
--------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059202
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business, None None Management
Financial Situation and Sustainability
3.a Approve Remuneration Report For For Management
3.b Adopt Financial Statements and For For Management
Statutory Reports
3.c Receive Clarification on Company's None None Management
Reserves and Dividend Policy
3.d Approve Dividends of EUR 2.75 Per Share For For Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5 Approve Number of Shares for For For Management
Management Board
6 Approve Certain Adjustments to the For For Management
Remuneration Policy for Management
Board
7 Approve Certain Adjustments to the For For Management
Remuneration Policy for Supervisory
Board
8 Receive Information on the Composition None None Management
of the Management Board
9.a Elect B. Conix to Supervisory Board For For Management
9.b Receive Information on the Composition None None Management
of the Supervisory Board
10 Ratify KPMG Accountants N.V. as For For Management
Auditors
11.a Grant Board Authority to Issue Shares For For Management
Up to 5 Percent of Issued Capital for
General Purposes
11.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
11.a
11.c Grant Board Authority to Issue or For For Management
Grant Rights to Subscribe for Ordinary
Shares Up to 5 Percent in Case of
Merger or Acquisition
11.d Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under 11.c
12.a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12.b Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
13 Authorize Cancellation of Repurchased For For Management
Shares
14 Other Business (Non-Voting) None None Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
ASSURANT, INC.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine D. Rosen For For Management
1b Elect Director Paget L. Alves For For Management
1c Elect Director J. Braxton Carter For For Management
1d Elect Director Juan N. Cento For For Management
1e Elect Director Alan B. Colberg For For Management
1f Elect Director Harriet Edelman For For Management
1g Elect Director Lawrence V. Jackson For For Management
1h Elect Director Jean-Paul L. Montupet For For Management
1i Elect Director Debra J. Perry For For Management
1j Elect Director Ognjen (Ogi) Redzic For For Management
1k Elect Director Paul J. Reilly For For Management
1l Elect Director Robert W. Stein For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ASX LIMITED
Ticker: ASX Security ID: Q0604U105
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3a Elect Damian Roche as Director For For Management
3b Elect Rob Woods as Director For For Management
4 Approve Remuneration Report For For Management
5 Approve Grant of Performance Rights to For For Management
Dominic Stevens
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William E. Kennard For For Management
1b Elect Director Samuel A. Di Piazza, Jr. For For Management
1c Elect Director Scott T. Ford For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Stephen J. Luczo For For Management
1g Elect Director Michael B. McCallister For For Management
1h Elect Director Beth E. Mooney For For Management
1i Elect Director Matthew K. Rose For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Cynthia B. Taylor For For Management
1l Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
--------------------------------------------------------------------------------
AURIZON HOLDINGS LIMITED
Ticker: AZJ Security ID: Q0695Q104
Meeting Date: OCT 14, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Sarah Ryan as Director For For Management
2b Elect Lyell Strambi as Director For For Management
3 Approve Grant of Performance Rights to For For Management
Andrew Harding
4 Approve Potential Termination Benefits For For Management
5 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Ilana Rachel Atlas as Director For For Management
2b Elect John Thomas Macfarlane as For For Management
Director
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Shayne C Elliot
5 Approve the Amendments to the Against Against Shareholder
Company's Constitution
6 Approve Transition Planning Disclosure Against Against Shareholder
--------------------------------------------------------------------------------
AUTO TRADER GROUP PLC
Ticker: AUTO Security ID: G06708104
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Ed Williams as Director For For Management
4 Re-elect Nathan Coe as Director For For Management
5 Re-elect David Keens as Director For For Management
6 Re-elect Jill Easterbrook as Director For For Management
7 Re-elect Jeni Mundy as Director For For Management
8 Re-elect Catherine Faiers as Director For For Management
9 Elect Jamie Warner as Director For For Management
10 Elect Sigga Sigurdardottir as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Specified Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
18 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Carlo Bozotti For For Management
1c Elect Director Michael A. Bradley For For Management
1d Elect Director Brenda L. Freeman For For Management
1e Elect Director Jo Ann Jenkins For For Management
1f Elect Director Oleg Khaykin For For Management
1g Elect Director James A. Lawrence For For Management
1h Elect Director Avid Modjtabai For For Management
1i Elect Director Adalio T. Sanchez For For Management
1j Elect Director William H. Schumann, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BAE SYSTEMS PLC
Ticker: BA Security ID: G06940103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Thomas Arseneault as Director For For Management
5 Re-elect Sir Roger Carr as Director For Against Management
6 Re-elect Dame Elizabeth Corley as For For Management
Director
7 Re-elect Bradley Greve as Director For For Management
8 Re-elect Jane Griffiths as Director For For Management
9 Re-elect Christopher Grigg as Director For For Management
10 Re-elect Stephen Pearce as Director For For Management
11 Re-elect Nicole Piasecki as Director For For Management
12 Re-elect Ian Tyler as Director For For Management
13 Re-elect Charles Woodburn as Director For For Management
14 Elect Nicholas Anderson as Director For For Management
15 Elect Dame Carolyn Fairbairn as For For Management
Director
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise UK Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BANK LEUMI LE-ISRAEL LTD.
Ticker: LUMI Security ID: M16043107
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Somekh Chaikin (KPMG) and For For Management
Brightman Almagor Zohar and Co.
(Deloitte) as Joint Auditors and
Authorize Board to Fix Their
Remuneration
3 Elect Avi Bzura as Director For For Management
4 Elect Yifat Bitton as Director For Abstain Management
5 Elect Haj-Yehia Samer as Director For For Management
6 Elect Dorit Diana Salinger Alter as For Abstain Management
External Director, as Defined in
Directive 301 of the Proper Conduct of
Banking Business Regulations
7 Elect Zvi Stern Yedidia as External For For Management
Director, as Defined in Directive 301
of the Proper Conduct of Banking
Business Regulations
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION
Ticker: BOH Security ID: 062540109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Haunani Apoliona For For Management
1.2 Elect Director Mark A. Burak For For Management
1.3 Elect Director John C. Erickson For For Management
1.4 Elect Director Joshua D. Feldman For For Management
1.5 Elect Director Peter S. Ho For For Management
1.6 Elect Director Michelle E. Hulst For For Management
1.7 Elect Director Kent T. Lucien For For Management
1.8 Elect Director Alicia E. Moy For For Management
1.9 Elect Director Victor K. Nichols For For Management
1.10 Elect Director Barbara J. Tanabe For For Management
1.11 Elect Director Dana M. Tokioka For For Management
1.12 Elect Director Raymond P. Vara, Jr. For For Management
1.13 Elect Director Robert W. Wo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BANK OZK
Ticker: OZK Security ID: 06417N103
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas Brown For For Management
1.2 Elect Director Paula Cholmondeley For For Management
1,3 Elect Director Beverly Cole For For Management
1.4 Elect Director Robert East For For Management
1.5 Elect Director Kathleen Franklin For For Management
1.6 Elect Director Catherine B. Freedberg For For Management
1.7 Elect Director Jeffrey Gearhart For For Management
1.8 Elect Director George Gleason For For Management
1.9 Elect Director Peter Kenny For For Management
1.10 Elect Director William A. Koefoed, Jr. For For Management
1.11 Elect Director Christopher Orndorff For For Management
1.12 Elect Director Steven Sadoff For For Management
1.13 Elect Director Ross Whipple For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BCE INC.
Ticker: BCE Security ID: 05534B760
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mirko Bibic For For Management
1.2 Elect Director David F. Denison For For Management
1.3 Elect Director Robert P. Dexter For For Management
1.4 Elect Director Ian Greenberg For For Management
1.5 Elect Director Katherine Lee For For Management
1.6 Elect Director Monique F. Leroux For For Management
1.7 Elect Director Sheila A. Murray For For Management
1.8 Elect Director Gordon M. Nixon For For Management
1.9 Elect Director Louis P. Pagnutti For For Management
1.10 Elect Director Calin Rovinescu For For Management
1.11 Elect Director Karen Sheriff For For Management
1.12 Elect Director Robert C. Simmonds For For Management
1.13 Elect Director Jennifer Tory For For Management
1.14 Elect Director Cornell Wright For For Management
2 Ratify Deloitte LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
BHP GROUP LIMITED
Ticker: BHP Security ID: Q1498M100
Meeting Date: OCT 14, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint Ernst & Young as Auditor of For For Management
the Company
3 Authorize the Risk and Audit Committee For For Management
to Fix Remuneration of the Auditors
4 Approve General Authority to Issue For For Management
Shares in BHP Group Plc
5 Approve General Authority to Issue For For Management
Shares in BHP Group Plc for Cash
6 Approve the Repurchase of Shares in For For Management
BHP Group Plc
7 Approve Remuneration Report for UK Law For For Management
Purposes
8 Approve Remuneration Report for For For Management
Australian Law Purposes
9 Approve Grant of Awards to Mike Henry For For Management
10 Approve Leaving Entitlements For For Management
11 Elect Xiaoqun Clever as Director For For Management
12 Elect Gary Goldberg as Director For For Management
13 Elect Mike Henry as Director For For Management
14 Elect Christine O'Reilly as Director For For Management
15 Elect Dion Weisler as Director For For Management
16 Elect Terry Bowen as Director For For Management
17 Elect Malcolm Broomhead as Director For For Management
18 Elect Ian Cockerill as Director For For Management
19 Elect Anita Frew as Director For For Management
20 Elect Susan Kilsby as Director For For Management
21 Elect John Mogford as Director For For Management
22 Elect Ken MacKenzie as Director For For Management
23 Amend Constitution of BHP Group Limited Against Against Shareholder
24 Adopt Interim Cultural Heritage Against Against Shareholder
Protection Measures
25 Approve Suspension of Memberships of Against Against Shareholder
Industry Associations where COVID-19
Related Advocacy is Inconsistent with
Paris Agreement Goals
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bader M. Alsaad For For Management
1b Elect Director Pamela Daley For For Management
1c Elect Director Jessica P. Einhorn For For Management
1d Elect Director Laurence D. Fink For For Management
1e Elect Director William E. Ford For For Management
1f Elect Director Fabrizio Freda For For Management
1g Elect Director Murry S. Gerber For For Management
1h Elect Director Margaret 'Peggy' L. For For Management
Johnson
1i Elect Director Robert S. Kapito For For Management
1j Elect Director Cheryl D. Mills For For Management
1k Elect Director Gordon M. Nixon For For Management
1l Elect Director Charles H. Robbins For For Management
1m Elect Director Marco Antonio Slim Domit For For Management
1n Elect Director Hans E. Vestberg For For Management
1o Elect Director Susan L. Wagner For For Management
1p Elect Director Mark Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte LLP as Auditors For For Management
4a Provide Right to Call Special Meeting For For Management
4b Eliminate Supermajority Vote For For Management
Requirement
4c Amend Charter to Eliminate Provisions For For Management
that are No Longer Applicable and Make
Other Technical Revisions
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LIMITED
Ticker: 2388 Security ID: Y0920U103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Lin Jingzhen as Director For For Management
3b Elect Choi Koon Shum as Director For For Management
3c Elect Law Yee Kwan Quinn as Director For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board or Duly
Authorized Committee of the Board to
Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION
Ticker: BAH Security ID: 099502106
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Shrader For For Management
1b Elect Director Joan Lordi C. Amble For For Management
1c Elect Director Michele A. Flournoy For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation For For Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Michael W. Bonney For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Julia A. Haller For For Management
1E Elect Director Paula A. Price For For Management
1F Elect Director Derica W. Rice For For Management
1G Elect Director Theodore R. Samuels For For Management
1H Elect Director Gerald L. Storch For For Management
1I Elect Director Karen H. Vousden For For Management
1J Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Special For For Management
Shareholder Meetings to 15%
6 Require Independent Board Chair Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Reduce Ownership Threshold for Special Against Against Shareholder
Shareholder Meetings to 10%
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint KPMG LLP as Auditors For For Management
4 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
5 Re-elect Luc Jobin as Director For For Management
6 Re-elect Jack Bowles as Director For For Management
7 Re-elect Tadeu Marroco as Director For For Management
8 Re-elect Sue Farr as Director For For Management
9 Re-elect Jeremy Fowden as Director For Abstain Management
10 Re-elect Dr Marion Helmes as Director For For Management
11 Re-elect Holly Keller Koeppel as For For Management
Director
12 Re-elect Savio Kwan as Director For For Management
13 Re-elect Dimitri Panayotopoulos as For For Management
Director
14 Elect Karen Guerra as Director For For Management
15 Elect Darrell Thomas as Director For For Management
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise UK Political Donations and For For Management
Expenditure
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Ticker: BR Security ID: 11133T103
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Pamela L. Carter For For Management
1c Elect Director Richard J. Daly For For Management
1d Elect Director Robert N. Duelks For For Management
1e Elect Director Timothy C. Gokey For For Management
1f Elect Director Brett A. Keller For For Management
1g Elect Director Maura A. Markus For For Management
1h Elect Director Thomas J. Perna For For Management
1i Elect Director Alan J. Weber For For Management
1j Elect Director Amit K. Zavery For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Political Contributions Against Against Shareholder
Disclosure
--------------------------------------------------------------------------------
BROOKFIELD RENEWABLE CORPORATION
Ticker: BEPC Security ID: 11284V105
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Blidner For Withhold Management
1.2 Elect Director Scott Cutler For For Management
1.3 Elect Director Eleazar de Carvalho For For Management
Filho
1.4 Elect Director Nancy Dorn For Withhold Management
1.5 Elect Director David Mann For Withhold Management
1.6 Elect Director Lou Maroun For Withhold Management
1.7 Elect Director Sachin Shah For Withhold Management
1.8 Elect Director Stephen Westwell For For Management
1.9 Elect Director Patricia Zuccotti For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorothy M. Ables For For Management
1.2 Elect Director Rhys J. Best For For Management
1.3 Elect Director Robert S. Boswell For For Management
1.4 Elect Director Amanda M. Brock For For Management
1.5 Elect Director Peter B. Delaney For For Management
1.6 Elect Director Dan O. Dinges For For Management
1.7 Elect Director W. Matt Ralls For For Management
1.8 Elect Director Marcus A. Watts For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CANADIAN IMPERIAL BANK OF COMMERCE
Ticker: CM Security ID: 136069101
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. G. Brindamour For For Management
1.2 Elect Director Nanci E. Caldwell For For Management
1.3 Elect Director Michelle L. Collins For For Management
1.4 Elect Director Patrick D. Daniel For For Management
1.5 Elect Director Luc Desjardins For For Management
1.6 Elect Director Victor G. Dodig For For Management
1.7 Elect Director Kevin J. Kelly For For Management
1.8 Elect Director Christine E. Larsen For For Management
1.9 Elect Director Nicholas D. Le Pan For For Management
1.10 Elect Director Mary Lou Maher For For Management
1.11 Elect Director Jane L. Peverett For For Management
1.12 Elect Director Katharine B. Stevenson For For Management
1.13 Elect Director Martine Turcotte For For Management
1.14 Elect Director Barry L. Zubrow For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Produce a Report on Loans Made Against Against Shareholder
by the Bank in Support of the Circular
Economy
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Best For For Management
1.2 Elect Director M. Elizabeth Cannon For For Management
1.3 Elect Director N. Murray Edwards For For Management
1.4 Elect Director Christopher L. Fong For For Management
1.5 Elect Director Gordon D. Giffin For For Management
1.6 Elect Director Wilfred A. Gobert For For Management
1.7 Elect Director Steve W. Laut For For Management
1.8 Elect Director Tim S. McKay For For Management
1.9 Elect Director Frank J. McKenna For For Management
1.10 Elect Director David A. Tuer For For Management
1.11 Elect Director Annette M. Verschuren For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Ime Archibong For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Peter Thomas Killalea For For Management
1e Elect Director Cornelis "Eli" Leenaars For For Management
1f Elect Director Francois Locoh-Donou For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Eileen Serra For For Management
1i Elect Director Mayo A. Shattuck, III For For Management
1j Elect Director Bradford H. Warner For For Management
1k Elect Director Catherine G. West For For Management
1l Elect Director Craig Anthony Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED
Ticker: CSL Security ID: 142339100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James D. Frias For For Management
1b Elect Director Maia A. Hansen For For Management
1c Elect Director Corrine D. Ricard For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CDK GLOBAL, INC.
Ticker: CDK Security ID: 12508E101
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Willie A. Deese For For Management
1c Elect Director Amy J. Hillman For For Management
1d Elect Director Brian M. Krzanich For For Management
1e Elect Director Stephen A. Miles For For Management
1f Elect Director Robert E. Radway For For Management
1g Elect Director Stephen F. Schuckenbrock For For Management
1h Elect Director Frank S. Sowinski For For Management
1i Elect Director Eileen J. Voynick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHEMED CORPORATION
Ticker: CHE Security ID: 16359R103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. McNamara For For Management
1.2 Elect Director Ron DeLyons For For Management
1.3 Elect Director Joel F. Gemunder For For Management
1.4 Elect Director Patrick P. Grace For For Management
1.5 Elect Director Christopher J. Heaney For For Management
1.6 Elect Director Thomas C. Hutton For For Management
1.7 Elect Director Andrea R. Lindell For For Management
1.8 Elect Director Thomas P. Rice For For Management
1.9 Elect Director Donald E. Saunders For For Management
1.10 Elect Director George J. Walsh, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Marillyn A. Hewson For For Management
1f Elect Director Jon M. Huntsman, Jr. For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Dambisa F. Moyo For For Management
1i Elect Director Debra Reed-Klages For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director D. James Umpleby, III For For Management
1l Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Scope 3 Emissions Against For Shareholder
5 Report on Impacts of Net Zero 2050 Against For Shareholder
Scenario
6 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Require Independent Board Chair Against Against Shareholder
9 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC.
Ticker: CHD Security ID: 171340102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Craigie For For Management
1b Elect Director Matthew T. Farrell For For Management
1c Elect Director Bradley C. Irwin For For Management
1d Elect Director Penry W. Price For For Management
1e Elect Director Susan G. Saideman For For Management
1f Elect Director Ravichandra K. Saligram For For Management
1g Elect Director Robert K. Shearer For For Management
1h Elect Director Janet S. Vergis For For Management
1i Elect Director Arthur B. Winkleblack For For Management
1j Elect Director Laurie J. Yoler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement to Fill Board Vacancies
4 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Mergers, Consolidations or
Dispositions of Substantial Assets
5 Amend Articles of Incorporation to For For Management
Remove Provisions Relating to
Classified Board
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125523100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Cordani For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director Eric J. Foss For For Management
1d Elect Director Elder Granger For For Management
1e Elect Director Isaiah Harris, Jr. For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Kathleen M. Mazzarella For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director John M. Partridge For For Management
1j Elect Director Kimberly A. Ross For For Management
1k Elect Director Eric C. Wiseman For For Management
1l Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Disclose Board Matrix Including Against Against Shareholder
Ideological Perspectives
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin - Withdrawn None None Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Lisa T. Su For For Management
2 Change State of Incorporation from For For Management
California to Delaware
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen M. Costello For For Management
1b Elect Director Grace E. Dailey For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director John C. Dugan For For Management
1e Elect Director Jane N. Fraser For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Require Independent Board Chair Against Against Shareholder
7 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Report on Racial Equity Audit Against Against Shareholder
10 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LIMITED
Ticker: 1 Security ID: G21765105
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Second Tranche Transactions For For Management
Under the Share Purchase Agreements
and Related Transactions
2 Elect Wong Kwai Lam as Director For For Management
--------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LIMITED
Ticker: 1 Security ID: G21765105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Ip Tak Chuen, Edmond as Director For For Management
3b Elect Lai Kai Ming, Dominic as Director For For Management
3c Elect Lee Yeh Kwong, Charles as For For Management
Director
3d Elect George Colin Magnus as Director For For Management
3e Elect Paul Joseph Tighe as Director For For Management
3f Elect Wong Yick-ming, Rosanna as For For Management
Director
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5.1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CLP HOLDINGS LTD.
Ticker: 2 Security ID: Y1660Q104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Christina Gaw as Director For For Management
2b Elect Chunyuan Gu as Director For For Management
2c Elect John Andrew Harry Leigh as For For Management
Director
2d Elect Andrew Clifford Winawer Brandler For For Management
as Director
2e Elect Nicholas Charles Allen as For For Management
Director
2f Elect Law Fan Chiu Fun Fanny as For For Management
Director
2g Elect Richard Kendall Lancaster as For For Management
Director
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Adopt New Articles of Association For For Management
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Bilbrey For For Management
1b Elect Director John T. Cahill For For Management
1c Elect Director Lisa M. Edwards For For Management
1d Elect Director C. Martin Harris For For Management
1e Elect Director Martina Hund-Mejean For For Management
1f Elect Director Kimberly A. Nelson For For Management
1g Elect Director Lorrie M. Norrington For For Management
1h Elect Director Michael B. Polk For For Management
1i Elect Director Stephen I. Sadove For For Management
1j Elect Director Noel R. Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
COLOPLAST A/S
Ticker: COLO.B Security ID: K16018192
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: NOV 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income For For Management
4 Approve Remuneration Report For For Management
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.35 Million for
Chairman, DKK 787,500 for Deputy
Chairman, and DKK 450,000 for Other
Directors; Approve Remuneration for
Committee Work
6.1 Approve Update of the Company's For For Management
Overall Guidelines for Incentive Pay
to the Executive Management
6.2.1 Amend Corporate Purpose For For Management
6.2.2 Amend Articles Re: Electronic General For Against Management
Meetings
6.3 Instruct Board to Complete an For For Shareholder
Assessment of the Ability of the
Company to Publish Country-by-Country
Tax Reporting in line with the Global
Reporting Initiative's Standard (GRI
207: Tax 2019) starting from Financial
Year 2021/22
7.1 Reelect Lars Soren Rasmussen as For For Management
Director
7.2 Reelect Niels Peter Louis-Hansen as For For Management
Director
7.3 Reelect Birgitte Nielsen as Director For For Management
7.4 Reelect Carsten Hellmann as Director For For Management
7.5 Reelect Jette Nygaard-Andersen as For For Management
Director
7.6 Elect Marianne Wiinholt as New Director For For Management
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
9 Other Business None None Management
--------------------------------------------------------------------------------
COLRUYT SA
Ticker: COLR Security ID: B26882231
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Directors' and For For Management
Auditors' Reports, and Report of the
Works Council
2 Approve Remuneration Report For Against Management
3a Adopt Financial Statements For For Management
3b Accept Consolidated Financial For For Management
Statements
4 Approve Dividends of EUR 1.35 Per Share For For Management
5 Approve Allocation of Income For For Management
6 Reelect Korys NV, Permanently For For Management
Represented by Dries Colpaert, as
Director
7 Approve Discharge of Directors For For Management
8 Approve Discharge of Auditors For For Management
9 Transact Other Business None None Management
--------------------------------------------------------------------------------
COLRUYT SA
Ticker: COLR Security ID: B26882231
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
i Amend Articles of Association Re: For For Management
Object of the Company, and Alignment
on Companies and Associations Code
ii.1 Receive Special Board Report Re: None None Management
Capital Increase with Waiver of
Preemptive Rights
ii.2 Receive Special Auditor Report Re: None None Management
Article 7: 191 of the Companies and
Associations Code
ii.3 Approve Employee Stock Purchase Plan For For Management
Up To 1,000,000 Shares
ii.4 Approve Determination of Issue Price For For Management
Based on Average Stock Price of
Ordinary Shares
ii.5 Eliminate Preemptive Rights Re: Shares For For Management
in Favor of Shareholders by Article 7:
190 et seq. of the Companies and
Associations Code
ii.6 Approve Increase in Share Capital by For For Management
Issuance of New Shares to the
Stipulated Modalities and to the
Determined Issue Price
ii.7 Approve Subscription Period For For Management
ii.8 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
iii.1 Authorize Board to Repurchase Shares For Against Management
in the Event of a Serious and Imminent
Harm and Under Normal Conditions
iii.2 Authorize Board to Reissue Shares in For Against Management
the Event of a Serious and Imminent
Harm
iv Approve Cancellation of Repurchased For For Management
Shares and Unavailable Reserves
v Authorize Implementation of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
COMMERCE BANCSHARES, INC.
Ticker: CBSH Security ID: 200525103
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry D. Bassham For For Management
1.2 Elect Director John W. Kemper For For Management
1.3 Elect Director Jonathan M. Kemper For For Management
1.4 Elect Director Kimberly G. Walker For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMPAGNIE DE SAINT-GOBAIN SA
Ticker: SGO Security ID: F80343100
Meeting Date: JUN 03, 2021 Meeting Type: Annual/Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.33 per Share
4 Elect Benoit Bazin as Director For For Management
5 Reelect Pamela Knapp as Director For For Management
6 Reelect Agnes Lemarchand as Director For For Management
7 Reelect Gilles Schnepp as Director For For Management
8 Reelect Sibylle Daunis as For For Management
Representative of Employee
Shareholders to the Board
9 Approve Compensation of Pierre-Andre For For Management
de Chalendar, Chairman and CEO
10 Approve Compensation of Benoit Bazin, For For Management
Vice-CEO
11 Approve Compensation of Corporate For For Management
Officers
12 Approve Remuneration Policy of For For Management
Chairman and CEO Until 30 June 2021
13 Approve Remuneration Policy of For For Management
Vice-CEO Until 30 June 2021
14 Approve Remuneration Policy of CEO For For Management
Since 1 July 2021
15 Approve Remuneration Policy of For For Management
Chairman of the Board Since 1 July 2021
16 Approve Remuneration Policy of For For Management
Directors
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 426 Million
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 213 Million
20 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 213 Million
21 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
22 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
23 Authorize Capitalization of Reserves For For Management
of Up to EUR 106 Million for Bonus
Issue or Increase in Par Value
24 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Jeffrey A. Joerres For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Timothy A. Leach For For Management
1i Elect Director William H. McRaven For For Management
1j Elect Director Sharmila Mulligan For For Management
1k Elect Director Eric D. Mullins For For Management
1l Elect Director Arjun N. Murti For For Management
1m Elect Director Robert A. Niblock For For Management
1n Elect Director David T. Seaton For For Management
1o Elect Director R.A. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote For For Shareholder
5 Emission Reduction Targets Against Abstain Shareholder
--------------------------------------------------------------------------------
CONSTELLATION SOFTWARE INC.
Ticker: CSU Security ID: 21037X100
Meeting Date: AUG 05, 2020 Meeting Type: Special
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Billowits For Withhold Management
1.2 Elect Director Donna Parr For For Management
1.3 Elect Director Andrew Pastor For Withhold Management
1.4 Elect Director Barry Symons For For Management
--------------------------------------------------------------------------------
CONSTELLATION SOFTWARE INC.
Ticker: CSU Security ID: 21037X100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Bender For For Management
1.2 Elect Director John Billowits For For Management
1.3 Elect Director Lawrence Cunningham For For Management
1.4 Elect Director Susan Gayner For For Management
1.5 Elect Director Robert Kittel For For Management
1.6 Elect Director Mark Leonard For For Management
1.7 Elect Director Paul McFeeters For For Management
1.8 Elect Director Mark Miller For For Management
1.9 Elect Director Lori O'Neill For For Management
1.10 Elect Director Donna Parr For For Management
1.11 Elect Director Andrew Pastor For For Management
1.12 Elect Director Dexter Salna For For Management
1.13 Elect Director Stephen R. Scotchmer For For Management
1.14 Elect Director Barry Symons For For Management
1.15 Elect Director Robin Van Poelje For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST
Ticker: OFC Security ID: 22002T108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Brady For For Management
1b Elect Director Stephen E. Budorick For For Management
1c Elect Director Robert L. Denton, Sr. For For Management
1d Elect Director Philip L. Hawkins For For Management
1e Elect Director David M. Jacobstein For For Management
1f Elect Director Steven D. Kesler For For Management
1g Elect Director Letitia A. Long For For Management
1h Elect Director Raymond L. Owens For For Management
1i Elect Director C. Taylor Pickett For For Management
1j Elect Director Lisa G. Trimberger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CRH PLC
Ticker: CRH Security ID: G25508105
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: FEB 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
4 Adopt New Articles of Association Re: For For Management
Article 51(d)
5 Approve Capital Reorganisation For For Management
6 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CRH PLC
Ticker: CRH Security ID: ADPC03232
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Final Dividend For Did Not Vote Management
3 Approve Remuneration Report For Did Not Vote Management
4a Re-elect Richie Boucher as Director For Did Not Vote Management
4b Elect Caroline Dowling as Director For Did Not Vote Management
4c Elect Richard Fearon as Director For Did Not Vote Management
4d Re-elect Johan Karlstrom as Director For Did Not Vote Management
4e Re-elect Shaun Kelly as Director For Did Not Vote Management
4f Elect Lamar McKay as Director For Did Not Vote Management
4g Re-elect Albert Manifold as Director For Did Not Vote Management
4h Re-elect Gillian Platt as Director For Did Not Vote Management
4i Re-elect Mary Rhinehart as Director For Did Not Vote Management
4j Re-elect Siobhan Talbot as Director For Did Not Vote Management
5 Authorise Board to Fix Remuneration of For Did Not Vote Management
Auditors
6 Ratify Deloitte Ireland LLP as Auditors For Did Not Vote Management
7 Authorise Issue of Equity For Did Not Vote Management
8 Authorise Issue of Equity without For Did Not Vote Management
Pre-emptive Rights
9 Authorise Issue of Equity without For Did Not Vote Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Ordinary For Did Not Vote Management
Shares
11 Authorise Reissuance of Treasury Shares For Did Not Vote Management
12 Approve Scrip Dividend For Did Not Vote Management
13 Approve Savings-Related Share Option For Did Not Vote Management
Schemes
14 Approve Cancellation of Share Premium For Did Not Vote Management
Account
--------------------------------------------------------------------------------
CRODA INTERNATIONAL PLC
Ticker: CRDA Security ID: G25536155
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Roberto Cirillo as Director For For Management
5 Re-elect Jacqui Ferguson as Director For For Management
6 Re-elect Steve Foots as Director For For Management
7 Re-elect Anita Frew as Director For For Management
8 Re-elect Helena Ganczakowski as For For Management
Director
9 Re-elect Keith Layden as Director For For Management
10 Re-elect Jez Maiden as Director For For Management
11 Re-elect John Ramsay as Director For For Management
12 Reappoint KPMG LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise UK Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
DAI NIPPON PRINTING CO., LTD.
Ticker: 7912 Security ID: J10584142
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 32
2.1 Elect Director Kitajima, Yoshitoshi For For Management
2.2 Elect Director Kitajima, Yoshinari For For Management
2.3 Elect Director Miya, Kenji For For Management
2.4 Elect Director Yamaguchi, Masato For For Management
2.5 Elect Director Inoue, Satoru For For Management
2.6 Elect Director Hashimoto, Hirofumi For For Management
2.7 Elect Director Kuroyanagi, Masafumi For For Management
2.8 Elect Director Miyama, Minako For For Management
2.9 Elect Director Miyajima, Tsukasa For For Management
2.10 Elect Director Tomizawa, Ryuichi For For Management
2.11 Elect Director Sasajima, Kazuyuki For For Management
2.12 Elect Director Morita, Ikuo For For Management
3 Appoint Statutory Auditor Ishii, Taeko For For Management
--------------------------------------------------------------------------------
DAIKIN INDUSTRIES LTD.
Ticker: 6367 Security ID: J10038115
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
2.1 Elect Director Inoue, Noriyuki For For Management
2.2 Elect Director Togawa, Masanori For For Management
2.3 Elect Director Kawada, Tatsuo For For Management
2.4 Elect Director Makino, Akiji For For Management
2.5 Elect Director Torii, Shingo For For Management
2.6 Elect Director Arai, Yuko For For Management
2.7 Elect Director Tayano, Ken For For Management
2.8 Elect Director Minaka, Masatsugu For For Management
2.9 Elect Director Matsuzaki, Takashi For For Management
2.10 Elect Director Kanwal Jeet Jawa For For Management
2.11 Elect Director Mineno, Yoshihiro For For Management
3 Appoint Statutory Auditor Yano, Ryu For Against Management
4 Appoint Alternate Statutory Auditor For For Management
Ono, Ichiro
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
DEUTSCHE POST AG
Ticker: DPW Security ID: D19225107
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
6.1 Elect Joerg Kukies to the Supervisory For For Management
Board
6.2 Elect Lawrence Rosen to the For For Management
Supervisory Board
7 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 12
Million Pool of Conditional Capital to
Guarantee Conversion Rights
8 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.5
Billion; Approve Creation of EUR 40
Million Pool of Capital to Guarantee
Conversion Rights
9.1 Amend Articles Re: Online Participation For For Management
9.2 Amend Articles Re: Interim Dividend For For Management
--------------------------------------------------------------------------------
DEUTSCHE POST AG
Ticker: DPW Security ID: D19225107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Ingrid Deltenre to the For For Management
Supervisory Board
6.2 Elect Katja Windt to the Supervisory For For Management
Board
6.3 Elect Nikolaus von Bomhard to the For For Management
Supervisory Board
7 Approve Creation of EUR 130 Million For For Management
Pool of Capital without Preemptive
Rights
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
10 Approve Remuneration Policy For For Management
11 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
Ticker: DTE Security ID: D2035M136
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
5.2 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the 2021 Interim
Financial Statements
5.3 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the First Quarter of
Fiscal Year 2021
5.4 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the Third Quarter of
Fiscal Year 2021 and First Quarter of
Fiscal Year 2022
6 Elect Helga Jung to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Remuneration Policy For For Management
10 Approve Remuneration of Supervisory For For Management
Board
11 Amend Articles Re: Shareholders' Right Against For Shareholder
to Participation during the Virtual
Meeting
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director John E. Bethancourt For For Management
1.3 Elect Director Ann G. Fox For For Management
1.4 Elect Director David A. Hager For For Management
1.5 Elect Director Kelt Kindick For For Management
1.6 Elect Director John Krenicki, Jr. For For Management
1.7 Elect Director Karl F. Kurz For For Management
1.8 Elect Director Robert A. Mosbacher, Jr. For For Management
1.9 Elect Director Richard E. Muncrief For For Management
1.10 Elect Director Duane C. Radtke For For Management
1.11 Elect Director Valerie M. Williams For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIASORIN SPA
Ticker: DIA Security ID: T3475Y104
Meeting Date: APR 22, 2021 Meeting Type: Annual/Special
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Allocation of Income For For Management
2.1 Approve Remuneration Policy For Against Management
2.2 Approve Second Section of the For For Management
Remuneration Report
3 Approve Stock Option Plan For For Management
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
1 Amend Company Bylaws: Articles 3, 8, For For Management
9-bis, 11 and 18
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
DIRECT LINE INSURANCE GROUP PLC
Ticker: DLG Security ID: G2871V114
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Danuta Gray as Director For For Management
5 Re-elect Mark Gregory as Director For For Management
6 Re-elect Tim Harris as Director For For Management
7 Re-elect Penny James as Director For For Management
8 Re-elect Sebastian James as Director For For Management
9 Elect Adrian Joseph as Director For For Management
10 Re-elect Fiona McBain as Director For For Management
11 Re-elect Gregor Stewart as Director For For Management
12 Re-elect Richard Ward as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Authorise Issue of Equity in Relation For For Management
to an Issue of RT1 Instruments
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to an
Issue of RT1 Instruments
--------------------------------------------------------------------------------
DOLBY LABORATORIES, INC.
Ticker: DLB Security ID: 25659T107
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Yeaman For For Management
1.2 Elect Director Peter Gotcher For Withhold Management
1.3 Elect Director Micheline Chau For For Management
1.4 Elect Director David Dolby For Withhold Management
1.5 Elect Director Simon Segars For Withhold Management
1.6 Elect Director Roger Siboni For For Management
1.7 Elect Director Anjali Sud For For Management
1.8 Elect Director Avadis Tevanian, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren F. Bryant For For Management
1b Elect Director Michael M. Calbert For For Management
1c Elect Director Patricia D. Fili-Krushel For For Management
1d Elect Director Timothy I. McGuire For For Management
1e Elect Director William C. Rhodes, III For For Management
1f Elect Director Debra A. Sandler For For Management
1g Elect Director Ralph E. Santana For For Management
1h Elect Director Todd J. Vasos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Call Special Meeting For For Management
of the total of 25% of Outstanding
Common Stock
6 Provide Right to Call A Special Against Against Shareholder
Meeting of the total of 10% of
Outstanding Common Stock
--------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard M. Anderson For For Management
1.2 Elect Director David A. Brandon For For Management
1.3 Elect Director Charles G. McClure, Jr. For For Management
1.4 Elect Director Gail J. McGovern For For Management
1.5 Elect Director Mark A. Murray For For Management
1.6 Elect Director Gerardo Norcia For For Management
1.7 Elect Director Ruth G. Shaw For For Management
1.8 Elect Director Robert C. Skaggs, Jr. For For Management
1.9 Elect Director David A. Thomas For For Management
1.10 Elect Director Gary H. Torgow For For Management
1.11 Elect Director James H. Vandenberghe For For Management
1.12 Elect Director Valerie M. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Browning For For Management
1.2 Elect Director Annette K. Clayton For For Management
1.3 Elect Director Theodore F. Craver, Jr. For For Management
1.4 Elect Director Robert M. Davis For For Management
1.5 Elect Director Caroline Dorsa For For Management
1.6 Elect Director W. Roy Dunbar For For Management
1.7 Elect Director Nicholas C. Fanandakis For For Management
1.8 Elect Director Lynn J. Good For For Management
1.9 Elect Director John T. Herron For For Management
1.10 Elect Director E. Marie McKee For For Management
1.11 Elect Director Michael J. Pacilio For For Management
1.12 Elect Director Thomas E. Skains For For Management
1.13 Elect Director William E. Webster, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Require Independent Board Chair Against Against Shareholder
6 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Case For For Management
1b Elect Director James B. Connor For For Management
1c Elect Director Tamara D. Fischer For For Management
1d Elect Director Norman K. Jenkins For For Management
1e Elect Director Kelly T. Killingsworth For For Management
1f Elect Director Melanie R. Sabelhaus For For Management
1g Elect Director Peter M. Scott, III For For Management
1h Elect Director David P. Stockert For For Management
1i Elect Director Chris T. Sultemeier For For Management
1j Elect Director Michael E. Szymanczyk For For Management
1k Elect Director Warren M. Thompson For For Management
1l Elect Director Lynn C. Thurber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony J. Bates For For Management
1b Elect Director Adriane M. Brown For For Management
1c Elect Director Diana Farrell For For Management
1d Elect Director Logan D. Green For For Management
1e Elect Director Bonnie S. Hammer For For Management
1f Elect Director E. Carol Hayles For For Management
1g Elect Director Jamie Iannone For For Management
1h Elect Director Kathleen C. Mitic For For Management
1i Elect Director Matthew J. Murphy For For Management
1j Elect Director Paul S. Pressler For For Management
1k Elect Director Mohak Shroff For For Management
1l Elect Director Robert H. Swan For For Management
1m Elect Director Perry M. Traquina For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Improve Principles of Executive Against Against Shareholder
Compensation Program
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ENAGAS SA
Ticker: ENG Security ID: E41759106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Board For For Management
5.1 Elect Natalia Fabra Portela as Director For For Management
5.2 Elect Maria Teresa Arcos Sanchez as For For Management
Director
6.1 Amend Article 7 Re: Accounting Records For For Management
and Identity of Shareholders
6.2 Amend Articles 18 and 27 Re: For For Management
Attendance, Proxies and Voting at
General Meetings
6.3 Add Article 27 bis Re: Allow For For Management
Shareholder Meetings to be Held in
Virtual-Only Format
6.4 Amend Articles Re: Board For For Management
6.5 Amend Articles Re: Annual Accounts For For Management
7.1 Amend Article 4 of General Meeting For For Management
Regulations Re: Powers of the General
Meeting
7.2 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
7.3 Amend Article 16 of General Meeting For For Management
Regulations Re: Publicity
8 Authorize Issuance of Non-Convertible For For Management
Bonds/Debentures and/or Other Debt
Securities up to EUR 5 Billion
9 Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities up to EUR 1 Billion
with Exclusion of Preemptive Rights up
to 10 Percent of Capital
10 Approve Remuneration Policy For For Management
11 Advisory Vote on Remuneration Report For For Management
12 Receive Amendments to Board of None None Management
Directors Regulations
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENDESA SA
Ticker: ELE Security ID: E41222113
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Consolidated and Standalone For For Management
Management Reports
3 Approve Non-Financial Information For For Management
Statement
4 Approve Discharge of Board For For Management
5 Approve Allocation of Income and For For Management
Dividends
6.1 Add Article 26 ter Re: Allow For For Management
Shareholder Meetings to be Held in
Virtual-Only Format
6.2 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
6.3 Amend Article 40 Re: Director For For Management
Remuneration
6.4 Amend Article 43 Re: Board Meetings to For For Management
be Held in Virtual-Only Format
7.1 Add Article 10 ter of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
7.2 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8 Fix Number of Directors at 11 For For Management
9 Approve Remuneration Report For For Management
10 Approve Remuneration Policy For For Management
11 Approve Strategic Incentive Plan For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENEOS HOLDINGS, INC.
Ticker: 5020 Security ID: J29699105
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 11
2.1 Elect Director Sugimori, Tsutomu For For Management
2.2 Elect Director Ota, Katsuyuki For For Management
2.3 Elect Director Yokoi, Yoshikazu For For Management
2.4 Elect Director Iwase, Junichi For For Management
2.5 Elect Director Yatabe, Yasushi For For Management
2.6 Elect Director Hosoi, Hiroshi For For Management
2.7 Elect Director Murayama, Seiichi For For Management
2.8 Elect Director Saito, Takeshi For For Management
2.9 Elect Director Ota, Hiroko For For Management
2.10 Elect Director Miyata, Yoshiiku For For Management
2.11 Elect Director Kudo, Yasumi For For Management
3.1 Elect Director and Audit Committee For For Management
Member Nishimura, Shingo
3.2 Elect Director and Audit Committee For For Management
Member Mitsuya, Yuko
--------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John R. Burbank For For Management
1b Elect Director Patrick J. Condon For For Management
1c Elect Director Leo P. Denault For For Management
1d Elect Director Kirkland H. Donald For For Management
1e Elect Director Brian W. Ellis For For Management
1f Elect Director Philip L. Frederickson For For Management
1g Elect Director Alexis M. Herman For For Management
1h Elect Director M. Elise Hyland For For Management
1i Elect Director Stuart L. Levenick For For Management
1j Elect Director Blanche Lambert Lincoln For For Management
1k Elect Director Karen A. Puckett For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
--------------------------------------------------------------------------------
EQUINIX, INC.
Ticker: EQIX Security ID: 29444U700
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Bartlett For For Management
1.2 Elect Director Nanci Caldwell For For Management
1.3 Elect Director Adaire Fox-Martin For For Management
1.4 Elect Director Gary Hromadko For For Management
1.5 Elect Director Irving Lyons, III For For Management
1.6 Elect Director Charles Meyers For For Management
1.7 Elect Director Christopher Paisley For For Management
1.8 Elect Director Sandra Rivera For For Management
1.9 Elect Director Peter Van Camp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
EQUITRANS MIDSTREAM CORPORATION
Ticker: ETRN Security ID: 294600101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vicky A. Bailey For For Management
1b Elect Director Sarah M. Barpoulis For For Management
1c Elect Director Kenneth M. Burke For For Management
1d Elect Director Patricia K. Collawn For For Management
1e Elect Director Margaret K. Dorman For For Management
1f Elect Director Thomas F. Karam For For Management
1g Elect Director D. Mark Leland For For Management
1h Elect Director Norman J. Szydlowski For For Management
1i Elect Director Robert F. Vagt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement to Amend Articles and
Bylaws and Remove Directors Outside of
the Annual Process
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ESSITY AB
Ticker: ESSITY.B Security ID: W3R06F100
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3.a Designate Anders Oscarsson as For For Management
Inspector of Minutes of Meeting
3.b Designate Madeleine Wallmark as For For Management
Inspector of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Approve Dividends of SEK 6.25 Per Share For For Management
--------------------------------------------------------------------------------
EVEREST RE GROUP, LTD.
Ticker: RE Security ID: G3223R108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Amore For For Management
1.2 Elect Director Juan C. Andrade For For Management
1.3 Elect Director William F. Galtney, Jr. For For Management
1.4 Elect Director John A. Graf For For Management
1.5 Elect Director Meryl Hartzband For For Management
1.6 Elect Director Gerri Losquadro For For Management
1.7 Elect Director Roger M. Singer For For Management
1.8 Elect Director Joseph V. Taranto For For Management
1.9 Elect Director John A. Weber For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERGY, INC.
Ticker: EVRG Security ID: 30034W106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David A. Campbell For For Management
1b Elect Director Mollie Hale Carter For For Management
1c Elect Director Thomas D. Hyde For For Management
1d Elect Director B. Anthony Isaac For For Management
1e Elect Director Paul M. Keglevic For For Management
1f Elect Director Mary L. Landrieu For For Management
1g Elect Director Sandra A.J. Lawrence For For Management
1h Elect Director Ann D. Murtlow For For Management
1i Elect Director Sandra J. Price For For Management
1j Elect Director Mark A. Ruelle For For Management
1k Elect Director S. Carl Soderstrom, Jr. For For Management
1l Elect Director John Arthur Stall For For Management
1m Elect Director C. John Wilder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Anderson For For Management
1b Elect Director Ann Berzin For For Management
1c Elect Director Laurie Brlas For For Management
1d Elect Director Marjorie Rodgers For For Management
Cheshire
1e Elect Director Christopher Crane For For Management
1f Elect Director Yves de Balmann For For Management
1g Elect Director Linda Jojo For For Management
1h Elect Director Paul Joskow For For Management
1i Elect Director Robert Lawless For For Management
1j Elect Director John Richardson For For Management
1k Elect Director Mayo Shattuck, III For For Management
1l Elect Director John Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Child Labor Audit Against Against Shareholder
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nicholas K. Akins For For Management
1b Elect Director B. Evan Bayh, III For For Management
1c Elect Director Jorge L. Benitez For For Management
1d Elect Director Katherine B. Blackburn For For Management
1e Elect Director Emerson L. Brumback For For Management
1f Elect Director Greg D. Carmichael For For Management
1g Elect Director Linda W. Clement-Holmes For For Management
1h Elect Director C. Bryan Daniels For For Management
1i Elect Director Mitchell S. Feiger For For Management
1j Elect Director Thomas H. Harvey For For Management
1k Elect Director Gary R. Heminger For For Management
1l Elect Director Jewell D. Hoover For For Management
1m Elect Director Eileen A. Mallesch For For Management
1n Elect Director Michael B. McCallister For For Management
1o Elect Director Marsha C. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Eliminate Supermajority Vote For For Management
Requirement
7 Eliminate Cumulative Voting For For Management
--------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION
Ticker: FAF Security ID: 31847R102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis J. Gilmore For For Management
1.2 Elect Director Margaret M. McCarthy For For Management
1.3 Elect Director Martha B. Wyrsch For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
FLOWERS FOODS, INC.
Ticker: FLO Security ID: 343498101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George E. Deese For For Management
1b Elect Director Edward J. Casey, Jr. For For Management
1c Elect Director Thomas C. Chubb, III For For Management
1d Elect Director Rhonda Gass For For Management
1e Elect Director Benjamin H. Griswold, IV For For Management
1f Elect Director Margaret G. Lewis For For Management
1g Elect Director W. Jameson McFadden For For Management
1h Elect Director A. Ryals McMullian For For Management
1i Elect Director James T. Spear For For Management
1j Elect Director Melvin T. Stith For For Management
1k Elect Director Terry S. Thomas For For Management
1l Elect Director C. Martin Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD.
Ticker: FMG Security ID: Q39360104
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Andrew Forrest as Director For For Management
3 Elect Mark Barnaba as Director For For Management
4 Elect Penny Bingham-Hall as Director For For Management
5 Elect Jennifer Morris as Director For For Management
6 Approve Grant of Performance Rights to For Abstain Management
Elizabeth Gaines
7 Approve Renewal of Proportional For For Management
Takeover Approval Provisions
--------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION
Ticker: FNV Security ID: 351858105
Meeting Date: MAY 05, 2021 Meeting Type: Annual/Special
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Harquail For For Management
1.2 Elect Director Paul Brink For For Management
1.3 Elect Director Tom Albanese For For Management
1.4 Elect Director Derek W. Evans For For Management
1.5 Elect Director Catharine Farrow For For Management
1.6 Elect Director Louis Gignac For For Management
1.7 Elect Director Maureen Jensen For For Management
1.8 Elect Director Jennifer Maki For For Management
1.9 Elect Director Randall Oliphant For For Management
1.10 Elect Director Elliott Pew For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter M. Carlino For For Management
1b Elect Director Carol (Lili) Lynton For For Management
1c Elect Director Joseph W. Marshall, III For For Management
1d Elect Director James B. Perry For For Management
1e Elect Director Barry F. Schwartz For For Management
1f Elect Director Earl C. Shanks For For Management
1g Elect Director E. Scott Urdang For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GARMIN LTD.
Ticker: GRMN Security ID: H2906T109
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Dividends For For Management
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Elect Director Jonathan C. Burrell For For Management
5.2 Elect Director Joseph J. Hartnett For For Management
5.3 Elect Director Min H. Kao For For Management
5.4 Elect Director Catherine A. Lewis For For Management
5.5 Elect Director Charles W. Peffer For For Management
5.6 Elect Director Clifton A. Pemble For For Management
6 Elect Min H. Kao as Board Chairman For For Management
7.1 Appoint Jonathan C. Burrell as Member For For Management
of the Compensation Committee
7.2 Appoint Joseph J. Hartnett as Member For For Management
of the Compensation Committee
7.3 Appoint Catherine A. Lewis as Member For For Management
of the Compensation Committee
7.4 Appoint Charles W. Peffer as Member of For For Management
the Compensation Committee
8 Designate Wuersch & Gering LLP as For For Management
Independent Proxy
9 Ratify Ernst & Young LLP as Auditors For For Management
and Ernst & Young Ltd as Statutory
Auditor
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Fiscal Year 2022 Maximum For For Management
Aggregate Compensation for the
Executive Management
12 Approve Maximum Aggregate Compensation For For Management
for the Board of Directors for the
Period Between the 2021 AGM and the
2022 AGM
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Kerry Clark For For Management
1b Elect Director David M. Cordani For For Management
1c Elect Director Roger W. Ferguson, Jr. For For Management
1d Elect Director Jeffrey L. Harmening For For Management
1e Elect Director Maria G. Henry For For Management
1f Elect Director Jo Ann Jenkins For For Management
1g Elect Director Elizabeth C. Lempres For For Management
1h Elect Director Diane L. Neal For For Management
1i Elect Director Steve Odland For For Management
1j Elect Director Maria A. Sastre For For Management
1k Elect Director Eric D. Sprunk For For Management
1l Elect Director Jorge A. Uribe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENTEX CORPORATION
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Brown For For Management
1.2 Elect Director Steve Downing For For Management
1.3 Elect Director Gary Goode For For Management
1.4 Elect Director James Hollars For For Management
1.5 Elect Director Richard Schaum For For Management
1.6 Elect Director Kathleen Starkoff For For Management
1.7 Elect Director Brian Walker For For Management
1.8 Elect Director James Wallace For For Management
1.9 Elect Director Ling Zang For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline K. Barton For For Management
1b Elect Director Jeffrey A. Bluestone For For Management
1c Elect Director Sandra J. Horning For For Management
1d Elect Director Kelly A. Kramer For For Management
1e Elect Director Kevin E. Lofton For For Management
1f Elect Director Harish Manwani For Against Management
1g Elect Director Daniel P. O'Day For For Management
1h Elect Director Javier J. Rodriguez For For Management
1i Elect Director Anthony Welters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: G3910J112
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Sir Jonathan Symonds as For For Management
Director
4 Re-elect Dame Emma Walmsley as Director For For Management
5 Re-elect Charles Bancroft as Director For For Management
6 Re-elect Vindi Banga as Director For For Management
7 Re-elect Dr Hal Barron as Director For For Management
8 Re-elect Dr Vivienne Cox as Director For For Management
9 Re-elect Lynn Elsenhans as Director For For Management
10 Re-elect Dr Laurie Glimcher as Director For For Management
11 Re-elect Dr Jesse Goodman as Director For For Management
12 Re-elect Iain Mackay as Director For For Management
13 Re-elect Urs Rohner as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD.
Ticker: EAF Security ID: 384313508
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine L. Clegg For For Management
1.2 Elect Director Jeffrey C. Dutton For For Management
1.3 Elect Director Anthony R. Taccone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HIKMA PHARMACEUTICALS PLC
Ticker: HIK Security ID: G4576K104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
4 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
5 Elect Douglas Hurt as Director For For Management
6 Re-elect Said Darwazah as Director For For Management
7 Re-elect Siggi Olafsson as Director For For Management
8 Re-elect Mazen Darwazah as Director For For Management
9 Re-elect Patrick Butler as Director For For Management
10 Re-elect Ali Al-Husry as Director For For Management
11 Re-elect Dr Pamela Kirby as Director For For Management
12 Re-elect John Castellani as Director For For Management
13 Re-elect Nina Henderson as Director For For Management
14 Re-elect Cynthia Schwalm as Director For For Management
15 Approve Remuneration Report For For Management
16 Adopt New Articles of Association For For Management
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
HITACHI LTD.
Ticker: 6501 Security ID: J20454112
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: MAY 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ihara, Katsumi For For Management
1.2 Elect Director Ravi Venkatesan For For Management
1.3 Elect Director Cynthia Carroll For For Management
1.4 Elect Director Joe Harlan For For Management
1.5 Elect Director George Buckley For For Management
1.6 Elect Director Louise Pentland For For Management
1.7 Elect Director Mochizuki, Harufumi For For Management
1.8 Elect Director Yamamoto, Takatoshi For For Management
1.9 Elect Director Yoshihara, Hiroaki For For Management
1.10 Elect Director Helmuth Ludwig For For Management
1.11 Elect Director Seki, Hideaki For Against Management
1.12 Elect Director Nakanishi, Hiroaki For Against Management
1.13 Elect Director Higashihara, Toshiaki For Against Management
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Deborah Flint For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Grace D. Lieblein For For Management
1I Elect Director Raymond T. Odierno For For Management
1J Elect Director George Paz For For Management
1K Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
HONG KONG EXCHANGES & CLEARING LTD.
Ticker: 388 Security ID: Y3506N139
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Nicholas Charles Allen as For For Management
Director
2b Elect Cheung Ming Ming, Anna as For For Management
Director
2c Elect Zhang Yichen as Director For For Management
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HOYA CORP.
Ticker: 7741 Security ID: J22848105
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Uchinaga, Yukako For For Management
1.2 Elect Director Urano, Mitsudo For For Management
1.3 Elect Director Kaihori, Shuzo For For Management
1.4 Elect Director Yoshihara, Hiroaki For For Management
1.5 Elect Director Abe, Yasuyuki For For Management
1.6 Elect Director Suzuki, Hiroshi For For Management
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Raquel C. Bono For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director Wayne A. I. Frederick For For Management
1f Elect Director John W. Garratt For For Management
1g Elect Director David A. Jones, Jr. For For Management
1h Elect Director Karen W. Katz For For Management
1i Elect Director Marcy S. Klevorn For For Management
1j Elect Director William J. McDonald For For Management
1k Elect Director Jorge S. Mesquita For For Management
1l Elect Director James J. O'Brien For For Management
1m Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lizabeth Ardisana For For Management
1.2 Elect Director Alanna Y. Cotton For For Management
1.3 Elect Director Ann B. (Tanny) Crane For For Management
1.4 Elect Director Robert S. Cubbin For For Management
1.5 Elect Director Steven G. Elliott For For Management
1.6 Elect Director Gina D. France For For Management
1.7 Elect Director J. Michael Hochschwender For For Management
1.8 Elect Director John C. (Chris) Inglis For For Management
1.9 Elect Director Katherine M. A. (Allie) For For Management
Kline
1.10 Elect Director Richard W. Neu For For Management
1.11 Elect Director Kenneth J. Phelan For For Management
1.12 Elect Director David L. Porteous For For Management
1.13 Elect Director Stephen D. Steinour For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
IMPERIAL BRANDS PLC
Ticker: IMB Security ID: G4720C107
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve International Sharesave Plan For For Management
5 Approve Long Term Incentive Plan For For Management
6 Approve Deferred Share Bonus Plan For For Management
7 Approve Final Dividend For For Management
8 Elect Stefan Bomhard as Director For For Management
9 Re-elect Susan Clark as Director For For Management
10 Re-elect Therese Esperdy as Director For For Management
11 Elect Alan Johnson as Director For For Management
12 Elect Robert Kunze-Concewitz as For For Management
Director
13 Re-elect Simon Langelier as Director For For Management
14 Elect Pierre-Jean Sivignon as Director For For Management
15 Re-elect Steven Stanbrook as Director For For Management
16 Re-elect Jonathan Stanton as Director For For Management
17 Re-elect Oliver Tant as Director For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity For For Management
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Buberl For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director David N. Farr For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Michelle J. Howard For For Management
1f Elect Director Arvind Krishna For For Management
1g Elect Director Andrew N. Liveris For For Management
1h Elect Director Frederick William For For Management
McNabb, III
1i Elect Director Martha E. Pollack For For Management
1j Elect Director Joseph R. Swedish For For Management
1k Elect Director Peter R. Voser For For Management
1l Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
5 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
6 Publish Annually a Report Assessing For For Shareholder
Diversity, Equity, and Inclusion
Efforts
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: T55067101
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Approve Allocation of Income For For Management
2a Approve Remuneration Policy For For Management
2b Approve Second Section of the For For Management
Remuneration Report
2c Approve Fixed-Variable Compensation For For Management
Ratio
2d Approve Annual Incentive Plan For For Management
2e Amend POP Long-Term Incentive Plan For Against Management
2f Approve Director, Officer, and For For Management
Internal Auditors Liability and
Indemnity Insurance
3a Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Service Incentive Plan
3b Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
1 Amend Company Bylaws For For Management
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eve Burton For For Management
1b Elect Director Scott D. Cook For For Management
1c Elect Director Richard L. Dalzell For For Management
1d Elect Director Sasan K. Goodarzi For For Management
1e Elect Director Deborah Liu For For Management
1f Elect Director Tekedra Mawakana For For Management
1g Elect Director Suzanne Nora Johnson For For Management
1h Elect Director Dennis D. Powell For For Management
1i Elect Director Brad D. Smith For For Management
1j Elect Director Thomas Szkutak For For Management
1k Elect Director Raul Vazquez For For Management
1l Elect Director Jeff Weiner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INVITATION HOMES, INC.
Ticker: INVH Security ID: 46187W107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Fascitelli For For Management
1.2 Elect Director Dallas B. Tanner For For Management
1.3 Elect Director Jana Cohen Barbe For For Management
1.4 Elect Director Richard D. Bronson For For Management
1.5 Elect Director Jeffrey E. Kelter For For Management
1.6 Elect Director Joseph D. Margolis For For Management
1.7 Elect Director John B. Rhea For For Management
1.8 Elect Director J. Heidi Roizen For For Management
1.9 Elect Director Janice L. Sears For For Management
1.10 Elect Director William J. Stein For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC.
Ticker: JKHY Security ID: 426281101
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew C. Flanigan For For Management
1.2 Elect Director John F. Prim For For Management
1.3 Elect Director Thomas H. Wilson, Jr. For For Management
1.4 Elect Director Jacque R. Fiegel For For Management
1.5 Elect Director Thomas A. Wimsett For For Management
1.6 Elect Director Laura G. Kelly For For Management
1.7 Elect Director Shruti S. Miyashiro For For Management
1.8 Elect Director Wesley A. Brown For For Management
1.9 Elect Director David B. Foss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement for Acquisition
Transactions
4 Ratify PricewaterhouseCoopers, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JAPAN TOBACCO INC.
Ticker: 2914 Security ID: J27869106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 77
2 Elect Director Kitera, Masato For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Nadja Y. West For For Management
1n Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Government Financial Support Against For Shareholder
and Access to COVID-19 Vaccines and
Therapeutics
5 Require Independent Board Chair Against Against Shareholder
6 Report on Civil Rights Audit Against Against Shareholder
7 Adopt Policy on Bonus Banking Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle For For Management
Perochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
Shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Omnibus Stock Plan For For Management
7 Approve the Directors' Authority to For For Management
Allot Shares
8 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For For Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For For Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Phebe N. Novakovic For For Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
6 Report on Racial Equity Audit Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
8 Report on Congruency Political Against For Shareholder
Analysis and Electioneering
Expenditures
--------------------------------------------------------------------------------
KDDI CORP.
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Tanaka, Takashi For For Management
2.2 Elect Director Takahashi, Makoto For For Management
2.3 Elect Director Shoji, Takashi For For Management
2.4 Elect Director Muramoto, Shinichi For For Management
2.5 Elect Director Mori, Keiichi For For Management
2.6 Elect Director Morita, Kei For For Management
2.7 Elect Director Amamiya, Toshitake For For Management
2.8 Elect Director Takeyama, Hirokuni For For Management
2.9 Elect Director Yoshimura, Kazuyuki For For Management
2.10 Elect Director Yamaguchi, Goro For For Management
2.11 Elect Director Yamamoto, Keiji For For Management
2.12 Elect Director Oyagi, Shigeo For For Management
2.13 Elect Director Kano, Riyo For For Management
2.14 Elect Director Goto, Shigeki For For Management
3 Appoint Statutory Auditor Asahina, For For Management
Yukihiro
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Culver For For Management
1.2 Elect Director Robert W. Decherd For For Management
1.3 Elect Director Michael D. Hsu For For Management
1.4 Elect Director Mae C. Jemison For For Management
1.5 Elect Director S. Todd Maclin For For Management
1.6 Elect Director Sherilyn S. McCoy For For Management
1.7 Elect Director Christa S. Quarles For For Management
1.8 Elect Director Ian C. Read For Against Management
1.9 Elect Director Dunia A. Shive For For Management
1.10 Elect Director Mark T. Smucker For For Management
1.11 Elect Director Michael D. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
6 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director C. Park Shaper For For Management
1.12 Elect Director William A. Smith For For Management
1.13 Elect Director Joel V. Staff For For Management
1.14 Elect Director Robert F. Vagt For For Management
1.15 Elect Director Perry M. Waughtal For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC.
Ticker: KNX Security ID: 499049104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary Knight For For Management
1.2 Elect Director Kathryn Munro For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
KONE OYJ
Ticker: KNEBV Security ID: X4551T105
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.7475 per Class A
Share and EUR 1.75 per Class B Share;
Approve Extra Dividends of EUR 0.4975
per Class A Share and EUR 0.50 per
Class B Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For Against Management
Vote)
11 Approve Remuneration of Directors in For Against Management
the Amount of EUR 220,000 for
Chairman, EUR 125,000 for Vice
Chairman, and EUR 110,000 for Other
Directors
12 Fix Number of Directors at Eight For For Management
13 Reelect Matti Alahuhta, Susan For Against Management
Duinhoven, Antti Herlin, Iiris Herlin,
Jussi Herlin, Ravi Kant and Juhani
Kaskeala as Directors; Elect Jennifer
Xin-Zhe Li as New Director
14 Approve Remuneration of Auditors For For Management
15 Elect One Auditor for the Term Ending For For Management
on the Conclusion of AGM 2020
16 Ratify Ernst & Young as Auditors For For Management
17 Authorize Share Repurchase Program For For Management
18 Approve Issuance of Shares and Options For For Management
without Preemptive Rights
19 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE AHOLD DELHAIZE NV
Ticker: AD Security ID: N0074E105
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Adopt Financial Statements For For Management
5 Approve Dividends of EUR 0.90 Per Share For For Management
6 Approve Remuneration Report For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Elect Jan Zijderveld to Supervisory For For Management
Board
10 Elect Bala Subramanian to Supervisory For For Management
Board
11 Ratify PricewaterhouseCoopers For For Management
Accountants N.V as Auditors
12 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
13 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
14 Authorize Board to Acquire Common For For Management
Shares
15 Approve Cancellation of Repurchased For For Management
Shares
16 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE DSM NV
Ticker: DSM Security ID: N5017D122
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Amend Articles of Association For For Management
3 Receive Report of Management Board None None Management
(Non-Voting)
4 Approve Remuneration Report For For Management
5 Adopt Financial Statements and For For Management
Statutory Reports
6.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
6.b Approve Dividends of EUR 2.40 Per Share For For Management
7.a Approve Discharge of Management Board For For Management
7.b Approve Discharge of Supervisory Board For For Management
8 Reelect Dimitri de Vreeze to For For Management
Management Board
9.a Reelect Frits van Paasschen to For For Management
Supervisory Board
9.b Reelect John Ramsay to Supervisory For For Management
Board
9.c Elect Carla Mahieu to Supervisory Board For For Management
9.d Elect Corien M. Wortmann-Kool to For For Management
Supervisory Board
10 Ratify KPMG Accountants N.V as Auditors For For Management
11.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Exclude Pre-emptive Rights
11.b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital in
Connection with a Rights Issue
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Approve Reduction in Share Capital For For Management
through Cancellation of Shares
14 Other Business (Non-Voting) None None Management
15 Discuss Voting Results None None Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
LAFARGEHOLCIM LTD.
Ticker: LHN Security ID: H4768E105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 2.00 per For For Management
Share from Capital Contribution
Reserves
4.1 Change Company Name to Holcim Ltd For For Management
4.2 Change Location of Registered For For Management
Office/Headquarters to Zug, Switzerland
5.1a Reelect Beat Hess as Director and For For Management
Board Chairman
5.1b Reelect Philippe Block as Director For For Management
5.1c Reelect Kim Fausing as Director For For Management
5.1d Reelect Colin Hall as Director For For Management
5.1e Reelect Naina Kidwai as Director For For Management
5.1f Reelect Patrick Kron as Director For For Management
5.1g Reelect Adrian Loader as Director For For Management
5.1h Reelect Juerg Oleas as Director For For Management
5.1i Reelect Claudia Ramirez as Director For For Management
5.1j Reelect Hanne Sorensen as Director For For Management
5.1k Reelect Dieter Spaelti as Director For For Management
5.2 Elect Jan Jenisch as Director For For Management
5.3.1 Reappoint Colin Hall as Member of the For For Management
Nomination, Compensation and
Governance Committee
5.3.2 Reappoint Adrian Loader as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.3.3 Reappoint Claudia Ramirez as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.3.4 Appoint Hanne Sorensen as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.4 Appoint Dieter Spaelti as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.5.1 Ratify Deloitte AG as Auditors For For Management
5.5.2 Designate Sabine Burkhalter For For Management
Kaimakliotis as Independent Proxy
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.2 Million
6.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 42.5
Million
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LAWSON, INC.
Ticker: 2651 Security ID: J3871L103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2.1 Elect Director Takemasu, Sadanobu For For Management
2.2 Elect Director Imada, Katsuyuki For For Management
2.3 Elect Director Nakaniwa, Satoshi For For Management
2.4 Elect Director Hayashi, Keiko For For Management
2.5 Elect Director Iwamura, Miki For For Management
2.6 Elect Director Suzuki, Satoko For For Management
2.7 Elect Director Kikuchi, Kiyotaka For For Management
3 Appoint Statutory Auditor Miyazaki, Jun For For Management
--------------------------------------------------------------------------------
LAZARD LTD
Ticker: LAZ Security ID: G54050102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann-Kristin Achleitner For For Management
1.2 Elect Director Andrew M. Alper For For Management
1.3 Elect Director Ashish Bhutani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
LEGRAND SA
Ticker: LR Security ID: F56196185
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.42 per Share
4 Approve Compensation Report of For For Management
Corporate Officers
5 Approve Compensation of Gilles For For Management
Schnepp, Chairman of the Board Until
30 June 2020
6 Approve Compensation of Angeles For For Management
Garcia-Poveda, Chairman of the Board
Since 1 July 2020
7 Approve Compensation of Benoit For For Management
Coquart, CEO
8 Approve Remuneration Policy of For For Management
Chairman of the Board
9 Approve Remuneration Policy of CEO For For Management
10 Approve Remuneration Policy of Board For For Management
Members
11 Reelect Annalisa Loustau Elia as For For Management
Director
12 Elect Jean-Marc Chery as Director For For Management
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize up to 1.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
16 Amend Article 12.4 of Bylaws Re: Vote For For Management
Instructions
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC.
Ticker: LDOS Security ID: 525327102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory R. Dahlberg For For Management
1b Elect Director David G. Fubini For For Management
1c Elect Director Miriam E. John For For Management
1d Elect Director Frank Kendall, III For For Management
1e Elect Director Robert C. Kovarik, Jr. For For Management
1f Elect Director Harry M. J. Kraemer, Jr. For For Management
1g Elect Director Roger A. Krone For For Management
1h Elect Director Gary S. May For For Management
1i Elect Director Surya N. Mohapatra For For Management
1j Elect Director Robert S. Shapard For For Management
1k Elect Director Susan M. Stalnecker For For Management
1l Elect Director Noel B. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LIFE STORAGE, INC.
Ticker: LSI Security ID: 53223X107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark G. Barberio For For Management
1.2 Elect Director Joseph V. Saffire For For Management
1.3 Elect Director Stephen R. Rusmisel For For Management
1.4 Elect Director Arthur L. Havener, Jr. For For Management
1.5 Elect Director Dana Hamilton For For Management
1.6 Elect Director Edward J. Pettinella For For Management
1.7 Elect Director David L. Rogers For For Management
1.8 Elect Director Susan Harnett For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIXIL CORP.
Ticker: 5938 Security ID: J3893W103
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Allow Virtual Only For For Management
Shareholder Meetings
2.1 Elect Director Seto, Kinya For For Management
2.2 Elect Director Matsumoto, Sachio For For Management
2.3 Elect Director Hwa Jin Song Montesano For For Management
2.4 Elect Director Uchibori, Tamio For For Management
2.5 Elect Director Suzuki, Teruo For For Management
2.6 Elect Director Nishiura, Yuji For For Management
2.7 Elect Director Hamaguchi, Daisuke For For Management
2.8 Elect Director Matsuzaki, Masatoshi For For Management
2.9 Elect Director Konno, Shiho For For Management
2.10 Elect Director Watahiki, Mariko For For Management
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director David B. Burritt For For Management
1.3 Elect Director Bruce A. Carlson For For Management
1.4 Elect Director Joseph F. Dunford, Jr. For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Ilene S. Gordon For For Management
1.8 Elect Director Vicki A. Hollub For For Management
1.9 Elect Director Jeh C. Johnson For For Management
1.10 Elect Director Debra L. Reed-Klages For For Management
1.11 Elect Director James D. Taiclet For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Human Rights Due Diligence Against Against Shareholder
--------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A.
Ticker: LOGN Security ID: H50430232
Meeting Date: SEP 09, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Appropriation of Retained Earnings and For For Management
Declaration of Dividend
4 Approve Creation of CHF 4.3 Million For For Management
Pool of Authorized Capital without
Preemptive Rights
5 Approve Discharge of Board and Senior For For Management
Management
6A Elect Director Patrick Aebischer For For Management
6B Elect Director Wendy Becker For For Management
6C Elect Director Edouard Bugnion For For Management
6D Elect Director Bracken Darrell For For Management
6E Elect Director Guy Gecht For For Management
6F Elect Director Didier Hirsch For For Management
6G Elect Director Neil Hunt For For Management
6H Elect Director Marjorie Lao For For Management
6I Elect Director Neela Montgomery For For Management
6J Elect Director Michael Polk For For Management
6K Elect Director Riet Cadonau For For Management
6L Elect Director Deborah Thomas For For Management
7 Elect Wendy Becker as Board Chairman For For Management
8A Appoint Edouard Bugnion as Member of For For Management
the Compensation Committee
8B Appoint Neil Hunt as Member of the For For Management
Compensation Committee
8C Appoint Michael Polk as Member of the For For Management
Compensation Committee
8D Appoint Riet Cadonau as Member of the For For Management
Compensation Committee
9 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF
3,500,000
10 Approve Remuneration of the Group For For Management
Management Team in the Amount of USD
29,400,000
11 Ratify KPMG AG as Auditors and Ratify For For Management
KPMG LLP as Independent Registered
Public Accounting Firm for Fiscal Year
2021
12 Designate Etude Regina Wenger & Sarah For For Management
Keiser-Wuger as Independent
Representative
A Authorize Independent Representative For Against Management
to Vote on Any Amendment to Previous
Resolutions
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSE Security ID: G5689U103
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Proposed Divestment of London Stock
Exchange Group Holdings Italia S.p.A.
to Euronext N.V.
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSEG Security ID: G5689U103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For Against Management
4 Re-elect Jacques Aigrain as Director For For Management
5 Re-elect Dominic Blakemore as Director For For Management
6 Re-elect Kathleen DeRose as Director For For Management
7 Re-elect Cressida Hogg as Director For For Management
8 Re-elect Stephen O'Connor as Director For For Management
9 Re-elect Val Rahmani as Director For For Management
10 Re-elect Don Robert as Director For For Management
11 Re-elect David Schwimmer as Director For For Management
12 Elect Martin Brand as Director For For Management
13 Elect Erin Brown as Director For For Management
14 Elect Anna Manz as Director For For Management
15 Elect Douglas Steenland as Director For For Management
16 Reappoint Ernst & Young LLP as Auditors For For Management
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity For For Management
19 Authorise UK Political Donations and For For Management
Expenditure
20 Approve SAYE Option Plan For For Management
21 Adopt New Articles of Association For For Management
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dan H. Arnold For For Management
1b Elect Director Edward C. Bernard For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director William F. Glavin, Jr. For For Management
1e Elect Director Allison H. Mnookin For For Management
1f Elect Director Anne M. Mulcahy For For Management
1g Elect Director James S. Putnam For For Management
1h Elect Director Richard P. Schifter For For Management
1i Elect Director Corey E. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC.
Ticker: MKTX Security ID: 57060D108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. McVey For For Management
1b Elect Director Nancy Altobello For For Management
1c Elect Director Steven L. Begleiter For For Management
1d Elect Director Stephen P. Casper For For Management
1e Elect Director Jane Chwick For For Management
1f Elect Director Christopher R. Concannon For For Management
1g Elect Director William F. Cruger For For Management
1h Elect Director Kourtney Gibson For For Management
1i Elect Director Justin G. Gmelich For For Management
1j Elect Director Richard G. Ketchum For For Management
1k Elect Director Emily H. Portney For For Management
1l Elect Director Richard L. Prager For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Alexander For For Management
1b Elect Director Marie A. Ffolkes For For Management
1c Elect Director John C. Plant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William (Bill) P. For For Management
Sullivan
1b Elect Director Tunc Doluca For For Management
1c Elect Director Tracy C. Accardi For For Management
1d Elect Director James R. Bergman For For Management
1e Elect Director Joseph R. Bronson For For Management
1f Elect Director Robert E. Grady For For Management
1g Elect Director Mercedes Johnson For For Management
1h Elect Director William D. Watkins For For Management
1i Elect Director MaryAnn Wright For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MCDONALD'S HOLDINGS CO. (JAPAN) LTD.
Ticker: 2702 Security ID: J4261C109
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 36
2.1 Elect Director Hiiro, Tamotsu For For Management
2.2 Elect Director Shimodaira, Atsuo For For Management
2.3 Elect Director Robert D. Larson For For Management
2.4 Elect Director Miyashita, Kenji For For Management
2.5 Elect Director Andrew V. Hipsley For For Management
2.6 Elect Director Kawamura, Akira For For Management
3 Approve Director Retirement Bonus For Against Management
--------------------------------------------------------------------------------
MEDIBANK PRIVATE LIMITED
Ticker: MPL Security ID: Q5921Q109
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Tracey Batten as Director For For Management
3 Elect Anna Bligh as Director For For Management
4 Elect Mike Wilkins as Director For For Management
5 Approve Remuneration Report For For Management
6 Approve Grant of Performance Rights to For For Management
Craig Drummond
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Andrea J. Goldsmith For For Management
1e Elect Director Randall J. Hogan, III For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director James T. Lenehan For For Management
1h Elect Director Kevin E. Lofton For For Management
1i Elect Director Geoffrey S. Martha For For Management
1j Elect Director Elizabeth G. Nabel For For Management
1k Elect Director Denise M. O'Leary For For Management
1l Elect Director Kendall J. Powell For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights Under
Irish Law
6 Authorize Overseas Market Purchases of For For Management
Ordinary Shares
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Mary Ellen Coe For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Kenneth C. Frazier For For Management
1e Elect Director Thomas H. Glocer For For Management
1f Elect Director Risa J. Lavizzo-Mourey For For Management
1g Elect Director Stephen L. Mayo For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Access to COVID-19 Products Against For Shareholder
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl W. Grise For For Management
1b Elect Director Carlos M. Gutierrez For For Management
1c Elect Director Gerald L. Hassell For For Management
1d Elect Director David L. Herzog For For Management
1e Elect Director R. Glenn Hubbard For For Management
1f Elect Director Edward J. Kelly, III For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director Michel A. Khalaf For For Management
1i Elect Director Catherine R. Kinney For For Management
1j Elect Director Diana L. McKenzie For For Management
1k Elect Director Denise M. Morrison For For Management
1l Elect Director Mark A. Weinberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP, INC.
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12.5
2.1 Elect Director Fujii, Mariko For For Management
2.2 Elect Director Honda, Keiko For For Management
2.3 Elect Director Kato, Kaoru For For Management
2.4 Elect Director Kuwabara, Satoko For For Management
2.5 Elect Director Toby S. Myerson For For Management
2.6 Elect Director Nomoto, Hirofumi For For Management
2.7 Elect Director Shingai, Yasushi For For Management
2.8 Elect Director Tsuji, Koichi For For Management
2.9 Elect Director Tarisa Watanagase For For Management
2.10 Elect Director Ogura, Ritsuo For Against Management
2.11 Elect Director Miyanaga, Kenichi For Against Management
2.12 Elect Director Mike, Kanetsugu For For Management
2.13 Elect Director Araki, Saburo For For Management
2.14 Elect Director Nagashima, Iwao For For Management
2.15 Elect Director Hanzawa, Junichi For For Management
2.16 Elect Director Kamezawa, Hironori For Against Management
3 Amend Articles to Disclose Plan Against Against Shareholder
Outlining Company's Business Strategy
to Align Investments with Goals of
Paris Agreement
4 Amend Articles to Add Provision on Against For Shareholder
Early Submission of Annual Yuho
Securities Report
5 Amend Articles to Prohibit Officers Against Against Shareholder
and Employees of the Company from
Committing Parental Child Abduction
for Gaining Advantage in Custody
Disputes
6 Amend Articles to Prohibit Provision Against Against Shareholder
of Financing and Other Inappropriate
Transactions to Anti-Social Forces
7 Amend Articles to Establish Helpline Against Against Shareholder
for Whistle-Blowers
8 Appoint Shareholder Director Nominee Against Against Shareholder
Ino, Tatsuki
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lewis W.K. Booth For For Management
1b Elect Director Charles E. Bunch For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Peter W. May For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Jane Hamilton Nielsen For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Christiana S. Shi For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Michael A. Todman For For Management
1k Elect Director Jean-Francois M. L. van For For Management
Boxmeer
1l Elect Director Dirk Van de Put For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
--------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC.
Ticker: MPWR Security ID: 609839105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugen Elmiger For For Management
1.2 Elect Director Jeff Zhou For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC.
Ticker: MSM Security ID: 553530106
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mitchell Jacobson For For Management
1.2 Elect Director Erik Gershwind For For Management
1.3 Elect Director Louise Goeser For For Management
1.4 Elect Director Michael Kaufmann For For Management
1.5 Elect Director Steven Paladino For For Management
1.6 Elect Director Philip Peller For For Management
1.7 Elect Director Rudina Seseri For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MSCI INC.
Ticker: MSCI Security ID: 55354G100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Henry A. Fernandez For For Management
1b Elect Director Robert G. Ashe For For Management
1c Elect Director Wayne Edmunds For For Management
1d Elect Director Catherine R. Kinney For For Management
1e Elect Director Jacques P. Perold For For Management
1f Elect Director Sandy C. Rattray For For Management
1g Elect Director Linda H. Riefler For For Management
1h Elect Director Marcus L. Smith For For Management
1i Elect Director Paula Volent For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NASDAQ, INC.
Ticker: NDAQ Security ID: 631103108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melissa M. Arnoldi For For Management
1b Elect Director Charlene T. Begley For For Management
1c Elect Director Steven D. Black For For Management
1d Elect Director Adena T. Friedman For For Management
1e Elect Director Essa Kazim For For Management
1f Elect Director Thomas A. Kloet For For Management
1g Elect Director John D. Rainey For For Management
1h Elect Director Michael R. Splinter For For Management
1i Elect Director Jacob Wallenberg For For Management
1j Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
NATIONAL BANK OF CANADA
Ticker: NA Security ID: 633067103
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maryse Bertrand For For Management
1.2 Elect Director Pierre Blouin For For Management
1.3 Elect Director Pierre Boivin For For Management
1.4 Elect Director Manon Brouillette For For Management
1.5 Elect Director Yvon Charest For For Management
1.6 Elect Director Patricia Curadeau-Grou For For Management
1.7 Elect Director Laurent Ferreira For For Management
1.8 Elect Director Jean Houde For For Management
1.9 Elect Director Karen Kinsley For For Management
1.10 Elect Director Rebecca McKillican For For Management
1.11 Elect Director Robert Pare For For Management
1.12 Elect Director Lino A. Saputo For For Management
1.13 Elect Director Andree Savoie For For Management
1.14 Elect Director Macky Tall For For Management
1.15 Elect Director Pierre Thabet For For Management
1.16 Elect Director Louis Vachon For For Management
2 Advisory Vote on Executive For For Management
Compensation Approach
3 Ratify Deloitte LLP as Auditors For For Management
4 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share
4.1.a Reelect Paul Bulcke as Director and For For Management
Board Chairman
4.1.b Reelect Ulf Schneider as Director For For Management
4.1.c Reelect Henri de Castries as Director For For Management
4.1.d Reelect Renato Fassbind as Director For For Management
4.1.e Reelect Pablo Isla as Director For For Management
4.1.f Reelect Ann Veneman as Director For For Management
4.1.g Reelect Eva Cheng as Director For For Management
4.1.h Reelect Patrick Aebischer as Director For For Management
4.1.i Reelect Kasper Rorsted as Director For For Management
4.1.j Reelect Kimberly Ross as Director For For Management
4.1.k Reelect Dick Boer as Director For For Management
4.1.l Reelect Dinesh Paliwal as Director For For Management
4.1.m Reelect Hanne Jimenez de Mora as For For Management
Director
4.2 Elect Lindiwe Sibanda as Director For For Management
4.3.1 Appoint Pablo Isla as Member of the For For Management
Compensation Committee
4.3.2 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.3.3 Appoint Dick Boer as Member of the For For Management
Compensation Committee
4.3.4 Appoint Kasper Rorsted as Member of For For Management
the Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For For Management
4.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 57.5
Million
6 Approve CHF 6.6 Million Reduction in For For Management
Share Capital as Part of the Share
Buyback Program via Cancellation of
Repurchased Shares
7 Approve Climate Action Plan For For Management
8 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NEWCREST MINING LTD.
Ticker: NCM Security ID: Q6651B114
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Sally-Anne Layman as Director For For Management
2b Elect Roger Higgins as Director For For Management
2c Elect Gerard Bond as Director For For Management
3a Approve Grant of Performance Rights to For For Management
Sandeep Biswas
3b Approve Grant of Performance Rights to For For Management
Gerard Bond
4 Approve Remuneration Report For For Management
5 Approve Renewal of Proportional For For Management
Takeover Bid Provisions in the
Constitution
6 Approve the Amendments to the For Against Management
Company's Constitution
--------------------------------------------------------------------------------
NEWMARKET CORPORATION
Ticker: NEU Security ID: 651587107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis L. Cothran For For Management
1.2 Elect Director Mark M. Gambill For For Management
1.3 Elect Director Bruce C. Gottwald For For Management
1.4 Elect Director Thomas E. Gottwald For For Management
1.5 Elect Director Patrick D. Hanley For For Management
1.6 Elect Director H. Hiter Harris, III For For Management
1.7 Elect Director James E. Rogers For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NINTENDO CO., LTD.
Ticker: 7974 Security ID: J51699106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 1410
2.1 Elect Director Furukawa, Shuntaro For For Management
2.2 Elect Director Miyamoto, Shigeru For For Management
2.3 Elect Director Takahashi, Shinya For For Management
2.4 Elect Director Shiota, Ko For For Management
2.5 Elect Director Shibata, Satoru For For Management
2.6 Elect Director Chris Meledandri For For Management
--------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: 9432 Security ID: J59396101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2 Approve Trust-Type Equity Compensation For For Management
Plan
3 Approve Cash Compensation Ceiling for For For Management
Directors and Compensation Ceiling Set
Aside for Board Members Shareholding
Association
4 Remove Incumbent Director Shibutani, Against Against Shareholder
Naoki
--------------------------------------------------------------------------------
NISSAN CHEMICAL CORP.
Ticker: 4021 Security ID: J56988108
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 58
2.1 Elect Director Kinoshita, Kojiro For For Management
2.2 Elect Director Yagi, Shinsuke For For Management
2.3 Elect Director Miyazaki, Junichi For For Management
2.4 Elect Director Honda, Takashi For For Management
2.5 Elect Director Suzuki, Hitoshi For For Management
2.6 Elect Director Yoshida, Hironori For For Management
2.7 Elect Director Oe, Tadashi For For Management
2.8 Elect Director Obayashi, Hidehito For For Management
2.9 Elect Director Kataoka, Kazunori For For Management
2.10 Elect Director Nakagawa, Miyuki For For Management
3 Appoint Statutory Auditor Takemoto, For Against Management
Shuichi
4 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
NOVOZYMES A/S
Ticker: NZYM.B Security ID: K7317J133
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 5.25 Per Share
4 Approve Remuneration Report For For Management
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.53 Million for
Chairman, DKK 1.02 Million for Vice
Chairman and DKK 510,000 for Other
Directors; Approve Remuneration for
Committee Work
6 Reelect Jorgen Buhl Rasmussen (Chair) For For Management
as Director
7 Reelect Cornelis de Jong (Vice Chair) For For Management
as Director
8a Reelect Heine Dalsgaard as Director For For Management
8b Elect Sharon James as Director For For Management
8c Reelect Kasim Kutay as Director For For Management
8d Reelect Kim Stratton as Director For For Management
8e Reelect Mathias Uhlen as Director For For Management
9 Ratify PricewaterhouseCoopers as For For Management
Auditors
10a Approve Creation of DKK 56.4 Million For For Management
Pool of Capital in B Shares without
Preemptive Rights; DKK 56.4 Million
Pool of Capital with Preemptive
Rights; and Pool of Capital in
Warrants without Preemptive Rights
10b Approve DKK 6 Million Reduction in For For Management
Share Capital via Share Cancellation
10c Authorize Share Repurchase Program For For Management
10d Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
10e Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
10f Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
11 Other Business None None Management
--------------------------------------------------------------------------------
OGE ENERGY CORP.
Ticker: OGE Security ID: 670837103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank A. Bozich For For Management
1b Elect Director Peter D. Clarke For For Management
1c Elect Director Luke R. Corbett For For Management
1d Elect Director David L. Hauser For For Management
1e Elect Director Luther (Luke) C. For For Management
Kissam, IV
1f Elect Director Judy R. McReynolds For For Management
1g Elect Director David E. Rainbolt For For Management
1h Elect Director J. Michael Sanner For For Management
1i Elect Director Sheila G. Talton For For Management
1j Elect Director Sean Trauschke For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
OLD REPUBLIC INTERNATIONAL CORPORATION
Ticker: ORI Security ID: 680223104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Kennedy For For Management
1.2 Elect Director Spencer LeRoy, III For For Management
1.3 Elect Director Peter B. McNitt For For Management
1.4 Elect Director Steven R. Walker For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OPEN TEXT CORPORATION
Ticker: OTEX Security ID: 683715106
Meeting Date: SEP 14, 2020 Meeting Type: Annual/Special
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director P. Thomas Jenkins For For Management
1.2 Elect Director Mark J. Barrenechea For For Management
1.3 Elect Director Randy Fowlie For For Management
1.4 Elect Director David Fraser For For Management
1.5 Elect Director Gail E. Hamilton For For Management
1.6 Elect Director Robert (Bob) Hau For For Management
1.7 Elect Director Stephen J. Sadler For For Management
1.8 Elect Director Harmit Singh For For Management
1.9 Elect Director Michael Slaunwhite For For Management
1.10 Elect Director Katharine B. Stevenson For For Management
1.11 Elect Director Deborah Weinstein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Employee Stock Purchase Plan For For Management
5 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director George H. Conrades For For Management
1.6 Elect Director Lawrence J. Ellison For Withhold Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Jeffrey O. Henley For For Management
1.9 Elect Director Renee J. James For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Leon E. Panetta For For Management
1.12 Elect Director William G. Parrett For For Management
1.13 Elect Director Naomi O. Seligman For For Management
1.14 Elect Director Vishal Sikka For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Gender Pay Gap Against For Shareholder
6 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
ORANGE SA
Ticker: ORA Security ID: F6866T100
Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Reelect Bpifrance Participations as For For Management
Director
6 Renew Appointment of KPMG as Auditor For For Management
7 Renew Appointment of Salustro Reydel For For Management
as Alternate Auditor
8 Appoint Deloitte as Auditor For For Management
9 Appoint Beas as Alternate Auditor For For Management
10 Ratify Change Location of Registered For For Management
Office to 111 Quai du President
Roosevelt, 92130 Issy-les-Moulineaux
11 Approve Compensation Report For For Management
12 Approve Compensation of Stephane For For Management
Richard, Chairman and CEO
13 Approve Compensation of Ramon For For Management
Fernandez, Vice-CEO
14 Approve Compensation of Gervais For For Management
Pellissier, Vice-CEO
15 Approve Remuneration Policy of the For For Management
Chairman and CEO
16 Approve Remuneration Policy of For For Management
Vice-CEOs
17 Approve Remuneration Policy of For For Management
Directors
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
20 Allow Board to Use Delegations under For Against Management
Item 19 Above in the Event of a Public
Tender Offer
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
22 Allow Board to Use Delegations under For Against Management
Item 21 Above in the Event of a Public
Tender Offer
23 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 1 Billion
24 Allow Board to Use Delegations under For Against Management
Item 23 Above in the Event of a Public
Tender Offer
25 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 19-24
26 Authorize Capital Increase of Up to For For Management
EUR 1 Billion for Future Exchange
Offers
27 Allow Board to Use Delegations under For Against Management
Item 26 Above in the Event of a Public
Tender Offer
28 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
29 Allow Board to Use Delegations under For Against Management
Item 28 Above in the Event of a Public
Tender Offer
30 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 3 Billion
31 Authorize up to 0.07 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
Reserved for Some Employees and
Executive Corporate Officers
32 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
33 Authorize Capitalization of Reserves For For Management
of Up to EUR 2 Billion for Bonus Issue
or Increase in Par Value
34 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
35 Authorize Filing of Required For For Management
Documents/Other Formalities
A Amending Item 31 of Current Meeting to Against Against Shareholder
Align the Allocation of Free Shares to
the Group Employees with that of LTIP
Incentives for Executives
B Amend Article 13 of Bylaws Re: Against Against Shareholder
Plurality of Directorships
C Access of Women to Positions of None None Shareholder
Responsibility and Equal Pay
--------------------------------------------------------------------------------
ORION OYJ
Ticker: ORNBV Security ID: X6002Y112
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 Per Share;
Approve Charitable Donations of up to
EUR 350,000
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For Against Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 90,000 for Chairman,
EUR 55,000 for Vice Chairman and
Chairmen of the Committees, and EUR
45,000 for Other Directors; Approve
Meeting Fees
12 Fix Number of Directors at Eight For For Management
13 Reelect Mikael Silvennoinen (Chair), For For Management
Kari Jussi Aho, Pia Kalsta, Ari
Lehtoranta, Timo Maasilta, Hilpi
Rautelin and Eija Ronkainen as
Directors; Elect Veli-Matti Mattila as
New Director
14 Approve Remuneration of Auditors For For Management
15 Ratify KPMG as Auditors For For Management
16 Approve Issuance of up to 14 Million For For Management
Class B Shares without Preemptive
Rights
17 Close Meeting None None Management
--------------------------------------------------------------------------------
OSAKA GAS CO., LTD.
Ticker: 9532 Security ID: J62320130
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27.5
2 Approve Transfer of Operations to For For Management
Wholly Owned Subsidiary
3.1 Elect Director Honjo, Takehiro For For Management
3.2 Elect Director Fujiwara, Masataka For For Management
3.3 Elect Director Miyagawa, Tadashi For For Management
3.4 Elect Director Matsui, Takeshi For For Management
3.5 Elect Director Tasaka, Takayuki For For Management
3.6 Elect Director Takeguchi, Fumitoshi For For Management
3.7 Elect Director Miyahara, Hideo For For Management
3.8 Elect Director Murao, Kazutoshi For For Management
3.9 Elect Director Kijima, Tatsuo For For Management
3.10 Elect Director Sato, Yumiko For For Management
4 Approve Restricted Stock Plan and Cash For For Management
Compensation Ceiling for Directors
--------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA
Ticker: PKG Security ID: 695156109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl K. Beebe For For Management
1.2 Elect Director Duane C. Farrington For For Management
1.3 Elect Director Donna A. Harman For For Management
1.4 Elect Director Mark W. Kowlzan For For Management
1.5 Elect Director Robert C. Lyons For For Management
1.6 Elect Director Thomas P. Maurer For For Management
1.7 Elect Director Samuel M. Mencoff For For Management
1.8 Elect Director Roger B. Porter For For Management
1.9 Elect Director Thomas S. Souleles For For Management
1.10 Elect Director Paul T. Stecko For For Management
1.11 Elect Director James D. Woodrum For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 15, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Thomas Golisano For For Management
1b Elect Director Thomas F. Bonadio For For Management
1c Elect Director Joseph G. Doody For For Management
1d Elect Director David J.S. Flaschen For For Management
1e Elect Director Pamela A. Joseph For For Management
1f Elect Director Martin Mucci For For Management
1g Elect Director Joseph M. Tucci For For Management
1h Elect Director Joseph M. Velli For For Management
1i Elect Director Kara Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Segun Agbaje For For Management
1b Elect Director Shona L. Brown For For Management
1c Elect Director Cesar Conde For For Management
1d Elect Director Ian Cook For For Management
1e Elect Director Dina Dublon For For Management
1f Elect Director Michelle Gass For For Management
1g Elect Director Ramon L. Laguarta For For Management
1h Elect Director Dave Lewis For For Management
1i Elect Director David C. Page For For Management
1j Elect Director Robert C. Pohlad For For Management
1k Elect Director Daniel Vasella For For Management
1l Elect Director Darren Walker For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
5 Report on Sugar and Public Health Against Against Shareholder
6 Report on External Public Health Costs Against Against Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director Susan Desmond-Hellmann For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director Dan R. Littman For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director James Quincey For For Management
1.12 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
5 Report on Political Contributions and Against For Shareholder
Expenditures
6 Report on Access to COVID-19 Products Against For Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brant Bonin Bough For For Management
1b Elect Director Andre Calantzopoulos For For Management
1c Elect Director Michel Combes For For Management
1d Elect Director Juan Jose Daboub For For Management
1e Elect Director Werner Geissler For For Management
1f Elect Director Lisa A. Hook For For Management
1g Elect Director Jun Makihara For For Management
1h Elect Director Kalpana Morparia For For Management
1i Elect Director Lucio A. Noto For For Management
1j Elect Director Jacek Olczak For For Management
1k Elect Director Frederik Paulsen For For Management
1l Elect Director Robert B. Polet For For Management
1m Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditor
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie L. Bushman For For Management
1b Elect Director Lisa A. Davis For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Adopt GHG Emissions Reduction Targets Against For Shareholder
6 Report on Climate Lobbying Against For Shareholder
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glynis A. Bryan For For Management
1.2 Elect Director Denis A. Cortese For For Management
1.3 Elect Director Richard P. Fox For For Management
1.4 Elect Director Jeffrey B. Guldner For For Management
1.5 Elect Director Dale E. Klein For For Management
1.6 Elect Director Kathryn L. Munro For For Management
1.7 Elect Director Bruce J. Nordstrom For For Management
1.8 Elect Director Paula J. Sims For For Management
1.9 Elect Director William H. Spence For For Management
1.10 Elect Director James E. Trevathan, Jr. For For Management
1.11 Elect Director David P. Wagener For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A.R. Alameddine For For Management
1b Elect Director Edison C. Buchanan For For Management
1c Elect Director Matt Gallagher For For Management
1d Elect Director Phillip A. Gobe For For Management
1e Elect Director Larry R. Grillot For For Management
1f Elect Director Stacy P. Methvin For For Management
1g Elect Director Royce W. Mitchell For For Management
1h Elect Director Frank A. Risch For For Management
1i Elect Director Scott D. Sheffield For For Management
1j Elect Director J. Kenneth Thompson For For Management
1k Elect Director Phoebe A. Wood For For Management
1l Elect Director Michael D. Wortley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
POSTE ITALIANE SPA
Ticker: PST Security ID: T7S697106
Meeting Date: MAY 28, 2021 Meeting Type: Annual/Special
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Policy For For Management
4 Approve Second Section of the For For Management
Remuneration Report
5 Approve Equity-Based Incentive Plans For For Management
6 Approve Fixed-Variable Compensation For For Management
Ratio for BancoPosta's Ring-Fenced
Capital's Material Risk Takers
1 Approve Changes to BancoPosta's For For Management
Ring-Fenced Capital and Consequent
Change in Regulations
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
POWER ASSETS HOLDINGS LIMITED
Ticker: 6 Security ID: Y7092Q109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Neil Douglas McGee as Director For For Management
3b Elect Ralph Raymond Shea as Director For For Management
3c Elect Wan Chi Tin as Director For For Management
3d Elect Wu Ting Yuk, Anthony as Director For For Management
4 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sylvia Acevedo For For Management
1b Elect Director Mark Fields For For Management
1c Elect Director Jeffrey W. Henderson For For Management
1d Elect Director Gregory N. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Harish Manwani For For Management
1g Elect Director Mark D. McLaughlin For For Management
1h Elect Director Jamie S. Miller For For Management
1i Elect Director Steve Mollenkopf For For Management
1j Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1k Elect Director Irene B. Rosenfeld For For Management
1l Elect Director Kornelis "Neil" Smit For For Management
1m Elect Director Jean-Pascal Tricoire For For Management
1n Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUEBECOR INC.
Ticker: QBR.B Security ID: 748193208
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chantal Belanger For For Management
1.2 Elect Director Lise Croteau For Withhold Management
1.3 Elect Director Normand Provost For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RKT Security ID: G74079107
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Andrew Bonfield as Director For For Management
5 Re-elect Jeff Carr as Director For For Management
6 Re-elect Nicandro Durante as Director For For Management
7 Re-elect Mary Harris as Director For For Management
8 Re-elect Mehmood Khan as Director For For Management
9 Re-elect Pam Kirby as Director For For Management
10 Re-elect Sara Mathew as Director For For Management
11 Re-elect Laxman Narasimhan as Director For For Management
12 Re-elect Chris Sinclair as Director For For Management
13 Re-elect Elane Stock as Director For For Management
14 Elect Olivier Bohuon as Director For For Management
15 Elect Margherita Della Valle as For For Management
Director
16 Reappoint KPMG LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise UK Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Adopt New Articles of Association For For Management
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
REGAL BELOIT CORPORATION
Ticker: RBC Security ID: 758750103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jan A. Bertsch For For Management
1b Elect Director Stephen M. Burt For For Management
1c Elect Director Anesa T. Chaibi For For Management
1d Elect Director Christopher L. Doerr For For Management
1e Elect Director Dean A. Foate For For Management
1f Elect Director Michael F. Hilton For For Management
1g Elect Director Louis V. Pinkham For For Management
1h Elect Director Rakesh Sachdev For For Management
1i Elect Director Curtis W. Stoelting For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carolyn H. Byrd For For Management
1b Elect Director Don DeFosset For For Management
1c Elect Director Samuel A. Di Piazza, Jr. For For Management
1d Elect Director Zhanna Golodryga For For Management
1e Elect Director John D. Johns For For Management
1f Elect Director Ruth Ann Marshall For For Management
1g Elect Director Charles D. McCrary For For Management
1h Elect Director James T. Prokopanko For For Management
1i Elect Director Lee J. Styslinger, III For For Management
1j Elect Director Jose S. Suquet For For Management
1k Elect Director John M. Turner, Jr. For For Management
1l Elect Director Timothy Vines For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Manuel Kadre For For Management
1b Elect Director Tomago Collins For For Management
1c Elect Director Michael A. Duffy For For Management
1d Elect Director Thomas W. Handley For For Management
1e Elect Director Jennifer M. Kirk For For Management
1f Elect Director Michael Larson For For Management
1g Elect Director Kim S. Pegula For For Management
1h Elect Director James P. Snee For For Management
1i Elect Director Brian S. Tyler For For Management
1j Elect Director Sandra M. Volpe For For Management
1k Elect Director Katharine B. Weymouth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Integrating ESG Metrics Into Against Against Shareholder
Executive Compensation Program
--------------------------------------------------------------------------------
RIO TINTO LIMITED
Ticker: RIO Security ID: Q81437107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report for UK Law For Against Management
Purposes
4 Approve Remuneration Report for For Against Management
Australian Law Purposes
5 Elect Megan Clark as Director For Against Management
6 Elect Hinda Gharbi as Director For For Management
7 Elect Simon Henry as Director For For Management
8 Elect Sam Laidlaw as Director For For Management
9 Elect Simon McKeon as Director For For Management
10 Elect Jennifer Nason as Director For For Management
11 Elect Jakob Stausholm as Director For For Management
12 Elect Simon Thompson as Director For For Management
13 Elect Ngaire Woods as Director For For Management
14 Appoint KPMG LLP as Auditors For For Management
15 Authorize the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorize EU Political Donations and For For Management
Expenditure
17 Approve Renewal and Amendment to the None For Management
Rio Tinto Global Employee Share Plan
18 Approve the Renewal of Off-Market and For For Management
On-Market Share Buy-back Authorities
19 Approve Emissions Targets For For Shareholder
20 Approve Climate-Related Lobbying For For Shareholder
--------------------------------------------------------------------------------
ROHM CO., LTD.
Ticker: 6963 Security ID: J65328122
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2.1 Elect Director Matsumoto, Isao For For Management
2.2 Elect Director Azuma, Katsumi For For Management
2.3 Elect Director Tateishi, Tetsuo For For Management
2.4 Elect Director Ino, Kazuhide For For Management
2.5 Elect Director Yamamoto, Koji For For Management
2.6 Elect Director Nagumo, Tadanobu For For Management
3.1 Elect Director and Audit Committee For For Management
Member Yamazaki, Masahiko
3.2 Elect Director and Audit Committee For For Management
Member Nii, Hiroyuki
3.3 Elect Director and Audit Committee For For Management
Member Chimori, Hidero
3.4 Elect Director and Audit Committee For For Management
Member Miyabayashi, Toshiro
3.5 Elect Director and Audit Committee For For Management
Member Tanaka, Kumiko
--------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Amy Woods Brinkley For For Management
1.3 Elect Director John F. Fort, III For For Management
1.4 Elect Director L. Neil Hunn For For Management
1.5 Elect Director Robert D. Johnson For For Management
1.6 Elect Director Laura G. Thatcher For For Management
1.7 Elect Director Richard F. Wallman For For Management
1.8 Elect Director Christopher Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ROYAL KPN NV
Ticker: KPN Security ID: N4297B146
Meeting Date: SEP 10, 2020 Meeting Type: Special
Record Date: AUG 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Opportunity to Make Recommendations None None Management
for the Appointment of a Member of the
Supervisory Board
3 Elect Alejandro Douglass Plater to For For Management
Supervisory Board
4 Close Meeting None None Management
--------------------------------------------------------------------------------
RWE AG
Ticker: RWE Security ID: D6629K109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Werner Brandt to the Supervisory For For Management
Board
6.2 Elect Hans Buenting to the Supervisory For For Management
Board
6.3 Elect Ute Gerbaulet to the Supervisory For For Management
Board
6.4 Elect Hans-Peter Keitel to the For For Management
Supervisory Board
6.5 Elect Monika Kircher to the For For Management
Supervisory Board
6.6 Elect Guenther Schartz to the For For Management
Supervisory Board
6.7 Elect Erhard Schipporeit to the For For Management
Supervisory Board
6.8 Elect Ullrich Sierau to the For For Management
Supervisory Board
6.9 Elect Hauke Stars to the Supervisory For For Management
Board
6.10 Elect Helle Valentin to the For For Management
Supervisory Board
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
9 Approve Creation of EUR 346.2 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
10 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 5 Billion;
Approve Creation of EUR 173.1 Million
Pool of Capital to Guarantee
Conversion Rights
11 Amend Articles Re: By-elections to the For For Management
Supervisory Board
12 Amend Articles Re: Election of For For Management
Chairman and Deputy Chairman of the
Supervisory Board
13 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert J. Eck For For Management
1b Elect Director Robert A. Hagemann For For Management
1c Elect Director Michael F. Hilton For For Management
1d Elect Director Tamara L. Lundgren For For Management
1e Elect Director Luis P. Nieto, Jr. For For Management
1f Elect Director David G. Nord For For Management
1g Elect Director Robert E. Sanchez For For Management
1h Elect Director Abbie J. Smith For For Management
1i Elect Director E. Follin Smith For For Management
1j Elect Director Dmitri L. Stockton For For Management
1k Elect Director Hansel E. Tookes, II For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Alvera For For Management
1.2 Elect Director William J. Amelio For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Stephanie C. Hill For For Management
1.5 Elect Director Rebecca J. Jacoby For For Management
1.6 Elect Director Monique F. Leroux For Against Management
1.7 Elect Director Ian P. Livingston For For Management
1.8 Elect Director Maria R. Morris For For Management
1.9 Elect Director Douglas L. Peterson For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Richard E. Thornburgh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Greenhouse Gas (GHG) Emissions For For Management
Reduction Plan
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE
Ticker: SU Security ID: F86921107
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 2.60 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentionning
the Absence of New Transactions
5 Approve Compensation Report of For For Management
Corporate Officers
6 Approve Compensation of Jean-Pascal For For Management
Tricoire, Chairman and CEO
7 Approve Remuneration Policy of For For Management
Chairman and CEO
8 Approve Remuneration Policy of For For Management
Directors
9 Reelect Jean-Pascal Tricoire as For For Management
Director
10 Elect Anna Ohlsson-Leijon as Director For For Management
11 Elect Thierry Jacquet as Against Against Management
Representative of Employee
Shareholders to the Board
12 Elect Zennia Csikos as Representative Against Against Management
of Employee Shareholders to the Board
13 Reelect Xiaoyun Ma as Representative For For Management
of Employee Shareholders to the Board
14 Elect Malene Kvist Kristensen as Against Against Management
Representative of Employee
Shareholders to the Board
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 224 Million
18 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 120 Million
19 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 16-18
20 Authorize Capital Increase of up to 9. For For Management
88 Percent of Issued Capital for
Contributions in Kind
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 800 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
24 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
25 Amend Article 13 of Bylaws Re: For For Management
Editorial Change
26 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SECOM CO., LTD.
Ticker: 9735 Security ID: J69972107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 85
2.1 Elect Director Iida, Makoto For For Management
2.2 Elect Director Nakayama, Yasuo For For Management
2.3 Elect Director Ozeki, Ichiro For For Management
2.4 Elect Director Yoshida, Yasuyuki For For Management
2.5 Elect Director Fuse, Tatsuro For For Management
2.6 Elect Director Izumida, Tatsuya For For Management
2.7 Elect Director Kurihara, Tatsushi For For Management
2.8 Elect Director Hirose, Takaharu For For Management
2.9 Elect Director Kawano, Hirobumi For For Management
2.10 Elect Director Watanabe, Hajime For For Management
2.11 Elect Director Hara, Miri For For Management
3 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
SEGRO PLC
Ticker: SGRO Security ID: G80277141
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Gerald Corbett as Director For For Management
5 Re-elect Mary Barnard as Director For For Management
6 Re-elect Sue Clayton as Director For For Management
7 Re-elect Soumen Das as Director For For Management
8 Re-elect Carol Fairweather as Director For For Management
9 Re-elect Christopher Fisher as Director For For Management
10 Re-elect Andy Gulliford as Director For For Management
11 Re-elect Martin Moore as Director For For Management
12 Re-elect David Sleath as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Approve Savings-Related Share Option For For Management
Plan
22 Approve Share Incentive Plan For For Management
23 Authorise Board to Offer Scrip Dividend For For Management
--------------------------------------------------------------------------------
SEKISUI HOUSE, LTD.
Ticker: 1928 Security ID: J70746136
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: JAN 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 39
2 Amend Articles to Amend Provisions on For For Management
Number of Directors - Amend Provisions
on Number of Statutory Auditors
3.1 Elect Director Nakai, Yoshihiro For For Management
3.2 Elect Director Horiuchi, Yosuke For For Management
3.3 Elect Director Nishida, Kumpei For For Management
3.4 Elect Director Tanaka, Satoshi For For Management
3.5 Elect Director Miura, Toshiharu For For Management
3.6 Elect Director Ishii, Toru For For Management
3.7 Elect Director Yoshimaru, Yukiko For For Management
3.8 Elect Director Kitazawa, Toshifumi For For Management
3.9 Elect Director Nakajima, Yoshimi For For Management
3.10 Elect Director Takegawa, Keiko For For Management
4.1 Appoint Statutory Auditor Ito, Midori For For Management
4.2 Appoint Statutory Auditor Kobayashi, For For Management
Takashi
--------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL
Ticker: SCI Security ID: 817565104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Buckwalter For For Management
1.2 Elect Director Anthony L. Coelho For For Management
1.3 Elect Director Jakki L. Haussler For For Management
1.4 Elect Director Victor L. Lund For For Management
1.5 Elect Director Clifton H. Morris, Jr. For For Management
1.6 Elect Director Ellen Ochoa For For Management
1.7 Elect Director Thomas L. Ryan For For Management
1.8 Elect Director Sara Martinez Tucker For For Management
1.9 Elect Director W. Blair Waltrip For For Management
1.10 Elect Director Marcus A. Watts For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SILGAN HOLDINGS, INC.
Ticker: SLGN Security ID: 827048109
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Allott For Withhold Management
1.2 Elect Director William T. Donovan For For Management
1.3 Elect Director Joseph M. Jordan For For Management
2 Approve Increase in Size of Board For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LIMITED
Ticker: S68 Security ID: Y79946102
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3a Elect Kwa Chong Seng as Director For For Management
3b Elect Kevin Kwok as Director For For Management
3c Elect Lim Chin Hu as Director For For Management
4 Elect Beh Swan Gin as Director For For Management
5 Approve Directors' Fees to be Paid to For For Management
the Chairman
6 Approve Directors' Fees to be Paid to For For Management
All Directors (Other than the Chief
Executive Officer)
7 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Elect Mark Makepeace as Director For For Management
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SMC CORP. (JAPAN)
Ticker: 6273 Security ID: J75734103
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 300
2.1 Elect Director Takada, Yoshiki For For Management
2.2 Elect Director Isoe, Toshio For For Management
2.3 Elect Director Ota, Masahiro For For Management
2.4 Elect Director Maruyama, Susumu For For Management
2.5 Elect Director Samuel Neff For For Management
2.6 Elect Director Doi, Yoshitada For For Management
2.7 Elect Director Kaizu, Masanobu For For Management
2.8 Elect Director Kagawa, Toshiharu For For Management
2.9 Elect Director Iwata, Yoshiko For For Management
2.10 Elect Director Miyazaki, Kyoichi For For Management
--------------------------------------------------------------------------------
SMURFIT KAPPA GROUP PLC
Ticker: SKG Security ID: G8248F104
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
--------------------------------------------------------------------------------
SMURFIT KAPPA GROUP PLC
Ticker: SKG Security ID: G8248F104
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Kaisa Hietala as Director For For Management
6a Re-elect Irial Finan as Director For For Management
6b Re-elect Anthony Smurfit as Director For For Management
6c Re-elect Ken Bowles as Director For For Management
6d Re-elect Anne Anderson as Director For For Management
6e Re-elect Frits Beurskens as Director For For Management
6f Re-elect Carol Fairweather as Director For For Management
6g Re-elect James Lawrence as Director For For Management
6h Re-elect Dr Lourdes Melgar as Director For For Management
6i Re-elect John Moloney as Director For For Management
6j Re-elect Jorgen Rasmussen as Director For For Management
6k Re-elect Gonzalo Restrepo as Director For For Management
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
11 Authorise Market Purchase of Shares For For Management
12 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
13 Approve Increase in the Maximum Award For For Management
Opportunity in the Rules of the 2018
Performance Share Plan
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578N103
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Bylaws Re: Article 2 For For Management
2 Amend Company Bylaws Re: Article 12 For For Management
3 Amend Company Bylaws Re: Articles 13 For For Management
and 24
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578N103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4.1 Approve Remuneration Policy For For Management
4.2 Approve Second Section of the For For Management
Remuneration Report
5 Approve Proposed Changes to the For For Management
2020-2022 Long Term Share Incentive
Plan
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9434 Security ID: J75963132
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Allow Virtual Only For For Management
Shareholder Meetings
2.1 Elect Director Miyauchi, Ken For For Management
2.2 Elect Director Miyakawa, Junichi For For Management
2.3 Elect Director Shimba, Jun For For Management
2.4 Elect Director Imai, Yasuyuki For For Management
2.5 Elect Director Fujihara, Kazuhiko For For Management
2.6 Elect Director Son, Masayoshi For For Management
2.7 Elect Director Kawabe, Kentaro For For Management
2.8 Elect Director Horiba, Atsushi For For Management
2.9 Elect Director Kamigama, Takehiro For For Management
2.10 Elect Director Oki, Kazuaki For For Management
2.11 Elect Director Uemura, Kyoko For For Management
2.12 Elect Director Hishiyama, Reiko For For Management
2.13 Elect Director Koshi, Naomi For For Management
3 Approve Cash Compensation Ceiling for For For Management
Directors, Restricted Stock Plan and
Stock Option Plan
--------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY
Ticker: SON Security ID: 835495102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Howard Coker For For Management
1.2 Elect Director Pamela L. Davies For For Management
1.3 Elect Director Theresa J. Drew For For Management
1.4 Elect Director Philippe Guillemot For For Management
1.5 Elect Director John R. Haley For For Management
1.6 Elect Director Robert R. Hill, Jr. For For Management
1.7 Elect Director Eleni Istavridis For For Management
1.8 Elect Director Richard G. Kyle For For Management
1.9 Elect Director Blythe J. McGarvie For For Management
1.10 Elect Director James M. Micali For For Management
1.11 Elect Director Sundaram Nagarajan For For Management
1.12 Elect Director Marc. D. Oken For For Management
1.13 Elect Director Thomas E. Whiddon For For Management
1.14 Elect Director Lloyd M. Yates For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
SONOVA HOLDING AG
Ticker: SOON Security ID: H8024W106
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 3.20 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Robert Spoerry as Director and For For Management
Board Chairman
4.1.2 Reelect Lynn Bleil as Director For For Management
4.1.3 Reelect Lukas Braunschweiler as For For Management
Director
4.1.4 Reelect Stacy Seng as Director For For Management
4.1.5 Reelect Ronald van der Vis as Director For For Management
4.1.6 Reelect Jinlong Wang as Director For For Management
4.1.7 Reelect Adrian Widmer as Director For For Management
4.2.1 Elect Gregory Behar as Director For Against Management
4.2.2 Elect Roland Diggelmann as Director For For Management
4.3 Reappoint Stacy Seng as Member of the For For Management
Nomination and Compensation Committee
4.4.1 Appoint Lukas Braunschweiler as Member For For Management
of the Nomination and Compensation
Committee
4.4.2 Appoint Roland Diggelmann as Member of For For Management
the Nomination and Compensation
Committee
4.5 Ratify Ernst & Young AG as Auditors For For Management
4.6 Designate Keller KLG as Independent For For Management
Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 3.1 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 15.8
Million
6 Approve CHF 61,299 Reduction in Share For For Management
Capital as Part of the Share Buyback
Program via Cancellation of
Repurchased Shares
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SPARK NEW ZEALAND LTD.
Ticker: SPK Security ID: Q8619N107
Meeting Date: NOV 06, 2020 Meeting Type: Annual
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte Limited as Auditor of For For Management
the Company and Authorize Board to Fix
Their Remuneration
2 Elect Paul Berriman as Director For For Management
3 Elect Charles Sitch as Director For For Management
--------------------------------------------------------------------------------
STIFEL FINANCIAL CORP.
Ticker: SF Security ID: 860630102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam T. Berlew For For Management
1.2 Elect Director Kathleen Brown For For Management
1.3 Elect Director Michael W. Brown For For Management
1.4 Elect Director Robert E. Grady For For Management
1.5 Elect Director Ronald J. Kruszewski For For Management
1.6 Elect Director Daniel J. Ludeman For For Management
1.7 Elect Director Maura A. Markus For For Management
1.8 Elect Director David A. Peacock For For Management
1.9 Elect Director Thomas W. Weisel For For Management
1.10 Elect Director Michael J. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUMITOMO CHEMICAL CO., LTD.
Ticker: 4005 Security ID: J77153120
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tokura, Masakazu For For Management
1.2 Elect Director Iwata, Keiichi For For Management
1.3 Elect Director Takeshita, Noriaki For For Management
1.4 Elect Director Matsui, Masaki For For Management
1.5 Elect Director Akahori, Kingo For For Management
1.6 Elect Director Mito, Nobuaki For For Management
1.7 Elect Director Ueda, Hiroshi For For Management
1.8 Elect Director Niinuma, Hiroshi For For Management
1.9 Elect Director Ikeda, Koichi For For Management
1.10 Elect Director Tomono, Hiroshi For For Management
1.11 Elect Director Ito, Motoshige For For Management
1.12 Elect Director Muraki, Atsuko For For Management
2 Appoint Statutory Auditor Aso, For For Management
Mitsuhiro
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 95
2.1 Elect Director Kunibe, Takeshi For Against Management
2.2 Elect Director Ota, Jun For Against Management
2.3 Elect Director Takashima, Makoto For For Management
2.4 Elect Director Nakashima, Toru For For Management
2.5 Elect Director Kudo, Teiko For For Management
2.6 Elect Director Inoue, Atsuhiko For Against Management
2.7 Elect Director Isshiki, Toshihiro For Against Management
2.8 Elect Director Kawasaki, Yasuyuki For For Management
2.9 Elect Director Matsumoto, Masayuki For For Management
2.10 Elect Director Arthur M. Mitchell For For Management
2.11 Elect Director Yamazaki, Shozo For For Management
2.12 Elect Director Kono, Masaharu For For Management
2.13 Elect Director Tsutsui, Yoshinobu For For Management
2.14 Elect Director Shimbo, Katsuyoshi For For Management
2.15 Elect Director Sakurai, Eriko For For Management
3 Amend Articles to Allow Virtual Only For For Management
Shareholder Meetings
--------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS, INC.
Ticker: 8309 Security ID: J7772M102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2.1 Elect Director Takakura, Toru For For Management
2.2 Elect Director Araumi, Jiro For For Management
2.3 Elect Director Yamaguchi, Nobuaki For For Management
2.4 Elect Director Oyama, Kazuya For For Management
2.5 Elect Director Okubo, Tetsuo For Against Management
2.6 Elect Director Hashimoto, Masaru For Against Management
2.7 Elect Director Shudo, Kuniyuki For Against Management
2.8 Elect Director Tanaka, Koji For Against Management
2.9 Elect Director Matsushita, Isao For For Management
2.10 Elect Director Saito, Shinichi For For Management
2.11 Elect Director Kawamoto, Hiroko For For Management
2.12 Elect Director Aso, Mitsuhiro For For Management
2.13 Elect Director Kato, Nobuaki For For Management
2.14 Elect Director Yanagi, Masanori For For Management
2.15 Elect Director Kashima, Kaoru For For Management
--------------------------------------------------------------------------------
SUN COMMUNITIES, INC.
Ticker: SUI Security ID: 866674104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary A. Shiffman For For Management
1b Elect Director Tonya Allen For For Management
1c Elect Director Meghan G. Baivier For For Management
1d Elect Director Stephanie W. Bergeron For For Management
1e Elect Director Brian M. Hermelin For For Management
1f Elect Director Ronald A. Klein For For Management
1g Elect Director Clunet R. Lewis For For Management
1h Elect Director Arthur A. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
SUNDRUG CO., LTD.
Ticker: 9989 Security ID: J78089109
Meeting Date: JUN 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
--------------------------------------------------------------------------------
SWEDISH MATCH AB
Ticker: SWMA Security ID: W92277115
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Designate Peter Lundkvist and Filippa For For Management
Gerstadt Inspectors of Minutes of
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Approve Remuneration Report For For Management
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 15.00 Per Share
9.a Approve Discharge of Charles A. Blixt For For Management
9.b Approve Discharge of Andrew Cripps For For Management
9.c Approve Discharge of Jacqueline For For Management
Hoogerbrugge
9.d Approve Discharge of Conny Carlsson For For Management
9.e Approve Discharge of Alexander Lacik For For Management
9.f Approve Discharge of Pauline Lindwall For For Management
9.g Approve Discharge of Wenche Rolfsen For For Management
9.h Approve Discharge of Joakim Westh For For Management
9.i Approve Discharge of Patrik For For Management
Engelbrektsson
9.j Approve Discharge of Par-Ola Olausson For For Management
9.k Approve Discharge of Dragan Popovic For For Management
9.l Approve Discharge of Lars Dahlgren For For Management
10 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.25 million to
Chair, SEK 1.04 Million to Vice Chair
and SEK 900,000 to Other Directors;
Approve Remuneration for Committee Work
12.a Reelect Charles A. Blixt as Director For For Management
12.b Reelect Andrew Cripps as Director For For Management
12.c Reelect Jacqueline Hoogerbrugge as For For Management
Director
12.d Reelect Conny Carlsson as Director For For Management
12.e Reelect Alexander Lacik as Director For For Management
12.f Reelect Pauline Lindwall as Director For For Management
12.g Reelect Wenche Rolfsen as Director For For Management
12.h Reelect Joakim Westh as Director For For Management
12.i Reelect Conny Karlsson as Board Chair For For Management
12.j Reelect Andrew Cripps as Deputy For For Management
Director
13 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16.a Approve SEK 10.8 Million Reduction in For For Management
Share Capital via Share Cancellation
16.b Approve Bonus Issue For For Management
17 Authorize Share Repurchase Program For For Management
18 Authorize Reissuance of Repurchased For For Management
Shares
19 Approve Issuance of Shares up to 10 For For Management
Per cent of Share Capital without
Preemptive Rights
20.a Amend Articles Re: Equity-Related; Set For For Management
Minimum (SEK 200 Million) and Maximum
(SEK 800 Million) Share Capital; Set
Minimum (1 Billion) and Maximum (4
Billion) Number of Shares
20.b Approve 10:1 Stock Split For For Management
21 Amend Articles of Association Re: For For Management
Editorial Changes
--------------------------------------------------------------------------------
SWITCH, INC.
Ticker: SWCH Security ID: 87105L104
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rob Roy For For Management
1.2 Elect Director Angela Archon For For Management
1.3 Elect Director Liane Pelletier For For Management
1.4 Elect Director Zareh Sarrafian For For Management
1.5 Elect Director Kim Sheehy For For Management
1.6 Elect Director Donald D. Snyder For Withhold Management
1.7 Elect Director Tom Thomas For For Management
1.8 Elect Director Bryan Wolf For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SYMRISE AG
Ticker: SY1 Security ID: D827A1108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.97 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
6.1 Elect Michael Koenig to the For For Management
Supervisory Board
6.2 Elect Ursula Buck to the Supervisory For For Management
Board
6.3 Elect Bernd Hirsch to the Supervisory For For Management
Board
6.4 Elect Horst-Otto Gerberding to the For For Management
Supervisory Board
6.5 Elect Andrea Pfeifer to the For For Management
Supervisory Board
6.6 Elect Peter Vanacker to the For For Management
Supervisory Board
7 Amend Articles Re: Online For For Management
Participation; Absentee Vote; Virtual
General Meeting
8 Approve Remuneration Policy For For Management
9 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
SYNCHRONY FINANCIAL
Ticker: SYF Security ID: 87165B103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margaret M. Keane For For Management
1b Elect Director Fernando Aguirre For For Management
1c Elect Director Paget L. Alves For For Management
1d Elect Director Arthur W. Coviello, Jr. For Against Management
1e Elect Director Brian D. Doubles For For Management
1f Elect Director William W. Graylin For For Management
1g Elect Director Roy A. Guthrie For For Management
1h Elect Director Jeffrey G. Naylor For For Management
1i Elect Director P.W. "Bill" Parker For For Management
1j Elect Director Laurel J. Richie For For Management
1k Elect Director Olympia J. Snowe For For Management
1l Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Certificate of Incorporation to For Against Management
Waive Corporate Opportunity Doctrine
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
T&D HOLDINGS, INC.
Ticker: 8795 Security ID: J86796109
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24
2.1 Elect Director Uehara, Hirohisa For For Management
2.2 Elect Director Morinaka, Kanaya For For Management
2.3 Elect Director Nagata, Mitsuhiro For For Management
2.4 Elect Director Ogo, Naoki For For Management
2.5 Elect Director Watanabe, Kensaku For For Management
2.6 Elect Director Soejima, Naoki For For Management
2.7 Elect Director Kitahara, Mutsuro For For Management
3 Elect Alternate Director and Audit For For Management
Committee Member Shimma, Yuichiro
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Bartlett For For Management
1b Elect Director Mary K. Bush For For Management
1c Elect Director Dina Dublon For For Management
1d Elect Director Freeman A. Hrabowski, For For Management
III
1e Elect Director Robert F. MacLellan For For Management
1f Elect Director Olympia J. Snowe For For Management
1g Elect Director Robert J. Stevens For For Management
1h Elect Director William J. Stromberg For For Management
1i Elect Director Richard R. Verma For For Management
1j Elect Director Sandra S. Wijnberg For For Management
1k Elect Director Alan D. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on and Assess Proxy Voting Against Against Shareholder
Policies in Relation to Climate Change
Position
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director George S. Barrett For For Management
1c Elect Director Brian C. Cornell For For Management
1d Elect Director Robert L. Edwards For For Management
1e Elect Director Melanie L. Healey For For Management
1f Elect Director Donald R. Knauss For For Management
1g Elect Director Christine A. Leahy For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Mary E. Minnick For For Management
1j Elect Director Derica W. Rice For For Management
1k Elect Director Kenneth L. Salazar For For Management
1l Elect Director Dmitri L. Stockton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
TEIJIN LTD.
Ticker: 3401 Security ID: J82270117
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Suzuki, Jun For For Management
1.2 Elect Director Nabeshima, Akihisa For For Management
1.3 Elect Director Koyama, Toshiya For For Management
1.4 Elect Director Ogawa, Eiji For For Management
1.5 Elect Director Moriyama, Naohiko For For Management
1.6 Elect Director Uchikawa, Akimoto For For Management
1.7 Elect Director Otsubo, Fumio For For Management
1.8 Elect Director Uchinaga, Yukako For For Management
1.9 Elect Director Suzuki, Yoichi For For Management
1.10 Elect Director Onishi, Masaru For For Management
2 Appoint Statutory Auditor Nakayama, For For Management
Hitomi
3 Approve Cash Compensation Ceiling for For For Management
Directors, Restricted Stock Plan and
Performance Share Plan
--------------------------------------------------------------------------------
TELUS CORPORATION
Ticker: T Security ID: 87971M103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. H. (Dick) Auchinleck For For Management
1.2 Elect Director Raymond T. Chan For For Management
1.3 Elect Director Hazel Claxton For For Management
1.4 Elect Director Lisa de Wilde For For Management
1.5 Elect Director Darren Entwistle For For Management
1.6 Elect Director Thomas E. Flynn For For Management
1.7 Elect Director Mary Jo Haddad For For Management
1.8 Elect Director Kathy Kinloch For For Management
1.9 Elect Director Christine Magee For For Management
1.10 Elect Director John Manley For For Management
1.11 Elect Director David Mowat For For Management
1.12 Elect Director Marc Parent For For Management
1.13 Elect Director Denise Pickett For For Management
1.14 Elect Director W. Sean Willy For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For Against Management
Compensation Approach
4 Amend Deferred Share Unit Plan For For Management
--------------------------------------------------------------------------------
TERNA RETE ELETTRICA NAZIONALE SPA
Ticker: TRN Security ID: T9471R100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Long Term Incentive Plan For For Management
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
5.1 Approve Remuneration Policy For For Management
5.2 Approve Second Section of the For Against Management
Remuneration Report
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Blinn For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Janet F. Clark For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Martin S. Craighead For For Management
1f Elect Director Jean M. Hobby For For Management
1g Elect Director Michael D. Hsu For For Management
1h Elect Director Ronald Kirk For For Management
1i Elect Director Pamela H. Patsley For For Management
1j Elect Director Robert E. Sanchez For For Management
1k Elect Director Richard K. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald E. Brown For For Management
1b Elect Director Kermit R. Crawford For For Management
1c Elect Director Michael L. Eskew For For Management
1d Elect Director Richard T. Hume For For Management
1e Elect Director Margaret M. Keane For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Jacques P. Perold For For Management
1h Elect Director Andrea Redmond For For Management
1i Elect Director Gregg M. Sherrill For For Management
1j Elect Director Judith A. Sprieser For For Management
1k Elect Director Perry M. Traquina For For Management
1l Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE BANK OF NOVA SCOTIA
Ticker: BNS Security ID: 064149107
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nora A. Aufreiter For For Management
1.2 Elect Director Guillermo E. Babatz For For Management
1.3 Elect Director Scott B. Bonham For For Management
1.4 Elect Director Lynn K. Patterson For For Management
1.5 Elect Director Michael D. Penner For For Management
1.6 Elect Director Brian J. Porter For For Management
1.7 Elect Director Una M. Power For For Management
1.8 Elect Director Aaron W. Regent For For Management
1.9 Elect Director Calin Rovinescu For For Management
1.10 Elect Director Susan L. Segal For For Management
1.11 Elect Director L. Scott Thomson For For Management
1.12 Elect Director Benita M. Warmbold For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4.4 SP 1: Produce a Report on Loans Made Against Against Shareholder
by the Bank in Support of the Circular
Economy
4.5 SP 2: Disclose the Compensation Ratio Against Against Shareholder
(Equity Ratio) Used by the
Compensation Committee
4.6 SP 3: Set a Diversity Target of More Against Against Shareholder
than 40% of the Board Members for the
Next Five Years
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harriett "Tee" Taggart For For Management
1.2 Elect Director Kevin J. Bradicich For For Management
1.3 Elect Director J. Paul Condrin, III For For Management
1.4 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Kathleen S. Lane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Allardice, III For For Management
1b Elect Director Larry D. De Shon For For Management
1c Elect Director Carlos Dominguez For For Management
1d Elect Director Trevor Fetter For For Management
1e Elect Director Donna James For For Management
1f Elect Director Kathryn A. Mikells For For Management
1g Elect Director Michael G. Morris For For Management
1h Elect Director Teresa W. Roseborough For For Management
1i Elect Director Virginia P. Ruesterholz For For Management
1j Elect Director Christopher J. Swift For For Management
1k Elect Director Matthew E. Winter For For Management
1l Elect Director Greig Woodring For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HERSHEY COMPANY
Ticker: HSY Security ID: 427866108
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela M. Arway For For Management
1.2 Elect Director James W. Brown For Withhold Management
1.3 Elect Director Michele G. Buck For For Management
1.4 Elect Director Victor L. Crawford For For Management
1.5 Elect Director Robert M. Dutkowsky For For Management
1.6 Elect Director Mary Kay Haben For Withhold Management
1.7 Elect Director James C. Katzman For Withhold Management
1.8 Elect Director M. Diane Koken For For Management
1.9 Elect Director Robert M. Malcolm For For Management
1.10 Elect Director Anthony J. Palmer For Withhold Management
1.11 Elect Director Juan R. Perez For For Management
1.12 Elect Director Wendy L. Schoppert For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nora A. Aufreiter For For Management
1b Elect Director Kevin M. Brown For For Management
1c Elect Director Anne Gates For For Management
1d Elect Director Karen M. Hoguet For For Management
1e Elect Director W. Rodney McMullen For For Management
1f Elect Director Clyde R. Moore For For Management
1g Elect Director Ronald L. Sargent For For Management
1h Elect Director J. Amanda Sourry Knox For For Management
(Amanda Sourry)
1i Elect Director Mark S. Sutton For For Management
1j Elect Director Ashok Vemuri For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLC as For For Management
Auditor
4 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director Christine M. McCarthy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Report on Efforts to Eliminate Against Against Shareholder
Deforestation
6 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip Bleser For For Management
1b Elect Director Stuart B. Burgdoerfer For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Charles A. Davis For For Management
1e Elect Director Roger N. Farah For For Management
1f Elect Director Lawton W. Fitt For For Management
1g Elect Director Susan Patricia Griffith For For Management
1h Elect Director Devin C. Johnson For For Management
1i Elect Director Jeffrey D. Kelly For For Management
1j Elect Director Barbara R. Snyder For For Management
1k Elect Director Jan E. Tighe For For Management
1l Elect Director Kahina Van Dyke For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THE SAGE GROUP PLC
Ticker: SGE Security ID: G7771K142
Meeting Date: FEB 04, 2021 Meeting Type: Annual
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Sangeeta Anand as Director For For Management
5 Elect Irana Wasti as Director For For Management
6 Re-elect Sir Donald Brydon as Director For For Management
7 Re-elect Dr John Bates as Director For For Management
8 Re-elect Jonathan Bewes as Director For For Management
9 Re-elect Annette Court as Director For For Management
10 Re-elect Drummond Hall as Director For For Management
11 Re-elect Steve Hare as Director For For Management
12 Re-elect Jonathan Howell as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
15 Authorise Political Donations and For For Management
Expenditure
16 Amend Discretionary Share Plan For For Management
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
22 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Nancy K. Buese For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Charles I. Cogut For For Management
1.6 Elect Director Michael A. Creel For For Management
1.7 Elect Director Stacey H. Dore For For Management
1.8 Elect Director Vicki L. Fuller For For Management
1.9 Elect Director Peter A. Ragauss For For Management
1.10 Elect Director Rose M. Robeson For For Management
1.11 Elect Director Scott D. Sheffield For For Management
1.12 Elect Director Murray D. Smith For For Management
1.13 Elect Director William H. Spence For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director R. Alexandra Keith For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director James C. Mullen For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Debora L. Spar For For Management
1k Elect Director Scott M. Sperling For For Management
1l Elect Director Dion J. Weisler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Provide Right to Call A Special Meeting Against Against Shareholder
--------------------------------------------------------------------------------
TOKYO GAS CO., LTD.
Ticker: 9531 Security ID: J87000113
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2 Amend Articles to Amend Business Lines For For Management
- Adopt Board Structure with Three
Committees - Clarify Director
Authority on Shareholder Meetings -
Amend Provisions on Director Titles -
Authorize Board to Determine Income
Allocation
3.1 Elect Director Hirose, Michiaki For For Management
3.2 Elect Director Uchida, Takashi For For Management
3.3 Elect Director Nakajima, Isao For For Management
3.4 Elect Director Saito, Hitoshi For For Management
3.5 Elect Director Takami, Kazunori For For Management
3.6 Elect Director Edahiro, Junko For For Management
3.7 Elect Director Indo, Mami For For Management
3.8 Elect Director Nohara, Sawako For For Management
3.9 Elect Director Ono, Hiromichi For For Management
4 Approve Transfer of Operations to For For Management
Wholly Owned Subsidiary
--------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY
Ticker: TSCO Security ID: 892356106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia T. Jamison For For Management
1.2 Elect Director Joy Brown For For Management
1.3 Elect Director Ricardo Cardenas For For Management
1.4 Elect Director Denise L. Jackson For For Management
1.5 Elect Director Thomas A. Kingsbury For For Management
1.6 Elect Director Ramkumar Krishnan For For Management
1.7 Elect Director Edna K. Morris For For Management
1.8 Elect Director Mark J. Weikel For For Management
1.9 Elect Director Harry A. Lawton, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
TREND MICRO, INC.
Ticker: 4704 Security ID: J9298Q104
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 153
2 Amend Articles to Reduce Directors' For Against Management
Term - Authorize Board to Determine
Income Allocation
3.1 Elect Director Chang Ming-Jang For For Management
3.2 Elect Director Eva Chen For For Management
3.3 Elect Director Mahendra Negi For For Management
3.4 Elect Director Omikawa, Akihiko For For Management
3.5 Elect Director Nonaka, Ikujiro For For Management
3.6 Elect Director Koga, Tetsuo For For Management
4.1 Appoint Statutory Auditor Sempo, Masaru For For Management
4.2 Appoint Statutory Auditor Hasegawa, For For Management
Fumio
4.3 Appoint Statutory Auditor Kameoka, For For Management
Yasuo
4.4 Appoint Statutory Auditor Fujita, Koji For For Management
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Dorothy J. Bridges For For Management
1c Elect Director Elizabeth L. Buse For For Management
1d Elect Director Andrew Cecere For For Management
1e Elect Director Kimberly N. For For Management
Ellison-Taylor
1f Elect Director Kimberly J. Harris For For Management
1g Elect Director Roland A. Hernandez For For Management
1h Elect Director Olivia F. Kirtley For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Richard P. McKenney For For Management
1k Elect Director Yusuf I. Mehdi For For Management
1l Elect Director John P. Wiehoff For For Management
1m Elect Director Scott W. Wine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UCB SA
Ticker: UCB Security ID: B93562120
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 1.27 per Share
5 Approve Remuneration Report For For Management
6 Approve Remuneration Policy For For Management
7 Approve Discharge of Directors For For Management
8 Approve Discharge of Auditors For For Management
9.1.A Elect Stefan Oschmann as Director For For Management
9.1.B Indicate Stefan Oschmann as For For Management
Independent Director
9.2 Elect Fiona du Monceau as Director For For Management
9.3.A Ratify the Co-optation of Susan Gasser For For Management
as Independent Director
9.3.B Elect Susan Gasser as Director For For Management
9.3.C Indicate Susan Gasser as Independent For For Management
Director
9.4.A Elect Jonathan Peacock as Director For For Management
9.4.B Indicate Jonathan Peacock as For For Management
Independent Director
9.5.A Reelect Albrecht De Graeve as Director For For Management
9.5.B Indicate Albrecht De Graeve as For For Management
Independent Director
9.6.A Elect Viviane Monges as Director For For Management
9.6.B Indicate Viviane Monges as Independent For For Management
Director
10 Ratify Mazars as Auditors For For Management
11 Approve Long-Term Incentive Plans - For For Management
Program of Free Allocation of Shares
12.1 Approve Change-of-Control Clause Re: For For Management
EMTN Program
--------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION
Ticker: UMBF Security ID: 902788108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robin C. Beery For For Management
1.2 Elect Director Janine A. Davidson For For Management
1.3 Elect Director Kevin C. Gallagher For For Management
1.4 Elect Director Greg M. Graves For For Management
1.5 Elect Director Alexander C. Kemper For For Management
1.6 Elect Director J. Mariner Kemper For For Management
1.7 Elect Director Gordon E. Lansford, III For For Management
1.8 Elect Director Timothy R. Murphy For For Management
1.9 Elect Director Tamara M. Peterman For For Management
1.10 Elect Director Kris A. Robbins For For Management
1.11 Elect Director L. Joshua Sosland For For Management
1.12 Elect Director Leroy J. Williams, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: N8981F289
Meeting Date: SEP 21, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Unification For For Management
2 Approve Unification For For Management
3 Approve Discharge of Executive For For Management
Directors
4 Approve Discharge of Non-Executive For For Management
Directors
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Climate Transition Action Plan For For Management
5 Re-elect Nils Andersen as Director For For Management
6 Re-elect Laura Cha as Director For For Management
7 Re-elect Dr Judith Hartmann as Director For For Management
8 Re-elect Alan Jope as Director For For Management
9 Re-elect Andrea Jung as Director For For Management
10 Re-elect Susan Kilsby as Director For For Management
11 Re-elect Strive Masiyiwa as Director For For Management
12 Re-elect Youngme Moon as Director For For Management
13 Re-elect Graeme Pitkethly as Director For For Management
14 Re-elect John Rishton as Director For For Management
15 Re-elect Feike Sijbesma as Director For For Management
16 Reappoint KPMG LLP as Auditors For For Management
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise UK Political Donations and For For Management
Expenditure
19 Approve SHARES Plan For For Management
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
25 Adopt New Articles of Association For For Management
26 Approve Reduction of the Share Premium For For Management
Account
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol B. Tome For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Eva C. Boratto For For Management
1d Elect Director Michael J. Burns For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Angela Hwang For For Management
1g Elect Director Kate E. Johnson For For Management
1h Elect Director William R. Johnson For For Management
1i Elect Director Ann M. Livermore For For Management
1j Elect Director Franck J. Moison For For Management
1k Elect Director Christiana Smith Shi For For Management
1l Elect Director Russell Stokes For For Management
1m Elect Director Kevin Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
7 Report on Climate Change Against For Shareholder
8 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
9 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Burke For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Stephen J. Hemsley For For Management
1d Elect Director Michele J. Hooper For For Management
1e Elect Director F. William McNabb, III For For Management
1f Elect Director Valerie C. Montgomery For For Management
Rice
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Gail R. Wilensky For For Management
1i Elect Director Andrew Witty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
VALVOLINE INC.
Ticker: VVV Security ID: 92047W101
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerald W. Evans, Jr. For For Management
1b Elect Director Richard J. Freeland For For Management
1c Elect Director Stephen F. Kirk For For Management
1d Elect Director Carol H. Kruse For For Management
1e Elect Director Stephen E. Macadam For For Management
1f Elect Director Vada O. Manager For For Management
1g Elect Director Samuel J. Mitchell, Jr. For For Management
1h Elect Director Charles M. Sonsteby For For Management
1i Elect Director Mary J. Twinem For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shellye L. Archambeau For For Management
1b Elect Director Roxanne S. Austin For For Management
1c Elect Director Mark T. Bertolini For For Management
1d Elect Director Melanie L. Healey For For Management
1e Elect Director Clarence Otis, Jr. For For Management
1f Elect Director Daniel H. Schulman For For Management
1g Elect Director Rodney E. Slater For For Management
1h Elect Director Hans E. Vestberg For For Management
1i Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
5 Amend Senior Executive Compensation Against Against Shareholder
Clawback Policy
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
VICI PROPERTIES INC.
Ticker: VICI Security ID: 925652109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Abrahamson For For Management
1b Elect Director Diana F. Cantor For For Management
1c Elect Director Monica H. Douglas For For Management
1d Elect Director Elizabeth I. Holland For For Management
1e Elect Director Craig Macnab For For Management
1f Elect Director Edward B. Pitoniak For For Management
1g Elect Director Michael D. Rumbolz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VISTRA CORP.
Ticker: VST Security ID: 92840M102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott B. Helm For For Management
1.2 Elect Director Hilary E. Ackermann For For Management
1.3 Elect Director Arcilia C. Acosta For For Management
1.4 Elect Director Gavin R. Baiera For For Management
1.5 Elect Director Paul M. Barbas For For Management
1.6 Elect Director Lisa Crutchfield For For Management
1.7 Elect Director Brian K. Ferraioli For For Management
1.8 Elect Director Jeff D. Hunter For For Management
1.9 Elect Director Curtis A. Morgan For For Management
1.10 Elect Director John R. Sult For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VIVENDI SA
Ticker: VIV Security ID: F97982106
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 20 of Bylaws Re: For For Management
Allocation of Income and Dividends
2 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VIVENDI SE
Ticker: VIV Security ID: F97982106
Meeting Date: JUN 22, 2021 Meeting Type: Annual/Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
5 Advisory Vote on Exceptional For For Management
Distribution Project in kind of a
Majority of the Capital of Universal
Music Group N.V. to the Shareholders
of Vivendi SE
6 Exceptional Distribution in kind of For For Management
Shares of Universal Music Group N.V.
to the Shareholders of Vivendi SE
7 Approve Compensation Report For Against Management
8 Approve Compensation of Yannick For Against Management
Bollore, Chairman of the Supervisory
Board
9 Approve Compensation of Arnaud de For Against Management
Puyfontaine, Chairman of the
Management Board
10 Approve Compensation of Gilles Alix, For Against Management
Management Board Member
11 Approve Compensation of Cedric de For Against Management
Bailliencourt, Management Board Member
12 Approve Compensation of Frederic For Against Management
Crepin, Management Board Member
13 Approve Compensation of Simon Gillham, For Against Management
Management Board Member
14 Approve Compensation of Herve For Against Management
Philippe, Management Board Member
15 Approve Compensation of Stephane For Against Management
Roussel, Management Board Member
16 Approve Remuneration Policy of For Against Management
Supervisory Board Members and Chairman
17 Approve Remuneration Policy of For Against Management
Chairman of the Management Board
18 Approve Remuneration Policy of For Against Management
Management Board Members
19 Reelect Veronique Driot-Argentin as For For Management
Supervisory Board Member
20 Reelect Sandrine Le Bihan as For For Management
Representative of Employee
Shareholders to the Board
21 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
22 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
23 Authorize Specific Buyback Program and For Against Management
Cancellation of Repurchased Share
24 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 655 Million
25 Authorize Capitalization of Reserves For For Management
of Up to EUR 327,5 Million for Bonus
Issue or Increase in Par Value
26 Authorize Capital Increase of up to 5 For For Management
Percent of Issued Capital for
Contributions in Kind
27 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
Employees of International Subsidiaries
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Jean-Francois van Boxmeer as For For Management
Director
3 Re-elect Gerard Kleisterlee as Director For For Management
4 Re-elect Nick Read as Director For For Management
5 Re-elect Margherita Della Valle as For For Management
Director
6 Re-elect Sir Crispin Davis as Director For For Management
7 Re-elect Michel Demare as Director For For Management
8 Re-elect Dame Clara Furse as Director For For Management
9 Re-elect Valerie Gooding as Director For For Management
10 Re-elect Renee James as Director For For Management
11 Re-elect Maria Amparo Moraleda For For Management
Martinez as Director
12 Re-elect Sanjiv Ahuja as Director For For Management
13 Re-elect David Thodey as Director For For Management
14 Re-elect David Nish as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Policy For For Management
17 Approve Remuneration Report For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise EU Political Donations and For For Management
Expenditure
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
26 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
WASTE CONNECTIONS, INC.
Ticker: WCN Security ID: 94106B101
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward E. "Ned" Guillet For For Management
1b Elect Director Michael W. Harlan For For Management
1c Elect Director Larry S. Hughes For For Management
1d Elect Director Worthing F. Jackman For For Management
1e Elect Director Elise L. Jordan For For Management
1f Elect Director Susan "Sue" Lee For For Management
1g Elect Director Ronald J. Mittelstaedt For For Management
1h Elect Director William J. Razzouk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Grant Thornton LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James C. Fish, Jr. For For Management
1b Elect Director Andres R. Gluski For For Management
1c Elect Director Victoria M. Holt For For Management
1d Elect Director Kathleen M. Mazzarella For For Management
1e Elect Director Sean E. Menke For For Management
1f Elect Director William B. Plummer For For Management
1g Elect Director John C. Pope For For Management
1h Elect Director Maryrose T. Sylvester For For Management
1i Elect Director Thomas H. Weidemeyer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELCIA HOLDINGS CO., LTD.
Ticker: 3141 Security ID: J9505A108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ikeno, Takamitsu For For Management
1.2 Elect Director Matsumoto, Tadahisa For For Management
1.3 Elect Director Sato, Norimasa For For Management
1.4 Elect Director Nakamura, Juichi For For Management
1.5 Elect Director Okada, Motoya For For Management
1.6 Elect Director Narita, Yukari For For Management
1.7 Elect Director Nakai, Tomoko For For Management
1.8 Elect Director Ishizuka, Kunio For For Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Mark A. Chancy For For Management
1c Elect Director Celeste A. Clark For For Management
1d Elect Director Theodore F. Craver, Jr. For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Charles H. Noski For For Management
1h Elect Director Richard B. Payne, Jr. For For Management
1i Elect Director Juan A. Pujadas For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Proxy Access Right Against Against Shareholder
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Delaware Public Benefit
Corporation
6 Report on Incentive-Based Compensation Against Against Shareholder
and Risks of Material Losses
7 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
WERNER ENTERPRISES, INC.
Ticker: WERN Security ID: 950755108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Arves For For Management
1.2 Elect Director Vikram Mansharamani For For Management
1.3 Elect Director Alexi A. Wellman For For Management
1.4 Elect Director Carmen A. Tapio For For Management
1.5 Elect Director Derek J. Leathers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Emmert For For Management
1b Elect Director Rick R. Holley For For Management
1c Elect Director Sara Grootwassink Lewis For For Management
1d Elect Director Deidra C. Merriwether For For Management
1e Elect Director Al Monaco For For Management
1f Elect Director Nicole W. Piasecki For For Management
1g Elect Director Lawrence A. Selzer For For Management
1h Elect Director Devin W. Stockfish For For Management
1i Elect Director Kim Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Ticker: WLTW Security ID: G96629103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anna C. Catalano For For Management
1b Elect Director Victor F. Ganzi For For Management
1c Elect Director John J. Haley For For Management
1d Elect Director Wendy E. Lane For For Management
1e Elect Director Brendan R. O'Neill For For Management
1f Elect Director Jaymin B. Patel For For Management
1g Elect Director Linda D. Rabbitt For For Management
1h Elect Director Paul D. Thomas For For Management
1i Elect Director Wilhelm Zeller For For Management
2 Ratify the Appointment of Deloitte & For For Management
Touche LLP as Auditor and Deloitte
Ireland LLP to audit the Irish
Statutory Accounts, and Authorize the
Board to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights
--------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION
Ticker: INT Security ID: 981475106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kasbar For For Management
1.2 Elect Director Ken Bakshi For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Sharda Cherwoo For For Management
1.5 Elect Director Richard A. Kassar For For Management
1.6 Elect Director John L. Manley For For Management
1.7 Elect Director Stephen K. Roddenberry For For Management
1.8 Elect Director Paul H. Stebbins For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: YAR Security ID: R9900C106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Approve Notice of For For Management
Meeting and Agenda
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 20.00
Per Share
4 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
5 Approve Company's Corporate Governance For For Management
Statement
6 Approve Remuneration of Auditors For For Management
7 Approve Remuneration of Directors in For For Management
the Amount of NOK 690,000 for the
Chairman, NOK 412,000 for the Vice
Chairman, and NOK 363,000 for the
Other Directors; Approve Committee Fees
8 Approve Remuneration of Nominating For For Management
Committee
9 Approve NOK 22.8 Million Reduction in For For Management
Share Capital via Share Cancellation
and Redemption
10 Authorize Share Repurchase Program For For Management
11 Amend Articles Re: Electronic General For For Management
Meetings
--------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paget L. Alves For For Management
1b Elect Director Keith Barr For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Brian C. Cornell For For Management
1e Elect Director Tanya L. Domier For For Management
1f Elect Director David W. Gibbs For For Management
1g Elect Director Mirian M. Graddick-Weir For For Management
1h Elect Director Lauren R. Hobart For For Management
1i Elect Director Thomas C. Nelson For For Management
1j Elect Director P. Justin Skala For For Management
1k Elect Director Elane B. Stock For For Management
1l Elect Director Annie Young-Scrivner For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZOETIS INC.
Ticker: ZTS Security ID: 98978V103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sanjay Khosla For For Management
1b Elect Director Antoinette R. For For Management
Leatherberry
1c Elect Director Willie M. Reed For For Management
1d Elect Director Linda Rhodes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
4 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 20.00 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1a Reelect Michel Lies as Director and For For Management
Board Chairman
4.1b Reelect Joan Amble as Director For For Management
4.1c Reelect Catherine Bessant as Director For For Management
4.1d Reelect Dame Carnwath as Director For For Management
4.1e Reelect Christoph Franz as Director For For Management
4.1f Reelect Michael Halbherr as Director For For Management
4.1g Reelect Jeffrey Hayman as Director For For Management
(pro-forma vote as Jeffrey Hayman is
not available for appointment)
4.1h Reelect Monica Maechler as Director For For Management
4.1i Reelect Kishore Mahbubani as Director For For Management
4.1j Reelect Jasmin Staiblin as Director For For Management
4.1k Reelect Barry Stowe as Director For For Management
4.1l Elect Sabine Keller-Busse as Director For For Management
4.2.1 Reappoint Michel Lies as Member of the For For Management
Compensation Committee
4.2.2 Reappoint Catherine Bessant as Member For For Management
of the Compensation Committee
4.2.3 Reappoint Christoph Franz as Member of For For Management
the Compensation Committee
4.2.4 Reappoint Kishore Mahbubani as Member For For Management
of the Compensation Committee
4.2.5 Reappoint Jasmin Staiblin as Member of For For Management
the Compensation Committee
4.2.6 Appoint Sabine Keller-Busse as Member For For Management
of the Compensation Committee
4.3 Designate Keller KLG as Independent For For Management
Proxy
4.4 Ratify Ernst & Young AG as Auditors For For Management
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.9 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 79.8
Million
6 Approve Extension of Existing For For Management
Authorized Capital Pool of CHF 4.5
Million with Partial Exclusion of
Preemptive Rights and Approve
Amendment to Existing Conditional
Capital Pool
7 Transact Other Business (Voting) For Against Management
====================== Voya Index Plus LargeCap Portfolio ======================
2U, INC.
Ticker: TWOU Security ID: 90214J101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Maeder For Withhold Management
1.2 Elect Director Christopher J. Paucek For For Management
1.3 Elect Director Gregory K. Peters For For Management
1.4 Elect Director Robert M. Stavis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
A. O. SMITH CORPORATION
Ticker: AOS Security ID: 831865209
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Brown For Withhold Management
1.2 Elect Director Ilham Kadri For Withhold Management
1.3 Elect Director Idelle K. Wolf For For Management
1.4 Elect Director Gene C. Wulf For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Robert B. Ford For For Management
1.5 Elect Director Michelle A. Kumbier For For Management
1.6 Elect Director Darren W. McDew For For Management
1.7 Elect Director Nancy McKinstry For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Michael F. Roman For For Management
1.10 Elect Director Daniel J. Starks For For Management
1.11 Elect Director John G. Stratton For For Management
1.12 Elect Director Glenn F. Tilton For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Adopt Majority Voting Standard for For For Management
Amendments of the Articles of
Incorporation and Effect Other
Ministerial Changes
4b Adopt Majority Voting Standard for For For Management
Certain Extraordinary Transactions
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Racial Justice Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director Richard A. Gonzalez For For Management
1.3 Elect Director Rebecca B. Roberts For For Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Nonqualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote For For Management
Requirement
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Biggar For For Management
1.2 Elect Director Julian C. Baker For For Management
1.3 Elect Director Daniel B. Soland For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACUITY BRANDS, INC.
Ticker: AYI Security ID: 00508Y102
Meeting Date: JAN 06, 2021 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil M. Ashe For For Management
1b Elect Director W. Patrick Battle For For Management
1c Elect Director Peter C. Browning For For Management
1d Elect Director G. Douglas Dillard, Jr. For For Management
1e Elect Director James H. Hance, Jr. For For Management
1f Elect Director Maya Leibman For For Management
1g Elect Director Laura G. O'Shaughnessy For For Management
1h Elect Director Dominic J. Pileggi For For Management
1i Elect Director Ray M. Robinson For For Management
1j Elect Director Mary A. Winston For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3a Eliminate Supermajority Vote For For Management
Requirement
3b Eliminate Supermajority Voting For For Management
Provision to Remove Directors
4 Provide Right to Call Special Meeting For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADOBE INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy Banse For For Management
1b Elect Director Melanie Boulden For For Management
1c Elect Director Frank Calderoni For For Management
1d Elect Director James Daley For For Management
1e Elect Director Laura Desmond For For Management
1f Elect Director Shantanu Narayen For For Management
1g Elect Director Kathleen Oberg For For Management
1h Elect Director Dheeraj Pandey For For Management
1i Elect Director David Ricks For For Management
1j Elect Director Daniel Rosensweig For For Management
1k Elect Director John Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John E. Caldwell For For Management
1b Elect Director Nora M. Denzel For For Management
1c Elect Director Mark Durcan For For Management
1d Elect Director Michael P. Gregoire For For Management
1e Elect Director Joseph A. Householder For For Management
1f Elect Director John W. Marren For For Management
1g Elect Director Lisa T. Su For For Management
1h Elect Director Abhi Y. Talwalkar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mala Anand For For Management
1.2 Elect Director Koh Boon Hwee For For Management
1.3 Elect Director Michael R. McMullen For For Management
1.4 Elect Director Daniel K. Podolsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan K. Carter For For Management
1b Elect Director Charles I. Cogut For For Management
1c Elect Director Lisa A. Davis For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Seifollah (Seifi) For For Management
Ghasemi
1f Elect Director David H. Y. Ho For For Management
1g Elect Director Edward L. Monser For For Management
1h Elect Director Matthew H. Paull For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon Bowen For For Management
1.2 Elect Director Marianne Brown For For Management
1.3 Elect Director Monte Ford For For Management
1.4 Elect Director Jill Greenthal For For Management
1.5 Elect Director Dan Hesse For For Management
1.6 Elect Director Tom Killalea For For Management
1.7 Elect Director Tom Leighton For For Management
1.8 Elect Director Jonathan Miller For For Management
1.9 Elect Director Madhu Ranganathan For For Management
1.10 Elect Director Ben Verwaayen For For Management
1.11 Elect Director Bill Wagner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 11, 2021 Meeting Type: Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Dallas For For Management
1.2 Elect Director Joseph M. Hogan For For Management
1.3 Elect Director Joseph Lacob For For Management
1.4 Elect Director C. Raymond Larkin, Jr. For For Management
1.5 Elect Director George J. Morrow For For Management
1.6 Elect Director Anne M. Myong For For Management
1.7 Elect Director Andrea L. Saia For For Management
1.8 Elect Director Greg J. Santora For For Management
1.9 Elect Director Susan E. Siegel For For Management
1.10 Elect Director Warren S. Thaler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Bylaws to Add Federal Forum For For Management
Selection Provision
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLISON TRANSMISSION HOLDINGS, INC.
Ticker: ALSN Security ID: 01973R101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Judy L. Altmaier For For Management
1b Elect Director Stan A. Askren For For Management
1c Elect Director David C. Everitt For For Management
1d Elect Director Alvaro Garcia-Tunon For For Management
1e Elect Director David S. Graziosi For For Management
1f Elect Director Carolann I. Haznedar For For Management
1g Elect Director Richard P. Lavin For For Management
1h Elect Director Thomas W. Rabaut For For Management
1i Elect Director Richard V. Reynolds For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Franklin W. Hobbs For For Management
1b Elect Director Kenneth J. Bacon For For Management
1c Elect Director Katryn (Trynka) For For Management
Shineman Blake
1d Elect Director Maureen A. For For Management
Breakiron-Evans
1e Elect Director William H. Cary For For Management
1f Elect Director Mayree C. Clark For For Management
1g Elect Director Kim S. Fennebresque For For Management
1h Elect Director Marjorie Magner For For Management
1i Elect Director Brian H. Sharples For For Management
1j Elect Director John J. Stack For For Management
1k Elect Director Michael F. Steib For For Management
1l Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For For Management
1e Elect Director Frances H. Arnold For For Management
1f Elect Director L. John Doerr For Against Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For For Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For For Management
1k Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
6 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
7 Report on Takedown Requests Against For Shareholder
8 Report on Whistleblower Policies and Against Against Shareholder
Practices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Against For Shareholder
Anticompetitive Practices
11 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
ALTICE USA, INC.
Ticker: ATUS Security ID: 02156K103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick Drahi For Against Management
1b Elect Director Gerrit Jan Bakker For Against Management
1c Elect Director Manon Brouillette None None Management
*Withdrawn Resolution*
1d Elect Director David Drahi For Against Management
1e Elect Director Dexter Goei For Against Management
1f Elect Director Mark Mullen For For Management
1g Elect Director Dennis Okhuijsen For Against Management
1h Elect Director Charles Stewart For Against Management
1i Elect Director Raymond Svider For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Casteen, III For For Management
1b Elect Director Dinyar S. Devitre For For Management
1c Elect Director William F. Gifford, Jr. For For Management
1d Elect Director Debra J. Kelly-Ennis For For Management
1e Elect Director W. Leo Kiely, III For For Management
1f Elect Director Kathryn B. McQuade For For Management
1g Elect Director George Munoz For For Management
1h Elect Director Mark E. Newman For For Management
1i Elect Director Nabil Y. Sakkab For For Management
1j Elect Director Virginia E. Shanks For For Management
1k Elect Director Ellen R. Strahlman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Underage Tobacco Prevention Against Against Shareholder
Policies and Marketing Practices
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Keith B. Alexander For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Customers' Use of its Against For Shareholder
Surveillance and Computer Vision
Products Capabilities or Cloud
Products Contribute to Human Rights
Violations
5 Require Independent Board Chair Against Against Shareholder
6 Report on Gender/Racial Pay Gap Against For Shareholder
7 Report on Promotion Data Against Against Shareholder
8 Report on the Impacts of Plastic Against For Shareholder
Packaging
9 Oversee and Report on a Civil Rights, Against Against Shareholder
Equity, Diversity and Inclusion Audit
10 Adopt a Policy to Include Hourly Against Against Shareholder
Employees as Director Candidates
11 Report on Board Oversight of Risks Against For Shareholder
Related to Anti-Competitive Practices
12 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
13 Report on Lobbying Payments and Policy Against For Shareholder
14 Report on Potential Human Rights Against For Shareholder
Impacts of Customers' Use of
Rekognition
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Minicucci For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director James S. Kahan For For Management
1.4 Elect Director Rafael de la Vega For For Management
1.5 Elect Director Giora Yaron For For Management
1.6 Elect Director Eli Gelman For For Management
1.7 Elect Director Richard T.C. LeFave For For Management
1.8 Elect Director John A. MacDonald For For Management
1.9 Elect Director Shuky Sheffer For For Management
1.10 Elect Director Yvette Kanouff For For Management
2 Approve an Increase in the Quarterly For For Management
Cash Dividend Rate
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AMERICAN HOMES 4 RENT
Ticker: AMH Security ID: 02665T306
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth M. Woolley For For Management
1b Elect Director David P. Singelyn For For Management
1c Elect Director Douglas N. Benham For For Management
1d Elect Director Jack Corrigan For For Management
1e Elect Director David Goldberg For For Management
1f Elect Director Tamara Hughes Gustavson For For Management
1g Elect Director Matthew J. Hart For For Management
1h Elect Director Michelle C. Kerrick For For Management
1i Elect Director James H. Kropp For For Management
1j Elect Director Lynn C. Swann For For Management
1k Elect Director Winifred M. Webb For For Management
1l Elect Director Jay Willoughby For For Management
1m Elect Director Matthew R. Zaist For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Bartlett For For Management
1b Elect Director Raymond P. Dolan For For Management
1c Elect Director Kenneth R. Frank For For Management
1d Elect Director Robert D. Hormats For For Management
1e Elect Director Gustavo Lara Cantu For For Management
1f Elect Director Grace D. Lieblein For For Management
1g Elect Director Craig Macnab For For Management
1h Elect Director JoAnn A. Reed For For Management
1i Elect Director Pamela D.A. Reeve For For Management
1j Elect Director David E. Sharbutt For For Management
1k Elect Director Bruce L. Tanner For For Management
1l Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
5 Establish a Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey N. Edwards For For Management
1b Elect Director Martha Clark Goss For For Management
1c Elect Director Veronica M. Hagen For For Management
1d Elect Director Kimberly J. Harris For For Management
1e Elect Director Julia L. Johnson For For Management
1f Elect Director Patricia L. Kampling For For Management
1g Elect Director Karl F. Kurz For For Management
1h Elect Director Walter J. Lynch For For Management
1i Elect Director George MacKenzie For For Management
1j Elect Director James G. Stavridis For For Management
1k Elect Director Lloyd M. Yates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Cracchiolo For For Management
1b Elect Director Dianne Neal Blixt For For Management
1c Elect Director Amy DiGeso For For Management
1d Elect Director Lon R. Greenberg For For Management
1e Elect Director Jeffrey Noddle For For Management
1f Elect Director Robert F. Sharpe, Jr. For For Management
1g Elect Director Brian T. Shea For For Management
1h Elect Director W. Edward Walter, III For For Management
1i Elect Director Christopher J. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tod E. Carpenter For For Management
1b Elect Director Karleen M. Oberton For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Robert A. Bradway For For Management
1c Elect Director Brian J. Druker For For Management
1d Elect Director Robert A. Eckert For For Management
1e Elect Director Greg C. Garland For For Management
1f Elect Director Charles M. Holley, Jr. For For Management
1g Elect Director Tyler Jacks For For Management
1h Elect Director Ellen J. Kullman For For Management
1i Elect Director Amy E. Miles For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANAPLAN, INC.
Ticker: PLAN Security ID: 03272L108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Conte For Withhold Management
1.2 Elect Director Suresh Vasudevan For For Management
1.3 Elect Director Yvonne Wassenaar For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Hay, III For For Management
1.2 Elect Director Antonio F. Neri For For Management
1.3 Elect Director Ramiro G. Peru For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0403H108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lester B. Knight For For Management
1.2 Elect Director Gregory C. Case For For Management
1.3 Elect Director Jin-Yong Cai For For Management
1.4 Elect Director Jeffrey C. Campbell For For Management
1.5 Elect Director Fulvio Conti For For Management
1.6 Elect Director Cheryl A. Francis For For Management
1.7 Elect Director J. Michael Losh For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Gloria Santona For For Management
1.11 Elect Director Byron O. Spruell For For Management
1.12 Elect Director Carolyn Y. Woo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Ratify Ernst & Young Chartered For For Management
Accountants as Statutory Auditor
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Amend Articles of Association Re: For For Management
Article 190
7 Authorize the Board of Directors to For For Management
Capitalize Certain Non-distributable
Reserves
8 Approve Creation of Distributable For For Management
Profits by the Reduction and
Cancellation of the Amounts
Capitalized Pursuant to the Authority
Given Under Proposal 7
--------------------------------------------------------------------------------
APA CORP.
Ticker: APA Security ID: 03743Q108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Juliet S. Ellis For For Management
4 Elect Director Chansoo Joung For For Management
5 Elect Director John E. Lowe For For Management
6 Elect Director H. Lamar McKay For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditor For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Amend Charter to Remove the For For Management
Pass-Through Voting Provision
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For For Management
1e Elect Director Art Levinson For For Management
1f Elect Director Monica Lozano For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against For Shareholder
5 Improve Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rani Borkar For For Management
1b Elect Director Judy Bruner For For Management
1c Elect Director Xun (Eric) Chen For For Management
1d Elect Director Aart J. de Geus For For Management
1e Elect Director Gary E. Dickerson For For Management
1f Elect Director Thomas J. Iannotti For For Management
1g Elect Director Alexander A. Karsner For For Management
1h Elect Director Adrianna C. Ma For For Management
1i Elect Director Yvonne McGill For For Management
1j Elect Director Scott A. McGregor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Require Independent Board Chairman Against Against Shareholder
7 Improve Executive Compensation Program Against Against Shareholder
and Policy
--------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry W. Perry For For Management
1.2 Elect Director William F. Austen For For Management
1.3 Elect Director Steven H. Gunby For For Management
1.4 Elect Director Gail E. Hamilton For For Management
1.5 Elect Director Richard S. Hill For For Management
1.6 Elect Director M. F. (Fran) Keeth For For Management
1.7 Elect Director Andrew C. Kerin For For Management
1.8 Elect Director Laurel J. Krzeminski For For Management
1.9 Elect Director Michael J. Long For For Management
1.10 Elect Director Stephen C. Patrick For For Management
1.11 Elect Director Gerry P. Smith For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASGN INCORPORATED
Ticker: ASGN Security ID: 00191U102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Dyer For For Management
1.2 Elect Director Mariel A. Joliet For For Management
1.3 Elect Director Marty R. Kittrell For For Management
1.4 Elect Director Carol Lindstrom For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASHLAND GLOBAL HOLDINGS INC.
Ticker: ASH Security ID: 044186104
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brendan M. Cummins For For Management
1.2 Elect Director William G. Dempsey For For Management
1.3 Elect Director Jay V. Ihlenfeld For For Management
1.4 Elect Director Wetteny Joseph For For Management
1.5 Elect Director Susan L. Main For For Management
1.6 Elect Director Guillermo Novo For For Management
1.7 Elect Director Jerome A. Peribere For For Management
1.8 Elect Director Ricky C. Sandler For For Management
1.9 Elect Director Janice J. Teal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William E. Kennard For For Management
1b Elect Director Samuel A. Di Piazza, Jr. For For Management
1c Elect Director Scott T. Ford For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Stephen J. Luczo For For Management
1g Elect Director Michael B. McCallister For For Management
1h Elect Director Beth E. Mooney For For Management
1i Elect Director Matthew K. Rose For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Cynthia B. Taylor For For Management
1l Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
--------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Linda A. Goodspeed For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director Enderson Guimaraes For For Management
1.5 Elect Director Michael M. Calbert For For Management
1.6 Elect Director D. Bryan Jordan For For Management
1.7 Elect Director Gale V. King For For Management
1.8 Elect Director George R. Mrkonic, Jr. For For Management
1.9 Elect Director William C. Rhodes, III For For Management
1.10 Elect Director Jill A. Soltau For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVALARA, INC.
Ticker: AVLR Security ID: 05338G106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marion Foote For For Management
1.2 Elect Director Rajeev Singh For Withhold Management
1.3 Elect Director Kathleen Zwickert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AXALTA COATING SYSTEMS LTD.
Ticker: AXTA Security ID: G0750C108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Bryant For For Management
1.2 Elect Director Steven M. Chapman For For Management
1.3 Elect Director William M. Cook For For Management
1.4 Elect Director Mark Garrett For For Management
1.5 Elect Director Deborah J. Kissire For For Management
1.6 Elect Director Elizabeth C. Lempres For For Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Rakesh Sachdev For For Management
1.9 Elect Director Samuel L. Smolik For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 01, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Gregory E. Abel For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Stephen B. Burke For For Management
1.6 Elect Director Kenneth I. Chenault For For Management
1.7 Elect Director Susan L. Decker For For Management
1.8 Elect Director David S. Gottesman For For Management
1.9 Elect Director Charlotte Guyman For For Management
1.10 Elect Director Ajit Jain For For Management
1.11 Elect Director Thomas S. Murphy For For Management
1.12 Elect Director Ronald L. Olson For For Management
1.13 Elect Director Walter Scott, Jr. For For Management
1.14 Elect Director Meryl B. Witmer For For Management
2 Report on Climate-Related Risks and Against For Shareholder
Opportunities
3 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
BERRY GLOBAL GROUP, INC.
Ticker: BERY Security ID: 08579W103
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Evan Bayh For For Management
1b Elect Director Jonathan F. Foster For For Management
1c Elect Director Idalene F. Kesner For For Management
1d Elect Director Jill A. Rahman For For Management
1e Elect Director Carl J. (Rick) For For Management
Rickertsen
1f Elect Director Thomas E. Salmon For For Management
1g Elect Director Paula A. Sneed For For Management
1h Elect Director Robert A. Steele For For Management
1i Elect Director Stephen E. Sterrett For For Management
1j Elect Director Scott B. Ullem For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC.
Ticker: BIO Security ID: 090572207
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melinda Litherland For Against Management
1.2 Elect Director Arnold A. Pinkston For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLACK HILLS CORPORATION
Ticker: BKH Security ID: 092113109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linden R. Evans For For Management
1.2 Elect Director Barry M. Granger For For Management
1.3 Elect Director Tony A. Jensen For For Management
1.4 Elect Director Steven R. Mills For For Management
1.5 Elect Director Scott M. Prochazka For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bader M. Alsaad For For Management
1b Elect Director Pamela Daley For For Management
1c Elect Director Jessica P. Einhorn For For Management
1d Elect Director Laurence D. Fink For For Management
1e Elect Director William E. Ford For For Management
1f Elect Director Fabrizio Freda For For Management
1g Elect Director Murry S. Gerber For For Management
1h Elect Director Margaret 'Peggy' L. For For Management
Johnson
1i Elect Director Robert S. Kapito For For Management
1j Elect Director Cheryl D. Mills For For Management
1k Elect Director Gordon M. Nixon For For Management
1l Elect Director Charles H. Robbins For For Management
1m Elect Director Marco Antonio Slim Domit For For Management
1n Elect Director Hans E. Vestberg For For Management
1o Elect Director Susan L. Wagner For For Management
1p Elect Director Mark Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte LLP as Auditors For For Management
4a Provide Right to Call Special Meeting For For Management
4b Eliminate Supermajority Vote For For Management
Requirement
4c Amend Charter to Eliminate Provisions For For Management
that are No Longer Applicable and Make
Other Technical Revisions
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION
Ticker: BAH Security ID: 099502106
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Shrader For For Management
1b Elect Director Joan Lordi C. Amble For For Management
1c Elect Director Michele A. Flournoy For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation For For Management
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Nelda J. Connors For For Management
1B Elect Director Dennis C. Cuneo For For Management
1C Elect Director David S. Haffner For For Management
1D Elect Director Michael S. Hanley For For Management
1E Elect Director Frederic B. Lissalde For For Management
1F Elect Director Paul A. Mascarenas For For Management
1G Elect Director Shaun E. McAlmont For For Management
1H Elect Director Deborah D. McWhinney For For Management
1I Elect Director Alexis P. Michas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nelda J. Connors For For Management
1b Elect Director Charles J. Dockendorff For For Management
1c Elect Director Yoshiaki Fujimori For For Management
1d Elect Director Donna A. James For For Management
1e Elect Director Edward J. Ludwig For For Management
1f Elect Director Michael F. Mahoney For For Management
1g Elect Director David J. Roux For For Management
1h Elect Director John E. Sununu For For Management
1i Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Non-Management Employee Against Against Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
BOYD GAMING CORPORATION
Ticker: BYD Security ID: 103304101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Bailey For For Management
1.2 Elect Director Robert L. Boughner For For Management
1.3 Elect Director William R. Boyd For For Management
1.4 Elect Director William S. Boyd For For Management
1.5 Elect Director Marianne Boyd Johnson For For Management
1.6 Elect Director Keith E. Smith For For Management
1.7 Elect Director Christine J. Spadafor For For Management
1.8 Elect Director A. Randall Thoman For For Management
1.9 Elect Director Peter M. Thomas For For Management
1.10 Elect Director Paul W. Whetsell For For Management
1.11 Elect Director Veronica J. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Michael W. Bonney For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Julia A. Haller For For Management
1E Elect Director Paula A. Price For For Management
1F Elect Director Derica W. Rice For For Management
1G Elect Director Theodore R. Samuels For For Management
1H Elect Director Gerald L. Storch For For Management
1I Elect Director Karen H. Vousden For For Management
1J Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Special For For Management
Shareholder Meetings to 15%
6 Require Independent Board Chair Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Reduce Ownership Threshold for Special Against Against Shareholder
Shareholder Meetings to 10%
--------------------------------------------------------------------------------
CABOT CORPORATION
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia A. Arnold For For Management
1.2 Elect Director Douglas G. Del Grosso For For Management
1.3 Elect Director Christine Y. Yan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Daniels For For Management
1b Elect Director Susan M. Gordon For For Management
1c Elect Director William L. Jews For For Management
1d Elect Director Gregory G. Johnson For For Management
1e Elect Director J. Phillip London For For Management
1f Elect Director John S. Mengucci For For Management
1g Elect Director James L. Pavitt For For Management
1h Elect Director Warren R. Phillips For For Management
1i Elect Director Debora A. Plunkett For For Management
1j Elect Director Charles P. Revoile For For Management
1k Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
Ticker: CDNS Security ID: 127387108
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Adams For For Management
1.2 Elect Director Ita Brennan For For Management
1.3 Elect Director Lewis Chew For For Management
1.4 Elect Director Julia Liuson For For Management
1.5 Elect Director James D. Plummer For For Management
1.6 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.7 Elect Director John B. Shoven For For Management
1.8 Elect Director Young K. Sohn For For Management
1.9 Elect Director Lip-Bu Tan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
CANTEL MEDICAL CORP.
Ticker: CMD Security ID: 138098108
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles M. Diker For For Management
1b Elect Director Alan R. Batkin For For Management
1c Elect Director Ann E. Berman For For Management
1d Elect Director Mark N. Diker For For Management
1e Elect Director Anthony B. Evnin For For Management
1f Elect Director Laura L. Forese For For Management
1g Elect Director George L. Fotiades For For Management
1h Elect Director Ronnie Myers For For Management
1i Elect Director Karen N. Prange For For Management
1j Elect Director Peter J. Pronovost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Ime Archibong For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Peter Thomas Killalea For For Management
1e Elect Director Cornelis "Eli" Leenaars For For Management
1f Elect Director Francois Locoh-Donou For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Eileen Serra For For Management
1i Elect Director Mayo A. Shattuck, III For For Management
1j Elect Director Bradford H. Warner For For Management
1k Elect Director Catherine G. West For For Management
1l Elect Director Craig Anthony Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carrie S. Cox For For Management
1b Elect Director Calvin Darden For For Management
1c Elect Director Bruce L. Downey For For Management
1d Elect Director Sheri H. Edison For For Management
1e Elect Director David C. Evans For For Management
1f Elect Director Patricia A. Hemingway For For Management
Hall
1g Elect Director Akhil Johri For For Management
1h Elect Director Michael C. Kaufmann For For Management
1i Elect Director Gregory B. Kenny For For Management
1j Elect Director Nancy Killefer For For Management
1k Elect Director J. Michael Losh For For Management
1l Elect Director Dean A. Scarborough For For Management
1m Elect Director John H. Weiland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED
Ticker: CSL Security ID: 142339100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James D. Frias For For Management
1b Elect Director Maia A. Hansen For For Management
1c Elect Director Corrine D. Ricard For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARMAX, INC.
Ticker: KMX Security ID: 143130102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter J. Bensen For For Management
1b Elect Director Ronald E. Blaylock For For Management
1c Elect Director Sona Chawla For For Management
1d Elect Director Thomas J. Folliard For For Management
1e Elect Director Shira Goodman For For Management
1f Elect Director Robert J. Hombach For For Management
1g Elect Director David W. McCreight For For Management
1h Elect Director William D. Nash For For Management
1i Elect Director Mark F. O'Neil For For Management
1j Elect Director Pietro Satriano For For Management
1k Elect Director Marcella Shinder For For Management
1l Elect Director Mitchell D. Steenrod For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
CARVANA CO.
Ticker: CVNA Security ID: 146869102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest Garcia, III For Withhold Management
1.2 Elect Director Ira Platt For Withhold Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CBRE GROUP, INC.
Ticker: CBRE Security ID: 12504L109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brandon B. Boze For For Management
1b Elect Director Beth F. Cobert For For Management
1c Elect Director Reginald H. Gilyard For For Management
1d Elect Director Shira D. Goodman For For Management
1e Elect Director Christopher T. Jenny For For Management
1f Elect Director Gerardo I. Lopez For For Management
1g Elect Director Oscar Munoz For For Management
1h Elect Director Robert E. Sulentic For For Management
1i Elect Director Laura D. Tyson For For Management
1j Elect Director Sanjiv Yajnik For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jessica L. Blume For For Management
1b Elect Director Frederick H. Eppinger For For Management
1c Elect Director David L. Steward For For Management
1d Elect Director William L. Trubeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Declassify the Board of Directors For For Shareholder
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For Against Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For Against Management
1e Elect Director John D. Markley, Jr. For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director James E. Meyer For For Management
1h Elect Director Steven A. Miron For Against Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Report on Lobbying Payments and Policy Against For Shareholder
4 Require Independent Board Chair Against Against Shareholder
5 Publish Annually a Report Assessing Against For Shareholder
Diversity, Equity, and Inclusion
Efforts
6 Report on Greenhouse Gas Emissions Against For Shareholder
Disclosure
7 Adopt Policy to Annually Disclose Against For Shareholder
EEO-1 Data
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Marillyn A. Hewson For For Management
1f Elect Director Jon M. Huntsman, Jr. For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Dambisa F. Moyo For For Management
1i Elect Director Debra Reed-Klages For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director D. James Umpleby, III For For Management
1l Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Scope 3 Emissions Against For Shareholder
5 Report on Impacts of Net Zero 2050 Against For Shareholder
Scenario
6 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Require Independent Board Chair Against Against Shareholder
9 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC.
Ticker: CMG Security ID: 169656105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert S. Baldocchi For For Management
1.2 Elect Director Matthew A. Carey For For Management
1.3 Elect Director Gregg L. Engles For For Management
1.4 Elect Director Patricia Fili-Krushel For For Management
1.5 Elect Director Neil W. Flanzraich For For Management
1.6 Elect Director Mauricio Gutierrez For For Management
1.7 Elect Director Robin Hickenlooper For For Management
1.8 Elect Director Scott Maw For For Management
1.9 Elect Director Ali Namvar For For Management
1.10 Elect Director Brian Niccol For For Management
1.11 Elect Director Mary Winston For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC.
Ticker: CHD Security ID: 171340102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Craigie For For Management
1b Elect Director Matthew T. Farrell For For Management
1c Elect Director Bradley C. Irwin For For Management
1d Elect Director Penry W. Price For For Management
1e Elect Director Susan G. Saideman For For Management
1f Elect Director Ravichandra K. Saligram For For Management
1g Elect Director Robert K. Shearer For For Management
1h Elect Director Janet S. Vergis For For Management
1i Elect Director Arthur B. Winkleblack For For Management
1j Elect Director Laurie J. Yoler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement to Fill Board Vacancies
4 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Mergers, Consolidations or
Dispositions of Substantial Assets
5 Amend Articles of Incorporation to For For Management
Remove Provisions Relating to
Classified Board
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779309
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hassan M. Ahmed For For Management
1b Elect Director Bruce L. Claflin For For Management
1c Elect Director T. Michael Nevens For For Management
1d Elect Director Patrick T. Gallagher For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125523100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Cordani For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director Eric J. Foss For For Management
1d Elect Director Elder Granger For For Management
1e Elect Director Isaiah Harris, Jr. For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Kathleen M. Mazzarella For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director John M. Partridge For For Management
1j Elect Director Kimberly A. Ross For For Management
1k Elect Director Eric C. Wiseman For For Management
1l Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Disclose Board Matrix Including Against Against Shareholder
Ideological Perspectives
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin - Withdrawn None None Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Lisa T. Su For For Management
2 Change State of Incorporation from For For Management
California to Delaware
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen M. Costello For For Management
1b Elect Director Grace E. Dailey For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director John C. Dugan For For Management
1e Elect Director Jane N. Fraser For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Require Independent Board Chair Against Against Shareholder
7 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Report on Racial Equity Audit Against Against Shareholder
10 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC.
Ticker: CFG Security ID: 174610105
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Van Saun For For Management
1.2 Elect Director Lee Alexander For For Management
1.3 Elect Director Christine M. Cumming For For Management
1.4 Elect Director William P. Hankowsky For For Management
1.5 Elect Director Leo I. ("Lee") Higdon For For Management
1.6 Elect Director Edward J. ("Ned") For For Management
Kelly, III
1.7 Elect Director Charles J. ("Bud") Koch For For Management
1.8 Elect Director Robert G. Leary For For Management
1.9 Elect Director Terrance J. Lillis For For Management
1.10 Elect Director Shivan Subramaniam For For Management
1.11 Elect Director Christopher J. Swift For For Management
1.12 Elect Director Wendy A. Watson For For Management
1.13 Elect Director Marita Zuraitis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CLEAN HARBORS, INC.
Ticker: CLH Security ID: 184496107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. McKim For For Management
1.2 Elect Director John T. Preston For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend By-Laws to Add State and Federal For Against Management
Forum Selection Provisions
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Bilbrey For For Management
1b Elect Director John T. Cahill For For Management
1c Elect Director Lisa M. Edwards For For Management
1d Elect Director C. Martin Harris For For Management
1e Elect Director Martina Hund-Mejean For For Management
1f Elect Director Kimberly A. Nelson For For Management
1g Elect Director Lorrie M. Norrington For For Management
1h Elect Director Michael B. Polk For For Management
1i Elect Director Stephen I. Sadove For For Management
1j Elect Director Noel R. Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Brian L. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Risks Posed by the Failing Against Against Shareholder
to Prevent Workplace Sexual Harassment
--------------------------------------------------------------------------------
COMMERCE BANCSHARES, INC.
Ticker: CBSH Security ID: 200525103
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry D. Bassham For For Management
1.2 Elect Director John W. Kemper For For Management
1.3 Elect Director Jonathan M. Kemper For For Management
1.4 Elect Director Kimberly G. Walker For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY
Ticker: CMC Security ID: 201723103
Meeting Date: JAN 13, 2021 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicki L. Avril-Groves For For Management
1.2 Elect Director Barbara R. Smith For For Management
1.3 Elect Director Joseph C. Winkler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Jeffrey A. Joerres For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Timothy A. Leach For For Management
1i Elect Director William H. McRaven For For Management
1j Elect Director Sharmila Mulligan For For Management
1k Elect Director Eric D. Mullins For For Management
1l Elect Director Arjun N. Murti For For Management
1m Elect Director Robert A. Niblock For For Management
1n Elect Director David T. Seaton For For Management
1o Elect Director R.A. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote For For Shareholder
5 Emission Reduction Targets Against Abstain Shareholder
--------------------------------------------------------------------------------
COPART, INC.
Ticker: CPRT Security ID: 217204106
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willis J. Johnson For For Management
1.2 Elect Director A. Jayson Adair For For Management
1.3 Elect Director Matt Blunt For For Management
1.4 Elect Director Steven D. Cohan For For Management
1.5 Elect Director Daniel J. Englander For For Management
1.6 Elect Director James E. Meeks For For Management
1.7 Elect Director Thomas N. Tryforos For For Management
1.8 Elect Director Diane M. Morefield For For Management
1.9 Elect Director Stephen Fisher For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST
Ticker: OFC Security ID: 22002T108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Brady For For Management
1b Elect Director Stephen E. Budorick For For Management
1c Elect Director Robert L. Denton, Sr. For For Management
1d Elect Director Philip L. Hawkins For For Management
1e Elect Director David M. Jacobstein For For Management
1f Elect Director Steven D. Kesler For For Management
1g Elect Director Letitia A. Long For For Management
1h Elect Director Raymond L. Owens For For Management
1i Elect Director C. Taylor Pickett For For Management
1j Elect Director Lisa G. Trimberger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael R. Klein For For Management
1b Elect Director Andrew C. Florance For For Management
1c Elect Director Laura Cox Kaplan For For Management
1d Elect Director Michael J. Glosserman For For Management
1e Elect Director John W. Hill For For Management
1f Elect Director Robert W. Musslewhite For For Management
1g Elect Director Christopher J. Nassetta For For Management
1h Elect Director Louise S. Sams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote Against For Shareholder
Requirement
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Kenneth D. Denman For For Management
1.3 Elect Director Richard A. Galanti For For Management
1.4 Elect Director W. Craig Jelinek For For Management
1.5 Elect Director Sally Jewell For For Management
1.6 Elect Director Charles T. Munger For For Management
1.7 Elect Director Jeffrey S. Raikes For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CRANE CO.
Ticker: CR Security ID: 224399105
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin R. Benante For For Management
1.2 Elect Director Donald G. Cook For For Management
1.3 Elect Director Michael Dinkins For For Management
1.4 Elect Director Ronald C. Lindsay For For Management
1.5 Elect Director Ellen McClain For For Management
1.6 Elect Director Charles G. McClure, Jr. For For Management
1.7 Elect Director Max H. Mitchell For For Management
1.8 Elect Director Jennifer M. Pollino For For Management
1.9 Elect Director John S. Stroup For Against Management
1.10 Elect Director James L. L. Tullis For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director Robert J. Bernhard For For Management
3 Elect Director Franklin R. Chang Diaz For For Management
4 Elect Director Bruno V. Di Leo Allen For For Management
5 Elect Director Stephen B. Dobbs For For Management
6 Elect Director Carla A. Harris For For Management
7 Elect Director Robert K. Herdman For For Management
8 Elect Director Alexis M. Herman For For Management
9 Elect Director Thomas J. Lynch For For Management
10 Elect Director William I. Miller For For Management
11 Elect Director Georgia R. Nelson For For Management
12 Elect Director Kimberly A. Nelson For For Management
13 Elect Director Karen H. Quintos For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
16 Abolish Professional Services Allowance Against Against Shareholder
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Anne M. Finucane For For Management
1h Elect Director Edward J. Ludwig For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Jean-Pierre Millon For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
5 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
DANA INCORPORATED
Ticker: DAN Security ID: 235825205
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rachel A. Gonzalez For For Management
1.2 Elect Director James K. Kamsickas For For Management
1.3 Elect Director Virginia A. Kamsky For For Management
1.4 Elect Director Bridget E. Karlin For For Management
1.5 Elect Director Raymond E. Mabus, Jr. For For Management
1.6 Elect Director Michael J. Mack, Jr. For For Management
1.7 Elect Director R. Bruce McDonald For For Management
1.8 Elect Director Diarmuid B. O'Connell For For Management
1.9 Elect Director Keith E. Wandell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DATADOG, INC.
Ticker: DDOG Security ID: 23804L103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexis Le-Quoc For Withhold Management
1b Elect Director Michael Callahan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION
Ticker: DECK Security ID: 243537107
Meeting Date: SEP 11, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Devine, III For For Management
1.2 Elect Director Nelson C. Chan For For Management
1.3 Elect Director Cynthia (Cindy) L. Davis For For Management
1.4 Elect Director Juan R. Figuereo For For Management
1.5 Elect Director Victor Luis For For Management
1.6 Elect Director Dave Powers For For Management
1.7 Elect Director Lauri M. Shanahan For For Management
1.8 Elect Director Brian A. Spaly For For Management
1.9 Elect Director Bonita C. Stewart For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director John E. Bethancourt For For Management
1.3 Elect Director Ann G. Fox For For Management
1.4 Elect Director David A. Hager For For Management
1.5 Elect Director Kelt Kindick For For Management
1.6 Elect Director John Krenicki, Jr. For For Management
1.7 Elect Director Karl F. Kurz For For Management
1.8 Elect Director Robert A. Mosbacher, Jr. For For Management
1.9 Elect Director Richard E. Muncrief For For Management
1.10 Elect Director Duane C. Radtke For For Management
1.11 Elect Director Valerie M. Williams For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEXCOM, INC.
Ticker: DXCM Security ID: 252131107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin R. Sayer For For Management
1.2 Elect Director Nicholas Augustinos For For Management
1.3 Elect Director Bridgette P. Heller For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
DOLBY LABORATORIES, INC.
Ticker: DLB Security ID: 25659T107
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Yeaman For For Management
1.2 Elect Director Peter Gotcher For Withhold Management
1.3 Elect Director Micheline Chau For For Management
1.4 Elect Director David Dolby For Withhold Management
1.5 Elect Director Simon Segars For Withhold Management
1.6 Elect Director Roger Siboni For For Management
1.7 Elect Director Anjali Sud For For Management
1.8 Elect Director Avadis Tevanian, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren F. Bryant For For Management
1b Elect Director Michael M. Calbert For For Management
1c Elect Director Patricia D. Fili-Krushel For For Management
1d Elect Director Timothy I. McGuire For For Management
1e Elect Director William C. Rhodes, III For For Management
1f Elect Director Debra A. Sandler For For Management
1g Elect Director Ralph E. Santana For For Management
1h Elect Director Todd J. Vasos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Call Special Meeting For For Management
of the total of 25% of Outstanding
Common Stock
6 Provide Right to Call A Special Against Against Shareholder
Meeting of the total of 10% of
Outstanding Common Stock
--------------------------------------------------------------------------------
DOW INC.
Ticker: DOW Security ID: 260557103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Gaurdie Banister, Jr. For For Management
1c Elect Director Wesley G. Bush For For Management
1d Elect Director Richard K. Davis For For Management
1e Elect Director Debra L. Dial For For Management
1f Elect Director Jeff M. Fettig For For Management
1g Elect Director Jim Fitterling For For Management
1h Elect Director Jacqueline C. Hinman For For Management
1i Elect Director Luis A. Moreno For For Management
1j Elect Director Jill S. Wyant For For Management
1k Elect Director Daniel W. Yohannes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
DROPBOX, INC.
Ticker: DBX Security ID: 26210C104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew W. Houston For Withhold Management
1.2 Elect Director Donald W. Blair For For Management
1.3 Elect Director Lisa Campbell For Withhold Management
1.4 Elect Director Paul E. Jacobs For Withhold Management
1.5 Elect Director Robert J. Mylod, Jr. For For Management
1.6 Elect Director Karen Peacock For For Management
1.7 Elect Director Michael Seibel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard M. Anderson For For Management
1.2 Elect Director David A. Brandon For For Management
1.3 Elect Director Charles G. McClure, Jr. For For Management
1.4 Elect Director Gail J. McGovern For For Management
1.5 Elect Director Mark A. Murray For For Management
1.6 Elect Director Gerardo Norcia For For Management
1.7 Elect Director Ruth G. Shaw For For Management
1.8 Elect Director Robert C. Skaggs, Jr. For For Management
1.9 Elect Director David A. Thomas For For Management
1.10 Elect Director Gary H. Torgow For For Management
1.11 Elect Director James H. Vandenberghe For For Management
1.12 Elect Director Valerie M. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Browning For For Management
1.2 Elect Director Annette K. Clayton For For Management
1.3 Elect Director Theodore F. Craver, Jr. For For Management
1.4 Elect Director Robert M. Davis For For Management
1.5 Elect Director Caroline Dorsa For For Management
1.6 Elect Director W. Roy Dunbar For For Management
1.7 Elect Director Nicholas C. Fanandakis For For Management
1.8 Elect Director Lynn J. Good For For Management
1.9 Elect Director John T. Herron For For Management
1.10 Elect Director E. Marie McKee For For Management
1.11 Elect Director Michael J. Pacilio For For Management
1.12 Elect Director Thomas E. Skains For For Management
1.13 Elect Director William E. Webster, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Require Independent Board Chair Against Against Shareholder
6 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
DYCOM INDUSTRIES INC.
Ticker: DY Security ID: 267475101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven E. Nielsen For For Management
1b Elect Director Jennifer M. Fritzsche For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DYNATRACE, INC.
Ticker: DT Security ID: 268150109
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Van Siclen For For Management
1b Elect Director Michael Capone For Against Management
1c Elect Director Stephen Lifshatz For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Humberto P. Alfonso For For Management
1.2 Elect Director Vanessa L. Allen For For Management
Sutherland
1.3 Elect Director Brett D. Begemann For For Management
1.4 Elect Director Mark J. Costa For For Management
1.5 Elect Director Edward L. Doheny, II For For Management
1.6 Elect Director Julie F. Holder For For Management
1.7 Elect Director Renee J. Hornbaker For For Management
1.8 Elect Director Kim Ann Mink For For Management
1.9 Elect Director James J. O'Brien For For Management
1.10 Elect Director David W. Raisbeck For For Management
1.11 Elect Director Charles K. Stevens, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony J. Bates For For Management
1b Elect Director Adriane M. Brown For For Management
1c Elect Director Diana Farrell For For Management
1d Elect Director Logan D. Green For For Management
1e Elect Director Bonnie S. Hammer For For Management
1f Elect Director E. Carol Hayles For For Management
1g Elect Director Jamie Iannone For For Management
1h Elect Director Kathleen C. Mitic For For Management
1i Elect Director Matthew J. Murphy For For Management
1j Elect Director Paul S. Pressler For For Management
1k Elect Director Mohak Shroff For For Management
1l Elect Director Robert H. Swan For For Management
1m Elect Director Perry M. Traquina For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Improve Principles of Executive Against Against Shareholder
Compensation Program
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kieran T. Gallahue For For Management
1.2 Elect Director Leslie S. Heisz For For Management
1.3 Elect Director Paul A. LaViolette For For Management
1.4 Elect Director Steven R. Loranger For For Management
1.5 Elect Director Martha H. Marsh For For Management
1.6 Elect Director Michael A. Mussallem For For Management
1.7 Elect Director Ramona Sequeira For For Management
1.8 Elect Director Nicholas J. Valeriani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine Baicker For For Management
1b Elect Director J. Erik Fyrwald For For Management
1c Elect Director Jamere Jackson For For Management
1d Elect Director Gabrielle Sulzberger For For Management
1e Elect Director Jackson P. Tai For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chair Against Against Shareholder
8 Adopt Policy on Bonus Banking Against Against Shareholder
9 Clawback Disclosure of Recoupment Against Against Shareholder
Activity from Senior Officers
--------------------------------------------------------------------------------
EMCOR GROUP, INC.
Ticker: EME Security ID: 29084Q100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Altmeyer For For Management
1b Elect Director Anthony J. Guzzi For For Management
1c Elect Director Ronald L. Johnson For For Management
1d Elect Director David H. Laidley For For Management
1e Elect Director Carol P. Lowe For For Management
1f Elect Director M. Kevin McEvoy For For Management
1g Elect Director William P. Reid For For Management
1h Elect Director Steven B. Schwarzwaelder For For Management
1i Elect Director Robin Walker-Lee For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John R. Burbank For For Management
1b Elect Director Patrick J. Condon For For Management
1c Elect Director Leo P. Denault For For Management
1d Elect Director Kirkland H. Donald For For Management
1e Elect Director Brian W. Ellis For For Management
1f Elect Director Philip L. Frederickson For For Management
1g Elect Director Alexis M. Herman For For Management
1h Elect Director M. Elise Hyland For For Management
1i Elect Director Stuart L. Levenick For For Management
1j Elect Director Blanche Lambert Lincoln For For Management
1k Elect Director Karen A. Puckett For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Robert P. Daniels For For Management
1d Elect Director James C. Day For For Management
1e Elect Director C. Christopher Gaut For For Management
1f Elect Director Michael T. Kerr For For Management
1g Elect Director Julie J. Robertson For For Management
1h Elect Director Donald F. Textor For For Management
1i Elect Director William R. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EPAM SYSTEMS, INC.
Ticker: EPAM Security ID: 29414B104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arkadiy Dobkin For For Management
1.2 Elect Director Robert E. Segert For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
EQUINIX, INC.
Ticker: EQIX Security ID: 29444U700
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Bartlett For For Management
1.2 Elect Director Nanci Caldwell For For Management
1.3 Elect Director Adaire Fox-Martin For For Management
1.4 Elect Director Gary Hromadko For For Management
1.5 Elect Director Irving Lyons, III For For Management
1.6 Elect Director Charles Meyers For For Management
1.7 Elect Director Christopher Paisley For For Management
1.8 Elect Director Sandra Rivera For For Management
1.9 Elect Director Peter Van Camp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
EQUITRANS MIDSTREAM CORPORATION
Ticker: ETRN Security ID: 294600101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vicky A. Bailey For For Management
1b Elect Director Sarah M. Barpoulis For For Management
1c Elect Director Kenneth M. Burke For For Management
1d Elect Director Patricia K. Collawn For For Management
1e Elect Director Margaret K. Dorman For For Management
1f Elect Director Thomas F. Karam For For Management
1g Elect Director D. Mark Leland For For Management
1h Elect Director Norman J. Szydlowski For For Management
1i Elect Director Robert F. Vagt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement to Amend Articles and
Bylaws and Remove Directors Outside of
the Annual Process
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ETSY, INC.
Ticker: ETSY Security ID: 29786A106
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary S. Briggs For For Management
1b Elect Director Edith W. Cooper For For Management
1c Elect Director Melissa Reiff For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul S. Althasen For For Management
1.2 Elect Director Thomas A. McDonnell For For Management
1.3 Elect Director Michael N. Frumkin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERGY, INC.
Ticker: EVRG Security ID: 30034W106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David A. Campbell For For Management
1b Elect Director Mollie Hale Carter For For Management
1c Elect Director Thomas D. Hyde For For Management
1d Elect Director B. Anthony Isaac For For Management
1e Elect Director Paul M. Keglevic For For Management
1f Elect Director Mary L. Landrieu For For Management
1g Elect Director Sandra A.J. Lawrence For For Management
1h Elect Director Ann D. Murtlow For For Management
1i Elect Director Sandra J. Price For For Management
1j Elect Director Mark A. Ruelle For For Management
1k Elect Director S. Carl Soderstrom, Jr. For For Management
1l Elect Director John Arthur Stall For For Management
1m Elect Director C. John Wilder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Anderson For For Management
1b Elect Director Ann Berzin For For Management
1c Elect Director Laurie Brlas For For Management
1d Elect Director Marjorie Rodgers For For Management
Cheshire
1e Elect Director Christopher Crane For For Management
1f Elect Director Yves de Balmann For For Management
1g Elect Director Linda Jojo For For Management
1h Elect Director Paul Joskow For For Management
1i Elect Director Robert Lawless For For Management
1j Elect Director John Richardson For For Management
1k Elect Director Mayo Shattuck, III For For Management
1l Elect Director John Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Child Labor Audit Against Against Shareholder
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2021 Meeting Type: Proxy Contest
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card)
1.1 Elect Director Michael J. Angelakis For Did Not Vote Management
1.2 Elect Director Susan K. Avery For Did Not Vote Management
1.3 Elect Director Angela F. Braly For Did Not Vote Management
1.4 Elect Director Ursula M. Burns For Did Not Vote Management
1.5 Elect Director Kenneth C. Frazier For Did Not Vote Management
1.6 Elect Director Joseph L. Hooley For Did Not Vote Management
1.7 Elect Director Steven A. Kandarian For Did Not Vote Management
1.8 Elect Director Douglas R. Oberhelman For Did Not Vote Management
1.9 Elect Director Samuel J. Palmisano For Did Not Vote Management
1.10 Elect Director Jeffrey W. Ubben For Did Not Vote Management
1.11 Elect Director Darren W. Woods For Did Not Vote Management
1.12 Elect Director Wan Zulkiflee For Did Not Vote Management
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Did Not Vote Shareholder
5 Reduce Ownership Threshold for Against Did Not Vote Shareholder
Shareholders to Call Special Meeting
6 Issue Audited Report on Financial Against Did Not Vote Shareholder
Impacts of IEA's Net Zero 2050 Scenario
7 Report on Costs and Benefits of Against Did Not Vote Shareholder
Environmental-Related Expenditures
8 Report on Political Contributions Against Did Not Vote Shareholder
9 Report on Lobbying Payments and Policy Against Did Not Vote Shareholder
10 Report on Corporate Climate Lobbying Against Did Not Vote Shareholder
Aligned with Paris Agreement
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card)
1.1 Elect Director Gregory J. Goff For For Shareholder
1.2 Elect Director Kaisa Hietala For For Shareholder
1.3 Elect Director Alexander A. Karsner For For Shareholder
1.4 Elect Director Anders Runevad For Withhold Shareholder
1.5 Management Nominee Michael J. Angelakis For For Shareholder
1.6 Management Nominee Susan K. Avery For For Shareholder
1.7 Management Nominee Angela F. Braly For For Shareholder
1.8 Management Nominee Ursula M. Burns For For Shareholder
1.9 Management Nominee Kenneth C. Frazier For For Shareholder
1.10 Management Nominee Joseph L. Hooley For For Shareholder
1.11 Management Nominee Jeffrey W. Ubben For For Shareholder
1.12 Management Nominee Darren W. Woods For For Shareholder
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named Against For Management
Executive Officers' Compensation
4 Require Independent Board Chair None For Shareholder
5 Reduce Ownership Threshold for None Against Shareholder
Shareholders to Call Special Meeting
6 Issue Audited Report on Financial None For Shareholder
Impacts of IEA's Net Zero 2050 Scenario
7 Report on Costs and Benefits of None Against Shareholder
Environmental-Related Expenditures
8 Report on Political Contributions None For Shareholder
9 Report on Lobbying Payments and Policy None For Shareholder
10 Report on Corporate Climate Lobbying None For Shareholder
Aligned with Paris Agreement
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sandra E. Bergeron For For Management
1b Elect Director Elizabeth L. Buse For For Management
1c Elect Director Michel Combes For For Management
1d Elect Director Michael L. Dreyer For For Management
1e Elect Director Alan J. Higginson For For Management
1f Elect Director Peter S. Klein For For Management
1g Elect Director Francois Locoh-Donou For For Management
1h Elect Director Nikhil Mehta For For Management
1i Elect Director Marie E. Myers For For Management
1j Elect Director Sripada Shivananda For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For Withhold Management
1.3 Elect Director Andrew W. Houston For Withhold Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For Withhold Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Non-Employee Director For For Management
Compensation Policy
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against For Shareholder
6 Report on Online Child Sexual Against For Shareholder
Exploitation
7 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
8 Report on Platform Misuse Against For Shareholder
9 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre Brondeau For For Management
1b Elect Director Eduardo E. Cordeiro For For Management
1c Elect Director Carol Anthony (John) For For Management
Davidson
1d Elect Director Mark Douglas For For Management
1e Elect Director C. Scott Greer For For Management
1f Elect Director K'Lynne Johnson For For Management
1g Elect Director Dirk A. Kempthorne For For Management
1h Elect Director Paul J. Norris For For Management
1i Elect Director Margareth Ovrum For For Management
1j Elect Director Robert C. Pallash For For Management
1k Elect Director Vincent R. Volpe, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORTIVE CORPORATION
Ticker: FTV Security ID: 34959J108
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel L. Comas For For Management
1b Elect Director Feroz Dewan For For Management
1c Elect Director Sharmistha Dubey For For Management
1d Elect Director Rejji P. Hayes For For Management
1e Elect Director James A. Lico For For Management
1f Elect Director Kate D. Mitchell For For Management
1g Elect Director Jeannine Sargent For For Management
1h Elect Director Alan G. Spoon For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC.
Ticker: FBHS Security ID: 34964C106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Fritz Hackett For For Management
1b Elect Director John G. Morikis For For Management
1c Elect Director Jeffery S. Perry For For Management
1d Elect Director Ronald V. Waters, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FREEPORT-MCMORAN INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Abney For For Management
1.2 Elect Director Richard C. Adkerson For For Management
1.3 Elect Director Robert W. Dudley For For Management
1.4 Elect Director Lydia H. Kennard For For Management
1.5 Elect Director Dustan E. McCoy For For Management
1.6 Elect Director John J. Stephens For For Management
1.7 Elect Director Frances Fragos Townsend For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter M. Carlino For For Management
1b Elect Director Carol (Lili) Lynton For For Management
1c Elect Director Joseph W. Marshall, III For For Management
1d Elect Director James B. Perry For For Management
1e Elect Director Barry F. Schwartz For For Management
1f Elect Director Earl C. Shanks For For Management
1g Elect Director E. Scott Urdang For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GARMIN LTD.
Ticker: GRMN Security ID: H2906T109
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Dividends For For Management
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Elect Director Jonathan C. Burrell For For Management
5.2 Elect Director Joseph J. Hartnett For For Management
5.3 Elect Director Min H. Kao For For Management
5.4 Elect Director Catherine A. Lewis For For Management
5.5 Elect Director Charles W. Peffer For For Management
5.6 Elect Director Clifton A. Pemble For For Management
6 Elect Min H. Kao as Board Chairman For For Management
7.1 Appoint Jonathan C. Burrell as Member For For Management
of the Compensation Committee
7.2 Appoint Joseph J. Hartnett as Member For For Management
of the Compensation Committee
7.3 Appoint Catherine A. Lewis as Member For For Management
of the Compensation Committee
7.4 Appoint Charles W. Peffer as Member of For For Management
the Compensation Committee
8 Designate Wuersch & Gering LLP as For For Management
Independent Proxy
9 Ratify Ernst & Young LLP as Auditors For For Management
and Ernst & Young Ltd as Statutory
Auditor
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Fiscal Year 2022 Maximum For For Management
Aggregate Compensation for the
Executive Management
12 Approve Maximum Aggregate Compensation For For Management
for the Board of Directors for the
Period Between the 2021 AGM and the
2022 AGM
--------------------------------------------------------------------------------
GARTNER, INC.
Ticker: IT Security ID: 366651107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter E. Bisson For For Management
1b Elect Director Richard J. Bressler For For Management
1c Elect Director Raul E. Cesan For For Management
1d Elect Director Karen E. Dykstra For For Management
1e Elect Director Anne Sutherland Fuchs For For Management
1f Elect Director William O. Grabe For For Management
1g Elect Director Eugene A. Hall For For Management
1h Elect Director Stephen G. Pagliuca For For Management
1i Elect Director Eileen M. Serra For For Management
1j Elect Director James C. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
GENERAC HOLDINGS INC.
Ticker: GNRC Security ID: 368736104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Dixon For For Management
1.2 Elect Director David A. Ramon For For Management
1.3 Elect Director William D. Jenkins, Jr. For For Management
1.4 Elect Director Kathryn V. Roedel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sebastien Bazin For For Management
1b Elect Director Ashton Carter For For Management
1c Elect Director H. Lawrence Culp, Jr. For For Management
1d Elect Director Francisco D'Souza For For Management
1e Elect Director Edward Garden For For Management
1f Elect Director Thomas Horton For For Management
1g Elect Director Risa Lavizzo-Mourey For For Management
1h Elect Director Catherine Lesjak For For Management
1i Elect Director Paula Rosput Reynolds For For Management
1j Elect Director Leslie Seidman For For Management
1k Elect Director James Tisch For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Reverse Stock Split For For Management
5 Require More Director Nominations Than Against Against Shareholder
Open Seats
6 Require Independent Board Chair Against Against Shareholder
7 Report on Meeting the Criteria of the For For Shareholder
Net Zero Indicator
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Kerry Clark For For Management
1b Elect Director David M. Cordani For For Management
1c Elect Director Roger W. Ferguson, Jr. For For Management
1d Elect Director Jeffrey L. Harmening For For Management
1e Elect Director Maria G. Henry For For Management
1f Elect Director Jo Ann Jenkins For For Management
1g Elect Director Elizabeth C. Lempres For For Management
1h Elect Director Diane L. Neal For For Management
1i Elect Director Steve Odland For For Management
1j Elect Director Maria A. Sastre For For Management
1k Elect Director Eric D. Sprunk For For Management
1l Elect Director Jorge A. Uribe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENTEX CORPORATION
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Brown For For Management
1.2 Elect Director Steve Downing For For Management
1.3 Elect Director Gary Goode For For Management
1.4 Elect Director James Hollars For For Management
1.5 Elect Director Richard Schaum For For Management
1.6 Elect Director Kathleen Starkoff For For Management
1.7 Elect Director Brian Walker For For Management
1.8 Elect Director James Wallace For For Management
1.9 Elect Director Ling Zang For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLOBE LIFE INC.
Ticker: GL Security ID: 37959E102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Linda L. Addison For For Management
1.3 Elect Director Marilyn A. Alexander For For Management
1.4 Elect Director Cheryl D. Alston For For Management
1.5 Elect Director Jane M. Buchan For For Management
1.6 Elect Director Gary L. Coleman For For Management
1.7 Elect Director Larry M. Hutchison For For Management
1.8 Elect Director Robert W. Ingram For For Management
1.9 Elect Director Steven P. Johnson For For Management
1.10 Elect Director Darren M. Rebelez For For Management
1.11 Elect Director Mary E. Thigpen For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GODADDY INC.
Ticker: GDDY Security ID: 380237107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herald Y. Chen For For Management
1.2 Elect Director Brian H. Sharples For For Management
1.3 Elect Director Leah Sweet For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD.
Ticker: EAF Security ID: 384313508
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine L. Clegg For For Management
1.2 Elect Director Jeffrey C. Dutton For For Management
1.3 Elect Director Anthony R. Taccone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Assess Feasibility of Increasing the Against Against Shareholder
Impact of the Company's Performance on
Quality Metrics for Senior Executive
Compensation
--------------------------------------------------------------------------------
HEICO CORPORATION
Ticker: HEI Security ID: 422806109
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Culligan For For Management
1.2 Elect Director Adolfo Henriques For For Management
1.3 Elect Director Mark H. Hildebrandt For For Management
1.4 Elect Director Eric A. Mendelson For For Management
1.5 Elect Director Laurans A. Mendelson For For Management
1.6 Elect Director Victor H. Mendelson For For Management
1.7 Elect Director Julie Neitzel For For Management
1.8 Elect Director Alan Schriesheim For For Management
1.9 Elect Director Frank J. Schwitter For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HERBALIFE NUTRITION LTD.
Ticker: HLF Security ID: G4412G101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Agwunobi For For Management
1.2 Elect Director Richard H. Carmona For For Management
1.3 Elect Director Kevin M. Jones For For Management
1.4 Elect Director Sophie L'Helias For For Management
1.5 Elect Director Alan LeFevre For For Management
1.6 Elect Director Juan Miguel Mendoza For For Management
1.7 Elect Director Donal Mulligan For For Management
1.8 Elect Director Maria Otero For For Management
1.9 Elect Director John Tartol For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
HIGHWOODS PROPERTIES, INC.
Ticker: HIW Security ID: 431284108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Anderson For For Management
1.2 Elect Director Gene H. Anderson For For Management
1.3 Elect Director Thomas P. Anderson For For Management
1.4 Elect Director Carlos E. Evans For For Management
1.5 Elect Director David L. Gadis For For Management
1.6 Elect Director David J. Hartzell For For Management
1.7 Elect Director Sherry A. Kellett For For Management
1.8 Elect Director Theodore J. Klinck For For Management
1.9 Elect Director Anne H. Lloyd For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A203
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Nassetta For For Management
1b Elect Director Jonathan D. Gray For For Management
1c Elect Director Charlene T. Begley For For Management
1d Elect Director Chris Carr For For Management
1e Elect Director Melanie L. Healey For For Management
1f Elect Director Raymond E. Mabus, Jr. For For Management
1g Elect Director Judith A. McHale For For Management
1h Elect Director John G. Schreiber For For Management
1i Elect Director Elizabeth A. Smith For For Management
1j Elect Director Douglas M. Steenland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Deborah Flint For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Grace D. Lieblein For For Management
1I Elect Director Raymond T. Odierno For For Management
1J Elect Director George Paz For For Management
1K Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
HUBSPOT, INC.
Ticker: HUBS Security ID: 443573100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian Halligan For For Management
1b Elect Director Ron Gill For For Management
1c Elect Director Jill Ward For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Raquel C. Bono For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director Wayne A. I. Frederick For For Management
1f Elect Director John W. Garratt For For Management
1g Elect Director David A. Jones, Jr. For For Management
1h Elect Director Karen W. Katz For For Management
1i Elect Director Marcy S. Klevorn For For Management
1j Elect Director William J. McDonald For For Management
1k Elect Director Jorge S. Mesquita For For Management
1l Elect Director James J. O'Brien For For Management
1m Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian C. Baker For For Management
1.2 Elect Director Jean-Jacques Bienaime For For Management
1.3 Elect Director Paul J. Clancy For For Management
1.4 Elect Director Wendy L. Dixon For For Management
1.5 Elect Director Jacqualyn A. Fouse For For Management
1.6 Elect Director Edmund P. Harrigan For For Management
1.7 Elect Director Katherine A. High For For Management
1.8 Elect Director Herve Hoppenot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick P. Gelsinger For For Management
1b Elect Director James J. Goetz For For Management
1c Elect Director Alyssa Henry For For Management
1d Elect Director Omar Ishrak For For Management
1e Elect Director Risa Lavizzo-Mourey For For Management
1f Elect Director Tsu-Jae King Liu For For Management
1g Elect Director Gregory D. Smith For For Management
1h Elect Director Dion J. Weisler For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
6 Report on Whether Written Policies or Against Against Shareholder
Unwritten Norms Reinforce Racism in
Company Culture
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eve Burton For For Management
1b Elect Director Scott D. Cook For For Management
1c Elect Director Richard L. Dalzell For For Management
1d Elect Director Sasan K. Goodarzi For For Management
1e Elect Director Deborah Liu For For Management
1f Elect Director Tekedra Mawakana For For Management
1g Elect Director Suzanne Nora Johnson For For Management
1h Elect Director Dennis D. Powell For For Management
1i Elect Director Brad D. Smith For For Management
1j Elect Director Thomas Szkutak For For Management
1k Elect Director Raul Vazquez For For Management
1l Elect Director Jeff Weiner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INVITATION HOMES, INC.
Ticker: INVH Security ID: 46187W107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Fascitelli For For Management
1.2 Elect Director Dallas B. Tanner For For Management
1.3 Elect Director Jana Cohen Barbe For For Management
1.4 Elect Director Richard D. Bronson For For Management
1.5 Elect Director Jeffrey E. Kelter For For Management
1.6 Elect Director Joseph D. Margolis For For Management
1.7 Elect Director John B. Rhea For For Management
1.8 Elect Director J. Heidi Roizen For For Management
1.9 Elect Director Janice L. Sears For For Management
1.10 Elect Director William J. Stein For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ITT INC.
Ticker: ITT Security ID: 45073V108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Orlando D. Ashford For For Management
1b Elect Director Geraud Darnis For For Management
1c Elect Director Donald DeFosset, Jr. For For Management
1d Elect Director Nicholas C. Fanandakis For For Management
1e Elect Director Richard P. Lavin For For Management
1f Elect Director Mario Longhi *Withdrawn None None Management
Resolution*
1g Elect Director Rebecca A. McDonald For For Management
1h Elect Director Timothy H. Powers For For Management
1i Elect Director Luca Savi For For Management
1j Elect Director Cheryl L. Shavers For For Management
1k Elect Director Sabrina Soussan For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Nadja Y. West For For Management
1n Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Government Financial Support Against For Shareholder
and Access to COVID-19 Vaccines and
Therapeutics
5 Require Independent Board Chair Against Against Shareholder
6 Report on Civil Rights Audit Against Against Shareholder
7 Adopt Policy on Bonus Banking Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle For For Management
Perochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
Shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Omnibus Stock Plan For For Management
7 Approve the Directors' Authority to For For Management
Allot Shares
8 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For For Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For For Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Phebe N. Novakovic For For Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
6 Report on Racial Equity Audit Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
8 Report on Congruency Political Against For Shareholder
Analysis and Electioneering
Expenditures
--------------------------------------------------------------------------------
KANSAS CITY SOUTHERN
Ticker: KSU Security ID: 485170302
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lydia I. Beebe For For Management
1.2 Elect Director Lu M. Cordova For For Management
1.3 Elect Director Robert J. Druten For For Management
1.4 Elect Director Antonio O. Garza, Jr. For For Management
1.5 Elect Director David Garza-Santos For For Management
1.6 Elect Director Janet H. Kennedy For For Management
1.7 Elect Director Mitchell J. Krebs For For Management
1.8 Elect Director Henry J. Maier For For Management
1.9 Elect Director Thomas A. McDonnell For For Management
1.10 Elect Director Patrick J. Ottensmeyer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KB HOME
Ticker: KBH Security ID: 48666K109
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur R. Collins For For Management
1.2 Elect Director Dorene C. Dominguez For For Management
1.3 Elect Director Kevin P. Eltife For For Management
1.4 Elect Director Timothy W. Finchem For For Management
1.5 Elect Director Stuart A. Gabriel For For Management
1.6 Elect Director Thomas W. Gilligan For For Management
1.7 Elect Director Jodeen A. Kozlak For For Management
1.8 Elect Director Robert L. Johnson For Against Management
1.9 Elect Director Melissa Lora For For Management
1.10 Elect Director Jeffrey T. Mezger For For Management
1.11 Elect Director James C. "Rad" Weaver For For Management
1.12 Elect Director Michael M. Wood For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Amended Rights Agreement For For Management
--------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark E. Baldwin For For Management
1b Elect Director Stuart J. B. Bradie For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director Lester L. Lyles For For Management
1e Elect Director Wendy M. Masiello For For Management
1f Elect Director Jack B. Moore For For Management
1g Elect Director Ann D. Pickard For For Management
1h Elect Director Umberto della Sala For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC.
Ticker: KEYS Security ID: 49338L103
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald S. Nersesian For For Management
1.2 Elect Director Charles J. Dockendorff For For Management
1.3 Elect Director Robert A. Rango For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Culver For For Management
1.2 Elect Director Robert W. Decherd For For Management
1.3 Elect Director Michael D. Hsu For For Management
1.4 Elect Director Mae C. Jemison For For Management
1.5 Elect Director S. Todd Maclin For For Management
1.6 Elect Director Sherilyn S. McCoy For For Management
1.7 Elect Director Christa S. Quarles For For Management
1.8 Elect Director Ian C. Read For Against Management
1.9 Elect Director Dunia A. Shive For For Management
1.10 Elect Director Mark T. Smucker For For Management
1.11 Elect Director Michael D. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
6 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director C. Park Shaper For For Management
1.12 Elect Director William A. Smith For For Management
1.13 Elect Director Joel V. Staff For For Management
1.14 Elect Director Robert F. Vagt For For Management
1.15 Elect Director Perry M. Waughtal For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KLA CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Barnholt For For Management
1.2 Elect Director Robert Calderoni For For Management
1.3 Elect Director Jeneanne Hanley For For Management
1.4 Elect Director Emiko Higashi For For Management
1.5 Elect Director Kevin Kennedy For For Management
1.6 Elect Director Gary Moore For For Management
1.7 Elect Director Marie Myers For For Management
1.8 Elect Director Kiran Patel For For Management
1.9 Elect Director Victor Peng For For Management
1.10 Elect Director Robert Rango For For Management
1.11 Elect Director Richard Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC.
Ticker: KNX Security ID: 499049104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary Knight For For Management
1.2 Elect Director Kathryn Munro For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bender For For Management
1.2 Elect Director Peter Boneparth For For Management
1.3 Elect Director Steven A. Burd For For Management
1.4 Elect Director Yael Cosset For For Management
1.5 Elect Director H. Charles Floyd For For Management
1.6 Elect Director Michelle Gass For For Management
1.7 Elect Director Robbin Mitchell For For Management
1.8 Elect Director Jonas Prising For For Management
1.9 Elect Director John E. Schlifske For For Management
1.10 Elect Director Adrianne Shapira For For Management
1.11 Elect Director Frank V. Sica For For Management
1.12 Elect Director Stephanie A. Streeter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES, INC.
Ticker: LHX Security ID: 502431109
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sallie B. Bailey For For Management
1b Elect Director William M. Brown For For Management
1c Elect Director Peter W. Chiarelli For For Management
1d Elect Director Thomas A. Corcoran For For Management
1e Elect Director Thomas A. Dattilo For For Management
1f Elect Director Roger B. Fradin For For Management
1g Elect Director Lewis Hay, III For For Management
1h Elect Director Lewis Kramer For For Management
1i Elect Director Christopher E. Kubasik For For Management
1j Elect Director Rita S. Lane For For Management
1k Elect Director Robert B. Millard For For Management
1l Elect Director Lloyd W. Newton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 03, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sohail U. Ahmed For For Management
1.2 Elect Director Timothy M. Archer For For Management
1.3 Elect Director Eric K. Brandt For For Management
1.4 Elect Director Michael R. Cannon For For Management
1.5 Elect Director Catherine P. Lego For For Management
1.6 Elect Director Bethany J. Mayer For For Management
1.7 Elect Director Abhijit Y. Talwalkar For For Management
1.8 Elect Director Lih Shyng (Rick L.) Tsai For For Management
1.9 Elect Director Leslie F. Varon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC.
Ticker: LDOS Security ID: 525327102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory R. Dahlberg For For Management
1b Elect Director David G. Fubini For For Management
1c Elect Director Miriam E. John For For Management
1d Elect Director Frank Kendall, III For For Management
1e Elect Director Robert C. Kovarik, Jr. For For Management
1f Elect Director Harry M. J. Kraemer, Jr. For For Management
1g Elect Director Roger A. Krone For For Management
1h Elect Director Gary S. May For For Management
1i Elect Director Surya N. Mohapatra For For Management
1j Elect Director Robert S. Shapard For For Management
1k Elect Director Susan M. Stalnecker For For Management
1l Elect Director Noel B. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LENNAR CORPORATION
Ticker: LEN Security ID: 526057104
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy Banse For For Management
1b Elect Director Rick Beckwitt For For Management
1c Elect Director Steven L. Gerard For For Management
1d Elect Director Tig Gilliam For For Management
1e Elect Director Sherrill W. Hudson For For Management
1f Elect Director Jonathan M. Jaffe For For Management
1g Elect Director Sidney Lapidus For For Management
1h Elect Director Teri P. McClure For For Management
1i Elect Director Stuart Miller For For Management
1j Elect Director Armando Olivera For For Management
1k Elect Director Jeffrey Sonnenfeld For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
LIBERTY GLOBAL PLC
Ticker: LBTYA Security ID: G5480U104
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael T. Fries For For Management
2 Elect Director Paul A. Gould For For Management
3 Elect Director John C. Malone For Against Management
4 Elect Director Larry E. Romrell For Against Management
5 Approve Remuneration Report For Against Management
6 Ratify KPMG LLP (U.S.) as Auditors For For Management
7 Ratify KPMG LLP (U.K.) as Auditors For For Management
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise UK Political Donations and For For Management
Expenditure
11 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
LITHIA MOTORS, INC.
Ticker: LAD Security ID: 536797103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sidney B. DeBoer For For Management
1b Elect Director Susan O. Cain For For Management
1c Elect Director Bryan B. DeBoer For For Management
1d Elect Director Shauna F. McIntyre For For Management
1e Elect Director Louis P. Miramontes For For Management
1f Elect Director Kenneth E. Roberts For For Management
1g Elect Director David J. Robino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Eliminate Class B Common Stock, Class For For Management
A Common Stock and Series M Preferred
Stock, and to Reclassify Class A
Common Stock as Common Stock
--------------------------------------------------------------------------------
LKQ CORPORATION
Ticker: LKQ Security ID: 501889208
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick Berard For For Management
1b Elect Director Meg A. Divitto For For Management
1c Elect Director Robert M. Hanser For For Management
1d Elect Director Joseph M. Holsten For For Management
1e Elect Director Blythe J. McGarvie For For Management
1f Elect Director John W. Mendel For For Management
1g Elect Director Jody G. Miller For For Management
1h Elect Director Guhan Subramanian For For Management
1i Elect Director Xavier Urbain For For Management
1j Elect Director Jacob H. Welch For For Management
1k Elect Director Dominick Zarcone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director David B. Burritt For For Management
1.3 Elect Director Bruce A. Carlson For For Management
1.4 Elect Director Joseph F. Dunford, Jr. For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Ilene S. Gordon For For Management
1.8 Elect Director Vicki A. Hollub For For Management
1.9 Elect Director Jeh C. Johnson For For Management
1.10 Elect Director Debra L. Reed-Klages For For Management
1.11 Elect Director James D. Taiclet For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Human Rights Due Diligence Against Against Shareholder
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dan H. Arnold For For Management
1b Elect Director Edward C. Bernard For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director William F. Glavin, Jr. For For Management
1e Elect Director Allison H. Mnookin For For Management
1f Elect Director Anne M. Mulcahy For For Management
1g Elect Director James S. Putnam For For Management
1h Elect Director Richard P. Schifter For For Management
1i Elect Director Corey E. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Alexander For For Management
1b Elect Director Marie A. Ffolkes For For Management
1c Elect Director John C. Plant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ajay Banga For For Management
1b Elect Director Merit E. Janow For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Steven J. Freiberg For For Management
1e Elect Director Julius Genachowski For For Management
1f Elect Director Choon Phong Goh For For Management
1g Elect Director Oki Matsumoto For For Management
1h Elect Director Michael Miebach For For Management
1i Elect Director Youngme Moon For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Gabrielle Sulzberger For For Management
1m Elect Director Jackson Tai For For Management
1n Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For For Management
1b Elect Director Robert Eckert For For Management
1c Elect Director Catherine Engelbert For For Management
1d Elect Director Margaret Georgiadis For For Management
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Christopher Kempczinski For For Management
1g Elect Director Richard Lenny For For Management
1h Elect Director John Mulligan For For Management
1i Elect Director Sheila Penrose For For Management
1j Elect Director John Rogers, Jr. For For Management
1k Elect Director Paul Walsh For For Management
1l Elect Director Miles White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Sugar and Public Health Against Against Shareholder
5 Report on Antibiotics and Public Against Against Shareholder
Health Costs
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Andrea J. Goldsmith For For Management
1e Elect Director Randall J. Hogan, III For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director James T. Lenehan For For Management
1h Elect Director Kevin E. Lofton For For Management
1i Elect Director Geoffrey S. Martha For For Management
1j Elect Director Elizabeth G. Nabel For For Management
1k Elect Director Denise M. O'Leary For For Management
1l Elect Director Kendall J. Powell For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights Under
Irish Law
6 Authorize Overseas Market Purchases of For For Management
Ordinary Shares
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Mary Ellen Coe For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Kenneth C. Frazier For For Management
1e Elect Director Thomas H. Glocer For For Management
1f Elect Director Risa J. Lavizzo-Mourey For For Management
1g Elect Director Stephen L. Mayo For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Access to COVID-19 Products Against For Shareholder
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl W. Grise For For Management
1b Elect Director Carlos M. Gutierrez For For Management
1c Elect Director Gerald L. Hassell For For Management
1d Elect Director David L. Herzog For For Management
1e Elect Director R. Glenn Hubbard For For Management
1f Elect Director Edward J. Kelly, III For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director Michel A. Khalaf For For Management
1i Elect Director Catherine R. Kinney For For Management
1j Elect Director Diana L. McKenzie For For Management
1k Elect Director Denise M. Morrison For For Management
1l Elect Director Mark A. Weinberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION
Ticker: MTG Security ID: 552848103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Analisa M. Allen For For Management
1.2 Elect Director Daniel A. Arrigoni For For Management
1.3 Elect Director C. Edward Chaplin For For Management
1.4 Elect Director Curt S. Culver For For Management
1.5 Elect Director Jay C. Hartzell For For Management
1.6 Elect Director Timothy A. Holt For For Management
1.7 Elect Director Jodeen A. Kozlak For For Management
1.8 Elect Director Michael E. Lehman For For Management
1.9 Elect Director Melissa B. Lora For For Management
1.10 Elect Director Timothy J. Mattke For For Management
1.11 Elect Director Gary A. Poliner For For Management
1.12 Elect Director Sheryl L. Sculley For For Management
1.13 Elect Director Mark M. Zandi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lewis W.K. Booth For For Management
1b Elect Director Charles E. Bunch For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Peter W. May For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Jane Hamilton Nielsen For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Christiana S. Shi For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Michael A. Todman For For Management
1k Elect Director Jean-Francois M. L. van For For Management
Boxmeer
1l Elect Director Dirk Van de Put For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
--------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC.
Ticker: MPWR Security ID: 609839105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugen Elmiger For For Management
1.2 Elect Director Jeff Zhou For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION
Ticker: MNST Security ID: 61174X109
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Sacks For For Management
1.2 Elect Director Hilton H. Schlosberg For For Management
1.3 Elect Director Mark J. Hall For For Management
1.4 Elect Director James L. Dinkins For For Management
1.5 Elect Director Gary P. Fayard For For Management
1.6 Elect Director Jeanne P. Jackson For For Management
1.7 Elect Director Steven G. Pizula For For Management
1.8 Elect Director Benjamin M. Polk For For Management
1.9 Elect Director Mark S. Vidergauz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Annual Vote and Report on Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
MSCI INC.
Ticker: MSCI Security ID: 55354G100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Henry A. Fernandez For For Management
1b Elect Director Robert G. Ashe For For Management
1c Elect Director Wayne Edmunds For For Management
1d Elect Director Catherine R. Kinney For For Management
1e Elect Director Jacques P. Perold For For Management
1f Elect Director Sandy C. Rattray For For Management
1g Elect Director Linda H. Riefler For For Management
1h Elect Director Marcus L. Smith For For Management
1i Elect Director Paula Volent For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Deepak Ahuja For For Management
1c Elect Director Gerald Held For For Management
1d Elect Director Kathryn M. Hill For For Management
1e Elect Director Deborah L. Kerr For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Scott F. Schenkel For For Management
1h Elect Director George T. Shaheen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard N. Barton For Withhold Management
1b Elect Director Rodolphe Belmer For Withhold Management
1c Elect Director Bradford L. Smith For Withhold Management
1d Elect Director Anne M. Sweeney For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Adopt Simple Majority Vote Against For Shareholder
6 Improve the Executive Compensation Against Against Shareholder
Philosophy
--------------------------------------------------------------------------------
NEXSTAR MEDIA GROUP, INC.
Ticker: NXST Security ID: 65336K103
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Perry A. Sook For For Management
1.2 Elect Director Geoff D. Armstrong For For Management
1.3 Elect Director Jay M. Grossman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director James L. Camaren For For Management
1c Elect Director Kenneth B. Dunn For For Management
1d Elect Director Naren K. Gursahaney For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Amy B. Lane For For Management
1g Elect Director David L. Porges For For Management
1h Elect Director James L. Robo For For Management
1i Elect Director Rudy E. Schupp For For Management
1j Elect Director John L. Skolds For For Management
1k Elect Director Lynn M. Utter For For Management
1l Elect Director Darryl L. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 17, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan B. Graf, Jr. For Withhold Management
1b Elect Director Peter B. Henry For Withhold Management
1c Elect Director Michelle A. Peluso For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
Disclosure
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Burgess For For Management
1b Elect Director Tench Coxe For For Management
1c Elect Director John O. Dabiri For For Management
1d Elect Director Persis S. Drell For For Management
1e Elect Director Jen-Hsun Huang For For Management
1f Elect Director Dawn Hudson For For Management
1g Elect Director Harvey C. Jones For For Management
1h Elect Director Michael G. McCaffery For For Management
1i Elect Director Stephen C. Neal For For Management
1j Elect Director Mark L. Perry For For Management
1k Elect Director A. Brooke Seawell For For Management
1l Elect Director Aarti Shah For For Management
1m Elect Director Mark A. Stevens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
NVR, INC.
Ticker: NVR Security ID: 62944T105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight C. Schar For For Management
1.2 Elect Director C. E. Andrews For For Management
1.3 Elect Director Sallie B. Bailey For For Management
1.4 Elect Director Thomas D. Eckert For Against Management
1.5 Elect Director Alfred E. Festa For For Management
1.6 Elect Director Manuel H. Johnson For For Management
1.7 Elect Director Alexandra A. Jung For For Management
1.8 Elect Director Mel Martinez For For Management
1.9 Elect Director William A. Moran For For Management
1.10 Elect Director David A. Preiser For For Management
1.11 Elect Director W. Grady Rosier For For Management
1.12 Elect Director Susan Williamson Ross For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OGE ENERGY CORP.
Ticker: OGE Security ID: 670837103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank A. Bozich For For Management
1b Elect Director Peter D. Clarke For For Management
1c Elect Director Luke R. Corbett For For Management
1d Elect Director David L. Hauser For For Management
1e Elect Director Luther (Luke) C. For For Management
Kissam, IV
1f Elect Director Judy R. McReynolds For For Management
1g Elect Director David E. Rainbolt For For Management
1h Elect Director J. Michael Sanner For For Management
1i Elect Director Sheila G. Talton For For Management
1j Elect Director Sean Trauschke For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC.
Ticker: ODFL Security ID: 679580100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry A. Aaholm For For Management
1.2 Elect Director David S. Congdon For For Management
1.3 Elect Director John R. Congdon, Jr. For For Management
1.4 Elect Director Bradley R. Gabosch For For Management
1.5 Elect Director Greg C. Gantt For For Management
1.6 Elect Director Patrick D. Hanley For For Management
1.7 Elect Director John D. Kasarda For For Management
1.8 Elect Director Wendy T. Stallings For For Management
1.9 Elect Director Thomas A. Stith, III For For Management
1.10 Elect Director Leo H. Suggs For For Management
1.11 Elect Director D. Michael Wray For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLD REPUBLIC INTERNATIONAL CORPORATION
Ticker: ORI Security ID: 680223104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Kennedy For For Management
1.2 Elect Director Spencer LeRoy, III For For Management
1.3 Elect Director Peter B. McNitt For For Management
1.4 Elect Director Steven R. Walker For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OWENS CORNING
Ticker: OC Security ID: 690742101
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian D. Chambers For For Management
1b Elect Director Eduardo E. Cordeiro For For Management
1c Elect Director Adrienne D. Elsner For For Management
1d Elect Director Alfred E. Festa For For Management
1e Elect Director Edward F. Lonergan For For Management
1f Elect Director Maryann T. Mannen For For Management
1g Elect Director Paul E. Martin For For Management
1h Elect Director W. Howard Morris For For Management
1i Elect Director Suzanne P. Nimocks For For Management
1j Elect Director John D. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC.
Ticker: PANW Security ID: 697435105
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nikesh Arora For For Management
1b Elect Director Carl Eschenbach For Withhold Management
1c Elect Director Lorraine Twohill For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lee C. Banks For For Management
1b Elect Director Robert G. Bohn For For Management
1c Elect Director Linda S. Harty For For Management
1d Elect Director Kevin A. Lobo For For Management
1e Elect Director Candy M. Obourn For For Management
1f Elect Director Joseph Scaminace For For Management
1g Elect Director Ake Svensson For For Management
1h Elect Director Laura K. Thompson For For Management
1i Elect Director James R. Verrier For For Management
1j Elect Director James L. Wainscott For For Management
1k Elect Director Thomas L. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Jonathan Christodoro For For Management
1c Elect Director John J. Donahoe For For Management
1d Elect Director David W. Dorman For For Management
1e Elect Director Belinda J. Johnson For For Management
1f Elect Director Gail J. McGovern For For Management
1g Elect Director Deborah M. Messemer For For Management
1h Elect Director David M. Moffett For For Management
1i Elect Director Ann M. Sarnoff For For Management
1j Elect Director Daniel H. Schulman For For Management
1k Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Whether Written Policies or Against Against Shareholder
Unwritten Norms Reinforce Racism in
Company Culture
--------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC.
Ticker: PENN Security ID: 707569109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Handler For For Management
1.2 Elect Director John M. Jacquemin For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PENTAIR PLC
Ticker: PNR Security ID: G7S00T104
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mona Abutaleb Stephenson For For Management
1b Elect Director Glynis A. Bryan For For Management
1c Elect Director T. Michael Glenn For For Management
1d Elect Director Theodore L. Harris For For Management
1e Elect Director Gregory E. Knight For For Management
1f Elect Director David A. Jones For For Management
1g Elect Director Michael T. Speetzen For For Management
1h Elect Director John L. Stauch For For Management
1i Elect Director Billie I. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Non-Qualified Employee Stock For For Management
Purchase Plan
5 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
6 Authorize Board to Opt-Out of For For Management
Statutory Pre-Emption Rights
7 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Segun Agbaje For For Management
1b Elect Director Shona L. Brown For For Management
1c Elect Director Cesar Conde For For Management
1d Elect Director Ian Cook For For Management
1e Elect Director Dina Dublon For For Management
1f Elect Director Michelle Gass For For Management
1g Elect Director Ramon L. Laguarta For For Management
1h Elect Director Dave Lewis For For Management
1i Elect Director David C. Page For For Management
1j Elect Director Robert C. Pohlad For For Management
1k Elect Director Daniel Vasella For For Management
1l Elect Director Darren Walker For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
5 Report on Sugar and Public Health Against Against Shareholder
6 Report on External Public Health Costs Against Against Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director Susan Desmond-Hellmann For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director Dan R. Littman For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director James Quincey For For Management
1.12 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
5 Report on Political Contributions and Against For Shareholder
Expenditures
6 Report on Access to COVID-19 Products Against For Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brant Bonin Bough For For Management
1b Elect Director Andre Calantzopoulos For For Management
1c Elect Director Michel Combes For For Management
1d Elect Director Juan Jose Daboub For For Management
1e Elect Director Werner Geissler For For Management
1f Elect Director Lisa A. Hook For For Management
1g Elect Director Jun Makihara For For Management
1h Elect Director Kalpana Morparia For For Management
1i Elect Director Lucio A. Noto For For Management
1j Elect Director Jacek Olczak For For Management
1k Elect Director Frederik Paulsen For For Management
1l Elect Director Robert B. Polet For For Management
1m Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditor
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie L. Bushman For For Management
1b Elect Director Lisa A. Davis For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Adopt GHG Emissions Reduction Targets Against For Shareholder
6 Report on Climate Lobbying Against For Shareholder
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A.R. Alameddine For For Management
1b Elect Director Edison C. Buchanan For For Management
1c Elect Director Matt Gallagher For For Management
1d Elect Director Phillip A. Gobe For For Management
1e Elect Director Larry R. Grillot For For Management
1f Elect Director Stacy P. Methvin For For Management
1g Elect Director Royce W. Mitchell For For Management
1h Elect Director Frank A. Risch For For Management
1i Elect Director Scott D. Sheffield For For Management
1j Elect Director J. Kenneth Thompson For For Management
1k Elect Director Phoebe A. Wood For For Management
1l Elect Director Michael D. Wortley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
POOL CORPORATION
Ticker: POOL Security ID: 73278L105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter D. Arvan For For Management
1b Elect Director Timothy M. Graven For For Management
1c Elect Director Debra S. Oler For For Management
1d Elect Director Manuel J. Perez de la For For Management
Mesa
1e Elect Director Harlan F. Seymour For For Management
1f Elect Director Robert C. Sledd For For Management
1g Elect Director John E. Stokely For For Management
1h Elect Director David G. Whalen For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POPULAR, INC.
Ticker: BPOP Security ID: 733174700
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alejandro M. Ballester For For Management
1b Elect Director Richard L. Carrion For For Management
1c Elect Director Carlos A. Unanue For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arthur P. Beattie For For Management
1b Elect Director Steven G. Elliott For For Management
1c Elect Director Raja Rajamannar For For Management
1d Elect Director Craig A. Rogerson For For Management
1e Elect Director Vincent Sorgi For For Management
1f Elect Director Natica von Althann For For Management
1g Elect Director Keith H. Williamson For For Management
1h Elect Director Phoebe A. Wood For For Management
1i Elect Director Armando Zagalo de Lima For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PRESTIGE CONSUMER HEALTHCARE INC.
Ticker: PBH Security ID: 74112D101
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. Lombardi For For Management
1.2 Elect Director John E. Byom For For Management
1.3 Elect Director Gary E. Costley For For Management
1.4 Elect Director Christopher J. Coughlin For For Management
1.5 Elect Director Sheila A. Hopkins For For Management
1.6 Elect Director James M. Jenness For For Management
1.7 Elect Director Natale S. Ricciardi For For Management
1.8 Elect Director Dawn M. Zier For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PROLOGIS, INC.
Ticker: PLD Security ID: 74340W103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid R. Moghadam For For Management
1b Elect Director Cristina G. Bita For For Management
1c Elect Director George L. Fotiades For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director Irving F. Lyons, III For For Management
1f Elect Director Avid Modjtabai For For Management
1g Elect Director David P. O'Connor For For Management
1h Elect Director Olivier Piani For For Management
1i Elect Director Jeffrey L. Skelton For For Management
1j Elect Director Carl B. Webb For For Management
1k Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROOFPOINT, INC.
Ticker: PFPT Security ID: 743424103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dana Evan For For Management
1b Elect Director Kristen Gil For For Management
1c Elect Director Gary Steele For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PS BUSINESS PARKS, INC.
Ticker: PSB Security ID: 69360J107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Maria R. Hawthorne For For Management
1.3 Elect Director Jennifer Holden Dunbar For For Management
1.4 Elect Director Kristy M. Pipes For For Management
1.5 Elect Director Gary E. Pruitt For For Management
1.6 Elect Director Robert S. Rollo For For Management
1.7 Elect Director Joseph D. Russell, Jr. For For Management
1.8 Elect Director Peter Schultz For For Management
1.9 Elect Director Stephen W. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change State of Incorporation from For For Management
California to Maryland
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph Izzo For For Management
1.2 Elect Director Shirley Ann Jackson For For Management
1.3 Elect Director Willie A. Deese For For Management
1.4 Elect Director David Lilley For For Management
1.5 Elect Director Barry H. Ostrowsky For For Management
1.6 Elect Director Scott G. Stephenson For For Management
1.7 Elect Director Laura A. Sugg For For Management
1.8 Elect Director John P. Surma For For Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Non-Employee Director For For Management
Restricted Stock Plan
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PULTEGROUP, INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian P. Anderson For For Management
1b Elect Director Bryce Blair For For Management
1c Elect Director Richard W. Dreiling For For Management
1d Elect Director Thomas J. Folliard For For Management
1e Elect Director Cheryl W. Grise For For Management
1f Elect Director Andre J. Hawaux For For Management
1g Elect Director J. Phillip Holloman For For Management
1h Elect Director Ryan R. Marshall For For Management
1i Elect Director John R. Peshkin For For Management
1j Elect Director Scott F. Powers For For Management
1k Elect Director Lila Snyder For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PURE STORAGE, INC.
Ticker: PSTG Security ID: 74624M102
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Rothschild For For Management
1.2 Elect Director Anita Sands For Withhold Management
1.3 Elect Director Susan Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sylvia Acevedo For For Management
1b Elect Director Mark Fields For For Management
1c Elect Director Jeffrey W. Henderson For For Management
1d Elect Director Gregory N. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Harish Manwani For For Management
1g Elect Director Mark D. McLaughlin For For Management
1h Elect Director Jamie S. Miller For For Management
1i Elect Director Steve Mollenkopf For For Management
1j Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1k Elect Director Irene B. Rosenfeld For For Management
1l Elect Director Kornelis "Neil" Smit For For Management
1m Elect Director Jean-Pascal Tricoire For For Management
1n Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUALYS, INC.
Ticker: QLYS Security ID: 74758T303
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Hank For For Management
1.2 Elect Director Sumedh S. Thakar For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
QUIDEL CORPORATION
Ticker: QDEL Security ID: 74838J101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas C. Bryant For For Management
1.2 Elect Director Kenneth F. Buechler For For Management
1.3 Elect Director Edward L. Michael For For Management
1.4 Elect Director Kathy P. Ordonez For For Management
1.5 Elect Director Mary Lake Polan For For Management
1.6 Elect Director Ann D. Rhoads For For Management
1.7 Elect Director Charles P. Slacik For For Management
1.8 Elect Director Matthew W. Strobeck For For Management
1.9 Elect Director Kenneth J. Widder For For Management
1.10 Elect Director Joseph D. Wilkins, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RALPH LAUREN CORPORATION
Ticker: RL Security ID: 751212101
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Bennack, Jr. For Withhold Management
1.2 Elect Director Michael A. George For For Management
1.3 Elect Director Hubert Joly For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REGAL BELOIT CORPORATION
Ticker: RBC Security ID: 758750103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jan A. Bertsch For For Management
1b Elect Director Stephen M. Burt For For Management
1c Elect Director Anesa T. Chaibi For For Management
1d Elect Director Christopher L. Doerr For For Management
1e Elect Director Dean A. Foate For For Management
1f Elect Director Michael F. Hilton For For Management
1g Elect Director Louis V. Pinkham For For Management
1h Elect Director Rakesh Sachdev For For Management
1i Elect Director Curtis W. Stoelting For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Anthony Coles For For Management
1b Elect Director Arthur F. Ryan For For Management
1c Elect Director George L. Sing For Against Management
1d Elect Director Marc Tessier-Lavigne For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Manuel Kadre For For Management
1b Elect Director Tomago Collins For For Management
1c Elect Director Michael A. Duffy For For Management
1d Elect Director Thomas W. Handley For For Management
1e Elect Director Jennifer M. Kirk For For Management
1f Elect Director Michael Larson For For Management
1g Elect Director Kim S. Pegula For For Management
1h Elect Director James P. Snee For For Management
1i Elect Director Brian S. Tyler For For Management
1j Elect Director Sandra M. Volpe For For Management
1k Elect Director Katharine B. Weymouth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Integrating ESG Metrics Into Against Against Shareholder
Executive Compensation Program
--------------------------------------------------------------------------------
RH
Ticker: RH Security ID: 74967X103
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hilary Krane For For Management
1.2 Elect Director Katie Mitic For For Management
1.3 Elect Director Ali Rowghani For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ROKU, INC.
Ticker: ROKU Security ID: 77543R102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ravi Ahuja For Withhold Management
1b Elect Director Mai Fyfield For For Management
1c Elect Director Laurie Simon Hodrick For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Amy Woods Brinkley For For Management
1.3 Elect Director John F. Fort, III For For Management
1.4 Elect Director L. Neil Hunn For For Management
1.5 Elect Director Robert D. Johnson For For Management
1.6 Elect Director Laura G. Thatcher For For Management
1.7 Elect Director Richard F. Wallman For For Management
1.8 Elect Director Christopher Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert J. Eck For For Management
1b Elect Director Robert A. Hagemann For For Management
1c Elect Director Michael F. Hilton For For Management
1d Elect Director Tamara L. Lundgren For For Management
1e Elect Director Luis P. Nieto, Jr. For For Management
1f Elect Director David G. Nord For For Management
1g Elect Director Robert E. Sanchez For For Management
1h Elect Director Abbie J. Smith For For Management
1i Elect Director E. Follin Smith For For Management
1j Elect Director Dmitri L. Stockton For For Management
1k Elect Director Hansel E. Tookes, II For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Alvera For For Management
1.2 Elect Director William J. Amelio For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Stephanie C. Hill For For Management
1.5 Elect Director Rebecca J. Jacoby For For Management
1.6 Elect Director Monique F. Leroux For Against Management
1.7 Elect Director Ian P. Livingston For For Management
1.8 Elect Director Maria R. Morris For For Management
1.9 Elect Director Douglas L. Peterson For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Richard E. Thornburgh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Greenhouse Gas (GHG) Emissions For For Management
Reduction Plan
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Benioff For For Management
1b Elect Director Craig Conway For For Management
1c Elect Director Parker Harris For For Management
1d Elect Director Alan Hassenfeld For For Management
1e Elect Director Neelie Kroes For For Management
1f Elect Director Colin Powell For For Management
1g Elect Director Sanford Robertson For For Management
1h Elect Director John V. Roos For For Management
1i Elect Director Robin Washington For For Management
1j Elect Director Maynard Webb For For Management
1k Elect Director Susan Wojcicki For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78410G104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary S. Chan For Against Management
1.2 Elect Director George R. Krouse, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION
Ticker: SGMS Security ID: 80874P109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jamie R. Odell For For Management
1.2 Elect Director Barry L. Cottle For For Management
1.3 Elect Director Antonia Korsanos For For Management
1.4 Elect Director Jack A. Markell For For Management
1.5 Elect Director Hamish R. McLennan For For Management
1.6 Elect Director Michael J. Regan For For Management
1.7 Elect Director Timothy Throsby For For Management
1.8 Elect Director Maria T. Vullo For For Management
1.9 Elect Director Kneeland C. Youngblood For For Management
1.10 Elect Director Virginia E. Shanks For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Shareholder Rights Plan (Poison For For Management
Pill)
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend Omnibus Stock Plan For Against Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Boeckmann For For Management
1b Elect Director Andres Conesa For For Management
1c Elect Director Maria Contreras-Sweet For For Management
1d Elect Director Pablo A. Ferrero For For Management
1e Elect Director William D. Jones For For Management
1f Elect Director Jeffrey W. Martin For For Management
1g Elect Director Bethany J. Mayer For For Management
1h Elect Director Michael N. Mears For For Management
1i Elect Director Jack T. Taylor For For Management
1j Elect Director Cynthia L. Walker For For Management
1k Elect Director Cynthia J. Warner For For Management
1l Elect Director James C. Yardley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
5 Report on Corporate Climate Lobbying Against For Shareholder
Aligned with Paris Agreement
--------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL
Ticker: SCI Security ID: 817565104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Buckwalter For For Management
1.2 Elect Director Anthony L. Coelho For For Management
1.3 Elect Director Jakki L. Haussler For For Management
1.4 Elect Director Victor L. Lund For For Management
1.5 Elect Director Clifton H. Morris, Jr. For For Management
1.6 Elect Director Ellen Ochoa For For Management
1.7 Elect Director Thomas L. Ryan For For Management
1.8 Elect Director Sara Martinez Tucker For For Management
1.9 Elect Director W. Blair Waltrip For For Management
1.10 Elect Director Marcus A. Watts For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SERVICENOW, INC.
Ticker: NOW Security ID: 81762P102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Bostrom For For Management
1b Elect Director Jonathan C. Chadwick For For Management
1c Elect Director Lawrence J. Jackson, Jr. For For Management
1d Elect Director Frederic B. Luddy For For Management
1e Elect Director Jeffrey A. Miller For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Call Special Meeting For For Management
5 Approve Omnibus Stock Plan For For Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SPIRE, INC.
Ticker: SR Security ID: 84857L101
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Borer For For Management
1.2 Elect Director Maria V. Fogarty For For Management
1.3 Elect Director Stephen S. Schwartz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC.
Ticker: SFM Security ID: 85208M102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Fortunato For For Management
1.2 Elect Director Lawrence ("Chip") P. For For Management
Molloy
1.3 Elect Director Joseph D. O'Leary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick de Saint-Aignan For For Management
1b Elect Director Marie A. Chandoha For For Management
1c Elect Director Amelia C. Fawcett For For Management
1d Elect Director William C. Freda For For Management
1e Elect Director Sara Mathew For For Management
1f Elect Director William L. Meaney For For Management
1g Elect Director Ronald P. O'Hanley For For Management
1h Elect Director Sean O'Sullivan For For Management
1i Elect Director Julio A. Portalatin For For Management
1j Elect Director John B. Rhea For For Management
1k Elect Director Richard P. Sergel For For Management
1l Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
STIFEL FINANCIAL CORP.
Ticker: SF Security ID: 860630102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam T. Berlew For For Management
1.2 Elect Director Kathleen Brown For For Management
1.3 Elect Director Michael W. Brown For For Management
1.4 Elect Director Robert E. Grady For For Management
1.5 Elect Director Ronald J. Kruszewski For For Management
1.6 Elect Director Daniel J. Ludeman For For Management
1.7 Elect Director Maura A. Markus For For Management
1.8 Elect Director David A. Peacock For For Management
1.9 Elect Director Thomas W. Weisel For For Management
1.10 Elect Director Michael J. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUN COMMUNITIES, INC.
Ticker: SUI Security ID: 866674104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary A. Shiffman For For Management
1b Elect Director Tonya Allen For For Management
1c Elect Director Meghan G. Baivier For For Management
1d Elect Director Stephanie W. Bergeron For For Management
1e Elect Director Brian M. Hermelin For For Management
1f Elect Director Ronald A. Klein For For Management
1g Elect Director Clunet R. Lewis For For Management
1h Elect Director Arthur A. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Murai For For Management
1.2 Elect Director Dwight Steffensen For For Management
1.3 Elect Director Dennis Polk For For Management
1.4 Elect Director Fred Breidenbach For For Management
1.5 Elect Director Laurie Simon Hodrick For For Management
1.6 Elect Director Hau Lee For For Management
1.7 Elect Director Matthew Miau For Withhold Management
1.8 Elect Director Ann Vezina For For Management
1.9 Elect Director Thomas Wurster For For Management
1.10 Elect Director Duane Zitzner For For Management
1.11 Elect Director Andrea Zulberti For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Certificate of Incorporation to For Against Management
Waive Corporate Opportunity Doctrine
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SYNOPSYS, INC.
Ticker: SNPS Security ID: 871607107
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aart J. de Geus For For Management
1b Elect Director Chi-Foon Chan For For Management
1c Elect Director Janice D. Chaffin For For Management
1d Elect Director Bruce R. Chizen For For Management
1e Elect Director Mercedes Johnson For For Management
1f Elect Director Chrysostomos L. "Max" For For Management
Nikias
1g Elect Director Jeannine P. Sargent For For Management
1h Elect Director John Schwarz For For Management
1i Elect Director Roy Vallee For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Bartlett For For Management
1b Elect Director Mary K. Bush For For Management
1c Elect Director Dina Dublon For For Management
1d Elect Director Freeman A. Hrabowski, For For Management
III
1e Elect Director Robert F. MacLellan For For Management
1f Elect Director Olympia J. Snowe For For Management
1g Elect Director Robert J. Stevens For For Management
1h Elect Director William J. Stromberg For For Management
1i Elect Director Richard R. Verma For For Management
1j Elect Director Sandra S. Wijnberg For For Management
1k Elect Director Alan D. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on and Assess Proxy Voting Against Against Shareholder
Policies in Relation to Climate Change
Position
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Beth A. Bowman For For Management
1.2 Elect Director Lindsey M. Cooksen For For Management
1.3 Elect Director Robert B. Evans For For Management
1.4 Elect Director Joe Bob Perkins For For Management
1.5 Elect Director Ershel C. Redd, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director George S. Barrett For For Management
1c Elect Director Brian C. Cornell For For Management
1d Elect Director Robert L. Edwards For For Management
1e Elect Director Melanie L. Healey For For Management
1f Elect Director Donald R. Knauss For For Management
1g Elect Director Christine A. Leahy For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Mary E. Minnick For For Management
1j Elect Director Derica W. Rice For For Management
1k Elect Director Kenneth L. Salazar For For Management
1l Elect Director Dmitri L. Stockton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
TAYLOR MORRISON HOME CORPORATION
Ticker: TMHC Security ID: 87724P106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffry L. Flake For For Management
1.2 Elect Director Gary H. Hunt For For Management
1.3 Elect Director Peter Lane For For Management
1.4 Elect Director William H. Lyon For For Management
1.5 Elect Director Anne L. Mariucci For For Management
1.6 Elect Director David C. Merritt For For Management
1.7 Elect Director Andrea (Andi) Owen For For Management
1.8 Elect Director Sheryl D. Palmer For For Management
1.9 Elect Director Denise F. Warren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC.
Ticker: TDS Security ID: 879433829
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarence A. Davis For For Management
1.2 Elect Director George W. Off For Withhold Management
1.3 Elect Director Wade Oosterman For For Management
1.4 Elect Director Gary L. Sugarman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Bradley For For Management
1b Elect Director Edwin J. Gillis For For Management
1c Elect Director Timothy E. Guertin For For Management
1d Elect Director Peter Herweck For For Management
1e Elect Director Mark E. Jagiela For For Management
1f Elect Director Mercedes Johnson For For Management
1g Elect Director Marilyn Matz For For Management
1h Elect Director Paul J. Tufano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Reduce Supermajority Vote Requirement For For Management
to Approve Merger, Share Exchanges and
Substantial Sales of Company Asset
4 Provide Right to Act by Written Consent For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Omnibus Stock Plan For For Management
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Blinn For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Janet F. Clark For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Martin S. Craighead For For Management
1f Elect Director Jean M. Hobby For For Management
1g Elect Director Michael D. Hsu For For Management
1h Elect Director Ronald Kirk For For Management
1i Elect Director Pamela H. Patsley For For Management
1j Elect Director Robert E. Sanchez For For Management
1k Elect Director Richard K. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet G. Davidson For For Management
1.2 Elect Director Andres R. Gluski For For Management
1.3 Elect Director Tarun Khanna For For Management
1.4 Elect Director Holly K. Koeppel For For Management
1.5 Elect Director Julia M. Laulis For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Alain Monie For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Teresa M. Sebastian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
and Charter Amendments Adopted by the
Board of Directors
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald E. Brown For For Management
1b Elect Director Kermit R. Crawford For For Management
1c Elect Director Michael L. Eskew For For Management
1d Elect Director Richard T. Hume For For Management
1e Elect Director Margaret M. Keane For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Jacques P. Perold For For Management
1h Elect Director Andrea Redmond For For Management
1i Elect Director Gregg M. Sherrill For For Management
1j Elect Director Judith A. Sprieser For For Management
1k Elect Director Perry M. Traquina For For Management
1l Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Marc Bolland For For Management
1.3 Elect Director Ana Botin For For Management
1.4 Elect Director Christopher C. Davis For For Management
1.5 Elect Director Barry Diller For Against Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Alexis M. Herman For For Management
1.8 Elect Director Robert A. Kotick For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director James Quincey For For Management
1.11 Elect Director Caroline J. Tsay For For Management
1.12 Elect Director David B. Weinberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Report on Sugar and Public Health Against Against Shareholder
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harriett "Tee" Taggart For For Management
1.2 Elect Director Kevin J. Bradicich For For Management
1.3 Elect Director J. Paul Condrin, III For For Management
1.4 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Kathleen S. Lane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Allardice, III For For Management
1b Elect Director Larry D. De Shon For For Management
1c Elect Director Carlos Dominguez For For Management
1d Elect Director Trevor Fetter For For Management
1e Elect Director Donna James For For Management
1f Elect Director Kathryn A. Mikells For For Management
1g Elect Director Michael G. Morris For For Management
1h Elect Director Teresa W. Roseborough For For Management
1i Elect Director Virginia P. Ruesterholz For For Management
1j Elect Director Christopher J. Swift For For Management
1k Elect Director Matthew E. Winter For For Management
1l Elect Director Greig Woodring For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HERSHEY COMPANY
Ticker: HSY Security ID: 427866108
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela M. Arway For For Management
1.2 Elect Director James W. Brown For Withhold Management
1.3 Elect Director Michele G. Buck For For Management
1.4 Elect Director Victor L. Crawford For For Management
1.5 Elect Director Robert M. Dutkowsky For For Management
1.6 Elect Director Mary Kay Haben For Withhold Management
1.7 Elect Director James C. Katzman For Withhold Management
1.8 Elect Director M. Diane Koken For For Management
1.9 Elect Director Robert M. Malcolm For For Management
1.10 Elect Director Anthony J. Palmer For Withhold Management
1.11 Elect Director Juan R. Perez For For Management
1.12 Elect Director Wendy L. Schoppert For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Jeffery H. Boyd For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Helena B. Foulkes For For Management
1h Elect Director Linda R. Gooden For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Manuel Kadre For For Management
1k Elect Director Stephanie C. Linnartz For For Management
1l Elect Director Craig A. Menear For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Written Consent Against Against Shareholder
Provisions
5 Report on Political Contributions Against For Shareholder
Congruency Analysis
6 Report on Prison Labor in the Supply Against Against Shareholder
Chain
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joceyln Carter-Miller For For Management
1.2 Elect Director Mary J. Steele Guilfoile For For Management
1.3 Elect Director Dawn Hudson For For Management
1.4 Elect Director Philippe Krakowsky For For Management
1.5 Elect Director Jonathan F. Miller For For Management
1.6 Elect Director Patrick Q. Moore For For Management
1.7 Elect Director Michael I. Roth For For Management
1.8 Elect Director Linda S. Sanford For For Management
1.9 Elect Director David M. Thomas For For Management
1.10 Elect Director E. Lee Wyatt, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY
Ticker: NYT Security ID: 650111107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amanpal S. Bhutani For For Management
1.2 Elect Director Beth Brooke For For Management
1.3 Elect Director Brian P. McAndrews For Withhold Management
1.4 Elect Director Doreen Toben For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director Christine M. McCarthy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Report on Efforts to Eliminate Against Against Shareholder
Deforestation
6 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY
Ticker: SMG Security ID: 810186106
Meeting Date: JAN 25, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Kelly, Jr. For For Management
1.2 Elect Director Peter E. Shumlin For For Management
1.3 Elect Director John R. Vines For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY
Ticker: SHW Security ID: 824348106
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Arthur F. Anton For For Management
1c Elect Director Jeff M. Fettig For For Management
1d Elect Director Richard J. Kramer For For Management
1e Elect Director John G. Morikis For For Management
1f Elect Director Christine A. Poon For For Management
1g Elect Director Aaron M. Powell For For Management
1h Elect Director Michael H. Thaman For For Management
1i Elect Director Matthew Thornton, III For For Management
1j Elect Director Steven H. Wunning For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Jose B. Alvarez For For Management
1c Elect Director Alan M. Bennett For For Management
1d Elect Director Rosemary T. Berkery For For Management
1e Elect Director David T. Ching For For Management
1f Elect Director C. Kim Goodwin For For Management
1g Elect Director Ernie Herrman For For Management
1h Elect Director Michael F. Hines For For Management
1i Elect Director Amy B. Lane For For Management
1j Elect Director Carol Meyrowitz For For Management
1k Elect Director Jackwyn L. Nemerov For For Management
1l Elect Director John F. O'Brien For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Animal Welfare Against Against Shareholder
5 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 09, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Safra A. Catz For For Management
1d Elect Director Robert A. Chapek For For Management
1e Elect Director Francis A. deSouza For For Management
1f Elect Director Michael B.G. Froman For For Management
1g Elect Director Robert A. Iger For For Management
1h Elect Director Maria Elena Lagomasino For For Management
1i Elect Director Mark G. Parker For For Management
1j Elect Director Derica W. Rice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Abstain Shareholder
5 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Nancy K. Buese For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Charles I. Cogut For For Management
1.6 Elect Director Michael A. Creel For For Management
1.7 Elect Director Stacey H. Dore For For Management
1.8 Elect Director Vicki L. Fuller For For Management
1.9 Elect Director Peter A. Ragauss For For Management
1.10 Elect Director Rose M. Robeson For For Management
1.11 Elect Director Scott D. Sheffield For For Management
1.12 Elect Director Murray D. Smith For For Management
1.13 Elect Director William H. Spence For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director R. Alexandra Keith For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director James C. Mullen For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Debora L. Spar For For Management
1k Elect Director Scott M. Sperling For For Management
1l Elect Director Dion J. Weisler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Provide Right to Call A Special Meeting Against Against Shareholder
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Graves For For Management
1.2 Elect Director Amelia A. Huntington For For Management
1.3 Elect Director Wilson Jones For For Management
1.4 Elect Director Christopher Klein For For Management
1.5 Elect Director J. Allen Kosowsky For For Management
1.6 Elect Director Robert W. Martin For For Management
1.7 Elect Director Peter B. Orthwein For For Management
1.8 Elect Director Jan H. Suwinski For For Management
1.9 Elect Director James L. Ziemer For For Management
1.10 Elect Director William J. Kelley, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY
Ticker: TSCO Security ID: 892356106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia T. Jamison For For Management
1.2 Elect Director Joy Brown For For Management
1.3 Elect Director Ricardo Cardenas For For Management
1.4 Elect Director Denise L. Jackson For For Management
1.5 Elect Director Thomas A. Kingsbury For For Management
1.6 Elect Director Ramkumar Krishnan For For Management
1.7 Elect Director Edna K. Morris For For Management
1.8 Elect Director Mark J. Weikel For For Management
1.9 Elect Director Harry A. Lawton, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
TRANSUNION
Ticker: TRU Security ID: 89400J107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William P. (Billy) For For Management
Bosworth
1b Elect Director Suzanne P. Clark For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Russell P. Fradin For For Management
1e Elect Director Pamela A. Joseph For For Management
1f Elect Director Thomas L. Monahan, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRAVEL + LEISURE CO.
Ticker: TNL Security ID: 894164102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louise F. Brady For For Management
1.2 Elect Director Michael D. Brown For For Management
1.3 Elect Director James E. Buckman For For Management
1.4 Elect Director George Herrera For For Management
1.5 Elect Director Stephen P. Holmes For For Management
1.6 Elect Director Denny Marie Post For For Management
1.7 Elect Director Ronald L. Rickles For For Management
1.8 Elect Director Michael H. Wargotz For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRI POINTE HOMES, INC.
Ticker: TPH Security ID: 87265H109
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas F. Bauer For For Management
1.2 Elect Director Lawrence B. Burrows For For Management
1.3 Elect Director Daniel S. Fulton For For Management
1.4 Elect Director Steven J. Gilbert For For Management
1.5 Elect Director Vicki D. McWilliams For For Management
1.6 Elect Director Constance B. Moore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For Against Management
1b Elect Director Les R. Baledge For Against Management
1c Elect Director Gaurdie E. Banister, Jr. For For Management
1d Elect Director Dean Banks For For Management
1e Elect Director Mike Beebe For Against Management
1f Elect Director Maria Claudia Borras For For Management
1g Elect Director David J. Bronczek For Against Management
1h Elect Director Mikel A. Durham For For Management
1i Elect Director Jonathan D. Mariner For For Management
1j Elect Director Kevin M. McNamara For For Management
1k Elect Director Cheryl S. Miller For For Management
1l Elect Director Jeffrey K. Schomburger For For Management
1m Elect Director Robert Thurber For Against Management
1n Elect Director Barbara A. Tyson For Against Management
1o Elect Director Noel White For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Report on Human Rights Due Diligence Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
ULTA BEAUTY, INC.
Ticker: ULTA Security ID: 90384S303
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine A. Halligan For For Management
1.2 Elect Director David C. Kimbell For For Management
1.3 Elect Director George R. Mrkonic For For Management
1.4 Elect Director Lorna E. Nagler For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew H. Card, Jr. For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Lance M. Fritz For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Jane H. Lute For For Management
1g Elect Director Michael R. McCarthy For For Management
1h Elect Director Thomas F. McLarty, III For For Management
1i Elect Director Jose H. Villarreal For For Management
1j Elect Director Christopher J. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Nonqualified Employee Stock For For Management
Purchase Plan
6 Report on EEO Against For Shareholder
7 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
8 Annual Vote and Report on Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol B. Tome For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Eva C. Boratto For For Management
1d Elect Director Michael J. Burns For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Angela Hwang For For Management
1g Elect Director Kate E. Johnson For For Management
1h Elect Director William R. Johnson For For Management
1i Elect Director Ann M. Livermore For For Management
1j Elect Director Franck J. Moison For For Management
1k Elect Director Christiana Smith Shi For For Management
1l Elect Director Russell Stokes For For Management
1m Elect Director Kevin Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
7 Report on Climate Change Against For Shareholder
8 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
9 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Burke For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Stephen J. Hemsley For For Management
1d Elect Director Michele J. Hooper For For Management
1e Elect Director F. William McNabb, III For For Management
1f Elect Director Valerie C. Montgomery For For Management
Rice
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Gail R. Wilensky For For Management
1i Elect Director Andrew Witty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
UNIVAR SOLUTIONS INC.
Ticker: UNVR Security ID: 91336L107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan Braca For For Management
1.2 Elect Director Mark J. Byrne For For Management
1.3 Elect Director Daniel P. Doheny For For Management
1.4 Elect Director Richard P. Fox For For Management
1.5 Elect Director Rhonda Germany For For Management
1.6 Elect Director David C. Jukes For For Management
1.7 Elect Director Stephen D. Newlin For For Management
1.8 Elect Director Christopher D. Pappas For For Management
1.9 Elect Director Kerry J. Preete For For Management
1.10 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Theodore H. Bunting, Jr. For For Management
1b Elect Director Susan L. Cross For For Management
1c Elect Director Susan D. DeVore For For Management
1d Elect Director Joseph J. Echevarria For For Management
1e Elect Director Cynthia L. Egan For For Management
1f Elect Director Kevin T. Kabat For For Management
1g Elect Director Timothy F. Keaney For For Management
1h Elect Director Gloria C. Larson For For Management
1i Elect Director Richard P. McKenney For For Management
1j Elect Director Ronald P. O'Hanley For For Management
1k Elect Director Francis J. Shammo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
VEEVA SYSTEMS INC.
Ticker: VEEV Security ID: 922475108
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion to Delaware Public For For Management
Benefit Corporation
2 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
VEREIT, INC.
Ticker: VER Security ID: 92339V308
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glenn J. Rufrano For For Management
1b Elect Director Hugh R. Frater For For Management
1c Elect Director Priscilla Almodovar For For Management
1d Elect Director David B. Henry For Against Management
1e Elect Director Mary Hogan Preusse For For Management
1f Elect Director Richard J. Lieb For For Management
1g Elect Director Eugene A. Pinover For For Management
1h Elect Director Julie G. Richardson For For Management
1i Elect Director Susan E. Skerritt For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Charter to Allow Shareholders to For For Management
Amend Bylaws
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shellye L. Archambeau For For Management
1b Elect Director Roxanne S. Austin For For Management
1c Elect Director Mark T. Bertolini For For Management
1d Elect Director Melanie L. Healey For For Management
1e Elect Director Clarence Otis, Jr. For For Management
1f Elect Director Daniel H. Schulman For For Management
1g Elect Director Rodney E. Slater For For Management
1h Elect Director Hans E. Vestberg For For Management
1i Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
5 Amend Senior Executive Compensation Against Against Shareholder
Clawback Policy
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangeeta Bhatia For For Management
1.2 Elect Director Lloyd Carney For Against Management
1.3 Elect Director Alan Garber For For Management
1.4 Elect Director Terrence Kearney For For Management
1.5 Elect Director Reshma Kewalramani For For Management
1.6 Elect Director Yuchun Lee For For Management
1.7 Elect Director Jeffrey Leiden For For Management
1.8 Elect Director Margaret McGlynn For For Management
1.9 Elect Director Diana McKenzie For For Management
1.10 Elect Director Bruce Sachs For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
VICI PROPERTIES INC.
Ticker: VICI Security ID: 925652109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Abrahamson For For Management
1b Elect Director Diana F. Cantor For For Management
1c Elect Director Monica H. Douglas For For Management
1d Elect Director Elizabeth I. Holland For For Management
1e Elect Director Craig Macnab For For Management
1f Elect Director Edward B. Pitoniak For For Management
1g Elect Director Michael D. Rumbolz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Ramon Laguarta For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Denise M. Morrison For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director Linda J. Rendle For For Management
1k Elect Director John A. C. Swainson For For Management
1l Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Provide Holders of At Least 15% Class For For Management
A Common Stock Right to Call Special
Meeting
6 Provide Right to Act by Written Consent Against For Shareholder
7 Amend Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Zandman For For Management
1.2 Elect Director Ruta Zandman For For Management
1.3 Elect Director Ziv Shoshani For For Management
1.4 Elect Director Jeffrey H. Vanneste For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VISTRA CORP.
Ticker: VST Security ID: 92840M102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott B. Helm For For Management
1.2 Elect Director Hilary E. Ackermann For For Management
1.3 Elect Director Arcilia C. Acosta For For Management
1.4 Elect Director Gavin R. Baiera For For Management
1.5 Elect Director Paul M. Barbas For For Management
1.6 Elect Director Lisa Crutchfield For For Management
1.7 Elect Director Brian K. Ferraioli For For Management
1.8 Elect Director Jeff D. Hunter For For Management
1.9 Elect Director Curtis A. Morgan For For Management
1.10 Elect Director John R. Sult For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VMWARE, INC.
Ticker: VMW Security ID: 928563402
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Bates For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James C. Fish, Jr. For For Management
1b Elect Director Andres R. Gluski For For Management
1c Elect Director Victoria M. Holt For For Management
1d Elect Director Kathleen M. Mazzarella For For Management
1e Elect Director Sean E. Menke For For Management
1f Elect Director William B. Plummer For For Management
1g Elect Director John C. Pope For For Management
1h Elect Director Maryrose T. Sylvester For For Management
1i Elect Director Thomas H. Weidemeyer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Mark A. Chancy For For Management
1c Elect Director Celeste A. Clark For For Management
1d Elect Director Theodore F. Craver, Jr. For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Charles H. Noski For For Management
1h Elect Director Richard B. Payne, Jr. For For Management
1i Elect Director Juan A. Pujadas For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Proxy Access Right Against Against Shareholder
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Delaware Public Benefit
Corporation
6 Report on Incentive-Based Compensation Against Against Shareholder
and Risks of Material Losses
7 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
WERNER ENTERPRISES, INC.
Ticker: WERN Security ID: 950755108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Arves For For Management
1.2 Elect Director Vikram Mansharamani For For Management
1.3 Elect Director Alexi A. Wellman For For Management
1.4 Elect Director Carmen A. Tapio For For Management
1.5 Elect Director Derek J. Leathers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Emmert For For Management
1b Elect Director Rick R. Holley For For Management
1c Elect Director Sara Grootwassink Lewis For For Management
1d Elect Director Deidra C. Merriwether For For Management
1e Elect Director Al Monaco For For Management
1f Elect Director Nicole W. Piasecki For For Management
1g Elect Director Lawrence A. Selzer For For Management
1h Elect Director Devin W. Stockfish For For Management
1i Elect Director Kim Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Ticker: WLTW Security ID: G96629103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anna C. Catalano For For Management
1b Elect Director Victor F. Ganzi For For Management
1c Elect Director John J. Haley For For Management
1d Elect Director Wendy E. Lane For For Management
1e Elect Director Brendan R. O'Neill For For Management
1f Elect Director Jaymin B. Patel For For Management
1g Elect Director Linda D. Rabbitt For For Management
1h Elect Director Paul D. Thomas For For Management
1i Elect Director Wilhelm Zeller For For Management
2 Ratify the Appointment of Deloitte & For For Management
Touche LLP as Auditor and Deloitte
Ireland LLP to audit the Irish
Statutory Accounts, and Authorize the
Board to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aneel Bhusri For Withhold Management
1.2 Elect Director Ann-Marie Campbell For Withhold Management
1.3 Elect Director David A. Duffield For Withhold Management
1.4 Elect Director Lee J. Styslinger, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION
Ticker: INT Security ID: 981475106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kasbar For For Management
1.2 Elect Director Ken Bakshi For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Sharda Cherwoo For For Management
1.5 Elect Director Richard A. Kassar For For Management
1.6 Elect Director John L. Manley For For Management
1.7 Elect Director Stephen K. Roddenberry For For Management
1.8 Elect Director Paul H. Stebbins For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane M. Irvine For For Management
1.2 Elect Director Christine Barone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Gibbs For For Management
1.2 Elect Director George Hu For For Management
1.3 Elect Director Jeremy Stoppelman For For Management
1.4 Elect Director Tony Wells For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paget L. Alves For For Management
1b Elect Director Keith Barr For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Brian C. Cornell For For Management
1e Elect Director Tanya L. Domier For For Management
1f Elect Director David W. Gibbs For For Management
1g Elect Director Mirian M. Graddick-Weir For For Management
1h Elect Director Lauren R. Hobart For For Management
1i Elect Director Thomas C. Nelson For For Management
1j Elect Director P. Justin Skala For For Management
1k Elect Director Elane B. Stock For For Management
1l Elect Director Annie Young-Scrivner For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Michael J. Farrell For For Management
1d Elect Director Robert A. Hagemann For For Management
1e Elect Director Bryan C. Hanson For For Management
1f Elect Director Arthur J. Higgins For For Management
1g Elect Director Maria Teresa Hilado For For Management
1h Elect Director Syed Jafry For For Management
1i Elect Director Sreelakshmi Kolli For For Management
1j Elect Director Michael W. Michelson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Deferred Compensation Plan For For Management
7 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
ZOETIS INC.
Ticker: ZTS Security ID: 98978V103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sanjay Khosla For For Management
1b Elect Director Antoinette R. For For Management
Leatherberry
1c Elect Director Willie M. Reed For For Management
1d Elect Director Linda Rhodes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
4 Adopt Simple Majority Vote Against For Shareholder
======================= Voya Index Plus MidCap Portfolio =======================
SUNRUN INC.
Ticker: RUN Security ID: 86771W105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katherine August-deWilde For Withhold Management
1.2 Elect Director Gerald Risk For For Management
1.3 Elect Director Sonita Lontoh For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on the Impact of the Use of Against For Shareholder
Mandatory Arbitration on Employees and
Workplace Culture
--------------------------------------------------------------------------------
10X GENOMICS, INC.
Ticker: TXG Security ID: 88025U109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bryan E. Roberts For For Management
1b Elect Director Kimberly J. Popovits For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
2U, INC.
Ticker: TWOU Security ID: 90214J101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Maeder For Withhold Management
1.2 Elect Director Christopher J. Paucek For For Management
1.3 Elect Director Gregory K. Peters For For Management
1.4 Elect Director Robert M. Stavis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
A. O. SMITH CORPORATION
Ticker: AOS Security ID: 831865209
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Brown For Withhold Management
1.2 Elect Director Ilham Kadri For Withhold Management
1.3 Elect Director Idelle K. Wolf For For Management
1.4 Elect Director Gene C. Wulf For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Biggar For For Management
1.2 Elect Director Julian C. Baker For For Management
1.3 Elect Director Daniel B. Soland For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACUITY BRANDS, INC.
Ticker: AYI Security ID: 00508Y102
Meeting Date: JAN 06, 2021 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil M. Ashe For For Management
1b Elect Director W. Patrick Battle For For Management
1c Elect Director Peter C. Browning For For Management
1d Elect Director G. Douglas Dillard, Jr. For For Management
1e Elect Director James H. Hance, Jr. For For Management
1f Elect Director Maya Leibman For For Management
1g Elect Director Laura G. O'Shaughnessy For For Management
1h Elect Director Dominic J. Pileggi For For Management
1i Elect Director Ray M. Robinson For For Management
1j Elect Director Mary A. Winston For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3a Eliminate Supermajority Vote For For Management
Requirement
3b Eliminate Supermajority Voting For For Management
Provision to Remove Directors
4 Provide Right to Call Special Meeting For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADIENT PLC
Ticker: ADNT Security ID: G0084W101
Meeting Date: MAR 09, 2021 Meeting Type: Annual
Record Date: JAN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie L. Bushman For For Management
1b Elect Director Peter H. Carlin For For Management
1c Elect Director Raymond L. Conner For For Management
1d Elect Director Douglas G. Del Grosso For For Management
1e Elect Director Richard Goodman For For Management
1f Elect Director Jose M. Gutierrez For For Management
1g Elect Director Frederick A. "Fritz" For For Management
Henderson
1h Elect Director Barb J. Samardzich For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Authorise Issue of Equity For For Management
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
ADTALEM GLOBAL EDUCATION INC.
Ticker: ATGE Security ID: 00737L103
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Burke For For Management
1.2 Elect Director Donna J. Hrinak For For Management
1.3 Elect Director Georgette Kiser For For Management
1.4 Elect Director Lyle Logan For For Management
1.5 Elect Director Michael W. Malafronte For For Management
1.6 Elect Director Sharon L. O'Keefe For For Management
1.7 Elect Director Kenneth J. Phelan For For Management
1.8 Elect Director Lisa W. Wardell For For Management
1.9 Elect Director James D. White For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy V. Armes For For Management
1.2 Elect Director Michael C. Arnold For For Management
1.3 Elect Director Sondra L. Barbour For For Management
1.4 Elect Director P. George Benson For For Management
1.5 Elect Director Suzanne P. Clark For For Management
1.6 Elect Director Bob De Lange For For Management
1.7 Elect Director Eric P. Hansotia For For Management
1.8 Elect Director George E. Minnich For For Management
1.9 Elect Director Mallika Srinivasan For For Management
1.10 Elect Director Matthew Tsien For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mala Anand For For Management
1.2 Elect Director Koh Boon Hwee For For Management
1.3 Elect Director Michael R. McMullen For For Management
1.4 Elect Director Daniel K. Podolsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon Bowen For For Management
1.2 Elect Director Marianne Brown For For Management
1.3 Elect Director Monte Ford For For Management
1.4 Elect Director Jill Greenthal For For Management
1.5 Elect Director Dan Hesse For For Management
1.6 Elect Director Tom Killalea For For Management
1.7 Elect Director Tom Leighton For For Management
1.8 Elect Director Jonathan Miller For For Management
1.9 Elect Director Madhu Ranganathan For For Management
1.10 Elect Director Ben Verwaayen For For Management
1.11 Elect Director Bill Wagner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 11, 2021 Meeting Type: Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALLEGHANY CORPORATION
Ticker: Y Security ID: 017175100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip M. Martineau For For Management
1.2 Elect Director Raymond L.M. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph J. Andretta For For Management
1.2 Elect Director Roger H. Ballou For For Management
1.3 Elect Director John C. Gerspach, Jr. For For Management
1.4 Elect Director Karin J. Kimbrough For For Management
1.5 Elect Director Rajesh Natarajan For For Management
1.6 Elect Director Timothy J. Theriault For For Management
1.7 Elect Director Laurie A. Tucker For For Management
1.8 Elect Director Sharen J. Turney For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLISON TRANSMISSION HOLDINGS, INC.
Ticker: ALSN Security ID: 01973R101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Judy L. Altmaier For For Management
1b Elect Director Stan A. Askren For For Management
1c Elect Director David C. Everitt For For Management
1d Elect Director Alvaro Garcia-Tunon For For Management
1e Elect Director David S. Graziosi For For Management
1f Elect Director Carolann I. Haznedar For For Management
1g Elect Director Richard P. Lavin For For Management
1h Elect Director Thomas W. Rabaut For For Management
1i Elect Director Richard V. Reynolds For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Franklin W. Hobbs For For Management
1b Elect Director Kenneth J. Bacon For For Management
1c Elect Director Katryn (Trynka) For For Management
Shineman Blake
1d Elect Director Maureen A. For For Management
Breakiron-Evans
1e Elect Director William H. Cary For For Management
1f Elect Director Mayree C. Clark For For Management
1g Elect Director Kim S. Fennebresque For For Management
1h Elect Director Marjorie Magner For For Management
1i Elect Director Brian H. Sharples For For Management
1j Elect Director John J. Stack For For Management
1k Elect Director Michael F. Steib For For Management
1l Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALTICE USA, INC.
Ticker: ATUS Security ID: 02156K103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick Drahi For Against Management
1b Elect Director Gerrit Jan Bakker For Against Management
1c Elect Director Manon Brouillette None None Management
*Withdrawn Resolution*
1d Elect Director David Drahi For Against Management
1e Elect Director Dexter Goei For Against Management
1f Elect Director Mark Mullen For For Management
1g Elect Director Dennis Okhuijsen For Against Management
1h Elect Director Charles Stewart For Against Management
1i Elect Director Raymond Svider For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Minicucci For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director James S. Kahan For For Management
1.4 Elect Director Rafael de la Vega For For Management
1.5 Elect Director Giora Yaron For For Management
1.6 Elect Director Eli Gelman For For Management
1.7 Elect Director Richard T.C. LeFave For For Management
1.8 Elect Director John A. MacDonald For For Management
1.9 Elect Director Shuky Sheffer For For Management
1.10 Elect Director Yvette Kanouff For For Management
2 Approve an Increase in the Quarterly For For Management
Cash Dividend Rate
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AMEDISYS, INC.
Ticker: AMED Security ID: 023436108
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vickie L. Capps For For Management
1b Elect Director Molly J. Coye For For Management
1c Elect Director Julie D. Klapstein For For Management
1d Elect Director Teresa L. Kline For For Management
1e Elect Director Paul B. Kusserow For For Management
1f Elect Director Richard A. Lechleiter For For Management
1g Elect Director Bruce D. Perkins For For Management
1h Elect Director Jeffrey A. Rideout For For Management
1i Elect Director Ivanetta Davis Samuels For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN HOMES 4 RENT
Ticker: AMH Security ID: 02665T306
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth M. Woolley For For Management
1b Elect Director David P. Singelyn For For Management
1c Elect Director Douglas N. Benham For For Management
1d Elect Director Jack Corrigan For For Management
1e Elect Director David Goldberg For For Management
1f Elect Director Tamara Hughes Gustavson For For Management
1g Elect Director Matthew J. Hart For For Management
1h Elect Director Michelle C. Kerrick For For Management
1i Elect Director James H. Kropp For For Management
1j Elect Director Lynn C. Swann For For Management
1k Elect Director Winifred M. Webb For For Management
1l Elect Director Jay Willoughby For For Management
1m Elect Director Matthew R. Zaist For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey N. Edwards For For Management
1b Elect Director Martha Clark Goss For For Management
1c Elect Director Veronica M. Hagen For For Management
1d Elect Director Kimberly J. Harris For For Management
1e Elect Director Julia L. Johnson For For Management
1f Elect Director Patricia L. Kampling For For Management
1g Elect Director Karl F. Kurz For For Management
1h Elect Director Walter J. Lynch For For Management
1i Elect Director George MacKenzie For For Management
1j Elect Director James G. Stavridis For For Management
1k Elect Director Lloyd M. Yates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Cracchiolo For For Management
1b Elect Director Dianne Neal Blixt For For Management
1c Elect Director Amy DiGeso For For Management
1d Elect Director Lon R. Greenberg For For Management
1e Elect Director Jeffrey Noddle For For Management
1f Elect Director Robert F. Sharpe, Jr. For For Management
1g Elect Director Brian T. Shea For For Management
1h Elect Director W. Edward Walter, III For For Management
1i Elect Director Christopher J. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tod E. Carpenter For For Management
1b Elect Director Karleen M. Oberton For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANAPLAN, INC.
Ticker: PLAN Security ID: 03272L108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Conte For Withhold Management
1.2 Elect Director Suresh Vasudevan For For Management
1.3 Elect Director Yvonne Wassenaar For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APA CORP.
Ticker: APA Security ID: 03743Q108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Juliet S. Ellis For For Management
4 Elect Director Chansoo Joung For For Management
5 Elect Director John E. Lowe For For Management
6 Elect Director H. Lamar McKay For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditor For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Amend Charter to Remove the For For Management
Pass-Through Voting Provision
--------------------------------------------------------------------------------
APTARGROUP, INC.
Ticker: ATR Security ID: 038336103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andreas C. Kramvis For For Management
1b Elect Director Maritza Gomez Montiel For For Management
1c Elect Director Jesse Wu For For Management
1d Elect Director Ralf K. Wunderlich For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry W. Perry For For Management
1.2 Elect Director William F. Austen For For Management
1.3 Elect Director Steven H. Gunby For For Management
1.4 Elect Director Gail E. Hamilton For For Management
1.5 Elect Director Richard S. Hill For For Management
1.6 Elect Director M. F. (Fran) Keeth For For Management
1.7 Elect Director Andrew C. Kerin For For Management
1.8 Elect Director Laurel J. Krzeminski For For Management
1.9 Elect Director Michael J. Long For For Management
1.10 Elect Director Stephen C. Patrick For For Management
1.11 Elect Director Gerry P. Smith For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARROWHEAD PHARMACEUTICALS, INC.
Ticker: ARWR Security ID: 04280A100
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Anzalone For For Management
1.2 Elect Director Marianne De Backer For For Management
1.3 Elect Director Mauro Ferrari For For Management
1.4 Elect Director Douglass Given For For Management
1.5 Elect Director Oye Olukotun For For Management
1.6 Elect Director Michael S. Perry For For Management
1.7 Elect Director William Waddill For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Rose, Snyder & Jacobs LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASGN INCORPORATED
Ticker: ASGN Security ID: 00191U102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Dyer For For Management
1.2 Elect Director Mariel A. Joliet For For Management
1.3 Elect Director Marty R. Kittrell For For Management
1.4 Elect Director Carol Lindstrom For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASHLAND GLOBAL HOLDINGS INC.
Ticker: ASH Security ID: 044186104
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brendan M. Cummins For For Management
1.2 Elect Director William G. Dempsey For For Management
1.3 Elect Director Jay V. Ihlenfeld For For Management
1.4 Elect Director Wetteny Joseph For For Management
1.5 Elect Director Susan L. Main For For Management
1.6 Elect Director Guillermo Novo For For Management
1.7 Elect Director Jerome A. Peribere For For Management
1.8 Elect Director Ricky C. Sandler For For Management
1.9 Elect Director Janice J. Teal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mike Jackson For For Management
1b Elect Director Rick L. Burdick For For Management
1c Elect Director David B. Edelson For For Management
1d Elect Director Steven L. Gerard For For Management
1e Elect Director Robert R. Grusky For For Management
1f Elect Director Norman K. Jenkins For For Management
1g Elect Director Lisa Lutoff-Perlo For For Management
1h Elect Director G. Mike Mikan For For Management
1i Elect Director Jacqueline A. Travisano For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Provide Right to Call A Special Meeting Against For Shareholder
--------------------------------------------------------------------------------
AVALARA, INC.
Ticker: AVLR Security ID: 05338G106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marion Foote For For Management
1.2 Elect Director Rajeev Singh For Withhold Management
1.3 Elect Director Kathleen Zwickert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVIENT CORPORATION
Ticker: AVNT Security ID: 05368V106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Abernathy For For Management
1.2 Elect Director Richard H. Fearon For For Management
1.3 Elect Director Gregory J. Goff For For Management
1.4 Elect Director William R. Jellison For For Management
1.5 Elect Director Sandra Beach Lin For For Management
1.6 Elect Director Kim Ann Mink For For Management
1.7 Elect Director Robert M. Patterson For For Management
1.8 Elect Director Kerry J. Preete For For Management
1.9 Elect Director Patricia Verduin For For Management
1.10 Elect Director William A. Wulfsohn For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVIS BUDGET GROUP, INC.
Ticker: CAR Security ID: 053774105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernardo Hees For For Management
1.2 Elect Director Lynn Krominga For For Management
1.3 Elect Director Glenn Lurie For For Management
1.4 Elect Director Jagdeep Pahwa For For Management
1.5 Elect Director Karthik Sarma For For Management
1.6 Elect Director Carl Sparks For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Carlo Bozotti For For Management
1c Elect Director Michael A. Bradley For For Management
1d Elect Director Brenda L. Freeman For For Management
1e Elect Director Jo Ann Jenkins For For Management
1f Elect Director Oleg Khaykin For For Management
1g Elect Director James A. Lawrence For For Management
1h Elect Director Avid Modjtabai For For Management
1i Elect Director Adalio T. Sanchez For For Management
1j Elect Director William H. Schumann, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AXALTA COATING SYSTEMS LTD.
Ticker: AXTA Security ID: G0750C108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Bryant For For Management
1.2 Elect Director Steven M. Chapman For For Management
1.3 Elect Director William M. Cook For For Management
1.4 Elect Director Mark Garrett For For Management
1.5 Elect Director Deborah J. Kissire For For Management
1.6 Elect Director Elizabeth C. Lempres For For Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Rakesh Sachdev For For Management
1.9 Elect Director Samuel L. Smolik For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXON ENTERPRISE, INC.
Ticker: AXON Security ID: 05464C101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Carmona For Withhold Management
1.2 Elect Director Julie Cullivan For For Management
1.3 Elect Director Caitlin Kalinowski For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Approve the Increase in the Maximum For For Management
Number of Directors from Nine to Eleven
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION
Ticker: BOH Security ID: 062540109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Haunani Apoliona For For Management
1.2 Elect Director Mark A. Burak For For Management
1.3 Elect Director John C. Erickson For For Management
1.4 Elect Director Joshua D. Feldman For For Management
1.5 Elect Director Peter S. Ho For For Management
1.6 Elect Director Michelle E. Hulst For For Management
1.7 Elect Director Kent T. Lucien For For Management
1.8 Elect Director Alicia E. Moy For For Management
1.9 Elect Director Victor K. Nichols For For Management
1.10 Elect Director Barbara J. Tanabe For For Management
1.11 Elect Director Dana M. Tokioka For For Management
1.12 Elect Director Raymond P. Vara, Jr. For For Management
1.13 Elect Director Robert W. Wo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BANK OZK
Ticker: OZK Security ID: 06417N103
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas Brown For For Management
1.2 Elect Director Paula Cholmondeley For For Management
1,3 Elect Director Beverly Cole For For Management
1.4 Elect Director Robert East For For Management
1.5 Elect Director Kathleen Franklin For For Management
1.6 Elect Director Catherine B. Freedberg For For Management
1.7 Elect Director Jeffrey Gearhart For For Management
1.8 Elect Director George Gleason For For Management
1.9 Elect Director Peter Kenny For For Management
1.10 Elect Director William A. Koefoed, Jr. For For Management
1.11 Elect Director Christopher Orndorff For For Management
1.12 Elect Director Steven Sadoff For For Management
1.13 Elect Director Ross Whipple For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BERRY GLOBAL GROUP, INC.
Ticker: BERY Security ID: 08579W103
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Evan Bayh For For Management
1b Elect Director Jonathan F. Foster For For Management
1c Elect Director Idalene F. Kesner For For Management
1d Elect Director Jill A. Rahman For For Management
1e Elect Director Carl J. (Rick) For For Management
Rickertsen
1f Elect Director Thomas E. Salmon For For Management
1g Elect Director Paula A. Sneed For For Management
1h Elect Director Robert A. Steele For For Management
1i Elect Director Stephen E. Sterrett For For Management
1j Elect Director Scott B. Ullem For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC.
Ticker: BIO Security ID: 090572207
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melinda Litherland For Against Management
1.2 Elect Director Arnold A. Pinkston For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIO-TECHNE CORPORATION
Ticker: TECH Security ID: 09073M104
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2a Elect Director Robert V. Baumgartner For For Management
2b Elect Director Julie L. Bushman For For Management
2c Elect Director John L. Higgins For For Management
2d Elect Director Joseph D. Keegan For For Management
2e Elect Director Charles R. Kummeth For For Management
2f Elect Director Roeland Nusse For For Management
2g Elect Director Alpna Seth For For Management
2h Elect Director Randolph Steer For For Management
2i Elect Director Rupert Vessey For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG, LLP as Auditors For For Management
--------------------------------------------------------------------------------
BJ'S WHOLESALE CLUB HOLDINGS, INC.
Ticker: BJ Security ID: 05550J101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Baldwin For Withhold Management
1.2 Elect Director Ken Parent For For Management
1.3 Elect Director Robert Steele For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLACK HILLS CORPORATION
Ticker: BKH Security ID: 092113109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linden R. Evans For For Management
1.2 Elect Director Barry M. Granger For For Management
1.3 Elect Director Tony A. Jensen For For Management
1.4 Elect Director Steven R. Mills For For Management
1.5 Elect Director Scott M. Prochazka For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION
Ticker: BAH Security ID: 099502106
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Shrader For For Management
1b Elect Director Joan Lordi C. Amble For For Management
1c Elect Director Michele A. Flournoy For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation For For Management
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Nelda J. Connors For For Management
1B Elect Director Dennis C. Cuneo For For Management
1C Elect Director David S. Haffner For For Management
1D Elect Director Michael S. Hanley For For Management
1E Elect Director Frederic B. Lissalde For For Management
1F Elect Director Paul A. Mascarenas For For Management
1G Elect Director Shaun E. McAlmont For For Management
1H Elect Director Deborah D. McWhinney For For Management
1I Elect Director Alexis P. Michas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
BOYD GAMING CORPORATION
Ticker: BYD Security ID: 103304101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Bailey For For Management
1.2 Elect Director Robert L. Boughner For For Management
1.3 Elect Director William R. Boyd For For Management
1.4 Elect Director William S. Boyd For For Management
1.5 Elect Director Marianne Boyd Johnson For For Management
1.6 Elect Director Keith E. Smith For For Management
1.7 Elect Director Christine J. Spadafor For For Management
1.8 Elect Director A. Randall Thoman For For Management
1.9 Elect Director Peter M. Thomas For For Management
1.10 Elect Director Paul W. Whetsell For For Management
1.11 Elect Director Veronica J. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRIXMOR PROPERTY GROUP INC.
Ticker: BRX Security ID: 11120U105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Taylor, Jr. For For Management
1.2 Elect Director John G. Schreiber For For Management
1.3 Elect Director Michael Berman For For Management
1.4 Elect Director Julie Bowerman For For Management
1.5 Elect Director Sheryl M. Crosland For For Management
1.6 Elect Director Thomas W. Dickson For For Management
1.7 Elect Director Daniel B. Hurwitz For For Management
1.8 Elect Director William D. Rahm For For Management
1.9 Elect Director Gabrielle Sulzberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROWN & BROWN, INC.
Ticker: BRO Security ID: 115236101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hyatt Brown For For Management
1.2 Elect Director Hugh M. Brown For For Management
1.3 Elect Director J. Powell Brown For For Management
1.4 Elect Director Lawrence L. For For Management
Gellerstedt, III
1.5 Elect Director James C. Hays For For Management
1.6 Elect Director Theodore J. Hoepner For For Management
1.7 Elect Director James S. Hunt For For Management
1.8 Elect Director Toni Jennings For For Management
1.9 Elect Director Timothy R.M. Main For For Management
1.10 Elect Director H. Palmer Proctor, Jr. For For Management
1.11 Elect Director Wendell S. Reilly For For Management
1.12 Elect Director Chilton D. Varner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRUNSWICK CORPORATION
Ticker: BC Security ID: 117043109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nancy E. Cooper For For Management
1b Elect Director David C. Everitt For For Management
1c Elect Director Reginald Fils-Aime For For Management
1d Elect Director Lauren P. Flaherty For For Management
1e Elect Director David M. Foulkes For For Management
1f Elect Director Joseph W. McClanathan For For Management
1g Elect Director David V. Singer For For Management
1h Elect Director Jane L. Warner For For Management
1i Elect Director J. Steven Whisler For For Management
1j Elect Director Roger J. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC.
Ticker: BLDR Security ID: 12008R107
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC.
Ticker: BLDR Security ID: 12008R107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cleveland A. Christophe For For Management
1.2 Elect Director David E. Flitman For For Management
1.3 Elect Director W. Bradley Hayes For For Management
1.4 Elect Director Brett N. Milgrim For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CABLE ONE, INC.
Ticker: CABO Security ID: 12685J105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas S. Gayner For Against Management
1b Elect Director Deborah J. Kissire For For Management
1c Elect Director Thomas O. Might For For Management
1d Elect Director Kristine E. Miller For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CABOT CORPORATION
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia A. Arnold For For Management
1.2 Elect Director Douglas G. Del Grosso For For Management
1.3 Elect Director Christine Y. Yan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Daniels For For Management
1b Elect Director Susan M. Gordon For For Management
1c Elect Director William L. Jews For For Management
1d Elect Director Gregory G. Johnson For For Management
1e Elect Director J. Phillip London For For Management
1f Elect Director John S. Mengucci For For Management
1g Elect Director James L. Pavitt For For Management
1h Elect Director Warren R. Phillips For For Management
1i Elect Director Debora A. Plunkett For For Management
1j Elect Director Charles P. Revoile For For Management
1k Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
Ticker: CDNS Security ID: 127387108
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Adams For For Management
1.2 Elect Director Ita Brennan For For Management
1.3 Elect Director Lewis Chew For For Management
1.4 Elect Director Julia Liuson For For Management
1.5 Elect Director James D. Plummer For For Management
1.6 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.7 Elect Director John B. Shoven For For Management
1.8 Elect Director Young K. Sohn For For Management
1.9 Elect Director Lip-Bu Tan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
CAESARS ENTERTAINMENT CORPORATION
Ticker: CZR Security ID: 127686103
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Benninger For For Management
1b Elect Director Jan Jones Blackhurst For For Management
1c Elect Director Juliana Chugg For For Management
1d Elect Director Denise Clark For For Management
1e Elect Director Keith Cozza For For Management
1f Elect Director John Dionne For For Management
1g Elect Director James Hunt For For Management
1h Elect Director Don Kornstein For For Management
1i Elect Director Courtney R. Mather For For Management
1j Elect Director James Nelson For For Management
1k Elect Director Anthony Rodio For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST
Ticker: CPT Security ID: 133131102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Campo For For Management
1.2 Elect Director Heather J. Brunner For For Management
1.3 Elect Director Mark D. Gibson For For Management
1.4 Elect Director Scott S. Ingraham For For Management
1.5 Elect Director Renu Khator For For Management
1.6 Elect Director D. Keith Oden For For Management
1.7 Elect Director William F. Paulsen For For Management
1.8 Elect Director Frances Aldrich For For Management
Sevilla-Sacasa
1.9 Elect Director Steven A. Webster For For Management
1.10 Elect Director Kelvin R. Westbrook For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CANTEL MEDICAL CORP.
Ticker: CMD Security ID: 138098108
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles M. Diker For For Management
1b Elect Director Alan R. Batkin For For Management
1c Elect Director Ann E. Berman For For Management
1d Elect Director Mark N. Diker For For Management
1e Elect Director Anthony B. Evnin For For Management
1f Elect Director Laura L. Forese For For Management
1g Elect Director George L. Fotiades For For Management
1h Elect Director Ronnie Myers For For Management
1i Elect Director Karen N. Prange For For Management
1j Elect Director Peter J. Pronovost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CANTEL MEDICAL CORP.
Ticker: CMD Security ID: 138098108
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED
Ticker: CSL Security ID: 142339100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James D. Frias For For Management
1b Elect Director Maia A. Hansen For For Management
1c Elect Director Corrine D. Ricard For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARTER'S, INC.
Ticker: CRI Security ID: 146229109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hali Borenstein For For Management
1b Elect Director Giuseppina Buonfantino For For Management
1c Elect Director Michael D. Casey For For Management
1d Elect Director A. Bruce Cleverly For For Management
1e Elect Director Jevin S. Eagle For For Management
1f Elect Director Mark P. Hipp For For Management
1g Elect Director William J. Montgoris For For Management
1h Elect Director David Pulver For For Management
1i Elect Director Gretchen W. Schar For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CARVANA CO.
Ticker: CVNA Security ID: 146869102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest Garcia, III For Withhold Management
1.2 Elect Director Ira Platt For Withhold Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CATALENT, INC.
Ticker: CTLT Security ID: 148806102
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Madhavan "Madhu" For For Management
Balachandran
1b Elect Director J. Martin Carroll For Against Management
1c Elect Director Rolf Classon For For Management
1d Elect Director John J. Greisch For For Management
1e Elect Director Christa Kreuzburg For For Management
1f Elect Director Gregory T. Lucier For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CBRE GROUP, INC.
Ticker: CBRE Security ID: 12504L109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brandon B. Boze For For Management
1b Elect Director Beth F. Cobert For For Management
1c Elect Director Reginald H. Gilyard For For Management
1d Elect Director Shira D. Goodman For For Management
1e Elect Director Christopher T. Jenny For For Management
1f Elect Director Gerardo I. Lopez For For Management
1g Elect Director Oscar Munoz For For Management
1h Elect Director Robert E. Sulentic For For Management
1i Elect Director Laura D. Tyson For For Management
1j Elect Director Sanjiv Yajnik For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CDK GLOBAL, INC.
Ticker: CDK Security ID: 12508E101
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Willie A. Deese For For Management
1c Elect Director Amy J. Hillman For For Management
1d Elect Director Brian M. Krzanich For For Management
1e Elect Director Stephen A. Miles For For Management
1f Elect Director Robert E. Radway For For Management
1g Elect Director Stephen F. Schuckenbrock For For Management
1h Elect Director Frank S. Sowinski For For Management
1i Elect Director Eileen J. Voynick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CERIDIAN HCM HOLDING INC.
Ticker: CDAY Security ID: 15677J108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David D. Ossip For For Management
1.2 Elect Director Andrea S. Rosen For For Management
1.3 Elect Director Gerald C. Throop For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Foster For For Management
1.2 Elect Director Nancy C. Andrews For For Management
1.3 Elect Director Robert Bertolini For For Management
1.4 Elect Director Deborah T. Kochevar For For Management
1.5 Elect Director George Llado, Sr. For For Management
1.6 Elect Director Martin W. Mackay For For Management
1.7 Elect Director George E. Massaro For For Management
1.8 Elect Director George M. Milne, Jr. For For Management
1.9 Elect Director C. Richard Reese For For Management
1.10 Elect Director Richard F. Wallman For For Management
1.11 Elect Director Virginia M. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHEMED CORPORATION
Ticker: CHE Security ID: 16359R103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. McNamara For For Management
1.2 Elect Director Ron DeLyons For For Management
1.3 Elect Director Joel F. Gemunder For For Management
1.4 Elect Director Patrick P. Grace For For Management
1.5 Elect Director Christopher J. Heaney For For Management
1.6 Elect Director Thomas C. Hutton For For Management
1.7 Elect Director Andrea R. Lindell For For Management
1.8 Elect Director Thomas P. Rice For For Management
1.9 Elect Director Donald E. Saunders For For Management
1.10 Elect Director George J. Walsh, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC.
Ticker: CHD Security ID: 171340102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Craigie For For Management
1b Elect Director Matthew T. Farrell For For Management
1c Elect Director Bradley C. Irwin For For Management
1d Elect Director Penry W. Price For For Management
1e Elect Director Susan G. Saideman For For Management
1f Elect Director Ravichandra K. Saligram For For Management
1g Elect Director Robert K. Shearer For For Management
1h Elect Director Janet S. Vergis For For Management
1i Elect Director Arthur B. Winkleblack For For Management
1j Elect Director Laurie J. Yoler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement to Fill Board Vacancies
4 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Mergers, Consolidations or
Dispositions of Substantial Assets
5 Amend Articles of Incorporation to For For Management
Remove Provisions Relating to
Classified Board
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779309
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hassan M. Ahmed For For Management
1b Elect Director Bruce L. Claflin For For Management
1c Elect Director T. Michael Nevens For For Management
1d Elect Director Patrick T. Gallagher For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen A. Hogenson For For Management
1.2 Elect Director Lisa A. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CIRRUS LOGIC, INC.
Ticker: CRUS Security ID: 172755100
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Carter For For Management
1.2 Elect Director Alexander M. Davern For For Management
1.3 Elect Director Timothy R. Dehne For For Management
1.4 Elect Director Deirdre R. Hanford For For Management
1.5 Elect Director Catherine P. Lego For For Management
1.6 Elect Director Jason P. Rhode For For Management
1.7 Elect Director Alan R. Schuele For For Management
1.8 Elect Director David J. Tupman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC.
Ticker: CFG Security ID: 174610105
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Van Saun For For Management
1.2 Elect Director Lee Alexander For For Management
1.3 Elect Director Christine M. Cumming For For Management
1.4 Elect Director William P. Hankowsky For For Management
1.5 Elect Director Leo I. ("Lee") Higdon For For Management
1.6 Elect Director Edward J. ("Ned") For For Management
Kelly, III
1.7 Elect Director Charles J. ("Bud") Koch For For Management
1.8 Elect Director Robert G. Leary For For Management
1.9 Elect Director Terrance J. Lillis For For Management
1.10 Elect Director Shivan Subramaniam For For Management
1.11 Elect Director Christopher J. Swift For For Management
1.12 Elect Director Wendy A. Watson For For Management
1.13 Elect Director Marita Zuraitis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CLEAN HARBORS, INC.
Ticker: CLH Security ID: 184496107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. McKim For For Management
1.2 Elect Director John T. Preston For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend By-Laws to Add State and Federal For Against Management
Forum Selection Provisions
--------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC.
Ticker: CNO Security ID: 12621E103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary C. Bhojwani For For Management
1b Elect Director Ellyn L. Brown For For Management
1c Elect Director Stephen N. David For For Management
1d Elect Director David B. Foss For For Management
1e Elect Director Robert C. Greving For For Management
1f Elect Director Mary R. (Nina) Henderson For For Management
1g Elect Director Daniel R. Maurer For For Management
1h Elect Director Chetlur S. Ragavan For For Management
1i Elect Director Steven E. Shebik For For Management
1j Elect Director Frederick J. Sievert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend NOL Rights Plan (NOL Pill) For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COGNEX CORPORATION
Ticker: CGNX Security ID: 192422103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sachin Lawande For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMERCE BANCSHARES, INC.
Ticker: CBSH Security ID: 200525103
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry D. Bassham For For Management
1.2 Elect Director John W. Kemper For For Management
1.3 Elect Director Jonathan M. Kemper For For Management
1.4 Elect Director Kimberly G. Walker For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY
Ticker: CMC Security ID: 201723103
Meeting Date: JAN 13, 2021 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicki L. Avril-Groves For For Management
1.2 Elect Director Barbara R. Smith For For Management
1.3 Elect Director Joseph C. Winkler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMVAULT SYSTEMS, INC.
Ticker: CVLT Security ID: 204166102
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Todd Bradley For For Management
1.2 Elect Director Charles "Chuck" E. Moran For For Management
1.3 Elect Director Allison Pickens For For Management
1.4 Elect Director Arlen Shenkman For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMPASS MINERALS INTERNATIONAL, INC.
Ticker: CMP Security ID: 20451N101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin S. Crutchfield For For Management
1b Elect Director Eric Ford For For Management
1c Elect Director Richard S. Grant For For Management
1d Elect Director Joseph E. Reece For For Management
1e Elect Director Allan R. Rothwell For For Management
1f Elect Director Lori A. Walker For For Management
1g Elect Director Paul S. Williams For For Management
1h Elect Director Amy J. Yoder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
CONCENTRIX CORPORATION
Ticker: CNXC Security ID: 20602D101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher Caldwell For For Management
1b Elect Director Teh-Chien Chou For For Management
1c Elect Director LaVerne H. Council For For Management
1d Elect Director Jennifer Deason For For Management
1e Elect Director Kathryn Hayley For For Management
1f Elect Director Kathryn Marinello For For Management
1g Elect Director Dennis Polk For For Management
1h Elect Director Ann Vezina For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COPART, INC.
Ticker: CPRT Security ID: 217204106
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willis J. Johnson For For Management
1.2 Elect Director A. Jayson Adair For For Management
1.3 Elect Director Matt Blunt For For Management
1.4 Elect Director Steven D. Cohan For For Management
1.5 Elect Director Daniel J. Englander For For Management
1.6 Elect Director James E. Meeks For For Management
1.7 Elect Director Thomas N. Tryforos For For Management
1.8 Elect Director Diane M. Morefield For For Management
1.9 Elect Director Stephen Fisher For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST
Ticker: OFC Security ID: 22002T108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Brady For For Management
1b Elect Director Stephen E. Budorick For For Management
1c Elect Director Robert L. Denton, Sr. For For Management
1d Elect Director Philip L. Hawkins For For Management
1e Elect Director David M. Jacobstein For For Management
1f Elect Director Steven D. Kesler For For Management
1g Elect Director Letitia A. Long For For Management
1h Elect Director Raymond L. Owens For For Management
1i Elect Director C. Taylor Pickett For For Management
1j Elect Director Lisa G. Trimberger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael R. Klein For For Management
1b Elect Director Andrew C. Florance For For Management
1c Elect Director Laura Cox Kaplan For For Management
1d Elect Director Michael J. Glosserman For For Management
1e Elect Director John W. Hill For For Management
1f Elect Director Robert W. Musslewhite For For Management
1g Elect Director Christopher J. Nassetta For For Management
1h Elect Director Louise S. Sams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote Against For Shareholder
Requirement
--------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED
Ticker: CUZ Security ID: 222795502
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles T. Cannada For For Management
1b Elect Director Robert M. Chapman For For Management
1c Elect Director M. Colin Connolly For For Management
1d Elect Director Scott W. Fordham For For Management
1e Elect Director Lillian C. Giornelli For For Management
1f Elect Director R. Kent Griffin, Jr. For For Management
1g Elect Director Donna W. Hyland For For Management
1h Elect Director R. Dary Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CRANE CO.
Ticker: CR Security ID: 224399105
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin R. Benante For For Management
1.2 Elect Director Donald G. Cook For For Management
1.3 Elect Director Michael Dinkins For For Management
1.4 Elect Director Ronald C. Lindsay For For Management
1.5 Elect Director Ellen McClain For For Management
1.6 Elect Director Charles G. McClure, Jr. For For Management
1.7 Elect Director Max H. Mitchell For For Management
1.8 Elect Director Jennifer M. Pollino For For Management
1.9 Elect Director John S. Stroup For Against Management
1.10 Elect Director James L. L. Tullis For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CREE, INC.
Ticker: CREE Security ID: 225447101
Meeting Date: OCT 26, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenda M. Dorchak For For Management
1.2 Elect Director John C. Hodge For For Management
1.3 Elect Director Clyde R. Hosein For For Management
1.4 Elect Director Darren R. Jackson For For Management
1.5 Elect Director Duy-Loan T. Le For For Management
1.6 Elect Director Gregg A. Lowe For For Management
1.7 Elect Director John B. Replogle For For Management
1.8 Elect Director Thomas H. Werner For For Management
1.9 Elect Director Anne C. Whitaker For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Lynn M. Bamford For For Management
1.3 Elect Director Dean M. Flatt For For Management
1.4 Elect Director S. Marce Fuller For For Management
1.5 Elect Director Bruce D. Hoechner For For Management
1.6 Elect Director Glenda J. Minor For For Management
1.7 Elect Director Anthony J. Moraco For For Management
1.8 Elect Director John B. Nathman For For Management
1.9 Elect Director Robert J. Rivet For For Management
1.10 Elect Director Peter C. Wallace For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYRUSONE INC.
Ticker: CONE Security ID: 23283R100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce W. Duncan For For Management
1.2 Elect Director David H. Ferdman For For Management
1.3 Elect Director John W. Gamble, Jr. For For Management
1.4 Elect Director T. Tod Nielsen For For Management
1.5 Elect Director Denise Olsen For For Management
1.6 Elect Director Alex Shumate For For Management
1.7 Elect Director William E. Sullivan For For Management
1.8 Elect Director Lynn A. Wentworth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DANA INCORPORATED
Ticker: DAN Security ID: 235825205
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rachel A. Gonzalez For For Management
1.2 Elect Director James K. Kamsickas For For Management
1.3 Elect Director Virginia A. Kamsky For For Management
1.4 Elect Director Bridget E. Karlin For For Management
1.5 Elect Director Raymond E. Mabus, Jr. For For Management
1.6 Elect Director Michael J. Mack, Jr. For For Management
1.7 Elect Director R. Bruce McDonald For For Management
1.8 Elect Director Diarmuid B. O'Connell For For Management
1.9 Elect Director Keith E. Wandell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DARLING INGREDIENTS INC.
Ticker: DAR Security ID: 237266101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Randall C. Stuewe For For Management
1b Elect Director Charles Adair For For Management
1c Elect Director Beth Albright For For Management
1d Elect Director Linda Goodspeed For For Management
1e Elect Director Dirk Kloosterboer For For Management
1f Elect Director Mary R. Korby For For Management
1g Elect Director Gary W. Mize For For Management
1h Elect Director Michael E. Rescoe For For Management
1i Elect Director Nicole M. Ringenberg For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DATADOG, INC.
Ticker: DDOG Security ID: 23804L103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexis Le-Quoc For Withhold Management
1b Elect Director Michael Callahan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION
Ticker: DECK Security ID: 243537107
Meeting Date: SEP 11, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Devine, III For For Management
1.2 Elect Director Nelson C. Chan For For Management
1.3 Elect Director Cynthia (Cindy) L. Davis For For Management
1.4 Elect Director Juan R. Figuereo For For Management
1.5 Elect Director Victor Luis For For Management
1.6 Elect Director Dave Powers For For Management
1.7 Elect Director Lauri M. Shanahan For For Management
1.8 Elect Director Brian A. Spaly For For Management
1.9 Elect Director Bonita C. Stewart For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director John E. Bethancourt For For Management
1.3 Elect Director Ann G. Fox For For Management
1.4 Elect Director David A. Hager For For Management
1.5 Elect Director Kelt Kindick For For Management
1.6 Elect Director John Krenicki, Jr. For For Management
1.7 Elect Director Karl F. Kurz For For Management
1.8 Elect Director Robert A. Mosbacher, Jr. For For Management
1.9 Elect Director Richard E. Muncrief For For Management
1.10 Elect Director Duane C. Radtke For For Management
1.11 Elect Director Valerie M. Williams For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William J. Colombo For Withhold Management
1b Elect Director Sandeep Mathrani For For Management
1c Elect Director Desiree Ralls-Morrison For Withhold Management
1d Elect Director Larry D. Stone For Withhold Management
2 Declassify the Board of Directors For For Management
3 Approve Increase in Size of Board For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DOCUSIGN, INC.
Ticker: DOCU Security ID: 256163106
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Enrique Salem For For Management
1.2 Elect Director Peter Solvik For Withhold Management
1.3 Elect Director Inhi Cho Suh For For Management
1.4 Elect Director Mary Agnes "Maggie" For For Management
Wilderotter
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOLBY LABORATORIES, INC.
Ticker: DLB Security ID: 25659T107
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Yeaman For For Management
1.2 Elect Director Peter Gotcher For Withhold Management
1.3 Elect Director Micheline Chau For For Management
1.4 Elect Director David Dolby For Withhold Management
1.5 Elect Director Simon Segars For Withhold Management
1.6 Elect Director Roger Siboni For For Management
1.7 Elect Director Anjali Sud For For Management
1.8 Elect Director Avadis Tevanian, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Giannella Alvarez For For Management
1.2 Elect Director Robert E. Apple For For Management
1.3 Elect Director David J. Illingworth For For Management
1.4 Elect Director Brian M. Levitt For For Management
1.5 Elect Director David G. Maffucci For For Management
1.6 Elect Director Denis Turcotte For For Management
1.7 Elect Director John D. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
DROPBOX, INC.
Ticker: DBX Security ID: 26210C104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew W. Houston For Withhold Management
1.2 Elect Director Donald W. Blair For For Management
1.3 Elect Director Lisa Campbell For Withhold Management
1.4 Elect Director Paul E. Jacobs For Withhold Management
1.5 Elect Director Robert J. Mylod, Jr. For For Management
1.6 Elect Director Karen Peacock For For Management
1.7 Elect Director Michael Seibel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard M. Anderson For For Management
1.2 Elect Director David A. Brandon For For Management
1.3 Elect Director Charles G. McClure, Jr. For For Management
1.4 Elect Director Gail J. McGovern For For Management
1.5 Elect Director Mark A. Murray For For Management
1.6 Elect Director Gerardo Norcia For For Management
1.7 Elect Director Ruth G. Shaw For For Management
1.8 Elect Director Robert C. Skaggs, Jr. For For Management
1.9 Elect Director David A. Thomas For For Management
1.10 Elect Director Gary H. Torgow For For Management
1.11 Elect Director James H. Vandenberghe For For Management
1.12 Elect Director Valerie M. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Case For For Management
1b Elect Director James B. Connor For For Management
1c Elect Director Tamara D. Fischer For For Management
1d Elect Director Norman K. Jenkins For For Management
1e Elect Director Kelly T. Killingsworth For For Management
1f Elect Director Melanie R. Sabelhaus For For Management
1g Elect Director Peter M. Scott, III For For Management
1h Elect Director David P. Stockert For For Management
1i Elect Director Chris T. Sultemeier For For Management
1j Elect Director Michael E. Szymanczyk For For Management
1k Elect Director Warren M. Thompson For For Management
1l Elect Director Lynn C. Thurber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DYCOM INDUSTRIES INC.
Ticker: DY Security ID: 267475101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven E. Nielsen For For Management
1b Elect Director Jennifer M. Fritzsche For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DYNATRACE, INC.
Ticker: DT Security ID: 268150109
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Van Siclen For For Management
1b Elect Director Michael Capone For Against Management
1c Elect Director Stephen Lifshatz For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
EAST WEST BANCORP, INC.
Ticker: EWBC Security ID: 27579R104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Molly Campbell For For Management
1.2 Elect Director Iris S. Chan For For Management
1.3 Elect Director Archana Deskus For For Management
1.4 Elect Director Rudolph I. Estrada For For Management
1.5 Elect Director Paul H. Irving For For Management
1.6 Elect Director Jack C. Liu For For Management
1.7 Elect Director Dominic Ng For For Management
1.8 Elect Director Lester M. Sussman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC.
Ticker: EGP Security ID: 277276101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director D. Pike Aloian For For Management
1b Elect Director H. Eric Bolton, Jr. For For Management
1c Elect Director Donald F. Colleran For For Management
1d Elect Director Hayden C. Eaves, III For For Management
1e Elect Director David H. Hoster, II For For Management
1f Elect Director Marshall A. Loeb For For Management
1g Elect Director Mary E. McCormick For For Management
1h Elect Director Katherine M. Sandstrom For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Charter to Allow Shareholders to For For Management
Amend Bylaws
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Humberto P. Alfonso For For Management
1.2 Elect Director Vanessa L. Allen For For Management
Sutherland
1.3 Elect Director Brett D. Begemann For For Management
1.4 Elect Director Mark J. Costa For For Management
1.5 Elect Director Edward L. Doheny, II For For Management
1.6 Elect Director Julie F. Holder For For Management
1.7 Elect Director Renee J. Hornbaker For For Management
1.8 Elect Director Kim Ann Mink For For Management
1.9 Elect Director James J. O'Brien For For Management
1.10 Elect Director David W. Raisbeck For For Management
1.11 Elect Director Charles K. Stevens, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EMCOR GROUP, INC.
Ticker: EME Security ID: 29084Q100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Altmeyer For For Management
1b Elect Director Anthony J. Guzzi For For Management
1c Elect Director Ronald L. Johnson For For Management
1d Elect Director David H. Laidley For For Management
1e Elect Director Carol P. Lowe For For Management
1f Elect Director M. Kevin McEvoy For For Management
1g Elect Director William P. Reid For For Management
1h Elect Director Steven B. Schwarzwaelder For For Management
1i Elect Director Robin Walker-Lee For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC.
Ticker: EBS Security ID: 29089Q105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerome Hauer For For Management
1b Elect Director Robert Kramer For For Management
1c Elect Director Marvin White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION
Ticker: EHC Security ID: 29261A100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg D. Carmichael For For Management
1b Elect Director John W. Chidsey For For Management
1c Elect Director Donald L. Correll For For Management
1d Elect Director Yvonne M. Curl For For Management
1e Elect Director Charles M. Elson For For Management
1f Elect Director Joan E. Herman For For Management
1g Elect Director Leo I. Higdon, Jr. For For Management
1h Elect Director Leslye G. Katz For For Management
1i Elect Director Patricia A. Maryland For For Management
1j Elect Director John E. Maupin, Jr. For For Management
1k Elect Director Nancy M. Schlichting For For Management
1l Elect Director L. Edward Shaw, Jr. For For Management
1m Elect Director Mark J. Tarr For For Management
1n Elect Director Terrance Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENPHASE ENERGY, INC.
Ticker: ENPH Security ID: 29355A107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Badrinarayanan For For Management
Kothandaraman
1.2 Elect Director Joseph Malchow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John R. Burbank For For Management
1b Elect Director Patrick J. Condon For For Management
1c Elect Director Leo P. Denault For For Management
1d Elect Director Kirkland H. Donald For For Management
1e Elect Director Brian W. Ellis For For Management
1f Elect Director Philip L. Frederickson For For Management
1g Elect Director Alexis M. Herman For For Management
1h Elect Director M. Elise Hyland For For Management
1i Elect Director Stuart L. Levenick For For Management
1j Elect Director Blanche Lambert Lincoln For For Management
1k Elect Director Karen A. Puckett For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
--------------------------------------------------------------------------------
EPAM SYSTEMS, INC.
Ticker: EPAM Security ID: 29414B104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arkadiy Dobkin For For Management
1.2 Elect Director Robert E. Segert For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: JUL 23, 2020 Meeting Type: Special
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lydia I. Beebe For For Management
1.2 Elect Director Philip G. Behrman For For Management
1.3 Elect Director Lee M. Canaan For For Management
1.4 Elect Director Janet L. Carrig For For Management
1.5 Elect Director Kathryn J. Jackson For For Management
1.6 Elect Director John F. McCartney For For Management
1.7 Elect Director James T. McManus, II For For Management
1.8 Elect Director Anita M. Powers For For Management
1.9 Elect Director Daniel J. Rice, IV For For Management
1.10 Elect Director Toby Z. Rice For For Management
1.11 Elect Director Stephen A. Thorington For For Management
1.12 Elect Director Hallie A. Vanderhider For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EQUITRANS MIDSTREAM CORPORATION
Ticker: ETRN Security ID: 294600101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vicky A. Bailey For For Management
1b Elect Director Sarah M. Barpoulis For For Management
1c Elect Director Kenneth M. Burke For For Management
1d Elect Director Patricia K. Collawn For For Management
1e Elect Director Margaret K. Dorman For For Management
1f Elect Director Thomas F. Karam For For Management
1g Elect Director D. Mark Leland For For Management
1h Elect Director Norman J. Szydlowski For For Management
1i Elect Director Robert F. Vagt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement to Amend Articles and
Bylaws and Remove Directors Outside of
the Annual Process
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ESSENT GROUP LTD.
Ticker: ESNT Security ID: G3198U102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane P. Chwick For For Management
1.2 Elect Director Aditya Dutt For For Management
1.3 Elect Director Roy J. Kasmar For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESSENTIAL UTILITIES, INC.
Ticker: WTRG Security ID: 29670G102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth B. Amato For For Management
1.2 Elect Director Christopher H. Franklin For For Management
1.3 Elect Director Daniel J. Hilferty For For Management
1.4 Elect Director Francis O. Idehen For For Management
1.5 Elect Director Edwina Kelly For For Management
1.6 Elect Director Ellen T. Ruff For For Management
1.7 Elect Director Lee C. Stewart For For Management
1.8 Elect Director Christopher C. Womack For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
--------------------------------------------------------------------------------
ETSY, INC.
Ticker: ETSY Security ID: 29786A106
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary S. Briggs For For Management
1b Elect Director Edith W. Cooper For For Management
1c Elect Director Melissa Reiff For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul S. Althasen For For Management
1.2 Elect Director Thomas A. McDonnell For For Management
1.3 Elect Director Michael N. Frumkin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERCORE INC.
Ticker: EVR Security ID: 29977A105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger C. Altman For For Management
1.2 Elect Director Richard I. Beattie For For Management
1.3 Elect Director Pamela G. Carlton For For Management
1.4 Elect Director Ellen V. Futter For For Management
1.5 Elect Director Gail B. Harris For For Management
1.6 Elect Director Robert B. Millard For For Management
1.7 Elect Director Willard J. Overlock, Jr. For For Management
1.8 Elect Director Simon M. Robertson For For Management
1.9 Elect Director Ralph L. Schlosstein For For Management
1.10 Elect Director John S. Weinberg For For Management
1.11 Elect Director William J. Wheeler For For Management
1.12 Elect Director Sarah K. Williamson For For Management
1.13 Elect Director Kendrick R. Wilson, III For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EVERGY, INC.
Ticker: EVRG Security ID: 30034W106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David A. Campbell For For Management
1b Elect Director Mollie Hale Carter For For Management
1c Elect Director Thomas D. Hyde For For Management
1d Elect Director B. Anthony Isaac For For Management
1e Elect Director Paul M. Keglevic For For Management
1f Elect Director Mary L. Landrieu For For Management
1g Elect Director Sandra A.J. Lawrence For For Management
1h Elect Director Ann D. Murtlow For For Management
1i Elect Director Sandra J. Price For For Management
1j Elect Director Mark A. Ruelle For For Management
1k Elect Director S. Carl Soderstrom, Jr. For For Management
1l Elect Director John Arthur Stall For For Management
1m Elect Director C. John Wilder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EXELIXIS, INC.
Ticker: EXEL Security ID: 30161Q104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles Cohen For For Management
1b Elect Director Carl B. Feldbaum For For Management
1c Elect Director Maria C. Freire For For Management
1d Elect Director Alan M. Garber For For Management
1e Elect Director Vincent T. Marchesi For For Management
1f Elect Director Michael M. Morrissey For For Management
1g Elect Director Stelios Papadopoulos For For Management
1h Elect Director George Poste For For Management
1i Elect Director Julie Anne Smith For For Management
1j Elect Director Lance Willsey For For Management
1k Elect Director Jack L. Wyszomierski For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sandra E. Bergeron For For Management
1b Elect Director Elizabeth L. Buse For For Management
1c Elect Director Michel Combes For For Management
1d Elect Director Michael L. Dreyer For For Management
1e Elect Director Alan J. Higginson For For Management
1f Elect Director Peter S. Klein For For Management
1g Elect Director Francois Locoh-Donou For For Management
1h Elect Director Nikhil Mehta For For Management
1i Elect Director Marie E. Myers For For Management
1j Elect Director Sripada Shivananda For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC.
Ticker: FDS Security ID: 303075105
Meeting Date: DEC 17, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robin A. Abrams For For Management
1b Elect Director Laurie Siegel For For Management
1c Elect Director Malcolm Frank For For Management
1d Elect Director Siew Kai Choy For For Management
1e Elect Director Lee Shavel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FAIR ISAAC CORPORATION
Ticker: FICO Security ID: 303250104
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Braden R. Kelly For For Management
1b Elect Director Fabiola R. Arredondo For For Management
1c Elect Director James D. Kirsner For For Management
1d Elect Director William J. Lansing For For Management
1e Elect Director Eva Manolis For For Management
1f Elect Director Marc F. McMorris For For Management
1g Elect Director Joanna Rees For For Management
1h Elect Director David A. Rey For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nicholas K. Akins For For Management
1b Elect Director B. Evan Bayh, III For For Management
1c Elect Director Jorge L. Benitez For For Management
1d Elect Director Katherine B. Blackburn For For Management
1e Elect Director Emerson L. Brumback For For Management
1f Elect Director Greg D. Carmichael For For Management
1g Elect Director Linda W. Clement-Holmes For For Management
1h Elect Director C. Bryan Daniels For For Management
1i Elect Director Mitchell S. Feiger For For Management
1j Elect Director Thomas H. Harvey For For Management
1k Elect Director Gary R. Heminger For For Management
1l Elect Director Jewell D. Hoover For For Management
1m Elect Director Eileen A. Mallesch For For Management
1n Elect Director Michael B. McCallister For For Management
1o Elect Director Marsha C. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Eliminate Supermajority Vote For For Management
Requirement
7 Eliminate Cumulative Voting For For Management
--------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION
Ticker: FAF Security ID: 31847R102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis J. Gilmore For For Management
1.2 Elect Director Margaret M. McCarthy For For Management
1.3 Elect Director Martha B. Wyrsch For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC.
Ticker: FR Security ID: 32054K103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter E. Baccile For For Management
1.2 Elect Director Teresa B. Bazemore For For Management
1.3 Elect Director Matthew S. Dominski For For Management
1.4 Elect Director H. Patrick Hackett, Jr. For For Management
1.5 Elect Director Denise A. Olsen For For Management
1.6 Elect Director John E. Rau For For Management
1.7 Elect Director Marcus L. Smith For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST SOLAR, INC.
Ticker: FSLR Security ID: 336433107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Ahearn For For Management
1.2 Elect Director Sharon L. Allen For For Management
1.3 Elect Director Richard D. Chapman For For Management
1.4 Elect Director George A. Hambro For For Management
1.5 Elect Director Kathryn A. Hollister For For Management
1.6 Elect Director Molly E. Joseph For For Management
1.7 Elect Director Craig Kennedy For For Management
1.8 Elect Director William J. Post For For Management
1.9 Elect Director Paul H. Stebbins For For Management
1.10 Elect Director Michael Sweeney For For Management
1.11 Elect Director Mark R. Widmar For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Report on Board Diversity Against For Shareholder
--------------------------------------------------------------------------------
FIVE BELOW, INC.
Ticker: FIVE Security ID: 33829M101
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dinesh S. Lathi For For Management
1b Elect Director Richard L. Markee For For Management
1c Elect Director Thomas G. Vellios For For Management
1d Elect Director Zuhairah S. Washington For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLOWERS FOODS, INC.
Ticker: FLO Security ID: 343498101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George E. Deese For For Management
1b Elect Director Edward J. Casey, Jr. For For Management
1c Elect Director Thomas C. Chubb, III For For Management
1d Elect Director Rhonda Gass For For Management
1e Elect Director Benjamin H. Griswold, IV For For Management
1f Elect Director Margaret G. Lewis For For Management
1g Elect Director W. Jameson McFadden For For Management
1h Elect Director A. Ryals McMullian For For Management
1i Elect Director James T. Spear For For Management
1j Elect Director Melvin T. Stith For For Management
1k Elect Director Terry S. Thomas For For Management
1l Elect Director C. Martin Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
FOOT LOCKER, INC.
Ticker: FL Security ID: 344849104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan D. Feldman For For Management
1b Elect Director Richard A. Johnson For For Management
1c Elect Director Guillermo G. Marmol For For Management
1d Elect Director Matthew M. McKenna For For Management
1e Elect Director Darlene Nicosia For For Management
1f Elect Director Steven Oakland For For Management
1g Elect Director Ulice Payne, Jr. For For Management
1h Elect Director Kimberly Underhill For For Management
1i Elect Director Tristan Walker For For Management
1j Elect Director Dona D. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
FORTIVE CORPORATION
Ticker: FTV Security ID: 34959J108
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel L. Comas For For Management
1b Elect Director Feroz Dewan For For Management
1c Elect Director Sharmistha Dubey For For Management
1d Elect Director Rejji P. Hayes For For Management
1e Elect Director James A. Lico For For Management
1f Elect Director Kate D. Mitchell For For Management
1g Elect Director Jeannine Sargent For For Management
1h Elect Director Alan G. Spoon For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC.
Ticker: FBHS Security ID: 34964C106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Fritz Hackett For For Management
1b Elect Director John G. Morikis For For Management
1c Elect Director Jeffery S. Perry For For Management
1d Elect Director Ronald V. Waters, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOX FACTORY HOLDING CORP.
Ticker: FOXF Security ID: 35138V102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Dennison For For Management
1.2 Elect Director Sidney Johnson For For Management
1.3 Elect Director Ted Waitman For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FREEPORT-MCMORAN INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Abney For For Management
1.2 Elect Director Richard C. Adkerson For For Management
1.3 Elect Director Robert W. Dudley For For Management
1.4 Elect Director Lydia H. Kennard For For Management
1.5 Elect Director Dustan E. McCoy For For Management
1.6 Elect Director John J. Stephens For For Management
1.7 Elect Director Frances Fragos Townsend For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FTI CONSULTING, INC.
Ticker: FCN Security ID: 302941109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brenda J. Bacon For For Management
1b Elect Director Mark S. Bartlett For For Management
1c Elect Director Claudio Costamagna For For Management
1d Elect Director Vernon Ellis For For Management
1e Elect Director Nicholas C. Fanandakis For For Management
1f Elect Director Steven H. Gunby For For Management
1g Elect Director Gerard E. Holthaus For For Management
1h Elect Director Laureen E. Seeger For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter M. Carlino For For Management
1b Elect Director Carol (Lili) Lynton For For Management
1c Elect Director Joseph W. Marshall, III For For Management
1d Elect Director James B. Perry For For Management
1e Elect Director Barry F. Schwartz For For Management
1f Elect Director Earl C. Shanks For For Management
1g Elect Director E. Scott Urdang For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENERAC HOLDINGS INC.
Ticker: GNRC Security ID: 368736104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Dixon For For Management
1.2 Elect Director David A. Ramon For For Management
1.3 Elect Director William D. Jenkins, Jr. For For Management
1.4 Elect Director Kathryn V. Roedel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENTEX CORPORATION
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Brown For For Management
1.2 Elect Director Steve Downing For For Management
1.3 Elect Director Gary Goode For For Management
1.4 Elect Director James Hollars For For Management
1.5 Elect Director Richard Schaum For For Management
1.6 Elect Director Kathleen Starkoff For For Management
1.7 Elect Director Brian Walker For For Management
1.8 Elect Director James Wallace For For Management
1.9 Elect Director Ling Zang For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLOBUS MEDICAL, INC.
Ticker: GMED Security ID: 379577208
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David D. Davidar For Against Management
1b Elect Director James R. Tobin For Against Management
1c Elect Director Stephen T. Zarrilli For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GODADDY INC.
Ticker: GDDY Security ID: 380237107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herald Y. Chen For For Management
1.2 Elect Director Brian H. Sharples For For Management
1.3 Elect Director Leah Sweet For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRACO INC.
Ticker: GGG Security ID: 384109104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brett C. Carter For For Management
1b Elect Director R. William Van Sant For For Management
1c Elect Director Emily C. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD.
Ticker: EAF Security ID: 384313508
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine L. Clegg For For Management
1.2 Elect Director Jeffrey C. Dutton For For Management
1.3 Elect Director Anthony R. Taccone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC.
Ticker: LOPE Security ID: 38526M106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian E. Mueller For For Management
1.2 Elect Director Sara R. Dial For For Management
1.3 Elect Director Jack A. Henry For For Management
1.4 Elect Director Lisa Graham Keegan For For Management
1.5 Elect Director Chevy Humphrey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HAEMONETICS CORPORATION
Ticker: HAE Security ID: 405024100
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher A. Simon For For Management
1.2 Elect Director Robert E. Abernathy For For Management
1.3 Elect Director Michael J. Coyle For For Management
1.4 Elect Director Charles J. Dockendorff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HALOZYME THERAPEUTICS, INC.
Ticker: HALO Security ID: 40637H109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Pierre Bizzari For For Management
1.2 Elect Director James M. Daly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HANCOCK WHITNEY CORPORATION
Ticker: HWC Security ID: 410120109
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Hairston For For Management
1.2 Elect Director James H. Horne For For Management
1.3 Elect Director Suzette K. Kent For For Management
1.4 Elect Director Jerry L. Levens For For Management
1.5 Elect Director Christine L. Pickering For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HEALTHEQUITY, INC.
Ticker: HQY Security ID: 42226A107
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Selander For For Management
1.2 Elect Director Jon Kessler For For Management
1.3 Elect Director Stephen Neeleman For For Management
1.4 Elect Director Frank Corvino For For Management
1.5 Elect Director Adrian Dillon For For Management
1.6 Elect Director Evelyn Dilsaver For For Management
1.7 Elect Director Debra McCowan For For Management
1.8 Elect Director Stuart Parker For For Management
1.9 Elect Director Ian Sacks For For Management
1.10 Elect Director Gayle Wellborn For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HELEN OF TROY LIMITED
Ticker: HELE Security ID: G4388N106
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary B. Abromovitz For For Management
1b Elect Director Krista L. Berry For For Management
1c Elect Director Vincent D. Carson For For Management
1d Elect Director Thurman K. Case For For Management
1e Elect Director Timothy F. Meeker For For Management
1f Elect Director Julien R. Mininberg For For Management
1g Elect Director Beryl B. Raff For For Management
1h Elect Director Darren G. Woody For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Grant Thornton LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
HERBALIFE NUTRITION LTD.
Ticker: HLF Security ID: G4412G101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Agwunobi For For Management
1.2 Elect Director Richard H. Carmona For For Management
1.3 Elect Director Kevin M. Jones For For Management
1.4 Elect Director Sophie L'Helias For For Management
1.5 Elect Director Alan LeFevre For For Management
1.6 Elect Director Juan Miguel Mendoza For For Management
1.7 Elect Director Donal Mulligan For For Management
1.8 Elect Director Maria Otero For For Management
1.9 Elect Director John Tartol For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
HERMAN MILLER, INC.
Ticker: MLHR Security ID: 600544100
Meeting Date: OCT 12, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Vermeer Andringa For For Management
1.2 Elect Director Andi R. Owen For For Management
1.3 Elect Director Candace S. Matthews For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HIGHWOODS PROPERTIES, INC.
Ticker: HIW Security ID: 431284108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Anderson For For Management
1.2 Elect Director Gene H. Anderson For For Management
1.3 Elect Director Thomas P. Anderson For For Management
1.4 Elect Director Carlos E. Evans For For Management
1.5 Elect Director David L. Gadis For For Management
1.6 Elect Director David J. Hartzell For For Management
1.7 Elect Director Sherry A. Kellett For For Management
1.8 Elect Director Theodore J. Klinck For For Management
1.9 Elect Director Anne H. Lloyd For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC.
Ticker: HRC Security ID: 431475102
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Dempsey For For Management
1.2 Elect Director John P. Groetelaars For For Management
1.3 Elect Director Gary L. Ellis For For Management
1.4 Elect Director Stacy Enxing Seng For For Management
1.5 Elect Director Mary Garrett For For Management
1.6 Elect Director James R. Giertz For For Management
1.7 Elect Director William H. Kucheman For For Management
1.8 Elect Director Gregory J. Moore For For Management
1.9 Elect Director Felicia F. Norwood For For Management
1.10 Elect Director Nancy M. Schlichting For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A203
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Nassetta For For Management
1b Elect Director Jonathan D. Gray For For Management
1c Elect Director Charlene T. Begley For For Management
1d Elect Director Chris Carr For For Management
1e Elect Director Melanie L. Healey For For Management
1f Elect Director Raymond E. Mabus, Jr. For For Management
1g Elect Director Judith A. McHale For For Management
1h Elect Director John G. Schreiber For For Management
1i Elect Director Elizabeth A. Smith For For Management
1j Elect Director Douglas M. Steenland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUBBELL INCORPORATED
Ticker: HUBB Security ID: 443510607
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerben W. Bakker For For Management
1.2 Elect Director Carlos M. Cardoso For For Management
1.3 Elect Director Anthony J. Guzzi For For Management
1.4 Elect Director Rhett A. Hernandez For For Management
1.5 Elect Director Neal J. Keating For For Management
1.6 Elect Director Bonnie C. Lind For For Management
1.7 Elect Director John F. Malloy For For Management
1.8 Elect Director Jennifer M. Pollino For For Management
1.9 Elect Director John G. Russell For For Management
1.10 Elect Director Steven R. Shawley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HUBSPOT, INC.
Ticker: HUBS Security ID: 443573100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian Halligan For For Management
1b Elect Director Ron Gill For For Management
1c Elect Director Jill Ward For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUDSON PACIFIC PROPERTIES, INC.
Ticker: HPP Security ID: 444097109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor J. Coleman For For Management
1.2 Elect Director Theodore R. Antenucci For For Management
1.3 Elect Director Karen Brodkin For For Management
1.4 Elect Director Richard B. Fried For For Management
1.5 Elect Director Jonathan M. Glaser For For Management
1.6 Elect Director Robert L. Harris, II For For Management
1.7 Elect Director Christy Haubegger For For Management
1.8 Elect Director Mark D. Linehan For For Management
1.9 Elect Director Barry A. Porter For For Management
1.10 Elect Director Andrea Wong For Against Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lizabeth Ardisana For For Management
1.2 Elect Director Alanna Y. Cotton For For Management
1.3 Elect Director Ann B. (Tanny) Crane For For Management
1.4 Elect Director Robert S. Cubbin For For Management
1.5 Elect Director Steven G. Elliott For For Management
1.6 Elect Director Gina D. France For For Management
1.7 Elect Director J. Michael Hochschwender For For Management
1.8 Elect Director John C. (Chris) Inglis For For Management
1.9 Elect Director Katherine M. A. (Allie) For For Management
Kline
1.10 Elect Director Richard W. Neu For For Management
1.11 Elect Director Kenneth J. Phelan For For Management
1.12 Elect Director David L. Porteous For For Management
1.13 Elect Director Stephen D. Steinour For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HUNTSMAN CORPORATION
Ticker: HUN Security ID: 447011107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter R. Huntsman For For Management
1b Elect Director Nolan D. Archibald For For Management
1c Elect Director Mary C. Beckerle For For Management
1d Elect Director M. Anthony Burns For For Management
1e Elect Director Sonia Dula For For Management
1f Elect Director Cynthia L. Egan For For Management
1g Elect Director Daniele Ferrari For For Management
1h Elect Director Robert J. Margetts For For Management
1i Elect Director Jeanne McGovern For For Management
1j Elect Director Wayne A. Reaud For For Management
1k Elect Director Jan E. Tighe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
IAA, INC.
Ticker: IAA Security ID: 449253103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William (Bill) Breslin For For Management
1b Elect Director Brian Bales For For Management
1c Elect Director Olaf Kastner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
II-VI INCORPORATED
Ticker: IIVI Security ID: 902104108
Meeting Date: NOV 09, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Corasanti For For Management
1b Elect Director Patricia Hatter For For Management
1c Elect Director Marc Y. E. Pelaez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
II-VI INCORPORATED
Ticker: IIVI Security ID: 902104108
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian C. Baker For For Management
1.2 Elect Director Jean-Jacques Bienaime For For Management
1.3 Elect Director Paul J. Clancy For For Management
1.4 Elect Director Wendy L. Dixon For For Management
1.5 Elect Director Jacqualyn A. Fouse For For Management
1.6 Elect Director Edmund P. Harrigan For For Management
1.7 Elect Director Katherine A. High For For Management
1.8 Elect Director Herve Hoppenot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INGREDION INCORPORATED
Ticker: INGR Security ID: 457187102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Luis Aranguren-Trellez For For Management
1b Elect Director David B. Fischer For For Management
1c Elect Director Paul Hanrahan For For Management
1d Elect Director Rhonda L. Jordan For For Management
1e Elect Director Gregory B. Kenny For For Management
1f Elect Director Barbara A. Klein For For Management
1g Elect Director Victoria J. Reich For For Management
1h Elect Director Stephan B. Tanda For For Management
1i Elect Director Jorge A. Uribe For For Management
1j Elect Director Dwayne A. Wilson For For Management
1k Elect Director James P. Zallie For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INTERNATIONAL BANCSHARES CORPORATION
Ticker: IBOC Security ID: 459044103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Javier de Anda For For Management
1.2 Elect Director Irving Greenblum For For Management
1.3 Elect Director Douglas B. Howland For For Management
1.4 Elect Director Rudolph M. Miles For For Management
1.5 Elect Director Dennis E. Nixon For For Management
1.6 Elect Director Larry A. Norton For For Management
1.7 Elect Director Roberto R. Resendez For For Management
1.8 Elect Director Antonio R. Sanchez, Jr. For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INVITATION HOMES, INC.
Ticker: INVH Security ID: 46187W107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Fascitelli For For Management
1.2 Elect Director Dallas B. Tanner For For Management
1.3 Elect Director Jana Cohen Barbe For For Management
1.4 Elect Director Richard D. Bronson For For Management
1.5 Elect Director Jeffrey E. Kelter For For Management
1.6 Elect Director Joseph D. Margolis For For Management
1.7 Elect Director John B. Rhea For For Management
1.8 Elect Director J. Heidi Roizen For For Management
1.9 Elect Director Janice L. Sears For For Management
1.10 Elect Director William J. Stein For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ITT INC.
Ticker: ITT Security ID: 45073V108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Orlando D. Ashford For For Management
1b Elect Director Geraud Darnis For For Management
1c Elect Director Donald DeFosset, Jr. For For Management
1d Elect Director Nicholas C. Fanandakis For For Management
1e Elect Director Richard P. Lavin For For Management
1f Elect Director Mario Longhi *Withdrawn None None Management
Resolution*
1g Elect Director Rebecca A. McDonald For For Management
1h Elect Director Timothy H. Powers For For Management
1i Elect Director Luca Savi For For Management
1j Elect Director Cheryl L. Shavers For For Management
1k Elect Director Sabrina Soussan For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
J2 GLOBAL, INC.
Ticker: JCOM Security ID: 48123V102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Ressler For For Management
1.2 Elect Director Vivek Shah For For Management
1.3 Elect Director Douglas Y. Bech For For Management
1.4 Elect Director Sarah Fay For For Management
1.5 Elect Director W. Brian Kretzmer For For Management
1.6 Elect Director Jonathan F. Miller For For Management
1.7 Elect Director Stephen Ross For For Management
1.8 Elect Director Pamela Sutton-Wallace For For Management
1.9 Elect Director Scott C. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
JABIL INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anousheh Ansari For For Management
1b Elect Director Martha F. Brooks For For Management
1c Elect Director Christopher S. Holland For For Management
1d Elect Director Timothy L. Main For For Management
1e Elect Director Mark T. Mondello For For Management
1f Elect Director John C. Plant For For Management
1g Elect Director Steven A. Raymund For For Management
1h Elect Director Thomas A. Sansone For For Management
1i Elect Director David M. Stout For For Management
1j Elect Director Kathleen A. Walters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
JACK IN THE BOX INC.
Ticker: JACK Security ID: 466367109
Meeting Date: FEB 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Goebel For For Management
1b Elect Director Darin S. Harris For For Management
1c Elect Director Sharon P. John For For Management
1d Elect Director Madeleine A. Kleiner For For Management
1e Elect Director Michael W. Murphy For For Management
1f Elect Director James M. Myers For For Management
1g Elect Director David M. Tehle For For Management
1h Elect Director Vivien M. Yeung For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JEFFERIES FINANCIAL GROUP INC.
Ticker: JEF Security ID: 47233W109
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda L. Adamany For For Management
1b Elect Director Barry J. Alperin For For Management
1c Elect Director Robert D. Beyer For For Management
1d Elect Director Francisco L. Borges For For Management
1e Elect Director Brian P. Friedman For For Management
1f Elect Director MaryAnne Gilmartin For For Management
1g Elect Director Richard B. Handler For For Management
1h Elect Director Jacob M. Katz For For Management
1i Elect Director Michael T. O'Kane For For Management
1j Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION
Ticker: JBLU Security ID: 477143101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Ben Baldanza For For Management
1b Elect Director Peter Boneparth For For Management
1c Elect Director Monte Ford For For Management
1d Elect Director Robin Hayes For For Management
1e Elect Director Ellen Jewett For For Management
1f Elect Director Robert Leduc For For Management
1g Elect Director Teri McClure For For Management
1h Elect Director Sarah Robb O'Hagan For For Management
1i Elect Director Vivek Sharma For For Management
1j Elect Director Thomas Winkelmann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
JFROG LTD.
Ticker: FROG Security ID: M6191J100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Shlomi Ben Haim as Director For Against Management
1.2 Reelect Jessica Neal as Director For Against Management
1.3 Reelect Jeff Horing as Director For For Management
2 Reapprove and Ratify Kost, Forer, For For Management
Gabbay & Kasierer, Member of Ernst &
Young as Auditors
3 Approve Amended Compensation of Shlomi For Against Management
Ben Haim, Chief Executive Officer
4 Approve Amended Compensation of Yoav For Against Management
Landman, Chief Technology Officer
5 Approve Amended Compensation of For Against Management
Frederic Simon, Chief Data Scientist
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle For For Management
Perochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
Shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Omnibus Stock Plan For For Management
7 Approve the Directors' Authority to For For Management
Allot Shares
8 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
--------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED
Ticker: JLL Security ID: 48020Q107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hugo Bague For For Management
1b Elect Director Matthew Carter, Jr. For For Management
1c Elect Director Samuel A. Di Piazza, Jr. For For Management
1d Elect Director Tina Ju For For Management
1e Elect Director Bridget Macaskill For For Management
1f Elect Director Deborah H. McAneny For For Management
1g Elect Director Siddharth (Bobby) Mehta For For Management
1h Elect Director Jeetendra (Jeetu) I. For For Management
Patel
1i Elect Director Sheila A. Penrose For For Management
1j Elect Director Ann Marie Petach For For Management
1k Elect Director Christian Ulbrich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KB HOME
Ticker: KBH Security ID: 48666K109
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur R. Collins For For Management
1.2 Elect Director Dorene C. Dominguez For For Management
1.3 Elect Director Kevin P. Eltife For For Management
1.4 Elect Director Timothy W. Finchem For For Management
1.5 Elect Director Stuart A. Gabriel For For Management
1.6 Elect Director Thomas W. Gilligan For For Management
1.7 Elect Director Jodeen A. Kozlak For For Management
1.8 Elect Director Robert L. Johnson For Against Management
1.9 Elect Director Melissa Lora For For Management
1.10 Elect Director Jeffrey T. Mezger For For Management
1.11 Elect Director James C. "Rad" Weaver For For Management
1.12 Elect Director Michael M. Wood For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Amended Rights Agreement For For Management
--------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark E. Baldwin For For Management
1b Elect Director Stuart J. B. Bradie For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director Lester L. Lyles For For Management
1e Elect Director Wendy M. Masiello For For Management
1f Elect Director Jack B. Moore For For Management
1g Elect Director Ann D. Pickard For For Management
1h Elect Director Umberto della Sala For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KILROY REALTY CORPORATION
Ticker: KRC Security ID: 49427F108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Kilroy For For Management
1b Elect Director Edward Brennan For For Management
1c Elect Director Jolie Hunt For For Management
1d Elect Director Scott Ingraham For For Management
1e Elect Director Louisa Ritter For For Management
1f Elect Director Gary Stevenson For For Management
1g Elect Director Peter Stoneberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Bylaws to Remove Independent For For Management
Committee Approval Requirement
Separately Governed by Related Party
Transactions Policy
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KINSALE CAPITAL GROUP, INC.
Ticker: KNSL Security ID: 49714P108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael P. Kehoe For For Management
1b Elect Director Steven J. Bensinger For For Management
1c Elect Director Teresa P. Chia For For Management
1d Elect Director Robert V. Hatcher, III For For Management
1e Elect Director Anne C. Kronenberg For For Management
1f Elect Director Robert Lippincott, III For For Management
1g Elect Director James J. Ritchie For For Management
1h Elect Director Frederick L. Russell, For For Management
Jr.
1i Elect Director Gregory M. Share For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KLA CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Barnholt For For Management
1.2 Elect Director Robert Calderoni For For Management
1.3 Elect Director Jeneanne Hanley For For Management
1.4 Elect Director Emiko Higashi For For Management
1.5 Elect Director Kevin Kennedy For For Management
1.6 Elect Director Gary Moore For For Management
1.7 Elect Director Marie Myers For For Management
1.8 Elect Director Kiran Patel For For Management
1.9 Elect Director Victor Peng For For Management
1.10 Elect Director Robert Rango For For Management
1.11 Elect Director Richard Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC.
Ticker: KNX Security ID: 499049104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary Knight For For Management
1.2 Elect Director Kathryn Munro For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bender For For Management
1.2 Elect Director Peter Boneparth For For Management
1.3 Elect Director Steven A. Burd For For Management
1.4 Elect Director Yael Cosset For For Management
1.5 Elect Director H. Charles Floyd For For Management
1.6 Elect Director Michelle Gass For For Management
1.7 Elect Director Robbin Mitchell For For Management
1.8 Elect Director Jonas Prising For For Management
1.9 Elect Director John E. Schlifske For For Management
1.10 Elect Director Adrianne Shapira For For Management
1.11 Elect Director Frank V. Sica For For Management
1.12 Elect Director Stephanie A. Streeter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY
Ticker: LAMR Security ID: 512816109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy Fletcher For For Management
1.2 Elect Director John E. Koerner, III For Withhold Management
1.3 Elect Director Marshall A. Loeb For For Management
1.4 Elect Director Stephen P. Mumblow For Withhold Management
1.5 Elect Director Thomas V. Reifenheiser For Withhold Management
1.6 Elect Director Anna Reilly For Withhold Management
1.7 Elect Director Kevin P. Reilly, Jr. For Withhold Management
1.8 Elect Director Wendell Reilly For Withhold Management
1.9 Elect Director Elizabeth Thompson For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LANCASTER COLONY CORPORATION
Ticker: LANC Security ID: 513847103
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Fox For For Management
1.2 Elect Director John B. Gerlach, Jr. For For Management
1.3 Elect Director Robert P. Ostryniec For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mei-Wei Cheng For For Management
1b Elect Director Jonathan F. Foster For For Management
1c Elect Director Bradley M. Halverson For For Management
1d Elect Director Mary Lou Jepsen For For Management
1e Elect Director Roger A. Krone For For Management
1f Elect Director Patricia L. Lewis For For Management
1g Elect Director Kathleen A. Ligocki For For Management
1h Elect Director Conrad L. Mallett, Jr. For For Management
1i Elect Director Raymond E. Scott For For Management
1j Elect Director Gregory C. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LENNAR CORPORATION
Ticker: LEN Security ID: 526057104
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy Banse For For Management
1b Elect Director Rick Beckwitt For For Management
1c Elect Director Steven L. Gerard For For Management
1d Elect Director Tig Gilliam For For Management
1e Elect Director Sherrill W. Hudson For For Management
1f Elect Director Jonathan M. Jaffe For For Management
1g Elect Director Sidney Lapidus For For Management
1h Elect Director Teri P. McClure For For Management
1i Elect Director Stuart Miller For For Management
1j Elect Director Armando Olivera For For Management
1k Elect Director Jeffrey Sonnenfeld For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
LENNOX INTERNATIONAL INC.
Ticker: LII Security ID: 526107107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry L. Buck For For Management
1.2 Elect Director Gregory T. Swienton For For Management
1.3 Elect Director Todd J. Teske For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LHC GROUP, INC.
Ticker: LHCG Security ID: 50187A107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith G. Myers For For Management
1.2 Elect Director Ronald T. Nixon For For Management
1.3 Elect Director W. Earl Reed, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIFE STORAGE, INC.
Ticker: LSI Security ID: 53223X107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark G. Barberio For For Management
1.2 Elect Director Joseph V. Saffire For For Management
1.3 Elect Director Stephen R. Rusmisel For For Management
1.4 Elect Director Arthur L. Havener, Jr. For For Management
1.5 Elect Director Dana Hamilton For For Management
1.6 Elect Director Edward J. Pettinella For For Management
1.7 Elect Director David L. Rogers For For Management
1.8 Elect Director Susan Harnett For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED
Ticker: LGND Security ID: 53220K504
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED
Ticker: LGND Security ID: 53220K504
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason M. Aryeh For For Management
1.2 Elect Director Sarah Boyce For For Management
1.3 Elect Director Todd C. Davis For For Management
1.4 Elect Director Nancy R. Gray For For Management
1.5 Elect Director John L. Higgins For For Management
1.6 Elect Director John W. Kozarich For For Management
1.7 Elect Director John L. LaMattina For For Management
1.8 Elect Director Sunil Patel For For Management
1.9 Elect Director Stephen L. Sabba For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIONS GATE ENTERTAINMENT CORP.
Ticker: LGF.A Security ID: 535919401
Meeting Date: SEP 15, 2020 Meeting Type: Annual/Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Burns For For Management
1b Elect Director Mignon L. Clyburn For For Management
1c Elect Director Gordon Crawford For For Management
1d Elect Director Jon Feltheimer For For Management
1e Elect Director Emily Fine For For Management
1f Elect Director Michael T. Fries For Against Management
1g Elect Director Susan McCaw For For Management
1h Elect Director Yvette Ostolaza For For Management
1i Elect Director Mark H. Rachesky For For Management
1j Elect Director Daniel Sanchez For For Management
1k Elect Director Daryl Simm For For Management
1l Elect Director Hardwick Simmons For For Management
1m Elect Director David M. Zaslav For Against Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LITHIA MOTORS, INC.
Ticker: LAD Security ID: 536797103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sidney B. DeBoer For For Management
1b Elect Director Susan O. Cain For For Management
1c Elect Director Bryan B. DeBoer For For Management
1d Elect Director Shauna F. McIntyre For For Management
1e Elect Director Louis P. Miramontes For For Management
1f Elect Director Kenneth E. Roberts For For Management
1g Elect Director David J. Robino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Eliminate Class B Common Stock, Class For For Management
A Common Stock and Series M Preferred
Stock, and to Reclassify Class A
Common Stock as Common Stock
--------------------------------------------------------------------------------
LIVERAMP HOLDINGS, INC.
Ticker: RAMP Security ID: 53815P108
Meeting Date: AUG 11, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Timothy R. Cadogan For For Management
1b Elect Director Vivian Chow For For Management
1c Elect Director Scott E. Howe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LKQ CORPORATION
Ticker: LKQ Security ID: 501889208
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick Berard For For Management
1b Elect Director Meg A. Divitto For For Management
1c Elect Director Robert M. Hanser For For Management
1d Elect Director Joseph M. Holsten For For Management
1e Elect Director Blythe J. McGarvie For For Management
1f Elect Director John W. Mendel For For Management
1g Elect Director Jody G. Miller For For Management
1h Elect Director Guhan Subramanian For For Management
1i Elect Director Xavier Urbain For For Management
1j Elect Director Jacob H. Welch For For Management
1k Elect Director Dominick Zarcone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION
Ticker: LPX Security ID: 546347105
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Nicholas Grasberger, For For Management
III
1b Elect Director Ozey K. Horton, Jr. For For Management
1c Elect Director W. Bradley Southern For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dan H. Arnold For For Management
1b Elect Director Edward C. Bernard For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director William F. Glavin, Jr. For For Management
1e Elect Director Allison H. Mnookin For For Management
1f Elect Director Anne M. Mulcahy For For Management
1g Elect Director James S. Putnam For For Management
1h Elect Director Richard P. Schifter For For Management
1i Elect Director Corey E. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC.
Ticker: LITE Security ID: 55024U109
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Penelope A. Herscher For For Management
1b Elect Director Harold L. Covert For For Management
1c Elect Director Julia S. Johnson For For Management
1d Elect Director Brian J. Lillie For For Management
1e Elect Director Alan S. Lowe For For Management
1f Elect Director Ian S. Small For For Management
1g Elect Director Janet S. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MANPOWERGROUP INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gina R. Boswell For For Management
1B Elect Director Jean-Philippe Courtois For For Management
1C Elect Director William Downe For For Management
1D Elect Director John F. Ferraro For For Management
1E Elect Director William P. Gipson For For Management
1F Elect Director Patricia Hemingway Hall For For Management
1G Elect Director Julie M. Howard For For Management
1H Elect Director Ulice Payne, Jr. For For Management
1I Elect Director Jonas Prising For For Management
1J Elect Director Paul Read For For Management
1K Elect Director Elizabeth P. Sartain For For Management
1L Elect Director Michael J. Van Handel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Alexander For For Management
1b Elect Director Marie A. Ffolkes For For Management
1c Elect Director John C. Plant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MASIMO CORPORATION
Ticker: MASI Security ID: 574795100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joe Kiani For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASTEC, INC.
Ticker: MTZ Security ID: 576323109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose R. Mas For For Management
1.2 Elect Director Javier Palomarez For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Todd Bradley For For Management
1b Elect Director Adriana Cisneros For For Management
1c Elect Director Michael Dolan For For Management
1d Elect Director Diana Ferguson For For Management
1e Elect Director Ynon Kreiz For For Management
1f Elect Director Soren Laursen For For Management
1g Elect Director Ann Lewnes For For Management
1h Elect Director Roger Lynch For For Management
1i Elect Director Dominic Ng For For Management
1j Elect Director Judy Olian For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MDU RESOURCES GROUP, INC.
Ticker: MDU Security ID: 552690109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Everist For For Management
1b Elect Director Karen B. Fagg For For Management
1c Elect Director David L. Goodin For For Management
1d Elect Director Dennis W. Johnson For For Management
1e Elect Director Patricia L. Moss For For Management
1f Elect Director Dale S. Rosenthal For For Management
1g Elect Director Edward A. Ryan For For Management
1h Elect Director David M. Sparby For For Management
1i Elect Director Chenxi Wang For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC.
Ticker: MPW Security ID: 58463J304
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Aldag, Jr. For For Management
1.2 Elect Director G. Steven Dawson For For Management
1.3 Elect Director R. Steven Hamner For For Management
1.4 Elect Director Caterina A. Mozingo For For Management
1.5 Elect Director Elizabeth N. Pitman For For Management
1.6 Elect Director C. Reynolds Thompson, For For Management
III
1.7 Elect Director D. Paul Sparks, Jr. For For Management
1.8 Elect Director Michael G. Stewart For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDPACE HOLDINGS, INC.
Ticker: MEDP Security ID: 58506Q109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred B. Davenport, Jr. For Withhold Management
1.2 Elect Director Cornelius P. McCarthy, For Withhold Management
III
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCURY SYSTEMS, INC.
Ticker: MRCY Security ID: 589378108
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Aslett For For Management
1.2 Elect Director Mary Louise Krakauer For For Management
1.3 Elect Director William K. O'Brien For For Management
1.4 Elect Director Orlando P. Carvalho For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION
Ticker: MTG Security ID: 552848103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Analisa M. Allen For For Management
1.2 Elect Director Daniel A. Arrigoni For For Management
1.3 Elect Director C. Edward Chaplin For For Management
1.4 Elect Director Curt S. Culver For For Management
1.5 Elect Director Jay C. Hartzell For For Management
1.6 Elect Director Timothy A. Holt For For Management
1.7 Elect Director Jodeen A. Kozlak For For Management
1.8 Elect Director Michael E. Lehman For For Management
1.9 Elect Director Melissa B. Lora For For Management
1.10 Elect Director Timothy J. Mattke For For Management
1.11 Elect Director Gary A. Poliner For For Management
1.12 Elect Director Sheryl L. Sculley For For Management
1.13 Elect Director Mark M. Zandi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC.
Ticker: MTX Security ID: 603158106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Carmola For For Management
1b Elect Director Robert L. Clark, Jr. For For Management
1c Elect Director Marc E. Robinson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
Ticker: MKSI Security ID: 55306N104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rajeev Batra For For Management
1.2 Elect Director Gerald G. Colella For For Management
1.3 Elect Director Elizabeth A. Mora For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC.
Ticker: MOH Security ID: 60855R100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel Cooperman For For Management
1b Elect Director Stephen H. Lockhart For For Management
1c Elect Director Richard M. Schapiro For For Management
1d Elect Director Ronna E. Romney For For Management
1e Elect Director Dale B. Wolf For For Management
1f Elect Director Joseph M. Zubretsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC.
Ticker: MPWR Security ID: 609839105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugen Elmiger For For Management
1.2 Elect Director Jeff Zhou For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC.
Ticker: MSM Security ID: 553530106
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mitchell Jacobson For For Management
1.2 Elect Director Erik Gershwind For For Management
1.3 Elect Director Louise Goeser For For Management
1.4 Elect Director Michael Kaufmann For For Management
1.5 Elect Director Steven Paladino For For Management
1.6 Elect Director Philip Peller For For Management
1.7 Elect Director Rudina Seseri For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MSCI INC.
Ticker: MSCI Security ID: 55354G100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Henry A. Fernandez For For Management
1b Elect Director Robert G. Ashe For For Management
1c Elect Director Wayne Edmunds For For Management
1d Elect Director Catherine R. Kinney For For Management
1e Elect Director Jacques P. Perold For For Management
1f Elect Director Sandy C. Rattray For For Management
1g Elect Director Linda H. Riefler For For Management
1h Elect Director Marcus L. Smith For For Management
1i Elect Director Paula Volent For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NATIONAL RETAIL PROPERTIES, INC.
Ticker: NNN Security ID: 637417106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela K M. Beall For For Management
1.2 Elect Director Steven D. Cosler For For Management
1.3 Elect Director Don DeFosset For For Management
1.4 Elect Director David M. Fick For For Management
1.5 Elect Director Edward J. Fritsch For For Management
1.6 Elect Director Kevin B. Habicht For For Management
1.7 Elect Director Betsy D. Holden For For Management
1.8 Elect Director Julian E. Whitehurst For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NAVIENT CORPORATION
Ticker: NAVI Security ID: 63938C108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frederick Arnold For For Management
1b Elect Director Anna Escobedo Cabral For For Management
1c Elect Director Larry A. Klane For For Management
1d Elect Director Katherine A. Lehman For For Management
1e Elect Director Linda A. Mills For For Management
1f Elect Director John (Jack) F. Remondi For For Management
1g Elect Director Jane J. Thompson For For Management
1h Elect Director Laura S. Unger For For Management
1i Elect Director David L. Yowan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Begor For For Management
1.2 Elect Director Gregory Blank For For Management
1.3 Elect Director Catherine L. Burke For For Management
1.4 Elect Director Deborah A. Farrington For For Management
1.5 Elect Director Michael D. Hayford For For Management
1.6 Elect Director Georgette D. Kiser For For Management
1.7 Elect Director Kirk T. Larsen For For Management
1.8 Elect Director Frank R. Martire For For Management
1.9 Elect Director Martin Mucci For For Management
1.10 Elect Director Matthew A. Thompson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEKTAR THERAPEUTICS
Ticker: NKTR Security ID: 640268108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeff Ajer For For Management
1b Elect Director Robert B. Chess For For Management
1c Elect Director Roy A. Whitfield For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Deepak Ahuja For For Management
1c Elect Director Gerald Held For For Management
1d Elect Director Kathryn M. Hill For For Management
1e Elect Director Deborah L. Kerr For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Scott F. Schenkel For For Management
1h Elect Director George T. Shaheen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
NEW RESIDENTIAL INVESTMENT CORP.
Ticker: NRZ Security ID: 64828T201
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Finnerty For Withhold Management
1.2 Elect Director Michael Nierenberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
Ticker: NYCB Security ID: 649445103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas R. Cangemi For For Management
1b Elect Director Hanif "Wally" Dahya For For Management
1c Elect Director James J. O'Donovan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
NEWMARKET CORPORATION
Ticker: NEU Security ID: 651587107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis L. Cothran For For Management
1.2 Elect Director Mark M. Gambill For For Management
1.3 Elect Director Bruce C. Gottwald For For Management
1.4 Elect Director Thomas E. Gottwald For For Management
1.5 Elect Director Patrick D. Hanley For For Management
1.6 Elect Director H. Hiter Harris, III For For Management
1.7 Elect Director James E. Rogers For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: OCT 02, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NORDSON CORPORATION
Ticker: NDSN Security ID: 655663102
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. DeFord For For Management
1.2 Elect Director Arthur L. George, Jr. For For Management
1.3 Elect Director Frank M. Jaehnert For For Management
1.4 Elect Director Ginger M. Jones For For Management
1.5 Elect Director Jennifer A. Parmentier For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NORTHWESTERN CORPORATION
Ticker: NWE Security ID: 668074305
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony T. Clark For For Management
1.2 Elect Director Dana J. Dykhouse For For Management
1.3 Elect Director Jan R. Horsfall For For Management
1.4 Elect Director Britt E. Ide For For Management
1.5 Elect Director Linda G. Sullivan For For Management
1.6 Elect Director Robert C. Rowe For For Management
1.7 Elect Director Mahvash Yazdi For For Management
1.8 Elect Director Jeffrey W. Yingling For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC.
Ticker: NUS Security ID: 67018T105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Emma S. Battle For For Management
1b Elect Director Daniel W. Campbell For For Management
1c Elect Director Andrew D. Lipman For For Management
1d Elect Director Steven J. Lund For For Management
1e Elect Director Laura Nathanson For For Management
1f Elect Director Ryan S. Napierski For For Management
1g Elect Director Thomas R. Pisano For For Management
1h Elect Director Zheqing (Simon) Shen For For Management
1i Elect Director Edwina D. Woodbury For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: SEP 10, 2020 Meeting Type: Special
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vickie L. Capps For For Management
1.2 Elect Director John A. DeFord For For Management
1.3 Elect Director R. Scott Huennekens For For Management
1.4 Elect Director Siddhartha C. Kadia For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NVENT ELECTRIC PLC
Ticker: NVT Security ID: G6700G107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry W. Burris For For Management
1b Elect Director Susan M. Cameron For For Management
1c Elect Director Michael L. Ducker For For Management
1d Elect Director Randall J. Hogan For For Management
1e Elect Director Ronald L. Merriman For For Management
1f Elect Director Nicola Palmer For For Management
1g Elect Director Herbert K. Parker For For Management
1h Elect Director Greg Scheu For For Management
1i Elect Director Beth A. Wozniak For For Management
1j Elect Director Jacqueline Wright For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
NVR, INC.
Ticker: NVR Security ID: 62944T105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight C. Schar For For Management
1.2 Elect Director C. E. Andrews For For Management
1.3 Elect Director Sallie B. Bailey For For Management
1.4 Elect Director Thomas D. Eckert For Against Management
1.5 Elect Director Alfred E. Festa For For Management
1.6 Elect Director Manuel H. Johnson For For Management
1.7 Elect Director Alexandra A. Jung For For Management
1.8 Elect Director Mel Martinez For For Management
1.9 Elect Director William A. Moran For For Management
1.10 Elect Director David A. Preiser For For Management
1.11 Elect Director W. Grady Rosier For For Management
1.12 Elect Director Susan Williamson Ross For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OGE ENERGY CORP.
Ticker: OGE Security ID: 670837103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank A. Bozich For For Management
1b Elect Director Peter D. Clarke For For Management
1c Elect Director Luke R. Corbett For For Management
1d Elect Director David L. Hauser For For Management
1e Elect Director Luther (Luke) C. For For Management
Kissam, IV
1f Elect Director Judy R. McReynolds For For Management
1g Elect Director David E. Rainbolt For For Management
1h Elect Director J. Michael Sanner For For Management
1i Elect Director Sheila G. Talton For For Management
1j Elect Director Sean Trauschke For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC.
Ticker: ODFL Security ID: 679580100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry A. Aaholm For For Management
1.2 Elect Director David S. Congdon For For Management
1.3 Elect Director John R. Congdon, Jr. For For Management
1.4 Elect Director Bradley R. Gabosch For For Management
1.5 Elect Director Greg C. Gantt For For Management
1.6 Elect Director Patrick D. Hanley For For Management
1.7 Elect Director John D. Kasarda For For Management
1.8 Elect Director Wendy T. Stallings For For Management
1.9 Elect Director Thomas A. Stith, III For For Management
1.10 Elect Director Leo H. Suggs For For Management
1.11 Elect Director D. Michael Wray For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLD REPUBLIC INTERNATIONAL CORPORATION
Ticker: ORI Security ID: 680223104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Kennedy For For Management
1.2 Elect Director Spencer LeRoy, III For For Management
1.3 Elect Director Peter B. McNitt For For Management
1.4 Elect Director Steven R. Walker For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OLLIE'S BARGAIN OUTLET HOLDINGS, INC.
Ticker: OLLI Security ID: 681116109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alissa Ahlman For For Management
1b Elect Director Robert Fisch For For Management
1c Elect Director Thomas Hendrickson For For Management
1d Elect Director John Swygert For For Management
1e Elect Director Richard Zannino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OUTFRONT MEDIA INC.
Ticker: OUT Security ID: 69007J106
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Manuel A. Diaz For For Management
1.2 Elect Director Michael J. Dominguez For For Management
1.3 Elect Director Peter Mathes For For Management
1.4 Elect Director Susan M. Tolson For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
OWENS CORNING
Ticker: OC Security ID: 690742101
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian D. Chambers For For Management
1b Elect Director Eduardo E. Cordeiro For For Management
1c Elect Director Adrienne D. Elsner For For Management
1d Elect Director Alfred E. Festa For For Management
1e Elect Director Edward F. Lonergan For For Management
1f Elect Director Maryann T. Mannen For For Management
1g Elect Director Paul E. Martin For For Management
1h Elect Director W. Howard Morris For For Management
1i Elect Director Suzanne P. Nimocks For For Management
1j Elect Director John D. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACWEST BANCORP
Ticker: PACW Security ID: 695263103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tanya M. Acker For For Management
1b Elect Director Paul R. Burke For For Management
1c Elect Director Craig A. Carlson For For Management
1d Elect Director John M. Eggemeyer, III For For Management
1e Elect Director C. William Hosler For For Management
1f Elect Director Susan E. Lester For For Management
1g Elect Director Roger H. Molvar For For Management
1h Elect Director Daniel B. Platt For For Management
1i Elect Director Robert A. Stine For For Management
1j Elect Director Paul W. Taylor For For Management
1k Elect Director Matthew P. Wagner For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PAGERDUTY, INC.
Ticker: PD Security ID: 69553P100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alec Gallimore For For Management
1.2 Elect Director Rathi Murthy For Withhold Management
1.3 Elect Director Alex Solomon For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PAYLOCITY HOLDING CORPORATION
Ticker: PCTY Security ID: 70438V106
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven I. Sarowitz For For Management
1.2 Elect Director Ellen Carnahan For For Management
1.3 Elect Director Jeffrey T. Diehl For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PENUMBRA, INC.
Ticker: PEN Security ID: 70975L107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam Elsesser For Withhold Management
1.2 Elect Director Harpreet Grewal For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERSPECTA INC.
Ticker: PRSP Security ID: 715347100
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sanju K. Bansal For For Management
1b Elect Director Sondra L. Barbour For For Management
1c Elect Director John M. Curtis For For Management
1d Elect Director Lisa S. Disbrow For For Management
1e Elect Director Glenn A. Eisenberg For For Management
1f Elect Director Pamela O. Kimmet For For Management
1g Elect Director Ramzi M. Musallam For For Management
1h Elect Director Philip O. Nolan For For Management
1i Elect Director Betty J. Sapp For For Management
1j Elect Director Michael E. Ventling For For Management
2 Ratify Deloitte & Touche as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PHYSICIANS REALTY TRUST
Ticker: DOC Security ID: 71943U104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Thomas For For Management
1.2 Elect Director Tommy G. Thompson For For Management
1.3 Elect Director Stanton D. Anderson For For Management
1.4 Elect Director Mark A. Baumgartner For For Management
1.5 Elect Director Albert C. Black, Jr. For For Management
1.6 Elect Director William A. Ebinger For For Management
1.7 Elect Director Pamela J. Kessler For For Management
1.8 Elect Director Richard A. Weiss For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PILGRIM'S PRIDE CORPORATION
Ticker: PPC Security ID: 72147K108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gilberto Tomazoni For Withhold Management
1.2 Elect Director Wallim Cruz De For For Management
Vasconcellos Junior
1.3 Elect Director Vincent Trius For Withhold Management
1.4 Elect Director Andre Nogueira de Souza For Withhold Management
1.5 Elect Director Farha Aslam For For Management
1.6 Elect Director Joanita Karoleski For For Management
2.1 Elect Director Michael L. Cooper For For Management
2.2 Elect Director Arquimedes A. Celis For For Management
2.3 Elect Director Ajay Menon For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Article Five of the Certificate For For Management
of Incorporation
6 Report on Reduction of Water Pollution Against For Shareholder
7 Report on Integrating ESG Metrics Into Against For Shareholder
Executive Compensation Program
--------------------------------------------------------------------------------
PINTEREST, INC.
Ticker: PINS Security ID: 72352L106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fredric Reynolds For For Management
1b Elect Director Evan Sharp For Against Management
1c Elect Director Andrea Wishom For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A.R. Alameddine For For Management
1b Elect Director Edison C. Buchanan For For Management
1c Elect Director Matt Gallagher For For Management
1d Elect Director Phillip A. Gobe For For Management
1e Elect Director Larry R. Grillot For For Management
1f Elect Director Stacy P. Methvin For For Management
1g Elect Director Royce W. Mitchell For For Management
1h Elect Director Frank A. Risch For For Management
1i Elect Director Scott D. Sheffield For For Management
1j Elect Director J. Kenneth Thompson For For Management
1k Elect Director Phoebe A. Wood For For Management
1l Elect Director Michael D. Wortley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
POOL CORPORATION
Ticker: POOL Security ID: 73278L105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter D. Arvan For For Management
1b Elect Director Timothy M. Graven For For Management
1c Elect Director Debra S. Oler For For Management
1d Elect Director Manuel J. Perez de la For For Management
Mesa
1e Elect Director Harlan F. Seymour For For Management
1f Elect Director Robert C. Sledd For For Management
1g Elect Director John E. Stokely For For Management
1h Elect Director David G. Whalen For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POPULAR, INC.
Ticker: BPOP Security ID: 733174700
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alejandro M. Ballester For For Management
1b Elect Director Richard L. Carrion For For Management
1c Elect Director Carlos A. Unanue For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
POST HOLDINGS, INC.
Ticker: POST Security ID: 737446104
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin H. Callison For For Management
1.2 Elect Director William P. Stiritz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POTLATCHDELTIC CORPORATION
Ticker: PCH Security ID: 737630103
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Driscoll For For Management
1b Elect Director D. Mark Leland For For Management
1c Elect Director Lenore M. Sullivan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRA HEALTH SCIENCES, INC.
Ticker: PRAH Security ID: 69354M108
Meeting Date: JUN 15, 2021 Meeting Type: Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PRESTIGE CONSUMER HEALTHCARE INC.
Ticker: PBH Security ID: 74112D101
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. Lombardi For For Management
1.2 Elect Director John E. Byom For For Management
1.3 Elect Director Gary E. Costley For For Management
1.4 Elect Director Christopher J. Coughlin For For Management
1.5 Elect Director Sheila A. Hopkins For For Management
1.6 Elect Director James M. Jenness For For Management
1.7 Elect Director Natale S. Ricciardi For For Management
1.8 Elect Director Dawn M. Zier For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PRIMERICA, INC.
Ticker: PRI Security ID: 74164M108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Addison, Jr. For For Management
1b Elect Director Joel M. Babbit For For Management
1c Elect Director P. George Benson For For Management
1d Elect Director C. Saxby Chambliss For For Management
1e Elect Director Gary L. Crittenden For For Management
1f Elect Director Cynthia N. Day For For Management
1g Elect Director Sanjeev Dheer For For Management
1h Elect Director Beatriz R. Perez For For Management
1i Elect Director D. Richard Williams For For Management
1j Elect Director Glenn J. Williams For For Management
1k Elect Director Barbara A. Yastine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
PROG HOLDINGS, INC.
Ticker: PRG Security ID: 74319R101
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathy T. Betty For For Management
1b Elect Director Douglas C. Curling For For Management
1c Elect Director Cynthia N. Day For For Management
1d Elect Director Curtis L. Doman For For Management
1e Elect Director Steven A. Michaels For For Management
1f Elect Director Ray M. Robinson For For Management
1g Elect Director James P. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PROOFPOINT, INC.
Ticker: PFPT Security ID: 743424103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dana Evan For For Management
1b Elect Director Kristen Gil For For Management
1c Elect Director Gary Steele For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC.
Ticker: PB Security ID: 743606105
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bouligny For For Management
1.2 Elect Director W. R. Collier For For Management
1.3 Elect Director Bruce W. Hunt For For Management
1.4 Elect Director Robert Steelhammer For For Management
1.5 Elect Director H. E. Timanus, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PS BUSINESS PARKS, INC.
Ticker: PSB Security ID: 69360J107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Maria R. Hawthorne For For Management
1.3 Elect Director Jennifer Holden Dunbar For For Management
1.4 Elect Director Kristy M. Pipes For For Management
1.5 Elect Director Gary E. Pruitt For For Management
1.6 Elect Director Robert S. Rollo For For Management
1.7 Elect Director Joseph D. Russell, Jr. For For Management
1.8 Elect Director Peter Schultz For For Management
1.9 Elect Director Stephen W. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change State of Incorporation from For For Management
California to Maryland
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PTC INC.
Ticker: PTC Security ID: 69370C100
Meeting Date: FEB 10, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janice Chaffin For For Management
1.2 Elect Director Phillip Fernandez For For Management
1.3 Elect Director James Heppelmann For For Management
1.4 Elect Director Klaus Hoehn For For Management
1.5 Elect Director Paul Lacy For For Management
1.6 Elect Director Corinna Lathan For For Management
1.7 Elect Director Blake Moret For For Management
1.8 Elect Director Robert Schechter For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph Izzo For For Management
1.2 Elect Director Shirley Ann Jackson For For Management
1.3 Elect Director Willie A. Deese For For Management
1.4 Elect Director David Lilley For For Management
1.5 Elect Director Barry H. Ostrowsky For For Management
1.6 Elect Director Scott G. Stephenson For For Management
1.7 Elect Director Laura A. Sugg For For Management
1.8 Elect Director John P. Surma For For Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Non-Employee Director For For Management
Restricted Stock Plan
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PULTEGROUP, INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian P. Anderson For For Management
1b Elect Director Bryce Blair For For Management
1c Elect Director Richard W. Dreiling For For Management
1d Elect Director Thomas J. Folliard For For Management
1e Elect Director Cheryl W. Grise For For Management
1f Elect Director Andre J. Hawaux For For Management
1g Elect Director J. Phillip Holloman For For Management
1h Elect Director Ryan R. Marshall For For Management
1i Elect Director John R. Peshkin For For Management
1j Elect Director Scott F. Powers For For Management
1k Elect Director Lila Snyder For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PURE STORAGE, INC.
Ticker: PSTG Security ID: 74624M102
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Rothschild For For Management
1.2 Elect Director Anita Sands For Withhold Management
1.3 Elect Director Susan Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUALYS, INC.
Ticker: QLYS Security ID: 74758T303
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Hank For For Management
1.2 Elect Director Sumedh S. Thakar For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
QUIDEL CORPORATION
Ticker: QDEL Security ID: 74838J101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas C. Bryant For For Management
1.2 Elect Director Kenneth F. Buechler For For Management
1.3 Elect Director Edward L. Michael For For Management
1.4 Elect Director Kathy P. Ordonez For For Management
1.5 Elect Director Mary Lake Polan For For Management
1.6 Elect Director Ann D. Rhoads For For Management
1.7 Elect Director Charles P. Slacik For For Management
1.8 Elect Director Matthew W. Strobeck For For Management
1.9 Elect Director Kenneth J. Widder For For Management
1.10 Elect Director Joseph D. Wilkins, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REGAL BELOIT CORPORATION
Ticker: RBC Security ID: 758750103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jan A. Bertsch For For Management
1b Elect Director Stephen M. Burt For For Management
1c Elect Director Anesa T. Chaibi For For Management
1d Elect Director Christopher L. Doerr For For Management
1e Elect Director Dean A. Foate For For Management
1f Elect Director Michael F. Hilton For For Management
1g Elect Director Louis V. Pinkham For For Management
1h Elect Director Rakesh Sachdev For For Management
1i Elect Director Curtis W. Stoelting For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carolyn H. Byrd For For Management
1b Elect Director Don DeFosset For For Management
1c Elect Director Samuel A. Di Piazza, Jr. For For Management
1d Elect Director Zhanna Golodryga For For Management
1e Elect Director John D. Johns For For Management
1f Elect Director Ruth Ann Marshall For For Management
1g Elect Director Charles D. McCrary For For Management
1h Elect Director James T. Prokopanko For For Management
1i Elect Director Lee J. Styslinger, III For For Management
1j Elect Director Jose S. Suquet For For Management
1k Elect Director John M. Turner, Jr. For For Management
1l Elect Director Timothy Vines For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pina Albo For For Management
1b Elect Director Christine R. Detrick For For Management
1c Elect Director J. Cliff Eason For For Management
1d Elect Director John J. Gauthier For For Management
1e Elect Director Patricia L. Guinn For For Management
1f Elect Director Anna Manning For For Management
1g Elect Director Hazel M. McNeilage For For Management
1h Elect Director Stephen O'Hearn For For Management
1i Elect Director Frederick J. Sievert For For Management
1j Elect Director Shundrawn Thomas For For Management
1k Elect Director Stanley B. Tulin For For Management
1l Elect Director Steven C. Van Wyk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Amend Non-Employee Director Stock For For Management
Awards in Lieu of Cash
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO.
Ticker: RS Security ID: 759509102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sarah J. Anderson For For Management
1b Elect Director Lisa L. Baldwin For For Management
1c Elect Director Karen W. Colonias For For Management
1d Elect Director John G. Figueroa For For Management
1e Elect Director James D. Hoffman For For Management
1f Elect Director Mark V. Kaminski For For Management
1g Elect Director Karla R. Lewis For For Management
1h Elect Director Robert A. McEvoy For For Management
1i Elect Director Andrew G. Sharkey, III For For Management
1j Elect Director Douglas W. Stotlar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
REPLIGEN CORPORATION
Ticker: RGEN Security ID: 759916109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Tony J. Hunt For For Management
1B Elect Director Karen A. Dawes For For Management
1C Elect Director Nicolas M. Barthelemy For For Management
1D Elect Director Carrie Eglinton Manner For For Management
1E Elect Director Rohin Mhatre For For Management
1F Elect Director Glenn P. Muir For For Management
1G Elect Director Thomas F. Ryan, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Manuel Kadre For For Management
1b Elect Director Tomago Collins For For Management
1c Elect Director Michael A. Duffy For For Management
1d Elect Director Thomas W. Handley For For Management
1e Elect Director Jennifer M. Kirk For For Management
1f Elect Director Michael Larson For For Management
1g Elect Director Kim S. Pegula For For Management
1h Elect Director James P. Snee For For Management
1i Elect Director Brian S. Tyler For For Management
1j Elect Director Sandra M. Volpe For For Management
1k Elect Director Katharine B. Weymouth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Integrating ESG Metrics Into Against Against Shareholder
Executive Compensation Program
--------------------------------------------------------------------------------
REXFORD INDUSTRIAL REALTY, INC.
Ticker: REXR Security ID: 76169C100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Antin For For Management
1.2 Elect Director Michael S. Frankel For For Management
1.3 Elect Director Diana J. Ingram For For Management
1.4 Elect Director Debra L. Morris For For Management
1.5 Elect Director Tyler H. Rose For For Management
1.6 Elect Director Peter E. Schwab For For Management
1.7 Elect Director Howard Schwimmer For For Management
1.8 Elect Director Richard S. Ziman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RH
Ticker: RH Security ID: 74967X103
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hilary Krane For For Management
1.2 Elect Director Katie Mitic For For Management
1.3 Elect Director Ali Rowghani For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ROKU, INC.
Ticker: ROKU Security ID: 77543R102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ravi Ahuja For Withhold Management
1b Elect Director Mai Fyfield For For Management
1c Elect Director Laurie Simon Hodrick For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ROYAL GOLD, INC.
Ticker: RGLD Security ID: 780287108
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fabiana Chubbs For For Management
1b Elect Director Kevin McArthur For For Management
1c Elect Director Sybil Veenman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RPM INTERNATIONAL INC.
Ticker: RPM Security ID: 749685103
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julie A. Lagacy For For Management
1.2 Elect Director Robert A. Livingston For For Management
1.3 Elect Director Frederick R. Nance For For Management
1.4 Elect Director William B. Summers, Jr. For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert J. Eck For For Management
1b Elect Director Robert A. Hagemann For For Management
1c Elect Director Michael F. Hilton For For Management
1d Elect Director Tamara L. Lundgren For For Management
1e Elect Director Luis P. Nieto, Jr. For For Management
1f Elect Director David G. Nord For For Management
1g Elect Director Robert E. Sanchez For For Management
1h Elect Director Abbie J. Smith For For Management
1i Elect Director E. Follin Smith For For Management
1j Elect Director Dmitri L. Stockton For For Management
1k Elect Director Hansel E. Tookes, II For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
SABRA HEALTH CARE REIT, INC.
Ticker: SBRA Security ID: 78573L106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig A. Barbarosh For For Management
1b Elect Director Katie Cusack For For Management
1c Elect Director Michael J. Foster For For Management
1d Elect Director Ronald G. Geary For For Management
1e Elect Director Lynne S. Katzmann For For Management
1f Elect Director Ann Kono For For Management
1g Elect Director Raymond J. Lewis For For Management
1h Elect Director Jeffrey A. Malehorn For For Management
1i Elect Director Richard K. Matros For For Management
1j Elect Director Clifton J. Porter, II For For Management
1k Elect Director Milton J. Walters For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION
Ticker: SGMS Security ID: 80874P109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jamie R. Odell For For Management
1.2 Elect Director Barry L. Cottle For For Management
1.3 Elect Director Antonia Korsanos For For Management
1.4 Elect Director Jack A. Markell For For Management
1.5 Elect Director Hamish R. McLennan For For Management
1.6 Elect Director Michael J. Regan For For Management
1.7 Elect Director Timothy Throsby For For Management
1.8 Elect Director Maria T. Vullo For For Management
1.9 Elect Director Kneeland C. Youngblood For For Management
1.10 Elect Director Virginia E. Shanks For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Shareholder Rights Plan (Poison For For Management
Pill)
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend Omnibus Stock Plan For Against Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY
Ticker: SEIC Security ID: 784117103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carl A. Guarino For For Management
1b Elect Director Carmen V. Romeo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SELECTIVE INSURANCE GROUP, INC.
Ticker: SIGI Security ID: 816300107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ainar D. Aijala, Jr. For For Management
1b Elect Director Lisa Rojas Bacus For For Management
1c Elect Director John C. Burville For For Management
1d Elect Director Terrence W. Cavanaugh For For Management
1e Elect Director Wole C. Coaxum For For Management
1f Elect Director Robert Kelly Doherty For For Management
1g Elect Director John J. Marchioni For For Management
1h Elect Director Thomas A. McCarthy For For Management
1i Elect Director Stephen C. Mills For For Management
1j Elect Director H. Elizabeth Mitchell For For Management
1k Elect Director Michael J. Morrissey For For Management
1l Elect Director Gregory E. Murphy For For Management
1m Elect Director Cynthia S. Nicholson For For Management
1n Elect Director William M. Rue For For Management
1o Elect Director John S. Scheid For For Management
1p Elect Director J. Brian Thebault For For Management
1q Elect Director Philip H. Urban For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEMTECH CORPORATION
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin S.J. Burvill For For Management
1.2 Elect Director Rodolpho C. Cardenuto For For Management
1.3 Elect Director Bruce C. Edwards For For Management
1.4 Elect Director Saar Gillai For For Management
1.5 Elect Director Rockell N. Hankin For For Management
1.6 Elect Director Ye Jane Li For For Management
1.7 Elect Director James T. Lindstrom For For Management
1.8 Elect Director Paula LuPriore For For Management
1.9 Elect Director Mohan R. Maheswaran For For Management
1.10 Elect Director Sylvia Summers For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL
Ticker: SCI Security ID: 817565104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Buckwalter For For Management
1.2 Elect Director Anthony L. Coelho For For Management
1.3 Elect Director Jakki L. Haussler For For Management
1.4 Elect Director Victor L. Lund For For Management
1.5 Elect Director Clifton H. Morris, Jr. For For Management
1.6 Elect Director Ellen Ochoa For For Management
1.7 Elect Director Thomas L. Ryan For For Management
1.8 Elect Director Sara Martinez Tucker For For Management
1.9 Elect Director W. Blair Waltrip For For Management
1.10 Elect Director Marcus A. Watts For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SERVICE PROPERTIES TRUST
Ticker: SVC Security ID: 81761L102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurie B. Burns For For Management
1.2 Elect Director William A. Lamkin For Against Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SIGNATURE BANK
Ticker: SBNY Security ID: 82669G104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn A. Byrne For For Management
1.2 Elect Director Maggie Timoney For For Management
1.3 Elect Director George Tsunis For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Authorize Share Repurchase Program For For Management
5 Increase Authorized Common Stock For For Management
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SILICON LABORATORIES INC.
Ticker: SLAB Security ID: 826919102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Tyson Tuttle For For Management
1.2 Elect Director Sumit Sadana For For Management
1.3 Elect Director Gregg Lowe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC.
Ticker: SSD Security ID: 829073105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Andrasick For For Management
1b Elect Director Jennifer A. Chatman For For Management
1c Elect Director Karen Colonias For For Management
1d Elect Director Gary M. Cusumano For For Management
1e Elect Director Philip E. Donaldson For For Management
1f Elect Director Celeste Volz Ford For For Management
1g Elect Director Robin G. MacGillivray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SKECHERS U.S.A., INC.
Ticker: SKX Security ID: 830566105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Greenberg For Withhold Management
1.2 Elect Director Morton Erlich For Withhold Management
1.3 Elect Director Thomas Walsh For Withhold Management
--------------------------------------------------------------------------------
SLACK TECHNOLOGIES, INC.
Ticker: WORK Security ID: 83088V102
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul G. Child For For Management
1b Elect Director Mary Carter Warren For For Management
Franke
1c Elect Director Marianne M. Keler For For Management
1d Elect Director Mark L. Lavelle For For Management
1e Elect Director Ted Manvitz For For Management
1f Elect Director Jim Matheson For For Management
1g Elect Director Frank C. Puleo For For Management
1h Elect Director Vivian C. Schneck-Last For For Management
1i Elect Director William N. Shiebler For For Management
1j Elect Director Robert S. Strong For For Management
1k Elect Director Jonathan W. Witter For For Management
1l Elect Director Kirsten O. Wolberg For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC.
Ticker: SEDG Security ID: 83417M104
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nadav Zafrir For For Management
1b Elect Director Avery More For Against Management
1c Elect Director Zivi Lando For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOUTHWEST GAS HOLDINGS, INC.
Ticker: SWX Security ID: 844895102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Boughner For For Management
1.2 Elect Director Jose A. Cardenas For For Management
1.3 Elect Director Stephen C. Comer For For Management
1.4 Elect Director John P. Hester For For Management
1.5 Elect Director Jane Lewis-Raymond For For Management
1.6 Elect Director Anne L. Mariucci For For Management
1.7 Elect Director Michael J. Melarkey For For Management
1.8 Elect Director A. Randall Thoman For For Management
1.9 Elect Director Thomas A. Thomas For For Management
1.10 Elect Director Leslie T. Thornton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPIRE, INC.
Ticker: SR Security ID: 84857L101
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Borer For For Management
1.2 Elect Director Maria V. Fogarty For For Management
1.3 Elect Director Stephen S. Schwartz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC.
Ticker: SRC Security ID: 84860W300
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jackson Hsieh For For Management
1.2 Elect Director Kevin M. Charlton For For Management
1.3 Elect Director Todd A. Dunn For For Management
1.4 Elect Director Elizabeth F. Frank For For Management
1.5 Elect Director Michelle M. Frymire For For Management
1.6 Elect Director Kristian M. Gathright For For Management
1.7 Elect Director Richard I. Gilchrist For For Management
1.8 Elect Director Diana M. Laing For For Management
1.9 Elect Director Nicholas P. Shepherd For For Management
1.10 Elect Director Thomas J. Sullivan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC.
Ticker: SFM Security ID: 85208M102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Fortunato For For Management
1.2 Elect Director Lawrence ("Chip") P. For For Management
Molloy
1.3 Elect Director Joseph D. O'Leary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STAAR SURGICAL COMPANY
Ticker: STAA Security ID: 852312305
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen C. Farrell For For Management
1.2 Elect Director Thomas G. Frinzi For For Management
1.3 Elect Director Gilbert H. Kliman For For Management
1.4 Elect Director Caren Mason For For Management
1.5 Elect Director Louis E. Silverman For For Management
1.6 Elect Director Elizabeth Yeu For For Management
1.7 Elect Director K. Peony Yu For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick de Saint-Aignan For For Management
1b Elect Director Marie A. Chandoha For For Management
1c Elect Director Amelia C. Fawcett For For Management
1d Elect Director William C. Freda For For Management
1e Elect Director Sara Mathew For For Management
1f Elect Director William L. Meaney For For Management
1g Elect Director Ronald P. O'Hanley For For Management
1h Elect Director Sean O'Sullivan For For Management
1i Elect Director Julio A. Portalatin For For Management
1j Elect Director John B. Rhea For For Management
1k Elect Director Richard P. Sergel For For Management
1l Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
STEEL DYNAMICS, INC.
Ticker: STLD Security ID: 858119100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Millett For For Management
1.2 Elect Director Sheree L. Bargabos For For Management
1.3 Elect Director Keith E. Busse For For Management
1.4 Elect Director Frank D. Byrne For For Management
1.5 Elect Director Kenneth W. Cornew For For Management
1.6 Elect Director Traci M. Dolan For For Management
1.7 Elect Director James C. Marcuccilli For For Management
1.8 Elect Director Bradley S. Seaman For For Management
1.9 Elect Director Gabriel L. Shaheen For For Management
1.10 Elect Director Steven A. Sonnenberg For For Management
1.11 Elect Director Richard P. Teets, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STIFEL FINANCIAL CORP.
Ticker: SF Security ID: 860630102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam T. Berlew For For Management
1.2 Elect Director Kathleen Brown For For Management
1.3 Elect Director Michael W. Brown For For Management
1.4 Elect Director Robert E. Grady For For Management
1.5 Elect Director Ronald J. Kruszewski For For Management
1.6 Elect Director Daniel J. Ludeman For For Management
1.7 Elect Director Maura A. Markus For For Management
1.8 Elect Director David A. Peacock For For Management
1.9 Elect Director Thomas W. Weisel For For Management
1.10 Elect Director Michael J. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STORE CAPITAL CORPORATION
Ticker: STOR Security ID: 862121100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Donovan For For Management
1.2 Elect Director Mary B. Fedewa For For Management
1.3 Elect Director Morton H. Fleischer For For Management
1.4 Elect Director William F. Hipp For For Management
1.5 Elect Director Tawn Kelley For For Management
1.6 Elect Director Catherine D. Rice For For Management
1.7 Elect Director Einar A. Seadler For For Management
1.8 Elect Director Quentin P. Smith, Jr. For For Management
1.9 Elect Director Christopher H. Volk For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUN COMMUNITIES, INC.
Ticker: SUI Security ID: 866674104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary A. Shiffman For For Management
1b Elect Director Tonya Allen For For Management
1c Elect Director Meghan G. Baivier For For Management
1d Elect Director Stephanie W. Bergeron For For Management
1e Elect Director Brian M. Hermelin For For Management
1f Elect Director Ronald A. Klein For For Management
1g Elect Director Clunet R. Lewis For For Management
1h Elect Director Arthur A. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
SYNAPTICS INCORPORATED
Ticker: SYNA Security ID: 87157D109
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nelson C. Chan For For Management
1b Elect Director Susan J. Hardman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SYNCHRONY FINANCIAL
Ticker: SYF Security ID: 87165B103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margaret M. Keane For For Management
1b Elect Director Fernando Aguirre For For Management
1c Elect Director Paget L. Alves For For Management
1d Elect Director Arthur W. Coviello, Jr. For Against Management
1e Elect Director Brian D. Doubles For For Management
1f Elect Director William W. Graylin For For Management
1g Elect Director Roy A. Guthrie For For Management
1h Elect Director Jeffrey G. Naylor For For Management
1i Elect Director P.W. "Bill" Parker For For Management
1j Elect Director Laurel J. Richie For For Management
1k Elect Director Olympia J. Snowe For For Management
1l Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Murai For For Management
1.2 Elect Director Dwight Steffensen For For Management
1.3 Elect Director Dennis Polk For For Management
1.4 Elect Director Fred Breidenbach For For Management
1.5 Elect Director Laurie Simon Hodrick For For Management
1.6 Elect Director Hau Lee For For Management
1.7 Elect Director Matthew Miau For Withhold Management
1.8 Elect Director Ann Vezina For For Management
1.9 Elect Director Thomas Wurster For For Management
1.10 Elect Director Duane Zitzner For For Management
1.11 Elect Director Andrea Zulberti For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Certificate of Incorporation to For Against Management
Waive Corporate Opportunity Doctrine
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SYNOPSYS, INC.
Ticker: SNPS Security ID: 871607107
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aart J. de Geus For For Management
1b Elect Director Chi-Foon Chan For For Management
1c Elect Director Janice D. Chaffin For For Management
1d Elect Director Bruce R. Chizen For For Management
1e Elect Director Mercedes Johnson For For Management
1f Elect Director Chrysostomos L. "Max" For For Management
Nikias
1g Elect Director Jeannine P. Sargent For For Management
1h Elect Director John Schwarz For For Management
1i Elect Director Roy Vallee For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP.
Ticker: SNV Security ID: 87161C501
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tim E. Bentsen For For Management
1b Elect Director Kevin S. Blair For For Management
1c Elect Director F. Dixon Brooke, Jr. For For Management
1d Elect Director Stephen T. Butler For For Management
1e Elect Director Elizabeth W. Camp For For Management
1f Elect Director Pedro P. Cherry For For Management
1g Elect Director Diana M. Murphy For For Management
1h Elect Director Harris Pastides For For Management
1i Elect Director Joseph J. Prochaska, Jr. For For Management
1j Elect Director John L. Stallworth For For Management
1k Elect Director Kessel D. Stelling For For Management
1l Elect Director Barry L. Storey For For Management
1m Elect Director Teresa White For For Management
2 Approve Nonqualified Employee Stock For For Management
Purchase Plan
3 Approve Nonqualified Director Stock For For Management
Purchase Plan
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Bartlett For For Management
1b Elect Director Mary K. Bush For For Management
1c Elect Director Dina Dublon For For Management
1d Elect Director Freeman A. Hrabowski, For For Management
III
1e Elect Director Robert F. MacLellan For For Management
1f Elect Director Olympia J. Snowe For For Management
1g Elect Director Robert J. Stevens For For Management
1h Elect Director William J. Stromberg For For Management
1i Elect Director Richard R. Verma For For Management
1j Elect Director Sandra S. Wijnberg For For Management
1k Elect Director Alan D. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on and Assess Proxy Voting Against Against Shareholder
Policies in Relation to Climate Change
Position
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Beth A. Bowman For For Management
1.2 Elect Director Lindsey M. Cooksen For For Management
1.3 Elect Director Robert B. Evans For For Management
1.4 Elect Director Joe Bob Perkins For For Management
1.5 Elect Director Ershel C. Redd, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TAYLOR MORRISON HOME CORPORATION
Ticker: TMHC Security ID: 87724P106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffry L. Flake For For Management
1.2 Elect Director Gary H. Hunt For For Management
1.3 Elect Director Peter Lane For For Management
1.4 Elect Director William H. Lyon For For Management
1.5 Elect Director Anne L. Mariucci For For Management
1.6 Elect Director David C. Merritt For For Management
1.7 Elect Director Andrea (Andi) Owen For For Management
1.8 Elect Director Sheryl D. Palmer For For Management
1.9 Elect Director Denise F. Warren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC.
Ticker: TDS Security ID: 879433829
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarence A. Davis For For Management
1.2 Elect Director George W. Off For Withhold Management
1.3 Elect Director Wade Oosterman For For Management
1.4 Elect Director Gary L. Sugarman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
TEMPUR SEALY INTERNATIONAL, INC.
Ticker: TPX Security ID: 88023U101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Evelyn S. Dilsaver For For Management
1b Elect Director Cathy R. Gates For For Management
1c Elect Director John A. Heil For For Management
1d Elect Director Jon L. Luther For For Management
1e Elect Director Richard W. Neu For For Management
1f Elect Director Scott L. Thompson For For Management
1g Elect Director Robert B. Trussell, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G407
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald A. Rittenmeyer For For Management
1b Elect Director J. Robert Kerrey For For Management
1c Elect Director James L. Bierman For For Management
1d Elect Director Richard W. Fisher For For Management
1e Elect Director Meghan M. FitzGerald For For Management
1f Elect Director Cecil D. Haney For For Management
1g Elect Director Christopher S. Lynch For For Management
1h Elect Director Richard J. Mark For For Management
1i Elect Director Tammy Romo For For Management
1j Elect Director Saumya Sutaria For For Management
1k Elect Director Nadja Y. West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Bradley For For Management
1b Elect Director Edwin J. Gillis For For Management
1c Elect Director Timothy E. Guertin For For Management
1d Elect Director Peter Herweck For For Management
1e Elect Director Mark E. Jagiela For For Management
1f Elect Director Mercedes Johnson For For Management
1g Elect Director Marilyn Matz For For Management
1h Elect Director Paul J. Tufano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Reduce Supermajority Vote Requirement For For Management
to Approve Merger, Share Exchanges and
Substantial Sales of Company Asset
4 Provide Right to Act by Written Consent For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Omnibus Stock Plan For For Management
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TETRA TECH, INC.
Ticker: TTEK Security ID: 88162G103
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Dan L. Batrack For For Management
1B Elect Director Gary R. Birkenbeuel For For Management
1C Elect Director Patrick C. Haden For For Management
1D Elect Director J. Christopher Lewis For For Management
1E Elect Director Joanne M. Maguire For For Management
1F Elect Director Kimberly E. Ritrievi For For Management
1G Elect Director J. Kenneth Thompson For For Management
1H Elect Director Kirsten M. Volpi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEXAS ROADHOUSE, INC.
Ticker: TXRH Security ID: 882681109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Crawford For For Management
1.2 Elect Director Gregory N. Moore For For Management
1.3 Elect Director Curtis A. Warfield For For Management
1.4 Elect Director Kathleen M. Widmer For For Management
1.5 Elect Director James R. Zarley For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC.
Ticker: SAM Security ID: 100557107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meghan V. Joyce For Withhold Management
1.2 Elect Director Michael Spillane For Withhold Management
1.3 Elect Director Jean-Michel Valette For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE BRINK'S COMPANY
Ticker: BCO Security ID: 109696104
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathie J. Andrade For For Management
1.2 Elect Director Paul G. Boynton For For Management
1.3 Elect Director Ian D. Clough For For Management
1.4 Elect Director Susan E. Docherty For For Management
1.5 Elect Director Michael J. Herling For For Management
1.6 Elect Director A. Louis Parker For For Management
1.7 Elect Director Douglas A. Pertz For For Management
1.8 Elect Director George I. Stoeckert For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE CHEMOURS COMPANY
Ticker: CC Security ID: 163851108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Curtis V. Anastasio For For Management
1b Elect Director Bradley J. Bell For For Management
1c Elect Director Richard H. Brown For For Management
1d Elect Director Mary B. Cranston For For Management
1e Elect Director Curtis J. Crawford For For Management
1f Elect Director Dawn L. Farrell For For Management
1g Elect Director Erin N. Kane For For Management
1h Elect Director Sean D. Keohane For For Management
1i Elect Director Mark P. Vergnano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation and Bylaws
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harriett "Tee" Taggart For For Management
1.2 Elect Director Kevin J. Bradicich For For Management
1.3 Elect Director J. Paul Condrin, III For For Management
1.4 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Kathleen S. Lane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Allardice, III For For Management
1b Elect Director Larry D. De Shon For For Management
1c Elect Director Carlos Dominguez For For Management
1d Elect Director Trevor Fetter For For Management
1e Elect Director Donna James For For Management
1f Elect Director Kathryn A. Mikells For For Management
1g Elect Director Michael G. Morris For For Management
1h Elect Director Teresa W. Roseborough For For Management
1i Elect Director Virginia P. Ruesterholz For For Management
1j Elect Director Christopher J. Swift For For Management
1k Elect Director Matthew E. Winter For For Management
1l Elect Director Greig Woodring For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HERSHEY COMPANY
Ticker: HSY Security ID: 427866108
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela M. Arway For For Management
1.2 Elect Director James W. Brown For Withhold Management
1.3 Elect Director Michele G. Buck For For Management
1.4 Elect Director Victor L. Crawford For For Management
1.5 Elect Director Robert M. Dutkowsky For For Management
1.6 Elect Director Mary Kay Haben For Withhold Management
1.7 Elect Director James C. Katzman For Withhold Management
1.8 Elect Director M. Diane Koken For For Management
1.9 Elect Director Robert M. Malcolm For For Management
1.10 Elect Director Anthony J. Palmer For Withhold Management
1.11 Elect Director Juan R. Perez For For Management
1.12 Elect Director Wendy L. Schoppert For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joceyln Carter-Miller For For Management
1.2 Elect Director Mary J. Steele Guilfoile For For Management
1.3 Elect Director Dawn Hudson For For Management
1.4 Elect Director Philippe Krakowsky For For Management
1.5 Elect Director Jonathan F. Miller For For Management
1.6 Elect Director Patrick Q. Moore For For Management
1.7 Elect Director Michael I. Roth For For Management
1.8 Elect Director Linda S. Sanford For For Management
1.9 Elect Director David M. Thomas For For Management
1.10 Elect Director E. Lee Wyatt, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION
Ticker: MIDD Security ID: 596278101
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah Palisi Chapin For For Management
1.2 Elect Director Timothy J. FitzGerald For For Management
1.3 Elect Director Cathy L. McCarthy For For Management
1.4 Elect Director John R. Miller, III For For Management
1.5 Elect Director Robert A. Nerbonne For For Management
1.6 Elect Director Gordon O'Brien For For Management
1.7 Elect Director Nassem Ziyad For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY
Ticker: NYT Security ID: 650111107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amanpal S. Bhutani For For Management
1.2 Elect Director Beth Brooke For For Management
1.3 Elect Director Brian P. McAndrews For Withhold Management
1.4 Elect Director Doreen Toben For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY
Ticker: SMG Security ID: 810186106
Meeting Date: JAN 25, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Kelly, Jr. For For Management
1.2 Elect Director Peter E. Shumlin For For Management
1.3 Elect Director John R. Vines For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE TIMKEN COMPANY
Ticker: TKR Security ID: 887389104
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maria A. Crowe For For Management
1.2 Elect Director Elizabeth A. Harrell For For Management
1.3 Elect Director Richard G. Kyle For For Management
1.4 Elect Director Sarah C. Lauber For For Management
1.5 Elect Director John A. Luke, Jr. For For Management
1.6 Elect Director Christopher L. Mapes For For Management
1.7 Elect Director James F. Palmer For For Management
1.8 Elect Director Ajita G. Rajendra For For Management
1.9 Elect Director Frank C. Sullivan For For Management
1.10 Elect Director John M. Timken, Jr. For For Management
1.11 Elect Director Ward J. Timken, Jr. For For Management
1.12 Elect Director Jacqueline F. Woods For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
THE TORO COMPANY
Ticker: TTC Security ID: 891092108
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet K. Cooper For For Management
1.2 Elect Director Gary L. Ellis For For Management
1.3 Elect Director Michael G. Vale For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE WENDY'S COMPANY
Ticker: WEN Security ID: 95058W100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nelson Peltz For For Management
1.2 Elect Director Peter W. May For For Management
1.3 Elect Director Kristin A. Dolan For For Management
1.4 Elect Director Kenneth W. Gilbert For For Management
1.5 Elect Director Dennis M. Kass For For Management
1.6 Elect Director Joseph A. Levato For For Management
1.7 Elect Director Michelle "Mich" J. For For Management
Mathews-Spradlin
1.8 Elect Director Matthew H. Peltz For For Management
1.9 Elect Director Todd A. Penegor For For Management
1.10 Elect Director Peter H. Rothschild For For Management
1.11 Elect Director Arthur B. Winkleblack For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risks in For For Shareholder
Operations and Supply Chain
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Graves For For Management
1.2 Elect Director Amelia A. Huntington For For Management
1.3 Elect Director Wilson Jones For For Management
1.4 Elect Director Christopher Klein For For Management
1.5 Elect Director J. Allen Kosowsky For For Management
1.6 Elect Director Robert W. Martin For For Management
1.7 Elect Director Peter B. Orthwein For For Management
1.8 Elect Director Jan H. Suwinski For For Management
1.9 Elect Director James L. Ziemer For For Management
1.10 Elect Director William J. Kelley, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOLL BROTHERS, INC.
Ticker: TOL Security ID: 889478103
Meeting Date: MAR 09, 2021 Meeting Type: Annual
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert I. Toll For For Management
1.2 Elect Director Douglas C. Yearley, Jr. For For Management
1.3 Elect Director Richard J. Braemer For For Management
1.4 Elect Director Stephen F. East For For Management
1.5 Elect Director Christine N. Garvey For For Management
1.6 Elect Director Karen H. Grimes For For Management
1.7 Elect Director Carl B. Marbach For For Management
1.8 Elect Director John A. McLean For For Management
1.9 Elect Director Wendell E. Pritchett For For Management
1.10 Elect Director Paul E. Shapiro For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOPBUILD CORP.
Ticker: BLD Security ID: 89055F103
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alec C. Covington For For Management
1b Elect Director Robert Buck For For Management
1c Elect Director Carl T. Camden For For Management
1d Elect Director Joseph S. Cantie For For Management
1e Elect Director Tina M. Donikowski For For Management
1f Elect Director Mark A. Petrarca For For Management
1g Elect Director Nancy M. Taylor For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY
Ticker: TSCO Security ID: 892356106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia T. Jamison For For Management
1.2 Elect Director Joy Brown For For Management
1.3 Elect Director Ricardo Cardenas For For Management
1.4 Elect Director Denise L. Jackson For For Management
1.5 Elect Director Thomas A. Kingsbury For For Management
1.6 Elect Director Ramkumar Krishnan For For Management
1.7 Elect Director Edna K. Morris For For Management
1.8 Elect Director Mark J. Weikel For For Management
1.9 Elect Director Harry A. Lawton, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
TRANSUNION
Ticker: TRU Security ID: 89400J107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William P. (Billy) For For Management
Bosworth
1b Elect Director Suzanne P. Clark For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Russell P. Fradin For For Management
1e Elect Director Pamela A. Joseph For For Management
1f Elect Director Thomas L. Monahan, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRAVEL + LEISURE CO.
Ticker: TNL Security ID: 894164102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louise F. Brady For For Management
1.2 Elect Director Michael D. Brown For For Management
1.3 Elect Director James E. Buckman For For Management
1.4 Elect Director George Herrera For For Management
1.5 Elect Director Stephen P. Holmes For For Management
1.6 Elect Director Denny Marie Post For For Management
1.7 Elect Director Ronald L. Rickles For For Management
1.8 Elect Director Michael H. Wargotz For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TREX COMPANY, INC.
Ticker: TREX Security ID: 89531P105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Cline For For Management
1.2 Elect Director Bryan H. Fairbanks For For Management
1.3 Elect Director Gena C. Lovett For For Management
1.4 Elect Director Patricia B. Robinson For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRI POINTE HOMES, INC.
Ticker: TPH Security ID: 87265H109
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas F. Bauer For For Management
1.2 Elect Director Lawrence B. Burrows For For Management
1.3 Elect Director Daniel S. Fulton For For Management
1.4 Elect Director Steven J. Gilbert For For Management
1.5 Elect Director Vicki D. McWilliams For For Management
1.6 Elect Director Constance B. Moore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRUSTMARK CORPORATION
Ticker: TRMK Security ID: 898402102
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Adolphus B. Baker For For Management
1b Elect Director William A. Brown For For Management
1c Elect Director Augustus L. Collins For For Management
1d Elect Director Tracy T. Conerly For For Management
1e Elect Director Toni D. Cooley For For Management
1f Elect Director Duane A. Dewey For For Management
1g Elect Director Marcelo Eduardo For For Management
1h Elect Director J. Clay Hays, Jr. For For Management
1i Elect Director Gerard R. Host For For Management
1j Elect Director Harris V. Morrissette For For Management
1k Elect Director Richard H. Puckett For For Management
1l Elect Director William G. Yates, III For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditor For For Management
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For Against Management
1b Elect Director Les R. Baledge For Against Management
1c Elect Director Gaurdie E. Banister, Jr. For For Management
1d Elect Director Dean Banks For For Management
1e Elect Director Mike Beebe For Against Management
1f Elect Director Maria Claudia Borras For For Management
1g Elect Director David J. Bronczek For Against Management
1h Elect Director Mikel A. Durham For For Management
1i Elect Director Jonathan D. Mariner For For Management
1j Elect Director Kevin M. McNamara For For Management
1k Elect Director Cheryl S. Miller For For Management
1l Elect Director Jeffrey K. Schomburger For For Management
1m Elect Director Robert Thurber For Against Management
1n Elect Director Barbara A. Tyson For Against Management
1o Elect Director Noel White For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Report on Human Rights Due Diligence Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
UGI CORPORATION
Ticker: UGI Security ID: 902681105
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank S. Hermance For For Management
1b Elect Director M. Shawn Bort For For Management
1c Elect Director Theodore A. Dosch For For Management
1d Elect Director Alan N. Harris For For Management
1e Elect Director Mario Longhi For For Management
1f Elect Director William J. Marrazzo For For Management
1g Elect Director Cindy J. Miller For For Management
1h Elect Director Kelly A. Romano For For Management
1i Elect Director James B. Stallings, Jr. For For Management
1j Elect Director John L. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ULTA BEAUTY, INC.
Ticker: ULTA Security ID: 90384S303
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine A. Halligan For For Management
1.2 Elect Director David C. Kimbell For For Management
1.3 Elect Director George R. Mrkonic For For Management
1.4 Elect Director Lorna E. Nagler For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION
Ticker: UMBF Security ID: 902788108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robin C. Beery For For Management
1.2 Elect Director Janine A. Davidson For For Management
1.3 Elect Director Kevin C. Gallagher For For Management
1.4 Elect Director Greg M. Graves For For Management
1.5 Elect Director Alexander C. Kemper For For Management
1.6 Elect Director J. Mariner Kemper For For Management
1.7 Elect Director Gordon E. Lansford, III For For Management
1.8 Elect Director Timothy R. Murphy For For Management
1.9 Elect Director Tamara M. Peterman For For Management
1.10 Elect Director Kris A. Robbins For For Management
1.11 Elect Director L. Joshua Sosland For For Management
1.12 Elect Director Leroy J. Williams, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION
Ticker: UMPQ Security ID: 904214103
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peggy Y. Fowler For For Management
1b Elect Director Stephen M. Gambee For For Management
1c Elect Director James S. Greene For For Management
1d Elect Director Luis F. Machuca For For Management
1e Elect Director Maria M. Pope For For Management
1f Elect Director Cort L. O'Haver For For Management
1g Elect Director John F. Schultz For For Management
1h Elect Director Susan F. Stevens For For Management
1i Elect Director Hilliard C. Terry, III For For Management
1j Elect Director Bryan L. Timm For For Management
1k Elect Director Anddria Varnado For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine Klein For For Management
1b Elect Director Ray Kurzweil For For Management
1c Elect Director Linda Maxwell For For Management
1d Elect Director Martine Rothblatt For For Management
1e Elect Director Louis Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVAR SOLUTIONS INC.
Ticker: UNVR Security ID: 91336L107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan Braca For For Management
1.2 Elect Director Mark J. Byrne For For Management
1.3 Elect Director Daniel P. Doheny For For Management
1.4 Elect Director Richard P. Fox For For Management
1.5 Elect Director Rhonda Germany For For Management
1.6 Elect Director David C. Jukes For For Management
1.7 Elect Director Stephen D. Newlin For For Management
1.8 Elect Director Christopher D. Pappas For For Management
1.9 Elect Director Kerry J. Preete For For Management
1.10 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION
Ticker: OLED Security ID: 91347P105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven V. Abramson For For Management
1b Elect Director Cynthia J. Comparin For For Management
1c Elect Director Richard C. Elias For For Management
1d Elect Director Elizabeth H. Gemmill For For Management
1e Elect Director C. Keith Hartley For For Management
1f Elect Director Celia M. Joseph For For Management
1g Elect Director Lawrence Lacerte For For Management
1h Elect Director Sidney D. Rosenblatt For For Management
1i Elect Director Sherwin I. Seligsohn For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Theodore H. Bunting, Jr. For For Management
1b Elect Director Susan L. Cross For For Management
1c Elect Director Susan D. DeVore For For Management
1d Elect Director Joseph J. Echevarria For For Management
1e Elect Director Cynthia L. Egan For For Management
1f Elect Director Kevin T. Kabat For For Management
1g Elect Director Timothy F. Keaney For For Management
1h Elect Director Gloria C. Larson For For Management
1i Elect Director Richard P. McKenney For For Management
1j Elect Director Ronald P. O'Hanley For For Management
1k Elect Director Francis J. Shammo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
URBAN EDGE PROPERTIES
Ticker: UE Security ID: 91704F104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey S. Olson For For Management
1b Elect Director Michael A. Gould For For Management
1c Elect Director Steven H. Grapstein For For Management
1d Elect Director Steven J. Guttman For For Management
1e Elect Director Amy B. Lane For For Management
1f Elect Director Kevin P. O'Shea For For Management
1g Elect Director Steven Roth For Against Management
1h Elect Director Douglas W. Sesler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VALVOLINE INC.
Ticker: VVV Security ID: 92047W101
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerald W. Evans, Jr. For For Management
1b Elect Director Richard J. Freeland For For Management
1c Elect Director Stephen F. Kirk For For Management
1d Elect Director Carol H. Kruse For For Management
1e Elect Director Stephen E. Macadam For For Management
1f Elect Director Vada O. Manager For For Management
1g Elect Director Samuel J. Mitchell, Jr. For For Management
1h Elect Director Charles M. Sonsteby For For Management
1i Elect Director Mary J. Twinem For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VEEVA SYSTEMS INC.
Ticker: VEEV Security ID: 922475108
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion to Delaware Public For For Management
Benefit Corporation
2 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
VEEVA SYSTEMS INC.
Ticker: VEEV Security ID: 922475108
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Carges For For Management
1b Elect Director Paul E. Chamberlain For For Management
1c Elect Director Ronald E.F. Codd For For Management
1d Elect Director Peter P. Gassner For For Management
1e Elect Director Mary Lynne Hedley For For Management
1f Elect Director Gordon Ritter For For Management
1g Elect Director Paul Sekhri For For Management
1h Elect Director Matthew J. Wallach For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Provide Right to Call Special Meeting For For Management
6 Provide Right to Call a Special Against Against Shareholder
Meeting at a 15 Percent Ownership
Threshold
--------------------------------------------------------------------------------
VEREIT, INC.
Ticker: VER Security ID: 92339V308
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glenn J. Rufrano For For Management
1b Elect Director Hugh R. Frater For For Management
1c Elect Director Priscilla Almodovar For For Management
1d Elect Director David B. Henry For Against Management
1e Elect Director Mary Hogan Preusse For For Management
1f Elect Director Richard J. Lieb For For Management
1g Elect Director Eugene A. Pinover For For Management
1h Elect Director Julie G. Richardson For For Management
1i Elect Director Susan E. Skerritt For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Charter to Allow Shareholders to For For Management
Amend Bylaws
--------------------------------------------------------------------------------
VICI PROPERTIES INC.
Ticker: VICI Security ID: 925652109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Abrahamson For For Management
1b Elect Director Diana F. Cantor For For Management
1c Elect Director Monica H. Douglas For For Management
1d Elect Director Elizabeth I. Holland For For Management
1e Elect Director Craig Macnab For For Management
1f Elect Director Edward B. Pitoniak For For Management
1g Elect Director Michael D. Rumbolz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Zandman For For Management
1.2 Elect Director Ruta Zandman For For Management
1.3 Elect Director Ziv Shoshani For For Management
1.4 Elect Director Jeffrey H. Vanneste For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VISTRA CORP.
Ticker: VST Security ID: 92840M102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott B. Helm For For Management
1.2 Elect Director Hilary E. Ackermann For For Management
1.3 Elect Director Arcilia C. Acosta For For Management
1.4 Elect Director Gavin R. Baiera For For Management
1.5 Elect Director Paul M. Barbas For For Management
1.6 Elect Director Lisa Crutchfield For For Management
1.7 Elect Director Brian K. Ferraioli For For Management
1.8 Elect Director Jeff D. Hunter For For Management
1.9 Elect Director Curtis A. Morgan For For Management
1.10 Elect Director John R. Sult For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For For Management
1b Elect Director John R. Ciulla For For Management
1c Elect Director Elizabeth E. Flynn For For Management
1d Elect Director E. Carol Hayles For For Management
1e Elect Director Linda H. Ianieri For For Management
1f Elect Director Laurence C. Morse For For Management
1g Elect Director Karen R. Osar For For Management
1h Elect Director Mark Pettie For For Management
1i Elect Director Lauren C. States For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WEINGARTEN REALTY INVESTORS
Ticker: WRI Security ID: 948741103
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew M. Alexander For For Management
1b Elect Director Stanford J. Alexander For For Management
1c Elect Director Shelaghmichael C. Brown For For Management
1d Elect Director Stephen A. Lasher For For Management
1e Elect Director Thomas L. Ryan For For Management
1f Elect Director Douglas W. Schnitzer For For Management
1g Elect Director C. Park Shaper For For Management
1h Elect Director Marc J. Shapiro For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WERNER ENTERPRISES, INC.
Ticker: WERN Security ID: 950755108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Arves For For Management
1.2 Elect Director Vikram Mansharamani For For Management
1.3 Elect Director Alexi A. Wellman For For Management
1.4 Elect Director Carmen A. Tapio For For Management
1.5 Elect Director Derek J. Leathers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC.
Ticker: WST Security ID: 955306105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Buthman For For Management
1b Elect Director William F. Feehery For For Management
1c Elect Director Robert F. Friel For For Management
1d Elect Director Eric M. Green For For Management
1e Elect Director Thomas W. Hofmann For For Management
1f Elect Director Deborah L. V. Keller For For Management
1g Elect Director Myla P. Lai-Goldman For For Management
1h Elect Director Douglas A. Michels For For Management
1i Elect Director Paolo Pucci For For Management
1j Elect Director Patrick J. Zenner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WEX INC.
Ticker: WEX Security ID: 96208T104
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy Altobello For For Management
1.2 Elect Director Bhavana Bartholf For For Management
1.3 Elect Director Derrick Roman For For Management
1.4 Elect Director Regina O. Sommer For For Management
1.5 Elect Director Jack VanWoerkom For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Emmert For For Management
1b Elect Director Rick R. Holley For For Management
1c Elect Director Sara Grootwassink Lewis For For Management
1d Elect Director Deidra C. Merriwether For For Management
1e Elect Director Al Monaco For For Management
1f Elect Director Nicole W. Piasecki For For Management
1g Elect Director Lawrence A. Selzer For For Management
1h Elect Director Devin W. Stockfish For For Management
1i Elect Director Kim Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC.
Ticker: WSM Security ID: 969904101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura Alber For For Management
1.2 Elect Director Esi Eggleston Bracey For For Management
1.3 Elect Director Scott Dahnke For For Management
1.4 Elect Director Anne Mulcahy For For Management
1.5 Elect Director William Ready For For Management
1.6 Elect Director Sabrina Simmons For For Management
1.7 Elect Director Frits van Paasschen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WINGSTOP INC.
Ticker: WING Security ID: 974155103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Morrison For Withhold Management
1.2 Elect Director Kate S. Lavelle For For Management
1.3 Elect Director Kilandigalu (Kay) M. For Withhold Management
Madati
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION
Ticker: WTFC Security ID: 97650W108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Crist For For Management
1.2 Elect Director Bruce K. Crowther For For Management
1.3 Elect Director William J. Doyle For For Management
1.4 Elect Director Marla F. Glabe For For Management
1.5 Elect Director H. Patrick Hackett, Jr. For For Management
1.6 Elect Director Scott K. Heitmann For For Management
1.7 Elect Director Deborah L. Hall Lefevre For For Management
1.8 Elect Director Suzet M. McKinney For For Management
1.9 Elect Director Gary D. "Joe" Sweeney For For Management
1.10 Elect Director Karin Gustafson Teglia For For Management
1.11 Elect Director Alex E. Washington, III For For Management
1.12 Elect Director Edward J. Wehmer For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WOODWARD, INC.
Ticker: WWD Security ID: 980745103
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Gendron For For Management
1.2 Elect Director Daniel G. Korte For For Management
1.3 Elect Director Ronald M. Sega For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION
Ticker: INT Security ID: 981475106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kasbar For For Management
1.2 Elect Director Ken Bakshi For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Sharda Cherwoo For For Management
1.5 Elect Director Richard A. Kassar For For Management
1.6 Elect Director John L. Manley For For Management
1.7 Elect Director Stephen K. Roddenberry For For Management
1.8 Elect Director Paul H. Stebbins For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC.
Ticker: WWE Security ID: 98156Q108
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent K. McMahon For Withhold Management
1.2 Elect Director Stephanie McMahon For Withhold Management
Levesque
1.3 Elect Director Paul "Triple H" Levesque For For Management
1.4 Elect Director Stuart U. Goldfarb For Withhold Management
1.5 Elect Director Laureen Ong For Withhold Management
1.6 Elect Director Robyn W. Peterson For Withhold Management
1.7 Elect Director Frank A. Riddick, III For For Management
1.8 Elect Director Man Jit Singh For For Management
1.9 Elect Director Jeffrey R. Speed For For Management
1.10 Elect Director Alan M. Wexler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WPX ENERGY, INC.
Ticker: WPX Security ID: 98212B103
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WYNDHAM HOTELS & RESORTS, INC.
Ticker: WH Security ID: 98311A105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Holmes For For Management
1.2 Elect Director Geoffrey A. Ballotti For For Management
1.3 Elect Director Myra J. Biblowit For For Management
1.4 Elect Director James E. Buckman For For Management
1.5 Elect Director Bruce B. Churchill For For Management
1.6 Elect Director Mukul V. Deoras For For Management
1.7 Elect Director Ronald L. Nelson For For Management
1.8 Elect Director Pauline D.E. Richards For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
XPO LOGISTICS, INC.
Ticker: XPO Security ID: 983793100
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brad Jacobs For For Management
1.2 Elect Director Gena Ashe For For Management
1.3 Elect Director Marlene Colucci For For Management
1.4 Elect Director AnnaMaria DeSalva For For Management
1.5 Elect Director Michael Jesselson For For Management
1.6 Elect Director Adrian Kingshott For For Management
1.7 Elect Director Jason Papastavrou For For Management
1.8 Elect Director Oren Shaffer For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Require Independent Board Chair Against For Shareholder
6 Limit Accelerated Vesting of Equity Against For Shareholder
Awards Upon a Change in Control
--------------------------------------------------------------------------------
YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane M. Irvine For For Management
1.2 Elect Director Christine Barone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Gibbs For For Management
1.2 Elect Director George Hu For For Management
1.3 Elect Director Jeremy Stoppelman For For Management
1.4 Elect Director Tony Wells For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
YETI HOLDINGS, INC.
Ticker: YETI Security ID: 98585X104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tracey D. Brown For For Management
1.2 Elect Director Alison Dean For For Management
1.3 Elect Director David L. Schnadig For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ZIONS BANCORPORATION, N.A.
Ticker: ZION Security ID: 989701107
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Maria Contreras-Sweet For For Management
1B Elect Director Gary L. Crittenden For For Management
1C Elect Director Suren K. Gupta For For Management
1D Elect Director Claire A. Huang For For Management
1E Elect Director Vivian S. Lee For For Management
1F Elect Director Scott J. McLean For For Management
1G Elect Director Edward F. Murphy For For Management
1H Elect Director Stephen D. Quinn For For Management
1I Elect Director Harris H. Simmons For For Management
1J Elect Director Aaron B. Skonnard For For Management
1K Elect Director Barbara A. Yastine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
====================== Voya Index Plus SmallCap Portfolio ======================
3D SYSTEMS CORPORATION
Ticker: DDD Security ID: 88554D205
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Malissia R. Clinton For For Management
1b Elect Director William E. Curran For For Management
1c Elect Director Thomas W. Erickson For For Management
1d Elect Director Jeffrey A. Graves For For Management
1e Elect Director Charles W. Hull For For Management
1f Elect Director William D. Humes For For Management
1g Elect Director Jim D. Kever For For Management
1h Elect Director Charles G. McClure, Jr. For For Management
1i Elect Director Kevin S. Moore For For Management
1j Elect Director Vasant Padmanabhan For For Management
1k Elect Director John J. Tracy For For Management
1l Elect Director Jeffrey Wadsworth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditor For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
AAR CORP.
Ticker: AIR Security ID: 000361105
Meeting Date: OCT 07, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. John Gilbertson, Jr. For For Management
1b Elect Director Robert F. Leduc For For Management
1c Elect Director Duncan J. McNabb For For Management
1d Elect Director Peter Pace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ABM INDUSTRIES INCORPORATED
Ticker: ABM Security ID: 000957100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Chavez For For Management
1b Elect Director Art A. Garcia For For Management
1c Elect Director Jill M. Golder For For Management
1d Elect Director Scott Salmirs For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Biggar For For Management
1.2 Elect Director Julian C. Baker For For Management
1.3 Elect Director Daniel B. Soland For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACCEL ENTERTAINMENT, INC.
Ticker: ACEL Security ID: 00436Q106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon Rubenstein For For Management
1.2 Elect Director David W. Ruttenberg For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACCO BRANDS CORPORATION
Ticker: ACCO Security ID: 00081T108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Buzzard None None Management
*Withdrawn Resolution*
1b Elect Director Kathleen S. Dvorak For For Management
1c Elect Director Boris Elisman For For Management
1d Elect Director Pradeep Jotwani For For Management
1e Elect Director Robert J. Keller For For Management
1f Elect Director Thomas Kroeger For For Management
1g Elect Director Ron Lombardi For For Management
1h Elect Director Graciela I. Monteagudo For For Management
1i Elect Director E. Mark Rajkowski For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADDUS HOMECARE CORPORATION
Ticker: ADUS Security ID: 006739106
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Earley For For Management
1.2 Elect Director Steven I. Geringer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADDUS HOMECARE CORPORATION
Ticker: ADUS Security ID: 006739106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Dirk Allison For For Management
1.2 Elect Director Mark L. First For For Management
1.3 Elect Director Darin J. Gordon For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADTRAN, INC.
Ticker: ADTN Security ID: 00738A106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas R. Stanton For For Management
1b Elect Director H. Fenwick Huss For For Management
1c Elect Director Gregory J. McCray For For Management
1d Elect Director Balan Nair For For Management
1e Elect Director Jacqueline H. "Jackie" For For Management
Rice
1f Elect Director Kathryn A. Walker For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC.
Ticker: AEIS Security ID: 007973100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Grant H. Beard For For Management
1.2 Elect Director Frederick A. Ball For For Management
1.3 Elect Director Anne T. DelSanto For For Management
1.4 Elect Director Tina M. Donikowski For For Management
1.5 Elect Director Ronald C. Foster For For Management
1.6 Elect Director Edward C. Grady For For Management
1.7 Elect Director Stephen D. Kelley For For Management
1.8 Elect Director Lanesha T. Minnix For For Management
1.9 Elect Director Thomas M. Rohrs For For Management
1.10 Elect Director John A. Roush For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
AEROVIRONMENT, INC.
Ticker: AVAV Security ID: 008073108
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catharine Merigold For For Management
1.2 Elect Director Wahid Nawabi For For Management
1.3 Elect Director Stephen F. Page For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AGILYSYS, INC.
Ticker: AGYS Security ID: 00847J105
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: OCT 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald A. Colvin For For Management
1.2 Elect Director Dana Jones For For Management
1.3 Elect Director Jerry Jones For For Management
1.4 Elect Director Michael A. Kaufman For For Management
1.5 Elect Director Melvin L. Keating For For Management
1.6 Elect Director John Mutch For For Management
1.7 Elect Director Ramesh Srinivasan For For Management
2 Approve Issuance of Shares for a For For Management
Private Placement
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGREE REALTY CORPORATION
Ticker: ADC Security ID: 008492100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Agree For For Management
1.2 Elect Director Karen Dearing For For Management
1.3 Elect Director Michael Hollman For For Management
1.4 Elect Director John Rakolta, Jr. For For Management
1.5 Elect Director Jerome Rossi For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
AKEBIA THERAPEUTICS, INC.
Ticker: AKBA Security ID: 00972D105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Gilman For For Management
1.2 Elect Director Cynthia Smith For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALAMO GROUP INC.
Ticker: ALG Security ID: 011311107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roderick R. Baty For For Management
1b Elect Director Robert P. Bauer For For Management
1c Elect Director Eric P. Etchart For For Management
1d Elect Director Tracy C. Jokinen For For Management
1e Elect Director Richard W. Parod For For Management
1f Elect Director Ronald A. Robinson For For Management
1g Elect Director Lorie L. Tekorius For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALARM.COM HOLDINGS, INC.
Ticker: ALRM Security ID: 011642105
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darius G. Nevin For For Management
1.2 Elect Director Stephen Trundle For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
ALBANY INTERNATIONAL CORP.
Ticker: AIN Security ID: 012348108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine L. Standish For For Management
1.2 Elect Director Erland E. Kailbourne For For Management
1.3 Elect Director John R. Scannell For For Management
1.4 Elect Director Katharine L. Plourde For For Management
1.5 Elect Director A. William Higgins For For Management
1.6 Elect Director Kenneth W. Krueger For For Management
1.7 Elect Director Lee C. Wortham For For Management
1.8 Elect Director Mark J. Murphy For For Management
1.9 Elect Director J. Michael McQuade For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC.
Ticker: ALEX Security ID: 014491104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Benjamin For For Management
1.2 Elect Director Diana M. Laing For For Management
1.3 Elect Director John T. Leong For For Management
1.4 Elect Director Thomas A. Lewis, Jr. For For Management
1.5 Elect Director Douglas M. Pasquale For For Management
1.6 Elect Director Michele K. Saito For For Management
1.7 Elect Director Eric K. Yeaman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED
Ticker: ATI Security ID: 01741R102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert J. Carlisle For For Management
1.2 Elect Director David P. Hess For For Management
1.3 Elect Director Marianne Kah For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLEGIANT TRAVEL COMPANY
Ticker: ALGT Security ID: 01748X102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maurice J. Gallagher, For For Management
Jr.
1b Elect Director Montie Brewer For For Management
1c Elect Director Gary Ellmer For For Management
1d Elect Director Ponder Harrison For For Management
1e Elect Director Linda A. Marvin For For Management
1f Elect Director Charles W. Pollard For For Management
1g Elect Director John Redmond For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
Ticker: MDRX Security ID: 01988P108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth A. Altman For For Management
1b Elect Director Mara G. Aspinall For For Management
1c Elect Director Paul M. Black For For Management
1d Elect Director P. Gregory Garrison For For Management
1e Elect Director Jonathan J. Judge For For Management
1f Elect Director Michael A. Klayko For For Management
1g Elect Director Dave B. Stevens For For Management
1h Elect Director David D. Stevens For For Management
1i Elect Director Carol J. Zierhoffer For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALTRA INDUSTRIAL MOTION CORP.
Ticker: AIMC Security ID: 02208R106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl R. Christenson For For Management
1.2 Elect Director Lyle G. Ganske For For Management
1.3 Elect Director J. Scott Hall For For Management
1.4 Elect Director Nicole Parent Haughey For For Management
1.5 Elect Director Margot L. Hoffman For For Management
1.6 Elect Director Thomas W. Swidarski For For Management
1.7 Elect Director James H. Woodward, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMALGAMATED BANK
Ticker: AMAL Security ID: 022663108
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Formation of Holding Company For Against Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
AMALGAMATED FINANCIAL CORP.
Ticker: AMAL Security ID: 022671101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynne P. Fox For For Management
1.2 Elect Director Donald E. Bouffard, Jr. For For Management
1.3 Elect Director Maryann Bruce For For Management
1.4 Elect Director Patricia Diaz Dennis For For Management
1.5 Elect Director Robert C. Dinerstein For For Management
1.6 Elect Director Mark A. Finser For For Management
1.7 Elect Director Julie Kelly For For Management
1.8 Elect Director JoAnn S. Lilek For For Management
1.9 Elect Director John McDonagh For For Management
1.10 Elect Director Robert G. Romasco For Against Management
1.11 Elect Director Edgar Romney, Sr. For For Management
1.12 Elect Director Stephen R. Sleigh For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMC NETWORKS INC.
Ticker: AMCX Security ID: 00164V103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Tow For Withhold Management
1.2 Elect Director David E. Van Zandt For Withhold Management
1.3 Elect Director Carl E. Vogel For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
AMERICA'S CAR-MART, INC.
Ticker: CRMT Security ID: 03062T105
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann G. Bordelon For For Management
1.2 Elect Director Ray C. Dillon For For Management
1.3 Elect Director Daniel J. Englander For For Management
1.4 Elect Director William H. Henderson For For Management
1.5 Elect Director Joshua G. Welch For For Management
1.6 Elect Director Jeffrey A. Williams For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Dauch For For Management
1.2 Elect Director William L. Kozyra For For Management
1.3 Elect Director Peter D. Lyons For For Management
1.4 Elect Director Samuel Valenti, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
Ticker: AEL Security ID: 025676206
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda J. Cushing For For Management
1.2 Elect Director Douglas T. Healy For For Management
1.3 Elect Director David S. Mulcahy For For Management
1.4 Elect Director Sachin Shah For For Management
1.5 Elect Director A.J. Strickland, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN HOMES 4 RENT
Ticker: AMH Security ID: 02665T306
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth M. Woolley For For Management
1b Elect Director David P. Singelyn For For Management
1c Elect Director Douglas N. Benham For For Management
1d Elect Director Jack Corrigan For For Management
1e Elect Director David Goldberg For For Management
1f Elect Director Tamara Hughes Gustavson For For Management
1g Elect Director Matthew J. Hart For For Management
1h Elect Director Michelle C. Kerrick For For Management
1i Elect Director James H. Kropp For For Management
1j Elect Director Lynn C. Swann For For Management
1k Elect Director Winifred M. Webb For For Management
1l Elect Director Jay Willoughby For For Management
1m Elect Director Matthew R. Zaist For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMERICAN STATES WATER COMPANY
Ticker: AWR Security ID: 029899101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah J. Anderson For For Management
1.2 Elect Director Steven D. Davis For For Management
1.3 Elect Director Anne M. Holloway For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERIS BANCORP
Ticker: ABCB Security ID: 03076K108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William I. Bowen, Jr. For For Management
1.2 Elect Director Rodney D. Bullard For For Management
1.3 Elect Director Wm. Millard Choate For For Management
1.4 Elect Director R. Dale Ezzell For For Management
1.5 Elect Director Leo J. Hill For For Management
1.6 Elect Director Daniel B. Jeter For For Management
1.7 Elect Director Robert P. Lynch For For Management
1.8 Elect Director Elizabeth A. McCague For For Management
1.9 Elect Director James B. Miller, Jr. For For Management
1.10 Elect Director Gloria A. O'Neal For For Management
1.11 Elect Director H. Palmer Proctor, Jr. For For Management
1.12 Elect Director William H. Stern For For Management
1.13 Elect Director Jimmy D. Veal For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMERISAFE, INC.
Ticker: AMSF Security ID: 03071H100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip A. Garcia For For Management
1.2 Elect Director Millard E. Morris For For Management
1.3 Elect Director Randall E. Roach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMICUS THERAPEUTICS, INC.
Ticker: FOLD Security ID: 03152W109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Wheeler For For Management
1.2 Elect Director Burke W. Whitman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AMN Security ID: 001744101
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Foletta For For Management
1b Elect Director Teri G. Fontenot For For Management
1c Elect Director R. Jeffrey Harris For For Management
1d Elect Director Daphne E. Jones For For Management
1e Elect Director Martha H. Marsh For For Management
1f Elect Director Susan R. Salka For For Management
1g Elect Director Sylvia Trent-Adams For For Management
1h Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
ANAPLAN, INC.
Ticker: PLAN Security ID: 03272L108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Conte For Withhold Management
1.2 Elect Director Suresh Vasudevan For For Management
1.3 Elect Director Yvonne Wassenaar For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANGIODYNAMICS, INC.
Ticker: ANGO Security ID: 03475V101
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eileen O. Auen For For Management
1.2 Elect Director James C. Clemmer For For Management
1.3 Elect Director Howard W. Donnelly For For Management
1.4 Elect Director Jan Stern Reed For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ANIKA THERAPEUTICS, INC.
Ticker: ANIK Security ID: 035255108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen O. Richard For For Management
1b Elect Director Jeffery S. Thompson For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APA CORP.
Ticker: APA Security ID: 03743Q108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Juliet S. Ellis For For Management
4 Elect Director Chansoo Joung For For Management
5 Elect Director John E. Lowe For For Management
6 Elect Director H. Lamar McKay For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditor For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Amend Charter to Remove the For For Management
Pass-Through Voting Provision
--------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC.
Ticker: APOG Security ID: 037598109
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christina M. Alvord For For Management
1b Elect Director Herbert K. Parker For For Management
1c Elect Director Ty R. Silberhorn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
Ticker: AIT Security ID: 03820C105
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Pagano, Jr. For For Management
1.2 Elect Director Neil A. Schrimsher For For Management
1.3 Elect Director Peter C. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARCBEST CORPORATION
Ticker: ARCB Security ID: 03937C105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eduardo F. Conrado For For Management
1.2 Elect Director Fredrik J. Eliasson For For Management
1.3 Elect Director Stephen E. Gorman For For Management
1.4 Elect Director Michael P. Hogan For For Management
1.5 Elect Director Kathleen D. McElligott For For Management
1.6 Elect Director Judy R. McReynolds For For Management
1.7 Elect Director Craig E. Philip For For Management
1.8 Elect Director Steven L. Spinner For For Management
1.9 Elect Director Janice E. Stipp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCH RESOURCES, INC.
Ticker: ARCH Security ID: 03940R107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Bartels, Jr. For For Management
1.2 Elect Director James N. Chapman For For Management
1.3 Elect Director John W. Eaves For For Management
1.4 Elect Director Holly Keller Koeppel For For Management
1.5 Elect Director Patrick A. Kriegshauser For For Management
1.6 Elect Director Paul A. Lang For For Management
1.7 Elect Director Richard A. Navarre For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ARCONIC CORPORATION
Ticker: ARNC Security ID: 03966V107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frederick "Fritz" A. For For Management
Henderson
1b Elect Director William F. Austen For For Management
1c Elect Director Christopher L. Ayers For For Management
1d Elect Director Margaret "Peg" S. For For Management
Billson
1e Elect Director Jacques Croisetiere For For Management
1f Elect Director Elmer L. Doty For For Management
1g Elect Director Carol S. Eicher For For Management
1h Elect Director Timothy D. Myers For For Management
1i Elect Director E. Stanley O'Neal For For Management
1j Elect Director Jeffrey Stafeil For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARCOSA, INC.
Ticker: ACA Security ID: 039653100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph Alvarado For For Management
1b Elect Director Jeffrey A. Craig For For Management
1c Elect Director John W. Lindsay For For Management
1d Elect Director Rhys J. Best For For Management
1e Elect Director David W. Biegler For For Management
1f Elect Director Antonio Carrillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARTISAN PARTNERS ASSET MANAGEMENT INC.
Ticker: APAM Security ID: 04316A108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer A. Barbetta For For Management
1.2 Elect Director Matthew R. Barger For For Management
1.3 Elect Director Eric R. Colson For For Management
1.4 Elect Director Tench Coxe For For Management
1.5 Elect Director Stephanie G. DiMarco For For Management
1.6 Elect Director Jeffrey A. Joerres For Withhold Management
1.7 Elect Director Andrew A. Ziegler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC.
Ticker: ABG Security ID: 043436104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Reddin For For Management
1b Elect Director Joel Alsfine For For Management
1c Elect Director Thomas C. DeLoach, Jr. For For Management
1d Elect Director William D. Fay For For Management
1e Elect Director David W. Hult For For Management
1f Elect Director Juanita T. James For For Management
1g Elect Director Philip F. Maritz For For Management
1h Elect Director Maureen F. Morrison For For Management
1i Elect Director Bridget Ryan-Berman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASGN INCORPORATED
Ticker: ASGN Security ID: 00191U102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Dyer For For Management
1.2 Elect Director Mariel A. Joliet For For Management
1.3 Elect Director Marty R. Kittrell For For Management
1.4 Elect Director Carol Lindstrom For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASSURED GUARANTY LTD.
Ticker: AGO Security ID: G0585R106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francisco L. Borges For For Management
1b Elect Director G. Lawrence Buhl For For Management
1c Elect Director Dominic J. Frederico For For Management
1d Elect Director Bonnie L. Howard For For Management
1e Elect Director Thomas W. Jones For For Management
1f Elect Director Patrick W. Kenny For For Management
1g Elect Director Alan J. Kreczko For For Management
1h Elect Director Simon W. Leathes For For Management
1i Elect Director Michelle McCloskey For For Management
1j Elect Director Michael T. O'Kane For For Management
1k Elect Director Yukiko Omura For For Management
1l Elect Director Lorin P.T. Radtke For For Management
1m Elect Director Courtney C. Shea For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4aa Elect Howard W. Albert as Director of For For Management
Assured Guaranty Re Ltd.
4ab Elect Robert A. Bailenson as Director For For Management
of Assured Guaranty Re Ltd.
4ac Elect Russell B. Brewer, II as For For Management
Director of Assured Guaranty Re Ltd.
4ad Elect Gary Burnet as Director of For For Management
Assured Guaranty Re Ltd.
4ae Elect Ling Chow as Director of Assured For For Management
Guaranty Re Ltd.
4af Elect Stephen Donnarumma as Director For For Management
of Assured Guaranty Re Ltd.
4ag Elect Dominic J. Frederico as Director For For Management
of Assured Guaranty Re Ltd.
4ah Elect Darrin Futter as Director of For For Management
Assured Guaranty Re Ltd.
4ai Elect Walter A. Scott as Director of For For Management
Assured Guaranty Re Ltd.
4B Ratify PricewaterhouseCoopers LLP as For For Management
Auditor of Assured Guaranty Re Ltd.
--------------------------------------------------------------------------------
ATKORE INTERNATIONAL GROUP INC.
Ticker: ATKR Security ID: 047649108
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Betty R. Johnson For For Management
1b Elect Director William E. Waltz, Jr. For For Management
1c Elect Director A. Mark Zeffiro For For Management
1d Elect Director Jeri L. Isbell For For Management
1e Elect Director Wilbert W. James, Jr. For For Management
1f Elect Director Michael V. Schrock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC.
Ticker: ACBI Security ID: 048269203
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. "Sonny" For For Management
Deriso, Jr.
1.2 Elect Director Shantella E. "Shan" For For Management
Cooper
1.3 Elect Director David H. Eidson For For Management
1.4 Elect Director Henchy R. Enden For For Management
1.5 Elect Director James H. Graves For For Management
1.6 Elect Director Douglas J. Hertz For For Management
1.7 Elect Director Thomas "Tommy" M. Holder For For Management
1.8 Elect Director Lizanne Thomas For For Management
1.9 Elect Director Douglas L. Williams For For Management
1.10 Elect Director Marietta Edmunds Zakas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC.
Ticker: AAWW Security ID: 049164205
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. Bernlohr For For Management
1.2 Elect Director Charles F. Bolden, Jr. For For Management
1.3 Elect Director John W. Dietrich For For Management
1.4 Elect Director Beverly K. Goulet For For Management
1.5 Elect Director Bobby J. Griffin For For Management
1.6 Elect Director Carol B. Hallett For For Management
1.7 Elect Director Duncan J. McNabb For For Management
1.8 Elect Director Sheila A. Stamps For For Management
1.9 Elect Director John K. Wulff For For Management
1.10 Elect Director Carol J. Zierhoffer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVID TECHNOLOGY, INC.
Ticker: AVID Security ID: 05367P100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christian A. Asmar For For Management
1b Elect Director Elizabeth M. Daley For For Management
1c Elect Director Nancy Hawthorne For For Management
1d Elect Director Michelle Munson For For Management
1e Elect Director Daniel B. Silvers For For Management
1f Elect Director John P. Wallace For For Management
1g Elect Director Peter Westley For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVISTA CORPORATION
Ticker: AVA Security ID: 05379B107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristianne Blake For For Management
1b Elect Director Donald C. Burke For For Management
1c Elect Director Rebecca A. Klein For For Management
1d Elect Director Sena M. Kwawu For For Management
1e Elect Director Scott H. Maw For For Management
1f Elect Director Scott L. Morris For For Management
1g Elect Director Jeffry L. Philipps For For Management
1h Elect Director Heidi B. Stanley For For Management
1i Elect Director R. John Taylor For For Management
1j Elect Director Dennis P. Vermillion For For Management
1k Elect Director Janet D. Widmann For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXCELIS TECHNOLOGIES, INC.
Ticker: ACLS Security ID: 054540208
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tzu-Yin "TY" Chiu For For Management
1.2 Elect Director Richard J. Faubert For For Management
1.3 Elect Director Arthur L. George, Jr. For For Management
1.4 Elect Director Joseph P. Keithley For For Management
1.5 Elect Director John T. Kurtzweil For For Management
1.6 Elect Director Mary G. Puma For For Management
1.7 Elect Director Thomas St. Dennis For For Management
1.8 Elect Director Jorge Titinger For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXOGEN, INC.
Ticker: AXGN Security ID: 05463X106
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen Zaderej For For Management
1.2 Elect Director Gregory Freitag For For Management
1.3 Elect Director Quentin Blackford For For Management
1.4 Elect Director Mark Gold For For Management
1.5 Elect Director Alan Levine For For Management
1.6 Elect Director Guido Neels For For Management
1.7 Elect Director Paul Thomas For For Management
1.8 Elect Director Amy Wendell For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AXOS FINANCIAL, INC.
Ticker: AX Security ID: 05465C100
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brandon Black For Withhold Management
1.2 Elect Director Tamara N. Bohlig For For Management
1.3 Elect Director Nicholas A. Mosich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AZZ INC.
Ticker: AZZ Security ID: 002474104
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel E. Berce For For Management
1.2 Elect Director Paul Eisman For For Management
1.3 Elect Director Daniel R. Feehan For For Management
1.4 Elect Director Thomas E. Ferguson For For Management
1.5 Elect Director Kevern R. Joyce For For Management
1.6 Elect Director Venita McCellon-Allen For For Management
1.7 Elect Director Ed McGough For For Management
1.8 Elect Director Steven R. Purvis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
B&G FOODS, INC.
Ticker: BGS Security ID: 05508R106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director DeAnn L. Brunts For For Management
1.2 Elect Director Debra Martin Chase For For Management
1.3 Elect Director Charles F. Marcy For For Management
1.4 Elect Director Robert D. Mills For For Management
1.5 Elect Director Dennis M. Mullen For For Management
1.6 Elect Director Cheryl M. Palmer For For Management
1.7 Elect Director Alfred Poe For For Management
1.8 Elect Director Stephen C. Sherrill For For Management
1.9 Elect Director David L. Wenner For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BALCHEM CORPORATION
Ticker: BCPC Security ID: 057665200
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Knutson For For Management
1.2 Elect Director Joyce Lee For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANC OF CALIFORNIA, INC.
Ticker: BANC Security ID: 05990K106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. "Conan" Barker For For Management
1b Elect Director Mary A. Curran For For Management
1c Elect Director B.A. Fallon-Walsh For For Management
1d Elect Director Bonnie G. Hill For For Management
1e Elect Director Richard J. Lashley For For Management
1f Elect Director Jonah F. Schnel For For Management
1g Elect Director Robert D. Sznewajs For For Management
1h Elect Director Andrew Thau For For Management
1i Elect Director Jared M. Wolff For For Management
1j Elect Director W. Kirk Wycoff For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANC OF CALIFORNIA, INC.
Ticker: BANC Security ID: 05990K106
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BANKFINANCIAL CORPORATION
Ticker: BFIN Security ID: 06643P104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cassandra J. Francis For For Management
1.2 Elect Director Terry R. Wells For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANKUNITED, INC.
Ticker: BKU Security ID: 06652K103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rajinder P. Singh For For Management
1.2 Elect Director Tere Blanca For For Management
1.3 Elect Director John N. DiGiacomo For For Management
1.4 Elect Director Michael J. Dowling For For Management
1.5 Elect Director Douglas J. Pauls For For Management
1.6 Elect Director A. Gail Prudenti For For Management
1.7 Elect Director William S. Rubenstein For For Management
1.8 Elect Director Sanjiv Sobti For For Management
1.9 Elect Director Lynne Wines For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANNER CORPORATION
Ticker: BANR Security ID: 06652V208
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roberto R. Herencia For For Management
1.2 Elect Director John R. Layman For For Management
1.3 Elect Director Kevin F. Riordan For For Management
1.4 Elect Director Terry Schwakopf For For Management
1.5 Elect Director Ellen R.M. Boyer For For Management
1.6 Elect Director David I. Matson For For Management
1.7 Elect Director John Pedersen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
BARNES GROUP INC.
Ticker: B Security ID: 067806109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas O. Barnes For For Management
1b Elect Director Elijah K. Barnes For For Management
1c Elect Director Patrick J. Dempsey For For Management
1d Elect Director Richard J. Hipple For For Management
1e Elect Director Thomas J. Hook For For Management
1f Elect Director Daphne E. Jones For For Management
1g Elect Director Mylle H. Mangum For For Management
1h Elect Director Hans-Peter Manner For For Management
1i Elect Director William J. Morgan For For Management
1j Elect Director Anthony V. Nicolosi For For Management
1k Elect Director JoAnna L. Sohovich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
BEACON ROOFING SUPPLY, INC.
Ticker: BECN Security ID: 073685109
Meeting Date: FEB 19, 2021 Meeting Type: Annual
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip W. Knisely For For Management
1.2 Elect Director Julian G. Francis For For Management
1.3 Elect Director Carl T. Berquist For For Management
1.4 Elect Director Barbara G. Fast For For Management
1.5 Elect Director Richard W. Frost For For Management
1.6 Elect Director Alan Gershenhorn For For Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Neil S. Novich For For Management
1.9 Elect Director Stuart A. Randle For For Management
1.10 Elect Director Nathan K. Sleeper For For Management
1.11 Elect Director Douglas L. Young For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BEAZER HOMES USA, INC.
Ticker: BZH Security ID: 07556Q881
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth S. Acton For For Management
1b Elect Director Allan P. Merrill For For Management
1c Elect Director Peter M. Orser For For Management
1d Elect Director Norma A. Provencio For For Management
1e Elect Director Danny R. Shepherd For For Management
1f Elect Director David J. Spitz For For Management
1g Elect Director C. Christian Winkle For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harriet Edelman For For Management
1b Elect Director Mark J. Tritton For For Management
1c Elect Director John E. Fleming For For Management
1d Elect Director Sue E. Gove For For Management
1e Elect Director Jeffrey A. Kirwan For For Management
1f Elect Director Virginia P. Ruesterholz For For Management
1g Elect Director Joshua E. Schechter For For Management
1h Elect Director Andrea M. Weiss For For Management
1i Elect Director Mary A. Winston For For Management
1j Elect Director Ann Yerger For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BERRY CORPORATION (BRY)
Ticker: BRY Security ID: 08579X101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cary Baetz For For Management
1.2 Elect Director Brent Buckley For For Management
1.3 Elect Director Renee Hornbaker For For Management
1.4 Elect Director Anne Mariucci For For Management
1.5 Elect Director Don Paul For For Management
1.6 Elect Director Arthur "Trem" Smith For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIG LOTS, INC.
Ticker: BIG Security ID: 089302103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Campos For For Management
1.2 Elect Director James R. Chambers For For Management
1.3 Elect Director Sebastian J. DiGrande For For Management
1.4 Elect Director Marla C. Gottschalk For For Management
1.5 Elect Director Cynthia T. Jamison For For Management
1.6 Elect Director Thomas A. Kingsbury For For Management
1.7 Elect Director Christopher J. McCormick For For Management
1.8 Elect Director Kimberley A. Newton For For Management
1.9 Elect Director Nancy A. Reardon For For Management
1.10 Elect Director Wendy L. Schoppert For For Management
1.11 Elect Director Bruce K. Thorn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BJ'S RESTAURANTS, INC.
Ticker: BJRI Security ID: 09180C106
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter 'Pete' A. Bassi For For Management
1.2 Elect Director Larry D. Bouts For For Management
1.3 Elect Director James 'Jim' A. Dal Pozzo For For Management
1.4 Elect Director Gerald 'Jerry' W. For For Management
Deitchle
1.5 Elect Director Noah A. Elbogen For For Management
1.6 Elect Director Lea Anne S. Ottinger For For Management
1.7 Elect Director Keith E. Pascal For Withhold Management
1.8 Elect Director Janet M. Sherlock For For Management
1.9 Elect Director Gregory A. Trojan For For Management
1.10 Elect Director Patrick D. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
BJ'S RESTAURANTS, INC.
Ticker: BJRI Security ID: 09180C106
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter 'Pete' A. Bassi For For Management
1.2 Elect Director Larry D. Bouts For For Management
1.3 Elect Director Bina Chaurasia For For Management
1.4 Elect Director James 'Jim' A. Dal Pozzo For For Management
1.5 Elect Director Gerald 'Jerry' W. For For Management
Deitchle
1.6 Elect Director Noah A. Elbogen For For Management
1.7 Elect Director Lea Anne S. Ottinger For For Management
1.8 Elect Director Keith E. Pascal For For Management
1.9 Elect Director Janet M. Sherlock For For Management
1.10 Elect Director Gregory A. Trojan For For Management
1.11 Elect Director Patrick D. Walsh For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLACK HILLS CORPORATION
Ticker: BKH Security ID: 092113109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linden R. Evans For For Management
1.2 Elect Director Barry M. Granger For For Management
1.3 Elect Director Tony A. Jensen For For Management
1.4 Elect Director Steven R. Mills For For Management
1.5 Elect Director Scott M. Prochazka For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLOOMIN' BRANDS, INC.
Ticker: BLMN Security ID: 094235108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Fitzjohn For For Management
1.2 Elect Director John P. Gainor, Jr. For For Management
1.3 Elect Director John J. Mahoney For For Management
1.4 Elect Director R. Michael Mohan For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote Against For Shareholder
Requirement
6 Report on Climate Change Against For Shareholder
--------------------------------------------------------------------------------
BLUEROCK RESIDENTIAL GROWTH REIT, INC.
Ticker: BRG Security ID: 09627J102
Meeting Date: SEP 08, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For Against Management
2.1 Elect Director R. Ramin Kamfar For Withhold Management
2.2 Elect Director I. Bobby Majumder For Withhold Management
2.3 Elect Director Romano Tio For For Management
2.4 Elect Director Elizabeth Harrison For For Management
2.5 Elect Director Kamal Jafarnia For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
BOISE CASCADE COMPANY
Ticker: BCC Security ID: 09739D100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nate Jorgensen For For Management
1b Elect Director Richard Fleming For For Management
1c Elect Director Mack Hogans For For Management
1d Elect Director Christopher McGowan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BOOT BARN HOLDINGS, INC.
Ticker: BOOT Security ID: 099406100
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Starrett For For Management
1.2 Elect Director Greg Bettinelli For For Management
1.3 Elect Director James G. Conroy For For Management
1.4 Elect Director Lisa G. Laube For For Management
1.5 Elect Director Anne MacDonald For For Management
1.6 Elect Director Brenda I. Morris For For Management
1.7 Elect Director Brad Weston For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
Ticker: BPFH Security ID: 101119105
Meeting Date: MAY 04, 2021 Meeting Type: Proxy Contest
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Approve Merger Agreement Against Did Not Vote Management
2 Advisory Vote on Golden Parachutes Against Did Not Vote Management
3 Adjourn Meeting Against Did Not Vote Management
--------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC.
Ticker: EPAY Security ID: 101388106
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. D'Amato For For Management
1.2 Elect Director Robert A. Eberle For For Management
1.3 Elect Director Jeffrey C. Leathe For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRIGHTSPHERE INVESTMENT GROUP INC.
Ticker: BSIG Security ID: 10948W103
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Chersi For For Management
1.2 Elect Director Andrew Kim For For Management
1.3 Elect Director John A. Paulson For For Management
1.4 Elect Director Barbara Trebbi For For Management
1.5 Elect Director Suren Rana For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BROOKFIELD INFRASTRUCTURE CORPORATION
Ticker: BIPC Security ID: 11275Q107
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Blidner For Withhold Management
1.2 Elect Director William Cox For Withhold Management
1.3 Elect Director John Fees For Withhold Management
1.4 Elect Director Roslyn Kelly For For Management
1.5 Elect Director John Mullen For Withhold Management
1.6 Elect Director Daniel Muniz Quintanilla For For Management
1.7 Elect Director Anne Schaumburg For For Management
1.8 Elect Director Rajeev Vasudeva For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BROOKFIELD RENEWABLE CORPORATION
Ticker: BEPC Security ID: 11284V105
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Blidner For Withhold Management
1.2 Elect Director Scott Cutler For For Management
1.3 Elect Director Eleazar de Carvalho For For Management
Filho
1.4 Elect Director Nancy Dorn For Withhold Management
1.5 Elect Director David Mann For Withhold Management
1.6 Elect Director Lou Maroun For Withhold Management
1.7 Elect Director Sachin Shah For Withhold Management
1.8 Elect Director Stephen Westwell For For Management
1.9 Elect Director Patricia Zuccotti For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BROOKLINE BANCORP, INC.
Ticker: BRKL Security ID: 11373M107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Doyle, Jr. For For Management
1b Elect Director Thomas J. Hollister For For Management
1c Elect Director Charles H. Peck For For Management
1d Elect Director Paul A. Perrault For For Management
1e Elect Director Joseph J. Slotnik For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BROOKS AUTOMATION, INC.
Ticker: BRKS Security ID: 114340102
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robyn C. Davis For For Management
1.2 Elect Director Joseph R. Martin For For Management
1.3 Elect Director Erica J. McLaughlin For For Management
1.4 Elect Director Krishna G. Palepu For For Management
1.5 Elect Director Michael Rosenblatt For For Management
1.6 Elect Director Stephen S. Schwartz For For Management
1.7 Elect Director Alfred Woollacott, III For For Management
1.8 Elect Director Mark S. Wrighton For For Management
1.9 Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CABOT CORPORATION
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia A. Arnold For For Management
1.2 Elect Director Douglas G. Del Grosso For For Management
1.3 Elect Director Christine Y. Yan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CACTUS, INC.
Ticker: WHD Security ID: 127203107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael McGovern For For Management
1.2 Elect Director John (Andy) O'Donnell For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CADENCE BANCORPORATION
Ticker: CADE Security ID: 12739A100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul B. Murphy, Jr. For For Management
1.2 Elect Director Precious W. Owodunni For For Management
1.3 Elect Director Marc J. Shapiro For For Management
1.4 Elect Director J. Thomas Wiley, Jr. For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAI INTERNATIONAL, INC.
Ticker: CAI Security ID: 12477X106
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn G. Jackson For For Management
1.2 Elect Director Andrew S. Ogawa For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CALAVO GROWERS, INC.
Ticker: CVGW Security ID: 128246105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Farha Aslam For For Management
1.2 Elect Director Marc L. Brown For For Management
1.3 Elect Director Michael A. DiGregorio For For Management
1.4 Elect Director Harold S. Edwards For For Management
1.5 Elect Director James Helin For For Management
1.6 Elect Director Steven Hollister For For Management
1.7 Elect Director Kathleen M. Holmgren For For Management
1.8 Elect Director John M. Hunt For For Management
1.9 Elect Director J. Link Leavens For For Management
1.10 Elect Director Donald M. Sanders For For Management
1.11 Elect Director Scott Van Der Kar For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
Ticker: ELY Security ID: 131193104
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
Ticker: ELY Security ID: 131193104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oliver G. (Chip) For For Management
Brewer, III
1.2 Elect Director Erik J Anderson For For Management
1.3 Elect Director Samuel H. Armacost For For Management
1.4 Elect Director Scott H. Baxter For For Management
1.5 Elect Director Thomas G. Dundon For For Management
1.6 Elect Director Laura J. Flanagan For For Management
1.7 Elect Director Russell L. Fleischer For For Management
1.8 Elect Director John F. Lundgren For For Management
1.9 Elect Director Scott M. Marimow For For Management
1.10 Elect Director Adebayo O. Ogunlesi For For Management
1.11 Elect Director Linda B. Segre For For Management
1.12 Elect Director Anthony S. Thornley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CAMBIUM NETWORKS CORPORATION
Ticker: CMBM Security ID: G17766109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Amen For Withhold Management
1.2 Elect Director Vikram Verma For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAMPING WORLD HOLDINGS, INC.
Ticker: CWH Security ID: 13462K109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andris A. Baltins For Withhold Management
1.2 Elect Director Brent L. Moody For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPRI HOLDINGS LIMITED
Ticker: CPRI Security ID: G1890L107
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Idol For For Management
1b Elect Director Robin Freestone For For Management
1c Elect Director Ann Korologos For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CAPSTAR FINANCIAL HOLDINGS, INC.
Ticker: CSTR Security ID: 14070T102
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Bottorff For For Management
1.2 Elect Director L. Earl Bentz For For Management
1.3 Elect Director Sam B. DeVane For For Management
1.4 Elect Director Thomas R. Flynn For For Management
1.5 Elect Director Louis A. Green, III For For Management
1.6 Elect Director Valora S. Gurganious For For Management
1.7 Elect Director Myra NanDora Jenne For For Management
1.8 Elect Director Joelle J. Phillips For For Management
1.9 Elect Director Timothy K. Schools For For Management
1.10 Elect Director Stephen B. Smith For For Management
1.11 Elect Director James S. Turner, Jr. For For Management
1.12 Elect Director Toby S. Wilt For For Management
2 Ratify Elliott Davis, LLC as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CAPSTEAD MORTGAGE CORPORATION
Ticker: CMO Security ID: 14067E506
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pat Augustine For For Management
1.2 Elect Director Jack Biegler For For Management
1.3 Elect Director Michelle P. Goolsby For For Management
1.4 Elect Director Gary Keiser For For Management
1.5 Elect Director Christopher W. Mahowald For For Management
1.6 Elect Director Michael G. O'Neil For For Management
1.7 Elect Director Phillip A. Reinsch For For Management
1.8 Elect Director Mark S. Whiting For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
CARDIOVASCULAR SYSTEMS, INC.
Ticker: CSII Security ID: 141619106
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martha Goldberg Aronson For For Management
1b Elect Director William Cohn For For Management
1c Elect Director Stephen Stenbeck For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAREDX, INC.
Ticker: CDNA Security ID: 14167L103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Bickerstaff, For For Management
III
1.2 Elect Director Grace E. Colon For For Management
1.3 Elect Director Ralph Snyderman For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CARETRUST REIT, INC.
Ticker: CTRE Security ID: 14174T107
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Allen C. Barbieri For For Management
1b Elect Director Jon D. Kline For For Management
1c Elect Director Diana M. Laing For For Management
1d Elect Director Spencer G. Plumb For For Management
1e Elect Director Gregory K. Stapley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CARGURUS, INC.
Ticker: CARG Security ID: 141788109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lori Hickok For Withhold Management
1.2 Elect Director Greg Schwartz For Withhold Management
1.3 Elect Director Jason Trevisan For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARRIAGE SERVICES, INC.
Ticker: CSV Security ID: 143905107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melvin C. Payne For For Management
1.2 Elect Director James R. Schenck For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For Against Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CARTER BANKSHARES, INC.
Ticker: CARE Security ID: 146103106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Bird For For Management
1.2 Elect Director Kevin S. Bloomfield For For Management
1.3 Elect Director Robert M. Bolton For For Management
1.4 Elect Director Robert W. Conner For For Management
1.5 Elect Director Gregory W. Feldmann For For Management
1.6 Elect Director James W. Haskins For For Management
1.7 Elect Director Phyllis Q. Karavatakis For For Management
1.8 Elect Director Lanny A. Kyle For For Management
1.9 Elect Director E. Warren Matthews For For Management
1.10 Elect Director Catharine L. Midkiff For For Management
1.11 Elect Director Litz H. Van Dyke For For Management
1.12 Elect Director Elizabeth L. Walsh For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CASS INFORMATION SYSTEMS, INC.
Ticker: CASS Security ID: 14808P109
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Ebel For For Management
1.2 Elect Director Randall L. Schilling For For Management
1.3 Elect Director Franklin D. Wicks, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CASTLE BIOSCIENCES, INC.
Ticker: CSTL Security ID: 14843C105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mara G. Aspinall For Withhold Management
1.2 Elect Director Daniel M. Bradbury For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC.
Ticker: CVCO Security ID: 149568107
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Blount For For Management
1.2 Elect Director William C. Boor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CBIZ, INC.
Ticker: CBZ Security ID: 124805102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. DeGroote For For Management
1.2 Elect Director Gina D. France For For Management
1.3 Elect Director A. Haag Sherman For For Management
1.4 Elect Director Todd J. Slotkin For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTRAL GARDEN & PET COMPANY
Ticker: CENT Security ID: 153527106
Meeting Date: FEB 09, 2021 Meeting Type: Annual
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Brown For Withhold Management
1.2 Elect Director Courtnee Chun For For Management
1.3 Elect Director Timothy P. Cofer For Withhold Management
1.4 Elect Director Brendan P. Dougher For For Management
1.5 Elect Director Michael J. Edwards For For Management
1.6 Elect Director Michael J. Griffith For For Management
1.7 Elect Director Christopher T. Metz For For Management
1.8 Elect Director Daniel P. Myers For Withhold Management
1.9 Elect Director Brooks M. Pennington, For Withhold Management
III
1.10 Elect Director John R. Ranelli For Withhold Management
1.11 Elect Director Mary Beth Springer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP.
Ticker: CPF Security ID: 154760409
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine H. H. Camp For For Management
1.2 Elect Director Earl E. Fry For For Management
1.3 Elect Director Wayne K. Kamitaki For For Management
1.4 Elect Director Paul J. Kosasa For For Management
1.5 Elect Director Duane K. Kurisu For For Management
1.6 Elect Director Christopher T. Lutes For For Management
1.7 Elect Director Colbert M. Matsumoto For For Management
1.8 Elect Director A. Catherine Ngo For For Management
1.9 Elect Director Saedene K. Ota For For Management
1.10 Elect Director Crystal K. Rose For For Management
1.11 Elect Director Paul K. Yonamine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTRAL VALLEY COMMUNITY BANCORP
Ticker: CVCY Security ID: 155685100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel N. Cunningham For For Management
1.2 Elect Director Daniel J. Doyle For Withhold Management
1.3 Elect Director F.T. "Tommy" Elliott, IV For For Management
1.4 Elect Director Robert J. Flautt For Withhold Management
1.5 Elect Director James M. Ford For For Management
1.6 Elect Director Gary D. Gall For Withhold Management
1.7 Elect Director Andriana D. Majarian For For Management
1.8 Elect Director Steven D. McDonald For For Management
1.9 Elect Director Louis McMurray For For Management
1.10 Elect Director Karen Musson For For Management
1.11 Elect Director Dorothea D. Silva For For Management
1.12 Elect Director William S. Smittcamp For For Management
2 Change Range for Size of the Board For For Management
3 Ratify Crowe LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTURY COMMUNITIES, INC.
Ticker: CCS Security ID: 156504300
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dale Francescon For For Management
1b Elect Director Robert J. Francescon For For Management
1c Elect Director Patricia L. Arvielo For For Management
1d Elect Director John P. Box For For Management
1e Elect Director Keith R. Guericke For For Management
1f Elect Director James M. Lippman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHART INDUSTRIES, INC.
Ticker: GTLS Security ID: 16115Q308
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carey Chen For For Management
1.2 Elect Director Jillian C. Evanko For For Management
1.3 Elect Director Steven W. Krablin For For Management
1.4 Elect Director Singleton B. McAllister For For Management
1.5 Elect Director Michael L. Molinini For For Management
1.6 Elect Director David M. Sagehorn For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION
Ticker: CPK Security ID: 165303108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas P. Hill, Jr. For For Management
1b Elect Director Dennis S. Hudson, III For For Management
1c Elect Director Calvert A. Morgan, Jr. For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Baker Tilly US, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHINOOK THERAPEUTICS, INC.
Ticker: KDNY Security ID: 16961L106
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Srinivas Akkaraju For For Management
1.2 Elect Director Dolca Thomas For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen A. Hogenson For For Management
1.2 Elect Director Lisa A. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CLEARWATER PAPER CORPORATION
Ticker: CLW Security ID: 18538R103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Corkrean For For Management
1b Elect Director Arsen S. Kitch For For Management
1c Elect Director Alexander Toeldte For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLEVELAND-CLIFFS INC.
Ticker: CLF Security ID: 185899101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lourenco Goncalves For For Management
1.2 Elect Director Douglas C. Taylor For For Management
1.3 Elect Director John T. Baldwin For For Management
1.4 Elect Director Robert P. Fisher, Jr. For For Management
1.5 Elect Director William K. Gerber For For Management
1.6 Elect Director Susan M. Green For For Management
1.7 Elect Director M. Ann Harlan For For Management
1.8 Elect Director Ralph S. Michael, III For For Management
1.9 Elect Director Janet L. Miller For For Management
1.10 Elect Director Eric M. Rychel For For Management
1.11 Elect Director Gabriel Stoliar For For Management
1.12 Elect Director Arlene M. Yocum For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COCA-COLA CONSOLIDATED, INC.
Ticker: COKE Security ID: 191098102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Frank Harrison, III For Withhold Management
1.2 Elect Director Sharon A. Decker For For Management
1.3 Elect Director Morgan H. Everett For For Management
1.4 Elect Director James R. Helvey, III For For Management
1.5 Elect Director William H. Jones For For Management
1.6 Elect Director Umesh M. Kasbekar For For Management
1.7 Elect Director David M. Katz For Withhold Management
1.8 Elect Director Jennifer K. Mann For For Management
1.9 Elect Director James H. Morgan For Withhold Management
1.10 Elect Director John W. Murrey, III For For Management
1.11 Elect Director Sue Anne H. Wells For For Management
1.12 Elect Director Dennis A. Wicker For Withhold Management
1.13 Elect Director Richard T. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
COGENT COMMUNICATIONS HOLDINGS, INC.
Ticker: CCOI Security ID: 19239V302
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Schaeffer For Withhold Management
1.2 Elect Director D. Blake Bath For For Management
1.3 Elect Director Steven D. Brooks For For Management
1.4 Elect Director Lewis H. Ferguson, III For For Management
1.5 Elect Director Carolyn Katz For For Management
1.6 Elect Director Sheryl Kennedy For For Management
1.7 Elect Director Marc Montagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COHEN & STEERS, INC.
Ticker: CNS Security ID: 19247A100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin Cohen For For Management
1b Elect Director Robert H. Steers For For Management
1c Elect Director Joseph M. Harvey For For Management
1d Elect Director Reena Aggarwal For For Management
1e Elect Director Frank T. Connor For For Management
1f Elect Director Peter L. Rhein For For Management
1g Elect Director Richard P. Simon For For Management
1h Elect Director Dasha Smith For For Management
1i Elect Director Edmond D. Villani For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COHERUS BIOSCIENCES, INC.
Ticker: CHRS Security ID: 19249H103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director V. Bryan Lawlis For Withhold Management
1.2 Elect Director Kimberly J. Tzoumakas For For Management
1.3 Elect Director Alan C. Mendelson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COHU, INC.
Ticker: COHU Security ID: 192576106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew M. Caggia For For Management
1b Elect Director Luis A. Muller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC.
Ticker: COLB Security ID: 197236102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig D. Eerkes For For Management
1b Elect Director Laura Alvarez Schrag For For Management
1c Elect Director Ford Elsaesser For For Management
1d Elect Director Mark A. Finkelstein For For Management
1e Elect Director Eric S. Forrest For For Management
1f Elect Director Thomas M. Hulbert For For Management
1g Elect Director Michelle M. Lantow For For Management
1h Elect Director Randal L. Lund For For Management
1i Elect Director Tracy Mack-Askew For For Management
1j Elect Director S. Mae Fujita Numata For For Management
1k Elect Director Elizabeth W. Seaton For For Management
1l Elect Director Clint E. Stein For For Management
1m Elect Director Janine T. Terrano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION
Ticker: CMCO Security ID: 199333105
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Fleming For For Management
1.2 Elect Director David J. Wilson For For Management
1.3 Elect Director Nicholas T. Pinchuk For For Management
1.4 Elect Director Liam G. McCarthy For For Management
1.5 Elect Director R. Scott Trumbull For For Management
1.6 Elect Director Heath A. Mitts For For Management
1.7 Elect Director Kathryn V. Roedel For For Management
1.8 Elect Director Aziz S. Aghili For For Management
1.9 Elect Director Jeanne Beliveau-Dunn For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC.
Ticker: FIX Security ID: 199908104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darcy G. Anderson For For Management
1.2 Elect Director Herman E. Bulls For For Management
1.3 Elect Director Alan P. Krusi For For Management
1.4 Elect Director Brian E. Lane For For Management
1.5 Elect Director Pablo G. Mercado For For Management
1.6 Elect Director Franklin Myers For For Management
1.7 Elect Director William J. Sandbrook For For Management
1.8 Elect Director Constance E. Skidmore For For Management
1.9 Elect Director Vance W. Tang For For Management
1.10 Elect Director Cindy L. Wallis-Lage For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMERCE BANCSHARES, INC.
Ticker: CBSH Security ID: 200525103
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry D. Bassham For For Management
1.2 Elect Director John W. Kemper For For Management
1.3 Elect Director Jonathan M. Kemper For For Management
1.4 Elect Director Kimberly G. Walker For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMUNITY BANK SYSTEM, INC.
Ticker: CBU Security ID: 203607106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian R. Ace For For Management
1b Elect Director Mark J. Bolus For For Management
1c Elect Director Jeffrey L. Davis For For Management
1d Elect Director Neil E. Fesette For For Management
1e Elect Director Kerrie D. MacPherson For For Management
1f Elect Director John Parente For For Management
1g Elect Director Raymond C. Pecor, III For For Management
1h Elect Director Susan E. Skerritt For For Management
1i Elect Director Sally A. Steele For For Management
1j Elect Director Eric E. Stickels For For Management
1k Elect Director Mark E. Tryniski For For Management
1l Elect Director John F. Whipple, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COMMUNITY HEALTH SYSTEMS, INC.
Ticker: CYH Security ID: 203668108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Clerico For For Management
1b Elect Director Michael Dinkins For For Management
1c Elect Director James S. Ely, III For For Management
1d Elect Director John A. Fry For For Management
1e Elect Director Tim L. Hingtgen For For Management
1f Elect Director Elizabeth T. Hirsch For For Management
1g Elect Director William Norris Jennings For For Management
1h Elect Director K. Ranga Krishnan For For Management
1i Elect Director Julia B. North For For Management
1j Elect Director Wayne T. Smith For For Management
1k Elect Director H. James Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COMMUNITY HEALTHCARE TRUST INCORPORATED
Ticker: CHCT Security ID: 20369C106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Gardner For For Management
1.2 Elect Director Claire Gulmi For For Management
1.3 Elect Director Robert Hensley For For Management
1.4 Elect Director Lawrence Van Horn For For Management
1.5 Elect Director Timothy Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
COMPUTER PROGRAMS AND SYSTEMS, INC.
Ticker: CPSI Security ID: 205306103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Glenn P. Tobin For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
COMTECH TELECOMMUNICATIONS CORP.
Ticker: CMTL Security ID: 205826209
Meeting Date: DEC 08, 2020 Meeting Type: Annual
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ira S. Kaplan For For Management
1b Elect Director Lisa Lesavoy For For Management
1c Elect Director Yacov A. Shamash For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CONCERT PHARMACEUTICALS, INC.
Ticker: CNCE Security ID: 206022105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Barton Hutt For Withhold Management
1.2 Elect Director Wilfred E. Jaeger For For Management
1.3 Elect Director Roger D. Tung For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CONMED CORPORATION
Ticker: CNMD Security ID: 207410101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Bronson For For Management
1.2 Elect Director Brian P. Concannon For For Management
1.3 Elect Director LaVerne Council For For Management
1.4 Elect Director Charles M. Farkas For For Management
1.5 Elect Director Martha Goldberg Aronson For For Management
1.6 Elect Director Curt R. Hartman For For Management
1.7 Elect Director Jerome J. Lande For For Management
1.8 Elect Director Barbara J. For For Management
Schwarzentraub
1.9 Elect Director Mark E. Tryniski For For Management
1.10 Elect Director John L. Workman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONN'S, INC.
Ticker: CONN Security ID: 208242107
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Haworth For For Management
1.2 Elect Director Sue E. Gove For For Management
1.3 Elect Director Bob L. Martin For For Management
1.4 Elect Director Douglas H. Martin For For Management
1.5 Elect Director Norman L. Miller For For Management
1.6 Elect Director William E. Saunders, Jr. For For Management
1.7 Elect Director William (David) Schofman For For Management
1.8 Elect Director Oded Shein For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC.
Ticker: CNSL Security ID: 209034107
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David G. Fuller For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Declassify the Board of Directors For For Management
6 Approve Issuance of Shares for a For For Management
Private Placement
7 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY
Ticker: CTB Security ID: 216831107
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY
Ticker: CTB Security ID: 216831107
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Chapman For For Management
1.2 Elect Director Susan F. Davis For For Management
1.3 Elect Director Kathryn P. Dickson For For Management
1.4 Elect Director John J. Holland For For Management
1.5 Elect Director Bradley E. Hughes For For Management
1.6 Elect Director Tyrone M. Jordan For For Management
1.7 Elect Director Tracey I. Joubert For For Management
1.8 Elect Director Gary S. Michel For For Management
1.9 Elect Director Brian C. Walker For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORCEPT THERAPEUTICS INCORPORATED
Ticker: CORT Security ID: 218352102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregg Alton For For Management
1.2 Elect Director G. Leonard Baker, Jr. For For Management
1.3 Elect Director Joseph K. Belanoff For For Management
1.4 Elect Director Gillian M. Cannon For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Kimberly Park For For Management
1.7 Elect Director Daniel N. Swisher, Jr. For For Management
1.8 Elect Director James N. Wilson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC.
Ticker: CORE Security ID: 218681104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart W. Booth For For Management
1b Elect Director Rocky Dewbre For For Management
1c Elect Director Laura Flanagan For For Management
1d Elect Director Robert G. Gross For For Management
1e Elect Director Scott E. McPherson For For Management
1f Elect Director Diane Randolph For For Management
1g Elect Director Harvey L. Tepner For For Management
1h Elect Director Rosemary Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
CORECIVIC, INC.
Ticker: CXW Security ID: 21871N101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director Robert J. Dennis For For Management
1c Elect Director Mark A. Emkes For For Management
1d Elect Director Damon T. Hininger For For Management
1e Elect Director Stacia A. Hylton For For Management
1f Elect Director Harley G. Lappin For For Management
1g Elect Director Anne L. Mariucci For For Management
1h Elect Director Thurgood Marshall, Jr. For For Management
1i Elect Director Devin I. Murphy For For Management
1j Elect Director Charles L. Overby For Against Management
1k Elect Director John R. Prann, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORENERGY INFRASTRUCTURE TRUST, INC.
Ticker: CORR Security ID: 21870U502
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Schulte For Against Management
2 Approve Issuance of Class B Common For For Management
Stock Upon Conversion of the Series B
Preferred Stock
3 Approve the Contribution Agreement and For For Management
Internalization of Corridor
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORNERSTONE BUILDING BRANDS, INC.
Ticker: CNR Security ID: 21925D109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Holland For For Management
1.2 Elect Director Wilbert W. James, Jr. For For Management
1.3 Elect Director Daniel Janki For For Management
1.4 Elect Director John Krenicki For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST
Ticker: OFC Security ID: 22002T108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Brady For For Management
1b Elect Director Stephen E. Budorick For For Management
1c Elect Director Robert L. Denton, Sr. For For Management
1d Elect Director Philip L. Hawkins For For Management
1e Elect Director David M. Jacobstein For For Management
1f Elect Director Steven D. Kesler For For Management
1g Elect Director Letitia A. Long For For Management
1h Elect Director Raymond L. Owens For For Management
1i Elect Director C. Taylor Pickett For For Management
1j Elect Director Lisa G. Trimberger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORVEL CORPORATION
Ticker: CRVL Security ID: 221006109
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director V. Gordon Clemons For Withhold Management
1.2 Elect Director Steven J. Hamerslag For For Management
1.3 Elect Director Alan R. Hoops For For Management
1.4 Elect Director R. Judd Jessup For For Management
1.5 Elect Director Jean H. Macino For For Management
1.6 Elect Director Jeffrey J. Michael For For Management
2 Ratify Haskell & White LLP as Auditors For For Management
3 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
4 Amend Bylaws to Allow Participation in For For Management
Stockholder Meetings by Means of
Remote Communication, Including by
Means of Virtual Meeting Technology
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COVETRUS, INC.
Ticker: CVET Security ID: 22304C100
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Securities For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COVETRUS, INC.
Ticker: CVET Security ID: 22304C100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Manoff For For Management
1.2 Elect Director Edward M. McNamara For For Management
1.3 Elect Director Steven Paladino For For Management
1.4 Elect Director Sandra Peterson For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Eliminate Supermajority Vote For For Management
Requirement
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CRANE CO.
Ticker: CR Security ID: 224399105
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin R. Benante For For Management
1.2 Elect Director Donald G. Cook For For Management
1.3 Elect Director Michael Dinkins For For Management
1.4 Elect Director Ronald C. Lindsay For For Management
1.5 Elect Director Ellen McClain For For Management
1.6 Elect Director Charles G. McClure, Jr. For For Management
1.7 Elect Director Max H. Mitchell For For Management
1.8 Elect Director Jennifer M. Pollino For For Management
1.9 Elect Director John S. Stroup For Against Management
1.10 Elect Director James L. L. Tullis For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CROCS, INC.
Ticker: CROX Security ID: 227046109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Frasch For For Management
1.2 Elect Director Andrew Rees For For Management
1.3 Elect Director Charisse Ford Hughes For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC.
Ticker: CCRN Security ID: 227483104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin C. Clark For For Management
1b Elect Director W. Larry Cash For For Management
1c Elect Director Thomas C. Dircks For For Management
1d Elect Director Gale Fitzgerald For For Management
1e Elect Director Darrell S. Freeman, Sr. For For Management
1f Elect Director Janice E. Nevin For For Management
1g Elect Director Mark Perlberg For For Management
1h Elect Director Joseph A. Trunfio For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC.
Ticker: CSGS Security ID: 126349109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian A. Shepherd For For Management
1b Elect Director Frank V. Sica For For Management
1c Elect Director Silvio Tavares For For Management
1d Elect Director Tse Li 'Lily' Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
CSW INDUSTRIALS, INC.
Ticker: CSWI Security ID: 126402106
Meeting Date: AUG 14, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph B. Armes For For Management
1.2 Elect Director Michael R. Gambrell For For Management
1.3 Elect Director Terry L. Johnston For For Management
1.4 Elect Director Linda A. Livingstone For For Management
1.5 Elect Director William F. Quinn For For Management
1.6 Elect Director Robert M. Swartz For For Management
1.7 Elect Director J. Kent Sweezey For For Management
1.8 Elect Director Debra L. von Storch For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CUSTOMERS BANCORP, INC.
Ticker: CUBI Security ID: 23204G100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay S. Sidhu For For Management
1.2 Elect Director Robert J. Buford For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUTERA, INC.
Ticker: CUTR Security ID: 232109108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory A. Barrett For For Management
1.2 Elect Director David H. Mowry For For Management
1.3 Elect Director Timothy J. O'Shea For For Management
1.4 Elect Director J. Daniel Plants For For Management
1.5 Elect Director Joseph E. Whitters For For Management
1.6 Elect Director Katherine S. Zanotti For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Elect Director Sheila A. Hopkins For For Management
--------------------------------------------------------------------------------
CVB FINANCIAL CORP.
Ticker: CVBF Security ID: 126600105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George A. Borba, Jr. For For Management
1.2 Elect Director David A. Brager For For Management
1.3 Elect Director Stephen A. Del Guercio For For Management
1.4 Elect Director Rodrigo Guerra, Jr. For For Management
1.5 Elect Director Anna Kan For For Management
1.6 Elect Director Marshall V. Laitsch For For Management
1.7 Elect Director Kristina M. Leslie For For Management
1.8 Elect Director Raymond V. O'Brien, III For For Management
1.9 Elect Director Jane Olvera For For Management
1.10 Elect Director Hal W. Oswalt For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYTOKINETICS, INCORPORATED
Ticker: CYTK Security ID: 23282W605
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert I. Blum For For Management
1.2 Elect Director Robert M. Califf For For Management
1.3 Elect Director Sandford D. Smith For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DAKTRONICS, INC.
Ticker: DAKT Security ID: 234264109
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Dutcher For For Management
1.2 Elect Director Jose-Marie Griffiths For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche, LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DANA INCORPORATED
Ticker: DAN Security ID: 235825205
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rachel A. Gonzalez For For Management
1.2 Elect Director James K. Kamsickas For For Management
1.3 Elect Director Virginia A. Kamsky For For Management
1.4 Elect Director Bridget E. Karlin For For Management
1.5 Elect Director Raymond E. Mabus, Jr. For For Management
1.6 Elect Director Michael J. Mack, Jr. For For Management
1.7 Elect Director R. Bruce McDonald For For Management
1.8 Elect Director Diarmuid B. O'Connell For For Management
1.9 Elect Director Keith E. Wandell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DECIPHERA PHARMACEUTICALS, INC.
Ticker: DCPH Security ID: 24344T101
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bristol For Withhold Management
1.2 Elect Director Frank S. Friedman For Withhold Management
1.3 Elect Director Ron Squarer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION
Ticker: DECK Security ID: 243537107
Meeting Date: SEP 11, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Devine, III For For Management
1.2 Elect Director Nelson C. Chan For For Management
1.3 Elect Director Cynthia (Cindy) L. Davis For For Management
1.4 Elect Director Juan R. Figuereo For For Management
1.5 Elect Director Victor Luis For For Management
1.6 Elect Director Dave Powers For For Management
1.7 Elect Director Lauri M. Shanahan For For Management
1.8 Elect Director Brian A. Spaly For For Management
1.9 Elect Director Bonita C. Stewart For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DELUXE CORPORATION
Ticker: DLX Security ID: 248019101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Cobb For For Management
1.2 Elect Director Paul R. Garcia For For Management
1.3 Elect Director Cheryl E. Mayberry For For Management
McKissack
1.4 Elect Director Barry C. McCarthy For For Management
1.5 Elect Director Don J. McGrath For For Management
1.6 Elect Director Thomas J. Reddin For For Management
1.7 Elect Director Martyn R. Redgrave For For Management
1.8 Elect Director John L. Stauch For For Management
1.9 Elect Director Victoria A. Treyger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DESIGNER BRANDS INC.
Ticker: DBI Security ID: 250565108
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harvey L. Sonnenberg For Withhold Management
1.2 Elect Director Allan J. Tanenbaum For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DIEBOLD NIXDORF, INCORPORATED
Ticker: DBD Security ID: 253651103
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arthur F. Anton For For Management
1b Elect Director Bruce H. Besanko For For Management
1c Elect Director Reynolds C. Bish For For Management
1d Elect Director Ellen M. Costello For For Management
1e Elect Director Phillip R. Cox For For Management
1f Elect Director Alexander Dibelius For For Management
1g Elect Director Matthew Goldfarb For For Management
1h Elect Director Gary G. Greenfield For For Management
1i Elect Director Gerrard B. Schmid For For Management
1j Elect Director Kent M. Stahl For For Management
1k Elect Director Lauren C. States For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DIGI INTERNATIONAL INC.
Ticker: DGII Security ID: 253798102
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher D. Heim For For Management
1b Elect Director Sally J. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DIME COMMUNITY BANCSHARES, INC.
Ticker: DCOM Security ID: 253922108
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DINE BRANDS GLOBAL, INC.
Ticker: DIN Security ID: 254423106
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard M. Berk For For Management
1.2 Elect Director Daniel J. Brestle For For Management
1.3 Elect Director Susan M. Collyns For For Management
1.4 Elect Director Richard J. Dahl For For Management
1.5 Elect Director Michael C. Hyter For For Management
1.6 Elect Director Larry A. Kay For For Management
1.7 Elect Director Caroline W. Nahas For For Management
1.8 Elect Director Douglas M. Pasquale For For Management
1.9 Elect Director John W. Peyton For For Management
1.10 Elect Director Lilian C. Tomovich For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIODES INCORPORATED
Ticker: DIOD Security ID: 254543101
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angie Chen Button For For Management
1.2 Elect Director C.H. Chen For Withhold Management
1.3 Elect Director Warren Chen For For Management
1.4 Elect Director Michael R. Giordano For For Management
1.5 Elect Director Keh-Shew Lu For For Management
1.6 Elect Director Peter M. Menard For For Management
1.7 Elect Director Christina Wen-Chi Sung For For Management
1.8 Elect Director Michael K.C. Tsai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditor For For Management
--------------------------------------------------------------------------------
DIVERSIFIED HEALTHCARE TRUST
Ticker: DHC Security ID: 25525P107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa Harris Jones For Withhold Management
1.2 Elect Director Jennifer F. Francis For For Management
(Mintzer)
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DOMO, INC.
Ticker: DOMO Security ID: 257554105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua G. James For Withhold Management
1.2 Elect Director Carine S. Clark For For Management
1.3 Elect Director Daniel Daniel For For Management
1.4 Elect Director Joy Driscoll Durling For For Management
1.5 Elect Director Dana Evan For For Management
1.6 Elect Director Mark Gorenberg For Withhold Management
1.7 Elect Director Jeff Kearl For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DORMAN PRODUCTS, INC.
Ticker: DORM Security ID: 258278100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Steven L. Berman For For Management
1B Elect Director Kevin M. Olsen For For Management
1C Elect Director Lisa M. Bachmann For For Management
1D Elect Director John J. Gavin For For Management
1E Elect Director Paul R. Lederer For For Management
1F Elect Director Richard T. Riley For For Management
1G Elect Director Kelly A. Romano For For Management
1H Elect Director G. Michael Stakias For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
DRIL-QUIP, INC.
Ticker: DRQ Security ID: 262037104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Newman For For Management
1.2 Elect Director Amy B. Schwetz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC.
Ticker: EGP Security ID: 277276101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director D. Pike Aloian For For Management
1b Elect Director H. Eric Bolton, Jr. For For Management
1c Elect Director Donald F. Colleran For For Management
1d Elect Director Hayden C. Eaves, III For For Management
1e Elect Director David H. Hoster, II For For Management
1f Elect Director Marshall A. Loeb For For Management
1g Elect Director Mary E. McCormick For For Management
1h Elect Director Katherine M. Sandstrom For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Charter to Allow Shareholders to For For Management
Amend Bylaws
--------------------------------------------------------------------------------
EHEALTH, INC.
Ticker: EHTH Security ID: 28238P109
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Murray For For Management
1.2 Elect Director Cesar M. Soriano For For Management
1.3 Elect Director Dale B. Wolf For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ELECTROMED, INC.
Ticker: ELMD Security ID: 285409108
Meeting Date: NOV 13, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen H. Craney For For Management
1.2 Elect Director Stan K. Erickson For For Management
1.3 Elect Director Gregory J. Fluet For For Management
1.4 Elect Director Lee A. Jones For For Management
1.5 Elect Director Kathleen S. Skarvan For For Management
1.6 Elect Director Andrea M. Walsh For For Management
1.7 Elect Director George H. Winn For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMCOR GROUP, INC.
Ticker: EME Security ID: 29084Q100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Altmeyer For For Management
1b Elect Director Anthony J. Guzzi For For Management
1c Elect Director Ronald L. Johnson For For Management
1d Elect Director David H. Laidley For For Management
1e Elect Director Carol P. Lowe For For Management
1f Elect Director M. Kevin McEvoy For For Management
1g Elect Director William P. Reid For For Management
1h Elect Director Steven B. Schwarzwaelder For For Management
1i Elect Director Robin Walker-Lee For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ENANTA PHARMACEUTICALS, INC.
Ticker: ENTA Security ID: 29251M106
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kristine Peterson For For Management
1.2 Elect Director Terry C. Vance For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC.
Ticker: ECPG Security ID: 292554102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Monaco For For Management
1.2 Elect Director Ashwini (Ash) Gupta For For Management
1.3 Elect Director Wendy G. Hannam For For Management
1.4 Elect Director Jeffrey A. Hilzinger For For Management
1.5 Elect Director Angela A. Knight For For Management
1.6 Elect Director Laura Newman Olle For For Management
1.7 Elect Director Richard J. Srednicki For For Management
1.8 Elect Director Richard P. Stovsky For For Management
1.9 Elect Director Ashish Masih For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENERPAC TOOL GROUP CORP.
Ticker: EPAC Security ID: 292765104
Meeting Date: JAN 19, 2021 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alfredo Altavilla For For Management
1.2 Elect Director Judy L. Altmaier For For Management
1.3 Elect Director Randal W. Baker For For Management
1.4 Elect Director J. Palmer Clarkson For For Management
1.5 Elect Director Danny L. Cunningham For For Management
1.6 Elect Director E. James Ferland For Withhold Management
1.7 Elect Director Richard D. Holder For For Management
1.8 Elect Director Sidney S. Simmons For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC.
Ticker: NPO Security ID: 29355X107
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marvin A. Riley For For Management
1.2 Elect Director Thomas M. Botts For For Management
1.3 Elect Director Felix M. Brueck For For Management
1.4 Elect Director B. Bernard Burns, Jr. For For Management
1.5 Elect Director Diane C. Creel For For Management
1.6 Elect Director Adele M. Gulfo For For Management
1.7 Elect Director David L. Hauser For For Management
1.8 Elect Director John Humphrey For For Management
1.9 Elect Director Kees van der Graaf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EPLUS INC.
Ticker: PLUS Security ID: 294268107
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce M. Bowen For For Management
1.2 Elect Director John E. Callies For For Management
1.3 Elect Director C. Thomas Faulders, III For For Management
1.4 Elect Director Eric D. Hovde For For Management
1.5 Elect Director Ira A. Hunt, III For For Management
1.6 Elect Director Mark P. Marron For For Management
1.7 Elect Director Maureen F. Morrison For For Management
1.8 Elect Director Ben Xiang For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EQUITRANS MIDSTREAM CORPORATION
Ticker: ETRN Security ID: 294600101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vicky A. Bailey For For Management
1b Elect Director Sarah M. Barpoulis For For Management
1c Elect Director Kenneth M. Burke For For Management
1d Elect Director Patricia K. Collawn For For Management
1e Elect Director Margaret K. Dorman For For Management
1f Elect Director Thomas F. Karam For For Management
1g Elect Director D. Mark Leland For For Management
1h Elect Director Norman J. Szydlowski For For Management
1i Elect Director Robert F. Vagt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement to Amend Articles and
Bylaws and Remove Directors Outside of
the Annual Process
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC.
Ticker: ESE Security ID: 296315104
Meeting Date: FEB 05, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor L. Richey For For Management
1.2 Elect Director James M. Stolze For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESSENT GROUP LTD.
Ticker: ESNT Security ID: G3198U102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane P. Chwick For For Management
1.2 Elect Director Aditya Dutt For For Management
1.3 Elect Director Roy J. Kasmar For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESSENTIAL PROPERTIES REALTY TRUST, INC.
Ticker: EPRT Security ID: 29670E107
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Bossidy For For Management
1.2 Elect Director Joyce DeLucca For For Management
1.3 Elect Director Scott A. Estes For For Management
1.4 Elect Director Peter M. Mavoides For For Management
1.5 Elect Director Lawrence J. Minich For For Management
1.6 Elect Director Heather L. Neary For For Management
1.7 Elect Director Stephen D. Sautel For For Management
1.8 Elect Director Janaki Sivanesan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC.
Ticker: ETH Security ID: 297602104
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Farooq Kathwari For For Management
1b Elect Director James B. Carlson For For Management
1c Elect Director John J. Dooner, Jr. For For Management
1d Elect Director Domenick J. Esposito For For Management
1e Elect Director Mary Garrett For For Management
1f Elect Director James W. Schmotter For For Management
1g Elect Director Tara I. Stacom For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EVERQUOTE, INC.
Ticker: EVER Security ID: 30041R108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl Auguste For Withhold Management
1.2 Elect Director David Blundin For Withhold Management
1.3 Elect Director Sanju Bansal For For Management
1.4 Elect Director Paul Deninger For For Management
1.5 Elect Director John Lunny For For Management
1.6 Elect Director Jayme Mendal For Withhold Management
1.7 Elect Director George Neble For For Management
1.8 Elect Director John Shields For For Management
1.9 Elect Director Mira Wilczek For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
EVERTEC, INC.
Ticker: EVTC Security ID: 30040P103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank G. D'Angelo For For Management
1b Elect Director Morgan M. Schuessler, For For Management
Jr.
1c Elect Director Kelly Barrett For For Management
1d Elect Director Olga Botero For For Management
1e Elect Director Jorge A. Junquera For For Management
1f Elect Director Ivan Pagan For For Management
1g Elect Director Aldo J. Polak For For Management
1h Elect Director Alan H. Schumacher For For Management
1i Elect Director Brian J. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EXLSERVICE HOLDINGS, INC.
Ticker: EXLS Security ID: 302081104
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Garen K. Staglin For For Management
1b Elect Director Rohit Kapoor For For Management
1c Elect Director Anne E. Minto For For Management
1d Elect Director Som Mittal For For Management
1e Elect Director Clyde W. Ostler For For Management
1f Elect Director Vikram S. Pandit For For Management
1g Elect Director Kristy Pipes For For Management
1h Elect Director Nitin Sahney For For Management
1i Elect Director Jaynie M. Studenmund For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXPONENT, INC.
Ticker: EXPO Security ID: 30214U102
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George H. Brown For For Management
1.2 Elect Director Catherine Ford Corrigan For For Management
1.3 Elect Director Paul R. Johnston For For Management
1.4 Elect Director Carol Lindstrom For For Management
1.5 Elect Director Karen A. Richardson For For Management
1.6 Elect Director John B. Shoven For For Management
1.7 Elect Director Debra L. Zumwalt For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXTERRAN CORPORATION
Ticker: EXTN Security ID: 30227H106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Goodyear For For Management
1.2 Elect Director James C. Gouin For For Management
1.3 Elect Director John P. Ryan For For Management
1.4 Elect Director Christopher T. Seaver For For Management
1.5 Elect Director Hatem Soliman For For Management
1.6 Elect Director Mark R. Sotir For For Management
1.7 Elect Director Andrew J. Way For For Management
1.8 Elect Director Ieda Gomes Yell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EXTREME NETWORKS, INC.
Ticker: EXTR Security ID: 30226D106
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles P. Carinalli For For Management
1.2 Elect Director Kathleen M. Holmgren For For Management
1.3 Elect Director Rajendra Khanna For For Management
1.4 Elect Director Edward H. Kennedy For For Management
1.5 Elect Director Edward B. Meyercord For For Management
1.6 Elect Director John C. Shoemaker For For Management
1.7 Elect Director Ingrid J. Burton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend NOL Rights Plan (NOL Pill) For For Management
--------------------------------------------------------------------------------
FABRINET
Ticker: FN Security ID: G3323L100
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seamus Grady For For Management
1.2 Elect Director Thomas F. Kelly For For Management
2 Ratify PricewaterhouseCoopers ABAS Ltd. For For Management
as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC.
Ticker: FARO Security ID: 311642102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn Brubaker For For Management
1.2 Elect Director Jeroen van Rotterdam For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FINANCIAL INSTITUTIONS, INC.
Ticker: FISI Security ID: 317585404
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dawn H. Burlew For For Management
1.2 Elect Director Robert N. Latella For For Management
1.3 Elect Director Mauricio F. Riveros For For Management
1.4 Elect Director Mark A. Zupan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION
Ticker: FAF Security ID: 31847R102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis J. Gilmore For For Management
1.2 Elect Director Margaret M. McCarthy For For Management
1.3 Elect Director Martha B. Wyrsch For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
FIRST BANCORP
Ticker: FBP Security ID: 318672706
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juan Acosta Reboyras For For Management
1b Elect Director Aurelio Aleman For For Management
1c Elect Director Luz A. Crespo For For Management
1d Elect Director Tracey Dedrick For For Management
1e Elect Director Patricia M. Eaves For For Management
1f Elect Director Daniel E. Frye For For Management
1g Elect Director John A. Heffern For For Management
1h Elect Director Roberto R. Herencia For For Management
1i Elect Director Felix M. Villamil For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST HAWAIIAN, INC.
Ticker: FHB Security ID: 32051X108
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew J. Cox For For Management
1.2 Elect Director W. Allen Doane For For Management
1.3 Elect Director Robert S. Harrison For For Management
1.4 Elect Director Faye W. Kurren For For Management
1.5 Elect Director Allen B. Uyeda For For Management
1.6 Elect Director Jenai S. Wall For For Management
1.7 Elect Director Vanessa L. Washington For For Management
1.8 Elect Director C. Scott Wo For For Management
2 Amend Non-Employee Director Omnibus For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC.
Ticker: FR Security ID: 32054K103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter E. Baccile For For Management
1.2 Elect Director Teresa B. Bazemore For For Management
1.3 Elect Director Matthew S. Dominski For For Management
1.4 Elect Director H. Patrick Hackett, Jr. For For Management
1.5 Elect Director Denise A. Olsen For For Management
1.6 Elect Director John E. Rau For For Management
1.7 Elect Director Marcus L. Smith For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC.
Ticker: FMBI Security ID: 320867104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara A. Boigegrain For For Management
1b Elect Director Thomas L. Brown For For Management
1c Elect Director Phupinder S. Gill For For Management
1d Elect Director Kathryn J. Hayley For For Management
1e Elect Director Peter J. Henseler For For Management
1f Elect Director Frank B. Modruson For For Management
1g Elect Director Ellen A. Rudnick For For Management
1h Elect Director Mark G. Sander For For Management
1i Elect Director Michael L. Scudder For For Management
1j Elect Director Michael J. Small For For Management
1k Elect Director Stephen C. Van Arsdell For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
FLAGSTAR BANCORP, INC.
Ticker: FBC Security ID: 337930705
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alessandro P. DiNello For For Management
1b Elect Director Jay J. Hansen For For Management
1c Elect Director Toan Huynh For For Management
1d Elect Director Lori Jordan For For Management
1e Elect Director John D. Lewis For For Management
1f Elect Director Bruce E. Nyberg For For Management
1g Elect Director James A. Ovenden For For Management
1h Elect Director Peter Schoels For For Management
1i Elect Director David L. Treadwell For For Management
1j Elect Director Jennifer R. Whip For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORESTAR GROUP INC.
Ticker: FOR Security ID: 346232101
Meeting Date: JAN 19, 2021 Meeting Type: Annual
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Fuller For For Management
1b Elect Director Lisa H. Jamieson For For Management
1c Elect Director G.F. (Rick) Ringler, III For For Management
1d Elect Director Donald C. Spitzer For For Management
1e Elect Director Donald J. Tomnitz For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FORMFACTOR, INC.
Ticker: FORM Security ID: 346375108
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rebeca Obregon-Jimenez For For Management
1b Elect Director Kelley Steven-Waiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FOUR CORNERS PROPERTY TRUST, INC.
Ticker: FCPT Security ID: 35086T109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William H. Lenehan For For Management
1b Elect Director John S. Moody For For Management
1c Elect Director Douglas B. Hansen For For Management
1d Elect Director Eric S. Hirschhorn For For Management
1e Elect Director Charles L. Jemley For For Management
1f Elect Director Marran H. Ogilvie For For Management
1g Elect Director Toni Steele For For Management
1h Elect Director Liz Tennican For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOX FACTORY HOLDING CORP.
Ticker: FOXF Security ID: 35138V102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Dennison For For Management
1.2 Elect Director Sidney Johnson For For Management
1.3 Elect Director Ted Waitman For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRANKLIN ELECTRIC CO., INC.
Ticker: FELE Security ID: 353514102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregg C. Sengstack For For Management
1.2 Elect Director David M. Wathen For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRANKLIN STREET PROPERTIES CORP.
Ticker: FSP Security ID: 35471R106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Carter For For Management
1b Elect Director Georgia Murray For For Management
1c Elect Director John N. Burke For For Management
1d Elect Director Kenneth A. Hoxsie For For Management
1e Elect Director Kathryn P. O'Neil For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC.
Ticker: FDP Security ID: G36738105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mohammad Abu-Ghazaleh For Against Management
1.2 Elect Director Ahmad Abu-Ghazaleh For Against Management
1.3 Elect Director Kristin Colber-Baker For For Management
1.4 Elect Director Lori Tauber Marcus For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Adopt Second Amended and Restated For Against Management
Memorandum and Articles of Association
--------------------------------------------------------------------------------
FULGENT GENETICS, INC.
Ticker: FLGT Security ID: 359664109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ming Hsieh For For Management
1.2 Elect Director John Bolger For For Management
1.3 Elect Director Yun Yen For For Management
1.4 Elect Director Linda Marsh For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FUTUREFUEL CORP.
Ticker: FF Security ID: 36116M106
Meeting Date: SEP 03, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Manheim For For Management
1.2 Elect Director Jeffrey L. Schwartz For For Management
1.3 Elect Director Rose M. Sparks For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD.
Ticker: GIII Security ID: 36237H101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morris Goldfarb For For Management
1.2 Elect Director Sammy Aaron For For Management
1.3 Elect Director Thomas J. Brosig For For Management
1.4 Elect Director Alan Feller For For Management
1.5 Elect Director Jeffrey Goldfarb For For Management
1.6 Elect Director Victor Herrero For For Management
1.7 Elect Director Robert L. Johnson For For Management
1.8 Elect Director Jeanette Nostra For For Management
1.9 Elect Director Laura Pomerantz For For Management
1.10 Elect Director Willem van Bokhorst For For Management
1.11 Elect Director Cheryl Vitali For For Management
1.12 Elect Director Richard White For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GAMESTOP CORP.
Ticker: GME Security ID: 36467W109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Sherman For For Management
1.2 Elect Director Alain (Alan) Attal For For Management
1.3 Elect Director Lawrence (Larry) Cheng For For Management
1.4 Elect Director Ryan Cohen For For Management
1.5 Elect Director James (Jim) Grube For For Management
1.6 Elect Director Yang Xu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter M. Carlino For For Management
1b Elect Director Carol (Lili) Lynton For For Management
1c Elect Director Joseph W. Marshall, III For For Management
1d Elect Director James B. Perry For For Management
1e Elect Director Barry F. Schwartz For For Management
1f Elect Director Earl C. Shanks For For Management
1g Elect Director E. Scott Urdang For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 36472T109
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinayak R. Hegde For For Management
1.2 Elect Director Theodore P. Janulis For For Management
1.3 Elect Director John Jeffry Louis, III For For Management
1.4 Elect Director Maria Miller For For Management
1.5 Elect Director Michael E. Reed For For Management
1.6 Elect Director Debra Sandler For For Management
1.7 Elect Director Kevin M. Sheehan For For Management
1.8 Elect Director Laurence Tarica For For Management
1.9 Elect Director Barbara Wall For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
6a Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation
6b Eliminate Supermajority Vote For For Management
Requirement to Amend Bylaws
6c Eliminate Supermajority Vote For For Management
Requirement for Removal of Directors
and Appointment of Directors
7 Adopt NOL Rights Plan (NOL Pill) For For Management
--------------------------------------------------------------------------------
GIBRALTAR INDUSTRIES, INC.
Ticker: ROCK Security ID: 374689107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Barberio For For Management
1b Elect Director William T. Bosway For For Management
1c Elect Director Craig A. Hindman For For Management
1d Elect Director Gwendolyn G. Mizell For For Management
1e Elect Director William P. Montague For For Management
1f Elect Director Linda K. Myers For For Management
1g Elect Director James B. Nish For For Management
1h Elect Director Atlee Valentine Pope For For Management
1i Elect Director Manish H. Shah For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLADSTONE COMMERCIAL CORPORATION
Ticker: GOOD Security ID: 376536108
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry L. Brubaker For For Management
1.2 Elect Director Caren D. Merrick For Withhold Management
1.3 Elect Director Walter H. Wilkinson, Jr. For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GLAUKOS CORPORATION
Ticker: GKOS Security ID: 377322102
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Burns For For Management
1.2 Elect Director Leana S. Wen For For Management
1.3 Elect Director Marc A. Stapley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL MEDICAL REIT INC.
Ticker: GMRE Security ID: 37954A204
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey M. Busch For For Management
1.2 Elect Director Matthew L. Cypher For For Management
1.3 Elect Director Zhang Jingguo For Against Management
1.4 Elect Director Ronald Marston For For Management
1.5 Elect Director Roscoe M. Moore, Jr. For For Management
1.6 Elect Director Henry E. Cole For For Management
1.7 Elect Director Zhang Huiqi For For Management
1.8 Elect Director Paula R. Crowley For For Management
1.9 Elect Director Lori Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GLOBAL NET LEASE, INC.
Ticker: GNL Security ID: 379378201
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Therese Antone For For Management
1b Elect Director Edward G. Rendell For Against Management
1c Elect Director Abby M. Wenzel For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Omnibus Stock Plan For Against Management
6 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
GMS INC.
Ticker: GMS Security ID: 36251C103
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Browning For For Management
1.2 Elect Director Theron I. Gilliam For For Management
1.3 Elect Director Mitchell B. Lewis For For Management
1.4 Elect Director John C. Turner, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement and Other Obsolete
Provisions
6 Amend Bylaws to Allow Board to Amend For For Management
the Bylaws
7 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD.
Ticker: EAF Security ID: 384313508
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine L. Clegg For For Management
1.2 Elect Director Jeffrey C. Dutton For For Management
1.3 Elect Director Anthony R. Taccone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRAY TELEVISION, INC.
Ticker: GTN Security ID: 389375106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hilton H. Howell, Jr. For For Management
1.2 Elect Director Howell W. Newton For For Management
1.3 Elect Director Richard L. Boger For For Management
1.4 Elect Director T. L. (Gene) Elder For For Management
1.5 Elect Director Luis A. Garcia For For Management
1.6 Elect Director Richard B. Hare For For Management
1.7 Elect Director Robin R. Howell For For Management
1.8 Elect Director Donald P. (Pat) For For Management
LaPlatney
1.9 Elect Director Paul H. McTear For For Management
1.10 Elect Director Sterling A. Spainhour, For For Management
Jr.
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC.
Ticker: GSBC Security ID: 390905107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Carlson For Withhold Management
1.2 Elect Director Debra Mallonee Shantz For Withhold Management
Hart
1.3 Elect Director Joseph W. Turner For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
GREAT WESTERN BANCORP, INC.
Ticker: GWB Security ID: 391416104
Meeting Date: FEB 09, 2021 Meeting Type: Annual
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Brannen For For Management
1.2 Elect Director Thomas Henning For For Management
1.3 Elect Director Daniel Rykhus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GREEN DOT CORPORATION
Ticker: GDOT Security ID: 39304D102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Chris Brewster For For Management
1.2 Elect Director Glinda Bridgforth Hodges For For Management
1.3 Elect Director Rajeev V. Date For For Management
1.4 Elect Director Saturnino "Nino" Fanlo For For Management
1.5 Elect Director William I Jacobs For For Management
1.6 Elect Director Dan R. Henry For For Management
1.7 Elect Director Jeffrey B. Osher For For Management
1.8 Elect Director Ellen Richey For For Management
1.9 Elect Director George T. Shaheen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
GREEN PLAINS INC.
Ticker: GPRE Security ID: 393222104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd A. Becker For For Management
1.2 Elect Director Thomas Manuel For For Management
1.3 Elect Director Brian Peterson For For Management
1.4 Elect Director Alain Treuer For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GREENSKY, INC.
Ticker: GSKY Security ID: 39572G100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel Babbit For Withhold Management
1.2 Elect Director Gerald Benjamin For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GRIFFON CORPORATION
Ticker: GFF Security ID: 398433102
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry A. Alpert For Withhold Management
1.2 Elect Director Jerome L. Coben For For Management
1.3 Elect Director Ronald J. Kramer For For Management
1.4 Elect Director Victor Eugene Renuart For For Management
1.5 Elect Director Kevin F. Sullivan For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
GROUP 1 AUTOMOTIVE, INC.
Ticker: GPI Security ID: 398905109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carin M. Barth For For Management
1.2 Elect Director Earl J. Hesterberg For For Management
1.3 Elect Director Steven C. Mizell For For Management
1.4 Elect Director Lincoln Pereira For For Management
1.5 Elect Director Stephen D. Quinn For For Management
1.6 Elect Director Steven P. Stanbrook For For Management
1.7 Elect Director Charles L. Szews For For Management
1.8 Elect Director Anne Taylor For For Management
1.9 Elect Director MaryAnn Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GROWGENERATION, CORP.
Ticker: GRWG Security ID: 39986L109
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Salaman For For Management
1.2 Elect Director Darren Lampert For For Management
1.3 Elect Director Stephen Aiello For Withhold Management
1.4 Elect Director Sean Stiefel For For Management
1.5 Elect Director Paul Ciasullo For Withhold Management
2 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
GUESS?, INC.
Ticker: GES Security ID: 401617105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Maurice Marciano For For Management
2.2 Elect Director Laurie Ann Goldman For For Management
2.3 Elect Director Thomas J. Barrack, Jr. For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
H&E EQUIPMENT SERVICES, INC.
Ticker: HEES Security ID: 404030108
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Engquist For For Management
1.2 Elect Director Bradley W. Barber For For Management
1.3 Elect Director Paul N. Arnold For For Management
1.4 Elect Director Gary W. Bagley For For Management
1.5 Elect Director Bruce C. Bruckmann For For Management
1.6 Elect Director Patrick L. Edsell For For Management
1.7 Elect Director Thomas J. Galligan, III For For Management
1.8 Elect Director Lawrence C. Karlson For For Management
1.9 Elect Director John T. Sawyer For For Management
2 Ratify BDO USA, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
H.B. FULLER COMPANY
Ticker: FUL Security ID: 359694106
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Handley For For Management
1.2 Elect Director Maria Teresa Hilado For For Management
1.3 Elect Director Ruth S. Kimmelshue For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HANGER, INC.
Ticker: HNGR Security ID: 41043F208
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinit K. Asar For For Management
1.2 Elect Director Asif Ahmad For For Management
1.3 Elect Director Christopher B. Begley For For Management
1.4 Elect Director John T. Fox For For Management
1.5 Elect Director Thomas C. Freyman For For Management
1.6 Elect Director Stephen E. Hare For For Management
1.7 Elect Director Mark M. Jones For For Management
1.8 Elect Director Cynthia L. Lucchese For For Management
1.9 Elect Director Richard R. Pettingill For For Management
1.10 Elect Director Kathryn M. Sullivan For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HANMI FINANCIAL CORPORATION
Ticker: HAFC Security ID: 410495204
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Ahn For For Management
1b Elect Director Kiho Choi For For Management
1c Elect Director Christie K. Chu For For Management
1d Elect Director Harry H. Chung For For Management
1e Elect Director Scott R. Diehl For For Management
1f Elect Director Bonita I. Lee For For Management
1g Elect Director David L. Rosenblum For For Management
1h Elect Director Thomas J. Williams For For Management
1i Elect Director Michael M. Yang For For Management
1j Elect Director Gideon Yu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HARMONIC INC.
Ticker: HLIT Security ID: 413160102
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Harshman For For Management
1.2 Elect Director Patrick Gallagher For For Management
1.3 Elect Director Deborah L. Clifford For For Management
1.4 Elect Director David Krall For For Management
1.5 Elect Director Mitzi Reaugh For For Management
1.6 Elect Director Susan G. Swenson For For Management
1.7 Elect Director Nikos Theodosopoulos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HAVERTY FURNITURE COMPANIES, INC.
Ticker: HVT Security ID: 419596101
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Allison Dukes For For Management
1.2 Elect Director G. Thomas Hough For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
HAWKINS, INC.
Ticker: HWKN Security ID: 420261109
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Faulconbridge For For Management
1.2 Elect Director Patrick H. Hawkins For For Management
1.3 Elect Director John S. McKeon For For Management
1.4 Elect Director Mary J. Schumacher For For Management
1.5 Elect Director Daniel J. Stauber For For Management
1.6 Elect Director James T. Thompson For For Management
1.7 Elect Director Jeffrey L. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HCI GROUP, INC.
Ticker: HCI Security ID: 40416E103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karin Coleman For For Management
1.2 Elect Director Eric Hoffman For For Management
1.3 Elect Director Sue Watts For For Management
2 Ratify Dixon Hughes Goodman, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC.
Ticker: HLX Security ID: 42330P107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amerino Gatti For For Management
1.2 Elect Director Owen Kratz For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Delaney M. Bellinger For For Management
1b Elect Director Kevin G. Cramton For For Management
1c Elect Director Randy A. Foutch For For Management
1d Elect Director Hans Helmerich For For Management
1e Elect Director John W. Lindsay For For Management
1f Elect Director Jose R. Mas For For Management
1g Elect Director Thomas A. Petrie For For Management
1h Elect Director Donald F. Robillard, Jr. For For Management
1i Elect Director Edward B. Rust, Jr. For For Management
1j Elect Director Mary M. VanDeWeghe For For Management
1k Elect Director John D. Zeglis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERITAGE INSURANCE HOLDINGS, INC.
Ticker: HRTG Security ID: 42727J102
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernie Garateix For For Management
1.2 Elect Director Richard Widdicombe For For Management
1.3 Elect Director Panagiotis (Pete) For For Management
Apostolou
1.4 Elect Director Irini Barlas For For Management
1.5 Elect Director Mark Berset For For Management
1.6 Elect Director Steven Martindale For For Management
1.7 Elect Director Nicholas Pappas For For Management
1.8 Elect Director Joseph Vattamattam For For Management
1.9 Elect Director Vijay Walvekar For For Management
2 Ratify Plante & Moran, PLLC as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERMAN MILLER, INC.
Ticker: MLHR Security ID: 600544100
Meeting Date: OCT 12, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Vermeer Andringa For For Management
1.2 Elect Director Andi R. Owen For For Management
1.3 Elect Director Candace S. Matthews For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HIBBETT SPORTS, INC.
Ticker: HIBB Security ID: 428567101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrance G. Finley For For Management
1.2 Elect Director Dorlisa K. Flur For For Management
1.3 Elect Director Michael E. Longo For For Management
1.4 Elect Director Lorna E. Nagler For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HIGHWOODS PROPERTIES, INC.
Ticker: HIW Security ID: 431284108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Anderson For For Management
1.2 Elect Director Gene H. Anderson For For Management
1.3 Elect Director Thomas P. Anderson For For Management
1.4 Elect Director Carlos E. Evans For For Management
1.5 Elect Director David L. Gadis For For Management
1.6 Elect Director David J. Hartzell For For Management
1.7 Elect Director Sherry A. Kellett For For Management
1.8 Elect Director Theodore J. Klinck For For Management
1.9 Elect Director Anne H. Lloyd For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HILLENBRAND, INC.
Ticker: HI Security ID: 431571108
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Helen W. Cornell For For Management
1.2 Elect Director Jennifer W. Rumsey For For Management
1.3 Elect Director Stuart A. Taylor, II For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HILLTOP HOLDINGS, INC.
Ticker: HTH Security ID: 432748101
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlotte Jones Anderson For For Management
1.2 Elect Director Rhodes R. Bobbitt For For Management
1.3 Elect Director Tracy A. Bolt For For Management
1.4 Elect Director J. Taylor Crandall For For Management
1.5 Elect Director Charles R. Cummings For For Management
1.6 Elect Director Hill A. Feinberg For For Management
1.7 Elect Director Gerald J. Ford For For Management
1.8 Elect Director Jeremy B. Ford For For Management
1.9 Elect Director J. Markham Green For For Management
1.10 Elect Director William T. Hill, Jr. For For Management
1.11 Elect Director Lee Lewis For For Management
1.12 Elect Director Andrew J. Littlefair For For Management
1.13 Elect Director W. Robert Nichols, III For For Management
1.14 Elect Director Kenneth D. Russell For For Management
1.15 Elect Director A. Haag Sherman For Withhold Management
1.16 Elect Director Jonathan S. Sobel For For Management
1.17 Elect Director Robert C. Taylor, Jr. For For Management
1.18 Elect Director Carl B. Webb For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOMESTREET, INC.
Ticker: HMST Security ID: 43785V102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott M. Boggs For For Management
1b Elect Director Jeffrey D. Green For For Management
1c Elect Director James R. Mitchell, Jr. For For Management
1d Elect Director Mark R. Patterson For For Management
1e Elect Director Nancy D. Pellegrino For For Management
1f Elect Director Douglas I. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOSTESS BRANDS, INC.
Ticker: TWNK Security ID: 44109J106
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry D. Kaminski For For Management
1.2 Elect Director Andrew P. Callahan For For Management
1.3 Elect Director Olu Beck For For Management
1.4 Elect Director Laurence Bodner For For Management
1.5 Elect Director Gretchen R. Crist For For Management
1.6 Elect Director Rachel P. Cullen For For Management
1.7 Elect Director Hugh G. Dineen For For Management
1.8 Elect Director Ioannis Skoufalos For For Management
1.9 Elect Director Craig D. Steeneck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOULIHAN LOKEY, INC.
Ticker: HLI Security ID: 441593100
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin N. Gold For Withhold Management
1.2 Elect Director Gillian B. Zucker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HUB GROUP, INC.
Ticker: HUBG Security ID: 443320106
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Yeager For Withhold Management
1.2 Elect Director Mary H. Boosalis For Withhold Management
1.3 Elect Director James C. Kenny For Withhold Management
1.4 Elect Director Peter B. McNitt For Withhold Management
1.5 Elect Director Charles R. Reaves For Withhold Management
1.6 Elect Director Martin P. Slark For Withhold Management
1.7 Elect Director Jonathan P. Ward For Withhold Management
1.8 Elect Director Jenell R. Ross For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HUDSON PACIFIC PROPERTIES, INC.
Ticker: HPP Security ID: 444097109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor J. Coleman For For Management
1.2 Elect Director Theodore R. Antenucci For For Management
1.3 Elect Director Karen Brodkin For For Management
1.4 Elect Director Richard B. Fried For For Management
1.5 Elect Director Jonathan M. Glaser For For Management
1.6 Elect Director Robert L. Harris, II For For Management
1.7 Elect Director Christy Haubegger For For Management
1.8 Elect Director Mark D. Linehan For For Management
1.9 Elect Director Barry A. Porter For For Management
1.10 Elect Director Andrea Wong For Against Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ICHOR HOLDINGS, LTD.
Ticker: ICHR Security ID: G4740B105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey Andreson For For Management
1b Elect Director John Kispert For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION
Ticker: IBCP Security ID: 453838609
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christina L. Keller For For Management
1.2 Elect Director Ronia F. Kruse For For Management
1.3 Elect Director Michael M. Magee, Jr. For For Management
1.4 Elect Director Matthew J. Missad For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED
Ticker: IMKTA Security ID: 457030104
Meeting Date: FEB 09, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest E. Ferguson For Withhold Management
1.2 Elect Director John R. Lowden For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
INNOVATIVE INDUSTRIAL PROPERTIES, INC.
Ticker: IIPR Security ID: 45781V101
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Gold For For Management
1.2 Elect Director Gary Kreitzer For For Management
1.3 Elect Director Mary Curran For For Management
1.4 Elect Director Scott Shoemaker For For Management
1.5 Elect Director Paul Smithers For For Management
1.6 Elect Director David Stecher For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INNOVIVA, INC.
Ticker: INVA Security ID: 45781M101
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George W. Bickerstaff, For For Management
III
1b Elect Director Deborah L. Birx For For Management
1c Elect Director Mark A. DiPaolo For For Management
1d Elect Director Jules Haimovitz For For Management
1e Elect Director Odysseas D. Kostas For For Management
1f Elect Director Sarah J. Schlesinger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
INSIGHT ENTERPRISES, INC.
Ticker: NSIT Security ID: 45765U103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Allen For For Management
1.2 Elect Director Bruce W. Armstrong For For Management
1.3 Elect Director Linda M. Breard For For Management
1.4 Elect Director Timothy A. Crown For For Management
1.5 Elect Director Catherine Courage For For Management
1.6 Elect Director Anthony A. Ibarguen For For Management
1.7 Elect Director Kenneth T. Lamneck For For Management
1.8 Elect Director Kathleen S. Pushor For For Management
1.9 Elect Director Girish Rishi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INSPIRE MEDICAL SYSTEMS, INC.
Ticker: INSP Security ID: 457730109
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marilyn Carlson Nelson For Withhold Management
1.2 Elect Director Jerry C. Griffin For Withhold Management
1.3 Elect Director Casey M. Tansey For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INSTALLED BUILDING PRODUCTS, INC.
Ticker: IBP Security ID: 45780R101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margot L. Carter For For Management
1.2 Elect Director David R. Meuse For For Management
1.3 Elect Director Michael H. Thomas For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INSTEEL INDUSTRIES INC.
Ticker: IIIN Security ID: 45774W108
Meeting Date: FEB 16, 2021 Meeting Type: Annual
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Kennedy Thompson For For Management
1.2 Elect Director H. O. Woltz, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTEGER HOLDINGS CORPORATION
Ticker: ITGR Security ID: 45826H109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheila Antrum For For Management
1.2 Elect Director Pamela G. Bailey For For Management
1.3 Elect Director Cheryl C. Capps For For Management
1.4 Elect Director Joseph W. Dziedzic For For Management
1.5 Elect Director James F. Hinrichs For For Management
1.6 Elect Director Jean Hobby For For Management
1.7 Elect Director Tyrone Jeffers For For Management
1.8 Elect Director M. Craig Maxwell For For Management
1.9 Elect Director Filippo Passerini For For Management
1.10 Elect Director Bill R. Sanford For For Management
1.11 Elect Director Donald J. Spence For For Management
1.12 Elect Director William B. Summers, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INTER PARFUMS, INC.
Ticker: IPAR Security ID: 458334109
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Madar For For Management
1.2 Elect Director Philippe Benacin For For Management
1.3 Elect Director Russell Greenberg For For Management
1.4 Elect Director Philippe Santi For For Management
1.5 Elect Director Francois Heilbronn For For Management
1.6 Elect Director Robert Bensoussan For For Management
1.7 Elect Director Patrick Choel For For Management
1.8 Elect Director Michel Dyens For For Management
1.9 Elect Director Veronique Gabai-Pinsky For For Management
1.10 Elect Director Gilbert Harrison For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERCEPT PHARMACEUTICALS, INC.
Ticker: ICPT Security ID: 45845P108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paolo Fundaro For For Management
1b Elect Director Jerome Durso For For Management
1c Elect Director Srinivas Akkaraju For For Management
1d Elect Director Luca Benatti For For Management
1e Elect Director Daniel Bradbury For For Management
1f Elect Director Keith Gottesdiener For For Management
1g Elect Director Nancy Miller-Rich For For Management
1h Elect Director Mark Pruzanski For For Management
1i Elect Director Dagmar Rosa-Bjorkeson For For Management
1j Elect Director Gino Santini For For Management
1k Elect Director Glenn Sblendorio For For Management
2 Approve Stock Option Exchange Program For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTERNATIONAL BANCSHARES CORPORATION
Ticker: IBOC Security ID: 459044103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Javier de Anda For For Management
1.2 Elect Director Irving Greenblum For For Management
1.3 Elect Director Douglas B. Howland For For Management
1.4 Elect Director Rudolph M. Miles For For Management
1.5 Elect Director Dennis E. Nixon For For Management
1.6 Elect Director Larry A. Norton For For Management
1.7 Elect Director Roberto R. Resendez For For Management
1.8 Elect Director Antonio R. Sanchez, Jr. For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY PLC
Ticker: IGT Security ID: G4863A108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For Against Management
4 Elect Director Marco Sala For For Management
5 Elect Director Beatrice Bassey None None Management
*Withdrawn Resolution*
6 Elect Director Massimiliano Chiara For For Management
7 Elect Director Alberto Dessy For For Management
8 Elect Director Marco Drago For Against Management
9 Elect Director James McCann For Against Management
10 Elect Director Heather McGregor For For Management
11 Elect Director Lorenzo Pellicioli For Against Management
12 Elect Director Samantha Ravich For Against Management
13 Elect Director Vincent Sadusky For For Management
14 Elect Director Gianmario Tondato Da For For Management
Ruos
15 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
16 Authorize Board to Fix Remuneration of For For Management
Auditors
17 Authorize Political Donations and For For Management
Expenditure
18 Authorize Issue of Equity For For Management
19 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
20 Authorize Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorize Market Purchase of Ordinary For For Management
Shares
22 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
INVACARE CORPORATION
Ticker: IVC Security ID: 461203101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan H. Alexander For For Management
1.2 Elect Director Julie A. Beck For For Management
1.3 Elect Director Petra Danielsohn-Weil For For Management
1.4 Elect Director Stephanie L. Fehr For For Management
1.5 Elect Director Diana S. Ferguson For For Management
1.6 Elect Director Marc M. Gibeley For For Management
1.7 Elect Director C. Martin Harris For For Management
1.8 Elect Director Matthew E. Monaghan For For Management
1.9 Elect Director Clifford D. Nastas For For Management
1.10 Elect Director Baiju R. Shah For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INVESCO MORTGAGE CAPITAL INC.
Ticker: IVR Security ID: 46131B100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Day For For Management
1.2 Elect Director Carolyn B. Handlon For For Management
1.3 Elect Director Edward J. Hardin For For Management
1.4 Elect Director James R. Lientz, Jr. For For Management
1.5 Elect Director Dennis P. Lockhart For For Management
1.6 Elect Director Gregory G. McGreevey For For Management
1.7 Elect Director Beth A. Zayicek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INVESTORS BANCORP, INC.
Ticker: ISBC Security ID: 46146L101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Cummings For For Management
1.2 Elect Director John E. Harmon, Sr. For For Management
1.3 Elect Director Michele N. Siekerka For For Management
1.4 Elect Director Paul N. Stathoulopoulos For For Management
1.5 Elect Director Kim Wales For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INVESTORS TITLE COMPANY
Ticker: ITIC Security ID: 461804106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Fine, Jr. For For Management
1.2 Elect Director James R. Morton For For Management
1.3 Elect Director Elton C. Parker, Jr. For For Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IRIDIUM COMMUNICATIONS INC.
Ticker: IRDM Security ID: 46269C102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Niehaus For For Management
1.2 Elect Director Thomas C. Canfield For For Management
1.3 Elect Director Matthew J. Desch For For Management
1.4 Elect Director Thomas J. Fitzpatrick For For Management
1.5 Elect Director L. Anthony Frazier For For Management
1.6 Elect Director Jane L. Harman For For Management
1.7 Elect Director Alvin B. Krongard For For Management
1.8 Elect Director Suzanne E. McBride For For Management
1.9 Elect Director Eric T. Olson For For Management
1.10 Elect Director Steven B. Pfeiffer For For Management
1.11 Elect Director Parker W. Rush For For Management
1.12 Elect Director Henrik O. Schliemann For For Management
1.13 Elect Director Barry J. West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IROBOT CORPORATION
Ticker: IRBT Security ID: 462726100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Colin M. Angle For For Management
1b Elect Director Deborah G. Ellinger For For Management
1c Elect Director Eva Manolis For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Eliminate Supermajority Vote For For Management
Requirement
4 Declassify the Board of Directors For For Management
5 Provide Right to Call Special Meeting For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ISTAR INC.
Ticker: STAR Security ID: 45031U101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford De Souza For For Management
1.2 Elect Director David Eisenberg For For Management
1.3 Elect Director Robin Josephs For For Management
1.4 Elect Director Richard Lieb For Withhold Management
1.5 Elect Director Barry Ridings For For Management
1.6 Elect Director Jay Sugarman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ITRON, INC.
Ticker: ITRI Security ID: 465741106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas L. Deitrich For For Management
1b Elect Director Timothy M. Leyden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
J & J SNACK FOODS CORP.
Ticker: JJSF Security ID: 466032109
Meeting Date: FEB 10, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter G. Stanley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
JOHN B. SANFILIPPO & SON, INC.
Ticker: JBSS Security ID: 800422107
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Edgar For Withhold Management
1.2 Elect Director Pamela Forbes Lieberman For For Management
1.3 Elect Director Ellen C. Taaffe For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION
Ticker: JBT Security ID: 477839104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director C. Maury Devine For For Management
1b Elect Director Emmanuel Lagarrigue For For Management
1c Elect Director James M. Ringler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLC as For For Management
Auditor
--------------------------------------------------------------------------------
JOUNCE THERAPEUTICS, INC.
Ticker: JNCE Security ID: 481116101
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Duncan Higgons For For Management
1.2 Elect Director Robert Iannone For For Management
1.3 Elect Director Luisa Salter-Cid For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
KAISER ALUMINUM CORPORATION
Ticker: KALU Security ID: 483007704
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Foster For For Management
1.2 Elect Director Leo Gerard For For Management
1.3 Elect Director Emily Liggett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KB HOME
Ticker: KBH Security ID: 48666K109
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur R. Collins For For Management
1.2 Elect Director Dorene C. Dominguez For For Management
1.3 Elect Director Kevin P. Eltife For For Management
1.4 Elect Director Timothy W. Finchem For For Management
1.5 Elect Director Stuart A. Gabriel For For Management
1.6 Elect Director Thomas W. Gilligan For For Management
1.7 Elect Director Jodeen A. Kozlak For For Management
1.8 Elect Director Robert L. Johnson For Against Management
1.9 Elect Director Melissa Lora For For Management
1.10 Elect Director Jeffrey T. Mezger For For Management
1.11 Elect Director James C. "Rad" Weaver For For Management
1.12 Elect Director Michael M. Wood For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Amended Rights Agreement For For Management
--------------------------------------------------------------------------------
KINSALE CAPITAL GROUP, INC.
Ticker: KNSL Security ID: 49714P108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael P. Kehoe For For Management
1b Elect Director Steven J. Bensinger For For Management
1c Elect Director Teresa P. Chia For For Management
1d Elect Director Robert V. Hatcher, III For For Management
1e Elect Director Anne C. Kronenberg For For Management
1f Elect Director Robert Lippincott, III For For Management
1g Elect Director James J. Ritchie For For Management
1h Elect Director Frederick L. Russell, For For Management
Jr.
1i Elect Director Gregory M. Share For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KITE REALTY GROUP TRUST
Ticker: KRG Security ID: 49803T300
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Kite For For Management
1b Elect Director William E. Bindley For For Management
1c Elect Director Derrick Burks For For Management
1d Elect Director Victor J. Coleman For For Management
1e Elect Director Lee A. Daniels For For Management
1f Elect Director Christie B. Kelly For For Management
1g Elect Director David R. O'Reilly For For Management
1h Elect Director Barton R. Peterson For For Management
1i Elect Director Charles H. Wurtzebach For For Management
1j Elect Director Caroline L. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bender For For Management
1.2 Elect Director Peter Boneparth For For Management
1.3 Elect Director Steven A. Burd For For Management
1.4 Elect Director Yael Cosset For For Management
1.5 Elect Director H. Charles Floyd For For Management
1.6 Elect Director Michelle Gass For For Management
1.7 Elect Director Robbin Mitchell For For Management
1.8 Elect Director Jonas Prising For For Management
1.9 Elect Director John E. Schlifske For For Management
1.10 Elect Director Adrianne Shapira For For Management
1.11 Elect Director Frank V. Sica For For Management
1.12 Elect Director Stephanie A. Streeter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
KONTOOR BRANDS, INC.
Ticker: KTB Security ID: 50050N103
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen S. Barclay For Withhold Management
1.2 Elect Director Robert M. Lynch For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KOPPERS HOLDINGS INC.
Ticker: KOP Security ID: 50060P106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leroy M. Ball For For Management
1.2 Elect Director Xudong Feng For For Management
1.3 Elect Director Traci L. Jensen For For Management
1.4 Elect Director David L. Motley For For Management
1.5 Elect Director Albert J. Neupaver For For Management
1.6 Elect Director Louis L. Testoni For For Management
1.7 Elect Director Stephen R. Tritch For For Management
1.8 Elect Director Sonja M. Wilkerson For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KORN FERRY
Ticker: KFY Security ID: 500643200
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Doyle N. Beneby For For Management
1b Elect Director Gary D. Burnison For For Management
1c Elect Director Christina A. Gold For For Management
1d Elect Director Jerry P. Leamon For For Management
1e Elect Director Angel R. Martinez For For Management
1f Elect Director Debra J. Perry For For Management
1g Elect Director Lori J. Robinson For For Management
1h Elect Director George T. Shaheen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
KRATON CORPORATION
Ticker: KRA Security ID: 50077C106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shelley J. Bausch For For Management
1.2 Elect Director Kevin M. Fogarty For For Management
1.3 Elect Director Karen A. Twitchell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KRONOS WORLDWIDE, INC.
Ticker: KRO Security ID: 50105F105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Loretta J. Feehan For Withhold Management
1.2 Elect Director Robert D. Graham For Withhold Management
1.3 Elect Director John E. Harper For For Management
1.4 Elect Director Meredith W. Mendes For For Management
1.5 Elect Director Cecil H. Moore, Jr. For For Management
1.6 Elect Director Thomas P. Stafford For For Management
1.7 Elect Director R. Gerald Turner For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KULICKE AND SOFFA INDUSTRIES, INC.
Ticker: KLIC Security ID: 501242101
Meeting Date: MAR 04, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Chin Hu Lim For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LA-Z-BOY INCORPORATED
Ticker: LZB Security ID: 505336107
Meeting Date: SEP 01, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kurt L. Darrow For For Management
1.2 Elect Director Sarah M. Gallagher For For Management
1.3 Elect Director Janet E. Kerr For For Management
1.4 Elect Director Michael T. Lawton For For Management
1.5 Elect Director H. George Levy For For Management
1.6 Elect Director W. Alan McCollough For For Management
1.7 Elect Director Rebecca L. O'Grady For For Management
1.8 Elect Director Lauren B. Peters For For Management
1.9 Elect Director Nido R. Qubein For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LANTHEUS HOLDINGS, INC.
Ticker: LNTH Security ID: 516544103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Markison For For Management
1.2 Elect Director Gary J. Pruden For For Management
1.3 Elect Director James H. Thrall For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LAREDO PETROLEUM, INC.
Ticker: LPI Security ID: 516806205
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jarvis V. Hollingsworth For For Management
1.2 Elect Director Lisa M. Lambert For For Management
1.3 Elect Director Lori A. Lancaster For For Management
1.4 Elect Director Edmund P. Segner, III For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Majority Voting Requirement to For For Management
Amend Charter and Bylaws and Remove
Directors for Cause
--------------------------------------------------------------------------------
LCI INDUSTRIES
Ticker: LCII Security ID: 50189K103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Gero For For Management
1b Elect Director Frank J. Crespo For For Management
1c Elect Director Brendan J. Deely For For Management
1d Elect Director Ronald J. Fenech For For Management
1e Elect Director Tracy D. Graham For For Management
1f Elect Director Virginia L. Henkels For For Management
1g Elect Director Jason D. Lippert For For Management
1h Elect Director Stephanie K. Mains For For Management
1i Elect Director Kieran M. O'Sullivan For For Management
1j Elect Director David A. Reed For For Management
1k Elect Director John A. Sirpilla For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC.
Ticker: LMAT Security ID: 525558201
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Jasinski For For Management
1.2 Elect Director John J. O'Connor For For Management
1.3 Elect Director Joseph P. Pellegrino, For For Management
Jr.
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Wilson Eglin For For Management
1.2 Elect Director Richard S. Frary For For Management
1.3 Elect Director Lawrence L. Gray For For Management
1.4 Elect Director Jamie Handwerker For For Management
1.5 Elect Director Claire A. Koeneman For For Management
1.6 Elect Director Howard Roth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LGI HOMES, INC.
Ticker: LGIH Security ID: 50187T106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ryan Edone For For Management
1.2 Elect Director Duncan Gage For For Management
1.3 Elect Director Eric Lipar For For Management
1.4 Elect Director Laura Miller For For Management
1.5 Elect Director Bryan Sansbury For For Management
1.6 Elect Director Steven Smith For For Management
1.7 Elect Director Robert Vahradian For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIFE STORAGE, INC.
Ticker: LSI Security ID: 53223X107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark G. Barberio For For Management
1.2 Elect Director Joseph V. Saffire For For Management
1.3 Elect Director Stephen R. Rusmisel For For Management
1.4 Elect Director Arthur L. Havener, Jr. For For Management
1.5 Elect Director Dana Hamilton For For Management
1.6 Elect Director Edward J. Pettinella For For Management
1.7 Elect Director David L. Rogers For For Management
1.8 Elect Director Susan Harnett For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LITHIA MOTORS, INC.
Ticker: LAD Security ID: 536797103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sidney B. DeBoer For For Management
1b Elect Director Susan O. Cain For For Management
1c Elect Director Bryan B. DeBoer For For Management
1d Elect Director Shauna F. McIntyre For For Management
1e Elect Director Louis P. Miramontes For For Management
1f Elect Director Kenneth E. Roberts For For Management
1g Elect Director David J. Robino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Eliminate Class B Common Stock, Class For For Management
A Common Stock and Series M Preferred
Stock, and to Reclassify Class A
Common Stock as Common Stock
--------------------------------------------------------------------------------
LIVENT CORPORATION
Ticker: LTHM Security ID: 53814L108
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre Brondeau For For Management
1b Elect Director G. Peter D'Aloia For For Management
1c Elect Director Robert C. Pallash For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
LIVEPERSON, INC.
Ticker: LPSN Security ID: 538146101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin C. Lavan For For Management
1b Elect Director Robert P. LoCascio For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LSI INDUSTRIES INC.
Ticker: LYTS Security ID: 50216C108
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Beech For For Management
1.2 Elect Director Ronald D. Brown For For Management
1.3 Elect Director James A. Clark For For Management
1.4 Elect Director Amy L. Hanson For For Management
1.5 Elect Director Chantel E. Lenard For For Management
1.6 Elect Director Wilfred T. O'Gara For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LUMBER LIQUIDATORS HOLDINGS, INC.
Ticker: LL Security ID: 55003T107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas T. Moore For For Management
1.2 Elect Director Nancy M. Taylor For For Management
1.3 Elect Director Joseph M. Nowicki For For Management
1.4 Elect Director Charles E. Tyson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
LUMINEX CORPORATION
Ticker: LMNX Security ID: 55027E102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward A. Ogunro For For Management
1b Elect Director Kevin M. McNamara For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
LYDALL, INC.
Ticker: LDL Security ID: 550819106
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David G. Bills For For Management
1b Elect Director James J. Cannon For For Management
1c Elect Director Marc T. Giles For For Management
1d Elect Director Paul W. Graves For For Management
1e Elect Director Sara A. Greenstein For For Management
1f Elect Director Suzanne Hammett For For Management
1g Elect Director Katherine C. Harper For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC.
Ticker: MDC Security ID: 552676108
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond T. Baker For Withhold Management
1.2 Elect Director David E. Blackford For For Management
1.3 Elect Director Courtney L. Mizel For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
M/I HOMES, INC.
Ticker: MHO Security ID: 55305B101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Glimcher For For Management
1.2 Elect Director Elizabeth K. Ingram For For Management
1.3 Elect Director Kumi D. Walker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MACATAWA BANK CORPORATION
Ticker: MCBC Security ID: 554225102
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald L. Haan For For Management
1b Elect Director Douglas B. Padnos For For Management
1c Elect Director Richard L. Postma For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MACROGENICS, INC.
Ticker: MGNX Security ID: 556099109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth Galbraith For For Management
1.2 Elect Director Scott Jackson For For Management
1.3 Elect Director David Stump For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Torrence N. Boone For For Management
1c Elect Director John A. Bryant For For Management
1d Elect Director Deirdre P. Connelly For For Management
1e Elect Director Jeff Gennette For For Management
1f Elect Director Leslie D. Hale For For Management
1g Elect Director William H. Lenehan For For Management
1h Elect Director Sara Levinson For For Management
1i Elect Director Paul C. Varga For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORPORATION
Ticker: MANT Security ID: 564563104
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George J. Pedersen For Withhold Management
1.2 Elect Director Kevin M. Phillips For For Management
1.3 Elect Director Richard L. Armitage For Withhold Management
1.4 Elect Director Mary K. Bush For For Management
1.5 Elect Director Barry G. Campbell For Withhold Management
1.6 Elect Director Richard J. Kerr For Withhold Management
1.7 Elect Director Peter B. LaMontagne For For Management
1.8 Elect Director Kenneth A. Minihan For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MARINEMAX, INC.
Ticker: HZO Security ID: 567908108
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William H. McGill, Jr. For For Management
1b Elect Director Charles R. Oglesby For For Management
1c Elect Director Rebecca White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD.
Ticker: MRTN Security ID: 573075108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randolph L. Marten For For Management
1.2 Elect Director Larry B. Hagness For For Management
1.3 Elect Director Thomas J. Winkel For For Management
1.4 Elect Director Jerry M. Bauer For For Management
1.5 Elect Director Robert L. Demorest For For Management
1.6 Elect Director Ronald R. Booth For For Management
1.7 Elect Director Kathleen P. Iverson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION
Ticker: DOOR Security ID: 575385109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard C. Heckes For For Management
1.2 Elect Director Jody L. Bilney For For Management
1.3 Elect Director Robert J. Byrne For For Management
1.4 Elect Director John H. Chuang For For Management
1.5 Elect Director Peter R. Dachowski For For Management
1.6 Elect Director Jonathan F. Foster For For Management
1.7 Elect Director Daphne E. Jones For For Management
1.8 Elect Director William S. Oesterle For For Management
1.9 Elect Director Francis M. Scricco For For Management
1.10 Elect Director Jay I. Steinfeld For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY
Ticker: MTDR Security ID: 576485205
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William M. Byerley For For Management
1b Elect Director Monika U. Ehrman For For Management
1c Elect Director Julia P. Forrester For For Management
Rogers
1d Elect Director James M. Howard For For Management
1e Elect Director Kenneth L. Stewart For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MATERION CORPORATION
Ticker: MTRN Security ID: 576690101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinod M. Khilnani For For Management
1.2 Elect Director Emily M. Liggett For For Management
1.3 Elect Director Robert J. Phillippy For For Management
1.4 Elect Director Patrick Prevost For For Management
1.5 Elect Director N. Mohan Reddy For For Management
1.6 Elect Director Craig S. Shular For For Management
1.7 Elect Director Darlene J. S. Solomon For For Management
1.8 Elect Director Robert B. Toth For For Management
1.9 Elect Director Jugal K. Vijayvargiya For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MATRIX SERVICE COMPANY
Ticker: MTRX Security ID: 576853105
Meeting Date: NOV 03, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martha Z. Carnes For For Management
1b Elect Director John D. Chandler For For Management
1c Elect Director Carlin G. Conner For For Management
1d Elect Director John R. Hewitt For For Management
1e Elect Director Liane K. Hinrichs For For Management
1f Elect Director James H. Miller For For Management
1g Elect Director Jim W. Mogg For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MATSON, INC.
Ticker: MATX Security ID: 57686G105
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meredith J. Ching For For Management
1.2 Elect Director Matthew J. Cox For For Management
1.3 Elect Director Thomas B. Fargo For For Management
1.4 Elect Director Mark H. Fukunaga For For Management
1.5 Elect Director Stanley M. Kuriyama For For Management
1.6 Elect Director Constance H. Lau For For Management
1.7 Elect Director Jenai S. Wall For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MAXLINEAR, INC.
Ticker: MXL Security ID: 57776J100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kishore Seendripu For For Management
1.2 Elect Director Thomas E. Pardun For For Management
1.3 Elect Director Gregory P. Dougherty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
MCGRATH RENTCORP
Ticker: MGRC Security ID: 580589109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly A. Box For For Management
1.2 Elect Director Smita Conjeevaram For For Management
1.3 Elect Director William J. Dawson For For Management
1.4 Elect Director Elizabeth A. Fetter For For Management
1.5 Elect Director Joseph F. Hanna For For Management
1.6 Elect Director Bradley M. Shuster For For Management
1.7 Elect Director M. Richard Smith For For Management
1.8 Elect Director Dennis P. Stradford For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDIFAST, INC.
Ticker: MED Security ID: 58470H101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey J. Brown For For Management
1.2 Elect Director Kevin G. Byrnes For For Management
1.3 Elect Director Daniel R. Chard For For Management
1.4 Elect Director Constance J. Hallquist For For Management
1.5 Elect Director Michael A. Hoer For For Management
1.6 Elect Director Scott Schlackman For For Management
1.7 Elect Director Andrea B. Thomas For For Management
1.8 Elect Director Ming Xian For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDPACE HOLDINGS, INC.
Ticker: MEDP Security ID: 58506Q109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred B. Davenport, Jr. For Withhold Management
1.2 Elect Director Cornelius P. McCarthy, For Withhold Management
III
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEREDITH CORPORATION
Ticker: MDP Security ID: 589433101
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Tallett For Withhold Management
1.2 Elect Director Donald A. Baer For Withhold Management
1.3 Elect Director Gregory G. Coleman For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
MERIDIAN BANCORP, INC.
Ticker: EBSB Security ID: 58958U103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marilyn A. Censullo For For Management
1.2 Elect Director Russell L. Chin For For Management
1.3 Elect Director Richard J. Gavegnano For For Management
1.4 Elect Director Gregory F. Natalucci For For Management
2 Ratify Wolf & Company, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MERIDIAN BIOSCIENCE, INC.
Ticker: VIVO Security ID: 589584101
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Anderson For For Management
1.2 Elect Director Anthony P. Bihl, III For For Management
1.3 Elect Director Dwight E. Ellingwood For For Management
1.4 Elect Director Jack Kenny For For Management
1.5 Elect Director John C. McIlwraith For For Management
1.6 Elect Director David C. Phillips For For Management
1.7 Elect Director John M. Rice, Jr. For For Management
1.8 Elect Director Catherine A. Sazdanoff For For Management
1.9 Elect Director Felicia Williams For For Management
2 Ratify Grant Thornton LLP as Auditors None None Management
*Withdrawn Resolution*
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERIT MEDICAL SYSTEMS, INC.
Ticker: MMSI Security ID: 589889104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred P. Lampropoulos For For Management
1b Elect Director A. Scott Anderson For For Management
1c Elect Director Lynne M. Ward For For Management
1d Elect Director Stephen C. Evans For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MERITAGE HOMES CORPORATION
Ticker: MTH Security ID: 59001A102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter L. Ax For For Management
1.2 Elect Director Gerald Haddock For For Management
1.3 Elect Director Joseph Keough For For Management
1.4 Elect Director Michael R. Odell For For Management
1.5 Elect Director Phillippe Lord For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERITOR, INC.
Ticker: MTOR Security ID: 59001K100
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan A. Bertsch For For Management
1.2 Elect Director Rodger L. Boehm For For Management
1.3 Elect Director Lloyd G. Trotter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION
Ticker: MTG Security ID: 552848103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Analisa M. Allen For For Management
1.2 Elect Director Daniel A. Arrigoni For For Management
1.3 Elect Director C. Edward Chaplin For For Management
1.4 Elect Director Curt S. Culver For For Management
1.5 Elect Director Jay C. Hartzell For For Management
1.6 Elect Director Timothy A. Holt For For Management
1.7 Elect Director Jodeen A. Kozlak For For Management
1.8 Elect Director Michael E. Lehman For For Management
1.9 Elect Director Melissa B. Lora For For Management
1.10 Elect Director Timothy J. Mattke For For Management
1.11 Elect Director Gary A. Poliner For For Management
1.12 Elect Director Sheryl L. Sculley For For Management
1.13 Elect Director Mark M. Zandi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MICROSTRATEGY INCORPORATED
Ticker: MSTR Security ID: 594972408
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Saylor For Withhold Management
1.2 Elect Director Stephen X. Graham For For Management
1.3 Elect Director Jarrod M. Patten For For Management
1.4 Elect Director Leslie J. Rechan For For Management
1.5 Elect Director Carl J. Rickertsen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MITEK SYSTEMS, INC.
Ticker: MITK Security ID: 606710200
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William K. "Bill" Aulet For For Management
1.2 Elect Director Scipio "Max" Carnecchia For For Management
1.3 Elect Director James C. "Jim" Hale For For Management
1.4 Elect Director Bruce E. Hansen For For Management
1.5 Elect Director Alex W. "Pete" Hart For For Management
1.6 Elect Director Kimberly S. Stevenson For For Management
1.7 Elect Director Donna C. Wells For For Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MODIVCARE INC.
Ticker: MODV Security ID: 60783X104
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Todd J. Carter For For Management
1b Elect Director Frank J. Wright For For Management
1c Elect Director Garth Graham For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOOG INC.
Ticker: MOG.A Security ID: 615394202
Meeting Date: FEB 09, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Janet M. Coletti For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MR. COOPER GROUP INC.
Ticker: COOP Security ID: 62482R107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jay Bray For For Management
1b Elect Director Busy Burr For For Management
1c Elect Director Robert Gidel For For Management
1d Elect Director Roy Guthrie For For Management
1e Elect Director Christopher Harrington For For Management
1f Elect Director Michael Malone For For Management
1g Elect Director Shveta Mujumdar For For Management
1h Elect Director Tagar Olson For For Management
1i Elect Director Steven Scheiwe For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MYERS INDUSTRIES, INC.
Ticker: MYE Security ID: 628464109
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yvette Dapremont Bright For For Management
1.2 Elect Director Sarah R. Coffin For For Management
1.3 Elect Director Ronald M. De Feo For For Management
1.4 Elect Director William A. Foley For For Management
1.5 Elect Director Jeffrey Kramer For For Management
1.6 Elect Director F. Jack Liebau, Jr. For For Management
1.7 Elect Director Bruce M. Lisman For For Management
1.8 Elect Director Lori Lutey For For Management
1.9 Elect Director Michael McGaugh For For Management
1.10 Elect Director William Sandbrook None None Management
*Withdrawn Resolution*
1.11 Elect Director Robert A. Stefanko For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Adopt Majority Voting Requirement for For For Management
All Matters Requiring Shareholder
Proposal
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MYRIAD GENETICS, INC.
Ticker: MYGN Security ID: 62855J104
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: OCT 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rashmi Kumar For For Management
1.2 Elect Director Dennis H. Langer For For Management
1.3 Elect Director Lee N. Newcomer For For Management
2 Amend Restricted Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MYRIAD GENETICS, INC.
Ticker: MYGN Security ID: 62855J104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director S. Louise Phanstiel For For Management
1b Elect Director Daniel M. Skovronsky For For Management
1c Elect Director Daniel K. Spiegelman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NABORS INDUSTRIES LTD.
Ticker: NBR Security ID: G6359F137
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tanya S. Beder For For Management
1.2 Elect Director Anthony R. Chase For For Management
1.3 Elect Director James R. Crane For For Management
1.4 Elect Director John P. Kotts For For Management
1.5 Elect Director Michael C. Linn For For Management
1.6 Elect Director Anthony G. Petrello For Withhold Management
1.7 Elect Director John Yearwood For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NATERA, INC.
Ticker: NTRA Security ID: 632307104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For Withhold Management
1.2 Elect Director Steven L. Chapman For For Management
1.3 Elect Director Todd Cozzens For For Management
1.4 Elect Director Matthew Rabinowitz For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATHAN'S FAMOUS, INC.
Ticker: NATH Security ID: 632347100
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Eide For For Management
1.2 Elect Director Eric Gatoff For For Management
1.3 Elect Director Brian S. Genson For For Management
1.4 Elect Director Barry Leistner For For Management
1.5 Elect Director Andrew M. Levine For For Management
1.6 Elect Director Howard M. Lorber For For Management
1.7 Elect Director Wayne Norbitz For For Management
1.8 Elect Director A. F. Petrocelli For Withhold Management
1.9 Elect Director Charles Raich For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Marcum LLP as Auditors For For Management
4 Require a Majority Vote for the Abstain For Shareholder
Election of Directors
--------------------------------------------------------------------------------
NATIONAL HEALTHCARE CORPORATION
Ticker: NHC Security ID: 635906100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Paul Abernathy For Withhold Management
1.2 Elect Director Robert G. Adams For For Management
--------------------------------------------------------------------------------
NATIONAL STORAGE AFFILIATES TRUST
Ticker: NSA Security ID: 637870106
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arlen D. Nordhagen For For Management
1b Elect Director George L. Chapman For For Management
1c Elect Director Tamara D. Fischer For For Management
1d Elect Director Paul W. Hylbert, Jr. For For Management
1e Elect Director Chad L. Meisinger For For Management
1f Elect Director Steven G. Osgood For For Management
1g Elect Director Dominic M. Palazzo For For Management
1h Elect Director Rebecca L. Steinfort For For Management
1i Elect Director Mark Van Mourick For For Management
1j Elect Director J. Timothy Warren For For Management
1k Elect Director Charles F. Wu For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATUS MEDICAL INCORPORATED
Ticker: NTUS Security ID: 639050103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ilan Daskal For For Management
1b Elect Director Lisa Wipperman Heine For For Management
1c Elect Director Jonathan A. Kennedy For For Management
1d Elect Director Joshua H. Levine For For Management
1e Elect Director Barbara R. Paul For For Management
1f Elect Director Alice D. Schroeder For For Management
1g Elect Director Thomas J. Sullivan For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NBT BANCORP INC.
Ticker: NBTB Security ID: 628778102
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John H. Watt, Jr. For For Management
1b Elect Director Martin A. Dietrich For For Management
1c Elect Director Johanna R. Ames For For Management
1d Elect Director J. David Brown For For Management
1e Elect Director Patricia T. Civil For For Management
1f Elect Director Timothy E. Delaney For For Management
1g Elect Director James H. Douglas For For Management
1h Elect Director Andrew S. Kowalczyk, III For For Management
1i Elect Director John C. Mitchell For For Management
1j Elect Director V. Daniel Robinson, II For For Management
1k Elect Director Matthew J. Salanger For For Management
1l Elect Director Joseph A. Santangelo For For Management
1m Elect Director Lowell A. Seifter For For Management
1n Elect Director Jack H. Webb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
NEENAH, INC.
Ticker: NP Security ID: 640079109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margaret S. Dano For For Management
1b Elect Director Donna M. Costello For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEOGEN CORPORATION
Ticker: NEOG Security ID: 640491106
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Bruce Papesh For For Management
1.2 Elect Director Ralph A. Rodriguez For For Management
1.3 Elect Director Catherine E. Woteki For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEOGENOMICS, INC.
Ticker: NEO Security ID: 64049M209
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. VanOort For For Management
1b Elect Director Mark W. Mallon For For Management
1c Elect Director Lynn A. Tetrault For For Management
1d Elect Director Bruce K. Crowther For For Management
1e Elect Director Alison L. Hannah For For Management
1f Elect Director Kevin C. Johnson For For Management
1g Elect Director Stephen M. Kanovsky For For Management
1h Elect Director Michael A. Kelly For For Management
1i Elect Director Rachel A. Stahler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NETGEAR, INC.
Ticker: NTGR Security ID: 64111Q104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick C.S. Lo For For Management
1b Elect Director Sarah S. Butterfass For For Management
1c Elect Director Laura J. Durr For For Management
1d Elect Director Jef T. Graham For For Management
1e Elect Director Bradley L. Maiorino For For Management
1f Elect Director Janice M. Roberts For For Management
1g Elect Director Gregory J. Rossmann For For Management
1h Elect Director Barbara V. Scherer For For Management
1i Elect Director Thomas H. Waechter For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEW RESIDENTIAL INVESTMENT CORP.
Ticker: NRZ Security ID: 64828T201
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Finnerty For Withhold Management
1.2 Elect Director Michael Nierenberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEW SENIOR INVESTMENT GROUP INC.
Ticker: SNR Security ID: 648691103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Norman K. Jenkins For For Management
1b Elect Director Cassia van der Hoof For For Management
Holstein
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEW YORK MORTGAGE TRUST, INC.
Ticker: NYMT Security ID: 649604501
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David R. Bock For For Management
1b Elect Director Michael B. Clement For For Management
1c Elect Director Alan L. Hainey For For Management
1d Elect Director Steven R. Mumma For For Management
1e Elect Director Steven G. Norcutt For For Management
1f Elect Director Lisa A. Pendergast For For Management
1g Elect Director Jason T. Serrano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEWMARK GROUP, INC.
Ticker: NMRK Security ID: 65158N102
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard W. Lutnick For Withhold Management
1.2 Elect Director Michael Snow For For Management
1.3 Elect Director Virginia S. Bauer For For Management
1.4 Elect Director Peter F. Cervinka For For Management
1.5 Elect Director Kenneth A. McIntyre For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NEWPARK RESOURCES, INC.
Ticker: NR Security ID: 651718504
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony J. Best For For Management
1b Elect Director G. Stephen Finley For For Management
1c Elect Director Paul L. Howes For For Management
1d Elect Director Roderick A. Larson For For Management
1e Elect Director Michael A. Lewis For For Management
1f Elect Director John C. Minge For For Management
1g Elect Director Rose M. Robeson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Restricted For For Management
Stock Plan
6 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
--------------------------------------------------------------------------------
NEXPOINT RESIDENTIAL TRUST, INC.
Ticker: NXRT Security ID: 65341D102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Dondero For Withhold Management
1b Elect Director Brian Mitts For For Management
1c Elect Director Edward Constantino For For Management
1d Elect Director Scott Kavanaugh For For Management
1e Elect Director Arthur Laffer For For Management
1f Elect Director Catherine Wood For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEXTERA ENERGY PARTNERS, LP
Ticker: NEP Security ID: 65341B106
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan D. Austin For For Management
1b Elect Director Robert J. Byrne For For Management
1c Elect Director Peter H. Kind For For Management
1d Elect Director James L. Robo For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEXTGEN HEALTHCARE, INC.
Ticker: NXGN Security ID: 65343C102
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. "Rusty" Frantz For For Management
1.2 Elect Director Craig A. Barbarosh For For Management
1.3 Elect Director George H. Bristol For For Management
1.4 Elect Director Julie D. Klapstein For For Management
1.5 Elect Director James C. Malone For For Management
1.6 Elect Director Jeffrey H. Margolis For For Management
1.7 Elect Director Morris Panner For For Management
1.8 Elect Director Sheldon Razin For For Management
1.9 Elect Director Lance E. Rosenzweig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NMI HOLDINGS, INC.
Ticker: NMIH Security ID: 629209305
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley M. Shuster For For Management
1.2 Elect Director Claudia J. Merkle For For Management
1.3 Elect Director Michael Embler For For Management
1.4 Elect Director Priya Huskins For For Management
1.5 Elect Director James G. Jones For For Management
1.6 Elect Director Lynn S. McCreary For For Management
1.7 Elect Director Michael Montgomery For For Management
1.8 Elect Director Regina Muehlhauser For For Management
1.9 Elect Director Steven L. Scheid For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORTHFIELD BANCORP, INC.
Ticker: NFBK Security ID: 66611T108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy C. Harrison For For Management
1.2 Elect Director Karen J. Kessler For For Management
1.3 Elect Director Patrick L. Ryan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
NOW INC.
Ticker: DNOW Security ID: 67011P100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Terry Bonno For For Management
1B Elect Director David Cherechinsky For For Management
1C Elect Director Galen Cobb For For Management
1D Elect Director James Crandell For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Karen H. Beachy For For Management
1b Elect Director Deanna L. Goodwin For For Management
1c Elect Director Kavitha Velusamy For For Management
1d Elect Director Steven A. Webster For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OFG BANCORP
Ticker: OFG Security ID: 67103X102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian S. Inclan For For Management
1.2 Elect Director Jose R. Fernandez For For Management
1.3 Elect Director Jorge Colon-Gerena For For Management
1.4 Elect Director Nestor de Jesus For For Management
1.5 Elect Director Susan Harnett For For Management
1.6 Elect Director Pedro Morazzani For For Management
1.7 Elect Director Edwin Perez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OIL STATES INTERNATIONAL, INC.
Ticker: OIS Security ID: 678026105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director E. Joseph Wright For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
OLD REPUBLIC INTERNATIONAL CORPORATION
Ticker: ORI Security ID: 680223104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Kennedy For For Management
1.2 Elect Director Spencer LeRoy, III For For Management
1.3 Elect Director Peter B. McNitt For For Management
1.4 Elect Director Steven R. Walker For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OLYMPIC STEEL, INC.
Ticker: ZEUS Security ID: 68162K106
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Siegal For For Management
1.2 Elect Director Arthur F. Anton For For Management
1.3 Elect Director Richard T. Marabito For For Management
1.4 Elect Director Michael G. Rippey For For Management
1.5 Elect Director Vanessa L. Whiting For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
OMNICELL, INC.
Ticker: OMCL Security ID: 68213N109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall A. Lipps For For Management
1.2 Elect Director Vance B. Moore For For Management
1.3 Elect Director Mark W. Parrish For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ONTO INNOVATION, INC.
Ticker: ONTO Security ID: 683344105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leo Berlinghieri For For Management
1.2 Elect Director Edward J. Brown, Jr. For For Management
1.3 Elect Director David B. Miller For For Management
1.4 Elect Director Michael P. Plisinski For For Management
1.5 Elect Director Bruce C. Rhine For For Management
1.6 Elect Director Christopher A. Seams For For Management
1.7 Elect Director Christine A. Tsingos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OP BANCORP
Ticker: OPBK Security ID: 67109R109
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Choi For For Management
1.2 Elect Director Ernest E. Dow For For Management
1.3 Elect Director Jason Hwang For For Management
1.4 Elect Director Soo Hun Jung For For Management
1.5 Elect Director Min J. Kim For For Management
1.6 Elect Director Ock Hee Kim For For Management
1.7 Elect Director Myung Ja (Susan) Park For For Management
1.8 Elect Director Yong Sin Shin For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
ORASURE TECHNOLOGIES, INC.
Ticker: OSUR Security ID: 68554V108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Celano For For Management
1b Elect Director James A. Datin For For Management
1c Elect Director Lelio Marmora For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORTHOFIX MEDICAL INC.
Ticker: OFIX Security ID: 68752M108
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Burzik For For Management
1.2 Elect Director Jason M. Hannon For For Management
1.3 Elect Director James F. Hinrichs For For Management
1.4 Elect Director Alexis V. Lukianov For For Management
1.5 Elect Director Lilly Marks For For Management
1.6 Elect Director Michael E. Paolucci For For Management
1.7 Elect Director Jon C. Serbousek For For Management
1.8 Elect Director John E. Sicard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OSI SYSTEMS, INC.
Ticker: OSIS Security ID: 671044105
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deepak Chopra For For Management
1.2 Elect Director Steven C. Good For For Management
1.3 Elect Director Meyer Luskin For For Management
1.4 Elect Director William F. Ballhaus, Jr. For For Management
1.5 Elect Director James B. Hawkins For For Management
1.6 Elect Director Gerald Chizever For For Management
1.7 Elect Director Kelli Bernard For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OWENS & MINOR, INC.
Ticker: OMI Security ID: 690732102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aster Angagaw For For Management
1.2 Elect Director Mark A. Beck For For Management
1.3 Elect Director Gwendolyn M. Bingham For For Management
1.4 Elect Director Robert J. Henkel For For Management
1.5 Elect Director Stephen W. Klemash For For Management
1.6 Elect Director Mark F. McGettrick For For Management
1.7 Elect Director Edward A. Pesicka For For Management
1.8 Elect Director Michael C. Riordan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC.
Ticker: PPBI Security ID: 69478X105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ayad A. Fargo For For Management
1b Elect Director Steven R. Gardner For For Management
1c Elect Director Joseph L. Garrett For For Management
1d Elect Director Jeffrey C. Jones For For Management
1e Elect Director M. Christian Mitchell For For Management
1f Elect Director Barbara S. Polsky For For Management
1g Elect Director Zareh H. Sarrafian For For Management
1h Elect Director Jaynie Miller Studenmund For For Management
1i Elect Director Cora M. Tellez For For Management
1j Elect Director Richard C. Thomas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
PACIRA BIOSCIENCES, INC.
Ticker: PCRX Security ID: 695127100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura Brege For For Management
1.2 Elect Director Mark I. Froimson For For Management
1.3 Elect Director Mark A. Kronenfeld For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PATRICK INDUSTRIES, INC.
Ticker: PATK Security ID: 703343103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Cerulli For For Management
1.2 Elect Director Todd M. Cleveland For For Management
1.3 Elect Director John A. Forbes For For Management
1.4 Elect Director Michael A. Kitson For For Management
1.5 Elect Director Pamela R. Klyn For For Management
1.6 Elect Director Derrick B. Mayes For For Management
1.7 Elect Director Andy L. Nemeth For For Management
1.8 Elect Director Denis G. Suggs For For Management
1.9 Elect Director M. Scott Welch For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tiffany (TJ) Thom Cepak For For Management
1.2 Elect Director Michael W. Conlon For For Management
1.3 Elect Director William A. Hendricks, For For Management
Jr.
1.4 Elect Director Curtis W. Huff For For Management
1.5 Elect Director Terry H. Hunt For For Management
1.6 Elect Director Janeen S. Judah For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PBF ENERGY INC.
Ticker: PBF Security ID: 69318G106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Nimbley For For Management
1b Elect Director Spencer Abraham For For Management
1c Elect Director Wayne Budd For For Management
1d Elect Director Karen Davis For For Management
1e Elect Director S. Eugene Edwards For For Management
1f Elect Director William E. Hantke For For Management
1g Elect Director Robert Lavinia For For Management
1h Elect Director Kimberly S. Lubel For For Management
1i Elect Director George E. Ogden For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PC CONNECTION, INC.
Ticker: CNXN Security ID: 69318J100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia Gallup For Withhold Management
1.2 Elect Director David Beffa-Negrini For For Management
1.3 Elect Director Barbara Duckett For For Management
1.4 Elect Director Jack Ferguson For For Management
1.5 Elect Director Gary Kinyon For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PDC ENERGY, INC.
Ticker: PDCE Security ID: 69327R101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barton R. Brookman For For Management
1.2 Elect Director Mark E. Ellis For For Management
1.3 Elect Director Paul J. Korus For For Management
1.4 Elect Director David C. Parke For For Management
1.5 Elect Director Lynn A. Peterson For For Management
1.6 Elect Director Carlos A. Sabater For For Management
1.7 Elect Director Diana L. Sands For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PEAPACK-GLADSTONE FINANCIAL CORPORATION
Ticker: PGC Security ID: 704699107
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carmen M. Bowser For For Management
1.2 Elect Director Susan A. Cole For For Management
1.3 Elect Director Anthony J. Consi, II For For Management
1.4 Elect Director Richard Daingerfield For For Management
1.5 Elect Director Edward A. Gramigna, Jr. For For Management
1.6 Elect Director Peter D. Horst For For Management
1.7 Elect Director Steven A. Kass For For Management
1.8 Elect Director Douglas L. Kennedy For For Management
1.9 Elect Director F. Duffield Meyercord For For Management
1.10 Elect Director Patrick J. Mullen For For Management
1.11 Elect Director Philip W. Smith, III For For Management
1.12 Elect Director Tony Spinelli For For Management
1.13 Elect Director Beth Welsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
PENNYMAC MORTGAGE INVESTMENT TRUST
Ticker: PMT Security ID: 70931T103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David A. Spector For Against Management
1b Elect Director Randall D. Hadley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERDOCEO EDUCATION CORPORATION
Ticker: PRDO Security ID: 71363P106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis H. Chookaszian For For Management
1b Elect Director Kenda B. Gonzales For For Management
1c Elect Director Patrick W. Gross For For Management
1d Elect Director William D. Hansen For For Management
1e Elect Director Gregory L. Jackson For For Management
1f Elect Director Thomas B. Lally For For Management
1g Elect Director Todd S. Nelson For For Management
1h Elect Director Leslie T. Thornton For For Management
1i Elect Director Alan D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
PERFICIENT, INC.
Ticker: PRFT Security ID: 71375U101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey S. Davis For For Management
1b Elect Director Ralph C. Derrickson For For Management
1c Elect Director David S. Lundeen For For Management
1d Elect Director Brian L. Matthews For For Management
1e Elect Director Nancy C. Pechloff For For Management
1f Elect Director Gary M. Wimberly For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PETMED EXPRESS, INC.
Ticker: PETS Security ID: 716382106
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Menderes Akdag For For Management
1b Elect Director Leslie C.G. Campbell For For Management
1c Elect Director Frank J. Formica For For Management
1d Elect Director Gian M. Fulgoni For For Management
1e Elect Director Ronald J. Korn For For Management
1f Elect Director Robert C. Schweitzer For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
PGT INNOVATIONS, INC.
Ticker: PGTI Security ID: 69336V101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney Hershberger For For Management
1b Elect Director Floyd F. Sherman For For Management
1c Elect Director Sheree L. Bargabos For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHIBRO ANIMAL HEALTH CORPORATION
Ticker: PAHC Security ID: 71742Q106
Meeting Date: NOV 02, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel M. Bendheim For Withhold Management
1.2 Elect Director Jonathan Bendheim For Withhold Management
1.3 Elect Director Sam Gejdenson For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PIEDMONT OFFICE REALTY TRUST, INC.
Ticker: PDM Security ID: 720190206
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank C. McDowell For For Management
1.2 Elect Director Kelly H. Barrett For For Management
1.3 Elect Director Wesley E. Cantrell For For Management
1.4 Elect Director Glenn G. Cohen For For Management
1.5 Elect Director Barbara B. Lang For For Management
1.6 Elect Director C. Brent Smith For For Management
1.7 Elect Director Jeffrey L. Swope For For Management
1.8 Elect Director Dale H. Taysom For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PIPER SANDLER COMPANIES
Ticker: PIPR Security ID: 724078100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Chad R. Abraham For For Management
1b Elect Director Jonathan J. Doyle For For Management
1c Elect Director William R. Fitzgerald For For Management
1d Elect Director Victoria M. Holt For For Management
1e Elect Director Thomas S. Schreier For For Management
1f Elect Director Sherry M. Smith For For Management
1g Elect Director Philip E. Soran For For Management
1h Elect Director Brian R. Sterling For For Management
1i Elect Director Scott C. Taylor For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PITNEY BOWES INC.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anne M. Busquet For For Management
1b Elect Director Robert M. (Bob) For For Management
Dutkowsky
1c Elect Director Anne Sutherland Fuchs For For Management
1d Elect Director Mary J. Steele Guilfoile For For Management
1e Elect Director S. Douglas Hutcheson For For Management
1f Elect Director Marc B. Lautenbach For For Management
1g Elect Director Michael I. Roth For For Management
1h Elect Director Linda S. Sanford For For Management
1i Elect Director David L. Shedlarz For For Management
1j Elect Director Sheila A. Stamps For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PLAINS GP HOLDINGS, L.P.
Ticker: PAGP Security ID: 72651A207
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg L. Armstrong For For Management
1.2 Elect Director John T. Raymond For For Management
1.3 Elect Director Bobby S. Shackouls For Withhold Management
1.4 Elect Director Christopher M. Temple For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PLEXUS CORP.
Ticker: PLXS Security ID: 729132100
Meeting Date: FEB 17, 2021 Meeting Type: Annual
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Cortinovis For For Management
1.2 Elect Director Joann M. Eisenhart For For Management
1.3 Elect Director Dean A. Foate For For Management
1.4 Elect Director Rainer Jueckstock For For Management
1.5 Elect Director Peter Kelly For For Management
1.6 Elect Director Todd P. Kelsey For For Management
1.7 Elect Director Joel Quadracci For For Management
1.8 Elect Director Karen M. Rapp For For Management
1.9 Elect Director Paul A. Rooke For For Management
1.10 Elect Director Michael V. Schrock For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
POPULAR, INC.
Ticker: BPOP Security ID: 733174700
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alejandro M. Ballester For For Management
1b Elect Director Richard L. Carrion For For Management
1c Elect Director Carlos A. Unanue For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC COMPANY
Ticker: POR Security ID: 736508847
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney Brown For For Management
1b Elect Director Jack Davis For For Management
1c Elect Director Kirby Dyess For For Management
1d Elect Director Mark Ganz For For Management
1e Elect Director Marie Oh Huber For For Management
1f Elect Director Kathryn Jackson For For Management
1g Elect Director Michael Lewis For For Management
1h Elect Director Michael Millegan For For Management
1i Elect Director Neil Nelson For For Management
1j Elect Director Lee Pelton For For Management
1k Elect Director Maria Pope For For Management
1l Elect Director James Torgerson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
POWELL INDUSTRIES, INC.
Ticker: POWL Security ID: 739128106
Meeting Date: FEB 17, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. McGill For For Management
1.2 Elect Director John D. White For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POWER INTEGRATIONS, INC.
Ticker: POWI Security ID: 739276103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Arienzo For For Management
1.2 Elect Director Balu Balakrishnan For For Management
1.3 Elect Director Nicholas E. Brathwaite For For Management
1.4 Elect Director Anita Ganti For For Management
1.5 Elect Director William George For For Management
1.6 Elect Director Balakrishnan S. Iyer For For Management
1.7 Elect Director Jennifer Lloyd For For Management
1.8 Elect Director Necip Sayiner For For Management
1.9 Elect Director Steven J. Sharp For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Restricted Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PREMIER FINANCIAL CORP.
Ticker: PFC Security ID: 74052F108
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marty E. Adams For For Management
1.2 Elect Director Donald P. Hileman For For Management
1.3 Elect Director Gary M. Small For For Management
1.4 Elect Director Samuel S. Strausbaugh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
PRESTIGE CONSUMER HEALTHCARE INC.
Ticker: PBH Security ID: 74112D101
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. Lombardi For For Management
1.2 Elect Director John E. Byom For For Management
1.3 Elect Director Gary E. Costley For For Management
1.4 Elect Director Christopher J. Coughlin For For Management
1.5 Elect Director Sheila A. Hopkins For For Management
1.6 Elect Director James M. Jenness For For Management
1.7 Elect Director Natale S. Ricciardi For For Management
1.8 Elect Director Dawn M. Zier For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PRIMERICA, INC.
Ticker: PRI Security ID: 74164M108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Addison, Jr. For For Management
1b Elect Director Joel M. Babbit For For Management
1c Elect Director P. George Benson For For Management
1d Elect Director C. Saxby Chambliss For For Management
1e Elect Director Gary L. Crittenden For For Management
1f Elect Director Cynthia N. Day For For Management
1g Elect Director Sanjeev Dheer For For Management
1h Elect Director Beatriz R. Perez For For Management
1i Elect Director D. Richard Williams For For Management
1j Elect Director Glenn J. Williams For For Management
1k Elect Director Barbara A. Yastine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
PROGRESS SOFTWARE CORPORATION
Ticker: PRGS Security ID: 743312100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Dacier For For Management
1.2 Elect Director John R. Egan For For Management
1.3 Elect Director Rainer Gawlick For For Management
1.4 Elect Director Yogesh Gupta For For Management
1.5 Elect Director Charles F. Kane For For Management
1.6 Elect Director Samskriti (Sam) Y. King For For Management
1.7 Elect Director David A. Krall For For Management
1.8 Elect Director Angela T. Tucci For For Management
1.9 Elect Director Vivian Vitale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROGYNY, INC.
Ticker: PGNY Security ID: 74340E103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger Holstein For For Management
1.2 Elect Director Jeff Park For For Management
1.3 Elect Director David Schlanger For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PROPETRO HOLDING CORP.
Ticker: PUMP Security ID: 74347M108
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip A. Gobe For For Management
1.2 Elect Director Spencer D. Armour, III For For Management
1.3 Elect Director Mark S. Berg For For Management
1.4 Elect Director Anthony J. Best For For Management
1.5 Elect Director Michele V. Choka For For Management
1.6 Elect Director Alan E. Douglas For For Management
1.7 Elect Director Jack B. Moore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROPETRO HOLDING CORP.
Ticker: PUMP Security ID: 74347M108
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip A. Gobe For For Management
1.2 Elect Director Spencer D. Armour, III For For Management
1.3 Elect Director Mark S. Berg For For Management
1.4 Elect Director Anthony J. Best For For Management
1.5 Elect Director Michele V. Choka For For Management
1.6 Elect Director Alan E. Douglas For For Management
1.7 Elect Director G. Larry Lawrence For For Management
1.8 Elect Director Jack B. Moore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROTO LABS, INC.
Ticker: PRLB Security ID: 743713109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert Bodor For For Management
1b Elect Director Archie C. Black For For Management
1c Elect Director Sujeet Chand For For Management
1d Elect Director Moonhie Chin For For Management
1e Elect Director Rainer Gawlick For For Management
1f Elect Director John B. Goodman For For Management
1g Elect Director Donald G. Krantz For For Management
1h Elect Director Sven A. Wehrwein For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC.
Ticker: PFS Security ID: 74386T105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursuline F. Foley For For Management
1.2 Elect Director Christopher Martin For For Management
1.3 Elect Director Robert McNerney For For Management
1.4 Elect Director John Pugliese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PS BUSINESS PARKS, INC.
Ticker: PSB Security ID: 69360J107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Maria R. Hawthorne For For Management
1.3 Elect Director Jennifer Holden Dunbar For For Management
1.4 Elect Director Kristy M. Pipes For For Management
1.5 Elect Director Gary E. Pruitt For For Management
1.6 Elect Director Robert S. Rollo For For Management
1.7 Elect Director Joseph D. Russell, Jr. For For Management
1.8 Elect Director Peter Schultz For For Management
1.9 Elect Director Stephen W. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change State of Incorporation from For For Management
California to Maryland
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PUMA BIOTECHNOLOGY, INC.
Ticker: PBYI Security ID: 74587V107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan H. Auerbach For For Management
1.2 Elect Director Ann C. Miller For For Management
1.3 Elect Director Michael P. Miller For For Management
1.4 Elect Director Jay M. Moyes For For Management
1.5 Elect Director Adrian M. Senderowicz For For Management
1.6 Elect Director Brian Stuglik For For Management
1.7 Elect Director Troy E. Wilson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Auerbach Warrant Amendment to For Against Management
Extend the Terms of the Warrant Issued
to Alan H. Auerbach
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PURE STORAGE, INC.
Ticker: PSTG Security ID: 74624M102
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Rothschild For For Management
1.2 Elect Director Anita Sands For Withhold Management
1.3 Elect Director Susan Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QEP RESOURCES, INC.
Ticker: QEP Security ID: 74733V100
Meeting Date: MAR 16, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
QUAKER CHEMICAL CORPORATION
Ticker: KWR Security ID: 747316107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael F. Barry For For Management
1b Elect Director Charlotte C. Decker For For Management
1c Elect Director Jeffry D. Frisby For For Management
1d Elect Director Michael J. Shannon For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
QUALYS, INC.
Ticker: QLYS Security ID: 74758T303
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Hank For For Management
1.2 Elect Director Sumedh S. Thakar For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
QUANEX BUILDING PRODUCTS CORPORATION
Ticker: NX Security ID: 747619104
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan F. Davis For For Management
1.2 Elect Director William C. Griffiths For For Management
1.3 Elect Director Donald R. Maier For For Management
1.4 Elect Director Meredith W. Mendes For For Management
1.5 Elect Director Joseph D. Rupp For For Management
1.6 Elect Director Curtis M. Stevens For For Management
1.7 Elect Director William E. Waltz, Jr. For For Management
1.8 Elect Director George L. Wilson For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUIDEL CORPORATION
Ticker: QDEL Security ID: 74838J101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas C. Bryant For For Management
1.2 Elect Director Kenneth F. Buechler For For Management
1.3 Elect Director Edward L. Michael For For Management
1.4 Elect Director Kathy P. Ordonez For For Management
1.5 Elect Director Mary Lake Polan For For Management
1.6 Elect Director Ann D. Rhoads For For Management
1.7 Elect Director Charles P. Slacik For For Management
1.8 Elect Director Matthew W. Strobeck For For Management
1.9 Elect Director Kenneth J. Widder For For Management
1.10 Elect Director Joseph D. Wilkins, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUINSTREET, INC.
Ticker: QNST Security ID: 74874Q100
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew Glickman For For Management
1.2 Elect Director Robin Josephs For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RADIAN GROUP INC.
Ticker: RDN Security ID: 750236101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbert Wender For For Management
1b Elect Director Brad L. Conner For For Management
1c Elect Director Howard B. Culang For For Management
1d Elect Director Debra Hess For For Management
1e Elect Director Lisa W. Hess For For Management
1f Elect Director Lisa Mumford For For Management
1g Elect Director Gaetano Muzio For For Management
1h Elect Director Gregory V. Serio For For Management
1i Elect Director Noel J. Spiegel For For Management
1j Elect Director Richard G. Thornberry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RADIUS HEALTH, INC.
Ticker: RDUS Security ID: 750469207
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Owen Hughes For Against Management
1b Elect Director G. Kelly Martin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RAMBUS INC.
Ticker: RMBS Security ID: 750917106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Emiko Higashi For For Management
1b Elect Director Meera Rao For For Management
1c Elect Director Karen Rogge For For Management
1d Elect Director Sanjay Saraf For For Management
1e Elect Director Eric Stang For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brenda A. Cline For For Management
1b Elect Director Margaret K. Dorman For For Management
1c Elect Director James M. Funk For For Management
1d Elect Director Steve D. Gray For For Management
1e Elect Director Greg G. Maxwell For For Management
1f Elect Director Steffen E. Palko For For Management
1g Elect Director Jeffrey L. Ventura For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RAVEN INDUSTRIES, INC.
Ticker: RAVN Security ID: 754212108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason M. Andringa For For Management
1.2 Elect Director Thomas S. Everist For For Management
1.3 Elect Director Janet M. Holloway For For Management
1.4 Elect Director Kevin T. Kirby For For Management
1.5 Elect Director Marc E. LeBaron For For Management
1.6 Elect Director Lois M. Martin For For Management
1.7 Elect Director Richard W. Parod For For Management
1.8 Elect Director Daniel A. Rykhus For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RCI HOSPITALITY HOLDINGS, INC.
Ticker: RICK Security ID: 74934Q108
Meeting Date: SEP 14, 2020 Meeting Type: Annual
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric S. Langan For For Management
1.2 Elect Director Travis Reese For For Management
1.3 Elect Director Nourdean Anakar For For Management
1.4 Elect Director Luke Lirot For For Management
1.5 Elect Director Yura Barabash For Withhold Management
1.6 Elect Director Elaine J. Martin For For Management
1.7 Elect Director Arthur Allan Priaulx For For Management
2 Ratify Friedman LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
RE/MAX HOLDINGS, INC.
Ticker: RMAX Security ID: 75524W108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam M. Contos For For Management
1.2 Elect Director Kathleen J. Cunningham For For Management
1.3 Elect Director Gail A. Liniger For For Management
1.4 Elect Director Christine M. Riordan For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
REALOGY HOLDINGS CORP.
Ticker: RLGY Security ID: 75605Y106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fiona P. Dias For For Management
1b Elect Director Matthew J. Espe For For Management
1c Elect Director V. Ann Hailey For For Management
1d Elect Director Bryson R. Koehler For For Management
1e Elect Director Duncan L. Niederauer For For Management
1f Elect Director Ryan M. Schneider For For Management
1g Elect Director Enrique Silva For For Management
1h Elect Director Sherry M. Smith For For Management
1i Elect Director Christopher S. Terrill For For Management
1j Elect Director Felicia Williams For For Management
1k Elect Director Michael J. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For Against Management
5 Amend Certificate of Incorporation to For For Management
Clarify Board's Ability to Amend the
Bylaws
--------------------------------------------------------------------------------
RED RIVER BANCSHARES, INC.
Ticker: RRBI Security ID: 75686R202
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Director M. Scott Ashbrook For For Management
1.2 Elect Director R. Blake Chatelain For For Management
1.3 Elect Director Kirk D. Cooper For For Management
1.4 Elect Director Barry D. Hines For For Management
1.5 Elect Director Anna Brasher Moreau For For Management
1.6 Elect Director Robert A. Nichols For For Management
1.7 Elect Director Willie P. Obey For For Management
1.8 Elect Director Teddy R. Price For For Management
1.9 Elect Director John C. Simpson For For Management
1.10 Elect Director Don L. Thompson For For Management
1.11 Elect Director H. Lindsey Torbett For For Management
2 Ratify Postlethwaite & Netterville, For For Management
APAC as Auditors
--------------------------------------------------------------------------------
RED ROCK RESORTS, INC.
Ticker: RRR Security ID: 75700L108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fertitta, III For Withhold Management
1.2 Elect Director Lorenzo J. Fertitta For Withhold Management
1.3 Elect Director Robert A. Cashell, Jr. For Withhold Management
1.4 Elect Director Robert E. Lewis For Withhold Management
1.5 Elect Director James E. Nave For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
REDWOOD TRUST, INC.
Ticker: RWT Security ID: 758075402
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Baum For For Management
1.2 Elect Director Greg H. Kubicek For For Management
1.3 Elect Director Christopher J. Abate For For Management
1.4 Elect Director Armando Falcon For For Management
1.5 Elect Director Douglas B. Hansen For For Management
1.6 Elect Director Debora D. Horvath For For Management
1.7 Elect Director George W. Madison For For Management
1.8 Elect Director Jeffrey T. Pero For For Management
1.9 Elect Director Georganne C. Proctor For For Management
1.10 Elect Director Faith A. Schwartz For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
REGENXBIO INC.
Ticker: RGNX Security ID: 75901B107
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luke M. Beshar For For Management
1.2 Elect Director Kenneth T. Mills For For Management
1.3 Elect Director David C. Stump For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
--------------------------------------------------------------------------------
REGIONAL MANAGEMENT CORP.
Ticker: RM Security ID: 75902K106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Beck For For Management
1.2 Elect Director Jonathan D. Brown For For Management
1.3 Elect Director Roel C. Campos For For Management
1.4 Elect Director Maria Contreras-Sweet For For Management
1.5 Elect Director Michael R. Dunn For For Management
1.6 Elect Director Steven J. Freiberg For For Management
1.7 Elect Director Sandra K. Johnson For For Management
1.8 Elect Director Carlos Palomares For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC.
Ticker: REGI Security ID: 75972A301
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James C. Borel For For Management
1b Elect Director Cynthia J. Warner For For Management
1c Elect Director Walter Berger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glenn Marino For For Management
1b Elect Director B.C. Silver For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
RESIDEO TECHNOLOGIES, INC.
Ticker: REZI Security ID: 76118Y104
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roger Fradin For For Management
1b Elect Director Nina Richardson For For Management
1c Elect Director Andrew Teich For For Management
1d Elect Director Kareem Yusuf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
RETAIL OPPORTUNITY INVESTMENTS CORP.
Ticker: ROIC Security ID: 76131N101
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Baker For For Management
1.2 Elect Director Angela K. Ho For For Management
1.3 Elect Director Michael J. Indiveri For For Management
1.4 Elect Director Lee S. Neibart For For Management
1.5 Elect Director Charles J. Persico For For Management
1.6 Elect Director Laura H. Pomerantz For For Management
1.7 Elect Director Stuart A. Tanz For For Management
1.8 Elect Director Eric S. Zorn For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RETAIL PROPERTIES OF AMERICA, INC.
Ticker: RPAI Security ID: 76131V202
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bonnie S. Biumi For For Management
1b Elect Director Frank A. Catalano, Jr. For For Management
1c Elect Director Gerald M. Gorski For For Management
1d Elect Director Steven P. Grimes For For Management
1e Elect Director Richard P. Imperiale For For Management
1f Elect Director Peter L. Lynch For For Management
1g Elect Director Thomas J. Sargeant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RETAIL VALUE INC.
Ticker: RVI Security ID: 76133Q102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary N. Boston For For Management
1.2 Elect Director Henrie W. Koetter For For Management
1.3 Elect Director David R. Lukes For For Management
1.4 Elect Director Scott D. Roulston For For Management
1.5 Elect Director Barry A. Sholem For For Management
1.6 Elect Director Christa A. Vesy For For Management
2 Adopt Majority Voting Power Standard For For Management
for Amendments in Article THIRTEENTH
3 Adopt Majority Voting Power Standard For For Management
for Amendments in Article X
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
REX AMERICAN RESOURCES CORPORATION
Ticker: REX Security ID: 761624105
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart A. Rose For For Management
1.2 Elect Director Zafar Rizvi For For Management
1.3 Elect Director Edward M. Kress For For Management
1.4 Elect Director David S. Harris For For Management
1.5 Elect Director Charles A. Elcan For For Management
1.6 Elect Director Mervyn L. Alphonso For For Management
1.7 Elect Director Lee Fisher For For Management
1.8 Elect Director Anne MacMillan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Authorize New Class of Preferred Stock For Against Management
--------------------------------------------------------------------------------
REXNORD CORPORATION
Ticker: RXN Security ID: 76169B102
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd A. Adams For For Management
1.2 Elect Director Theodore D. Crandall For For Management
1.3 Elect Director Rosemary M. Schooler For For Management
1.4 Elect Director Robin A. Walker-Lee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RH
Ticker: RH Security ID: 74967X103
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hilary Krane For For Management
1.2 Elect Director Katie Mitic For For Management
1.3 Elect Director Ali Rowghani For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RIBBON COMMUNICATIONS INC.
Ticker: RBBN Security ID: 762544104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mariano S. de Beer For For Management
1b Elect Director R. Stewart Ewing, Jr. For For Management
1c Elect Director Bruns H. Grayson For For Management
1d Elect Director Beatriz V. Infante For For Management
1e Elect Director Bruce W. McClelland For For Management
1f Elect Director Krish A. Prabhu For For Management
1g Elect Director Shaul Shani For For Management
1h Elect Director Richard W. Smith For For Management
1i Elect Director Tanya Tamone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROGERS CORPORATION
Ticker: ROG Security ID: 775133101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith L. Barnes For For Management
1.2 Elect Director Megan Faust For For Management
1.3 Elect Director Bruce D. Hoechner For For Management
1.4 Elect Director Carol R. Jensen For For Management
1.5 Elect Director Keith Larson For For Management
1.6 Elect Director Ganesh Moorthy For For Management
1.7 Elect Director Jeffrey J. Owens For For Management
1.8 Elect Director Helene Simonet For For Management
1.9 Elect Director Peter C. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RPT REALTY
Ticker: RPT Security ID: 74971D101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Federico For For Management
1.2 Elect Director Arthur H. Goldberg For For Management
1.3 Elect Director Brian L. Harper For For Management
1.4 Elect Director Joanna T. Lau For For Management
1.5 Elect Director David J. Nettina For For Management
1.6 Elect Director Laurie M. Shahon For For Management
1.7 Elect Director Andrea M. Weiss For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RUSH ENTERPRISES, INC.
Ticker: RUSHA Security ID: 781846209
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W.M. "Rusty" Rush For For Management
1.2 Elect Director Thomas A. Akin For For Management
1.3 Elect Director James C. Underwood For For Management
1.4 Elect Director Raymond J. Chess For For Management
1.5 Elect Director William H. Cary For For Management
1.6 Elect Director Kennon H. Guglielmo For For Management
1.7 Elect Director Elaine Mendoza For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC.
Ticker: SAFT Security ID: 78648T100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter J. Manning For For Management
1b Elect Director Mary C. Moran For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAIA, INC.
Ticker: SAIA Security ID: 78709Y105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Di-Ann Eisnor For For Management
1.2 Elect Director Jeffrey C. Ward For For Management
1.3 Elect Director Susan F. Ward For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SANMINA CORPORATION
Ticker: SANM Security ID: 801056102
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date: JAN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eugene A. Delaney For For Management
1b Elect Director John P. Goldsberry For For Management
1c Elect Director Rita S. Lane For For Management
1d Elect Director Joseph G. Licata, Jr. For For Management
1e Elect Director Krish Prabhu For For Management
1f Elect Director Mario M. Rosati For For Management
1g Elect Director Jure Sola For For Management
1h Elect Director Jackie M. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SAUL CENTERS, INC.
Ticker: BFS Security ID: 804395101
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip D. Caraci For For Management
1.2 Elect Director Willoughby B. Laycock For For Management
1.3 Elect Director Earl A. Powell, III For For Management
1.4 Elect Director Mark Sullivan, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SCANSOURCE, INC.
Ticker: SCSC Security ID: 806037107
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Baur For For Management
1.2 Elect Director Peter C. Browning For For Management
1.3 Elect Director Frank E. Emory, Jr. For For Management
1.4 Elect Director Michael J. Grainger For For Management
1.5 Elect Director Dorothy F. Ramoneda For For Management
1.6 Elect Director John P. Reilly For For Management
1.7 Elect Director Jeffrey R. Rodek For For Management
1.8 Elect Director Elizabeth O. Temple For For Management
1.9 Elect Director Charles R. Whitchurch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCHOLASTIC CORPORATION
Ticker: SCHL Security ID: 807066105
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Barge For Withhold Management
1.2 Elect Director John L. Davies For Withhold Management
--------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
Ticker: SWM Security ID: 808541106
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly E. Ritrievi For For Management
1.2 Elect Director John D. Rogers For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION
Ticker: SGMS Security ID: 80874P109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jamie R. Odell For For Management
1.2 Elect Director Barry L. Cottle For For Management
1.3 Elect Director Antonia Korsanos For For Management
1.4 Elect Director Jack A. Markell For For Management
1.5 Elect Director Hamish R. McLennan For For Management
1.6 Elect Director Michael J. Regan For For Management
1.7 Elect Director Timothy Throsby For For Management
1.8 Elect Director Maria T. Vullo For For Management
1.9 Elect Director Kneeland C. Youngblood For For Management
1.10 Elect Director Virginia E. Shanks For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Shareholder Rights Plan (Poison For For Management
Pill)
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend Omnibus Stock Plan For Against Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SEACOAST BANKING CORPORATION OF FLORIDA
Ticker: SBCF Security ID: 811707801
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqueline L. Bradley For For Management
1.2 Elect Director H. Gilbert Culbreth, Jr. For For Management
1.3 Elect Director Christopher E. Fogal For For Management
1.4 Elect Director Charles M. Shaffer For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
SELECT MEDICAL HOLDINGS CORPORATION
Ticker: SEM Security ID: 81619Q105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Ely, III For For Management
1.2 Elect Director Rocco A. Ortenzio For For Management
1.3 Elect Director Thomas A. Scully For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SENECA FOODS CORPORATION
Ticker: SENEA Security ID: 817070501
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter R. Call For For Management
1.2 Elect Director Michael F. Nozzolio For For Management
1.3 Elect Director Arthur S. Wolcott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Plante Moran, PC as Auditors For For Management
--------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL
Ticker: SCI Security ID: 817565104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Buckwalter For For Management
1.2 Elect Director Anthony L. Coelho For For Management
1.3 Elect Director Jakki L. Haussler For For Management
1.4 Elect Director Victor L. Lund For For Management
1.5 Elect Director Clifton H. Morris, Jr. For For Management
1.6 Elect Director Ellen Ochoa For For Management
1.7 Elect Director Thomas L. Ryan For For Management
1.8 Elect Director Sara Martinez Tucker For For Management
1.9 Elect Director W. Blair Waltrip For For Management
1.10 Elect Director Marcus A. Watts For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SHAKE SHACK INC.
Ticker: SHAK Security ID: 819047101
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sumaiya Balbale For For Management
1.2 Elect Director Jenna Lyons For Withhold Management
1.3 Elect Director Robert Vivian For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SHOE CARNIVAL, INC.
Ticker: SCVL Security ID: 824889109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kent A. Kleeberger For Against Management
1.2 Elect Director Charles B. Tomm For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SHOTSPOTTER, INC.
Ticker: SSTI Security ID: 82536T107
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Bratton For For Management
1.2 Elect Director Deborah A. Elam For For Management
1.3 Elect Director Randall Hawks, Jr. For For Management
2 Ratify Baker Tilly US, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SHUTTERSTOCK, INC.
Ticker: SSTK Security ID: 825690100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. Evans For For Management
1.2 Elect Director Paul J. Hennessy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SI-BONE, INC.
Ticker: SIBN Security ID: 825704109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Helen Loh For For Management
1b Elect Director Mika Nishimura For For Management
1c Elect Director Keith C. Valentine For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SIERRA BANCORP
Ticker: BSRR Security ID: 82620P102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Albert L. Berra For For Management
1b Elect Director Julie G. Castle For For Management
1c Elect Director Vonn R. Christenson For For Management
1d Elect Director Laurence S. Dutto For For Management
1e Elect Director Kevin J. McPhaill For For Management
1f Elect Director Gordon T. Woods For For Management
2 Ratify Eide Bailly LLP as Auditors For For Management
3 Ratify Indemnification Agreements For For Management
between the Company and its Directors
and Executive Officers
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIGNET JEWELERS LIMITED
Ticker: SIG Security ID: G81276100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Todd Stitzer For For Management
1b Elect Director Andre V. Branch For For Management
1c Elect Director Virginia C. Drosos For For Management
1d Elect Director R. Mark Graf For For Management
1e Elect Director Zackery A. Hicks For For Management
1f Elect Director Sharon L. McCollam For For Management
1g Elect Director Helen McCluskey For For Management
1h Elect Director Nancy A. Reardon For For Management
1i Elect Director Jonathan Seiffer For For Management
1j Elect Director Brian Tilzer For For Management
1k Elect Director Eugenia Ulasewicz For For Management
1l Elect Director Donta L. Wilson For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC.
Ticker: SSD Security ID: 829073105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Andrasick For For Management
1b Elect Director Jennifer A. Chatman For For Management
1c Elect Director Karen Colonias For For Management
1d Elect Director Gary M. Cusumano For For Management
1e Elect Director Philip E. Donaldson For For Management
1f Elect Director Celeste Volz Ford For For Management
1g Elect Director Robin G. MacGillivray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SIMULATIONS PLUS, INC.
Ticker: SLP Security ID: 829214105
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter S. Woltosz For For Management
1.2 Elect Director John K. Paglia For For Management
1.3 Elect Director David L. Ralph For For Management
1.4 Elect Director Daniel Weiner For For Management
1.5 Elect Director Lisa LaVange For For Management
2 Ratify Rose, Snyder, & Jacobs, LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SIMULATIONS PLUS, INC.
Ticker: SLP Security ID: 829214105
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC.
Ticker: SBGI Security ID: 829226109
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David D. Smith For Withhold Management
1.2 Elect Director Frederick G. Smith For Withhold Management
1.3 Elect Director J. Duncan Smith For Withhold Management
1.4 Elect Director Robert E. Smith For Withhold Management
1.5 Elect Director Laurie R. Beyer For For Management
1.6 Elect Director Howard E. Friedman For Withhold Management
1.7 Elect Director Lawrence E. McCanna For For Management
1.8 Elect Director Daniel C. Keith For Withhold Management
1.9 Elect Director Martin R. Leader For For Management
1.10 Elect Director Benson E. Legg For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For Against Management
Purchase Plan
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SIRIUSPOINT LTD.
Ticker: SPNT Security ID: G8192H106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mehdi A. Mahmud For For Management
1.2 Elect Director Mark Parkin For For Management
1.3 Elect Director Joshua L. Targoff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry C. Atkin For For Management
1.2 Elect Director W. Steve Albrecht For For Management
1.3 Elect Director Russell A. Childs For For Management
1.4 Elect Director Smita Conjeevaram For For Management
1.5 Elect Director Meredith S. Madden For For Management
1.6 Elect Director Ronald J. Mittelstaedt For For Management
1.7 Elect Director Andrew C. Roberts For For Management
1.8 Elect Director Keith E. Smith For For Management
1.9 Elect Director Steven F. Udvar-Hazy For For Management
1.10 Elect Director James L. Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SLEEP NUMBER CORPORATION
Ticker: SNBR Security ID: 83125X103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel I. Alegre For For Management
1.2 Elect Director Stephen L. Gulis, Jr. For For Management
1.3 Elect Director Brenda J. Lauderback For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SM ENERGY COMPANY
Ticker: SM Security ID: 78454L100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carla J. Bailo For For Management
1.2 Elect Director Stephen R. Brand For For Management
1.3 Elect Director Ramiro G. Peru For For Management
1.4 Elect Director Julio M. Quintana For For Management
1.5 Elect Director Rose M. Robeson For For Management
1.6 Elect Director William D. Sullivan For For Management
1.7 Elect Director Herbert S. Vogel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SMART GLOBAL HOLDINGS, INC.
Ticker: SGH Security ID: G8232Y101
Meeting Date: FEB 12, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sandeep Nayyar For For Management
1b Elect Director Mukesh Patel For Against Management
1c Elect Director Maximiliane Straub For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SOLARIS OILFIELD INFRASTRUCTURE, INC.
Ticker: SOI Security ID: 83418M103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Burke For Withhold Management
1.2 Elect Director F. Gardner Parker For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOUTH JERSEY INDUSTRIES, INC.
Ticker: SJI Security ID: 838518108
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SOUTH JERSEY INDUSTRIES, INC.
Ticker: SJI Security ID: 838518108
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sarah M. Barpoulis For For Management
1b Elect Director Victor A. Fortkiewicz For For Management
1c Elect Director Sheila Hartnett-Devlin For For Management
1d Elect Director G. Edison Holland, Jr. For For Management
1e Elect Director Sunita Holzer For For Management
1f Elect Director Kevin M. O'Dowd For For Management
1g Elect Director Christopher J. Paladino For For Management
1h Elect Director Michael J. Renna For For Management
1i Elect Director Joseph M. Rigby For For Management
1j Elect Director Frank L. Sims For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SOUTHSIDE BANCSHARES, INC.
Ticker: SBSI Security ID: 84470P109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Elaine Anderson For For Management
1.2 Elect Director Herbert C. Buie For For Management
1.3 Elect Director Patricia A. Callan For For Management
1.4 Elect Director John R. (Bob) Garrett For For Management
1.5 Elect Director Tony K. Morgan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Gass For For Management
1.2 Elect Director S. P. "Chip" Johnson, IV For For Management
1.3 Elect Director Catherine A. Kehr For For Management
1.4 Elect Director Greg D. Kerley For For Management
1.5 Elect Director Jon A. Marshall For For Management
1.6 Elect Director Patrick M. Prevost For For Management
1.7 Elect Director Anne Taylor For For Management
1.8 Elect Director Denis J. Walsh, III For For Management
1.9 Elect Director William J. Way For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
SPARTANNASH COMPANY
Ticker: SPTN Security ID: 847215100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Shan Atkins For For Management
1.2 Elect Director Frank M. Gambino For For Management
1.3 Elect Director Douglas A. Hacker For For Management
1.4 Elect Director Yvonne R. Jackson For For Management
1.5 Elect Director Matthew Mannelly For For Management
1.6 Elect Director Elizabeth A. Nickels For For Management
1.7 Elect Director Hawthorne L. Proctor For For Management
1.8 Elect Director Tony B. Sarsam For For Management
1.9 Elect Director William R. Voss For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPROUT SOCIAL, INC.
Ticker: SPT Security ID: 85209W109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Justyn Howard For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPS COMMERCE, INC.
Ticker: SPSC Security ID: 78463M107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Archie Black For For Management
1b Elect Director James Ramsey For For Management
1c Elect Director Marty Reaume For For Management
1d Elect Director Tami Reller For For Management
1e Elect Director Philip Soran For For Management
1f Elect Director Anne Sempowski Ward For For Management
1g Elect Director Sven Wehrwein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPX CORPORATION
Ticker: SPXC Security ID: 784635104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth G. Shaw For For Management
1.2 Elect Director Robert B. Toth For For Management
1.3 Elect Director Angel Shelton Willis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
SPX FLOW, INC.
Ticker: FLOW Security ID: 78469X107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Majdi B. Abulaban For For Management
1b Elect Director Anne K. Altman For For Management
1c Elect Director Patrick D. Campbell For For Management
1d Elect Director Robert F. Hull, Jr. For For Management
1e Elect Director Marcus G. Michael For For Management
1f Elect Director Jonathan M. Pratt For For Management
1g Elect Director Sonya M. Roberts For For Management
1h Elect Director Suzanne B. Rowland For For Management
1i Elect Director David V. Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STAMPS.COM INC.
Ticker: STMP Security ID: 852857200
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director G. Bradford Jones For Withhold Management
1b Elect Director Kate Ann May For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC.
Ticker: SMP Security ID: 853666105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Gethin For For Management
1.2 Elect Director Pamela Forbes Lieberman For For Management
1.3 Elect Director Patrick S. McClymont For For Management
1.4 Elect Director Joseph W. McDonnell For For Management
1.5 Elect Director Alisa C. Norris For For Management
1.6 Elect Director Eric P. Sills For For Management
1.7 Elect Director Lawrence I. Sills For For Management
1.8 Elect Director William H. Turner For For Management
1.9 Elect Director Richard S. Ward For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEPAN COMPANY
Ticker: SCL Security ID: 858586100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall S. Dearth For For Management
1.2 Elect Director Gregory E. Lawton For For Management
1.3 Elect Director Jan Stern Reed For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STERLING CONSTRUCTION COMPANY, INC.
Ticker: STRL Security ID: 859241101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roger A. Cregg For For Management
1b Elect Director Joseph A. Cutillo For For Management
1c Elect Director Raymond F. Messer For For Management
1d Elect Director Dana C. O'Brien For For Management
1e Elect Director Charles R. Patton For For Management
1f Elect Director Thomas M. White For For Management
1g Elect Director Dwayne A. Wilson For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
STEVEN MADDEN, LTD.
Ticker: SHOO Security ID: 556269108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward R. Rosenfeld For For Management
1.2 Elect Director Al Ferrara For For Management
1.3 Elect Director Mitchell S. Klipper For For Management
1.4 Elect Director Maria Teresa Kumar For For Management
1.5 Elect Director Rose Peabody Lynch For For Management
1.6 Elect Director Peter Migliorini For For Management
1.7 Elect Director Ravi Sachdev For For Management
1.8 Elect Director Robert Smith For For Management
1.9 Elect Director Amelia Newton Varela For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION
Ticker: STC Security ID: 860372101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas G. Apel For For Management
1.2 Elect Director C. Allen Bradley, Jr. For For Management
1.3 Elect Director Robert L. Clarke For For Management
1.4 Elect Director William S. Corey, Jr. For For Management
1.5 Elect Director Frederick H. Eppinger, For For Management
Jr.
1.6 Elect Director Deborah J. Matz For For Management
1.7 Elect Director Matthew W. Morris For For Management
1.8 Elect Director Karen R. Pallotta For For Management
1.9 Elect Director Manuel Sanchez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
STIFEL FINANCIAL CORP.
Ticker: SF Security ID: 860630102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam T. Berlew For For Management
1.2 Elect Director Kathleen Brown For For Management
1.3 Elect Director Michael W. Brown For For Management
1.4 Elect Director Robert E. Grady For For Management
1.5 Elect Director Ronald J. Kruszewski For For Management
1.6 Elect Director Daniel J. Ludeman For For Management
1.7 Elect Director Maura A. Markus For For Management
1.8 Elect Director David A. Peacock For For Management
1.9 Elect Director Thomas W. Weisel For For Management
1.10 Elect Director Michael J. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STURM, RUGER & COMPANY, INC.
Ticker: RGR Security ID: 864159108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Cosentino, Jr. For For Management
1b Elect Director Michael O. Fifer For For Management
1c Elect Director Sandra S. Froman For For Management
1d Elect Director C. Michael Jacobi For For Management
1e Elect Director Christopher J. Killoy For For Management
1f Elect Director Terrence G. O'Connor For For Management
1g Elect Director Amir P. Rosenthal For For Management
1h Elect Director Ronald C. Whitaker For For Management
1i Elect Director Phillip C. Widman For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUMMIT HOTEL PROPERTIES, INC.
Ticker: INN Security ID: 866082100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Hansen For For Management
1b Elect Director Bjorn R. L. Hanson For For Management
1c Elect Director Jeffrey W. Jones For For Management
1d Elect Director Kenneth J. Kay For For Management
1e Elect Director Jonathan P. Stanner For For Management
1f Elect Director Thomas W. Storey For For Management
1g Elect Director Hope S. Taitz For For Management
2 Ratify Ernst & Young, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SUNCOKE ENERGY, INC.
Ticker: SXC Security ID: 86722A103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph M. Della Ratta, For For Management
Jr.
1.2 Elect Director Susan R. Landahl For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUPERNUS PHARMACEUTICALS, INC.
Ticker: SUPN Security ID: 868459108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Georges Gemayel For For Management
1.2 Elect Director John M. Siebert For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SURMODICS, INC.
Ticker: SRDX Security ID: 868873100
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Dantzker For For Management
1.2 Elect Director Lisa Wipperman Heine For For Management
1.3 Elect Director Gary R. Maharaj For For Management
2 Fix Number of Directors at Six For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SVMK INC.
Ticker: SVMK Security ID: 78489X103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director David A. Ebersman For For Management
1.3 Elect Director Erika H. James For Withhold Management
1.4 Elect Director Sheryl K. Sandberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
SYKES ENTERPRISES, INCORPORATED
Ticker: SYKE Security ID: 871237103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeanne Beliveau-Dunn For For Management
1.2 Elect Director Vanessa C.L. Chang For For Management
1.3 Elect Director Charles E. Sykes For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Murai For For Management
1.2 Elect Director Dwight Steffensen For For Management
1.3 Elect Director Dennis Polk For For Management
1.4 Elect Director Fred Breidenbach For For Management
1.5 Elect Director Laurie Simon Hodrick For For Management
1.6 Elect Director Hau Lee For For Management
1.7 Elect Director Matthew Miau For Withhold Management
1.8 Elect Director Ann Vezina For For Management
1.9 Elect Director Thomas Wurster For For Management
1.10 Elect Director Duane Zitzner For For Management
1.11 Elect Director Andrea Zulberti For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Certificate of Incorporation to For Against Management
Waive Corporate Opportunity Doctrine
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TACTILE SYSTEMS TECHNOLOGY, INC.
Ticker: TCMD Security ID: 87357P100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Burke For For Management
1.2 Elect Director Sheri Dodd For For Management
1.3 Elect Director Raymond Huggenberger For For Management
1.4 Elect Director Deepti Jain For For Management
1.5 Elect Director Richard Nigon For For Management
1.6 Elect Director Daniel Reuvers For For Management
1.7 Elect Director Kevin Roche For For Management
1.8 Elect Director Peter Soderberg For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Beth A. Bowman For For Management
1.2 Elect Director Lindsey M. Cooksen For For Management
1.3 Elect Director Robert B. Evans For For Management
1.4 Elect Director Joe Bob Perkins For For Management
1.5 Elect Director Ershel C. Redd, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TAYLOR MORRISON HOME CORPORATION
Ticker: TMHC Security ID: 87724P106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffry L. Flake For For Management
1.2 Elect Director Gary H. Hunt For For Management
1.3 Elect Director Peter Lane For For Management
1.4 Elect Director William H. Lyon For For Management
1.5 Elect Director Anne L. Mariucci For For Management
1.6 Elect Director David C. Merritt For For Management
1.7 Elect Director Andrea (Andi) Owen For For Management
1.8 Elect Director Sheryl D. Palmer For For Management
1.9 Elect Director Denise F. Warren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TECHTARGET, INC.
Ticker: TTGT Security ID: 87874R100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Burke For For Management
1.2 Elect Director Bruce Levenson For For Management
2 Ratify Stowe & Degon, LLC as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TENNANT COMPANY
Ticker: TNC Security ID: 880345103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Azita Arvani For For Management
1b Elect Director Timothy R. Morse For For Management
1c Elect Director Steven A. Sonnenberg For For Management
1d Elect Director David W. Huml For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TERRENO REALTY CORPORATION
Ticker: TRNO Security ID: 88146M101
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Blake Baird For For Management
1b Elect Director Michael A. Coke For For Management
1c Elect Director Linda Assante For For Management
1d Elect Director LeRoy E. Carlson For For Management
1e Elect Director David M. Lee For For Management
1f Elect Director Gabriela F. Parcella For For Management
1g Elect Director Douglas M. Pasquale For For Management
1h Elect Director Dennis Polk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TERRITORIAL BANCORP INC.
Ticker: TBNK Security ID: 88145X108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan S. Kitagawa For For Management
1.2 Elect Director John M. Ohama For For Management
2 Ratify Moss Adams LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE ANDERSONS, INC.
Ticker: ANDE Security ID: 034164103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick E. Bowe For For Management
1.2 Elect Director Michael J. Anderson, Sr. For For Management
1.3 Elect Director Gerard M. Anderson For For Management
1.4 Elect Director Gary A. Douglas For For Management
1.5 Elect Director Stephen F. Dowdle For For Management
1.6 Elect Director Pamela S. Hershberger For For Management
1.7 Elect Director Catherine M. Kilbane For For Management
1.8 Elect Director Robert J. King, Jr. For For Management
1.9 Elect Director Ross W. Manire For For Management
1.10 Elect Director John T. Stout, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE BANCORP, INC.
Ticker: TBBK Security ID: 05969A105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel G. Cohen For Against Management
1.2 Elect Director Damian M. Kozlowski For For Management
1.3 Elect Director Walter T. Beach For For Management
1.4 Elect Director Michael J. Bradley For For Management
1.5 Elect Director John C. Chrystal For For Management
1.6 Elect Director Matthew N. Cohn For For Management
1.7 Elect Director John M. Eggemeyer For For Management
1.8 Elect Director Hersh Kozlov For For Management
1.9 Elect Director William H. Lamb For For Management
1.10 Elect Director James J. McEntee, lll For For Management
1.11 Elect Director Daniela A. Mielke For For Management
1.12 Elect Director Stephanie B. Mudick For For Management
1.13 Elect Director Mei-Mei H. Tuan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE BANK OF N.T. BUTTERFIELD & SON LIMITED
Ticker: NTB Security ID: G0772R208
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2a Elect Director Michael Collins For For Management
2b Elect Director Alastair Barbour For For Management
2c Elect Director James Burr For For Management
2d Elect Director Michael Covell For For Management
2e Elect Director Leslie Godridge For For Management
2f Elect Director Mark Lynch For For Management
2g Elect Director Conor O'Dea For For Management
2h Elect Director Jana Schreuder For For Management
2i Elect Director Michael Schrum For For Management
2j Elect Director Pamela Thomas-Graham For For Management
2k Elect Director John Wright For For Management
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
THE BUCKLE, INC.
Ticker: BKE Security ID: 118440106
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Hirschfeld For For Management
1.2 Elect Director Dennis H. Nelson For For Management
1.3 Elect Director Thomas B. Heacock For For Management
1.4 Elect Director Kari G. Smith For For Management
1.5 Elect Director Hank M. Bounds For For Management
1.6 Elect Director Bill L. Fairfield For For Management
1.7 Elect Director Bruce L. Hoberman For For Management
1.8 Elect Director Michael E. Huss For For Management
1.9 Elect Director Angie J. Klein For For Management
1.10 Elect Director John P. Peetz, III For For Management
1.11 Elect Director Karen B. Rhoads For For Management
1.12 Elect Director James E. Shada For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY
Ticker: SSP Security ID: 811054402
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lauren Rich Fine For For Management
1b Elect Director Wonya Y. Lucas For For Management
1c Elect Director Kim Williams For Withhold Management
--------------------------------------------------------------------------------
THE ENSIGN GROUP, INC.
Ticker: ENSG Security ID: 29358P101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher R. For For Management
Christensen
1.2 Elect Director Daren J. Shaw For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE FIRST OF LONG ISLAND CORPORATION
Ticker: FLIC Security ID: 320734106
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Becker For For Management
1.2 Elect Director John J. Desmond For For Management
1.3 Elect Director Louisa M. Ives For For Management
1.4 Elect Director Milbrey Rennie Taylor For For Management
1.5 Elect Director Walter C. Teagle, III For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE GEO GROUP, INC.
Ticker: GEO Security ID: 36162J106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne N. Foreman For For Management
1.2 Elect Director Richard H. Glanton For For Management
1.3 Elect Director Jose Gordo For For Management
1.4 Elect Director Duane Helkowski For For Management
1.5 Elect Director Scott M. Kernan For For Management
1.6 Elect Director Guido Van Hauwermeiren For For Management
1.7 Elect Director Christopher C. Wheeler For For Management
1.8 Elect Director Julie Myers Wood For For Management
1.9 Elect Director George C. Zoley For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harriett "Tee" Taggart For For Management
1.2 Elect Director Kevin J. Bradicich For For Management
1.3 Elect Director J. Paul Condrin, III For For Management
1.4 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Kathleen S. Lane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THE JOINT CORP.
Ticker: JYNT Security ID: 47973J102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew E. Rubel For For Management
1.2 Elect Director James H. Amos, Jr. For For Management
1.3 Elect Director Ronald V. DaVella For For Management
1.4 Elect Director Suzanne M. Decker For For Management
1.5 Elect Director Peter D. Holt For For Management
1.6 Elect Director Abe Hong For For Management
1.7 Elect Director Glenn J. Krevlin For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE ODP CORPORATION
Ticker: ODP Security ID: 88337F105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Quincy L. Allen For For Management
1b Elect Director Kristin A. Campbell For For Management
1c Elect Director Marcus B. Dunlop For For Management
1d Elect Director Cynthia T. Jamison For For Management
1e Elect Director Francesca Ruiz de For For Management
Luzuriaga
1f Elect Director Shashank Samant For For Management
1g Elect Director Wendy L. Schoppert For For Management
1h Elect Director Gerry P. Smith For For Management
1i Elect Director David M. Szymanski For For Management
1j Elect Director Joseph S. Vassalluzzo For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE PENNANT GROUP, INC.
Ticker: PNTG Security ID: 70805E109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roderic E. Lewis For Withhold Management
1.2 Elect Director Scott E. Lamb For For Management
1.3 Elect Director Barry M. Smith For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TIMKENSTEEL CORPORATION
Ticker: TMST Security ID: 887399103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry L. Dunlap For For Management
1.2 Elect Director Ronald A. Rice For For Management
1.3 Elect Director Michael S. Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
TIPTREE INC.
Ticker: TIPT Security ID: 88822Q103
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Barnes For For Management
1.2 Elect Director Dominique Mielle For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TREDEGAR CORPORATION
Ticker: TG Security ID: 894650100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George C. Freeman, III For For Management
1.2 Elect Director John D. Gottwald For For Management
1.3 Elect Director William M. Gottwald For For Management
1.4 Elect Director Kenneth R. Newsome For For Management
1.5 Elect Director Gregory A. Pratt For For Management
1.6 Elect Director Thomas G. Snead, Jr. For Against Management
1.7 Elect Director John M. Steitz For For Management
1.8 Elect Director Carl E. Tack, III For For Management
1.9 Elect Director Anne G. Waleski For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRI POINTE HOMES, INC.
Ticker: TPH Security ID: 87265H109
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas F. Bauer For For Management
1.2 Elect Director Lawrence B. Burrows For For Management
1.3 Elect Director Daniel S. Fulton For For Management
1.4 Elect Director Steven J. Gilbert For For Management
1.5 Elect Director Vicki D. McWilliams For For Management
1.6 Elect Director Constance B. Moore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRINSEO S.A.
Ticker: TSE Security ID: L9340P101
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Increase in Size of Board For For Management
3 Approve the Irish PLC Constitution For For Management
4a Approve Changes in Share Capital For Against Management
4b Approve Change in Board's Discretion For Against Management
to Issue Shares
4c Approve Change in Advance Notice For For Management
Requirements for Shareholder Proposals
5 Approve Creation of Distributable For For Management
Reserves
6a Elect Director K'lynne Johnson For For Management
6b Elect Director Joseph Alvarado For For Management
6c Elect Director Frank A. Bozich For For Management
6d Elect Director Jeffrey J. Cote For For Management
6e Elect Director Pierre-Marie De Leener For For Management
6f Elect Director Sandra Beach Lin For For Management
6g Elect Director Jeanmarie Desmond For For Management
6h Elect Director Matthew Farrell For For Management
6i Elect Director Philip R. Martens For For Management
6j Elect Director Donald T. Misheff For For Management
6k Elect Director Henri Steinmetz For For Management
6l Elect Director Mark Tomkins For For Management
7 Elect Director Victoria Brifo For For Management
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
10 Approve Changes to Director For For Management
Compensation Program
11 Approve Consolidated Financial For For Management
Statements and Statutory Reports
12 Approve Allocation of Income and For For Management
Dividends
13 Approve Discharge of Directors and For For Management
Auditors
14 Ratify PricewaterhouseCoopers Societe For For Management
cooperative as Internal Statutory
Auditor
15 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRIPLE-S MANAGEMENT CORPORATION
Ticker: GTS Security ID: 896749108
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen L. Ondra For For Management
1b Elect Director Roberto Garcia-Rodriguez For For Management
1c Elect Director Gail B. Marcus For For Management
1d Elect Director Roberta Herman For For Management
1e Elect Director Luis A. For For Management
Clavell-Rodriguez
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Articles of Incorporation to For For Management
Eliminate All References to Class A
Common Stock
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
TRITON INTERNATIONAL LIMITED
Ticker: TRTN Security ID: G9078F107
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian M. Sondey For For Management
1b Elect Director Robert W. Alspaugh For For Management
1c Elect Director Malcolm P. Baker For For Management
1d Elect Director Annabelle Bexiga For For Management
1e Elect Director Claude Germain For For Management
1f Elect Director Kenneth Hanau For For Management
1g Elect Director John S. Hextall For For Management
1h Elect Director Robert L. Rosner For For Management
1i Elect Director Simon R. Vernon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Bye-Laws to Eliminate Provisions For For Management
Relating to Former Sponsor Shareholders
--------------------------------------------------------------------------------
TRUPANION, INC.
Ticker: TRUP Security ID: 898202106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline "Jackie" For For Management
Davidson
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRUSTCO BANK CORP NY
Ticker: TRST Security ID: 898349105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lisa M. Lucarelli For For Management
1b Elect Director Thomas O. Maggs For For Management
1c Elect Director Anthony J. Marinello For For Management
1d Elect Director Robert J. McCormick For For Management
1e Elect Director Kimberly A. Russell For For Management
1f Elect Director Frank B. Silverman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Reverse Stock Split For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
TTEC HOLDINGS, INC.
Ticker: TTEC Security ID: 89854H102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth D. Tuchman For For Management
1b Elect Director Steven J. Anenen For For Management
1c Elect Director Tracy L. Bahl For For Management
1d Elect Director Gregory A. Conley For For Management
1e Elect Director Robert N. Frerichs For For Management
1f Elect Director Marc L. Holtzman For For Management
1g Elect Director Gina L. Loften For For Management
1h Elect Director Ekta Singh-Bushell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC.
Ticker: TTMI Security ID: 87305R109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Mayer For For Management
1.2 Elect Director Rex D. Geveden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION
Ticker: TUP Security ID: 899896104
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan M. Cameron For For Management
1.2 Elect Director Meg Crofton For For Management
1.3 Elect Director Deborah G. Ellinger For For Management
1.4 Elect Director Miguel Fernandez For For Management
1.5 Elect Director James H. Fordyce For For Management
1.6 Elect Director Richard Goudis For For Management
1.7 Elect Director Timothy Minges For For Management
1.8 Elect Director Christopher D. O'Leary For For Management
1.9 Elect Director Richard T. Riley For For Management
1.10 Elect Director M. Anne Szostak For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
U.S. CONCRETE, INC.
Ticker: USCR Security ID: 90333L201
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Lundin For For Management
1.2 Elect Director Susan M. Ball For For Management
1.3 Elect Director Kurt M. Cellar For For Management
1.4 Elect Director Rajan C. Penkar For For Management
1.5 Elect Director Ronnie Pruitt For For Management
1.6 Elect Director Theodore P. Rossi For For Management
1.7 Elect Director Colin M. Sutherland For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
UFP INDUSTRIES, INC.
Ticker: UFPI Security ID: 90278Q108
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew J. Missad For For Management
1b Elect Director Thomas W. Rhodes For For Management
1c Elect Director Brian C. Walker For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC.
Ticker: UCTT Security ID: 90385V107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clarence L. Granger For For Management
1b Elect Director James P. Scholhamer For For Management
1c Elect Director David T. ibnAle For For Management
1d Elect Director Emily M. Liggett For For Management
1e Elect Director Thomas T. Edman For For Management
1f Elect Director Barbara V. Scherer For For Management
1g Elect Director Ernest E. Maddock For For Management
1h Elect Director Jacqueline A. Seto For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION
Ticker: UMBF Security ID: 902788108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robin C. Beery For For Management
1.2 Elect Director Janine A. Davidson For For Management
1.3 Elect Director Kevin C. Gallagher For For Management
1.4 Elect Director Greg M. Graves For For Management
1.5 Elect Director Alexander C. Kemper For For Management
1.6 Elect Director J. Mariner Kemper For For Management
1.7 Elect Director Gordon E. Lansford, III For For Management
1.8 Elect Director Timothy R. Murphy For For Management
1.9 Elect Director Tamara M. Peterman For For Management
1.10 Elect Director Kris A. Robbins For For Management
1.11 Elect Director L. Joshua Sosland For For Management
1.12 Elect Director Leroy J. Williams, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIFIRST CORPORATION
Ticker: UNF Security ID: 904708104
Meeting Date: JAN 12, 2021 Meeting Type: Annual
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen M. Camilli For For Management
1.2 Elect Director Michael Iandoli For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNITED COMMUNITY BANKS, INC.
Ticker: UCBI Security ID: 90984P303
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Blalock For For Management
1.2 Elect Director James P. Clements For For Management
1.3 Elect Director L. Cathy Cox For For Management
1.4 Elect Director Kenneth L. Daniels For For Management
1.5 Elect Director Lance F. Drummond For For Management
1.6 Elect Director H. Lynn Harton For For Management
1.7 Elect Director Jennifer K. Mann For For Management
1.8 Elect Director Thomas A. Richlovsky For For Management
1.9 Elect Director David C. Shaver For For Management
1.10 Elect Director Tim R. Wallis For For Management
1.11 Elect Director David H. Wilkins For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC.
Ticker: UNFI Security ID: 911163103
Meeting Date: JAN 12, 2021 Meeting Type: Annual
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric F. Artz For For Management
1b Elect Director Ann Torre Bates For For Management
1c Elect Director Denise M. Clark For For Management
1d Elect Director Daphne J. Dufresne For For Management
1e Elect Director Michael S. Funk For For Management
1f Elect Director James L. Muehlbauer For For Management
1g Elect Director Peter A. Roy For For Management
1h Elect Director Steven L. Spinner For For Management
1i Elect Director Jack Stahl For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
UNITI GROUP INC.
Ticker: UNIT Security ID: 91325V108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer S. Banner For For Management
1b Elect Director Scott G. Bruce For For Management
1c Elect Director Francis X. ("Skip") For For Management
Frantz
1d Elect Director Kenneth A. Gunderman For For Management
1e Elect Director Carmen Perez-Carlton For For Management
1f Elect Director David L. Solomon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNITIL CORPORATION
Ticker: UTL Security ID: 913259107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Suzanne Foster For For Management
1.2 Elect Director Thomas P. Meissner, Jr. For For Management
1.3 Elect Director Justine Vogel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIVERSAL CORPORATION
Ticker: UVV Security ID: 913456109
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George C. Freeman, III For For Management
1.2 Elect Director Lennart R. Freeman For For Management
1.3 Elect Director Jacqueline T. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL ELECTRONICS INC.
Ticker: UEIC Security ID: 913483103
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Paul D. Arling For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL INSURANCE HOLDINGS, INC.
Ticker: UVE Security ID: 91359V107
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott P. Callahan For For Management
1.2 Elect Director Kimberly D. Campos For For Management
1.3 Elect Director Stephen J. Donaghy For For Management
1.4 Elect Director Sean P. Downes For For Management
1.5 Elect Director Marlene M. Gordon For For Management
1.6 Elect Director Richard D. Peterson For For Management
1.7 Elect Director Michael A. Pietrangelo For For Management
1.8 Elect Director Ozzie A. Schindler For For Management
1.9 Elect Director Jon W. Springer For For Management
1.10 Elect Director Joel M. Wilentz For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Theodore H. Bunting, Jr. For For Management
1b Elect Director Susan L. Cross For For Management
1c Elect Director Susan D. DeVore For For Management
1d Elect Director Joseph J. Echevarria For For Management
1e Elect Director Cynthia L. Egan For For Management
1f Elect Director Kevin T. Kabat For For Management
1g Elect Director Timothy F. Keaney For For Management
1h Elect Director Gloria C. Larson For For Management
1i Elect Director Richard P. McKenney For For Management
1j Elect Director Ronald P. O'Hanley For For Management
1k Elect Director Francis J. Shammo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
USANA HEALTH SCIENCES, INC.
Ticker: USNA Security ID: 90328M107
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin G. Guest For For Management
1.2 Elect Director Robert Anciaux For For Management
1.3 Elect Director John T. Fleming For For Management
1.4 Elect Director Gilbert A. Fuller For For Management
1.5 Elect Director Peggie J. Pelosi For For Management
1.6 Elect Director Frederic J. Winssinger For For Management
1.7 Elect Director Timothy E. Wood For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VANDA PHARMACEUTICALS INC.
Ticker: VNDA Security ID: 921659108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mihael H. Polymeropoulos For For Management
1b Elect Director Phaedra S. Chrousos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VECTOR GROUP LTD.
Ticker: VGR Security ID: 92240M108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bennett S. LeBow For For Management
1.2 Elect Director Howard M. Lorber For For Management
1.3 Elect Director Richard J. Lampen For For Management
1.4 Elect Director Stanley S. Arkin For For Management
1.5 Elect Director Henry C. Beinstein For For Management
1.6 Elect Director Ronald J. Bernstein For For Management
1.7 Elect Director Paul V. Carlucci For For Management
1.8 Elect Director Jean E. Sharpe For For Management
1.9 Elect Director Barry Watkins For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
VEECO INSTRUMENTS INC.
Ticker: VECO Security ID: 922417100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard A. D'Amore For For Management
1b Elect Director Keith D. Jackson For For Management
1c Elect Director Mary Jane Raymond For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VERACYTE, INC.
Ticker: VCYT Security ID: 92337F107
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Muna Bhanji For For Management
1.2 Elect Director John L. Bishop For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERICEL CORPORATION
Ticker: VCEL Security ID: 92346J108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Zerbe For For Management
1.2 Elect Director Alan L. Rubino For For Management
1.3 Elect Director Heidi Hagen For For Management
1.4 Elect Director Steven C. Gilman For For Management
1.5 Elect Director Kevin F. McLaughlin For For Management
1.6 Elect Director Paul K. Wotton For For Management
1.7 Elect Director Dominick C. Colangelo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VERSO CORPORATION
Ticker: VRS Security ID: 92531L207
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Beckler For For Management
1b Elect Director Marvin Cooper For For Management
1c Elect Director Sean T. Erwin For For Management
1d Elect Director Jeffrey E. Kirt For For Management
1e Elect Director Randy J. Nebel For For Management
1f Elect Director Adam St. John For For Management
1g Elect Director Nancy M. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VIAVI SOLUTIONS INC.
Ticker: VIAV Security ID: 925550105
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Belluzzo For For Management
1.2 Elect Director Keith Barnes For For Management
1.3 Elect Director Laura Black For For Management
1.4 Elect Director Tor Braham For For Management
1.5 Elect Director Timothy Campos For For Management
1.6 Elect Director Donald Colvin For For Management
1.7 Elect Director Glenda Dorchak For For Management
1.8 Elect Director Masood A. Jabbar For For Management
1.9 Elect Director Oleg Khaykin For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VICOR CORPORATION
Ticker: VICR Security ID: 925815102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel J. Anderson For For Management
1.2 Elect Director M. Michael Ansour For For Management
1.3 Elect Director Jason L. Carlson For For Management
1.4 Elect Director Philip D. Davies For Withhold Management
1.5 Elect Director Andrew T. D'Amico For Withhold Management
1.6 Elect Director Estia J. Eichten For For Management
1.7 Elect Director Michael S. McNamara For Withhold Management
1.8 Elect Director Claudio Tuozzolo For Withhold Management
1.9 Elect Director Patrizio Vinciarelli For Withhold Management
--------------------------------------------------------------------------------
VIEMED HEALTHCARE, INC.
Ticker: VMD Security ID: 92663R105
Meeting Date: JUN 10, 2021 Meeting Type: Annual/Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Casey Hoyt For For Management
1.2 Elect Director W. Todd Zehnder For For Management
1.3 Elect Director William Frazier For For Management
1.4 Elect Director Randy Dobbs For For Management
1.5 Elect Director Nitin Kaushal For For Management
1.6 Elect Director Timothy Smokoff For For Management
1.7 Elect Director Bruce Greenstein For For Management
1.8 Elect Director Sabrina Heltz For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Amend Quorum Requirements For For Management
--------------------------------------------------------------------------------
VIRTUS INVESTMENT PARTNERS, INC.
Ticker: VRTS Security ID: 92828Q109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Timothy A. Holt For For Management
1b Elect Director Melody L. Jones For For Management
1c Elect Director Stephen T. Zarrilli For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VIRTUSA CORPORATION
Ticker: VRTU Security ID: 92827P102
Meeting Date: OCT 02, 2020 Meeting Type: Proxy Contest
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1.1 Elect Director Al-Noor Ramji For Did Not Vote Management
1.2 Elect Director Joseph G. Doody For Did Not Vote Management
2 Ratify KPMG LLP as Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card)
1.1 Elect Directors Ramakrishna Prasad For For Shareholder
Chintamaneni
1.2 Elect Directors Patricia B. Morrison For For Shareholder
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Against Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Zandman For For Management
1.2 Elect Director Ruta Zandman For For Management
1.3 Elect Director Ziv Shoshani For For Management
1.4 Elect Director Jeffrey H. Vanneste For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VONAGE HOLDINGS CORP.
Ticker: VG Security ID: 92886T201
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid Akhavan For For Management
1b Elect Director Jeffrey A. Citron For For Management
1c Elect Director Stephen Fisher For For Management
1d Elect Director Jan Hauser For For Management
1e Elect Director Priscilla Hung For For Management
1f Elect Director Carolyn Katz For For Management
1g Elect Director Michael J. McConnell For For Management
1h Elect Director Rory Read For For Management
1i Elect Director John J. Roberts For For Management
1j Elect Director Tien Tzuo For For Management
2 Ratify Deloitte and Touche, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION
Ticker: WNC Security ID: 929566107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Therese M. Bassett For For Management
1b Elect Director John G. Boss For For Management
1c Elect Director John E. Kunz For For Management
1d Elect Director Larry J. Magee For For Management
1e Elect Director Ann D. Murtlow For For Management
1f Elect Director Scott K. Sorensen For For Management
1g Elect Director Stuart A. Taylor, II For For Management
1h Elect Director Brent L. Yeagy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WARRIOR MET COAL, INC.
Ticker: HCC Security ID: 93627C101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen D. Williams For For Management
1.2 Elect Director Ana B. Amicarella For For Management
1.3 Elect Director J. Brett Harvey For For Management
1.4 Elect Director Walter J. Scheller, III For For Management
1.5 Elect Director Alan H. Schumacher For For Management
1.6 Elect Director Gareth N. Turner For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WASHINGTON PRIME GROUP INC.
Ticker: WPG Security ID: 93964W108
Meeting Date: DEC 17, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC.
Ticker: WTS Security ID: 942749102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher L. Conway For Withhold Management
1.2 Elect Director Michael J. Dubose For Withhold Management
1.3 Elect Director David A. Dunbar For Withhold Management
1.4 Elect Director Louise K. Goeser For Withhold Management
1.5 Elect Director Jes Munk Hansen For Withhold Management
1.6 Elect Director W. Craig Kissel For Withhold Management
1.7 Elect Director Joseph T. Noonan For Withhold Management
1.8 Elect Director Robert J. Pagano, Jr. For For Management
1.9 Elect Director Merilee Raines For Withhold Management
1.10 Elect Director Joseph W. Reitmeier For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WD-40 COMPANY
Ticker: WDFC Security ID: 929236107
Meeting Date: DEC 08, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel T. Carter For For Management
1.2 Elect Director Melissa Claassen For For Management
1.3 Elect Director Eric P. Etchart For For Management
1.4 Elect Director Lara L. Lee For For Management
1.5 Elect Director Trevor I. Mihalik For For Management
1.6 Elect Director Graciela I. Monteagudo For For Management
1.7 Elect Director David B. Pendarvis For For Management
1.8 Elect Director Garry O. Ridge For For Management
1.9 Elect Director Gregory A. Sandfort For For Management
1.10 Elect Director Anne G. Saunders For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
WESBANCO, INC.
Ticker: WSBC Security ID: 950810101
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Cornelsen For For Management
1.2 Elect Director Robert J. Fitzsimmons For For Management
1.3 Elect Director D. Bruce Knox For For Management
1.4 Elect Director Gary L. Libs For For Management
1.5 Elect Director Reed J. Tanner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC.
Ticker: WCC Security ID: 95082P105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Engel For For Management
1.2 Elect Director Matthew J. Espe For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director John K. Morgan For For Management
1.5 Elect Director Steven A. Raymund For For Management
1.6 Elect Director James L. Singleton For For Management
1.7 Elect Director Easwaran Sundaram For For Management
1.8 Elect Director Laura K. Thompson For For Management
1.9 Elect Director Lynn M. Utter For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WESTAMERICA BANCORPORATION
Ticker: WABC Security ID: 957090103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Etta Allen For For Management
1.2 Elect Director Louis E. Bartolini For For Management
1.3 Elect Director E. Joseph Bowler For For Management
1.4 Elect Director Melanie Martella Chiesa For For Management
1.5 Elect Director Michele Hassid For For Management
1.6 Elect Director Catherine Cope MacMillan For For Management
1.7 Elect Director Ronald A. Nelson For For Management
1.8 Elect Director David L. Payne For For Management
1.9 Elect Director Edward B. Sylvester For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
WHITESTONE REIT
Ticker: WSR Security ID: 966084204
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nandita V. Berry For For Management
1.2 Elect Director Jeffrey A. Jones For For Management
1.3 Elect Director Jack L. Mahaffey For Withhold Management
1.4 Elect Director James C. Mastandrea For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Pannell Kerr Forster of Texas, For For Management
P.C. as Auditors
--------------------------------------------------------------------------------
WILLSCOT MOBILE MINI HOLDINGS CORP.
Ticker: WSC Security ID: 971378104
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sara R. Dial For For Management
1b Elect Director Gerard E. Holthaus For For Management
1c Elect Director Gary Lindsay For For Management
1d Elect Director Kimberly J. McWaters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
WINGSTOP INC.
Ticker: WING Security ID: 974155103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Morrison For Withhold Management
1.2 Elect Director Kate S. Lavelle For For Management
1.3 Elect Director Kilandigalu (Kay) M. For Withhold Management
Madati
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WINNEBAGO INDUSTRIES, INC.
Ticker: WGO Security ID: 974637100
Meeting Date: DEC 15, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sara E. Armbruster For For Management
1.2 Elect Director William C. Fisher For For Management
1.3 Elect Director Michael J. Happe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC.
Ticker: WWW Security ID: 978097103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxane Divol For For Management
1b Elect Director Brenda J. Lauderback For For Management
1c Elect Director David W. McCreight For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION
Ticker: INT Security ID: 981475106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kasbar For For Management
1.2 Elect Director Ken Bakshi For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Sharda Cherwoo For For Management
1.5 Elect Director Richard A. Kassar For For Management
1.6 Elect Director John L. Manley For For Management
1.7 Elect Director Stephen K. Roddenberry For For Management
1.8 Elect Director Paul H. Stebbins For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION
Ticker: WSFS Security ID: 929328102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anat Bird For For Management
1.2 Elect Director Jennifer W. Davis For For Management
1.3 Elect Director Michael J. Donahue For For Management
1.4 Elect Director Nancy J. Foster For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION
Ticker: WSFS Security ID: 929328102
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger and Issuance of Shares For For Management
in Connection with Merger
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
XENCOR, INC.
Ticker: XNCR Security ID: 98401F105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bassil I. Dahiyat For For Management
1.2 Elect Director Ellen G. Feigal For For Management
1.3 Elect Director Kevin C. Gorman For For Management
1.4 Elect Director Kurt A. Gustafson For For Management
1.5 Elect Director Yujiro S. Hata For For Management
1.6 Elect Director A. Bruce Montgomery For For Management
1.7 Elect Director Richard J. Ranieri For For Management
1.8 Elect Director Dagmar Rosa-Bjorkeson For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XPERI HOLDING CORPORATION
Ticker: XPER Security ID: 98390M103
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Darcy Antonellis For For Management
1b Elect Director Laura J. Durr For For Management
1c Elect Director David C. Habiger For For Management
1d Elect Director Jon Kirchner For For Management
1e Elect Director Daniel Moloney For For Management
1f Elect Director Raghavendra Rau For For Management
1g Elect Director Christopher A. Seams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
Y-MABS THERAPEUTICS, INC.
Ticker: YMAB Security ID: 984241109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Gad For Withhold Management
1.2 Elect Director Claus Juan Moller-San For For Management
Pedro
1.3 Elect Director Johan Wedell-Wedellsborg For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane M. Irvine For For Management
1.2 Elect Director Christine Barone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Gibbs For For Management
1.2 Elect Director George Hu For For Management
1.3 Elect Director Jeremy Stoppelman For For Management
1.4 Elect Director Tony Wells For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
YETI HOLDINGS, INC.
Ticker: YETI Security ID: 98585X104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tracey D. Brown For For Management
1.2 Elect Director Alison Dean For For Management
1.3 Elect Director David L. Schnadig For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ZUMIEZ INC.
Ticker: ZUMZ Security ID: 989817101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Brooks For For Management
1b Elect Director Steve P. Louden For For Management
1c Elect Director James P. Murphy For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
ZYNEX, INC.
Ticker: ZYXI Security ID: 98986M103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Sandgaard For For Management
1.2 Elect Director Barry D. Michaels For For Management
1.3 Elect Director Michael Cress For For Management
1.4 Elect Director Joshua R. Disbrow For Withhold Management
2 Ratify Plante & Moran, PLLC as Auditors For For Management
====================== Voya International Index Portfolio ======================
A.P. MOLLER-MAERSK A/S
Ticker: MAERSK.B Security ID: K0514G135
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management and For For Management
Board
4 Approve Allocation of Income and For For Management
Dividends of DKK 330 Per Share
5 Approve Remuneration Report (Advisory For For Management
Vote)
6 Authorize Share Repurchase Program For Against Management
7a Reelect Bernard L. Bot as Director For For Management
7b Reelect Marc Engel as Director For For Management
7c Reelect Arne Karlsson as Director For For Management
7d Elect Amparo Moraleda as New Director For For Management
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
9a Authorize Board to Declare For For Management
Extraordinary Dividend
9b Approve DKK 655.9 Million Reduction in For For Management
Share Capital via Share Cancellation
9c1 Amend Corporate Purpose For For Management
9c2 Amend Articles Re: Editorial Changes For For Management
due to Requirement for Directors to
Hold Class A Shares included in
Remuneration Report
9c3 Amend Articles Re: Editorial Changes For For Management
of Article 6
9c4 Amend Articles Re: Delete Article 15.1 For For Management
9d Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
--------------------------------------------------------------------------------
ABB LTD.
Ticker: ABBN Security ID: H0010V101
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
(Non-Binding)
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 0.80 per Share
5 Approve CHF 13.8 Million Reduction in For For Management
Share Capital as Part of the Share
Buyback Program via Cancellation of
Repurchased Shares
6 Approve Creation of CHF 24 Million For Against Management
Pool of Capital without Preemptive
Rights
7.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 4.4 Million
7.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 40
Million
8.1 Reelect Gunnar Brock as Director For For Management
8.2 Reelect David Constable as Director For For Management
8.3 Reelect Frederico Curado as Director For For Management
8.4 Reelect Lars Foerberg as Director For For Management
8.5 Reelect Jennifer Xin-Zhe Li as Director For For Management
8.6 Reelect Geraldine Matchett as Director For For Management
8.7 Reelect David Meline as Director For For Management
8.8 Reelect Satish Pai as Director For For Management
8.9 Reelect Jacob Wallenberg as Director For For Management
8.10 Reelect Peter Voser as Director and For For Management
Board Chairman
9.1 Appoint David Constable as Member of For For Management
the Compensation Committee
9.2 Appoint Frederico Curado as Member of For For Management
the Compensation Committee
9.3 Appoint Jennifer Xin-Zhe Li as Member For For Management
of the Compensation Committee
10 Designate Hans Zehnder as Independent For For Management
Proxy
11 Ratify KPMG AG as Auditors For For Management
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ABC-MART, INC.
Ticker: 2670 Security ID: J00056101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 85
2.1 Elect Director Noguchi, Minoru For For Management
2.2 Elect Director Katsunuma, Kiyoshi For For Management
2.3 Elect Director Kojima, Jo For For Management
2.4 Elect Director Kikuchi, Takashi For For Management
2.5 Elect Director Hattori, Kiichiro For For Management
3.1 Elect Director and Audit Committee For For Management
Member Matsuoka, Tadashi
3.2 Elect Director and Audit Committee For For Management
Member Sugahara, Taio
3.3 Elect Director and Audit Committee For For Management
Member Toyoda, Ko
--------------------------------------------------------------------------------
ABN AMRO BANK NV
Ticker: ABN Security ID: N0162C102
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None None Management
2i Announce Supervisory Board's None None Management
Nomination for Appointment
2ii Receive Explanation and Motivation by None None Management
Mariken Tannemaat
2iii Elect Mariken Tannemaat to Supervisory For For Management
Board
3 Close Meeting None None Management
--------------------------------------------------------------------------------
ABN AMRO BANK NV
Ticker: ABN Security ID: N0162C102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Report of Management Board None None Management
(Non-Voting)
2.b Receive Report of Supervisory Board None None Management
(Non-Voting)
2.c Receive Announcements from the None None Management
Chairman of the Employee Council
2.d Discussion on Company's Corporate None None Management
Governance Structure
2.e Approve Remuneration Report For For Management
2.f Opportunity to Ask Questions to the None None Management
External Auditor (Non-Voting)
2.g Adopt Financial Statements and For For Management
Statutory Reports
3 Receive Explanation on Company's None None Management
Dividend Policy
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5.a Receive Auditor's Report (Non-Voting) None None Management
5.b Ratify Ernst & Young Accountants LLP For For Management
as Auditors for FY 2022 and 2023
6.a Announce Intention to Reappoint Tanja None None Management
Cuppen as Member of the Management
Board
6.b Announce Intention to Reappoint None None Management
Christian Bornfeld as Member of the
Management Board
6.c Discuss Introduction of Lars Kramer as None None Management
Member of the Management Board
7.a Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
7.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
7.c Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Cancellation of Repurchased For For Management
Shares
9 Close Meeting None None Management
--------------------------------------------------------------------------------
ACCOR SA
Ticker: AC Security ID: F00189120
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Approve Compensation of Corporate For For Management
Officers
5 Approve Compensation of Sebastien For Against Management
Bazin, Chairman and CEO
6 Approve Remuneration Policy of For For Management
Chairman and CEO
7 Approve Remuneration Policy of For For Management
Directors
8 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
9 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
10 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of 50 Percent of Issued
Capital
12 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of 10 Percent of Issued
Capital
13 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 10
Percent of Issued Capital Per Year
Reserved for Specific Beneficiaries
14 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
15 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
16 Authorize Capitalization of Reserves For For Management
of Up to 50 Percent of Issued Capital
for Bonus Issue or Increase in Par
Value
17 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 11-16 at 50 Percent of the Share
Capital and Under Items 12-15 at 10
Percent of Issued Capital
18 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
19 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
Reserved for Some Employees
20 Amend Article 1 of Bylaws to Comply For For Management
with Legal Changes
21 Authorize Board to Issue Free Warrants For Against Management
with Preemptive Rights During a Public
Tender Offer
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ACOM CO., LTD.
Ticker: 8572 Security ID: J00105106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 3
2.1 Elect Director Kinoshita, Shigeyoshi For Against Management
2.2 Elect Director Kinoshita, Masataka For For Management
2.3 Elect Director Uchida, Tomomi For For Management
2.4 Elect Director Kiribuchi, Takashi For For Management
2.5 Elect Director Naruse, Hiroshi For For Management
2.6 Elect Director Osawa, Masakazu For For Management
3.1 Elect Director and Audit Committee For For Management
Member Fukumoto, Kazuo
3.2 Elect Director and Audit Committee For For Management
Member Ishikawa, Masahide
3.3 Elect Director and Audit Committee For Against Management
Member Akiyama, Takuji
4 Elect Alternate Director and Audit For For Management
Committee Member Shimbo, Hitoshi
--------------------------------------------------------------------------------
ACS ACTIVIDADES DE CONSTRUCCION Y SERVICIOS SA
Ticker: ACS Security ID: E7813W163
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated and Standalone For For Management
Financial Statements
1.2 Approve Allocation of Income For For Management
2 Approve Non-Financial Information For For Management
Statement
3 Approve Discharge of Board For For Management
4.1 Reelect Carmen Fernandez Rozado as For For Management
Director
4.2 Reelect Jose Eladio Seco Dominguez as For For Management
Director
5 Advisory Vote on Remuneration Report For Abstain Management
6 Approve Scrip Dividends and Approve For For Management
Reduction in Share Capital via
Amortization of Treasury Shares
7 Authorize Share Repurchase and Capital For For Management
Reduction via Amortization of
Repurchased Shares
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
9 Receive Amendments to Board of None None Management
Directors Regulations
--------------------------------------------------------------------------------
ADECCO GROUP AG
Ticker: ADEN Security ID: H00392318
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.50 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.1 Million
4.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 32
Million
5.1.1 Reelect Jean-Christophe Deslarzes as For For Management
Director and Board Chairman
5.1.2 Reelect Ariane Gorin as Director For For Management
5.1.3 Reelect Alexander Gut as Director For For Management
5.1.4 Reelect Didier Lamouche as Director For For Management
5.1.5 Reelect David Prince as Director For For Management
5.1.6 Reelect Kathleen Taylor as Director For For Management
5.1.7 Reelect Regula Wallimann as Director For For Management
5.1.8 Elect Rachel Duan as Director For For Management
5.2.1 Reappoint Kathleen Taylor as Member of For For Management
the Compensation Committee
5.2.2 Reappoint Didier Lamouche as Member of For For Management
the Compensation Committee
5.2.3 Appoint Rachel Duan as Member of the For For Management
Compensation Committee
5.3 Designate Keller KLG as Independent For For Management
Proxy
5.4 Ratify Ernst & Young AG as Auditors For For Management
6 Approve Creation of CHF 815,620 Pool For For Management
of Capital without Preemptive Rights
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ADEVINTA ASA
Ticker: ADE Security ID: R0000V110
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Registration of None None Management
Attending Shareholders and Proxies
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Approve Notice of Meeting and Agenda For For Management
4 Approve Issuance of Shares in For For Management
Connection with Acquisition of eBay
Classifieds Group; Approve Article
Amendments; Approve Instructions for
Nominating Committee
--------------------------------------------------------------------------------
ADEVINTA ASA
Ticker: ADE Security ID: R0000V110
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For For Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Company's Corporate Governance For For Management
Statement
6 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
7 Approve Remuneration of Auditors For For Management
8a Reelect Orla Noonan (Chairman) as For For Management
Director
8b Reelect Fernando Abril-Martorell For For Management
Hernandez as Director
8c Reelect Peter Brooks-Johnson as For For Management
Director
8d Reelect Sophie Javary as Director For For Management
8e Reelect Kristin Skogen Lund as Director For For Management
8f Elect Julia Jaekel as New Director For For Management
8g Elect Michael Nilles as New Director For For Management
9 Approve Remuneration of Directors in For For Management
the Amount of NOK 1.45 Million for
Chairman and NOK 750,000 for the Other
Directors; Approve Committee Fees
10 Elect Ole E. Dahl as Member of For For Management
Nominating Committee
11 Approve Remuneration of Nominating For For Management
Committee
12 Approve Creation of NOK 24.5 Million For For Management
Pool of Capital without Preemptive
Rights
13 Authorize Issuance of Convertible For For Management
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of NOK 7.5
Billion; Approve Creation of NOK 24.5
Million Pool of Capital to Guarantee
Conversion Rights
14 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
15 Amend eBay Classified Closing Articles For For Management
Re: Shareholder Rights
--------------------------------------------------------------------------------
ADIDAS AG
Ticker: ADS Security ID: D0066B185
Meeting Date: AUG 11, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Amend Articles Re: Electronic For For Management
Participation
6 Elect Christian Klein to the For For Management
Supervisory Board
7 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
--------------------------------------------------------------------------------
ADIDAS AG
Ticker: ADS Security ID: D0066B185
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Elect Jackie Joyner-Kersee to the For For Management
Supervisory Board
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Amend Articles Re: Information for For For Management
Registration in the Share Register
9 Approve Creation of EUR 50 Million For For Management
Pool of Capital with Preemptive Rights
10 Approve Creation of EUR 20 Million For For Management
Pool of Capital without Preemptive
Rights
11 Cancel Authorized Capital 2016 For For Management
12 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
13 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
14 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
--------------------------------------------------------------------------------
ADMIRAL GROUP PLC
Ticker: ADM Security ID: G0110T106
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Jayaprakasa Rangaswami as For For Management
Director
6 Elect Milena Mondini-de-Focatiis as For For Management
Director
7 Re-elect Geraint Jones as Director For For Management
8 Re-elect Annette Court as Director For For Management
9 Re-elect Jean Park as Director For For Management
10 Re-elect George Manning Rountree as For For Management
Director
11 Re-elect Owen Clarke as Director For For Management
12 Re-elect Justine Roberts as Director For For Management
13 Re-elect Andrew Crossley as Director For For Management
14 Re-elect Michael Brierley as Director For For Management
15 Re-elect Karen Green as Director For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Amend Discretionary Free Share Scheme For For Management
19 Authorise UK Political Donations and For For Management
Expenditure
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Approve Matters Relating to the None For Management
Relevant Distributions
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ADVANTEST CORP.
Ticker: 6857 Security ID: J00210104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yoshida, Yoshiaki For For Management
1.2 Elect Director Karatsu, Osamu For For Management
1.3 Elect Director Urabe, Toshimitsu For For Management
1.4 Elect Director Nicholas Benes For For Management
1.5 Elect Director Tsukakoshi, Soichi For For Management
1.6 Elect Director Fujita, Atsushi For For Management
1.7 Elect Director Tsukui, Koichi For For Management
1.8 Elect Director Douglas Lefever For For Management
2.1 Elect Director and Audit Committee For For Management
Member Kurita, Yuichi
2.2 Elect Director and Audit Committee For For Management
Member Namba, Koichi
3 Elect Alternate Director and Audit For For Management
Committee Member Karatsu, Osamu
4 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
5 Approve Performance Share Plan and For For Management
Restricted Stock Plan
--------------------------------------------------------------------------------
ADYEN NV
Ticker: ADYEN Security ID: N3501V104
Meeting Date: FEB 12, 2021 Meeting Type: Special
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None None Management
2 Elect Alexander Matthey to Management For For Management
Board
3 Elect Caoimhe Treasa Keogan to For For Management
Supervisory Board
4 Close Meeting None None Management
--------------------------------------------------------------------------------
ADYEN NV
Ticker: ADYEN Security ID: N3501V104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2.b Approve Remuneration Report For For Management
2.c Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Reelect Ingo Jeroen Uytdehaage to For For Management
Management Board
6 Reelect Delfin Rueda Arroyo to For For Management
Supervisory Board
7 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
8 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Ratify PwC as Auditors For For Management
--------------------------------------------------------------------------------
AEGON NV
Ticker: AGN Security ID: N00927298
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
3.3 Approve Remuneration Report For For Management
3.4 Adopt Financial Statements and For For Management
Statutory Reports
3.5 Approve Dividends of EUR 0.06 Per For For Management
Common Share and EUR 0.0015 Per Common
Share B
4 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
5.1 Approve Discharge of Executive Board For For Management
5.2 Approve Discharge of Supervisory Board For For Management
6.1 Reelect Dona Young to Supervisory Board For For Management
6.2 Reelect William Connelly to For For Management
Supervisory Board
6.3 Reelect Mark Ellman to Supervisory For For Management
Board
6.4 Elect Jack McGarry to Supervisory Board For For Management
7.1 Reelect Matthew Rider to Management For For Management
Board
8.1 Approve Cancellation of Repurchased For For Management
Shares
8.2 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Exclude Pre-emptive Rights
8.3 Grant Board Authority to Issue Shares For For Management
Up To 25 Percent of Issued Capital in
Connection with a Rights Issue
8.4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
AENA S.M.E. SA
Ticker: AENA Security ID: E526K0106
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Non-Financial Information For For Management
Statement
5 Approve Reclassification of Voluntary For For Management
Reserves to Capitalization Reserves
6 Approve Discharge of Board For For Management
7.1 Reelect Amancio Lopez Seijas as For For Management
Director
7.2 Reelect Jaime Terceiro Lomba as For For Management
Director
7.3 Elect Irene Cano Piquero as Director For For Management
7.4 Elect Francisco Javier Marin San For For Management
Andres as Director
8 Authorize Share Repurchase Program For For Management
9 Advisory Vote on Remuneration Report For For Management
10 Approve Principles for Climate Change For For Management
Action and Environmental Governance
11 Approve Instructions to the Board to Against Against Shareholder
Present the Climate Action Plan at the
2021 AGM and Updated Climate Action
Reports at the AGM that May be Held as
from 2022 (Inclusive) and to Submit
them to a Consultative Vote as a
Separate Agenda Item
12 Add New Article 50 bis Against Against Shareholder
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AENA S.M.E. SA
Ticker: AENA Security ID: E526K0106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Treatment of Net Loss For For Management
4 Approve Non-Financial Information For For Management
Statement
5 Approve Discharge of Board For For Management
6 Ratify Appointment of and Elect Juan For For Management
Rio Cortes as Director
7.1 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
7.2 Amend Articles Re: Board Competences For For Management
and Board Committees
7.3 Amend Articles Re: Board Committees, For For Management
Remuneration and Climate Action Plan
8 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
9 Advisory Vote on Remuneration Report For For Management
10 Advisory Vote on Company's Climate For For Management
Action Plan
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AEON CO., LTD.
Ticker: 8267 Security ID: J00288100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Okada, Motoya For Against Management
1.2 Elect Director Yoshida, Akio For For Management
1.3 Elect Director Yamashita, Akinori For For Management
1.4 Elect Director Tsukamoto, Takashi For For Management
1.5 Elect Director Ono, Kotaro For For Management
1.6 Elect Director Peter Child For For Management
1.7 Elect Director Carrie Yu For For Management
2 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
AEON MALL CO., LTD.
Ticker: 8905 Security ID: J10005106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iwamura, Yasutsugu For For Management
1.2 Elect Director Fujiki, Mitsuhiro For For Management
1.3 Elect Director Sato, Hisayuki For For Management
1.4 Elect Director Okada, Motoya For For Management
1.5 Elect Director Okamoto, Masahiko For For Management
1.6 Elect Director Yokoyama, Hiroshi For For Management
1.7 Elect Director Nakarai, Akiko For For Management
1.8 Elect Director Hashimoto, Tatsuya For For Management
1.9 Elect Director Koshizuka, Kunihiro For For Management
1.10 Elect Director Yamashita, Yasuko For For Management
1.11 Elect Director Kurosaki, Hironobu For For Management
1.12 Elect Director Owada, Junko For For Management
1.13 Elect Director Enomoto, Chisa For For Management
--------------------------------------------------------------------------------
AEROPORTS DE PARIS SA
Ticker: ADP Security ID: F00882104
Meeting Date: MAY 11, 2021 Meeting Type: Annual/Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 19 of Bylaws Re: For For Management
Alternate Auditor
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Treatment of Losses For For Management
5 Approve Transaction with the French For For Management
State
6 Approve Transaction with Grand Paris For For Management
7 Approve Transaction with Societe du For For Management
Grand Paris
8 Approve Transaction with Societe Royal For For Management
Schiphol Group
9 Approve Transaction with the French For For Management
State
10 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
11 Approve Compensation of Corporate For For Management
Officers
12 Approve Compensation of Augustin de For For Management
Romanet, Chairman and CEO
13 Approve Remuneration Policy of Board For For Management
Members
14 Approve Remuneration Policy of For For Management
Chairman and CEO
15 Ratify Appointment of Jean-Benoit For Against Management
Albertini as Director
16 Ratify Appointment of Severin Cabannes For For Management
as Director
17 Ratify Appointment of Robert Carsouw For Against Management
as Director
18 Renew Appointment of Ernst & Young For For Management
Audit as Auditor
19 Renew Appointment of Deloitte & For For Management
Associes as Auditor
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
AFTERPAY LIMITED
Ticker: APT Security ID: Q3583G105
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: NOV 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2A Elect Gary Briggs as Director For For Management
2B Elect Patrick O'Sullivan as Director For For Management
2C Elect Sharon Rothstein as Director For For Management
2D Elect Nicholas Molnar as Director For For Management
3 Approve Remuneration Report For For Management
4 Ratify Past Issuance of Shares to For For Management
Institutional and Professional
Investors
5 Approve Issuance of Convertible Note For For Management
Pursuant to Pagantis Acquisition
6 Approve Application of Supplementary For For Management
Terms of Afterpay Equity Incentive
Plan to Equity Awards Issued to
Participants in California
7 Approve Grant of Options to Anthony For For Management
Eisen
8 Approve Grant of Options to Nick Molnar For For Management
--------------------------------------------------------------------------------
AGC, INC. (JAPAN)
Ticker: 5201 Security ID: J0025W100
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Shimamura, Takuya For For Management
2.2 Elect Director Hirai, Yoshinori For For Management
2.3 Elect Director Miyaji, Shinji For For Management
2.4 Elect Director Kurata, Hideyuki For For Management
2.5 Elect Director Hasegawa, Yasuchika For For Management
2.6 Elect Director Yanagi, Hiroyuki For For Management
2.7 Elect Director Honda, Keiko For For Management
3 Appoint Statutory Auditor Tatsuno, For For Management
Tetsuo
--------------------------------------------------------------------------------
AGEAS SA/NV
Ticker: AGS Security ID: B0148L138
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Dividends of EUR 2.38 Per Share For For Management
3 Elect Hans De Cuyper as Director For For Management
4 Approve Remuneration of the CEO For For Management
5 Approve Transition Fee of Jozef De Mey For For Management
6 Close Meeting None None Management
--------------------------------------------------------------------------------
AGEAS SA/NV
Ticker: AGS Security ID: B0148L138
Meeting Date: MAY 19, 2021 Meeting Type: Annual/Special
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1.1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2.1.2 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
2.1.3 Approve Financial Statements and For For Management
Allocation of Income
2.2.1 Receive Information on Company's For For Management
Dividend Policy
2.2.2 Approve Dividends of EUR 2.65 Per Share For For Management
2.3.1 Approve Discharge of Directors For For Management
2.3.2 Approve Discharge of Auditors For For Management
3 Approve Remuneration Report For For Management
4.1 Elect Jean-Michel Chatagny as For For Management
Independent Director
4.2 Reelect Katleen Vandeweyer as For For Management
Independent Director
4.3 Reelect Bart De Smet as Director For For Management
4.4 Ratify PwC as Auditors and Approve For For Management
Auditors' Remuneration
5.1a Amend Article 1 Re: Definitions For For Management
5.2.1 Receive Special Board Report Re: None None Management
Proposed Amendments to the Purpose
Clause in Accordance with Article
7:154 of the Belgian Companies and
Associations Code
5.2.2 Amend Article 4 Re: Purpose For For Management
5.3 Approve Cancellation of Repurchased For For Management
Shares
5.4.1 Receive Special Board Report Re: Use None None Management
and Purpose of the Authorized Capital
Prepared in Accordance with Article
7:199 of the Belgian Companies and
Associations Code
5.4.2 Renew Authorization to Increase Share For For Management
Capital within the Framework of
Authorized Capital
5.5a Amend Article 12 Re: Management of the For For Management
Company
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Close Meeting None None Management
--------------------------------------------------------------------------------
AGL ENERGY LIMITED
Ticker: AGL Security ID: Q01630195
Meeting Date: OCT 07, 2020 Meeting Type: Annual
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For Against Management
3a Elect Peter Botten as Director For Against Management
3b Elect Mark Bloom as Director For For Management
4 Approve Grant of Performance Rights For Against Management
under the AGL Long Term Incentive Plan
to Brett Redman
5 Approve Termination Benefits for For For Management
Eligible Senior Executives
6 Approve Reinsertion of Proportional For For Management
Takeover Provisions
7a Approve the Amendments to the Against Against Shareholder
Company's Constitution
7b Approve Coal Closure Dates Against Against Shareholder
--------------------------------------------------------------------------------
AIA GROUP LIMITED
Ticker: 1299 Security ID: Y002A1105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Lee Yuan Siong as Director For For Management
4 Elect Chung-Kong Chow as Director For For Management
5 Elect John Barrie Harrison as Director For For Management
6 Elect Lawrence Juen-Yee Lau as Director For For Management
7 Elect Cesar Velasquez Purisima as For For Management
Director
8 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
9A Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9B Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
AIR LIQUIDE SA
Ticker: AI Security ID: F01764103
Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.75 per Share and an
Extra of EUR 0.27 per Share to Long
Term Registered Shares
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Xavier Huillard as Director For For Management
6 Elect Pierre Breber as Director For For Management
7 Elect Aiman Ezzat as Director For For Management
8 Elect Bertrand Dumazy as Director For For Management
9 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of the New Transactions
10 Approve Compensation of Benoit Potier For For Management
11 Approve Compensation Report of For For Management
Corporate Officers
12 Approve Remuneration Policy of For For Management
Corporate Officers
13 Approve Remuneration Policy of For For Management
Directors
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 470 Million
16 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
18 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
AIR WATER INC.
Ticker: 4088 Security ID: J00662114
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toyoda, Masahiro For For Management
1.2 Elect Director Toyoda, Kikuo For For Management
1.3 Elect Director Imai, Yasuo For For Management
1.4 Elect Director Shirai, Kiyoshi For For Management
1.5 Elect Director Machida, Masato For For Management
1.6 Elect Director Karato, Yu For For Management
1.7 Elect Director Sakamoto, Yukiko For For Management
1.8 Elect Director Shimizu, Isamu For For Management
1.9 Elect Director Matsui, Takao For For Management
--------------------------------------------------------------------------------
AIRBUS SE
Ticker: AIR Security ID: N0280G100
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1 Discussion on Company's Corporate None None Management
Governance Structure
2.2 Receive Report on Business and None None Management
Financial Statements
2.3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
3 Discussion of Agenda Items None None Management
4.1 Adopt Financial Statements For For Management
4.2 Approve Discharge of Non-Executive For For Management
Members of the Board of Directors
4.3 Approve Discharge of Executive Members For For Management
of the Board of Directors
4.4 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
4.5 Approve Implementation of Remuneration For For Management
Policy
4.6 Reelect Rene Obermann as Non-Executive For For Management
Director
4.7 Reelect Amparo Moraleda as For For Management
Non-Executive Director
4.8 Reelect Victor Chu as Non-Executive For For Management
Director
4.9 Reelect Jean-Pierre Clamadieu as For For Management
Non-Executive Director
4.10 Grant Board Authority to Issue Shares For For Management
Up To 0.51 Percent of Issued Capital
and Exclude Preemptive Rights Re: ESOP
and LTIP Plans
4.11 Grant Board Authority to Issue Shares For For Management
Up To 1.15 Percent of Issued Capital
and Exclude Preemptive Rights Re:
Company Funding
4.12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
4.13 Approve Cancellation of Repurchased For For Management
Shares
5 Close Meeting None None Management
--------------------------------------------------------------------------------
AISIN CORP.
Ticker: 7259 Security ID: J00714105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toyoda, Kanshiro For For Management
1.2 Elect Director Ise, Kiyotaka For For Management
1.3 Elect Director Haraguchi, Tsunekazu For For Management
1.4 Elect Director Hamada, Michiyo For For Management
1.5 Elect Director Yoshida, Moritaka For For Management
1.6 Elect Director Suzuki, Kenji For For Management
1.7 Elect Director Ito, Shintaro For For Management
1.8 Elect Director Shin, Seiichi For For Management
1.9 Elect Director Kobayashi, Koji For For Management
2.1 Appoint Statutory Auditor Mitsuya, For For Management
Makoto
2.2 Appoint Statutory Auditor Kato, Kiyomi For For Management
2.3 Appoint Statutory Auditor Ueda, Junko For For Management
3 Appoint Alternate Statutory Auditor For For Management
Nakagawa, Hidenori
--------------------------------------------------------------------------------
AJINOMOTO CO., INC.
Ticker: 2802 Security ID: J00882126
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 26
2 Amend Articles to Adopt Board For For Management
Structure with Three Committees -
Amend Provisions on Number of
Directors - Reduce Directors' Term -
Clarify Director Authority on Board
Meetings - Authorize Board to
Determine Income Allocation
3.1 Elect Director Nishii, Takaaki For Against Management
3.2 Elect Director Fukushi, Hiroshi For For Management
3.3 Elect Director Tochio, Masaya For Against Management
3.4 Elect Director Nosaka, Chiaki For Against Management
3.5 Elect Director Kurashima, Kaoru For For Management
3.6 Elect Director Nawa, Takashi For For Management
3.7 Elect Director Iwata, Kimie For For Management
3.8 Elect Director Toki, Atsushi For For Management
3.9 Elect Director Amano, Hideki For For Management
3.10 Elect Director Indo, Mami For For Management
3.11 Elect Director Nakayama, Joji For For Management
--------------------------------------------------------------------------------
AKZO NOBEL NV
Ticker: AKZA Security ID: N01803308
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Report of Management Board None None Management
(Non-Voting)
3.a Adopt Financial Statements For For Management
3.b Discuss on the Company's Dividend None None Management
Policy
3.c Approve Dividends of EUR 1.95 Per Share For For Management
3.d Approve Remuneration Report For Against Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5.a Amend Remuneration Policy for For For Management
Management Board
5.b Amend Remuneration Policy for For For Management
Supervisory Board
6.a Reelect T.F.J. Vanlancker to For For Management
Management Board
7.a Reelect P.W. Thomas to Supervisory For For Management
Board
8.a Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
8.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Authorize Cancellation of Repurchased For For Management
Shares
11 Close Meeting None None Management
--------------------------------------------------------------------------------
ALCON INC.
Ticker: ALC Security ID: H01301128
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 0.10 per Share
4.1 Approve Remuneration Report For Against Management
(Non-Binding)
4.2 Approve Remuneration of Directors in For For Management
the Amount of CHF 3.3 Million
4.3 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 38.4
Million
5.1 Reelect Michael Ball as Director and For For Management
Board Chairman
5.2 Reelect Lynn Bleil as Director For For Management
5.3 Reelect Arthur Cummings as Director For For Management
5.4 Reelect David Endicott as Director For For Management
5.5 Reelect Thomas Glanzmann as Director For For Management
5.6 Reelect Keith Grossman as Director For For Management
5.7 Reelect Scott Maw as Director For For Management
5.8 Reelect Karen May as Director For For Management
5.9 Reelect Ines Poeschel as Director For For Management
5.10 Reelect Dieter Spaelti as Director For For Management
6.1 Reappoint Thomas Glanzmann as Member For For Management
of the Compensation Committee
6.2 Reappoint Keith Grossman as Member of For For Management
the Compensation Committee
6.3 Reappoint Karen May as Member of the For For Management
Compensation Committee
6.4 Reappoint Ines Poeschel as Member of For For Management
the Compensation Committee
7 Designate Hartmann Dreyer For For Management
Attorneys-at-Law as Independent Proxy
8 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ALFA LAVAL AB
Ticker: ALFA Security ID: W04008152
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7a Accept Financial Statements and For For Management
Statutory Reports
7b Approve Allocation of Income and For For Management
Dividends of SEK 5.50 Per Share
7c1 Approve Discharge of CEO Tom Erixon For For Management
7c2 Approve Discharge of Board Member and For For Management
Chairman Dennis Jonsson
7c3 Approve Discharge of Board Member For For Management
Maria Moraeus Hanssen
7c4 Approve Discharge of Board Member For For Management
Henrik Lange
7c5 Approve Discharge of Board Member Ray For For Management
Mauritsson
7c6 Approve Discharge of Board Member For For Management
Helene Mellquist
7c7 Approve Discharge of Board Member Finn For For Management
Rausing
7c8 Approve Discharge of Board Member Jorn For For Management
Rausing
7c9 Approve Discharge of Board Member Ulf For For Management
Wiinberg
7c10 Approve Discharge of Former Board For For Management
Member and Chairman Anders Narvinger
7c11 Approve Discharge of Board Member Anna For For Management
Ohlsson-Leijon
7c12 Approve Discharge of Employee For For Management
Representative Bror Garcia Lantz
7c13 Approve Discharge of Employee For For Management
Representative Susanne Jonsson
7c14 Approve Discharge of Employee For For Management
Representative Henrik Nielsen
7c15 Approve Discharge of Deputy Employee For For Management
Representative Leif Norkvist
7c16 Approve Discharge of Deputy Employee For For Management
Representative Stefan Sandell
7c17 Approve Discharge of Deputy Employee For For Management
Representative Johnny Hulthen
8 Approve Remuneration Report For For Management
9.1 Determine Number of Directors (9) and For For Management
Deputy Directors (0) of Board
9.2 Fix Number of Auditors (2) and Deputy For For Management
Auditors (2)
10.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.85 Million to the
Chairman and SEK 615,000 to Other
Directors
10.2 Approve Remuneration of Committee Work For For Management
10.3 Approve Remuneration of Auditors For For Management
11.1 Reelect Maria Moraeus Hanssen as For For Management
Director
11.2 Reelect Dennis Jonsson as Director For For Management
11.3 Reelect Henrik Lange as Director For For Management
11.4 Reelect Ray Mauritsson as Director For For Management
11.5 Reelect Helene Mellquist as Director For For Management
11.6 Reelect Finn Rausing as Director For For Management
11.7 Reelect Jorn Rausing as Director For Against Management
11.8 Reelect Ulf Wiinberg as Director For For Management
11.9 Elect Lilian Fossum Biner as New For For Management
Director
11.10 Reelect Dennis Jonsson as Board For For Management
Chairman
11.11 Ratify Staffan Landen as Auditor For For Management
11.12 Ratify Karoline Tedevall as Auditor For For Management
11.13 Ratify Henrik Jonzen as Deputy Auditor For For Management
11.14 Ratify Andreas Mast as Deputy Auditor For For Management
12 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
13 Authorize Share Repurchase Program For For Management
14 Amend Articles Re: Proxies; Postal For For Management
Voting
15 Close Meeting None None Management
--------------------------------------------------------------------------------
ALFRESA HOLDINGS CORP.
Ticker: 2784 Security ID: J0109X107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kubo, Taizo For For Management
1.2 Elect Director Arakawa, Ryuji For For Management
1.3 Elect Director Izumi, Yasuki For For Management
1.4 Elect Director Kishida, Seiichi For For Management
1.5 Elect Director Katsuki, Hisashi For For Management
1.6 Elect Director Shimada, Koichi For For Management
1.7 Elect Director Fukujin, Yusuke For For Management
1.8 Elect Director Yatsurugi, Yoichiro For For Management
1.9 Elect Director Hara, Takashi For For Management
1.10 Elect Director Kinoshita, Manabu For For Management
1.11 Elect Director Takeuchi, Toshie For For Management
2.1 Appoint Statutory Auditor Kamigaki, For For Management
Seisui
2.2 Appoint Statutory Auditor Kato, For For Management
Yoshitaka
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 9.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Remuneration Policy For For Management
6 Approve Remuneration of Supervisory For For Management
Board
7 Amend Articles Re: Supervisory Board For For Management
Term of Office
--------------------------------------------------------------------------------
ALSTOM SA
Ticker: ALO Security ID: F0259M475
Meeting Date: JUL 08, 2020 Meeting Type: Annual/Special
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Absence of Dividends
4 Approve Transaction with Bouygues Re: For For Management
Acquisition of Bombardier Transport
5 Reelect Yann Delabriere as Director For For Management
6 Elect Frank Mastiaux as Director For For Management
7 Approve Compensation Report of For For Management
Corporate Officers
8 Approve Compensation of Chairman and For For Management
CEO
9 Approve Remuneration Policy of For For Management
Chairman and CEO
10 Approve Remuneration Policy of Board For For Management
Members
11 Ratify Change Location of Registered For For Management
Office to Saint-Ouen-sur-Seine
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 510 Million
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 155 Million
15 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 155 Million
16 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
18 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to 10 Percent of Issued
Capital
19 Authorize Capital Increase of Up to For For Management
EUR 155 Million for Future Exchange
Offers
20 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Reserved
for Specific Beneficiaries, up to
Aggregate Nominal Amount of EUR 155
Million
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
24 Amend Article 9 of Bylaws Re: Employee For For Management
Representative
25 Amend Article 10 of Bylaws Re: Board For For Management
Members Deliberation via Written
Consultation
26 Amend Bylaws to Comply with Legal For For Management
Changes
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ALSTOM SA
Ticker: ALO Security ID: F0259M475
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Caisse de Depot et Placement du For For Management
Quebec as Director
2 Elect Serge Godin as Director For For Management
3 Approve Amendment of Remuneration For For Management
Policy of Chairman and CEO
4 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 790 Million to
be issued in Connection with
Acquisition
5 Authorize New Class of Preferred Stock For For Management
and Amend Bylaws Accordingly
6 Authorization of Capital Issuance of For For Management
Class B Preferred Shares without
Preemptive Rights Reserved for CDP
Investissements Inc. to Aggregate
Nominal Amount of EUR 570 Million to
be issued in Connection with
Acquisition
7 Authorization of Capital Issuance of For For Management
Ordinary Shares without Preemptive
Rights Reserved for CDP
Investissements Inc. to Aggregate
Nominal Amount of EUR 570 Million to
be issued in Connection with
Acquisition
8 Authorization of Capital Issuance of For For Management
Ordinary Shares without Preemptive
Rights Reserved for Bombardier UK
Holding Limited to Aggregate Nominal
Amount of 120 Million to be Issued in
Connection with Acquisition
9 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
10 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
11 Remove Double-Voting Rights for For For Management
Long-Term Registered Shareholders and
Amend Article 15 of Bylaws Accordingly
12 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ALTICE EUROPE NV
Ticker: ATC Security ID: N0R25F103
Meeting Date: JAN 07, 2021 Meeting Type: Special
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Explanation of the Recommended None None Management
Public Offer by Next Private B.V.
2.b Approve Merger For For Management
2.c Approve Asset Sale For For Management
2.d Amend Articles of Association For For Management
3.a Discuss Treatment of Stock Options in None None Management
Connection with the Recommended Public
Offer
3.b Approve Settlement of Stock Option For Against Management
Held by Natacha Marty
3.c Amend Terms and Conditions of the 2016 For Against Management
FPPS and 2018 FPPS in Connection with
the Recommended Public Offer Held by
Alain Weill
4 Other Business (Non-Voting) None None Management
5 Close Meeting None None Management
--------------------------------------------------------------------------------
AMADA CO., LTD.
Ticker: 6113 Security ID: J01218106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2.1 Elect Director Isobe, Tsutomu For For Management
2.2 Elect Director Kurihara, Toshinori For For Management
2.3 Elect Director Miwa, Kazuhiko For For Management
2.4 Elect Director Yamanashi, Takaaki For For Management
2.5 Elect Director Okamoto, Mitsuo For For Management
2.6 Elect Director Mazuka, Michiyoshi For For Management
2.7 Elect Director Chino, Toshitake For For Management
2.8 Elect Director Miyoshi, Hidekazu For For Management
3 Appoint Statutory Auditor Nishiura, For For Management
Seiji
4 Appoint Alternate Statutory Auditor For For Management
Murata, Makoto
--------------------------------------------------------------------------------
AMADEUS IT GROUP SA
Ticker: AMS Security ID: E04648114
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Treatment of Net Loss For For Management
4 Approve Discharge of Board For For Management
5.1 Elect Jana Eggers as Director For For Management
5.2 Elect Amanda Mesler as Director For For Management
5.3 Reelect Luis Maroto Camino as Director For For Management
5.4 Reelect David Webster as Director For For Management
5.5 Reelect Clara Furse as Director For For Management
5.6 Reelect Nicolas Huss as Director For For Management
5.7 Reelect Stephan Gemkow as Director For For Management
5.8 Reelect Peter Kuerpick as Director For For Management
5.9 Reelect Pilar Garcia Ceballos-Zuniga For For Management
as Director
5.10 Reelect Francesco Loredan as Director For For Management
6 Advisory Vote on Remuneration Report For For Management
7 Approve Remuneration of Directors For For Management
8 Approve Remuneration Policy For For Management
9 Approve Performance Share Plan For For Management
10.1 Amend Article 11 Re: Share Capital For For Management
Increase
10.2 Amend Article 24 Re: Remote Voting For For Management
10.3 Add New Article 24 bis Re: Allow For For Management
Shareholder Meetings to be Held in
Virtual-Only Format
10.4 Amend Articles Re: Board Functions and For For Management
Remuneration
10.5 Amend Articles Re: Board Committees For For Management
11.1 Amend Articles of General Meeting For For Management
Regulations Re: Company's Name and
Corporate Website
11.2 Amend Article 7 of General Meeting For For Management
Regulations Re: Right to Information
11.3 Amend Articles of General Meeting For For Management
Regulations Re: Holding of the General
Meeting
11.4 Amend Articles of General Meeting For For Management
Regulations Re: Constitution and Start
of the Session
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
AMBU A/S
Ticker: AMBU.B Security ID: K03293147
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Management's Report None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Remuneration Report For For Management
4 Approve Allocation of Income and For For Management
Dividends of DKK 0.29 Per Share
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.05 Million for
Chairman, DKK 700,000 for Vice
Chairman and DKK 350,000 for Other
Directors; Approve Compensation for
Committee Work
6 Elect Jorgen Jensen (Chair) as Director For For Management
7 Elect Christian Sagild (Vice-Chair) as For For Management
Director
8a Reelect Mikael Worning as Director For For Management
8b Reelect Henrik Ehlers Wulff as Director For For Management
8c Reelect Britt Meelby Jensen as Director For For Management
9 Ratify Ernst & Young as Auditors For For Management
10a Amend Articles Re: Editorial Changes For For Management
due to Merger of VP Securities A/S and
VP Services A/S
10b Amend Articles Re: Authorization to For Against Management
Hold Completely Electronic General
Meetings
11 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
--------------------------------------------------------------------------------
AMP LTD.
Ticker: AMP Security ID: Q0344G101
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Kathryn (Kate) McKenzie as For For Management
Director
3 Approve Remuneration Report For Against Management
4 ***Withdrawn Resolution*** Approve None None Management
Grant of Performance Rights to
Francesco De Ferrari
5 Approve the Spill Resolution Against Against Management
--------------------------------------------------------------------------------
AMPLIFON SPA
Ticker: AMP Security ID: T0388E118
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Allocation of Income For For Management
2 Approve Remuneration of Directors For For Management
3.1.1 Slate 1 Submitted by Ampliter Srl None Against Shareholder
3.1.2 Slate 2 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
3.2 Approve Internal Auditors' Remuneration For For Management
4.1 Approve Remuneration Policy For Against Management
4.2 Approve Second Section of the For Against Management
Remuneration Report
5 Authorize Share Repurchase Program and For Against Management
Reissuance of Repurchased Shares
--------------------------------------------------------------------------------
AMPOL LIMITED
Ticker: ALD Security ID: Q03608124
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3a Elect Mark Chellew as Director For For Management
3b Elect Michael Ihlein as Director For For Management
3c Elect Gary Smith as Director For For Management
4 Approve Grant of Performance Rights to For For Management
Matthew Halliday
--------------------------------------------------------------------------------
AMUNDI SA
Ticker: AMUN Security ID: F0300Q103
Meeting Date: MAY 10, 2021 Meeting Type: Annual/Special
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.90 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Approve Compensation Report For For Management
6 Approve Compensation of Yves Perrier, For For Management
CEO
7 Approve Remuneration Policy of For For Management
Directors
8 Approve Remuneration Policy of CEO, For For Management
Until May 10, 2021
9 Approve Remuneration Policy of CEO, For For Management
Until Dec. 31, 2021
10 Approve Remuneration Policy of For For Management
Chairman of the Board, Until May 10,
2021
11 Approve Remuneration Policy of For For Management
Chairman of the Board, Until Dec. 31,
2021
12 Advisory Vote on the Aggregate For For Management
Remuneration Granted in 2021 to Senior
Management, Responsible Officers and
Regulated Risk-Takers
13 Ratify Appointement of Michele Guibert For For Management
as Director
14 Reelect Michele Guibert as Director For For Management
15 Reelect William Kadouch-Chassaing as For Against Management
Director
16 Reelect Michel Mathieu as Director For Against Management
17 Acknowledge End of Mandate of Henri For For Management
Buecher as Director
18 Elect Patrice Gentie as Director For For Management
19 Acknowledge End of Mandate of Ernst & For For Management
Young as Auditor
20 Appoint Mazars as Auditor For For Management
21 Acknowledge End of Mandate of Picarle For For Management
et Associes as Alternate Auditor and
Decision Not to Replace
22 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
23 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 10 Percent of
Issued Capital
24 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Authorize up to 2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
Reserved for Some Employees and
Corporate Officers
27 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
28 Amend Article 19 of Bylaws Re: For For Management
Participation to General Meetings of
Shareholders
29 Amend Article of Bylaws to Comply with For For Management
Legal Changes
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ANA HOLDINGS INC.
Ticker: 9202 Security ID: J0156Q112
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Increase Authorized For For Management
Capital
2.1 Elect Director Ito, Shinichiro For For Management
2.2 Elect Director Katanozaka, Shinya For For Management
2.3 Elect Director Shibata, Koji For For Management
2.4 Elect Director Takada, Naoto For For Management
2.5 Elect Director Fukuzawa, Ichiro For For Management
2.6 Elect Director Mitsukura, Tatsuhiko For For Management
2.7 Elect Director Hirako, Yuji For For Management
2.8 Elect Director Yamamoto, Ado For For Management
2.9 Elect Director Kobayashi, Izumi For For Management
2.10 Elect Director Katsu, Eijiro For For Management
3 Appoint Statutory Auditor Miura, For For Management
Akihiko
--------------------------------------------------------------------------------
ANDRITZ AG
Ticker: ANDR Security ID: A11123105
Meeting Date: JUL 07, 2020 Meeting Type: Annual
Record Date: JUN 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify KPMG Austria GmbH as Auditors For For Management
for Fiscal 2020
7 Elect Wolfgang Bernhard as Supervisory For For Management
Board Member
8 Approve Remuneration Policy For Against Management
9 Approve Stock Option Plan for Key For For Management
Employees
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Elisabeth Brinton as Director For For Management
4 Elect Hilary Maxson as Director For For Management
5 Re-elect Ian Ashby as Director For For Management
6 Re-elect Marcelo Bastos as Director For For Management
7 Re-elect Stuart Chambers as Director For For Management
8 Re-elect Mark Cutifani as Director For For Management
9 Re-elect Byron Grote as Director For For Management
10 Re-elect Hixonia Nyasulu as Director For For Management
11 Re-elect Nonkululeko Nyembezi as For For Management
Director
12 Re-elect Tony O'Neill as Director For For Management
13 Re-elect Stephen Pearce as Director For For Management
14 Re-elect Anne Stevens as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Approve Remuneration Report For For Management
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Adopt New Articles of Association For For Management
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: MAY 05, 2021 Meeting Type: Court
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
ANGLO AMERICAN PLC
Ticker: AAL Security ID: G03764134
Meeting Date: MAY 05, 2021 Meeting Type: Special
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Demerger of Thungela Resources Limited
--------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV
Ticker: ABI Security ID: B639CJ108
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
A1 Authorize Repurchase of Up to 20 For Against Management
Percent of Issued Share Capital
B2 Receive Directors' Reports (Non-Voting) None None Management
B3 Receive Auditors' Reports (Non-Voting) None None Management
B4 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
B5 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 0.50 per Share
B6 Approve Discharge of Directors For For Management
B7 Approve Discharge of Auditors For For Management
B8a Reelect Martin J. Barrington as For Against Management
Director
B8b Reelect William F. Gifford, Jr. as For For Management
Director
B8c Reelect Alejandro Santo Domingo Davila For For Management
as Director
B9 Approve Remuneration policy For Against Management
B10 Approve Remuneration Report For Against Management
B11 Approve Change-of-Control Clause Re: For For Management
Revolving Credit and Swingline
Facilities Agreement
C12 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
ANTOFAGASTA PLC
Ticker: ANTO Security ID: G0398N128
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Jean-Paul Luksic as Director For For Management
5 Re-elect Ollie Oliveira as Director For For Management
6 Re-elect Ramon Jara as Director For For Management
7 Re-elect Juan Claro as Director For For Management
8 Re-elect Andronico Luksic as Director For For Management
9 Re-elect Vivianne Blanlot as Director For For Management
10 Re-elect Jorge Bande as Director For For Management
11 Re-elect Francisca Castro as Director For For Management
12 Re-elect Michael Anglin as Director For For Management
13 Re-elect Tony Jensen as Director For For Management
14 Elect Director Appointed Between 24 For For Management
March 2021 and 12 May 2021
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
22 Adopt New Articles of Association For Against Management
--------------------------------------------------------------------------------
ANTOFAGASTA PLC
Ticker: ANTO Security ID: G0398N128
Meeting Date: MAY 12, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Association For Against Management
--------------------------------------------------------------------------------
APA GROUP
Ticker: APA Security ID: Q0437B100
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Peter Wasow as Director For For Management
3 Elect Shirley In't Veld as Director For For Management
4 Elect Rhoda Phillippo as Director For For Management
5 Approve Grant of Performance Rights to For For Management
Robert Wheals
6 Approve the Amendments to the For Against Management
Constitution of Australian Pipeline
Trust
7 Approve the Amendments to the For Against Management
Constitution of APT Investment Trust
8 Elect Victoria Walker as Director Against Against Shareholder
--------------------------------------------------------------------------------
ARCELORMITTAL SA
Ticker: MT Security ID: L0302D210
Meeting Date: JUN 08, 2021 Meeting Type: Annual/Special
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
I Approve Consolidated Financial For For Management
Statements
II Approve Financial Statements For For Management
III Approve Dividends of USD 0.30 Per Share For For Management
IV Approve Allocation of Income For For Management
V Approve Remuneration Policy For For Management
VI Approve Remuneration Report For For Management
VII Approve Remuneration of the Directors, For For Management
Members and Chairs of the Audit and
Risk Committee and Members and Chairs
of the Other Committee
VIII Approve Discharge of Directors For For Management
IX Reelect Karyn Ovelmen as Director For For Management
X Reelect Tye Burt as Director For For Management
XI Elect Clarissa Lins as Director For For Management
XII Approve Share Repurchase For For Management
XIII Renew Appointment of Deloitte Audit as For For Management
Auditor
XIV Approve Share Plan Grant, Restricted For For Management
Share Unit Plan and Performance Unit
Plan under the Executive Office PSU
Plan and ArcelorMittal Equity Plan
I Approve Reduction in Share Capital For For Management
through Cancellation of Shares and
Amend Articles 5.1 and 5.2 of the
Articles of Association
--------------------------------------------------------------------------------
ARGENX SE
Ticker: ARGX Security ID: N0610Q109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Remuneration Policy For Against Management
4 Approve Remuneration Report For Against Management
5.a Discuss Annual Report for FY 2020 None None Management
5.b Adopt Financial Statements and For For Management
Statutory Reports
5.c Discussion on Company's Corporate None None Management
Governance Structure
5.d Approve Allocation of Losses to the For For Management
Retained Earnings of the Company
5.e Approve Discharge of Directors For For Management
6 Elect Yvonne Greenstreet as For For Management
Non-Executive Director
7 Reelect Anthony Rosenberg as For For Management
Non-Executive Director
8 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Exclude Pre-emptive Rights
9 Ratify Deloitte Accountants B.V. as For For Management
Auditors
10 Other Business (Non-Voting) None None Management
11 Close Meeting None None Management
--------------------------------------------------------------------------------
ARISTOCRAT LEISURE LIMITED
Ticker: ALL Security ID: Q0521T108
Meeting Date: FEB 26, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Neil Chatfield as Director For For Management
2 Approve Grant of Performance Share For Abstain Management
Rights to Trevor Croker
3 Approve Remuneration Report For For Management
4 Approve Non-Executive Director Rights None For Management
Plan
--------------------------------------------------------------------------------
ARKEMA SA
Ticker: AKE Security ID: F0392W125
Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.50 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Elect Thierry Pilenko as Director For For Management
6 Elect Bpifrance Investissement as For For Management
Director
7 Elect Ilse Henne as Director For For Management
8 Approve Remuneration Policy of For For Management
Directors
9 Approve Remuneration Policy of For For Management
Chairman and CEO
10 Approve Compensation of Corporate For For Management
Officers
11 Approve Compensation of Chairman and For For Management
CEO
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Amend Bylaws to Comply with Legal For For Management
Changes
15 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
AROUNDTOWN SA
Ticker: AT1 Security ID: L0269F109
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends For For Management
--------------------------------------------------------------------------------
AROUNDTOWN SA
Ticker: AT1 Security ID: L0269F109
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's Report None None Management
2 Receive Auditor's Report None None Management
3 Approve Financial Statements For For Management
4 Approve Consolidated Financial For For Management
Statements
5 Approve Allocation of Income For For Management
6 Approve Discharge of Directors For For Management
7 Renew Appointment of KPMG Luxembourg For For Management
as Auditor
8 Approve Dividends of EUR 0.22 Per Share For For Management
9 Approve Remuneration Report For Against Management
10 Approve Remuneration Policy For Against Management
11 Approve Share Repurchase For Against Management
--------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS LTD.
Ticker: 2502 Security ID: J02100113
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 53
2.1 Elect Director Koji, Akiyoshi For For Management
2.2 Elect Director Katsuki, Atsushi For For Management
2.3 Elect Director Taemin Park For For Management
2.4 Elect Director Tanimura, Keizo For For Management
2.5 Elect Director Kosaka, Tatsuro For For Management
2.6 Elect Director Shingai, Yasushi For For Management
2.7 Elect Director Christina L. Ahmadjian For For Management
2.8 Elect Director Kitagawa, Ryoichi For For Management
3 Appoint Statutory Auditor Kawakami, For For Management
Yutaka
--------------------------------------------------------------------------------
ASAHI INTECC CO., LTD.
Ticker: 7747 Security ID: J0279C107
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8.81
2.1 Elect Director Miyata, Masahiko For For Management
2.2 Elect Director Miyata, Kenji For For Management
2.3 Elect Director Kato, Tadakazu For For Management
2.4 Elect Director Terai, Yoshinori For For Management
2.5 Elect Director Matsumoto, Munechika For For Management
2.6 Elect Director Ito, Mizuho For For Management
2.7 Elect Director Nishiuchi, Makoto For For Management
2.8 Elect Director Ito, Kiyomichi For For Management
2.9 Elect Director Shibazaki, Akinori For For Management
2.10 Elect Director Sato, Masami For For Management
3.1 Elect Director and Audit Committee For For Management
Member Ota, Hiroshi
3.2 Elect Director and Audit Committee For For Management
Member Tomida, Ryuji
3.3 Elect Director and Audit Committee For For Management
Member Hanano, Yasunari
4 Elect Alternate Director and Audit For For Management
Committee Member Fukaya, Ryoko
--------------------------------------------------------------------------------
ASAHI KASEI CORP.
Ticker: 3407 Security ID: J0242P110
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobori, Hideki For For Management
1.2 Elect Director Takayama, Shigeki For For Management
1.3 Elect Director Yoshida, Hiroshi For For Management
1.4 Elect Director Sakamoto, Shuichi For For Management
1.5 Elect Director Kawabata, Fumitoshi For For Management
1.6 Elect Director Kudo, Koshiro For For Management
1.7 Elect Director Tatsuoka, Tsuneyoshi For For Management
1.8 Elect Director Okamoto, Tsuyoshi For For Management
1.9 Elect Director Maeda, Yuko For For Management
2.1 Appoint Statutory Auditor Shibata, For For Management
Yutaka
2.2 Appoint Statutory Auditor Mochizuki, For For Management
Akemi
--------------------------------------------------------------------------------
ASCENDAS REAL ESTATE INVESTMENT TRUST
Ticker: A17U Security ID: Y0205X103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, Audited Financial
Statements and Auditors' Report
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
4 Authorize Unit Repurchase Program For For Management
--------------------------------------------------------------------------------
ASCENDAS REAL ESTATE INVESTMENT TRUST
Ticker: A17U Security ID: Y0205X103
Meeting Date: JUN 16, 2021 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 75 Percent of For For Management
the Total Issued Share Capital of
Ascendas Fusion 5 Pte. Ltd. as an
Interested Person Transaction
2 Approve Issuance of Consideration Units For For Management
--------------------------------------------------------------------------------
ASHTEAD GROUP PLC
Ticker: AHT Security ID: G05320109
Meeting Date: SEP 08, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Paul Walker as Director For For Management
5 Re-elect Brendan Horgan as Director For For Management
6 Re-elect Michael Pratt as Director For For Management
7 Re-elect Angus Cockburn as Director For For Management
8 Re-elect Lucinda Riches as Director For For Management
9 Re-elect Tanya Fratto as Director For For Management
10 Re-elect Lindsley Ruth as Director For For Management
11 Elect Jill Easterbrook as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
19 Approve Reduction of Capital For For Management
--------------------------------------------------------------------------------
ASM INTERNATIONAL NV
Ticker: ASM Security ID: N07045201
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Approve Remuneration Report For For Management
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Dividends of EUR 2.00 Per Share For For Management
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Elect Paul Verhagen to Management Board For For Management
9 Elect Stefanie Kahle-Galonske to For For Management
Supervisory Board
10 Ratify KPMG Accountants N.V. as For For Management
Auditors
11a Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
11b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Amend Articles Re: Provision to Cover For For Management
the Absence or Inability to Act of All
Members of the Supervisory Board
14 Approve Cancellation of Repurchased For For Management
Shares
15 Other Business (Non-Voting) None None Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
ASM PACIFIC TECHNOLOGY LIMITED
Ticker: 522 Security ID: G0535Q133
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For For Management
Shares
7 Elect Lok Kam Chong, John as Director For For Management
8 Elect Benjamin Loh Gek Lim as Director For For Management
9 Elect Patricia Chou Pei-Fen as Director For For Management
10 Authorize Board to Fix Remuneration of For For Management
Directors
--------------------------------------------------------------------------------
ASML HOLDING NV
Ticker: ASML Security ID: N07059202
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business, None None Management
Financial Situation and Sustainability
3.a Approve Remuneration Report For For Management
3.b Adopt Financial Statements and For For Management
Statutory Reports
3.c Receive Clarification on Company's None None Management
Reserves and Dividend Policy
3.d Approve Dividends of EUR 2.75 Per Share For For Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5 Approve Number of Shares for For For Management
Management Board
6 Approve Certain Adjustments to the For For Management
Remuneration Policy for Management
Board
7 Approve Certain Adjustments to the For For Management
Remuneration Policy for Supervisory
Board
8 Receive Information on the Composition None None Management
of the Management Board
9.a Elect B. Conix to Supervisory Board For For Management
9.b Receive Information on the Composition None None Management
of the Supervisory Board
10 Ratify KPMG Accountants N.V. as For For Management
Auditors
11.a Grant Board Authority to Issue Shares For For Management
Up to 5 Percent of Issued Capital for
General Purposes
11.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
11.a
11.c Grant Board Authority to Issue or For For Management
Grant Rights to Subscribe for Ordinary
Shares Up to 5 Percent in Case of
Merger or Acquisition
11.d Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under 11.c
12.a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12.b Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
13 Authorize Cancellation of Repurchased For For Management
Shares
14 Other Business (Non-Voting) None None Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
ASSA ABLOY AB
Ticker: ASSA.B Security ID: W0817X204
Meeting Date: NOV 24, 2020 Meeting Type: Special
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5.1 Designate Axel Martensson as Inspector For For Management
of Minutes of Meeting
5.2 Designate Marianne Nilsson as For For Management
Inspector of Minutes of Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Extra Dividends of SEK 1.85 For For Management
Per Share
8 Close Meeting None None Management
--------------------------------------------------------------------------------
ASSA ABLOY AB
Ticker: ASSA.B Security ID: W0817X204
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2a Designate Johan Hjertonsson as For For Management
Inspector of Minutes of Meeting
2b Designate Liselott Ledin as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6a Receive Financial Statements and None None Management
Statutory Reports
6b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
7a Accept Financial Statements and For For Management
Statutory Reports
7b Approve Allocation of Income and For For Management
Dividends of SEK 3.90 Per Share
7c.1 Approve Discharge of Board Chairman For For Management
Lars Renstrom
7c.2 Approve Discharge of Carl Douglas For For Management
7c.3 Approve Discharge of Eva Karlsson For For Management
7c.4 Approve Discharge of Birgitta Klasen For For Management
7c.5 Approve Discharge of Lena Olving For For Management
7c.6 Approve Discharge of Sofia Schorling For For Management
Hogberg
7c.7 Approve Discharge of Jan Svensson For For Management
7c.8 Approve Discharge of Joakim Weidemanis For For Management
7c.9 Approve Discharge of Employee For For Management
Representative Rune Hjalm
7c.10 Approve Discharge of Employee For For Management
Representative Mats Persson
7c.11 Approve Discharge of Employee For For Management
Representative Bjarne Johansson
7c.12 Approve Discharge of Employee For For Management
Representative Nadja Wikstrom
7c.13 Approve Discharge of President Nico For For Management
Delvaux
8 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
9a Approve Remuneration of Directors in For For Management
the Amount of SEK 2.7 million for
Chairman, SEK 1 Million for Vice
Chairman and SEK 800,000 for Other
Directors; Approve Remuneration for
Committee Work
9b Approve Remuneration of Auditors For For Management
10 Reelect Lars Renstrom (Chairman), Carl For Against Management
Douglas (Vice Chair), Eva Karlsson, ,
Lena Olving, Sofia Schorling Hogberg
and Joakim Weidemanis as Directors;
Elect Johan Hjertonsson and Susanne
Pahlen Aklundh as New Directors
11 Ratify Ernst & Young as Auditors For For Management
12 Approve Remuneration Report For For Management
13 Authorize Class B Share Repurchase For For Management
Program and Reissuance of Repurchased
Shares
14 Approve Performance Share Matching For Against Management
Plan LTI 2021
--------------------------------------------------------------------------------
ASSICURAZIONI GENERALI SPA
Ticker: G Security ID: T05040109
Meeting Date: APR 26, 2021 Meeting Type: Annual/Special
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Approve Allocation of Income For For Management
2a Amend Company Bylaws Re: Articles 8.1, For For Management
8.4, 8.5, 8.6, and 8.7
2b Amend Company Bylaws Re: Article 9.1 For For Management
3a Approve Remuneration Policy For For Management
3b Approve Second Section of the For For Management
Remuneration Report
4a Approve Group Long Term Incentive Plan For For Management
4b Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Service Group Long Term Incentive Plan
4c Authorize Board to Increase Capital to For For Management
Service Group Long Term Incentive Plan
--------------------------------------------------------------------------------
ASSOCIATED BRITISH FOODS PLC
Ticker: ABF Security ID: G05600138
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Emma Adamo as Director For For Management
4 Re-elect Graham Allan as Director For For Management
5 Re-elect John Bason as Director For For Management
6 Re-elect Ruth Cairnie as Director For For Management
7 Re-elect Wolfhart Hauser as Director For For Management
8 Re-elect Michael McLintock as Director For For Management
9 Re-elect Richard Reid as Director For For Management
10 Re-elect George Weston as Director For For Management
11 Reappoint Ernst & Young LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
17 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
ASTELLAS PHARMA, INC.
Ticker: 4503 Security ID: J03393105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hatanaka, Yoshihiko For For Management
1.2 Elect Director Yasukawa, Kenji For For Management
1.3 Elect Director Okamura, Naoki For For Management
1.4 Elect Director Sekiyama, Mamoru For For Management
1.5 Elect Director Kawabe, Hiroshi For For Management
1.6 Elect Director Ishizuka, Tatsuro For For Management
1.7 Elect Director Tanaka, Takashi For For Management
2 Elect Director and Audit Committee For For Management
Member Shibumura, Haruko
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5a Re-elect Leif Johansson as Director For For Management
5b Re-elect Pascal Soriot as Director For For Management
5c Re-elect Marc Dunoyer as Director For For Management
5d Re-elect Philip Broadley as Director For For Management
5e Elect Euan Ashley as Director For For Management
5f Re-elect Michel Demare as Director For For Management
5g Re-elect Deborah DiSanzo as Director For For Management
5h Elect Diana Layfield as Director For For Management
5i Re-elect Sheri McCoy as Director For For Management
5j Re-elect Tony Mok as Director For For Management
5k Re-elect Nazneen Rahman as Director For For Management
5l Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For Abstain Management
7 Approve Remuneration Policy For For Management
8 Authorise UK Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity For For Management
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
12 Authorise Market Purchase of Ordinary For For Management
Shares
13 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
14 Amend Performance Share Plan For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: MAY 11, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Alexion For For Management
Pharmaceuticals, Inc.
--------------------------------------------------------------------------------
ASX LIMITED
Ticker: ASX Security ID: Q0604U105
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3a Elect Damian Roche as Director For For Management
3b Elect Rob Woods as Director For For Management
4 Approve Remuneration Report For For Management
5 Approve Grant of Performance Rights to For For Management
Dominic Stevens
--------------------------------------------------------------------------------
ATLANTIA SPA
Ticker: ATL Security ID: T05404107
Meeting Date: OCT 30, 2020 Meeting Type: Special
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director For For Management
1 Approve Cancellation of Capital For For Management
Authorization Approved on August 8,
2013; Amend Company Bylaws Re: Article
6
2 Amend Company Bylaws Re: Articles 6, For For Management
20, 23, and 32
3 Approve Partial and Proportional For For Management
Demerger Plan of Atlantia SpA in Favor
of Autostrade Concessioni e
Costruzioni SpA; Amend Company Bylaws
Re: Article 6
--------------------------------------------------------------------------------
ATLANTIA SPA
Ticker: ATL Security ID: T05404107
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial and Proportional For For Management
Demerger Plan of Atlantia SpA in Favor
of Autostrade Concessioni e
Costruzioni SpA; Amend Company Bylaws
Re: Article 6
--------------------------------------------------------------------------------
ATLANTIA SPA
Ticker: ATL Security ID: T05404107
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Deadline for For For Management
the Fulfilment of the Condition
Precedent Provided for by Article 7.1
(ix) of the Plan for the Partial and
Proportional Demerger of Atlantia SpA
in Favor of Autostrade Concessioni e
Costruzioni SpA
--------------------------------------------------------------------------------
ATLANTIA SPA
Ticker: ATL Security ID: T05404107
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Approve Allocation of Income For For Management
2a.1 Slate 1 Submitted by Sintonia SpA None For Shareholder
2a.2 Slate 2 Submitted by Institutional None Against Shareholder
Investors (Assogestioni)
2b Approve Internal Auditors' Remuneration For For Management
3.1 Elect Nicola Verdicchio as Director None Against Shareholder
3.2 Elect Andrea Brentan as Director None For Shareholder
4 Approve Stock Grant Plan 2021-2023 For For Management
5a Approve Remuneration Policy For For Management
5b Approve Second Section of the For Against Management
Remuneration Report
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
1a Amend Company Bylaws Re: Article 8 For For Management
1b Amend Company Bylaws Re: Article 20 For For Management
1c Amend Company Bylaws Re: Article 23 For For Management
1d Amend Company Bylaws Re: Articles 26 For For Management
and 28
--------------------------------------------------------------------------------
ATLANTIA SPA
Ticker: ATL Security ID: T05404107
Meeting Date: MAY 31, 2021 Meeting Type: Ordinary Shareholders
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of the Entire Stake For For Management
held in Autostrade per l'Italia SpA by
Atlantia SpA
--------------------------------------------------------------------------------
ATLAS COPCO AB
Ticker: ATCO.A Security ID: W1R924161
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Special Dividends of SEK 3.50 For For Management
Per Share
7 Amend Articles Re: Editorial Changes; For For Management
Collection of Proxies and Postal Voting
8 Close Meeting None None Management
--------------------------------------------------------------------------------
ATLAS COPCO AB
Ticker: ATCO.A Security ID: W1R924195
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Special Dividends of SEK 3.50 For For Management
Per Share
7 Amend Articles Re: Editorial Changes; For For Management
Collection of Proxies and Postal Voting
8 Close Meeting None None Management
--------------------------------------------------------------------------------
ATLAS COPCO AB
Ticker: ATCO.A Security ID: W1R924161
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Opening of Meeting; Elect Chairman of For For Management
Meeting
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b1 Approve Discharge of Staffan Bohman For For Management
7.b2 Approve Discharge of Tina Donikowski For For Management
7.b3 Approve Discharge of Johan Forssell For For Management
7.b4 Approve Discharge of Anna For For Management
Ohlsson-Leijon
7.b5 Approve Discharge of Mats Rahmstrom For For Management
7.b6 Approve Discharge of Gordon Riske For For Management
7.b7 Approve Discharge of Hans Straberg For For Management
7.b8 Approve Discharge of Peter Wallenberg For For Management
Jr
7.b9 Approve Discharge of Sabine Neuss For For Management
7.b10 Approve Discharge of Mikael Bergstedt For For Management
7.b11 Approve Discharge of Benny Larsson For For Management
7.b12 Approve Discharge of President Mats For For Management
Rahmstrom
7.c Approve Allocation of Income and For For Management
Dividends of SEK 7.30 Per Share
7.d Approve Record Date for Dividend For For Management
Payment
8.a Determine Number of Members (8) and For For Management
Deputy Members of Board (0)
8.b Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
9.a1 Reelect Staffan Bohman as Director For For Management
9.a2 Reelect Tina Donikowski as Director For For Management
9.a3 Reelect Johan Forssell as Director For Against Management
9.a4 Reelect Anna Ohlsson-Leijon as Director For For Management
9.a5 Reelect Mats Rahmstrom as Director For For Management
9.a6 Reelect Gordon Riske as Director For For Management
9.a7 Reelect Hans Straberg as Director For Against Management
9.a8 Reelect Peter Wallenberg Jr as Director For Against Management
9.b Reelect Hans Straberg as Board Chairman For Against Management
9.c Ratify Ernst & Young as Auditors For For Management
10.a Approve Remuneration of Directors in For For Management
the Amount of SEK 2.6 Million to Chair
and SEK 825,000 to Other Directors;
Approve Remuneration for Committee
Work; Approve Delivering Part of
Remuneration in form of Synthetic
Shares
10.b Approve Remuneration of Auditors For For Management
11.a Approve Remuneration Report For Against Management
11.b Approve Stock Option Plan 2021 for Key For For Management
Employees
12.a Acquire Class A Shares Related to For For Management
Personnel Option Plan for 2021
12.b Acquire Class A Shares Related to For For Management
Remuneration of Directors in the Form
of Synthetic Shares
12.c Transfer Class A Shares Related to For For Management
Personnel Option Plan for 2021
12.d Sell Class A Shares to Cover Costs For For Management
Related to Synthetic Shares to the
Board
12.e Sell Class A to Cover Costs in For For Management
Relation to the Personnel Option Plans
for 2016, 2017 and 2018
13 Close Meeting None None Management
--------------------------------------------------------------------------------
ATLAS COPCO AB
Ticker: ATCO.A Security ID: W1R924195
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Opening of Meeting; Elect Chairman of For For Management
Meeting
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b1 Approve Discharge of Staffan Bohman For For Management
7.b2 Approve Discharge of Tina Donikowski For For Management
7.b3 Approve Discharge of Johan Forssell For For Management
7.b4 Approve Discharge of Anna For For Management
Ohlsson-Leijon
7.b5 Approve Discharge of Mats Rahmstrom For For Management
7.b6 Approve Discharge of Gordon Riske For For Management
7.b7 Approve Discharge of Hans Straberg For For Management
7.b8 Approve Discharge of Peter Wallenberg For For Management
Jr
7.b9 Approve Discharge of Sabine Neuss For For Management
7.b10 Approve Discharge of Mikael Bergstedt For For Management
7.b11 Approve Discharge of Benny Larsson For For Management
7.b12 Approve Discharge of President Mats For For Management
Rahmstrom
7.c Approve Allocation of Income and For For Management
Dividends of SEK 7.30 Per Share
7.d Approve Record Date for Dividend For For Management
Payment
8.a Determine Number of Members (8) and For For Management
Deputy Members of Board (0)
8.b Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
9.a1 Reelect Staffan Bohman as Director For For Management
9.a2 Reelect Tina Donikowski as Director For For Management
9.a3 Reelect Johan Forssell as Director For Against Management
9.a4 Reelect Anna Ohlsson-Leijon as Director For For Management
9.a5 Reelect Mats Rahmstrom as Director For For Management
9.a6 Reelect Gordon Riske as Director For For Management
9.a7 Reelect Hans Straberg as Director For Against Management
9.a8 Reelect Peter Wallenberg Jr as Director For Against Management
9.b Reelect Hans Straberg as Board Chairman For Against Management
9.c Ratify Ernst & Young as Auditors For For Management
10.a Approve Remuneration of Directors in For For Management
the Amount of SEK 2.6 Million to Chair
and SEK 825,000 to Other Directors;
Approve Remuneration for Committee
Work; Approve Delivering Part of
Remuneration in form of Synthetic
Shares
10.b Approve Remuneration of Auditors For For Management
11.a Approve Remuneration Report For Against Management
11.b Approve Stock Option Plan 2021 for Key For For Management
Employees
12.a Acquire Class A Shares Related to For For Management
Personnel Option Plan for 2021
12.b Acquire Class A Shares Related to For For Management
Remuneration of Directors in the Form
of Synthetic Shares
12.c Transfer Class A Shares Related to For For Management
Personnel Option Plan for 2021
12.d Sell Class A Shares to Cover Costs For For Management
Related to Synthetic Shares to the
Board
12.e Sell Class A to Cover Costs in For For Management
Relation to the Personnel Option Plans
for 2016, 2017 and 2018
13 Close Meeting None None Management
--------------------------------------------------------------------------------
ATOS SE
Ticker: ATO Security ID: F06116101
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Discussion About Medium-Term For For Management
Orientation of the Company
2 Elect Edouard Philippe as Director For For Management
3 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ATOS SE
Ticker: ATO Security ID: F06116101
Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For Against Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
4 Reelect Vivek Badrinath as Director For For Management
5 Reelect Bertrand Meunier as Director For For Management
6 Reelect Aminata Niane as Director For For Management
7 Reelect Lynn Paine as Director For For Management
8 Approve Auditors' Special Report on For For Management
Related-Party Transactions
9 Approve Compensation of Bertrand For For Management
Meunier, Chairman of the Board
10 Approve Compensation of Elie Girard, For For Management
CEO
11 Approve Compensation of Corporate For For Management
Officers
12 Approve Remuneration Policy of For For Management
Directors
13 Approve Remuneration Policy of For For Management
Chairman of the Board
14 Approve Remuneration Policy of CEO For For Management
15 Say-on-Climate For For Management
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
18 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
20 Authorize up to 0.9 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
21 Amend Bylaws to Comply with Legal For For Management
Changes
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
AUCKLAND INTERNATIONAL AIRPORT LTD.
Ticker: AIA Security ID: Q06213146
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Julia Hoare as Director For For Management
2 Authorize Board to Fix Remuneration of For For Management
the Auditors
--------------------------------------------------------------------------------
AURIZON HOLDINGS LIMITED
Ticker: AZJ Security ID: Q0695Q104
Meeting Date: OCT 14, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Sarah Ryan as Director For For Management
2b Elect Lyell Strambi as Director For For Management
3 Approve Grant of Performance Rights to For For Management
Andrew Harding
4 Approve Potential Termination Benefits For For Management
5 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
AUSNET SERVICES LTD.
Ticker: AST Security ID: Q0708Q109
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Ralph Craven as Director For For Management
2b Elect Sally Farrier as Director For For Management
2c Elect Nora Scheinkestel as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Renewal of Proportional For For Management
Takeover Provision
5 Approve Grant of Performance Rights For For Management
and Deferred Rights to Tony Narvaez
6 Approve the Issuance of Up to 10 For For Management
Percent of the Company's Issued Capital
7 Approve Issuance of Shares Under the For For Management
Dividend Reinvestment Plan
8 Approve Issuance of Shares Under the For For Management
Employee Incentive Scheme
--------------------------------------------------------------------------------
AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED
Ticker: ANZ Security ID: Q09504137
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Ilana Rachel Atlas as Director For For Management
2b Elect John Thomas Macfarlane as For For Management
Director
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Shayne C Elliot
5 Approve the Amendments to the Against Against Shareholder
Company's Constitution
6 Approve Transition Planning Disclosure Against Against Shareholder
--------------------------------------------------------------------------------
AUTO TRADER GROUP PLC
Ticker: AUTO Security ID: G06708104
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Ed Williams as Director For For Management
4 Re-elect Nathan Coe as Director For For Management
5 Re-elect David Keens as Director For For Management
6 Re-elect Jill Easterbrook as Director For For Management
7 Re-elect Jeni Mundy as Director For For Management
8 Re-elect Catherine Faiers as Director For For Management
9 Elect Jamie Warner as Director For For Management
10 Elect Sigga Sigurdardottir as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Specified Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
18 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
AVEVA GROUP PLC
Ticker: AVV Security ID: G06812120
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Remuneration Report For Did Not Vote Management
3 Approve Remuneration Policy For Did Not Vote Management
4 Amend Long Term Incentive Plan For Did Not Vote Management
5 Approve Final Dividend For Did Not Vote Management
6 Approve Global Employee Share Purchase For Did Not Vote Management
Plan
7 Elect Olivier Blum as Director For Did Not Vote Management
8 Re-elect Craig Hayman as Director For Did Not Vote Management
9 Re-elect Peter Herweck as Director For Did Not Vote Management
10 Re-elect Philip Aiken as Director For Did Not Vote Management
11 Re-elect James Kidd as Director For Did Not Vote Management
12 Re-elect Jennifer Allerton as Director For Did Not Vote Management
13 Re-elect Christopher Humphrey as For Did Not Vote Management
Director
14 Re-elect Ron Mobed as Director For Did Not Vote Management
15 Re-elect Paula Dowdy as Director For Did Not Vote Management
16 Reappoint Ernst & Young LLP as Auditors For Did Not Vote Management
17 Authorise Board to Fix Remuneration of For Did Not Vote Management
Auditors
18 Authorise Market Purchase of Ordinary For Did Not Vote Management
Shares
19 Authorise Issue of Equity For Did Not Vote Management
20 Authorise Issue of Equity without For Did Not Vote Management
Pre-emptive Rights
21 Authorise the Company to Call General For Did Not Vote Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
AVEVA GROUP PLC
Ticker: AVV Security ID: G06812120
Meeting Date: NOV 24, 2020 Meeting Type: Special
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Acquisition of OSIsoft, LLC
--------------------------------------------------------------------------------
AVIVA PLC
Ticker: AV Security ID: G0683Q109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Climate-Related Financial For For Management
Disclosure
5 Approve Final Dividend For For Management
6 Elect Mohit Joshi as Director For For Management
7 Elect Pippa Lambert as Director For For Management
8 Elect Jim McConville as Director For For Management
9 Re-elect Amanda Blanc as Director For For Management
10 Re-elect Patricia Cross as Director For For Management
11 Re-elect George Culmer as Director For For Management
12 Re-elect Patrick Flynn as Director For For Management
13 Re-elect Belen Romana Garcia as For For Management
Director
14 Re-elect Michael Mire as Director For For Management
15 Re-elect Jason Windsor as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise UK Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Issue of Equity in Relation For For Management
to Any Issuance of SII Instruments
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to Any
Issuance of SII Instruments
24 Approve Annual Bonus Plan For For Management
25 Approve Long Term Incentive Plan For For Management
26 Approve All-Employee Share Plan For For Management
27 Authorise Market Purchase of Ordinary For For Management
Shares
28 Authorise Market Purchase of 8 3/4 % For For Management
Preference Shares
29 Authorise Market Purchase of 8 3/8 % For For Management
Preference Shares
30 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
AXA SA
Ticker: CS Security ID: F06106102
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.43 per Share
4 Approve Compensation Report of For For Management
Corporate Officers
5 Approve Compensation of Denis Duverne, For For Management
Chairman of the Board
6 Approve Compensation of Thomas Buberl, For Against Management
CEO
7 Approve Amendment of Remuneration For For Management
Policy of CEO Re: GM 2019 and 2020
8 Approve Remuneration Policy of CEO For For Management
9 Approve Remuneration Policy of For For Management
Chairman of the Board
10 Approve Remuneration Policy of For For Management
Directors
11 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
12 Reelect Ramon de Oliveira as Director For For Management
13 Elect Guillaume Faury as Director For For Management
14 Elect Ramon Fernandez as Director For For Management
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 1 Billion for Bonus Issue
or Increase in Par Value
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billions
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 550 Million
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 550 Million
20 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
21 Authorize Capital Increase of Up to For For Management
EUR 550 Million for Future Exchange
Offers
22 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
23 Authorize Issuance of Equity Upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities without
Preemptive Rights for Up to EUR 550
Million
24 Authorize Issuance of Equity Upon For For Management
Conversion of a Subsidiary's
Equity-Linked Securities with
Preemptive Rights for Up to EUR 2
Billion
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
27 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
28 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
AZBIL CORP.
Ticker: 6845 Security ID: J0370G106
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
--------------------------------------------------------------------------------
AZRIELI GROUP LTD.
Ticker: AZRG Security ID: M1571Q105
Meeting Date: NOV 09, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Danna Azrieli Hakim as Director For For Management
1.2 Reelect Sharon Rachelle Azrieli as For For Management
Director
1.3 Reelect Naomi Sara Azrieli as Director For For Management
1.4 Reelect Menachem Einan as Director For For Management
1.5 Reelect Tzipora Carmon as Director For For Management
1.6 Reelect Oran Dror as Director For For Management
1.7 Reelect Dan Yitshak Gillerman as For For Management
Director
2 Reappoint Deloitte Brightman Almagor For Against Management
Zohar as Auditors
3 Discuss Financial Statements and the None None Management
Report of the Board for 2017
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BAE SYSTEMS PLC
Ticker: BA Security ID: G06940103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Thomas Arseneault as Director For For Management
5 Re-elect Sir Roger Carr as Director For Against Management
6 Re-elect Dame Elizabeth Corley as For For Management
Director
7 Re-elect Bradley Greve as Director For For Management
8 Re-elect Jane Griffiths as Director For For Management
9 Re-elect Christopher Grigg as Director For For Management
10 Re-elect Stephen Pearce as Director For For Management
11 Re-elect Nicole Piasecki as Director For For Management
12 Re-elect Ian Tyler as Director For For Management
13 Re-elect Charles Woodburn as Director For For Management
14 Elect Nicholas Anderson as Director For For Management
15 Elect Dame Carolyn Fairbairn as For For Management
Director
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise UK Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
BALOISE HOLDING AG
Ticker: BALN Security ID: H04530202
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 6.40 per Share
4.1 Approve CHF 300,000 Reduction in Share For For Management
Capital via Cancellation of
Repurchased Shares
4.2 Approve Creation of CHF 400,000 Pool For For Management
of Capital without Preemptive Rights
5.1a Reelect Thomas von Planta as Director For For Management
and Board Chairman
5.1b Reelect Andreas Beerli as Director For For Management
5.1c Reelect Christoph Gloor as Director For For Management
5.1d Reelect Hugo Lasat as Director For For Management
5.1f Reelect Christoph Maeder as Director For For Management
5.1g Reelect Markus Neuhaus as Director For For Management
5.1h Reelect Thomas Pleines as Director For For Management
5.1i Reelect Hans-Joerg Schmidt-Trenz as For For Management
Director
5.1j Reelect Marie-Noelle Venturi - For For Management
Zen-Ruffinen as Director
5.1k Elect Karin Diedenhofen as Director For For Management
5.2.1 Appoint Christoph Maeder as Member of For For Management
the Compensation Committee
5.2.2 Appoint Markus Neuhaus as Member of For For Management
the Compensation Committee
5.2.3 Appoint Thomas Pleines as Member of For For Management
the Compensation Committee
5.2.4 Appoint Hans-Joerg Schmidt-Trenz as For For Management
Member of the Compensation Committee
5.3 Designate Christophe Sarasin as For For Management
Independent Proxy
5.4 Ratify Ernst & Young AG as Auditors For For Management
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 3.4 Million
6.2.1 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 4 Million
6.2.2 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 4.8 Million
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA SA
Ticker: BBVA Security ID: E11805103
Meeting Date: APR 19, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated and Standalone For For Management
Financial Statements
1.2 Approve Non-Financial Information For For Management
Statement
1.3 Approve Treatment of Net Loss For For Management
1.4 Approve Discharge of Board For For Management
2.1 Reelect Jose Miguel Andres Torrecillas For For Management
as Director
2.2 Reelect Jaime Felix Caruana Lacorte as For For Management
Director
2.3 Reelect Belen Garijo Lopez as Director For For Management
2.4 Reelect Jose Maldonado Ramos as For For Management
Director
2.5 Reelect Ana Cristina Peralta Moreno as For For Management
Director
2.6 Reelect Juan Pi Llorens as Director For For Management
2.7 Reelect Jan Paul Marie Francis For For Management
Verplancke as Director
3 Approve Dividends For For Management
4 Approve Special Dividends For For Management
5 Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities without Preemptive
Rights up to EUR 8 Billion
6 Approve Reduction in Share Capital via For For Management
Amortization of Treasury Shares
7 Approve Remuneration Policy For For Management
8 Fix Maximum Variable Compensation Ratio For For Management
9 Renew Appointment of KPMG Auditores as For For Management
Auditor
10 Amend Article 21 Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
11 Amend Article 5 of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
BANCO SANTANDER SA
Ticker: SAN Security ID: E19790109
Meeting Date: OCT 26, 2020 Meeting Type: Special
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and For For Management
Dividends
2.A Fix Number of Directors at 15 For For Management
2.B Elect Ramon Martin Chavez Marquez as For For Management
Director
3.A Approve Company's Balance Sheet as of For For Management
June 30, 2020
3.B Approve Bonus Share Issue For For Management
4 Approve Distribution of Share Issuance For For Management
Premium
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
BANCO SANTANDER SA
Ticker: SAN Security ID: E19790109
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.A Approve Consolidated and Standalone For For Management
Financial Statements
1.B Approve Non-Financial Information For For Management
Statement
1.C Approve Discharge of Board For For Management
2 Approve Treatment of Net Loss For For Management
3.A Fix Number of Directors at 15 For For Management
3.B Ratify Appointment of and Elect Gina For For Management
Lorenza Diez Barroso as Director
3.C Reelect Homaira Akbari as Director For For Management
3.D Reelect Alvaro Antonio Cardoso de For For Management
Souza as Director
3.E Reelect Javier Botin-Sanz de Sautuola For For Management
y O'Shea as Director
3.F Reelect Ramiro Mato Garcia-Ansorena as For For Management
Director
3.G Reelect Bruce Carnegie-Brown as For For Management
Director
4 Ratify Appointment of For For Management
PricewaterhouseCoopers as Auditor
5.A Amend Articles Re: Non-Convertible For For Management
Debentures
5.B Amend Article 20 Re: Competences of For For Management
General Meetings
5.C Amend Articles Re: Shareholders' For For Management
Participation at General Meetings
5.D Amend Articles Re: Remote Voting For For Management
6.A Amend Article 2 of General Meeting For For Management
Regulations Re: Issuance of Debentures
6.B Amend Article 2 of General Meeting For For Management
Regulations Re: Share-Based
Compensation
6.C Amend Article 8 of General Meeting For For Management
Regulations Re: Proxy Representation
6.D Amend Article 20 of General Meeting For For Management
Regulations Re: Remote Voting
6.E Amend Article 26 of General Meeting For For Management
Regulations Re: Publication of
Resolutions
7 Authorize Issuance of Non-Convertible For For Management
Debt Securities up to EUR 50 Billion
8 Approve Remuneration Policy For For Management
9 Approve Remuneration of Directors For For Management
10 Fix Maximum Variable Compensation Ratio For For Management
11.A Approve Deferred Multiyear Objectives For For Management
Variable Remuneration Plan
11.B Approve Deferred and Conditional For For Management
Variable Remuneration Plan
11.C Approve Digital Transformation Award For For Management
11.D Approve Buy-out Policy For For Management
11.E Approve Employee Stock Purchase Plan For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
BANDAI NAMCO HOLDINGS INC.
Ticker: 7832 Security ID: Y0606D102
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 91
2.1 Elect Director Taguchi, Mitsuaki For For Management
2.2 Elect Director Kawaguchi, Masaru For For Management
2.3 Elect Director Otsu, Shuji For For Management
2.4 Elect Director Asako, Yuji For For Management
2.5 Elect Director Miyakawa, Yasuo For For Management
2.6 Elect Director Kono, Satoshi For For Management
2.7 Elect Director Asanuma, Makoto For For Management
2.8 Elect Director Kawasaki, Hiroshi For For Management
2.9 Elect Director Kawana, Koichi For For Management
2.10 Elect Director Kuwabara, Satoko For For Management
2.11 Elect Director Noma, Mikiharu For For Management
2.12 Elect Director Shimada, Toshio For For Management
3 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
BANK HAPOALIM BM
Ticker: POLI Security ID: M1586M115
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Somekh Chaikin and Ziv Haft For For Management
as Joint Auditors
3 Reelect Ronit Abramson Rokach as For For Management
External Director
4 Elect Issawi Frij as External Director For Abstain Management
5 Reelect Dalia Lev as External Director For For Management
6 Elect Israel Trau as Director For Abstain Management
7 Elect Stanley Fischer as Director For For Management
8 Elect Tamar Bar-Noy Gotlin as Director For For Management
9 Approve Amended Compensation Policy For For Management
for the Directors and Officers of the
Company
10 Approve Employment Terms of Ruben For For Management
Krupik, Chairman
11 Approve Amended Employment Terms of For For Management
Dov Kotler, CEO
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BANK LEUMI LE-ISRAEL LTD.
Ticker: LUMI Security ID: M16043107
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Somekh Chaikin (KPMG) and For For Management
Brightman Almagor Zohar and Co.
(Deloitte) as Joint Auditors and
Authorize Board to Fix Their
Remuneration
3 Elect Avi Bzura as Director For For Management
4 Elect Yifat Bitton as Director For Abstain Management
5 Elect Haj-Yehia Samer as Director For For Management
6 Elect Dorit Diana Salinger Alter as For Abstain Management
External Director, as Defined in
Directive 301 of the Proper Conduct of
Banking Business Regulations
7 Elect Zvi Stern Yedidia as External For For Management
Director, as Defined in Directive 301
of the Proper Conduct of Banking
Business Regulations
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
BANQUE CANTONALE VAUDOISE
Ticker: BCVN Security ID: H04825354
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.60 per Share
4.1 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 1.4
Million
4.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5.9 Million
4.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 3.4 Million
4.4 Approve Long-Term Variable For For Management
Remuneration of Executive Committee in
Form of 12,631 Shares
5 Approve Discharge of Board and Senior For For Management
Management
6 Elect Pierre-Alain Urech as Director For For Management
7 Designate Christophe Wilhelm as For For Management
Independent Proxy
8 Ratify KPMG AG as Auditors For For Management
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
BARCLAYS PLC
Ticker: BARC Security ID: G08036124
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Elect Julia Wilson as Director For For Management
4 Re-elect Mike Ashley as Director For For Management
5 Re-elect Tim Breedon as Director For For Management
6 Re-elect Mohamed A. El-Erian as For For Management
Director
7 Re-elect Dawn Fitzpatrick as Director For For Management
8 Re-elect Mary Francis as Director For For Management
9 Re-elect Crawford Gillies as Director For For Management
10 Re-elect Brian Gilvary as Director For For Management
11 Re-elect Nigel Higgins as Director For For Management
12 Re-elect Tushar Morzaria as Director For For Management
13 Re-elect Diane Schueneman as Director For For Management
14 Re-elect James Staley as Director For For Management
15 Reappoint KPMG LLP as Auditors For For Management
16 Authorise the Board Audit Committee to For For Management
Fix Remuneration of Auditors
17 Authorise UK Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Issue of Equity in Relation For For Management
to the Issuance of Contingent Equity
Conversion Notes
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to the
Issuance of Contingent Equity
Conversion Notes
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
25 Approve Long Term Incentive Plan For For Management
26 Amend Share Value Plan For For Management
27 Approve Scrip Dividend Program For For Management
28 Adopt New Articles of Association For For Management
29 Approve Market Forces Requisitioned Against Against Shareholder
Resolution
--------------------------------------------------------------------------------
BARRATT DEVELOPMENTS PLC
Ticker: BDEV Security ID: G08288105
Meeting Date: OCT 14, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect John Allan as Director For For Management
5 Re-elect David Thomas as Director For For Management
6 Re-elect Steven Boyes as Director For For Management
7 Re-elect Jessica White as Director For For Management
8 Re-elect Richard Akers as Director For For Management
9 Re-elect Nina Bibby as Director For For Management
10 Re-elect Jock Lennox as Director For For Management
11 Re-elect Sharon White as Director For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
19 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
BARRY CALLEBAUT AG
Ticker: BARN Security ID: H05072105
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Annual Report For For Management
1.2 Approve Remuneration Report For Against Management
1.3 Accept Financial Statements and For For Management
Consolidated Financial Statements
2 Approve Allocation of Income and For For Management
Dividends of CHF 22.00 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Patrick De Maeseneire as For For Management
Director
4.1.2 Reelect Markus Neuhaus as Director For For Management
4.1.3 Reelect Fernando Aguirre as Director For For Management
4.1.4 Reelect Angela Wei Dong as Director For For Management
4.1.5 Reelect Nicolas Jacobs as Director For For Management
4.1.6 Reelect Elio Sceti as Director For For Management
4.1.7 Reelect Timothy Minges as Director For For Management
4.2 Elect Yen Tan as Director For For Management
4.3 Reelect Patrick De Maeseneire as Board For For Management
Chairman
4.4.1 Appoint Fernando Aguirre as Member of For For Management
the Compensation Committee
4.4.2 Appoint Elio Sceti as Member of the For For Management
Compensation Committee
4.4.3 Appoint Timothy Minges as Member of For For Management
the Compensation Committee
4.4.4 Appoint Yen Tan as Member of the For For Management
Compensation Committee
4.5 Designate Keller KLG as Independent For For Management
Proxy
4.6 Ratify KPMG AG as Auditors For For Management
5.1 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 2
Million and CHF 2.6 Million in the
Form of Shares
5.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 6.7 Million
5.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 15.9 Million
6 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
BASF SE
Ticker: BAS Security ID: D06216317
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.30 per Share
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Elect Liming Chen to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
BAYER AG
Ticker: BAYN Security ID: D0712D163
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of EUR 2.00
per Share for Fiscal Year 2020
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4.1 Elect Fei-Fei Li to the Supervisory For For Management
Board
4.2 Elect Alberto Weisser to the For For Management
Supervisory Board
5 Approve Remuneration of Supervisory For For Management
Board
6 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
--------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG
Ticker: BMW Security ID: D12096109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.90 per Ordinary
Share and EUR 1.92 per Preferred Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Marc Bitzer to the Supervisory For For Management
Board
6.2 Elect Rachel Empey to the Supervisory For For Management
Board
6.3 Elect Christoph Schmidt to the For For Management
Supervisory Board
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
9.1 Amend Articles Re: Participation of For For Management
Supervisory Board Members in the
Annual General Meeting by Means of
Audio and Video Transmission
9.2 Amend Articles Re: Proof of Entitlement For For Management
9.3 Amend Articles Re: Participation and For For Management
Voting Rights
10 Amend Affiliation Agreement with BMW For For Management
Bank GmbH
--------------------------------------------------------------------------------
BECHTLE AG
Ticker: BC8 Security ID: D0873U103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
6 Approve EUR 84 Million Capitalization For For Management
of Reserves for Bonus Issue of Shares
7 Approve Creation of EUR 18.9 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
8 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 350
Million; Approve Creation of EUR 6.3
Million Pool of Capital to Guarantee
Conversion Rights
9 Approve Remuneration Policy For For Management
10 Approve Remuneration of Supervisory For For Management
Board
11 Approve Affiliation Agreement with For For Management
Bechtle E-Commerce Holding AG
--------------------------------------------------------------------------------
BEIERSDORF AG
Ticker: BEI Security ID: D08792109
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
BEIGENE, LTD.
Ticker: 6160 Security ID: 07725L102
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Grant of Option to Acquire For For Management
Shares Pursuant to the Share Purchase
Agreement
--------------------------------------------------------------------------------
BERKELEY GROUP HOLDINGS PLC
Ticker: BKG Security ID: G1191G120
Meeting Date: SEP 04, 2020 Meeting Type: Annual
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Glyn Barker as Director For For Management
4 Re-elect Rob Perrins as Director For For Management
5 Re-elect Richard Stearn as Director For For Management
6 Re-elect Karl Whiteman as Director For For Management
7 Re-elect Sean Ellis as Director For For Management
8 Re-elect Sir John Armitt as Director For For Management
9 Re-elect Dame Alison Nimmo as Director For For Management
10 Re-elect Veronica Wadley as Director For For Management
11 Re-elect Adrian Li as Director For For Management
12 Re-elect Andy Myers as Director For For Management
13 Re-elect Diana Brightmore-Armour as For For Management
Director
14 Re-elect Justin Tibaldi as Director For For Management
15 Re-elect Paul Vallone as Director For For Management
16 Re-elect Peter Vernon as Director For For Management
17 Re-elect Rachel Downey as Director For For Management
18 Reappoint KPMG LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise EU Political Donations and For For Management
Expenditure
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BHP GROUP LIMITED
Ticker: BHP Security ID: Q1498M100
Meeting Date: OCT 14, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Appoint Ernst & Young as Auditor of For For Management
the Company
3 Authorize the Risk and Audit Committee For For Management
to Fix Remuneration of the Auditors
4 Approve General Authority to Issue For For Management
Shares in BHP Group Plc
5 Approve General Authority to Issue For For Management
Shares in BHP Group Plc for Cash
6 Approve the Repurchase of Shares in For For Management
BHP Group Plc
7 Approve Remuneration Report for UK Law For For Management
Purposes
8 Approve Remuneration Report for For For Management
Australian Law Purposes
9 Approve Grant of Awards to Mike Henry For For Management
10 Approve Leaving Entitlements For For Management
11 Elect Xiaoqun Clever as Director For For Management
12 Elect Gary Goldberg as Director For For Management
13 Elect Mike Henry as Director For For Management
14 Elect Christine O'Reilly as Director For For Management
15 Elect Dion Weisler as Director For For Management
16 Elect Terry Bowen as Director For For Management
17 Elect Malcolm Broomhead as Director For For Management
18 Elect Ian Cockerill as Director For For Management
19 Elect Anita Frew as Director For For Management
20 Elect Susan Kilsby as Director For For Management
21 Elect John Mogford as Director For For Management
22 Elect Ken MacKenzie as Director For For Management
23 Amend Constitution of BHP Group Limited Against Against Shareholder
24 Adopt Interim Cultural Heritage Against Against Shareholder
Protection Measures
25 Approve Suspension of Memberships of Against Against Shareholder
Industry Associations where COVID-19
Related Advocacy is Inconsistent with
Paris Agreement Goals
--------------------------------------------------------------------------------
BHP GROUP PLC
Ticker: BHP Security ID: G10877127
Meeting Date: OCT 15, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reappoint Ernst & Young LLP as Auditors For For Management
3 Authorise the Risk and Audit Committee For For Management
to Fix Remuneration of Auditors
4 Authorise Issue of Equity For For Management
5 Authorise Issue of Equity without For For Management
Pre-emptive Rights
6 Authorise Market Purchase of Ordinary For For Management
Shares
7 Approve Remuneration Report for UK Law For For Management
Purposes
8 Approve Remuneration Report for For For Management
Australian Law Purposes
9 Approve Grant of Awards under the For For Management
Group's Incentive Plans to Mike Henry
10 Approve Leaving Entitlements For For Management
11 Elect Xiaoqun Clever as Director For For Management
12 Elect Gary Goldberg as Director For For Management
13 Elect Mike Henry as Director For For Management
14 Elect Christine O'Reilly as Director For For Management
15 Elect Dion Weisler as Director For For Management
16 Re-elect Terry Bowen as Director For For Management
17 Re-elect Malcolm Broomhead as Director For For Management
18 Re-elect Ian Cockerill as Director For For Management
19 Re-elect Anita Frew as Director For For Management
20 Re-elect Susan Kilsby as Director For For Management
21 Re-elect John Mogford as Director For For Management
22 Re-elect Ken MacKenzie as Director For For Management
23 Amend Constitution of BHP Group Limited Against Against Shareholder
24 Adopt Interim Cultural Heritage Against Against Shareholder
Protection Measures
25 Approve Suspension of Memberships of Against Against Shareholder
Industry Associations where COVID-19
Related Advocacy is Inconsistent with
Paris Agreement Goals
--------------------------------------------------------------------------------
BIOMERIEUX SA
Ticker: BIM Security ID: F1149Y232
Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Discharge of Directors For For Management
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.62 per Share
5 Approve Transaction with Institut For Against Management
Merieux Re: Amendment to the Services
Agreement
6 Approve Transaction with Fondation For For Management
Merieux Re: Payment of an Additional
Envelope of EUR 12 Million under its
Sponsorship Agreement
7 Approve Transaction with Fondation For For Management
Merieux Re: Payment of an Additional
Envelope of EUR 500,000 under its
Sponsorship Agreement
8 Approve Transaction with Fonds de For For Management
Dotation bioMerieux Re: Payment of an
Initial Endowment of EUR 20 Million to
Fonds de Dotation bioMerieux
9 Reelect Alain Merieux as Founder For For Management
Chairman
10 Reelect Marie-Paule Kieny as Director For For Management
11 Reelect Fanny Letier as Director For For Management
12 Approve Remuneration Policy of For For Management
Corporate Officers
13 Approve Remuneration Policy of For Against Management
Chairman and CEO
14 Approve Remuneration Policy of Vice-CEO For Against Management
15 Approve Remuneration Policy of For For Management
Directors
16 Approve Compensation Report of For For Management
Corporate Officers
17 Approve Compensation of Alexandre For Against Management
Merieux, Chairman and CEO
18 Approve Compensation of Didier Boulud, For Against Management
Vice-CEO
19 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 4.21 Million
22 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 4.21 Million
23 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements
24 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
25 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 21-23
26 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
27 Authorize Capitalization of Reserves For For Management
of Up to EUR 4.21 Million for Bonus
Issue or Increase in Par Value
28 Authorize Issuance of Equity Upon For Against Management
Conversion of a Subsidiary's
Equity-Linked Securities without
Preemptive Rights for Up to EUR 4.21
Million
29 Authorize up to 10 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
30 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
31 Eliminate Preemptive Rights Pursuant For For Management
to Item 30 Above, in Favor of Employees
32 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 21-28 and 30 at EUR 4.21 Million
33 Amend Articles 12, 14, 15 and 17 of For For Management
Bylaws Re: Remuneration of Corporate
Officers; Written Consultation;
Corporate Purpose
34 Approve Change of Corporate Form to For For Management
Societe Europeenne (SE)
35 Pursuant to Item 34 Above, Adopt New For For Management
Bylaws
36 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BLUESCOPE STEEL LIMITED
Ticker: BSL Security ID: Q1415L177
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For Against Management
3a Elect John Bevan as Director For For Management
3b Elect Penny Bingham-Hall as Director For For Management
3c Elect Rebecca Dee-Bradbury as Director For For Management
3d Elect Jennifer Lambert as Director For For Management
3e Elect Kathleen Conlon as Director For For Management
4 Approve Grant of Share Rights to Mark For For Management
Vassella
5 Approve Grant of Alignment Rights to For For Management
Mark Vassella
6 Approve Renewal of Proportional For For Management
Takeover Provisions
--------------------------------------------------------------------------------
BNP PARIBAS SA
Ticker: BNP Security ID: F1058Q238
Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special
Record Date: MAY 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.11 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Reelect Pierre Andre de Chalendar as For For Management
Director
7 Reelect Rajna Gibson Brandon as For For Management
Director
8 Elect Christian Noyer as Director For For Management
9 Elect Juliette Brisac as For For Management
Representative of Employee
Shareholders to the Board
A Elect Isabelle Coron as Representative Against Against Management
of Employee Shareholders to the Board
B Elect Cecile Besse Advani as Against Against Management
Representative of Employee
Shareholders to the Board
C Elect Dominique Potier as Against Against Management
Representative of Employee
Shareholders to the Board
10 Approve Remuneration Policy of For For Management
Directors
11 Approve Remuneration Policy of For For Management
Chairman of the Board
12 Approve Remuneration Policy of CEO and For For Management
Vice-CEO
13 Approve Compensation of Corporate For For Management
Officers
14 Approve Compensation of Jean Lemierre, For For Management
Chairman of the Board
15 Approve Compensation of Jean-Laurent For For Management
Bonnafe, CEO
16 Approve Compensation of Philippe For For Management
Bordenave, Vice-CEO
17 Approve the Overall Envelope of For For Management
Compensation of Certain Senior
Management, Responsible Officers and
the Risk-takers
18 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.4 Million
19 Set Limit for the Variable For For Management
Remuneration of Executives and
Specific Employees
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BOC HONG KONG (HOLDINGS) LIMITED
Ticker: 2388 Security ID: Y0920U103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Lin Jingzhen as Director For For Management
3b Elect Choi Koon Shum as Director For For Management
3c Elect Law Yee Kwan Quinn as Director For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board or Duly
Authorized Committee of the Board to
Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
BOLIDEN AB
Ticker: BOL Security ID: W17218152
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Jan Andersson as Inspector For For Management
of Minutes of Meeting
2.2 Designate Anders Oscarsson as For For Management
Inspector of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 8.25 Per Share
9.1 Approve Discharge of Helene Bistrom For For Management
9.2 Approve Discharge of Tom Erixon For For Management
9.3 Approve Discharge of Michael G:son Low For For Management
9.4 Approve Discharge of Perttu Louhiluoto For For Management
9.5 Approve Discharge of Elisabeth Nilsson For For Management
9.6 Approve Discharge of Pia Rudengren For For Management
9.7 Approve Discharge of Board Chairman For For Management
Anders Ullberg
9.8 Approve Discharge of President Mikael For For Management
Staffas
9.9 Approve Discharge of Marie Berglund For For Management
9.10 Approve Discharge of Employee For For Management
Representative Marie Holmberg
9.11 Approve Discharge of Employee For For Management
Representative Kenneth Stahl
9.12 Approve Discharge of Employee For For Management
Representative Cathrin Oderyd
10.1 Determine Number of Directors (8) and For For Management
Deputy Directors (0) of Board
10.2 Determine Number of Auditors (1) For For Management
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.83 Million for
Chairman and SEK 610,000 for Other
Directors; Approve Remuneration for
Committee Work
12a Reelect Helene Bistrom as Director For For Management
12b Reelect Michael G:son Low as Director For For Management
12c Elect Per Lindberg as New Director For For Management
12d Reelect Perttu Louhiluoto as Director For For Management
12e Reelect Elisabeth Nilsson as Director For For Management
12f Reelect Pia Rudengren as Director For For Management
12g Elect Karl-Henrik Sundstrom as New For For Management
Director
12h Reelect Anders Ullberg as Director For For Management
12i Reelect Anders Ullberg as Board For For Management
Chairman
13 Approve Remuneration of Auditors For For Management
14 Ratify Deloitte as Auditors For For Management
15 Approve Remuneration Report For For Management
16.1 Elect Jan Andersson as Member of For For Management
Nominating Committee
16.2 Elect Lars-Erik Forsgardh as Member of For For Management
Nominating Committee
16.3 Elect Ola Peter Gjessing as Member of For For Management
Nominating Committee
16.4 Elect Lilian Fossum Biner as Member of For For Management
Nominating Committee
16.5 Elect Anders Ullberg as Member of For For Management
Nominating Committee
17 Amend Articles Re: Editorial Changes; For For Management
Participation at General Meeting;
Location of General Meeting; Postal
Voting
18 Approve 2:1 Stock Split; Approve SEK For For Management
289.46 Million Reduction in Share
Capital via Share Cancellation;
Approve Capitalization of Reserves of
SEK 289.46 Million for Bonus Issue
--------------------------------------------------------------------------------
BOLLORE SA
Ticker: BOL Security ID: F10659260
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.06 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Reelect Dominique Heriard Dubreuil as For For Management
Director
6 Reelect Alexandre Picciotto as Director For For Management
7 Authorize Repurchase of Up to 9.88 For Against Management
Percent of Issued Share Capital
8 Approve Compensation Report For Against Management
9 Approve Compensation of Cyrille For Against Management
Bollore, Chairman and CEO
10 Approve Remuneration Policy of For For Management
Directors
11 Approve Remuneration Policy of For Against Management
Chairman and CEO
12 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 200 Million
13 Authorize Capitalization of Reserves For For Management
of Up to EUR 200 Million for Bonus
Issue or Increase in Par Value
14 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BOUYGUES SA
Ticker: EN Security ID: F11487125
Meeting Date: SEP 04, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends of EUR 1.70 per Share For For Management
2 Approve Remuneration Policy of For For Management
Corporate Officers
3 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BOUYGUES SA
Ticker: EN Security ID: F11487125
Meeting Date: APR 22, 2021 Meeting Type: Annual/Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.70 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Approve Remuneration Policy of For For Management
Executive Corporate Officers
6 Approve Remuneration Policy of For For Management
Directors
7 Approve Compensation Report of For For Management
Corporate Officers
8 Approve Compensation of Martin For Abstain Management
Bouygues, Chairman and CEO
9 Approve Compensation of Olivier For Abstain Management
Bouygues, Vice-CEO
10 Approve Compensation of Philippe For For Management
Marien, Vice-CEO
11 Approve Compensation of Olivier For Abstain Management
Roussat, Vice-CEO
12 Reelect Martin Bouygues as Director For For Management
13 Elect Pascaline de Dreuzy as Director For For Management
14 Renew Appointment of Ernst & Young For For Management
Audit as Auditor
15 Authorize Repurchase of Up to 5 For Against Management
Percent of Issued Share Capital
16 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
17 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 150 Million
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 4 Billion for Bonus Issue
or Increase in Par Value
19 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 85 Million
20 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 75 Million
21 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
22 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
23 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
24 Authorize Capital Increase of Up to For Against Management
EUR 85 Million for Future Exchange
Offers
25 Authorize Issuance of Equity upon For Against Management
Conversion of a Subsidiary's
Equity-Linked Securities for up to EUR
85 Million
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
27 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
28 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
29 Authorize up to 0.125 Percent of For For Management
Issued Capital for Use in Restricted
Stock Plans Reserved for Retirement
30 Authorize Board to Issue Free Warrants For Against Management
with Preemptive Rights During a Public
Tender Offer
31 Amend Article 13 of Bylaws Re: For For Management
Chairman's Age Limit
32 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
BP PLC
Ticker: BP Security ID: G12793108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3.a Elect Murray Auchincloss as Director For For Management
3.b Elect Tushar Morzaria as Director For For Management
3.c Elect Karen Richardson as Director For For Management
3.d Elect Dr Johannes Teyssen as Director For For Management
3.e Re-elect Bernard Looney as Director For For Management
3.f Re-elect Pamela Daley as Director For For Management
3.g Re-elect Helge Lund as Director For For Management
3.h Re-elect Melody Meyer as Director For For Management
3.i Re-elect Paula Reynolds as Director For For Management
3.j Re-elect Sir John Sawers as Director For For Management
4 Reappoint Deloitte LLP as Auditors For For Management
5 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
6 Authorise UK Political Donations and For For Management
Expenditure
7 Approve Scrip Dividend Programme For For Management
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
13 Approve Shareholder Resolution on Against Against Shareholder
Climate Change Targets
--------------------------------------------------------------------------------
BRAMBLES LIMITED
Ticker: BXB Security ID: Q6634U106
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3 Elect John Patrick Mullen as Director For For Management
4 Elect Nora Lia Scheinkestel as Director For For Management
5 Elect Kenneth Stanley McCall as For For Management
Director
6 Elect Tahira Hassan as Director For For Management
7 Elect Nessa O'Sullivan as Director For For Management
8 Approve Brambles Limited MyShare Plan For For Management
9 Approve Participation of Graham For For Management
Chipchase in the Performance Share Plan
10 Approve Participation of Nessa For For Management
O'Sullivan in the Performance Share
Plan
11 Approve Participation of Nessa For For Management
O'Sullivan in the MyShare Plan
12 Approve Extension of On-Market Share For For Management
Buy-Backs
--------------------------------------------------------------------------------
BRENNTAG SE
Ticker: BNR Security ID: D12459117
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6 Approve Remuneration Policy for the For For Management
Management Board
7.1 Approve Remuneration of Supervisory For For Management
Board
7.2 Approve Remuneration Policy for the For For Management
Supervisory Board
--------------------------------------------------------------------------------
BRIDGESTONE CORP.
Ticker: 5108 Security ID: J04578126
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2 Amend Articles to Clarify Director For For Management
Authority on Shareholder Meetings -
Amend Provisions on Director Titles -
Clarify Director Authority on Board
Meetings
3.1 Elect Director Ishibashi, Shuichi For For Management
3.2 Elect Director Higashi, Masahiro For For Management
3.3 Elect Director Scott Trevor Davis For For Management
3.4 Elect Director Okina, Yuri For For Management
3.5 Elect Director Masuda, Kenichi For For Management
3.6 Elect Director Yamamoto, Kenzo For For Management
3.7 Elect Director Terui, Keiko For For Management
3.8 Elect Director Sasa, Seiichi For For Management
3.9 Elect Director Shiba, Yojiro For For Management
3.10 Elect Director Suzuki, Yoko For For Management
3.11 Elect Director Hara, Hideo For Against Management
3.12 Elect Director Yoshimi, Tsuyoshi For Against Management
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Reappoint KPMG LLP as Auditors For For Management
4 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
5 Re-elect Luc Jobin as Director For For Management
6 Re-elect Jack Bowles as Director For For Management
7 Re-elect Tadeu Marroco as Director For For Management
8 Re-elect Sue Farr as Director For For Management
9 Re-elect Jeremy Fowden as Director For Abstain Management
10 Re-elect Dr Marion Helmes as Director For For Management
11 Re-elect Holly Keller Koeppel as For For Management
Director
12 Re-elect Savio Kwan as Director For For Management
13 Re-elect Dimitri Panayotopoulos as For For Management
Director
14 Elect Karen Guerra as Director For For Management
15 Elect Darrell Thomas as Director For For Management
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise UK Political Donations and For For Management
Expenditure
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BROTHER INDUSTRIES, LTD.
Ticker: 6448 Security ID: 114813108
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Koike, Toshikazu For For Management
1.2 Elect Director Sasaki, Ichiro For For Management
1.3 Elect Director Ishiguro, Tadashi For For Management
1.4 Elect Director Tada, Yuichi For For Management
1.5 Elect Director Ikeda, Kazufumi For For Management
1.6 Elect Director Kuwabara, Satoru For For Management
1.7 Elect Director Takeuchi, Keisuke For For Management
1.8 Elect Director Shirai, Aya For For Management
1.9 Elect Director Uchida, Kazunari For For Management
1.10 Elect Director Hidaka, Naoki For For Management
1.11 Elect Director Miyaki, Masahiko For For Management
2 Approve Annual Bonus For For Management
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
BT GROUP PLC
Ticker: BT.A Security ID: G16612106
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Jan du Plessis as Director For For Management
5 Re-elect Philip Jansen as Director For For Management
6 Re-elect Simon Lowth as Director For For Management
7 Re-elect Iain Conn as Director For For Management
8 Re-elect Isabel Hudson as Director For For Management
9 Re-elect Mike Inglis as Director For For Management
10 Re-elect Matthew Key as Director For For Management
11 Re-elect Allison Kirkby as Director For For Management
12 Elect Adel Al-Saleh as Director For For Management
13 Elect Sir Ian Cheshire as Director For For Management
14 Elect Leena Nair as Director For For Management
15 Elect Sara Weller as Director For For Management
16 Reappoint KPMG LLP as Auditors For For Management
17 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Authorise EU Political Donations and For For Management
Expenditure
24 Approve Employee Sharesave Plan For For Management
25 Approve International Employee For For Management
Sharesave Plan
26 Approve Employee Stock Purchase Plan For For Management
27 Approve Restricted Share Plan For For Management
28 Approve Deferred Bonus Plan For For Management
29 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
BUDWEISER BREWING COMPANY APAC LIMITED
Ticker: 1876 Security ID: G1674K101
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Katherine Barrett as Director For For Management
3b Elect Nelson Jamel as Director For For Management
3c Elect Martin Cubbon as Director For For Management
3d Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Specific Mandate to Issue New For Against Management
Shares to the Trustee of the Company's
Share Award Schemes in Relation to the
Grant of Restricted Share Units and
Locked-Up Shares to the Non-Connected
Participants
9 Approve Specific Mandate to Issue New For Against Management
Shares to the Trustee in Relation to
the Grant of Restricted Share Units
and Locked-Up Shares to the
Non-Connected Participants During the
Applicable Period
10 Approve Specific Mandate to Issue New For Against Management
Shares to the Trustee in Relation to
the Grant of Restricted Share Units
and Locked-Up Shares to the Connected
Participants
11 Approve Specific Mandate to Issue New For Against Management
Shares to the Trustee in Relation to
the Grant of Restricted Share Units
and Locked-Up Shares to the Connected
Participants During the Applicable
Period
--------------------------------------------------------------------------------
BUNZL PLC
Ticker: BNZL Security ID: G16968110
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Peter Ventress as Director For For Management
4 Re-elect Frank van Zanten as Director For For Management
5 Re-elect Richard Howes as Director For For Management
6 Re-elect Vanda Murray as Director For For Management
7 Re-elect Lloyd Pitchford as Director For For Management
8 Re-elect Stephan Nanninga as Director For Against Management
9 Elect Vin Murria as Director For For Management
10 Elect Maria Fernanda Mejia as Director For For Management
11 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Approve Remuneration Policy For For Management
14 Approve Remuneration Report For For Management
15 Amend Long-Term Incentive Plan For For Management
16 Approve US Employee Stock Purchase Plan For For Management
17 Amend Savings Related Share Option For For Management
Scheme
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
BURBERRY GROUP PLC
Ticker: BRBY Security ID: G1700D105
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Dr Gerry Murphy as Director For For Management
5 Re-elect Marco Gobbetti as Director For For Management
6 Re-elect Julie Brown as Director For For Management
7 Re-elect Fabiola Arredondo as Director For For Management
8 Elect Sam Fischer as Director For For Management
9 Re-elect Ron Frasch as Director For For Management
10 Re-elect Matthew Key as Director For For Management
11 Elect Debra Lee as Director For For Management
12 Re-elect Dame Carolyn McCall as For For Management
Director
13 Re-elect Orna NiChionna as Director For For Management
14 Appoint Ernst & Young LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Approve Burberry Share Plan For For Management
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
BUREAU VERITAS SA
Ticker: BVI Security ID: F96888114
Meeting Date: JUN 25, 2021 Meeting Type: Annual/Special
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.36 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Reelect Ana Giros Calpe as Director For For Management
6 Reelect Lucia Sinapi-Thomas as Director For For Management
7 Reelect Andre Francois-Poncet as For For Management
Director
8 Reelect Jerome Michiels as Director For For Management
9 Elect Julie Avrane-Chopard as Director For For Management
10 Ratify Appointment of Christine For For Management
Anglade-Pirzadeh as Director
11 Approve Compensation Report of For For Management
Corporate Officers
12 Approve Compensation of Aldo Cardoso, For For Management
Chairman of the Board
13 Approve Compensation of Didier For Against Management
Michaud-Daniel, CEO
14 Approve Remuneration Policy of For For Management
Directors
15 Approve Remuneration Policy of For For Management
Chairman of the Board
16 Approve Remuneration Policy of CEO For For Management
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 19, 21-24 and 26 at EUR 16.2
Million
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 16.2 Million
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 16.2 Million for Bonus
Issue or Increase in Par Value
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
22 Authorize Capital Increase of Up to For For Management
EUR 5.4 Million for Future Exchange
Offers
23 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 5.4 Million
24 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Qualified Investors, up to Aggregate
Nominal Amount of EUR 5.4 Million
25 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
26 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 19 and 23-25
27 Authorize up to 1.5 Percent of Issued For For Management
Capital for Use in Stock Option Plans
28 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
30 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
31 Amend Article 10 of Bylaws Re: For For Management
Identification of Shareholders
32 Amend Article 15 of Bylaws Re: Written For For Management
Consultation
33 Amend Article 17 of Bylaws Re: Age For For Management
Limit of Chairman of the Board
34 Amend Article 19 of Bylaws Re: Age For For Management
Limit of CEO
35 Amend Article 22 of Bylaws Re: For For Management
Designation of Alternate Auditor
36 Amend Articles of Bylaws to Comply For For Management
with Legal Changes
37 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CAIXABANK SA
Ticker: CABK Security ID: E2427M123
Meeting Date: DEC 02, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Balance Sheet as of For For Management
June 30, 2020
2 Approve Merger by Absorption of Bankia For For Management
SA
3.1 Elect Jose Ignacio Goirigolzarri For For Management
Tellaeche as Director
3.2 Elect Joaquin Ayuso Garcia as Director For For Management
3.3 Elect Francisco Javier Campo Garcia as For For Management
Director
3.4 Elect Eva Castillo Sanz as Director For For Management
3.5 Elect Teresa Santero Quintilla as For For Management
Director
3.6 Elect Fernando Maria Costa Duarte For For Management
Ulrich as Director
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
5 Receive Board of Directors and None None Management
Auditors' Report for the Purposes
Foreseen in Article 511 of the
Corporate Enterprises Law
--------------------------------------------------------------------------------
CAIXABANK SA
Ticker: CABK Security ID: E2427M123
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Discharge of Board For For Management
4 Approve Increase of Legal Reserves For For Management
5 Approve Allocation of Income and For For Management
Dividends
6 Approve Reclassification of Goodwill For For Management
Reserves to Voluntary Reserves
7 Renew Appointment of For For Management
PricewaterhouseCoopers as Auditor
8.1 Reelect Jose Serna Masia as Director For For Management
8.2 Reelect Koro Usarraga Unsain as For For Management
Director
9.1 Add New Article 22 bis Re: Allow For For Management
Shareholder Meetings to be Held in
Virtual-Only Format
9.2 Amend Article 24 Re: Representation For For Management
and Voting by Remote Means
9.3 Amend Articles Re: Board For For Management
9.4 Amend Article 40 Re: Board Committees For For Management
9.5 Amend Article 46 Re: Annual Accounts For For Management
10 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
11 Authorize Board to Issue Contingent For For Management
Convertible Securities for up to EUR 3.
5 Billion
12 Amend Remuneration Policy For For Management
13 Approve Remuneration of Directors For For Management
14 Amend Restricted Stock Plan For For Management
15 Approve 2021 Variable Remuneration For For Management
Scheme
16 Fix Maximum Variable Compensation Ratio For For Management
17 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
18 Advisory Vote on Remuneration Report For For Management
19 Receive Amendments to Board of None None Management
Directors Regulations
--------------------------------------------------------------------------------
CALBEE, INC.
Ticker: 2229 Security ID: J05190103
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Ito, Shuji For For Management
2.2 Elect Director Ehara, Makoto For For Management
2.3 Elect Director Kikuchi, Koichi For For Management
2.4 Elect Director Mogi, Yuzaburo For For Management
2.5 Elect Director Takahara, Takahisa For For Management
2.6 Elect Director Fukushima, Atsuko For For Management
2.7 Elect Director Miyauchi, Yoshihiko For For Management
2.8 Elect Director Sylvia Dong For For Management
3 Appoint Alternate Statutory Auditor For For Management
Mataichi, Yoshio
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
CANON, INC.
Ticker: 7751 Security ID: J05124144
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 40
2.1 Elect Director Mitarai, Fujio For For Management
2.2 Elect Director Tanaka, Toshizo For For Management
2.3 Elect Director Homma, Toshio For For Management
2.4 Elect Director Saida, Kunitaro For For Management
2.5 Elect Director Kawamura, Yusuke For For Management
3 Appoint Statutory Auditor Yoshida, For Against Management
Hiroshi
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
CAPCOM CO., LTD.
Ticker: 9697 Security ID: J05187109
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 46
2.1 Elect Director Tsujimoto, Kenzo For For Management
2.2 Elect Director Tsujimoto, Haruhiro For For Management
2.3 Elect Director Miyazaki, Satoshi For For Management
2.4 Elect Director Egawa, Yoichi For For Management
2.5 Elect Director Nomura, Kenkichi For For Management
2.6 Elect Director Muranaka, Toru For For Management
2.7 Elect Director Mizukoshi, Yutaka For For Management
2.8 Elect Director Kotani, Wataru For For Management
--------------------------------------------------------------------------------
CAPGEMINI SE
Ticker: CAP Security ID: F4973Q101
Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.95 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Compensation of Paul Hermelin, For For Management
Chairman and CEO Until 20 May 2020
6 Approve Compensation of Aiman Ezzat, For For Management
Vice-CEO Until 20 May 2020
7 Approve Compensation of Paul Hermelin, For For Management
Chairman of the Board Since 20 May 2020
8 Approve Compensation of Aiman Ezzat, For For Management
CEO Since 20 May 2020
9 Approve Compensation of Corporate For For Management
Officers
10 Approve Remuneration Policy of For For Management
Chairman of the Board
11 Approve Remuneration Policy of CEO For For Management
12 Approve Remuneration Policy of For For Management
Directors
13 Reelect Patrick Pouyanne as Director For For Management
14 Elect Tanja Rueckert as Director For For Management
15 Elect Kurt Sievers as Director For For Management
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Amend Articles 12 of Bylaws to Comply For For Management
with Legal Changes
18 Authorize up to 1.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
Reserved for Employees and Executive
Officers
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CAPITALAND COMMERCIAL TRUST
Ticker: C61U Security ID: Y1091N100
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Trust Deed Amendments For For Management
--------------------------------------------------------------------------------
CAPITALAND COMMERCIAL TRUST
Ticker: C61U Security ID: Y1091N100
Meeting Date: SEP 29, 2020 Meeting Type: Court
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Trust Scheme For For Management
--------------------------------------------------------------------------------
CAPITALAND INTEGRATED COMMERCIAL TRUST
Ticker: C38U Security ID: Y1100L160
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, and Audited Financial
Statements and Auditors' Report
2 Approve KPMG LLP as Auditors and For For Management
Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
4 Authorize Unit Repurchase Program For For Management
--------------------------------------------------------------------------------
CAPITALAND LTD.
Ticker: C31 Security ID: Y10923103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve First and Final Dividend For For Management
3 Approve Directors' Remuneration For For Management
4a Elect Anthony Lim Weng Kin as Director For For Management
4b Elect Goh Swee Chen as Director For For Management
4c Elect Stephen Lee Ching Yen as Director For For Management
5 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7 Approve Grant of Awards and Issuance For For Management
of Shares Under the CapitaLand
Performance Share Plan 2020 and
CapitaLand Restricted Share Plan 2020
8 Authorize Share Repurchase Program For For Management
9 Approve Stephen Lee Ching Yen to For For Management
Continue Office as an Independent
Director Pursuant to Rule
210(5)(d)(iii)(A) of the Listing
Manual of the SGX-ST
10 Approve Stephen Lee Ching Yen to For For Management
Continue Office as an Independent
Director Pursuant to Rule
210(5)(d)(iii)(B) of the Listing
Manual of the SGX-ST
--------------------------------------------------------------------------------
CAPITALAND MALL TRUST
Ticker: C38U Security ID: Y1100L160
Meeting Date: SEP 29, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Trust Deed Amendments For For Management
2 Approve Proposed Merger of Capitaland For For Management
Mall Trust and Capitaland Commercial
Trust
3 Approve Issuance of Consideration For For Management
Units of Capitaland Mall Trust to the
Holders of Units in Capitaland
Commercial Trust
--------------------------------------------------------------------------------
CARL ZEISS MEDITEC AG
Ticker: AFX Security ID: D14895102
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2018/19
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.65 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2018/19
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2018/19
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2019/20
6 Elect Tania von der Goltz to the For For Management
Supervisory Board
7.1 Elect Karl Lamprecht to the For Against Management
Supervisory Board
7.2 Elect Isabel De Paoli to the For For Management
Supervisory Board
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
10 Amend Articles Re: Participation Right For For Management
--------------------------------------------------------------------------------
CARL ZEISS MEDITEC AG
Ticker: AFX Security ID: D14895102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year
2019/20 (Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2019/20
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2019/20
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2020/21
6.1 Elect Peter Kameritsch to the For Against Management
Supervisory Board
6.2 Elect Christian Mueller to the For Against Management
Supervisory Board
6.3 Elect Torsten Reitze to the For Against Management
Supervisory Board
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
CARLSBERG A/S
Ticker: CARL.B Security ID: K36628137
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
3 Approve Allocation of Income and For For Management
Dividends of DKK 22 Per Share
4 Approve Remuneration Report (Advisory For For Management
Vote)
5a Approve Remuneration of Directors in For For Management
the Amount of DKK 1.9 Million for
Chairman, DKK 618,000 for Vice Chair
and DKK 412,000 for Other Directors;
Approve Remuneration for Committee Work
5b Approve DKK 58 Million Reduction in For For Management
Share Capital via Share Cancellation
5c Allow Shareholder Meetings to be Held For Against Management
by Electronic Means Only
5d Instruct Board to Complete an For For Shareholder
Assessment of the Ability of Carlsberg
to Publish Corporate
Country-by-Country Tax Reporting in
Line with the Global Reporting
Initiative's Standard (GRI 207: Tax
2019)
6a Reelect Flemming Besenbacher as For Abstain Management
Director
6b Reelect Lars Fruergaard Jorgensen as For For Management
Director
6c Reelect Carl Bache as Director For For Management
6d Reelect Magdi Batato as Director For For Management
6e Reelect Lilian Fossum Biner as Director For For Management
6f Reelect Richard Burrows as Director For For Management
6g Reelect Soren-Peter Fuchs Olesen as For For Management
Director
6h Reelect Majken Schultz as Director For For Management
6i Reelect Lars Stemmerik as Director For For Management
6j Elect Henrik Poulsen as New Director For For Management
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
CARREFOUR SA
Ticker: CA Security ID: F13923119
Meeting Date: MAY 21, 2021 Meeting Type: Annual/Special
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.48 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Reelect Alexandre Bompard as Director For For Management
6 Reelect Philippe Houze as Director For Against Management
7 Reelect Stephane Israel as Director For For Management
8 Reelect Claudia Almeida e Silva as For For Management
Director
9 Reelect Nicolas Bazire as Director For Against Management
10 Reelect Stephane Courbit as Director For For Management
11 Reelect Aurore Domont as Director For For Management
12 Reelect Mathilde Lemoine as Director For For Management
13 Reelect Patricia Moulin-Lemoine as For For Management
Director
14 Renew Appointment of Deloitte as For For Management
Auditor; Acknowledge End of Mandate of
BEAS as Alternate Auditor and Decision
Not to Renew
15 Acknowledge End of Mandate of KPMG SA For For Management
as Auditor and Salustro as Alternate
Auditor and Decision Not to Replace
16 Approve Compensation Report of For For Management
Corporate Officers
17 Approve Compensation of Alexandre For Against Management
Bompard, Chairman and CEO
18 Approve Remuneration Policy of For Against Management
Chairman and CEO
19 Approve Remuneration Policy of For For Management
Directors
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500 Million
23 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 175 Million
24 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 175 Million
25 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 22 to 24
26 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
27 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Authorize up to 0.8 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CASIO COMPUTER CO., LTD.
Ticker: 6952 Security ID: J05250139
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22.5
2.1 Elect Director Kashio, Kazuhiro For For Management
2.2 Elect Director Nakayama, Jin For For Management
2.3 Elect Director Takano, Shin For For Management
2.4 Elect Director Kashio, Tetsuo For For Management
2.5 Elect Director Yamagishi, Toshiyuki For For Management
2.6 Elect Director Ozaki, Motoki For For Management
3.1 Elect Director and Audit Committee For For Management
Member Yamaguchi, Akihiko
3.2 Elect Director and Audit Committee For For Management
Member Chiba, Michiko
3.3 Elect Director and Audit Committee For For Management
Member Abe, Hirotomo
--------------------------------------------------------------------------------
CELLNEX TELECOM SA
Ticker: CLNX Security ID: E2R41M104
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Allocation of Income For For Management
4 Approve Discharge of Board For For Management
5 Approve Dividends For For Management
6 Renew Appointment of Deloitte as For For Management
Auditor
7.1 Approve Grant of Shares to CEO For For Management
7.2 Approve Extraordinary Bonus for CEO For For Management
8.1 Maintain Number of Directors at 12 For For Management
8.2 Reelect Concepcion del Rivero Bermejo For For Management
as Director
8.3 Ratify Appointment of and Elect Franco For For Management
Bernabe as Director
8.4 Ratify Appointment of and Elect Mamoun For For Management
Jamai as Director
8.5 Ratify Appointment of and Elect For For Management
Christian Coco as Director
9 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 10 Percent
10 Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities with Exclusion of
Preemptive Rights up to 10 Percent of
Capital
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
CELLNEX TELECOM SA
Ticker: CLNX Security ID: E2R41M104
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Treatment of Net Loss For For Management
4 Approve Discharge of Board For For Management
5.1 Approve Annual Maximum Remuneration For For Management
5.2 Approve Remuneration Policy For For Management
6 Approve Grant of Shares to CEO For For Management
7.1 Fix Number of Directors at 11 For For Management
7.2 Ratify Appointment of and Elect For For Management
Alexandra Reich as Director
8.1 Amend Articles For For Management
8.2 Remove Articles For For Management
8.3 Renumber Article 27 as New Article 21 For For Management
8.4 Amend Article 5 For For Management
8.5 Amend Article 10 For For Management
8.6 Amend Articles and Add New Article 13 For For Management
8.7 Amend Articles For For Management
8.8 Add New Article 15 For For Management
9.1 Amend Articles of General Meeting For For Management
Regulations Re: Technical Adjustments
9.2 Amend Articles of General Meeting For For Management
Regulations Re: Remote Voting
9.3 Add New Article 15 to General Meeting For For Management
Regulations
10 Approve Capital Raising For For Management
11 Authorize Increase in Capital up to 50 For For Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 10 Percent
12 Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities with Exclusion of
Preemptive Rights up to 10 Percent of
Capital
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
14 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
CENTRAL JAPAN RAILWAY CO.
Ticker: 9022 Security ID: J05523105
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
--------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
Ticker: CHKP Security ID: M22465104
Meeting Date: AUG 03, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.a Elect Gil Shwed as Director For For Management
1.b Elect Jerry Ungerman as Director For For Management
1.c Elect Dan Propper as Director For For Management
1.d Elect Tal Shavit as Director For For Management
1.e Elect Eyal Waldman as Director For For Management
1.f Elect Shai Weiss as Director For For Management
2a Elect Irwin Federman as External For For Management
Director
2b Elect Ray Rothrock as External Director For For Management
3 Reappoint Kost, Forer, Gabbay & For For Management
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
4 Approve Compensation Terms of Check For For Management
Point's CEO
5 Approve Amended Compensation of Non- For For Management
Executive Directors
A Vote FOR if you are NOT a controlling None For Management
shareholder and do NOT have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. If you
vote AGAINST, please provide an
explanation to your account manager
--------------------------------------------------------------------------------
CHOCOLADEFABRIKEN LINDT & SPRUENGLI AG
Ticker: LISN Security ID: H49983176
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
(Non-Binding)
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Allocation of Income and For For Management
Dividends of CHF 731 per Registered
Share and CHF 73.10 per Participation
Certificate
4.2 Approve Transfer of CHF 88.5 Million For For Management
from Capital Contribution Reserves to
Free Reserves and Dividends of CHF 369
per Registered Share and CHF 36.90 per
Participation Certificate from Free
Reserves
5.1.1 Reelect Ernst Tanner as Director and For For Management
Board Chairman
5.1.2 Reelect Antonio Bulgheroni as Director For For Management
5.1.3 Reelect Rudolf Spruengli as Director For For Management
5.1.4 Reelect Elisabeth Guertler as Director For For Management
5.1.5 Reelect Thomas Rinderknecht as Director For For Management
5.1.6 Reelect Silvio Denz as Director For For Management
5.2.1 Reappoint Rudolf Spruengli as Member For Against Management
of the Compensation Committee
5.2.2 Reappoint Antonio Bulgheroni as Member For For Management
of the Compensation Committee
5.2.3 Reappoint Silvio Denz as Member of the For For Management
Compensation Committee
5.3 Designate Patrick Schleiffer as For For Management
Independent Proxy
5.4 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 3.2 Million
6.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 18
Million
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CHR. HANSEN HOLDING A/S
Ticker: CHR Security ID: K1830B107
Meeting Date: NOV 25, 2020 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board Report None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Omission of Dividends
4 Approve Remuneration Report (Advisory For For Management
Vote)
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.2 Million for
Chair, DKK 800,000 for Vice-Chair and
DKK 400,000 for Other Directors;
Approve Remuneration for Committee Work
6a Amend Articles Re: Voting on the For For Management
Company's Remuneration Report at
Annual General Meetings
6b Amend Articles Re: Authorize Board to For For Management
Resolve to Hold Partial or Full
Electronic General Meetings
6c Amend Articles Re: Shareholders' For For Management
Notification of Attendance
7a Reelect Dominique Reiniche (Chair) as For For Management
Director
7b.a Reelect Jesper Brandgaard as Director For For Management
7b.b Reelect Luis Cantarell as Director For For Management
7b.c Reelect Heidi Kleinbach-Sauter as For For Management
Director
7b.d Reelect Mark Wilson as Director For For Management
7b.e Elect Lise Kaae as New Director For For Management
7b.f Elect Kevin Lane as New Director For For Management
7b.g Elect Lillie Li Valeur as New Director For For Management
8 Reelect PricewaterhouseCoopers as For For Management
Auditor
9a Starting from Financial Year 2020/21, Against Against Shareholder
the Company must Apply the
Recommendations of the Task Force on
Climate-Related Financial Disclosures
(TCFD) as the Framework for
Climate-Related Disclosure in the
Company's Annual Report
9b Instruct Board to Complete an For For Shareholder
Assessment of the Ability of the
Company to Publish Country-by-Country
Tax Reporting in line with the Global
Reporting Initiative's Standard (GRI
207: Tax 2019) starting from Financial
Year 2021/22
10 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
--------------------------------------------------------------------------------
CHUBU ELECTRIC POWER CO., INC.
Ticker: 9502 Security ID: J06510101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Katsuno, Satoru For For Management
2.2 Elect Director Hayashi, Kingo For For Management
2.3 Elect Director Mizutani, Hitoshi For For Management
2.4 Elect Director Ito, Hisanori For For Management
2.5 Elect Director Ihara, Ichiro For For Management
2.6 Elect Director Otani, Shinya For For Management
2.7 Elect Director Hashimoto, Takayuki For For Management
2.8 Elect Director Shimao, Tadashi For For Management
2.9 Elect Director Kurihara, Mitsue For For Management
3 Approve Trust-Type Equity Compensation For For Management
Plan
4 Amend Articles to Decommission Hamaoka Against Against Shareholder
Nuclear Power Station
5 Amend Articles to Establish Committee Against Against Shareholder
to Review Nuclear Accident Evacuation
Plan
6 Amend Articles to Ban Reprocessing of Against Against Shareholder
Spent Nuclear Fuels
7 Amend Articles to Add Provisions on Against Against Shareholder
Ethical Principles in Electric Power
Generation
--------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO., LTD.
Ticker: 4519 Security ID: J06930101
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Oku, Masayuki For For Management
2.2 Elect Director Ichimaru, Yoichiro For For Management
2.3 Elect Director Christoph Franz For For Management
2.4 Elect Director William N. Anderson For For Management
2.5 Elect Director James H. Sabry For For Management
3 Appoint Statutory Auditor Ohashi, For For Management
Yoshiaki
--------------------------------------------------------------------------------
CIMIC GROUP LIMITED
Ticker: CIM Security ID: Q2424E105
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3.1 Elect Russell Chenu as Director For For Management
3.2 Elect Peter Sassenfeld as Director For For Management
3.3 Elect Kathryn Spargo as Director For For Management
4 Approve the Amendments to the For For Management
Company's Constitution
--------------------------------------------------------------------------------
CITY DEVELOPMENTS LIMITED
Ticker: C09 Security ID: V23130111
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final and Special Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Philip Yeo Liat Kok as Director For For Management
5a Elect Ong Lian Jin Colin as Director For For Management
5b Elect Daniel Marie Ghislain For For Management
Desbaillets as Director
5c Elect Chong Yoon Chou as Director For For Management
5d Elect Chan Swee Liang Carolina (Carol For For Management
Fong) as Director
5e Elect Lee Jee Cheng Philip as Director For For Management
6 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Authorize Share Repurchase Program For For Management
9 Approve Mandate for Interested Person For For Management
Transactions
--------------------------------------------------------------------------------
CK ASSET HOLDINGS LIMITED
Ticker: 1113 Security ID: G2177B101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Ip Tak Chuen, Edmond as Director For For Management
3.2 Elect Chow Wai Kam, Raymond as Director For For Management
3.3 Elect Woo Chia Ching, Grace as Director For For Management
3.4 Elect Chow Nin Mow, Albert as Director For For Management
3.5 Elect Donald Jeffrey Roberts as For For Management
Director
3.6 Elect Stephen Edward Bradley as For For Management
Director
4 Approve Deloitte Touche Tohmatsu as For Against Management
Auditor and Authorize Board to Fix
Their Remuneration
5.1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CK ASSET HOLDINGS LIMITED
Ticker: 1113 Security ID: G2177B101
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Purchase Agreement, For For Management
Proposed Acquisition and Grant of
Specific Mandate to Allot and Issue
Consideration Shares
2 Approve Share Buy-back Offer and For For Management
Related Transactions
3 Approve Whitewash Waiver and Related For For Management
Transactions
--------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LIMITED
Ticker: 1 Security ID: G21765105
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Second Tranche Transactions For For Management
Under the Share Purchase Agreements
and Related Transactions
2 Elect Wong Kwai Lam as Director For For Management
--------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LIMITED
Ticker: 1 Security ID: G21765105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Ip Tak Chuen, Edmond as Director For For Management
3b Elect Lai Kai Ming, Dominic as Director For For Management
3c Elect Lee Yeh Kwong, Charles as For For Management
Director
3d Elect George Colin Magnus as Director For For Management
3e Elect Paul Joseph Tighe as Director For For Management
3f Elect Wong Yick-ming, Rosanna as For For Management
Director
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5.1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CK INFRASTRUCTURE HOLDINGS LIMITED
Ticker: 1038 Security ID: G2178K100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Ip Tak Chuen, Edmond as Director For For Management
3.2 Elect Fok Kin Ning, Canning as Director For For Management
3.3 Elect Andrew John Hunter as Director For For Management
3.4 Elect Cheong Ying Chew, Henry as For Against Management
Director
3.5 Elect Barrie Cook as Director For For Management
3.6 Elect Lee Pui Ling, Angelina as For For Management
Director
4 Approve Deloitte Touche Tohmatsu as For Against Management
Auditor and Authorize Board to Fix
Their Remuneration
5.1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CLARIANT AG
Ticker: CLN Security ID: H14843165
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve CHF 232.4 Million Reduction in For For Management
Share Capital via Reduction of Nominal
Value and Repayment of CHF 0.70 per
Share
4.1.a Reelect Abdullah Alissa as Director For For Management
4.1.b Reelect Nader Alwehibi as Director For For Management
4.1.c Reelect Guenter von Au as Director For For Management
4.1.d Reelect Calum MacLean as Director For For Management
4.1.e Reelect Thilo Mannhardt as Director For For Management
4.1.f Reelect Geoffery Merszei as Director For For Management
4.1.g Reelect Eveline Saupper as Director For For Management
4.1.h Reelect Peter Steiner as Director For For Management
4.1.i Reelect Claudia Dyckerhoff as Director For For Management
4.1.j Reelect Susanne Wamsler as Director For For Management
4.1.k Reelect Konstantin Winterstein as For For Management
Director
4.2 Reelect Guenter von Au as Board For For Management
Chairman
4.3.1 Reappoint Nader Alwehibi as Member of For For Management
the Compensation Committee
4.3.2 Reappoint Eveline Saupper as Member of For For Management
the Compensation Committee
4.3.3 Reappoint Claudia Dyckerhoff as Member For For Management
of the Compensation Committee
4.3.4 Reappoint Konstantin Winterstein as For For Management
Member of the Compensation Committee
4.4 Designate Balthasar Settelen as For For Management
Independent Proxy
4.5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5 Million
5.2 Approve Fixed and Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 16 Million
6.1 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
6.2 Additional Voting Instructions - None Against Management
Shareholder Proposals (Voting)
--------------------------------------------------------------------------------
CLP HOLDINGS LTD.
Ticker: 2 Security ID: Y1660Q104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Christina Gaw as Director For For Management
2b Elect Chunyuan Gu as Director For For Management
2c Elect John Andrew Harry Leigh as For For Management
Director
2d Elect Andrew Clifford Winawer Brandler For For Management
as Director
2e Elect Nicholas Charles Allen as For For Management
Director
2f Elect Law Fan Chiu Fun Fanny as For For Management
Director
2g Elect Richard Kendall Lancaster as For For Management
Director
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Adopt New Articles of Association For For Management
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
CNH INDUSTRIAL NV
Ticker: CNHI Security ID: N20944109
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.b Adopt Financial Statements and For For Management
Statutory Reports
2.c Approve Dividends of EUR 0.11 Per Share For For Management
2.d Approve Discharge of Directors For For Management
3 Approve Remuneration Report For Abstain Management
4.a Reelect Suzanne Heywood as Executive For For Management
Director
4.b Elect Scott W. Wine as Executive For For Management
Director
4.c Reelect Howard W. Buffett as For For Management
Non-Executive Director
4.d Reelect Tufan Erginbilgic as For For Management
Non-Executive Director
4.e Reelect Leo W. Houle as Non-Executive For For Management
Director
4.f Reelect John B. Lanaway as For For Management
Non-Executive Director
4.g Reelect Alessandro Nasi as For For Management
Non-Executive Director
4.h Reelect Lorenzo Simonelli as For For Management
Non-Executive Director
4.i Reelect Vagn Sorensen as Non-Executive For For Management
Director
5 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Common Shares
7 Close Meeting None None Management
--------------------------------------------------------------------------------
CNP ASSURANCES SA
Ticker: CNP Security ID: F1876N318
Meeting Date: APR 16, 2021 Meeting Type: Annual/Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.57 per Share
4 Approve Transaction with La Banque For For Management
Postale Re: Partnership Agreement
5 Approve Transaction with Ostrum AM Re: For For Management
Management of Securities Portfolios
6 Approve Transaction with LBPAM Re: For For Management
Management of High Yield Securities
Portfolios
7 Approve Transaction with LBPAM Re: For For Management
Transfer of Management Mandate to
Ostrum AM
8 Approve Transaction with la Caisse des For For Management
Depots et Consignations Re: Forest
Management Mandates
9 Approve Transaction with la Caisse des For For Management
Depots et Consignations Re:
Acquisition of Assets in Orange
Concessions
10 Approve Auditors' Special Report on For For Management
Related-Party Transactions
11 Approve Remuneration Policy of For For Management
Chairman of the Board
12 Approve Remuneration policy of CEO For For Management
13 Approve Remuneration Policy of For For Management
Directors
14 Approve Compensation Report of For For Management
Corporate Officers
15 Approve Compensation of Jean Paul For For Management
Faugere, Chairman of the Board
16 Approve Compensation of Veronique For For Management
Weill, Chairman of the Board
17 Approve Compensation of CEO For For Management
18 Ratify Appointment of La Banque For Against Management
Postale as Director
19 Reelect La Banque Postale as Director For Against Management
20 Ratify Appointment of Philippe Heim as For Against Management
Director
21 Reelect Yves Brassart as Director For Against Management
22 Ratify Appointment Nicolas Eyt as For For Management
Director
23 Reelect Nicolat Eyt as Director For For Management
24 Ratify Appointment of Veronique Weill For For Management
as Director
25 Reelect Veronique Weill as Director For For Management
26 Reelect Rose Marie Lerberghe as For For Management
Director
27 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
28 Authorize up to 0,5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
29 Amend Article 1 of Bylaws Re: For For Management
Corporate Purpose
30 Amend Articles 23 and 26 of Bylaws to For For Management
Comply with Legal Changes
31 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
COCA-COLA AMATIL LTD.
Ticker: CCL Security ID: Q2594P146
Meeting Date: APR 16, 2021 Meeting Type: Court
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement in For For Management
Relation to the Proposed Acquisition
of the Company by Coca-Cola European
Partners plc Through CCEP Australia
Pty Ltd
--------------------------------------------------------------------------------
COCA-COLA BOTTLERS JAPAN HOLDINGS, INC.
Ticker: 2579 Security ID: J0815C108
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Calin Dragan For For Management
2.2 Elect Director Bjorn Ivar Ulgenes For For Management
2.3 Elect Director Yoshioka, Hiroshi For For Management
2.4 Elect Director Wada, Hiroko For For Management
2.5 Elect Director Yamura, Hirokazu For For Management
3.1 Elect Director and Audit Committee For Against Management
Member Irial Finan
3.2 Elect Director and Audit Committee For For Management
Member Gyotoku, Celso
3.3 Elect Director and Audit Committee For For Management
Member Hamada, Nami
3.4 Elect Director and Audit Committee For Against Management
Member Vamsi Mohan Thati
4 Approve Restricted Stock Plan and For For Management
Performance Share Plan
--------------------------------------------------------------------------------
COCA-COLA EUROPACIFIC PARTNERS PLC
Ticker: CCEP Security ID: G25839104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Elect Manolo Arroyo as Director For For Management
4 Elect John Bryant as Director For For Management
5 Elect Christine Cross as Director For For Management
6 Elect Brian Smith as Director For For Management
7 Re-elect Garry Watts as Director For For Management
8 Re-elect Jan Bennink as Director For For Management
9 Re-elect Jose Ignacio Comenge as For For Management
Director
10 Re-elect Damian Gammell as Director For For Management
11 Re-elect Nathalie Gaveau as Director For For Management
12 Re-elect Alvaro Gomez-Trenor Aguilar For For Management
as Director
13 Re-elect Thomas Johnson as Director For For Management
14 Re-elect Dagmar Kollmann as Director For For Management
15 Re-elect Alfonso Libano Daurella as For For Management
Director
16 Re-elect Mark Price as Director For For Management
17 Re-elect Mario Rotllant Sola as For For Management
Director
18 Re-elect Dessi Temperley as Director For For Management
19 Reappoint Ernst & Young LLP as Auditors For For Management
20 Authorise Board to Fix Remuneration of For For Management
Auditors
21 Authorise UK and EU Political For For Management
Donations and Expenditure
22 Authorise Issue of Equity For For Management
23 Approve Waiver of Rule 9 of the For Against Management
Takeover Code
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights
25 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
26 Authorise Market Purchase of Ordinary For For Management
Shares
27 Authorise Off-Market Purchase of For For Management
Ordinary Shares
28 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
COCA-COLA HBC AG
Ticker: CCH Security ID: H1512E100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Allocation of Income For For Management
2.2 Approve Dividend from Reserves For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Re-elect Anastassis David as Director For For Management
and as Board Chairman
4.1.2 Re-elect Zoran Bogdanovic as Director For For Management
4.1.3 Re-elect Charlotte Boyle as Director For For Management
and as Member of the Remuneration
Committee
4.1.4 Re-elect Reto Francioni as Director For For Management
and as Member of the Remuneration
Committee
4.1.5 Re-elect Olusola David-Borha as For For Management
Director
4.1.6 Re-elect William Douglas III as For For Management
Director
4.1.7 Re-elect Anastasios Leventis as For For Management
Director
4.1.8 Re-elect Christodoulos Leventis as For For Management
Director
4.1.9 Re-elect Alexandra Papalexopoulou as For For Management
Director
4.1.A Re-elect Ryan Rudolph as Director For For Management
4.1.B Re-elect Anna Diamantopoulou as For For Management
Director and as Member of the
Remuneration Committee
4.2 Elect Bruno Pietracci as Director For For Management
4.3 Elect Henrique Braun as Director For For Management
5 Designate Ines Poeschel as Independent For For Management
Proxy
6.1 Reappoint PricewaterhouseCoopers AG as For For Management
Auditors
6.2 Advisory Vote on Reappointment of the For For Management
Independent Registered Public
Accounting Firm PricewaterhouseCoopers
SA for UK Purposes
7 Approve UK Remuneration Report For Against Management
8 Approve Remuneration Policy For For Management
9 Approve Swiss Remuneration Report For Against Management
10.1 Approve Maximum Aggregate Amount of For For Management
Remuneration for Directors
10.2 Approve Maximum Aggregate Amount of For For Management
Remuneration for the Operating
Committee
11 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
COCHLEAR LIMITED
Ticker: COH Security ID: Q25953102
Meeting Date: OCT 20, 2020 Meeting Type: Annual
Record Date: OCT 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Financial Statements and For For Management
Reports of the Directors and Auditors
2.1 Approve Remuneration Report For For Management
3.1 Elect Andrew Denver as Director For For Management
3.2 Elect Bruce Robinson as Director For For Management
3.3 Elect Michael Daniell as Director For For Management
4.1 Elect Stephen Mayne as Director Against Against Shareholder
5.1 Approve Grant of Securities to Dig For For Management
Howitt
6.1 Adopt New Constitution For For Management
7.1 Approve Proportional Takeover For For Management
Provisions in the Proposed Constitution
--------------------------------------------------------------------------------
COLES GROUP LIMITED
Ticker: COL Security ID: Q26203408
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Paul O'Malley as Director For For Management
2.2 Elect David Cheesewright as Director For For Management
2.3 Elect Wendy Stops as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of STI Shares to Steven For For Management
Cain
5 Approve Grant of Performance Rights to For For Management
Steven Cain
--------------------------------------------------------------------------------
COLOPLAST A/S
Ticker: COLO.B Security ID: K16018192
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: NOV 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income For For Management
4 Approve Remuneration Report For For Management
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.35 Million for
Chairman, DKK 787,500 for Deputy
Chairman, and DKK 450,000 for Other
Directors; Approve Remuneration for
Committee Work
6.1 Approve Update of the Company's For For Management
Overall Guidelines for Incentive Pay
to the Executive Management
6.2.1 Amend Corporate Purpose For For Management
6.2.2 Amend Articles Re: Electronic General For Against Management
Meetings
6.3 Instruct Board to Complete an For For Shareholder
Assessment of the Ability of the
Company to Publish Country-by-Country
Tax Reporting in line with the Global
Reporting Initiative's Standard (GRI
207: Tax 2019) starting from Financial
Year 2021/22
7.1 Reelect Lars Soren Rasmussen as For For Management
Director
7.2 Reelect Niels Peter Louis-Hansen as For For Management
Director
7.3 Reelect Birgitte Nielsen as Director For For Management
7.4 Reelect Carsten Hellmann as Director For For Management
7.5 Reelect Jette Nygaard-Andersen as For For Management
Director
7.6 Elect Marianne Wiinholt as New Director For For Management
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
9 Other Business None None Management
--------------------------------------------------------------------------------
COLRUYT SA
Ticker: COLR Security ID: B26882231
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Directors' and For For Management
Auditors' Reports, and Report of the
Works Council
2 Approve Remuneration Report For Against Management
3a Adopt Financial Statements For For Management
3b Accept Consolidated Financial For For Management
Statements
4 Approve Dividends of EUR 1.35 Per Share For For Management
5 Approve Allocation of Income For For Management
6 Reelect Korys NV, Permanently For For Management
Represented by Dries Colpaert, as
Director
7 Approve Discharge of Directors For For Management
8 Approve Discharge of Auditors For For Management
9 Transact Other Business None None Management
--------------------------------------------------------------------------------
COLRUYT SA
Ticker: COLR Security ID: B26882231
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
i Amend Articles of Association Re: For For Management
Object of the Company, and Alignment
on Companies and Associations Code
ii.1 Receive Special Board Report Re: None None Management
Capital Increase with Waiver of
Preemptive Rights
ii.2 Receive Special Auditor Report Re: None None Management
Article 7: 191 of the Companies and
Associations Code
ii.3 Approve Employee Stock Purchase Plan For For Management
Up To 1,000,000 Shares
ii.4 Approve Determination of Issue Price For For Management
Based on Average Stock Price of
Ordinary Shares
ii.5 Eliminate Preemptive Rights Re: Shares For For Management
in Favor of Shareholders by Article 7:
190 et seq. of the Companies and
Associations Code
ii.6 Approve Increase in Share Capital by For For Management
Issuance of New Shares to the
Stipulated Modalities and to the
Determined Issue Price
ii.7 Approve Subscription Period For For Management
ii.8 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
iii.1 Authorize Board to Repurchase Shares For Against Management
in the Event of a Serious and Imminent
Harm and Under Normal Conditions
iii.2 Authorize Board to Reissue Shares in For Against Management
the Event of a Serious and Imminent
Harm
iv Approve Cancellation of Repurchased For For Management
Shares and Unavailable Reserves
v Authorize Implementation of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
COMMERZBANK AG
Ticker: CBK Security ID: D172W1279
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
5 Ratify KPMG AG as Auditors for the For For Management
2022 Interim Financial Statements
until the 2022 AGM
6.1 Elect Helmut Gottschalk to the For For Management
Supervisory Board
6.2 Elect Burkhard Keese to the For For Management
Supervisory Board
6.3 Elect Daniela Mattheus to the For For Management
Supervisory Board
6.4 Elect Caroline Seifert to the For For Management
Supervisory Board
6.5 Elect Frank Westhoff to the For For Management
Supervisory Board
7 Approve Affiliation Agreement with For For Management
CommerzVentures GmbH
--------------------------------------------------------------------------------
COMMONWEALTH BANK OF AUSTRALIA
Ticker: CBA Security ID: Q26915100
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: OCT 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Rob Whitfield as Director For For Management
2b Elect Simon Moutter as Director For For Management
3 Approve Remuneration Report For Against Management
4 Approve Grant of Restricted Share For Against Management
Units and Performance Rights to Matt
Comyn
5 Approve the Amendments to the Against Against Shareholder
Company's Constitution
--------------------------------------------------------------------------------
COMPAGNIE DE SAINT-GOBAIN SA
Ticker: SGO Security ID: F80343100
Meeting Date: JUN 03, 2021 Meeting Type: Annual/Special
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.33 per Share
4 Elect Benoit Bazin as Director For For Management
5 Reelect Pamela Knapp as Director For For Management
6 Reelect Agnes Lemarchand as Director For For Management
7 Reelect Gilles Schnepp as Director For For Management
8 Reelect Sibylle Daunis as For For Management
Representative of Employee
Shareholders to the Board
9 Approve Compensation of Pierre-Andre For For Management
de Chalendar, Chairman and CEO
10 Approve Compensation of Benoit Bazin, For For Management
Vice-CEO
11 Approve Compensation of Corporate For For Management
Officers
12 Approve Remuneration Policy of For For Management
Chairman and CEO Until 30 June 2021
13 Approve Remuneration Policy of For For Management
Vice-CEO Until 30 June 2021
14 Approve Remuneration Policy of CEO For For Management
Since 1 July 2021
15 Approve Remuneration Policy of For For Management
Chairman of the Board Since 1 July 2021
16 Approve Remuneration Policy of For For Management
Directors
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 426 Million
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 213 Million
20 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 213 Million
21 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
22 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
23 Authorize Capitalization of Reserves For For Management
of Up to EUR 106 Million for Bonus
Issue or Increase in Par Value
24 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662182
Meeting Date: SEP 09, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.00 per Registered A
Share and CHF 0.10 per Registered B
Share
3 Approve Creation of CHF 24.2 Million For For Management
Pool of Conditional Capital to Cover
Exercise of Warrants
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Reelect Johann Rupert as Director and For Against Management
Board Chairman
5.2 Reelect Josua Malherbe as Director For Against Management
5.3 Reelect Nikesh Arora as Director For Against Management
5.4 Reelect Nicolas Bos as Director For For Management
5.5 Reelect Clay Brendish as Director For For Management
5.6 Reelect Jean-Blaise Eckert as Director For Against Management
5.7 Reelect Burkhart Grund as Director For For Management
5.8 Reelect Keyu Jin as Director For For Management
5.9 Reelect Jerome Lambert as Director For For Management
5.10 Reelect Ruggero Magnoni as Director For Against Management
5.11 Reelect Jeff Moss as Director For For Management
5.12 Reelect Vesna Nevistic as Director For For Management
5.13 Reelect Guillaume Pictet as Director For For Management
5.14 Reelect Alan Quasha as Director For For Management
5.15 Reelect Maria Ramos as Director For For Management
5.16 Reelect Anton Rupert as Director For Against Management
5.17 Reelect Jan Rupert as Director For Against Management
5.18 Reelect Gary Saage as Director For Against Management
5.19 Reelect Cyrille Vigneron as Director For For Management
5.20 Elect Wendy Luhabe as Director For For Management
6.1 Reappoint Clay Brendish as Member of For For Management
the Compensation Committee
6.2 Reappoint Keyu Jin as Member of the For For Management
Compensation Committee
6.3 Reappoint Guillaume Pictet as Member For For Management
of the Compensation Committee
6.4 Reappoint Maria Ramos as Member of the For For Management
Compensation Committee
7 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
8 Designate Etude Gampert Demierre For For Management
Moreno as Independent Proxy
9.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 6.7 Million
9.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 15.8 Million
9.3 Approve Variable Remuneration of For Against Management
Executive Committee in the Amount of
CHF 38.3 Million
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT SA
Ticker: CFR Security ID: H25662182
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Creation of CHF 24.2 Million For For Management
Pool of Conditional Capital to Cover
Exercise of Warrants
2 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN SCA
Ticker: ML Security ID: F61824144
Meeting Date: MAY 21, 2021 Meeting Type: Annual/Special
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.30 per Share
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentionning
the Absence of New Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Remuneration Policy of General For For Management
Managers
7 Approve Remuneration Policy of For For Management
Supervisory Board Members
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Florent For For Management
Menegaux, General Manager
10 Approve Compensation of Yves Chapo, For For Management
Manager
11 Approve Compensation of Michel For For Management
Rollier, Chairman of Supervisory Board
12 Ratify Appointment of Jean-Michel For For Management
Severino as Supervisory Board Member
13 Elect Wolf-Henning Scheider as For For Management
Supervisory Board Member
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Amend Article 30 of Bylaws Re: For For Management
Financial Rights of General Partners
16 Amend Article 12 of Bylaws Re: Manager For For Management
Remuneration
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
COMPASS GROUP PLC
Ticker: CPG Security ID: G23296208
Meeting Date: FEB 04, 2021 Meeting Type: Annual
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Ian Meakins as Director For For Management
5 Re-elect Dominic Blakemore as Director For For Management
6 Re-elect Gary Green as Director For For Management
7 Re-elect Karen Witts as Director For For Management
8 Re-elect Carol Arrowsmith as Director For For Management
9 Re-elect John Bason as Director For For Management
10 Re-elect Stefan Bomhard as Director For For Management
11 Re-elect John Bryant as Director For For Management
12 Re-elect Anne-Francoise Nesmes as For For Management
Director
13 Re-elect Nelson Silva as Director For For Management
14 Re-elect Ireena Vittal as Director For For Management
15 Reappoint KPMG LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Adopt New Articles of Association For For Management
23 Authorise the Company to Call General For For Management
Meeting with 14 Working Days' Notice
--------------------------------------------------------------------------------
COMPUTERSHARE LIMITED
Ticker: CPU Security ID: Q2721E105
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Joseph Velli as Director For For Management
3 Elect Abi Cleland as Director For For Management
4 Approve Remuneration Report For Against Management
5a Approve Grant of Performance Rights For Against Management
and Share Appreciation Rights to
Stuart Irving
5b ***Withdrawn Resolution*** Approve None None Management
Grant of Share Appreciation Rights to
Stuart Irving
--------------------------------------------------------------------------------
CONCORDIA FINANCIAL GROUP, LTD.
Ticker: 7186 Security ID: J08613101
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oya, Yasuyoshi For For Management
1.2 Elect Director Oishi, Yoshiyuki For For Management
1.3 Elect Director Komine, Tadashi For For Management
1.4 Elect Director Suzuki, Yoshiaki For For Management
1.5 Elect Director Akiyoshi, Mitsuru For For Management
1.6 Elect Director Yamada, Yoshinobu For For Management
1.7 Elect Director Yoda, Mami For For Management
2.1 Appoint Statutory Auditor Hara, For For Management
Mitsuhiro
2.2 Appoint Statutory Auditor Noguchi, For For Management
Mayumi
--------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: CON Security ID: D16212140
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 per Share
3.1 Approve Discharge of Management Board For For Management
Member Elmar Degenhart for Fiscal 2019
3.2 Approve Discharge of Management Board For For Management
Member Hans-Juergen Duensing for
Fiscal 2019
3.3 Approve Discharge of Management Board For For Management
Member Frank Jourdan for Fiscal 2019
3.4 Approve Discharge of Management Board For For Management
Member Christian Koetz for Fiscal 2019
3.5 Approve Discharge of Management Board For For Management
Member Helmut Matschi for Fiscal 2019
3.6 Approve Discharge of Management Board For For Management
Member Ariane Reinhart for Fiscal 2019
3.7 Approve Discharge of Management Board For For Management
Member Wolfgang Schaefer for Fiscal
2019
3.8 Approve Discharge of Management Board For For Management
Member Nikolai Setzer for Fiscal 2019
4.1 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Reitzle for Fiscal 2019
4.2 Approve Discharge of Supervisory Board For For Management
Member Hasan Allak for Fiscal 2019
4.3 Approve Discharge of Supervisory Board For For Management
Member Christiane Benner for Fiscal
2019
4.4 Approve Discharge of Supervisory Board For For Management
Member Gunter Dunkel for Fiscal 2019
4.5 Approve Discharge of Supervisory Board For For Management
Member Francesco Grioli for Fiscal 2019
4.6 Approve Discharge of Supervisory Board For For Management
Member Peter Gutzmer for Fiscal 2019
4.7 Approve Discharge of Supervisory Board For For Management
Member Michael Iglhaut for Fiscal 2019
4.8 Approve Discharge of Supervisory Board For For Management
Member Satish Khatu for Fiscal 2019
4.9 Approve Discharge of Supervisory Board For For Management
Member Isabel Knauf for Fiscal 2019
4.10 Approve Discharge of Supervisory Board For For Management
Member Klaus Mangold for Fiscal 2019
4.11 Approve Discharge of Supervisory Board For For Management
Member Sabine Neuss for Fiscal 2019
4.12 Approve Discharge of Supervisory Board For For Management
Member Rolf Nonnenmacher for Fiscal
2019
4.13 Approve Discharge of Supervisory Board For For Management
Member Dirk Nordmann for Fiscal 2019
4.14 Approve Discharge of Supervisory Board For For Management
Member Lorenz Pfau for Fiscal 2019
4.15 Approve Discharge of Supervisory Board For For Management
Member Klaus Rosenfeld for Fiscal 2019
4.16 Approve Discharge of Supervisory Board For For Management
Member Georg Schaeffler for Fiscal 2019
4.17 Approve Discharge of Supervisory Board For For Management
Member Maria-Elisabeth
Schaeffler-Thumann for Fiscal 2019
4.18 Approve Discharge of Supervisory Board For For Management
Member Joerg Schoenfelder for Fiscal
2019
4.19 Approve Discharge of Supervisory Board For For Management
Member Stefan Scholz for Fiscal 2019
4.20 Approve Discharge of Supervisory Board For For Management
Member Gudrun Valten for Fiscal 2019
4.21 Approve Discharge of Supervisory Board For For Management
Member Kirsten Voerkel for Fiscal 2019
4.22 Approve Discharge of Supervisory Board For For Management
Member Elke Volkmann for Fiscal 2019
4.23 Approve Discharge of Supervisory Board For For Management
Member Erwin Woerle for Fiscal 2019
4.24 Approve Discharge of Supervisory Board For For Management
Member Siegfried Wolf for Fiscal 2019
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
CONTINENTAL AG
Ticker: CON Security ID: D16212140
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3.1 Approve Discharge of Management Board For For Management
Member Nikolai Setzer for Fiscal Year
2020
3.2 Approve Discharge of Management Board For For Management
Member Elmar Degenhart for Fiscal Year
2020
3.3 Approve Discharge of Management Board For For Management
Member Hans-Juergen Duensing for
Fiscal Year 2020
3.4 Approve Discharge of Management Board For For Management
Member Frank Jourdan for Fiscal Year
2020
3.5 Approve Discharge of Management Board For For Management
Member Christian Koetz for Fiscal Year
2020
3.6 Approve Discharge of Management Board For For Management
Member Helmut Matschi for Fiscal Year
2020
3.7 Approve Discharge of Management Board For For Management
Member Ariane Reinhart for Fiscal Year
2020
3.8 Approve Discharge of Management Board For For Management
Member Wolfgang Schaefer for Fiscal
Year 2020
3.9 Approve Discharge of Management Board For For Management
Member Andreas Wolf for Fiscal Year
2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Reitzle for Fiscal
Year 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Hasan Allak for Fiscal Year 2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Christiane Benner for Fiscal
Year 2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Gunter Dunkel for Fiscal Year
2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Francesco Grioli for Fiscal
Year 2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Michael Iglhaut for Fiscal Year
2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Satish Khatu for Fiscal Year
2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Isabel Knauf for Fiscal Year
2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Sabine Neuss for Fiscal Year
2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Rolf Nonnenmacher for Fiscal
Year 2020
4.11 Approve Discharge of Supervisory Board For For Management
Member Dirk Nordmann for Fiscal Year
2020
4.12 Approve Discharge of Supervisory Board For For Management
Member Lorenz Pfau for Fiscal Year 2020
4.13 Approve Discharge of Supervisory Board For For Management
Member Klaus Rosenfeld for Fiscal Year
2020
4.14 Approve Discharge of Supervisory Board For For Management
Member Georg Schaeffler for Fiscal
Year 2020
4.15 Approve Discharge of Supervisory Board For For Management
Member Maria-Elisabeth
Schaeffler-Thumann for Fiscal Year 2020
4.16 Approve Discharge of Supervisory Board For For Management
Member Joerg Schoenfelder for Fiscal
Year 2020
4.17 Approve Discharge of Supervisory Board For For Management
Member Stefan Scholz for Fiscal Year
2020
4.18 Approve Discharge of Supervisory Board For For Management
Member Kirsten Voerkelfor Fiscal Year
2020
4.19 Approve Discharge of Supervisory Board For For Management
Member Elke Volkmann for Fiscal Year
2020
4.20 Approve Discharge of Supervisory Board For For Management
Member Siegfried Wolf for Fiscal Year
2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6 Amend Articles of Association For For Management
7 Approve Spin-Off and Takeover For For Management
Agreement with Vitesco Technologies
Group Aktiengesellschaft
--------------------------------------------------------------------------------
COVESTRO AG
Ticker: 1COV Security ID: D15349109
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
6.1 Elect Christine Bortenlaenger to the For For Management
Supervisory Board
6.2 Elect Rolf Nonnenmacher to the For For Management
Supervisory Board
6.3 Elect Richard Pott to the Supervisory For For Management
Board
6.4 Elect Regine Stachelhaus to the For For Management
Supervisory Board
6.5 Elect Patrick Thomas to the For For Management
Supervisory Board
6.6 Elect Ferdinando Falco Beccalli to the For For Management
Supervisory Board
7 Approve Creation of EUR 73.2 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
8 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion;
Approve Creation of EUR 18.3 Million
Pool of Capital to Guarantee
Conversion Rights
9 Amend Articles Re: Fiscal Year, For For Management
Announcements, Transmission of
Information, Place of Jurisdiction;
AGM Convocation; Proof of Entitlement
10 Amend Articles Re: Passing Supervisory For For Management
Board Resolutions by Electronic Means
of Communication
--------------------------------------------------------------------------------
COVESTRO AG
Ticker: 1COV Security ID: D15349109
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.30 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Elect Lise Kingo to the Supervisory For For Management
Board
7 Approve Creation of EUR 58 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
8 Approve Remuneration Policy For For Management
9 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
COVIVIO SA
Ticker: COV Security ID: F2R22T119
Meeting Date: APR 20, 2021 Meeting Type: Annual/Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3.60 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Remuneration Policy of For For Management
Chairman of the Board
6 Approve Remuneration Policy of CEO For For Management
7 Approve Remuneration Policy of For For Management
Vice-CEOs
8 Approve Remuneration Policy of For For Management
Directors
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Compensation of Jean Laurent, For For Management
Chairman of the Board
11 Approve Compensation of Christophe For For Management
Kullmann, CEO
12 Approve Compensation of Olivier For For Management
Esteve, Vice-CEO
13 Approve Compensation of Dominique For For Management
Ozanne, Vice-CEO
14 Reelect Sylvie Ouziel as Director For For Management
15 Reelect Jean-Luc Biamonti as Director For For Management
16 Reelect Predica as Director For For Management
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 28 Million for Bonus
Issue or Increase in Par Value
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 70 Million
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 28 Million
22 Authorize Capital Increase of Up to 10 For For Management
Percent of Issued Share Capital for
Future Exchange Offers
23 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
25 Amend Articles 8 and 10 of Bylaws Re. For For Management
Shareholding Disclosure Thresholds and
Shares
26 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CREDIT AGRICOLE SA
Ticker: ACA Security ID: F22797108
Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 7 and 30 of Bylaws Re: For For Management
Stock Dividend Program
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
5 Approve Stock Dividend Program for For For Management
Fiscal Year 2021
6 Approve Transaction with Credit du For For Management
Maroc Re: Loan Agreement
7 Approve Transaction with CAGIP Re: For For Management
Pacte Agreement
8 Approve Transaction with CA-CIB Re: For For Management
Transfert of DSB Activity
9 Approve Renewal of Four Transactions For For Management
Re: Tax Integration Agreements
10 Approve Amendment of Transaction with For For Management
Caisse Regionale de Normandie Re: Loan
Agreement
11 Elect Agnes Audier as Director For For Management
12 Elect Marianne Laigneau as Director For For Management
13 Elect Alessia Mosca as Director For For Management
14 Elect Olivier Auffray as Director For For Management
15 Elect Christophe Lesur as For For Management
Representative of Employee
Shareholders to the Board
16 Reelect Louis Tercinier as Director For Against Management
17 Reelect SAS, rue de la Boetie as For Against Management
Director
18 Ratify Appointment of Nicole Gourmelon For For Management
as Director
19 Reelect Nicole Gourmelon as Director For For Management
20 Approve Remuneration Policy of For For Management
Chairman of the Board
21 Approve Remuneration Policy of CEO For For Management
22 Approve Remuneration Policy of Vice-CEO For For Management
23 Approve Remuneration Policy of For For Management
Directors
24 Approve Compensation of Dominique For For Management
Lefebvre, Chairman of the Board
25 Approve Compensation of Philippe For For Management
Brassac, CEO
26 Approve Compensation of Xavier Musca, For For Management
Vice-CEO
27 Approve Compensation Report For For Management
28 Approve the Aggregate Remuneration For For Management
Granted in 2020 to Senior Management,
Responsible Officers and Regulated
Risk-Takers
29 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
30 Amend Articles 1, 10, 11 and 27 of For For Management
Bylaws to Comply with Legal Changes
31 Amend Article 11 of Bylaws Re: For For Management
Employee Representative
32 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
33 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of the Group Subsidiaries
34 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and For For Management
Dividends of CHF 0.14 per Share
2.1 Additional Voting Instructions - Against Against Management
Shareholder Proposals (Voting)
2.2 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
--------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior None Abstain Management
Management [Item Withdrawn]
3 Approve Allocation of Income and For For Management
Dividends of CHF 0.10 per Share
4 Approve Creation of CHF 5 Million Pool For For Management
of Capital without Preemptive Rights
5.1.a Elect Antonio Horta-Osorio as Director For For Management
and Board Chairman
5.1.b Reelect Iris Bohnet as Director For For Management
5.1.c Reelect Christian Gellerstad as For For Management
Director
5.1.d Reelect Andreas Gottschling as Director For For Management
5.1.e Reelect Michael Klein as Director For For Management
5.1.f Reelect Shan Li as Director For For Management
5.1.g Reelect Seraina Macia as Director For For Management
5.1.h Reelect Richard Meddings as Director For For Management
5.1.i Reelect Kai Nargolwala as Director For For Management
5.1.j Reelect Ana Pessoa as Director For For Management
5.1.k Reelect Severin Schwan as Director For For Management
5.1.l Elect Clare Brady as Director For For Management
5.1.m Elect Blythe Masters as Director For For Management
5.2.1 Reappoint Iris Bohnet as Member of the For For Management
Compensation Committee
5.2.2 Reappoint Christian Gellerstad as For For Management
Member of the Compensation Committee
5.2.3 Reappoint Michael Klein as Member of For For Management
the Compensation Committee
5.2.4 Reappoint Kai Nargolwala as Member of For For Management
the Compensation Committee
5.2.5 Appoint Blythe Masters as Member of For For Management
the Compensation Committee
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 12 Million
6.2.1 Approve Short-Term Variable None Abstain Management
Remuneration of Executive Committee in
the Amount of CHF 15.7 Million [Item
Withdrawn]
6.2.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 31 Million
6.2.3 Approve Long-Term Variable None Abstain Management
Remuneration of Executive Committee in
the Amount of CHF 25.1 Million [Item
Withdrawn]
7.1 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.2 Ratify BDO AG as Special Auditors For For Management
7.3 Designate Keller KLG as Independent For For Management
Proxy
8.1 Additional Voting Instructions - Against Against Management
Shareholder Proposals (Voting)
8.2 Additional Voting Instructions - Board For Against Management
of Directors Proposals (Voting)
--------------------------------------------------------------------------------
CRH PLC
Ticker: CRH Security ID: G25508105
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: FEB 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
4 Adopt New Articles of Association Re: For For Management
Article 51(d)
5 Approve Capital Reorganisation For For Management
6 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CRH PLC
Ticker: CRH Security ID: ADPC03232
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Final Dividend For Did Not Vote Management
3 Approve Remuneration Report For Did Not Vote Management
4a Re-elect Richie Boucher as Director For Did Not Vote Management
4b Elect Caroline Dowling as Director For Did Not Vote Management
4c Elect Richard Fearon as Director For Did Not Vote Management
4d Re-elect Johan Karlstrom as Director For Did Not Vote Management
4e Re-elect Shaun Kelly as Director For Did Not Vote Management
4f Elect Lamar McKay as Director For Did Not Vote Management
4g Re-elect Albert Manifold as Director For Did Not Vote Management
4h Re-elect Gillian Platt as Director For Did Not Vote Management
4i Re-elect Mary Rhinehart as Director For Did Not Vote Management
4j Re-elect Siobhan Talbot as Director For Did Not Vote Management
5 Authorise Board to Fix Remuneration of For Did Not Vote Management
Auditors
6 Ratify Deloitte Ireland LLP as Auditors For Did Not Vote Management
7 Authorise Issue of Equity For Did Not Vote Management
8 Authorise Issue of Equity without For Did Not Vote Management
Pre-emptive Rights
9 Authorise Issue of Equity without For Did Not Vote Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Ordinary For Did Not Vote Management
Shares
11 Authorise Reissuance of Treasury Shares For Did Not Vote Management
12 Approve Scrip Dividend For Did Not Vote Management
13 Approve Savings-Related Share Option For Did Not Vote Management
Schemes
14 Approve Cancellation of Share Premium For Did Not Vote Management
Account
--------------------------------------------------------------------------------
CRODA INTERNATIONAL PLC
Ticker: CRDA Security ID: G25536155
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Roberto Cirillo as Director For For Management
5 Re-elect Jacqui Ferguson as Director For For Management
6 Re-elect Steve Foots as Director For For Management
7 Re-elect Anita Frew as Director For For Management
8 Re-elect Helena Ganczakowski as For For Management
Director
9 Re-elect Keith Layden as Director For For Management
10 Re-elect Jez Maiden as Director For For Management
11 Re-elect John Ramsay as Director For For Management
12 Reappoint KPMG LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise UK Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
CROWN RESORTS LIMITED
Ticker: CWN Security ID: Q3015N108
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Jane Halton as Director For For Management
2b Elect John Horvath as Director For Against Management
2c Elect Guy Jalland as Director For Against Management
3 Elect Bryan Young as Director Against Against Shareholder
4 Approve Remuneration Report For Against Management
5 Appoint KPMG as Auditor of the Company For For Management
--------------------------------------------------------------------------------
CSL LIMITED
Ticker: CSL Security ID: Q3018U109
Meeting Date: OCT 14, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Bruce Brook as Director For For Management
2b Elect Carolyn Hewson as Director For For Management
2c Elect Pascal Soriot as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Share For Abstain Management
Units to Paul Perreault
--------------------------------------------------------------------------------
CYBERAGENT, INC.
Ticker: 4751 Security ID: J1046G108
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 34
2.1 Elect Director Fujita, Susumu For For Management
2.2 Elect Director Hidaka, Yusuke For For Management
2.3 Elect Director Nakayama, Go For For Management
2.4 Elect Director Nakamura, Koichi For For Management
2.5 Elect Director Takaoka, Kozo For For Management
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD.
Ticker: CYBR Security ID: M2682V108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Ehud (Udi) Mokady as Director For For Management
1.2 Reelect David Schaeffer as Director For For Management
2 Reappoint Kost Forer Gabbay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
DAI NIPPON PRINTING CO., LTD.
Ticker: 7912 Security ID: J10584142
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 32
2.1 Elect Director Kitajima, Yoshitoshi For For Management
2.2 Elect Director Kitajima, Yoshinari For For Management
2.3 Elect Director Miya, Kenji For For Management
2.4 Elect Director Yamaguchi, Masato For For Management
2.5 Elect Director Inoue, Satoru For For Management
2.6 Elect Director Hashimoto, Hirofumi For For Management
2.7 Elect Director Kuroyanagi, Masafumi For For Management
2.8 Elect Director Miyama, Minako For For Management
2.9 Elect Director Miyajima, Tsukasa For For Management
2.10 Elect Director Tomizawa, Ryuichi For For Management
2.11 Elect Director Sasajima, Kazuyuki For For Management
2.12 Elect Director Morita, Ikuo For For Management
3 Appoint Statutory Auditor Ishii, Taeko For For Management
--------------------------------------------------------------------------------
DAI-ICHI LIFE HOLDINGS, INC.
Ticker: 8750 Security ID: J09748112
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 62
2.1 Elect Director Watanabe, Koichiro For For Management
2.2 Elect Director Inagaki, Seiji For For Management
2.3 Elect Director Teramoto, Hideo For For Management
2.4 Elect Director Kikuta, Tetsuya For For Management
2.5 Elect Director Shoji, Hiroshi For For Management
2.6 Elect Director Akashi, Mamoru For For Management
2.7 Elect Director Sumino, Toshiaki For For Management
2.8 Elect Director George Olcott For For Management
2.9 Elect Director Maeda, Koichi For For Management
2.10 Elect Director Inoue, Yuriko For For Management
2.11 Elect Director Shingai, Yasushi For For Management
--------------------------------------------------------------------------------
DAIFUKU CO., LTD.
Ticker: 6383 Security ID: J08988107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geshiro, Hiroshi For For Management
1.2 Elect Director Honda, Shuichi For For Management
1.3 Elect Director Sato, Seiji For For Management
1.4 Elect Director Hayashi, Toshiaki For For Management
1.5 Elect Director Nobuta, Hiroshi For For Management
1.6 Elect Director Ozawa, Yoshiaki For For Management
1.7 Elect Director Sakai, Mineo For For Management
1.8 Elect Director Kato, Kaku For For Management
1.9 Elect Director Kaneko, Keiko For For Management
--------------------------------------------------------------------------------
DAIICHI SANKYO CO., LTD.
Ticker: 4568 Security ID: J11257102
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 13.5
2.1 Elect Director Manabe, Sunao For For Management
2.2 Elect Director Kimura, Satoru For For Management
2.3 Elect Director Otsuki, Masahiko For For Management
2.4 Elect Director Hirashima, Shoji For For Management
2.5 Elect Director Uji, Noritaka For For Management
2.6 Elect Director Fukui, Tsuguya For For Management
2.7 Elect Director Kama, Kazuaki For For Management
2.8 Elect Director Nohara, Sawako For For Management
2.9 Elect Director Okuzawa, Hiroyuki For For Management
3 Appoint Statutory Auditor Watanabe, For For Management
Masako
4 Approve Annual Bonus For For Management
5 Approve Fixed Cash Compensation For For Management
Ceiling for Directors, Annual Bonus
Ceiling, and Restricted Stock Plan
6 Approve Compensation Ceiling for For For Management
Statutory Auditors
7 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
DAIKIN INDUSTRIES LTD.
Ticker: 6367 Security ID: J10038115
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
2.1 Elect Director Inoue, Noriyuki For For Management
2.2 Elect Director Togawa, Masanori For For Management
2.3 Elect Director Kawada, Tatsuo For For Management
2.4 Elect Director Makino, Akiji For For Management
2.5 Elect Director Torii, Shingo For For Management
2.6 Elect Director Arai, Yuko For For Management
2.7 Elect Director Tayano, Ken For For Management
2.8 Elect Director Minaka, Masatsugu For For Management
2.9 Elect Director Matsuzaki, Takashi For For Management
2.10 Elect Director Kanwal Jeet Jawa For For Management
2.11 Elect Director Mineno, Yoshihiro For For Management
3 Appoint Statutory Auditor Yano, Ryu For Against Management
4 Appoint Alternate Statutory Auditor For For Management
Ono, Ichiro
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
5.2 Ratify KPMG AG as Auditors for the For For Management
2021 Interim Financial Statements
Until the 2021 AGM
6 Approve Remuneration Policy For For Management
7 Elect Timotheus Hoettges to the For For Management
Supervisory Board
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
10 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10
Billion; Approve Creation of EUR 500
Million Pool of Capital to Guarantee
Conversion Rights
11.1 Amend Articles Re: AGM Video and Audio For For Management
Transmission
11.2 Amend Articles Re: Electronic For For Management
Participation of Shareholders
12.1 Amend Articles Re: Annulment of the For For Management
Majority Requirement Clause for
Passing Resolutions at General Meetings
12.2 Amend Articles Re: Majority For Against Management
Requirement for Passing Resolutions at
General Meetings
13 Approve Affiliation Agreement with For For Management
Mercedes-Benz Bank AG
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
5.2 Ratify KPMG AG as Auditors for the For For Management
2022 Interim Financial Statements
until the 2022 AGM
5.3 Ratify KPMG AG as Auditors of the For For Management
Final Balance Sheets Required under
the German Reorganization Act
6.1 Elect Elizabeth Centoni to the For For Management
Supervisory Board
6.2 Elect Ben van Beurden to the For For Management
Supervisory Board
6.3 Elect Martin Brudermueller to the For For Management
Supervisory Board
7 Approve Remuneration of Supervisory For For Management
Board
8 Amend Articles Re: Supervisory Board For For Management
Meetings and Resolutions
9 Amend Articles Re: Place of For For Management
Jurisdiction
--------------------------------------------------------------------------------
DAITO TRUST CONSTRUCTION CO., LTD.
Ticker: 1878 Security ID: J11151107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 251
2.1 Elect Director Kobayashi, Katsuma For For Management
2.2 Elect Director Kawai, Shuji For For Management
2.3 Elect Director Takeuchi, Kei For For Management
2.4 Elect Director Sato, Koji For For Management
2.5 Elect Director Uchida, Kanitsu For For Management
2.6 Elect Director Tate, Masafumi For For Management
2.7 Elect Director Mori, Yoshihiro For For Management
2.8 Elect Director Yamaguchi, Toshiaki For For Management
2.9 Elect Director Sasaki, Mami For For Management
2.10 Elect Director Shoda, Takashi For For Management
2.11 Elect Director Iritani, Atsushi For For Management
3.1 Appoint Statutory Auditor Uno, Masayasu For For Management
3.2 Appoint Statutory Auditor Matsushita, For For Management
Masa
3.3 Appoint Statutory Auditor Kobayashi, For For Management
Kenji
4 Appoint Ernst & Young ShinNihon LLC as For For Management
New External Audit Firm
--------------------------------------------------------------------------------
DAIWA HOUSE INDUSTRY CO., LTD.
Ticker: 1925 Security ID: J11508124
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 66
2.1 Elect Director Yoshii, Keiichi For For Management
2.2 Elect Director Kosokabe, Takeshi For For Management
2.3 Elect Director Otomo, Hirotsugu For For Management
2.4 Elect Director Urakawa, Tatsuya For For Management
2.5 Elect Director Dekura, Kazuhito For For Management
2.6 Elect Director Ariyoshi, Yoshinori For For Management
2.7 Elect Director Shimonishi, Keisuke For For Management
2.8 Elect Director Ichiki, Nobuya For For Management
2.9 Elect Director Murata, Yoshiyuki For For Management
2.10 Elect Director Kimura, Kazuyoshi For For Management
2.11 Elect Director Shigemori, Yutaka For For Management
2.12 Elect Director Yabu, Yukiko For For Management
2.13 Elect Director Kuwano, Yukinori For For Management
2.14 Elect Director Seki, Miwa For For Management
3.1 Appoint Statutory Auditor Maeda, For For Management
Tadatoshi
3.2 Appoint Statutory Auditor Kishimoto, For For Management
Tatsuji
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
DAIWA SECURITIES GROUP INC.
Ticker: 8601 Security ID: J11718111
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hibino, Takashi For Against Management
1.2 Elect Director Nakata, Seiji For Against Management
1.3 Elect Director Matsui, Toshihiro For For Management
1.4 Elect Director Tashiro, Keiko For For Management
1.5 Elect Director Ogino, Akihiko For For Management
1.6 Elect Director Hanaoka, Sachiko For Against Management
1.7 Elect Director Kawashima, Hiromasa For Against Management
1.8 Elect Director Ogasawara, Michiaki For For Management
1.9 Elect Director Takeuchi, Hirotaka For For Management
1.10 Elect Director Nishikawa, Ikuo For For Management
1.11 Elect Director Kawai, Eriko For For Management
1.12 Elect Director Nishikawa, Katsuyuki For For Management
1.13 Elect Director Iwamoto, Toshio For For Management
1.14 Elect Director Murakami, Yumiko For For Management
--------------------------------------------------------------------------------
DANONE SA
Ticker: BN Security ID: F12033134
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.94 per Share
4 Reelect Guido Barilla as Director For For Management
5 Reelect Cecile Cabanis as Director For For Management
6 Reelect Michel Landel as Director For For Management
7 Reelect Serpil Timuray as Director For For Management
8 Ratify Appointment of Gilles Schnepp For For Management
as Director
9 Approve Auditors' Special Report on For For Management
Related-Party Transactions
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Compensation of Emmanuel For For Management
Faber, Chairman and CEO
12 Approve Remuneration Policy of For For Management
Corporate Officers
13 Approve Remuneration of Directors For For Management
Aggregate Amount of EUR 1.25 Million
14 Approve Remuneration Policy of For For Management
Directors
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 60 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights with Binding
Priority Right up to Aggregate Nominal
Amount of EUR 17 Million
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capital Increase of Up to For For Management
EUR 17 Million for Future Exchange
Offers
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 43 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
24 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
25 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
26 Authorize Filing of Required For For Management
Documents/Other Formalities
27 Approve Remuneration Policy of For For Management
Executive Corporate Officers
28 Approve Compensation Report of For For Management
Emmanuel Faber, Chairman and CEO Until
14 March 2021
29 Request Directors to Present to None None Shareholder
Shareholders the Following: Strategic
Vision for the Group; Position on
Corporate Purpose; Approach to
Environmental Matters; Opinion on
Companys Governance Organization
--------------------------------------------------------------------------------
DANSKE BANK A/S
Ticker: DANSKE Security ID: K22272114
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 2 Per Share
4.a Reelect Martin Blessing as Director For For Management
4.b Reelect Lars-Erik Brenoe as Director For Abstain Management
4.c Reelect Karsten Dybvad as Director For For Management
4.d Reelect Raija-Leena Hankonen as For For Management
Director
4.e Reelect Bente Avnung Landsnes as For For Management
Director
4.f Reelect Jan Thorsgaard Nielsen as For For Management
Director
4.g Reelect Carol Sergeant as Director For For Management
4.h Reelect Gerrit Zalm as Director For For Management
4.i Elect Topi Manner as Director For For Management
4.j Elect Lars Wismann as New Director Abstain Abstain Shareholder
5 Ratify Deloitte as Auditors For For Management
6.a Approve Creation of DKK 1.72 Billion For For Management
Pool of Capital with Preemptive Rights
6.b Approve Creation of DKK 1.5 Billion For For Management
Pool of Capital without Preemptive
Rights
7 Authorize Share Repurchase Program For For Management
8 Approve Remuneration Report (Advisory For For Management
Vote)
9 Approve Remuneration of Directors in For For Management
the Amount of DKK 2.6 Million for
Chairman, DKK 1.3 Million for Vice
Chair and DKK 660,000 for Other
Directors; Approve Remuneration for
Committee Work
10 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
11 Approve Indemnification of Directors For For Management
and Officers as of the 2020 Annual
General Meeting until the 2022 Annual
General Meeting
12.1 Criminal Complaint and Legal Against Against Shareholder
Proceedings Against Danske Bank's
Board of Directors, Executive
Leadership Team, Other Former and
Current Members of Management,
External Auditors as well as Signing
Auditors
13 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
14 Other Business None None Management
--------------------------------------------------------------------------------
DASSAULT AVIATION SA
Ticker: AM Security ID: F24539102
Meeting Date: MAY 11, 2021 Meeting Type: Annual/Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 12.3 per Share
4 Approve Compensation of Directors For For Management
5 Approve Compensation of Eric Trappier, For Against Management
Chairman and CEO
6 Approve Compensation of Loik Segalen, For Against Management
Vice-CEO
7 Approve Remuneration Policy of For For Management
Directors
8 Approve Remuneration Policy of For Against Management
Chairman and CEO
9 Approve Remuneration Policy of Vice-CEO For Against Management
10 Ratify Agreement on the Insurance For Against Management
Policy of Directors and Corporate
Officers (RCMS)
11 Ratify Agreement for the Acquisition For Against Management
of Dassault Aviation of Land and
Buildings at Argonay, Merignac,
Martignas and Saint-Cloud
12 Ratify Agreement for the Commercial For Against Management
Lease of Merignac and Martignas
13 Ratify Agreement for the Extension of For Against Management
Dassault Aviation Commercial Lease in
Argenteuil
14 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
15 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
16 Approve 1-for-10 Stock Split For For Management
17 Authorize up to 0.33 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
18 Elect Thierry Dassault as Director For For Management
19 Elect Besma Boumaza as Director For For Management
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
DASSAULT SYSTEMES SA
Ticker: DSY Security ID: F2457H472
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.56 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Approve Remuneration Policy of For Against Management
Corporate Officers
6 Approve Compensation of Charles For For Management
Edelstenne, Chairman of the Board
7 Approve Compensation of Bernard For Against Management
Charles, Vice Chairman of the Board
and CEO
8 Approve Compensation Report of For For Management
Corporate Officers
9 Reelect Odile Desforges as Director For For Management
10 Reelect Soumitra Dutta as Director For For Management
11 Ratify Appointment of Pascal Daloz as For For Management
Interim Director
12 Authorize Repurchase of Up to 5 For For Management
Million Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 12 Million
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 12 Million
16 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 12 Million
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 14-16
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 12 Million for Bonus
Issue or Increase in Par Value
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Authorize up to 1.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees and Corporate Officers
of International Subsidiaries
23 Approve 5-for-1 Stock Split For For Management
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
DAVIDE CAMPARI-MILANO NV
Ticker: CPR Security ID: N24565108
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Reduction in Share Capital and For Against Management
Amend Articles to Reflect Changes in
Capital
3 Approve Implementation of Clause 13.11 For Against Management
and Amend Articles of Association
4 Elect Fabio Facchini as Director For For Management
5 Approve Remuneration Policy For Against Management
6 Allow Questions None None Management
7 Close Meeting None None Management
--------------------------------------------------------------------------------
DAVIDE CAMPARI-MILANO NV
Ticker: CPR Security ID: N24565108
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Annual Report (Non-Voting) None None Management
2.b Approve Remuneration Report For For Management
2.c Discussion on Company's Corporate None None Management
Governance Structure
2.d Adopt Financial Statements For For Management
3.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
3.b Approve Dividends For For Management
4.a Approve Discharge of Executive For For Management
Directors
4.b Approve Discharge of Non-Executive For For Management
Directors
5 Approve Employee Share Ownership Plan For For Management
6 Approve Extra Mile Bonus Plan For For Management
7 Approve Stock Option Plan For Against Management
8 Authorize Repurchase of Shares For For Management
9 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
--------------------------------------------------------------------------------
DBS GROUP HOLDINGS LTD.
Ticker: D05 Security ID: Y20246107
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Remuneration For For Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Elect Piyush Gupta as Director For For Management
6 Elect Punita Lal as Director For For Management
7 Elect Anthony Lim Weng Kin as Director For For Management
8 Approve Grant of Awards and Issuance For For Management
of Shares Under the DBSH Share Plan
9 Approve Grant of Awards and Issuance For For Management
of Shares Under the California
Sub-Plan to the DBSH Share Plan
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
11 Approve Issuance of Shares Pursuant to For For Management
the DBSH Scrip Dividend Scheme
12 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
DCC PLC
Ticker: DCC Security ID: G2689P101
Meeting Date: JUL 17, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5(a) Re-elect Mark Breuer as Director For For Management
5(b) Re-elect Caroline Dowling as Director For For Management
5(c) Elect Tufan Erginbilgic as Director For For Management
5(d) Re-elect David Jukes as Director For For Management
5(e) Re-elect Pamela Kirby as Director For For Management
5(f) Re-elect Jane Lodge as Director For For Management
5(g) Re-elect Cormac McCarthy as Director For For Management
5(h) Re-elect John Moloney as Director For For Management
5(i) Re-elect Donal Murphy as Director For For Management
5(j) Re-elect Mark Ryan as Director For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Authorise Issue of Equity For For Management
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Shares For For Management
11 Authorise Reissuance Price Range of For For Management
Treasury Shares
12 Amend Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
DCC PLC
Ticker: DCC Security ID: G2689P101
Meeting Date: FEB 04, 2021 Meeting Type: Special
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
--------------------------------------------------------------------------------
DELIVERY HERO SE
Ticker: DHER Security ID: D1T0KZ103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3.1 Approve Discharge of Supervisory Board For For Management
Member Martin Enderle for Fiscal Year
2020
3.2 Approve Discharge of Supervisory Board For For Management
Member Hilary Gosher for Fiscal Year
2020
3.3 Approve Discharge of Supervisory Board For For Management
Member Patrick Kolek for Fiscal Year
2020
3.4 Approve Discharge of Supervisory Board For For Management
Member Bjoern Ljungberg for Fiscal
Year 2020
3.5 Approve Discharge of Supervisory Board For For Management
Member Vera Stachowiak for Fiscal Year
2020
3.6 Approve Discharge of Supervisory Board For For Management
Member Christian Graf von Hardenberg
for Fiscal Year 2020
3.7 Approve Discharge of Supervisory Board For For Management
Member Jeanette Gorgas for Fiscal Year
2020
3.8 Approve Discharge of Supervisory Board For For Management
Member Nils Engvall for Fiscal Year
2020
3.9 Approve Discharge of Supervisory Board For For Management
Member Gabriella Ardbo for Fiscal Year
2020
3.10 Approve Discharge of Supervisory Board For For Management
Member Gerald Taylor for Fiscal Year
2020
4 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
5 Approve Remuneration Policy For For Management
6 Approve Remuneration of Supervisory For For Management
Board
7 Approve Creation of EUR 13.7 Million For Against Management
Pool of Capital without Preemptive
Rights
8 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 3
Billion; Approve Creation of EUR 14
Million Pool of Capital to Guarantee
Conversion Rights; Amend 2019
Resolution
9 Approve Creation of EUR 6.9 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
10 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 5
Million Pool of Conditional Capital to
Guarantee Conversion Rights
11 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
12 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
--------------------------------------------------------------------------------
DEMANT A/S
Ticker: DEMANT Security ID: K3008M105
Meeting Date: MAR 05, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Omission of Dividends
4 Approve Remuneration Report (Advisory For For Management
Vote)
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.2 Million for
Chairman, DKK 800,000 for Vice
Chairman and DKK 400,000 for Other
Directors; Approve Remuneration for
Committee Work
6a Reelect Niels B. Christiansen as For Abstain Management
Director
6b Reelect Niels Jacobsen as Director For Abstain Management
6c Reelect Anja Madsen as Director For For Management
6d Elect Sisse Fjelsted Rasmussen as New For For Management
Director
6e Elect Kristian Villumsen as New For For Management
Director
7 Ratify Deloitte as Auditors For For Management
8a Approve DKK 112,667 Reduction in Share For For Management
Capital via Share Cancellation for
Transfer to Shareholders
8b Authorize Share Repurchase Program For For Management
8c Amend Articles Re: Voting on the For For Management
Company's Remuneration Report at
Annual General Meetings
8d Approve Company Announcements in For For Management
English
8e Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
8f Approve Creation of DKK 10 Million For Against Management
Pool of Capital with or without
Preemptive Rights; Authorize
Conditional Capital of DKK 2.5 Million
for Issuance of Shares to Key Employees
8g Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
9 Other Business None None Management
--------------------------------------------------------------------------------
DENSO CORP.
Ticker: 6902 Security ID: J12075107
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arima, Koji For For Management
1.2 Elect Director Shinohara, Yukihiro For For Management
1.3 Elect Director Ito, Kenichiro For For Management
1.4 Elect Director Matsui, Yasushi For For Management
1.5 Elect Director Toyoda, Akio For For Management
1.6 Elect Director George Olcott For For Management
1.7 Elect Director Kushida, Shigeki For For Management
1.8 Elect Director Mitsuya, Yuko For For Management
2.1 Appoint Statutory Auditor For For Management
Kuwamura,Shingo
2.2 Appoint Statutory Auditor Niwa, Motomi For For Management
3 Appoint Alternate Statutory Auditor For For Management
Kitagawa, Hiromi
--------------------------------------------------------------------------------
DENTSU GROUP, INC.
Ticker: 4324 Security ID: J1207N108
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yamamoto, Toshihiro For For Management
1.2 Elect Director Sakurai, Shun For For Management
1.3 Elect Director Timothy Andree For For Management
1.4 Elect Director Igarashi, Hiroshi For For Management
1.5 Elect Director Soga, Arinobu For For Management
1.6 Elect Director Nick Priday For For Management
1.7 Elect Director Wendy Clark For For Management
1.8 Elect Director Matsui, Gan For For Management
--------------------------------------------------------------------------------
DEUTSCHE BANK AG
Ticker: DBK Security ID: D18190898
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2.1 Approve Discharge of Management Board For For Management
Member Christian Sewing for Fiscal
Year 2020
2.2 Approve Discharge of Management Board For For Management
Member Karl von Rohr for Fiscal Year
2020
2.3 Approve Discharge of Management Board For For Management
Member Fabrizio Campelli for Fiscal
Year 2020
2.4 Approve Discharge of Management Board For For Management
Member Frank Kuhnke for Fiscal Year
2020
2.5 Approve Discharge of Management Board For For Management
Member Bernd Leukert for Fiscal Year
2020
2.6 Approve Discharge of Management Board For For Management
Member Stuart Lewis for Fiscal Year
2020
2.7 Approve Discharge of Management Board For For Management
Member James von Moltke for Fiscal
Year 2020
2.8 Approve Discharge of Management Board For For Management
Member Alexander von zur Muehlen (from
August 1, 2020) for Fiscal Year 2020
2.9 Approve Discharge of Management Board For For Management
Member Christiana Riley for Fiscal
Year 2020
2.10 Approve Discharge of Management Board For For Management
Member Stefan Simon (from August 1,
2020) for Fiscal Year 2020
2.11 Approve Discharge of Management Board For For Management
Member Werner Steinmueller (until July
31, 2020) for Fiscal Year 2020
3.1 Approve Discharge of Supervisory Board For For Management
Member Paul Achleitner for Fiscal Year
2020
3.2 Approve Discharge of Supervisory Board For For Management
Member Detlef Polaschek for Fiscal
Year 2020
3.3 Approve Discharge of Supervisory Board For For Management
Member Ludwig Blomeyer - Bartenstein
for Fiscal Year 2020
3.4 Approve Discharge of Supervisory Board For For Management
Member Frank Bsirske for Fiscal Year
2020
3.5 Approve Discharge of Supervisory Board For For Management
Member Mayree Clark for Fiscal Year
2020
3.6 Approve Discharge of Supervisory Board For For Management
Member Jan Duscheck for Fiscal Year
2020
3.7 Approve Discharge of Supervisory Board For For Management
Member Gerhard Eschelbeck for Fiscal
Year 2020
3.8 Approve Discharge of Supervisory Board For For Management
Member Sigmar Gabriel (from March 11,
2020) for Fiscal Year 2020
3.9 Approve Discharge of Supervisory Board For For Management
Member Katherine Garrett-Cox (until
May 20, 2020) for Fiscal Year 2020
3.10 Approve Discharge of Supervisory Board For For Management
Member Timo Heider for Fiscal Year 2020
3.11 Approve Discharge of Supervisory Board For For Management
Member Martina Klee Fiscal Year 2020
3.12 Approve Discharge of Supervisory Board For For Management
Member Henriette Mark for Fiscal Year
2020
3.13 Approve Discharge of Supervisory Board For For Management
Member Gabriele Platscher for Fiscal
Year 2020
3.14 Approve Discharge of Supervisory Board For For Management
Member Bernd Rose for Fiscal Year 2020
3.15 Approve Discharge of Supervisory Board For For Management
Member Gerd Schuetz for Fiscal Year
2020
3.16 Approve Discharge of Supervisory Board For For Management
Member Stephan Szukalski for Fiscal
Year 2020
3.17 Approve Discharge of Supervisory Board For For Management
Member John Thain for Fiscal Year 2020
3.18 Approve Discharge of Supervisory Board For For Management
Member Michele Trogni for Fiscal Year
2020
3.19 Approve Discharge of Supervisory Board For For Management
Member Dagmar Valcarcel for Fiscal
Year 2020
3.20 Approve Discharge of Supervisory Board For For Management
Member Theodor Weimer (from May 20,
2020) for Fiscal Year 2020
3.21 Approve Discharge of Supervisory Board For For Management
Member Norbert Winkeljohann for Fiscal
Year 2020
4 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
5 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
6 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
7 Authorize Repurchase of Up to Five For For Management
Percent of Issued Share Capital for
Trading Purposes
8 Approve Remuneration Policy For For Management
9 Approve Remuneration of Supervisory For For Management
Board
10 Approve Creation of EUR 512 Million For For Management
Pool of Capital without Preemptive
Rights
11 Approve Creation of EUR 2 Billion Pool For For Management
of Capital with Preemptive Rights
12 Approve Affiliation Agreement with For For Management
VOEB-ZVD Processing GmbH
13 Elect Frank Witter to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
DEUTSCHE BOERSE AG
Ticker: DB1 Security ID: D1882G119
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Elect Karl-Heinz Floether to the For For Management
Supervisory Board
5.2 Elect Andreas Gottschling to the For For Management
Supervisory Board
5.3 Elect Martin Jetter to the Supervisory For For Management
Board
5.4 Elect Barbara Lambert to the For For Management
Supervisory Board
5.5 Elect Michael Ruediger to the For For Management
Supervisory Board
5.6 Elect Charles Stonehill to the For For Management
Supervisory Board
5.7 Elect Clara-Christina Streit to the For For Management
Supervisory Board
5.8 Elect Chong Lee Tan to the Supervisory For For Management
Board
6 Approve Creation of EUR 19 Million For For Management
Pool of Capital with Preemptive Rights
7 Approve Remuneration Policy For For Management
8 Amend Articles Re: AGM Location For For Management
9 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
--------------------------------------------------------------------------------
DEUTSCHE LUFTHANSA AG
Ticker: LHA Security ID: D1908N106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4.1 Elect Angela Titzrath to the For For Management
Supervisory Board
4.2 Elect Michael Kerkloh to the For For Management
Supervisory Board
4.3 Elect Britta Seeger to the Supervisory For For Management
Board
5 Approve Remuneration of Supervisory For For Management
Board
6 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.5
Billion; Approve Creation of EUR 153
Million Pool of Capital to Guarantee
Conversion Rights
7 Approve Creation of EUR 5.5 Billion For For Management
Pool of Capital with Preemptive Rights
8 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
--------------------------------------------------------------------------------
DEUTSCHE POST AG
Ticker: DPW Security ID: D19225107
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
6.1 Elect Joerg Kukies to the Supervisory For For Management
Board
6.2 Elect Lawrence Rosen to the For For Management
Supervisory Board
7 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 12
Million Pool of Conditional Capital to
Guarantee Conversion Rights
8 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1.5
Billion; Approve Creation of EUR 40
Million Pool of Capital to Guarantee
Conversion Rights
9.1 Amend Articles Re: Online Participation For For Management
9.2 Amend Articles Re: Interim Dividend For For Management
--------------------------------------------------------------------------------
DEUTSCHE POST AG
Ticker: DPW Security ID: D19225107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.35 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Ingrid Deltenre to the For For Management
Supervisory Board
6.2 Elect Katja Windt to the Supervisory For For Management
Board
6.3 Elect Nikolaus von Bomhard to the For For Management
Supervisory Board
7 Approve Creation of EUR 130 Million For For Management
Pool of Capital without Preemptive
Rights
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
10 Approve Remuneration Policy For For Management
11 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG
Ticker: DTE Security ID: D2035M136
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
5.2 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the 2021 Interim
Financial Statements
5.3 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the First Quarter of
Fiscal Year 2021
5.4 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the Third Quarter of
Fiscal Year 2021 and First Quarter of
Fiscal Year 2022
6 Elect Helga Jung to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares
9 Approve Remuneration Policy For For Management
10 Approve Remuneration of Supervisory For For Management
Board
11 Amend Articles Re: Shareholders' Right Against For Shareholder
to Participation during the Virtual
Meeting
--------------------------------------------------------------------------------
DEUTSCHE WOHNEN SE
Ticker: DWNI Security ID: D2046U176
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.03 per Share
3.1 Approve Discharge of Management Board For For Management
Member Michael Zahn for Fiscal Year
2020
3.2 Approve Discharge of Management Board For For Management
Member Philip Grosse for Fiscal Year
2020
3.3 Approve Discharge of Management Board For For Management
Member Henrik Thomsen for Fiscal Year
2020
3.4 Approve Discharge of Management Board For For Management
Member Lars Urbansky for Fiscal Year
2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Matthias Huenlein for Fiscal
Year 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Juergen Fenk (from June 5,
2020) for Fiscal Year 2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Arwed Fischer for Fiscal Year
2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Kerstin Guenther (from June 5,
2020) for Fiscal Year 2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Tina Kleingarn for Fiscal Year
2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Andreas Kretschmer (until June
5, 2020) for Fiscal Year 2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Florian Stetter for Fiscal Year
2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Elect Florian Stetter to the For For Management
Supervisory Board
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
9 Amend Articles Re: Participation of For For Management
Supervisory Board Members in the
Annual General Meeting by Means of
Audio and Video Transmission
10 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares (item withdrawn)
11 Authorize Use of Financial Derivatives For For Management
when Repurchasing Shares (item
withdrawn)
--------------------------------------------------------------------------------
DEXUS
Ticker: DXS Security ID: Q3190P134
Meeting Date: OCT 23, 2020 Meeting Type: Annual
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Approve Grant of Performance Rights to For For Management
Darren Steinberg
3.1 Elect Patrick Allaway as Director For For Management
3.2 Elect Richard Sheppard as Director For For Management
3.3 Elect Peter St George as Director For For Management
--------------------------------------------------------------------------------
DEXUS
Ticker: DXS Security ID: Q3190P134
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Unstapling of the Units in For For Management
DXO, DDF, DIT and DOT Pursuant to Each
of Their Constitutions
2 Approve Amendments to the Constitutions For For Management
3 Approve Simplification for All Purposes For For Management
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: DGE Security ID: G42089113
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Melissa Bethell as Director For For Management
6 Re-elect Javier Ferran as Director For For Management
7 Re-elect Susan Kilsby as Director For For Management
8 Re-elect Lady Mendelsohn as Director For For Management
9 Re-elect Ivan Menezes as Director For For Management
10 Re-elect Kathryn Mikells as Director For For Management
11 Re-elect Alan Stewart as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Amend Diageo 2001 Share Incentive Plan For For Management
17 Approve Diageo 2020 Sharesave Plan For For Management
18 Approve Diageo Deferred Bonus Share For For Management
Plan
19 Authorise the Company to Establish For For Management
International Share Plans
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Adopt New Articles of Association For For Management
24 Authorise 2019 Share Buy-backs and For For Management
Employee Benefit and Share Ownership
Trust Transactions
--------------------------------------------------------------------------------
DIASORIN SPA
Ticker: DIA Security ID: T3475Y104
Meeting Date: APR 22, 2021 Meeting Type: Annual/Special
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Allocation of Income For For Management
2.1 Approve Remuneration Policy For Against Management
2.2 Approve Second Section of the For For Management
Remuneration Report
3 Approve Stock Option Plan For For Management
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
1 Amend Company Bylaws: Articles 3, 8, For For Management
9-bis, 11 and 18
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
DIRECT LINE INSURANCE GROUP PLC
Ticker: DLG Security ID: G2871V114
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Danuta Gray as Director For For Management
5 Re-elect Mark Gregory as Director For For Management
6 Re-elect Tim Harris as Director For For Management
7 Re-elect Penny James as Director For For Management
8 Re-elect Sebastian James as Director For For Management
9 Elect Adrian Joseph as Director For For Management
10 Re-elect Fiona McBain as Director For For Management
11 Re-elect Gregor Stewart as Director For For Management
12 Re-elect Richard Ward as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Authorise Issue of Equity in Relation For For Management
to an Issue of RT1 Instruments
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to an
Issue of RT1 Instruments
--------------------------------------------------------------------------------
DISCO CORP.
Ticker: 6146 Security ID: J12327102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 561
2.1 Elect Director Sekiya, Kazuma For For Management
2.2 Elect Director Yoshinaga, Noboru For For Management
2.3 Elect Director Tamura, Takao For For Management
2.4 Elect Director Inasaki, Ichiro For For Management
2.5 Elect Director Tamura, Shinichi For For Management
3 Appoint Statutory Auditor Mimata, For For Management
Tsutomu
4 Approve Stock Option Plan and Deep For For Management
Discount Stock Option Plan
--------------------------------------------------------------------------------
DNB ASA
Ticker: DNB Security ID: R1640U124
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Approve Merger Agreement with DNB Bank For For Management
ASA
5 Authorize Board to Distribute For For Management
Dividends up to NOK 9.00 Per Share
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
DNB ASA
Ticker: DNB Security ID: R1640U124
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting None None Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Accept Financial Statements and For For Management
Statutory Reports
5 Authorize Board to Distribute Dividends For For Management
6 Authorize Share Repurchase Program For For Management
7a Approve Remuneration Statement For For Management
(Advisory)
7b Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management (Binding)
8 Approve Company's Corporate Governance For For Management
Statement
9 Approve Remuneration of Auditors For For Management
10 Consultative Vote on the Future Design None For Shareholder
of a Rule in the Articles Regarding
the Number of Shareholder-Elected
Members of the Board of Directors
11a Elect Directors, effective from the For For Management
Merger Date
11b Elect Directors until the Merger Date For For Management
12 Approve Remuneration of Directors and For For Management
Nominating Committee
--------------------------------------------------------------------------------
DSV PANALPINA A/S
Ticker: DSV Security ID: K3186P102
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Remuneration Report For For Management
4 Approve Remuneration of Directors For For Management
5 Approve Allocation of Income and For For Management
Dividends of DKK 4.00 Per Share
6.1 Reelect Thomas Plenborg as Director For For Management
6.2 Reelect Annette Sadolin as Director For For Management
6.3 Reelect Birgit Norgaard as Director For For Management
6.4 Reelect Jorgen Moller as Director For For Management
6.5 Reelect Malou Aamund as Director For For Management
6.6 Reelect Beat Walti as Director For For Management
6.7 Reelect Niels Smedegaard as Director For For Management
7 Ratify PricewaterhouseCoopers as For For Management
Auditors
8.1 Approve DKK 6 Million Reduction in For For Management
Share Capital via Share Cancellation
8.2 Authorize Share Repurchase Program For For Management
8.3 Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
8.4 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
8.5 Reporting on Climate-Related Financial For For Shareholder
Risks and Opportunities
9 Other Business None None Management
--------------------------------------------------------------------------------
E.ON SE
Ticker: EOAN Security ID: D24914133
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.47 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
5.2 Ratify KPMG AG as Auditors for For For Management
Half-Year and Quarterly Reports 2021
5.3 Ratify KPMG AG as Auditors for the For For Management
First Quarter of Fiscal Year 2022
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8.1 Elect Erich Clementi to the For For Management
Supervisory Board
8.2 Elect Andreas Schmitz to the For For Management
Supervisory Board
8.3 Elect Ewald Woste to the Supervisory For For Management
Board
9.1 Approve Affiliation Agreements with E. For For Management
ON 45. Verwaltungs GmbH
9.2 Approve Affiliation Agreement with E. For For Management
ON 46. Verwaltungs GmbH
--------------------------------------------------------------------------------
EAST JAPAN RAILWAY CO.
Ticker: 9020 Security ID: J1257M109
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 50
2.1 Elect Director Tomita, Tetsuro For For Management
2.2 Elect Director Fukasawa, Yuji For For Management
2.3 Elect Director Kise, Yoichi For For Management
2.4 Elect Director Ise, Katsumi For For Management
2.5 Elect Director Ichikawa, Totaro For For Management
2.6 Elect Director Sakai, Kiwamu For For Management
2.7 Elect Director Ouchi, Atsushi For For Management
2.8 Elect Director Ito, Atsuko For For Management
2.9 Elect Director Ito, Motoshige For For Management
2.10 Elect Director Amano, Reiko For For Management
2.11 Elect Director Sakuyama, Masaki For For Management
2.12 Elect Director Kawamoto, Hiroko For For Management
3 Appoint Statutory Auditor Mori, For Against Management
Kimitaka
--------------------------------------------------------------------------------
EDENRED SA
Ticker: EDEN Security ID: F3192L109
Meeting Date: MAY 11, 2021 Meeting Type: Annual/Special
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
4 Approve Stock Dividend Program For For Management
5 Reelect Sylvia Coutinho as Director For For Management
6 Reelect Francoise Gri as Director For For Management
7 Elect Angeles Garcia-Poveda as Director For For Management
8 Elect Monica Mondardini as Director For For Management
9 Elect Philippe Vallee as Director For For Management
10 Approve Remuneration Policy of For For Management
Chairman and CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 800,000
13 Approve Compensation Report of For For Management
Corporate Officers
14 Approve Compensation of Bertrand For Against Management
Dumazy, Chairman and CEO
15 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize up to 1.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
Reserved for Employees, Corporate
Officers and International Subsidiaries
18 Approve Change of Corporate Form to For For Management
Societe Europeenne (SE) and Amend
Bylaws Accordingly
19 Change Company Name to SE Edenred and For For Management
Amend Article of Bylaws Accordingly
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL SA
Ticker: EDP Security ID: X67925119
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Statement on Remuneration For For Management
Policy Applicable to Executive Board
2 Elect Executive Board For For Management
--------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL SA
Ticker: EDP Security ID: X67925119
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
2 Approve Allocation of Income For For Management
3.1 Appraise Management of Company and For For Management
Approve Vote of Confidence to
Management Board
3.2 Appraise Supervision of Company and For For Management
Approve Vote of Confidence to
Supervisory Board
3.3 Appraise Work Performed by Statutory For For Management
Auditor and Approve Vote of Confidence
to Statutory Auditor
4 Authorize Repurchase and Reissuance of For For Management
Shares
5 Authorize Repurchase and Reissuance of For For Management
Repurchased Debt Instruments
6 Authorize Increase in Capital Up to 10 For For Management
Percent via Issuance of Equity or
Equity-Linked Securities without
Preemptive Rights
7 Amend Articles For For Management
8 Eliminate Preemptive Rights For For Management
9 Approve Statement on Remuneration For For Management
Policy Applicable to Executive Board
10 Approve Statement on Remuneration For For Management
Policy Applicable to Other Corporate
Bodies
11.1 Elect Corporate Bodies for 2021-2023 For For Management
Term
11.2 Appoint PricewaterhouseCoopers & For For Management
Associados - Sociedade de Revisores de
Contas, Lda. as Auditor and Aurelio
Adriano Rangel Amado as Alternate for
2021-2023 Term
11.3 Elect General Meeting Board for For For Management
2021-2023 Term
11.4 Elect Remuneration Committee for For For Management
2021-2023 Term
11.5 Approve Remuneration of Remuneration For For Management
Committee Members
11.6 Elect Environment and Sustainability For For Management
Board for 2021-2023 Term
--------------------------------------------------------------------------------
EIFFAGE SA
Ticker: FGR Security ID: F2924U106
Meeting Date: APR 21, 2021 Meeting Type: Annual/Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3 per Share
4 Reelect Marie Lemarie as Director For For Management
5 Reelect Carol Xueref as Director For For Management
6 Reelect Dominique Marcel as Director For For Management
7 Reelect Philippe Vidal as Director For For Management
8 Approve Remuneration Policy of Board For For Management
Members
9 Approve Remuneration Policy of For For Management
Chairman and CEO
10 Approve Compensation Report For For Management
11 Approve Compensation of Benoit de For For Management
Ruffray, Chairman and CEO
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Capitalization of Reserves For For Management
of Up to EUR 80 Million for Bonus
Issue or Increase in Par Value
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 156.8 Million
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 39.2 Million
17 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 39.2 Million
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above Under Items 15-17
19 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 16, 17 and 19 at EUR 39.2 Million
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Authorize up to 1 Million Shares for For For Management
Use in Restricted Stock Plans
23 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
EISAI CO., LTD.
Ticker: 4523 Security ID: J12852117
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Naito, Haruo For Against Management
1.2 Elect Director Kato, Yasuhiko For For Management
1.3 Elect Director Bruce Aronson For For Management
1.4 Elect Director Tsuchiya, Yutaka For For Management
1.5 Elect Director Kaihori, Shuzo For For Management
1.6 Elect Director Murata, Ryuichi For For Management
1.7 Elect Director Uchiyama, Hideyo For For Management
1.8 Elect Director Hayashi, Hideki For Against Management
1.9 Elect Director Miwa, Yumiko For For Management
1.10 Elect Director Ike, Fumihiko For For Management
1.11 Elect Director Kato, Yoshiteru For Against Management
1.12 Elect Director Miura, Ryota For For Management
--------------------------------------------------------------------------------
ELBIT SYSTEMS LTD.
Ticker: ESLT Security ID: M3760D101
Meeting Date: AUG 10, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Noaz Bar Nir as External Director For For Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
ELBIT SYSTEMS LTD.
Ticker: ESLT Security ID: M3760D101
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Michael Federmann as Director For For Management
1.2 Reelect Rina Baum as Director For For Management
1.3 Reelect Yoram Ben-Zeev as Director For For Management
1.4 Reelect David Federmann as Director For For Management
1.5 Reelect Dov Ninveh as Director For For Management
1.6 Reelect Ehood (Udi) Nisan as Director For For Management
1.7 Reelect Yuli Tamir as Director For For Management
2 Issue Extension of Indemnification For For Management
Agreement to Michael Federmann and
David Federmann, Directors
3 Reappoint Kost, Forer,Gabbay & For For Management
Kasierer as Auditors
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
ELBIT SYSTEMS LTD.
Ticker: ESLT Security ID: M3760D101
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amended Compensation Policy For Against Management
for the Directors and Officers of the
Company
2 Approve Amended Employment Terms of For For Management
Bezhalel Machlis, President and CEO
3a Issue Exemption Agreements to Bezhalel For For Management
Machlis, President and CEO, Michael
Federmann, Chairman and David
Federmann, Director (Pending Approval
of Item 1)
3b Issue Exemption Agreements to For For Management
Directors/Officers Who Are Not
Controller's Affiliated and/ or Their
Relatives (Pending Approval of Item 1)
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
ELECTRICITE DE FRANCE SA
Ticker: EDF Security ID: F2940H113
Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.21 per Share
A Proposition Not to Distribute the Against Against Shareholder
Dividend
4 Approve Stock Dividend Program for For For Management
Interim Distributions
5 Approve Transaction with French State For For Management
RE: OCEANEs
6 Approve Auditors' Special Report on For For Management
Related-Party Transactions
7 Approve Compensation of Jean-Bernard For For Management
Levy, Chairman and CEO
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Remuneration Policy of For For Management
Chairman and CEO
10 Approve Remuneration Policy of For For Management
Directors
11 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 440,000
12 Reelect Marie-Christine Lepetit as For For Management
Director
13 Reelect Colette Lewiner as Director For For Management
14 Reelect Michele Rousseau as Director For For Management
15 Reelect Francois Delattre as Director For For Management
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
18 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ELECTROLUX AB
Ticker: ELUX.B Security ID: W24713120
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Ramsay Brufer as Inspector For For Management
of Minutes of Meeting
2.2 Designate Anders Oscarsson as For For Management
Inspector of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Dividends of SEK 7 Per Share For For Management
7 Approve Performance Share Plan For Against Management
8 Amend Articles Re: Proxy Voting; For For Management
Postal Voting; Company Name; Share
Registrar
--------------------------------------------------------------------------------
ELECTROLUX AB
Ticker: ELUX.B Security ID: W24713120
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Ramsay Brufer as Inspector For For Management
of Minutes of Meeting
2.2 Designate Anders Oscarsson as For For Management
Inspector of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8.1 Approve Discharge of Staffan Bohman For For Management
8.2 Approve Discharge of Petra Hedengran For For Management
8.3 Approve Discharge of Henrik Henriksson For For Management
8.4 Approve Discharge of Ulla Litzen For For Management
8.5 Approve Discharge of Karin Overbeck For For Management
8.6 Approve Discharge of Fredrik Persson For For Management
8.7 Approve Discharge of David Porter For For Management
8.8 Approve Discharge of Jonas Samuelson For For Management
8.9 Approve Discharge of Kai Warn For For Management
8.10 Approve Discharge of Hasse Johansson For For Management
8.11 Approve Discharge of Ulrika Saxon For For Management
8.12 Approve Discharge of Mina Billing For For Management
8.13 Approve Discharge of Viveca For For Management
Brinkenfeldt-Lever
8.14 Approve Discharge of Peter Ferm For For Management
8.15 Approve Discharge of Ulf Carlsson For For Management
8.16 Approve Discharge of Ulrik Danestad For For Management
8.17 Approve Discharge of Richard Dellner For For Management
8.18 Approve Discharge of Wilson Quispe For For Management
8.19 Approve Discharge of Joachim Nord For For Management
8.20 Approve Discharge of Jonas Samuelson For For Management
as CEO
9 Approve Allocation of Income and For For Management
Dividends of SEK 8 Per Share
10 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
11.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.3 Million for
Chairman and SEK 665,000 for Other
Directors; Approve Remuneration for
Committee Work
11.2 Approve Remuneration of Auditors For For Management
12.1 Reelect Staffan Bohman as Director For For Management
12.2 Reelect Petra Hedengran as Director For Against Management
12.3 Reelect Henrik Henriksson as Director For For Management
12.4 Reelect Ulla Litzen as Director For For Management
12.5 Reelect Karin Overbeck as Director For For Management
12.6 Reelect Fredrik Persson as Director For For Management
12.7 Reelect David Porter as Director For For Management
12.8 Reelect Jonas Samuelson as Director For For Management
12.9 Reelect Staffan Bohman as Board For For Management
Chairman
13 Ratify Deloitte as Auditors For For Management
14 Approve Remuneration Report For For Management
15 Approve Performance Share Plan for Key For Against Management
Employees
16.1 Authorize Share Repurchase Program For For Management
16.2 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
ELIA GROUP SA/NV
Ticker: ELI Security ID: B35656105
Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Approve Financial Statements and For For Management
Allocation of Income
4 Approve Remuneration Policy For Against Management
5 Approve Remuneration Report For Against Management
6 Receive Directors' Report on None None Management
Consolidated Financial Statements
7 Receive Auditors' Report on None None Management
Consolidated Financial Statements
8 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
9 Approve Discharge of Directors For For Management
10 Approve Discharge of Auditors For For Management
11 Reelect Saskia Van Uffelen, Luc De For For Management
Temmerman and Frank Donck as
Independent Directors
12 Acknowledge Voluntary Resignation of For For Management
Kris Peeters as Director and Approve
the Co-optation of Pieter de Crem as
Director
13 Transact Other Business None None Management
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
ELISA OYJ
Ticker: ELISA Security ID: X1949T102
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.95 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For Against Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 126,000 for
Chairman, EUR 84,000 for Vice Chairman
and the Chairman of the Committees,
and EUR 69,000 for Other Directors;
Approve Meeting Fees
12 Fix Number of Directors at Eights For For Management
13 Reelect Clarisse Berggardh (Vice For For Management
Chair), Kim Ignatius, Topi Manner,
Eva-Lotta Sjostedt, Seija Turunen,
Anssi Vanjoki (Chair) and Antti Vasara
as Directors; Elect Maher Chebbo as
New Director
14 Approve Remuneration of Auditors For For Management
15 Ratify KPMG as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 15 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
EMS-CHEMIE HOLDING AG
Ticker: EMSN Security ID: H22206199
Meeting Date: AUG 08, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Acknowledge Proper Convening of Meeting None None Management
3.1 Accept Financial Statements and For For Management
Statutory Reports
3.2.1 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 898,000
3.2.2 Approve Remuneration of Executive For Against Management
Committee in the Amount of CHF 2.7
Million
4 Approve Allocation of Income and For For Management
Ordinary Dividends of CHF 15.60 per
Share and a Special Dividend of CHF 4.
40 per Share
5 Approve Discharge of Board and Senior For For Management
Management
6.1.1 Reelect Bernhard Merki as Director, For Against Management
Board Chairman, and Member of the
Compensation Committee
6.1.2 Reelect Magdelena Martullo as Director For For Management
6.1.3 Reelect Joachim Streu as Director and For For Management
Member of the Compensation Committee
6.1.4 Reelect Christoph Maeder as Director For For Management
and Member of the Compensation
Committee
6.2 Ratify Ernst & Young AG as Auditors For For Management
6.3 Designate Robert Daeppen as For For Management
Independent Proxy
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
ENAGAS SA
Ticker: ENG Security ID: E41759106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Non-Financial Information For For Management
Statement
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Board For For Management
5.1 Elect Natalia Fabra Portela as Director For For Management
5.2 Elect Maria Teresa Arcos Sanchez as For For Management
Director
6.1 Amend Article 7 Re: Accounting Records For For Management
and Identity of Shareholders
6.2 Amend Articles 18 and 27 Re: For For Management
Attendance, Proxies and Voting at
General Meetings
6.3 Add Article 27 bis Re: Allow For For Management
Shareholder Meetings to be Held in
Virtual-Only Format
6.4 Amend Articles Re: Board For For Management
6.5 Amend Articles Re: Annual Accounts For For Management
7.1 Amend Article 4 of General Meeting For For Management
Regulations Re: Powers of the General
Meeting
7.2 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
7.3 Amend Article 16 of General Meeting For For Management
Regulations Re: Publicity
8 Authorize Issuance of Non-Convertible For For Management
Bonds/Debentures and/or Other Debt
Securities up to EUR 5 Billion
9 Authorize Issuance of Convertible For For Management
Bonds, Debentures, Warrants, and Other
Debt Securities up to EUR 1 Billion
with Exclusion of Preemptive Rights up
to 10 Percent of Capital
10 Approve Remuneration Policy For For Management
11 Advisory Vote on Remuneration Report For For Management
12 Receive Amendments to Board of None None Management
Directors Regulations
13 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENDESA SA
Ticker: ELE Security ID: E41222113
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Consolidated and Standalone For For Management
Management Reports
3 Approve Non-Financial Information For For Management
Statement
4 Approve Discharge of Board For For Management
5 Approve Allocation of Income and For For Management
Dividends
6.1 Add Article 26 ter Re: Allow For For Management
Shareholder Meetings to be Held in
Virtual-Only Format
6.2 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
6.3 Amend Article 40 Re: Director For For Management
Remuneration
6.4 Amend Article 43 Re: Board Meetings to For For Management
be Held in Virtual-Only Format
7.1 Add Article 10 ter of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
7.2 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8 Fix Number of Directors at 11 For For Management
9 Approve Remuneration Report For For Management
10 Approve Remuneration Policy For For Management
11 Approve Strategic Incentive Plan For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENEL SPA
Ticker: ENEL Security ID: T3679P115
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4 Approve Long-Term Incentive Plan For For Management
5.1 Approve Remuneration Policy For For Management
5.2 Approve Second Section of the For For Management
Remuneration Report
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
ENEOS HOLDINGS, INC.
Ticker: 5020 Security ID: J29699105
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 11
2.1 Elect Director Sugimori, Tsutomu For For Management
2.2 Elect Director Ota, Katsuyuki For For Management
2.3 Elect Director Yokoi, Yoshikazu For For Management
2.4 Elect Director Iwase, Junichi For For Management
2.5 Elect Director Yatabe, Yasushi For For Management
2.6 Elect Director Hosoi, Hiroshi For For Management
2.7 Elect Director Murayama, Seiichi For For Management
2.8 Elect Director Saito, Takeshi For For Management
2.9 Elect Director Ota, Hiroko For For Management
2.10 Elect Director Miyata, Yoshiiku For For Management
2.11 Elect Director Kudo, Yasumi For For Management
3.1 Elect Director and Audit Committee For For Management
Member Nishimura, Shingo
3.2 Elect Director and Audit Committee For For Management
Member Mitsuya, Yuko
--------------------------------------------------------------------------------
ENGIE SA
Ticker: ENGI Security ID: F7629A107
Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.53 per Share
A Set the Dividend at EUR 0.35 per Share Against Against Shareholder
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Elect Catherine MacGregor as Director For For Management
7 Elect Jacinthe Delage as None For Management
Representative of Employee
Shareholders to the Board
8 Elect Steven Lambert as Representative None Against Management
of Employee Shareholders to the Board
9 Approve Compensation of Corporate For For Management
Officers
10 Approve Compensation of Jean-Pierre For For Management
Clamadieu, Chairman of the Board
11 Approve Compensation of Isabelle For For Management
Kocher, CEO Until Feb. 24, 2020
12 Approve Compensation of Claire For For Management
Waysand, CEO Since Feb. 24, 2020
13 Approve Remuneration Policy of For For Management
Directors
14 Approve Remuneration Policy of For For Management
Chairman of the Board
15 Approve Remuneration Policy of CEO For For Management
16 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
Employees of International Subsidiaries
18 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
19 Authorize up to 0.75 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ENI SPA
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Use of Available Reserves For For Management
for Interim Dividend Distribution
4 Appoint Marcella Caradonna as Internal None For Shareholder
Statutory Auditor
5 Appoint Roberto Maglio as Alternate None For Shareholder
Internal Statutory Auditor
6 Authorize Share Repurchase Program For For Management
7 Approve Second Section of the For Against Management
Remuneration Report
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
ENTAIN PLC
Ticker: ENT Security ID: G3167C109
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Elect David Satz as Director For For Management
6 Elect Robert Hoskin as Director For For Management
7 Elect Stella David as Director For For Management
8 Elect Vicky Jarman as Director For For Management
9 Elect Mark Gregory as Director For For Management
10 Re-elect Rob Wood as Director For For Management
11 Re-elect Jette Nygaard-Andersen as For For Management
Director
12 Re-elect Barry Gibson as Director For For Management
13 Re-elect Peter Isola as Director For For Management
14 Re-elect Pierre Bouchut as Director For For Management
15 Re-elect Virginia McDowell as Director For For Management
16 Approve Increase in Aggregate Fees For For Management
Payable to Non-executive Directors
17 Approve Increase in Size of Board For For Management
18 Authorise Issue of Equity For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Shares For For Management
--------------------------------------------------------------------------------
EPIROC AB
Ticker: EPI.A Security ID: W25918108
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.a Designate Petra Hedengran as Inspector For For Management
of Minutes of Meeting
2.b Designate Mikael Wiberg as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Special Dividends of SEK 1.20 For For Management
Per Share
7 Amend Articles of Association Re: For For Management
Company Name; Participation at General
Meetings
--------------------------------------------------------------------------------
EPIROC AB
Ticker: EPI.A Security ID: W25918116
Meeting Date: NOV 27, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.a Designate Petra Hedengran as Inspector For For Management
of Minutes of Meeting
2.b Designate Mikael Wiberg as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Special Dividends of SEK 1.20 For For Management
Per Share
7 Amend Articles of Association Re: For For Management
Company Name; Participation at General
Meetings
--------------------------------------------------------------------------------
EPIROC AB
Ticker: EPI.A Security ID: W25918108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.a Designate Petra Hedengran (Investor For For Management
AB) as Inspector of Minutes of Meeting
2.b Designate Mikael Wiberg (Alecta) as For For Management
Inspector of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b1 Approve Discharge of Lennart Evrell For For Management
7.b2 Approve Discharge of Johan Forssell For For Management
7.b3 Approve Discharge of Helena Hedblom For For Management
(as Board Member)
7.b4 Approve Discharge of Jeane Hull For For Management
7.b5 Approve Discharge of Ronnie Leten For For Management
7.b6 Approve Discharge of Per Lindberg (as For For Management
Board Member)
7.b7 Approve Discharge of Ulla Litzen For For Management
7.b8 Approve Discharge of Sigurd Mareels For For Management
7.b9 Approve Discharge of Astrid Skarheim For For Management
Onsum
7.b10 Approve Discharge of Anders Ullberg For For Management
7.b11 Approve Discharge of Niclas Bergstrom For For Management
7.b12 Approve Discharge of Gustav El Rachidi For For Management
7.b13 Approve Discharge of Kristina Kanestad For For Management
7.b14 Approve Discharge of Bengt Lindgren For For Management
7.b15 Approve Discharge of Daniel Rundgren For For Management
7.b16 Approve Discharge of Helena Hedblom For For Management
(as CEO)
7.b17 Approve Discharge of Per Lindberg (as For For Management
CEO)
7.c Approve Allocation of Income and For For Management
Dividends of SEK 2.50 Per Share
7.d Approve Remuneration Report For For Management
8.a Determine Number of Members (9) and For For Management
Deputy Members of Board
8.b Determine Number of Auditors (1) and For For Management
Deputy Auditors
9.a1 Reelect Lennart Evrell as Director For For Management
9.a2 Reelect Johan Forssell as Director For Against Management
9.a3 Reelect Helena Hedblom as Director For For Management
9.a4 Reelect Jeane Hull as Director For For Management
9.a5 Reelect Ronnie Leten as Director For For Management
9.a6 Reelect Ulla Litzen as Director For For Management
9.a7 Reelect Sigurd Mareels as Director For For Management
9.a8 Reelect Astrid Skarheim Onsum as For For Management
Director
9.a9 Reelect Anders Ullberg as Director For For Management
9.b Reelect Ronnie Leten as Board Chairman For For Management
9.c Ratify Deloitte as Auditors For For Management
10.a Approve Remuneration of Directors in For For Management
the Amount of SEK 2.13 Million for
Chair and SEK 665,000 for Other
Directors; Approve Partly Remuneration
in Synthetic Shares; Approve
Remuneration for Committee Work
10.b Approve Remuneration of Auditors For For Management
11 Approve Stock Option Plan 2021 for Key For For Management
Employees
12.a Approve Equity Plan Financing Through For For Management
Repurchase of Class A Shares
12.b Approve Repurchase of Shares to Pay 50 For For Management
Percent of Director's Remuneration in
Synthetic Shares
12.c Approve Equity Plan Financing Through For For Management
Transfer of Class A Shares to
Participants
12.d Approve Sale of Class A Shares to For For Management
Finance Director Remuneration in
Synthetic Shares
12.e Approve Sale of Class A Shares to For For Management
Finance Stock Option Plan 2016, 2017
and 2018
13 Approve 2:1 Stock Split; Approve SEK For For Management
250 Million Reduction in Share Capital
via Share Cancellation; Approve
Capitalization of Reserves of SEK 250
Million
--------------------------------------------------------------------------------
EPIROC AB
Ticker: EPI.A Security ID: W25918116
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.a Designate Petra Hedengran (Investor For For Management
AB) as Inspector of Minutes of Meeting
2.b Designate Mikael Wiberg (Alecta) as For For Management
Inspector of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b1 Approve Discharge of Lennart Evrell For For Management
7.b2 Approve Discharge of Johan Forssell For For Management
7.b3 Approve Discharge of Helena Hedblom For For Management
(as Board Member)
7.b4 Approve Discharge of Jeane Hull For For Management
7.b5 Approve Discharge of Ronnie Leten For For Management
7.b6 Approve Discharge of Per Lindberg (as For For Management
Board Member)
7.b7 Approve Discharge of Ulla Litzen For For Management
7.b8 Approve Discharge of Sigurd Mareels For For Management
7.b9 Approve Discharge of Astrid Skarheim For For Management
Onsum
7.b10 Approve Discharge of Anders Ullberg For For Management
7.b11 Approve Discharge of Niclas Bergstrom For For Management
7.b12 Approve Discharge of Gustav El Rachidi For For Management
7.b13 Approve Discharge of Kristina Kanestad For For Management
7.b14 Approve Discharge of Bengt Lindgren For For Management
7.b15 Approve Discharge of Daniel Rundgren For For Management
7.b16 Approve Discharge of Helena Hedblom For For Management
(as CEO)
7.b17 Approve Discharge of Per Lindberg (as For For Management
CEO)
7.c Approve Allocation of Income and For For Management
Dividends of SEK 2.50 Per Share
7.d Approve Remuneration Report For For Management
8.a Determine Number of Members (9) and For For Management
Deputy Members of Board
8.b Determine Number of Auditors (1) and For For Management
Deputy Auditors
9.a1 Reelect Lennart Evrell as Director For For Management
9.a2 Reelect Johan Forssell as Director For Against Management
9.a3 Reelect Helena Hedblom as Director For For Management
9.a4 Reelect Jeane Hull as Director For For Management
9.a5 Reelect Ronnie Leten as Director For For Management
9.a6 Reelect Ulla Litzen as Director For For Management
9.a7 Reelect Sigurd Mareels as Director For For Management
9.a8 Reelect Astrid Skarheim Onsum as For For Management
Director
9.a9 Reelect Anders Ullberg as Director For For Management
9.b Reelect Ronnie Leten as Board Chairman For For Management
9.c Ratify Deloitte as Auditors For For Management
10.a Approve Remuneration of Directors in For For Management
the Amount of SEK 2.13 Million for
Chair and SEK 665,000 for Other
Directors; Approve Partly Remuneration
in Synthetic Shares; Approve
Remuneration for Committee Work
10.b Approve Remuneration of Auditors For For Management
11 Approve Stock Option Plan 2021 for Key For For Management
Employees
12.a Approve Equity Plan Financing Through For For Management
Repurchase of Class A Shares
12.b Approve Repurchase of Shares to Pay 50 For For Management
Percent of Director's Remuneration in
Synthetic Shares
12.c Approve Equity Plan Financing Through For For Management
Transfer of Class A Shares to
Participants
12.d Approve Sale of Class A Shares to For For Management
Finance Director Remuneration in
Synthetic Shares
12.e Approve Sale of Class A Shares to For For Management
Finance Stock Option Plan 2016, 2017
and 2018
13 Approve 2:1 Stock Split; Approve SEK For For Management
250 Million Reduction in Share Capital
via Share Cancellation; Approve
Capitalization of Reserves of SEK 250
Million
--------------------------------------------------------------------------------
EQT AB
Ticker: EQT Security ID: W3R27C102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3.a Designate Jacob Wallenberg as For For Management
Inspector of Minutes of Meeting
3.b Designate Magnus Billing as Inspector For For Management
of Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of SEK 2.40 Per Share
11.a Approve Discharge of Edith Cooper For For Management
11.b Approve Discharge of Johan Forssell For For Management
11.c Approve Discharge of Conni Jonsson For For Management
11.d Approve Discharge of Nicola Kimm For For Management
11.e Approve Discharge of Diony Lebot For For Management
11.f Approve Discharge of Gordon Orr For For Management
11.g Approve Discharge of Finn Rausing For For Management
11.h Approve Discharge of Peter Wallenberg For For Management
Jr
11.i Approve Discharge of Christian For For Management
Sinding, CEO
12.a Determine Number of Members (8) and For For Management
Deputy Members of Board (0)
12.b Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
13.a Approve Remuneration of Directors in For For Management
the Amount of EUR 275,000 for Chairman
and EUR 125,000 for Other Directors;
Approve Remuneration for Committee Work
13.b Approve Remuneration of Auditors For For Management
14.a Reelect Conni Jonsson as Director For Against Management
14.b Reelect Edith Cooper as Director For Against Management
14.c Reelect Johan Forssell as Director For Against Management
14.d Reelect Nicola Kimm as Director For For Management
14.e Reelect Diony Lebot as Director For For Management
14.f Reelect Gordon Orr as Director For Against Management
14.g Elect Margo Cook as New Director For For Management
14.h Elect Marcus Wallenberg as New Director For For Management
14.i Reelect Conni Jonsson as Board For Against Management
Chairperson
15 Ratify KPMG as Auditor For For Management
16 Approve Remuneration Report For For Management
17 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
18 Approve Issuance of up to 10 Percent For For Management
of Share Capital without Preemptive
Rights
19 Close Meeting None None Management
--------------------------------------------------------------------------------
EQUINOR ASA
Ticker: EQNR Security ID: R2R90P103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting For For Management
4 Approve Notice of Meeting and Agenda For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of USD 0.12
Per Share
7 Authorize Board to Distribute Dividends For For Management
8 Instruct Company to Set Short, Medium, Against Against Shareholder
and Long-Term Targets for Greenhouse
Gas (GHG) Emissions of the Companys
Operations and the Use of Energy
Products
9 Instruct Company to Report Key Against Against Shareholder
Information on both Climate Risk and
Nature Risk
10 Instruct Company to Stop all Against Against Shareholder
Exploration Activity and Test Drilling
for Fossil Energy Resources
11 Instruct Board to Present a Strategy Against Against Shareholder
for Real Business Transformation to
Sustainable Energy Production
12 Instruct Company to Stop all Oil and Against Against Shareholder
Gas Exploration in the Norwegian
Sector of the Barents Sea
13 Instruct Company to Spin-Out Equinors Against Against Shareholder
Renewable Energy Business in Wind and
Solar Power to a Separate Company NewCo
14 Instruct Company to Divest all Against Against Shareholder
Non-Petroleum-Related Business
Overseas and to Consider Withdrawing
from all Petroleum-Related Business
Overseas
15 Instruct Company that all Exploration Against Against Shareholder
for New Oil and Gas Discoveries is
Discontinued, that Equinor Multiplies
its Green Investments, Improves its
EGS Profile and Reduces its Risk for
Future Lawsuits
16 Instruct Board to Act to Avoid Big Against Against Shareholder
Losses Overseas, Receive Specific
Answers with Regards to Safety
Incidents and get the Audits
Evaluation of Improved Quality
Assurance and Internal Control
17 Instruct Board to include Nuclear in Against Against Shareholder
Equinors Portfolio
18 Approve Company's Corporate Governance For For Management
Statement
19.1 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
19.2 Approve Remuneration Statement For For Management
(Advisory)
20 Approve Remuneration of Auditors For For Management
21 Approve Remuneration of Directors in For For Management
the Amount of NOK 133,100 for
Chairman, NOK 70,200 for Deputy
Chairman and NOK 49,300 for Other
Directors; Approve Remuneration for
Deputy Directors
22 Approve Remuneration of Nominating For For Management
Committee
23 Approve Equity Plan Financing For Against Management
24 Authorize Share Repurchase Program and For For Management
Cancellation of Repurchased Shares
--------------------------------------------------------------------------------
ERSTE GROUP BANK AG
Ticker: EBS Security ID: A19494102
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: OCT 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PwC as Auditors for Fiscal 2021 For For Management
6.1 Approve Decrease in Size of For For Management
Supervisory Board to Twelve Members
6.2 Reelect Maximilian Hardegg as For For Management
Supervisory Board Member
6.3 Elect Friedrich Santner as Supervisory For For Management
Board Member
6.4 Elect Andras Simor as Supervisory For For Management
Board Member
7 Approve Remuneration Policy For Against Management
8 Amend Articles Re: Electronic For Against Management
Participation in the General Meeting
--------------------------------------------------------------------------------
ERSTE GROUP BANK AG
Ticker: EBS Security ID: A19494102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PwC Wirtschaftspruefung GmbH as For For Management
Auditors for Fiscal Year 2022
6 Elect Michael Schuster as Supervisory For For Management
Board Member
7 Approve Remuneration Policy For For Management
8 Approve Remuneration Report For For Management
9 Authorize Repurchase of Up to Ten For For Management
Percent of Issued Share Capital for
Trading Purposes
10 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Key Employees
11 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
ESR CAYMAN LTD.
Ticker: 1821 Security ID: G31989109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Wei Hu as Director For For Management
2b Elect David Alasdair William Matheson For For Management
as Director
2c Elect Simon James McDonald as Director For For Management
2d Elect Jingsheng Liu as Director For For Management
2e Elect Robin Tom Holdsworth as Director For For Management
2f Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Adopt Long Term Incentive Scheme and For Against Management
Authorize Board to Grant Awards and
Issue Shares Under the Long Term
Incentive Scheme
8 Approve Grant of the Scheme Mandate to For Against Management
the Board to Grant Awards Under the
Long Term Incentive Scheme and
Authorize Board to Issue Shares as and
When the Awards Vest
--------------------------------------------------------------------------------
ESSILORLUXOTTICA SA
Ticker: EL Security ID: F31665106
Meeting Date: MAY 21, 2021 Meeting Type: Annual/Special
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.23 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Compensation Report of For For Management
Corporate Officers
6 Approve Compensation of Leonardo Del For For Management
Vecchio, Chairman and CEO Until Dec.
17, 2020 and Chairman of the Board
Since Dec. 17, 2020
7 Approve Compensation of Hubert For For Management
Sagnieres, Vice-Chairman and Vice-CEO
Until Dec. 17, 2020 and Vice-Chairman
of the Board Since Dec. 17, 2020
8 Approve Remuneration Policy of For For Management
Corporate Officers, Since Jan. 1, 2020
Until the General Assembly
9 Approve Remuneration Policy of For For Management
Corporate Officers, Since the General
Assembly
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Amend Bylaws to Comply with Legal For For Management
Changes
12 Amend Article 13 of Bylaws Re: For For Management
Directors Length of Term
13 Amend Article 15, 16 and 23 of Bylaws For For Management
Re: Board Deliberation
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize up to 2.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 5 Percent of
Issued Capital
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
18 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
19 Reelect Leonardo Del Vecchio as For For Management
Director
20 Reelect Romolo Bardin as Director For For Management
21 Reelect Juliette Favre as Director For For Management
22 Reelect Francesco Milleri as Director For For Management
23 Reelect Paul du Saillant as Director For For Management
24 Reelect Cristina Scocchia as Director For For Management
25 Elect Jean-Luc Biamonti as Director For For Management
26 Elect Marie-Christine Coisne as For For Management
Director
27 Elect Jose Gonzalo as Director For For Management
28 Elect Swati Piramal as Director For For Management
29 Elect Nathalie von Siemens as Director For For Management
30 Elect Andrea Zappia as Director For For Management
31 Directors Length of Term, Pursuant For For Management
Item 12
32 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ESSITY AB
Ticker: ESSITY.B Security ID: W3R06F100
Meeting Date: OCT 28, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3.a Designate Anders Oscarsson as For For Management
Inspector of Minutes of Meeting
3.b Designate Madeleine Wallmark as For For Management
Inspector of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Approve Dividends of SEK 6.25 Per Share For For Management
--------------------------------------------------------------------------------
ESSITY AB
Ticker: ESSITY.B Security ID: W3R06F100
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2.1 Designate Madeleine Wallmark as For For Management
Inspector of Minutes of Meeting
2.2 Designate Anders Oscarsson as For For Management
Inspector of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 6.75 Per Share
7.c1 Approve Discharge of Board Member Ewa For For Management
Bjorling
7.c2 Approve Discharge of Board Member Par For For Management
Boman
7.c3 Approve Discharge of Board Member For For Management
Maija-Liisa Friman
7.c4 Approve Discharge of Board Member For For Management
Annemarie Gardshol
7.c5 Approve Discharge of Board Member For For Management
Magnus Groth
7.c6 Approve Discharge of Board Member For For Management
Susanna Lind
7.c7 Approve Discharge of Board Member Bert For For Management
Nordberg
7.c8 Approve Discharge of Board Member For For Management
Louise Svanberg
7.c9 Approve Discharge of Board Member For For Management
Orjan Svensson
7.c10 Approve Discharge of Board Member Lars For For Management
Rebien Sorensen
7.c11 Approve Discharge of Board Member For For Management
Barbara Milian Thoralfsson
7.c12 Approve Discharge of Board Member For For Management
Niclas Thulin
7.c13 Approve Discharge of President and For For Management
Board Member Magnus Groth
8 Determine Number of Members (9) and For For Management
Deputy Members (0) of Board
9 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
10.a Approve Remuneration of Directors in For For Management
the Amount of SEK 2.4 Million for
Chairman and SEK 815,000 for Other
Directors; Approve Remuneration for
Committee Work
10.b Approve Remuneration of Auditors For For Management
11.a Reelect Ewa Bjorling as Director For For Management
11.b Reelect Par Boman as Director For For Management
11.c Reelect Annemarie Gardshol as Director For For Management
11.d Reelect Magnus Groth as Director For For Management
11.e Reelect Bert Nordberg as Director For For Management
11.f Reelect Louise Svanberg as Director For For Management
11.g Reelect Lars Rebien Sorensen as For For Management
Director
11.h Reelect Barbara M. Thoralfsson as For For Management
Director
11.i Elect Torbjorn Loof as New Director For For Management
12 Reelect Par Boman as Board Chairman For For Management
13 Ratify Ernst & Young as Auditors For For Management
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
15 Approve Remuneration Report For For Management
16.a Authorize Share Repurchase Program For For Management
16.b Authorize Reissuance of Repurchased For For Management
Shares
17 Amend Articles of Association Re: For For Management
Editorial Changes; Proxies and Postal
Ballot
--------------------------------------------------------------------------------
EURAZEO SE
Ticker: RF Security ID: F3296A108
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Treatment of Losses and For For Management
Dividends of EUR 1.50 per Share
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Reelect Stephane Pallez as Supervisory For For Management
Board Member
6 Approve Remuneration Policy of Members For For Management
of Supervisory Board
7 Approve Remuneration Policy of Members For Against Management
of Management Board
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Michel For For Management
David-Weill, Chairman of the
Supervisory Board
10 Approve Compensation of Virginie For Against Management
Morgon, Chairman of the Management
Board
11 Approve Compensation of Philippe For Against Management
Audouin, Member of Management Board
12 Approve Compensation of Nicolas Huet, For Against Management
Member of Management Board
13 Approve Compensation of Olivier For Against Management
Millet, Member of Management Board
14 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
15 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
16 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
17 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
18 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
EUROFINS SCIENTIFIC SE
Ticker: ERF Security ID: F3322K104
Meeting Date: NOV 16, 2020 Meeting Type: Special
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Split For For Management
2 Amend Articles to Reflect Changes in For For Management
Capital
3 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
EUROFINS SCIENTIFIC SE
Ticker: ERF Security ID: L31839134
Meeting Date: APR 22, 2021 Meeting Type: Annual/Special
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Board's Reports For For Management
2 Receive and Approve Director's Special For For Management
Report Re: Operations Carried Out
Under the Authorized Capital
Established
3 Receive and Approve Auditor's Reports For For Management
4 Approve Consolidated Financial For For Management
Statements and Statutory Reports
5 Approve Financial Statements For For Management
6 Approve Allocation of Income For For Management
7 Approve Discharge of Directors For For Management
8 Approve Discharge of Auditors For For Management
9 Approve Remuneration Report For Against Management
10 Reelect Pascal Rakovsky as Director For For Management
11 Elect Ivo Rauh as Director For For Management
12 Elect Evie Roos as Director For For Management
13 Renew Appointment of Deloitte Audit as For For Management
Auditor
14 Approve Remuneration of Directors For For Management
15 Acknowledge Information on Repurchase For For Management
Program
16 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Increase Authorized Share Capital and For Against Management
Amend Articles of Association
2 Approve Creation of Class C For Against Management
Beneficiary Units and Amend Articles
of Association
3 Amend Articles 15.3, 16.3, and 21 of For For Management
the Articles of Association
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB
Ticker: EVO Security ID: W3287P115
Meeting Date: SEP 24, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Issuance of Shares for a For For Management
Private Placement for NetEnt AB (publ)
8 Close Meeting None None Management
--------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB
Ticker: EVO Security ID: W3287P115
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR
15,000 Pool of Capital to Guarantee
Conversion Rights
8 Close Meeting None None Management
--------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB
Ticker: EVO Security ID: W3287P115
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7a Accept Financial Statements and For For Management
Statutory Reports
7b Approve Allocation of Income and For For Management
Dividends of EUR 0.68 Per Share
7c1 Approve Discharge of Jens von Bahr For For Management
7c2 Approve Discharge of Joel Citron For For Management
7c3 Approve Discharge of Jonas Engwall For For Management
7c4 Approve Discharge of Cecilia Lager For For Management
7c5 Approve Discharge of Ian Livingstone For For Management
7c6 Approve Discharge of Fredrik Osterberg For For Management
7c7 Approve Discharge of Martin Carlesund For For Management
8 Determine Number of Members (5) and For For Management
Deputy Members (0) of Board
9 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 120,000
10a1 Reelect Jens von Bahr as Director For For Management
10a2 Reelect Joel Citron as Director For For Management
10a3 Reelect Jonas Engwall as Director For For Management
10a4 Reelect Ian Livingstone as Director For For Management
10a5 Reelect Fredrik Osterberg as Director For For Management
10b Elect Jens von Bahr as Board Chairman For For Management
11 Approve Remuneration of Auditors For For Management
12 Ratify PricewaterhouseCoopers as For For Management
Auditors
13 Approve Nomination Committee Procedures For For Management
14 Approve Remuneration Report For For Management
15 Change Company Name to Evolution AB For For Management
16a Authorize Share Repurchase Program For For Management
16b Authorize Reissuance of Repurchased For For Management
Shares
17 Approve Issuance of up to 10 Percent For For Management
of Issued Shares without Preemptive
Rights
18 Authorize the Board to Repurchase For For Management
Warrants from Participants in Warrants
Plan 2018
19 Close Meeting None None Management
--------------------------------------------------------------------------------
EVOLUTION MINING LIMITED
Ticker: EVN Security ID: Q3647R147
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report None For Management
2 Approve the Spill Resolution None Against Management
3 Elect Jason Attew as Director For For Management
4 Elect Peter Smith as Director For For Management
5 Elect Victoria (Vicky) Binns as For For Management
Director
6 Elect James (Jim) Askew as Director For For Management
7 Elect Thomas (Tommy) McKeith as For For Management
Director
8 Elect Andrea Hall as Director For For Management
9 Approve Issuance of Performance Rights For For Management
to Jacob (Jake) Klein
10 Approve Issuance of Performance Rights For For Management
to Lawrence (Lawrie) Conway
11 Approve Employee Share Option and For For Management
Performance Rights Plan
--------------------------------------------------------------------------------
EVONIK INDUSTRIES AG
Ticker: EVK Security ID: D2R90Y117
Meeting Date: AUG 31, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.58 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020; Ratify KPMG
AG as Auditors for Interim Financial
Statements 2021
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Approve Remuneration Policy for the For For Management
Management Board
8 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
EVONIK INDUSTRIES AG
Ticker: EVK Security ID: D2R90Y117
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Elect Werner Fuhrmann to the For For Management
Supervisory Board
6.2 Elect Cedrik Neike to the Supervisory For For Management
Board
--------------------------------------------------------------------------------
EVRAZ PLC
Ticker: EVR Security ID: G33090104
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Alexander Abramov as Director For Against Management
4 Re-elect Alexander Frolov as Director For For Management
5 Re-elect Eugene Shvidler as Director For For Management
6 Re-elect Eugene Tenenbaum as Director For For Management
7 Re-elect Karl Gruber as Director For For Management
8 Re-elect Deborah Gudgeon as Director For For Management
9 Re-elect Alexander Izosimov as Director For Against Management
10 Re-elect Sir Michael Peat as Director For For Management
11 Elect Stephen Odell as Director For For Management
12 Elect James Rutherford as Director For For Management
13 Elect Sandra Stash as Director For For Management
14 Reappoint Ernst & Young LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
EXOR NV
Ticker: EXO Security ID: N3140A107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2.b Approve Remuneration Report For Against Management
2.c Adopt Financial Statements For For Management
2.e Approve Dividends of EUR 0.43 Per Share For For Management
3.a Ratify Ernst & Young Accountants LLP For For Management
as Auditors
4.a Approve Discharge of Executive For For Management
Directors
4.b Approve Discharge of Non-Executive For For Management
Directors
5 Elect Ajaypal Banga as Non-Executive For For Management
Director
6.a Authorize Repurchase of Shares For For Management
6.b Approve Cancellation of Repurchased For For Management
Shares
6.c Grant Board Authority to Issue Shares For Against Management
6.d Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
6.e Grant Board Authority to Issue Special For Against Management
Voting Shares A without Preemptive
Rights
--------------------------------------------------------------------------------
EXPERIAN PLC
Ticker: EXPN Security ID: G32655105
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Re-elect Dr Ruba Borno as Director For For Management
5 Re-elect Brian Cassin as Director For For Management
6 Re-elect Caroline Donahue as Director For For Management
7 Re-elect Luiz Fleury as Director For For Management
8 Re-elect Deirdre Mahlan as Director For For Management
9 Re-elect Lloyd Pitchford as Director For For Management
10 Re-elect Mike Rogers as Director For For Management
11 Re-elect George Rose as Director For For Management
12 Re-elect Kerry Williams as Director For For Management
13 Reappoint KPMG LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
FAMILYMART CO., LTD.
Ticker: 8028 Security ID: J1340R107
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split to Squeeze None Against Shareholder
Out Minority Shareholders
2 Amend Articles to Decrease Authorized None Against Shareholder
Capital
--------------------------------------------------------------------------------
FANUC CORP.
Ticker: 6954 Security ID: J13440102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 206.14
2 Amend Articles to Abolish Board For For Management
Structure with Statutory Auditors -
Adopt Board Structure with Audit
Committee - Amend Provisions on Number
of Directors - Authorize Directors to
Execute Day to Day Operations without
Full Board Approval
3.1 Elect Director Inaba, Yoshiharu For For Management
3.2 Elect Director Yamaguchi, Kenji For For Management
3.3 Elect Director Michael J. Cicco For For Management
3.4 Elect Director Tsukuda, Kazuo For For Management
3.5 Elect Director Sumikawa, Masaharu For For Management
3.6 Elect Director Yamazaki, Naoko For For Management
4.1 Elect Director and Audit Committee For For Management
Member Kohari, Katsuo
4.2 Elect Director and Audit Committee For For Management
Member Mitsumura, Katsuya
4.3 Elect Director and Audit Committee For For Management
Member Imai, Yasuo
4.4 Elect Director and Audit Committee For For Management
Member Yokoi, Hidetoshi
4.5 Elect Director and Audit Committee For For Management
Member Tomita, Mieko
5 Approve Fixed Cash Compensation For For Management
Ceiling and Performance-Based Cash
Compensation Ceiling for Directors Who
Are Not Audit Committee Members
6 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
7 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
FAST RETAILING CO., LTD.
Ticker: 9983 Security ID: J1346E100
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Business Lines For For Management
2.1 Elect Director Yanai, Tadashi For For Management
2.2 Elect Director Hambayashi, Toru For For Management
2.3 Elect Director Hattori, Nobumichi For For Management
2.4 Elect Director Shintaku, Masaaki For For Management
2.5 Elect Director Nawa, Takashi For For Management
2.6 Elect Director Ono, Naotake For For Management
2.7 Elect Director Okazaki, Takeshi For For Management
2.8 Elect Director Yanai, Kazumi For For Management
2.9 Elect Director Yanai, Koji For For Management
3.1 Appoint Statutory Auditor Shinjo, For For Management
Masaaki
3.2 Appoint Statutory Auditor Kaneko, Keiko For For Management
3.3 Appoint Statutory Auditor Mori, For Against Management
Masakatsu
--------------------------------------------------------------------------------
FASTIGHETS AB BALDER
Ticker: BALD.B Security ID: W30316116
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Uwe Loffler as Inspector of For For Management
Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Agenda of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8a Accept Financial Statements and For For Management
Statutory Reports
8b Approve Allocation of Income and For For Management
Omission of Dividends
8c.1 Approve Discharge of Board Chairman For For Management
Christina Rogestam
8c.2 Approve Discharge of Board Member Erik For For Management
Selin
8c.3 Approve Discharge of Board Member For For Management
Fredrik Svensson
8c.4 Approve Discharge of Board Member Sten For For Management
Duner
8c.5 Approve Discharge of Board Member For For Management
Anders Wennergren
8c.6 Approve Discharge of CEO Erik Selin For For Management
9 Determine Number of Members (5) and For For Management
Deputy Members (0) of Board
10 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 560,000;
Approve Remuneration of Auditors
11.1a Reelect Christina Rogestam as Director For For Management
11.1b Reelect Erik Selin as Director For For Management
11.1c Reelect Fredrik Svensson as Director For Against Management
11.1d Reelect Sten Duner as Director For For Management
11.1e Reelect Anders Wennergren as Director For For Management
11.2 Reelect Christina Rogestam as Board For For Management
Chairman
12 Authorize Lars Rasin and For For Management
Representatives of Two of Company's
Largest Shareholders to Serve on
Nominating Committee
13 Approve Remuneration Report For For Management
14 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
15 Approve Issuance of up to 20 Million For Against Management
Class B Shares without Preemptive
Rights
16 Authorize Class B Share Repurchase For For Management
Program and Reissuance of Repurchased
Shares
17 Close Meeting None None Management
--------------------------------------------------------------------------------
FAURECIA SE
Ticker: EO Security ID: F3445A108
Meeting Date: MAY 31, 2021 Meeting Type: Annual/Special
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Ratify Appointment of Jean-Bernard For For Management
Levy as Director
6 Reelect Patrick Koller as Director For For Management
7 Reelect Penelope Herscher as Director For For Management
8 Reelect Valerie Landon as Director For For Management
9 Reelect Peugeot 1810 as Director For For Management
10 Approve Compensation Report For For Management
11 Approve Compensation of Michel de For For Management
Rosen, Chairman of the Board
12 Approve Compensation of Patrick For For Management
Koller, CEO
13 Approve Remuneration Policy of For For Management
Directors
14 Approve Remuneration Policy of For For Management
Chairman of the Board
15 Approve Remuneration Policy of CEO For For Management
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 290 Million
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 95 Million
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Qualified Investors, up to Aggregate
Nominal Amount of EUR 95 Million
20 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Item 17 to 19
21 Authorize Capital Increase of up to For For Management
Aggregate Nominal Amount of EUR 95
Million for Contributions in Kind
22 Authorize up to 2 Million Shares for For For Management
Use in Restricted Stock Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
25 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
26 Amend Article 30 of Bylaws Re: For For Management
Shareholding Disclosure Thresholds
27 Amend Article 16 and 23 of Bylaws to For For Management
Comply with Legal Changes
28 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
FERGUSON PLC
Ticker: FERG Security ID: G3421J106
Meeting Date: JUL 29, 2020 Meeting Type: Special
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
FERGUSON PLC
Ticker: FERG Security ID: G3421J106
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Final Dividend For For Management
4 Elect Bill Brundage as Director For For Management
5 Re-elect Tessa Bamford as Director For For Management
6 Re-elect Geoff Drabble as Director For For Management
7 Re-elect Catherine Halligan as Director For For Management
8 Re-elect Kevin Murphy as Director For For Management
9 Re-elect Alan Murray as Director For For Management
10 Re-elect Tom Schmitt as Director For For Management
11 Re-elect Dr Nadia Shouraboura as For For Management
Director
12 Re-elect Jacqueline Simmonds as For For Management
Director
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
FERRARI NV
Ticker: RACE Security ID: N3167Y103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Director's Board Report None None Management
(Non-Voting)
2.b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.c Approve Remuneration Report For For Management
2.d Adopt Financial Statements and For For Management
Statutory Reports
2.e Approve Dividends of EUR 0.867 Per For For Management
Share
2.f Approve Discharge of Directors For For Management
3.a Reelect John Elkann as Executive For For Management
Director
3.b Reelect Piero Ferrari as Non-Executive For For Management
Director
3.c Reelect Delphine Arnault as For For Management
Non-Executive Director
3.d Reelect Francesca Bellettini as For For Management
Non-Executive Director
3.e Reelect Eduardo H. Cue as For For Management
Non-Executive Director
3.f Reelect Sergio Duca as Non-Executive For For Management
Director
3.g Reelect John Galantic as Non-Executive For For Management
Director
3.h Reelect Maria Patrizia Grieco as For For Management
Non-Executive Director
3.i Reelect Adam Keswick as Non-Executive For Against Management
Director
4 Appoint Ernst & Young Accountants LLP For For Management
as Auditors
5.1 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
5.2 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
5.3 Grant Board Authority to Issue Special For Against Management
Voting Shares
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Awards to Executive Director For For Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
FERROVIAL SA
Ticker: FER Security ID: E49512119
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated and Standalone For For Management
Financial Statements
1.2 Approve Non-Financial Information For For Management
Statement
2 Approve Allocation of Income For For Management
3 Approve Discharge of Board For For Management
4 Approve Scrip Dividends For For Management
5 Approve Scrip Dividends For For Management
6 Approve Reduction in Share Capital via For For Management
Amortization of Treasury Shares
7.1 Advisory Vote on Company's Greenhouse For For Management
Gas Emissions Reduction Plan
7.2 Advisory Vote, as from the 2022 AGM, For For Management
on the Company's Climate Strategy
Report
8 Approve Remuneration Policy For For Management
9 Advisory Vote on Remuneration Report For For Management
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
11 Receive Amendments to Board of None None Management
Directors Regulations
--------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES NV
Ticker: FCA Security ID: N31738102
Meeting Date: JAN 04, 2021 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Merger and All Related For For Management
Proposals in Connection with the
Combination with Peugeot S.A. (PSA)
3 Amend Articles of Association to For For Management
Increase and Subsequently Decrease the
Combined Company's Issued Share Capital
4 Close Meeting None None Management
--------------------------------------------------------------------------------
FINECOBANK SPA
Ticker: FBK Security ID: T4R999104
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Elect Alessandra Pasini as Director For For Management
4 Appoint Internal Statutory Auditors For For Management
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
6 Approve Remuneration Policy For For Management
7 Approve Second Section of the For For Management
Remuneration Report
8 Approve 2021 Incentive System for For For Management
Employees
9 Approve 2021-2023 Long Term Incentive For For Management
Plan for Employees
10 Approve 2021 Incentive System for For For Management
Personal Financial Advisors
11 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Service the 2021 PFA System
1 Authorize Board to Increase Capital to For For Management
Service 2021 Incentive System
2 Authorize Board to Increase Capital to For For Management
Service 2020 Incentive System
3 Authorize Board to Increase Capital to For For Management
Service 2021-2023 Long Term Incentive
Plan
--------------------------------------------------------------------------------
FISHER & PAYKEL HEALTHCARE CORPORATION LIMITED
Ticker: FPH Security ID: Q38992105
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Pip Greenwood as Director For For Management
2 Elect Geraldine McBride as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
the Auditors
4 Approve the Increase in Maximum For Against Management
Aggregate Remuneration of
Non-Executive Directors
5 Approve Issuance of Performance Share For For Management
Rights to Lewis Gradon
6 Approve Issuance of Options to Lewis For For Management
Gradon
7 Approve 2019 Performance Share Rights For For Management
Plan Rules - North American Plan and
2019 Share Option Plan Rules - North
American Plan
--------------------------------------------------------------------------------
FLUTTER ENTERTAINMENT PLC
Ticker: FLTR Security ID: G3643J108
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: DEC 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of the Fastball For For Management
Shares by TSE Holdings Limited
--------------------------------------------------------------------------------
FLUTTER ENTERTAINMENT PLC
Ticker: FLTR Security ID: G3643J108
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: JAN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Amend Articles of Association For For Management
3A Conditional upon the Adoption of For For Management
Resolutions 1 and 2, Adopt New
Articles of Association
3B Conditional upon the Adoption of For For Management
Resolution 1 and Resolution 2 not
being Validly Adopted, Adopt New
Articles of Association
4 Authorise Company to Take All Actions For For Management
to Implement the Migration
--------------------------------------------------------------------------------
FLUTTER ENTERTAINMENT PLC
Ticker: FLTR Security ID: G3643J108
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Remuneration Report For Did Not Vote Management
3a Re-elect Zillah Byng-Thorne as Director For Did Not Vote Management
3b Re-elect Michael Cawley as Director For Did Not Vote Management
3c Re-elect Nancy Cruickshank as Director For Did Not Vote Management
3d Re-elect Richard Flint as Director For Did Not Vote Management
3e Re-elect Andrew Higginson as Director For Did Not Vote Management
3f Re-elect Jonathan Hill as Director For Did Not Vote Management
3g Re-elect Alfred Hurley Jr as Director For Did Not Vote Management
3h Re-elect Peter Jackson as Director For Did Not Vote Management
3i Re-elect David Lazzarato as Director For Did Not Vote Management
3j Re-elect Gary McGann as Director For Did Not Vote Management
3k Re-elect Mary Turner as Director For Did Not Vote Management
4 Authorise Board to Fix Remuneration of For Did Not Vote Management
Auditors
5 Authorise the Company to Call General For Did Not Vote Management
Meeting with Two Weeks' Notice
6 Authorise Issue of Equity For Did Not Vote Management
7a Authorise Issue of Equity without For Did Not Vote Management
Pre-emptive Rights
7b Authorise Issue of Equity without For Did Not Vote Management
Pre-emptive Rights in Connection with
an Acquisition or Specified Capital
Investment
8 Authorise Market Purchase of Ordinary For Did Not Vote Management
Shares
9 Authorise the Company to Determine the For Did Not Vote Management
Price Range at which Treasury Shares
may be Re-issued Off-Market
10 Approve Bonus Issue of Shares For Did Not Vote Management
11 Approve Reduction of Capital For Did Not Vote Management
--------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD.
Ticker: FMG Security ID: Q39360104
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Andrew Forrest as Director For For Management
3 Elect Mark Barnaba as Director For For Management
4 Elect Penny Bingham-Hall as Director For For Management
5 Elect Jennifer Morris as Director For For Management
6 Approve Grant of Performance Rights to For Abstain Management
Elizabeth Gaines
7 Approve Renewal of Proportional For For Management
Takeover Approval Provisions
--------------------------------------------------------------------------------
FORTUM OYJ
Ticker: FORTUM Security ID: X2978Z118
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.12 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 77,200 for Chair,
EUR 57,500 for Deputy Chair and EUR
40,400 for Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
12 Fix Number of Directors at Seven For For Management
13 Reelect Essimari Kairisto, Anja For For Management
McAlister (Deputy Chair), Teppo
Paavola, Veli-Matti Reinikkala
(Chair), Philipp Rosler and Annette
Stube as Directors; Elect Luisa
Delgado as New Director
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Authorize Reissuance of Repurchased For For Management
Shares
18 Approve Charitable Donations For For Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2019
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.20 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
6 Approve Remuneration Policy for the For For Management
Management Board
7 Approve Remuneration Policy for the For For Management
Supervisory Board
8 Approve Creation of Two Pools of For For Management
Capital with Partial Exclusion of
Preemptive Rights
9 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA
Ticker: FME Security ID: D2734Z107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2020
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.34 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Dieter Schenk to the Supervisory For For Management
Board
6.2 Elect Rolf Classon to the Supervisory For For Management
Board and to the Joint Committee
6.3 Elect Gregory Sorensen to the For For Management
Supervisory Board
6.4 Elect Dorothea Wenzel to the For For Management
Supervisory Board and to the Joint
Committee
6.5 Elect Pascale Witz to the Supervisory For For Management
Board
6.6 Elect Gregor Zuend to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
FRESENIUS SE & CO. KGAA
Ticker: FRE Security ID: D27348263
Meeting Date: AUG 28, 2020 Meeting Type: Annual
Record Date: AUG 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal 2019
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.84 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
6 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
FRESENIUS SE & CO. KGAA
Ticker: FRE Security ID: D27348263
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2020
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.88 per Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8.1 Elect Michael Albrecht to the For For Management
Supervisory Board
8.2 Elect Michael Diekmann to the For For Management
Supervisory Board
8.3 Elect Wolfgang Kirsch to the For For Management
Supervisory Board
8.4 Elect Iris Loew-Friedrich to the For For Management
Supervisory Board
8.5 Elect Klaus-Peter Mueller to the For For Management
Supervisory Board
8.6 Elect Hauke Stars to the Supervisory For For Management
Board
9.1 Elect Michael Diekmann as Member of For For Management
the Joint Committee
9.2 Elect Hauke Stars as Member of the For For Management
Joint Committee
--------------------------------------------------------------------------------
FUJI ELECTRIC CO., LTD.
Ticker: 6504 Security ID: J14112106
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kitazawa, Michihiro For For Management
1.2 Elect Director Sugai, Kenzo For For Management
1.3 Elect Director Abe, Michio For For Management
1.4 Elect Director Tomotaka, Masatsugu For For Management
1.5 Elect Director Arai, Junichi For For Management
1.6 Elect Director Tamba, Toshihito For For Management
1.7 Elect Director Tachikawa, Naomi For For Management
1.8 Elect Director Hayashi, Yoshitsugu For For Management
2.1 Appoint Statutory Auditor Matsumoto, For For Management
Junichi
2.2 Appoint Statutory Auditor Hiramatsu, For Against Management
Tetsuo
2.3 Appoint Statutory Auditor Takaoka, For Against Management
Hirohiko
2.4 Appoint Statutory Auditor Katsuta, Yuko For For Management
--------------------------------------------------------------------------------
FUJI ELECTRIC CO., LTD.
Ticker: 6504 Security ID: J14112106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kitazawa, Michihiro For For Management
1.2 Elect Director Sugai, Kenzo For For Management
1.3 Elect Director Abe, Michio For For Management
1.4 Elect Director Tomotaka, Masatsugu For For Management
1.5 Elect Director Arai, Junichi For For Management
1.6 Elect Director Kondo, Shiro For For Management
1.7 Elect Director Tamba, Toshihito For For Management
1.8 Elect Director Tachikawa, Naomi For For Management
1.9 Elect Director Hayashi, Yoshitsugu For For Management
--------------------------------------------------------------------------------
FUJIFILM HOLDINGS CORP.
Ticker: 4901 Security ID: J14208102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 52.5
2.1 Elect Director Sukeno, Kenji For For Management
2.2 Elect Director Goto, Teiichi For For Management
2.3 Elect Director Tamai, Koichi For For Management
2.4 Elect Director Iwasaki, Takashi For For Management
2.5 Elect Director Ishikawa, Takatoshi For For Management
2.6 Elect Director Okada, Junji For For Management
2.7 Elect Director Kawada, Tatsuo For For Management
2.8 Elect Director Kitamura, Kunitaro For For Management
2.9 Elect Director Eda, Makiko For For Management
2.10 Elect Director Shimada, Takashi For For Management
2.11 Elect Director Higuchi, Masayuki For For Management
3 Appoint Statutory Auditor Kawasaki, For For Management
Motoko
4 Approve Restricted Stock Plan and For For Management
Performance Share Plan
5 Approve Career Achievement Bonus for For For Management
Director
--------------------------------------------------------------------------------
FUJITSU LTD.
Ticker: 6702 Security ID: J15708159
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tokita, Takahito For For Management
1.2 Elect Director Furuta, Hidenori For For Management
1.3 Elect Director Isobe, Takeshi For For Management
1.4 Elect Director Yamamoto, Masami For For Management
1.5 Elect Director Mukai, Chiaki For For Management
1.6 Elect Director Abe, Atsushi For For Management
1.7 Elect Director Kojo, Yoshiko For For Management
1.8 Elect Director Scott Callon For For Management
1.9 Elect Director Sasae, Kenichiro For For Management
2 Appoint Statutory Auditor Hirose, For For Management
Yoichi
3 Appoint Alternate Statutory Auditor For For Management
Namba, Koichi
4 Approve Compensation Ceiling for For For Management
Directors
5 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
FUKUOKA FINANCIAL GROUP, INC.
Ticker: 8354 Security ID: J17129107
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 42.5
2.1 Elect Director Shibato, Takashige For For Management
2.2 Elect Director Yoshida, Yasuhiko For For Management
2.3 Elect Director Goto, Hisashi For For Management
2.4 Elect Director Miyoshi, Hiroshi For For Management
2.5 Elect Director Nomura, Toshimi For For Management
2.6 Elect Director Mori, Takujiro For For Management
2.7 Elect Director Yokota, Koji For For Management
2.8 Elect Director Fukasawa, Masahiko For For Management
2.9 Elect Director Kosugi, Toshiya For For Management
3.1 Elect Alternate Director and Audit For For Management
Committee Member Shimeno, Yoshitaka
3.2 Elect Alternate Director and Audit For For Management
Committee Member Miura, Masamichi
--------------------------------------------------------------------------------
GALAPAGOS NV
Ticker: GLPG Security ID: B44170106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2 Approve Financial Statements and For For Management
Allocation of Income
3 Receive Auditors' Reports (Non-Voting) None None Management
4 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
5 Approve Remuneration Report For For Management
6 Approve Discharge of Directors and For For Management
Auditors
7 Acknowledge Information on Auditors' None None Management
Remuneration
8(i) Reelect Katrine Bosley as Independent For For Management
Member of the Supervisory Board
8(ii) Reelect Raj Parekh as Member of the For For Management
Supervisory Board
--------------------------------------------------------------------------------
GALAXY ENTERTAINMENT GROUP LIMITED
Ticker: 27 Security ID: Y2679D118
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Francis Lui Yiu Tung as Director For For Management
2.2 Elect Joseph Chee Ying Keung as For For Management
Director
2.3 Elect James Ross Ancell as Director For For Management
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4.1 Authorize Repurchase of Issued Share For For Management
Capital
4.2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4.3 Authorize Reissuance of Repurchased For Against Management
Shares
5 Adopt New Share Option Scheme For Against Management
--------------------------------------------------------------------------------
GALP ENERGIA SGPS SA
Ticker: GALP Security ID: X3078L108
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Co-option of Andrew Richard For For Management
Dingley Brown as Director
2 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
3 Approve Allocation of Income For For Management
4 Appraise Management of Company and For For Management
Approve Vote of Confidence to Board of
Directors
5 Appraise Supervision of Company and For For Management
Approve Vote of Confidence to Fiscal
Council
6 Appraise Work Performed by Statutory For For Management
Auditor and Approve Vote of Confidence
to Statutory Auditor
7 Approve Statement on Remuneration For For Management
Policy
8 Authorize Repurchase and Reissuance of For For Management
Shares and Bonds
--------------------------------------------------------------------------------
GEA GROUP AG
Ticker: G1A Security ID: D28304109
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.43 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2020
6 Elect Annette Koehler to the For For Management
Supervisory Board
7 Approve Affiliation Agreement with GEA For For Management
Internal Services GmbH
8.1 Amend Articles Re: Proof of Entitlement For For Management
8.2 Amend Articles Re: Electronic For For Management
Participation in the General Meeting
and Absentee Vote
8.3 Amend Articles Re: Supervisory Board For For Management
Meetings and Resolutions
8.4 Amend Articles Re: Advanced Payment For For Management
9 Approve Creation of EUR 130 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
10 Approve Creation of EUR 52 Million For For Management
Pool of Capital without Preemptive
Rights
11 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 750
Million; Approve Creation of EUR 52
Million Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
GEA GROUP AG
Ticker: G1A Security ID: D28304109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Elect Juergen Fleischer to the For For Management
Supervisory Board
6.2 Elect Colin Hall to the Supervisory For For Management
Board
6.3 Elect Klaus Helmrich to the For For Management
Supervisory Board
6.4 Elect Annette Koehler to the For For Management
Supervisory Board
6.5 Elect Holly Lei to the Supervisory For For Management
Board
6.6 Elect Molly Zhang to the Supervisory For For Management
Board
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
9 Amend Articles Re: Supervisory Board For For Management
Term of Office
10 Approve Creation of EUR 52 Million For For Management
Pool of Authorized Capital I with
Preemptive Rights
11 Approve Creation of EUR 52 Million For For Management
Pool of Authorized Capital II with
Partial Exclusion of Preemptive Rights
12 Approve Creation of EUR 52 Million For For Management
Pool of Authorized Capital III with
Partial Exclusion of Preemptive Rights
13 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 750 Million;
Approve Creation of EUR 52 Million
Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
GEBERIT AG
Ticker: GEBN Security ID: H2942E124
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 11.40 per Share
3 Approve Discharge of Board of Directors For For Management
4.1.1 Reelect Albert Baehny as Director and For For Management
Board Chairman
4.1.2 Reelect Felix Ehrat as Director For For Management
4.1.3 Reelect Werner Karlen as Director For For Management
4.1.4 Reelect Bernadette Koch as Director For For Management
4.1.5 Reelect Eunice Zehnder-Lai as Director For For Management
4.1.6 Elect Thomas Bachmann as Director For For Management
4.2.1 Reappoint Werner Karlen as Member of For For Management
the Compensation Committee
4.2.2 Reappoint Eunice Zehnder-Lai as Member For For Management
of the Compensation Committee
4.2.3 Appoint Thomas Bachmann as Member of For For Management
the Compensation Committee
5 Designate Roger Mueller as Independent For For Management
Proxy
6 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
7.1 Approve Remuneration Report For For Management
7.2 Approve Remuneration of Directors in For For Management
the Amount of CHF 2.4 Million
7.3 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 11.5
Million
8 Approve CHF 116,709 Reduction in Share For For Management
Capital as Part of the Share Buyback
Program via Cancellation of
Repurchased Shares
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
GECINA SA
Ticker: GFC Security ID: F4268U171
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Transfer of Revaluation For For Management
Surplus of Transferred Assets to
Specific Reserves Account
4 Approve Allocation of Income and For For Management
Dividends of EUR 5.30 per Share
5 Approve Stock Dividend Program For For Management
6 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transaction
7 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 700,000
8 Approve Compensation of Corporate For For Management
Officers
9 Approve Compensation of Bernard For For Management
Carayon, Chairman of the Board Until
Apr. 23, 2020
10 Approve Compensation of Jerome Brunel, For For Management
Chairman of the Board Since Apr. 23,
2020
11 Approve Compensation of CEO For For Management
12 Approve Remuneration Policy of Board For For Management
Members
13 Approve Remuneration Policy of For For Management
Chairman of the Board
14 Approve Remuneration Policy of CEO For For Management
15 Ratify Appointment of Carole Le Gall For For Management
as Censor
16 Reelect Laurence Danon Arnaud as For For Management
Director
17 Reelect Ivanhoe Cambridge as Director For For Management
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
GENMAB A/S
Ticker: GMAB Security ID: K3967W102
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
3 Approve Allocation of Income and For For Management
Omission of Dividends
4 Approve Remuneration Report (Advisory For For Management
Vote)
5.a Reelect Deirdre P. Connelly as Director For For Management
5.b Reelect Pernille Erenbjerg as Director For For Management
5.c Reelect Rolf Hoffmann as Director For For Management
5.d Reelect Paolo Paoletti as Director For For Management
5.e Reelect Jonathan Peacock as Director For For Management
5.f Reelect Anders Gersel Pedersen as For For Management
Director
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7.a Approve Remuneration of Directors in For Against Management
the Amount of DKK 1.2 Million for
Chairman, DKK 900,000 for Vice
Chairman, and DKK 600,000 for Other
Directors (if item 7.b is Approved);
Approve Remuneration for Committee
Work; Approve Meeting Fees
7.b Amendment to Remuneration Policy for For For Management
Board of Directors and Executive
Management (base fee multiplier for
Chair and Deputy Chair)
7.c Adoption of amended Remuneration For For Management
Policy for Board of Directors and
Executive Management (certain other
changes)
7.d Authorize Share Repurchase Program For For Management
7.e Approve Creation of DKK 5.5 Million For For Management
Pool of Capital with Preemptive
Rights; Approve Creation of DKK 5.5
Million Pool of Capital without
Preemptive Rights; Maximum Increase in
Share Capital under Both
Authorizations up to DKK 5.5 Million
7.f Approve Issuance of Warrants without For For Management
Preemptive Rights; Approve Creation of
DKK 750,000 Pool of Capital to
Guarantee Conversion Rights
7.g Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
8 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
9 Other Business None None Management
--------------------------------------------------------------------------------
GENTING SINGAPORE LIMITED
Ticker: G13 Security ID: Y2692C139
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Jonathan Asherson as Director For For Management
4 Elect Tan Wah Yeow as Director For For Management
5 Elect Hauw Sze Shiung Winston as For For Management
Director
6 Approve Directors' Fees For For Management
7 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Approve Renewal of Mandate for For For Management
Interested Person Transactions
9 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
GETLINK SE
Ticker: GET Security ID: F4R053105
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Treatment of Losses and For For Management
Dividends of EUR 0.05 per Share
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions
6 Ratify Appointment of Carlo Bertazzo For For Management
as Director
7 Elect Yann Leriche as Director For For Management
8 Approve Amendment of Remuneration For For Management
Policy of CEO Re: FY 2020
9 Approve Amendment of Remuneration For For Management
Policy of Chairman and CEO Re: FY 2020
10 Approve Compensation of Corporate For For Management
Officers
11 Approve Compensation of Jacques For For Management
Gounon, Chairman and CEO Re: First
Semester of the Fiscal Year
12 Approve Compensation of Yann Leriche, For For Management
CEO Re: Second Semester of the Fiscal
Year
13 Approve Compensation of Jacques For For Management
Gounon, Chairman of the Board Re:
Second Semester of the Fiscal Year
14 Approve Compensation of Francois For For Management
Gauthey, Vice-CEO
15 Approve Remuneration Policy of For For Management
Corporate Officers
16 Approve Remuneration Policy of CEO For For Management
17 Approve Remuneration Policy of For For Management
Chairman of the Board
18 Authorize up to 370,000 Shares for Use For For Management
in Restricted Stock Plans
19 Authorize up to 300,000 Shares for Use For For Management
in Restricted Stock Plans Reserved for
Employees and Corporate Officers With
Performance Conditions Attached
20 Ratify Amendment of Terms of Warrants For For Management
Issuance (LTI 2018)
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 88 Million
22 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
23 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Item 21 and 22 at EUR 88 Million
24 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Amend Article 37 of Bylaws Re: Remove For For Management
Reference to Preferred Shares D
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
GIVAUDAN SA
Ticker: GIVN Security ID: H3238Q102
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 64 per Share
4 Approve Discharge of Board of Directors For For Management
5.1.1 Reelect Victor Balli as Director For For Management
5.1.2 Reelect Werner Bauer as Director For For Management
5.1.3 Reelect Lilian Biner as Director For For Management
5.1.4 Reelect Michael Carlos as Director For For Management
5.1.5 Reelect Ingrid Deltenre as Director For For Management
5.1.6 Reelect Olivier Filliol as Director For For Management
5.1.7 Reelect Sophie Gasperment as Director For For Management
5.1.8 Reelect Calvin Grieder as Director and For For Management
Board Chairman
5.2.1 Reappoint Werner Bauer as Member of For For Management
the Compensation Committee
5.2.2 Reappoint Ingrid Deltenre as Member of For For Management
the Compensation Committee
5.2.3 Reappoint Victor Balli as Member of For For Management
the Compensation Committee
5.3 Designate Manuel Isler as Independent For For Management
Proxy
5.4 Ratify Deloitte AG as Auditors For For Management
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 3.3 Million
6.2.1 Approve Short Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 4.8 Million
6.2.2 Approve Fixed and Long Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 15.4 Million
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
GJENSIDIGE FORSIKRING ASA
Ticker: GJF Security ID: R2763X101
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Registration of Attending Shareholders None None Management
and Proxies
4 Approve Notice of Meeting and Agenda For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 7.40
Per Share
7 Approve Remuneration Statement For For Management
8 Approve Remuneration Guidelines For For For Management
Executive Management
9.a Authorize the Board to Decide on For For Management
Distribution of Dividends
9.b Approve Equity Plan Financing Through For For Management
Share Repurchase Program
9.c Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
9.d Approve Creation of NOK 100 Million For For Management
Pool of Capital without Preemptive
Rights
9.e Authorize Board to Raise Subordinated For For Management
Loans and Other External Financing
10.a Reelect Gisele Marchand (Chair), For For Management
Vibeke Krag, Terje Seljeseth, Hilde
Merete Nafstad, Eivind Elnan, Tor
Magne Lonnum and Gunnar Robert Sellaeg
as Directors
10.b1 Reelect Trine Riis Groven (Chair) as For For Management
Member of Nominating Committee
10.b2 Reelect Iwar Arnstad as Members of For For Management
Nominating Committee
10.b3 Reelect Marianne Ribe as Member of For For Management
Nominating Committee
10.b4 Reelect Pernille Moen as Member of For For Management
Nominating Committee
10.b5 Reelect Henrik Bachke Madsen as Member For For Management
of Nominating Committee
10.c Ratify Deloitte as Auditors For For Management
11 Approve Remuneration of Directors and For For Management
Auditors; Approve Remuneration for
Committee Work
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: G3910J112
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Sir Jonathan Symonds as For For Management
Director
4 Re-elect Dame Emma Walmsley as Director For For Management
5 Re-elect Charles Bancroft as Director For For Management
6 Re-elect Vindi Banga as Director For For Management
7 Re-elect Dr Hal Barron as Director For For Management
8 Re-elect Dr Vivienne Cox as Director For For Management
9 Re-elect Lynn Elsenhans as Director For For Management
10 Re-elect Dr Laurie Glimcher as Director For For Management
11 Re-elect Dr Jesse Goodman as Director For For Management
12 Re-elect Iain Mackay as Director For For Management
13 Re-elect Urs Rohner as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
GLENCORE PLC
Ticker: GLEN Security ID: G39420107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Reduction of Capital For For Management
Contribution Reserves
3 Re-elect Anthony Hayward as Director For For Management
4 Re-elect Ivan Glasenberg as Director For For Management
5 Re-elect Peter Coates as Director For For Management
6 Re-elect Martin Gilbert as Director For For Management
7 Re-elect Gill Marcus as Director For For Management
8 Re-elect Patrice Merrin as Director For For Management
9 Re-elect Kalidas Madhavpeddi as For For Management
Director
10 Elect Cynthia Carroll as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Approve Incentive Plan For Against Management
14 Approve Company's Climate Action For For Management
Transition Plan
15 Approve Remuneration Policy For Against Management
16 Approve Remuneration Report For For Management
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
GMO PAYMENT GATEWAY, INC.
Ticker: 3769 Security ID: J18229104
Meeting Date: DEC 20, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 52
2.1 Elect Director Kumagai, Masatoshi For For Management
2.2 Elect Director Ainoura, Issei For For Management
2.3 Elect Director Muramatsu, Ryu For For Management
2.4 Elect Director Isozaki, Satoru For For Management
2.5 Elect Director Hisada, Yuichi For For Management
2.6 Elect Director Yasuda, Masashi For For Management
2.7 Elect Director Yamashita, Hirofumi For For Management
2.8 Elect Director Kaneko, Takehito For For Management
2.9 Elect Director Onagi, Masaya For For Management
2.10 Elect Director Sato, Akio For For Management
2.11 Elect Director Kawasaki, Yuki For For Management
3 Appoint Statutory Auditor Yoshida, For For Management
Kazutaka
--------------------------------------------------------------------------------
GN STORE NORD A/S
Ticker: GN Security ID: K4001S214
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management and For For Management
Board
4 Approve Allocation of Income and For For Management
Dividends of DKK 1.45 Per Share
5 Approve Remuneration Report (Advisory For For Management
Vote)
6 Approve Remuneration of Directors in For For Management
the Amount of DKK 870,000 for
Chairman, DKK 580,000 for Vice
Chairman, and DKK 290,000 for Other
Members; Approve Remuneration for
Committee Work; Approve Meeting Fees
7.1 Reelect Per Wold-Olsen as Director For For Management
7.2 Reelect Jukka Pekka Pertola as Director For For Management
7.3 Reelect Helene Barnekow as Director For For Management
7.4 Reelect Montserrat Maresch Pascual as For For Management
Director
7.5 Reelect Wolfgang Reim as Director For For Management
7.6 Reelect Ronica Wang as Director For For Management
7.7 Reelect Anette Weber as New Director For For Management
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
9.1 Authorize Share Repurchase Program For For Management
9.2 Approve DKK 16.4 Million Reduction in For For Management
Share Capital via Share Cancellation
9.3.a Allow Shareholder Meetings to be Held For For Management
Partially or Fully by Electronic Means
9.3.b Amend Articles Re: Company Calendar For For Management
10 Instruct Board to Complete an Against Against Shareholder
Assessment of the Ability of GN Store
Nord to Publish Corporate
Country-by-Country Tax Reporting in
Line with the Global Reporting
Initiative's Standard (GRI 207: Tax
2019)
11 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
GOODMAN GROUP
Ticker: GMG Security ID: Q4229W132
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint KPMG as Auditors of Goodman For For Management
Logistics (HK) Limited and Authorize
the Board to Fix Their Remuneration
2a Elect Stephen Johns as Director of For For Management
Goodman Limited
2b Elect Stephen Johns as Director of For For Management
Goodman Logistics (HK) Ltd
3 Elect Mark Johnson as Director For For Management
4 Approve Remuneration Report For For Management
5 Approve Issuance of Performance Rights For Abstain Management
to Gregory Goodman
6 Approve Issuance of Performance Rights For Abstain Management
to Danny Peeters
7 Approve Issuance of Performance Rights For Abstain Management
to Anthony Rozic
--------------------------------------------------------------------------------
GRIFOLS SA
Ticker: GRF Security ID: E5706X215
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: OCT 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial For For Management
Statements, Allocation of Income, and
Dividend Payment for Class B Shares
2 Approve Consolidated Financial For For Management
Statements
3 Approve Non-Financial Information For For Management
Statement
4 Approve Discharge of Board For For Management
5 Renew Appointment of KPMG Auditores as For For Management
Auditor of Standalone Financial
Statements and Renew Appointment of
Grant Thornton as Co-Auditor
6 Renew Appointment of KPMG Auditores as For For Management
Auditor of Consolidated Financial
Statements
7.1 Dismiss Luis Isasi Fernandez de None None Management
Bobadilla as Director
7.2 Elect James Costos as Director For For Management
7.3 Reelect Victor Grifols Deu as Director For For Management
7.4 Reelect Thomas Glanzmann as Director For For Management
7.5 Reelect Steven F. Mayer as Director For For Management
8 Amend Article 16 Re: General Meetings For For Management
9 Add Article 11.bis of General Meeting For For Management
Regulations Re: Remote Attendance to
General Meetings
10 Advisory Vote on Remuneration Report For Against Management
11 Approve Remuneration Policy For Against Management
12 Authorize Share Repurchase Program For For Management
13 Approve Listing of Class A Shares on For For Management
NASDAQ; Void Previous Authorization
14 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GRIFOLS SA
Ticker: GRF Security ID: E5706X215
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial For For Management
Statements, Allocation of Income, and
Dividend Payment for Class B Shares
2 Approve Consolidated Financial For For Management
Statements
3 Approve Non-Financial Information For For Management
Statement
4 Approve Dividends Charged Against For For Management
Reserves
5 Approve Discharge of Board For For Management
6 Appoint Deloitte as Auditor of For For Management
Standalone Financial Statements
7 Renew Appointment of KPMG Auditores as For For Management
Auditor of Consolidated Financial
Statements
8.1 Dismiss Ramon Riera Roca as Director For For Management
8.2 Reelect Victor Grifols Roura as For For Management
Director
8.3 Fix Number of Directors at 12 For For Management
9 Receive Amendments to Board of None None Management
Directors Regulations
10 Advisory Vote on Remuneration Report For For Management
11 Authorize Increase in Capital up to 50 For Against Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
GROUPE BRUXELLES LAMBERT SA
Ticker: GBLB Security ID: B4746J115
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2.1 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
2.2 Adopt Financial Statements For For Management
3 Approve Discharge of Directors For For Management
4 Approve Discharge of Auditors For For Management
5.1 Receive Information on Resignation of None None Management
Gerard Lamarche as Director
5.2 Elect Jacques Veyrat as Independent For For Management
Director
5.3.1 Reelect Claude Genereux as Director For For Management
5.3.2 Reelect Jocelyn Lefebvre as Director For For Management
5.3.3 Reelect Agnes Touraine as Independent For For Management
Director
6.1 Receive Information on Resignation of None None Management
Deloitte as Auditor
6.2 Ratify PricewaterhouseCoopers as For For Management
Auditors and Approve Auditors'
Remuneration
7 Approve Remuneration Report For For Management
8.1 Approve Stock Option Plan Grants For Against Management
8.2 Approve Stock Option Plan For For Management
8.3 Receive Special Board Report Re: For For Management
Article 7:227 of the Company Code with
Respect to the Guarantees in Item 8.4
8.4 Approve Guarantee to Acquire Shares For For Management
under Stock Option Plan
9 Transact Other Business None None Management
--------------------------------------------------------------------------------
GVC HOLDINGS PLC
Ticker: GVC Security ID: G427A6103
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change of Company Name to For For Management
Entain plc; Adopt New Memorandum and
Articles of Association
--------------------------------------------------------------------------------
H. LUNDBECK A/S
Ticker: LUN Security ID: K4406L129
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 2.50 Per Share
4 Approve Remuneration Report (Advisory For Abstain Management
Vote)
5 Set Number of Members of Board up to For For Management
Eight; Amend Articles Accordingly
6.1 Reelect Lars Soren Rasmussen as For For Management
Director
6.2 Reelect Lene Skole-Sorensen as Director For For Management
6.3 Reelect Lars Erik Holmqvist as Director For For Management
6.4 Reelect Jeffrey Berkowitz as Director For For Management
6.5 Reelect Jeremy Max Levin as Director For For Management
6.6 Elect Santiago Arroyo as New Director For For Management
7 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.2 million for
Chairman, DKK 800,000 for Vice
Chairman and DKK 400,000 for Other
Directors; Approve Fees for Committee
Work
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
9.1 Authorize Share Repurchase Program For For Management
9.2 Approve Guidelines for Incentive-Based For Against Management
Compensation for Executive Management
and Board
9.3 Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
9.4.a Adopt English as Corporate Language; For For Management
Amend Articles Accordingly
9.4.b Change Language of the Company's For For Management
General Meetings to English at Board's
Discretion; Amend Articles Accordingly
9.4.c Prepare Documents in Connection with For For Management
General Meetings in English; Amend
Articles Accordingly
9.4.d Approve Company Announcements in For For Management
English; Amend Articles Accordingly
9.5 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
10 Other Business None None Management
--------------------------------------------------------------------------------
HAKUHODO DY HOLDINGS, INC.
Ticker: 2433 Security ID: J19174101
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2 Amend Articles to Make Technical For For Management
Changes
3.1 Elect Director Toda, Hirokazu For For Management
3.2 Elect Director Mizushima, Masayuki For For Management
3.3 Elect Director Yajima, Hirotake For For Management
3.4 Elect Director Nishioka, Masanori For For Management
3.5 Elect Director Ebana, Akihiko For For Management
3.6 Elect Director Nakatani, Yoshitaka For For Management
3.7 Elect Director Matsuda, Noboru For For Management
3.8 Elect Director Hattori, Nobumichi For For Management
3.9 Elect Director Yamashita, Toru For For Management
--------------------------------------------------------------------------------
HALMA PLC
Ticker: HLMA Security ID: G42504103
Meeting Date: SEP 04, 2020 Meeting Type: Annual
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Paul Walker as Director For For Management
5 Re-elect Andrew Williams as Director For For Management
6 Re-elect Adam Meyers as Director For For Management
7 Re-elect Daniela Barone Soares as For For Management
Director
8 Re-elect Roy Twite as Director For For Management
9 Re-elect Tony Rice as Director For For Management
10 Re-elect Carole Cran as Director For For Management
11 Re-elect Jo Harlow as Director For For Management
12 Re-elect Jennifer Ward as Director For For Management
13 Re-elect Marc Ronchetti as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity For For Management
17 Authorise EU Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
22 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
HAMAMATSU PHOTONICS KK
Ticker: 6965 Security ID: J18270108
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Elect Director Kurihara, Kazue For For Management
3.1 Appoint Statutory Auditor Utsuyama, For For Management
Akira
3.2 Appoint Statutory Auditor Suzuki, For For Management
Michihito
3.3 Appoint Statutory Auditor Maki, Yuji For Against Management
3.4 Appoint Statutory Auditor Kurauchi, For Against Management
Muneo
--------------------------------------------------------------------------------
HANG LUNG PROPERTIES LTD.
Ticker: 101 Security ID: Y30166105
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Ronnie Chichung Chan as Director For For Management
3b Elect Weber Wai Pak Lo as Director For For Management
3c Elect Hau Cheong Ho as Director For For Management
3d Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
HANG SENG BANK LTD.
Ticker: 11 Security ID: Y30327103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Louisa Cheang as Director For For Management
2b Elect Margaret W H Kwan as Director For For Management
2c Elect Irene Y L Lee as Director For For Management
2d Elect Peter T S Wong as Director For Against Management
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
HANKYU HANSHIN HOLDINGS, INC.
Ticker: 9042 Security ID: J18439109
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Sumi, Kazuo For For Management
2.2 Elect Director Sugiyama, Takehiro For For Management
2.3 Elect Director Shin, Masao For For Management
2.4 Elect Director Inoue, Noriyuki For For Management
2.5 Elect Director Endo, Noriko For For Management
2.6 Elect Director Tsuru, Yuki For For Management
2.7 Elect Director Shimatani, Yoshishige For For Management
2.8 Elect Director Araki, Naoya For For Management
3 Elect Alternate Director and Audit For For Management
Committee Member Tsuru, Yuki
--------------------------------------------------------------------------------
HANNOVER RUECK SE
Ticker: HNR1 Security ID: D3015J135
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion;
Approve Creation of EUR 24.1 Million
Pool of Capital to Guarantee
Conversion Rights
6 Approve Creation of EUR 24.1 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
7 Approve Creation of EUR 1 Million Pool For For Management
of Capital for Employee Stock Purchase
Plan
8 Approve Remuneration Policy For For Management
9 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
HARGREAVES LANSDOWN PLC
Ticker: HL Security ID: G43940108
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Re-elect Deanna Oppenheimer as Director For For Management
8 Re-elect Christopher Hill as Director For For Management
9 Re-elect Philip Johnson as Director For For Management
10 Re-elect Shirley Garrood as Director For For Management
11 Re-elect Dan Olley as Director For For Management
12 Re-elect Roger Perkin as Director For For Management
13 Elect John Troiano as Director For For Management
14 Elect Andrea Blance as Director For For Management
15 Elect Moni Mannings as Director For For Management
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Adopt New Articles of Association For For Management
21 Amend Sustained Performance Plan 2017 For For Management
--------------------------------------------------------------------------------
HARMONIC DRIVE SYSTEMS, INC.
Ticker: 6324 Security ID: J1886F103
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Ito, Mitsumasa For For Management
2.2 Elect Director Nagai, Akira For For Management
2.3 Elect Director Maruyama, Akira For For Management
2.4 Elect Director Kamijo, Kazutoshi For For Management
2.5 Elect Director Tanioka, Yoshihiro For For Management
2.6 Elect Director Yoshida, Haruhiko For For Management
2.7 Elect Director Sakai, Shinji For For Management
2.8 Elect Director Nakamura, Masanobu For For Management
2.9 Elect Director Fukuda, Yoshio For For Management
3 Appoint Statutory Auditor Yokoyama, For Against Management
Takumi
4 Approve Director and Statutory Auditor For Against Management
Retirement Bonus
5 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
HEIDELBERGCEMENT AG
Ticker: HEI Security ID: D31709104
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.20 per Share
3.1 Approve Discharge of Management Board For For Management
Member Bernd Scheifele for Fiscal Year
2020
3.2 Approve Discharge of Management Board For For Management
Member Dominik von Achten for Fiscal
Year 2020
3.3 Approve Discharge of Management Board For For Management
Member Lorenz Naeger for Fiscal Year
2020
3.4 Approve Discharge of Management Board For For Management
Member Kevin Gluskie for Fiscal Year
2020
3.5 Approve Discharge of Management Board For For Management
Member Hakan Gurdal for Fiscal Year
2020
3.6 Approve Discharge of Management Board For For Management
Member Ernest Jelito for Fiscal Year
2020
3.7 Approve Discharge of Management Board For For Management
Member Jon Morrish for Fiscal Year 2020
3.8 Approve Discharge of Management Board For For Management
Member Christopher Ward for Fiscal
Year 2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Fritz-Juergen Heckmann for
Fiscal Year 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Heinz Schmitt for Fiscal Year
2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Barbara Breuninger for Fiscal
Year 2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Birgit Jochens for Fiscal Year
2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Ludwig Merckle for Fiscal Year
2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Tobias Merckle for Fiscal Year
2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Luka Mucic for Fiscal Year 2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Ines Ploss for Fiscal Year 2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Peter Riedel for Fiscal Year
2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Werner Schraeder for Fiscal
Year 2020
4.11 Approve Discharge of Supervisory Board For For Management
Member Margret Suckale for Fiscal Year
2020
4.12 Approve Discharge of Supervisory Board For For Management
Member Marion Weissenberger-Eibl for
Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
9 Amend Articles Re: Proof of Entitlement For For Management
10 Amend Articles Re: Dividend in Kind For For Management
11 Amend Articles Re: Supervisory Board For For Management
Term of Office
12 Amend Affiliation Agreement with For For Management
HeidelbergCement International Holding
GmbH
--------------------------------------------------------------------------------
HEINEKEN HOLDING NV
Ticker: HEIO Security ID: N39338194
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board Report (Non-Voting) None None Management
2 Approve Remuneration Report For For Management
3 Adopt Financial Statements For For Management
4 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5 Approve Discharge of Directors For For Management
6.a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6.b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
6.c Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
7.a Reelect M. Das as Non-Executive For Against Management
Director
7.b Reelect Alexander de Carvalho as For Against Management
Non-Executive Director
8 Ratify Deloitte Accountants B.V. as For For Management
Auditors
--------------------------------------------------------------------------------
HEINEKEN NV
Ticker: HEIA Security ID: N39427211
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.a Receive Report of Management Board None None Management
(Non-Voting)
1.b Approve Remuneration Report For For Management
1.c Adopt Financial Statements For For Management
1.d Receive Explanation on Company's None None Management
Dividend Policy
1.e Approve Dividends of EUR 0.70 Per Share For For Management
1.f Approve Discharge of Management Board For For Management
1.g Approve Discharge of Supervisory Board For For Management
2.a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
2.b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
2.c Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances under Item
2.b
3 Elect Harold van den Broek to For For Management
Management Board
4.a Reelect Maarten Das to Supervisory For For Management
Board
4.b Elect Nitin Paranjpe to Supervisory For For Management
Board
5 Ratify Deloitte Accountants B.V as For For Management
Auditors
--------------------------------------------------------------------------------
HELLOFRESH SE
Ticker: HFG Security ID: D3R2MA100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Reelect John Rittenhouse to the For For Management
Supervisory Board
6.2 Reelect Ursula Radeke-Pietsch to the For For Management
Supervisory Board
6.3 Reelect Derek Zissman to the For For Management
Supervisory Board
6.4 Reelect Susanne Schroeter-Crossan to For For Management
the Supervisory Board
6.5 Reelect Stefan Smalla to the For For Management
Supervisory Board
7 Amend Corporate Purpose For For Management
8 Approve Remuneration Policy For Abstain Management
9 Approve Remuneration of Supervisory For For Management
Board
10 Approve Creation of EUR 13.6 Million For For Management
Pool of Capital without Preemptive
Rights
11 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1
Billion; Approve Creation of EUR 17.4
Million Pool of Capital to Guarantee
Conversion Rights
12 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
HENDERSON LAND DEVELOPMENT COMPANY LIMITED
Ticker: 12 Security ID: Y31476107
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Lam Ko Yin, Colin as Director For For Management
3.2 Elect Lee Shau Kee as Director For For Management
3.3 Elect Yip Ying Chee, John as Director For For Management
3.4 Elect Fung Hau Chung, Andrew as For For Management
Director
3.5 Elect Ko Ping Keung as Director For For Management
3.6 Elect Woo Ka Biu, Jackson as Director For For Management
3.7 Elect Poon Chung Kwong as Director For For Management
4 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
5A Authorize Repurchase of Issued Share For For Management
Capital
5B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5C Authorize Reissuance of Repurchased For Against Management
Shares
6 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
HENKEL AG & CO. KGAA
Ticker: HEN Security ID: D3207M102
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.83 per Ordinary
Share and EUR 1.85 per Preferred Share
3 Approve Discharge of Personally Liable For For Management
Partner for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Discharge of Shareholders' For For Management
Committee for Fiscal Year 2020
6 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
7 Elect James Rowan to the Shareholders' For For Management
Committee
8 Approve Remuneration Policy For For Management
9 Amend Articles Re: Remuneration of For For Management
Supervisory Board and Shareholders'
Committee
10 Approve Remuneration of Supervisory For For Management
Board and Shareholders' Committee
11 Amend Articles Re: Electronic For For Management
Participation in the General Meeting
--------------------------------------------------------------------------------
HENNES & MAURITZ AB
Ticker: HM.B Security ID: W41422101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3.1 Designate Jan Andersson as Inspector For For Management
of Minutes of Meeting
3.2 Designate Anders Oscarsson as For For Management
Inspector of Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For For Management
Statutory Reports
8.b1 Approve Allocation of Income and For For Management
Omission of Dividends
8.b2 Approve Omission of Dividends and Sign None Against Shareholder
Up to the Severance Guarantee Fund
8.c1 Approve Discharge of Board Chairman For For Management
Karl-Johan Persson
8.c2 Approve Discharge of Board Chairman For For Management
Stefan Persson, Until May 7, 2020
8.c3 Approve Discharge of Board Member For For Management
Stina Bergfors
8.c4 Approve Discharge of Board Member For For Management
Anders Dahlvig
8.c5 Approve Discharge of Board Member For For Management
Danica Kragic Jensfelt
8.c6 Approve Discharge of Board Member Lena For For Management
Patriksson Keller
8.c7 Approve Discharge of Board Member For For Management
Christian Sievert
8.c8 Approve Discharge of Board Member For For Management
Erica Wiking Hager
8.c9 Approve Discharge of Board Member For For Management
Niklas Zennstrom
8.c10 Approve Discharge of Board Member For For Management
Ingrid Godin
8.c11 Approve Discharge of Board Member For For Management
Alexandra Rosenqvist
8.c12 Approve Discharge of Deputy Board For For Management
Member Helena Isberg
8.c13 Approve Discharge of Deputy Board For For Management
Member Margareta Welinder
8.c14 Approve Discharge of CEO Helena For For Management
Helmersson, From Jan. 30, 2020
8.c15 Approve Discharge of CEO Karl-Johan For For Management
Persson, Until Jan. 29, 2020
9.1 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
9.2 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
10.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.7 Million for
Chairman and SEK 650,000 for Other
Directors; Approve Remuneration for
Committee Work
10.2 Approve Remuneration of Auditors For For Management
11.1 Reelect Stina Bergfors as Director For For Management
11.2 Reelect Anders Dahlvig as Director For For Management
11.3 Reelect Danica Kragic Jensfelt as For For Management
Director
11.4 Reelect Lena Patriksson Keller as For For Management
Director
11.5 Reelect Karl-Johan Persson as Director For For Management
11.6 Reelect Christian Sievert as Director For For Management
11.7 Reelect Erica Wiking Hager as Director For For Management
11.8 Reelect Niklas Zennstrom as Director For For Management
11.9 Reelect Karl-Johan Persson as Board For For Management
Chairman
12 Ratify Deloitte as Auditors For For Management
13.1 Elect Karl-Johan Persson, Stefan For For Management
Persson, Lottie Tham, Jan Andersson
and Erik Durhan as Members of
Nominating Committee
13.2 Approve Procedures for Nominating For For Management
Committee
14 Approve Remuneration Report For For Management
15 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
16 Amend Articles Re: Collecting Proxies For For Management
and Postal Voting
17 Approve Annual Proxy Vote and Report None Against Shareholder
on Climate Change Policy and Strategies
18 Disclose Sustainability Targets to be None Against Shareholder
Achieved in Order for Senior
Executives to be Paid Variable
Remuneration; Report on the
Performance of Senior Executives on
Sustainability Targets
19 Close Meeting None None Management
--------------------------------------------------------------------------------
HERMES INTERNATIONAL SCA
Ticker: RMS Security ID: F48051100
Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Discharge of General Managers For For Management
4 Approve Allocation of Income and For For Management
Dividends of EUR 4.55 per Share
5 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
6 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
7 Approve Compensation of Corporate For Against Management
Officers
8 Approve Compensation of Axel Dumas, For Against Management
General Manager
9 Approve Compensation of Emile Hermes For Against Management
SARL, General Manager
10 Approve Compensation of Eric de For For Management
Seynes, Chairman of the Supervisory
Board
11 Approve Remuneration Policy of General For Against Management
Managers
12 Approve Remuneration Policy of For For Management
Supervisory Board Members
13 Reelect Matthieu Dumas as Supervisory For For Management
Board Member
14 Reelect Blaise Guerrand as Supervisory For For Management
Board Member
15 Reelect Olympia Guerrand as For For Management
Supervisory Board Member
16 Reelect Alexandre Viros as Supervisory For For Management
Board Member
17 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
18 Authorize Capitalization of Reserves For For Management
of up to 40 Percent of Issued Capital
for Bonus Issue or Increase in Par
Value
19 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to 40 Percent of
Issued Capital
20 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to 40 Percent of
Issued Capital
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Approve Issuance of Equity or For Against Management
Equity-Linked Securities up to 20
Percent of Issued Capital Per Year for
Private Placements
23 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
24 Delegate Powers to the Management For Against Management
Board to Implement Spin-Off Agreements
25 Delegate Powers to the Management For Against Management
Board to Issue Shares in Connection
with Item 24 Above
26 Amend Articles of Bylaws Re. Change of For For Management
Corporate Form of Emile Hermes SARL
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
HEXAGON AB
Ticker: HEXA.B Security ID: W40063104
Meeting Date: DEC 01, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5.1 Designate Johannes Wingborg as For For Management
Inspector of Minutes of Meeting
5.2 Designate Fredrik Skoglund as For For Management
Inspector of Minutes of Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Dividends of EUR 0.62 Per Share For For Management
8 Approve Performance Share Plan for Key For Against Management
Employees
9 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
10 Close Meeting None None Management
--------------------------------------------------------------------------------
HEXAGON AB
Ticker: HEXA.B Security ID: W40063104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Designate Johannes Wingborg as For For Management
Inspector of Minutes of Meeting
4.2 Designate Fredrik Skoglund as For For Management
Inspector of Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6.a Receive Financial Statements and None None Management
Statutory Reports
6.b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
6.c Receive the Board's Dividend Proposal None None Management
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of EUR 0.65 Per Share
7.c1 Approve Discharge of Gun Nilsson For For Management
7.c2 Approve Discharge of Marta Schorling For For Management
Andreen
7.c3 Approve Discharge of John Brandon For For Management
7.c4 Approve Discharge of Sofia Schorling For For Management
Hogberg
7.c5 Approve Discharge of Ulrika Francke For For Management
7.c6 Approve Discharge of Henrik Henriksson For For Management
7.c7 Approve Discharge of Patrick Soderlund For For Management
7.c8 Approve Discharge of President Ola For For Management
Rollen
8 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
9.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.9 Million for
Chairman, and SEK 645,000 for Other
Directors; Approve Remuneration for
Committee Work
9.2 Approve Remuneration of Auditors For For Management
10.1 Reelect Marta Schorling Andreen as For For Management
Director
10.2 Reelect John Brandon as Director For For Management
10.3 Reelect Sofia Schorling Hogberg as For Against Management
Director
10.4 Reelect Ulrika Francke as Director For For Management
10.5 Reelect Henrik Henriksson as Director For For Management
10.6 Reelect Ola Rollen as Director For For Management
10.7 Reelect Gun Nilsson as Director For Against Management
10.8 Reelect Patrick Soderlund as Director For For Management
10.9 Reelect Gun Nilsson as Board Chairman For Against Management
10.10 Ratify PricewaterhouseCoopers as For For Management
Auditors
11 Reelect Mikael Ekdahl (Chair), For For Management
Caroline Forsberg and Anders
Oscarsson, and Elect Jan Dworsky as
Members of Nominating Committee
12 Approve Remuneration Report For For Management
13 Approve Performance Share Plan for Key For Against Management
Employees
14 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
15 Approve Issuance of up to 10 Percent For For Management
of Issued Shares without Preemptive
Rights
16 Approve 7:1 Stock Split; Amend For For Management
Articles Accordingly; Set Minimum (1.4
Billion) and Maximum (5.6 Billion)
Number of Shares; Proxies and Postal
Voting
--------------------------------------------------------------------------------
HIKARI TSUSHIN, INC.
Ticker: 9435 Security ID: J1949F108
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shigeta, Yasumitsu For For Management
1.2 Elect Director Wada, Hideaki For For Management
1.3 Elect Director Tamamura, Takeshi For For Management
1.4 Elect Director Gido, Ko For For Management
1.5 Elect Director Takahashi, Masato For For Management
2.1 Elect Director and Audit Committee For For Management
Member Watanabe, Masataka
2.2 Elect Director and Audit Committee For For Management
Member Takano, Ichiro
2.3 Elect Director and Audit Committee For For Management
Member Niimura, Ken
--------------------------------------------------------------------------------
HIKMA PHARMACEUTICALS PLC
Ticker: HIK Security ID: G4576K104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
4 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
5 Elect Douglas Hurt as Director For For Management
6 Re-elect Said Darwazah as Director For For Management
7 Re-elect Siggi Olafsson as Director For For Management
8 Re-elect Mazen Darwazah as Director For For Management
9 Re-elect Patrick Butler as Director For For Management
10 Re-elect Ali Al-Husry as Director For For Management
11 Re-elect Dr Pamela Kirby as Director For For Management
12 Re-elect John Castellani as Director For For Management
13 Re-elect Nina Henderson as Director For For Management
14 Re-elect Cynthia Schwalm as Director For For Management
15 Approve Remuneration Report For For Management
16 Adopt New Articles of Association For For Management
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
HINO MOTORS, LTD.
Ticker: 7205 Security ID: 433406105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shimo, Yoshio For For Management
1.2 Elect Director Ogiso, Satoshi For For Management
1.3 Elect Director Minagawa, Makoto For For Management
1.4 Elect Director Hisada, Ichiro For For Management
1.5 Elect Director Nakane, Taketo For For Management
1.6 Elect Director Yoshida, Motokazu For For Management
1.7 Elect Director Muto, Koichi For For Management
1.8 Elect Director Nakajima, Masahiro For For Management
1.9 Elect Director Kon, Kenta For For Management
2.1 Appoint Statutory Auditor Kitamura, For For Management
Keiko
2.2 Appoint Statutory Auditor Miyazaki, For Against Management
Naoki
3 Appoint Alternate Statutory Auditor For For Management
Natori, Katsuya
--------------------------------------------------------------------------------
HIROSE ELECTRIC CO., LTD.
Ticker: 6806 Security ID: J19782101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 120
2 Amend Articles to Abolish Board For For Management
Structure with Statutory Auditors -
Adopt Board Structure with Audit
Committee - Amend Provisions on Number
of Directors - Authorize Directors to
Execute Day to Day Operations without
Full Board Approval
3.1 Elect Director Ishii, Kazunori For For Management
3.2 Elect Director Nakamura, Mitsuo For For Management
3.3 Elect Director Kiriya, Yukio For For Management
3.4 Elect Director Sato, Hiroshi For For Management
3.5 Elect Director Kamagata, Shin For For Management
3.6 Elect Director Inasaka, Jun For For Management
3.7 Elect Director Sang-Yeob Lee For For Management
3.8 Elect Director Hotta, Kensuke For For Management
3.9 Elect Director Motonaga, Tetsuji For For Management
3.10 Elect Director Nishimatsu, Masanori For For Management
4.1 Elect Director and Audit Committee For For Management
Member Chiba, Yoshikazu
4.2 Elect Director and Audit Committee For For Management
Member Sugishima, Terukazu
4.3 Elect Director and Audit Committee For For Management
Member Miura, Kentaro
5 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
6 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
7 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
HISAMITSU PHARMACEUTICAL CO., INC.
Ticker: 4530 Security ID: J20076121
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 41.75
2.1 Elect Director Nakatomi, Kazuhide For For Management
2.2 Elect Director Sugiyama, Kosuke For For Management
2.3 Elect Director Takao, Shinichiro For For Management
2.4 Elect Director Saito, Kyu For For Management
2.5 Elect Director Tsutsumi, Nobuo For For Management
2.6 Elect Director Murayama, Shinichi For For Management
2.7 Elect Director Ichikawa, Isao For For Management
2.8 Elect Director Furukawa, Teijiro For For Management
2.9 Elect Director Anzai, Yuichiro For For Management
2.10 Elect Director Matsuo, Tetsugo For For Management
--------------------------------------------------------------------------------
HITACHI CONSTRUCTION MACHINERY CO., LTD.
Ticker: 6305 Security ID: J20244109
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: MAY 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Okuhara, Kazushige For For Management
1.2 Elect Director Kikuchi, Maoko For For Management
1.3 Elect Director Toyama, Haruyuki For For Management
1.4 Elect Director Hirakawa, Junko For For Management
1.5 Elect Director Katsurayama, Tetsuo For For Management
1.6 Elect Director Takahashi, Hideaki For Against Management
1.7 Elect Director Tabuchi, Michifumi For For Management
1.8 Elect Director Toyoshima, Seishi For For Management
1.9 Elect Director Hirano, Kotaro For Against Management
1.10 Elect Director Minami, Kuniaki For For Management
--------------------------------------------------------------------------------
HITACHI CONSTRUCTION MACHINERY CO., LTD.
Ticker: 6305 Security ID: J20244109
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oka, Toshiko For For Management
1.2 Elect Director Okuhara, Kazushige For For Management
1.3 Elect Director Kikuchi, Maoko For For Management
1.4 Elect Director Toyama, Haruyuki For For Management
1.5 Elect Director Katsurayama, Tetsuo For Against Management
1.6 Elect Director Shiojima, Keiichiro For For Management
1.7 Elect Director Takahashi, Hideaki For Against Management
1.8 Elect Director Tabuchi, Michifumi For For Management
1.9 Elect Director Hirano, Kotaro For Against Management
1.10 Elect Director Hosoya, Yoshinori For For Management
--------------------------------------------------------------------------------
HITACHI LTD.
Ticker: 6501 Security ID: J20454112
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: MAY 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ihara, Katsumi For For Management
1.2 Elect Director Ravi Venkatesan For For Management
1.3 Elect Director Cynthia Carroll For For Management
1.4 Elect Director Joe Harlan For For Management
1.5 Elect Director George Buckley For For Management
1.6 Elect Director Louise Pentland For For Management
1.7 Elect Director Mochizuki, Harufumi For For Management
1.8 Elect Director Yamamoto, Takatoshi For For Management
1.9 Elect Director Yoshihara, Hiroaki For For Management
1.10 Elect Director Helmuth Ludwig For For Management
1.11 Elect Director Seki, Hideaki For Against Management
1.12 Elect Director Nakanishi, Hiroaki For Against Management
1.13 Elect Director Higashihara, Toshiaki For Against Management
--------------------------------------------------------------------------------
HITACHI LTD.
Ticker: 6501 Security ID: J20454112
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ihara, Katsumi For For Management
1.2 Elect Director Ravi Venkatesan For For Management
1.3 Elect Director Cynthia Carroll For For Management
1.4 Elect Director Joe Harlan For For Management
1.5 Elect Director George Buckley For For Management
1.6 Elect Director Louise Pentland For For Management
1.7 Elect Director Mochizuki, Harufumi For For Management
1.8 Elect Director Yamamoto, Takatoshi For For Management
1.9 Elect Director Yoshihara, Hiroaki For For Management
1.10 Elect Director Helmuth Ludwig For For Management
1.11 Elect Director Kojima, Keiji For Against Management
1.12 Elect Director Seki, Hideaki For Against Management
1.13 Elect Director Higashihara, Toshiaki For Against Management
--------------------------------------------------------------------------------
HITACHI METALS, LTD.
Ticker: 5486 Security ID: J20538112
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nishiie, Kenichi For Against Management
1.2 Elect Director Uenoyama, Makoto For For Management
1.3 Elect Director Fukuo, Koichi For For Management
1.4 Elect Director Nishiyama, Mitsuaki For Against Management
1.5 Elect Director Morita, Mamoru For For Management
--------------------------------------------------------------------------------
HK ELECTRIC INVESTMENTS & HK ELECTRIC INVESTMENTS LIMITED
Ticker: 2638 Security ID: Y32359104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Li Tzar Kuoi, Victor as Director For Against Management
2b Elect Wan Chi Tin as Director For For Management
2c Elect Fahad Hamad A H Al-Mohannadi as For For Management
Director
2d Elect Chan Loi Shun as Director For For Management
2e Elect Kwan Kai Cheong as Director For For Management
2f Elect Zhu Guangchao as Director For Against Management
3 Approve KPMG as Auditor of the Trust, For For Management
the Trustee-Manager and the Company
and Authorize Board of the
Trustee-Manager and Company to Fix
Their Remuneration
4 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HKT TRUST & HKT LIMITED
Ticker: 6823 Security ID: Y3R29Z107
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Distribution by HKT For For Management
Trust and Final Dividend by the Company
3a Elect Hui Hon Hing, Susanna as Director For For Management
3b Elect Chang Hsin Kang as Director For For Management
3c Elect Sunil Varma as Director For For Management
3d Elect Frances Waikwun Wong as Director For For Management
3e Authorize Board and Trustee-Manager to For For Management
Fix Remuneration of Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor of the HKT Trust, the Company
and the Trustee-Manager and Authorize
Board and Trustee-Manager to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Terminate Existing Share Stapled Units For Against Management
Option Scheme and Adopt New Share
Stapled Units Option Scheme
--------------------------------------------------------------------------------
HOCHTIEF AG
Ticker: HOT Security ID: D33134103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.93 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8.1 Elect Pedro Jimenez to the Supervisory For Against Management
Board
8.2 Elect Angel Altozano to the For Against Management
Supervisory Board
8.3 Elect Beate Bell to the Supervisory For Against Management
Board
8.4 Elect Jose del Valle Perez to the For Against Management
Supervisory Board
8.5 Elect Francisco Sanz to the For Against Management
Supervisory Board
8.6 Elect Patricia Geibel-Conrad to the For Against Management
Supervisory Board
8.7 Elect Luis Miguelsanz to the For Against Management
Supervisory Board
8.8 Elect Christine Wolff to the For Against Management
Supervisory Board
--------------------------------------------------------------------------------
HONDA MOTOR CO., LTD.
Ticker: 7267 Security ID: J22302111
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Adopt Board For For Management
Structure with Three Committees -
Clarify Director Authority on
Shareholder Meetings - Amend
Provisions on Number of Directors -
Amend Provisions on Director Titles
2.1 Elect Director Mikoshiba, Toshiaki For For Management
2.2 Elect Director Mibe, Toshihiro For Against Management
2.3 Elect Director Kuraishi, Seiji For Against Management
2.4 Elect Director Takeuchi, Kohei For For Management
2.5 Elect Director Suzuki, Asako For Against Management
2.6 Elect Director Suzuki, Masafumi For Against Management
2.7 Elect Director Sakai, Kunihiko For For Management
2.8 Elect Director Kokubu, Fumiya For For Management
2.9 Elect Director Ogawa, Yoichiro For For Management
2.10 Elect Director Higashi, Kazuhiro For For Management
2.11 Elect Director Nagata, Ryoko For For Management
--------------------------------------------------------------------------------
HONG KONG EXCHANGES & CLEARING LTD.
Ticker: 388 Security ID: Y3506N139
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Nicholas Charles Allen as For For Management
Director
2b Elect Cheung Ming Ming, Anna as For For Management
Director
2c Elect Zhang Yichen as Director For For Management
3 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HONGKONG LAND HOLDINGS LTD.
Ticker: H78 Security ID: G4587L109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Lord Powell of Bayswater as For Abstain Management
Director
4 Elect Prijono Sugiarto as Director For For Management
5 Re-elect James Watkins as Director For Abstain Management
6 Re-elect Percy Weatherall as Director For Abstain Management
7 Re-elect John Witt as Director For Abstain Management
8 Ratify Auditors and Authorise Their For For Management
Remuneration
9 Authorise Issue of Equity For For Management
--------------------------------------------------------------------------------
HOSHIZAKI CORP.
Ticker: 6465 Security ID: J23254105
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sakamoto, Seishi For For Management
1.2 Elect Director Kobayashi, Yasuhiro For For Management
1.3 Elect Director Tomozoe, Masanao For For Management
1.4 Elect Director Yoshimatsu, Masuo For For Management
1.5 Elect Director Maruyama, Satoru For For Management
1.6 Elect Director Kurimoto, Katsuhiro For For Management
1.7 Elect Director Ieta, Yasushi For For Management
1.8 Elect Director Yaguchi, Kyo For For Management
2.1 Elect Director and Audit Committee For For Management
Member Seko, Yoshihiko
2.2 Elect Director and Audit Committee For For Management
Member Tsuge, Satoe
--------------------------------------------------------------------------------
HOYA CORP.
Ticker: 7741 Security ID: J22848105
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Uchinaga, Yukako For For Management
1.2 Elect Director Urano, Mitsudo For For Management
1.3 Elect Director Kaihori, Shuzo For For Management
1.4 Elect Director Yoshihara, Hiroaki For For Management
1.5 Elect Director Abe, Yasuyuki For For Management
1.6 Elect Director Suzuki, Hiroshi For For Management
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
Ticker: HSBA Security ID: G4634U169
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3a Elect James Forese as Director For For Management
3b Elect Steven Guggenheimer as Director For For Management
3c Elect Eileen Murray as Director For For Management
3d Re-elect Irene Lee as Director For For Management
3e Re-elect Jose Antonio Meade Kuribrena For For Management
as Director
3f Re-elect David Nish as Director For For Management
3g Re-elect Noel Quinn as Director For For Management
3h Re-elect Ewen Stevenson as Director For For Management
3i Re-elect Jackson Tai as Director For For Management
3j Re-elect Mark Tucker as Director For For Management
3k Re-elect Pauline van der Meer Mohr as For For Management
Director
4 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
5 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
6 Authorise EU Political Donations and For For Management
Expenditure
7 Authorise Issue of Equity For For Management
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Directors to Allot Any For For Management
Repurchased Shares
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity in Relation For For Management
to Contingent Convertible Securities
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to
Contingent Convertible Securities
14 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
15 Approve Climate Change Resolution For For Management
16 Find an Equitable Solution to the Against Against Shareholder
Unfair, Discriminatory but Legal
Practice of Enforcing Clawback on
Members of the Post 1974 Midland
Section Defined Benefit Scheme
--------------------------------------------------------------------------------
HULIC CO., LTD.
Ticker: 3003 Security ID: J23594112
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 18.5
2 Amend Articles to Amend Business Lines For Against Management
3 Appoint Statutory Auditor Okamoto, For For Management
Masahiro
--------------------------------------------------------------------------------
HUSQVARNA AB
Ticker: HUSQ.B Security ID: W4235G116
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5.a Designate Ricard Wennerklint as For For Management
Inspector of Minutes of Meeting
5.b Designate Henrik Didner as Inspector For For Management
of Minutes of Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Dividends of SEK 2.25 Per Share For For Management
8 Amend Articles For For Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
HUSQVARNA AB
Ticker: HUSQ.B Security ID: W4235G116
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 2.40 Per Share
7.c1 Approve Discharge of Board Member Tom For For Management
Johnstone
7.c2 Approve Discharge of Board Member Ulla For For Management
Litzen
7.c3 Approve Discharge of Board Member For For Management
Katarina Martinson
7.c4 Approve Discharge of Board Member For For Management
Bertrand Neuschwander
7.c5 Approve Discharge of Board Member For For Management
Daniel Nodhall
7.c6 Approve Discharge of Board Member Lars For For Management
Pettersson
7.c7 Approve Discharge of Board Member For For Management
Christine Robins
7.c8 Approve Discharge of CEO Henric For For Management
Andersson
8.a Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
8.b Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
9 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.08 Million to
Chairman and SEK 600,000 to Other
Directors; Approve Remuneration for
Committee Work; Approve Meeting Fees
10.a1 Reelect Tom Johnstone as Director For Abstain Management
10.a2 Reelect Katarina Martinson as Director For Abstain Management
10.a3 Reelect Bertrand Neuschwander as For For Management
Director
10.a4 Reelect Daniel Nodhall as Director For Abstain Management
10.a5 Reelect Lars Pettersson as Director For Abstain Management
10.a6 Reelect Christine Robins as Director For For Management
10.a7 Reelect Henric Andersson as Director For Abstain Management
10.a8 Elect Ingrid Bonde as New Director For For Management
10.b Elect Tom Johnstone as Board Chairman For Abstain Management
11.a Ratify KPMG as Auditors For For Management
11.b Approve Remuneration of Auditors For For Management
12 Approve Remuneration Report For For Management
13 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
14 Approve Performance Share Incentive For Against Management
Program LTI 2021
15 Approve Equity Plan Financing For Against Management
16 Approve Issuance of 57.6 Million Class For For Management
B Shares without Preemptive Rights
17 Amend Articles Re: Participation at For For Management
General Meetings
18 Close Meeting None None Management
--------------------------------------------------------------------------------
IBERDROLA SA
Ticker: IBE Security ID: E6165F166
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Consolidated and Standalone For For Management
Management Reports
3 Approve Non-Financial Information For For Management
Statement
4 Approve Discharge of Board For For Management
5 Amend Articles Re: Update of the Name For For Management
of the Governance and Sustainability
System and Incorporation of Other
Technical Improvements
6 Amend Article 10 to Reflect Changes in For For Management
Capital
7 Amend Articles Re: New Regulations For For Management
Regarding Long-Term Involvement of
Shareholders
8 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
9 Amend Article 32 Re: Climate Action For For Management
Plan
10 Amend Articles Re: Meetings of Board For For Management
of Directors and its Committees
11 Amend Articles Re: Annual Financial For For Management
and Non-Financial Information
12 Amend Articles Re: Technical For For Management
Improvements
13 Amend Articles of General Meeting For For Management
Regulations Re: Update of the Name of
the Governance and Sustainability
System and Incorporation of Other
Technical Improvements
14 Amend Articles of General Meeting For For Management
Regulations Re: New Regulations
Regarding Long-Term Involvement of
Shareholders
15 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
16 Approve Remuneration Policy For For Management
17 Approve Allocation of Income and For For Management
Dividends
18 Approve Scrip Dividends For For Management
19 Approve Scrip Dividends For For Management
20 Reelect Juan Manuel Gonzalez Serna as For For Management
Director
21 Reelect Francisco Martinez Corcoles as For For Management
Director
22 Ratify Appointment of and Elect Angel For For Management
Jesus Acebes Paniagua as Director
23 Fix Number of Directors at 14 For For Management
24 Authorize Issuance of Non-Convertible For For Management
Bonds/Debentures and/or Other Debt
Securities up to EUR 30 Billion and
Issuance of Notes up to EUR 6 Billion
25 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
26 Advisory Vote on Remuneration Report For For Management
27 Advisory Vote on Company's Climate For For Management
Action Plan
--------------------------------------------------------------------------------
IBIDEN CO., LTD.
Ticker: 4062 Security ID: J23059116
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Takenaka, Hiroki For For Management
1.2 Elect Director Aoki, Takeshi For For Management
1.3 Elect Director Kodama, Kozo For For Management
1.4 Elect Director Ikuta, Masahiko For For Management
1.5 Elect Director Yamaguchi, Chiaki For For Management
1.6 Elect Director Mita, Toshio For For Management
1.7 Elect Director Asai, Noriko For For Management
2.1 Elect Director and Audit Committee For For Management
Member Kuwayama, Yoichi
2.2 Elect Director and Audit Committee For For Management
Member Matsubayashi, Koji
2.3 Elect Director and Audit Committee For For Management
Member Kato, Fumio
2.4 Elect Director and Audit Committee For For Management
Member Horie, Masaki
2.5 Elect Director and Audit Committee For For Management
Member Yabu, Yukiko
3 Elect Alternate Director and Audit For For Management
Committee Member Komori, Shogo
--------------------------------------------------------------------------------
ICA GRUPPEN AB
Ticker: ICA Security ID: W4241E105
Meeting Date: SEP 22, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Dividends of SEK 6 Per Share For For Management
8 Amend Articles For For Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
ICA GRUPPEN AB
Ticker: ICA Security ID: W4241E105
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of SEK 13.00 Per Share
10.a Approve Discharge of Claes-Goran Sylven For For Management
10.b Approve Discharge of Cecilia Daun For For Management
Wennborg
10.c Approve Discharge of Lennart Evrell For For Management
10.d Approve Discharge of Andrea Gisle For For Management
Joosen
10.e Approve Discharge of Fredrik Hagglund For For Management
10.f Approve Discharge of Jeanette Jager For For Management
10.g Approve Discharge of Magnus Moberg For For Management
10.h Approve Discharge of Fredrik Persson For For Management
10.i Approve Discharge of Bo Sandstrom For For Management
10.j Approve Discharge of Anette Wiotti For For Management
10.k Approve Discharge of Jonathon Clarke For For Management
10.l Approve Discharge of Magnus Rehn For For Management
10.m Approve Discharge of Daniela Fagernas For For Management
10.n Approve Discharge of Ann Lindh For For Management
10.o Approve Discharge of Marcus Strandberg For For Management
10.p Approve Discharge of Per Stromberg For For Management
10.q Approve Discharge of Anders Svensson For For Management
11 Approve Remuneration Report For For Management
12 Determine Number of Members (10) and For For Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
13 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.2 Million for
Chairman and SEK 580,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
14.a Elect Charlotte Svensson as New For For Management
Director
14.b Reelect Cecilia Daun Wennborg as For For Management
Director
14.c Reelect Lennart Evrell as Director For For Management
14.d Reelect Andrea Gisle Joosen as Director For For Management
14.e Reelect Fredrik Hagglund as Director For For Management
14.f Reelect Magnus Moberg as Director For Against Management
14.g Reelect Fredrik Persson as Director For For Management
14.h Reelect Bo Sandstrom as Director For Against Management
14.i Reelect Claes-Goran Sylven as Director For For Management
14.j Reelect Anette Wiotti as Director For Against Management
15 Reelect Claes-Goran Sylven as Board For For Management
Chair
16 Ratify KPMG as Auditors For For Management
17 Authorize Chairman of Board and For For Management
Representatives of Three of Company's
Largest Shareholders to Serve on
Nominating Committee
18 Close Meeting None None Management
--------------------------------------------------------------------------------
ICL GROUP LTD.
Ticker: ICL Security ID: M53213100
Meeting Date: OCT 14, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval Bridge Supply Agreement with For For Management
Tamar Reservoir for the Purchase of
Natural Gas by the Company Enable
Editing
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
ICL GROUP LTD.
Ticker: ICL Security ID: M53213100
Meeting Date: JAN 05, 2021 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Ruth Ralbag as External For For Management
Director
2 Approve Renewal of Management Services For For Management
Agreement with Israel Corporation Ltd.
3 Extend Exemption of Liability For For Management
Insurance Policy and Indemnification
Agreements to Directors/Officers Who
Are Controllers.
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
IDEMITSU KOSAN CO., LTD.
Ticker: 5019 Security ID: J2388K103
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Business Lines For For Management
- Amend Provisions on Number of
Directors - Clarify Provisions on
Alternate Statutory Auditors
2 Approve Accounting Transfers For For Management
3.1 Elect Director Kito, Shunichi For For Management
3.2 Elect Director Matsushita, Takashi For For Management
3.3 Elect Director Nibuya, Susumu For For Management
3.4 Elect Director Hirano, Atsuhiko For For Management
3.5 Elect Director Sakai, Noriaki For For Management
3.6 Elect Director Idemitsu, Masakazu For For Management
3.7 Elect Director Kubohara, Kazunari For For Management
3.8 Elect Director Kikkawa, Takeo For For Management
3.9 Elect Director Koshiba, Mitsunobu For For Management
3.10 Elect Director Noda, Yumiko For For Management
3.11 Elect Director Kado, Maki For For Management
4 Appoint Statutory Auditor Yoshioka, For For Management
Tsutomu
5 Appoint Alternate Statutory Auditor For For Management
Kai, Junko
--------------------------------------------------------------------------------
IIDA GROUP HOLDINGS CO., LTD.
Ticker: 3291 Security ID: J23426109
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 43
2 Amend Articles to Amend Provisions on For For Management
Director Titles
3.1 Elect Director Mori, Kazuhiko For For Management
3.2 Elect Director Nishikawa, Yoichi For For Management
3.3 Elect Director Kanei, Masashi For For Management
3.4 Elect Director Nishino, Hiroshi For For Management
3.5 Elect Director Horiguchi, Tadayoshi For For Management
3.6 Elect Director Yamamoto, Shigeo For For Management
3.7 Elect Director Hisabayashi, Yoshinari For For Management
3.8 Elect Director Matsubayashi, Shigeyuki For For Management
3.9 Elect Director Kodera, Kazuhiro For For Management
3.10 Elect Director Chiba, Yujiro For For Management
3.11 Elect Director Sasaki, Toshihiko For For Management
3.12 Elect Director Hasegawa, Eiichi For For Management
4.1 Appoint Statutory Auditor Ishimaru, For For Management
Ikuko
4.2 Appoint Statutory Auditor Tanaka, For For Management
Chikara
4.3 Appoint Statutory Auditor Fujita, Koji For For Management
4.4 Appoint Statutory Auditor Shimazaki, For For Management
Makoto
5 Appoint Alternate Statutory Auditor For For Management
Sasaki, Shinichi
--------------------------------------------------------------------------------
ILIAD
Ticker: ILD Security ID: F4958P102
Meeting Date: JUN 02, 2021 Meeting Type: Annual/Special
Record Date: MAY 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 3 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Renew Appointment of Deloitte & For For Management
Associes as Auditor
6 Renew Appointment of BEAS as Alternate For For Management
Auditor
7 Reelect Xavier Niel as Director For For Management
8 Reelect Bertille Burel as Director For Against Management
9 Reelect Virginie Calmels as Director For Against Management
10 Elect Esther Gaide as Director For For Management
11 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 350,000
12 Approve Compensation Report For For Management
13 Approve Compensation of Xavier Niel, For For Management
Vice-CEO Until March 16, 2020
14 Approve Compensation of Xavier Niel, For For Management
Chairman of the Board Since March 16,
2020
15 Approve Compensation of Maxime For For Management
Lombardini, Chairman of the Board
Until March 16, 2020
16 Approve Compensation of Thomas For Against Management
Reynaud, CEO
17 Approve Compensation of Rani Assaf, For Against Management
Vice-CEO
18 Approve Compensation of Antoine For Against Management
Levavasseur, Vice-CEO
19 Approve Remuneration Policy of For For Management
Chairman of the Board
20 Approve Remuneration Policy of CEO For For Management
21 Approve Remuneration Policy of For For Management
Vice-CEOs
22 Approve Remuneration Policy of For For Management
Directors
23 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
24 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 5 Million
25 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights Up to 20 Percent of
Issued Capital
26 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements
27 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
28 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
29 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
30 Authorize Capital Increase of Up to For Against Management
EUR 2 Million for Future Exchange
Offers
31 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
32 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
33 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
34 Amend Article 28 of Bylaws Re: Quorum For For Management
and Votes at General Meetings
35 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ILIAD SA
Ticker: ILD Security ID: F4958P102
Meeting Date: JUL 21, 2020 Meeting Type: Annual/Special
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.60 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Approve Transaction with Holdco Re. For Against Management
Entertainment Convention
6 Approve Transaction with Cyril Poidatz For Against Management
Re. Tripartite Agreement
7 Reelect Cyril Poidatz as Director For For Management
8 Reelect Thomas Reynaud as Director For For Management
9 Elect Jacques Veyrat as Director For For Management
10 Elect Celine Lazorthes as Director For For Management
11 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 240,000
12 Approve Compensation Report For For Management
13 Approve Compensation of Maxime For For Management
Lombardini, Chairman of the Board
14 Approve Compensation of Thomas For For Management
Reynaud, CEO
15 Approve Compensation of Xavier Niel, For For Management
Vice-CEO
16 Approve Compensation of Rani Assaf, For For Management
Vice-CEO
17 Approve Compensation of Antoine For For Management
Levavasseur, Vice-CEO
18 Approve Compensation of Alexis For For Management
Bidinot, Vice-CEO Until Dec. 9, 2020
19 Approve Remuneration Policy of For For Management
Chairman of the Board
20 Approve Remuneration Policy of CEO For Against Management
21 Approve Remuneration Policy of For For Management
Vice-CEOs
22 Approve Remuneration Policy of For For Management
Directors
23 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
24 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
25 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
27 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
28 Amend Article 13 of Bylaws Re: Board For For Management
Composition
29 Amend Article 17 of Bylaws Re: Board For For Management
Meetings
30 Amend Article 21 of Bylaws Re: For For Management
Agreement Between Company and
Director, CEO, Vice-CEo or Shareholder
31 Amend Article 26 of Bylaws Re: Board For For Management
Meetings - Powers
32 Amend Article 27 of Bylaws Re: Board For For Management
Meetings Attendance - Minutes
33 Fix Nominal Value of Shares in Bylaws For For Management
and Subsequent Capitalization of
Reserves
34 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
IMPERIAL BRANDS PLC
Ticker: IMB Security ID: G4720C107
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve International Sharesave Plan For For Management
5 Approve Long Term Incentive Plan For For Management
6 Approve Deferred Share Bonus Plan For For Management
7 Approve Final Dividend For For Management
8 Elect Stefan Bomhard as Director For For Management
9 Re-elect Susan Clark as Director For For Management
10 Re-elect Therese Esperdy as Director For For Management
11 Elect Alan Johnson as Director For For Management
12 Elect Robert Kunze-Concewitz as For For Management
Director
13 Re-elect Simon Langelier as Director For For Management
14 Elect Pierre-Jean Sivignon as Director For For Management
15 Re-elect Steven Stanbrook as Director For For Management
16 Re-elect Jonathan Stanton as Director For For Management
17 Re-elect Oliver Tant as Director For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise EU Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity For For Management
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
INDUSTRIA DE DISENO TEXTIL SA
Ticker: ITX Security ID: E6282J125
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements and Discharge of Board
3 Approve Non-Financial Information For For Management
Statement
4 Approve Allocation of Income For For Management
5 Approve Dividends Charged Against For For Management
Unrestricted Reserves
6.a Reelect Pontegadea Inversiones SL as For For Management
Director
6.b Reelect Denise Patricia Kingsmill as For For Management
Director
6.c Ratify Appointment of and Elect Anne For For Management
Lange as Director
7 Renew Appointment of Deloitte as For For Management
Auditor
8.a Amend Articles Re: Remote Attendance For For Management
to General Meetings
8.b Approve Restated Articles of For For Management
Association
9.a Amend Article 6 of General Meeting For For Management
Regulations Re: Competences of General
Meetings
9.b Amend Articles of General Meeting For For Management
Regulations Re: Remote Attendance
9.c Approve Restated General Meeting For For Management
Regulations
10 Advisory Vote on Remuneration Report For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Receive Amendments to Board of None None Management
Directors Regulations
--------------------------------------------------------------------------------
INDUSTRIVARDEN AB
Ticker: INDU.A Security ID: W45430100
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.a Designate Mats Guldbrand as Inspector For For Management
of Minutes of Meeting
2.b Designate Stefan Nilsson as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6.a Receive Financial Statements and None None Management
Statutory Reports
6.b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
6.c Receive Board's Proposal on Allocation None None Management
of Income and Dividends
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 8.25 Per Share
7.c.1 Approve Discharge of Fredrik Lundberg For For Management
7.c.2 Approve Discharge of Par Boman For For Management
7.c.3 Approve Discharge of Christian Caspar For For Management
7.c.4 Approve Discharge of Marika Fredriksson For For Management
7.c.5 Approve Discharge of Bengt Kjell For For Management
7.c.6 Approve Discharge of Nina Linander For For Management
7.c.7 Approve Discharge of Annika Lundius For For Management
7.c.8 Approve Discharge of Lars Pettersson For For Management
7.c.9 Approve Discharge of Helena Stjernholm For For Management
8 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
9 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.1 Million for
Chair, SEK 1.3 Million for Vice Chair
and SEK 640,000 for Other Directors
10.a Reelect Par Boman as Director For Against Management
10.b Reelect Christian Caspar as Director For For Management
10.c Reelect Marika Fredriksson as Director For For Management
10.d Elect Bengt Kjell as New Director For For Management
10.e Reelect Fredrik Lundberg as Director For Against Management
10.f Reelect Annika Lundius as Director For For Management
10.g Reelect Lars Pettersson as Director For Against Management
10.h Reelect Helena Stjernholm as Director For For Management
10.i Reelect Fredrik Lundberg as Board Chair For Against Management
11 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
12 Approve Remuneration of Auditors For For Management
13 Ratify Deloitte as Auditors For For Management
14 Approve Remuneration Report For Against Management
15 Approve Performance Share Matching Plan For For Management
16 Amend Articles Re: Postal Voting For For Management
--------------------------------------------------------------------------------
INDUSTRIVARDEN AB
Ticker: INDU.A Security ID: W45430126
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.a Designate Mats Guldbrand as Inspector For For Management
of Minutes of Meeting
2.b Designate Stefan Nilsson as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6.a Receive Financial Statements and None None Management
Statutory Reports
6.b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
6.c Receive Board's Proposal on Allocation None None Management
of Income and Dividends
7.a Accept Financial Statements and For For Management
Statutory Reports
7.b Approve Allocation of Income and For For Management
Dividends of SEK 8.25 Per Share
7.c.1 Approve Discharge of Fredrik Lundberg For For Management
7.c.2 Approve Discharge of Par Boman For For Management
7.c.3 Approve Discharge of Christian Caspar For For Management
7.c.4 Approve Discharge of Marika Fredriksson For For Management
7.c.5 Approve Discharge of Bengt Kjell For For Management
7.c.6 Approve Discharge of Nina Linander For For Management
7.c.7 Approve Discharge of Annika Lundius For For Management
7.c.8 Approve Discharge of Lars Pettersson For For Management
7.c.9 Approve Discharge of Helena Stjernholm For For Management
8 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
9 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.1 Million for
Chair, SEK 1.3 Million for Vice Chair
and SEK 640,000 for Other Directors
10.a Reelect Par Boman as Director For Against Management
10.b Reelect Christian Caspar as Director For For Management
10.c Reelect Marika Fredriksson as Director For For Management
10.d Elect Bengt Kjell as New Director For For Management
10.e Reelect Fredrik Lundberg as Director For Against Management
10.f Reelect Annika Lundius as Director For For Management
10.g Reelect Lars Pettersson as Director For Against Management
10.h Reelect Helena Stjernholm as Director For For Management
10.i Reelect Fredrik Lundberg as Board Chair For Against Management
11 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
12 Approve Remuneration of Auditors For For Management
13 Ratify Deloitte as Auditors For For Management
14 Approve Remuneration Report For Against Management
15 Approve Performance Share Matching Plan For For Management
16 Amend Articles Re: Postal Voting For For Management
--------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG
Ticker: IFX Security ID: D35415104
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.22 per Share
3.1 Approve Discharge of Management Board For For Management
Member Reinhard Ploss for Fiscal 2020
3.2 Approve Discharge of Management Board For For Management
Member Helmut Gassel for Fiscal 2020
3.3 Approve Discharge of Management Board For For Management
Member Jochen Hanebeck for Fiscal 2020
3.4 Approve Discharge of Management Board For For Management
Member Sven Schneider for Fiscal 2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Eder for Fiscal 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Peter Bauer (until Feb. 20,
2020) for Fiscal 2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Xiaoqun Clever (from Feb. 20,
2020) for Fiscal 2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Johann Dechant for Fiscal 2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Herbert Diess (until Feb. 20,
2020) for Fiscal 2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Friedrich Eichiner (from Feb.
20, 2020) for Fiscal 2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Annette Engelfried for Fiscal
2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Peter Gruber for Fiscal 2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Gerhard Hobbach (until Feb. 20,
2020) for Fiscal 2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Hans-Ulrich Holdenried for
Fiscal 2020
4.11 Approve Discharge of Supervisory Board For For Management
Member Renate Koecher (until Feb. 20,
2020) for Fiscal 2020
4.12 Approve Discharge of Supervisory Board For For Management
Member Susanne Lachenmann for Fiscal
2020
4.13 Approve Discharge of Supervisory Board For For Management
Member Geraldine Picaud for Fiscal 2020
4.14 Approve Discharge of Supervisory Board For For Management
Member Manfred Puffer for Fiscal 2020
4.15 Approve Discharge of Supervisory Board For For Management
Member Melanie Riedl (from Feb. 20,
2020) for Fiscal 2020
4.16 Approve Discharge of Supervisory Board For For Management
Member Kerstin Schulzendorf for Fiscal
2020
4.17 Approve Discharge of Supervisory Board For For Management
Member Juergen Scholz for Fiscal 2020
4.18 Approve Discharge of Supervisory Board For For Management
Member Ulrich Spiesshofer (from Feb.
20, 2020) for Fiscal 2020
4.19 Approve Discharge of Supervisory Board For For Management
Member Margret Suckale (from Feb. 20,
2020) for Fiscal 2020
4.20 Approve Discharge of Supervisory Board For For Management
Member Eckart Suenner (until Feb. 20,
2020) for Fiscal 2020
4.21 Approve Discharge of Supervisory Board For For Management
Member Diana Vitale for Fiscal 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 30 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
9 Amend Articles Re: Information for For For Management
Registration in the Share Register
10 Amend Articles Re: Supervisory Board's For For Management
Rules of Procedure
--------------------------------------------------------------------------------
INFORMA PLC
Ticker: INF Security ID: G4770L106
Meeting Date: DEC 23, 2020 Meeting Type: Special
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Policy For Abstain Management
2 Adopt the Informa Equity For Abstain Management
Revitalisation Plan
--------------------------------------------------------------------------------
INFORMA PLC
Ticker: INF Security ID: G4770L106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect John Rishton as Director For For Management
2 Re-elect Stephen Carter as Director For For Management
3 Re-elect Stephen Davidson as Director For Against Management
4 Re-elect David Flaschen as Director For For Management
5 Re-elect Mary McDowell as Director For For Management
6 Elect Patrick Martell as Director For For Management
7 Re-elect Helen Owers as Director For For Management
8 Re-elect Gill Whitehead as Director For For Management
9 Re-elect Gareth Wright as Director For For Management
10 Accept Financial Statements and For For Management
Statutory Reports
11 Approve Remuneration Report For For Management
12 Reappoint Deloitte LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise UK Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
INFRASTRUTTURE WIRELESS ITALIANE SPA
Ticker: INW Security ID: T6032P102
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2020-2024 Long Term Incentive For For Management
Plan
2 Approve 2020 Broad-Based Share For For Management
Ownership Plan
3 Amend Remuneration Policy For For Management
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Service 2020-2024 Long Term Incentive
Plan and 2020 Broad-Based Share
Ownership Plan
5 Elect Angela Maria Cossellu as Director For For Management
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
INFRASTRUTTURE WIRELESS ITALIANE SPA
Ticker: INW Security ID: T6032P102
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Policy For For Management
4 Approve Second Section of the For For Management
Remuneration Report
5 Integrate Remuneration of Auditors For For Management
6.1 Slate Submitted by Daphne 3 SpA and None Against Shareholder
Central Tower Holding Company BV
6.2 Slate Submitted by Institutional None For Shareholder
Investors (Assogestioni)
7 Appoint Chairman of Internal Statutory None For Shareholder
Auditors
8 Approve Internal Auditors' Remuneration None For Shareholder
9 Elect Directors (Bundled) and Approve For For Management
Their Remuneration
--------------------------------------------------------------------------------
ING GROEP NV
Ticker: INGA Security ID: N4578E595
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2A Receive Report of Executive Board None None Management
(Non-Voting)
2B Receive Announcements on Sustainability None None Management
2C Receive Report of Supervisory Board None None Management
(Non-Voting)
2D Approve Remuneration Report For For Management
2E Adopt Financial Statements and For For Management
Statutory Reports
3A Receive Explanation on Profit None None Management
Retention and Distribution Policy
3B Approve Dividends of EUR 0.12 Per Share For For Management
4A Approve Discharge of Executive Board For For Management
4B Approve Discharge of Supervisory Board For For Management
5 Approve Increase Maximum Ratio Between For For Management
Fixed and Variable Components of
Remuneration
6 Amend Articles Re: Implementation of For For Management
the Dutch Management and Supervision
of Legal Entities Act
7A Reelect Steven van Rijswijk to For For Management
Executive Board
7B Elect Ljiljana Cortan to Executive For For Management
Board
8A Reelect Hans Wijers to Supervisory For For Management
Board
8B Reelect Margarete Haase to Supervisory For For Management
Board
8C Elect Lodewijk Hijmans van den Bergh For For Management
to Supervisory Board
9A Grant Board Authority to Issue Shares For For Management
9B Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restricting/Excluding Preemptive Rights
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
INPEX CORP.
Ticker: 1605 Security ID: J2467E101
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4800 for Class
Ko Shares and JPY 12 for Ordinary
Shares
2 Amend Articles to Change Company Name For For Management
3.1 Elect Director Kitamura, Toshiaki For For Management
3.2 Elect Director Ueda, Takayuki For For Management
3.3 Elect Director Ito, Seiya For For Management
3.4 Elect Director Ikeda, Takahiko For For Management
3.5 Elect Director Yajima, Shigeharu For For Management
3.6 Elect Director Kittaka, Kimihisa For For Management
3.7 Elect Director Sase, Nobuharu For For Management
3.8 Elect Director Yamada, Daisuke For For Management
3.9 Elect Director Yanai, Jun For For Management
3.10 Elect Director Iio, Norinao For For Management
3.11 Elect Director Nishimura, Atsuko For For Management
3.12 Elect Director Kimura, Yasushi For For Management
3.13 Elect Director Ogino, Kiyoshi For For Management
3.14 Elect Director Nishikawa, Tomo For For Management
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
INSURANCE AUSTRALIA GROUP LTD.
Ticker: IAG Security ID: Q49361100
Meeting Date: OCT 23, 2020 Meeting Type: Annual
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Simon Allen as Director For For Management
3 Elect Duncan Boyle as Director For For Management
4 Elect Sheila McGregor as Director For For Management
5 Elect Jonathan Nicholson as Director For For Management
6 Adopt New Constitution For For Management
7 Approve Proportional Takeover For For Management
Provisions
8 Approve the Amendments to the Against Against Shareholder
Company's Constitution
9 Approve IAG World Heritage Policy Against Against Shareholder
10 Approve Relationship with Industry Against Against Shareholder
Associations
11 Approve Issuance of Executive For For Management
Performance Rights to Nicholas Hawkins
--------------------------------------------------------------------------------
INTERCONTINENTAL HOTELS GROUP PLC
Ticker: IHG Security ID: G4804L163
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3a Elect Graham Allan as Director For For Management
3b Elect Richard Anderson as Director For For Management
3c Elect Daniela Barone Soares as Director For For Management
3d Elect Duriya Farooqui as Director For For Management
3e Elect Sharon Rothstein as Director For For Management
3f Re-elect Keith Barr as Director For For Management
3g Re-elect Patrick Cescau as Director For For Management
3h Re-elect Arthur de Haast as Director For For Management
3i Re-elect Ian Dyson as Director For For Management
3j Re-elect Paul Edgecliffe-Johnson as For For Management
Director
3k Re-elect Jo Harlow as Director For For Management
3l Re-elect Elie Maalouf as Director For For Management
3m Re-elect Jill McDonald as Director For For Management
3n Re-elect Dale Morrison as Director For For Management
4 Appoint Pricewaterhouse Coopers LLP as For For Management
Auditors
5 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
6 Authorise UK Political Donations and For For Management
Expenditure
7 Amend the Borrowing Limit Under the For For Management
Company's Articles of Association
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Ticker: IFF Security ID: 459506101
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INTERTEK GROUP PLC
Ticker: ITRK Security ID: G4911B108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For Against Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Elect Lynda Clarizio as Director For For Management
6 Elect Tamara Ingram as Director For For Management
7 Elect Jonathan Timmis as Director For For Management
8 Re-elect Andrew Martin as Director For For Management
9 Re-elect Andre Lacroix as Director For For Management
10 Re-elect Graham Allan as Director For For Management
11 Re-elect Gurnek Bains as Director For For Management
12 Re-elect Dame Makin as Director For For Management
13 Re-elect Gill Rider as Director For For Management
14 Re-elect Jean-Michel Valette as For For Management
Director
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise UK Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
INTESA SANPAOLO SPA
Ticker: ISP Security ID: T55067101
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Approve Allocation of Income For For Management
2a Approve Remuneration Policy For For Management
2b Approve Second Section of the For For Management
Remuneration Report
2c Approve Fixed-Variable Compensation For For Management
Ratio
2d Approve Annual Incentive Plan For For Management
2e Amend POP Long-Term Incentive Plan For Against Management
2f Approve Director, Officer, and For For Management
Internal Auditors Liability and
Indemnity Insurance
3a Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares to
Service Incentive Plan
3b Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
1 Amend Company Bylaws For For Management
--------------------------------------------------------------------------------
INVESTMENT AB LATOUR
Ticker: LATO.B Security ID: W5R10B108
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7a Accept Financial Statements and For For Management
Statutory Reports
7b Approve Allocation of Income and For For Management
Dividends of SEK 3.00 Per Share
7c1 Approve Discharge of Board Chairman For For Management
Olle Nordstrom
7c2 Approve Discharge of Board Member For For Management
Mariana Burenstam Linder
7c3 Approve Discharge of Board Member For For Management
Anders Boos
7c4 Approve Discharge of Board Member Carl For For Management
Douglas
7c5 Approve Discharge of Board Member Eric For For Management
Douglas
7c6 Approve Discharge of Board Member and For For Management
CEO Johan Hjertonsson
7c7 Approve Discharge of Board Member Lena For For Management
Olving
7c8 Approve Discharge of Board Member For For Management
Joakim Rosengren
8 Determine Number of Members (9) and For For Management
Deputy Members (0) of Board
9 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 9.65
Million; Approve Remuneration of
Auditors
10 Reelect Mariana Burenstam Linder, For Against Management
Anders Boos, Carl Douglas, Eric
Douglas, Johan Hjertonsson, Olle
Nordstrom (Chairman), Lena Olving and
Joakim Rosengren as Directors; Elect
Ulrika Kolsrud as New Director
11 Ratify Ernst & Young as Auditors For For Management
12 Amend Articles Re: Powers of Attorney; For For Management
Postal Voting
13 Approve Remuneration Report For For Management
14 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
15 Approve Stock Option Plan for Key For For Management
Employees
--------------------------------------------------------------------------------
INVESTOR AB
Ticker: INVE.B Security ID: W48102128
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2a Designate Marianne Nilsson as For For Management
Inspector of Minutes of Meeting
2b Designate Ossian Ekdahl as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Remuneration Report For Against Management
9a Approve Discharge of Gunnar Brock For For Management
9b Approve Discharge of Johan Forssell For For Management
9c Approve Discharge of Magdalena Gerger For For Management
9d Approve Discharge of Tom Johnstone For For Management
9e Approve Discharge of Sara Mazur For For Management
9.f Approve Discharge of Grace Reksten For For Management
Skaugen
9g Approve Discharge of Hans Straberg For For Management
9h Approve Discharge of Lena Treschow For For Management
Torell
9i Approve Discharge of Jacob Wallenberg For For Management
9j Approve Discharge of Marcus Wallenberg For For Management
10 Approve Allocation of Income and For For Management
Dividends of SEK 14.00 Per Share
11a Determine Number of Members (11) and For For Management
Deputy Members (0) of Board
11b Determine Number of Auditors (1) and For For Management
Deputy Auditors
12a Approve Remuneration of Directors in For For Management
the Amount of SEK 2.9 Million for
Chairman, SEK 1.7 Million for Deputy
Chairman and SEK 780,000 for Other
Directors; Approve Remuneration for
Committee Work
12b Approve Remuneration of Auditors For For Management
13a Reelect Gunnar Brock as Director For For Management
13.b Reelect Johan Forssell as Director For For Management
13c Reelect Magdalena Gerger as Director For For Management
13d Reelect Tom Johnstone as Director For For Management
13e Reelect Sara Mazur as Director For For Management
13f Reelect Grace Reksten Skaugen as For For Management
Director
13g Reelect Hans Straberg as Director For For Management
13h Reelect Jacob Wallenberg as Director For For Management
13i Reelect Marcus Wallenberg as Director For For Management
13j Elect Isabelle Kocher as New Director For For Management
13k Elect Sven Nyman as New Director For For Management
14 Reelect Jacob Wallenberg as Board For Against Management
Chairman
15 Ratify Deloitte as Auditors For For Management
16a Approve Performance Share Matching For For Management
Plan (LTVR) for Employees in Investor
16b Approve Performance Share Matching For For Management
Plan (LTVR) for Employees in Patricia
Industries
17a Authorize Share Repurchase Program For For Management
17b Approve Equity Plan (LTVR) Financing For For Management
Through Transfer of Shares to
Participants
18 Amend Articles Re: Set Minimum (1.3 For For Management
Billion) and Maximum (5.2 Billion)
Number of Shares; Set Maximum (5.2
Billion) Number of Class A Shares; Set
Maximum (5.2 Billion) Number of Class
B Shares
--------------------------------------------------------------------------------
IPSEN SA
Ticker: IPN Security ID: F5362H107
Meeting Date: MAY 27, 2021 Meeting Type: Annual/Special
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Reelect Antoine Flochel as Director For Against Management
6 Reelect Margaret Liu as Director For For Management
7 Reelect Carol Stuckley as Director For For Management
8 Ratify Appointment David Loew as For For Management
Director
9 Reelect David Loew as Director For For Management
10 Approve Remuneration Policy of For For Management
Directors
11 Approve Remuneration Policy of For For Management
Chairman of the Board
12 Approve Remuneration Policy of CEO and For Against Management
Executive Corporate Officers
13 Approve Compensation Report of For For Management
Corporate Officers
14 Approve Compensation of Marc de For For Management
Garidel, Chairman of the Board
15 Approve Compensation of Aymeric Le For Against Management
Chatelier, CEO Until 30 June 2020
16 Approve Compensation of David Loew, For Against Management
CEO Since 1 July 2020
17 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
19 Authorize Capitalization of Reserves For For Management
of up to 20 Percent of Issued Share
Capital for Bonus Issue or Increase in
Par Value
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 20 Percent of
Issued Share Capital
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to 10 Percent of
Issued Share Capital
22 Approve Issuance of up to 10 Percent For For Management
of Issued Capital Per Year for a
Private Placement
23 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 20 to 22
24 Authorize Capital Increase of up to 10 For Against Management
Percent of Issued Capital for
Contributions in Kind
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Authorize up to 3 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ISRACARD LTD.
Ticker: ISCD Security ID: M5R26V107
Meeting Date: JUL 16, 2020 Meeting Type: Special
Record Date: JUN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Termination of BDO Ziv Haft as For For Management
Joint Auditors
2 Renew Amended Employment Terms of Eyal For For Management
Desheh, chairman
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
ISRACARD LTD.
Ticker: ISCD Security ID: M5R26V107
Meeting Date: NOV 29, 2020 Meeting Type: Annual/Special
Record Date: NOV 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Somekh Chaikin as Auditor For For Management
3 Approve Amended Compensation Policy For For Management
Re: Liability Insurance Policy
4 Elect Ilan Cohen as Director For Abstain Management
5 Elect Amnon Dick as Director For For Management
6 Elect Erez Yosef as Director For For Management
7 Elect Ben Sheizaf as Director For Abstain Management
8 Elect Danny Yemin as Director For Abstain Management
9 Reelect Yoram Weissbrem as Director For For Management
10 Reelect Matityahu Tal as Director For For Management
11 Elect Shai Feldman as Director For Abstain Management
12 Elect Tamar Yassur as Director For For Management
13 Elect Hannah Perry-Zen as External For Abstain Management
Director
14 Elect Naama Gat as External Director For Abstain Management
15 Elect Zvi Furman as External Director For For Management
16 Elect Zafrir Holtzblat as External For For Management
Director
17 Remove Incumbent Board of Directors, For For Management
Excluding External Directors
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
ISRACARD LTD.
Ticker: ISCD Security ID: M5R26V107
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amended Compensation Policy For For Management
for the Directors and Officers of the
Company
2 Approve Employment Terms of Tamar For For Management
Yassur, Chairwoman
3 Approve Amended Employment Terms of For For Management
Ron Wexler, CEO
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
ISRAEL DISCOUNT BANK LTD.
Ticker: DSCT Security ID: 465074201
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUL 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Ziv Haft & Co. and Somekh For For Management
Chaikin as Joint Auditors and
Authorize Board to Fix Their
Remuneration
3.1 Elect Shaul Kobrinsky as External For For Management
Director
3.2 Elect Iris Avner as External Director For For Management
3.3 Elect Yaacov Lifshitz as External For For Management
Director
3.4 Elect Mona Bkheet as External Director For Abstain Management
4.1 Reelect Aharon Abramovich as External For For Management
Director
4.2 Reelect Baruch Lederman as External For For Management
Director
4.3 Elect Danny Yamin as External Director For Abstain Management
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
ISRAEL DISCOUNT BANK LTD.
Ticker: DSCT Security ID: 465074201
Meeting Date: MAY 23, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Ziv Haft & Co. and Somekh For For Management
Chaikin as Joint Auditors and
Authorize Board to Fix Their
Remuneration
3.1 Reelect Yodfat Harel Buchris as For For Management
Director
3.2 Reelect Ben-Zion Zilberfarb as Director For For Management
3.3 Elect Doron Avital as Director For For Management
3.4 Elect Ronen Lago as Director For Abstain Management
4.1 Elect Sigal Barmack as External For For Management
Director
4.2 Elect Akiva Sternberg as External For Abstain Management
Director
5 Approve Updates to Compensation Policy For For Management
Re: Liability Insurance Policy
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
ISUZU MOTORS LTD.
Ticker: 7202 Security ID: J24994113
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles to Adopt Board For For Management
Structure with Audit Committee -
Clarify Director Authority on
Shareholder Meetings - Amend
Provisions on Number of Directors -
Authorize Directors to Execute Day to
Day Operations without Full Board
Approval
3.1 Elect Director Katayama, Masanori For For Management
3.2 Elect Director Takahashi, Shinichi For For Management
3.3 Elect Director Minami, Shinsuke For For Management
3.4 Elect Director Seto, Koichi For For Management
3.5 Elect Director Ikemoto, Tetsuya For For Management
3.6 Elect Director Fujimori, Shun For For Management
3.7 Elect Director Shibata, Mitsuyoshi For For Management
3.8 Elect Director Nakayama, Kozue For For Management
4.1 Elect Director and Audit Committee For For Management
Member Fujimori, Masayuki
4.2 Elect Director and Audit Committee For For Management
Member Miyazaki, Kenji
4.3 Elect Director and Audit Committee For Against Management
Member Shindo, Tetsuhiko
4.4 Elect Director and Audit Committee For Against Management
Member Kawamura, Kanji
4.5 Elect Director and Audit Committee For For Management
Member Sakuragi, Kimie
5 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
6 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
7 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
ITOCHU CORP.
Ticker: 8001 Security ID: J2501P104
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 44
2.1 Elect Director Okafuji, Masahiro For For Management
2.2 Elect Director Suzuki, Yoshihisa For For Management
2.3 Elect Director Ishii, Keita For For Management
2.4 Elect Director Yoshida, Tomofumi For For Management
2.5 Elect Director Fukuda, Yuji For For Management
2.6 Elect Director Kobayashi, Fumihiko For For Management
2.7 Elect Director Hachimura, Tsuyoshi For For Management
2.8 Elect Director Muraki, Atsuko For For Management
2.9 Elect Director Kawana, Masatoshi For For Management
2.10 Elect Director Nakamori, Makiko For For Management
2.11 Elect Director Ishizuka, Kunio For For Management
3.1 Appoint Statutory Auditor Majima, For For Management
Shingo
3.2 Appoint Statutory Auditor Kikuchi, For For Management
Masumi
--------------------------------------------------------------------------------
ITOCHU TECHNO-SOLUTIONS CORP.
Ticker: 4739 Security ID: J25022104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 32.5
2 Amend Articles to Change Location of For For Management
Head Office
3.1 Elect Director Tsuge, Ichiro For For Management
3.2 Elect Director Eda, Hisashi For For Management
3.3 Elect Director Seki, Mamoru For For Management
3.4 Elect Director Iwasaki, Naoko For For Management
3.5 Elect Director Motomura, Aya For For Management
3.6 Elect Director Kajiwara, Hiroshi For For Management
--------------------------------------------------------------------------------
J SAINSBURY PLC
Ticker: SBRY Security ID: G77732173
Meeting Date: JUL 02, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Elect Tanuj Kapilashrami as Director For For Management
5 Elect Simon Roberts as Director For For Management
6 Elect Keith Weed as Director For For Management
7 Re-elect Brian Cassin as Director For For Management
8 Re-elect Jo Harlow as Director For For Management
9 Re-elect David Keens as Director For For Management
10 Re-elect Kevin O'Byrne as Director For For Management
11 Re-elect Dame Susan Rice as Director For For Management
12 Re-elect Martin Scicluna as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Approve Share Incentive Plan Rules and For For Management
Trust Deed
21 Adopt New Articles of Association For For Management
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
JAMES HARDIE INDUSTRIES PLC
Ticker: JHX Security ID: G4253H119
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve the Remuneration Report For For Management
3a Elect Moe Nozari as Director For For Management
3b Elect Nigel Stein as Director For For Management
3c Elect Harold Wiens as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Approve the Grant of Fiscal Year 2021 For For Management
Return on Capital Employed Restricted
Stock Units to Jack Truong
6 Approve the Grant of Fiscal Year 2021 For For Management
Relative Total Shareholder Return
Restricted Stock Units to Jack Truong
7 Approve Renewal of Authority for For For Management
Director to Issues Shares without
Pre-emptive Rights
8 Approve the Amendments to the For Abstain Management
Company's Articles of Association
9 Approve 2020 Non-Executive Director None For Management
Equity Plan and Issuance of Shares
Thereunder
--------------------------------------------------------------------------------
JAPAN AIRLINES CO., LTD.
Ticker: 9201 Security ID: J25979121
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ueki, Yoshiharu For For Management
1.2 Elect Director Akasaka, Yuji For For Management
1.3 Elect Director Shimizu, Shinichiro For For Management
1.4 Elect Director Kikuyama, Hideki For For Management
1.5 Elect Director Toyoshima, Ryuzo For For Management
1.6 Elect Director Tsutsumi, Tadayuki For For Management
1.7 Elect Director Kobayashi, Eizo For For Management
1.8 Elect Director Hatchoji, Sonoko For For Management
1.9 Elect Director Yanagi, Hiroyuki For For Management
2 Appoint Statutory Auditor Kitada, For For Management
Yuichi
--------------------------------------------------------------------------------
JAPAN AIRPORT TERMINAL CO., LTD.
Ticker: 9706 Security ID: J2620N105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Takashiro, Isao For For Management
1.2 Elect Director Yokota, Nobuaki For For Management
1.3 Elect Director Suzuki, Hisayasu For For Management
1.4 Elect Director Akahori, Masatoshi For For Management
1.5 Elect Director Onishi, Hiroshi For For Management
1.6 Elect Director Yonemoto, Yasuhide For For Management
1.7 Elect Director Tanaka, Kazuhito For For Management
1.8 Elect Director Ishizeki, Kiyoshi For For Management
1.9 Elect Director Tanji, Yasuo For For Management
1.10 Elect Director Hachisuka, Kazuyo For For Management
1.11 Elect Director Koyama, Yoko For For Management
1.12 Elect Director Harada, Kazuyuki For For Management
1.13 Elect Director Ueki, Yoshiharu For For Management
1.14 Elect Director Kimura, Keiji For For Management
1.15 Elect Director Shibata, Koji For For Management
2 Appoint Statutory Auditor Takeshima, For For Management
Kazuhiko
--------------------------------------------------------------------------------
JAPAN EXCHANGE GROUP, INC.
Ticker: 8697 Security ID: J2740B106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tsuda, Hiroki For For Management
1.2 Elect Director Kiyota, Akira For Against Management
1.3 Elect Director Yamaji, Hiromi For Against Management
1.4 Elect Director Iwanaga, Moriyuki For For Management
1.5 Elect Director Shizuka, Masaki For For Management
1.6 Elect Director Christina Ahmadjian For For Management
1.7 Elect Director Endo, Nobuhiro For For Management
1.8 Elect Director Ogita, Hitoshi For For Management
1.9 Elect Director Koda, Main For For Management
1.10 Elect Director Kobayashi, Eizo For For Management
1.11 Elect Director Takeno, Yasuzo For For Management
1.12 Elect Director Minoguchi, Makoto For Against Management
1.13 Elect Director Mori, Kimitaka For For Management
1.14 Elect Director Yoneda, Tsuyoshi For For Management
--------------------------------------------------------------------------------
JAPAN POST BANK CO., LTD.
Ticker: 7182 Security ID: J2800C101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ikeda, Norito For Against Management
1.2 Elect Director Tanaka, Susumu For For Management
1.3 Elect Director Masuda, Hiroya For Against Management
1.4 Elect Director Onodera, Atsuko For Against Management
1.5 Elect Director Ikeda, Katsuaki For For Management
1.6 Elect Director Chubachi, Ryoji For For Management
1.7 Elect Director Takeuchi, Keisuke For For Management
1.8 Elect Director Kaiwa, Makoto For For Management
1.9 Elect Director Aihara, Risa For For Management
1.10 Elect Director Kawamura, Hiroshi For For Management
1.11 Elect Director Yamamoto, Kenzo For For Management
1.12 Elect Director Urushi, Shihoko For For Management
--------------------------------------------------------------------------------
JAPAN POST HOLDINGS CO. LTD.
Ticker: 6178 Security ID: J2800D109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Masuda, Hiroya For Against Management
1.2 Elect Director Ikeda, Norito For For Management
1.3 Elect Director Kinugawa, Kazuhide For For Management
1.4 Elect Director Senda, Tetsuya For For Management
1.5 Elect Director Mimura, Akio For For Management
1.6 Elect Director Ishihara, Kunio For For Management
1.7 Elect Director Charles D. Lake II For For Management
1.8 Elect Director Hirono, Michiko For For Management
1.9 Elect Director Okamoto, Tsuyoshi For For Management
1.10 Elect Director Koezuka, Miharu For For Management
1.11 Elect Director Akiyama, Sakie For For Management
1.12 Elect Director Kaiami, Makoto For For Management
1.13 Elect Director Satake, Akira For For Management
--------------------------------------------------------------------------------
JAPAN POST INSURANCE CO., LTD.
Ticker: 7181 Security ID: J2800E107
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Senda, Tetsuya For Against Management
1.2 Elect Director Ichikura, Noboru For For Management
1.3 Elect Director Nara, Tomoaki For For Management
1.4 Elect Director Masuda, Hiroya For Against Management
1.5 Elect Director Suzuki, Masako For For Management
1.6 Elect Director Saito, Tamotsu For For Management
1.7 Elect Director Yamada, Meyumi For For Management
1.8 Elect Director Harada, Kazuyuki For For Management
1.9 Elect Director Yamazaki, Hisashi For For Management
--------------------------------------------------------------------------------
JAPAN REAL ESTATE INVESTMENT CORP.
Ticker: 8952 Security ID: J27523109
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Unitholder Meeting Convocation
Schedule - Amend Provisions on Deemed
Approval System - Amend Provisions on
Record Date of Unitholder Meetings -
Amend Audit Fee Payment Schedule
2 Amend Articles to Amend Asset For For Management
Management Compensation
3 Elect Executive Director Yanagisawa, For For Management
Yutaka
4.1 Elect Alternate Executive Director For For Management
Umeda, Naoki
4.2 Elect Alternate Executive Director For For Management
Fujino, Masaaki
5.1 Elect Supervisory Director Okanoya, For For Management
Tomohiro
5.2 Elect Supervisory Director Takano, For For Management
Hiroaki
6 Elect Alternate Supervisory Director For For Management
Kiya, Yoshinori
--------------------------------------------------------------------------------
JAPAN RETAIL FUND INVESTMENT CORP.
Ticker: 8953 Security ID: J27544105
Meeting Date: OCT 23, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with MCUBS For For Management
MidCity Investment Corp.
2 Amend Articles To Change REIT Name - For For Management
Amend Permitted Investment Types -
Amend Limits for Borrowings and
Investment Corporation Bonds - Amend
Audit Fee
--------------------------------------------------------------------------------
JAPAN TOBACCO INC.
Ticker: 2914 Security ID: J27869106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 77
2 Elect Director Kitera, Masato For For Management
--------------------------------------------------------------------------------
JARDINE MATHESON HOLDINGS LTD.
Ticker: J36 Security ID: G50736100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Graham Baker as Director For Against Management
4 Re-elect Alex Newbigging as Director For Against Management
5 Re-elect Y.K. Pang as Director For Against Management
6 Re-elect Percy Weatherall as Director For Against Management
7 Ratify Auditors and Authorise Their For For Management
Remuneration
8 Authorise Issue of Equity For For Management
--------------------------------------------------------------------------------
JARDINE STRATEGIC HOLDINGS LTD.
Ticker: J37 Security ID: G50764102
Meeting Date: APR 12, 2021 Meeting Type: Special
Record Date: APR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Amalgamation Agreement For Against Management
--------------------------------------------------------------------------------
JD SPORTS FASHION PLC
Ticker: JD Security ID: G5144Y112
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For Against Management
4 Re-elect Peter Cowgill as Director For For Management
5 Re-elect Neil Greenhalgh as Director For For Management
6 Re-elect Andrew Leslie as Director For For Management
7 Re-elect Martin Davies as Director For For Management
8 Re-elect Heather Jackson as Director For For Management
9 Re-elect Kath Smith as Director For For Management
10 Re-elect Andrew Rubin as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Approve Long Term Incentive Plan 2020 For Against Management
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
JDE PEET'S NV
Ticker: JDEP Security ID: N44664105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Board Report (Non-Voting) None None Management
2.b Approve Remuneration Report For Against Management
2.c Adopt Financial Statements For For Management
3.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
3.b Approve Dividends of EUR 0.70 Per Share For For Management
4.a Approve Discharge of Executive For For Management
Directors
4.b Approve Discharge of Non-Executive For For Management
Directors
5 Ratify Deloitte Accountants B.V. as For For Management
Auditors
6.a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6.b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Exclude Pre-emptive Rights
6.c Grant Board Authority to Issue Shares For For Management
Up To 40 Percent of Issued Capital in
Connection with a Rights Issue
7 Other Business (Non-Voting) None None Management
8 Discuss Voting Results None None Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA
Ticker: JMT Security ID: X40338109
Meeting Date: NOV 26, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Partial Distribution of Free For For Management
Reserves
--------------------------------------------------------------------------------
JERONIMO MARTINS SGPS SA
Ticker: JMT Security ID: X40338109
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Individual and Consolidated For For Management
Financial Statements and Statutory
Reports
2 Approve Allocation of Income For For Management
3 Appraise Management and Supervision of For For Management
Company and Approve Vote of Confidence
to Corporate Bodies
4 Approve Statement on Remuneration For For Management
Policy
--------------------------------------------------------------------------------
JFE HOLDINGS, INC.
Ticker: 5411 Security ID: J2817M100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Kakigi, Koji For For Management
2.2 Elect Director Kitano, Yoshihisa For For Management
2.3 Elect Director Terahata, Masashi For For Management
2.4 Elect Director Oshita, Hajime For For Management
2.5 Elect Director Kobayashi, Toshinori For For Management
2.6 Elect Director Yamamoto, Masami For For Management
2.7 Elect Director Kemori, Nobumasa For For Management
2.8 Elect Director Ando, Yoshiko For For Management
3.1 Appoint Statutory Auditor Hara, Nobuya For For Management
3.2 Appoint Statutory Auditor Saiki, Isao For For Management
4 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
JOHNSON MATTHEY PLC
Ticker: JMAT Security ID: G51604166
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Amend Performance Share Plan For For Management
5 Approve Final Dividend For For Management
6 Elect Doug Webb as Director For For Management
7 Re-elect Jane Griffiths as Director For For Management
8 Re-elect Xiaozhi Liu as Director For For Management
9 Re-elect Robert MacLeod as Director For For Management
10 Re-elect Anna Manz as Director For For Management
11 Re-elect Chris Mottershead as Director For For Management
12 Re-elect John O'Higgins as Director For For Management
13 Re-elect Patrick Thomas as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
JSR CORP.
Ticker: 4185 Security ID: J2856K106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Eric Johnson For For Management
2.2 Elect Director Kawahashi, Nobuo For For Management
2.3 Elect Director Kawasaki, Koichi For For Management
2.4 Elect Director Miyazaki, Hideki For For Management
2.5 Elect Director Nakayama, Mika For For Management
2.6 Elect Director Matsuda, Yuzuru For For Management
2.7 Elect Director Sugata, Shiro For For Management
2.8 Elect Director Seki, Tadayuki For For Management
2.9 Elect Director David Robert Hale For For Management
3 Appoint Statutory Auditor Kai, Junko For For Management
4.1 Appoint Alternate Statutory Auditor For For Management
Doi, Makoto
4.2 Appoint Alternate Statutory Auditor For For Management
Chiba, Akira
5 Approve Performance Share Plan For For Management
6 Approve Restricted Stock Plan For For Management
7 Approve Transfer of Operations to For For Management
Wholly Owned Subsidiary and Sale of
That Subsidiary to ENEOS
--------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG
Ticker: BAER Security ID: H4414N103
Meeting Date: NOV 02, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and For For Management
Dividends of CHF 0.75 per Share
2 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
JULIUS BAER GRUPPE AG
Ticker: BAER Security ID: H4414N103
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 1.75 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF 3.9
Million from 2021 AGM Until 2022 AGM
4.2.1 Approve Variable Cash-Based For For Management
Remuneration of Executive Committee in
the Amount of CHF 11.6 Million for
Fiscal 2020
4.2.2 Approve Variable Share-Based For For Management
Remuneration of Executive Committee in
the Amount of CHF 11.5 Million for
Fiscal 2021
4.2.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 9.2 Million for Fiscal 2021
5.1.1 Reelect Romeo Lacher as Director For For Management
5.1.2 Reelect Gilbert Achermann as Director For For Management
5.1.3 Reelect Heinrich Baumann as Director For For Management
5.1.4 Reelect Richard Campbell-Breeden as For For Management
Director
5.1.5 Reelect Ivo Furrer as Director For For Management
5.1.6 Reelect Claire Giraut as Director For For Management
5.1.7 Reelect Kathryn Shih as Director For For Management
5.1.8 Reelect Eunice Zehnder-Lai as Director For For Management
5.1.9 Reelect Olga Zoutendijk as Director For For Management
5.2 Elect David Nicol as Director For For Management
5.3 Reelect Romeo Lacher as Board Chairman For For Management
5.4.1 Reappoint Gilbert Achermann as Member For For Management
of the Compensation Committee
5.4.2 Reappoint Richard Campbell-Breeden as For For Management
Member of the Compensation Committee
5.4.3 Appoint Kathryn Shih as Member of the For For Management
Compensation Committee (as per Sep. 1,
2020)
5.4.4 Reappoint Eunice Zehnder-Lai as Member For For Management
of the Compensation Committee
6 Ratify KPMG AG as Auditors For For Management
7 Designate Marc Nater as Independent For For Management
Proxy
8 Approve CHF 51,700 Reduction in Share For For Management
Capital as Part of the Share Buyback
Program via Cancellation of
Repurchased Shares
9 Amend Articles Re: Editorial Changes For For Management
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
JUST EAT TAKEAWAY.COM NV
Ticker: TKWY Security ID: N4753E105
Meeting Date: OCT 07, 2020 Meeting Type: Special
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2A Approve All-Share Combination with For For Management
Grubhub Inc. in Accordance with the
Merger Agreement
2B Grant Board Authority to Issue Shares For For Management
and/or Grant Rights to Acquire Shares
in Connection with the Transaction
2C Authorize Board to Exclude or Limit For For Management
Preemptive Rights in Connection with
the Transaction
2D Elect Matthew Maloney to Management For For Management
Board
2E Elect Lloyd Frink to Supervisory Board For For Management
2F Elect David Fisher to Supervisory Board For For Management
2G Approve Supplement to the Remuneration For Against Management
Policy of the Management Board in
Respect of Matthew Maloney
3 Other Business (Non-Voting) None None Management
4 Close Meeting None None Management
--------------------------------------------------------------------------------
JUST EAT TAKEAWAY.COM NV
Ticker: TKWY Security ID: N4753E105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Report of Management Board None None Management
(Non-Voting)
2.b Approve Remuneration Report For For Management
2.c Adopt Financial Statements and For For Management
Statutory Reports
3.a Approve Discharge of Management Board For For Management
3.b Approve Discharge of Supervisory Board For For Management
4.a Reelect Jitse Groen to Management Board For For Management
4.b Reelect Brent Wissink to Management For For Management
Board
4.c Reelect Jorg Gerbig to Management Board For For Management
4.d Reelect Matthew Maloney to Management For For Management
Board
5.a Reelect Adriaan Nuhn to Supervisory For For Management
Board
5.b Reelect Corinne Vigreux to Supervisory For For Management
Board
5.c Reelect Ron Teerlink to Supervisory For For Management
Board
5.d Reelect Gwyn Burr to Supervisory Board For For Management
5.e Reelect Jambu Palaniappan to For For Management
Supervisory Board
5.f Reelect Lloyd Frink to Supervisory For For Management
Board
5.g Reelect David Fisher to Supervisory For For Management
Board
6 Ratify Deloitte Accountants B.V. as For For Management
Auditors
7 Grant Board Authority to Issue Shares For For Management
8 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Other Business (Non-Voting) None None Management
11 Close Meeting None None Management
--------------------------------------------------------------------------------
KAJIMA CORP.
Ticker: 1812 Security ID: J29223120
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 29
2.1 Elect Director Oshimi, Yoshikazu For For Management
2.2 Elect Director Kayano, Masayasu For For Management
2.3 Elect Director Ishikawa, Hiroshi For For Management
2.4 Elect Director Uchida, Ken For For Management
2.5 Elect Director Hiraizumi, Nobuyuki For For Management
2.6 Elect Director Amano, Hiromasa For For Management
2.7 Elect Director Koshijima, Keisuke For For Management
2.8 Elect Director Katsumi, Takeshi For For Management
2.9 Elect Director Furukawa, Koji For For Management
2.10 Elect Director Sakane, Masahiro For For Management
2.11 Elect Director Saito, Kiyomi For For Management
2.12 Elect Director Suzuki, Yoichi For For Management
3 Appoint Statutory Auditor Suzuki, For For Management
Kazushi
--------------------------------------------------------------------------------
KAKAKU.COM, INC.
Ticker: 2371 Security ID: J29258100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Hayashi, Kaoru For For Management
2.2 Elect Director Hata, Shonosuke For For Management
2.3 Elect Director Murakami, Atsuhiro For For Management
2.4 Elect Director Yuki, Shingo For For Management
2.5 Elect Director Miyazaki, Kanako For For Management
2.6 Elect Director Kato, Tomoharu For For Management
2.7 Elect Director Miyajima, Kazuyoshi For For Management
2.8 Elect Director Kinoshita, Masayuki For For Management
2.9 Elect Director Tada, Kazukuni For For Management
3 Appoint Statutory Auditor Nemoto, Yuko For For Management
4 Approve Deep Discount Stock Option Plan For For Management
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
KANSAI PAINT CO., LTD.
Ticker: 4613 Security ID: J30255129
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2.1 Elect Director Mori, Kunishi For For Management
2.2 Elect Director Furukawa, Hidenori For For Management
2.3 Elect Director Takahara, Shigeki For For Management
2.4 Elect Director Teraoka, Naoto For For Management
2.5 Elect Director Nishibayashi, Hitoshi For For Management
2.6 Elect Director Yoshikawa, Keiji For For Management
2.7 Elect Director Ando, Tomoko For For Management
2.8 Elect Director John P. Durkin For For Management
3.1 Appoint Statutory Auditor Yoshida, For For Management
Kazuhiro
3.2 Appoint Statutory Auditor Yamamoto, For For Management
Tokuo
4 Appoint Alternate Statutory Auditor For For Management
Nakai, Hiroe
--------------------------------------------------------------------------------
KAO CORP.
Ticker: 4452 Security ID: J30642169
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 70
2.1 Elect Director Sawada, Michitaka For For Management
2.2 Elect Director Hasebe, Yoshihiro For For Management
2.3 Elect Director Takeuchi, Toshiaki For For Management
2.4 Elect Director Matsuda, Tomoharu For For Management
2.5 Elect Director Kadonaga, Sonosuke For For Management
2.6 Elect Director Shinobe, Osamu For For Management
2.7 Elect Director Mukai, Chiaki For For Management
2.8 Elect Director Hayashi, Nobuhide For For Management
3.1 Appoint Statutory Auditor Kawashima, For For Management
Sadanao
3.2 Appoint Statutory Auditor Amano, Hideki For For Management
4 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
KBC GROUP SA/NV
Ticker: KBC Security ID: B5337G162
Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Adopt Financial Statements For For Management
5a Approve Allocation of Income For For Management
5b Approve Allocation of Income and For For Management
Dividends of EUR 0.44 per Share
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Approve Discharge of Directors For For Management
9 Approve Discharge of Auditors For For Management
10 Approve Auditors' Remuneration For For Management
11a Elect Luc Popelier as Director For For Management
11b Elect Katelijn Callewaert as Director For For Management
11c Elect Philippe Vlerick as Director For Against Management
12 Transact Other Business None None Management
1 Receive Special Board Report Re: None None Management
Article 7:154 of the Code of Companies
and Associations
2 Amend Articles Re: Replace Article 2, For For Management
Paragraphs 1 to 4
3 Amend Articles Re: Delete Last For For Management
Sentence of Article 3, Paragraph 1
4 Amend Articles Re: Delete Article 4, For For Management
Paragraph 2
5 Amend Articles Re: Replace Article 8, For For Management
Paragraph 3
6 Amend Articles Re: Replace Article 10 For For Management
7 Amend Articles Re: Replace Article 12, For For Management
Paragraphs 2 and 3
8 Amend Articles Re: Replace Article 13 For For Management
9 Amend Articles Re: Add to Article 15, For For Management
Last Paragraph
10 Amend Articles Re: Replace Last For For Management
Sentence of Article 16, Paragraph 1
11 Amend Articles Re: Add to Article 16, For For Management
Last Paragraph
12 Amend Articles Re: Replace Article 20, For For Management
Paragraphs 2 to 4
13 Amend Articles Re: Replace Article 22 For For Management
and Delete Last Paragraph
14 Amend Articles Re: Add Sentence to For For Management
Article 27, Paragraph 1
15 Amend Articles Re: Complete the First For For Management
Sentence of Article 27, Paragraph 2
16 Amend Articles Re: Insert New Article For For Management
28bis
1 Amend Articles Re: Add Sentence to For For Management
Article 30
18 Amend Articles Re: Delete Article 32, For For Management
Paragraph 3
19 Amend Articles Re: Completion of the For For Management
First Sentence of Article 35
20 Amend Articles Re: Textual Change and For For Management
Deletion of Article 36, Paragraphs 2
to 4
21 Amend Articles Re: Replace Article 41 For For Management
22 Cancellation of Repurchased Shares For For Management
23 Authorize Implementation of Approved For For Management
Resolutions and Filing of Required
Documents/Formalities at Trade Registry
24 Authorize Implementation of Approved For For Management
Resolutions
25 Authorize Filing of Required For For Management
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
KDDI CORP.
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Tanaka, Takashi For For Management
2.2 Elect Director Takahashi, Makoto For For Management
2.3 Elect Director Shoji, Takashi For For Management
2.4 Elect Director Muramoto, Shinichi For For Management
2.5 Elect Director Mori, Keiichi For For Management
2.6 Elect Director Morita, Kei For For Management
2.7 Elect Director Amamiya, Toshitake For For Management
2.8 Elect Director Takeyama, Hirokuni For For Management
2.9 Elect Director Yoshimura, Kazuyuki For For Management
2.10 Elect Director Yamaguchi, Goro For For Management
2.11 Elect Director Yamamoto, Keiji For For Management
2.12 Elect Director Oyagi, Shigeo For For Management
2.13 Elect Director Kano, Riyo For For Management
2.14 Elect Director Goto, Shigeki For For Management
3 Appoint Statutory Auditor Asahina, For For Management
Yukihiro
--------------------------------------------------------------------------------
KEIHAN HOLDINGS CO., LTD.
Ticker: 9045 Security ID: J31975121
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Kato, Yoshifumi For For Management
2.2 Elect Director Ishimaru, Masahiro For For Management
2.3 Elect Director Miura, Tatsuya For For Management
2.4 Elect Director Inachi, Toshihiko For For Management
2.5 Elect Director Ueno, Masaya For For Management
2.6 Elect Director Hirakawa, Yoshihiro For For Management
2.7 Elect Director Domoto, Yoshihisa For For Management
2.8 Elect Director Murao, Kazutoshi For For Management
2.9 Elect Director Hashizume, Shinya For For Management
3.1 Elect Director and Audit Committee For For Management
Member Nagahama, Tetsuo
3.2 Elect Director and Audit Committee For For Management
Member Umezaki, Hisashi
3.3 Elect Director and Audit Committee For Against Management
Member Tahara, Nobuyuki
3.4 Elect Director and Audit Committee For For Management
Member Kusao, Koichi
3.5 Elect Director and Audit Committee For For Management
Member Hamasaki, Kanako
--------------------------------------------------------------------------------
KEIKYU CORP.
Ticker: 9006 Security ID: J3217R111
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Harada, Kazuyuki For For Management
2.2 Elect Director Michihira, Takashi For For Management
2.3 Elect Director Honda, Toshiaki For For Management
2.4 Elect Director Urabe, Kazuo For For Management
2.5 Elect Director Kawamata, Yukihiro For For Management
2.6 Elect Director Sato, Kenji For For Management
2.7 Elect Director Terajima, Yoshinori For For Management
2.8 Elect Director Kakizaki, Tamaki For For Management
2.9 Elect Director Nohara, Sawako For For Management
--------------------------------------------------------------------------------
KEIO CORP.
Ticker: 9008 Security ID: J32190126
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Nagata, Tadashi For For Management
2.2 Elect Director Komura, Yasushi For For Management
2.3 Elect Director Nakaoka, Kazunori For For Management
2.4 Elect Director Minami, Yoshitaka For For Management
2.5 Elect Director Terada, Yuichiro For For Management
2.6 Elect Director Takahashi, Atsushi For For Management
2.7 Elect Director Furuichi, Takeshi For For Management
2.8 Elect Director Komada, Ichiro For For Management
2.9 Elect Director Maruyama, So For For Management
2.10 Elect Director Wakabayashi, Katsuyoshi For For Management
2.11 Elect Director Tsumura, Satoshi For For Management
--------------------------------------------------------------------------------
KEISEI ELECTRIC RAILWAY CO., LTD.
Ticker: 9009 Security ID: J32233108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8.5
2.1 Elect Director Kobayashi, Toshiya For For Management
2.2 Elect Director Amano, Takao For For Management
2.3 Elect Director Kawasumi, Makoto For For Management
2.4 Elect Director Toshima, Susumu For For Management
2.5 Elect Director Tanaka, Tsuguo For For Management
2.6 Elect Director Kaneko, Shokichi For For Management
2.7 Elect Director Furukawa, Yasunobu For For Management
2.8 Elect Director Tochigi, Shotaro For For Management
2.9 Elect Director Ito, Yukihiro For For Management
2.10 Elect Director Kikuchi, Misao For For Management
2.11 Elect Director Yamada, Koji For For Management
2.12 Elect Director Mochinaga, Hideki For For Management
3.1 Appoint Statutory Auditor Sato, Kenji For For Management
3.2 Appoint Statutory Auditor Yoshida, For Against Management
Kenji
3.3 Appoint Statutory Auditor Teshima, For Against Management
Tsuneaki
--------------------------------------------------------------------------------
KEPPEL CORPORATION LIMITED
Ticker: BN4 Security ID: Y4722Z120
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Jean-Francois Manzoni as Director For For Management
4 Approve Directors' Fees For For Management
5 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7 Authorize Share Repurchase Program For For Management
8 Approve Mandate for Interested Person For For Management
Transactions
--------------------------------------------------------------------------------
KERING SA
Ticker: KER Security ID: F5433L103
Meeting Date: APR 22, 2021 Meeting Type: Annual/Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 8 per Share
4 Reelect Francois-Henri Pinault as For For Management
Director
5 Reelect Jean-Francois Palus as Director For For Management
6 Reelect Financiere Pinault as Director For For Management
7 Reelect Baudouin Prot as Director For For Management
8 Approve Compensation of Corporate For For Management
Officers
9 Approve Compensation of Francois-Henri For For Management
Pinault, Chairman and CEO
10 Approve Compensation of Jean-Francois For For Management
Palus, Vice-CEO
11 Approve Remuneration Policy of For For Management
Executive Corporate Officers
12 Approve Remuneration Policy of For For Management
Corporate Officers
13 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.4 Million
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 200 Million
17 Authorize Capitalization of Reserves For For Management
of Up to EUR 200 Million for Bonus
Issue or Increase in Par Value
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 50 Million
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Qualified Investors or Restricted
Number of Investors, up to Aggregate
Nominal Amount of EUR 50 Million
20 Authorize Board to Set Issue Price for For For Management
5 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights Under Items 18 and 19
21 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 16, 18 and 19
22 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
KERRY GROUP PLC
Ticker: KRZ Security ID: G52416107
Meeting Date: JAN 28, 2021 Meeting Type: Special
Record Date: JAN 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Participating For For Management
Securities to Euroclear Bank's Central
Securities Depository
2 Amend Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
--------------------------------------------------------------------------------
KERRY GROUP PLC
Ticker: KRZ Security ID: G52416107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Emer Gilvarry as Director For For Management
3b Elect Jinlong Wang as Director For For Management
4a Re-elect Gerry Behan as Director For For Management
4b Re-elect Dr Hugh Brady as Director For For Management
4c Re-elect Gerard Culligan as Director For For Management
4d Re-elect Dr Karin Dorrepaal as Director For For Management
4e Re-elect Marguerite Larkin as Director For For Management
4f Re-elect Tom Moran as Director For For Management
4g Re-elect Con Murphy as Director For For Management
4h Re-elect Christopher Rogers as Director For For Management
4i Re-elect Edmond Scanlon as Director For For Management
4j Re-elect Philip Toomey as Director For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Specified Capital
Investment
11 Authorise Market Purchase of A For For Management
Ordinary Shares
12 Approve Long Term Incentive Plan For For Management
--------------------------------------------------------------------------------
KESKO OYJ
Ticker: KESKOB Security ID: X44874109
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive CEO's Review None None Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 Per Share
10 Approve Discharge of Board and For For Management
President
11 Approve Remuneration Report (Advisory For Against Management
Vote)
12 Approve Remuneration of Directors in For For Management
the Amount of EUR 102,000 for
Chairman; EUR 63,000 for Vice
Chairman, and EUR 47,500 for Other
Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
13 Fix Number of Directors at Seven For For Management
14 Reelect Esa Kiiskinen, Peter Fagernas, For For Management
Jennica Fagerholm, Piia Karhu and Toni
Pokela as Directors; Elect Timo
Ritakallio and Jussi Perala as New
Directors
15 Approve Remuneration of Auditors For For Management
16 Ratify Deloitte as Auditors For For Management
17 Approve Issuance of up to 40 Million For For Management
Class B Shares without Preemptive
Rights
18 Approve Charitable Donations of up to For For Management
EUR 300,000
19 Close Meeting None None Management
--------------------------------------------------------------------------------
KEYENCE CORP.
Ticker: 6861 Security ID: J32491102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: MAR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 100
2.1 Elect Director Takizaki, Takemitsu For For Management
2.2 Elect Director Nakata, Yu For For Management
2.3 Elect Director Yamaguchi, Akiji For For Management
2.4 Elect Director Miki, Masayuki For For Management
2.5 Elect Director Yamamoto, Hiroaki For For Management
2.6 Elect Director Yamamoto, Akinori For For Management
2.7 Elect Director Taniguchi, Seiichi For For Management
2.8 Elect Director Suenaga, Kumiko For For Management
3 Appoint Alternate Statutory Auditor For For Management
Yamamoto, Masaharu
--------------------------------------------------------------------------------
KIKKOMAN CORP.
Ticker: 2801 Security ID: J32620106
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24
2.1 Elect Director Mogi, Yuzaburo For For Management
2.2 Elect Director Horikiri, Noriaki For For Management
2.3 Elect Director Yamazaki, Koichi For For Management
2.4 Elect Director Nakano, Shozaburo For For Management
2.5 Elect Director Shimada, Masanao For For Management
2.6 Elect Director Mogi, Osamu For For Management
2.7 Elect Director Matsuyama, Asahi For For Management
2.8 Elect Director Kamiyama, Takao For For Management
2.9 Elect Director Fukui, Toshihiko For For Management
2.10 Elect Director Ozaki, Mamoru For For Management
2.11 Elect Director Inokuchi, Takeo For For Management
2.12 Elect Director Iino, Masako For For Management
3.1 Appoint Statutory Auditor Fukasawa, For For Management
Haruhiko
3.2 Appoint Statutory Auditor Kogo, For For Management
Motohiko
4 Appoint Alternate Statutory Auditor For For Management
Endo, Kazuyoshi
--------------------------------------------------------------------------------
KINGFISHER PLC
Ticker: KGF Security ID: G5256E441
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Bernard Bot as Director For For Management
4 Elect Thierry Garnier as Director For For Management
5 Re-elect Andrew Cosslett as Director For For Management
6 Re-elect Claudia Arney as Director For For Management
7 Re-elect Jeff Carr as Director For For Management
8 Re-elect Sophie Gasperment as Director For For Management
9 Re-elect Rakhi Goss-Custard as Director For For Management
10 Re-elect Mark Seligman as Director For For Management
11 Reappoint Deloitte LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise EU Political Donations and For For Management
Expenditure
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
KINGFISHER PLC
Ticker: KGF Security ID: G5256E441
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Catherine Bradley as Director For For Management
5 Elect Tony Buffin as Director For For Management
6 Re-elect Claudia Arney as Director For For Management
7 Re-elect Bernard Bot as Director For For Management
8 Re-elect Jeff Carr as Director For For Management
9 Re-elect Andrew Cosslett as Director For For Management
10 Re-elect Thierry Garnier as Director For For Management
11 Re-elect Sophie Gasperment as Director For For Management
12 Re-elect Rakhi Goss-Custard as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
KINGSPAN GROUP PLC
Ticker: KRX Security ID: G52654103
Meeting Date: FEB 12, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
--------------------------------------------------------------------------------
KINGSPAN GROUP PLC
Ticker: KRX Security ID: G52654103
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Final Dividend For Did Not Vote Management
3a Re-elect Gene Murtagh as Director For Did Not Vote Management
3b Re-elect Geoff Doherty as Director For Did Not Vote Management
3c Re-elect Russell Shiels as Director For Did Not Vote Management
3d Re-elect Gilbert McCarthy as Director For Did Not Vote Management
3e Re-elect Linda Hickey as Director For Did Not Vote Management
3f Re-elect Michael Cawley as Director For Did Not Vote Management
3g Re-elect John Cronin as Director For Did Not Vote Management
3h Re-elect Jost Massenberg as Director For Did Not Vote Management
3i Re-elect Anne Heraty as Director For Did Not Vote Management
4 Authorise Board to Fix Remuneration of For Did Not Vote Management
Auditors
5 Approve Remuneration Report For Did Not Vote Management
6 Approve Increase in the Limit for For Did Not Vote Management
Non-executive Directors' Fees
7 Authorise Issue of Equity For Did Not Vote Management
8 Authorise Issue of Equity without For Did Not Vote Management
Pre-emptive Rights
9 Authorise Issue of Equity without For Did Not Vote Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
10 Authorise Market Purchase of Shares For Did Not Vote Management
11 Authorise Reissuance of Treasury Shares For Did Not Vote Management
12 Authorise the Company to Call EGM with For Did Not Vote Management
Two Weeks' Notice
--------------------------------------------------------------------------------
KINNEVIK AB
Ticker: KINV.B Security ID: W5139V265
Meeting Date: AUG 19, 2020 Meeting Type: Special
Record Date: AUG 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of None None Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of None None Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7.a Amend Articles Re: Equity-Related; Set For For Management
Minimum (474 Million) and Maximum (1.9
Billion) Number of Shares; Share
Classes
7.b Approve 2:1 Stock Split For For Management
7.c Amend Articles Re: Equity-Related; Set For For Management
Minimum (237 Million) and Maximum (948
Million) Number of Shares; Share
Classes
7.d Approve SEK 13.9 Million Reduction in For For Management
Share Capital via Share Cancellation
7.e Approve Capitalization of Reserves of For For Management
SEK 13.9 Million for a Bonus Issue
8 Close Meeting None None Management
--------------------------------------------------------------------------------
KINNEVIK AB
Ticker: KINV.B Security ID: W5139V596
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Omission of Dividends
9.a Approve Discharge of Susanna Campbell For For Management
9.b Approve Discharge of Dame Amelia For For Management
Fawcett
9.c Approve Discharge of Wilhelm Klingspor For For Management
9.d Approve Discharge of Brian McBride For For Management
9.e Approve Discharge of Henrik Poulsen For For Management
9.f Approve Discharge of Cecilia Qvist For For Management
9.g Approve Discharge of Charlotte For For Management
Stromberg
9.h Approve Discharge of Georgi Ganev For For Management
10 Approve Remuneration Report For Against Management
11 Determine Number of Members (6) and For For Management
Deputy Members of Board
12.a Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 4.8 Million
12.b Approve Remuneration of Auditors For For Management
13.a Reelect Susanna Campbell as Director For For Management
13.b Reelect Brian McBride as Director For For Management
13.c Reelect Cecilia Qvist as Director For For Management
13.d Reelect Charlotte Stromberg as Director For For Management
13.e Elect James Anderson as New Director For For Management
13.f Elect Harald Mix as New Director For For Management
14 Elect James Anderson as Board Chairman For For Management
15.a Amend Articles Re: Auditor For For Management
15.b Ratify KPMG as Auditors For For Management
16.a Approve Nomination Committee Procedures For For Management
16.b Elect Anders Oscarsson (Chairman), For For Management
Hugo Stenbeck, Marie Klingspor,
Lawrence Burns and Board Chairman
James Anderson as Members of
Nominating Committee
17.a Amend Articles Re: Set Minimum (474 For For Management
Million) and Maximum (1.9 Billion)
Number of Shares
17.b Approve 2:1 Stock Split For For Management
17.c Amend Articles Re: Set Minimum (237 For For Management
Million) and Maximum (948 Million)
Number of Shares
17.d Approve Reduction of Share Capital For For Management
through Redemption of Shares
17.e Approve Capitalization of Reserves of For For Management
SEK 13.9 Million
17.f Approve SEK 25,000 Reduction in Share For For Management
Capital via Reduction of Par Value for
Transfer to Unrestricted Equity
18 Approve Special Dividends to Holders For For Management
of Incentive Shares of Class D
19 Approve Transfer of Own Class B Shares For For Management
to Cover Costs for Outstanding
Long-Term Incentive Plans
20.a Authorize New Class of Common Stock of For For Management
Class X
20.b Approve Equity Plan Financing Through For For Management
Issue of Class X Shares
20.c Approve Equity Plan Financing Through For For Management
Repurchase of Class X Shares
--------------------------------------------------------------------------------
KINTETSU GROUP HOLDINGS CO., LTD.
Ticker: 9041 Security ID: J3S955116
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobayashi, Tetsuya For For Management
1.2 Elect Director Ogura, Toshihide For For Management
1.3 Elect Director Yasumoto, Yoshihiro For For Management
1.4 Elect Director Shirakawa, Masaaki For For Management
1.5 Elect Director Murai, Hiroyuki For For Management
1.6 Elect Director Wakai, Takashi For For Management
1.7 Elect Director Hara, Shiro For For Management
1.8 Elect Director Okamoto, Kunie For For Management
1.9 Elect Director Murata, Ryuichi For For Management
1.10 Elect Director Yanagi, Masanori For For Management
1.11 Elect Director Katayama, Toshiko For For Management
1.12 Elect Director Hayashi, Nobu For For Management
2 Appoint Statutory Auditor Inoue, For For Management
Michiko
--------------------------------------------------------------------------------
KION GROUP AG
Ticker: KGX Security ID: D4S14D103
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.04 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal 2020
6.1 Elect Jiang Kui to the Supervisory For For Management
Board
6.2 Elect Christina Reuter to the For For Management
Supervisory Board
6.3 Elect Hans Ring to the Supervisory For For Management
Board
6.4 Elect Xu Ping to the Supervisory Board For For Management
7 Approve Creation of EUR 11.8 Million For For Management
Pool of Capital with Preemptive Rights
8 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Preemptive Rights up to
Aggregate Nominal Amount of EUR 1
Billion; Approve Creation of EUR 11.8
Million Pool of Capital to Guarantee
Conversion Rights
9 Amend Corporate Purpose For For Management
10 Amend Articles Re: Supervisory Board For For Management
Remuneration
11 Approve Affiliation Agreement with For For Management
Dematic Holdings GmbH
--------------------------------------------------------------------------------
KION GROUP AG
Ticker: KGX Security ID: D4S14D103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.41 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
6 Approve Remuneration Policy For Against Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Amend Articles Re: AGM Convocation; For For Management
Participation and Voting Rights; Proof
of Entitlement
--------------------------------------------------------------------------------
KIRIN HOLDINGS CO., LTD.
Ticker: 2503 Security ID: 497350108
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 32.5
2.1 Elect Director Isozaki, Yoshinori For For Management
2.2 Elect Director Nishimura, Keisuke For For Management
2.3 Elect Director Miyoshi, Toshiya For For Management
2.4 Elect Director Yokota, Noriya For For Management
2.5 Elect Director Kobayashi, Noriaki For For Management
2.6 Elect Director Mori, Masakatsu For For Management
2.7 Elect Director Yanagi, Hiroyuki For For Management
2.8 Elect Director Matsuda, Chieko For For Management
2.9 Elect Director Shiono, Noriko For For Management
2.10 Elect Director Rod Eddington For For Management
2.11 Elect Director George Olcott For For Management
2.12 Elect Director Kato, Kaoru For For Management
--------------------------------------------------------------------------------
KLEPIERRE SA
Ticker: LI Security ID: F5396X102
Meeting Date: JUN 17, 2021 Meeting Type: Annual/Special
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Approve Payment of EUR 1 per Share by For For Management
Distribution of Equity Premiums
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Reelect David Simon as Supervisory For For Management
Board Member
7 Reelect John Carrafiell as Supervisory For For Management
Board Member
8 Reelect Steven Fivel as Supervisory For For Management
Board Member
9 Reelect Robert Fowlds as Supervisory For For Management
Board Member
10 Approve Remuneration Policy of For For Management
Chairman and Supervisory Board Members
11 Approve Remuneration Policy of For For Management
Chairman of the Management Board
12 Approve Remuneration Policy of For For Management
Management Board Members
13 Approve Compensation Report of For For Management
Corporate Officers
14 Approve Compensation of Chairman of For For Management
the Supervisory Board
15 Approve Compensation of Chairman of For For Management
the Management Board
16 Approve Compensation of CFO, For For Management
Management Board Member
17 Approve Compensation of COO, For For Management
Management Board Member
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 120 Million
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 41 Million
22 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 41 Million
23 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 20 to 22
24 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
25 Authorize Capitalization of Reserves For For Management
of Up to EUR 100 Million for Bonus
Issue or Increase in Par Value
26 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 20 to 25 at EUR 120 Million
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
KNORR-BREMSE AG
Ticker: KBX Security ID: D4S43E114
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.52 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Elect Klaus Mangold to the Supervisory For For Management
Board
6.2 Elect Kathrin Dahnke to the For Against Management
Supervisory Board
6.3 Elect Thomas Enders to the Supervisory For Against Management
Board
6.4 Elect Stefan Sommer to the Supervisory For Against Management
Board
6.5 Elect Julia Thiele-Schuerhoff to the For Against Management
Supervisory Board
6.6 Elect Theodor Weimer to the For Against Management
Supervisory Board
7 Approve Remuneration Policy For For Management
8 Approve US-Employee Share Purchase Plan For For Management
--------------------------------------------------------------------------------
KOBAYASHI PHARMACEUTICAL CO., LTD.
Ticker: 4967 Security ID: J3430E103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Accounting Transfers For For Management
2.1 Elect Director Kobayashi, Kazumasa For For Management
2.2 Elect Director Kobayashi, Akihiro For For Management
2.3 Elect Director Yamane, Satoshi For For Management
2.4 Elect Director Miyanishi, Kazuhito For For Management
2.5 Elect Director Tsuji, Haruo For For Management
2.6 Elect Director Ito, Kunio For For Management
2.7 Elect Director Sasaki, Kaori For For Management
3 Appoint Statutory Auditor Kawanishi, For For Management
Takashi
--------------------------------------------------------------------------------
KOBE BUSSAN CO., LTD.
Ticker: 3038 Security ID: J3478K102
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: OCT 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 30
2 Amend Articles to Change Location of For For Management
Head Office
3.1 Elect Director Numata, Hirokazu For For Management
3.2 Elect Director Asami, Kazuo For For Management
3.3 Elect Director Nishida, Satoshi For For Management
3.4 Elect Director Kobayashi, Takumi For For Management
4 Approve Transfer of Capital Surplus to For For Management
Capital
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
KOEI TECMO HOLDINGS CO., LTD.
Ticker: 3635 Security ID: J8239A103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 117
2.1 Elect Director Erikawa, Keiko For For Management
2.2 Elect Director Erikawa, Yoichi For For Management
2.3 Elect Director Koinuma, Hisashi For For Management
2.4 Elect Director Hayashi, Yosuke For For Management
2.5 Elect Director Asano, Kenjiro For For Management
2.6 Elect Director Sakaguchi, Kazuyoshi For For Management
2.7 Elect Director Erikawa, Mei For For Management
2.8 Elect Director Kakihara, Yasuharu For For Management
2.9 Elect Director Tejima, Masao For For Management
2.10 Elect Director Kobayashi, Hiroshi For For Management
2.11 Elect Director Sato, Tatsuo For For Management
2.12 Elect Director Ogasawara, Michiaki For For Management
3.1 Appoint Statutory Auditor Fukui, For For Management
Seinosuke
3.2 Appoint Statutory Auditor Morishima, For For Management
Satoru
3.3 Appoint Statutory Auditor Takano, Kengo For For Management
4 Approve Compensation Ceiling for For For Management
Directors
5 Approve Compensation Ceiling for For For Management
Statutory Auditors
--------------------------------------------------------------------------------
KOITO MANUFACTURING CO., LTD.
Ticker: 7276 Security ID: J34899104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Otake, Masahiro For For Management
2.2 Elect Director Kato, Michiaki For For Management
2.3 Elect Director Arima, Kenji For For Management
2.4 Elect Director Uchiyama, Masami For For Management
2.5 Elect Director Konagaya, Hideharu For For Management
2.6 Elect Director Kusakawa, Katsuyuki For For Management
2.7 Elect Director Toyota, Jun For For Management
2.8 Elect Director Otake, Takashi For For Management
2.9 Elect Director Mihara, Hiroshi For For Management
2.10 Elect Director Yamamoto, Hideo For For Management
2.11 Elect Director Katsuda, Takayuki For For Management
2.12 Elect Director Inoue, Atsushi For For Management
2.13 Elect Director Uehara, Haruya For For Management
2.14 Elect Director Sakurai, Kingo For For Management
3 Appoint Statutory Auditor Sakakibara, For For Management
Koichi
4 Appoint Alternate Statutory Auditor For For Management
Shinohara, Hideo
--------------------------------------------------------------------------------
KOMATSU LTD.
Ticker: 6301 Security ID: J35759125
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 37
2.1 Elect Director Ohashi, Tetsuji For For Management
2.2 Elect Director Ogawa, Hiroyuki For For Management
2.3 Elect Director Moriyama, Masayuki For For Management
2.4 Elect Director Mizuhara, Kiyoshi For For Management
2.5 Elect Director Kigawa, Makoto For For Management
2.6 Elect Director Kunibe, Takeshi For For Management
2.7 Elect Director Arthur M. Mitchell For For Management
2.8 Elect Director Horikoshi, Takeshi For For Management
2.9 Elect Director Saiki, Naoko For For Management
3.1 Appoint Statutory Auditor Ono, Kotaro For For Management
3.2 Appoint Statutory Auditor Inagaki, For For Management
Yasuhiro
--------------------------------------------------------------------------------
KONAMI HOLDINGS CORP.
Ticker: 9766 Security ID: J3600L101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Adopt Board For For Management
Structure with Audit Committee - Amend
Provisions on Number of Directors -
Authorize Directors to Execute Day to
Day Operations without Full Board
Approval - Indemnify Directors
2.1 Elect Director Kozuki, Kagemasa For For Management
2.2 Elect Director Higashio, Kimihiko For For Management
2.3 Elect Director Hayakawa, Hideki For For Management
2.4 Elect Director Okita, Katsunori For For Management
2.5 Elect Director Matsura, Yoshihiro For For Management
3.1 Elect Director and Audit Committee For For Management
Member Gemma, Akira
3.2 Elect Director and Audit Committee For For Management
Member Yamaguchi, Kaori
3.3 Elect Director and Audit Committee For For Management
Member Kubo, Kimito
4 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
5 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
--------------------------------------------------------------------------------
KONE OYJ
Ticker: KNEBV Security ID: X4551T105
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.7475 per Class A
Share and EUR 1.75 per Class B Share;
Approve Extra Dividends of EUR 0.4975
per Class A Share and EUR 0.50 per
Class B Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For Against Management
Vote)
11 Approve Remuneration of Directors in For Against Management
the Amount of EUR 220,000 for
Chairman, EUR 125,000 for Vice
Chairman, and EUR 110,000 for Other
Directors
12 Fix Number of Directors at Eight For For Management
13 Reelect Matti Alahuhta, Susan For Against Management
Duinhoven, Antti Herlin, Iiris Herlin,
Jussi Herlin, Ravi Kant and Juhani
Kaskeala as Directors; Elect Jennifer
Xin-Zhe Li as New Director
14 Approve Remuneration of Auditors For For Management
15 Elect One Auditor for the Term Ending For For Management
on the Conclusion of AGM 2020
16 Ratify Ernst & Young as Auditors For For Management
17 Authorize Share Repurchase Program For For Management
18 Approve Issuance of Shares and Options For For Management
without Preemptive Rights
19 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE AHOLD DELHAIZE NV
Ticker: AD Security ID: N0074E105
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Adopt Financial Statements For For Management
5 Approve Dividends of EUR 0.90 Per Share For For Management
6 Approve Remuneration Report For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Elect Jan Zijderveld to Supervisory For For Management
Board
10 Elect Bala Subramanian to Supervisory For For Management
Board
11 Ratify PricewaterhouseCoopers For For Management
Accountants N.V as Auditors
12 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
13 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
14 Authorize Board to Acquire Common For For Management
Shares
15 Approve Cancellation of Repurchased For For Management
Shares
16 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE DSM NV
Ticker: DSM Security ID: N5017D122
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Amend Articles of Association For For Management
3 Receive Report of Management Board None None Management
(Non-Voting)
4 Approve Remuneration Report For For Management
5 Adopt Financial Statements and For For Management
Statutory Reports
6.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
6.b Approve Dividends of EUR 2.40 Per Share For For Management
7.a Approve Discharge of Management Board For For Management
7.b Approve Discharge of Supervisory Board For For Management
8 Reelect Dimitri de Vreeze to For For Management
Management Board
9.a Reelect Frits van Paasschen to For For Management
Supervisory Board
9.b Reelect John Ramsay to Supervisory For For Management
Board
9.c Elect Carla Mahieu to Supervisory Board For For Management
9.d Elect Corien M. Wortmann-Kool to For For Management
Supervisory Board
10 Ratify KPMG Accountants N.V as Auditors For For Management
11.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Exclude Pre-emptive Rights
11.b Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital in
Connection with a Rights Issue
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Approve Reduction in Share Capital For For Management
through Cancellation of Shares
14 Other Business (Non-Voting) None None Management
15 Discuss Voting Results None None Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
KONINKLIJKE PHILIPS NV
Ticker: PHIA Security ID: N7637U112
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 President's Speech None None Management
2.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.b Adopt Financial Statements and For For Management
Statutory Reports
2.c Approve Dividends of EUR 0.85 Per Share For For Management
2.d Approve Remuneration Report For For Management
2.e Approve Discharge of Management Board For For Management
2.f Approve Discharge of Supervisory Board For For Management
3 Reelect Marnix van Ginneken to For For Management
Management Board
4.a Elect Chua Sock Koong to Supervisory For For Management
Board
4.b Elect Indra Nooyi to Supervisory Board For For Management
5.a Grant Board Authority to Issue Shares For For Management
5.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Cancellation of Repurchased For For Management
Shares
8 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
KOSE CORP.
Ticker: 4922 Security ID: J3622S100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2 Amend Articles to Reduce Directors' For For Management
Term - Change Fiscal Year End
3.1 Elect Director Kobayashi, Masanori For For Management
3.2 Elect Director Shibusawa, Koichi For For Management
3.3 Elect Director Mochizuki, Shinichi For For Management
3.4 Elect Director Horita, Masahiro For For Management
3.5 Elect Director Yuasa, Norika For For Management
--------------------------------------------------------------------------------
KUBOTA CORP.
Ticker: 6326 Security ID: J36662138
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimata, Masatoshi For For Management
1.2 Elect Director Kitao, Yuichi For For Management
1.3 Elect Director Yoshikawa, Masato For For Management
1.4 Elect Director Kurosawa, Toshihiko For For Management
1.5 Elect Director Watanabe, Dai For For Management
1.6 Elect Director Matsuda, Yuzuru For For Management
1.7 Elect Director Ina, Koichi For For Management
1.8 Elect Director Shintaku, Yutaro For For Management
1.9 Elect Director Arakane, Kumi For For Management
2 Appoint Statutory Auditor Furusawa, For For Management
Yuri
3 Approve Compensation Ceiling for For For Management
Directors
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
KUEHNE + NAGEL INTERNATIONAL AG
Ticker: KNIN Security ID: H4673L145
Meeting Date: SEP 02, 2020 Meeting Type: Special
Record Date: AUG 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income and For For Management
Dividends of CHF 4.00 per Share
2 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
KUEHNE + NAGEL INTERNATIONAL AG
Ticker: KNIN Security ID: H4673L145
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 4.50 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Dominik Buergy as Director For For Management
4.1.2 Reelect Renato Fassbind as Director For For Management
4.1.3 Reelect Karl Gernandt as Director For For Management
4.1.4 Reelect David Kamenetzky as Director For For Management
4.1.5 Reelect Klaus-Michael Kuehne as For For Management
Director
4.1.6 Reelect Hauke Stars as Director For For Management
4.1.7 Reelect Martin Wittig as Director For For Management
4.1.8 Reelect Joerg Wolle as Director For For Management
4.2 Elect Tobias Staehelin as Director For For Management
4.3 Reelect Joerg Wolle as Board Chairman For For Management
4.4.1 Reappoint Karl Gernandt as Member of For For Management
the Compensation Committee
4.4.2 Reappoint Klaus-Michael Kuehne as For Against Management
Member of the Compensation Committee
4.4.3 Reappoint Hauke Stars as Member of the For For Management
Compensation Committee
4.5 Designate Investarit AG as Independent For For Management
Proxy
4.6 Ratify Ernst & Young AG as Auditors For For Management
5 Approve Remuneration Report For Against Management
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.5 Million
6.2 Approve Remuneration of Executive For Against Management
Committee in the Amount of CHF 22
Million
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
KURARAY CO., LTD.
Ticker: 3405 Security ID: J37006137
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 19
2 Amend Articles to Amend Business Lines For For Management
- Clarify Director Authority on
Shareholder Meetings - Amend
Provisions on Director Titles
3.1 Elect Director Ito, Masaaki For For Management
3.2 Elect Director Kawahara, Hitoshi For For Management
3.3 Elect Director Hayase, Hiroaya For For Management
3.4 Elect Director Sano, Yoshimasa For For Management
3.5 Elect Director Abe, Kenichi For For Management
3.6 Elect Director Taga, Keiji For For Management
3.7 Elect Director Matthias Gutweiler For For Management
3.8 Elect Director Takai, Nobuhiko For For Management
3.9 Elect Director Hamano, Jun For For Management
3.10 Elect Director Murata, Keiko For For Management
3.11 Elect Director Tanaka, Satoshi For For Management
3.12 Elect Director Ido, Kiyoto For For Management
4 Appoint Statutory Auditor Uehara, Naoya For For Management
5 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
KURITA WATER INDUSTRIES LTD.
Ticker: 6370 Security ID: J37221116
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 34
2.1 Elect Director Kadota, Michiya For For Management
2.2 Elect Director Ejiri, Hirohiko For For Management
2.3 Elect Director Yamada, Yoshio For For Management
2.4 Elect Director Suzuki, Yasuo For For Management
2.5 Elect Director Shirode, Shuji For For Management
2.6 Elect Director Sugiyama, Ryoko For For Management
2.7 Elect Director Tanaka, Keiko For For Management
2.8 Elect Director Kamai, Kenichiro For For Management
3 Appoint Alternate Statutory Auditor For For Management
Nagasawa, Tetsuya
4 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
KYOCERA CORP.
Ticker: 6971 Security ID: J37479110
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
2.1 Elect Director Yamaguchi, Goro For For Management
2.2 Elect Director Tanimoto, Hideo For For Management
2.3 Elect Director Fure, Hiroshi For For Management
2.4 Elect Director Ina, Norihiko For For Management
2.5 Elect Director Kano, Koichi For For Management
2.6 Elect Director Aoki, Shoichi For For Management
2.7 Elect Director Aoyama, Atsushi For For Management
2.8 Elect Director Koyano, Akiko For For Management
2.9 Elect Director Kakiuchi, Eiji For For Management
3 Appoint Alternate Statutory Auditor For For Management
Kida, Minoru
--------------------------------------------------------------------------------
KYOWA KIRIN CO., LTD.
Ticker: 4151 Security ID: J38296117
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2.1 Elect Director Miyamoto, Masashi For For Management
2.2 Elect Director Osawa, Yutaka For For Management
2.3 Elect Director Mikayama, Toshifumi For For Management
2.4 Elect Director Yokota, Noriya For For Management
2.5 Elect Director Morita, Akira For For Management
2.6 Elect Director Haga, Yuko For For Management
2.7 Elect Director Arai, Jun For For Management
2.8 Elect Director Oyamada, Takashi For For Management
3 Appoint Statutory Auditor Yatsu, Tomomi For For Management
4 Approve Compensation Ceiling for For For Management
Directors
5 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
KYUSHU ELECTRIC POWER CO., INC.
Ticker: 9508 Security ID: J38468104
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 1,050,000 for
Class A Preferred Shares, and JPY 17.5
for Ordinary Shares
2.1 Elect Director Uriu, Michiaki For For Management
2.2 Elect Director Ikebe, Kazuhiro For For Management
2.3 Elect Director Fujii, Ichiro For For Management
2.4 Elect Director Toyoma, Makoto For For Management
2.5 Elect Director Toyoshima, Naoyuki For For Management
2.6 Elect Director Ogura, Yoshio For For Management
2.7 Elect Director Akiyama, Yasuji For For Management
2.8 Elect Director Fujimoto, Junichi For For Management
2.9 Elect Director Kuriyama, Yoshifumi For For Management
2.10 Elect Director Sakie Fukushima For For Management
Tachibana
2.11 Elect Director Tsuda, Junji For For Management
3 Elect Director and Audit Committee For For Management
Member Endo, Yasuaki
4 Approve Trust-Type Equity Compensation For For Management
Plan
5 Amend Articles to Add Provision on Against Against Shareholder
Declaration Concerning SDGs
6 Amend Articles to Add Provision on Against Against Shareholder
Thorough Safety Measures Concerning
Nuclear Power Generation
7 Amend Articles to Add Provision on Against Against Shareholder
Declaration Concerning Promotion of
Renewable Energies
8 Amend Articles to Add Provision on Against Against Shareholder
Declaration Concerning Seismic
Resistance Standard of Nuclear Power
Plants
9 Amend Articles to Establish Against Against Shareholder
Investigation Committee on the
Utility's Assessment of Basic
Earthquake Ground Motion Figures at Oi
Nuclear Plant
--------------------------------------------------------------------------------
KYUSHU RAILWAY CO.
Ticker: 9142 Security ID: J41079104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 93
2.1 Elect Director Karaike, Koji For For Management
2.2 Elect Director Aoyagi, Toshihiko For For Management
2.3 Elect Director Tanaka, Ryuji For For Management
2.4 Elect Director Furumiya, Yoji For For Management
2.5 Elect Director Mori, Toshihiro For For Management
2.6 Elect Director Fukunaga, Hiroyuki For For Management
2.7 Elect Director Kuwano, Izumi For For Management
2.8 Elect Director Ichikawa, Toshihide For For Management
2.9 Elect Director Asatsuma, Shinji For For Management
2.10 Elect Director Muramatsu, Kuniko For For Management
2.11 Elect Director Uriu, Michiaki For For Management
3 Elect Director and Audit Committee For For Management
Member Fujita, Hiromi
--------------------------------------------------------------------------------
L'OREAL SA
Ticker: OR Security ID: F58149133
Meeting Date: APR 20, 2021 Meeting Type: Annual/Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 4 per Share and an
Extra of EUR 0.40 per Share to Long
Term Registered Shares
4 Elect Nicolas Hieronimus as Director For For Management
5 Elect Alexandre Ricard as Director For For Management
6 Reelect Francoise Bettencourt Meyers For For Management
as Director
7 Reelect Paul Bulcke as Director For For Management
8 Reelect Virginie Morgon as Director For For Management
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Compensation of Jean-Paul For For Management
Agon, Chairman and CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Remuneration Policy of For For Management
Jean-Paul Agon, Chairman and CEO Until
April 30, 2021
13 Approve Remuneration Policy of Nicolas For For Management
Hieronimus, CEO Since May 1, 2021
14 Approve Remuneration Policy of For Against Management
Jean-Paul Agon, Chairman of the Board
Since May 1, 2021
15 Approve Amendment of Employment For Against Management
Contract of Nicolas Hieronimus, CEO
Since May 1, 2021
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up a Maximum Nominal
Share Capital value of EUR 156,764,042.
40
18 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
19 Authorize Capital Increase of up to 2 For For Management
Percent of Issued Capital for
Contributions in Kind
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
22 Amend Article 9.2 of Bylaws Re: For For Management
Written Consultation
23 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LA FRANCAISE DES JEUX SA
Ticker: FDJ Security ID: F55896108
Meeting Date: JUN 16, 2021 Meeting Type: Annual/Special
Record Date: JUN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Ratify Appointment of Francoise Gri as For For Management
Director
6 Renew Appointment of Deloitte & For For Management
Associes as Auditor
7 Acknowledge End of Mandate of BEAS as For For Management
Alternate Auditor and Decision Not to
Renew
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Stephane For For Management
Pallez, Chairman and CEO
10 Approve Compensation of Charles For For Management
Lantieri, Vice-CEO
11 Approve Remuneration Policy of For For Management
Corporate Officers
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Amend Article 16 of Bylaws Re: Written For For Management
Consultation
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 20 Percent of
Issued Capital
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to 10 Percent of
Issued Capital
16 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Qualified
Investors, up to 10 Percent of Issued
Capital
17 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
18 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
19 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
20 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Exchange Offers
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LAFARGEHOLCIM LTD.
Ticker: LHN Security ID: H4768E105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3.1 Approve Allocation of Income For For Management
3.2 Approve Dividends of CHF 2.00 per For For Management
Share from Capital Contribution
Reserves
4.1 Change Company Name to Holcim Ltd For For Management
4.2 Change Location of Registered For For Management
Office/Headquarters to Zug, Switzerland
5.1a Reelect Beat Hess as Director and For For Management
Board Chairman
5.1b Reelect Philippe Block as Director For For Management
5.1c Reelect Kim Fausing as Director For For Management
5.1d Reelect Colin Hall as Director For For Management
5.1e Reelect Naina Kidwai as Director For For Management
5.1f Reelect Patrick Kron as Director For For Management
5.1g Reelect Adrian Loader as Director For For Management
5.1h Reelect Juerg Oleas as Director For For Management
5.1i Reelect Claudia Ramirez as Director For For Management
5.1j Reelect Hanne Sorensen as Director For For Management
5.1k Reelect Dieter Spaelti as Director For For Management
5.2 Elect Jan Jenisch as Director For For Management
5.3.1 Reappoint Colin Hall as Member of the For For Management
Nomination, Compensation and
Governance Committee
5.3.2 Reappoint Adrian Loader as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.3.3 Reappoint Claudia Ramirez as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.3.4 Appoint Hanne Sorensen as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.4 Appoint Dieter Spaelti as Member of For For Management
the Nomination, Compensation and
Governance Committee
5.5.1 Ratify Deloitte AG as Auditors For For Management
5.5.2 Designate Sabine Burkhalter For For Management
Kaimakliotis as Independent Proxy
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.2 Million
6.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 42.5
Million
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LAND SECURITIES GROUP PLC
Ticker: LAND Security ID: G5375M142
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Mark Allan as Director For For Management
4 Re-elect Martin Greenslade as Director For For Management
5 Re-elect Colette O'Shea as Director For For Management
6 Re-elect Edward Bonham Carter as For For Management
Director
7 Re-elect Nicholas Cadbury as Director For For Management
8 Re-elect Madeleine Cosgrave as Director For For Management
9 Re-elect Christophe Evain as Director For For Management
10 Re-elect Cressida Hogg as Director For For Management
11 Re-elect Stacey Rauch as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
LANXESS AG
Ticker: LXS Security ID: D5032B102
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: AUG 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.95 per Share
3.1 Approve Discharge of Management Board For For Management
Member Matthias Zachert for Fiscal 2019
3.2 Approve Discharge of Management Board For For Management
Member Anno Borkowsky for Fiscal 2019
3.3 Approve Discharge of Management Board For For Management
Member Hubert Fink for Fiscal 2019
3.4 Approve Discharge of Management Board For For Management
Member Michael Pontzen for Fiscal 2019
3.5 Approve Discharge of Management Board For For Management
Member Rainier van Roessel for Fiscal
2019
4.1 Approve Discharge of Supervisory Board For For Management
Member Matthias Wolfgruber for Fiscal
2019
4.2 Approve Discharge of Supervisory Board For For Management
Member Birgit Bierther for Fiscal 2019
4.3 Approve Discharge of Supervisory Board For For Management
Member Werner Czaplik for Fiscal 2019
4.4 Approve Discharge of Supervisory Board For For Management
Member Hans-Dieter Gerriets for Fiscal
2019
4.5 Approve Discharge of Supervisory Board For For Management
Member Heike Hanagarth for Fiscal 2019
4.6 Approve Discharge of Supervisory Board For For Management
Member Friedrich Janssen for Fiscal
2019
4.7 Approve Discharge of Supervisory Board For For Management
Member Pamela Knapp for Fiscal 2019
4.8 Approve Discharge of Supervisory Board For For Management
Member Thomas Meiers for Fiscal 2019
4.9 Approve Discharge of Supervisory Board For For Management
Member Lawrence Rosen for Fiscal 2019
4.10 Approve Discharge of Supervisory Board For For Management
Member Ralf Sikorski for Fiscal 2019
4.11 Approve Discharge of Supervisory Board For For Management
Member Manuela Strauch for Fiscal 2019
4.12 Approve Discharge of Supervisory Board For For Management
Member Theo Walthie for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
6.1 Elect Matthias Wolfgruber to the For For Management
Supervisory Board
6.2 Elect Lawrence Rosen to the For For Management
Supervisory Board
6.3 Elect Hans Van Bylen to the For For Management
Supervisory Board
6.4 Elect Theo Walthie to the Supervisory For For Management
Board
7 Approve Remuneration of Supervisory For For Management
Board
8 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
LANXESS AG
Ticker: LXS Security ID: D5032B102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
5.2 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Half-Year and Quarterly
Reports 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
LASERTEC CORP.
Ticker: 6920 Security ID: J38702106
Meeting Date: SEP 28, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27
2.1 Elect Director Okabayashi, Osamu For For Management
2.2 Elect Director Kusunose, Haruhiko For For Management
2.3 Elect Director Uchiyama, Shu For For Management
2.4 Elect Director Moriizumi, Koichi For For Management
2.5 Elect Director Seki, Hirokazu For For Management
2.6 Elect Director Ebihara, Minoru For For Management
2.7 Elect Director Shimoyama, Takayuki For For Management
2.8 Elect Director Mihara, Koji For For Management
3.1 Appoint Statutory Auditor Tsukasaki, For For Management
Takeaki
3.2 Appoint Statutory Auditor Asami, Koichi For For Management
3.3 Appoint Statutory Auditor Ishiguro, For For Management
Miyuki
3.4 Appoint Statutory Auditor Izumo, Eiichi For For Management
4 Appoint Alternate Statutory Auditor For For Management
Saito, Yuji
5 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
LAWSON, INC.
Ticker: 2651 Security ID: J3871L103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2.1 Elect Director Takemasu, Sadanobu For For Management
2.2 Elect Director Imada, Katsuyuki For For Management
2.3 Elect Director Nakaniwa, Satoshi For For Management
2.4 Elect Director Hayashi, Keiko For For Management
2.5 Elect Director Iwamura, Miki For For Management
2.6 Elect Director Suzuki, Satoko For For Management
2.7 Elect Director Kikuchi, Kiyotaka For For Management
3 Appoint Statutory Auditor Miyazaki, Jun For For Management
--------------------------------------------------------------------------------
LE LUNDBERGFORETAGEN AB
Ticker: LUND.B Security ID: W54114108
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.A Designate Carina Silberg as Inspector For For Management
of Minutes of Meeting
2.B Designate Erik Brandstrom as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6.A Receive Financial Statements and None None Management
Statutory Reports
6.B Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
7.A Accept Financial Statements and For For Management
Statutory Reports
7.B1 Approve Discharge of Board Chairman For For Management
Mats Guldbrand
7.B2 Approve Discharge of Board Member Carl For For Management
Bennet
7.B3 Approve Discharge of Board Member For For Management
Lilian Fossum Biner
7.B4 Approve Discharge of Board Member For For Management
Louise Lindh
7.B5 Approve Discharge of Board Member and For For Management
CEO Fredrik Lundberg
7.B6 Approve Discharge of Board Member For For Management
Katarina Martinson
7.B7 Approve Discharge of Board Member Sten For For Management
Peterson
7.B8 Approve Discharge of Board Member Lars For For Management
Pettersson
7.B9 Approve Discharge of Board Member Bo For For Management
Selling
7.C Approve Allocation of Income and For For Management
Dividends of SEK 3.50 Per Share
8 Determine Number of Members (9) and For For Management
Deputy Members (0) of Board
9 Approve Remuneration of Directors in For For Management
the Amount of SEK 870,000 for Chairman
and SEK 290,000 for other Directors;
Approve Remuneration of Auditors
10.A Reelect Mats Guldbrand (Chairman) as For Against Management
Director
10.B Reelect Carl Bennet as Director For For Management
10.C Reelect Lilian Fossum Biner as Director For For Management
10.D Reelect Louise Lindh as Director For Against Management
10.E Reelect Fredrik Lundberg as Director For Against Management
10.F Reelect Katarina Martinson as Director For Against Management
10.G Reelect Sten Peterson as Director For For Management
10.H Reelect Lars Pettersson as Director For For Management
10.I Reelect Bo Selling as Director For For Management
11.A Ratify PricewaterhouseCoopers as For For Management
Auditors
12 Approve Remuneration Report For For Management
13 Amend Articles of Association Re: For For Management
Editorial Changes; Participation at
General Meetings; Postal Voting; Share
Registrar
14 Authorize Share Repurchase Program For For Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
LEG IMMOBILIEN AG
Ticker: LEG Security ID: D4960A103
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.60 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
6 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion;
Approve Creation of EUR 35.7 Million
Pool of Capital to Guarantee
Conversion Rights
7 Approve Creation of EUR 21.4 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
8 Approve Remuneration Policy For For Management
9 Approve Increase in Size of Board to For For Management
Seven Members
10 Elect Martin Wiesmann to the For For Management
Supervisory Board
11 Approve Affiliation Agreement with For For Management
EnergieServicePlus GmbH
12 Approve Merger by Absorption of LEG For For Management
Immobilien N.V. and Change of
Corporate Form to Societas Europaea
(SE)
--------------------------------------------------------------------------------
LEG IMMOBILIEN AG
Ticker: LEG Security ID: D4960A103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.78 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
6 Elect Sylvia Eichelberg to the For For Management
Supervisory Board
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC
Ticker: LGEN Security ID: G54404127
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Ric Lewis as Director For For Management
4 Elect Nilufer von Bismarck as Director For For Management
5 Re-elect Henrietta Baldock as Director For For Management
6 Re-elect Philip Broadley as Director For For Management
7 Re-elect Jeff Davies as Director For For Management
8 Re-elect Sir John Kingman as Director For For Management
9 Re-elect Lesley Knox as Director For For Management
10 Re-elect George Lewis as Director For For Management
11 Re-elect Toby Strauss as Director For For Management
12 Re-elect Nigel Wilson as Director For For Management
13 Reappoint KPMG LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Approve Remuneration Report For For Management
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity in For For Management
Connection with the Issue of
Contingent Convertible Securities
18 Authorise UK Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
the Issue of Contingent Convertible
Securities
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Adopt New Articles of Association For For Management
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
LEGRAND SA
Ticker: LR Security ID: F56196185
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.42 per Share
4 Approve Compensation Report of For For Management
Corporate Officers
5 Approve Compensation of Gilles For For Management
Schnepp, Chairman of the Board Until
30 June 2020
6 Approve Compensation of Angeles For For Management
Garcia-Poveda, Chairman of the Board
Since 1 July 2020
7 Approve Compensation of Benoit For For Management
Coquart, CEO
8 Approve Remuneration Policy of For For Management
Chairman of the Board
9 Approve Remuneration Policy of CEO For For Management
10 Approve Remuneration Policy of Board For For Management
Members
11 Reelect Annalisa Loustau Elia as For For Management
Director
12 Elect Jean-Marc Chery as Director For For Management
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize up to 1.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
16 Amend Article 12.4 of Bylaws Re: Vote For For Management
Instructions
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
LENDLEASE GROUP
Ticker: LLC Security ID: Q55368114
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Robert Welanetz as Director For For Management
2b Elect Philip Coffey as Director For For Management
2c Elect Jane Hemstritch as Director For For Management
3 Approve Remuneration Report For Abstain Management
4 Approve Issuance of Performance Rights For Abstain Management
to Stephen McCann
--------------------------------------------------------------------------------
LINE CORP.
Ticker: 3938 Security ID: J38932109
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split to Squeeze For For Management
Out Minority Shareholders
2 Amend Articles to Decrease Authorized For For Management
Capital
--------------------------------------------------------------------------------
LINK REAL ESTATE INVESTMENT TRUST
Ticker: 823 Security ID: Y5281M111
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Note the Financial Statements and None None Management
Statutory Reports
2 Note the Appointment of Auditor and None None Management
Fixing of Their Remuneration
3.1 Elect Peter Tse Pak Wing as Director For For Management
3.2 Elect Nancy Tse Sau Ling as Director For For Management
3.3 Elect Elaine Carole Young as Director For For Management
4.1 Elect Ng Kok Siong as Director For For Management
5 Authorize Repurchase of Issued Units For For Management
6 Approve Amended Scope of Permitted For For Management
Investments and the Corresponding
Investment Scope Trust Deed Amendments
--------------------------------------------------------------------------------
LION CORP.
Ticker: 4912 Security ID: J38933107
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hama, Itsuo For For Management
1.2 Elect Director Kikukawa, Masazumi For For Management
1.3 Elect Director Kobayashi, Kenjiro For For Management
1.4 Elect Director Sakakibara, Takeo For For Management
1.5 Elect Director Kume, Yugo For For Management
1.6 Elect Director Noritake, Fumitomo For For Management
1.7 Elect Director Suzuki, Hitoshi For For Management
1.8 Elect Director Uchida, Kazunari For For Management
1.9 Elect Director Shiraishi, Takashi For For Management
1.10 Elect Director Sugaya, Takako For For Management
1.11 Elect Director Yasue, Reiko For For Management
2 Appoint Statutory Auditor Suzuki, For For Management
Atsuko
3 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
LIXIL CORP.
Ticker: 5938 Security ID: J3893W103
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Allow Virtual Only For For Management
Shareholder Meetings
2.1 Elect Director Seto, Kinya For For Management
2.2 Elect Director Matsumoto, Sachio For For Management
2.3 Elect Director Hwa Jin Song Montesano For For Management
2.4 Elect Director Uchibori, Tamio For For Management
2.5 Elect Director Suzuki, Teruo For For Management
2.6 Elect Director Nishiura, Yuji For For Management
2.7 Elect Director Hamaguchi, Daisuke For For Management
2.8 Elect Director Matsuzaki, Masatoshi For For Management
2.9 Elect Director Konno, Shiho For For Management
2.10 Elect Director Watahiki, Mariko For For Management
--------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC
Ticker: LLOY Security ID: G5533W248
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Robin Budenberg as Director For For Management
3 Re-elect William Chalmers as Director For For Management
4 Re-elect Alan Dickinson as Director For For Management
5 Re-elect Sarah Legg as Director For For Management
6 Re-elect Lord Lupton as Director For For Management
7 Re-elect Amanda Mackenzie as Director For For Management
8 Re-elect Nick Prettejohn as Director For For Management
9 Re-elect Stuart Sinclair as Director For For Management
10 Re-elect Catherine Woods as Director For For Management
11 Approve Remuneration Report For For Management
12 Approve Final Dividend For For Management
13 Appoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Approve Deferred Bonus Plan For For Management
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity in Relation For For Management
to the Issue of Regulatory Capital
Convertible Instruments
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Issue of Equity without For For Management
Pre-Emptive Rights in Relation to the
Issue of Regulatory Capital
Convertible Instruments
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise Market Purchase of For For Management
Preference Shares
24 Adopt New Articles of Association For For Management
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A.
Ticker: LOGN Security ID: H50430232
Meeting Date: SEP 09, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Appropriation of Retained Earnings and For For Management
Declaration of Dividend
4 Approve Creation of CHF 4.3 Million For For Management
Pool of Authorized Capital without
Preemptive Rights
5 Approve Discharge of Board and Senior For For Management
Management
6A Elect Director Patrick Aebischer For For Management
6B Elect Director Wendy Becker For For Management
6C Elect Director Edouard Bugnion For For Management
6D Elect Director Bracken Darrell For For Management
6E Elect Director Guy Gecht For For Management
6F Elect Director Didier Hirsch For For Management
6G Elect Director Neil Hunt For For Management
6H Elect Director Marjorie Lao For For Management
6I Elect Director Neela Montgomery For For Management
6J Elect Director Michael Polk For For Management
6K Elect Director Riet Cadonau For For Management
6L Elect Director Deborah Thomas For For Management
7 Elect Wendy Becker as Board Chairman For For Management
8A Appoint Edouard Bugnion as Member of For For Management
the Compensation Committee
8B Appoint Neil Hunt as Member of the For For Management
Compensation Committee
8C Appoint Michael Polk as Member of the For For Management
Compensation Committee
8D Appoint Riet Cadonau as Member of the For For Management
Compensation Committee
9 Approve Remuneration of Board of For For Management
Directors in the Amount of CHF
3,500,000
10 Approve Remuneration of the Group For For Management
Management Team in the Amount of USD
29,400,000
11 Ratify KPMG AG as Auditors and Ratify For For Management
KPMG LLP as Independent Registered
Public Accounting Firm for Fiscal Year
2021
12 Designate Etude Regina Wenger & Sarah For For Management
Keiser-Wuger as Independent
Representative
A Authorize Independent Representative For Against Management
to Vote on Any Amendment to Previous
Resolutions
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSE Security ID: G5689U103
Meeting Date: NOV 03, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Proposed Divestment of London Stock
Exchange Group Holdings Italia S.p.A.
to Euronext N.V.
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSEG Security ID: G5689U103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For Against Management
4 Re-elect Jacques Aigrain as Director For For Management
5 Re-elect Dominic Blakemore as Director For For Management
6 Re-elect Kathleen DeRose as Director For For Management
7 Re-elect Cressida Hogg as Director For For Management
8 Re-elect Stephen O'Connor as Director For For Management
9 Re-elect Val Rahmani as Director For For Management
10 Re-elect Don Robert as Director For For Management
11 Re-elect David Schwimmer as Director For For Management
12 Elect Martin Brand as Director For For Management
13 Elect Erin Brown as Director For For Management
14 Elect Anna Manz as Director For For Management
15 Elect Douglas Steenland as Director For For Management
16 Reappoint Ernst & Young LLP as Auditors For For Management
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity For For Management
19 Authorise UK Political Donations and For For Management
Expenditure
20 Approve SAYE Option Plan For For Management
21 Adopt New Articles of Association For For Management
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
LONZA GROUP AG
Ticker: LONN Security ID: H50524133
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 3.00 per Share
5.1.1 Reelect Werner Bauer as Director For For Management
5.1.2 Reelect Albert Baehny as Director For For Management
5.1.3 Reelect Dorothee Deuring as Director For For Management
5.1.4 Reelect Angelica Kohlmann as Director For For Management
5.1.5 Reelect Christoph Maeder as Director For For Management
5.1.6 Reelect Barbara Richmond as Director For For Management
5.1.7 Reelect Juergen Steinemann as Director For For Management
5.1.8 Reelect Olivier Verscheure as Director For For Management
5.2 Reelect Albert Baehny as Board Chairman For For Management
5.3.1 Reappoint Angelica Kohlmann as Member For For Management
of the Nomination and Compensation
Committee
5.3.2 Reappoint Christoph Maeder as Member For For Management
of the Nomination and Compensation
Committee
5.3.3 Reappoint Juergen Steinemann as Member For For Management
of the Nomination and Compensation
Committee
6 Ratify KPMG Ltd as Auditors For For Management
7 Designate ThomannFischer as For For Management
Independent Proxy
8 Approve Remuneration of Directors in For For Management
the Amount of CHF 2.7 Million
9.1 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5.6 Million for the Period July 1,
2021 - June 30, 2022
9.2 Approve Variable Short-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 3.3 Million for
Fiscal Year 2020
9.3 Approve Variable Long-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 10.5 Million for
Fiscal Year 2021
10 Approve Renewal of CHF 7.5 Million For For Management
Pool of Authorized Capital without
Preemptive Rights
11 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
LUNDIN ENERGY AB
Ticker: LUNE Security ID: W64566107
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive President's Report None None Management
8 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's
Report
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Allocation of Income and For For Management
Dividends of USD 1.80 Per Share
11.a Approve Discharge of Board Member For For Management
Peggy Bruzelius
11.b Approve Discharge of Board Member C. For For Management
Ashley Heppenstall
11.c Approve Discharge of Board Chairman For For Management
Ian H. Lundin
11.d Approve Discharge of Board Member For For Management
Lukas H. Lundin
11.e Approve Discharge of Board Member For For Management
Grace Reksten Skaugen
11.f Approve Discharge of Board Member For For Management
Torstein Sanness
11.g Approve Discharge of Board Member and For For Management
CEO Alex Schneiter
11.h Approve Discharge of Board Member For For Management
Jakob Thomasen
11.i Approve Discharge of Board Member For For Management
Cecilia Vieweg
12 Approve Remuneration Report For Against Management
13 Receive Nomination Committee's Report None None Management
14 Determine Number of Members (10) and For For Management
Deputy Members (0) of Board
15 Approve Remuneration of Directors in For For Management
the Amount of USD 130,000 for the
Chairman and USD 62,000 for Other
Directors; Approve Remuneration for
Committee Work
16.a Reelect Peggy Bruzelius as Director For For Management
16.b Reelect C. Ashley Heppenstall as For For Management
Director
16.c Reelect Ian H. Lundin as Director For For Management
16.d Reelect Lukas H. Lundin as Director For For Management
16.e Reelect Grace Reksten as Director For For Management
16.f Reelect Torstein Sanness as Director For For Management
16.g Reelect Alex Schneiter as Director For For Management
16.h Reelect Jakob Thomasen as Director For For Management
16.i Reelect Cecilia Vieweg as Director For For Management
16.j Elect Adam I. Lundin as New Director For Against Management
16.k Reelect Ian H. Lundin as Board Chairman For For Management
17 Approve Remuneration of Auditors For For Management
18 Ratify Ernst & Young as Auditors For For Management
19 Approve Performance Share Plan LTIP For For Management
2021
20 Approve Equity Plan Financing of LTIP For For Management
2021
21 Approve Extra Remuneration for Alex For Against Management
Schneiter
22 Approve Issuance of up to 28.5 Million For For Management
Shares without Preemptive Rights
23 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
24.a Instruct Company to Align its Legal Against Against Shareholder
Defence Strategy with its Human Rights
Policy
24.b Instruct Company to Disclose All Against Against Shareholder
Current and Projected Direct and
Indirect Costs Connected with the
Legal Defence
25 Close Meeting None None Management
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE
Ticker: MC Security ID: F58485115
Meeting Date: APR 15, 2021 Meeting Type: Annual/Special
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 6.00 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Reelect Antoine Arnault as Director For For Management
6 Reelect Nicolas Bazire as Director For For Management
7 Reelect Charles de Croisset as Director For For Management
8 Reelect Yves-Thibault de Silguy as For For Management
Director
9 Appoint Olivier Lenel as Alternate For For Management
Auditor
10 Approve Amendment of Remuneration For For Management
Policy of Directors Re: FY 2020
11 Approve Amendment of Remuneration For Against Management
Policy of Executive Corporate Officers
Re: FY 2020
12 Approve Compensation of Corporate For Against Management
Officers
13 Approve Compensation of Bernard For Against Management
Arnault, Chairman and CEO
14 Approve Compensation of Antonio For Against Management
Belloni, Vice-CEO
15 Approve Remuneration Policy of For For Management
Directors
16 Approve Remuneration Policy of For Against Management
Chairman and CEO
17 Approve Remuneration Policy of Vice-CEO For Against Management
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 20 Million for Bonus
Issue or Increase in Par Value
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 20 Million
22 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 20 Million
23 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Qualified
Investors, up to Aggregate Nominal
Amount of EUR 20 Million
24 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
25 Authorize Capital Increase of Up to For Against Management
EUR 20 Million for Future Exchange
Offers
26 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
27 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 21-26 at EUR 20 Million
30 Amend Article 22 of Bylaws Re: Auditors For For Management
--------------------------------------------------------------------------------
LVMH MOET HENNESSY LOUIS VUITTON SE
Ticker: MC Security ID: F58485115
Meeting Date: MAY 28, 2021 Meeting Type: Extraordinary Shareholders
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
M&G PLC
Ticker: MNG Security ID: G6107R102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Clare Chapman as Director For For Management
4 Elect Fiona Clutterbuck as Director For For Management
5 Re-elect John Foley as Director For For Management
6 Re-elect Clare Bousfield as Director For For Management
7 Re-elect Clive Adamson as Director For For Management
8 Re-elect Clare Thompson as Director For For Management
9 Re-elect Massimo Tosato as Director For For Management
10 Reappoint KPMG LLP as Auditors For For Management
11 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
12 Authorise UK Political Donations and For For Management
Expenditure
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity in For For Management
Connection with the Issue of Mandatory
Convertible Securities
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
the Issue of Mandatory Convertible
Securities
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
M3, INC.
Ticker: 2413 Security ID: J4697J108
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tanimura, Itaru For For Management
1.2 Elect Director Tomaru, Akihiko For For Management
1.3 Elect Director Tsuchiya, Eiji For For Management
1.4 Elect Director Izumiya, Kazuyuki For For Management
1.5 Elect Director Urae, Akinori For For Management
1.6 Elect Director Yoshida, Kenichiro For For Management
2 Approve Stock Option Plan and Deep For For Management
Discount Stock Option Plan
--------------------------------------------------------------------------------
MACQUARIE GROUP LIMITED
Ticker: MQG Security ID: Q57085286
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Diane J Grady as Director For For Management
2b Elect Nicola M Wakefield Evans as For For Management
Director
3 Elect Stephen Mayne as Director Against Against Shareholder
4 Approve Remuneration Report For For Management
5 Approve Participation of Shemara For For Management
Wikramanayake in the Macquarie Group
Employee Retained Equity Plan
6 Approve Agreement to Issue MGL For For Management
Ordinary Shares on Exchange of
Macquarie Bank Capital Notes 2
--------------------------------------------------------------------------------
MAGELLAN FINANCIAL GROUP LTD.
Ticker: MFG Security ID: Q5713S107
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3a Elect John Eales as Director For For Management
3b Elect Robert Fraser as Director For For Management
3c Elect Karen Phin as Director For For Management
--------------------------------------------------------------------------------
MAKITA CORP.
Ticker: 6586 Security ID: J39584107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 59
2 Amend Articles to Adopt Board For For Management
Structure with Audit Committee - Amend
Provisions on Number of Directors -
Indemnify Directors - Authorize Board
to Determine Income Allocation
3.1 Elect Director Goto, Masahiko For For Management
3.2 Elect Director Goto, Munetoshi For For Management
3.3 Elect Director Tomita, Shinichiro For For Management
3.4 Elect Director Kaneko, Tetsuhisa For For Management
3.5 Elect Director Ota, Tomoyuki For For Management
3.6 Elect Director Tsuchiya, Takashi For For Management
3.7 Elect Director Yoshida, Masaki For For Management
3.8 Elect Director Omote, Takashi For For Management
3.9 Elect Director Otsu, Yukihiro For For Management
3.10 Elect Director Sugino, Masahiro For For Management
3.11 Elect Director Iwase, Takahiro For For Management
4.1 Elect Director and Audit Committee For For Management
Member Wakayama, Mitsuhiko
4.2 Elect Director and Audit Committee For For Management
Member Kodama, Akira
4.3 Elect Director and Audit Committee For For Management
Member Inoue, Shoji
4.4 Elect Director and Audit Committee For For Management
Member Nishikawa, Koji
5 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
6 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
7 Approve Restricted Stock Plan For For Management
8 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
MAPLETREE COMMERCIAL TRUST
Ticker: N2IU Security ID: Y5759T101
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, Audited Financial
Statements and Auditors' Report
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditor and Authorize Manager to Fix
Their Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
MAPLETREE LOGISTICS TRUST
Ticker: M44U Security ID: Y5759Q107
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, Audited Financial
Statements and Auditors' Report
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Manager to Fix
Their Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
MAPLETREE LOGISTICS TRUST
Ticker: M44U Security ID: Y5759Q107
Meeting Date: NOV 23, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Properties as For For Management
Interested Person Transactions
2 Approve Proposed Issuance of New Units For For Management
as Partial Consideration for the
Acquisitions
3 Approve Whitewash Resolution For For Management
--------------------------------------------------------------------------------
MARUBENI CORP.
Ticker: 8002 Security ID: J39788138
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kokubu, Fumiya For For Management
1.2 Elect Director Takahara, Ichiro For For Management
1.3 Elect Director Kakinoki, Masumi For For Management
1.4 Elect Director Terakawa, Akira For For Management
1.5 Elect Director Ishizuki, Mutsumi For For Management
1.6 Elect Director Oikawa, Kenichiro For For Management
1.7 Elect Director Furuya, Takayuki For For Management
1.8 Elect Director Kitabata, Takao For For Management
1.9 Elect Director Takahashi, Kyohei For For Management
1.10 Elect Director Okina, Yuri For For Management
1.11 Elect Director Hatchoji, Takashi For For Management
1.12 Elect Director Kitera, Masato For For Management
1.13 Elect Director Ishizuka, Shigeki For For Management
2.1 Appoint Statutory Auditor Kida, For For Management
Toshiaki
2.2 Appoint Statutory Auditor Yoneda, For For Management
Tsuyoshi
3 Approve Two Types of Restricted Stock For For Management
Plans
--------------------------------------------------------------------------------
MARUI GROUP CO., LTD.
Ticker: 8252 Security ID: J40089104
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 26
2.1 Elect Director Aoi, Hiroshi For For Management
2.2 Elect Director Okajima, Etsuko For For Management
2.3 Elect Director Nakagami, Yasunori For For Management
2.4 Elect Director Peter D. Pedersen For For Management
2.5 Elect Director Kato, Hirotsugu For For Management
2.6 Elect Director Kojima, Reiko For For Management
3 Appoint Alternate Statutory Auditor For For Management
Nozaki, Akira
--------------------------------------------------------------------------------
MAZDA MOTOR CORP.
Ticker: 7261 Security ID: J41551110
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marumoto, Akira For For Management
1.2 Elect Director Fujiwara, Kiyoshi For For Management
1.3 Elect Director Shobuda, Kiyotaka For For Management
1.4 Elect Director Ono, Mitsuru For For Management
1.5 Elect Director Koga, Akira For For Management
1.6 Elect Director Moro, Masahiro For For Management
1.7 Elect Director Aoyama, Yasuhiro For For Management
1.8 Elect Director Sato, Kiyoshi For For Management
1.9 Elect Director Ogawa, Michiko For For Management
2.1 Elect Director and Audit Committee For For Management
Member Maruyama, Masatoshi
2.2 Elect Director and Audit Committee For For Management
Member Watabe, Nobuhiko
2.3 Elect Director and Audit Committee For For Management
Member Sakai, Ichiro
2.4 Elect Director and Audit Committee For Against Management
Member Kitamura, Akira
2.5 Elect Director and Audit Committee For For Management
Member Shibasaki, Hiroko
2.6 Elect Director and Audit Committee For For Management
Member Sugimori, Masato
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
MCDONALD'S HOLDINGS CO. (JAPAN) LTD.
Ticker: 2702 Security ID: J4261C109
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 36
2.1 Elect Director Hiiro, Tamotsu For For Management
2.2 Elect Director Shimodaira, Atsuo For For Management
2.3 Elect Director Robert D. Larson For For Management
2.4 Elect Director Miyashita, Kenji For For Management
2.5 Elect Director Andrew V. Hipsley For For Management
2.6 Elect Director Kawamura, Akira For For Management
3 Approve Director Retirement Bonus For Against Management
--------------------------------------------------------------------------------
MEDIBANK PRIVATE LIMITED
Ticker: MPL Security ID: Q5921Q109
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Tracey Batten as Director For For Management
3 Elect Anna Bligh as Director For For Management
4 Elect Mike Wilkins as Director For For Management
5 Approve Remuneration Report For For Management
6 Approve Grant of Performance Rights to For For Management
Craig Drummond
--------------------------------------------------------------------------------
MEDIOBANCA SPA
Ticker: MB Security ID: T10584117
Meeting Date: OCT 28, 2020 Meeting Type: Annual/Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Bylaws For For Management
2a Approve Issuance of Convertible Bonds For For Management
with Warrants Attached with Preemptive
Rights
2b Approve Issuance of Shares for a For For Management
Private Placement Reserved to Italian
and Non-Italian Professional Investors
2c Authorize Board to Increase Capital to For For Management
Service Performance Share Schemes
1a Accept Financial Statements and For For Management
Statutory Reports
1b Approve Allocation of Income For For Management
2a Fix Number of Directors For For Management
2b.1 Slate 1 Submitted by Management For For Management
2b.2 Slate 2 Submitted by Institutional None Against Shareholder
Investors (Assogestioni)
2b.3 Slate 3 Submitted by Bluebell Capital None Against Shareholder
Partners Limited and Novator Capital
Limited
2c Approve Remuneration of Directors For For Management
3a.1 Slate 1 Submitted by Banca Mediolanum None Against Shareholder
SpA
3a.2 Slate 2 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
3a.3 Slate 3 Submitted by Bluebell Capital None Against Shareholder
Partners Limited and Novator Capital
Limited
3b Approve Internal Auditors' Remuneration None For Shareholder
4a Approve Remuneration Policy For For Management
4b Approve Second Section of the For For Management
Remuneration Report
4c Approve Severance Payments Policy For For Management
4d Approve Performance Share Schemes For For Management
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
MEDIPAL HOLDINGS CORP.
Ticker: 7459 Security ID: J4189T101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Watanabe, Shuichi For For Management
1.2 Elect Director Chofuku, Yasuhiro For For Management
1.3 Elect Director Yoda, Toshihide For For Management
1.4 Elect Director Sakon, Yuji For For Management
1.5 Elect Director Hasegawa, Takuro For For Management
1.6 Elect Director Watanabe, Shinjiro For For Management
1.7 Elect Director Mimura, Koichi For For Management
1.8 Elect Director Kasutani, Seiichi For For Management
1.9 Elect Director Kagami, Mitsuko For For Management
1.10 Elect Director Asano, Toshio For For Management
1.11 Elect Director Shoji, Kuniko For For Management
1.12 Elect Director Iwamoto, Hiroshi For For Management
2 Appoint Statutory Auditor Toyoda, For For Management
Tomoyasu
--------------------------------------------------------------------------------
MEIJI HOLDINGS CO., LTD.
Ticker: 2269 Security ID: J41729104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kawamura, Kazuo For For Management
1.2 Elect Director Kobayashi, Daikichiro For For Management
1.3 Elect Director Matsuda, Katsunari For For Management
1.4 Elect Director Shiozaki, Koichiro For For Management
1.5 Elect Director Furuta, Jun For For Management
1.6 Elect Director Matsumura, Mariko For For Management
1.7 Elect Director Kawata, Masaya For For Management
1.8 Elect Director Kuboyama, Michiko For For Management
2.1 Appoint Statutory Auditor Chida, For For Management
Hiroaki
2.2 Appoint Statutory Auditor Ono, For For Management
Takayoshi
2.3 Appoint Statutory Auditor Watanabe, For For Management
Hajime
2.4 Appoint Statutory Auditor Ando, Makoto For For Management
3 Appoint Alternate Statutory Auditor For For Management
Imamura, Makoto
--------------------------------------------------------------------------------
MELROSE INDUSTRIES PLC
Ticker: MRO Security ID: G5973J178
Meeting Date: JAN 21, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employee Share Plan For For Management
2 Approve Amendments to the Remuneration For For Management
Policy
--------------------------------------------------------------------------------
MELROSE INDUSTRIES PLC
Ticker: MRO Security ID: G5973J178
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Christopher Miller as Director For For Management
5 Re-elect David Roper as Director For For Management
6 Re-elect Simon Peckham as Director For For Management
7 Re-elect Geoffrey Martin as Director For For Management
8 Re-elect Justin Dowley as Director For For Management
9 Re-elect Liz Hewitt as Director For For Management
10 Re-elect David Lis as Director For For Management
11 Re-elect Archie Kane as Director For For Management
12 Re-elect Charlotte Twyning as Director For For Management
13 Re-elect Funmi Adegoke as Director For For Management
14 Elect Peter Dilnot as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
MELROSE INDUSTRIES PLC
Ticker: MRO Security ID: G5973J178
Meeting Date: MAY 06, 2021 Meeting Type: Special
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of Nortek Air For For Management
Management
--------------------------------------------------------------------------------
MERCARI, INC.
Ticker: 4385 Security ID: J42305102
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Clarify Director For For Management
Authority on Shareholder Meetings -
Clarify Director Authority on Board
Meetings
2.1 Elect Director Yamada, Shintaro For For Management
2.2 Elect Director Koizumi, Fumiaki For For Management
2.3 Elect Director Takayama, Ken For For Management
2.4 Elect Director Namatame, Masashi For For Management
2.5 Elect Director Shinoda, Makiko For For Management
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
MERCK KGAA
Ticker: MRK Security ID: D5357W103
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year 2020
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.40 per Share
4 Approve Discharge of Executive Board For For Management
Fiscal Year 2020
5 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
6 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
7 Amend Articles Re: Supervisory Board For For Management
Approval of Transactions with Related
Parties
8 Approve Remuneration Policy For For Management
9 Approve Remuneration of Supervisory For For Management
Board
10 Approve Eleven Affiliation Agreements For For Management
--------------------------------------------------------------------------------
MERCURY NZ LIMITED
Ticker: MCY Security ID: Q5971Q108
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hannah Hamling as Director For For Management
2 Elect Andy Lark as Director For For Management
3 Elect Scott St John as Director For For Management
4 Elect Patrick Strange as Director For For Management
--------------------------------------------------------------------------------
MERIDIAN ENERGY LIMITED
Ticker: MEL Security ID: Q5997E121
Meeting Date: OCT 01, 2020 Meeting Type: Annual
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mark Verbiest as Director For For Management
--------------------------------------------------------------------------------
MINEBEA MITSUMI, INC.
Ticker: 6479 Security ID: J42884130
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2.1 Elect Director Kainuma, Yoshihisa For For Management
2.2 Elect Director Moribe, Shigeru For For Management
2.3 Elect Director Iwaya, Ryozo For For Management
2.4 Elect Director None, Shigeru For For Management
2.5 Elect Director Kagami, Michiya For For Management
2.6 Elect Director Yoshida, Katsuhiko For For Management
2.7 Elect Director Aso, Hiroshi For For Management
2.8 Elect Director Murakami, Koshi For For Management
2.9 Elect Director Matsumura, Atsuko For For Management
2.10 Elect Director Haga, Yuko For For Management
2.11 Elect Director Katase, Hirofumi For For Management
2.12 Elect Director Matsuoka, Takashi For For Management
3 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
MIRVAC GROUP
Ticker: MGR Security ID: Q62377108
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Christine Nildra Bartlett as For For Management
Director
2.2 Elect Samantha Joy Mostyn as Director For For Management
2.3 Elect Alan Robert Harold Sindel as For For Management
Director
3 Approve Remuneration Report For For Management
4 Approve the Participation of Susan For For Management
Lloyd-Hurwitz in the Mirvac Group Long
Term Performance Plan
5 Approve the Amendments to the For Against Management
Constitution of Mirvac Property Trust
--------------------------------------------------------------------------------
MISUMI GROUP INC.
Ticker: 9962 Security ID: J43293109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9.18
2.1 Elect Director Nishimoto, Kosuke For For Management
2.2 Elect Director Ono, Ryusei For For Management
2.3 Elect Director Otokozawa, Ichiro For For Management
2.4 Elect Director Sato, Toshinari For For Management
2.5 Elect Director Kanatani, Tomoki For For Management
2.6 Elect Director Shimizu, Shigetaka For For Management
2.7 Elect Director Nakano, Yoichi For For Management
2.8 Elect Director Shimizu, Arata For For Management
2.9 Elect Director Suseki, Tomoharu For For Management
3.1 Appoint Statutory Auditor Nozue, Juichi For For Management
3.2 Appoint Statutory Auditor Aono, Nanako For For Management
4 Approve Deep Discount Stock Option Plan For For Management
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
MITSUBISHI CHEMICAL HOLDINGS CORP.
Ticker: 4188 Security ID: J44046100
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobayashi, Yoshimitsu For Against Management
1.2 Elect Director Jean-Marc Gilson For For Management
1.3 Elect Director Date, Hidefumi For Against Management
1.4 Elect Director Fujiwara, Ken For Against Management
1.5 Elect Director Glenn H. Fredrickson For For Management
1.6 Elect Director Kobayashi, Shigeru For Against Management
1.7 Elect Director Katayama, Hiroshi For Against Management
1.8 Elect Director Hashimoto, Takayuki For For Management
1.9 Elect Director Hodo, Chikatomo For For Management
1.10 Elect Director Kikuchi, Kiyomi For For Management
1.11 Elect Director Yamada, Tatsumi For For Management
1.12 Elect Director Masai, Takako For For Management
--------------------------------------------------------------------------------
MITSUBISHI CORP.
Ticker: 8058 Security ID: J43830116
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 67
2.1 Elect Director Kobayashi, Ken For For Management
2.2 Elect Director Kakiuchi, Takehiko For For Management
2.3 Elect Director Masu, Kazuyuki For For Management
2.4 Elect Director Murakoshi, Akira For For Management
2.5 Elect Director Hirai, Yasuteru For For Management
2.6 Elect Director Kashiwagi, Yutaka For For Management
2.7 Elect Director Nishiyama, Akihiko For For Management
2.8 Elect Director Saiki, Akitaka For For Management
2.9 Elect Director Tatsuoka, Tsuneyoshi For For Management
2.10 Elect Director Miyanaga, Shunichi For For Management
2.11 Elect Director Akiyama, Sakie For For Management
--------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORP.
Ticker: 6503 Security ID: J43873116
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sakuyama, Masaki For For Management
1.2 Elect Director Sugiyama, Takeshi For For Management
1.3 Elect Director Sagawa, Masahiko For Against Management
1.4 Elect Director Kawagoishi, Tadashi For Against Management
1.5 Elect Director Sakamoto, Takashi For Against Management
1.6 Elect Director Uruma, Kei For For Management
1.7 Elect Director Masuda, Kuniaki For Against Management
1.8 Elect Director Yabunaka, Mitoji For For Management
1.9 Elect Director Obayashi, Hiroshi For For Management
1.10 Elect Director Watanabe, Kazunori For For Management
1.11 Elect Director Koide, Hiroko For For Management
1.12 Elect Director Oyamada, Takashi For For Management
--------------------------------------------------------------------------------
MITSUBISHI ESTATE CO., LTD.
Ticker: 8802 Security ID: J43916113
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 19
2.1 Elect Director Sugiyama, Hirotaka For For Management
2.2 Elect Director Yoshida, Junichi For For Management
2.3 Elect Director Tanisawa, Junichi For For Management
2.4 Elect Director Arimori, Tetsuji For For Management
2.5 Elect Director Katayama, Hiroshi For For Management
2.6 Elect Director Kubo, Hitoshi For For Management
2.7 Elect Director Kato, Jo For Against Management
2.8 Elect Director Nishigai, Noboru For Against Management
2.9 Elect Director Okamoto, Tsuyoshi For For Management
2.10 Elect Director Ebihara, Shin For For Management
2.11 Elect Director Narukawa, Tetsuo For For Management
2.12 Elect Director Shirakawa, Masaaki For For Management
2.13 Elect Director Nagase, Shin For For Management
2.14 Elect Director Egami, Setsuko For For Management
2.15 Elect Director Taka, Iwao For For Management
--------------------------------------------------------------------------------
MITSUBISHI GAS CHEMICAL CO., INC.
Ticker: 4182 Security ID: J43959113
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kurai, Toshikiyo For For Management
1.2 Elect Director Fujii, Masashi For For Management
1.3 Elect Director Inari, Masato For For Management
1.4 Elect Director Ariyoshi, Nobuhisa For For Management
1.5 Elect Director Kato, Kenji For For Management
1.6 Elect Director Kosaka, Yasushi For For Management
1.7 Elect Director Nagaoka, Naruyuki For For Management
1.8 Elect Director Kitagawa, Motoyasu For For Management
1.9 Elect Director Sato, Tsugio For For Management
1.10 Elect Director Hirose, Haruko For For Management
1.11 Elect Director Suzuki, Toru For For Management
1.12 Elect Director Manabe, Yasushi For For Management
2 Appoint Statutory Auditor Inamasa, For For Management
Kenji
3 Appoint Alternate Statutory Auditor For For Management
Kanzaki, Hiroaki
--------------------------------------------------------------------------------
MITSUBISHI HC CAPITAL, INC.
Ticker: 8593 Security ID: J4706D100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Clarify Director For For Management
Authority on Shareholder Meetings -
Amend Provisions on Director Titles -
Clarify Director Authority on Board
Meetings
2.1 Elect Director Kawabe, Seiji For For Management
2.2 Elect Director Yanai, Takahiro For For Management
2.3 Elect Director Nishiura, Kanji For For Management
2.4 Elect Director Anei, Kazumi For For Management
2.5 Elect Director Inoue, Satoshi For For Management
2.6 Elect Director Sato, Haruhiko For For Management
2.7 Elect Director Nakata, Hiroyasu For For Management
2.8 Elect Director Watanabe, Go For For Management
2.9 Elect Director Icho, Mitsumasa For For Management
2.10 Elect Director Sasaki, Yuri For For Management
3 Elect Alternate Director and Audit For For Management
Committee Member Nakata, Hiroyasu
--------------------------------------------------------------------------------
MITSUBISHI HEAVY INDUSTRIES, LTD.
Ticker: 7011 Security ID: J44002178
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2 Amend Articles to Clarify Provisions For For Management
on Alternate Directors Who Are Audit
Committee Members
3.1 Elect Director Miyanaga, Shunichi For For Management
3.2 Elect Director Izumisawa, Seiji For For Management
3.3 Elect Director Kozawa, Hisato For For Management
3.4 Elect Director Kaguchi, Hitoshi For For Management
3.5 Elect Director Shinohara, Naoyuki For For Management
3.6 Elect Director Kobayashi, Ken For For Management
3.7 Elect Director Hirano, Nobuyuki For For Management
4.1 Elect Director and Audit Committee For For Management
Member Tokunaga, Setsuo
4.2 Elect Director and Audit Committee For For Management
Member Unoura, Hiro
4.3 Elect Director and Audit Committee For For Management
Member Morikawa, Noriko
4.4 Elect Director and Audit Committee For For Management
Member Ii, Masako
5 Elect Alternate Director and Audit For For Management
Committee Member Oka, Nobuhiro
--------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP, INC.
Ticker: 8306 Security ID: J44497105
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12.5
2.1 Elect Director Fujii, Mariko For For Management
2.2 Elect Director Honda, Keiko For For Management
2.3 Elect Director Kato, Kaoru For For Management
2.4 Elect Director Kuwabara, Satoko For For Management
2.5 Elect Director Toby S. Myerson For For Management
2.6 Elect Director Nomoto, Hirofumi For For Management
2.7 Elect Director Shingai, Yasushi For For Management
2.8 Elect Director Tsuji, Koichi For For Management
2.9 Elect Director Tarisa Watanagase For For Management
2.10 Elect Director Ogura, Ritsuo For Against Management
2.11 Elect Director Miyanaga, Kenichi For Against Management
2.12 Elect Director Mike, Kanetsugu For For Management
2.13 Elect Director Araki, Saburo For For Management
2.14 Elect Director Nagashima, Iwao For For Management
2.15 Elect Director Hanzawa, Junichi For For Management
2.16 Elect Director Kamezawa, Hironori For Against Management
3 Amend Articles to Disclose Plan Against Against Shareholder
Outlining Company's Business Strategy
to Align Investments with Goals of
Paris Agreement
4 Amend Articles to Add Provision on Against For Shareholder
Early Submission of Annual Yuho
Securities Report
5 Amend Articles to Prohibit Officers Against Against Shareholder
and Employees of the Company from
Committing Parental Child Abduction
for Gaining Advantage in Custody
Disputes
6 Amend Articles to Prohibit Provision Against Against Shareholder
of Financing and Other Inappropriate
Transactions to Anti-Social Forces
7 Amend Articles to Establish Helpline Against Against Shareholder
for Whistle-Blowers
8 Appoint Shareholder Director Nominee Against Against Shareholder
Ino, Tatsuki
--------------------------------------------------------------------------------
MITSUBISHI UFJ LEASE & FINANCE CO., LTD.
Ticker: 8593 Security ID: J4706D100
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Hitachi For For Management
Capital Corp.
2 Amend Articles To Change Company Name For For Management
- Adopt Board Structure with Audit
Committee - Increase Authorized
Capital - Clarify Director Authority
on Shareholder Meetings - Amend
Provisions on Number of Directors -
Indemnify Directors
3.1 Elect Director Kawabe, Seiji For For Management
3.2 Elect Director Yanai, Takahiro For For Management
3.3 Elect Director Nishiura, Kanji For For Management
3.4 Elect Director Nonoguchi, Tsuyoshi For For Management
3.5 Elect Director Anei, Kazumi For For Management
3.6 Elect Director Inoue, Satoshi For For Management
3.7 Elect Director Sato, Haruhiko For For Management
3.8 Elect Director Nakata, Hiroyasu For For Management
3.9 Elect Director Icho, Mitsumasa For For Management
3.10 Elect Director Sasaki, Yuri For For Management
4.1 Elect Director and Audit Committee For For Management
Member Kishino, Seiichiro
4.2 Elect Director and Audit Committee For For Management
Member Miake, Shuji
4.3 Elect Director and Audit Committee For For Management
Member Minoura, Teruyuki
4.4 Elect Director and Audit Committee For For Management
Member Hiraiwa, Koichiro
4.5 Elect Director and Audit Committee For For Management
Member Kaneko, Hiroko
5 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
6 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
7 Approve Deep Discount Stock Option Plan For For Management
8 Approve Non-Monetary Compensation For For Management
Ceiling for Directors Who Are Not
Audit Committee Members
--------------------------------------------------------------------------------
MITSUI & CO., LTD.
Ticker: 8031 Security ID: J44690139
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 45
2.1 Elect Director Yasunaga, Tatsuo For For Management
2.2 Elect Director Hori, Kenichi For For Management
2.3 Elect Director Uchida, Takakazu For For Management
2.4 Elect Director Fujiwara, Hirotatsu For For Management
2.5 Elect Director Omachi, Shinichiro For For Management
2.6 Elect Director Kometani, Yoshio For For Management
2.7 Elect Director Yoshikawa, Miki For For Management
2.8 Elect Director Uno, Motoaki For For Management
2.9 Elect Director Takemasu, Yoshiaki For For Management
2.10 Elect Director Kobayashi, Izumi For For Management
2.11 Elect Director Jenifer Rogers For For Management
2.12 Elect Director Samuel Walsh For For Management
2.13 Elect Director Uchiyamada, Takeshi For For Management
2.14 Elect Director Egawa, Masako For For Management
3 Appoint Statutory Auditor Mori, For For Management
Kimitaka
--------------------------------------------------------------------------------
MITSUI CHEMICALS, INC.
Ticker: 4183 Security ID: J4466L136
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Tannowa, Tsutomu For For Management
2.2 Elect Director Hashimoto, Osamu For For Management
2.3 Elect Director Matsuo, Hideki For For Management
2.4 Elect Director Nakajima, Hajime For For Management
2.5 Elect Director Yoshino, Tadashi For For Management
2.6 Elect Director Bada, Hajime For For Management
2.7 Elect Director Yoshimaru, Yukiko For For Management
2.8 Elect Director Mabuchi, Akira For For Management
3 Appoint Statutory Auditor Shimbo, For For Management
Katsuyoshi
--------------------------------------------------------------------------------
MITSUI FUDOSAN CO., LTD.
Ticker: 8801 Security ID: J4509L101
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2.1 Elect Director Iwasa, Hiromichi For For Management
2.2 Elect Director Komoda, Masanobu For For Management
2.3 Elect Director Kitahara, Yoshikazu For For Management
2.4 Elect Director Fujibayashi, Kiyotaka For For Management
2.5 Elect Director Onozawa, Yasuo For For Management
2.6 Elect Director Yamamoto, Takashi For For Management
2.7 Elect Director Ueda, Takashi For For Management
2.8 Elect Director Hamamoto, Wataru For For Management
2.9 Elect Director Nogimori, Masafumi For For Management
2.10 Elect Director Nakayama, Tsunehiro For For Management
2.11 Elect Director Ito, Shinichiro For For Management
2.12 Elect Director Kawai, Eriko For For Management
3 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
MIURA CO., LTD.
Ticker: 6005 Security ID: J45593100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 21
2 Amend Articles to Amend Business Lines For For Management
3.1 Elect Director Takahashi, Yuji For For Management
3.2 Elect Director Miyauchi, Daisuke For For Management
3.3 Elect Director Takechi, Noriyuki For For Management
3.4 Elect Director Ochi, Yasuo For For Management
3.5 Elect Director Kojima, Yoshihiro For For Management
3.6 Elect Director Yoneda, Tsuyoshi For For Management
3.7 Elect Director Hiroi, Masayuki For For Management
3.8 Elect Director Higuchi, Tateshi For For Management
4.1 Elect Director and Audit Committee For For Management
Member Harada, Toshihide
4.2 Elect Director and Audit Committee For For Management
Member Saiki, Naoki
4.3 Elect Director and Audit Committee For For Management
Member Ando, Yoshiaki
4.4 Elect Director and Audit Committee For For Management
Member Koike, Tatsuko
--------------------------------------------------------------------------------
MIZRAHI TEFAHOT BANK LTD.
Ticker: MZTF Security ID: M7031A135
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association Re: For For Management
Indemnification and Insurance of
Directors and Officers
2 Approve Amended Exemption and For For Management
Indemnification Agreements to
Directors and Officers Who Are
Controllers Affiliated and their
Relatives and CEO (Pending Approval of
Item 1)
3 Approve Employment Terms of Moshe For For Management
Larry, Incoming CEO
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
MIZRAHI TEFAHOT BANK LTD.
Ticker: MZTF Security ID: M7031A135
Meeting Date: DEC 24, 2020 Meeting Type: Annual
Record Date: NOV 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Financial Statements and the None None Management
Report of the Board
2 Reappoint Brightman, Almagor, Zohar & For For Management
Co. as Auditors. Report on Fees Paid
to the Auditor for 2018
3 Amend Articles Re: Directors (89.1 & For For Management
92)
4 Reelect Joav-Asher Nachshon as For For Management
Director (Pending Approval of Item 3)
5 Elect Esteri Gilaz Ran as External For For Management
Director
6 Approve Amended Compensation Policy For For Management
Re: Liability Insurance Policy
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
MIZUHO FINANCIAL GROUP, INC.
Ticker: 8411 Security ID: J4599L102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sakai, Tatsufumi For For Management
1.2 Elect Director Imai, Seiji For For Management
1.3 Elect Director Umemiya, Makoto For For Management
1.4 Elect Director Wakabayashi, Motonori For For Management
1.5 Elect Director Kaminoyama, Nobuhiro For For Management
1.6 Elect Director Sato, Yasuhiro For For Management
1.7 Elect Director Hirama, Hisaaki For Against Management
1.8 Elect Director Kainaka, Tatsuo For For Management
1.9 Elect Director Kobayashi, Yoshimitsu For For Management
1.10 Elect Director Sato, Ryoji For For Management
1.11 Elect Director Tsukioka, Takashi For For Management
1.12 Elect Director Yamamoto, Masami For For Management
1.13 Elect Director Kobayashi, Izumi For For Management
--------------------------------------------------------------------------------
MONCLER SPA
Ticker: MONC Security ID: T6730E110
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares for a For For Management
Private Placement Reserved to Rivetex
Srl, Mattia Rivetti Riccardi, Ginevra
Alexandra Shapiro, Pietro Brando
Shapiro, Alessandro Gilberti and
Venezio Investments Pte Ltd
2 Amend Company Bylaws Re: Article 8, 12 For For Management
and 13
--------------------------------------------------------------------------------
MONCLER SPA
Ticker: MONC Security ID: T6730E110
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Allocation of Income For For Management
2 Approve Second Section of the For For Management
Remuneration Report
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
5.1 Fix Number of Directors For For Management
5.2 Elect Director For For Management
5.3 Approve Remuneration of Directors For For Management
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
MONDI PLC
Ticker: MNDI Security ID: G6258S107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Svein Richard Brandtzaeg as For For Management
Director
5 Elect Sue Clark as Director For For Management
6 Elect Mike Powell as Director For For Management
7 Elect Angela Strank as Director For For Management
8 Re-elect Tanya Fratto as Director For For Management
9 Re-elect Enoch Godongwana as Director For For Management
10 Re-elect Andrew King as Director For For Management
11 Re-elect Dominique Reiniche as Director For For Management
12 Re-elect Philip Yea as Director For For Management
13 Re-elect Stephen Young as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Adopt New Articles of Association For For Management
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
MONOTARO CO., LTD.
Ticker: 3064 Security ID: J46583100
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9.5
2.1 Elect Director Seto, Kinya For Against Management
2.2 Elect Director Suzuki, Masaya For For Management
2.3 Elect Director Kitamura, Haruo For For Management
2.4 Elect Director Kishida, Masahiro For For Management
2.5 Elect Director Ise, Tomoko For For Management
2.6 Elect Director Sagiya, Mari For For Management
2.7 Elect Director Barry Greenhouse For Against Management
--------------------------------------------------------------------------------
MOWI ASA
Ticker: MOWI Security ID: R4S04H101
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
2 Approve Notice of Meeting and Agenda For For Management
3 Receive Briefing on the Business None None Management
4 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income
5 Discuss Company's Corporate Governance None None Management
Statement
6 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
7 Approve Equity Plan Financing For For Management
8 Approve Remuneration of Directors For For Management
9 Approve Remuneration of Nomination For For Management
Committee
10 Approve Remuneration of Auditors For For Management
11a Reelect Ole-Eirik Leroy (Chairman) as For For Management
Director
11b Reelect Kristian Melhuus (Vice For For Management
Chairman) as Director
11c Reelect Lisbet K. Naero as Director For For Management
11d Elect Nicholays Gheysens as New For For Management
Director
11e Elect Kathrine Fredriksen as New For For Management
Personal Deputy Director for Cecilie
Fredriksen
12a Elect Ann Kristin Brautaset as Member For For Management
and Chair of Nominating Committee
12b Elect Merete Haugli as Member of For For Management
Nominating Committee
13 Authorize Board to Distribute Dividends For For Management
14 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
15a Approve Creation of NOK 387.8 Million For For Management
Pool of Capital without Preemptive
Rights
15b Authorize Issuance of Convertible For For Management
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of NOK 3.2
Billion; Approve Creation of NOK 387.8
Million Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
MS&AD INSURANCE GROUP HOLDINGS, INC.
Ticker: 8725 Security ID: J4687C105
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 80
2.1 Elect Director Karasawa, Yasuyoshi For For Management
2.2 Elect Director Kanasugi, Yasuzo For For Management
2.3 Elect Director Hara, Noriyuki For For Management
2.4 Elect Director Higuchi, Tetsuji For For Management
2.5 Elect Director Fukuda, Masahito For For Management
2.6 Elect Director Endo, Takaoki For For Management
2.7 Elect Director Bando, Mariko For For Management
2.8 Elect Director Arima, Akira For For Management
2.9 Elect Director Tobimatsu, Junichi For For Management
2.10 Elect Director Rochelle Kopp For For Management
3.1 Appoint Statutory Auditor Suto, Atsuko For For Management
3.2 Appoint Statutory Auditor Uemura, Kyoko For For Management
4 Appoint Alternate Statutory Auditor For For Management
Meguro, Kozo
5 Approve Director Retirement Bonus For For Management
--------------------------------------------------------------------------------
MTR CORPORATION LIMITED
Ticker: 66 Security ID: Y6146T101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Eddy Fong Ching as Director For For Management
3b Elect Rose Lee Wai-mun as Director For For Management
3c Elect Benjamin Tang Kwok-bun as For For Management
Director
3d Elect Christopher Hui Ching-yu as For For Management
Director
4 Elect Hui Siu-wai as Director For For Management
5 Elect Adrian Wong Koon-man as Director For For Management
6 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Repurchase of Issued Share For For Management
Capital
9 Amend Articles of Association and For For Management
Adopt New Articles of Association
--------------------------------------------------------------------------------
MTU AERO ENGINES AG
Ticker: MTX Security ID: D5565H104
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.04 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2020
6 Amend Articles Re: Online Participation For For Management
--------------------------------------------------------------------------------
MTU AERO ENGINES AG
Ticker: MTX Security ID: D5565H104
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.25 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
6 Elect Rainer Martens to the For For Management
Supervisory Board
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
9 Approve Creation of EUR 16 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
10 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 600 Million;
Approve Creation of EUR 2.6 Million
Pool of Capital to Guarantee
Conversion Rights
11 Amend Articles Re: Registration For For Management
Moratorium
--------------------------------------------------------------------------------
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Ticker: MUV2 Security ID: D55535104
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 9.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Elect Carinne Knoche-Brouillon to the For For Management
Supervisory Board
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 117.5 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9.1 Approve Affiliation Agreement with MR For For Management
Beteiligungen 20. GmbH
9.2 Approve Affiliation Agreement with MR For For Management
Beteiligungen 21. GmbH
9.3 Approve Affiliation Agreement with MR For For Management
Beteiligungen 22. GmbH
--------------------------------------------------------------------------------
MURATA MANUFACTURING CO. LTD.
Ticker: 6981 Security ID: J46840104
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Murata, Tsuneo For For Management
2.2 Elect Director Nakajima, Norio For For Management
2.3 Elect Director Iwatsubo, Hiroshi For For Management
2.4 Elect Director Ishitani, Masahiro For For Management
2.5 Elect Director Miyamoto, Ryuji For For Management
2.6 Elect Director Minamide, Masanori For For Management
2.7 Elect Director Shigematsu, Takashi For For Management
2.8 Elect Director Yasuda, Yuko For For Management
3 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
NABTESCO CORP.
Ticker: 6268 Security ID: J4707Q100
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 34
2.1 Elect Director Teramoto, Katsuhiro For For Management
2.2 Elect Director Hakoda, Daisuke For For Management
2.3 Elect Director Naoki, Shigeru For For Management
2.4 Elect Director Kitamura, Akiyoshi For For Management
2.5 Elect Director Habe, Atsushi For For Management
2.6 Elect Director Kimura, Kazumasa For For Management
2.7 Elect Director Uchida, Norio For For Management
2.8 Elect Director Iizuka, Mari For For Management
2.9 Elect Director Mizukoshi, Naoko For For Management
2.10 Elect Director Hidaka, Naoki For For Management
--------------------------------------------------------------------------------
NAGOYA RAILROAD CO., LTD.
Ticker: 9048 Security ID: J47399118
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Number of Directors - Reduce
Directors' Term - Amend Provisions on
Director Titles
2.1 Elect Director Ando, Takashi For For Management
2.2 Elect Director Takasaki, Hiroki For For Management
2.3 Elect Director Suzuki, Kiyomi For For Management
2.4 Elect Director Yoshikawa, Takuo For For Management
2.5 Elect Director Hibino, Hiroshi For For Management
2.6 Elect Director Ozawa, Satoshi For For Management
2.7 Elect Director Fukushima, Atsuko For For Management
2.8 Elect Director Naito, Hiroyasu For For Management
2.9 Elect Director Yano, Hiroshi For For Management
--------------------------------------------------------------------------------
NATIONAL AUSTRALIA BANK LIMITED
Ticker: NAB Security ID: Q65336119
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect David Armstrong as Director For For Management
2b Elect Peeyush Gupta as Director For For Management
2c Elect Ann Sherry as Director For For Management
2d Elect Simon McKeon as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Ross McEwan
5 Approve Selective Buy-Back of 20 For For Management
Million Preference Shares Associated
with the National Income Securities
(NIS Buy-back Scheme)
6a Approve the Amendments to the Against Against Shareholder
Company's Constitution
6b Approve Transition Planning Disclosure Against Against Shareholder
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG Security ID: G6S9A7120
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Sir Peter Gershon as Director For For Management
4 Re-elect John Pettigrew as Director For For Management
5 Re-elect Andy Agg as Director For For Management
6 Re-elect Nicola Shaw as Director For For Management
7 Re-elect Mark Williamson as Director For For Management
8 Re-elect Jonathan Dawson as Director For For Management
9 Re-elect Therese Esperdy as Director For For Management
10 Re-elect Paul Golby as Director For For Management
11 Elect Liz Hewitt as Director For For Management
12 Re-elect Amanda Mesler as Director For For Management
13 Re-elect Earl Shipp as Director For For Management
14 Re-elect Jonathan Silver as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Approve Remuneration Report For For Management
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity For For Management
20 Reapprove Share Incentive Plan For For Management
21 Reapprove Sharesave Plan For For Management
22 Approve Increase in Borrowing Limit For For Management
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
25 Authorise Market Purchase of Ordinary For For Management
Shares
26 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG Security ID: G6S9A7120
Meeting Date: APR 22, 2021 Meeting Type: Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of PPL WPD For For Management
Investments Limited
2 Approve Increase in Borrowing Limit For For Management
Under the Company's Articles of
Association
--------------------------------------------------------------------------------
NATIXIS SA
Ticker: KN Security ID: F6483L100
Meeting Date: MAY 28, 2021 Meeting Type: Annual/Special
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Absence of Didivends
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Approve Compensation Report For For Management
6 Approve Compensation of Laurent For For Management
Mignon, Chairman of the Board
7 Approve Compensation of Francois For Against Management
Riahi, CEO
8 Approve Compensation of Nicolas For For Management
Namias, CEO
9 Approve Remuneration Policy of For For Management
Chairman of the Board
10 Approve Remuneration Policy of CEO For Against Management
11 Approve Remuneration Policy of Board For For Management
Members
12 Approve the Overall Envelope of For For Management
Compensation of Certain Senior
Management, Responsible Officers and
the Risk-takers
13 Ratify Appointment of Catherine For For Management
Leblanc as Director
14 Ratify Appointment of Philippe For For Management
Hourdain as Director
15 Reelect Nicolas de Tavernost as For For Management
Director
16 Elect Christophe Pinault as Director For For Management
17 Elect Diane de Saint Victor as Director For For Management
18 Elect Catherine Leblanc as Director For For Management
19 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.5 Billion
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500 Million
23 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 500 Million
24 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
25 Authorize Capitalization of Reserves For For Management
of for Bonus Issue or Increase in Par
Value
26 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
27 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
28 Adopt New Bylaws For For Management
29 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
NATURGY ENERGY GROUP SA
Ticker: NTGY Security ID: E7S90S109
Meeting Date: MAR 09, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Consolidated Non-Financial For For Management
Information Statement
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Board For For Management
6 Approve Remuneration Policy for FY For Against Management
2021, 2022 and 2023
7 Advisory Vote on Remuneration Report For Against Management
8 Appoint KPMG Auditores as Auditor for For For Management
FY 2021, 2022 and 2023
9 Receive Amendments to Board of None None Management
Directors Regulations
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
NATWEST GROUP PLC
Ticker: NWG Security ID: G6422B105
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Howard Davies as Director For For Management
5 Re-elect Alison Rose-Slade as Director For For Management
6 Re-elect Katie Murray as Director For For Management
7 Re-elect Frank Dangeard as Director For For Management
8 Re-elect Patrick Flynn as Director For For Management
9 Re-elect Morten Friis as Director For For Management
10 Re-elect Robert Gillespie as Director For For Management
11 Re-elect Yasmin Jetha as Director For For Management
12 Re-elect Mike Rogers as Director For For Management
13 Re-elect Mark Seligman as Director For For Management
14 Re-elect Lena Wilson as Director For For Management
15 Reappoint Ernst & Young LLP as Auditors For For Management
16 Authorise the Group Audit Committee to For For Management
Fix Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Issue of Equity in For For Management
Connection with Equity Convertible
Notes
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
Equity Convertible Notes
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
23 Authorise UK Political Donations and For For Management
Expenditure
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Authorise Off-Market Purchase of For For Management
Ordinary Shares
26 Authorise Off-Market Purchase of For For Management
Preference Shares
27 Adopt New Articles of Association For For Management
28 Authorise Board to Offer Scrip Dividend For For Management
--------------------------------------------------------------------------------
NEC CORP.
Ticker: 6701 Security ID: J48818207
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Endo, Nobuhiro For For Management
1.2 Elect Director Niino, Takashi For For Management
1.3 Elect Director Morita, Takayuki For For Management
1.4 Elect Director Ishiguro, Norihiko For For Management
1.5 Elect Director Matsukura, Hajime For For Management
1.6 Elect Director Nishihara, Moto For For Management
1.7 Elect Director Seto, Kaoru For For Management
1.8 Elect Director Iki, Noriko For For Management
1.9 Elect Director Ito, Masatoshi For For Management
1.10 Elect Director Nakamura, Kuniharu For For Management
1.11 Elect Director Ota, Jun For For Management
1.12 Elect Director Christina Ahmadjian For For Management
2 Appoint Statutory Auditor Odake, For For Management
Nobuhiro
--------------------------------------------------------------------------------
NEMETSCHEK SE
Ticker: NEM Security ID: D56134105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.30 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Kurt Dobitsch for Fiscal Year
2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Georg Nemetschek for Fiscal
Year 2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Ruediger Herzog for Fiscal Year
2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Bill Krouch for Fiscal Year 2020
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
6 Approve Remuneration Policy For Abstain Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 11.6 Million For For Management
Pool of Capital without Preemptive
Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 700
Million; Approve Creation of EUR 11.6
Million Pool of Capital to Guarantee
Conversion Rights
10 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
NESTE CORP.
Ticker: NESTE Security ID: X5688A109
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's
Report; Receive Auditor's Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in None For Shareholder
the Amount of EUR 67,900 for Chairman,
EUR 49,600 for Vice Chairman, and EUR
35,700 for Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
12 Fix Number of Directors at Nine For For Management
13 Reelect Matti Kahkonen (Chair), Sonat For For Management
Burman Olsson, Nick Elmslie, Martina
Floel, Jean-Baptiste Renard, Jari
Rosendal, Johanna Soderstrom and Marco
Wiren (Vice Chair) as Directors; Elect
John Abbott as New Director
14 Approve Remuneration of Auditors For For Management
15 Ratify KPMG as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Amend Articles Re: Number of For For Management
Directors; Auditors; Notice of General
Meeting; Remuneration Policy and
Report on the Agenda of AGMs
18 Close Meeting None None Management
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.75 per Share
4.1.a Reelect Paul Bulcke as Director and For For Management
Board Chairman
4.1.b Reelect Ulf Schneider as Director For For Management
4.1.c Reelect Henri de Castries as Director For For Management
4.1.d Reelect Renato Fassbind as Director For For Management
4.1.e Reelect Pablo Isla as Director For For Management
4.1.f Reelect Ann Veneman as Director For For Management
4.1.g Reelect Eva Cheng as Director For For Management
4.1.h Reelect Patrick Aebischer as Director For For Management
4.1.i Reelect Kasper Rorsted as Director For For Management
4.1.j Reelect Kimberly Ross as Director For For Management
4.1.k Reelect Dick Boer as Director For For Management
4.1.l Reelect Dinesh Paliwal as Director For For Management
4.1.m Reelect Hanne Jimenez de Mora as For For Management
Director
4.2 Elect Lindiwe Sibanda as Director For For Management
4.3.1 Appoint Pablo Isla as Member of the For For Management
Compensation Committee
4.3.2 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.3.3 Appoint Dick Boer as Member of the For For Management
Compensation Committee
4.3.4 Appoint Kasper Rorsted as Member of For For Management
the Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For For Management
4.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 57.5
Million
6 Approve CHF 6.6 Million Reduction in For For Management
Share Capital as Part of the Share
Buyback Program via Cancellation of
Repurchased Shares
7 Approve Climate Action Plan For For Management
8 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT COMPANY LIMITED
Ticker: 17 Security ID: Y6266R109
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Cheng Kar-Shun, Henry as Director For For Management
3b Elect Doo Wai-Hoi, William as Director For For Management
3c Elect Cheng Kar-Shing, Peter as For For Management
Director
3d Elect Liang Cheung-Biu, Thomas as For For Management
Director
3e Elect Cheng Chi-Man, Sonia as Director For For Management
3f Elect Huang Shaomei, Echo as Director For For Management
3g Elect Chiu Wai-Han, Jenny as Director For For Management
3h Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Grant of Options Under the For Against Management
Share Option Scheme
8 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
NEWCREST MINING LTD.
Ticker: NCM Security ID: Q6651B114
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: NOV 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Sally-Anne Layman as Director For For Management
2b Elect Roger Higgins as Director For For Management
2c Elect Gerard Bond as Director For For Management
3a Approve Grant of Performance Rights to For For Management
Sandeep Biswas
3b Approve Grant of Performance Rights to For For Management
Gerard Bond
4 Approve Remuneration Report For For Management
5 Approve Renewal of Proportional For For Management
Takeover Bid Provisions in the
Constitution
6 Approve the Amendments to the For Against Management
Company's Constitution
--------------------------------------------------------------------------------
NEXI SPA
Ticker: NEXI Security ID: T6S18J104
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Incorporation of For For Management
Nets Topco 2 Sarl into Nexi SpA
1.1 Approve Increase in Size of Board from For Against Management
13 to 15
1.2 Elect Bo Nilsson and Stefan Goetz as For Against Management
Directors
1.3 Fix Board Terms for New Directors For Against Management
1.4 Approve Remuneration of New Directors For Against Management
--------------------------------------------------------------------------------
NEXI SPA
Ticker: NEXI Security ID: T6S18J104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Second Section of the For For Management
Remuneration Report
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
NEXI SPA
Ticker: NEXI Security ID: T6S18J104
Meeting Date: JUN 21, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Incorporation of SIA For For Management
SpA into Nexi SpA
--------------------------------------------------------------------------------
NEXON CO., LTD.
Ticker: 3659 Security ID: J4914X104
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Owen Mahoney For For Management
1.2 Elect Director Uemura, Shiro For For Management
1.3 Elect Director Patrick Soderlund For For Management
1.4 Elect Director Kevin Mayer For For Management
2 Approve Fixed Cash Compensation For For Management
Ceiling for Directors Who Are Not
Audit Committee Members
3 Approve Deep Discount Stock Option Plan For For Management
4 Approve Deep Discount Stock Option Plan For For Management
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
NEXT PLC
Ticker: NXT Security ID: G6500M106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Tom Hall as Director For For Management
4 Re-elect Jonathan Bewes as Director For For Management
5 Re-elect Tristia Harrison as Director For For Management
6 Re-elect Amanda James as Director For For Management
7 Re-elect Richard Papp as Director For For Management
8 Re-elect Michael Roney as Director For For Management
9 Re-elect Jane Shields as Director For For Management
10 Re-elect Dame Dianne Thompson as For For Management
Director
11 Re-elect Lord Wolfson as Director For For Management
12 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise Off-Market Purchase of For For Management
Ordinary Shares
19 Adopt New Articles of Association For For Management
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
NGK INSULATORS, LTD.
Ticker: 5333 Security ID: J49076110
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2 Amend Articles to Amend Business Lines For For Management
3.1 Elect Director Oshima, Taku For For Management
3.2 Elect Director Kobayashi, Shigeru For For Management
3.3 Elect Director Kanie, Hiroshi For For Management
3.4 Elect Director Niwa, Chiaki For For Management
3.5 Elect Director Iwasaki, Ryohei For For Management
3.6 Elect Director Shindo, Hideaki For For Management
3.7 Elect Director Kamano, Hiroyuki For For Management
3.8 Elect Director Hamada, Emiko For For Management
3.9 Elect Director Furukawa, Kazuo For For Management
4 Appoint Statutory Auditor Saji, For For Management
Nobumitsu
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
NGK SPARK PLUG CO., LTD.
Ticker: 5334 Security ID: J49119100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Odo, Shinichi For For Management
1.2 Elect Director Kawai, Takeshi For For Management
1.3 Elect Director Matsui, Toru For For Management
1.4 Elect Director Kato, Mikihiko For For Management
1.5 Elect Director Kojima, Takio For For Management
1.6 Elect Director Isobe, Kenji For For Management
1.7 Elect Director Maeda, Hiroyuki For For Management
1.8 Elect Director Otaki, Morihiko For For Management
1.9 Elect Director Yasui, Kanemaru For For Management
1.10 Elect Director Mackenzie Donald For For Management
Clugston
1.11 Elect Director Doi, Miwako For For Management
2.1 Appoint Statutory Auditor Nagatomi, For For Management
Fumiko
2.2 Appoint Statutory Auditor Takakura, For For Management
Chiharu
3 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
NH FOODS LTD.
Ticker: 2282 Security ID: J4929Q102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hata, Yoshihide For For Management
1.2 Elect Director Kito, Tetsuhiro For For Management
1.3 Elect Director Ikawa, Nobuhisa For For Management
1.4 Elect Director Maeda, Fumio For For Management
1.5 Elect Director Kono, Yasuko For For Management
1.6 Elect Director Iwasaki, Atsushi For For Management
1.7 Elect Director Arase, Hideo For For Management
1.8 Elect Director Kataoka, Masahito For For Management
2 Appoint Statutory Auditor Miyagai, For For Management
Sadanori
--------------------------------------------------------------------------------
NIBE INDUSTRIER AB
Ticker: NIBE.B Security ID: W57113149
Meeting Date: DEC 16, 2020 Meeting Type: Special
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Dividends of SEK 1.40 Per Share For For Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
NIBE INDUSTRIER AB
Ticker: NIBE.B Security ID: W57113149
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports; Receive Auditor's
Report on Application of Guidelines
for Remuneration for Executive
Management
8.a Accept Financial Statements and For For Management
Statutory Reports
8.b Approve Allocation of Income and For For Management
Dividends of SEK 1.55 Per Share
8.c Approve Discharge of Board and For For Management
President
9 Determine Number of Members (6) and For For Management
Deputy Members (0) of Board
10 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11 Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 2.7
Million; Approve Remuneration of
Auditors
12 Reelect Georg Brunstam, Gerteric For For Management
Lindquist, Hans Linnarson (Chair),
Anders Palsson, Jenny Sjodahl and
Jenny Larsson as Directors
13 Ratify KPMG as Auditors For For Management
14 Approve Remuneration Report For For Management
15 Approve 4:1 Stock Split; Amend For For Management
Articles Accordingly
16 Approve Issuance of Class B Shares up For For Management
to 10 Percent of Issued Shares without
Preemptive Rights
17 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
18 Close Meeting None None Management
--------------------------------------------------------------------------------
NICE LTD. (ISRAEL)
Ticker: NICE Security ID: M7494X101
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect David Kostman as Director For For Management
1.2 Reelect Rimon Ben-Shaoul as Director For For Management
1.3 Reelect Yehoshua (Shuki) Ehrlich as For For Management
Director
1.4 Reelect Leo Apotheker as Director For For Management
1.5 Reelect Joseph (Joe) Cowan as Director For For Management
2 Approve Current Liability Insurance For For Management
Policy and Future Amended Liability
Insurance Policy to Directors/Officers
3 Approve Extension of Annual Bonus Plan For For Management
of CEO
4 Reappoint Kost Forer Gabay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
5 Discuss Financial Statements and the None None Management
Report of the Board for 2016
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
NICE LTD. (ISRAEL)
Ticker: NICE Security ID: M7494X101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect David Kostman as Director For For Management
1.2 Reelect Rimon Ben-Shaoul as Director For For Management
1.3 Reelect Yehoshua (Shuki) Ehrlich as For For Management
Director
1.4 Reelect Leo Apotheker as Director For For Management
1.5 Reelect Joseph (Joe) Cowan as Director For For Management
2 Reelect Zehava Simon as External For For Management
Director
3 Reapprove Compensation Policy for the For For Management
Directors and Officers of the Company
4 Approve CEO Equity Plan For For Management
5 Reappoint Kost Forer Gabbay & For For Management
Kasierer, a member of Ernst & Young
Global, as Auditors and Authorize
Board to Fix Their Remuneration
6 Discuss Financial Statements and the None None Management
Report of the Board
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
NIDEC CORP.
Ticker: 6594 Security ID: J52968104
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nagamori, Shigenobu For For Management
1.2 Elect Director Seki, Jun For For Management
1.3 Elect Director Sato, Teiichi For For Management
1.4 Elect Director Shimizu, Osamu For For Management
2 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
NIHON M&A CENTER INC.
Ticker: 2127 Security ID: J50883107
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2 Approve Adoption of Holding Company For For Management
Structure and Transfer of Operations
to Wholly Owned Subsidiary
3 Amend Articles to Change Company Name For For Management
- Amend Business Lines
4.1 Elect Director Wakebayashi, Yasuhiro For For Management
4.2 Elect Director Miyake, Suguru For For Management
4.3 Elect Director Naraki, Takamaro For For Management
4.4 Elect Director Otsuki, Masahiko For For Management
4.5 Elect Director Takeuchi, Naoki For For Management
4.6 Elect Director Watanabe, Tsuneo For For Management
4.7 Elect Director Kumagai, Hideyuki For For Management
4.8 Elect Director Mori, Tokihiko For For Management
4.9 Elect Director Anna Dingley For For Management
4.10 Elect Director Takeuchi, Minako For For Management
5 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
--------------------------------------------------------------------------------
NINTENDO CO., LTD.
Ticker: 7974 Security ID: J51699106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 1410
2.1 Elect Director Furukawa, Shuntaro For For Management
2.2 Elect Director Miyamoto, Shigeru For For Management
2.3 Elect Director Takahashi, Shinya For For Management
2.4 Elect Director Shiota, Ko For For Management
2.5 Elect Director Shibata, Satoru For For Management
2.6 Elect Director Chris Meledandri For For Management
--------------------------------------------------------------------------------
NIPPON BUILDING FUND, INC.
Ticker: 8951 Security ID: J52088101
Meeting Date: MAR 09, 2021 Meeting Type: Special
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Executive Director Nishiyama, For For Management
Koichi
2.1 Elect Alternate Executive Director For For Management
Tanabe, Yoshiyuki
2.2 Elect Alternate Executive Director For For Management
Shibata, Morio
3.1 Elect Supervisory Director Sato, For For Management
Motohiko
3.2 Elect Supervisory Director Okada, For For Management
Masaki
3.3 Elect Supervisory Director Hayashi, For For Management
Keiko
--------------------------------------------------------------------------------
NIPPON EXPRESS CO., LTD.
Ticker: 9062 Security ID: ADPV45415
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 110
2 Approve Formation of Holding Company For For Management
3 Amend Articles to Change Location of For For Management
Head Office - Delete References to
Record Date - Change Fiscal Year End
4.1 Elect Director Watanabe, Kenji For For Management
4.2 Elect Director Saito, Mitsuru For For Management
4.3 Elect Director Ishii, Takaaki For For Management
4.4 Elect Director Akita, Susumu For For Management
4.5 Elect Director Horikiri, Satoshi For For Management
4.6 Elect Director Masuda, Takashi For For Management
4.7 Elect Director Nakayama, Shigeo For For Management
4.8 Elect Director Yasuoka, Sadako For For Management
4.9 Elect Director Shiba, Yojiro For For Management
5 Appoint Statutory Auditor Sanui, Nobuko For For Management
6 Appoint Deloitte Touche Tohmatsu LLC For For Management
as New External Audit Firm
7 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
NIPPON PAINT HOLDINGS CO., LTD.
Ticker: 4612 Security ID: J55053128
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 23
2.1 Elect Director Tanaka, Masaaki For For Management
2.2 Elect Director Hup Jin Goh For Against Management
2.3 Elect Director Minami, Manabu For Against Management
2.4 Elect Director Hara, Hisashi For For Management
2.5 Elect Director Tsutsui, Takashi For For Management
2.6 Elect Director Morohoshi, Toshio For For Management
2.7 Elect Director Nakamura, Masayoshi For For Management
2.8 Elect Director Mitsuhashi, Masataka For For Management
2.9 Elect Director Koezuka, Miharu For For Management
--------------------------------------------------------------------------------
NIPPON PROLOGIS REIT, INC.
Ticker: 3283 Security ID: J5528H104
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date: MAY 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Executive Director Sakashita, For For Management
Masahiro
2 Elect Alternate Executive Director For For Management
Toda, Atsushi
3.1 Elect Supervisory Director Hamaoka, For For Management
Yoichiro
3.2 Elect Supervisory Director Tazaki, Mami For For Management
3.3 Elect Supervisory Director Oku, For For Management
Kuninori
--------------------------------------------------------------------------------
NIPPON SANSO HOLDINGS CORP.
Ticker: 4091 Security ID: J5545N100
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2 Amend Articles to Clarify Director For For Management
Authority on Board Meetings
3.1 Elect Director Hamada, Toshihiko For For Management
3.2 Elect Director Ichihara, Yujiro For For Management
3.3 Elect Director Nagata, Kenji For For Management
3.4 Elect Director Thomas Scott Kallman For For Management
3.5 Elect Director Eduardo Gil Elejoste For For Management
3.6 Elect Director Yamada, Akio For For Management
3.7 Elect Director Katsumaru, Mitsuhiro For For Management
3.8 Elect Director Hara, Miri For For Management
3.9 Elect Director Date, Hidefumi For For Management
4.1 Appoint Statutory Auditor Tai, Junzo For For Management
4.2 Appoint Statutory Auditor Hashimoto, For Against Management
Akihiro
--------------------------------------------------------------------------------
NIPPON SHINYAKU CO., LTD.
Ticker: 4516 Security ID: J55784102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Maekawa, Shigenobu For For Management
2.2 Elect Director Sano, Shozo For For Management
2.3 Elect Director Takaya, Takashi For For Management
2.4 Elect Director Edamitsu, Takanori For For Management
2.5 Elect Director Nakai, Toru For For Management
2.6 Elect Director Takagaki, Kazuchika For For Management
2.7 Elect Director Ishizawa, Hitoshi For For Management
2.8 Elect Director Kimura, Hitomi For For Management
2.9 Elect Director Sugiura, Yukio For For Management
2.10 Elect Director Sakurai, Miyuki For For Management
2.11 Elect Director Wada, Yoshinao For For Management
2.12 Elect Director Kobayashi, Yukari For For Management
--------------------------------------------------------------------------------
NIPPON STEEL CORP.
Ticker: 5401 Security ID: J55678106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Shindo, Kosei For For Management
2.2 Elect Director Hashimoto, Eiji For For Management
2.3 Elect Director Nakamura, Shinichi For For Management
2.4 Elect Director Migita, Akio For For Management
2.5 Elect Director Onoyama, Shuhei For For Management
2.6 Elect Director Sato, Naoki For For Management
2.7 Elect Director Mori, Takahiro For For Management
2.8 Elect Director Imai, Tadashi For For Management
2.9 Elect Director Iki, Noriko For For Management
2.10 Elect Director Tomita, Tetsuro For For Management
2.11 Elect Director Kitera, Masato For For Management
--------------------------------------------------------------------------------
NIPPON TELEGRAPH & TELEPHONE CORP.
Ticker: 9432 Security ID: J59396101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2 Approve Trust-Type Equity Compensation For For Management
Plan
3 Approve Cash Compensation Ceiling for For For Management
Directors and Compensation Ceiling Set
Aside for Board Members Shareholding
Association
4 Remove Incumbent Director Shibutani, Against Against Shareholder
Naoki
--------------------------------------------------------------------------------
NIPPON YUSEN KK
Ticker: 9101 Security ID: J56515232
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 180
2 Amend Articles to Amend Business Lines For For Management
- Amend Provisions on Number of
Directors
3.1 Elect Director Naito, Tadaaki For For Management
3.2 Elect Director Nagasawa, Hitoshi For For Management
3.3 Elect Director Harada, Hiroki For For Management
3.4 Elect Director Higurashi, Yutaka For For Management
3.5 Elect Director Kubota, Hiroshi For For Management
3.6 Elect Director Katayama, Yoshihiro For For Management
3.7 Elect Director Kuniya, Hiroko For For Management
3.8 Elect Director Tanabe, Eiichi For For Management
4 Appoint Statutory Auditor Takahashi, For For Management
Eiichi
--------------------------------------------------------------------------------
NISSAN CHEMICAL CORP.
Ticker: 4021 Security ID: J56988108
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 58
2.1 Elect Director Kinoshita, Kojiro For For Management
2.2 Elect Director Yagi, Shinsuke For For Management
2.3 Elect Director Miyazaki, Junichi For For Management
2.4 Elect Director Honda, Takashi For For Management
2.5 Elect Director Suzuki, Hitoshi For For Management
2.6 Elect Director Yoshida, Hironori For For Management
2.7 Elect Director Oe, Tadashi For For Management
2.8 Elect Director Obayashi, Hidehito For For Management
2.9 Elect Director Kataoka, Kazunori For For Management
2.10 Elect Director Nakagawa, Miyuki For For Management
3 Appoint Statutory Auditor Takemoto, For Against Management
Shuichi
4 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
NISSAN MOTOR CO., LTD.
Ticker: 7201 Security ID: J57160129
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimura, Yasushi For For Management
1.2 Elect Director Jean-Dominique Senard For Against Management
1.3 Elect Director Toyoda, Masakazu For For Management
1.4 Elect Director Ihara, Keiko For For Management
1.5 Elect Director Nagai, Moto For For Management
1.6 Elect Director Bernard Delmas For For Management
1.7 Elect Director Andrew House For For Management
1.8 Elect Director Jenifer Rogers For For Management
1.9 Elect Director Pierre Fleuriot For Against Management
1.10 Elect Director Uchida, Makoto For For Management
1.11 Elect Director Ashwani Gupta For For Management
1.12 Elect Director Sakamoto, Hideyuki For For Management
2 Amend Articles to Disclose Contents of Against Against Shareholder
Capital and Business Alliance
Contracts Signed with Shareholders
Owning more than One-Third of Voting
Rights
--------------------------------------------------------------------------------
NISSHIN SEIFUN GROUP INC.
Ticker: 2002 Security ID: J57633109
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Kemmoku, Nobuki For For Management
2.2 Elect Director Mori, Akira For For Management
2.3 Elect Director Iwasaki, Koichi For For Management
2.4 Elect Director Odaka, Satoshi For For Management
2.5 Elect Director Yamada, Takao For For Management
2.6 Elect Director Koike, Yuji For For Management
2.7 Elect Director Mimura, Akio For For Management
2.8 Elect Director Fushiya, Kazuhiko For For Management
2.9 Elect Director Nagai, Moto For For Management
2.10 Elect Director Masujima, Naoto For For Management
3.1 Elect Director and Audit Committee For For Management
Member Ouchi, Sho
3.2 Elect Director and Audit Committee For For Management
Member Kawawa, Tetsuo
3.3 Elect Director and Audit Committee For For Management
Member Ito, Satoshi
3.4 Elect Director and Audit Committee For For Management
Member Tomita, Mieko
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
NISSIN FOODS HOLDINGS CO., LTD.
Ticker: 2897 Security ID: J58063124
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2.1 Elect Director Ando, Koki For For Management
2.2 Elect Director Ando, Noritaka For For Management
2.3 Elect Director Yokoyama, Yukio For For Management
2.4 Elect Director Kobayashi, Ken For For Management
2.5 Elect Director Okafuji, Masahiro For For Management
2.6 Elect Director Mizuno, Masato For For Management
2.7 Elect Director Nakagawa, Yukiko For For Management
2.8 Elect Director Sakuraba, Eietsu For For Management
3 Appoint Alternate Statutory Auditor For Against Management
Sugiura, Tetsuro
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
NITORI HOLDINGS CO., LTD.
Ticker: 9843 Security ID: J58214131
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: FEB 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nitori, Akio For For Management
1.2 Elect Director Shirai, Toshiyuki For For Management
1.3 Elect Director Sudo, Fumihiro For For Management
1.4 Elect Director Matsumoto, Fumiaki For For Management
1.5 Elect Director Takeda, Masanori For For Management
1.6 Elect Director Abiko, Hiromi For For Management
1.7 Elect Director Okano, Takaaki For For Management
1.8 Elect Director Sakakibara, Sadayuki For For Management
1.9 Elect Director Miyauchi, Yoshihiko For For Management
1.10 Elect Director Yoshizawa, Naoko For For Management
--------------------------------------------------------------------------------
NITTO DENKO CORP.
Ticker: 6988 Security ID: J58472119
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 100
2 Approve Annual Bonus For For Management
3.1 Elect Director Takasaki, Hideo For For Management
3.2 Elect Director Todokoro, Nobuhiro For For Management
3.3 Elect Director Miki, Yosuke For For Management
3.4 Elect Director Iseyama, Yasuhiro For For Management
3.5 Elect Director Furuse, Yoichiro For For Management
3.6 Elect Director Hatchoji, Takashi For For Management
3.7 Elect Director Fukuda, Tamio For For Management
3.8 Elect Director Wong Lai Yong For For Management
3.9 Elect Director Sawada, Michitaka For For Management
4 Approve Compensation Ceilings for For For Management
Directors and Statutory Auditors
--------------------------------------------------------------------------------
NN GROUP NV
Ticker: NN Security ID: N64038107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Annual Report None None Management
3 Approve Remuneration Report For For Management
4.A Adopt Financial Statements and For For Management
Statutory Reports
4.B Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4.C Approve Dividends of EUR 2.33 Per Share For For Management
5.A Approve Discharge of Executive Board For For Management
5.B Approve Discharge of Supervisory Board For For Management
6.A Elect Cecilia Reyes to Supervisory For For Management
Board
6.B Elect Rob Lelieveld to Supervisory For For Management
Board
6.C Elect Inga Beale to Supervisory Board For For Management
7 Approve Increase Maximum Ratio Between For For Management
Fixed and Variable Components of
Remuneration
8.A.1 Grant Board Authority to Issue For For Management
Ordinary Shares Up To 10 Percent of
Issued Capital
8.A.2 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances Under Item
8.A.1
8.B Grant Board Authority to Issue Shares For For Management
Up To 20 Percent of Issued Capital in
Connection with a Rights Issue
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Approve Reduction in Share Capital For For Management
through Cancellation of Shares
11 Close Meeting None None Management
--------------------------------------------------------------------------------
NOKIA OYJ
Ticker: NOKIA Security ID: X61873133
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Treatment of Net Loss For For Management
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 440,000 to Chair,
EUR 185,000 to Vice Chair and EUR
160,000 to Other Directors; Approve
Remuneration for Committee Work;
Approve Meeting Fees
12 Fix Number of Directors at Eight For For Management
13 Reelect Sari Baldauf, Bruce Brown, For For Management
Thomas Dannenfeldt, Jeanette Horan,
Edward Kozel, Soren Skou, Carla
Smits-Nusteling, and Kari Stadigh as
Directors
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Approve Issuance of up to 550 Million For For Management
Shares without Preemptive Rights
18 Close Meeting None None Management
--------------------------------------------------------------------------------
NOMURA HOLDINGS, INC.
Ticker: 8604 Security ID: J58646100
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nagai, Koji For Against Management
1.2 Elect Director Okuda, Kentaro For For Management
1.3 Elect Director Teraguchi, Tomoyuki For For Management
1.4 Elect Director Ogawa, Shoji For Against Management
1.5 Elect Director Ishimura, Kazuhiko For For Management
1.6 Elect Director Takahara, Takahisa For For Management
1.7 Elect Director Shimazaki, Noriaki For Against Management
1.8 Elect Director Sono, Mari For Against Management
1.9 Elect Director Laura Simone Unger For For Management
1.10 Elect Director Victor Chu For For Management
1.11 Elect Director J.Christopher Giancarlo For For Management
1.12 Elect Director Patricia Mosser For For Management
--------------------------------------------------------------------------------
NOMURA REAL ESTATE HOLDINGS, INC.
Ticker: 3231 Security ID: J5893B104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nagamatsu, Shoichi For For Management
1.2 Elect Director Kutsukake, Eiji For For Management
1.3 Elect Director Matsuo, Daisaku For For Management
1.4 Elect Director Haga, Makoto For For Management
1.5 Elect Director Kurokawa, Hiroshi For For Management
1.6 Elect Director Higashi, Tetsuro For For Management
1.7 Elect Director Ito, Katsura For For Management
2.1 Elect Director and Audit Committee For For Management
Member Kimura, Hiroyuki
2.2 Elect Director and Audit Committee For For Management
Member Takayama, Yasushi
2.3 Elect Director and Audit Committee For For Management
Member Mogi, Yoshio
2.4 Elect Director and Audit Committee For For Management
Member Miyakawa, Akiko
--------------------------------------------------------------------------------
NOMURA REAL ESTATE MASTER FUND, INC.
Ticker: 3462 Security ID: J589D3119
Meeting Date: MAY 26, 2021 Meeting Type: Special
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Deemed Approval System
2 Elect Executive Director Yoshida, For For Management
Shuhei
3.1 Elect Supervisory Director Uchiyama, For For Management
Mineo
3.2 Elect Supervisory Director Owada, For For Management
Koichi
3.3 Elect Supervisory Director Okada, Mika For For Management
--------------------------------------------------------------------------------
NOMURA RESEARCH INSTITUTE LTD.
Ticker: 4307 Security ID: J5900F106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Konomoto, Shingo For For Management
1.2 Elect Director Fukami, Yasuo For For Management
1.3 Elect Director Momose, Hironori For For Management
1.4 Elect Director Anzai, Hidenori For For Management
1.5 Elect Director Ebato, Ken For For Management
1.6 Elect Director Funakura, Hiroshi For For Management
1.7 Elect Director Omiya, Hideaki For For Management
1.8 Elect Director Sakata, Shinoi For For Management
1.9 Elect Director Ohashi, Tetsuji For For Management
2 Appoint Statutory Auditor Kosakai, For For Management
Kenkichi
--------------------------------------------------------------------------------
NORDEA BANK ABP
Ticker: NDA.SE Security ID: X5S8VL105
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
8 Approve Allocation of Income; For Did Not Vote Management
Authorize Board to Decide on the
Distribution of Dividends of up to EUR
0.72 Per Share
9 Approve Discharge of Board and For Did Not Vote Management
President
10 Approve Remuneration Report (Advisory For Did Not Vote Management
Vote)
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of EUR 312,000 for
Chairman, EUR 150,800 for Vice
Chairman, and EUR 98,800 for Other
Directors; Approve Remuneration for
Committee Work
12 Determine Number of Members (10) and For Did Not Vote Management
Deputy Members (0) of Board
13 Reelect Torbjorn Magnusson (Chair), For Did Not Vote Management
Nigel Hinshelwood, Birger Steen, Sarah
Russell, Robin Lawther, Kari Jordan,
Petra van Hoeken, John Maltby and
Jonas Synnergren as Directors; Elect
Claudia Dill as New Director
14 Approve Remuneration of Auditors For Did Not Vote Management
15 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
16 Approve Issuance of Convertible For Did Not Vote Management
Instruments without Preemptive Rights
17 Authorize Share Repurchase Program in For Did Not Vote Management
the Securities Trading Business
18 Authorize Reissuance of Repurchased For Did Not Vote Management
Shares
19 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares of
Repurchased Shares
20 Approve Issuance of up to 30 Million For Did Not Vote Management
Shares without Preemptive Rights
21 Close Meeting None None Management
--------------------------------------------------------------------------------
NORSK HYDRO ASA
Ticker: NHY Security ID: R61115102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 1.25
Per Share
5 Approve Remuneration of Auditors For For Management
5 Discuss Company's Corporate Governance None None Management
Statement
6 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
7.1 Approve Remuneration of Corporate For For Management
Assembly
7.2 Approve Remuneration of Nomination For For Management
Committee
--------------------------------------------------------------------------------
NORTHERN STAR RESOURCES LIMITED
Ticker: NST Security ID: Q6951U101
Meeting Date: NOV 25, 2020 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Approve FY20 Share Plan For For Management
3 Approve Issuance of Performance Rights For For Management
to Bill Beament
4 Elect Peter O'Connor as Director For For Management
5 Approve the Increase in Aggregate For For Management
Remuneration of Non-Executive Directors
6 Approve Issuance of Performance Rights For For Management
to Raleigh Finlayson
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 3.00 per Share
4 Approve CHF 16.3 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
5 Authorize Repurchase of up to CHF 10 For For Management
Billion in Issued Share Capital
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 8.6 Million
6.2 Approve Maximum Remuneration of For For Management
Executive Committee in the Amount of
CHF 91 Million
6.3 Approve Remuneration Report For For Management
7.1 Reelect Joerg Reinhardt as Director For For Management
and Board Chairman
7.2 Reelect Nancy Andrews as Director For For Management
7.3 Reelect Ton Buechner as Director For For Management
7.4 Reelect Patrice Bula as Director For For Management
7.5 Reelect Elizabeth Doherty as Director For For Management
7.6 Reelect Ann Fudge as Director For For Management
7.7 Reelect Bridgette Heller as Director For For Management
7.8 Reelect Frans van Houten as Director For For Management
7.9 Reelect Simon Moroney as Director For For Management
7.10 Reelect Andreas von Planta as Director For For Management
7.11 Reelect Charles Sawyers as Director For For Management
7.12 Elect Enrico Vanni as Director For For Management
7.13 Reelect William Winters as Director For For Management
8.1 Reappoint Patrice Bula as Member of For For Management
the Compensation Committee
8.2 Reappoint Bridgette Heller as Member For For Management
of the Compensation Committee
8.3 Reappoint Enrico Vanni as Member of For For Management
the Compensation Committee
8.4 Reappoint William Winters as Member of For For Management
the Compensation Committee
8.5 Appoint Simon Moroney as Member of the For For Management
Compensation Committee
9 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
10 Designate Peter Zahn as Independent For For Management
Proxy
11 Amend Articles Re: Board of Directors For For Management
Tenure
12 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
NOVO NORDISK A/S
Ticker: NOVO.B Security ID: K72807132
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 5.85 Per Share
4 Approve Remuneration Report (Advisory For For Management
Vote)
5.1 Approve Remuneration of Directors for For For Management
2020 in the Aggregate Amount of DKK 17
Million
5.2 Approve Remuneration of Directors for For For Management
2021 in the Amount of DKK 2.2 Million
for the Chairman, DKK 1.47 Million for
the Vice Chairman, and DKK 736,000 for
Other Directors; Approve Remuneration
for Committee Work
6.1 Reelect Helge Lund as Director and For For Management
Board Chairman
6.2 Reelect Jeppe Christiansen as Director For For Management
and Vice Chairman
6.3a Reelect Laurence Debroux as Director For For Management
6.3b Reelect Andreas Fibig as Director For For Management
6.3c Reelect Sylvie Gregoire as Director For For Management
6.3d Reelect Kasim Kutay as Director For For Management
6.3e Reelect Martin Mackay as Director For For Management
6.3f Elect Henrik Poulsen as New Director For For Management
7 Ratify Deloitte as Auditors For For Management
8.1 Approve DKK 8 Million Reduction in For For Management
Share Capital via B Share Cancellation
8.2 Authorize Share Repurchase Program For For Management
8.3a Amend Articles Re: Delete For For Management
Authorization to Increase Share Capital
8.3b Approve Creation of DKK 46.2 Million For For Management
Pool of Capital with Preemptive
Rights; Approve Creation of DKK 46.2
Million Pool of Capital without
Preemptive Rights; Maximum Increase in
Share Capital under Both
Authorizations up to DKK 46.2 Million
8.4a Approve Indemnification of Members of For For Management
the Board of Directors
8.4b Approve Indemnification of Members of For For Management
Executive Management
8.5 Amend Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
8.6a Allow Shareholder Meetings to be Held For For Management
Partially or Fully by Electronic Means
8.6b Allow Electronic Distribution of For For Management
Company Communication
8.6c Amend Articles Re: Differentiation of For For Management
Votes
8.7 Initiate Plan for Changed Ownership Against Against Shareholder
9 Other Business None None Management
--------------------------------------------------------------------------------
NOVOZYMES A/S
Ticker: NZYM.B Security ID: K7317J133
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 5.25 Per Share
4 Approve Remuneration Report For For Management
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.53 Million for
Chairman, DKK 1.02 Million for Vice
Chairman and DKK 510,000 for Other
Directors; Approve Remuneration for
Committee Work
6 Reelect Jorgen Buhl Rasmussen (Chair) For For Management
as Director
7 Reelect Cornelis de Jong (Vice Chair) For For Management
as Director
8a Reelect Heine Dalsgaard as Director For For Management
8b Elect Sharon James as Director For For Management
8c Reelect Kasim Kutay as Director For For Management
8d Reelect Kim Stratton as Director For For Management
8e Reelect Mathias Uhlen as Director For For Management
9 Ratify PricewaterhouseCoopers as For For Management
Auditors
10a Approve Creation of DKK 56.4 Million For For Management
Pool of Capital in B Shares without
Preemptive Rights; DKK 56.4 Million
Pool of Capital with Preemptive
Rights; and Pool of Capital in
Warrants without Preemptive Rights
10b Approve DKK 6 Million Reduction in For For Management
Share Capital via Share Cancellation
10c Authorize Share Repurchase Program For For Management
10d Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
10e Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
10f Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
11 Other Business None None Management
--------------------------------------------------------------------------------
NSK LTD.
Ticker: 6471 Security ID: J55505101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Uchiyama, Toshihiro For For Management
1.2 Elect Director Ichii, Akitoshi For Against Management
1.3 Elect Director Nogami, Saimon For Against Management
1.4 Elect Director Yamana, Kenichi For Against Management
1.5 Elect Director Bada, Hajime For For Management
1.6 Elect Director Mochizuki, Akemi For For Management
1.7 Elect Director Fujita, Yoshitaka For For Management
1.8 Elect Director Nagahama, Mitsuhiro For For Management
1.9 Elect Director Obara, Koichi For For Management
--------------------------------------------------------------------------------
NTT DATA CORP.
Ticker: 9613 Security ID: J59031104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 9
2.1 Elect Director Homma, Yo For For Management
2.2 Elect Director Yamaguchi, Shigeki For For Management
2.3 Elect Director Fujiwara, Toshi For For Management
2.4 Elect Director Nishihata, Kazuhiro For For Management
2.5 Elect Director Suzuki, Masanori For For Management
2.6 Elect Director Sasaki, Yutaka For For Management
2.7 Elect Director Hirano, Eiji For For Management
2.8 Elect Director Fujii, Mariko For For Management
2.9 Elect Director Patrizio Mapelli For For Management
2.10 Elect Director Arimoto, Takeshi For For Management
2.11 Elect Director Ike, Fumihiko For For Management
3 Elect Director and Audit Committee For Against Management
Member Okada, Akihiko
4 Approve Trust-Type Equity Compensation For For Management
Plan
5 Approve Cash Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members and Compensation Ceiling Set
Aside for Executive Shareholding
Association
--------------------------------------------------------------------------------
OBAYASHI CORP.
Ticker: 1802 Security ID: J59826107
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2.1 Elect Director Obayashi, Takeo For For Management
2.2 Elect Director Hasuwa, Kenji For For Management
2.3 Elect Director Sato, Takehito For For Management
2.4 Elect Director Kotera, Yasuo For For Management
2.5 Elect Director Murata, Toshihiko For For Management
2.6 Elect Director Sasagawa, Atsushi For For Management
2.7 Elect Director Sato, Toshimi For For Management
2.8 Elect Director Koizumi, Shinichi For For Management
2.9 Elect Director Izumiya, Naoki For For Management
2.10 Elect Director Kobayashi, Yoko For For Management
2.11 Elect Director Orii, Masako For For Management
2.12 Elect Director Kato, Hiroyuki For For Management
3 Approve Compensation Ceiling for For For Management
Directors
4 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
OBIC CO., LTD.
Ticker: 4684 Security ID: J5946V107
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 105
2.1 Elect Director Noda, Masahiro For For Management
2.2 Elect Director Tachibana, Shoichi For For Management
2.3 Elect Director Kawanishi, Atsushi For For Management
2.4 Elect Director Fujimoto, Takao For For Management
2.5 Elect Director Gomi, Yasumasa For For Management
2.6 Elect Director Ejiri, Takashi For For Management
3.1 Appoint Statutory Auditor Koyamachi, For For Management
Akira
3.2 Appoint Statutory Auditor Tanaka, Takeo For For Management
3.3 Appoint Statutory Auditor Yamada, For For Management
Shigetsugu
4 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
OCADO GROUP PLC
Ticker: OCDO Security ID: G6718L106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Tim Steiner as Director For For Management
4 Re-elect Neill Abrams as Director For For Management
5 Re-elect Mark Richardson as Director For For Management
6 Re-elect Luke Jensen as Director For For Management
7 Re-elect Jorn Rausing as Director For For Management
8 Re-elect Andrew Harrison as Director For Against Management
9 Re-elect Emma Lloyd as Director For For Management
10 Re-elect Julie Southern as Director For For Management
11 Re-elect John Martin as Director For For Management
12 Elect Michael Sherman as Director For For Management
13 Elect Richard Haythornthwaite as For For Management
Director
14 Elect Stephen Daintith as Director For For Management
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise UK Political Donations and For For Management
Expenditure
18 Amend Employee Share Purchase Plan For For Management
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity in For For Management
Connection with a Rights Issue
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ODAKYU ELECTRIC RAILWAY CO., LTD.
Ticker: 9007 Security ID: J59568139
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Hoshino, Koji For For Management
2.2 Elect Director Arakawa, Isamu For For Management
2.3 Elect Director Igarashi, Shu For For Management
2.4 Elect Director Hayama, Takashi For For Management
2.5 Elect Director Nagano, Shinji For For Management
2.6 Elect Director Kuroda, Satoshi For For Management
2.7 Elect Director Nomakuchi, Tamotsu For For Management
2.8 Elect Director Nakayama, Hiroko For For Management
2.9 Elect Director Ohara, Toru For For Management
2.10 Elect Director Itonaga, Takehide For For Management
2.11 Elect Director Tateyama, Akinori For For Management
2.12 Elect Director Suzuki, Shigeru For For Management
--------------------------------------------------------------------------------
OIL SEARCH LTD.
Ticker: OSH Security ID: Y64695110
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For Against Management
3a Elect Musje Werror as Director For For Management
3b Elect Richard Lee as Director For For Management
3c Elect Eileen Doyle as Director For For Management
3d Elect Susan Cunningham as Director For For Management
3e Elect Bakheet Al Katheeri as Director For For Management
4 Approve Temporary Increase in the For For Management
Maximum Number of Directors from 9 to
10
5 Elect Michael Utsler as Director For For Management
6 Approve Grant of Restricted Shares, For Against Management
Alignment Rights and Performance
Rights to Keiran Wulff
7 Approve Grant of Non-Executive For For Management
Director Rights to Michael Utsler
8 Approve Capital Protection Against Against Shareholder
--------------------------------------------------------------------------------
OJI HOLDINGS CORP.
Ticker: 3861 Security ID: J6031N109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yajima, Susumu For For Management
1.2 Elect Director Kaku, Masatoshi For For Management
1.3 Elect Director Koseki, Yoshiki For For Management
1.4 Elect Director Isono, Hiroyuki For For Management
1.5 Elect Director Shindo, Fumio For For Management
1.6 Elect Director Kamada, Kazuhiko For For Management
1.7 Elect Director Ishida, Koichi For For Management
1.8 Elect Director Aoki, Shigeki For For Management
1.9 Elect Director Nara, Michihiro For For Management
1.10 Elect Director Takata, Toshihisa For For Management
1.11 Elect Director Ai, Sachiko For For Management
1.12 Elect Director Nagai, Seiko For For Management
2.1 Appoint Statutory Auditor Yamashita, For For Management
Tomihiro
2.2 Appoint Statutory Auditor Chimori, For For Management
Hidero
2.3 Appoint Statutory Auditor Sekiguchi, For For Management
Noriko
3 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
OLYMPUS CORP.
Ticker: 7733 Security ID: J61240107
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: MAY 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2 Amend Articles to Authorize Board to For For Management
Determine Income Allocation
3.1 Elect Director Takeuchi, Yasuo For Against Management
3.2 Elect Director Fujita, Sumitaka For For Management
3.3 Elect Director Kaminaga, Susumu For For Management
3.4 Elect Director Kikawa, Michijiro For For Management
3.5 Elect Director Iwamura, Tetsuo For For Management
3.6 Elect Director Masuda, Yasumasa For For Management
3.7 Elect Director Natori, Katsuya For For Management
3.8 Elect Director Iwasaki, Atsushi For For Management
3.9 Elect Director David Robert Hale For For Management
3.10 Elect Director Jimmy C. Beasley For For Management
3.11 Elect Director Stefan Kaufmann For For Management
3.12 Elect Director Koga, Nobuyuki For Against Management
--------------------------------------------------------------------------------
OLYMPUS CORP.
Ticker: 7733 Security ID: J61240107
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Takeuchi, Yasuo For Against Management
1.2 Elect Director Fujita, Sumitaka For For Management
1.3 Elect Director Kaminaga, Susumu For For Management
1.4 Elect Director Iwamura, Tetsuo For For Management
1.5 Elect Director Masuda, Yasumasa For For Management
1.6 Elect Director Iwasaki, Atsushi For For Management
1.7 Elect Director David Robert Hale For For Management
1.8 Elect Director Jimmy C. Beasley For For Management
1.9 Elect Director Ichikawa, Sachiko For For Management
1.10 Elect Director Stefan Kaufmann For For Management
1.11 Elect Director Koga, Nobuyuki For Against Management
--------------------------------------------------------------------------------
OMRON CORP.
Ticker: 6645 Security ID: J61374120
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 42
2.1 Elect Director Tateishi, Fumio For For Management
2.2 Elect Director Yamada, Yoshihito For For Management
2.3 Elect Director Miyata, Kiichiro For For Management
2.4 Elect Director Nitto, Koji For For Management
2.5 Elect Director Ando, Satoshi For For Management
2.6 Elect Director Kobayashi, Eizo For For Management
2.7 Elect Director Kamigama, Takehiro For For Management
2.8 Elect Director Kobayashi, Izumi For For Management
3.1 Appoint Statutory Auditor Tamaki, Shuji For For Management
3.2 Appoint Statutory Auditor Kunihiro, For For Management
Tadashi
4 Appoint Alternate Statutory Auditor For For Management
Watanabe, Toru
5 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
OMV AG
Ticker: OMV Security ID: A51460110
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: SEP 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.75 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Ernst & Young as Auditors for For For Management
Fiscal 2020
7 Approve Remuneration Policy For For Management
8.1 Approve Long Term Incentive Plan 2020 For For Management
for Key Employees
8.2 Approve Equity Deferral Plan For For Management
9.1 Elect Gertrude Tumpel-Gugerell as For For Management
Supervisory Board Member
9.2 Elect Wolfgang Berndt as Supervisory For For Management
Board Member (In a Letter from Sept.
17, 2020, Mr. Berndt has Declared that
He Will Not Stand for Election)
9.3 Elect Mark Garrett as Supervisory None For Shareholder
Board Member
10 Approve Creation of EUR 32.7 Million For For Management
Pool of Capital without Preemptive
Rights to Guarantee Conversion Rights
for Share Plans
--------------------------------------------------------------------------------
OMV AG
Ticker: OMV Security ID: A51460110
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Ernst & Young as Auditors for For For Management
Fiscal Year 2021
7 Approve Remuneration Report For For Management
8.1 Approve Long Term Incentive Plan 2021 For For Management
for Key Employees
8.2 Approve Equity Deferral Plan For For Management
9 Elect Saeed Al Mazrouei as Supervisory For For Management
Board Member
10 Approve Use of Repurchased Shares for For For Management
Long Term Incentive Plans, Deferrals
or Other Stock Ownership Plans
--------------------------------------------------------------------------------
ONO PHARMACEUTICAL CO., LTD.
Ticker: 4528 Security ID: J61546115
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27.5
2.1 Elect Director Sagara, Gyo For For Management
2.2 Elect Director Tsujinaka, Toshihiro For For Management
2.3 Elect Director Takino, Toichi For For Management
2.4 Elect Director Ono, Isao For For Management
2.5 Elect Director Idemitsu, Kiyoaki For For Management
2.6 Elect Director Nomura, Masao For For Management
2.7 Elect Director Okuno, Akiko For For Management
2.8 Elect Director Nagae, Shusaku For For Management
3 Appoint Statutory Auditor Tanisaka, For For Management
Hironobu
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
ORACLE CORP JAPAN
Ticker: 4716 Security ID: J6165M109
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: MAY 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Clarify Director For For Management
Authority on Shareholder Meetings
2.1 Elect Director Minato, Koji For For Management
2.2 Elect Director Krishna Sivaraman For For Management
2.3 Elect Director Garrett Ilg For For Management
2.4 Elect Director Edward Paterson For Against Management
2.5 Elect Director Kimberly Woolley For Against Management
2.6 Elect Director Fujimori, Yoshiaki For For Management
2.7 Elect Director John L. Hall For For Management
2.8 Elect Director Natsuno, Takeshi For For Management
--------------------------------------------------------------------------------
ORANGE SA
Ticker: ORA Security ID: F6866T100
Meeting Date: MAY 18, 2021 Meeting Type: Annual/Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Reelect Bpifrance Participations as For For Management
Director
6 Renew Appointment of KPMG as Auditor For For Management
7 Renew Appointment of Salustro Reydel For For Management
as Alternate Auditor
8 Appoint Deloitte as Auditor For For Management
9 Appoint Beas as Alternate Auditor For For Management
10 Ratify Change Location of Registered For For Management
Office to 111 Quai du President
Roosevelt, 92130 Issy-les-Moulineaux
11 Approve Compensation Report For For Management
12 Approve Compensation of Stephane For For Management
Richard, Chairman and CEO
13 Approve Compensation of Ramon For For Management
Fernandez, Vice-CEO
14 Approve Compensation of Gervais For For Management
Pellissier, Vice-CEO
15 Approve Remuneration Policy of the For For Management
Chairman and CEO
16 Approve Remuneration Policy of For For Management
Vice-CEOs
17 Approve Remuneration Policy of For For Management
Directors
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2 Billion
20 Allow Board to Use Delegations under For Against Management
Item 19 Above in the Event of a Public
Tender Offer
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion
22 Allow Board to Use Delegations under For Against Management
Item 21 Above in the Event of a Public
Tender Offer
23 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 1 Billion
24 Allow Board to Use Delegations under For Against Management
Item 23 Above in the Event of a Public
Tender Offer
25 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 19-24
26 Authorize Capital Increase of Up to For For Management
EUR 1 Billion for Future Exchange
Offers
27 Allow Board to Use Delegations under For Against Management
Item 26 Above in the Event of a Public
Tender Offer
28 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
29 Allow Board to Use Delegations under For Against Management
Item 28 Above in the Event of a Public
Tender Offer
30 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
at EUR 3 Billion
31 Authorize up to 0.07 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Under Performance Conditions
Reserved for Some Employees and
Executive Corporate Officers
32 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
33 Authorize Capitalization of Reserves For For Management
of Up to EUR 2 Billion for Bonus Issue
or Increase in Par Value
34 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
35 Authorize Filing of Required For For Management
Documents/Other Formalities
A Amending Item 31 of Current Meeting to Against Against Shareholder
Align the Allocation of Free Shares to
the Group Employees with that of LTIP
Incentives for Executives
B Amend Article 13 of Bylaws Re: Against Against Shareholder
Plurality of Directorships
C Access of Women to Positions of None None Shareholder
Responsibility and Equal Pay
--------------------------------------------------------------------------------
ORICA LTD.
Ticker: ORI Security ID: Q7160T109
Meeting Date: DEC 22, 2020 Meeting Type: Annual
Record Date: DEC 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Malcolm Broomhead as Director For For Management
2.2 Elect John Beevers as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Alberto Calderon
--------------------------------------------------------------------------------
ORIENTAL LAND CO., LTD.
Ticker: 4661 Security ID: J6174U100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 13
2 Amend Articles to Reduce Directors' For For Management
Term
3.1 Elect Director Kagami, Toshio For For Management
3.2 Elect Director Takano, Yumiko For For Management
3.3 Elect Director Katayama, Yuichi For For Management
3.4 Elect Director Yokota, Akiyoshi For For Management
3.5 Elect Director Takahashi, Wataru For For Management
3.6 Elect Director Kaneki, Yuichi For For Management
3.7 Elect Director Kambara, Rika For For Management
3.8 Elect Director Hanada, Tsutomu For For Management
3.9 Elect Director Mogi, Yuzaburo For For Management
3.10 Elect Director Yoshida, Kenji For For Management
--------------------------------------------------------------------------------
ORIGIN ENERGY LIMITED
Ticker: ORG Security ID: Q71610101
Meeting Date: OCT 20, 2020 Meeting Type: Annual
Record Date: OCT 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Maxine Brenner as Director For For Management
3 Approve Remuneration Report For Against Management
4 ***Withdrawn Resolution*** Approve None None Management
Grant of Restricted Share Rights to
Frank Calabria
5a Approve the Amendments to the Against Against Shareholder
Company's Constitution
5b Approve Consent and Fracking Against Against Shareholder
5c Approve Lobbying and COVID-19 Recovery Against Against Shareholder
--------------------------------------------------------------------------------
ORION OYJ
Ticker: ORNBV Security ID: X6002Y112
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.50 Per Share;
Approve Charitable Donations of up to
EUR 350,000
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For Against Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 90,000 for Chairman,
EUR 55,000 for Vice Chairman and
Chairmen of the Committees, and EUR
45,000 for Other Directors; Approve
Meeting Fees
12 Fix Number of Directors at Eight For For Management
13 Reelect Mikael Silvennoinen (Chair), For For Management
Kari Jussi Aho, Pia Kalsta, Ari
Lehtoranta, Timo Maasilta, Hilpi
Rautelin and Eija Ronkainen as
Directors; Elect Veli-Matti Mattila as
New Director
14 Approve Remuneration of Auditors For For Management
15 Ratify KPMG as Auditors For For Management
16 Approve Issuance of up to 14 Million For For Management
Class B Shares without Preemptive
Rights
17 Close Meeting None None Management
--------------------------------------------------------------------------------
ORIX CORP.
Ticker: 8591 Security ID: J61933123
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Business Lines For For Management
2.1 Elect Director Inoue, Makoto For For Management
2.2 Elect Director Irie, Shuji For For Management
2.3 Elect Director Taniguchi, Shoji For For Management
2.4 Elect Director Matsuzaki, Satoru For For Management
2.5 Elect Director Suzuki, Yoshiteru For For Management
2.6 Elect Director Stan Koyanagi For For Management
2.7 Elect Director Takenaka, Heizo For For Management
2.8 Elect Director Michael Cusumano For For Management
2.9 Elect Director Akiyama, Sakie For For Management
2.10 Elect Director Watanabe, Hiroshi For For Management
2.11 Elect Director Sekine, Aiko For For Management
2.12 Elect Director Hodo, Chikatomo For For Management
--------------------------------------------------------------------------------
ORKLA ASA
Ticker: ORK Security ID: R67787102
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 2.75
Per Share
3 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
4 Discuss Company's Corporate Governance None None Management
Statement
5.1 Authorize Repurchase of Shares for Use For For Management
in Employee Incentive Programs
5.2 Authorize Share Repurchase Program and For For Management
Reissuance and/or Cancellation of
Repurchased Shares
6.1 Reelect Stein Hagen as Director For For Management
6.2 Reelect Ingrid Blank as Director For For Management
6.3 Reelect Nils Selte as Director For For Management
6.4 Reelect Liselott Kilaas as Director For For Management
6.5 Reelect Peter Agnefjall as Director For For Management
6.6 Reelect Anna Mossberg as Director For For Management
6.7 Reelect Anders Kristiansen as Director For For Management
6.8 Reelect Caroline Kjos as Deputy For For Management
Director
7 Elect Nils-Henrik Pettersson as Member For For Management
of Nominating Committee
8 Approve Remuneration of Directors For For Management
9 Approve Remuneration of Nominating For For Management
Committee
10 Approve Remuneration of Auditors For For Management
--------------------------------------------------------------------------------
ORPEA SA
Ticker: ORP Security ID: F69036105
Meeting Date: JUN 24, 2021 Meeting Type: Annual/Special
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.90 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Ratify Appointment of Olivier Lecomte For For Management
as Director
6 Reelect Bernadette Danet-Chevallier as For For Management
Director
7 Reelect Olivier Lecomte as Director For For Management
8 Approve Amendment of Remuneration For For Management
Policy for 2020 of Yves Le Masne, CEO
9 Approve Amendment of Remuneration For For Management
Policy for 2018 of Jean-Claude Brdenk,
Vice-CEO Until 31 December 2020
10 Approve Amendment of Remuneration For For Management
Policy for 2019 of Jean-Claude Brdenk,
Vice-CEO Until 31 December 2020
11 Approve Amendment of Remuneration For For Management
Policy for 2020 of Jean-Claude Brdenk,
Vice-CEO Until 31 December 2020
12 Approve Compensation Report of For For Management
Corporate Officers
13 Approve Compensation of Philippe For For Management
Charrier, Chairman of the Board
14 Approve Compensation of Yves Le Masne, For For Management
CEO
15 Approve Compensation of Jean-Claude For Against Management
Brdenk, Vice-CEO Until 31 December 2020
16 Approve Remuneration Policy of For For Management
Directors
17 Approve Remuneration Policy of For For Management
Chairman of the Board
18 Approve Remuneration Policy of CEO For For Management
19 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 40 Million
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 8,078,915
23 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 8,078,915
24 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 21-23 and 25
25 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
26 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
27 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
28 Ratify Amendments of Bylaws to Comply For For Management
with Legal Changes
29 Amend Article 24 and 25 of Bylaws Re: For For Management
General Meetings
30 Amend Articles of Bylaws to Comply For Against Management
with Legal Changes
31 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ORSTED A/S
Ticker: ORSTED Security ID: K7653Q105
Meeting Date: MAR 01, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Remuneration Report (Advisory For For Management
Vote)
4 Approve Discharge of Management and For For Management
Board
5 Approve Allocation of Income and For For Management
Dividends of DKK 11.50 Per Share
6 Authorize Share Repurchase Program For Against Management
7.1 Approve Director Indemnification Scheme For For Management
7.2 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
7.3 Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
7.4 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
8 Other Proposals from Shareholders None None Management
(None Submitted)
9.1 Determine Number of Members (8) and For For Management
Deputy Members of Board
9.2 Reelect Thomas Thune Andersen (Chair) For For Management
as Director
9.3 Reelect Lene Skole (Vice Chair) as For For Management
Director
9.4a Reelect Lynda Armstrong as Director For For Management
9.4b Reelect Jorgen Kildah as Director For For Management
9.4c Reelect Peter Korsholm as Director For For Management
9.4d Reelect Dieter Wemmer as Director For For Management
9.4e Elect Julia King as New Director For For Management
9.4f Elect Henrik Poulsen as New Director For For Management
10 Approve Remuneration of Directors; For For Management
Approve Remuneration for Committee Work
11 Ratify PricewaterhouseCoopers as For For Management
Auditors
12 Other Business None None Management
--------------------------------------------------------------------------------
OSAKA GAS CO., LTD.
Ticker: 9532 Security ID: J62320130
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27.5
2 Approve Transfer of Operations to For For Management
Wholly Owned Subsidiary
3.1 Elect Director Honjo, Takehiro For For Management
3.2 Elect Director Fujiwara, Masataka For For Management
3.3 Elect Director Miyagawa, Tadashi For For Management
3.4 Elect Director Matsui, Takeshi For For Management
3.5 Elect Director Tasaka, Takayuki For For Management
3.6 Elect Director Takeguchi, Fumitoshi For For Management
3.7 Elect Director Miyahara, Hideo For For Management
3.8 Elect Director Murao, Kazutoshi For For Management
3.9 Elect Director Kijima, Tatsuo For For Management
3.10 Elect Director Sato, Yumiko For For Management
4 Approve Restricted Stock Plan and Cash For For Management
Compensation Ceiling for Directors
--------------------------------------------------------------------------------
OTSUKA CORP.
Ticker: 4768 Security ID: J6243L115
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 115
2.1 Elect Director Otsuka, Yuji For For Management
2.2 Elect Director Katakura, Kazuyuki For For Management
2.3 Elect Director Takahashi, Toshiyasu For For Management
2.4 Elect Director Tsurumi, Hironobu For For Management
2.5 Elect Director Saito, Hironobu For For Management
2.6 Elect Director Yano, Katsuhiro For For Management
2.7 Elect Director Sakurai, Minoru For For Management
2.8 Elect Director Makino, Jiro For For Management
2.9 Elect Director Saito, Tetsuo For For Management
2.10 Elect Director Hamabe, Makiko For For Management
3 Appoint Statutory Auditor Murata, For For Management
Tatsumi
4 Approve Director Retirement Bonus For Against Management
5 Approve Statutory Auditor Retirement For Against Management
Bonus
--------------------------------------------------------------------------------
OTSUKA HOLDINGS CO., LTD.
Ticker: 4578 Security ID: J63117105
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Otsuka, Ichiro For For Management
1.2 Elect Director Higuchi, Tatsuo For For Management
1.3 Elect Director Matsuo, Yoshiro For For Management
1.4 Elect Director Makino, Yuko For For Management
1.5 Elect Director Takagi, Shuichi For For Management
1.6 Elect Director Tobe, Sadanobu For For Management
1.7 Elect Director Kobayashi, Masayuki For For Management
1.8 Elect Director Tojo, Noriko For For Management
1.9 Elect Director Inoue, Makoto For For Management
1.10 Elect Director Matsutani, Yukio For For Management
1.11 Elect Director Sekiguchi, Ko For For Management
1.12 Elect Director Aoki, Yoshihisa For For Management
1.13 Elect Director Mita, Mayo For For Management
2 Appoint KPMG AZSA LLC as New External For For Management
Audit Firm
--------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Ticker: O39 Security ID: Y64248209
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2a Elect Chua Kim Chiu as Director For For Management
2b Elect Pramukti Surjaudaja as Director For Against Management
2c Elect Tan Ngiap Joo as Director For For Management
3 Elect Andrew Khoo Cheng Hoe as Director For For Management
4 Approve Final Dividend For For Management
5a Approve Directors' Remuneration For For Management
5b Approve Allotment and Issuance of For For Management
Remuneration Shares to the Directors
6 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
8 Approve Grant of Options and/or Rights For Against Management
and Issuance of Shares Pursuant to the
OCBC Share Option Scheme 2001 and OCBC
Employee Share Purchase Plan
9 Approve Issuance of Shares Pursuant to For For Management
the Oversea-Chinese Banking
Corporation Limited Scrip Dividend
Scheme
10 Authorize Share Repurchase Program For For Management
11 Approve OCBC Deferred Share Plan 2021 For Against Management
--------------------------------------------------------------------------------
PAN PACIFIC INTERNATIONAL HOLDINGS CORP.
Ticker: 7532 Security ID: J6352W100
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 12
2.1 Elect Director Yoshida, Naoki For For Management
2.2 Elect Director Shintani, Seiji For For Management
2.3 Elect Director Matsumoto, Kazuhiro For For Management
2.4 Elect Director Sekiguchi, Kenji For For Management
2.5 Elect Director Nishii, Takeshi For For Management
2.6 Elect Director Sakakibara, Ken For For Management
2.7 Elect Director Moriya, Hideki For For Management
2.8 Elect Director Maruyama, Tetsuji For For Management
2.9 Elect Director Ishii, Yuji For For Management
2.10 Elect Director Kubo, Isao For For Management
2.11 Elect Director Yasuda, Takao For For Management
3.1 Elect Director and Audit Committee For For Management
Member Ariga, Akio
3.2 Elect Director and Audit Committee For For Management
Member Inoue, Yukihiko
3.3 Elect Director and Audit Committee For For Management
Member Yoshimura, Yasunori
3.4 Elect Director and Audit Committee For For Management
Member Fukuda, Tomiaki
--------------------------------------------------------------------------------
PANASONIC CORP.
Ticker: 6752 Security ID: J6354Y104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adoption of Holding Company For For Management
Structure and Transfer of Operations
to Wholly Owned Subsidiary
2 Amend Articles to Change Company Name For For Management
- Amend Business Lines - Clarify
Director Authority on Shareholder
Meetings - Amend Provisions on
Director Titles
3.1 Elect Director Tsuga, Kazuhiro For For Management
3.2 Elect Director Sato, Mototsugu For For Management
3.3 Elect Director Higuchi, Yasuyuki For For Management
3.4 Elect Director Homma, Tetsuro For For Management
3.5 Elect Director Tsutsui, Yoshinobu For For Management
3.6 Elect Director Ota, Hiroko For For Management
3.7 Elect Director Toyama, Kazuhiko For For Management
3.8 Elect Director Noji, Kunio For For Management
3.9 Elect Director Sawada, Michitaka For For Management
3.10 Elect Director Umeda, Hirokazu For For Management
3.11 Elect Director Laurence W.Bates For For Management
3.12 Elect Director Kusumi, Yuki For For Management
3.13 Elect Director Matsui, Shinobu For For Management
4 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
PANDORA AS
Ticker: PNDORA Security ID: K7681L102
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Remuneration Report (Advisory For For Management
Vote)
4 Approve Remuneration of Directors For For Management
5 Approve Allocation of Income and For For Management
Omission of Dividends
6.1 Reelect Peter A. Ruzicka (Chair) as For For Management
Director
6.2 Reelect Christian Frigast (Vice Chair) For For Management
as Director
6.3 Reelect Birgitta Stymne Goransson as For For Management
Director
6.4 Reelect Isabelle Parize as Director For For Management
6.5 Reelect Catherine Spindler as Director For For Management
6.6 Reelect Marianne Kirkegaard as Director For For Management
6.7 Elect Heine Dalsgaard as New Director For For Management
6.8 Elect Jan Zijderveld as New Director For For Management
7 Ratify Ernst & Young as Auditor For For Management
8 Approve Discharge of Management and For For Management
Board
9.1 Approve Creation of DKK 50 Million For For Management
Pool of Capital with Preemptive Rights
9.2 Approve Creation of DKK 10 Million For For Management
Pool of Capital without Preemptive
Rights
9.3 Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
9.4 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
9.5 Authorize Board to Distribute For For Management
Dividends of up to DKK 15 Per Share
9.6 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
10 Other Business None None Management
--------------------------------------------------------------------------------
PARK24 CO., LTD.
Ticker: 4666 Security ID: J63581102
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: OCT 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nishikawa, Koichi For For Management
1.2 Elect Director Sasaki, Kenichi For For Management
1.3 Elect Director Kawakami, Norifumi For For Management
1.4 Elect Director Kawasaki, Keisuke For For Management
1.5 Elect Director Yamanaka, Shingo For For Management
1.6 Elect Director Oura, Yoshimitsu For For Management
1.7 Elect Director Nagasaka, Takashi For For Management
--------------------------------------------------------------------------------
PARTNERS GROUP HOLDING AG
Ticker: PGHN Security ID: H6120A101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 27.50 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4 Amend Articles Re: External Mandates For For Management
for Members of the Board of Directors
and Executive Committee
5 Approve Remuneration Report For Against Management
6.1 Approve Short-Term Remuneration of For For Management
Directors in the Amount of CHF 3
Million
6.2 Approve Long-Term Remuneration of For For Management
Directors in the Amount of CHF 3.8
Million
6.3 Approve Technical Non-Financial For For Management
Remuneration of Directors in the
Amount of CHF 10.1 Million
6.4 Approve Short-Term Remuneration of For For Management
Executive Committee in the Amount of
CHF 9 Million for Fiscal Year 2021
6.5 Approve Short-Term Remuneration of For For Management
Executive Committee in the Amount of
CHF 9 Million for Fiscal Year 2022
6.6 Approve Long-Term Remuneration of For For Management
Executive Committee in the Amount of
CHF 15.1 Million
6.7 Approve Technical Non-Financial For For Management
Remuneration of Executive Committee in
the Amount of CHF 60,000
7.1.1 Elect Steffen Meister as Director and For For Management
as Board Chairman
7.1.2 Elect Marcel Erni as Director For For Management
7.1.3 Elect Alfred Gantner as Director For For Management
7.1.4 Elect Lisa Hook as Director For For Management
7.1.5 Elect Joseph Landy as Director For For Management
7.1.6 Elect Grace del Rosario-Castano as For For Management
Director
7.1.7 Elect Martin Strobel as Director For For Management
7.1.8 Elect Urs Wietlisbach as Director For For Management
7.2.1 Appoint Grace del Rosario-Castano as For For Management
Member of the Nomination and
Compensation Committee
7.2.2 Appoint Lisa Hook as Member of the For For Management
Nomination and Compensation Committee
7.2.3 Appoint Martin Strobel as Member of For For Management
the Nomination and Compensation
Committee
7.3 Designate Hotz & Goldmann as For For Management
Independent Proxy
7.4 Ratify KPMG AG as Auditors For For Management
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
PCCW LIMITED
Ticker: 8 Security ID: Y6802P120
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Tse Sze Wing, Edmund as Director For For Management
3b Elect Aman Mehta as Director For For Management
3c Elect Frances Waikwun Wong as Director For For Management
3d Elect Bryce Wayne Lee as Director For For Management
3e Elect David Lawrence Herzog as Director For For Management
3f Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Termination of Existing Share For Against Management
Stapled Units Option Scheme and Adopt
New Share Stapled Units Option Scheme
of HKT Trust and HKT Limited
--------------------------------------------------------------------------------
PEARSON PLC
Ticker: PSON Security ID: G69651100
Meeting Date: SEP 18, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Remuneration Policy For Abstain Management
--------------------------------------------------------------------------------
PEARSON PLC
Ticker: PSON Security ID: G69651100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Andy Bird as Director For For Management
4 Re-elect Elizabeth Corley as Director For For Management
5 Re-elect Sherry Coutu as Director For For Management
6 Re-elect Sally Johnson as Director For For Management
7 Re-elect Linda Lorimer as Director For For Management
8 Re-elect Graeme Pitkethly as Director For For Management
9 Re-elect Tim Score as Director For For Management
10 Re-elect Sidney Taurel as Director For For Management
11 Re-elect Lincoln Wallen as Director For For Management
12 Approve Remuneration Report For Abstain Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
PEPTIDREAM INC.
Ticker: 4587 Security ID: J6363M109
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick C. Reid For For Management
1.2 Elect Director Masuya, Keiichi For For Management
1.3 Elect Director Kaneshiro, Kiyofumi For For Management
2.1 Elect Director and Audit Committee For For Management
Member Sasaoka, Michio
2.2 Elect Director and Audit Committee For For Management
Member Nagae, Toshio
2.3 Elect Director and Audit Committee For For Management
Member Hanafusa, Yukinori
2.4 Elect Director and Audit Committee For For Management
Member Utsunomiya, Junko
3 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
PERNOD RICARD SA
Ticker: RI Security ID: F72027109
Meeting Date: NOV 27, 2020 Meeting Type: Annual/Special
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 35 and 36 of Bylaws Re: For For Management
AGM and EGM Majority Votes
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Allocation of Income and For For Management
Dividends of EUR 2.66 per Share
5 Reelect Alexandre Ricard as Director For For Management
6 Reelect Cesar Giron as Director For For Management
7 Reelect Wolfgang Colberg as Director For For Management
8 Elect Virginie Fauvel as Director For For Management
9 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.25
Million
10 Approve Compensation of Alexandre For For Management
Ricard, Chairman and CEO
11 Approve Compensation of Corporate For For Management
Officers
12 Approve Remuneration Policy for For For Management
Alexandre Ricard, Chairman and CEO
13 Approve Remuneration Policy of For For Management
Corporate Officers
14 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Change Location of Registered Office For For Management
to 5, Cours Paul Ricard, 75008 Paris
and Amend Article 4 of Bylaws
Accordingly
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
18 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of the Group's
Subsidiaries
19 Amend Article 21 of Bylaws Re: Board For For Management
Members Deliberation via Written
Consultation
20 Amend Bylaws to Comply with Legal For For Management
Changes
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
PERSIMMON PLC
Ticker: PSN Security ID: G70202109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Roger Devlin as Director For For Management
4 Elect Dean Finch as Director For For Management
5 Re-elect Michael Killoran as Director For For Management
6 Re-elect Nigel Mills as Director For For Management
7 Re-elect Rachel Kentleton as Director For For Management
8 Re-elect Simon Litherland as Director For For Management
9 Re-elect Joanna Place as Director For For Management
10 Elect Annemarie Durbin as Director For For Management
11 Elect Andrew Wyllie as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Adopt New Articles of Association For For Management
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
PERSOL HOLDINGS CO., LTD.
Ticker: 2181 Security ID: J6367Q106
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 13
2 Amend Articles to Clarify Director For For Management
Authority on Board Meetings
3.1 Elect Director Mizuta, Masamichi For For Management
3.2 Elect Director Wada, Takao For For Management
3.3 Elect Director Takahashi, Hirotoshi For For Management
3.4 Elect Director Tamakoshi, Ryosuke For For Management
3.5 Elect Director Nishiguchi, Naohiro For For Management
3.6 Elect Director Yamauchi, Masaki For For Management
4 Elect Director and Audit Committee For For Management
Member Hayashi, Daisuke
5 Elect Alternate Director and Audit For For Management
Committee Member Yamauchi, Masaki
--------------------------------------------------------------------------------
PEUGEOT SA
Ticker: UG Security ID: F72313111
Meeting Date: JAN 04, 2021 Meeting Type: Special
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of For For Management
Peugeot by Fiat Chrysler Automobiles
2 Remove Double-Voting Rights for For For Management
Long-Term Registered Shareholders
3 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
PHOENIX GROUP HOLDINGS PLC
Ticker: PHNX Security ID: G7S8MZ109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Approve Final Dividend For For Management
4 Re-elect Alastair Barbour as Director For For Management
5 Re-elect Andy Briggs as Director For For Management
6 Re-elect Karen Green as Director For For Management
7 Elect Hiroyuki Iioka as Director For For Management
8 Re-elect Nicholas Lyons as Director For For Management
9 Re-elect Wendy Mayall as Director For For Management
10 Elect Christopher Minter as Director For For Management
11 Re-elect John Pollock as Director For For Management
12 Re-elect Belinda Richards as Director For For Management
13 Re-elect Nicholas Shott as Director For For Management
14 Re-elect Kory Sorenson as Director For For Management
15 Re-elect Rakesh Thakrar as Director For For Management
16 Re-elect Mike Tumilty as Director For For Management
17 Reappoint Ernst & Young LLP as Auditors For For Management
18 Authorise Board to Fix Remuneration of For For Management
Auditors
19 Authorise Issue of Equity For For Management
20 Authorise UK Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
PIGEON CORP.
Ticker: 7956 Security ID: J63739106
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 36
2 Appoint Statutory Auditor Nishimoto, For For Management
Hiroshi
3 Appoint Alternate Statutory Auditor For For Management
Noda, Hiroko
--------------------------------------------------------------------------------
POLA ORBIS HOLDINGS INC.
Ticker: 4927 Security ID: J6388P103
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
--------------------------------------------------------------------------------
POSTE ITALIANE SPA
Ticker: PST Security ID: T7S697106
Meeting Date: MAY 28, 2021 Meeting Type: Annual/Special
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Policy For For Management
4 Approve Second Section of the For For Management
Remuneration Report
5 Approve Equity-Based Incentive Plans For For Management
6 Approve Fixed-Variable Compensation For For Management
Ratio for BancoPosta's Ring-Fenced
Capital's Material Risk Takers
1 Approve Changes to BancoPosta's For For Management
Ring-Fenced Capital and Consequent
Change in Regulations
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
POWER ASSETS HOLDINGS LIMITED
Ticker: 6 Security ID: Y7092Q109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Neil Douglas McGee as Director For For Management
3b Elect Ralph Raymond Shea as Director For For Management
3c Elect Wan Chi Tin as Director For For Management
3d Elect Wu Ting Yuk, Anthony as Director For For Management
4 Approve KPMG as Auditor and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
PROSUS NV
Ticker: PRX Security ID: N7163R103
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Approve Remuneration Report For Against Management
3 Adopt Financial Statements For For Management
4.a Approve Dividends of EUR 0.602 Per For For Management
Share
4.b Approve Capital Increase and Capital For For Management
Reduction
5 Approve Remuneration Policy for For Against Management
Executive Directors
6 Approve Remuneration Policy for For For Management
Non-Executive Directors
7 Approve Discharge of Executive For For Management
Directors
8 Approve Discharge of Non-Executive For For Management
Directors
9 Elect Y Xu as Non-Executive Director For For Management
10.1 Reelect D G Eriksson as Non-Executive For For Management
Director
10.2 Reelect M R Sorour as Non-Executive For For Management
Director
10.3 Reelect E M Choi as Non-Executive For For Management
Director
10.4 Reelect M Girotra as Non-Executive For For Management
Director
10.5 Reelect R C C Jafta as Non-Executive For For Management
Director
11 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
12 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restrict/Exclude Preemptive Rights
13 Authorize Repurchase of Shares For For Management
14 Amend Prosus Share Award Plan For Against Management
15 Other Business (Non-Voting) None None Management
16 Voting Results None None Management
--------------------------------------------------------------------------------
PROXIMUS SA
Ticker: PROX Security ID: B6951K109
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Information Provided by the None None Management
Joint Commission
4 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
5 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 1.20 per Share
6 Approve Remuneration Policy For For Management
7 Approve Remuneration Report For Against Management
8 Approve Discharge of Members of the For For Management
Board of Directors
9 Approve Discharge of Members of the For For Management
Board of Auditors
10 Approve Discharge of Auditors For For Management
11 Reelect Pierre Demuelenaere as For For Management
Independent Director
12 Reelect Karel De Gucht as Director as For For Management
Proposed by the Belgian State
13 Elect Ibrahim Ouassari as Director as For For Management
Proposed by the Belgian State
14 Acknowledge the Appointment of None None Management
Dominique Guide and Renew the Mandate
of Jan Debucquoy as Members of the
Board of Auditors
15 Transact Other Business None None Management
--------------------------------------------------------------------------------
PROXIMUS SA
Ticker: PROX Security ID: B6951K109
Meeting Date: APR 21, 2021 Meeting Type: Special
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Renew Authorization to Increase Share For Against Management
Capital within the Framework of
Authorized Capital
2 Authorize Repurchase of Issued Share For Against Management
Capital
3 Authorize Implementation of Approved For For Management
Resolutions and Filng of Required
Documents/Formalities at Trade Registry
--------------------------------------------------------------------------------
PRUDENTIAL PLC
Ticker: PRU Security ID: G72899100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Chua Sock Koong as Director For For Management
4 Elect Ming Lu as Director For For Management
5 Elect Jeanette Wong as Director For For Management
6 Re-elect Shriti Vadera as Director For For Management
7 Re-elect Jeremy Anderson as Director For For Management
8 Re-elect Mark Fitzpatrick as Director For For Management
9 Re-elect David Law as Director For For Management
10 Re-elect Anthony Nightingale as For For Management
Director
11 Re-elect Philip Remnant as Director For For Management
12 Re-elect Alice Schroeder as Director For For Management
13 Re-elect James Turner as Director For For Management
14 Re-elect Thomas Watjen as Director For For Management
15 Re-elect Michael Wells as Director For For Management
16 Re-elect Fields Wicker-Miurin as For For Management
Director
17 Re-elect Amy Yip as Director For For Management
18 Reappoint KPMG LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise UK Political Donations and For For Management
Expenditure
21 Authorise Issue of Equity For For Management
22 Authorise Issue of Equity to Include For For Management
Repurchased Shares
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
25 Authorise Market Purchase of Ordinary For For Management
Shares
26 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
PRYSMIAN SPA
Ticker: PRY Security ID: T7630L105
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Fix Number of Directors For For Management
4 Fix Board Terms for Directors For For Management
5.1 Slate 1 Submitted by Management For For Management
5.2 Slate 2 Submitted by Institutional None Against Shareholder
Investors (Assogestioni)
6 Approve Remuneration of Directors For For Management
7 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
8 Amend Employee Stock Purchase Plan For For Management
9 Approve Remuneration Policy For For Management
10 Approve Second Section of the For For Management
Remuneration Report
1 Authorize the Convertibility of the For For Management
Equity-Linked Bond; Approve Capital
Increase Without Preemptive Rights to
the Service the Conversion of Bonds
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
PUBLICIS GROUPE SA
Ticker: PUB Security ID: F7607Z165
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Reelect Maurice Levy as Supervisory For For Management
Board Member
7 Reelect Simon Badinter as Supervisory For For Management
Board Member
8 Reelect Jean Charest as Supervisory For For Management
Board Member
9 Approve Remuneration Policy of For For Management
Chairman of Supervisory Board
10 Approve Remuneration Policy of For For Management
Supervisory Board Members
11 Approve Remuneration Policy of For For Management
Chairman of Management Board
12 Approve Remuneration Policy of For For Management
Michel-Alain Proch, Management Board
Member
13 Approve Remuneration Policy of For For Management
Management Board Members
14 Approve Compensation Report For For Management
15 Approve Compensation of Maurice Levy, For For Management
Chairman of Supervisory Board
16 Approve Compensation of Arthur Sadoun, For For Management
Chairman of the Management Board
17 Approve Compensation of Jean-Michel For For Management
Etienne, Management Board Member
18 Approve Compensation of Anne-Gabrielle For For Management
Heilbronner, Management Board Member
19 Approve Compensation of Steve King, For For Management
Management Board Member
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize up to 3 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
25 Amend Bylaws to Comply with Legal For Against Management
Changes
26 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
PUMA SE
Ticker: PUM Security ID: D62318148
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.16 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Deloitte GmbH as Auditors for For For Management
Fiscal Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Creation of EUR 30 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
8 Amend 2020 Share Repurchase For For Management
Authorization to Allow Reissuance of
Repurchased Shares to Members of the
Management Board
--------------------------------------------------------------------------------
QANTAS AIRWAYS LIMITED
Ticker: QAN Security ID: Q77974550
Meeting Date: OCT 23, 2020 Meeting Type: Annual
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Maxine Brenner as Director For For Management
2.2 Elect Jacqueline Hey as Director For For Management
2.3 Elect Michael L'Estrange as Director For For Management
3 Approve Participation of Alan Joyce in For Against Management
the Long Term Incentive Plan
4 Approve Remuneration Report For Against Management
5 Ratify Past Issuance of Shares to For For Management
Existing and New Institutional
Investors
--------------------------------------------------------------------------------
QBE INSURANCE GROUP LIMITED
Ticker: QBE Security ID: Q78063114
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3a Elect Stephen Fitzgerald as Director For For Management
3b Elect Brian Pomeroy as Director For For Management
3c Elect Jann Skinner as Director For For Management
3d Elect Tan Le as Director For For Management
3e Elect Eric Smith as Director For For Management
4a Approve the Amendments to the Against Against Shareholder
Company's Constitution
4b Approve Exposure Reduction Targets Against Against Shareholder
--------------------------------------------------------------------------------
QIAGEN NV
Ticker: QGEN Security ID: N72482123
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5.a Reelect Metin Colpan to Supervisory For For Management
Board
5.b Reelect Thomas Ebeling to Supervisory For For Management
Board
5.c Reelect Toralf Haag to Supervisory For For Management
Board
5.d Reelect Ross L. Levine to Supervisory For For Management
Board
5.e Reelect Elaine Mardis to Supervisory For For Management
Board
5.f Reelect Lawrence A. Rosen to For For Management
Supervisory Board
5.g Reelect Elizabeth E. Tallett to For For Management
Supervisory Board
6.a Reelect Thierry Bernard to Management For For Management
Board
6.b Reelect Roland Sackers to Management For For Management
Board
7 Approve Remuneration Policy for For For Management
Management Board
8.a Approve Partial Amendment of For For Management
Remuneration Policy for Supervisory
Board
8.b Approve Remuneration of Supervisory For For Management
Board
9 Ratify KPMG Accountants N.V. as For For Management
Auditors
10.a Grant Board Authority to Issue Shares For For Management
10.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
10.c Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances in
Connection to Mergers, Acquisitions or
Strategic Alliances
11 Authorize Repurchase of Issued Share For For Management
Capital
12 Amend Articles of Association in For For Management
Connection with Changes to Dutch Law
--------------------------------------------------------------------------------
RAIFFEISEN BANK INTERNATIONAL AG
Ticker: RBI Security ID: A7111G104
Meeting Date: OCT 20, 2020 Meeting Type: Annual
Record Date: OCT 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal 2019
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
5 Ratify Deloitte as Auditors for Fiscal For For Management
2021
6.1 Elect Erwin Hameseder as Supervisory For For Management
Board Member
6.2 Elect Klaus Buchleitner as Supervisory For For Management
Board Member
6.3 Elect Reinhard Mayr as Supervisory For For Management
Board Member
6.4 Elect Heinz Konrad as Supervisory For For Management
Board Member
7 Approve Remuneration Policy For For Management
8 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
9 Authorize Repurchase of Up to Five For For Management
Percent of Issued Share Capital for
Trading Purposes
10 Approve Issuance of Warrants/Bonds For Against Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 1
Billion
11 Approve Creation of EUR 100.3 Million For Against Management
Pool of Capital to Guarantee
Conversion Rights
12 Amend Articles of Association For Against Management
13 Approve Spin-Off Agreement with For For Management
Raiffeisen Centrobank AG
--------------------------------------------------------------------------------
RAIFFEISEN BANK INTERNATIONAL AG
Ticker: RBI Security ID: A7111G104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Auditors for Fiscal Year 2022 For For Management
7 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
RAKUTEN GROUP, INC.
Ticker: 4755 Security ID: J64264104
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Change Company Name For For Management
2.1 Elect Director Mikitani, Hiroshi For For Management
2.2 Elect Director Hosaka, Masayuki For For Management
2.3 Elect Director Charles B. Baxter For For Management
2.4 Elect Director Hyakuno, Kentaro For For Management
2.5 Elect Director Kutaragi, Ken For For Management
2.6 Elect Director Sarah J. M. Whitley For For Management
2.7 Elect Director Mitachi, Takashi For For Management
2.8 Elect Director Murai, Jun For For Management
2.9 Elect Director John V. Roos For For Management
--------------------------------------------------------------------------------
RAMSAY HEALTH CARE LIMITED
Ticker: RHC Security ID: Q7982Y104
Meeting Date: NOV 24, 2020 Meeting Type: Annual
Record Date: NOV 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3.1 Elect Michael Stanley Siddle as For For Management
Director
3.2 Elect Karen Lee Collett Penrose as For For Management
Director
4 Approve Grant of Performance Rights to For For Management
Craig McNally
5 Approve Non-Executive Director Share None For Management
Rights Plan
6 Approve the Spill Resolution Against Against Management
--------------------------------------------------------------------------------
RANDSTAD NV
Ticker: RAND Security ID: N7291Y137
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2a Receive Reports of Management Board None None Management
and Supervisory Board (Non-Voting)
2b Approve Remuneration Report For For Management
2c Adopt Financial Statements For For Management
2d Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2e Approve Regular Dividends of EUR 1.62 For For Management
Per Share
2f Approve Special Dividends of EUR 1.62 For For Management
Per Share
3a Approve Discharge of Management Board For For Management
3b Approve Discharge of Supervisory Board For For Management
4 Amend Remuneration Policy For For Management
5 Elect Sander van't Noordende to For For Management
Supervisory Board
6a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Exclude Preemptive Rights
6b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6c Authorize Cancel Repurchase of Up to For For Management
10 Percent of Issued Share Capital
under Item 6b
7 Ratify Deloitte as Auditors For For Management
8 Other Business (Non-Voting) None None Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
RATIONAL AG
Ticker: RAA Security ID: D6349P107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.80 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6 Approve Remuneration Policy For Against Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
REA GROUP LIMITED
Ticker: REA Security ID: Q8051B108
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: NOV 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3 Elect Nick Dowling as Director For Against Management
4a Approve Issuance of 7,093 Performance For Against Management
Rights to Owen Wilson under the REA
Group Long-Term Incentive Plan
4b Approve Issuance of 12,541 Performance For Against Management
Rights to Owen Wilson under the
Recovery Incentive Plan
--------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC
Ticker: RKT Security ID: G74079107
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Andrew Bonfield as Director For For Management
5 Re-elect Jeff Carr as Director For For Management
6 Re-elect Nicandro Durante as Director For For Management
7 Re-elect Mary Harris as Director For For Management
8 Re-elect Mehmood Khan as Director For For Management
9 Re-elect Pam Kirby as Director For For Management
10 Re-elect Sara Mathew as Director For For Management
11 Re-elect Laxman Narasimhan as Director For For Management
12 Re-elect Chris Sinclair as Director For For Management
13 Re-elect Elane Stock as Director For For Management
14 Elect Olivier Bohuon as Director For For Management
15 Elect Margherita Della Valle as For For Management
Director
16 Reappoint KPMG LLP as Auditors For For Management
17 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
18 Authorise UK Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Adopt New Articles of Association For For Management
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
RECORDATI SPA
Ticker: REC Security ID: T78458139
Meeting Date: DEC 17, 2020 Meeting Type: Special
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Reverse Merger by For For Management
Absorption of Rossini Investimenti SpA
and Fimei SpA into Recordati SpA
--------------------------------------------------------------------------------
RECORDATI SPA
Ticker: REC Security ID: T78458139
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Accept Financial Statements and For For Management
Statutory Reports
1b Approve Allocation of Income For For Management
2a Approve Remuneration Policy For For Management
2b Approve Second Section of the For For Management
Remuneration Report
3 Approve Stock Option Plan For Against Management
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
RECRUIT HOLDINGS CO., LTD.
Ticker: 6098 Security ID: J6433A101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Minegishi, Masumi For For Management
1.2 Elect Director Idekoba, Hisayuki For For Management
1.3 Elect Director Senaha, Ayano For For Management
1.4 Elect Director Rony Kahan For For Management
1.5 Elect Director Izumiya, Naoki For For Management
1.6 Elect Director Totoki, Hiroki For For Management
2 Appoint Alternate Statutory Auditor For For Management
Tanaka, Miho
3 Approve Trust-Type Equity Compensation For Against Management
Plan
4 Approve Stock Option Plan For For Management
5 Amend Articles to Allow Virtual Only For For Management
Shareholder Meetings
--------------------------------------------------------------------------------
RED ELECTRICA CORP. SA
Ticker: REE Security ID: E42807110
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: JUN 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Standalone Financial Statements For For Management
2 Approve Consolidated Financial For For Management
Statements
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Non-Financial Information For For Management
Statement
5 Approve Discharge of Board For For Management
6.1 Elect Marcos Vaquer Caballeria as For For Management
Director
6.2 Elect Elisenda Malaret Garcia as For For Management
Director
6.3 Elect Jose Maria Abad Hernandez as For For Management
Director
6.4 Ratify Appointment of and Elect For For Management
Ricardo Garcia Herrera as Director
7.1 Amend Articles Re: Corporate Purpose, For For Management
Nationality and Registered Office
7.2 Amend Articles Re: Share Capital and For For Management
Shareholders' Preferential
Subscription Rights
7.3 Amend Articles Re: General Meetings, For For Management
Meeting Types, Quorum, Right to
Information and Attendance,
Constitution, Deliberations and Remote
Voting
7.4 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
7.5 Amend Articles Re: Board, Audit For For Management
Committee, Appointment and
Remuneration Committee and
Sustainability Committee
7.6 Amend Articles Re: Annual Accounts For For Management
8.1 Amend Articles of General Meeting For For Management
Regulations Re: Purpose and Validity
of the Regulations, and Advertising
8.2 Amend Article 2 of General Meeting For For Management
Regulations Re: Corporate Website
8.3 Amend Articles of General Meeting For For Management
Regulations Re: Competences and
Meeting Types
8.4 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8.5 Amend Articles of General Meeting For For Management
Regulations Re: Quorum, Chairman of
the General Meeting, Constitution,
Deliberation, Adoption of Resolutions
and Publicity
9.1 Approve Remuneration Report For For Management
9.2 Approve Remuneration of Directors For For Management
9.3 Approve Long-Term Incentive Plan For For Management
9.4 Approve Remuneration Policy For For Management
10 Renew Appointment of KPMG Auditores as For For Management
Auditor
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Receive Corporate Governance Report None None Management
13 Receive Amendments to Board of None None Management
Directors Regulations
--------------------------------------------------------------------------------
RELX PLC
Ticker: REL Security ID: G7493L105
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint Ernst & Young LLP as Auditors For For Management
5 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
6 Elect Paul Walker as Director For For Management
7 Elect June Felix as Director For For Management
8 Re-elect Erik Engstrom as Director For For Management
9 Re-elect Wolfhart Hauser as Director For For Management
10 Re-elect Charlotte Hogg as Director For For Management
11 Re-elect Marike van Lier Lels as For For Management
Director
12 Re-elect Nick Luff as Director For For Management
13 Re-elect Robert MacLeod as Director For For Management
14 Re-elect Linda Sanford as Director For For Management
15 Re-elect Andrew Sukawaty as Director For For Management
16 Re-elect Suzanne Wood as Director For For Management
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
REMY COINTREAU SA
Ticker: RCO Security ID: F7725A100
Meeting Date: JUL 23, 2020 Meeting Type: Annual/Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
6 Approve Termination Package of Eric For For Management
Vallat, CEO
7 Reelect Dominique Heriard Dubreuil as For For Management
Director
8 Reelect Laure Heriard Dubreuil as For For Management
Director
9 Reelect Emmanuel de Geuser as Director For For Management
10 Appoint Mazars as Auditor For For Management
11 Approve Remuneration Policy of For For Management
Chairman of the Board
12 Approve Remuneration Policy of CEO For Against Management
13 Approve Remuneration Policy of For For Management
Directors
14 Approve Compensation Report of For For Management
Corporate Officers
15 Approve Compensation of Marc Heriard For For Management
Dubreuil, Chairman of the Board
16 Approve Compensation of Valerie For Against Management
Chapoulaud-Floquet, CEO
17 Approve Compensation of Eric Vallat, For Against Management
CEO
18 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 620,000
19 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 20 Million
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 15 Million
23 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to 10 Percent of Issued
Capital
24 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
25 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
26 Authorize Capital Increase of Up to For Against Management
EUR 15 Million for Future Exchange
Offers
27 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
28 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
RENAULT SA
Ticker: RNO Security ID: F77098105
Meeting Date: APR 23, 2021 Meeting Type: Annual/Special
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Receive Auditor's Special Reports Re: For For Management
Remuneration of Redeemable Shares
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Reelect Yu Serizawa as Director For For Management
7 Reelect Thomas Courbe as Director For For Management
8 Reelect Miriem Bensalah Chaqroun as For For Management
Director
9 Reelect Marie-Annick Darmaillac as For For Management
Director
10 Elect Bernard Delpit as Director For For Management
11 Elect Frederic Mazzella as Director For For Management
12 Elect Noel Desgrippes as For For Management
Representative of Employee
Shareholders to the Board
13 Approve Compensation of Corporate For For Management
Officers
14 Approve Compensation of Jean-Dominique For For Management
Senard, Chairman of the Board
15 Approve Compensation of Luca de Meo, For For Management
CEO
16 Approve Compensation of Clotilde For For Management
Delbos, Interim-CEO
17 Approve Remuneration Policy of of For For Management
Chairman of the Board
18 Approve Remuneration Policy of CEO For For Management
19 Approve Remuneration Policy of For For Management
Directors
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
RENESAS ELECTRONICS CORP.
Ticker: 6723 Security ID: J4881V107
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shibata, Hidetoshi For For Management
1.2 Elect Director Toyoda, Tetsuro For For Management
1.3 Elect Director Iwasaki, Jiro For For Management
1.4 Elect Director Selena Loh Lacroix For For Management
1.5 Elect Director Arunjai Mittal For For Management
1.6 Elect Director Yamamoto, Noboru For For Management
2.1 Appoint Statutory Auditor Sekine, For Against Management
Takeshi
2.2 Appoint Statutory Auditor Mizuno, For For Management
Tomoko
3 Approve Performance Share Plan and For Against Management
Restricted Stock Plan
--------------------------------------------------------------------------------
RENTOKIL INITIAL PLC
Ticker: RTO Security ID: G7494G105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For Against Management
3 Approve Remuneration Report For For Management
4 Amend Performance Share Plan For Against Management
5 Approve Final Dividend For For Management
6 Elect Stuart Ingall-Tombs as Director For For Management
7 Elect Sarosh Mistry as Director For For Management
8 Re-elect John Pettigrew as Director For For Management
9 Re-elect Andy Ransom as Director For For Management
10 Re-elect Richard Solomons as Director For For Management
11 Re-elect Julie Southern as Director For For Management
12 Re-elect Cathy Turner as Director For For Management
13 Re-elect Linda Yueh as Director For For Management
14 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
REPSOL SA
Ticker: REP Security ID: E8471S130
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Non-Financial Information For For Management
Statement
4 Approve Discharge of Board For For Management
5 Renew Appointment of For For Management
PricewaterhouseCoopers as Auditor
6 Approve Dividends Charged Against For For Management
Reserves
7 Approve Reduction in Share Capital via For For Management
Amortization of Treasury Shares
8 Authorize Issuance of Non-Convertible For For Management
and/or Convertible Bonds, Debentures,
Warrants, and Other Debt Securities up
to EUR 8.4 Billion with Exclusion of
Preemptive Rights up to 10 Percent of
Capital
9 Reelect Manuel Manrique Cecilia as For For Management
Director
10 Reelect Mariano Marzo Carpio as For For Management
Director
11 Reelect Isabel Torremocha Ferrezuelo For For Management
as Director
12 Reelect Luis Suarez de Lezo Mantilla For For Management
as Director
13 Ratify Appointment of and Elect Rene For For Management
Dahan as Director
14 Elect Aurora Cata Sala as Director For For Management
15 Amend Articles For For Management
16 Amend Articles of General Meeting For For Management
Regulations
17 Advisory Vote on Remuneration Report For For Management
18 Approve Remuneration Policy For For Management
19 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
RESONA HOLDINGS, INC.
Ticker: 8308 Security ID: J6448E106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Higashi, Kazuhiro For For Management
1.2 Elect Director Minami, Masahiro For For Management
1.3 Elect Director Noguchi, Mikio For For Management
1.4 Elect Director Kawashima, Takahiro For Against Management
1.5 Elect Director Matsui, Tadamitsu For For Management
1.6 Elect Director Sato, Hidehiko For For Management
1.7 Elect Director Baba, Chiharu For For Management
1.8 Elect Director Iwata, Kimie For For Management
1.9 Elect Director Egami, Setsuko For For Management
1.10 Elect Director Ike, Fumihiko For For Management
--------------------------------------------------------------------------------
RICOH CO., LTD.
Ticker: 7752 Security ID: J64683105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7.5
2.1 Elect Director Yamashita, Yoshinori For For Management
2.2 Elect Director Inaba, Nobuo For For Management
2.3 Elect Director Matsuishi, Hidetaka For For Management
2.4 Elect Director Sakata, Seiji For For Management
2.5 Elect Director Oyama, Akira For For Management
2.6 Elect Director Iijima, Masami For For Management
2.7 Elect Director Hatano, Mutsuko For For Management
2.8 Elect Director Mori, Kazuhiro For For Management
2.9 Elect Director Yoko, Keisuke For For Management
2.10 Elect Director Tani, Sadafumi For For Management
3.1 Appoint Statutory Auditor Sato, Shinji For For Management
3.2 Appoint Statutory Auditor Ota, Yo For For Management
--------------------------------------------------------------------------------
RINNAI CORP.
Ticker: 5947 Security ID: J65199101
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 70
2.1 Elect Director Hayashi, Kenji For For Management
2.2 Elect Director Naito, Hiroyasu For For Management
2.3 Elect Director Narita, Tsunenori For For Management
2.4 Elect Director Matsui, Nobuyuki For For Management
2.5 Elect Director Kamio, Takashi For For Management
3 Appoint Alternate Statutory Auditor For For Management
Ishikawa, Yoshiro
4 Approve Fixed Cash Compensation For For Management
Ceiling and Annual Bonus Ceiling for
Directors and Restricted Stock Plan
--------------------------------------------------------------------------------
RIO TINTO LIMITED
Ticker: RIO Security ID: Q81437107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report for UK Law For Against Management
Purposes
4 Approve Remuneration Report for For Against Management
Australian Law Purposes
5 Elect Megan Clark as Director For Against Management
6 Elect Hinda Gharbi as Director For For Management
7 Elect Simon Henry as Director For For Management
8 Elect Sam Laidlaw as Director For For Management
9 Elect Simon McKeon as Director For For Management
10 Elect Jennifer Nason as Director For For Management
11 Elect Jakob Stausholm as Director For For Management
12 Elect Simon Thompson as Director For For Management
13 Elect Ngaire Woods as Director For For Management
14 Appoint KPMG LLP as Auditors For For Management
15 Authorize the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorize EU Political Donations and For For Management
Expenditure
17 Approve Renewal and Amendment to the None For Management
Rio Tinto Global Employee Share Plan
18 Approve the Renewal of Off-Market and For For Management
On-Market Share Buy-back Authorities
19 Approve Emissions Targets For For Shareholder
20 Approve Climate-Related Lobbying For For Shareholder
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report for UK Law For Against Management
Purposes
4 Approve Remuneration Report for For Against Management
Australian Law Purposes
5 Re-elect Megan Clark as Director For Against Management
6 Re-elect Hinda Gharbi as Director For For Management
7 Re-elect Simon Henry as Director For For Management
8 Re-elect Sam Laidlaw as Director For For Management
9 Re-elect Simon McKeon as Director For For Management
10 Re-elect Jennifer Nason as Director For For Management
11 Re-elect Jakob Stausholm as Director For For Management
12 Re-elect Simon Thompson as Director For For Management
13 Re-elect Ngaire Woods as Director For For Management
14 Reappoint KPMG LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Approve Global Employee Share Plan None For Management
18 Approve UK Share Plan For For Management
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ROCKWOOL INTERNATIONAL A/S
Ticker: ROCK.B Security ID: K8254S144
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Receive Annual Report and Auditor's None None Management
Report
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
4 Approve Remuneration Report (Advisory For For Management
Vote)
5 Approve Remuneration of Directors for For For Management
2021/2022
6 Approve Allocation of Income and For For Management
Dividends of DKK 32.00 Per Share
7.a Reelect Carsten Bjerg as Director For For Management
7.b Reelect Rebekka Glasser Herlofsen as For For Management
Director
7.c Elect Carsten Kahler as New Director For For Management
7.d Reelect Thomas Kahler as Director For For Management
7.e Reelect Andreas Ronken as Director For For Management
7.f Reelect Jorgen Tang-Jensen as Director For For Management
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
9.a Authorize Share Repurchase Program For For Management
9.b Approve Reduction in Share Capital via For For Management
Share Cancellation
9.c.1 Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
9.c2 Amend Articles Re: Voting on the For For Management
Company's Remuneration Report at
Annual General Meetings
9.d Assess Environmental and Community Against Against Shareholder
Impacts from Siting of Manufacturing
Facilities
9.e Disclose Report on Political Against Against Shareholder
Contributions
10 Other Business None None Management
--------------------------------------------------------------------------------
ROHM CO., LTD.
Ticker: 6963 Security ID: J65328122
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2.1 Elect Director Matsumoto, Isao For For Management
2.2 Elect Director Azuma, Katsumi For For Management
2.3 Elect Director Tateishi, Tetsuo For For Management
2.4 Elect Director Ino, Kazuhide For For Management
2.5 Elect Director Yamamoto, Koji For For Management
2.6 Elect Director Nagumo, Tadanobu For For Management
3.1 Elect Director and Audit Committee For For Management
Member Yamazaki, Masahiko
3.2 Elect Director and Audit Committee For For Management
Member Nii, Hiroyuki
3.3 Elect Director and Audit Committee For For Management
Member Chimori, Hidero
3.4 Elect Director and Audit Committee For For Management
Member Miyabayashi, Toshiro
3.5 Elect Director and Audit Committee For For Management
Member Tanaka, Kumiko
--------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC
Ticker: RR Security ID: G76225104
Meeting Date: OCT 27, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorise Issue of Equity in For For Management
Connection with the Rights Issue
--------------------------------------------------------------------------------
ROLLS-ROYCE HOLDINGS PLC
Ticker: RR Security ID: G76225104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Sir Ian Davis as Director For For Management
5 Re-elect Warren East as Director For For Management
6 Elect Panos Kakoullis as Director For For Management
7 Elect Paul Adams as Director For For Management
8 Re-elect George Culmer as Director For For Management
9 Re-elect Irene Dorner as Director For For Management
10 Re-elect Beverly Goulet as Director For For Management
11 Re-elect Lee Hsien Yang as Director For For Management
12 Re-elect Nick Luff as Director For For Management
13 Re-elect Sir Kevin Smith as Director For For Management
14 Re-elect Dame Angela Strank as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise UK Political Donations and For For Management
Expenditure
18 Authorise Issue of Equity For For Management
19 Approve Incentive Plan For For Management
20 Approve SharePurchase Plan For For Management
21 Approve UK Sharesave Plan For For Management
22 Approve International Sharesave Plan For For Management
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights
24 Authorise Market Purchase of Ordinary For For Management
Shares
25 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Jane Lute as Director For For Management
4 Re-elect Ben van Beurden as Director For For Management
5 Re-elect Dick Boer as Director For For Management
6 Re-elect Neil Carson as Director For For Management
7 Re-elect Ann Godbehere as Director For For Management
8 Re-elect Euleen Goh as Director For For Management
9 Re-elect Catherine Hughes as Director For For Management
10 Re-elect Martina Hund-Mejean as For For Management
Director
11 Re-elect Sir Andrew Mackenzie as For For Management
Director
12 Elect Abraham Schot as Director For For Management
13 Re-elect Jessica Uhl as Director For For Management
14 Re-elect Gerrit Zalm as Director For For Management
15 Reappoint Ernst & Young LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Approve the Shell Energy Transition For For Management
Strategy
21 Request Shell to Set and Publish Against Against Shareholder
Targets for Greenhouse Gas (GHG)
Emissions
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A118
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Jane Lute as Director For For Management
4 Re-elect Ben van Beurden as Director For For Management
5 Re-elect Dick Boer as Director For For Management
6 Re-elect Neil Carson as Director For For Management
7 Re-elect Ann Godbehere as Director For For Management
8 Re-elect Euleen Goh as Director For For Management
9 Re-elect Catherine Hughes as Director For For Management
10 Re-elect Martina Hund-Mejean as For For Management
Director
11 Re-elect Sir Andrew Mackenzie as For For Management
Director
12 Elect Abraham Schot as Director For For Management
13 Re-elect Jessica Uhl as Director For For Management
14 Re-elect Gerrit Zalm as Director For For Management
15 Reappoint Ernst & Young LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Approve the Shell Energy Transition For For Management
Strategy
21 Request Shell to Set and Publish Against Against Shareholder
Targets for Greenhouse Gas (GHG)
Emissions
--------------------------------------------------------------------------------
ROYAL KPN NV
Ticker: KPN Security ID: N4297B146
Meeting Date: SEP 10, 2020 Meeting Type: Special
Record Date: AUG 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Opportunity to Make Recommendations None None Management
for the Appointment of a Member of the
Supervisory Board
3 Elect Alejandro Douglass Plater to For For Management
Supervisory Board
4 Close Meeting None None Management
--------------------------------------------------------------------------------
ROYAL KPN NV
Ticker: KPN Security ID: N4297B146
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Announcements None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements For For Management
4 Approve Remuneration Report For For Management
5 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
6 Approve Dividends of EUR 0.13 Per Share For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
10 Opportunity to Make Recommendations None None Management
11 Elect E.J.C. Overbeek to Supervisory For For Management
Board
12 Elect G.J.A. van de Aast to For For Management
Supervisory Board
13 Announce Vacancies on the Supervisory None None Management
Board
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Approve Reduction in Share Capital For For Management
through Cancellation of Shares
16 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
17 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
18 Other Business (Non-Voting) None None Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
ROYAL VOPAK NV
Ticker: VPK Security ID: N5075T159
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Approve Remuneration Report For For Management
4 Adopt Financial Statements For For Management
5.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5.b Approve Dividends of EUR 1.20 Per Share For For Management
6 Approve Discharge of Management Board For For Management
7 Approve Discharge of Supervisory Board For For Management
8 Elect Richard Hookway to Supervisory For For Management
Board
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Ratify Deloitte Accountants B.V. as For For Management
Auditors
11 Other Business (Non-Voting) None None Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
RSA INSURANCE GROUP PLC
Ticker: RSA Security ID: G7705H157
Meeting Date: JAN 18, 2021 Meeting Type: Special
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Recommended Cash Acquisition of RSA
Insurance Group plc by Regent Bidco
Limited
2 Approve Re-registration of the Company For For Management
as a Private Limited Company by the
Name of RSA Insurance Group Limited;
Adopt New Articles of Association
--------------------------------------------------------------------------------
RSA INSURANCE GROUP PLC
Ticker: RSA Security ID: G7705H157
Meeting Date: JAN 18, 2021 Meeting Type: Court
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
RWE AG
Ticker: RWE Security ID: D6629K109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Werner Brandt to the Supervisory For For Management
Board
6.2 Elect Hans Buenting to the Supervisory For For Management
Board
6.3 Elect Ute Gerbaulet to the Supervisory For For Management
Board
6.4 Elect Hans-Peter Keitel to the For For Management
Supervisory Board
6.5 Elect Monika Kircher to the For For Management
Supervisory Board
6.6 Elect Guenther Schartz to the For For Management
Supervisory Board
6.7 Elect Erhard Schipporeit to the For For Management
Supervisory Board
6.8 Elect Ullrich Sierau to the For For Management
Supervisory Board
6.9 Elect Hauke Stars to the Supervisory For For Management
Board
6.10 Elect Helle Valentin to the For For Management
Supervisory Board
7 Approve Remuneration Policy For For Management
8 Approve Remuneration of Supervisory For For Management
Board
9 Approve Creation of EUR 346.2 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
10 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 5 Billion;
Approve Creation of EUR 173.1 Million
Pool of Capital to Guarantee
Conversion Rights
11 Amend Articles Re: By-elections to the For For Management
Supervisory Board
12 Amend Articles Re: Election of For For Management
Chairman and Deputy Chairman of the
Supervisory Board
13 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
RYMAN HEALTHCARE LIMITED
Ticker: RYM Security ID: Q8203F106
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2.1 Elect Paula Jeffs as Director For For Management
2.2 Elect Claire Higgins as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
the Auditors
4 Approve the Increase in Maximum For For Management
Aggregate Remuneration of Directors
--------------------------------------------------------------------------------
RYOHIN KEIKAKU CO., LTD.
Ticker: 7453 Security ID: J6571N105
Meeting Date: NOV 27, 2020 Meeting Type: Annual
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, With a For For Management
Final Dividend of JPY 5
2.1 Elect Director Matsuzaki, Satoru For For Management
2.2 Elect Director Domae, Nobuo For For Management
2.3 Elect Director Shimizu, Satoshi For For Management
2.4 Elect Director Okazaki, Satoshi For For Management
2.5 Elect Director Endo, Isao For For Management
--------------------------------------------------------------------------------
SAFRAN SA
Ticker: SAF Security ID: F4035A557
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.43 per Share
4 Approve Transaction with BNP Paribas For For Management
5 Ratify Appointment of Olivier Andries For For Management
as Director
6 Reelect Helene Auriol Potier as For For Management
Director
7 Reelect Sophie Zurquiyah as Director For For Management
8 Reelect Patrick Pelata as Director For For Management
9 Elect Fabienne Lecorvaisier as Director For For Management
10 Approve Compensation of Ross McInnes, For For Management
Chairman of the Board
11 Approve Compensation of Philippe For For Management
Petitcolin, CEO
12 Approve Compensation Report of For For Management
Corporate Officers
13 Approve Remuneration Policy of For For Management
Chairman of the Board
14 Approve Remuneration Policy of CEO For For Management
15 Approve Remuneration Policy of For For Management
Directors
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Amend Article 7,9,11 and 12 of Bylaws For For Management
Re: Preferred Shares A
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 20 Million
19 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 8 Million
20 Authorize Capital Increase of Up to For For Management
EUR 8 Million for Future Exchange
Offers
21 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 8 Million
22 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 18-21
23 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 8 Million, Only
In the Event of a Public Tender Offer
24 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 8 Million, Only
In the Event of a Public Tender Offer
25 Authorize Capital Increase of Up to For Against Management
EUR 8 Million for Future Exchange
Offers, Only In the Event of a Public
Tender Offer
26 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 8 Million, Only In the
Event of a Public Tender Offer
27 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 23-26, Only In the
Event of a Public Tender Offer
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
30 Authorize up to 0.4 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
31 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAMPO OYJ
Ticker: SAMPO Security ID: X75653109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports; Receive Board's
Report; Receive Auditor's Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.70 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 184,000 for Chairman
and EUR 95,000 for Other Directors;
Approve Remuneration for Committee Work
12 Fix Number of Directors at Eight For For Management
13 Reelect Christian Clausen, Fiona For For Management
Clutterbuck, Georg Ehrnrooth, Jannica
Fagerholm, Johanna Lamminen, Risto
Murto and Bjorn Wahlroos as Directors;
Elect Markus Rauramo as New Director
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16 Authorize Share Repurchase Program For For Management
17 Close Meeting None None Management
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 1928 Security ID: G7800X107
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Robert Glen Goldstein as Director For For Management
2b Elect Steven Zygmunt Strasser as For For Management
Director
2c Elect Kenneth Patrick Chung as Director For For Management
2d Elect Chum Kwan Lock, Grant as Director For For Management
2e Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SANDVIK AKTIEBOLAG
Ticker: SAND Security ID: W74857165
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.A Designate Ann Grevelius as Inspector For For Management
of Minutes of Meeting
2.B Designate Anders Oscarsson as For For Management
Inspector of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8.1 Approve Discharge of Board Chairman For For Management
Johan Molin
8.2 Approve Discharge of Board Member For For Management
Jennifer Allerton
8.3 Approve Discharge of Board Member For For Management
Claes Boustedt
8.4 Approve Discharge of Board Member For For Management
Marika Fredriksson
8.5 Approve Discharge of Board Member For For Management
Johan Karlstrom
8.6 Approve Discharge of Board Member For For Management
Helena Stjernholm
8.7 Approve Discharge of Board Member Lars For For Management
Westerberg
8.8 Approve Discharge of Board Member and For For Management
CEO Stefan Widing
8.9 Approve Discharge of Board Member Kai For For Management
Warn
8.10 Approve Discharge of Employee For For Management
Representative Tomas Karnstrom
8.11 Approve Discharge of Employee For For Management
Representative Thomas Lilja
8.12 Approve Discharge of Deputy Employee For For Management
Representative Thomas Andersson
8.13 Approve Discharge of Deputy Employee For For Management
Representative Mats Lundberg
8.14 Approve Discharge of Former Board For For Management
Member and CEO Bjorn Rosengren
9 Approve Allocation of Income and For For Management
Dividends of SEK 6.5 Per Share
10 Determine Number of Directors (8) and For For Management
Deputy Directors (0) of Board;
Determine Number of Auditors (1) and
Deputy Auditors
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.6 Million for
Chairman and SEK 710,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
for Auditor
12.1 Elect Andreas Nordbrandt as New For For Management
Director
12.2 Reelect Jennifer Allerton as Director For For Management
12.3 Reelect Claes Boustedt as Director For For Management
12.4 Reelect Marika Fredriksson as Director For For Management
12.5 Reelect Johan Molin as Director For For Management
12.6 Reelect Helena Stjernholm as Director For Against Management
12.7 Reelect Stefan Widing as Director For For Management
12.8 Reelect Kai Warn as Director For For Management
13 Reelect Johan Molin as Chairman of the For For Management
Board
14 Ratify PricewaterhouseCoopers as For For Management
Auditors
15 Approve Remuneration Report For For Management
16 Approve Performance Share Matching For Against Management
Plan for Key Employees
17 Authorize Share Repurchase Program For For Management
18 Amend Articles Re: Editorial Changes For For Management
to Article 1; Participation at General
Meeting; Postal Voting; Share Registar
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: APR 30, 2021 Meeting Type: Annual/Special
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 3.20 per Share
4 Ratify Appointment of Gilles Schnepp For For Management
as Director
5 Reelect Fabienne Lecorvaisier as For For Management
Director
6 Reelect Melanie Lee as Director For For Management
7 Elect Barbara Lavernos as Director For For Management
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Serge For For Management
Weinberg, Chairman of the Board
10 Approve Compensation of Paul Hudson, For For Management
CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Remuneration Policy of For For Management
Chairman of the Board
13 Approve Remuneration Policy of CEO For For Management
14 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
15 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 997 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 240 Million
18 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 240 Million
19 Approve Issuance of Debt Securities For For Management
Giving Access to New Shares of
Subsidiaries and/or Debt Securities,
up to Aggregate Amount of EUR 7 Billion
20 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
22 Authorize Capitalization of Reserves For For Management
of Up to EUR 500 Million for Bonus
Issue or Increase in Par Value
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
24 Authorize up to 5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
25 Amend Article 13 of Bylaws Re: Written For For Management
Consultation
26 Amend Articles 14 and 17 of Bylaws Re: For For Management
Board Powers and Censors
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SANTEN PHARMACEUTICAL CO., LTD.
Ticker: 4536 Security ID: J68467109
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2.1 Elect Director Kurokawa, Akira For For Management
2.2 Elect Director Taniuchi, Shigeo For For Management
2.3 Elect Director Ito, Takeshi For For Management
2.4 Elect Director Oishi, Kanoko For For Management
2.5 Elect Director Shintaku, Yutaro For For Management
2.6 Elect Director Minakawa, Kunihito For For Management
--------------------------------------------------------------------------------
SANTOS LIMITED
Ticker: STO Security ID: Q82869118
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Keith Spence as Director For For Management
2b Elect Vanessa Guthrie as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Share Acquisition For For Management
Rights to Kevin Gallagher
5 Approve Renewal of Proportional For For Management
Takeover Provisions for a Further
Three Years
6a Approve the Amendments to the Against Against Shareholder
Company's Constitution to Insert New
Clause 32A
6b Approve Capital Protection Against Against Shareholder
6c ***Withdrawn Resolution*** Approve the None None Shareholder
Amendments to the Company's
Constitution to Insert New Clause
39(h) in Relation to the Annual Vote
on Adoption of Climate Report
--------------------------------------------------------------------------------
SAP SE
Ticker: SAP Security ID: D66992104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.85 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6.1 Elect Qi Lu to the Supervisory Board For For Management
6.2 Elect Rouven Westphal to the For For Management
Supervisory Board
7 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 10
Billion; Approve Creation of EUR 100
Million Pool of Capital to Guarantee
Conversion Rights
8 Amend Corporate Purpose For For Management
9 Amend Articles Re: Proof of Entitlement For For Management
--------------------------------------------------------------------------------
SARTORIUS STEDIM BIOTECH SA
Ticker: DIM Security ID: F8005V210
Meeting Date: MAR 24, 2021 Meeting Type: Annual/Special
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Discharge Directors
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.68 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 313,800
6 Approve Compensation of Corporate For For Management
Officers
7 Approve Compensation of Joachim For Against Management
Kreuzburg, Chairman and CEO
8 Approve Remuneration Policy of For Against Management
Corporate Officers
9 Authorize Repurchase of Up to 0.10 For For Management
Percent of Issued Share Capital
10 Reelect Anne-Marie Graffin as Director For For Management
11 Reelect Susan Dexter as Director For For Management
12 Renew Appointment of KPMG as Auditor For For Management
13 Acknowledge End of Mandate of Salustro For For Management
Reydel as Alternate Auditor and
Decision to Neither Replace Nor Renew
14 Authorize Filing of Required For For Management
Documents/Other Formalities
15 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SBI HOLDINGS, INC.
Ticker: 8473 Security ID: J6991H100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kitao, Yoshitaka For For Management
1.2 Elect Director Kawashima, Katsuya For For Management
1.3 Elect Director Nakagawa, Takashi For For Management
1.4 Elect Director Takamura, Masato For For Management
1.5 Elect Director Morita, Shumpei For For Management
1.6 Elect Director Yamada, Masayuki For For Management
1.7 Elect Director Kusakabe, Satoe For For Management
1.8 Elect Director Yoshida, Masaki For For Management
1.9 Elect Director Sato, Teruhide For For Management
1.10 Elect Director Takenaka, Heizo For For Management
1.11 Elect Director Suzuki, Yasuhiro For For Management
1.12 Elect Director Ito, Hiroshi For For Management
1.13 Elect Director Takeuchi, Kanae For For Management
1.14 Elect Director Fukuda, Junichi For For Management
1.15 Elect Director Suematsu, Hiroyuki For For Management
2 Appoint Alternate Statutory Auditor For For Management
Wakatsuki, Tetsutaro
--------------------------------------------------------------------------------
SCENTRE GROUP
Ticker: SCG Security ID: Q8351E109
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For Against Management
3 Elect Carolyn Kay as Director For For Management
4 Elect Margaret Seale as Director For For Management
5 Elect Guy Russo as Director For For Management
6 Approve Grant of Performance Rights to For Against Management
Peter Allen
--------------------------------------------------------------------------------
SCHIBSTED ASA
Ticker: SCHA Security ID: R75677105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Remuneration of Auditors For For Management
6 Ratify PWC as Auditors For For Management
7 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
8 Receive Report from Nominating None None Management
Committee
9a Elect Ole Jacob Sunde (Chair) as For For Management
Director
9b Elect Eugenie van Wiechen as Director For For Management
9c Elect Phillipe Vimard as Director For For Management
9d Elect Anna Mossberg as Director For For Management
9e Elect Satu Huber as Director For For Management
9f Elect Karl-Christian Agerup as Director For For Management
9g Elect Rune Bjerke as Director For For Management
9h Elect Hugo Maurstad as Director For For Management
10 Approve Remuneration of Directors in For For Management
the Amount of NOK 1.2 Million for
Chairman and NOK 558,000 for Other
Directors; Approve Additional Fees;
Approve Remuneration for Committee Work
11 Approve Remuneration of Nominating For For Management
Committee in the Amount of NOK 146,000
for Chairman and NOK 90,000 for Other
Members
12a Elect Kjersti Loken Stavrum (Chair) as For For Management
Member to the Nominating Committee
12b Elect Spencer Adair as Member to the For For Management
Nominating Committee
12c Elect Ann Kristin Brautaset as Member For For Management
to the Nominating Committee
13 Grant Power of Attorney to Board For For Management
Pursuant to Article 7 of Articles of
Association
14 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
15 Approve Creation of NOK 6.5 Million For For Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
SCHIBSTED ASA
Ticker: SCHA Security ID: R75677147
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Notice of Meeting and Agenda For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Remuneration of Auditors For For Management
6 Ratify PWC as Auditors For For Management
7 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
8 Receive Report from Nominating None None Management
Committee
9a Elect Ole Jacob Sunde (Chair) as For For Management
Director
9b Elect Eugenie van Wiechen as Director For For Management
9c Elect Phillipe Vimard as Director For For Management
9d Elect Anna Mossberg as Director For For Management
9e Elect Satu Huber as Director For For Management
9f Elect Karl-Christian Agerup as Director For For Management
9g Elect Rune Bjerke as Director For For Management
9h Elect Hugo Maurstad as Director For For Management
10 Approve Remuneration of Directors in For For Management
the Amount of NOK 1.2 Million for
Chairman and NOK 558,000 for Other
Directors; Approve Additional Fees;
Approve Remuneration for Committee Work
11 Approve Remuneration of Nominating For For Management
Committee in the Amount of NOK 146,000
for Chairman and NOK 90,000 for Other
Members
12a Elect Kjersti Loken Stavrum (Chair) as For For Management
Member to the Nominating Committee
12b Elect Spencer Adair as Member to the For For Management
Nominating Committee
12c Elect Ann Kristin Brautaset as Member For For Management
to the Nominating Committee
13 Grant Power of Attorney to Board For For Management
Pursuant to Article 7 of Articles of
Association
14 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
15 Approve Creation of NOK 6.5 Million For For Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
SCHINDLER HOLDING AG
Ticker: SCHP Security ID: H7258G233
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 4.00 per Share and
Participation Certificate
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Variable Remuneration of For Against Management
Directors in the Amount of CHF 4.6
Million
4.2 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 11.3 Million
4.3 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 7
Million
4.4 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 11.6 Million
5.1 Reelect Silvio Napoli as Director and For Against Management
Board Chairman
5.2 Elect Adam Keswick as Director For Against Management
5.3 Elect Gunter Schaeuble as Director For Against Management
5.4.1 Reelect Alfred Schindler as Director For Against Management
5.4.2 Reelect Pius Baschera as Director For For Management
5.4.3 Reelect Erich Ammann as Director For Against Management
5.4.4 Reelect Luc Bonnard as Director For Against Management
5.4.5 Reelect Patrice Bula as Director For For Management
5.4.6 Reelect Monika Buetler as Director For For Management
5.4.7 Reelect Orit Gadiesh as Director For Against Management
5.4.8 Reelect Tobias Staehelin as Director For Against Management
5.4.9 Reelect Carole Vischer as Director For Against Management
5.5 Appoint Adam Keswick as Member of the For Against Management
Compensation Committee
5.6.1 Reappoint Pius Baschera as Member of For For Management
the Compensation Committee
5.6.2 Reappoint Patrice Bula as Member of For For Management
the Compensation Committee
5.7 Designate Adrian von Segesser as For For Management
Independent Proxy
5.8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
6 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE
Ticker: SU Security ID: F86921107
Meeting Date: APR 28, 2021 Meeting Type: Annual/Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 2.60 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentionning
the Absence of New Transactions
5 Approve Compensation Report of For For Management
Corporate Officers
6 Approve Compensation of Jean-Pascal For For Management
Tricoire, Chairman and CEO
7 Approve Remuneration Policy of For For Management
Chairman and CEO
8 Approve Remuneration Policy of For For Management
Directors
9 Reelect Jean-Pascal Tricoire as For For Management
Director
10 Elect Anna Ohlsson-Leijon as Director For For Management
11 Elect Thierry Jacquet as Against Against Management
Representative of Employee
Shareholders to the Board
12 Elect Zennia Csikos as Representative Against Against Management
of Employee Shareholders to the Board
13 Reelect Xiaoyun Ma as Representative For For Management
of Employee Shareholders to the Board
14 Elect Malene Kvist Kristensen as Against Against Management
Representative of Employee
Shareholders to the Board
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 224 Million
18 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements up to Aggregate Nominal
Amount of EUR 120 Million
19 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 16-18
20 Authorize Capital Increase of up to 9. For For Management
88 Percent of Issued Capital for
Contributions in Kind
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 800 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
24 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
25 Amend Article 13 of Bylaws Re: For For Management
Editorial Change
26 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SCHRODERS PLC
Ticker: SDR Security ID: G78602136
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Michael Dobson as Director For For Management
5 Re-elect Peter Harrison as Director For For Management
6 Re-elect Richard Keers as Director For For Management
7 Re-elect Ian King as Director For For Management
8 Re-elect Sir Damon Buffini as Director For For Management
9 Re-elect Rhian Davies as Director For For Management
10 Re-elect Rakhi Goss-Custard as Director For For Management
11 Re-elect Deborah Waterhouse as Director For For Management
12 Re-elect Matthew Westerman as Director For For Management
13 Re-elect Claire Howard as Director For For Management
14 Re-elect Leonie Schroder as Director For For Management
15 Reappoint Ernst & Young LLP as Auditors For For Management
16 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of For For Management
Non-Voting Ordinary Shares
20 Adopt New Articles of Association For For Management
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SCOR SE
Ticker: SCR Security ID: F15561677
Meeting Date: JUN 30, 2021 Meeting Type: Annual/Special
Record Date: JUN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.80 per Share
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Compensation Report of For For Management
Corporate Officers
5 Approve Compensation of Denis Kessler, For Against Management
Chairman and CEO
6 Approve Remuneration Policy of For For Management
Directors
7 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.775
Million
8 Approve Remuneration Policy of Denis For Against Management
Kessler, Chairman and CEO
9 Reelect Denis Kessler as Director For For Management
10 Reelect Claude Tendil as Director For For Management
11 Reelect Bruno Pfister as Director For For Management
12 Elect Patricia Lacoste as Director For For Management
13 Elect Laurent Rousseau as Director For For Management
14 Ratify Appointment of Adrien Couret as For For Management
Director
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Capitalization of Reserves For For Management
of Up to EUR 200 Million for Bonus
Issue or Increase in Par Value
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 588,347,051
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 147,086,759
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities for up to 10
Percent of Issued Capital for Private
Placements
20 Authorize Capital Increase of Up to For For Management
EUR 147,086,759 for Future Exchange
Offers
21 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
22 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 17 to 19
23 Authorize Issuance of Warrants (Bons For For Management
2021 Contingents) without Preemptive
Rights Reserved for a Category of
Persons up to Aggregate Nominal Amount
of EUR 300 Million Re: Contingent
Capital
24 Authorize Issuance of Warrants (AOF For For Management
2021) without Preemptive Rights
Reserved for a Category of Persons up
to Aggregate Nominal Amount of EUR 300
Million Re: Ancillary Own-Fund
25 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
26 Authorize up to 1.5 Million Shares for For For Management
Use in Stock Option Plans
27 Authorize Issuance of up to 3 Million For For Management
Shares for Use in Restricted Stock
Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 17-24, 26 and 28 at EUR
770,880,186
30 Amend Articles of Bylaws to Comply For For Management
with Legal Changes
31 Amend Article 16 of Bylaws Re: For For Management
Corporate Governance
32 Amend Article 10 of Bylaws Re: For For Management
Directors Length of Term
33 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SCSK CORP.
Ticker: 9719 Security ID: J70081104
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Provisions on For For Management
Director Titles
2.1 Elect Director Tabuchi, Masao For For Management
2.2 Elect Director Tanihara, Toru For For Management
2.3 Elect Director Tamefusa, Koji For For Management
2.4 Elect Director Fukunaga, Tetsuya For For Management
2.5 Elect Director Kato, Kei For For Management
2.6 Elect Director Haga, Bin For For Management
2.7 Elect Director Matsuda, Kiyoto For For Management
2.8 Elect Director Kubo, Tetsuya For For Management
3.1 Elect Director and Audit Committee For For Management
Member Anzai, Yasunori
3.2 Elect Director and Audit Committee For For Management
Member Yabuki, Kimitoshi
3.3 Elect Director and Audit Committee For For Management
Member Nakamura, Masaichi
--------------------------------------------------------------------------------
SEB SA
Ticker: SK Security ID: F82059100
Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.14 per Share
4 Reelect Yseulys Costes as Director For For Management
5 Reelect PEUGEOT INVEST ASSETS as For For Management
Director
6 Reelect Brigitte Forestier as Director For For Management
7 Appoint Deloitte & Associes and KPMG For For Management
as Auditors
8 Approve Remuneration Policy of For For Management
Executive Corporate Officers
9 Approve Remuneration Policy of For For Management
Directors
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Compensation of Chairman and For Against Management
CEO
12 Approve Compensation of Vice-CEO For Against Management
13 Authorize Repurchase of Up to 10 For Against Management
Percent of Issued Share Capital
14 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
15 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 5.5 Million
16 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 5.5 Million
17 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 5.5 Million
18 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 15-17 at EUR 11 Million
19 Authorize Capitalization of Reserves For For Management
of Up to EUR 11 Million for Bonus
Issue or Increase in Par Value
20 Authorize up to 220,000 Shares for Use For Against Management
in Restricted Stock Plans with
Performance Conditions Attached
21 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
22 Amend Article 8 of Bylaws Re: For Against Management
Shareholding Disclosure Thresholds
23 Amend Bylaws to Comply with Legal For For Management
Changes
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SECOM CO., LTD.
Ticker: 9735 Security ID: J69972107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 85
2.1 Elect Director Iida, Makoto For For Management
2.2 Elect Director Nakayama, Yasuo For For Management
2.3 Elect Director Ozeki, Ichiro For For Management
2.4 Elect Director Yoshida, Yasuyuki For For Management
2.5 Elect Director Fuse, Tatsuro For For Management
2.6 Elect Director Izumida, Tatsuya For For Management
2.7 Elect Director Kurihara, Tatsushi For For Management
2.8 Elect Director Hirose, Takaharu For For Management
2.9 Elect Director Kawano, Hirobumi For For Management
2.10 Elect Director Watanabe, Hajime For For Management
2.11 Elect Director Hara, Miri For For Management
3 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
SECURITAS AB
Ticker: SECU.B Security ID: W7912C118
Meeting Date: DEC 09, 2020 Meeting Type: Special
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Designate Charlotte Kyller as For For Management
Inspector of Minutes of Meeting
4.2 Designate Axel Martensson as Inspector For For Management
of Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Dividends of SEK 4.80 Per Share For For Management
7 Amend Articles of Association Re: For For Management
Company Name; Participation at General
Meetings; Share Registrar
--------------------------------------------------------------------------------
SECURITAS AB
Ticker: SECU.B Security ID: W7912C118
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4.1 Designate Charlotte Kyller as For For Management
Inspector of Minutes of Meeting
4.2 Designate Axel Martensson as Inspector For For Management
of Minutes of Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6.a Receive Financial Statements and None None Management
Statutory Reports
6.b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
6.c Receive Board's Proposal on Allocation None None Management
of Income
7a Accept Financial Statements and For For Management
Statutory Reports
7b Approve Allocation of Income and For For Management
Dividends of SEK 4.00 Per Share
7c Approve May 12, 2021, as Record Date For For Management
for Dividend Payment
7d.1 Approve Discharge of Ingrid Bonde For For Management
7d.2 Approve Discharge of John Brandon For For Management
7d.3 Approve Discharge of Anders Boos For For Management
7d.4 Approve Discharge of Fredrik Cappelen For For Management
7d.5 Approve Discharge of Carl Douglas For For Management
7d.6 Approve Discharge of Marie Ehrling For For Management
7d.7 Approve Discharge of Sofia Schorling For For Management
Hogberg
7d.8 Approve Discharge of Dick Seger For For Management
7d.9 Approve Discharge of Magnus Ahlqvist For For Management
8 Determine Number of Directors (8) and For For Management
Deputy Directors (0) of Board
9.a Approve Remuneration of Directors in For For Management
the Amount of SEK 2.4 Million for
Chairman, and SEK 800,000 for Other
Directors; Approve Remuneration for
Committee Work
9.b Approve Remuneration of Auditors For For Management
10.a Reelect Ingrid Bonde, John Brandon, For For Management
Fredrik Cappelen and Sofia Schorling
Hogberg as Directors; Elect Gunilla
Fransson, Harry Klagsbrun, Johan
Menckel and Jan Svensson (Chairman) as
New Directors
10.b Elect Jan Svensson as Board Chairman For For Management
11 Ratify Ernst&Young as Auditors For For Management
12 Approve Remuneration Report For For Management
13 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
14 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
15 Approve 2021 Incentive Scheme and For For Management
Related Hedging Measures
16 Approve Performance Share Program LTI For Against Management
2021/2023 for Key Employees and
Related Financing
--------------------------------------------------------------------------------
SEEK LIMITED
Ticker: SEK Security ID: Q8382E102
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: NOV 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For Against Management
3a Elect Julie Fahey as Director For For Management
3b Elect Vanessa Wallace as Director For Against Management
3c Elect Linda Kristjanson as Director For For Management
4 Approve Renewal of Proportional For For Management
Takeover Provisions
5 Approve Grant of Equity Right to For Against Management
Andrew Bassat
6 Approve Grant of Wealth Sharing Plan For Against Management
Options and Wealth Sharing Plan Rights
to Andrew Bassat
7 Approve Conditional Spill Resolution Against Against Management
--------------------------------------------------------------------------------
SEGA SAMMY HOLDINGS, INC.
Ticker: 6460 Security ID: J7028D104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Satomi, Hajime For For Management
1.2 Elect Director Satomi, Haruki For For Management
1.3 Elect Director Fukazawa, Koichi For For Management
1.4 Elect Director Yoshizawa, Hideo For For Management
1.5 Elect Director Katsukawa, Kohei For For Management
1.6 Elect Director Melanie Brock For For Management
1.7 Elect Director Murasaki, Naoko For For Management
1.8 Elect Director Ishiguro, Fujiyo For For Management
2.1 Appoint Statutory Auditor Sakaue, For For Management
Yukito
2.2 Appoint Statutory Auditor Okubo, For For Management
Kazutaka
2.3 Appoint Statutory Auditor Kinoshita, For For Management
Shione
3 Appoint Alternate Statutory Auditor For For Management
Inaoka, Kazuaki
4 Approve Two Types of Restricted Stock For For Management
Plans
--------------------------------------------------------------------------------
SEGRO PLC
Ticker: SGRO Security ID: G80277141
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Gerald Corbett as Director For For Management
5 Re-elect Mary Barnard as Director For For Management
6 Re-elect Sue Clayton as Director For For Management
7 Re-elect Soumen Das as Director For For Management
8 Re-elect Carol Fairweather as Director For For Management
9 Re-elect Christopher Fisher as Director For For Management
10 Re-elect Andy Gulliford as Director For For Management
11 Re-elect Martin Moore as Director For For Management
12 Re-elect David Sleath as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Approve Savings-Related Share Option For For Management
Plan
22 Approve Share Incentive Plan For For Management
23 Authorise Board to Offer Scrip Dividend For For Management
--------------------------------------------------------------------------------
SEIBU HOLDINGS, INC.
Ticker: 9024 Security ID: J7030Q119
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ogawa, Shuichiro For For Management
1.2 Elect Director Oya, Eiko For For Management
1.3 Elect Director Goto, Keiji For For Management
1.4 Elect Director Arima, Atsumi For For Management
2 Appoint Statutory Auditor Nakamura, For For Management
Hitoshi
--------------------------------------------------------------------------------
SEIKO EPSON CORP.
Ticker: 6724 Security ID: J7030F105
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 31
2.1 Elect Director Usui, Minoru For For Management
2.2 Elect Director Ogawa, Yasunori For For Management
2.3 Elect Director Kubota, Koichi For For Management
2.4 Elect Director Seki, Tatsuaki For For Management
2.5 Elect Director Shigemoto, Taro For For Management
2.6 Elect Director Omiya, Hideaki For For Management
2.7 Elect Director Matsunaga, Mari For For Management
3 Elect Director and Audit Committee For For Management
Member Kawana, Masayuki
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
SEKISUI CHEMICAL CO., LTD.
Ticker: 4204 Security ID: J70703137
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24
2.1 Elect Director Koge, Teiji For For Management
2.2 Elect Director Kato, Keita For For Management
2.3 Elect Director Hirai, Yoshiyuki For For Management
2.4 Elect Director Kamiyoshi, Toshiyuki For For Management
2.5 Elect Director Kamiwaki, Futoshi For For Management
2.6 Elect Director Shimizu, Ikusuke For For Management
2.7 Elect Director Murakami, Kazuya For For Management
2.8 Elect Director Kase, Yutaka For For Management
2.9 Elect Director Oeda, Hiroshi For For Management
2.10 Elect Director Ishikura, Yoko For For Management
3 Appoint Statutory Auditor Taketomo, For For Management
Hiroyuki
--------------------------------------------------------------------------------
SEKISUI HOUSE, LTD.
Ticker: 1928 Security ID: J70746136
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: JAN 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 39
2 Amend Articles to Amend Provisions on For For Management
Number of Directors - Amend Provisions
on Number of Statutory Auditors
3.1 Elect Director Nakai, Yoshihiro For For Management
3.2 Elect Director Horiuchi, Yosuke For For Management
3.3 Elect Director Nishida, Kumpei For For Management
3.4 Elect Director Tanaka, Satoshi For For Management
3.5 Elect Director Miura, Toshiharu For For Management
3.6 Elect Director Ishii, Toru For For Management
3.7 Elect Director Yoshimaru, Yukiko For For Management
3.8 Elect Director Kitazawa, Toshifumi For For Management
3.9 Elect Director Nakajima, Yoshimi For For Management
3.10 Elect Director Takegawa, Keiko For For Management
4.1 Appoint Statutory Auditor Ito, Midori For For Management
4.2 Appoint Statutory Auditor Kobayashi, For For Management
Takashi
--------------------------------------------------------------------------------
SES SA
Ticker: SESG Security ID: L8300G135
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Attendance List, Quorum, and Adoption None None Management
of Agenda
2 Accept Nomination of One Secretary and None None Management
Two Meeting Scrutineers
3 Receive Board's Report None None Management
4 Receive Explanations on Main None None Management
Developments During FY 2020 and the
Outlook
5 Receive Information on 2020 Financial None None Management
Results
6 Receive Auditor's Report None None Management
7 Approve Financial Statements For For Management
8 Approve Allocation of Income For For Management
9 Approve Discharge of Directors For For Management
10 Fix Number of Directors For For Management
11.1 Reelect Serge Allegrezza as B Director For For Management
11.2 Reelect Katrin Wehr-Seiter as A For For Management
Director
12 Approve Remuneration Policy For Against Management
13 Approve Remuneration of Directors For For Management
14 Approve Remuneration Report For Against Management
15 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
16 Approve Share Repurchase For For Management
17 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO., LTD.
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 51
2.1 Elect Director Isaka, Ryuichi For For Management
2.2 Elect Director Goto, Katsuhiro For For Management
2.3 Elect Director Ito, Junro For For Management
2.4 Elect Director Yamaguchi, Kimiyoshi For For Management
2.5 Elect Director Maruyama, Yoshimichi For For Management
2.6 Elect Director Nagamatsu, Fumihiko For For Management
2.7 Elect Director Kimura, Shigeki For For Management
2.8 Elect Director Joseph M. DePinto For For Management
2.9 Elect Director Tsukio, Yoshio For For Management
2.10 Elect Director Ito, Kunio For For Management
2.11 Elect Director Yonemura, Toshiro For For Management
2.12 Elect Director Higashi, Tetsuro For For Management
2.13 Elect Director Rudy, Kazuko For For Management
3 Appoint Statutory Auditor Habano, For For Management
Noriyuki
--------------------------------------------------------------------------------
SEVERN TRENT PLC
Ticker: SVT Security ID: G8056D159
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Kevin Beeston as Director For For Management
5 Re-elect James Bowling as Director For For Management
6 Re-elect John Coghlan as Director For For Management
7 Re-elect Olivia Garfield as Director For For Management
8 Elect Christine Hodgson as Director For For Management
9 Elect Sharmila Nebhrajani as Director For For Management
10 Re-elect Dominique Reiniche as Director For For Management
11 Re-elect Philip Remnant as Director For For Management
12 Re-elect Angela Strank as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
SG HOLDINGS CO., LTD.
Ticker: 9143 Security ID: J7134P108
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kuriwada, Eiichi For For Management
1.2 Elect Director Matsumoto, Hidekazu For For Management
1.3 Elect Director Motomura, Masahide For For Management
1.4 Elect Director Nakajima, Shunichi For For Management
1.5 Elect Director Kawanago, Katsuhiro For For Management
1.6 Elect Director Takaoka, Mika For For Management
1.7 Elect Director Sagisaka, Osami For For Management
1.8 Elect Director Akiyama, Masato For For Management
2.1 Appoint Statutory Auditor Nakanishi, For For Management
Takashi
2.2 Appoint Statutory Auditor Tajima, For For Management
Satoshi
2.3 Appoint Statutory Auditor Okamura, For For Management
Kenichiro
2.4 Appoint Statutory Auditor Oshima, For For Management
Yoshitaka
--------------------------------------------------------------------------------
SGS SA
Ticker: SGSN Security ID: H7485A108
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 80.00 per Share
4.1a Reelect Calvin Grieder as Director For For Management
4.1b Reelect Sami Atiya as Director For For Management
4.1c Reelect Paul Desmarais as Director For For Management
4.1d Reelect Ian Gallienne as Director For Against Management
4.1e Reelect Shelby du Pasquier as Director For For Management
4.1f Reelect Kory Sorenson as Director For For Management
4.1g Reelect Tobias Hartmann as Director For For Management
4.1h Elect Janet Vergis as Director For For Management
4.2 Reelect Calvin Grieder as Board For For Management
Chairman
4.3.1 Reappoint Ian Gallienne as Member of For For Management
the Compensation Committee
4.3.2 Reappoint Shelby du Pasquier as Member For Against Management
of the Compensation Committee
4.3.3 Reappoint Kory Sorenson as Member of For For Management
the Compensation Committee
4.4 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
4.5 Designate Jeandin & Defacqz as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 2.3 Million
5.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 14 Million
5.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 3.1 Million
5.4 Approve Long Term Incentive Plan for For For Management
Executive Committee in the Amount of
CHF 26 Million
6 Approve CHF 70,700 Reduction in Share For For Management
Capital via Cancellation of
Repurchased Shares
7 Approve Creation of CHF 500,000 Pool For For Management
of Capital without Preemptive Rights
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SHARP CORP.
Ticker: 6753 Security ID: J71434112
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tai Jeng-Wu For For Management
1.2 Elect Director Nomura, Katsuaki For For Management
1.3 Elect Director Hong-Jen Chuang For For Management
1.4 Elect Director Ting-Chen Hsu For For Management
2.1 Elect Director and Audit Committee For Against Management
Member Hse-Tung Lu
2.2 Elect Director and Audit Committee For For Management
Member Himeiwa, Yasuo
2.3 Elect Director and Audit Committee For For Management
Member Nakagawa, Yutaka
3 Approve Compensation Ceiling for For Against Management
Directors Who Are Not Audit Committee
Members and Restricted Stock Plan
4 Approve Compensation Ceiling for For Against Management
Directors Who Are Audit Committee
Members and Restricted Stock Plan
5 Amend Articles to Remove Provisions on For For Management
Non-Common Shares
--------------------------------------------------------------------------------
SHIMADZU CORP.
Ticker: 7701 Security ID: J72165129
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 19
2.1 Elect Director Nakamoto, Akira For For Management
2.2 Elect Director Ueda, Teruhisa For For Management
2.3 Elect Director Miura, Yasuo For For Management
2.4 Elect Director Kitaoka, Mitsuo For For Management
2.5 Elect Director Yamamoto, Yasunori For For Management
2.6 Elect Director Wada, Hiroko For For Management
2.7 Elect Director Hanai, Nobuo For For Management
2.8 Elect Director Nakanishi, Yoshiyuki For For Management
3 Appoint Statutory Auditor Fujii, For For Management
Hiroyuki
--------------------------------------------------------------------------------
SHIMAMURA CO., LTD.
Ticker: 8227 Security ID: J72208101
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: FEB 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 120
2.1 Elect Director Suzuki, Makoto For For Management
2.2 Elect Director Saito, Tsuyoki For For Management
2.3 Elect Director Takahashi, Iichiro For For Management
2.4 Elect Director Fujiwara, Hidejiro For For Management
2.5 Elect Director Matsui, Tamae For For Management
2.6 Elect Director Suzuki, Yutaka For For Management
--------------------------------------------------------------------------------
SHIMANO, INC.
Ticker: 7309 Security ID: J72262108
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 277.5
2.1 Elect Director Chia Chin Seng For For Management
2.2 Elect Director Otsu, Tomohiro For For Management
2.3 Elect Director Yoshida, Tamotsu For For Management
2.4 Elect Director Ichijo, Kazuo For For Management
2.5 Elect Director Katsumaru, Mitsuhiro For For Management
2.6 Elect Director Sakakibara, Sadayuki For For Management
--------------------------------------------------------------------------------
SHIMIZU CORP.
Ticker: 1803 Security ID: J72445117
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 18
2.1 Elect Director Miyamoto, Yoichi For For Management
2.2 Elect Director Inoue, Kazuyuki For For Management
2.3 Elect Director Imaki, Toshiyuki For For Management
2.4 Elect Director Yamaji, Toru For For Management
2.5 Elect Director Handa, Kimio For For Management
2.6 Elect Director Fujimura, Hiroshi For For Management
2.7 Elect Director Ikeda, Kentaro For For Management
2.8 Elect Director Shimizu, Motoaki For For Management
2.9 Elect Director Iwamoto, Tamotsu For For Management
2.10 Elect Director Kawada, Junichi For For Management
2.11 Elect Director Tamura, Mayumi For For Management
2.12 Elect Director Jozuka, Yumiko For For Management
3.1 Appoint Statutory Auditor Watanabe, For For Management
Hideto
3.2 Appoint Statutory Auditor Ikenaga, For For Management
Toshie
--------------------------------------------------------------------------------
SHIN-ETSU CHEMICAL CO., LTD.
Ticker: 4063 Security ID: J72810120
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 140
2 Amend Articles to Amend Provisions on For For Management
Number of Directors - Reduce
Directors' Term
3.1 Elect Director Saito, Yasuhiko For For Management
3.2 Elect Director Ueno, Susumu For For Management
3.3 Elect Director Frank Peter Popoff For For Management
3.4 Elect Director Miyazaki, Tsuyoshi For For Management
3.5 Elect Director Fukui, Toshihiko For For Management
4 Appoint Statutory Auditor Kagami, For For Management
Mitsuko
5 Approve Compensation Ceiling for For For Management
Directors
6 Approve Stock Option Plan For For Management
7 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
SHINSEI BANK, LTD.
Ticker: 8303 Security ID: J7385L129
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kudo, Hideyuki For For Management
1.2 Elect Director Hirasawa, Akira For For Management
1.3 Elect Director Ernest M. Higa For For Management
1.4 Elect Director Makihara, Jun For For Management
1.5 Elect Director Murayama, Rie For For Management
1.6 Elect Director Sasaki, Hiroko For For Management
1.7 Elect Director Tomimura, Ryuichi For For Management
2 Approve Deep Discount Stock Option Plan For For Management
3 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
SHIONOGI & CO., LTD.
Ticker: 4507 Security ID: J74229105
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2.1 Elect Director Teshirogi, Isao For For Management
2.2 Elect Director Sawada, Takuko For For Management
2.3 Elect Director Ando, Keiichi For For Management
2.4 Elect Director Ozaki, Hiroshi For For Management
2.5 Elect Director Takatsuki, Fumi For For Management
3 Appoint Statutory Auditor Fujiwara, For For Management
Takaoki
--------------------------------------------------------------------------------
SHISEIDO CO., LTD.
Ticker: 4911 Security ID: J74358144
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Uotani, Masahiko For For Management
2.2 Elect Director Suzuki, Yukari For For Management
2.3 Elect Director Tadakawa, Norio For For Management
2.4 Elect Director Yokota, Takayuki For For Management
2.5 Elect Director Fujimori, Yoshiaki For For Management
2.6 Elect Director Ishikura, Yoko For For Management
2.7 Elect Director Iwahara, Shinsaku For For Management
2.8 Elect Director Oishi, Kanoko For For Management
3 Appoint Statutory Auditor Ozu, Hiroshi For For Management
4 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: JUL 09, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off and Takeover For For Management
Agreement with Siemens Energy AG
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019/20
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 3.50 per Share
3.1 Approve Discharge of Management Board For For Management
Member Joe Kaeser for Fiscal 2019/20
3.2 Approve Discharge of Management Board For For Management
Member Roland Busch for Fiscal 2019/20
3.3 Approve Discharge of Management Board For For Management
Member Lisa Davis (until Feb. 29,
2020) for Fiscal 2019/20
3.4 Approve Discharge of Management Board For For Management
Member Klaus Helmrich for Fiscal
2019/20
3.5 Approve Discharge of Management Board For For Management
Member Janina Kugel (until Jan. 31,
2020) for Fiscal 2019/20
3.6 Approve Discharge of Management Board For For Management
Member Cedrik Neike for Fiscal 2019/20
3.7 Approve Discharge of Management Board For For Management
Member Michael Sen (until March 31,
2020) for Fiscal 2019/20
3.8 Approve Discharge of Management Board For For Management
Member Ralf Thomas for Fiscal 2019/20
4.1 Approve Discharge of Supervisory Board For For Management
Member Jim Snabe for Fiscal 2019/20
4.2 Approve Discharge of Supervisory Board For For Management
Member Birgit Steinborn for Fiscal
2019/20
4.3 Approve Discharge of Supervisory Board For For Management
Member Werner Wenning for Fiscal
2019/20
4.4 Approve Discharge of Supervisory Board For For Management
Member Werner Brandt for Fiscal 2019/20
4.5 Approve Discharge of Supervisory Board For For Management
Member Michael Diekmann for Fiscal
2019/20
4.6 Approve Discharge of Supervisory Board For For Management
Member Andrea Fehrmann for Fiscal
2019/20
4.7 Approve Discharge of Supervisory Board For For Management
Member Bettina Haller for Fiscal
2019/20
4.8 Approve Discharge of Supervisory Board For For Management
Member Robert Kensbock (until Sep. 25,
2020) for Fiscal 2019/20
4.9 Approve Discharge of Supervisory Board For For Management
Member Harald Kern for Fiscal 2019/20
4.10 Approve Discharge of Supervisory Board For For Management
Member Juergen Kerner for Fiscal
2019/20
4.11 Approve Discharge of Supervisory Board For For Management
Member Nicola Leibinger-Kammueller for
Fiscal 2019/20
4.12 Approve Discharge of Supervisory Board For For Management
Member Benoit Potier for Fiscal 2019/20
4.13 Approve Discharge of Supervisory Board For For Management
Member Hagen Reimer for Fiscal 2019/20
4.14 Approve Discharge of Supervisory Board For For Management
Member Norbert Reithofer for Fiscal
2019/20
4.15 Approve Discharge of Supervisory Board For For Management
Member Nemat Shafik for Fiscal 2019/20
4.16 Approve Discharge of Supervisory Board For For Management
Member Nathalie von Siemens for Fiscal
2019/20
4.17 Approve Discharge of Supervisory Board For For Management
Member Michael Sigmund for Fiscal
2019/20
4.18 Approve Discharge of Supervisory Board For For Management
Member Dorothea Simon for Fiscal
2019/20
4.19 Approve Discharge of Supervisory Board For For Management
Member Matthias Zachert for Fiscal
2019/20
4.20 Approve Discharge of Supervisory Board For For Management
Member Gunnar Zukunft for Fiscal
2019/20
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2020/21
6.1 Elect Grazia Vittadini to the For For Management
Supervisory Board
6.2 Elect Kasper Rorsted to the For For Management
Supervisory Board
6.3 Reelect Jim Snabe to the Supervisory For For Management
Board
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 90 Million For For Management
Pool of Capital for Employee Stock
Purchase Plan
9 Amend Affiliation Agreement with For For Management
Siemens Bank GmbH
10 Amend Articles Re: Allow Shareholder Against For Shareholder
Questions during the Virtual Meeting
--------------------------------------------------------------------------------
SIEMENS ENERGY AG
Ticker: ENR Security ID: D6T47E106
Meeting Date: FEB 10, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019/20
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2019/20
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019/20
4 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2020/21
5.1 Elect Christine Bortenlaenger to the For For Management
Supervisory Board
5.2 Elect Sigmar Gabriel to the For For Management
Supervisory Board
5.3 Elect Joe Kaeser to the Supervisory For For Management
Board
5.4 Elect Hubert Lienhard to the For For Management
Supervisory Board
5.5 Elect Hildegard Mueller to the For For Management
Supervisory Board
5.6 Elect Laurence Mulliez to the For For Management
Supervisory Board
5.7 Elect Matthias Rebellius to the For For Management
Supervisory Board
5.8 Elect Ralf Thomas to the Supervisory For Against Management
Board
5.9 Elect Geisha Williams to the For For Management
Supervisory Board
5.10 Elect Randy Zwirn to the Supervisory For For Management
Board
6 Approve Remuneration Policy for the For For Management
Management Board
7 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
SIEMENS GAMESA RENEWABLE ENERGY SA
Ticker: SGRE Security ID: E8T87A100
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Consolidated and Standalone For For Management
Management Reports
3 Approve Non-Financial Information For For Management
Statement
4 Approve Discharge of Board For For Management
5 Approve Allocation of Income and For For Management
Dividends
6 Ratify Appointment of and Elect For For Management
Andreas C. Hoffmann as Director
7 Ratify Appointment of and Elect Tim For For Management
Oliver Holt as Director
8 Ratify Appointment of and Elect Harald For For Management
von Heynitz as Director
9 Ratify Appointment of and Elect Maria For For Management
Ferraro as Director
10 Ratify Appointment of and Elect For For Management
Andreas Nauen as Director
11 Fix Number of Directors at 10 For For Management
12 Renew Appointment of Ernst & Young as For For Management
Auditor
13 Authorize Share Repurchase Program For For Management
14 Authorize Increase in Capital up to 50 For Against Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
15 Authorize Issuance of Non-Convertible For For Management
Bonds/Debentures and/or Other Debt
Securities up to EUR 2 Billion and
Issuance of Notes up to EUR 800 Million
16 Authorize Issuance of Convertible For Against Management
Bonds, Debentures, Warrants, and Other
Debt Securities up to EUR 1.5 Billion
with Exclusion of Preemptive Rights up
to 20 Percent of Capital
17 Amend Remuneration Policy For For Management
18.1 Amend Articles of General Meeting For For Management
Regulations Re: Right of Information
and Intervention at General Meetings
18.2 Amend Article 15 of General Meeting For For Management
Regulations Re: Public Request for
Representation
18.3 Amend Articles of General Meeting For For Management
Regulations Re: Technical Improvements
18.4 Amend Article 20 and Add New Provision For For Management
to General Meeting Regulations Re:
Remote Attendance at General Meetings
19 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
20 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
SIEMENS GAMESA RENEWABLE ENERGY SA
Ticker: SGRE Security ID: E8T87A100
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Consolidated and Standalone For For Management
Management Reports
3 Approve Non-Financial Information For For Management
Statement
4 Approve Discharge of Board For For Management
5 Approve Treatment of Net Loss For For Management
6 Ratify Appointment of and Elect Tim For For Management
Dawidowsky as Director
7 Reelect Mariel von Schumann as Director For For Management
8 Reelect Klaus Rosenfeld as Director For For Management
9 Renew Appointment of Ernst & Young as For For Management
Auditor
10 Approve Remuneration Policy For For Management
11 Approve Restricted Stock Plan For For Management
12 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
13 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
SIEMENS HEALTHINEERS AG
Ticker: SHL Security ID: D6T479107
Meeting Date: FEB 12, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.80 per Share
3.1 Approve Discharge of Management Board For For Management
Member Bernhard Montag for Fiscal 2020
3.2 Approve Discharge of Management Board For For Management
Member Jochen Schmitz for Fiscal 2020
3.3 Approve Discharge of Management Board For For Management
Member Christoph Zindel for Fiscal 2020
4.1 Approve Discharge of Supervisory Board For For Management
Member Ralf Thomas for Fiscal 2020
4.2 Approve Discharge of Supervisory Board For For Management
Member Norbert Gaus for Fiscal 2020
4.3 Approve Discharge of Supervisory Board For For Management
Member Roland Busch (from Feb. 12,
2020) for Fiscal 2020
4.4 Approve Discharge of Supervisory Board For For Management
Member Marion Helmes for Fiscal 2020
4.5 Approve Discharge of Supervisory Board For For Management
Member Andreas Hoffmann for Fiscal 2020
4.6 Approve Discharge of Supervisory Board For For Management
Member Philipp Roesler for Fiscal 2020
4.7 Approve Discharge of Supervisory Board For For Management
Member Nathalie Von Siemens for Fiscal
2020
4.8 Approve Discharge of Supervisory Board For For Management
Member Gregory Sorensen for Fiscal 2020
4.9 Approve Discharge of Supervisory Board For For Management
Member Karl-Heinz Streibich for Fiscal
2020
4.10 Approve Discharge of Supervisory Board For For Management
Member Michael Sen (until Feb. 12,
2020) for Fiscal 2020
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2021
6 Amend Articles Re: Information for For For Management
Registration in the Share Register
7 Approve Increase in Size of Board to For For Management
Ten Members
8 Elect Peer Schatz to the Supervisory For Against Management
Board
9 Approve Remuneration Policy For For Management
10 Approve Remuneration of Supervisory For For Management
Board
11 Approve Creation of EUR 537.5 Million For Against Management
Pool of Capital without Preemptive
Rights
12 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 6
Billion; Approve Creation of EUR 107.5
Million Pool of Capital to Guarantee
Conversion Rights
13 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
--------------------------------------------------------------------------------
SIKA AG
Ticker: SIKA Security ID: H7631K273
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 2.50 per Share
3 Approve Discharge of Board of Directors For For Management
4.1.1 Reelect Paul Haelg as Director For For Management
4.1.2 Reelect Monika Ribar as Director For For Management
4.1.3 Reelect Daniel Sauter as Director For For Management
4.1.4 Reelect Christoph Tobler as Director For For Management
4.1.5 Reelect Justin Howell as Director For For Management
4.1.6 Reelect Thierry Vanlancker as Director For For Management
4.1.7 Reelect Viktor Balli as Director For For Management
4.2 Elect Paul Schuler as Director For For Management
4.3 Reelect Paul Haelg as Board Chairman For For Management
4.4.1 Appoint Daniel Sauter as Member of the For For Management
Nomination and Compensation Committee
4.4.2 Appoint Justin Howell as Member of the For For Management
Nomination and Compensation Committee
4.4.3 Appoint Thierry Vanlancker as Member For For Management
of the Nomination and Compensation
Committee
4.5 Ratify Ernst & Young AG as Auditors For For Management
4.6 Designate Jost Windlin as Independent For For Management
Proxy
5.1 Approve Remuneration Report For For Management
(Non-Binding)
5.2 Approve Remuneration of Directors in For For Management
the Amount of CHF 3.3 Million
5.3 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 21.5
Million
6 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SINGAPORE AIRLINES LIMITED
Ticker: C6L Security ID: Y7992P128
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2a Elect Simon Cheong Sae Peng as Director For For Management
2b Elect Goh Choon Phong as Director For For Management
2c Elect Hsieh Tsun-yan as Director For For Management
3 Approve Directors' Emoluments For For Management
4 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
6 Approve Grant of Awards and Issuance For For Management
of Shares Under the SIA Performance
Share Plan 2014 and the SIA Restricted
Share Plan 2014
7 Approve Mandate for Interested Person For For Management
Transactions
8 Authorize Share Repurchase Program For For Management
9 Approve Issuance of Additional For For Management
Mandatory Convertible Bonds and
Additional Conversion Shares
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LIMITED
Ticker: S68 Security ID: Y79946102
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3a Elect Kwa Chong Seng as Director For For Management
3b Elect Kevin Kwok as Director For For Management
3c Elect Lim Chin Hu as Director For For Management
4 Elect Beh Swan Gin as Director For For Management
5 Approve Directors' Fees to be Paid to For For Management
the Chairman
6 Approve Directors' Fees to be Paid to For For Management
All Directors (Other than the Chief
Executive Officer)
7 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
8 Elect Mark Makepeace as Director For For Management
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
SINGAPORE TECHNOLOGIES ENGINEERING LTD.
Ticker: S63 Security ID: Y7996W103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Vincent Chong Sy Feng as Director For For Management
4 Elect Lim Ah Doo as Director For For Management
5 Elect Lim Sim Seng as Director For For Management
6 Elect Ong Su Kiat Melvyn as Director For For Management
7 Elect Ng Bee Bee (May) as Director For For Management
8 Approve Directors' Remuneration For For Management
9 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
11 Approve Grant of Awards and Issuance For For Management
of Shares Under the Singapore
Technologies Engineering Performance
Share Plan 2020 and the Singapore
Technologies Engineering Restricted
Share Plan 2020
12 Approve Renewal of Mandate for For For Management
Interested Person Transactions
13 Authorize Share Repurchase Program For For Management
14 Approve Kwa Chong Seng to Continue For For Management
Office as Independent Director for
Purposes of Rule 210(5)(d)(iii)(A) of
the Listing Manual of Singapore
Exchange Securities Trading Limited
(Tier 1)
15 Approve Kwa Chong Seng to Continue For For Management
Office as Independent Director for
Purposes of Rule 210(5)(d)(iii)(B) of
the Listing Manual of Singapore
Exchange Securities Trading Limited
(Tier 2)
--------------------------------------------------------------------------------
SINGAPORE TELECOMMUNICATIONS LIMITED
Ticker: Z74 Security ID: Y79985209
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Chua Sock Koong as Director For For Management
4 Elect Low Check Kian as Director For For Management
5 Elect Lee Theng Kiat as Director For For Management
6 Approve Directors' Fees For For Management
7 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Approve Grant of Awards and Issuance For For Management
of Shares Under the Singtel
Performance Share Plan 2012
10 Authorize Share Repurchase Program For For Management
11 Amend Constitution For For Management
--------------------------------------------------------------------------------
SINO LAND COMPANY LIMITED
Ticker: 83 Security ID: Y80267126
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Robert Ng Chee Siong as Director For Against Management
3.2 Elect Adrian David Li Man-kiu as For Against Management
Director
3.3 Elect Thomas Tang Wing Yung as Director For For Management
3.4 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5.1 Authorize Repurchase of Issued Share For For Management
Capital
5.2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.3 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SJM HOLDINGS LIMITED
Ticker: 880 Security ID: Y8076V106
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Chan Un Chan as Director For For Management
2.2 Elect Shum Hong Kuen, David as Director For For Management
2.3 Elect Tse Hau Yin as Director For For Management
3 Elect Yeung Ping Leung, Howard as For For Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Approve Grant of Options Under the For Against Management
Share Option Scheme
7 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
SKANDINAVISKA ENSKILDA BANKEN AB
Ticker: SEB.A Security ID: W25381141
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3.1 Designate Ossian Ekdahl as Inspector For For Management
of Minutes of Meeting
3.2 Designate Per Colleen as Inspector of For For Management
Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of SEK 4.10 Per Share
10.1 Approve Discharge of Johan H. Andresen For For Management
10.2 Approve Discharge of Signhild Arnegard For For Management
Hansen
10.3 Approve Discharge of Anne-Catherine For For Management
Berner
10.4 Approve Discharge of Samir Brikho For For Management
10.5 Approve Discharge of Winnie Fok For For Management
10.6 Approve Discharge of Anna-Karin For For Management
Glimstrom
10.7 Approve Discharge of Annika Dahlberg For For Management
10.8 Approve Discharge of Charlotta Lindholm For For Management
10.9 Approve Discharge of Sven Nyman For For Management
10.10 Approve Discharge of Magnus Olsson For For Management
10.11 Approve Discharge of Lars Ottersgard For For Management
10.12 Approve Discharge of Jesper Ovesen For For Management
10.13 Approve Discharge of Helena Saxon For For Management
10.14 Approve Discharge of Johan Torgeby (as For For Management
Board Member)
10.15 Approve Discharge of Marcus Wallenberg For For Management
10.16 Approve Discharge of Hakan Westerberg For For Management
10.17 Approve Discharge of Johan Torgeby (as For For Management
President)
11 Determine Number of Members (9) and For For Management
Deputy Members of Board
12 Determine Number of Auditors (1) and For For Management
Deputy Auditors
13.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 3.2 Million for
Chairman, SEK 1 Million for Vice
Chairman, and SEK 775,000 for Other
Directors; Approve Remuneration for
Committee Work
13.2 Approve Remuneration of Auditors For For Management
14.1 Reelect Signhild Arnegard Hansen as For For Management
Director
14.2 Reelect Anne-Catherine Berner as For For Management
Director
14.3 Reelect Winnie Fok as Director For For Management
14.4 Reelect Sven Nyman as Director For For Management
14.5 Reelect Lars Ottersgard as Director For For Management
14.6 Reelect Jesper Ovesen as Director For For Management
14.7 Reelect Helena Saxon as Director For For Management
14.8 Reelect Johan Torgeby as Director For For Management
14.9 Reelect Marcus Wallenberg as Director For Against Management
14.10 Reelect Marcus Wallenberg as Board For Against Management
Chairman
15 Ratify Ernst & Young as Auditors For For Management
16 Approve Remuneration Report For For Management
17.1 Approve SEB All Employee Program 2021 For For Management
for All Employees in Most of the
Countries where SEB Operates
17.2 Approve SEB Share Deferral Program For For Management
2021 for Group Executive Committee,
Senior Managers and Key Employees
17.3 Approve SEB Restricted Share Program For For Management
2021 for Some Employees in Certain
Business Units
18.1 Authorize Share Repurchase Program For For Management
18.2 Authorize Repurchase of Class A and/or For For Management
Class C Shares and Reissuance of
Repurchased Shares Inter Alia in for
Capital Purposes and Long-Term
Incentive Plans
18.3 Approve Transfer of Class A Shares to For For Management
Participants in 2021 Long-Term Equity
Programs
19 Approve Issuance of Convertibles For For Management
without Preemptive Rights
20 Approve Proposal Concerning the For For Management
Appointment of Auditors in Foundations
Without Own Management
21 Amend Articles Re: Editorial Changes; For For Management
Participation at General Meetings;
Location of General Meetings;
Attendance of Persons not being
Shareholders at General Meetings
22.1 The Bank Immediately shall Work for None Against Shareholder
the Exclusion of Fossil Companies as
Borrowers in the Bank
22.2 The Bank shall Exclude Fossil Fuels as None Against Shareholder
Investment Objects
23.1 By 2025, the Bank will Only Finance None Against Shareholder
those Companies and Projects that are
in Line with what Science Requires for
the World to Stay below 1.5 Degree
Celsius
23.2 The Board of Directors of the Bank None Against Shareholder
shall Report back on how this has been
Implemented at the Latest at the 2022
AGM and thereafter Annually until it
has been Fully Implemented
24 Close Meeting None None Management
--------------------------------------------------------------------------------
SKANSKA AB
Ticker: SKA.B Security ID: W83567110
Meeting Date: OCT 22, 2020 Meeting Type: Special
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Dividends of SEK 3.25 Per Share For For Management
--------------------------------------------------------------------------------
SKANSKA AB
Ticker: SKA.B Security ID: W83567110
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Helena Stjernholm as For For Management
Inspector of Minutes of Meeting
2.2 Designate Mats Guldbrand as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 9.5 Per Share
9.a Approve Discharge of Board Chairman For For Management
Hans Biorck
9.b Approve Discharge of Board Member Par For For Management
Boman
9.c Approve Discharge of Board Member Jan For For Management
Gurander
9.d Approve Discharge of Board Member For For Management
Fredrik Lundberg
9.e Approve Discharge of Board Member For For Management
Catherine Marcus
9.f Approve Discharge of Board Member For For Management
Jayne McGivern
9.g Approve Discharge of Board Member Asa For For Management
Soderstrom Winberg
9.h Approve Discharge of Board Member For For Management
Charlotte Stromberg
9.i Approve Discharge of Employee For For Management
Representative Richard Horstedt
9.j Approve Discharge of Employee For For Management
Representative Ola Falt
9.k Approve Discharge of Employee For For Management
Representative Yvonne Stenman
9.l Approve Discharge of Employee For For Management
Representative Anders Rattgard (Deputy
Board Member)
9.m Approve Discharge of Employee For For Management
Representative Par-Olow Johansson
(Deputy Board Member)
9.n Approve Discharge of Employee For For Management
Representative Hans Reinholdsson
(Deputy Board Member)
9.o Approve Discharge of President Anders For For Management
Danielsson
10.a Determine Number of Members (7) and For For Management
Deputy Members (0) of Board
10.b Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
11.a Approve Remuneration of Directors in For For Management
the Amount of SEK 2.2 Million for
Chairman and SEK 725,000 for Other
Directors; Approve Remuneration for
Committee Work
11.b Approve Remuneration of Auditors For For Management
12.a Reelect Hans Biorck as Director For For Management
12.b Reelect Par Boman as Director For Against Management
12.c Reelect Jan Gurander as Director For For Management
12.d Reelect Fredrik Lundberg as Director For For Management
12.e Reelect Catherine Marcus as Director For For Management
12.f Reelect Jayne McGivern as Director For For Management
12.g Reelect Asa Soderstrom Winberg as For For Management
Director
12.h Reelect Hans Biorck as Board Chairman For For Management
13 Ratify Ernst & Young as Auditors For For Management
14 Approve Remuneration Report For For Management
15 Approve Equity Plan Financing For For Management
16 Amend Articles Re: Editorial Changes; For For Management
Collecting of Proxies and Postal
Voting; Participation at General
Meetings
--------------------------------------------------------------------------------
SKF AB
Ticker: SKF.B Security ID: W84237143
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of SEK 6.50 Per Share
10.1 Approve Discharge of Board Member Hans For For Management
Straberg
10.2 Approve Discharge of Board Member Hock For For Management
Goh
10.3 Approve Discharge of Board Member For For Management
Alrik Danielson
10.4 Approve Discharge of Board Member For For Management
Ronnie Leten
10.5 Approve Discharge of Board Member Barb For For Management
Samardzich
10.6 Approve Discharge of Board Member For For Management
Colleen Repplier
10.7 Approve Discharge of Board Member For For Management
Hakan Buskhe
10.8 Approve Discharge of Board Member For For Management
Susanna Schneeberger
10.9 Approve Discharge of Board Member Lars For For Management
Wedenborn
10.10 Approve Discharge of Board Member For For Management
Jonny Hilbert
10.11 Approve Discharge of Board Member For For Management
Zarko Djurovic
10.12 Approve Discharge of Board Member For For Management
Kennet Carlsson
10.13 Approve Discharge of Board Member For For Management
Claes Palm
10.14 Approve Discharge of CEO Alrik For For Management
Danielson
11 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
12 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.3 Million for
Chairman and SEK 750,000 for Other
Directors; Approve Remuneration for
Committee Work
13.1 Reelect Hans Straberg as Director For For Management
13.2 Reelect Hock Goh as Director For For Management
13.3 Reelect Barb Samardzich as Director For For Management
13.4 Reelect Colleen Repplier as Director For For Management
13.5 Reelect Geert Follens as Director For For Management
13.6 Reelect Hakan Buskhe as Director For Against Management
13.7 Reelect Susanna Schneeberger as For For Management
Director
13.8 Elect Rickard Gustafson as New Director For For Management
14 Elect Hans Straberg as Board Chairman For For Management
15 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
16 Approve Remuneration of Auditors For For Management
17 Ratify Deloitte as Auditors For For Management
18 Amend Articles of Association Re: For For Management
Collecting of Proxies; Advanced
Voting; Editorial Changes
19 Approve Remuneration Report For For Management
20 Approve 2021 Performance Share Program For Against Management
--------------------------------------------------------------------------------
SMC CORP. (JAPAN)
Ticker: 6273 Security ID: J75734103
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 300
2.1 Elect Director Takada, Yoshiki For For Management
2.2 Elect Director Isoe, Toshio For For Management
2.3 Elect Director Ota, Masahiro For For Management
2.4 Elect Director Maruyama, Susumu For For Management
2.5 Elect Director Samuel Neff For For Management
2.6 Elect Director Doi, Yoshitada For For Management
2.7 Elect Director Kaizu, Masanobu For For Management
2.8 Elect Director Kagawa, Toshiharu For For Management
2.9 Elect Director Iwata, Yoshiko For For Management
2.10 Elect Director Miyazaki, Kyoichi For For Management
--------------------------------------------------------------------------------
SMITH & NEPHEW PLC
Ticker: SN Security ID: G82343164
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Roland Diggelmann as Director For For Management
5 Re-elect Erik Engstrom as Director For For Management
6 Re-elect Robin Freestone as Director For For Management
7 Elect John Ma as Director For For Management
8 Elect Katarzyna Mazur-Hofsaess as For For Management
Director
9 Elect Rick Medlock as Director For For Management
10 Elect Anne-Francoise Nesmes as Director For For Management
11 Re-elect Marc Owen as Director For For Management
12 Re-elect Roberto Quarta as Director For For Management
13 Re-elect Angie Risley as Director For For Management
14 Elect Bob White as Director For For Management
15 Reappoint KPMG LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
22 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
SMITHS GROUP PLC
Ticker: SMIN Security ID: G82401111
Meeting Date: NOV 16, 2020 Meeting Type: Annual
Record Date: NOV 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Pam Cheng as Director For For Management
5 Elect Karin Hoeing as Director For For Management
6 Re-elect Sir George Buckley as Director For For Management
7 Re-elect Dame Ann Dowling as Director For For Management
8 Re-elect Tanya Fratto as Director For For Management
9 Re-elect William Seeger as Director For For Management
10 Re-elect Mark Seligman as Director For For Management
11 Re-elect John Shipsey as Director For For Management
12 Re-elect Andrew Reynolds Smith as For For Management
Director
13 Re-elect Noel Tata as Director For For Management
14 Reappoint KPMG LLP as Auditors For For Management
15 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
21 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SMURFIT KAPPA GROUP PLC
Ticker: SKG Security ID: G8248F104
Meeting Date: FEB 05, 2021 Meeting Type: Special
Record Date: FEB 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Migration of the Migrating For For Management
Shares to Euroclear Bank's Central
Securities Depository
2 Adopt New Articles of Association For For Management
3 Authorise Company to Take All Actions For For Management
to Implement the Migration
--------------------------------------------------------------------------------
SMURFIT KAPPA GROUP PLC
Ticker: SKG Security ID: G8248F104
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Kaisa Hietala as Director For For Management
6a Re-elect Irial Finan as Director For For Management
6b Re-elect Anthony Smurfit as Director For For Management
6c Re-elect Ken Bowles as Director For For Management
6d Re-elect Anne Anderson as Director For For Management
6e Re-elect Frits Beurskens as Director For For Management
6f Re-elect Carol Fairweather as Director For For Management
6g Re-elect James Lawrence as Director For For Management
6h Re-elect Dr Lourdes Melgar as Director For For Management
6i Re-elect John Moloney as Director For For Management
6j Re-elect Jorgen Rasmussen as Director For For Management
6k Re-elect Gonzalo Restrepo as Director For For Management
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
11 Authorise Market Purchase of Shares For For Management
12 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
13 Approve Increase in the Maximum Award For For Management
Opportunity in the Rules of the 2018
Performance Share Plan
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578N103
Meeting Date: FEB 02, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Company Bylaws Re: Article 2 For For Management
2 Amend Company Bylaws Re: Article 12 For For Management
3 Amend Company Bylaws Re: Articles 13 For For Management
and 24
--------------------------------------------------------------------------------
SNAM SPA
Ticker: SRG Security ID: T8578N103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4.1 Approve Remuneration Policy For For Management
4.2 Approve Second Section of the For For Management
Remuneration Report
5 Approve Proposed Changes to the For For Management
2020-2022 Long Term Share Incentive
Plan
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
SOCIETE GENERALE SA
Ticker: GLE Security ID: F8591M517
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.55 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Approve Remuneration Policy of For For Management
Chairman of the Board
6 Approve Remuneration Policy of CEO and For For Management
Vice-CEOs
7 Approve Remuneration Policy of For For Management
Directors
8 Approve Compensation Report of For For Management
Corporate Officers
9 Approve Compensation of Lorenzo Bini For For Management
Smaghi, Chairman of the Board
10 Approve Compensation of Frederic For For Management
Oudea, CEO
11 Approve Compensation of Philippe For For Management
Aymerich, Vice-CEO
12 Approve Compensation of Severin For For Management
Cabannes, Vice-CEO
13 Approve Compensation of Philippe Heim, For For Management
Vice-CEO
14 Approve Compensation of Diony Lebot, For For Management
Vice-CEO
15 Approve the Aggregate Remuneration For For Management
Granted in 2020 to Certain Senior
Management, Responsible Officers, and
Risk-Takers
16 Reelect William Connelly as Director For For Management
17 Reelect Lubomira Rochet as Director For For Management
18 Reelect Alexandra Schaapveld as For For Management
Director
19 Elect Henri Poupart-Lafarge as Director For For Management
20 Elect Helene Crinquant as None Against Management
Representative of Employee
Shareholders to the Board
21 Elect Sebastien Wetter as None For Management
Representative of Employee
Shareholders to the Board
22 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
23 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SODEXO SA
Ticker: SW Security ID: F84941123
Meeting Date: JAN 12, 2021 Meeting Type: Annual
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Absence of Dividends
4 Reelect Sophie Bellon as Director For For Management
5 Reelect Nathalie Bellon-Szabo as For For Management
Director
6 Reelect Francoise Brougher as Director For For Management
7 Elect Federico J Gonzalez Tejera as For For Management
Director
8 Renew Appointment of KPMG as Auditor For For Management
9 Approve Compensation Reports of For For Management
Corporate Officers
10 Approve Compensation of Sophie Bellon, For For Management
Chairman of the Board
11 Approve Compensation of Denis Machuel, For For Management
CEO
12 Approve Remuneration Policy of For For Management
Directors
13 Approve Remuneration Policy for For For Management
Chairman of the Board
14 Approve Remuneration Policy for CEO For For Management
15 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SOFINA SA
Ticker: SOF Security ID: B80925124
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
1.2 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
1.3 Approve Financial Statements and For For Management
Allocation of Income
2.1 Approve Remuneration Report Re: 2020 None None Management
Financial Year and of the Remuneration
Applicable to Non-Executive Directors
and Members of the Executive Committee
2.2 Approve Remuneration Report For For Management
2.3 Approve Remuneration Policy For For Management
3.1 Approve Discharge of Directors For For Management
3.2 Approve Discharge of Auditors For For Management
4.1 Reelect Nicolas Boel as Director For For Management
4.2 Reelect Laura Cioli as Independent For For Management
Director
4.3 Reelect Laurent de Meeus d'Argenteuil For For Management
as Director
4.4 Reelect Anja Langenbucher as For For Management
Independent Director
4.5 Reelect Dominique Lancksweert as For Against Management
Director
4.6 Reelect Catherine Soubie as For For Management
Independent Director
4.7 Reelect Gwill York as Independent For For Management
Director
5 Transact Other Business None None Management
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9434 Security ID: J75963132
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Allow Virtual Only For For Management
Shareholder Meetings
2.1 Elect Director Miyauchi, Ken For For Management
2.2 Elect Director Miyakawa, Junichi For For Management
2.3 Elect Director Shimba, Jun For For Management
2.4 Elect Director Imai, Yasuyuki For For Management
2.5 Elect Director Fujihara, Kazuhiko For For Management
2.6 Elect Director Son, Masayoshi For For Management
2.7 Elect Director Kawabe, Kentaro For For Management
2.8 Elect Director Horiba, Atsushi For For Management
2.9 Elect Director Kamigama, Takehiro For For Management
2.10 Elect Director Oki, Kazuaki For For Management
2.11 Elect Director Uemura, Kyoko For For Management
2.12 Elect Director Hishiyama, Reiko For For Management
2.13 Elect Director Koshi, Naomi For For Management
3 Approve Cash Compensation Ceiling for For For Management
Directors, Restricted Stock Plan and
Stock Option Plan
--------------------------------------------------------------------------------
SOFTBANK GROUP CORP.
Ticker: 9984 Security ID: J7596P109
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2 Amend Articles to Allow Virtual Only For For Management
Shareholder Meetings - Amend Business
Lines - Clarify Director Authority on
Shareholder Meetings - Amend
Provisions on Number of Directors -
Remove All Provisions on Advisory
Positions
3.1 Elect Director Son, Masayoshi For For Management
3.2 Elect Director Goto, Yoshimitsu For For Management
3.3 Elect Director Miyauchi, Ken For For Management
3.4 Elect Director Kawabe, Kentaro For For Management
3.5 Elect Director Iijima, Masami For For Management
3.6 Elect Director Matsuo, Yutaka For For Management
3.7 Elect Director Lip-Bu Tan For For Management
3.8 Elect Director Erikawa, Keiko For For Management
3.9 Elect Director Kenneth A. Siegel For For Management
4.1 Appoint Statutory Auditor Nakata, Yuji For Against Management
4.2 Appoint Statutory Auditor Uno, Soichiro For For Management
4.3 Appoint Statutory Auditor Otsuka, For For Management
Keiichi
5 Approve Compensation Ceiling for For For Management
Statutory Auditors
--------------------------------------------------------------------------------
SOHGO SECURITY SERVICES CO., LTD.
Ticker: 2331 Security ID: J7607Z104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 37
2.1 Elect Director Murai, Atsushi For For Management
2.2 Elect Director Aoyama, Yukiyasu For For Management
2.3 Elect Director Kayaki, Ikuji For For Management
2.4 Elect Director Hokari, Hirohisa For For Management
2.5 Elect Director Murai, Tsuyoshi For For Management
2.6 Elect Director Nomura, Shigeki For For Management
2.7 Elect Director Suzuki, Motohisa For For Management
2.8 Elect Director Kishimoto, Koji For For Management
2.9 Elect Director Kadowaki, Hideharu For For Management
2.10 Elect Director Ando, Toyoaki For For Management
2.11 Elect Director Suetsugu, Hirotomo For For Management
2.12 Elect Director Ikenaga, Toshie For For Management
3 Appoint Statutory Auditor Nakagawa, For For Management
Yoshiaki
--------------------------------------------------------------------------------
SOLVAY SA
Ticker: SOLB Security ID: B82095116
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2 Approve Remuneration Report For For Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 3.75 per Share
5.1 Approve Discharge of Directors For For Management
5.2 Approve Discharge of Auditors For For Management
6a Receive Information on End of Mandate None None Management
of Nicolas Boel, Ilham Kadri, Bernard
de Laguiche, Herve Coppens
d'Eeckenbrugge, Evelyn du Monceau,
Francoise de Viron, Amparo Moraleda
and Agnes Lemarchand as Directors
6b.1 Reelect Nicolas Boel as Director For For Management
6b.2 Reelect Ilham Kadri as Director For For Management
6b.3 Reelect Bernard de Laguiche as Director For For Management
6b.4 Reelect Francoise de Viron as Director For For Management
6b.5 Reelect Agnes Lemarchand as Director For For Management
6c Indicate Francoise de Viron as For For Management
Independent Board Member
6d Indicate Agnes Lemarchand as For For Management
Independent Board Member
6e Reelect Herve Coppens d'Eeckenbrugge For For Management
as Director
6f Receive Information on End of Mandate None None Management
of Evelyn du Monceau as Director
6g Elect Edouard Janssen as Director For For Management
6h Receive Information on Resignation of None None Management
Amparo Moraleda as Director
6i Elect Wolfgang Colberg as Director For For Management
6j Indicate Wolfgang Colberg as For For Management
Independent Board Member
7 Transact Other Business None None Management
--------------------------------------------------------------------------------
SOMPO HOLDINGS, INC.
Ticker: 8630 Security ID: J7621A101
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2.1 Elect Director Sakurada, Kengo For For Management
2.2 Elect Director Tsuji, Shinji For For Management
2.3 Elect Director Teshima, Toshihiro For Against Management
2.4 Elect Director Scott Trevor Davis For For Management
2.5 Elect Director Higashi, Kazuhiro For For Management
2.6 Elect Director Nawa, Takashi For For Management
2.7 Elect Director Shibata, Misuzu For For Management
2.8 Elect Director Yamada, Meyumi For For Management
2.9 Elect Director Yanagida, Naoki For For Management
2.10 Elect Director Uchiyama, Hideyo For For Management
2.11 Elect Director Endo, Isao For For Management
2.12 Elect Director Ito, Kumi For For Management
--------------------------------------------------------------------------------
SONIC HEALTHCARE LIMITED
Ticker: SHL Security ID: Q8563C107
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mark Compton as Director For For Management
2 Elect Neville Mitchell as Director For For Management
3 Elect Suzanne Crowe as Director For For Management
4 Elect Chris Wilks as Director For For Management
5 Approve Remuneration Report For For Management
6 Approve the Increase in Non-Executive For For Management
Directors' Remuneration Fee Pool
7 Approve Sonic Healthcare Limited For For Management
Employee Option Plan
8 Approve Sonic Healthcare Limited For For Management
Performance Rights Plan
9 Approve the Grant of Options and For For Management
Performance Rights to Colin Goldschmidt
10 Approve the Grant of Options and For For Management
Performance Rights to Chris Wilks
11 Approve the Amendments to the For For Management
Company's Constitution
12 Approve the Conditional Spill Against Against Management
Resolution
--------------------------------------------------------------------------------
SONOVA HOLDING AG
Ticker: SOON Security ID: H8024W106
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 3.20 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Robert Spoerry as Director and For For Management
Board Chairman
4.1.2 Reelect Lynn Bleil as Director For For Management
4.1.3 Reelect Lukas Braunschweiler as For For Management
Director
4.1.4 Reelect Stacy Seng as Director For For Management
4.1.5 Reelect Ronald van der Vis as Director For For Management
4.1.6 Reelect Jinlong Wang as Director For For Management
4.1.7 Reelect Adrian Widmer as Director For For Management
4.2.1 Elect Gregory Behar as Director For Against Management
4.2.2 Elect Roland Diggelmann as Director For For Management
4.3 Reappoint Stacy Seng as Member of the For For Management
Nomination and Compensation Committee
4.4.1 Appoint Lukas Braunschweiler as Member For For Management
of the Nomination and Compensation
Committee
4.4.2 Appoint Roland Diggelmann as Member of For For Management
the Nomination and Compensation
Committee
4.5 Ratify Ernst & Young AG as Auditors For For Management
4.6 Designate Keller KLG as Independent For For Management
Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 3.1 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 15.8
Million
6 Approve CHF 61,299 Reduction in Share For For Management
Capital as Part of the Share Buyback
Program via Cancellation of
Repurchased Shares
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SONY GROUP CORP.
Ticker: 6758 Security ID: J76379106
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yoshida, Kenichiro For For Management
1.2 Elect Director Totoki, Hiroki For For Management
1.3 Elect Director Sumi, Shuzo For For Management
1.4 Elect Director Tim Schaaff For For Management
1.5 Elect Director Oka, Toshiko For For Management
1.6 Elect Director Akiyama, Sakie For For Management
1.7 Elect Director Wendy Becker For For Management
1.8 Elect Director Hatanaka, Yoshihiko For For Management
1.9 Elect Director Adam Crozier For For Management
1.10 Elect Director Kishigami, Keiko For For Management
1.11 Elect Director Joseph A. Kraft Jr For For Management
2 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
SOUTH32 LTD.
Ticker: S32 Security ID: Q86668102
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Frank Cooper as Director For For Management
2b Elect Xiaoling Liu as Director For For Management
2c Elect Ntombifuthi (Futhi) Mtoba as For For Management
Director
2d Elect Karen Wood as Director For For Management
3 Elect Guy Lansdown as Director For For Management
4 Approve Remuneration Report For For Management
5 Approve Grant of Rights to Graham Kerr For Against Management
6 Approve Renewal of Proportional For For Management
Takeover Provisions
--------------------------------------------------------------------------------
SPARK NEW ZEALAND LTD.
Ticker: SPK Security ID: Q8619N107
Meeting Date: NOV 06, 2020 Meeting Type: Annual
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Deloitte Limited as Auditor of For For Management
the Company and Authorize Board to Fix
Their Remuneration
2 Elect Paul Berriman as Director For For Management
3 Elect Charles Sitch as Director For For Management
--------------------------------------------------------------------------------
SPIRAX-SARCO ENGINEERING PLC
Ticker: SPX Security ID: G83561129
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint Deloitte LLP as Auditors For For Management
5 Authorise Board to Fix Remuneration of For For Management
Auditors
6 Re-elect Jamie Pike as Director For For Management
7 Re-elect Nicholas Anderson as Director For For Management
8 Re-elect Dr Trudy Schoolenberg as For For Management
Director
9 Re-elect Peter France as Director For For Management
10 Re-elect Caroline Johnstone as Director For For Management
11 Re-elect Jane Kingston as Director For For Management
12 Re-elect Kevin Thompson as Director For For Management
13 Elect Nimesh Patel as Director For For Management
14 Elect Angela Archon as Director For For Management
15 Elect Dr Olivia Qiu as Director For For Management
16 Elect Richard Gillingwater as Director For For Management
17 Authorise Issue of Equity For For Management
18 Approve Scrip Dividend Alternative For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
SQUARE ENIX HOLDINGS CO., LTD.
Ticker: 9684 Security ID: J7659R109
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matsuda, Yosuke For For Management
1.2 Elect Director Yamamura, Yukihiro For For Management
1.3 Elect Director Nishiura, Yuji For For Management
1.4 Elect Director Ogawa, Masato For For Management
1.5 Elect Director Okamoto, Mitsuko For For Management
1.6 Elect Director Abdullah Aldawood For For Management
2 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
SSE PLC
Ticker: SSE Security ID: G8842P102
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Gregor Alexander as Director For For Management
5 Re-elect Sue Bruce as Director For For Management
6 Re-elect Tony Cocker as Director For For Management
7 Re-elect Crawford Gillies as Director For For Management
8 Re-elect Richard Gillingwater as For For Management
Director
9 Re-elect Peter Lynas as Director For For Management
10 Re-elect Helen Mahy as Director For For Management
11 Re-elect Alistair Phillips-Davies as For For Management
Director
12 Re-elect Martin Pibworth as Director For For Management
13 Re-elect Melanie Smith as Director For For Management
14 Elect Angela Strank as Director For For Management
15 Reappoint Ernst & Young LLP as Auditors For For Management
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
ST. JAMES'S PLACE PLC
Ticker: STJ Security ID: G5005D124
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Andrew Croft as Director For For Management
4 Re-elect Ian Gascoigne as Director For For Management
5 Re-elect Craig Gentle as Director For For Management
6 Re-elect Emma Griffin as Director For For Management
7 Re-elect Rosemary Hilary as Director For For Management
8 Re-elect Simon Jeffreys as Director For For Management
9 Re-elect Roger Yates as Director For For Management
10 Elect Lesley-Ann Nash as Director For For Management
11 Elect Paul Manduca as Director For For Management
12 Approve Remuneration Report For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
(PwC) as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
STANDARD CHARTERED PLC
Ticker: STAN Security ID: G84228157
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Elect Maria Ramos as Director For For Management
5 Re-elect David Conner as Director For For Management
6 Re-elect Byron Grote as Director For For Management
7 Re-elect Andy Halford as Director For For Management
8 Re-elect Christine Hodgson as Director For For Management
9 Re-elect Gay Huey Evans as Director For For Management
10 Re-elect Naguib Kheraj as Director For For Management
11 Re-elect Phil Rivett as Director For For Management
12 Re-elect David Tang as Director For For Management
13 Re-elect Carlson Tong as Director For For Management
14 Re-elect Jose Vinals as Director For For Management
15 Re-elect Jasmine Whitbread as Director For For Management
16 Re-elect Bill Winters as Director For For Management
17 Reappoint Ernst & Young LLP as Auditors For For Management
18 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
19 Authorise UK Political Donations and For For Management
Expenditure
20 Approve Standard Chartered Share Plan For For Management
21 Authorise Issue of Equity For For Management
22 Extend the Authority to Allot Shares For For Management
by Such Number of Shares Repurchased
by the Company under the Authority
Granted Pursuant to Resolution 27
23 Authorise Issue of Equity in Relation For For Management
to Equity Convertible Additional Tier
1 Securities
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights
25 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
26 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Relation to
Equity Convertible Additional Tier 1
Securities
27 Authorise Market Purchase of Ordinary For For Management
Shares
28 Authorise Market Purchase of For For Management
Preference Shares
29 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
STANDARD LIFE ABERDEEN PLC
Ticker: SLA Security ID: G84246118
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Reappoint KPMG LLP as Auditors For For Management
4 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
5 Approve Remuneration Report For For Management
6A Re-elect Sir Douglas Flint as Director For For Management
6B Re-elect Jonathan Asquith as Director For For Management
6C Re-elect Stephanie Bruce as Director For For Management
6D Re-elect John Devine as Director For For Management
6E Re-elect Melanie Gee as Director For For Management
6F Re-elect Brian McBride as Director For For Management
6G Re-elect Martin Pike as Director For For Management
6H Re-elect Cathleen Raffaeli as Director For For Management
6I Re-elect Cecilia Reyes as Director For For Management
6J Re-elect Jutta af Rosenborg as Director For For Management
7 Elect Stephen Bird as Director For For Management
8 Authorise UK Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity For For Management
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Market Purchase of Ordinary For For Management
Shares
12 Authorise Issue of Equity in Relation For For Management
to the Issue of Convertible Bonds
13 Authorise Issue of Equity without For For Management
Pre-Emptive Rights in Relation to the
Issue of Convertible Bonds
14 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
15 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
STANLEY ELECTRIC CO., LTD.
Ticker: 6923 Security ID: J76637115
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hiratsuka, Yutaka For For Management
1.2 Elect Director Tanabe, Toru For For Management
1.3 Elect Director Yoneya, Mitsuhiro For For Management
1.4 Elect Director Kaizumi, Yasuaki For For Management
1.5 Elect Director Ueda, Keisuke For For Management
1.6 Elect Director Mori, Masakatsu For For Management
1.7 Elect Director Kono, Hirokazu For For Management
1.8 Elect Director Takeda, Yozo For For Management
1.9 Elect Director Tomeoka, Tatsuaki For For Management
2 Appoint Statutory Auditor Shimoda, Koji For For Management
--------------------------------------------------------------------------------
STELLANTIS NV
Ticker: STLA Security ID: N82405106
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Approve Faurecia Distribution For For Management
3 Close Meeting None None Management
--------------------------------------------------------------------------------
STELLANTIS NV
Ticker: STLA Security ID: N82405106
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Report of Management Board None None Management
(Non-Voting)
2.b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.c Approve Remuneration Report For Against Management
2.d Adopt Financial Statements and For For Management
Statutory Reports
2.e Approve Capital Distribution of EUR 0. For For Management
32 per Share
2.f Approve Discharge of Directors For For Management
3 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
4.a Amend Remuneration Policy For For Management
4.b Approve Equity Incentive Plan and For Against Management
Grant Board Authority to Issue Shares
and Exclude Preemptive Rights in
Connection with Equity Incentive Plan
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Cancellation of Class B For For Management
Special Voting Shares
7 Close Meeting None None Management
--------------------------------------------------------------------------------
STMICROELECTRONICS NV
Ticker: STM Security ID: N83574108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Management Board None None Management
(Non-Voting)
2 Receive Report of Supervisory Board None None Management
(Non-Voting)
3 Approve Remuneration Report For Against Management
4 Approve Remuneration Policy for For For Management
Management Board
5 Adopt Financial Statements and For For Management
Statutory Reports
6 Approve Dividends For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Reelect Jean-Marc Chery to Management For For Management
Board
10 Approve Grant of Unvested Stock Awards For For Management
to Jean-Marc Chery as President and CEO
11 Approve Unvested Stock Award Plan for For For Management
Management and Key Employees
12 Reelect Nicolas Dufourcq to For For Management
Supervisory Board
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Exclude Pre-emptive Rights
15 Allow Questions None None Management
--------------------------------------------------------------------------------
STOCKLAND
Ticker: SGP Security ID: Q8773B105
Meeting Date: OCT 20, 2020 Meeting Type: Annual/Special
Record Date: OCT 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Kate McKenzie as Director For For Management
3 Elect Tom Pockett as Director For For Management
4 Elect Andrew Stevens as Director For For Management
5 Approve Remuneration Report For For Management
6 Approve Renewal of Termination For For Management
Benefits Framework
--------------------------------------------------------------------------------
STORA ENSO OYJ
Ticker: STERV Security ID: X8T9CM113
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.30 Per Share
8A Demand Minority Dividend Abstain Abstain Management
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report (Advisory For For Management
Vote)
11 Approve Remuneration of Directors in For For Management
the Amount of EUR 197,000 for
Chairman, EUR 112,000 for Vice
Chairman, and EUR 76,000 for Other
Directors; Approve Remuneration for
Committee Work
12 Fix Number of Directors at Nine For For Management
13 Reelect Elisabeth Fleuriot, Hock Goh, For Against Management
Mikko Helander, Christiane Kuehne,
Antti Makinen (Chair), Richard Nilsson
and Hakan Buskheand (Vice Chair) as
Directors; Elect Helena Hedblom and
Hans Sohlstrom as New Directors
14 Approve Remuneration of Auditors For For Management
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
17 Approve Issuance of up to 2 Million For For Management
Class R Shares without Preemptive
Rights
18 Decision Making Order None None Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
STRAUMANN HOLDING AG
Ticker: STMN Security ID: H8300N119
Meeting Date: APR 09, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 5.75 per Share
3 Approve Discharge of Board of Directors For For Management
4 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 2.7
Million
5.1 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 9 Million
5.2 Approve Long-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 3.5 Million
5.3 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 3.1 Million
6.1 Reelect Gilbert Achermann as Director For For Management
and Board Chairman
6.2 Reelect Sebastian Burckhardt as For For Management
Director
6.3 Reelect Marco Gadola as Director For For Management
6.4 Reelect Juan Gonzalez as Director For For Management
6.5 Reelect Beat Luethi as Director For For Management
6.6 Reelect Thomas Straumann as Director For For Management
6.7 Reelect Regula Wallimann as Director For For Management
6.8 Elect Petra Rumpf as Director For For Management
7.1 Appoint Beat Luethi as Member of the For For Management
Compensation Committee
7.2 Appoint Regula Wallimann as Member of For For Management
the Compensation Committee
7.3 Appoint Juan Gonzalez as Member of the For For Management
Compensation Committee
8 Designate Neovius AG as Independent For For Management
Proxy
9 Ratify Ernst & Young AG as Auditors For For Management
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SUBARU CORP.
Ticker: 7270 Security ID: J7676H100
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 28
2.1 Elect Director Nakamura, Tomomi For For Management
2.2 Elect Director Hosoya, Kazuo For For Management
2.3 Elect Director Mizuma, Katsuyuki For For Management
2.4 Elect Director Onuki, Tetsuo For For Management
2.5 Elect Director Osaki, Atsushi For For Management
2.6 Elect Director Hayata, Fumiaki For For Management
2.7 Elect Director Abe, Yasuyuki For For Management
2.8 Elect Director Yago, Natsunosuke For For Management
2.9 Elect Director Doi, Miwako For For Management
3 Appoint Statutory Auditor Kato, Yoichi For For Management
4 Appoint Alternate Statutory Auditor For For Management
Ryu, Hirohisa
--------------------------------------------------------------------------------
SUEZ SA
Ticker: SEV Security ID: F6327G101
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: JUN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.65 per Share
4 Ratify Appointment of Bertrand Meunier For For Management
as Director
5 Ratify Appointment of Jacques Richier For For Management
as Director
6 Ratify Appointment of Anthony R. For For Management
Coscia as Director
7 Ratify Appointment of Philippe For For Management
Petitcolin as Director
8 Approve Auditors' Special Report on For For Management
Related-Party Transactions
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Compensation of Jean-Louis For For Management
Chaussade, Chairman of the Board Until
May 12, 2020
11 Approve Compensation of Philippe For For Management
Varin, Chairman of the Board From May
12, 2020 Until December 31, 2020
12 Approve Compensation of Bertrand For For Management
Camus, CEO
13 Approve Remuneration Policy of For For Management
Chairman of the Board
14 Approve Remuneration Policy of CEO For For Management
15 Approve Remuneration Policy of For For Management
Directors
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SUMCO CORP.
Ticker: 3436 Security ID: J76896109
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hashimoto, Mayuki For For Management
1.2 Elect Director Takii, Michiharu For For Management
1.3 Elect Director Furuya, Hisashi For For Management
1.4 Elect Director Hiramoto, Kazuo For For Management
1.5 Elect Director Kato, Akane For For Management
2 Elect Director and Audit Committee For For Management
Member Inoue, Fumio
--------------------------------------------------------------------------------
SUMITOMO CHEMICAL CO., LTD.
Ticker: 4005 Security ID: J77153120
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tokura, Masakazu For For Management
1.2 Elect Director Iwata, Keiichi For For Management
1.3 Elect Director Takeshita, Noriaki For For Management
1.4 Elect Director Matsui, Masaki For For Management
1.5 Elect Director Akahori, Kingo For For Management
1.6 Elect Director Mito, Nobuaki For For Management
1.7 Elect Director Ueda, Hiroshi For For Management
1.8 Elect Director Niinuma, Hiroshi For For Management
1.9 Elect Director Ikeda, Koichi For For Management
1.10 Elect Director Tomono, Hiroshi For For Management
1.11 Elect Director Ito, Motoshige For For Management
1.12 Elect Director Muraki, Atsuko For For Management
2 Appoint Statutory Auditor Aso, For For Management
Mitsuhiro
--------------------------------------------------------------------------------
SUMITOMO CORP.
Ticker: 8053 Security ID: J77282119
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
2.1 Elect Director Nakamura, Kuniharu For For Management
2.2 Elect Director Hyodo, Masayuki For For Management
2.3 Elect Director Nambu, Toshikazu For For Management
2.4 Elect Director Yamano, Hideki For For Management
2.5 Elect Director Seishima, Takayuki For For Management
2.6 Elect Director Shiomi, Masaru For For Management
2.7 Elect Director Ehara, Nobuyoshi For For Management
2.8 Elect Director Ishida, Koji For For Management
2.9 Elect Director Iwata, Kimie For For Management
2.10 Elect Director Yamazaki, Hisashi For For Management
2.11 Elect Director Ide, Akiko For For Management
3 Appoint Statutory Auditor Nagashima, For For Management
Yukiko
4 Approve Performance Share Plan For For Management
5 Amend Articles to Disclose Plan Against Against Shareholder
Outlining Company's Business Strategy
to Align Investments with Goals of
Paris Agreement
--------------------------------------------------------------------------------
SUMITOMO DAINIPPON PHARMA CO., LTD.
Ticker: 4506 Security ID: J10542116
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2 Amend Articles to Change Company Name For For Management
3.1 Elect Director Tada, Masayo For For Management
3.2 Elect Director Nomura, Hiroshi For For Management
3.3 Elect Director Odagiri, Hitoshi For For Management
3.4 Elect Director Kimura, Toru For For Management
3.5 Elect Director Ikeda, Yoshiharu For For Management
3.6 Elect Director Atomi, Yutaka For For Management
3.7 Elect Director Arai, Saeko For For Management
3.8 Elect Director Endo, Nobuhiro For For Management
3.9 Elect Director Usui, Minoru For For Management
4.1 Appoint Statutory Auditor Oe, Yoshinori For For Management
4.2 Appoint Statutory Auditor Fujii, For Against Management
Junsuke
4.3 Appoint Statutory Auditor Mochizuki, For For Management
Mayumi
5 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
SUMITOMO ELECTRIC INDUSTRIES LTD.
Ticker: 5802 Security ID: J77411114
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 16
2.1 Elect Director Matsumoto, Masayoshi For For Management
2.2 Elect Director Inoue, Osamu For For Management
2.3 Elect Director Nishida, Mitsuo For For Management
2.4 Elect Director Kasui, Yoshitomo For For Management
2.5 Elect Director Nishimura, Akira For For Management
2.6 Elect Director Hato, Hideo For For Management
2.7 Elect Director Shirayama, Masaki For For Management
2.8 Elect Director Kobayashi, Nobuyuki For For Management
2.9 Elect Director Sato, Hiroshi For For Management
2.10 Elect Director Tsuchiya, Michihiro For For Management
2.11 Elect Director Christina Ahmadjian For For Management
2.12 Elect Director Miyata, Yasuhiro For For Management
2.13 Elect Director Sahashi, Toshiyuki For For Management
2.14 Elect Director Watanabe, Katsuaki For For Management
2.15 Elect Director Horiba, Atsushi For For Management
3 Appoint Statutory Auditor Kijima, For For Management
Tatsuo
4 Approve Annual Bonus For For Management
5 Approve Compensation Ceiling for For For Management
Directors
6 Approve Compensation Ceiling for For For Management
Statutory Auditors
--------------------------------------------------------------------------------
SUMITOMO METAL MINING CO., LTD.
Ticker: 5713 Security ID: J77712180
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 99
2 Amend Articles to Remove All For For Management
Provisions on Advisory Positions -
Clarify Director Authority on Board
Meetings
3.1 Elect Director Nakazato, Yoshiaki For For Management
3.2 Elect Director Nozaki, Akira For For Management
3.3 Elect Director Matsumoto, Nobuhiro For For Management
3.4 Elect Director Higo, Toru For For Management
3.5 Elect Director Kanayama, Takahiro For For Management
3.6 Elect Director Nakano, Kazuhisa For For Management
3.7 Elect Director Ishii, Taeko For For Management
3.8 Elect Director Kinoshita, Manabu For For Management
4.1 Appoint Statutory Auditor Imai, Koji For For Management
4.2 Appoint Statutory Auditor Wakamatsu, For For Management
Shoji
5 Appoint Alternate Statutory Auditor For For Management
Mishina, Kazuhiro
6 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Ticker: 8316 Security ID: J7771X109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 95
2.1 Elect Director Kunibe, Takeshi For Against Management
2.2 Elect Director Ota, Jun For Against Management
2.3 Elect Director Takashima, Makoto For For Management
2.4 Elect Director Nakashima, Toru For For Management
2.5 Elect Director Kudo, Teiko For For Management
2.6 Elect Director Inoue, Atsuhiko For Against Management
2.7 Elect Director Isshiki, Toshihiro For Against Management
2.8 Elect Director Kawasaki, Yasuyuki For For Management
2.9 Elect Director Matsumoto, Masayuki For For Management
2.10 Elect Director Arthur M. Mitchell For For Management
2.11 Elect Director Yamazaki, Shozo For For Management
2.12 Elect Director Kono, Masaharu For For Management
2.13 Elect Director Tsutsui, Yoshinobu For For Management
2.14 Elect Director Shimbo, Katsuyoshi For For Management
2.15 Elect Director Sakurai, Eriko For For Management
3 Amend Articles to Allow Virtual Only For For Management
Shareholder Meetings
--------------------------------------------------------------------------------
SUMITOMO MITSUI TRUST HOLDINGS, INC.
Ticker: 8309 Security ID: J7772M102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2.1 Elect Director Takakura, Toru For For Management
2.2 Elect Director Araumi, Jiro For For Management
2.3 Elect Director Yamaguchi, Nobuaki For For Management
2.4 Elect Director Oyama, Kazuya For For Management
2.5 Elect Director Okubo, Tetsuo For Against Management
2.6 Elect Director Hashimoto, Masaru For Against Management
2.7 Elect Director Shudo, Kuniyuki For Against Management
2.8 Elect Director Tanaka, Koji For Against Management
2.9 Elect Director Matsushita, Isao For For Management
2.10 Elect Director Saito, Shinichi For For Management
2.11 Elect Director Kawamoto, Hiroko For For Management
2.12 Elect Director Aso, Mitsuhiro For For Management
2.13 Elect Director Kato, Nobuaki For For Management
2.14 Elect Director Yanagi, Masanori For For Management
2.15 Elect Director Kashima, Kaoru For For Management
--------------------------------------------------------------------------------
SUMITOMO REALTY & DEVELOPMENT CO., LTD.
Ticker: 8830 Security ID: J77841112
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 21
2.1 Elect Director Onodera, Kenichi For For Management
2.2 Elect Director Nishima, Kojun For For Management
2.3 Elect Director Takemura, Nobuaki For For Management
2.4 Elect Director Kobayashi, Masato For For Management
2.5 Elect Director Kato, Hiroshi For For Management
2.6 Elect Director Katayama, Hisatoshi For For Management
2.7 Elect Director Odai, Yoshiyuki For For Management
2.8 Elect Director Ito, Koji For For Management
2.9 Elect Director Izuhara, Yozo For For Management
2.10 Elect Director Kemori, Nobumasa For For Management
3 Appoint Alternate Statutory Auditor For For Management
Uno, Kozo
--------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LIMITED
Ticker: 16 Security ID: Y82594121
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Yip Dicky Peter as Director For For Management
3.1b Elect Wong Yue-chim, Richard as For For Management
Director
3.1c Elect Fung Kwok-lun, William as For For Management
Director
3.1d Elect Leung Nai-pang, Norman as For For Management
Director
3.1e Elect Fan Hung-ling, Henry as Director For For Management
3.1f Elect Kwan Cheuk-yin, William as For For Management
Director
3.1g Elect Lui Ting, Victor as Director For For Management
3.1h Elect Fung Yuk-lun, Allen as Director For For Management
3.2 Approve Directors' Fees For For Management
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
SUNCORP GROUP LIMITED
Ticker: SUN Security ID: Q88040110
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Approve Grant of Performance Rights to For For Management
Steve Johnston
3a Elect Elmer Funke Kupper as Director For For Management
3b Elect Simon Machell as Director For For Management
--------------------------------------------------------------------------------
SUNDRUG CO., LTD.
Ticker: 9989 Security ID: J78089109
Meeting Date: JUN 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 35
--------------------------------------------------------------------------------
SUNTEC REAL ESTATE INVESTMENT TRUST
Ticker: T82U Security ID: Y82954101
Meeting Date: DEC 04, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 50 Percent For For Management
Interest in Two Grade A Office
Buildings with Ancillary Retail in
Victoria, West End, London, United
Kingdom
--------------------------------------------------------------------------------
SUNTEC REAL ESTATE INVESTMENT TRUST
Ticker: T82U Security ID: Y82954101
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, and Audited Financial
Statements and Auditors' Report
2 Approve KPMG LLP as Auditors and For For Management
Authorize Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
4 Authorize Unit Repurchase Program For For Management
--------------------------------------------------------------------------------
SUNTORY BEVERAGE & FOOD LTD.
Ticker: 2587 Security ID: J78186103
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 39
2 Amend Articles to Authorize Board to For For Management
Determine Income Allocation
3.1 Elect Director Saito, Kazuhiro For For Management
3.2 Elect Director Kimura, Josuke For For Management
3.3 Elect Director Shekhar Mundlay For For Management
3.4 Elect Director Peter Harding For For Management
3.5 Elect Director Aritake, Kazutomo For For Management
3.6 Elect Director Inoue, Yukari For For Management
4.1 Elect Director and Audit Committee For For Management
Member Yamazaki, Yuji
4.2 Elect Director and Audit Committee For For Management
Member Uchida, Harumichi
4.3 Elect Director and Audit Committee For For Management
Member Masuyama, Mika
5 Elect Alternate Director and Audit For For Management
Committee Member Amitani, Mitsuhiro
--------------------------------------------------------------------------------
SUZUKEN CO., LTD.
Ticker: 9987 Security ID: J78454105
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Abolish Board For For Management
Structure with Statutory Auditors -
Adopt Board Structure with Audit
Committee - Amend Provisions on Number
of Directors - Authorize Directors to
Execute Day to Day Operations without
Full Board Approval
2.1 Elect Director Bessho, Yoshiki For For Management
2.2 Elect Director Miyata, Hiromi For For Management
2.3 Elect Director Asano, Shigeru For For Management
2.4 Elect Director Tamura, Hisashi For For Management
2.5 Elect Director Takahashi, Chie For For Management
2.6 Elect Director Usui, Yasunori For For Management
2.7 Elect Director Samura, Shunichi For For Management
3.1 Elect Director and Audit Committee For Against Management
Member Ueda, Keisuke
3.2 Elect Director and Audit Committee For For Management
Member Iwatani, Toshiaki
3.3 Elect Director and Audit Committee For Against Management
Member Ogasawara, Takeshi
4 Elect Alternate Director and Audit For For Management
Committee Member Usui, Yasunori
5 Approve Compensation Ceiling for For For Management
Directors Who Are Not Audit Committee
Members
6 Approve Compensation Ceiling for For For Management
Directors Who Are Audit Committee
Members
7 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
SUZUKI MOTOR CORP.
Ticker: 7269 Security ID: J78529138
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 53
2.1 Elect Director Suzuki, Toshihiro For For Management
2.2 Elect Director Honda, Osamu For For Management
2.3 Elect Director Nagao, Masahiko For For Management
2.4 Elect Director Suzuki, Toshiaki For For Management
2.5 Elect Director Saito, Kinji For For Management
2.6 Elect Director Yamashita, Yukihiro For For Management
2.7 Elect Director Kawamura, Osamu For For Management
2.8 Elect Director Domichi, Hideaki For For Management
2.9 Elect Director Kato, Yuriko For For Management
3 Appoint Statutory Auditor Toyoda, For For Management
Taisuke
--------------------------------------------------------------------------------
SVENSKA CELLULOSA AB
Ticker: SCA.B Security ID: W90152120
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2.1 Designate Madeleine Wallmark as For For Management
Inspector of Minutes of Meeting
2.2 Designate Anders Oscarsson as For For Management
Inspector of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7a Accept Financial Statements and For For Management
Statutory Reports
7b Approve Allocation of Income and For For Management
Dividends of SEK 2 Per Share
7c1 Approve Discharge of Charlotte For For Management
Bengtsson
7c2 Approve Discharge of Par Boman For For Management
7c3 Approve Discharge of Lennart Evrell For For Management
7c4 Approve Discharge of Annemarie Gardshol For For Management
7c5 Approve Discharge of Ulf Larsson (as For For Management
Board Member)
7c6 Approve Discharge of Martin Lindqvist For For Management
7c7 Approve Discharge of Lotta Lyra For For Management
7c8 Approve Discharge of Bert Nordberg For For Management
7c9 Approve Discharge of Anders Sundstrom For For Management
7c10 Approve Discharge of Barbara M. For For Management
Thoralfsson
7c11 Approve Discharge of Employee For For Management
Representative Roger Bostrom
7c12 Approve Discharge of Employee For For Management
Representative Hans Wentjav
7c13 Approve Discharge of Employee For For Management
Representative Johanna Viklund Linden
7c14 Approve Discharge of Deputy Employee For For Management
Representative Per Andersson
7c15 Approve Discharge of Deputy Employee For For Management
Representative Maria Jonsson
7c16 Approve Discharge of Deputy Employee For For Management
Representative Stefan Lundkvist
7c17 Approve Discharge of Ulf Larsson (as For For Management
CEO)
8 Determine Number of Directors (10) and For For Management
Deputy Directors (0) of Board
9 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
10.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.9 Million for
Chairman and SEK 650,000 for Other
Directors; Approve Remuneration for
Committee Work
10.2 Approve Remuneration of Auditors For For Management
11.1 Reelect Charlotte Bengtsson as Director For For Management
11.2 Reelect Par Boman as Director For For Management
11.3 Reelect Lennart Evrell as Director For For Management
11.4 Reelect Annemarie Gardshol as Director For For Management
11.5 Reelect Ulf Larsson as Director For For Management
11.6 Reelect Martin Lindqvist as Director For For Management
11.7 Reelect Bert Nordberg as Director For For Management
11.8 Reelect Anders Sundstrom as Director For For Management
11.9 Reelect Barbara Thoralfsson as Director For For Management
11.10 Elect Carina Hakansson as New Director For For Management
12 Reelect Par Boman as Board Chairman For For Management
13 Ratify Ernst & Young as Auditors For For Management
14 Approve Remuneration Report For For Management
15 Amend Articles Re: Powers of Attorneys For For Management
and Postal Ballots; Editorial Changes
16 Close Meeting None None Management
--------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN AB
Ticker: SHB.A Security ID: W9112U104
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3.1 Designate Carina Sverin as Inspector For For Management
of Minutes of Meeting
3.2 Designate Carina Silberg as Inspector For For Management
of Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Receive Financial Statements and None None Management
Statutory Reports
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of SEK 4.10 Per Share
10 Approve Remuneration Report For For Management
11.1 Approve Discharge of Board Member Jon For For Management
Fredrik Baksaas
11.2 Approve Discharge of Board Member Hans For For Management
Biorck
11.3 Approve Discharge of Board Chairman For For Management
Par Boman
11.4 Approve Discharge of Board Member For For Management
Kerstin Hessius
11.5 Approve Discharge of Board Member Lisa For For Management
Kaae
11.6 Approve Discharge of Board Member For For Management
Fredrik Lundberg
11.7 Approve Discharge of Board Member Ulf For For Management
Riese
11.8 Approve Discharge of Board Member Arja For For Management
Taaveniku
11.9 Approve Discharge of Board Member For For Management
Carina Akerstrom
11.10 Approve Discharge of Board Member For For Management
Jan-Erik Hoog
11.11 Approve Discharge of Board Member Ole For For Management
Johansson
11.12 Approve Discharge of Board Member For For Management
Bente Rathe
11.13 Approve Discharge of Board Member For For Management
Charlotte Skog
11.14 Approve Discharge of Employee For For Management
Representative Anna Hjelmberg
11.15 Approve Discharge of Employee For For Management
Representative Lena Renstrom
11.16 Approve Discharge of Employee For For Management
Representative, Deputy Stefan Henricson
11.17 Approve Discharge of Employee For For Management
Representative, Deputy Charlotte Uriz
11.18 Approve Discharge of President Carina For For Management
Akerstrom
12 Authorize Repurchase of up to 120 For For Management
Million Class A and/or B Shares and
Reissuance of Repurchased Shares
13 Authorize Share Repurchase Program For For Management
14 Approve Issuance of Convertible For For Management
Capital Instruments Corresponding to a
Maximum of 198 Million Shares without
Preemptive Rights
15 Amend Articles of Association Re: For For Management
Postal Ballots; Editorial Changes
16 Determine Number of Directors (9) For For Management
17 Determine Number of Auditors (2) For For Management
18.1 Approve Remuneration of Directors in For For Management
the Amount of SEK 3.5 Million for
Chairman, SEK 1 Million for Vice
Chairman, and SEK 715,000 for Other
Directors; Approve Remuneration for
Committee Work
18.2 Approve Remuneration of Auditors For For Management
19.1 Reelect Jon-Fredrik Baksaas as Director For For Management
19.2 Elect Stina Bergfors as New Director For For Management
19.3 Reelect Hans Biorck as Director For For Management
19.4 Reelect Par Boman as Director For Against Management
19.5 Reelect Kerstin Hessius as Director For For Management
19.6 Reelect Fredrik Lundberg as Director For Against Management
19.7 Reelect Ulf Riese as Director For Against Management
19.8 Reelect Arja Taaveniku as Director For For Management
19.9 Reelect Carina Akerstrom as Director For For Management
20 Reelect Par Boman as Chairman For Against Management
21.1 Ratify Ernst & Young as Auditors For For Management
21.2 Ratify PricewaterhouseCoopers as For For Management
Auditors
22 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management
23 Appoint Auditors in Foundations For For Management
without Own Management
24 Close Meeting None None Management
--------------------------------------------------------------------------------
SWEDBANK AB
Ticker: SWED.A Security ID: W94232100
Meeting Date: FEB 15, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7 Approve Dividends of SEK 4.35 Per Share For For Management
8 Close Meeting None None Management
--------------------------------------------------------------------------------
SWEDBANK AB
Ticker: SWED.A Security ID: W94232100
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Approve Agenda of Meeting For For Management
6 Acknowledge Proper Convening of Meeting For For Management
7.a Receive Financial Statements and None None Management
Statutory Reports
7.b Receive Auditor's Report None None Management
8 Accept Financial Statements and For For Management
Statutory Reports
9 Approve Allocation of Income and For For Management
Dividends of SEK 2.90 Per Share
10.a Approve Discharge of Bodil Eriksson as For For Management
Ordinary Board Member Until 28 May 2020
10.b Approve Discharge of Mats Granryd as For For Management
Ordinary Board Member Until 28 May 2020
10.c Approve Discharge of Bo Johansson as For For Management
Ordinary Board Member Until 28 May 2020
10.d Approve Discharge of Magnus Uggla as For For Management
Ordinary Board Member Until 28 May 2020
10.e Approve Discharge of Kerstin For For Management
Hermansson as Ordinary Board Member
10.f Approve Discharge of Josefin For For Management
Lindstrand as Ordinary Board Member
10.g Approve Discharge of Bo Magnusson as For For Management
Ordinary Board Member and Deputy Chair
10.h Approve Discharge of Anna Mossberg as For For Management
Ordinary Board Member
10.i Approve Discharge of Goran Persson as For For Management
Ordinary Board Member and Chair
10.j Approve Discharge of Bo Bengtsson as For For Management
Ordinary Board Member as of 28 May 2020
10.k Approve Discharge of Goran Bengtsson For For Management
as Ordinary Board Member as of 28 May
2020
10.l Approve Discharge of Hans Eckerstrom For For Management
as Ordinary Board Member as of 28 May
2020
10.m Approve Discharge of Bengt Erik For For Management
Lindgren as Ordinary Board Member as
of 28 May 2020
10.n Approve Discharge of Biljana Pehrsson For For Management
as Ordinary Board Member as of 28 May
2020
10.o Approve Discharge of Jens Henriksson, For For Management
CEO
10.p Approve Discharge of Camilla Linder as For For Management
Ordinary Employee Representative until
28 May 2020, thereafter as Deputy
Employee Representative
10.q Approve Discharge of Roger Ljung as For For Management
Ordinary Employee Representative
10.r Approve Discharge of Henrik Joelsson For For Management
as Deputy Employee Representative
10.s Approve Discharge of Ake Skoglund as For For Management
Deputy Employee Representative until
28 May 2020, thereafter as Ordinary
Employee Representative
11 Amend Articles Re: Editorial Changes; For For Management
Number of Board Members; Collecting of
Proxies and Advanced Voting;
Participation at General Meetings
12 Determine Number of Members (12) and For For Management
Deputy Members of Board (0)
13 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.8 Million for
Chairman, SEK 955,800 for Vice
Chairman and SEK 653,400 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
14.a Elect Annika Creutzer as New Director For For Management
14.b Elect Per Olof Nyman as New Director For For Management
14.c Reelect Bo Bengtsson as Director For For Management
14.d Reelect Goran Bengtsson as Director For For Management
14.e Reelect Hans Eckerstrom as Director For For Management
14.f Reelect Kerstin Hermansson as Director For For Management
14.g Reelect Bengt Erik Lindgren as Director For For Management
14.h Reelect Josefin Lindstrand as Director For For Management
14.i Reelect Bo Magnusson as Director For For Management
14.j Reelect Anna Mossberg as Director For For Management
14.k Reelect Biljana Pehrsson as Director For For Management
14.l Reelect Goran Persson as Director For For Management
15 Elect Goran Persson as Board Chairman For For Management
and Bo Magnusson as Vice Chairman
16 Authorize Chairman of Board and For For Management
Representatives of Five of Company's
Largest Shareholders to Serve on
Nominating Committee; Approve
Nomination Committee Procedures
17 Authorize Repurchase Authorization for For For Management
Trading in Own Shares
18 Authorize General Share Repurchase For For Management
Program
19 Approve Issuance of Convertibles For For Management
without Preemptive Rights
20.a Approve Common Deferred Share Bonus For For Management
Plan (Eken 2021)
20.b Approve Deferred Share Bonus Plan for For For Management
Key Employees (IP 2021)
20.c Approve Equity Plan Financing to For For Management
Participants of 2021 and Previous
Programs
21 Approve Remuneration Report For For Management
22.a Deliberation on Possible Legal Action Against Against Shareholder
Against Representatives
22.b Request Compensation from Against Against Shareholder
Representatives for the Damage that
the Investigation finds that Swedbank
has Suffered
22.c Engage a Law Firm, Chosen by Swedbank Against Against Shareholder
and Accepted by Therium Capital
Management Nordic AS, to Carry Out the
Investigation and Represent Swedbank
as a Legal Counsel in the Action for
Damages
22.d Enter into a Third-Party Financing Against Against Shareholder
Agreement with Therium Capital
Management Nordic AS
23.a1 Swedbank Adopts Guidelines to None Against Shareholder
Immediately Decline Loans to Projects
Aiming at Extracting Fossil Fuels
23.a2 Swedbank Adopts Guidelines to None Against Shareholder
Immediately Decline Loans to Companies
whose Main Activity is to Extract
Fossil Fuels (Excluding Specific
Projects Focused on Activities Other
than Fossil Fuel Extraction)
23.b Swedbank, before the AGM 2022, Reports None Against Shareholder
its Exposure in Loans to Companies
whose Main Activity is to Extract
Fossil Energy
24 Close Meeting None None Management
--------------------------------------------------------------------------------
SWEDISH MATCH AB
Ticker: SWMA Security ID: W92277115
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Designate Peter Lundkvist and Filippa For For Management
Gerstadt Inspectors of Minutes of
Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Approve Agenda of Meeting For For Management
6 Approve Remuneration Report For For Management
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 15.00 Per Share
9.a Approve Discharge of Charles A. Blixt For For Management
9.b Approve Discharge of Andrew Cripps For For Management
9.c Approve Discharge of Jacqueline For For Management
Hoogerbrugge
9.d Approve Discharge of Conny Carlsson For For Management
9.e Approve Discharge of Alexander Lacik For For Management
9.f Approve Discharge of Pauline Lindwall For For Management
9.g Approve Discharge of Wenche Rolfsen For For Management
9.h Approve Discharge of Joakim Westh For For Management
9.i Approve Discharge of Patrik For For Management
Engelbrektsson
9.j Approve Discharge of Par-Ola Olausson For For Management
9.k Approve Discharge of Dragan Popovic For For Management
9.l Approve Discharge of Lars Dahlgren For For Management
10 Determine Number of Members (8) and For For Management
Deputy Members (0) of Board
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 2.25 million to
Chair, SEK 1.04 Million to Vice Chair
and SEK 900,000 to Other Directors;
Approve Remuneration for Committee Work
12.a Reelect Charles A. Blixt as Director For For Management
12.b Reelect Andrew Cripps as Director For For Management
12.c Reelect Jacqueline Hoogerbrugge as For For Management
Director
12.d Reelect Conny Carlsson as Director For For Management
12.e Reelect Alexander Lacik as Director For For Management
12.f Reelect Pauline Lindwall as Director For For Management
12.g Reelect Wenche Rolfsen as Director For For Management
12.h Reelect Joakim Westh as Director For For Management
12.i Reelect Conny Karlsson as Board Chair For For Management
12.j Reelect Andrew Cripps as Deputy For For Management
Director
13 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
14 Approve Remuneration of Auditors For For Management
15 Ratify Deloitte as Auditors For For Management
16.a Approve SEK 10.8 Million Reduction in For For Management
Share Capital via Share Cancellation
16.b Approve Bonus Issue For For Management
17 Authorize Share Repurchase Program For For Management
18 Authorize Reissuance of Repurchased For For Management
Shares
19 Approve Issuance of Shares up to 10 For For Management
Per cent of Share Capital without
Preemptive Rights
20.a Amend Articles Re: Equity-Related; Set For For Management
Minimum (SEK 200 Million) and Maximum
(SEK 800 Million) Share Capital; Set
Minimum (1 Billion) and Maximum (4
Billion) Number of Shares
20.b Approve 10:1 Stock Split For For Management
21 Amend Articles of Association Re: For For Management
Editorial Changes
--------------------------------------------------------------------------------
SWIRE PACIFIC LIMITED
Ticker: 19 Security ID: Y83310105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect D P Cogman as Director For For Management
1b Elect M B Swire as Director For Against Management
1c Elect S C Swire as Director For For Management
1d Elect M J Murray as Director For For Management
2 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Authorize Repurchase of Issued Share For For Management
Capital
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SWIRE PROPERTIES LTD.
Ticker: 1972 Security ID: Y83191109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Patrick Healy as Director For For Management
1b Elect Lung Ngan Yee Fanny as Director For For Management
1c Elect Martin James Murray as Director For For Management
2 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Authorize Repurchase of Issued Share For For Management
Capital
4 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SWISS LIFE HOLDING AG
Ticker: SLHN Security ID: H8404J162
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Allocation of Income and For For Management
Dividends of CHF 21.00 per Share
3 Approve Discharge of Board of Directors For For Management
4.1 Approve Fixed Remuneration of For For Management
Directors in the Amount of CHF 3.2
Million
4.2 Approve Short-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 3.7 Million
4.3 Approve Fixed and Long-Term Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 13.8 Million
5.1 Reelect Rolf Doerig as Director and For For Management
Board Chairman
5.2 Reelect Thomas Buess as Director For For Management
5.3 Reelect Adrienne Fumagalli as Director For For Management
5.4 Reelect Ueli Dietiker as Director For For Management
5.5 Reelect Damir Filipovic as Director For For Management
5.6 Reelect Frank Keuper as Director For For Management
5.7 Reelect Stefan Loacker as Director For For Management
5.8 Reelect Henry Peter as Director For For Management
5.9 Reelect Martin Schmid as Director For For Management
5.10 Reelect Franziska Sauber as Director For For Management
5.11 Reelect Klaus Tschuetscher as Director For For Management
5.12 Appoint Martin Schmid as Member of the For For Management
Compensation Committee
5.13 Reappoint Franziska Sauber as Member For For Management
of the Compensation Committee
5.14 Reappoint Klaus Tschuetscher as Member For For Management
of the Compensation Committee
6 Designate Andreas Zuercher as For For Management
Independent Proxy
7 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
8 Approve CHF 48,582 Reduction in Share For For Management
Capital as Part of the Share Buyback
Program via Cancellation of
Repurchased Shares
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SWISS PRIME SITE AG
Ticker: SPSN Security ID: H8403W107
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
(Non-Binding)
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Allocation of Income and For For Management
Dividends of CHF 3.35 per Registered
Share
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.8 Million
5.2 Approve Fixed and Variable For For Management
Remuneration of Executive Committee in
the Amount of CHF 8.3 Million
6 Approve Creation of CHF 107.1 Million For For Management
Pool of Authorized Capital without
Preemptive Rights
7.1.1 Reelect Ton Buechner as Director For For Management
7.1.2 Reelect Christopher Chambers as For For Management
Director
7.1.3 Reelect Barbara Frei-Spreiter as For For Management
Director
7.1.4 Reelect Gabrielle Nater-Bass as For For Management
Director
7.1.5 Reelect Mario Seris as Director For For Management
7.1.6 Reelect Thomas Studhalter as Director For For Management
7.1.7 Elect Barbara Knoflach as Director For For Management
7.2 Reelect Ton Buechner as Board Chairman For For Management
7.3.1 Reappoint Christopher Chambers as For For Management
Member of the Nomination and
Compensation Committee
7.3.2 Reappoint Barbara Frei-Spreiter as For For Management
Member of the Nomination and
Compensation Committee
7.3.3 Reappoint Gabrielle Nater-Bass as For For Management
Member of the Nomination and
Compensation Committee
7.4 Designate Paul Wiesli as Independent For For Management
Proxy
7.5 Ratify KPMG AG as Auditors For For Management
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SWISS RE AG
Ticker: SREN Security ID: H8431B109
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Remuneration Report For For Management
1.2 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 5.90 per Share
3 Approve Variable Short-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 15.1 Million
4 Approve Discharge of Board of Directors For For Management
5.1.a Reelect Sergio Ermotti as Director and For For Management
Board Chairman
5.1.b Reelect Raymond Ch'ien as Director For For Management
5.1.c Reelect Renato Fassbind as Director For For Management
5.1.d Reelect Karen Gavan as Director For For Management
5.1.e Reelect Joachim Oechslin as Director For For Management
5.1.f Reelect Deanna Ong as Director For For Management
5.1.g Reelect Jay Ralph as Director For For Management
5.1.h Reelect Joerg Reinhardt as Director For For Management
5.1.i Reelect Philip Ryan as Director For For Management
5.1.j Reelect Paul Tucker as Director For For Management
5.1.k Reelect Jacques de Vaucleroy as For For Management
Director
5.1.l Reelect Susan Wagner as Director For For Management
5.1.m Reelect Larry Zimpleman as Director For For Management
5.2.1 Reappoint Raymond Ch'ien as Member of For For Management
the Compensation Committee
5.2.2 Reappoint Renato Fassbind as Member of For For Management
the Compensation Committee
5.2.3 Reappoint Karen Gavan as Member of the For For Management
Compensation Committee
5.2.4 Reappoint Joerg Reinhardt as Member of For For Management
the Compensation Committee
5.2.5 Reappoint Jacques de Vaucleroy as For For Management
Member of the Compensation Committee
5.3 Designate Proxy Voting Services GmbH For For Management
as Independent Proxy
5.4 Ratify KPMG as Auditors For For Management
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10.3 Million
6.2 Approve Fixed and Variable Long-Term For For Management
Remuneration of Executive Committee in
the Amount of CHF 36.5 Million
7 Approve Renewal of CHF 8.5 Million For For Management
Pool of Authorized Share Capital with
Partial Exclusion of Preemptive Rights
8 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SWISSCOM AG
Ticker: SCMN Security ID: H8398N104
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 22 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Reelect Roland Abt as Director For For Management
4.2 Reelect Alain Carrupt as Director For For Management
4.3 Elect Guus Dekkers as Director For For Management
4.4 Reelect Frank Esser as Director For For Management
4.5 Reelect Barbara Frei as Director For For Management
4.6 Reelect Sandra Lathion-Zweifel as For For Management
Director
4.7 Reelect Anna Mossberg as Director For For Management
4.8 Reelect Michael Rechsteiner as Director For For Management
4.9 Elect Michael Rechsteiner as Board For For Management
Chairman
5.1 Reappoint Roland Abt as Member of the For For Management
Compensation Committee
5.2 Reappoint Frank Esser as Member of the For For Management
Compensation Committee
5.3 Reappoint Barbara Frei as Member of For For Management
the Compensation Committee
5.4 Appoint Michael Rechsteiner as Member For For Management
of the Compensation Committee
5.5 Reappoint Renzo Simoni as Member of For For Management
the Compensation Committee
6.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 2.5 Million
6.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 8.7
Million
7 Designate Reber Rechtsanwaelte as For For Management
Independent Proxy
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
SYDNEY AIRPORT
Ticker: SYD Security ID: Q8808P103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Report For For Management
2 Elect Grant Fenn as Director For For Management
3 Elect Abi Cleland as Director For For Management
4 Approve Grant of 407,727 Rights to For For Management
Geoff Culbert
5 Approve Grant of 182,927 Rights to For For Management
Geoff Culbert
1 Elect Russell Balding as Director For For Management
--------------------------------------------------------------------------------
SYMRISE AG
Ticker: SY1 Security ID: D827A1108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.97 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
6.1 Elect Michael Koenig to the For For Management
Supervisory Board
6.2 Elect Ursula Buck to the Supervisory For For Management
Board
6.3 Elect Bernd Hirsch to the Supervisory For For Management
Board
6.4 Elect Horst-Otto Gerberding to the For For Management
Supervisory Board
6.5 Elect Andrea Pfeifer to the For For Management
Supervisory Board
6.6 Elect Peter Vanacker to the For For Management
Supervisory Board
7 Amend Articles Re: Online For For Management
Participation; Absentee Vote; Virtual
General Meeting
8 Approve Remuneration Policy For For Management
9 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
SYSMEX CORP.
Ticker: 6869 Security ID: J7864H102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 36
2.1 Elect Director Ietsugu, Hisashi For For Management
2.2 Elect Director Asano, Kaoru For For Management
2.3 Elect Director Tachibana, Kenji For For Management
2.4 Elect Director Matsui, Iwane For For Management
2.5 Elect Director Kanda, Hiroshi For For Management
2.6 Elect Director Yoshida, Tomokazu For For Management
2.7 Elect Director Takahashi, Masayo For For Management
2.8 Elect Director Ota, Kazuo For For Management
2.9 Elect Director Fukumoto, Hidekazu For For Management
3 Elect Alternate Director and Audit For For Management
Committee Member Onishi, Koichi
--------------------------------------------------------------------------------
T&D HOLDINGS, INC.
Ticker: 8795 Security ID: J86796109
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24
2.1 Elect Director Uehara, Hirohisa For For Management
2.2 Elect Director Morinaka, Kanaya For For Management
2.3 Elect Director Nagata, Mitsuhiro For For Management
2.4 Elect Director Ogo, Naoki For For Management
2.5 Elect Director Watanabe, Kensaku For For Management
2.6 Elect Director Soejima, Naoki For For Management
2.7 Elect Director Kitahara, Mutsuro For For Management
3 Elect Alternate Director and Audit For For Management
Committee Member Shimma, Yuichiro
--------------------------------------------------------------------------------
TABCORP HOLDINGS LIMITED
Ticker: TAH Security ID: Q8815D101
Meeting Date: OCT 20, 2020 Meeting Type: Annual
Record Date: OCT 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Bruce Akhurst as Director For For Management
2b Elect Anne Brennan as Director For For Management
2c Elect David Gallop as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For Against Management
David Attenborough
--------------------------------------------------------------------------------
TAIHEIYO CEMENT CORP.
Ticker: 5233 Security ID: J7923L128
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Fukuda, Shuji For For Management
2.2 Elect Director Fushihara, Masafumi For For Management
2.3 Elect Director Kitabayashi, Yuichi For For Management
2.4 Elect Director Karino, Masahiro For For Management
2.5 Elect Director Ando, Kunihiro For For Management
2.6 Elect Director Ohashi, Tetsuya For For Management
2.7 Elect Director Koizumi, Yoshiko For For Management
2.8 Elect Director Emori, Shinhachiro For For Management
2.9 Elect Director Furikado, Hideyuki For For Management
3.1 Appoint Statutory Auditor Fukuhara, For For Management
Katsuhide
3.2 Appoint Statutory Auditor Mitani, For For Management
Wakako
4 Appoint Alternate Statutory Auditor For For Management
Aoki, Toshihito
5 Approve Compensation Ceiling for For For Management
Directors and Restricted Stock Plan
--------------------------------------------------------------------------------
TAISEI CORP.
Ticker: 1801 Security ID: J79561148
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2.1 Elect Director Yamauchi, Takashi For For Management
2.2 Elect Director Aikawa, Yoshiro For For Management
2.3 Elect Director Sakurai, Shigeyuki For For Management
2.4 Elect Director Tanaka, Shigeyoshi For For Management
2.5 Elect Director Yaguchi, Norihiko For For Management
2.6 Elect Director Kimura, Hiroshi For For Management
2.7 Elect Director Yamamoto, Atsushi For For Management
2.8 Elect Director Teramoto, Yoshihiro For For Management
2.9 Elect Director Nishimura, Atsuko For For Management
2.10 Elect Director Murakami, Takao For For Management
2.11 Elect Director Otsuka, Norio For For Management
2.12 Elect Director Kokubu, Fumiya For For Management
3 Appoint Statutory Auditor Miura, For For Management
Masamitsu
--------------------------------------------------------------------------------
TAISHO PHARMACEUTICAL HOLDINGS CO., LTD.
Ticker: 4581 Security ID: J79885109
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Uehara, Akira For For Management
2.2 Elect Director Uehara, Shigeru For For Management
2.3 Elect Director Uehara, Ken For For Management
2.4 Elect Director Kuroda, Jun For For Management
2.5 Elect Director Watanabe, Tetsu For For Management
2.6 Elect Director Kitatani, Osamu For For Management
2.7 Elect Director Kunibe, Takeshi For For Management
2.8 Elect Director Uemura, Hiroyuki For For Management
3 Appoint Statutory Auditor Ikoma, For For Management
Takeshi
4 Appoint Ernst & Young ShinNihon LLC as For For Management
New External Audit Firm
5 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO., LTD.
Ticker: 4502 Security ID: J8129E108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2 Amend Articles to Allow Virtual Only For For Management
Shareholder Meetings
3.1 Elect Director Christophe Weber For For Management
3.2 Elect Director Iwasaki, Masato For For Management
3.3 Elect Director Andrew Plump For For Management
3.4 Elect Director Constantine Saroukos For For Management
3.5 Elect Director Sakane, Masahiro For For Management
3.6 Elect Director Olivier Bohuon For For Management
3.7 Elect Director Jean-Luc Butel For For Management
3.8 Elect Director Ian Clark For For Management
3.9 Elect Director Fujimori, Yoshiaki For For Management
3.10 Elect Director Steven Gillis For For Management
3.11 Elect Director Kuniya, Shiro For For Management
3.12 Elect Director Shiga, Toshiyuki For For Management
4 Elect Director and Audit Committee For For Management
Member Iijima, Masami
5 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
TAYLOR WIMPEY PLC
Ticker: TW Security ID: G86954107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Irene Dorner as Director For For Management
4 Re-elect Pete Redfern as Director For For Management
5 Re-elect Chris Carney as Director For For Management
6 Re-elect Jennie Daly as Director For For Management
7 Re-elect Gwyn Burr as Director For For Management
8 Re-elect Angela Knight as Director For For Management
9 Re-elect Robert Noel as Director For For Management
10 Re-elect Humphrey Singer as Director For For Management
11 Elect Lord Jitesh Gadhia as Director For For Management
12 Elect Scilla Grimble as Director For For Management
13 Appoint PricewaterhouseCoopers LLP as For For Management
Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise Issue of Equity For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Approve Remuneration Report For For Management
20 Authorise UK Political Donations and For For Management
Expenditure
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
22 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
TDK CORP.
Ticker: 6762 Security ID: J82141136
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 90
2.1 Elect Director Ishiguro, Shigenao For For Management
2.2 Elect Director Yamanishi, Tetsuji For For Management
2.3 Elect Director Sumita, Makoto For For Management
2.4 Elect Director Osaka, Seiji For For Management
2.5 Elect Director Sato, Shigeki For For Management
2.6 Elect Director Ishimura, Kazuhiko For For Management
2.7 Elect Director Nakayama, Kozue For For Management
2.8 Elect Director Iwai, Mutsuo For For Management
--------------------------------------------------------------------------------
TEAMVIEWER AG
Ticker: TMV Security ID: D8T895100
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
3 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
4.1 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
4.2 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2022 until the Next AGM
5 Approve Remuneration Policy For For Management
6 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
TECHTRONIC INDUSTRIES CO., LTD.
Ticker: 669 Security ID: Y8563B159
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Stephan Horst Pudwill as Director For For Management
3b Elect Frank Chi Chung Chan as Director For For Management
3c Elect Roy Chi Ping Chung as Director For For Management
3d Elect Virginia Davis Wilmerding as For For Management
Director
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
TEIJIN LTD.
Ticker: 3401 Security ID: J82270117
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Suzuki, Jun For For Management
1.2 Elect Director Nabeshima, Akihisa For For Management
1.3 Elect Director Koyama, Toshiya For For Management
1.4 Elect Director Ogawa, Eiji For For Management
1.5 Elect Director Moriyama, Naohiko For For Management
1.6 Elect Director Uchikawa, Akimoto For For Management
1.7 Elect Director Otsubo, Fumio For For Management
1.8 Elect Director Uchinaga, Yukako For For Management
1.9 Elect Director Suzuki, Yoichi For For Management
1.10 Elect Director Onishi, Masaru For For Management
2 Appoint Statutory Auditor Nakayama, For For Management
Hitomi
3 Approve Cash Compensation Ceiling for For For Management
Directors, Restricted Stock Plan and
Performance Share Plan
--------------------------------------------------------------------------------
TELE2 AB
Ticker: TEL2.B Security ID: W95878166
Meeting Date: SEP 11, 2020 Meeting Type: Special
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Prepare and Approve List of For For Management
Shareholders
3 Approve Agenda of Meeting For For Management
4 Designate Inspector(s) of Minutes of For For Management
Meeting
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Extraordinary Dividends of SEK For For Management
3.50 Per Share
7.a Approve Equity Plan Financing For For Management
7.b Approve Alternative Equity Plan For Against Management
Financing
8 Approve Performance Based Share Plan For For Management
LTI 2020 for CEO Kjell Morten Johnsen
--------------------------------------------------------------------------------
TELE2 AB
Ticker: TEL2.B Security ID: W95878166
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Ossian Ekdahl as Inspector For For Management
of Minutes of Meeting
2.2 Designate Jan Sarlvik as Inspector of For For Management
Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Ordinary Dividends of SEK 6 Per Share
9a Approve Discharge of Carla For For Management
Smits-Nusteling
9b Approve Discharge of Andrew Barron For For Management
9c Approve Discharge of Anders Bjorkman For For Management
9d Approve Discharge of Georgi Ganev For For Management
9e Approve Discharge of Cynthia Gordon For For Management
9f Approve Discharge of Eva Lindqvist For For Management
9g Approve Discharge of Lars-Ake Norling For For Management
9h Approve Discharge of Anders Nilsson For For Management
(CEO)
9i Approve Discharge of Kjell Johnsen For For Management
(CEO)
10 Determine Number of Members (7) and For For Management
Deputy Members of Board
11a Approve Remuneration of Directors in For For Management
the Aggregate Amount of SEK 6.6 Million
11b Approve Remuneration of Auditors For For Management
12a Reelect Andrew Barron as Director For For Management
12b Elect Stina Bergfors as New Director For For Management
12c Reelect Georgi Ganev as Director For For Management
12d Elect Sam Kini as New Director For For Management
12e Reelect Eva Lindqvist as Director For For Management
12f Reelect Lars-Ake Norling as Director For For Management
12g Reelect Carla Smits-Nusteling as For For Management
Director
13 Reelect Carla Smits-Nusteling as Board For For Management
Chairman
14a Determine Number of Auditors and For For Management
Deputy Auditors
14b Ratify Deloitte as Auditors For For Management
15 Approve Remuneration Report For For Management
16a Approve Performance Share Matching For For Management
Plan LTI 2021
16b Approve Equity Plan Financing Through For For Management
Issuance of Class C Shares
16c Approve Equity Plan Financing Through For For Management
Repurchase of Class C Shares
16d Approve Equity Plan Financing Through For For Management
Transfer of Class B Shares to
Participants
16e Approve Equity Plan Financing Through For For Management
Reissuance of Class B Shares
16f Authorize Share Swap Agreement For For Management
17 Authorize Share Repurchase Program For For Management
18a Investigate if Current Board Members None Against Shareholder
and Leadership Team Fulfil Relevant
Legislative and Regulatory
Requirements, as well as the Demands
of the Public Opinions' Ethical Values
18b In the Event that the Investigation None Against Shareholder
Clarifies that there is Need, Relevant
Measures Shall be Taken to Ensure that
the Requirements are Fulfilled
18c The Investigation and Any Measures None Against Shareholder
Should be Presented as soon as
possible, however Not Later than AGM
2022
19a Give Full Compensation to Private None Against Shareholder
Customers who have Lost their Pool of
Phone Call
19b Instruct the Executive Management to None Against Shareholder
Prepare a Code of Conduct for the
Customer Service Department,
20 Close Meeting None None Management
--------------------------------------------------------------------------------
TELE2 AB
Ticker: TEL2.B Security ID: W95878166
Meeting Date: JUN 28, 2021 Meeting Type: Extraordinary Shareholders
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Marianne Nilsson as For For Management
Inspector of Minutes of Meeting
2.2 Designate John Hernander as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Extra Dividends of SEK 3.00 For For Management
Per Share
--------------------------------------------------------------------------------
TELECOM ITALIA SPA
Ticker: TIT Security ID: T92778108
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Remuneration Policy For For Management
4 Approve Second Section of the For For Management
Remuneration Report
5 Fix Number of Directors For For Management
6 Fix Board Terms for Directors For For Management
7.1 Slate Submitted by Management For For Management
7.2 Slate Submitted by a Group of Fund None Against Shareholder
Managers and SICAVs
7-bis Appoint Unelected Candidates Who Are None For Management
Included in Properly Submitted Slates
8 Approve Remuneration of Directors For For Management
9.1 Slate Submitted by Vivendi SA None Against Shareholder
9.2 Slate Submitted by a Group of Fund None For Shareholder
Managers and SICAVs
9.3 Slate Submitted by Cassa Depositi e None Against Shareholder
Prestiti SpA
9-bis Appoint Unelected Candidates Who Are None For Shareholder
Included in Properly Submitted Slates
10.a Appoint Angelo Rocco Bonissoni as None Against Shareholder
Chairman of Internal Statutory Auditors
10.b Appoint Francesco Fallacara as None For Shareholder
Chairman of Internal Statutory Auditors
10.c Appoint Franco Luciano Tutino as None For Shareholder
Chairman of Internal Statutory Auditors
11 Approve Internal Auditors' Remuneration None For Shareholder
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
TELEFONAKTIEBOLAGET LM ERICSSON
Ticker: ERIC.B Security ID: W26049119
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Designate Inspector(s) of Minutes of For For Management
Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7.1 Accept Financial Statements and For For Management
Statutory Reports
7.2 Approve Remuneration Report For For Management
7.3a Approve Discharge of Board Chairman For For Management
Ronnie Leten
7.3b Approve Discharge of Board Member For For Management
Helena Stjernholm
7.3c Approve Discharge of Board Member For For Management
Jacob Wallenberg
7.3d Approve Discharge of Board Member Jon For For Management
Fredrik Baksaas
7.3e Approve Discharge of Board Member Jan For For Management
Carlson
7.3f Approve Discharge of Board Member Nora For For Management
Denzel
7.3g Approve Discharge of Board Member For For Management
Borje Ekholm
7.3h Approve Discharge of Board Member Eric For For Management
A. Elzvik
7.3i Approve Discharge of Board Member Kurt For For Management
Jofs
7.3j Approve Discharge of Board Member For For Management
Kristin S. Rinne
7.3k Approve Discharge of Employee For For Management
Representative Torbjorn Nyman
7.3l Approve Discharge of Employee For For Management
Representative Kjell-Ake Soting
7.3m Approve Discharge of Employee For For Management
Representative Roger Svensson
7.3n Approve Discharge of Deputy Employee For For Management
Representative Per Holmberg
7.3o Approve Discharge of Deputy Employee For For Management
Representative Anders Ripa
7.3p Approve Discharge of Deputy Employee For For Management
Representative Loredana Roslund
7.3q Approve Discharge of President Borje For For Management
Ekholm
7.4 Approve Allocation of Income and For For Management
Dividends of SEK 2 Per Share
8 Determine Number of Directors (10) and For For Management
Deputy Directors (0) of Board
9 Approve Remuneration of Directors in For For Management
the Amount of SEK 4.2 Million for
Chairman and SEK 1.06 Million for
Other Directors, Approve Remuneration
for Committee Work
10.1 Reelect Jon Fredrik Baksaas as Director For For Management
10.2 Reelect Jan Carlson as Director For For Management
10.3 Reelect Nora Denzel as Director For For Management
10.4 Reelect Borje Ekholm as Director For For Management
10.5 Reelect Eric A. Elzvik as Director For For Management
10.6 Reelect Kurt Jofs as Director For For Management
10.7 Reelect Ronnie Leten as Director For For Management
10.8 Reelect Kristin S. Rinne as Director For For Management
10.9 Reelect Helena Stjernholm as Director For Against Management
10.10 Reelect Jacob Wallenberg as Director For For Management
11 Reelect Ronnie Leten as Board Chair For For Management
12 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
13 Approve Remuneration of Auditors For For Management
14 Ratify Deloitte as Auditors For For Management
15 Amend Articles Re: Editorial Changes; For For Management
Collecting of Proxies and Postal
Voting; Participation at General
Meetings
16.1 Approve Long-Term Variable For Against Management
Compensation Program 2021 (LTV 2021)
16.2 Approve Equity Plan Financing of LTV For Against Management
2021
16.3 Approve Alternative Equity Plan For Against Management
Financing of LTV 2021, if Item 16.2 is
Not Approved
17 Approve Equity Plan Financing of LTV For For Management
2020
18 Approve Equity Plan Financing of LTV For For Management
2018 and 2019
--------------------------------------------------------------------------------
TELEFONICA DEUTSCHLAND HOLDING AG
Ticker: O2D Security ID: D8T9CK101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.18 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
5.2 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for the 2022 Interim
Financial Statements Until the 2022 AGM
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8.1 Elect Stefanie Oeschger to the For For Management
Supervisory Board
8.2 Elect Ernesto Gardelliano to the For For Management
Supervisory Board
9 Approve Creation of EUR 1.5 Billion For Against Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
TELEFONICA SA
Ticker: TEF Security ID: 879382109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Consolidated and Standalone For For Management
Financial Statements
1.2 Approve Non-Financial Information For For Management
Statement
1.3 Approve Discharge of Board For For Management
2 Approve Treatment of Net Loss For For Management
3 Renew Appointment of For For Management
PricewaterhouseCoopers as Auditor
4.1 Reelect Jose Maria Alvarez-Pallete For For Management
Lopez as Director
4.2 Reelect Carmen Garcia de Andres as For For Management
Director
4.3 Reelect Ignacio Moreno Martinez as For For Management
Director
4.4 Reelect Francisco Jose Riberas Mera as For Against Management
Director
5 Approve Reduction in Share Capital via For For Management
Amortization of Treasury Shares
6.1 Approve Scrip Dividends For For Management
6.2 Approve Scrip Dividends For For Management
7.1 Amend Articles Re: Allow Shareholder For For Management
Meetings to be Held in Virtual-Only
Format
7.2 Amend Articles Re: Possibility of For For Management
Granting Proxies and Casting Votes
Prior to the Meeting by Telephone
8.1 Amend Articles of General Meeting For For Management
Regulations Re: Allow Shareholder
Meetings to be Held in Virtual-Only
Format
8.2 Amend Articles of General Meeting For For Management
Regulations Re: Possibility of
Granting Proxies and Casting Votes
Prior to the Meeting by Telephone
9 Approve Remuneration Policy For For Management
10 Approve Restricted Stock Plan For For Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Advisory Vote on Remuneration Report For For Management
--------------------------------------------------------------------------------
TELENET GROUP HOLDING NV
Ticker: TNET Security ID: B89957110
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Intermediate Dividends of EUR For For Management
1.375 Per Share
2 Authorize Implementation of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
TELENOR ASA
Ticker: TEL Security ID: R21882106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Approve Notice of Meeting and Agenda For For Management
4 Designate Inspector(s) of Minutes of None None Management
Meeting
5 Receive Chairman's Report None None Management
6 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 9 Per
Share
7 Approve Remuneration of Auditors For For Management
8 Approve Company's Corporate Governance For For Management
Statement
9 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
10 Approve Equity Plan Financing For Against Management
11.1 Elect Bjorn Erik Naess as Member of For For Management
Corporate Assembly
11.2 Elect John Gordon Bernander as Member For For Management
of Corporate Assembly
11.3 Elect Heidi Finskas as Member of For For Management
Corporate Assembly
11.4 Elect Widar Salbuvik as Member of For For Management
Corporate Assembly
11.5 Elect Silvija Seres as Member of For For Management
Corporate Assembly
11.6 Elect Lisbeth Karin Naero as Member of For For Management
Corporate Assembly
11.7 Elect Trine Saether Romuld as Member For For Management
of Corporate Assembly
11.8 Elect Marianne Bergmann Roren as For For Management
Member of Corporate Assembly
11.9 Elect Maalfrid Brath as Member of For For Management
Corporate Assembly
11.10 Elect Kjetil Houg as Member of For For Management
Corporate Assembly
11.11 Elect Elin Myrmel-Johansen as Deputy For For Management
Member of Corporate Assembly
11.12 Elect Randi Marjamaa as Deputy Member For For Management
of Corporate Assembly
11.13 Elect Lars Tronsgaard as Deputy Member For For Management
of Corporate Assembly
12.1 Elect Jan Tore Fosund as Member of For For Management
Nominating Committee
13 Approve Remuneration of Corporate For For Management
Assembly and Nominating Committee
14 Close Meeting None None Management
--------------------------------------------------------------------------------
TELEPERFORMANCE SE
Ticker: TEP Security ID: F9120F106
Meeting Date: APR 22, 2021 Meeting Type: Annual/Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.40 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Approve Compensation of Corporate For For Management
Officers
6 Approve Compensation of Daniel Julien, For Against Management
Chairman and CEO
7 Approve Compensation of Olivier For Against Management
Rigaudy, Vice-CEO
8 Approve Remuneration Policy of For For Management
Directors
9 Approve Remuneration Policy of the For For Management
Chairman and CEO
10 Approve Remuneration Policy of the For For Management
Vice-CEO
11 Reelect Daniel Julien as Director For For Management
12 Reelect Emily Abrera as Director For For Management
13 Reelect Alain Boulet as Director For For Management
14 Reelect Robert Paszczak as Director For For Management
15 Reelect Stephen Winningham as Director For For Management
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 142 Million for Bonus
Issue or Increase in Par Value
19 Amend Article 21 of Bylaws Re: For For Management
Transactions
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TELIA CO. AB
Ticker: TELIA Security ID: W95890104
Meeting Date: DEC 02, 2020 Meeting Type: Special
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Agenda of Meeting For For Management
3.1 Designate Jan Andersson as Inspector For For Management
of Minutes of Meeting
3.2 Designate Javiera Ragnartz as For For Management
Inspector of Minutes of Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Special Dividends of SEK 0.65 For For Management
Per Share
--------------------------------------------------------------------------------
TELIA CO. AB
Ticker: TELIA Security ID: W95890104
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Approve Agenda of Meeting For For Management
3 Designate Inspector(s) of Minutes of For For Management
Meeting
4 Prepare and Approve List of For For Management
Shareholders
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 2.00 Per Share
9.1 Approve Discharge of Ingrid Bonde For For Management
9.2 Approve Discharge of Rickard Gustafson For For Management
9.3 Approve Discharge of Lars-Johan For For Management
Jarnheimer
9.4 Approve Discharge of Jeanette Jager For For Management
9.5 Approve Discharge of Olli-Pekka For For Management
Kallasvuo
9.6 Approve Discharge of Nina Linander For For Management
9.7 Approve Discharge of Jimmy Maymann For For Management
9.8 Approve Discharge of Anna Settman For For Management
9.9 Approve Discharge of Olaf Swantee For For Management
9.10 Approve Discharge of Martin Tiveus For For Management
9.11 Approve Discharge of Agneta Ahlstrom For For Management
9.12 Approve Discharge of Stefan Carlsson For For Management
9.13 Approve Discharge of Hans Gustavsson For For Management
9.14 Approve Discharge of Martin Saaf For For Management
9.15 Approve Discharge of Allison Kirkby For For Management
9.16 Approve Discharge of Christian Luiga For For Management
10 Approve Remuneration Report For For Management
11 Determine Number of Directors (8) and For For Management
Deputy Directors (0) of Board
12 Approve Remuneration of Directors in For For Management
the Amount of SEK 1.9 Million to
Chair, SEK 900,000 to Vice Chair and
SEK 640,000 to Other Directors;
Approve Remuneration for Committee Work
13.1 Reelect Ingrid Bonde as Director For For Management
13.2 Elect Luisa Delgado as New Director For For Management
13.3 Reelect Rickard Gustafson as Director For For Management
13.4 Reelect Lars-Johan Jarnheimer as For For Management
Director
13.5 Reelect Jeanette Jager as Director For For Management
13.6 Reelect Nina Linander as Director For For Management
13.7 Reelect Jimmy Maymann as Director For For Management
13.8 Reelect Martin Tiveus as Director For For Management
14.1 Reelect Lars-Johan Jarnheimer as Board For For Management
Chair
14.2 Elect Ingrid Bonde as Vice Chair For For Management
15 Determine Number of Auditors (1) and For For Management
Deputy Auditors (0)
16 Approve Remuneration of Auditors For For Management
17 Ratify Deloitte as Auditors For For Management
18 Approve Nominating Committee Procedures For For Management
19 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
20.a Approve Performance Share Program For For Management
2021/2024 for Key Employees
20.b Approve Equity Plan Financing Through For For Management
Transfer of Shares
21 Approve 1:3 Reverse Stock Split Against Against Shareholder
22 Company Shall Review its Routines Against Against Shareholder
around that Letters Shall be Answered
within Two Months from the Date of
Receipt
--------------------------------------------------------------------------------
TELSTRA CORPORATION LIMITED
Ticker: TLS Security ID: Q8975N105
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: OCT 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3a Elect Peter R Hearl as Director For For Management
3b Elect Bridget Loudon as Director For For Management
3c Elect John P Mullen as Director For For Management
3d Elect Elana Rubin as Director For For Management
4 Adopt New Constitution For For Management
5a Approve Grant of Restricted Shares to For For Management
Andrew Penn
5b Approve Grant of Performance Rights to For For Management
Andrew Penn
6 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
TEMENOS AG
Ticker: TEMN Security ID: H8547Q107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.90 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve Creation of CHF 35.5 Million For For Management
Pool of Capital without Preemptive
Rights
5.1 Approve Remuneration of Directors in For For Management
the Amount of USD 8.2 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of USD 40
Million
6.1 Elect James Benson as Director For For Management
6.2.1 Reelect Andreas Andreades as Director For For Management
and Board Chairman
6.2.2 Reelect Thibault de Tersant as Director For For Management
6.2.3 Reelect Ian Cookson as Director For For Management
6.2.4 Reelect Erik Hansen as Director For For Management
6.2.5 Reelect Peter Spenser as Director For For Management
6.2.6 Reelect Homaira Akbari as Director For For Management
6.2.7 Reelect Maurizio Carli as Director For For Management
7.1 Reappoint Homaira Akbari as Member of For For Management
the Compensation Committee
7.2 Reappoint Peter Spenser as Member of For For Management
the Compensation Committee
7.3 Reappoint Maurizio Carli as Member of For For Management
the Compensation Committee
7.4 Appoint James Benson as Member of the For For Management
Compensation Committee
8 Designate Perreard de Boccard SA as For For Management
Independent Proxy
9 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
TENARIS SA
Ticker: TEN Security ID: L90272102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive and Approve Board's and For Did Not Vote Management
Auditor's Reports Re: Consolidated
Financial Statements and Statutory
Reports
2 Approve Consolidated Financial For Did Not Vote Management
Statements and Statutory Reports
3 Approve Financial Statements For Did Not Vote Management
4 Approve Allocation of Income and For Did Not Vote Management
Dividends
5 Approve Discharge of Directors For Did Not Vote Management
6 Elect Directors (Bundled) For Did Not Vote Management
7 Approve Remuneration of Directors For Did Not Vote Management
8 Approve Remuneration Report For Did Not Vote Management
9 Approve PricewaterhouseCoopers as For Did Not Vote Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Allow Electronic Distribution of For Did Not Vote Management
Company Documents to Shareholders
--------------------------------------------------------------------------------
TERNA RETE ELETTRICA NAZIONALE SPA
Ticker: TRN Security ID: T9471R100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Long Term Incentive Plan For For Management
4 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
5.1 Approve Remuneration Policy For For Management
5.2 Approve Second Section of the For Against Management
Remuneration Report
--------------------------------------------------------------------------------
TERUMO CORP.
Ticker: 4543 Security ID: J83173104
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 15
2.1 Elect Director Mimura, Takayoshi For For Management
2.2 Elect Director Sato, Shinjiro For For Management
2.3 Elect Director Takagi, Toshiaki For For Management
2.4 Elect Director Hatano, Shoji For For Management
2.5 Elect Director Nishikawa, Kyo For For Management
2.6 Elect Director Kuroda, Yukiko For For Management
2.7 Elect Director Nishi, Hidenori For For Management
2.8 Elect Director Ozawa, Keiya For For Management
3.1 Elect Director and Audit Committee For For Management
Member Shibazaki, Takanori
3.2 Elect Director and Audit Committee For For Management
Member Nakamura, Masaichi
3.3 Elect Director and Audit Committee For For Management
Member Uno, Soichiro
4 Elect Alternate Director and Audit For For Management
Committee Member Sakaguchi, Koichi
--------------------------------------------------------------------------------
TESCO PLC
Ticker: TSCO Security ID: G87621101
Meeting Date: FEB 11, 2021 Meeting Type: Special
Record Date: FEB 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Special Dividend For For Management
2 Approve Share Consolidation For For Management
3 Authorise Issue of Equity For For Management
4 Authorise Issue of Equity without For For Management
Pre-emptive Rights
5 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
6 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
TESCO PLC
Ticker: TSCO Security ID: G8T67X102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: JUN 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect John Allan as Director For For Management
6 Re-elect Melissa Bethell as Director For For Management
7 Re-elect Stewart Gilliland as Director For For Management
8 Re-elect Steve Golsby as Director For For Management
9 Re-elect Byron Grote as Director For For Management
10 Re-elect Ken Murphy as Director For For Management
11 Re-elect Simon Patterson as Director For For Management
12 Re-elect Alison Platt as Director For For Management
13 Re-elect Lindsey Pownall as Director For For Management
14 Elect Bertrand Bodson as Director For For Management
15 Elect Thierry Garnier as Director For For Management
16 Elect Imran Nawaz as Director For For Management
17 Elect Karen Whitworth as Director For For Management
18 Reappoint Deloitte LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise UK Political Donations and For For Management
Expenditure
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
26 Approve Long-Term Incentive Plan For For Management
27 Approve Savings-Related Share Option For For Management
Scheme
28 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Ticker: TEVA Security ID: 881624209
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rosemary A. Crane For For Management
1b Elect Director Abbas Hussain For For Management
1c Elect Director Gerald M. Lieberman For For Management
1d Elect Director Ronit Satchi-Fainaro For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Kesselman & Kesselman as For For Management
Auditors
--------------------------------------------------------------------------------
THALES SA
Ticker: HO Security ID: F9156M108
Meeting Date: MAY 06, 2021 Meeting Type: Annual/Special
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.76 per Share
4 Reelect French State as Director For For Management
5 Renew Appointment Ernst & Young Audit For For Management
as Auditor
6 Approve Amendment of Remuneration For For Management
Policy of Chairman and CEO Re: FY 2019
7 Approve Amendment of Remuneration For For Management
Policy of Chairman and CEO Re: FY 2020
8 Approve Compensation of Patrice Caine, For For Management
Chairman and CEO
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Remuneration Policy of For For Management
Chairman and CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Filing of Required For For Management
Documents/Other Formalities
15 Reelect Bernard Fontana as Director For Against Management
16 Elect Delphine Geny-Stephann as For Against Management
Director
17 Elect Anne Rigail as Director For Against Management
18 Reelect Philippe Lepinay as For For Management
Representative of Employee
Shareholders to the Board
--------------------------------------------------------------------------------
THE A2 MILK COMPANY LIMITED
Ticker: ATM Security ID: Q2774Q104
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Board to Fix Remuneration of For For Management
the Auditors
2 Elect David Hearn as Director For For Management
3 Elect Julia Hoare as Director For For Management
4 Elect Jesse Wu as Director For For Management
--------------------------------------------------------------------------------
THE BANK OF EAST ASIA, LIMITED
Ticker: 23 Security ID: Y06942109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
3a Elect Adrian David Li Man-kiu as For For Management
Director
3b Elect Brian David Li Man-bun as For For Management
Director
3c Elect David Mong Tak-yeung as Director For For Management
3d Elect Francisco Javier Serrado Trepat For For Management
as Director
4 Adopt 2021 Staff Share Option Scheme For Against Management
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
THE BANK OF KYOTO, LTD.
Ticker: 8369 Security ID: J03990108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Doi, Nobuhiro For For Management
2.2 Elect Director Anami, Masaya For For Management
2.3 Elect Director Iwahashi, Toshiro For For Management
2.4 Elect Director Yasui, Mikiya For For Management
2.5 Elect Director Hata, Hiroyuki For For Management
2.6 Elect Director Otagiri, Junko For For Management
2.7 Elect Director Oyabu, Chiho For For Management
2.8 Elect Director Ueki, Eiji For For Management
3.1 Appoint Statutory Auditor Ando, For For Management
Hiroyuki
3.2 Appoint Statutory Auditor Nakatsukasa, For For Management
Hiroyuki
3.3 Appoint Statutory Auditor Tanaka, For For Management
Motoko
4 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
THE BRITISH LAND CO. PLC
Ticker: BLND Security ID: G15540118
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Simon Carter as Director For For Management
4 Re-elect Lynn Gladden as Director For For Management
5 Re-elect Chris Grigg as Director For For Management
6 Re-elect Alastair Hughes as Director For For Management
7 Re-elect William Jackson as Director For For Management
8 Re-elect Nicholas Macpherson as For For Management
Director
9 Re-elect Preben Prebensen as Director For For Management
10 Re-elect Tim Score as Director For For Management
11 Re-elect Laura Wade-Gery as Director For For Management
12 Re-elect Rebecca Worthington as For For Management
Director
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
THE CHIBA BANK, LTD.
Ticker: 8331 Security ID: J05670104
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 11
2.1 Elect Director Sakuma, Hidetoshi For For Management
2.2 Elect Director Yonemoto, Tsutomu For For Management
2.3 Elect Director Yamazaki, Kiyomi For For Management
2.4 Elect Director Awaji, Mutsumi For For Management
2.5 Elect Director Tashima, Yuko For For Management
2.6 Elect Director Takayama, Yasuko For For Management
3.1 Appoint Statutory Auditor Kikuchi, For For Management
Kazuhiro
3.2 Appoint Statutory Auditor Takahashi, For For Management
Norikazu
3.3 Appoint Statutory Auditor Katayama, For For Management
Yuichi
3.4 Appoint Statutory Auditor Takahashi, For For Management
Wataru
4 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
THE CHUGOKU ELECTRIC POWER CO., INC.
Ticker: 9504 Security ID: J07098106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Karita, Tomohide For For Management
2.2 Elect Director Shimizu, Mareshige For For Management
2.3 Elect Director Ashitani, Shigeru For For Management
2.4 Elect Director Shigeto, Takafumi For For Management
2.5 Elect Director Takimoto, Natsuhiko For For Management
2.6 Elect Director Kitano, Tatsuo For For Management
2.7 Elect Director Takaba, Toshio For For Management
2.8 Elect Director Furuse, Makoto For For Management
3 Amend Articles to Limit Duration of Against Against Shareholder
Operation of Nuclear Power Plants to
40 years
4 Amend Articles to Ban Resumption of Against Against Shareholder
Operation of Shimane Nuclear Power
Plant and Decommission the Plant
5 Amend Articles to Conclude Nuclear Against Against Shareholder
Safety Agreements with Local
Governments within 60-Kilometer Radius
of Nuclear Power Plants
6 Amend Articles to Ban Construction of Against Against Shareholder
New Nuclear Power Plants
7 Amend Articles to Establish Special Against Against Shareholder
Committee on Green Projects
8 Amend Articles to Add Provisions Against Against Shareholder
Concerning Promotion of Females in the
Utility
9 Amend Articles to Support Power Against Against Shareholder
Producer and Supplier for Fair
Competition
--------------------------------------------------------------------------------
THE GPT GROUP
Ticker: GPT Security ID: Q4252X155
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAY 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Vickki McFadden as Director For For Management
2 Elect Robert Whitfield as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Robert Johnston
5 Approve Re-insertion of Proportional For For Management
Takeover Provisions
--------------------------------------------------------------------------------
THE HONG KONG AND CHINA GAS COMPANY LIMITED
Ticker: 3 Security ID: Y33370100
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAY 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Lee Ka-shing as Director For Against Management
3.2 Elect Poon Chung-kwong as Director For For Management
3.3 Elect Peter Wong Wai-yee as Director For Against Management
3.4 Elect John Ho Hon-ming as Director For Against Management
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5.1 Approve Issuance of Bonus Shares For For Management
5.2 Authorize Repurchase of Issued Share For For Management
Capital
5.3 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.4 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
THE KANSAI ELECTRIC POWER CO., INC.
Ticker: 9503 Security ID: J30169106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2.1 Elect Director Sakakibara, Sadayuki For For Management
2.2 Elect Director Okihara, Takamune For For Management
2.3 Elect Director Kobayashi, Tetsuya For For Management
2.4 Elect Director Sasaki, Shigeo For For Management
2.5 Elect Director Kaga, Atsuko For For Management
2.6 Elect Director Tomono, Hiroshi For For Management
2.7 Elect Director Takamatsu, Kazuko For For Management
2.8 Elect Director Naito, Fumio For For Management
2.9 Elect Director Morimoto, Takashi For For Management
2.10 Elect Director Misono, Toyokazu For For Management
2.11 Elect Director Inada, Koji For For Management
2.12 Elect Director Mori, Nozomu For For Management
2.13 Elect Director Sugimoto, Yasushi For Against Management
2.14 Elect Director Shimamoto, Yasuji For Against Management
3 Amend Articles to Add Provision that Against Against Shareholder
Utility will Operate to Promote
Nuclear Phase-Out, Decarbonization and
Renewal Energy
4 Amend Articles to Keep Shareholder Against Against Shareholder
Meeting Minutes and Disclose Them to
Public
5 Amend Articles to Add Provisions Against Against Shareholder
Concerning Management Based on CSR
(Information Disclosure and Dialogue)
6 Amend Articles to Add Provisions Against Against Shareholder
Concerning Management Based on CSR
(Facility Safety Enhancement)
7 Amend Articles to Add Provisions Against Against Shareholder
Concerning Management Based on CSR
(Withdrawal from Coal-Fired Power
Generation Business)
8 Approve Alternative Allocation of Against Against Shareholder
Income, with a Final Dividend of JPY 1
Higher Than Management Proposal
9 Remove Incumbent Director Morimoto, Against Against Shareholder
Takashi
10 Amend Articles to Require Individual Against For Shareholder
Compensation Disclosure for Directors
and Executive Officers
11 Amend Articles to Ban Reprocessing of Against Against Shareholder
Spent Nuclear Fuels
12 Amend Articles to Establish Evaluation Against Against Shareholder
Committee on the Effectiveness of
Nuclear Accident Evacuation Plan
13 Amend Articles to Establish Evaluation Against Against Shareholder
Committee on the Appropriateness of
Board Resolution Process in the Wake
of Inappropriate Practices of
Accepting Money and Gifts
14 Amend Articles to Establish Promotion Against Against Shareholder
Committee on Nuclear Phase-Out and
Carbon Zero
15 Amend Articles to Promote Maximum Against Against Shareholder
Disclosure to Gain Trust from Society
16 Amend Articles to Encourage Dispersed Against Against Shareholder
Renewable Energy
17 Amend Articles to Request the Against Against Shareholder
Government to Develop Necessary Legal
System to Stabilize Electricity Rate
18 Amend Articles to Demolish All Nuclear Against Against Shareholder
Power Plants
19 Amend Articles to Establish Work Against Against Shareholder
Environment where Employees Think
About Safety of Nuclear Power
Generation
20 Amend Articles to Ban Hiring or Against Against Shareholder
Service on the Board or at the Company
by Former Government Officials
21 Amend Articles to Require Individual Against For Shareholder
Disclosure of Compensation Received
after Directors and Executive
Officers' Retirement
22 Amend Articles to Reduce Maximum Board Against Against Shareholder
Size and Require Majority Outsider
Board
23 Amend Articles to Require Individual Against For Shareholder
Compensation Disclosure for Directors,
Including Those Who Retire During
Tenure
24 Amend Articles to Require Individual Against For Shareholder
Compensation Disclosure for Executive
Officers, Including Those Who Retire
During Tenure
25 Amend Articles to End Reliance on Against Against Shareholder
Nuclear Power
26 Amend Articles to Promote Against Against Shareholder
Decarbonization
--------------------------------------------------------------------------------
THE SAGE GROUP PLC
Ticker: SGE Security ID: G7771K142
Meeting Date: FEB 04, 2021 Meeting Type: Annual
Record Date: FEB 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Sangeeta Anand as Director For For Management
5 Elect Irana Wasti as Director For For Management
6 Re-elect Sir Donald Brydon as Director For For Management
7 Re-elect Dr John Bates as Director For For Management
8 Re-elect Jonathan Bewes as Director For For Management
9 Re-elect Annette Court as Director For For Management
10 Re-elect Drummond Hall as Director For For Management
11 Re-elect Steve Hare as Director For For Management
12 Re-elect Jonathan Howell as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
15 Authorise Political Donations and For For Management
Expenditure
16 Amend Discretionary Share Plan For For Management
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
22 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
THE SHIZUOKA BANK LTD.
Ticker: 8355 Security ID: J74444100
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 14
2.1 Elect Director Nakanishi, Katsunori For For Management
2.2 Elect Director Shibata, Hisashi For For Management
2.3 Elect Director Yagi, Minoru For For Management
2.4 Elect Director Fukushima, Yutaka For For Management
2.5 Elect Director Kiyokawa, Koichi For For Management
2.6 Elect Director Nagasawa, Yoshihiro For For Management
2.7 Elect Director Fujisawa, Kumi For For Management
2.8 Elect Director Ito, Motoshige For For Management
2.9 Elect Director Tsubochi, Kazuto For For Management
2.10 Elect Director Inano, Kazutoshi For For Management
--------------------------------------------------------------------------------
THE SWATCH GROUP AG
Ticker: UHR Security ID: H83949133
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 0.70 per Registered
Share and CHF 3.50 per Bearer Share
4.1.1 Approve Fixed Remuneration of For For Management
Non-Executive Directors in the Amount
of CHF 780,000
4.1.2 Approve Fixed Remuneration of For For Management
Executive Directors in the Amount of
CHF 2.6 Million
4.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 5.7 Million
4.3 Approve Variable Remuneration of For Against Management
Executive Directors in the Amount of
CHF 4.2 Million
4.4 Approve Variable Remuneration of For Against Management
Executive Committee in the Amount of
CHF 10.7 Million
5.1 Reelect Nayla Hayek as Director For Against Management
5.2 Reelect Ernst Tanner as Director For For Management
5.3 Reelect Daniela Aeschlimann as Director For For Management
5.4 Reelect Georges Hayek as Director For Against Management
5.5 Reelect Claude Nicollier as Director For For Management
5.6 Reelect Jean-Pierre Roth as Director For For Management
5.7 Reelect Nayla Hayek as Board Chairman For Against Management
6.1 Reappoint Nayla Hayek as Member of the For Against Management
Compensation Committee
6.2 Reappoint Ernst Tanner as Member of For For Management
the Compensation Committee
6.3 Reappoint Daniela Aeschlimann as For For Management
Member of the Compensation Committee
6.4 Reappoint Georges Hayek as Member of For Against Management
the Compensation Committee
6.5 Reappoint Claude Nicollier as Member For For Management
of the Compensation Committee
6.6 Reappoint Jean-Pierre Roth as Member For For Management
of the Compensation Committee
7 Designate Bernhard Lehmann as For For Management
Independent Proxy
8 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
9 Amend Articles Re: Virtual General For For Management
Meeting
10 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
THE SWATCH GROUP AG
Ticker: UHR Security ID: H83949141
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 0.70 per Registered
Share and CHF 3.50 per Bearer Share
4.1.1 Approve Fixed Remuneration of For Did Not Vote Management
Non-Executive Directors in the Amount
of CHF 780,000
4.1.2 Approve Fixed Remuneration of For Did Not Vote Management
Executive Directors in the Amount of
CHF 2.6 Million
4.2 Approve Fixed Remuneration of For Did Not Vote Management
Executive Committee in the Amount of
CHF 5.7 Million
4.3 Approve Variable Remuneration of For Did Not Vote Management
Executive Directors in the Amount of
CHF 4.2 Million
4.4 Approve Variable Remuneration of For Did Not Vote Management
Executive Committee in the Amount of
CHF 10.7 Million
5.1 Reelect Nayla Hayek as Director For Did Not Vote Management
5.2 Reelect Ernst Tanner as Director For Did Not Vote Management
5.3 Reelect Daniela Aeschlimann as Director For Did Not Vote Management
5.4 Reelect Georges Hayek as Director For Did Not Vote Management
5.5 Reelect Claude Nicollier as Director For Did Not Vote Management
5.6 Reelect Jean-Pierre Roth as Director For Did Not Vote Management
5.7 Reelect Nayla Hayek as Board Chairman For Did Not Vote Management
6.1 Reappoint Nayla Hayek as Member of the For Did Not Vote Management
Compensation Committee
6.2 Reappoint Ernst Tanner as Member of For Did Not Vote Management
the Compensation Committee
6.3 Reappoint Daniela Aeschlimann as For Did Not Vote Management
Member of the Compensation Committee
6.4 Reappoint Georges Hayek as Member of For Did Not Vote Management
the Compensation Committee
6.5 Reappoint Claude Nicollier as Member For Did Not Vote Management
of the Compensation Committee
6.6 Reappoint Jean-Pierre Roth as Member For Did Not Vote Management
of the Compensation Committee
7 Designate Bernhard Lehmann as For Did Not Vote Management
Independent Proxy
8 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
9 Amend Articles Re: Virtual General For Did Not Vote Management
Meeting
10 Transact Other Business (Voting) For Did Not Vote Management
--------------------------------------------------------------------------------
THK CO., LTD.
Ticker: 6481 Security ID: J83345108
Meeting Date: MAR 20, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 7.5
2.1 Elect Director Teramachi, Akihiro For For Management
2.2 Elect Director Teramachi, Toshihiro For For Management
2.3 Elect Director Imano, Hiroshi For For Management
2.4 Elect Director Maki, Nobuyuki For For Management
2.5 Elect Director Teramachi, Takashi For For Management
2.6 Elect Director Shimomaki, Junji For For Management
2.7 Elect Director Sakai, Junichi For For Management
2.8 Elect Director Kainosho, Masaaki For For Management
--------------------------------------------------------------------------------
TIS, INC. (JAPAN)
Ticker: 3626 Security ID: J8T622102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 24
2 Amend Articles to Amend Business Lines For For Management
3.1 Elect Director Kuwano, Toru For For Management
3.2 Elect Director Okamoto, Yasushi For For Management
3.3 Elect Director Adachi, Masahiko For For Management
3.4 Elect Director Yanai, Josaku For For Management
3.5 Elect Director Kitaoka, Takayuki For For Management
3.6 Elect Director Shinkai, Akira For For Management
3.7 Elect Director Sano, Koichi For For Management
3.8 Elect Director Tsuchiya, Fumio For For Management
3.9 Elect Director Mizukoshi, Naoko For For Management
4 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
TOBU RAILWAY CO., LTD.
Ticker: 9001 Security ID: J84162148
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Nezu, Yoshizumi For For Management
2.2 Elect Director Miwa, Hiroaki For For Management
2.3 Elect Director Ojiro, Akihiro For For Management
2.4 Elect Director Onodera, Toshiaki For For Management
2.5 Elect Director Yokota, Yoshimi For For Management
2.6 Elect Director Yamamoto, Tsutomu For For Management
2.7 Elect Director Shigeta, Atsushi For For Management
2.8 Elect Director Shibata, Mitsuyoshi For For Management
2.9 Elect Director Ando, Takaharu For For Management
2.10 Elect Director Yagasaki, Noriko For For Management
2.11 Elect Director Yanagi, Masanori For For Management
2.12 Elect Director Yoshino, Toshiya For For Management
3 Appoint Statutory Auditor Sugiyama, For For Management
Tomoya
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
TOHO CO., LTD. (9602)
Ticker: 9602 Security ID: J84764117
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 17.5
2 Amend Articles to Amend Business Lines For For Management
- Amend Provisions on Number of
Directors - Amend Provisions on
Director Titles
3.1 Elect Director Shimatani, Yoshishige For For Management
3.2 Elect Director Tako, Nobuyuki For For Management
3.3 Elect Director Ichikawa, Minami For For Management
3.4 Elect Director Matsuoka, Hiroyasu For For Management
3.5 Elect Director Sumi, Kazuo For For Management
4 Elect Director and Audit Committee For For Management
Member Orii, Masako
--------------------------------------------------------------------------------
TOHO GAS CO., LTD.
Ticker: 9533 Security ID: J84850114
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27.5
2 Approve Transfer of Operations to For For Management
Wholly Owned Subsidiary
3.1 Elect Director Tominari, Yoshiro For For Management
3.2 Elect Director Masuda, Nobuyuki For For Management
3.3 Elect Director Senda, Shinichi For For Management
3.4 Elect Director Torii, Akira For For Management
3.5 Elect Director Kimura, Hidetoshi For For Management
3.6 Elect Director Yamazaki, Satoshi For For Management
3.7 Elect Director Hattori, Tetsuo For For Management
3.8 Elect Director Hamada, Michiyo For For Management
3.9 Elect Director Oshima, Taku For For Management
4.1 Appoint Statutory Auditor Kodama, For For Management
Mitsuhiro
4.2 Appoint Statutory Auditor Koyama, For For Management
Norikazu
5 Approve Annual Bonus For For Management
6 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
TOHOKU ELECTRIC POWER CO., INC.
Ticker: 9506 Security ID: J85108108
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Masuko, Jiro For For Management
2.2 Elect Director Higuchi, Kojiro For For Management
2.3 Elect Director Okanobu, Shinichi For For Management
2.4 Elect Director Yamamoto, Shunji For For Management
2.5 Elect Director Abe, Toshinori For For Management
2.6 Elect Director Kato, Isao For For Management
2.7 Elect Director Ishiyama, Kazuhiro For For Management
2.8 Elect Director Takano, Hiromitsu For For Management
2.9 Elect Director Kondo, Shiro For For Management
2.10 Elect Director Kamijo, Tsutomu For For Management
2.11 Elect Director Kawanobe, Osamu For For Management
2.12 Elect Director Nagai, Mikito For For Management
3.1 Elect Director and Audit Committee For For Management
Member Miyahara, Ikuko
3.2 Elect Director and Audit Committee For For Management
Member Ide, Akiko
4 Amend Articles to Abandon Resumption Against Against Shareholder
of Operation of Nuclear Power Plants
and Withdraw from Nuclear Power
Generation Business
5 Amend Articles to Decommission Nuclear Against Against Shareholder
Power Reactors at Higashidori Nuclear
Power Station and Onagawa Nuclear
Power Station
6 Amend Articles to Add Provision Against Against Shareholder
Concerning Responsible Management of
Radioactive Materials
7 Amend Articles to Add Provision Against Against Shareholder
Concerning Facility Investment
Decision-Making Process
8 Amend Articles to Abolish Advisory Against Against Shareholder
Posts
--------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS, INC.
Ticker: 8766 Security ID: J86298106
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 100
2.1 Elect Director Nagano, Tsuyoshi For For Management
2.2 Elect Director Komiya, Satoru For For Management
2.3 Elect Director Yuasa, Takayuki For For Management
2.4 Elect Director Harashima, Akira For For Management
2.5 Elect Director Okada, Kenji For For Management
2.6 Elect Director Endo, Yoshinari For For Management
2.7 Elect Director Hirose, Shinichi For For Management
2.8 Elect Director Mimura, Akio For For Management
2.9 Elect Director Egawa, Masako For For Management
2.10 Elect Director Mitachi, Takashi For For Management
2.11 Elect Director Endo, Nobuhiro For For Management
2.12 Elect Director Katanozaka, Shinya For For Management
2.13 Elect Director Osono, Emi For For Management
2.14 Elect Director Moriwaki, Yoichi For For Management
3 Approve Compensation Ceiling for For For Management
Directors and Trust-Type Equity
Compensation Plan
--------------------------------------------------------------------------------
TOKYO CENTURY CORP.
Ticker: 8439 Security ID: J8671Q103
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 70
2.1 Elect Director Asada, Shunichi For For Management
2.2 Elect Director Nogami, Makoto For For Management
2.3 Elect Director Yukiya, Masataka For For Management
2.4 Elect Director Yoshida, Masao For For Management
2.5 Elect Director Higaki, Yukito For For Management
2.6 Elect Director Nakamura, Akio For For Management
2.7 Elect Director Asano, Toshio For For Management
2.8 Elect Director Tanaka, Miho For For Management
2.9 Elect Director Okada, Akihiko For For Management
2.10 Elect Director Ogushi, Keiichiro For For Management
2.11 Elect Director Baba, Koichi For For Management
2.12 Elect Director Hirasaki, Tatsuya For For Management
2.13 Elect Director Tamba, Toshihito For For Management
3 Appoint Alternate Statutory Auditor For For Management
Iwanaga, Toshihiko
4 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
TOKYO ELECTRIC POWER CO. HOLDINGS, INC.
Ticker: 9501 Security ID: J86914108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kobayashi, Yoshimitsu For For Management
1.2 Elect Director Kunii, Hideko For For Management
1.3 Elect Director Takaura, Hideo For For Management
1.4 Elect Director Oyagi, Shigeo For For Management
1.5 Elect Director Onishi, Shoichiro For For Management
1.6 Elect Director Shinkawa, Asa For For Management
1.7 Elect Director Kobayakawa, Tomoaki For Against Management
1.8 Elect Director Fubasami, Seiichi For For Management
1.9 Elect Director Moriya, Seiji For For Management
1.10 Elect Director Akimoto, Nobuhide For For Management
1.11 Elect Director Makino, Shigenori For For Management
1.12 Elect Director Yoshino, Shigehiro For For Management
1.13 Elect Director Morishita, Yoshihito For Against Management
2 Amend Articles to Establish Committee Against Against Shareholder
on Treated Radioactive Water at
Fukushima Daiichi Nuclear Power Plant
3 Amend Articles to Ban Resumption of Against Against Shareholder
Operation of Kashiwazaki Kariwa
Nuclear Power Plant
4 Amend Articles to Add Provision on Against Against Shareholder
Compensation for Damages Related to
Fukushima Daiichi Nuclear Power Plant
Accident
5 Amend Articles to Add Provision on Against Against Shareholder
Health Care for Workers Engaged in
Restoration Work at Fukushima Daiichi
Nuclear Power Plant Accident Site
6 Amend Articles to Add Provision on Against Against Shareholder
Management and Disclosure of Materials
Concerning Fukushima Daiichi Nuclear
Power Plant Accident
7 Amend Articles to Abandon Power Supply Against Against Shareholder
Contract with Electric Companies Using
Nuclear Power
8 Amend Articles to Add Provision on Against Against Shareholder
Promotion of Hydroelectric Power
Generation
9 Amend Articles to Require Individual Against For Shareholder
Compensation Disclosure for Directors
and Executive Officers
--------------------------------------------------------------------------------
TOKYO ELECTRON LTD.
Ticker: 8035 Security ID: J86957115
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tsuneishi, Tetsuo For For Management
1.2 Elect Director Kawai, Toshiki For For Management
1.3 Elect Director Sasaki, Sadao For For Management
1.4 Elect Director Nunokawa, Yoshikazu For For Management
1.5 Elect Director Nagakubo, Tatsuya For For Management
1.6 Elect Director Sunohara, Kiyoshi For For Management
1.7 Elect Director Ikeda, Seisu For For Management
1.8 Elect Director Mitano, Yoshinobu For For Management
1.9 Elect Director Charles Ditmars Lake II For For Management
1.10 Elect Director Sasaki, Michio For For Management
1.11 Elect Director Eda, Makiko For For Management
1.12 Elect Director Ichikawa, Sachiko For For Management
2 Appoint Statutory Auditor Wagai, For For Management
Kyosuke
3 Approve Annual Bonus For For Management
4 Approve Deep Discount Stock Option Plan For For Management
5 Approve Deep Discount Stock Option Plan For For Management
6 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
TOKYO GAS CO., LTD.
Ticker: 9531 Security ID: J87000113
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2 Amend Articles to Amend Business Lines For For Management
- Adopt Board Structure with Three
Committees - Clarify Director
Authority on Shareholder Meetings -
Amend Provisions on Director Titles -
Authorize Board to Determine Income
Allocation
3.1 Elect Director Hirose, Michiaki For For Management
3.2 Elect Director Uchida, Takashi For For Management
3.3 Elect Director Nakajima, Isao For For Management
3.4 Elect Director Saito, Hitoshi For For Management
3.5 Elect Director Takami, Kazunori For For Management
3.6 Elect Director Edahiro, Junko For For Management
3.7 Elect Director Indo, Mami For For Management
3.8 Elect Director Nohara, Sawako For For Management
3.9 Elect Director Ono, Hiromichi For For Management
4 Approve Transfer of Operations to For For Management
Wholly Owned Subsidiary
--------------------------------------------------------------------------------
TOKYU CORP.
Ticker: 9005 Security ID: J88720149
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 5
2.1 Elect Director Nomoto, Hirofumi For For Management
2.2 Elect Director Takahashi, Kazuo For For Management
2.3 Elect Director Tomoe, Masao For For Management
2.4 Elect Director Hoshino, Toshiyuki For For Management
2.5 Elect Director Fujiwara, Hirohisa For For Management
2.6 Elect Director Takahashi, Toshiyuki For For Management
2.7 Elect Director Hamana, Setsu For For Management
2.8 Elect Director Kanazashi, Kiyoshi For For Management
2.9 Elect Director Watanabe, Isao For For Management
2.10 Elect Director Konaga, Keiichi For For Management
2.11 Elect Director Kanise, Reiko For For Management
2.12 Elect Director Miyazaki, Midori For For Management
2.13 Elect Director Shimada, Kunio For For Management
2.14 Elect Director Shimizu, Hiroshi For For Management
3 Appoint Alternate Statutory Auditor For For Management
Matsumoto, Taku
--------------------------------------------------------------------------------
TOKYU FUDOSAN HOLDINGS CORP.
Ticker: 3289 Security ID: J88764105
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2.1 Elect Director Kanazashi, Kiyoshi For For Management
2.2 Elect Director Okuma, Yuji For For Management
2.3 Elect Director Nishikawa, Hironori For For Management
2.4 Elect Director Uemura, Hitoshi For For Management
2.5 Elect Director Saiga, Katsuhide For For Management
2.6 Elect Director Okada, Masashi For For Management
2.7 Elect Director Kimura, Shohei For For Management
2.8 Elect Director Ota, Yoichi For For Management
2.9 Elect Director Nomoto, Hirofumi For For Management
2.10 Elect Director Kaiami, Makoto For For Management
2.11 Elect Director Arai, Saeko For For Management
2.12 Elect Director Ogasawara, Michiaki For For Management
2.13 Elect Director Miura, Satoshi For For Management
2.14 Elect Director Hoshino, Tsuguhiko For For Management
2.15 Elect Director Jozuka, Yumiko For For Management
3.1 Appoint Statutory Auditor Mochida, For For Management
Kazuo
3.2 Appoint Statutory Auditor Hashizume, For For Management
Masahiko
3.3 Appoint Statutory Auditor Takechi, For For Management
Katsunori
3.4 Appoint Statutory Auditor Nakazawa, For For Management
Takahiro
4 Appoint Alternate Statutory Auditor For For Management
Nagao, Ryo
5 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
TOPPAN PRINTING CO., LTD.
Ticker: 7911 Security ID: 890747108
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: MAY 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kaneko, Shingo For For Management
1.2 Elect Director Maro, Hideharu For For Management
1.3 Elect Director Maeda, Yukio For For Management
1.4 Elect Director Okubo, Shinichi For For Management
1.5 Elect Director Arai, Makoto For For Management
1.6 Elect Director Ezaki, Sumio For For Management
1.7 Elect Director Ueki, Tetsuro For For Management
1.8 Elect Director Yamano, Yasuhiko For For Management
1.9 Elect Director Nakao, Mitsuhiro For For Management
1.10 Elect Director Kotani, Yuichiro For For Management
1.11 Elect Director Sakai, Kazunori For For Management
1.12 Elect Director Saito, Masanori For For Management
1.13 Elect Director Kurobe, Takashi For For Management
1.14 Elect Director Noma, Yoshinobu For For Management
1.15 Elect Director Toyama, Ryoko For For Management
1.16 Elect Director Nakabayashi, Mieko For For Management
2 Appoint Statutory Auditor Kakiuchi, For For Management
Keiko
--------------------------------------------------------------------------------
TOPPAN, INC.
Ticker: 7911 Security ID: 890747108
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Change Company Name For For Management
- Amend Provisions on Number of
Directors
2.1 Elect Director Kaneko, Shingo For For Management
2.2 Elect Director Maro, Hideharu For For Management
2.3 Elect Director Okubo, Shinichi For For Management
2.4 Elect Director Sakai, Kazunori For For Management
2.5 Elect Director Kurobe, Takashi For For Management
2.6 Elect Director Majima, Hironori For For Management
2.7 Elect Director Noma, Yoshinobu For For Management
2.8 Elect Director Toyama, Ryoko For For Management
2.9 Elect Director Nakabayashi, Mieko For For Management
3 Approve Compensation Ceiling for For For Management
Directors
--------------------------------------------------------------------------------
TORAY INDUSTRIES, INC.
Ticker: 3402 Security ID: J89494116
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 4.5
2 Elect Director Suga, Yasuo For For Management
3 Appoint Statutory Auditor Tanaka, For For Management
Yoshiyuki
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
TOSHIBA CORP.
Ticker: 6502 Security ID: J89752117
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Restore Shareholder For For Management
Authority to Vote on Share Buybacks -
Restore Shareholder Authority to Vote
on Income Allocation
2.1 Elect Director Tsunakawa, Satoshi For For Management
2.2 Elect Director Kurumatani, Nobuaki For For Management
2.3 Elect Director Furuta, Yuki For For Management
2.4 Elect Director Ota, Junji For For Management
2.5 Elect Director Kobayashi, Nobuyuki For For Management
2.6 Elect Director Yamauchi, Takashi For For Management
2.7 Elect Director Fujimori, Yoshiaki For For Management
2.8 Elect Director Paul J. Brough For For Management
2.9 Elect Director Ayako Hirota Weissman For For Management
2.10 Elect Director Jerome Thomas Black For For Management
2.11 Elect Director George Raymond Zage III For For Management
2.12 Elect Director Nagayama, Osamu For For Management
3.1 Elect Shareholder Director Nominee Against Against Shareholder
Allen Chu
3.2 Elect Shareholder Director Nominee Against Against Shareholder
Shimizu, Yuya
4.1 Elect Shareholder Director Nominee Against Against Shareholder
Takeuchi, Akira
4.2 Elect Shareholder Director Nominee Against Against Shareholder
Sugiyama, Tadaaki
4.3 Elect Shareholder Director Nominee Against Against Shareholder
Imai, Yoichiro
--------------------------------------------------------------------------------
TOSHIBA CORP.
Ticker: 6502 Security ID: J89752117
Meeting Date: MAR 18, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Three Individuals to Against For Shareholder
Investigate Status of Operations and
Property of the Company
2 Amend Articles to Mandate Shareholder Against Against Shareholder
Approval for Strategic Investment
Policies including Capital Strategies
--------------------------------------------------------------------------------
TOSHIBA CORP.
Ticker: 6502 Security ID: J89752117
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tsunakawa, Satoshi For For Management
1.2 Elect Director Nagayama, Osamu For For Management
1.3 Elect Director Ota, Junji For Against Management
1.4 Elect Director Kobayashi, Nobuyuki For Against Management
1.5 Elect Director Yamauchi, Takashi For Against Management
1.6 Elect Director Paul J. Brough For For Management
1.7 Elect Director Ayako Hirota Weissman For For Management
1.8 Elect Director Jerome Thomas Black For For Management
1.9 Elect Director George Raymond Zage III For For Management
1.10 Elect Director Watahiki, Mariko For For Management
1.11 Elect Director George Olcott For For Management
1.12 Elect Director Hashimoto, Katsunori For For Management
1.13 Elect Director Hatazawa, Mamoru For For Management
--------------------------------------------------------------------------------
TOSOH CORP.
Ticker: 4042 Security ID: J90096132
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yamamoto, Toshinori For For Management
1.2 Elect Director Tashiro, Katsushi For For Management
1.3 Elect Director Kuwada, Mamoru For For Management
1.4 Elect Director Adachi, Toru For For Management
1.5 Elect Director Doi, Toru For For Management
1.6 Elect Director Abe, Tsutomu For For Management
1.7 Elect Director Miura, Keiichi For For Management
1.8 Elect Director Hombo, Yoshihiro For For Management
1.9 Elect Director Hidaka, Mariko For For Management
2 Appoint Statutory Auditor Okayama, For Against Management
Makoto
3.1 Appoint Alternate Statutory Auditor For For Management
Takahashi, Yojiro
3.2 Appoint Alternate Statutory Auditor For For Management
Nagao, Kenta
--------------------------------------------------------------------------------
TOTAL SE
Ticker: FP Security ID: F92124100
Meeting Date: MAY 28, 2021 Meeting Type: Annual/Special
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.64 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Reelect Patrick Pouyanne as Director For For Management
7 Reelect Anne-Marie Idrac as Director For For Management
8 Elect Jacques Aschenbroich as Director For For Management
9 Elect Glenn Hubbard as Director For For Management
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Compensation of Patrick For For Management
Pouyanne, Chairman and CEO
13 Approve Remuneration Policy of For Against Management
Chairman and CEO
14 Approve the Company's Sustainable For For Management
Development and Energy Transition
15 Change Company Name to TotalEnergies For For Management
SE and Amend Article 2 of Bylaws
Accordingly
16 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
17 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
--------------------------------------------------------------------------------
TOTO LTD.
Ticker: 5332 Security ID: J90268103
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kitamura, Madoka For For Management
1.2 Elect Director Kiyota, Noriaki For For Management
1.3 Elect Director Shirakawa, Satoshi For For Management
1.4 Elect Director Hayashi, Ryosuke For For Management
1.5 Elect Director Taguchi, Tomoyuki For For Management
1.6 Elect Director Tamura, Shinya For For Management
1.7 Elect Director Kuga, Toshiya For For Management
1.8 Elect Director Shimizu, Takayuki For For Management
1.9 Elect Director Taketomi, Yojiro For For Management
1.10 Elect Director Shimono, Masatsugu For For Management
1.11 Elect Director Tsuda, Junji For For Management
1.12 Elect Director Yamauchi, Shigenori For For Management
2 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
TOYO SUISAN KAISHA, LTD.
Ticker: 2875 Security ID: 892306101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Tsutsumi, Tadasu For For Management
2.2 Elect Director Imamura, Masanari For For Management
2.3 Elect Director Sumimoto, Noritaka For For Management
2.4 Elect Director Oki, Hitoshi For For Management
2.5 Elect Director Makiya, Rieko For For Management
2.6 Elect Director Mochizuki, Masahisa For For Management
2.7 Elect Director Murakami, Osamu For For Management
2.8 Elect Director Murayama, Ichiro For For Management
2.9 Elect Director Hayama, Tomohide For For Management
2.10 Elect Director Matsumoto, Chiyoko For For Management
2.11 Elect Director Yachi, Hiroyasu For For Management
2.12 Elect Director Mineki, Machiko For For Management
2.13 Elect Director Yazawa, Kenichi For For Management
2.14 Elect Director Chino, Isamu For For Management
2.15 Elect Director Kobayashi, Tetsuya For For Management
3 Appoint Alternate Statutory Auditor For For Management
Ushijima, Tsutomu
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
TOYODA GOSEI CO., LTD.
Ticker: 7282 Security ID: J91128108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Koyama, Toru For For Management
1.2 Elect Director Yamada, Tomonobu For For Management
1.3 Elect Director Yasuda, Hiroshi For For Management
1.4 Elect Director Oka, Masaki For For Management
1.5 Elect Director Ishikawa, Takashi For For Management
1.6 Elect Director Miyazaki, Naoki For For Management
1.7 Elect Director Tsuchiya, Sojiro For For Management
1.8 Elect Director Yamaka, Kimio For For Management
1.9 Elect Director Matsumoto, Mayumi For For Management
2 Appoint Statutory Auditor Suzuki, For For Management
Yamato
--------------------------------------------------------------------------------
TOYOTA INDUSTRIES CORP.
Ticker: 6201 Security ID: J92628106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toyoda, Tetsuro For For Management
1.2 Elect Director Onishi, Akira For For Management
1.3 Elect Director Sasaki, Takuo For For Management
1.4 Elect Director Mizuno, Yojiro For For Management
1.5 Elect Director Ishizaki, Yuji For For Management
1.6 Elect Director Sumi, Shuzo For For Management
1.7 Elect Director Yamanishi, Kenichiro For For Management
1.8 Elect Director Maeda, Masahiko For For Management
2 Appoint Statutory Auditor Inagawa, Toru For For Management
3 Appoint Alternate Statutory Auditor For For Management
Furusawa, Hitoshi
4 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
TOYOTA MOTOR CORP.
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Uchiyamada, Takeshi For For Management
1.2 Elect Director Hayakawa, Shigeru For For Management
1.3 Elect Director Toyoda, Akio For For Management
1.4 Elect Director Kobayashi, Koji For For Management
1.5 Elect Director James Kuffner For For Management
1.6 Elect Director Kon, Kenta For For Management
1.7 Elect Director Sugawara, Ikuro For For Management
1.8 Elect Director Sir Philip Craven For For Management
1.9 Elect Director Kudo, Teiko For For Management
2 Appoint Alternate Statutory Auditor For For Management
Sakai, Ryuji
3 Amend Articles to Delete Provisions on For For Management
Class AA Shares
--------------------------------------------------------------------------------
TOYOTA TSUSHO CORP.
Ticker: 8015 Security ID: J92719111
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 62
2.1 Elect Director Karube, Jun For For Management
2.2 Elect Director Kashitani, Ichiro For For Management
2.3 Elect Director Kondo, Takahiro For For Management
2.4 Elect Director Tominaga, Hiroshi For For Management
2.5 Elect Director Iwamoto, Hideyuki For For Management
2.6 Elect Director Fujisawa, Kumi For For Management
2.7 Elect Director Komoto, Kunihito For For Management
2.8 Elect Director Didier Leroy For For Management
2.9 Elect Director Inoue, Yukari For For Management
3 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
TPG TELECOM LTD.
Ticker: TPG Security ID: Q9159A141
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3 Elect Frank John Sixt as Director For Against Management
4 Elect Antony Moffatt as Director For For Management
5 Elect Jack Teoh as Director For For Management
6 Approve Issuance of Deferred Share For For Management
Rights and Performance Rights to Inaki
Berroeta
--------------------------------------------------------------------------------
TRANSURBAN GROUP LTD.
Ticker: TCL Security ID: Q9194A106
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Terence Bowen as Director For For Management
2b Elect Neil Chatfield as Director For For Management
2c Elect Jane Wilson as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Awards to For For Management
Scott Charlton
--------------------------------------------------------------------------------
TREASURY WINE ESTATES LIMITED
Ticker: TWE Security ID: Q9194S107
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Antonia Korsanos as Director For For Management
2b Elect Ed Chan as Director For For Management
2c Elect Louisa Cheang as Director For For Management
2d Elect Warwick Every-Burns as Director For For Management
2e Elect Garry Hounsell as Director For For Management
2f Elect Colleen Jay as Director For For Management
2g Elect Lauri Shanahan as Director For For Management
2h Elect Paul Rayner as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Tim Ford
--------------------------------------------------------------------------------
TREND MICRO, INC.
Ticker: 4704 Security ID: J9298Q104
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 153
2 Amend Articles to Reduce Directors' For Against Management
Term - Authorize Board to Determine
Income Allocation
3.1 Elect Director Chang Ming-Jang For For Management
3.2 Elect Director Eva Chen For For Management
3.3 Elect Director Mahendra Negi For For Management
3.4 Elect Director Omikawa, Akihiko For For Management
3.5 Elect Director Nonaka, Ikujiro For For Management
3.6 Elect Director Koga, Tetsuo For For Management
4.1 Appoint Statutory Auditor Sempo, Masaru For For Management
4.2 Appoint Statutory Auditor Hasegawa, For For Management
Fumio
4.3 Appoint Statutory Auditor Kameoka, For For Management
Yasuo
4.4 Appoint Statutory Auditor Fujita, Koji For For Management
5 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
TRYG A/S
Ticker: TRYG Security ID: K9640A110
Meeting Date: DEC 18, 2020 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Creation of DKK 37 Billion For For Management
Pool of Capital with Preemptive Rights
to Finance the Company's Participation
in the Acquisition of RSA Insurance
Group plc; Amend Articles Accordingly
2 Approve Director Indemnification For For Management
3 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
--------------------------------------------------------------------------------
TRYG A/S
Ticker: TRYG Security ID: K9640A110
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 7.00 Per Share
4 Approve Remuneration Report (Advisory For For Management
Vote)
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.17 Million for
Chairman, DKK 780,000 for Vice
Chairman, and DKK 390,000 for Other
Directors; Approve Remuneration for
Committee Work
6.a Authorize Share Repurchase Program For For Management
6.b Amend Articles Re: Amend Corporate For For Management
Purpose
6.c Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
6.d Amend Articles Re: General Meeting For For Management
Agenda
6.e Approve Company Announcements in For For Management
English; Amend Articles Accordingly
6.f Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
7.1 Reelect Jukka Pertola as Member of For For Management
Board
7.2 Reelect Torben Nielsen as Member of For For Management
Board
7.3 Reelect Lene Skole as Member of Board For For Management
7.4 Reelect Mari Thjomoe as Member of Board For For Management
7.5 Reelect Carl-Viggo Ostlund as Member For For Management
of Board
7.6 Elect Lone Moller Olsen as New Member For For Management
of Board
7.7 Reelect Ida Sofie Jensen as Member of For For Management
Board
7.8 Reelect Claus Wistoft as Member of For For Management
Board
7.9 Reelect Karen Bladt as Member of Board For For Management
8 Ratify PricewaterhouseCoopers as For For Management
Auditor
9 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
10 Other Business None None Management
--------------------------------------------------------------------------------
TSURUHA HOLDINGS, INC.
Ticker: 3391 Security ID: J9348C105
Meeting Date: AUG 11, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Amend Business Lines For For Management
2.1 Elect Director Tsuruha, Tatsuru For For Management
2.2 Elect Director Tsuruha, Jun For For Management
2.3 Elect Director Goto, Teruaki For For Management
2.4 Elect Director Ogawa, Hisaya For For Management
2.5 Elect Director Mitsuhashi, Shinya For For Management
2.6 Elect Director Murakami, Shoichi For For Management
2.7 Elect Director Atsumi, Fumiaki For For Management
2.8 Elect Director Abe, Mitsunobu For For Management
2.9 Elect Director Okada, Motoya For For Management
2.10 Elect Director Fujii, Fumiyo For For Management
2.11 Elect Director Sato, Harumi For For Management
2.12 Elect Director Yahata, Masahiro For For Management
3 Appoint Alternate Statutory Auditor For For Management
Yamazaki, Mikine
4 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
UBISOFT ENTERTAINMENT SA
Ticker: UBI Security ID: F9396N106
Meeting Date: JUL 02, 2020 Meeting Type: Annual/Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Treatment of Losses For For Management
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Approve Compensation of Corporate For For Management
Officers
6 Approve Compensation of Yves For For Management
Guillemot, Chairman and CEO
7 Approve Compensation of Claude For For Management
Guillemot, Vice-CEO
8 Approve Compensation of Michel For For Management
Guillemot, Vice-CEO
9 Approve Compensation of Gerard For For Management
Guillemot, Vice-CEO
10 Approve Compensation of Christian For For Management
Guillemot, Vice-CEO
11 Approve Remuneration Policy for For For Management
Chairman and CEO
12 Approve Remuneration Policy for For For Management
Vice-CEOs
13 Approve Remuneration Policy of For For Management
Directors
14 Reelect Yves Guillemot as Director For For Management
15 Reelect Gerard Guillemot as Director For For Management
16 Reelect Florence Naviner as Director For For Management
17 Elect John Parkes as Representative of For For Management
Employee Shareholders to the Board
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Capitalization of Reserves For For Management
of Up to EUR 10 Million for Bonus
Issue or Increase in Par Value
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1.45 Million
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 0.85 Million
23 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 0.85 Million
24 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
(International Subsidiaries)
27 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans,
Reserved for Employees and Corporate
Officers of International Subsidiaries
(Specific Countries)
28 Authorize up to 1 Percent of Issued For Against Management
Capital for Use in Stock Option Plans
to Employees, Excluding Corporate
Executive Officers
29 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Stock Option Plans
to Corporate Executive Officers
30 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 21-27 at EUR 4 Million
31 Amend Article 8 of Bylaws Re: Employee For For Management
Representatives
32 Amend Article 12 of Bylaws Re: CEO and For For Management
Vice-CEO Age Limit
33 Amend Articles of Bylaws to Comply For For Management
with Legal Changes
34 Delegate Powers to the Board to Amend For Against Management
Bylaws to Comply with Legal Changes
35 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
UBS GROUP AG
Ticker: UBSG Security ID: H42097107
Meeting Date: NOV 19, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extraordinary Dividend of USD For For Management
0.365 per Share
2 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
UBS GROUP AG
Ticker: UBSG Security ID: H42097107
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Allocation of Income and For For Management
Dividends of USD 0.37 per Share
4 Approve Discharge of Board and Senior For For Management
Management for Fiscal Year 2020,
excluding French Cross-Border Matter
5.1 Reelect Axel Weber as Director and For For Management
Board Chairman
5.2 Reelect Jeremy Anderson as Director For For Management
5.3 Reelect William Dudley as Director For For Management
5.4 Reelect Reto Francioni as Director For For Management
5.5 Reelect Fred Hu as Director For For Management
5.6 Reelect Mark Hughes as Director For For Management
5.7 Reelect Nathalie Rachou as Director For For Management
5.8 Reelect Julie Richardson as Director For For Management
5.9 Reelect Dieter Wemmer as Director For For Management
5.10 Reelect Jeanette Wong as Director For For Management
6.1 Elect Claudia Boeckstiegel as Director For For Management
6.2 Elect Patrick Firmenich as Director For For Management
7.1 Reappoint Julie Richardson as Member For For Management
of the Compensation Committee
7.2 Reappoint Reto Francioni as Member of For For Management
the Compensation Committee
7.3 Reappoint Dieter Wemmer as Member of For For Management
the Compensation Committee
7.4 Reappoint Jeanette Wong as Member of For For Management
the Compensation Committee
8.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 13 Million
8.2 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 85 Million
8.3 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 33 Million
9.1 Designate ADB Altorfer Duss & For For Management
Beilstein AG as Independent Proxy
9.2 Ratify Ernst & Young AG as Auditors For For Management
9.3 Ratify BDO AG as Special Auditors For For Management
10 Amend Articles Re: Voting Majority for For For Management
Board Resolutions
11 Approve CHF 15.7 Million Reduction in For For Management
Share Capital as Part of the Share
Buyback Program via Cancellation of
Repurchased Shares
12 Authorize Repurchase of up to CHF 4 For For Management
Billion in Issued Share Capital
13 Transact Other Business (Voting) None Against Management
--------------------------------------------------------------------------------
UCB SA
Ticker: UCB Security ID: B93562120
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 1.27 per Share
5 Approve Remuneration Report For For Management
6 Approve Remuneration Policy For For Management
7 Approve Discharge of Directors For For Management
8 Approve Discharge of Auditors For For Management
9.1.A Elect Stefan Oschmann as Director For For Management
9.1.B Indicate Stefan Oschmann as For For Management
Independent Director
9.2 Elect Fiona du Monceau as Director For For Management
9.3.A Ratify the Co-optation of Susan Gasser For For Management
as Independent Director
9.3.B Elect Susan Gasser as Director For For Management
9.3.C Indicate Susan Gasser as Independent For For Management
Director
9.4.A Elect Jonathan Peacock as Director For For Management
9.4.B Indicate Jonathan Peacock as For For Management
Independent Director
9.5.A Reelect Albrecht De Graeve as Director For For Management
9.5.B Indicate Albrecht De Graeve as For For Management
Independent Director
9.6.A Elect Viviane Monges as Director For For Management
9.6.B Indicate Viviane Monges as Independent For For Management
Director
10 Ratify Mazars as Auditors For For Management
11 Approve Long-Term Incentive Plans - For For Management
Program of Free Allocation of Shares
12.1 Approve Change-of-Control Clause Re: For For Management
EMTN Program
--------------------------------------------------------------------------------
UMICORE
Ticker: UMI Security ID: B95505184
Meeting Date: APR 29, 2021 Meeting Type: Annual/Special
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' and Auditors' None None Management
Reports (Non-Voting)
2 Approve Remuneration Report For For Management
3 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 0.75 per Share
4 Approve Grant of an Identical Profit For For Management
Premium to Umicore Employees
5 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
6 Approve Discharge of Members of the For For Management
Supervisory Board
7 Approve Discharge of Auditors For For Management
8.1 Reelect Thomas Leysen as Member of the For For Management
Supervisory Board
8.2 Reelect Koenraad Debackere as an For For Management
Independent Member of the Supervisory
Board
8.3 Reelect Mark Garrett as an Independent For For Management
Member of the Supervisory Board
8.4 Reelect Eric Meurice as an Independent For For Management
Member of the Supervisory Board
8.5 Elect Birgit Behrendt as an For For Management
Independent Member of the Supervisory
Board
9 Approve Remuneration of the Members of For For Management
the Supervisory Board
10.1 Ratify EY BV as Auditors For For Management
10.2 Approve Auditors' Remuneration For For Management
1.1 Approve Change-of-Control Clause Re: For For Management
Finance Contract with European
Investment Bank
1.2 Approve Change-of-Control Clause Re: For For Management
Revolving Facility Agreement with J.P.
Morgan AG
1.3 Approve Change-of-Control Clause Re: For For Management
Convertible Bonds Maturing on 23 June
2025 (ISIN BE6322623669)
--------------------------------------------------------------------------------
UNIBAIL-RODAMCO-WESTFIELD NV
Ticker: Security ID: F95094581
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
i Discuss Annual Report None None Management
1 Approve Remuneration Report For For Management
2 Adopt Financial Statements and For For Management
Statutory Reports
ii Receive Explanation on Dividend Policy None None Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Elect Dominic Lowe to Management Board For For Management
6 Elect Jean-Marie Tritant to For Against Management
Supervisory Board
7 Elect Fabrice Mouchel to Supervisory For Against Management
Board
8 Elect Catherine Pourre to Supervisory For For Management
Board
9 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
10 Approve Remuneration Policy for For For Management
Management Board Members
11 Approve Remuneration Policy for For For Management
Supervisory Board Members
12 Amend Articles of Association For For Management
13 Authorize Repurchase of Shares For For Management
14 Approve Cancellation of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
UNIBAIL-RODAMCO-WESTFIELD SE
Ticker: URW Security ID: F95094581
Meeting Date: NOV 10, 2020 Meeting Type: Special
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 3.5 Billion
2 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
3 Authorize Filing of Required For For Management
Documents/Other Formalities
A Elect Leon Bressier as Supervisory Against Against Shareholder
Board Member
B Elect Susana Gallardo as Supervisory Against Against Shareholder
Board Member
C Elect Xavier Niel as Supervisory Board Against Against Shareholder
Member
--------------------------------------------------------------------------------
UNIBAIL-RODAMCO-WESTFIELD SE
Ticker: URW Security ID: F95094581
Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation Treatment of Losses For For Management
4 Approve Transaction with Christophe For For Management
Cuvillier
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Approve Compensation of Christophe For For Management
Cuvillier, Chairman of the Management
Board
7 Approve Compensation of Jaap Tonckens, For For Management
Member of the Management Board
8 Approve Compensation of Colin Dyer, For For Management
Chairman of the Supervisory Board
Until 13 November 2020
9 Approve Compensation of Leon Bressler, For For Management
Chairman of the Supervisory Board
Since 13 November 2020
10 Approve Compensation of Corporate For For Management
Officers
11 Approve Remuneration Policy for For For Management
Chairman of the Management Board
12 Approve Remuneration Policy for For For Management
Management Board Members
13 Approve Remuneration Policy for For For Management
Supervisory Board Members
14 Ratify Appointment of Julie For For Management
Avrane-Chopard as Supervisory Board
Member
15 Ratify Appointment of Cecile Cabanis For For Management
as Supervisory Board Member
16 Reelect John McFarlane as Supervisory For For Management
Board Member
17 Elect as Aline Sylla-Walbaum as For For Management
Supervisory Board Member
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 100 Million
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 68 Million
22 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above Under Items 20-21
23 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
25 Authorize up to 2.6 Percent of Issued For For Management
Capital for Use in Stock Option Plans
26 Authorize up to 1.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
27 Amend Bylaws to Comply with Legal For For Management
Changes
28 Amend Article 15 of Bylaws Re: Written For For Management
Consultation
29 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
UNICHARM CORP.
Ticker: 8113 Security ID: J94104114
Meeting Date: MAR 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Takahara, Takahisa For For Management
1.2 Elect Director Ishikawa, Eiji For For Management
1.3 Elect Director Mori, Shinji For For Management
2.1 Elect Director and Audit Committee For For Management
Member Wada, Hiroko
2.2 Elect Director and Audit Committee For For Management
Member Sugita, Hiroaki
2.3 Elect Director and Audit Committee For For Management
Member Asada, Shigeru
--------------------------------------------------------------------------------
UNICREDIT SPA
Ticker: UCG Security ID: T9T23L642
Meeting Date: APR 15, 2021 Meeting Type: Annual/Special
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Increase Legal Reserve For For Management
4 Approve Elimination of Negative For For Management
Reserves
5 Approve Dividend Distribution For For Management
6 Authorize Share Repurchase Program For For Management
7 Fix Number of Directors For For Management
8.1 Slate 1 Submitted by Management For For Management
8.2 Slate 2 Submitted by Institutional None Against Shareholder
Investors (Assogestioni)
9 Approve Remuneration of Directors For For Management
10 Appoint Ciro Di Carluccio as Alternate None For Shareholder
Auditor
11 Approve 2021 Group Incentive System For For Management
12 Approve Remuneration Policy For Against Management
13 Approve Severance Payments Policy For For Management
14 Approve Second Section of the For For Management
Remuneration Report
15 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
1 Authorize Board to Increase Capital to For For Management
Service 2021 Group Incentive System
2 Amend Company Bylaws Re: Clause 6 For For Management
3 Authorize Cancellation of Repurchased For For Management
Shares
A Deliberations on Possible Legal Action None Against Management
Against Directors if Presented by
Shareholders
--------------------------------------------------------------------------------
UNILEVER NV
Ticker: UNA Security ID: N8981F289
Meeting Date: SEP 21, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles Re: Unification For For Management
2 Approve Unification For For Management
3 Approve Discharge of Executive For For Management
Directors
4 Approve Discharge of Non-Executive For For Management
Directors
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: OCT 12, 2020 Meeting Type: Special
Record Date: OCT 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Unification of the Unilever Group
under a Single Parent Company
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: OCT 12, 2020 Meeting Type: Court
Record Date: OCT 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Cross-Border Merger For For Management
between Unilever PLC and Unilever N.V.
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Climate Transition Action Plan For For Management
5 Re-elect Nils Andersen as Director For For Management
6 Re-elect Laura Cha as Director For For Management
7 Re-elect Dr Judith Hartmann as Director For For Management
8 Re-elect Alan Jope as Director For For Management
9 Re-elect Andrea Jung as Director For For Management
10 Re-elect Susan Kilsby as Director For For Management
11 Re-elect Strive Masiyiwa as Director For For Management
12 Re-elect Youngme Moon as Director For For Management
13 Re-elect Graeme Pitkethly as Director For For Management
14 Re-elect John Rishton as Director For For Management
15 Re-elect Feike Sijbesma as Director For For Management
16 Reappoint KPMG LLP as Auditors For For Management
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise UK Political Donations and For For Management
Expenditure
19 Approve SHARES Plan For For Management
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
25 Adopt New Articles of Association For For Management
26 Approve Reduction of the Share Premium For For Management
Account
--------------------------------------------------------------------------------
UNIPER SE
Ticker: UN01 Security ID: D8530Z100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.37 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal Year 2021
6.1 Elect Judith Buss to the Supervisory For For Management
Board
6.2 Elect Esa Hyvaerinen to the For For Management
Supervisory Board
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Remuneration Policy For For Management
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1 Billion;
Approve Creation of EUR 145.1 Million
Pool of Capital to Guarantee
Conversion Rights
10 Approve Creation of EUR 145.1 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
11 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
12.1 Amend Articles Re: Supervisory Board For For Management
Term of Office
12.2 Amend Articles Re: Online For For Management
Participation in the General Meeting
13 Elect Nora Steiner-Forsberg to the For For Shareholder
Supervisory Board
--------------------------------------------------------------------------------
UNITED INTERNET AG
Ticker: UTDI Security ID: D8542B125
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
3.1 Approve Discharge of Management Board For For Management
Member Ralph Dommermuth for Fiscal
Year 2020
3.2 Approve Discharge of Management Board For For Management
Member Frank Krause for Fiscal Year
2020
3.3 Approve Discharge of Management Board For For Management
Member Martin Mildner for Fiscal Year
2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
6.1 Elect Stefan Rasch to the Supervisory For For Management
Board
6.2 Elect Andreas Soeffing to the For For Management
Supervisory Board
7 Approve Remuneration Policy For Against Management
8 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
UNITED OVERSEAS BANK LIMITED (SINGAPORE)
Ticker: U11 Security ID: Y9T10P105
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Directors to Fix Their
Remuneration
5 Elect Wong Kan Seng as Director For Against Management
6 Elect Alvin Yeo Khirn Hai as Director For For Management
7 Elect Chia Tai Tee as Director For For Management
8 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
9 Approve Issuance of Shares Pursuant to For For Management
the UOB Scrip Dividend Scheme
10 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
UNITED UTILITIES GROUP PLC
Ticker: UU Security ID: G92755100
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Sir David Higgins as Director For For Management
5 Re-elect Steve Mogford as Director For For Management
6 Re-elect Mark Clare as Director For For Management
7 Re-elect Brian May as Director For For Management
8 Re-elect Stephen Carter as Director For For Management
9 Re-elect Alison Goligher as Director For For Management
10 Re-elect Paulette Rowe as Director For For Management
11 Reappoint KPMG LLP as Auditors For For Management
12 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
13 Authorise Issue of Equity For For Management
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
18 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
UOL GROUP LIMITED
Ticker: U14 Security ID: Y9299W103
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve First and Final Dividend For For Management
3 Approve Directors' Fees For For Management
4 Elect Wee Cho Yaw as Director For Against Management
5 Elect Wee Ee-chao as Director For For Management
6 Elect Sim Hwee Cher as Director For For Management
7 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Elect Lau Cheng Soon as Director For For Management
9 Approve Grant of Options and Issuance For Against Management
of Shares Under the UOL 2012 Share
Option Scheme
10 Approve Issuance of Equity or For Against Management
Equity-Linked Securities with or
without Preemptive Rights
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
UPM-KYMMENE OYJ
Ticker: UPM Security ID: X9518S108
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder None None Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting None None Management
5 Prepare and Approve List of None None Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 1.30 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Report For For Management
11 Remuneration of Directors in the For For Management
Amount of EUR 195,000 for Chairman,
EUR 140,000 for Deputy Chairman and
EUR 115,000 for Other Directors;
Approve Compensation for Committee Work
12 Fix Number of Directors at Nine For For Management
13 Reelect Berndt Brunow, Henrik For For Management
Ehrnrooth, Piia-Noora Kauppi, Marjan
Oudeman, Kim Wahl, Bjorn Wahlroos,
Emma FitzGerald and Martin a Porta as
Directors; Elect Jari Gustafsson as
New Director
14 Approve Remuneration of Auditors For For Management
15 Ratify PricewaterhouseCoopers as For For Management
Auditors
16 Approve Issuance of up to 25 Million For For Management
Shares without Preemptive Rights
17 Authorize Share Repurchase Program For For Management
18 Authorize Charitable Donations For For Management
19 Close Meeting None None Management
--------------------------------------------------------------------------------
USS CO., LTD.
Ticker: 4732 Security ID: J9446Z105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 27.75
2.1 Elect Director Ando, Yukihiro For For Management
2.2 Elect Director Seta, Dai For For Management
2.3 Elect Director Yamanaka, Masafumi For For Management
2.4 Elect Director Akase, Masayuki For For Management
2.5 Elect Director Ikeda, Hiromitsu For For Management
2.6 Elect Director Tamura, Hitoshi For For Management
2.7 Elect Director Kato, Akihiko For For Management
2.8 Elect Director Takagi, Nobuko For For Management
3.1 Appoint Statutory Auditor Goto, Kenichi For For Management
3.2 Appoint Statutory Auditor Miyake, Keiji For For Management
3.3 Appoint Statutory Auditor Ogawa, Jun For For Management
--------------------------------------------------------------------------------
VALEO SA
Ticker: FR Security ID: F96221340
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.30 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Reelect Caroline Maury Devine as For For Management
Director
6 Reelect Mari-Noelle Jego-Laveissiere For For Management
as Director
7 Reelect Veronique Weill as Director For For Management
8 Elect Christophe Perillat as Director For For Management
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Compensation of Jacques For For Management
Aschenbroich, Chairman and CEO
11 Approve Remuneration Policy of For For Management
Directors
12 Approve Remuneration Policy of For For Management
Chairman and CEO
13 Approve Remuneration Policy of For For Management
Christophe Perillat, Vice CEO
14 Approve Remuneration Policy of For For Management
Christophe Perillat, CEO
15 Approve Remuneration Policy of Jacques For For Management
Aschenbroich, Chairman of the Board
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 70 Million
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 23 Million
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 23 Million
20 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
21 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 17-19
22 Authorize Capitalization of Reserves For For Management
of Up to EUR 30 Million for Bonus
Issue or Increase in Par Value
23 Authorize Capital Increase of up to 9. For For Management
52 Percent of Issued Capital for
Contributions in Kind
24 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
25 Authorize up to 1.86 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
26 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
27 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VENTURE CORPORATION LIMITED
Ticker: V03 Security ID: Y9361F111
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final Dividend For For Management
3 Elect Goon Kok Loon as Director For Against Management
4 Elect Wong Yew Meng as Director For For Management
5 Elect Kay Kuok Oon Kwong as Director For For Management
6 Elect Wong-Yeo Siew Eng as Director For For Management
7 Approve Directors' Fees For For Management
8 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Grant of Options and Issuance For Against Management
of Shares Under the Venture
Corporation Executives' Share Option
Scheme 2015
11 Authorize Share Repurchase Program For For Management
12 Adopt Venture Corporation Restricted For Against Management
Share Plan 2021
--------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT SA
Ticker: VIE Security ID: F9686M107
Meeting Date: APR 22, 2021 Meeting Type: Annual/Special
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Non-Deductible Expenses For For Management
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.70 per Share
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions
6 Reelect Caisse des Depots et For For Management
Consignations as Director
7 Reelect Marion Guillou as Director For For Management
8 Elect Pierre-Andre de Chalendar as For For Management
Director
9 Approve Amendment of the Economic For Against Management
Performance Criterion Related to the
Acquisition of Performance Shares
Allocated to the Chairman and CEO
under Plan No. 1
10 Approve Amendment of the Economic For For Management
Performance Criterion Related to the
Acquisition of Performance Shares
Allocated to the Chairman and CEO
under Plan No. 2
11 Approve Amendment of the Economic For For Management
Performance Criterion Related to the
Acquisition of Performance Shares
Allocated to the Chairman and CEO
under Plan No. 3
12 Approve Compensation of Antoine For Against Management
Frerot, Chairman and CEO
13 Approve Compensation of Corporate For For Management
Officers
14 Approve Remuneration Policy of For For Management
Chairman and CEO
15 Approve Remuneration Policy of For For Management
Corporate Officers
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 868 Million
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 868 Million
19 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 17 and 18
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Employees and Corporate Officers, up
to Aggregate Nominal Amount of EUR
17,358,340
22 Authorize up to 0.5 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
23 Amend Article 11 of Bylaws Re: For For Management
Employee Representative
24 Amend Article 11.2 of Bylaws Re: Board For For Management
Composition
25 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VERBUND AG
Ticker: VER Security ID: A91460104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: APR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify Deloitte as Auditors for Fiscal For For Management
Year 2021
6 Approve Remuneration Report For For Management
7 Approve Remuneration of Supervisory For For Management
Board Members
8.1 New/Amended Proposals from Shareholders None Against Management
8.2 New/Amended Proposals from Management None Against Management
and Supervisory Board
--------------------------------------------------------------------------------
VESTAS WIND SYSTEMS A/S
Ticker: VWS Security ID: K9773J128
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 8.45 Per Share
4 Approve Remuneration Report (Advisory For For Management
Vote)
5 Approve Remuneration of Directors in For For Management
the Amount of DKK 1.3 Million for
Chairman, DKK 892,500 for Vice
Chairman and DKK 446,250 for Other
Directors; Approve Remuneration for
Committee Work
6.a Reelect Anders Runevad as Director For For Management
6.b Reelect Bert Nordberg as Director For For Management
6.c Reelect Bruce Grant as Director For For Management
6.d Reelect Eva Merete Sofelde Berneke as For For Management
Director
6.e Reelect Helle Thorning-Schmidt as For For Management
Director
6.f Reelect Karl-Henrik Sundstrom as For For Management
Director
6.g Reelect Lars Josefsson as Director For For Management
6.h Elect Kentaro Hosomi as New Director For For Management
7 Ratify PricewaterhouseCoopers as For For Management
Auditors
8.1 Approve Guidelines for Incentive-Based For For Management
Compensation for Executive Management
and Board
8.2 Amend Articles Re: Change Par Value For For Management
from DKK 1 to DKK 0.01 or Multiples
Thereof
8.3 Approve Creation of DKK 20.2 Million For For Management
Pool of Capital with Preemptive
Rights; Approve Creation of DKK 20.2
Million Pool of Capital without
Preemptive Rights; Maximum Increase in
Share Capital under Both
Authorizations up to DKK 20.2 Million
8.4 Allow Shareholder Meetings to be Held For For Management
by Electronic Means Only
8.5 Allow Electronic Distribution of For For Management
Company Communication
8.6 Authorize Board to Decide on the For For Management
Distribution of Extraordinary Dividends
8.7 Authorize Share Repurchase Program For For Management
9 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
10 Other Business None None Management
--------------------------------------------------------------------------------
VICINITY CENTRES
Ticker: VCX Security ID: Q9395F102
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3a Elect Peter Kahan as Director For For Management
3b Elect Karen Penrose as Director For For Management
4 Approve Grant of Performance Rights For For Management
and Restricted Rights to Grant Kelley
5 Ratify Past Issuance of Stapled For For Management
Securities to Institutional Investors
and Retail Securityholders
--------------------------------------------------------------------------------
VIFOR PHARMA AG
Ticker: VIFN Security ID: H9150Q103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.00 per Share
4 Approve Remuneration Report For For Management
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 4 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 19.5
Million
6.1.1 Reelect Jacques Theurillat as Director For For Management
and Board Chairman
6.1.2 Reelect Romeo Cerutti as Director For For Management
6.1.3 Reelect Michel Burnier as Director For For Management
6.1.4 Reelect Sue Mahony as Director For For Management
6.1.5 Reelect Kim Stratton as Director For For Management
6.1.6 Elect Alexandre LeBeaut as Director For For Management
6.1.7 Elect Asa Riisberg as Director For For Management
6.2.1 Reappoint Sue Mahony as Member of the For For Management
Compensation Committee
6.2.2 Reappoint Michel Burnier as Member of For For Management
the Compensation Committee
6.2.3 Reappoint Romeo Cerutti as Member of For For Management
the Compensation Committee
6.3 Designate Walder Wyss AG as For For Management
Independent Proxy
6.4 Ratify Ernst & Young AG as Auditors For For Management
7 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
VINCI SA
Ticker: DG Security ID: F5879X108
Meeting Date: APR 08, 2021 Meeting Type: Annual/Special
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.04 per Share
4 Reelect Yannick Assouad as Director For For Management
5 Reelect Graziella Gavezotti as Director For For Management
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Remuneration Policy of For For Management
Directors
8 Approve Remuneration Policy of Xavier For For Management
Huillard, Chairman and CEO
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Compensation of Xavier For For Management
Huillard, Chairman and CEO
11 Approve Company's Environmental For For Management
Transition Plan
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Authorize Capitalization of Reserves For For Management
for Bonus Issue or Increase in Par
Value
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 300 Million
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 150 Million
16 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 150 Million
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 14-16
18 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
21 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VIVENDI SA
Ticker: VIV Security ID: F97982106
Meeting Date: MAR 29, 2021 Meeting Type: Special
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article 20 of Bylaws Re: For For Management
Allocation of Income and Dividends
2 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VIVENDI SE
Ticker: VIV Security ID: F97982106
Meeting Date: JUN 22, 2021 Meeting Type: Annual/Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
4 Approve Allocation of Income and For For Management
Dividends of EUR 0.60 per Share
5 Advisory Vote on Exceptional For For Management
Distribution Project in kind of a
Majority of the Capital of Universal
Music Group N.V. to the Shareholders
of Vivendi SE
6 Exceptional Distribution in kind of For For Management
Shares of Universal Music Group N.V.
to the Shareholders of Vivendi SE
7 Approve Compensation Report For Against Management
8 Approve Compensation of Yannick For Against Management
Bollore, Chairman of the Supervisory
Board
9 Approve Compensation of Arnaud de For Against Management
Puyfontaine, Chairman of the
Management Board
10 Approve Compensation of Gilles Alix, For Against Management
Management Board Member
11 Approve Compensation of Cedric de For Against Management
Bailliencourt, Management Board Member
12 Approve Compensation of Frederic For Against Management
Crepin, Management Board Member
13 Approve Compensation of Simon Gillham, For Against Management
Management Board Member
14 Approve Compensation of Herve For Against Management
Philippe, Management Board Member
15 Approve Compensation of Stephane For Against Management
Roussel, Management Board Member
16 Approve Remuneration Policy of For Against Management
Supervisory Board Members and Chairman
17 Approve Remuneration Policy of For Against Management
Chairman of the Management Board
18 Approve Remuneration Policy of For Against Management
Management Board Members
19 Reelect Veronique Driot-Argentin as For For Management
Supervisory Board Member
20 Reelect Sandrine Le Bihan as For For Management
Representative of Employee
Shareholders to the Board
21 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
22 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
23 Authorize Specific Buyback Program and For Against Management
Cancellation of Repurchased Share
24 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 655 Million
25 Authorize Capitalization of Reserves For For Management
of Up to EUR 327,5 Million for Bonus
Issue or Increase in Par Value
26 Authorize Capital Increase of up to 5 For For Management
Percent of Issued Capital for
Contributions in Kind
27 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
Employees of International Subsidiaries
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: G93882192
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Jean-Francois van Boxmeer as For For Management
Director
3 Re-elect Gerard Kleisterlee as Director For For Management
4 Re-elect Nick Read as Director For For Management
5 Re-elect Margherita Della Valle as For For Management
Director
6 Re-elect Sir Crispin Davis as Director For For Management
7 Re-elect Michel Demare as Director For For Management
8 Re-elect Dame Clara Furse as Director For For Management
9 Re-elect Valerie Gooding as Director For For Management
10 Re-elect Renee James as Director For For Management
11 Re-elect Maria Amparo Moraleda For For Management
Martinez as Director
12 Re-elect Sanjiv Ahuja as Director For For Management
13 Re-elect David Thodey as Director For For Management
14 Re-elect David Nish as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Policy For For Management
17 Approve Remuneration Report For For Management
18 Reappoint Ernst & Young LLP as Auditors For For Management
19 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
20 Authorise Issue of Equity For For Management
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise EU Political Donations and For For Management
Expenditure
25 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
26 Approve Share Incentive Plan For For Management
--------------------------------------------------------------------------------
VOESTALPINE AG
Ticker: VOE Security ID: A9101Y103
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: JUN 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019/20
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.20 per Share
3.1 Approve Discharge of Management Board For For Management
Member Herbert Eibensteiner for Fiscal
2019/20
3.2 Approve Discharge of Management Board For For Management
Member Franz Kainersdorfer for Fiscal
2019/20
3.3 Approve Discharge of Management Board For For Management
Member Robert Ottel for Fiscal 2019/20
3.4 Approve Discharge of Management Board For For Management
Member Franz Rotter for Fiscal 2019/20
3.5 Approve Discharge of Management Board For For Management
Member Peter Schwab for Fiscal 2019/20
3.6 Approve Discharge of Management Board For For Management
Member Hubert Zajicek (from July 4,
2019) for Fiscal 2019/20
3.7 Approve Discharge of Management Board For For Management
Member Wolfgang Eder (until July 3,
2019) for Fiscal 2019/20
4.1 Approve Discharge of Supervisory Board For For Management
Member Joachim Lemppenau for Fiscal
2019/20
4.2 Approve Discharge of Supervisory Board For For Management
Member Heinrich Schaller for Fiscal
2019/20
4.3 Approve Discharge of Supervisory Board For For Management
Member Franz Gasselsberger for Fiscal
2019/20
4.4 Approve Discharge of Supervisory Board For For Management
Member Wolfgang Eder (from July 3,
2019) for Fiscal 2019/20
4.5 Approve Discharge of Supervisory Board For For Management
Member Ingrid Joerg (from July 3,
2019) for Fiscal 2019/20
4.6 Approve Discharge of Supervisory Board For For Management
Member Florian Khol (from July 3,
2019) for Fiscal 2019/20
4.7 Approve Discharge of Supervisory Board For For Management
Member Maria Kubitschek (from July 3,
2019) for Fiscal 2019/20
4.8 Approve Discharge of Supervisory Board For For Management
Member Elisabeth Stadler (from July 3,
2019) for Fiscal 2019/20
4.9 Approve Discharge of Supervisory Board For For Management
Member Hans-Peter Hagen (until July 3,
2019) for Fiscal 2019/20
4.10 Approve Discharge of Supervisory Board For For Management
Member Michael Kutschera (until July
3, 2019) for Fiscal 2019/20
4.11 Approve Discharge of Supervisory Board For For Management
Member Helga Nowotny (until July 3,
2019) for Fiscal 2019/20
4.12 Approve Discharge of Supervisory Board For For Management
Member Josef Peischer (until July 3,
2019) for Fiscal 2019/20
4.13 Approve Discharge of Supervisory Board For For Management
Member Josef Gritz for Fiscal 2019/20
4.14 Approve Discharge of Supervisory Board For For Management
Member Friedrich Hofstaetter (until
June 15, 2019) for Fiscal 2019/20
4.15 Approve Discharge of Supervisory Board For For Management
Member Sandra Fritz (from June 15,
2019) for Fiscal 2019/20
4.16 Approve Discharge of Supervisory Board For For Management
Member Hans-Karl Schaller for Fiscal
2019/20
4.17 Approve Discharge of Supervisory Board For For Management
Member Gerhard Scheidreiter for Fiscal
2019/20
5 Ratify Deloitte as Auditors for Fiscal For For Management
2020/21
6 Approve Remuneration Policy for For For Management
Management Board
7 Approve Remuneration Policy for For Against Management
Supervisory Board
--------------------------------------------------------------------------------
VOLKSWAGEN AG
Ticker: VOW3 Security ID: D94523145
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 4.80 per Ordinary
Share and EUR 4.86 per Preferred Share
3.1 Approve Discharge of Management Board For Against Management
Member H. Diess for Fiscal 2019
3.2 Approve Discharge of Management Board For Against Management
Member O. Blume for Fiscal 2019
3.3 Approve Discharge of Management Board For Against Management
Member J. Heizmann (until Oct. 1,
2019) for Fiscal 2019
3.4 Approve Discharge of Management Board For Against Management
Member G. Kilian for Fiscal 2019
3.5 Approve Discharge of Management Board For Against Management
Member A. Renschler for Fiscal 2019
3.6 Approve Discharge of Management Board For Against Management
Member A. Schot for Fiscal 2019
3.7 Approve Discharge of Management Board For Against Management
Member S. Sommer for Fiscal 2019
3.8 Approve Discharge of Management Board For Against Management
Member H. D. Werner for Fiscal 2019
3.9 Approve Discharge of Management Board For Against Management
Member F. Witter for Fiscal 2019
4.1 Approve Discharge of Supervisory Board For Against Management
Member H.D. Poetsch for Fiscal 2019
4.2 Approve Discharge of Supervisory Board For Against Management
Member J. Hofmann for Fiscal 2019
4.3 Approve Discharge of Supervisory Board For Against Management
Member H.A. Al Abdulla for Fiscal 2019
4.4 Approve Discharge of Supervisory Board For Against Management
Member H. S. Al Jaber for Fiscal 2019
4.5 Approve Discharge of Supervisory Board For Against Management
Member B. Althusmann for Fiscal 2019
4.6 Approve Discharge of Supervisory Board For Against Management
Member B. Dietze (until May 31, 2019)
for Fiscal 2019
4.7 Approve Discharge of Supervisory Board For Against Management
Member H.-P. Fischer for Fiscal 2019
4.8 Approve Discharge of Supervisory Board For Against Management
Member M. Heiss for Fiscal 2019
4.9 Approve Discharge of Supervisory Board For Against Management
Member U. Hueck (until Feb. 8, 2019)
for Fiscal 2019
4.10 Approve Discharge of Supervisory Board For Against Management
Member J. Jaervklo for Fiscal 2019
4.11 Approve Discharge of Supervisory Board For Against Management
Member U. Jakob for Fiscal 2019
4.12 Approve Discharge of Supervisory Board For Against Management
Member L. Kiesling for Fiscal 2019
4.13 Approve Discharge of Supervisory Board For Against Management
Member P. Mosch for Fiscal 2019
4.14 Approve Discharge of Supervisory Board For Against Management
Member B. Murkovic for Fiscal 2019
4.15 Approve Discharge of Supervisory Board For Against Management
Member B. Osterloh for Fiscal 2019
4.16 Approve Discharge of Supervisory Board For Against Management
Member H.M. Piech for Fiscal 2019
4.17 Approve Discharge of Supervisory Board For Against Management
Member F.O. Porsche for Fiscal 2019
4.18 Approve Discharge of Supervisory Board For Against Management
Member W. Porsche for Fiscal 2019
4.19 Approve Discharge of Supervisory Board For Against Management
Member C. Schoenhardt (from June 21,
2019)for Fiscal 2019
4.20 Approve Discharge of Supervisory Board For Against Management
Member A. Stimoniaris for Fiscal 2019
4.21 Approve Discharge of Supervisory Board For Against Management
Member S. Weil for Fiscal 2019
4.22 Approve Discharge of Supervisory Board For Against Management
Member W. Weresch (from Feb. 21, 2019)
for Fiscal 2019
5 Elect Hussain Abdulla to the For Against Management
Supervisory Board
6 Amend Articles Re: Proof of Entitlement For For Management
7.1 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2020
7.2 Ratify Ernst & Young GmbH as Auditors For For Management
for the Consolidated Interim Financial
Statements and Interim Management
Report until Sep. 30, 2020 and the
First Quarter of Fiscal 2021
--------------------------------------------------------------------------------
VOLVO AB
Ticker: VOLV.B Security ID: 928856301
Meeting Date: MAR 31, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Erik Sjoman as Inspector of For For Management
Minutes of Meeting
2.2 Designate Martin Jonasson as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Receive Financial Statements and None None Management
Statutory Reports; Receive President's
Report
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of SEK 6 Per Share and an
Extra Dividend of SEK 9 Per Share
9.1 Approve Discharge of Matti Alahuhta For For Management
9.2 Approve Discharge of Eckhard Cordes For For Management
9.3 Approve Discharge of Eric Elzvik For For Management
9.4 Approve Discharge of Kurt Jofs For For Management
9.5 Approve Discharge of James W. Griffith For For Management
9.6 Approve Discharge of Martin Lundstedt For For Management
(as Board Member)
9.7 Approve Discharge of Kathryn V. For For Management
Marinello
9.8 Approve Discharge of Martina Merz For For Management
9.9 Approve Discharge of Hanne de Mora For For Management
9.10 Approve Discharge of Helena Stjernholm For For Management
9.11 Approve Discharge of Carl-Henric For For Management
Svanberg
9.12 Approve Discharge of Lars Ask For For Management
(Employee Representative)
9.13 Approve Discharge of Mats Henning For For Management
(Employee Representative)
9.14 Approve Discharge of Mikael Sallstrom For For Management
(Employee Representative)
9.15 Approve Discharge of Camilla Johansson For For Management
(Deputy Employee Representative)
9.16 Approve Discharge of Mari Larsson For For Management
(Deputy Employee Representative)
9.17 Approve Discharge of Martin Lundstedt For For Management
(as CEO)
10.1 Determine Number of Members (11) of For For Management
Board
10.2 Determine Number of Deputy Members (0) For For Management
of Board
11 Approve Remuneration of Directors in For For Management
the Amount of SEK 3.7 Million for
Chairman and SEK 1.1 Million for Other
Directors except CEO; Approve
Remuneration for Committee Work
12.1 Reelect Matti Alahuhta as Director For For Management
12.2 Reelect Eckhard Cordes as Director For For Management
12.3 Reelect Eric Elzvik as Director For For Management
12.4 Elect Martha Finn Brooks as New For For Management
Director
12.5 Reelect Kurt Jofs as Director For For Management
12.6 Reelect Martin Lundstedt as Director For For Management
12.7 Reelect Kathryn Marinello as Director For For Management
12.8 Reelect Martina Merz as Director For For Management
12.9 Reelect Hanne de Mora as Director For For Management
12.10 Reelect Helena Stjernholm as Director For For Management
12.11 Reelect Carl-Henric Svenberg as For For Management
Director
13 Reelect Carl-Henric Svanberg as Board For For Management
Chairman
14.1 Elect Bengt Kjell to Serve on For For Management
Nomination Committee
14.2 Elect Anders Oscarsson to Serve on For For Management
Nomination Committee
14.3 Elect Ramsay Brufer to Serve on For For Management
Nomination Committee
14.4 Elect Carine Smith Ihenacho to Serve For For Management
on Nomination Committee
14.5 Elect Chairman of the Board to Serve For For Management
on Nomination Committee
15 Approve Remuneration Report For Abstain Management
16 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
17 Amend Articles Re: Auditors For For Management
18 Limit Contributions to Chalmers None Against Shareholder
University of Technology Foundation to
a Maximum of SEK 4 Million Per Year
--------------------------------------------------------------------------------
VOLVO AB
Ticker: VOLV.B Security ID: 928856202
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Erik Sjoman as Inspector of For For Management
Minutes of Meeting
2.2 Designate Martin Jonasson as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Special Dividends of SEK 9.50 For For Management
Per Share
--------------------------------------------------------------------------------
VOLVO AB
Ticker: VOLV.B Security ID: 928856301
Meeting Date: JUN 29, 2021 Meeting Type: Special
Record Date: JUN 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2.1 Designate Erik Sjoman as Inspector of For For Management
Minutes of Meeting
2.2 Designate Martin Jonasson as Inspector For For Management
of Minutes of Meeting
3 Prepare and Approve List of For For Management
Shareholders
4 Approve Agenda of Meeting For For Management
5 Acknowledge Proper Convening of Meeting For For Management
6 Approve Special Dividends of SEK 9.50 For For Management
Per Share
--------------------------------------------------------------------------------
VONOVIA SE
Ticker: VNA Security ID: D9581T100
Meeting Date: APR 16, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.69 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5 Ratify KPMG AG as Auditors for Fiscal For For Management
Year 2021
6 Approve Remuneration Policy For For Management
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Creation of EUR 283 Million For For Management
Pool of Capital with Partial Exclusion
of Preemptive Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 12 Billion;
Approve Creation of EUR 283 Million
Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
WARTSILA OYJ ABP
Ticker: WRT1V Security ID: X98155116
Meeting Date: MAR 04, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Call the Meeting to Order None None Management
3 Designate Inspector or Shareholder For For Management
Representative(s) of Minutes of Meeting
4 Acknowledge Proper Convening of Meeting For For Management
5 Prepare and Approve List of For For Management
Shareholders
6 Receive Financial Statements and None None Management
Statutory Reports
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Allocation of Income and For For Management
Dividends of EUR 0.20 Per Share
9 Approve Discharge of Board and For For Management
President
10 Approve Remuneration Policy And Other For For Management
Terms of Employment For Executive
Management (Advisory)
11 Approve Remuneration Report (Advisory For Against Management
Vote)
12 Approve Remuneration of Directors in For For Management
the Amount of EUR 140,000 for
Chairman, EUR 105,000 for Vice
Chairman, and EUR 70,000 for Other
Directors; Approve Meeting Fees;
Approve Remuneration for Committee Work
13 Fix Number of Directors at Eight For For Management
14 Reelect Maarit Aarni-Sirvio, Karen For Against Management
Bomba, Karin Falk, Johan Forssell, Tom
Johnstone (Chair), Risto Murto (Vice
Chair) and Mats Rahmstrom as
Directors; Elect Tiina Tuomela as New
Director
15 Approve Remuneration of Auditors For For Management
16 Ratify PricewaterhouseCoopers as For For Management
Auditors
17 Authorize Share Repurchase Program For For Management
18 Approve Issuance of up to 57 Million For For Management
Shares without Preemptive Rights
19 Close Meeting None None Management
--------------------------------------------------------------------------------
WASHINGTON H. SOUL PATTINSON AND COMPANY LIMITED
Ticker: SOL Security ID: Q85717108
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3a Elect Josephine L Sukkar as Director For For Management
3b Elect Tiffany L Fuller as Director For For Management
3c Elect Thomas CD Millner as Director For For Management
4 Approve Grant of Performance Rights to For For Management
Todd J Barlow
--------------------------------------------------------------------------------
WELCIA HOLDINGS CO., LTD.
Ticker: 3141 Security ID: J9505A108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ikeno, Takamitsu For For Management
1.2 Elect Director Matsumoto, Tadahisa For For Management
1.3 Elect Director Sato, Norimasa For For Management
1.4 Elect Director Nakamura, Juichi For For Management
1.5 Elect Director Okada, Motoya For For Management
1.6 Elect Director Narita, Yukari For For Management
1.7 Elect Director Nakai, Tomoko For For Management
1.8 Elect Director Ishizuka, Kunio For For Management
--------------------------------------------------------------------------------
WENDEL SE
Ticker: MF Security ID: F98370103
Meeting Date: JUL 02, 2020 Meeting Type: Annual/Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.80 per Share
4 Approve Transaction with Corporate For Against Management
Officers
5 Approve Transaction with For For Management
Wendel-Participations SE
6 Elect Thomas de Villeneuv as For For Management
Supervisory Board Member
7 Approve Remuneration Policy of For Against Management
Chairman of the Management Board
8 Approve Remuneration Policy of For For Management
Management Board Members
9 Approve Remuneration Policy of For For Management
Supervisory Board Members
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Compensation of Andre For For Management
Francois-Poncet, Chairman of the
Management Board
12 Approve Compensation of Bernard For Against Management
Gautier, Management Board Member Until
Sept. 9, 2019
13 Approve Compensation of David Darmon, For For Management
Management Board Member Since Sept. 9,
2019
14 Approve Compensation of Nicolas ver For For Management
Hulst, Chairman of the Supervisory
Board
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to 40 Percent of
Issued Capital
18 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to 10 Percent of
Issued Capital
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to 10 Percent of Issued
Capital
20 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
21 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
22 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
23 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for Future
Exchange Offers
24 Authorize Capitalization of Reserves For For Management
of up to 50 Percent of Issued Capital
for Bonus Issue or Increase in Par
Value
25 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
up to 100 Percent of Issued Capital
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
27 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Stock Option Plans
28 Authorize up to 0.5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
29 Amend Article 12 of Bylaws Re: For For Management
Nomination of Supervisory Board Members
30 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
WENDEL SE
Ticker: MF Security ID: F98370103
Meeting Date: JUN 29, 2021 Meeting Type: Annual/Special
Record Date: JUN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 2.90 per Share
4 Approve Transaction with Corporate For For Management
Officers
5 Approve Transaction with For For Management
Wendel-Participations SE
6 Reelect Nicolas ver Hulst as For For Management
Supervisory Board Member
7 Reelect Priscilla de Moustier as For Against Management
Supervisory Board Member
8 Reelect Benedicte Coste as Supervisory For Against Management
Board Member
9 Elect Francois de Mitry as Supervisory For For Management
Board Member
10 Approve Remuneration Policy of For For Management
Chairman of the Management Board
11 Approve Remuneration Policy of For For Management
Management Board Members
12 Approve Remuneration Policy of For For Management
Supervisory Board Members
13 Approve Compensation Report of For For Management
Management Board Members and
Supervisory Board Members
14 Approve Compensation of Andre For For Management
Francois-Poncet, Chairman of the
Management Board
15 Approve Compensation of David Darmon, For For Management
Management Board Member
16 Approve Compensation of Bernard For For Management
Gautier, Management Board Member Until
Sept. 9, 2019
17 Approve Compensation of Nicolas ver For For Management
Hulst, Chairman of the Supervisory
Board
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
Employees and Employees of
International Subsidiaries
20 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Stock Option Plans
21 Authorize up to 1 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
22 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
WESFARMERS LIMITED
Ticker: WES Security ID: Q95870103
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Michael Alfred Chaney as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of KEEPP Deferred Shares For For Management
and KEEPP Performance Shares to Robert
Scott
5 Approve Grant of Additional For For Management
Performance-Tested Shares to Robert
Scott
--------------------------------------------------------------------------------
WEST JAPAN RAILWAY CO.
Ticker: 9021 Security ID: J95094108
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 50
2.1 Elect Director Hasegawa, Kazuaki For For Management
2.2 Elect Director Saito, Norihiko For For Management
2.3 Elect Director Miyahara, Hideo For For Management
2.4 Elect Director Takagi, Hikaru For For Management
2.5 Elect Director Tsutsui, Yoshinobu For For Management
2.6 Elect Director Nozaki, Haruko For For Management
2.7 Elect Director Ogata, Fumito For For Management
2.8 Elect Director Sugioka, Atsushi For For Management
2.9 Elect Director Kurasaka, Shoji For For Management
2.10 Elect Director Nakamura, Keijiro For For Management
2.11 Elect Director Kawai, Tadashi For For Management
2.12 Elect Director Nakanishi, Yutaka For For Management
2.13 Elect Director Tsubone, Eiji For For Management
--------------------------------------------------------------------------------
WESTPAC BANKING CORP.
Ticker: WBC Security ID: Q97417101
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Grant of Performance Share For For Management
Rights to Peter King
3 Approve Remuneration Report For For Management
4a Elect Peter Nash as Director For For Management
4b Elect John McFarlane as Director For For Management
4c Elect Christopher Lynch as Director For For Management
4d Elect Michael Hawker as Director For For Management
5a Elect Noel Davis as Director Against Against Shareholder
5b Elect Paul Whitehead as Director Against Against Shareholder
--------------------------------------------------------------------------------
WH GROUP LIMITED
Ticker: 288 Security ID: G96007102
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAY 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Wan Long as Director For For Management
2b Elect Wan Hongjian as Director For For Management
2c Elect Ma Xiangjie as Director For For Management
2d Elect Dennis Pat Rick Organ as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Final Dividend For For Management
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
WHARF REAL ESTATE INVESTMENT COMPANY LIMITED
Ticker: 1997 Security ID: G9593A104
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Paul Yiu Cheung Tsui as Director For For Management
2b Elect Tak Hay Chau as Director For For Management
2c Elect Andrew Kwan Yuen Leung as For For Management
Director
2d Elect Glenn Sekkemn Yee as Director For For Management
3 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For Against Management
Shares
7 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
WHITBREAD PLC
Ticker: WTB Security ID: G9606P197
Meeting Date: JUL 07, 2020 Meeting Type: Annual
Record Date: JUL 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Elect Horst Baier as Director For For Management
4 Re-elect David Atkins as Director For For Management
5 Re-elect Alison Brittain as Director For For Management
6 Re-elect Nicholas Cadbury as Director For For Management
7 Re-elect Adam Crozier as Director For For Management
8 Re-elect Frank Fiskers as Director For For Management
9 Re-elect Richard Gillingwater as For For Management
Director
10 Re-elect Chris Kennedy as Director For For Management
11 Re-elect Deanna Oppenheimer as Director For For Management
12 Re-elect Louise Smalley as Director For For Management
13 Re-elect Susan Martin as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
WHITBREAD PLC
Ticker: WTB Security ID: G9606P197
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: JUN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Elect Kal Atwal as Director For For Management
4 Elect Fumbi Chima as Director For For Management
5 Re-elect David Atkins as Director For For Management
6 Re-elect Horst Baier as Director For For Management
7 Re-elect Alison Brittain as Director For For Management
8 Re-elect Nicholas Cadbury as Director For For Management
9 Re-elect Adam Crozier as Director For For Management
10 Re-elect Frank Fiskers as Director For For Management
11 Re-elect Richard Gillingwater as For For Management
Director
12 Re-elect Chris Kennedy as Director For For Management
13 Re-elect Louise Smalley as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise UK Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Approve Sharesave Plan For For Management
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
WILMAR INTERNATIONAL LIMITED
Ticker: F34 Security ID: Y9586L109
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Directors' and Auditors' Reports
2 Approve Final and Special Dividends For For Management
3 Approve Directors' Fees For For Management
4 Elect Lim Siong Guan as Director For For Management
5 Elect Kuok Khoon Hong as Director For Against Management
6 Elect Pua Seck Guan as Director For For Management
7 Elect Kishore Mahbubani as Director For For Management
8 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities with or
without Preemptive Rights
10 Approve Grant of Options and Issuance For Against Management
of Shares Under the Wilmar Executives
Share Option Scheme 2019
11 Approve Renewal of Mandate for For For Management
Interested Person Transactions
12 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
WISETECH GLOBAL LIMITED
Ticker: WTC Security ID: Q98056106
Meeting Date: NOV 26, 2020 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve Remuneration Report For For Management
3 Elect Maree Isaacs as Director For For Management
4 Elect Arlene Tansey as Director For For Management
5 Approve Equity Incentives Plan For For Management
6 Approve Grant of Share Rights to For For Management
Non-Executive Directors
--------------------------------------------------------------------------------
WIX.COM LTD.
Ticker: WIX Security ID: M98068105
Meeting Date: NOV 09, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Reelect Deirdre Bigley as Director For For Management
1b Reelect Allon Bloch as Director For For Management
2 Reappoint Appointment and Compensation For For Management
of Kost, Forer, Gabbay & Kasierer as
Auditors
3 Discuss Financial Statements and the None None Management
Report of the Board
--------------------------------------------------------------------------------
WM MORRISON SUPERMARKETS PLC
Ticker: MRW Security ID: G62748119
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Approve Final Dividend For For Management
4 Re-elect Andrew Higginson as Director For For Management
5 Re-elect David Potts as Director For For Management
6 Re-elect Trevor Strain as Director For For Management
7 Re-elect Michael Gleeson as Director For For Management
8 Re-elect Rooney Anand as Director For For Management
9 Elect Susanne Given as Director For For Management
10 Re-elect Kevin Havelock as Director For For Management
11 Elect Lyssa McGowan as Director For For Management
12 Elect Jeremy Townsend as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise UK Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity For For Management
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
20 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
WOLTERS KLUWER NV
Ticker: WKL Security ID: N9643A197
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Report of Management Board None None Management
(Non-Voting)
2.b Receive Report of Supervisory Board None None Management
(Non-Voting)
2.c Approve Remuneration Report For For Management
3.a Adopt Financial Statements For For Management
3.b Receive Explanation on Company's None None Management
Dividend Policy
3.c Approve Dividends of EUR 1.36 Per Share For For Management
4.a Approve Discharge of Management Board For For Management
4.b Approve Discharge of Supervisory Board For For Management
5.a Reelect Frans Cremers to Supervisory For For Management
Board
5.b Reelect Ann Ziegler to Supervisory For For Management
Board
6 Reelect Kevin Entricken to Management For For Management
Board
7 Approve Remuneration Policy for For For Management
Management Board
8.a Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
8.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Authorize Cancellation of Repurchased For For Management
Shares
11 Other Business (Non-Voting) None None Management
12 Close Meeting None None Management
--------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD.
Ticker: WPL Security ID: 980228100
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Christopher Haynes as Director For For Management
2b Elect Richard Goyder as Director For For Management
2c Elect Gene Tilbrook Goh as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Rights to For For Management
Peter Coleman
5a Approve the Amendments to the Against Against Shareholder
Company's Constitution Proposed by
Market Forces
5b Approve Capital Protection Against Against Shareholder
6 ***Withdrawn Resolution*** Approve the None None Shareholder
Amendments to the Company's
Constitution Proposed by the
Australasian Centre for Corporate
Responsibility (ACCR)
--------------------------------------------------------------------------------
WOOLWORTHS GROUP LIMITED
Ticker: WOW Security ID: Q98418108
Meeting Date: JUN 18, 2021 Meeting Type: Special
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve the Demerger For For Management
1b Approve Capital Reduction For For Management
2 Approve Employee Incentive For For Management
--------------------------------------------------------------------------------
WOOLWORTHS GROUP LTD.
Ticker: WOW Security ID: Q98418108
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Scott Perkins as Director For For Management
3 Approve Remuneration Report For For Management
4 Approve Grant of Performance Share For For Management
Rights to Brad Banducci
5 Approve Renewal of Approach to For For Management
Termination Benefits for 3 Years
--------------------------------------------------------------------------------
WORLDLINE SA
Ticker: WLN Security ID: F9867T103
Meeting Date: MAY 20, 2021 Meeting Type: Annual/Special
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Approve Transaction with SIX Group AG For For Management
Re: Second Settlement Agreement and
Lock-up Agreement
5 Approve Transaction with Deutscher For For Management
Sparkassen Verlag GmbH Re: Amendment
to the Business Combination Agreement
6 Reelect Agnes Audier as Director For For Management
7 Reelect Nazan Somer Ozelgin as Director For For Management
8 Reelect Danielle Lagarde as Director For For Management
9 Reelect Lorenz von Habsburg Lothringen For For Management
as Director
10 Reelect Daniel Schmucki as Director For For Management
11 Renew Appointment of Johannes For Against Management
Dijsselhof as Censor
12 Approve Compensation Report of For For Management
Corporate Officers
13 Approve Compensation of Gilles For Against Management
Grapinet, Chairman and CEO
14 Approve Compensation of Marc-Henri For Against Management
Desportes, Vice-CEO
15 Approve Remuneration Policy of For For Management
Chairman and CEO
16 Approve Remuneration Policy of Vice-CEO For For Management
17 Approve Remuneration Policy of For For Management
Chairman of the Board
18 Approve Remuneration Policy of For For Management
Non-Executive Directors
19 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights Up to 50 Percent of
Issued Capital
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights Up to 10 Percent of
Issued Capital
22 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Up to 10
Percent of Issued Capital Per Year for
Private Placements
23 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 20-22
24 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
25 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Specific Beneficiaries, up to
Aggregate Nominal Amount of EUR 1.5
Million
26 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
27 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees and Corporate Officers
of International Subsidiaries
28 Authorize up to 1.40 Percent of Issued For For Management
Capital for Use in Stock Option Plans
29 Authorize up to 0.50 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
30 Approve Acquisition of Worldline For For Management
France SAS, its Valuation and
Remuneration
31 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
WPP PLC
Ticker: WPP Security ID: G9788D103
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Compensation Committee Report For For Management
4 Elect Angela Ahrendts as Director For For Management
5 Elect Tom Ilube as Director For For Management
6 Elect Ya-Qin Zhang as Director For For Management
7 Re-elect Jacques Aigrain as Director For For Management
8 Re-elect Sandrine Dufour as Director For For Management
9 Re-elect Tarek Farahat as Director For For Management
10 Re-elect Roberto Quarta as Director For For Management
11 Re-elect Mark Read as Director For For Management
12 Re-elect John Rogers as Director For For Management
13 Re-elect Cindy Rose as Director For For Management
14 Re-elect Nicole Seligman as Director For For Management
15 Re-elect Sally Susman as Director For For Management
16 Re-elect Keith Weed as Director For For Management
17 Re-elect Jasmine Whitbread as Director For For Management
18 Reappoint Deloitte LLP as Auditors For For Management
19 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
20 Authorise Issue of Equity For For Management
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
24 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
WYNN MACAU LIMITED
Ticker: 1128 Security ID: G98149100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Linda Chen as Director For For Management
2b Elect Craig S. Billings as Director For For Management
2c Elect Jeffrey Kin-fung Lam as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Issuance of Shares Under the For Against Management
Employee Ownership Scheme
--------------------------------------------------------------------------------
XINYI GLASS HOLDINGS LTD.
Ticker: 868 Security ID: G9828G108
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A1 Elect Tung Ching Bor as Director For For Management
3A2 Elect Sze Nang Sze as Director For For Management
3A3 Elect Ng Ngan Ho as Director For For Management
3A4 Elect Wong Ying Wai as Director For For Management
3A5 Elect Tran Chuen Wah, John as Director For For Management
3B Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5A Authorize Repurchase of Issued Share For For Management
Capital
5B Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5C Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YAKULT HONSHA CO., LTD.
Ticker: 2267 Security ID: J95468120
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Narita, Hiroshi For For Management
1.2 Elect Director Wakabayashi, Hiroshi For For Management
1.3 Elect Director Ishikawa, Fumiyasu For For Management
1.4 Elect Director Ito, Masanori For For Management
1.5 Elect Director Doi, Akifumi For For Management
1.6 Elect Director Hayashida, Tetsuya For For Management
1.7 Elect Director Hirano, Susumu For For Management
1.8 Elect Director Imada, Masao For For Management
1.9 Elect Director Yasuda, Ryuji For For Management
1.10 Elect Director Fukuoka, Masayuki For For Management
1.11 Elect Director Maeda, Norihito For For Management
1.12 Elect Director Tobe, Naoko For For Management
1.13 Elect Director Hirano, Koichi For For Management
1.14 Elect Director Shimbo, Katsuyoshi For For Management
1.15 Elect Director Nagasawa, Yumiko For For Management
--------------------------------------------------------------------------------
YAMADA HOLDINGS CO., LTD.
Ticker: 9831 Security ID: J95534103
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 18
2 Amend Articles to Amend Business Lines For For Management
3 Approve Career Achievement Bonus for For For Management
Director
--------------------------------------------------------------------------------
YAMAHA CORP.
Ticker: 7951 Security ID: J95732103
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 33
2.1 Elect Director Nakata, Takuya For Against Management
2.2 Elect Director Yamahata, Satoshi For For Management
2.3 Elect Director Fukui, Taku For For Management
2.4 Elect Director Hidaka, Yoshihiro For For Management
2.5 Elect Director Fujitsuka, Mikio For For Management
2.6 Elect Director Paul Candland For For Management
2.7 Elect Director Shinohara, Hiromichi For For Management
2.8 Elect Director Yoshizawa, Naoko For For Management
--------------------------------------------------------------------------------
YAMAHA MOTOR CO., LTD.
Ticker: 7272 Security ID: J95776126
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Yanagi, Hiroyuki For For Management
2.2 Elect Director Hidaka, Yoshihiro For For Management
2.3 Elect Director Watanabe, Katsuaki For For Management
2.4 Elect Director Yamaji, Katsuhito For For Management
2.5 Elect Director Okawa, Tatsumi For For Management
2.6 Elect Director Maruyama, Heiji For For Management
2.7 Elect Director Nakata, Takuya For For Management
2.8 Elect Director Kamigama, Takehiro For For Management
2.9 Elect Director Tashiro, Yuko For For Management
2.10 Elect Director Ohashi, Tetsuji For For Management
3 Appoint Statutory Auditor Kawai, Eriko For For Management
4 Appoint Alternate Statutory Auditor For For Management
Fujita, Ko
--------------------------------------------------------------------------------
YAMATO HOLDINGS CO., LTD.
Ticker: 9064 Security ID: J96612114
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yamauchi, Masaki For For Management
1.2 Elect Director Nagao, Yutaka For For Management
1.3 Elect Director Shibasaki, Kenichi For For Management
1.4 Elect Director Kanda, Haruo For For Management
1.5 Elect Director Mori, Masakatsu For For Management
1.6 Elect Director Tokuno, Mariko For For Management
1.7 Elect Director Kobayashi, Yoichi For For Management
1.8 Elect Director Sugata, Shiro For For Management
1.9 Elect Director Kuga, Noriyuki For For Management
2 Appoint Statutory Auditor Yamashita, For For Management
Takashi
--------------------------------------------------------------------------------
YAMAZAKI BAKING CO., LTD.
Ticker: 2212 Security ID: 984632109
Meeting Date: MAR 30, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: YAR Security ID: R9900C106
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Approve Notice of For For Management
Meeting and Agenda
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Approve Special Dividends of NOK 18 For For Management
Per Share
--------------------------------------------------------------------------------
YARA INTERNATIONAL ASA
Ticker: YAR Security ID: R9900C106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting; Approve Notice of For For Management
Meeting and Agenda
2 Elect Chairman of Meeting; Designate For For Management
Inspector(s) of Minutes of Meeting
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 20.00
Per Share
4 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
5 Approve Company's Corporate Governance For For Management
Statement
6 Approve Remuneration of Auditors For For Management
7 Approve Remuneration of Directors in For For Management
the Amount of NOK 690,000 for the
Chairman, NOK 412,000 for the Vice
Chairman, and NOK 363,000 for the
Other Directors; Approve Committee Fees
8 Approve Remuneration of Nominating For For Management
Committee
9 Approve NOK 22.8 Million Reduction in For For Management
Share Capital via Share Cancellation
and Redemption
10 Authorize Share Repurchase Program For For Management
11 Amend Articles Re: Electronic General For For Management
Meetings
--------------------------------------------------------------------------------
YASKAWA ELECTRIC CORP.
Ticker: 6506 Security ID: J9690T102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: FEB 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tsuda, Junji For For Management
1.2 Elect Director Ogasawara, Hiroshi For For Management
1.3 Elect Director Murakami, Shuji For For Management
1.4 Elect Director Minami, Yoshikatsu For For Management
1.5 Elect Director Ogawa, Masahiro For For Management
1.6 Elect Director Morikawa, Yasuhiko For For Management
1.7 Elect Director Kato, Yuichiro For For Management
2.1 Elect Director and Audit Committee For For Management
Member Nakayama, Yuji
2.2 Elect Director and Audit Committee For For Management
Member Tsukahata, Koichi
2.3 Elect Director and Audit Committee For For Management
Member Akita, Yoshiki
2.4 Elect Director and Audit Committee For For Management
Member Tsukamoto, Hideo
2.5 Elect Director and Audit Committee For For Management
Member Koike, Toshikazu
3 Approve Trust-Type Equity Compensation For For Management
Plan
4 Approve Trust-Type Equity Compensation For For Management
Plan
--------------------------------------------------------------------------------
YOKOGAWA ELECTRIC CORP.
Ticker: 6841 Security ID: J97272124
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 17
2 Amend Articles to Amend Business Lines For For Management
3.1 Elect Director Nishijima, Takashi For For Management
3.2 Elect Director Nara, Hitoshi For For Management
3.3 Elect Director Anabuki, Junichi For For Management
3.4 Elect Director Dai, Yu For For Management
3.5 Elect Director Uji, Noritaka For For Management
3.6 Elect Director Seki, Nobuo For For Management
3.7 Elect Director Sugata, Shiro For For Management
3.8 Elect Director Uchida, Akira For For Management
3.9 Elect Director Urano, Kuniko For For Management
4.1 Appoint Statutory Auditor Maemura, Koji For For Management
4.2 Appoint Statutory Auditor Takayama, For For Management
Yasuko
--------------------------------------------------------------------------------
Z HOLDINGS CORP.
Ticker: 4689 Security ID: J9894K105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to Allow Virtual Only For For Management
Shareholder Meetings
2.1 Elect Director Kawabe, Kentaro For For Management
2.2 Elect Director Idezawa, Takeshi For For Management
2.3 Elect Director Jungho Shin For For Management
2.4 Elect Director Ozawa, Takao For For Management
2.5 Elect Director Masuda, Jun For For Management
2.6 Elect Director Oketani, Taku For For Management
3 Elect Director and Audit Committee For For Management
Member Usumi, Yoshio
--------------------------------------------------------------------------------
ZALANDO SE
Ticker: ZAL Security ID: D98423102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2020
(Non-Voting)
2 Approve Allocation of Income and For For Management
Omission of Dividends
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2020
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2020
5.1 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2021
5.2 Ratify Ernst & Young GmbH as Auditors For For Management
Until the 2022 AGM
6.1 Elect Kelly Bennett to the Supervisory For For Management
Board as Shareholder Representative
6.2 Elect Jennifer Hyman to the For For Management
Supervisory Board as Shareholder
Representative
6.3 Elect Niklas Oestberg to the For For Management
Supervisory Board as Shareholder
Representative
6.4 Elect Anders Holch Povlsen to the For For Management
Supervisory Board as Shareholder
Representative
6.5 Elect Mariella Roehm-Kottmann to the For For Management
Supervisory Board as Shareholder
Representative
6.6 Elect Cristina Stenbeck to the For For Management
Supervisory Board as Shareholder
Representative
7 Approve Remuneration Policy For Against Management
8 Approve Remuneration of Supervisory For For Management
Board
--------------------------------------------------------------------------------
ZOZO, INC.
Ticker: 3092 Security ID: J9893A108
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 26
2.1 Elect Director Sawada, Kotaro For For Management
2.2 Elect Director Yanagisawa, Koji For For Management
2.3 Elect Director Hirose, Fuminori For For Management
2.4 Elect Director Kawabe, Kentaro For For Management
2.5 Elect Director Ozawa, Takao For For Management
2.6 Elect Director Ono, Koji For For Management
2.7 Elect Director Hotta, Kazunori For For Management
2.8 Elect Director Saito, Taro For For Management
3 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
(Non-Binding)
2 Approve Allocation of Income and For For Management
Dividends of CHF 20.00 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4.1a Reelect Michel Lies as Director and For For Management
Board Chairman
4.1b Reelect Joan Amble as Director For For Management
4.1c Reelect Catherine Bessant as Director For For Management
4.1d Reelect Dame Carnwath as Director For For Management
4.1e Reelect Christoph Franz as Director For For Management
4.1f Reelect Michael Halbherr as Director For For Management
4.1g Reelect Jeffrey Hayman as Director For For Management
(pro-forma vote as Jeffrey Hayman is
not available for appointment)
4.1h Reelect Monica Maechler as Director For For Management
4.1i Reelect Kishore Mahbubani as Director For For Management
4.1j Reelect Jasmin Staiblin as Director For For Management
4.1k Reelect Barry Stowe as Director For For Management
4.1l Elect Sabine Keller-Busse as Director For For Management
4.2.1 Reappoint Michel Lies as Member of the For For Management
Compensation Committee
4.2.2 Reappoint Catherine Bessant as Member For For Management
of the Compensation Committee
4.2.3 Reappoint Christoph Franz as Member of For For Management
the Compensation Committee
4.2.4 Reappoint Kishore Mahbubani as Member For For Management
of the Compensation Committee
4.2.5 Reappoint Jasmin Staiblin as Member of For For Management
the Compensation Committee
4.2.6 Appoint Sabine Keller-Busse as Member For For Management
of the Compensation Committee
4.3 Designate Keller KLG as Independent For For Management
Proxy
4.4 Ratify Ernst & Young AG as Auditors For For Management
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 5.9 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 79.8
Million
6 Approve Extension of Existing For For Management
Authorized Capital Pool of CHF 4.5
Million with Partial Exclusion of
Preemptive Rights and Approve
Amendment to Existing Conditional
Capital Pool
7 Transact Other Business (Voting) For Against Management
========== Voya RussellTM Large Cap Growth Index Portfolio ==========
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas "Tony" K. Brown For For Management
1b Elect Director Pamela J. Craig For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Michael L. Eskew For For Management
1e Elect Director James R. Fitterling For For Management
1f Elect Director Herbert L. Henkel For For Management
1g Elect Director Amy E. Hood For For Management
1h Elect Director Muhtar Kent For For Management
1i Elect Director Dambisa F. Moyo For For Management
1j Elect Director Gregory R. Page For For Management
1k Elect Director Michael F. Roman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
6 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Robert B. Ford For For Management
1.5 Elect Director Michelle A. Kumbier For For Management
1.6 Elect Director Darren W. McDew For For Management
1.7 Elect Director Nancy McKinstry For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Michael F. Roman For For Management
1.10 Elect Director Daniel J. Starks For For Management
1.11 Elect Director John G. Stratton For For Management
1.12 Elect Director Glenn F. Tilton For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Adopt Majority Voting Standard for For For Management
Amendments of the Articles of
Incorporation and Effect Other
Ministerial Changes
4b Adopt Majority Voting Standard for For For Management
Certain Extraordinary Transactions
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Racial Justice Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director Richard A. Gonzalez For For Management
1.3 Elect Director Rebecca B. Roberts For For Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Nonqualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote For For Management
Requirement
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Nancy McKinstry For For Management
1d Elect Director Beth E. Mooney For For Management
1e Elect Director Gilles C. Pelisson For For Management
1f Elect Director Paula A. Price For For Management
1g Elect Director Venkata (Murthy) For For Management
Renduchintala
1h Elect Director David Rowland For For Management
1i Elect Director Arun Sarin For For Management
1j Elect Director Julie Sweet For For Management
1k Elect Director Frank K. Tang For For Management
1l Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Authorize Board to Opt-Out of For For Management
Statutory Pre-Emption Rights
6 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Reveta Bowers For For Management
1b Elect Director Robert Corti For For Management
1c Elect Director Hendrik Hartong, III For For Management
1d Elect Director Brian Kelly For For Management
1e Elect Director Robert Kotick For For Management
1f Elect Director Barry Meyer For For Management
1g Elect Director Robert Morgado For For Management
1h Elect Director Peter Nolan For For Management
1i Elect Director Dawn Ostroff For For Management
1j Elect Director Casey Wasserman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ADOBE INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy Banse For For Management
1b Elect Director Melanie Boulden For For Management
1c Elect Director Frank Calderoni For For Management
1d Elect Director James Daley For For Management
1e Elect Director Laura Desmond For For Management
1f Elect Director Shantanu Narayen For For Management
1g Elect Director Kathleen Oberg For For Management
1h Elect Director Dheeraj Pandey For For Management
1i Elect Director David Ricks For For Management
1j Elect Director Daniel Rosensweig For For Management
1k Elect Director John Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John E. Caldwell For For Management
1b Elect Director Nora M. Denzel For For Management
1c Elect Director Mark Durcan For For Management
1d Elect Director Michael P. Gregoire For For Management
1e Elect Director Joseph A. Householder For For Management
1f Elect Director John W. Marren For For Management
1g Elect Director Lisa T. Su For For Management
1h Elect Director Abhi Y. Talwalkar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan K. Carter For For Management
1b Elect Director Charles I. Cogut For For Management
1c Elect Director Lisa A. Davis For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Seifollah (Seifi) For For Management
Ghasemi
1f Elect Director David H. Y. Ho For For Management
1g Elect Director Edward L. Monser For For Management
1h Elect Director Matthew H. Paull For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For For Management
1e Elect Director Frances H. Arnold For For Management
1f Elect Director L. John Doerr For Against Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For For Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For For Management
1k Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
6 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
7 Report on Takedown Requests Against For Shareholder
8 Report on Whistleblower Policies and Against Against Shareholder
Practices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Against For Shareholder
Anticompetitive Practices
11 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Casteen, III For For Management
1b Elect Director Dinyar S. Devitre For For Management
1c Elect Director William F. Gifford, Jr. For For Management
1d Elect Director Debra J. Kelly-Ennis For For Management
1e Elect Director W. Leo Kiely, III For For Management
1f Elect Director Kathryn B. McQuade For For Management
1g Elect Director George Munoz For For Management
1h Elect Director Mark E. Newman For For Management
1i Elect Director Nabil Y. Sakkab For For Management
1j Elect Director Virginia E. Shanks For For Management
1k Elect Director Ellen R. Strahlman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Underage Tobacco Prevention Against Against Shareholder
Policies and Marketing Practices
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Keith B. Alexander For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Customers' Use of its Against For Shareholder
Surveillance and Computer Vision
Products Capabilities or Cloud
Products Contribute to Human Rights
Violations
5 Require Independent Board Chair Against Against Shareholder
6 Report on Gender/Racial Pay Gap Against For Shareholder
7 Report on Promotion Data Against Against Shareholder
8 Report on the Impacts of Plastic Against For Shareholder
Packaging
9 Oversee and Report on a Civil Rights, Against Against Shareholder
Equity, Diversity and Inclusion Audit
10 Adopt a Policy to Include Hourly Against Against Shareholder
Employees as Director Candidates
11 Report on Board Oversight of Risks Against For Shareholder
Related to Anti-Competitive Practices
12 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
13 Report on Lobbying Payments and Policy Against For Shareholder
14 Report on Potential Human Rights Against For Shareholder
Impacts of Customers' Use of
Rekognition
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Bartlett For For Management
1b Elect Director Raymond P. Dolan For For Management
1c Elect Director Kenneth R. Frank For For Management
1d Elect Director Robert D. Hormats For For Management
1e Elect Director Gustavo Lara Cantu For For Management
1f Elect Director Grace D. Lieblein For For Management
1g Elect Director Craig Macnab For For Management
1h Elect Director JoAnn A. Reed For For Management
1i Elect Director Pamela D.A. Reeve For For Management
1j Elect Director David E. Sharbutt For For Management
1k Elect Director Bruce L. Tanner For For Management
1l Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
5 Establish a Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Robert A. Bradway For For Management
1c Elect Director Brian J. Druker For For Management
1d Elect Director Robert A. Eckert For For Management
1e Elect Director Greg C. Garland For For Management
1f Elect Director Charles M. Holley, Jr. For For Management
1g Elect Director Tyler Jacks For For Management
1h Elect Director Ellen J. Kullman For For Management
1i Elect Director Amy E. Miles For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ray Stata For For Management
1b Elect Director Vincent Roche For For Management
1c Elect Director James A. Champy For For Management
1d Elect Director Anantha P. Chandrakasan For For Management
1e Elect Director Bruce R. Evans For For Management
1f Elect Director Edward H. Frank For For Management
1g Elect Director Laurie H. Glimcher For For Management
1h Elect Director Karen M. Golz For For Management
1i Elect Director Mark M. Little For For Management
1j Elect Director Kenton J. Sicchitano For For Management
1k Elect Director Susie Wee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Hay, III For For Management
1.2 Elect Director Antonio F. Neri For For Management
1.3 Elect Director Ramiro G. Peru For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0403H108
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Issuance of the Aggregate For For Management
Scheme Consideration
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0403H108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lester B. Knight For For Management
1.2 Elect Director Gregory C. Case For For Management
1.3 Elect Director Jin-Yong Cai For For Management
1.4 Elect Director Jeffrey C. Campbell For For Management
1.5 Elect Director Fulvio Conti For For Management
1.6 Elect Director Cheryl A. Francis For For Management
1.7 Elect Director J. Michael Losh For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Gloria Santona For For Management
1.11 Elect Director Byron O. Spruell For For Management
1.12 Elect Director Carolyn Y. Woo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Ratify Ernst & Young Chartered For For Management
Accountants as Statutory Auditor
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Amend Articles of Association Re: For For Management
Article 190
7 Authorize the Board of Directors to For For Management
Capitalize Certain Non-distributable
Reserves
8 Approve Creation of Distributable For For Management
Profits by the Reduction and
Cancellation of the Amounts
Capitalized Pursuant to the Authority
Given Under Proposal 7
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For For Management
1e Elect Director Art Levinson For For Management
1f Elect Director Monica Lozano For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against For Shareholder
5 Improve Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rani Borkar For For Management
1b Elect Director Judy Bruner For For Management
1c Elect Director Xun (Eric) Chen For For Management
1d Elect Director Aart J. de Geus For For Management
1e Elect Director Gary E. Dickerson For For Management
1f Elect Director Thomas J. Iannotti For For Management
1g Elect Director Alexander A. Karsner For For Management
1h Elect Director Adrianna C. Ma For For Management
1i Elect Director Yvonne McGill For For Management
1j Elect Director Scott A. McGregor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Require Independent Board Chairman Against Against Shareholder
7 Improve Executive Compensation Program Against Against Shareholder
and Policy
--------------------------------------------------------------------------------
ATLASSIAN CORPORATION PLC
Ticker: TEAM Security ID: G06242104
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Appoint Ernst & Young LLP as Auditors For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect Director Shona L. Brown For For Management
6 Elect Director Michael Cannon-Brookes For For Management
7 Elect Director Scott Farquhar For For Management
8 Elect Director Heather Mirjahangir For For Management
Fernandez
9 Elect Director Sasan Goodarzi For For Management
10 Elect Director Jay Parikh For For Management
11 Elect Director Enrique Salem For For Management
12 Elect Director Steven Sordello For For Management
13 Elect Director Richard P. Wong For For Management
14 Authorize to Make Off-Market Purchases For For Management
of Ordinary Shares
15 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew Anagnost For For Management
1b Elect Director Karen Blasing For For Management
1c Elect Director Reid French For For Management
1d Elect Director Ayanna Howard For For Management
1e Elect Director Blake Irving For For Management
1f Elect Director Mary T. McDowell For For Management
1g Elect Director Stephen Milligan For For Management
1h Elect Director Lorrie M. Norrington For For Management
1i Elect Director Elizabeth (Betsy) Rafael For For Management
1j Elect Director Stacy J. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Bisson For For Management
1b Elect Director Richard T. Clark For For Management
1c Elect Director Linnie M. Haynesworth For For Management
1d Elect Director John P. Jones For For Management
1e Elect Director Francine S. Katsoudas For For Management
1f Elect Director Nazzic S. Keene For For Management
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Scott F. Powers For For Management
1i Elect Director William J. Ready For For Management
1j Elect Director Carlos A. Rodriguez For For Management
1k Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Non-Management Employee Against Against Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose (Joe) E. Almeida For For Management
1b Elect Director Thomas F. Chen For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director Peter S. Hellman For For Management
1e Elect Director Michael F. Mahoney For For Management
1f Elect Director Patricia B. Morrison For For Management
1g Elect Director Stephen N. Oesterle For For Management
1h Elect Director Cathy R. Smith For For Management
1i Elect Director Thomas T. Stallkamp For For Management
1j Elect Director Albert P.L. Stroucken For For Management
1k Elect Director Amy A. Wendell For For Management
1l Elect Director David S. Wilkes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For For Management
1b Elect Director Caroline D. Dorsa For For Management
1c Elect Director Maria C. Freire For For Management
1d Elect Director William A. Hawkins For For Management
1e Elect Director William D. Jones For For Management
1f Elect Director Nancy L. Leaming For For Management
1g Elect Director Jesus B. Mantas For For Management
1h Elect Director Richard C. Mulligan For For Management
1i Elect Director Stelios Papadopoulos For For Management
1j Elect Director Brian S. Posner For For Management
1k Elect Director Eric K. Rowinsky For For Management
1l Elect Director Stephen A. Sherwin For For Management
1m Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Glenn D. Fogel For For Management
1.3 Elect Director Mirian M. Graddick-Weir For For Management
1.4 Elect Director Wei Hopeman For For Management
1.5 Elect Director Robert J. Mylod, Jr. For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Nicholas J. Read For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Bob van Dijk For For Management
1.10 Elect Director Lynn M. Vojvodich For For Management
1.11 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Report on Annual Climate Transition Against For Shareholder
8 Annual Investor Advisory Vote on Against Against Shareholder
Climate Plan
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Michael W. Bonney For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Julia A. Haller For For Management
1E Elect Director Paula A. Price For For Management
1F Elect Director Derica W. Rice For For Management
1G Elect Director Theodore R. Samuels For For Management
1H Elect Director Gerald L. Storch For For Management
1I Elect Director Karen H. Vousden For For Management
1J Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Special For For Management
Shareholder Meetings to 15%
6 Require Independent Board Chair Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Reduce Ownership Threshold for Special Against Against Shareholder
Shareholder Meetings to 10%
--------------------------------------------------------------------------------
BROADCOM INC.
Ticker: AVGO Security ID: 11135F101
Meeting Date: APR 05, 2021 Meeting Type: Annual
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Diane M. Bryant For For Management
1b Elect Director Gayla J. Delly For For Management
1c Elect Director Raul J. Fernandez For For Management
1d Elect Director Eddy W. Hartenstein For For Management
1e Elect Director Check Kian Low For For Management
1f Elect Director Justine F. Page For For Management
1g Elect Director Henry Samueli For For Management
1h Elect Director Hock E. Tan For For Management
1i Elect Director Harry L. You For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jessica L. Blume For For Management
1b Elect Director Frederick H. Eppinger For For Management
1c Elect Director David L. Steward For For Management
1d Elect Director William L. Trubeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Declassify the Board of Directors For For Shareholder
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For Against Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For Against Management
1e Elect Director John D. Markley, Jr. For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director James E. Meyer For For Management
1h Elect Director Steven A. Miron For Against Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Report on Lobbying Payments and Policy Against For Shareholder
4 Require Independent Board Chair Against Against Shareholder
5 Publish Annually a Report Assessing Against For Shareholder
Diversity, Equity, and Inclusion
Efforts
6 Report on Greenhouse Gas Emissions Against For Shareholder
Disclosure
7 Adopt Policy to Annually Disclose Against For Shareholder
EEO-1 Data
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125523100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Cordani For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director Eric J. Foss For For Management
1d Elect Director Elder Granger For For Management
1e Elect Director Isaiah Harris, Jr. For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Kathleen M. Mazzarella For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director John M. Partridge For For Management
1j Elect Director Kimberly A. Ross For For Management
1k Elect Director Eric C. Wiseman For For Management
1l Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Disclose Board Matrix Including Against Against Shareholder
Ideological Perspectives
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Vinita Bali For For Management
1c Elect Director Maureen Breakiron-Evans For For Management
1d Elect Director Archana Deskus For For Management
1e Elect Director John M. Dineen For For Management
1f Elect Director Brian Humphries For For Management
1g Elect Director Leo S. Mackay, Jr. For For Management
1h Elect Director Michael Patsalos-Fox For For Management
1i Elect Director Joseph M. Velli For For Management
1j Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Kenneth D. Denman For For Management
1.3 Elect Director Richard A. Galanti For For Management
1.4 Elect Director W. Craig Jelinek For For Management
1.5 Elect Director Sally Jewell For For Management
1.6 Elect Director Charles T. Munger For For Management
1.7 Elect Director Jeffrey S. Raikes For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 22822V101
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Jay A. Brown For For Management
1c Elect Director Cindy Christy For For Management
1d Elect Director Ari Q. Fitzgerald For For Management
1e Elect Director Andrea J. Goldsmith For For Management
1f Elect Director Lee W. Hogan For For Management
1g Elect Director Tammy K. Jones For For Management
1h Elect Director J. Landis Martin For For Management
1i Elect Director Anthony J. Melone For For Management
1j Elect Director W. Benjamin Moreland For For Management
1k Elect Director Kevin A. Stephens For For Management
1l Elect Director Matthew Thornton, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DELL TECHNOLOGIES INC.
Ticker: DELL Security ID: 24703L202
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Dell For Withhold Management
1.2 Elect Director David W. Dorman For Withhold Management
1.3 Elect Director Egon Durban For Withhold Management
1.4 Elect Director William D. Green For For Management
1.5 Elect Director Simon Patterson For For Management
1.6 Elect Director Lynn M. Vojvodich For For Management
1.7 Elect Director Ellen J. Kullman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEXCOM, INC.
Ticker: DXCM Security ID: 252131107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin R. Sayer For For Management
1.2 Elect Director Nicholas Augustinos For For Management
1.3 Elect Director Bridgette P. Heller For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren F. Bryant For For Management
1b Elect Director Michael M. Calbert For For Management
1c Elect Director Patricia D. Fili-Krushel For For Management
1d Elect Director Timothy I. McGuire For For Management
1e Elect Director William C. Rhodes, III For For Management
1f Elect Director Debra A. Sandler For For Management
1g Elect Director Ralph E. Santana For For Management
1h Elect Director Todd J. Vasos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Call Special Meeting For For Management
of the total of 25% of Outstanding
Common Stock
6 Provide Right to Call A Special Against Against Shareholder
Meeting of the total of 10% of
Outstanding Common Stock
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony J. Bates For For Management
1b Elect Director Adriane M. Brown For For Management
1c Elect Director Diana Farrell For For Management
1d Elect Director Logan D. Green For For Management
1e Elect Director Bonnie S. Hammer For For Management
1f Elect Director E. Carol Hayles For For Management
1g Elect Director Jamie Iannone For For Management
1h Elect Director Kathleen C. Mitic For For Management
1i Elect Director Matthew J. Murphy For For Management
1j Elect Director Paul S. Pressler For For Management
1k Elect Director Mohak Shroff For For Management
1l Elect Director Robert H. Swan For For Management
1m Elect Director Perry M. Traquina For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Improve Principles of Executive Against Against Shareholder
Compensation Program
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Shari L. Ballard For For Management
1c Elect Director Barbara J. Beck For For Management
1d Elect Director Christophe Beck For For Management
1e Elect Director Jeffrey M. Ettinger For For Management
1f Elect Director Arthur J. Higgins For For Management
1g Elect Director Michael Larson For For Management
1h Elect Director David W. MacLennan For For Management
1i Elect Director Tracy B. McKibben For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Victoria J. Reich For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
1m Elect Director John J. Zillmer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kieran T. Gallahue For For Management
1.2 Elect Director Leslie S. Heisz For For Management
1.3 Elect Director Paul A. LaViolette For For Management
1.4 Elect Director Steven R. Loranger For For Management
1.5 Elect Director Martha H. Marsh For For Management
1.6 Elect Director Michael A. Mussallem For For Management
1.7 Elect Director Ramona Sequeira For For Management
1.8 Elect Director Nicholas J. Valeriani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard S. Coleman For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Jeffrey T. Huber For For Management
1d Elect Director Lawrence F. Probst, III For For Management
1e Elect Director Talbott Roche For For Management
1f Elect Director Richard A. Simonson For For Management
1g Elect Director Luis A. Ubinas For For Management
1h Elect Director Heidi J. Ueberroth For For Management
1i Elect Director Andrew Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine Baicker For For Management
1b Elect Director J. Erik Fyrwald For For Management
1c Elect Director Jamere Jackson For For Management
1d Elect Director Gabrielle Sulzberger For For Management
1e Elect Director Jackson P. Tai For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chair Against Against Shareholder
8 Adopt Policy on Bonus Banking Against Against Shareholder
9 Clawback Disclosure of Recoupment Against Against Shareholder
Activity from Senior Officers
--------------------------------------------------------------------------------
EQUINIX, INC.
Ticker: EQIX Security ID: 29444U700
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Bartlett For For Management
1.2 Elect Director Nanci Caldwell For For Management
1.3 Elect Director Adaire Fox-Martin For For Management
1.4 Elect Director Gary Hromadko For For Management
1.5 Elect Director Irving Lyons, III For For Management
1.6 Elect Director Charles Meyers For For Management
1.7 Elect Director Christopher Paisley For For Management
1.8 Elect Director Sandra Rivera For For Management
1.9 Elect Director Peter Van Camp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For Withhold Management
1.3 Elect Director Andrew W. Houston For Withhold Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For Withhold Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Non-Employee Director For For Management
Compensation Policy
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against For Shareholder
6 Report on Online Child Sexual Against For Shareholder
Exploitation
7 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
8 Report on Platform Misuse Against For Shareholder
9 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Bisignano For For Management
1.2 Elect Director Alison Davis For For Management
1.3 Elect Director Henrique de Castro For For Management
1.4 Elect Director Harry F. DiSimone For For Management
1.5 Elect Director Dennis F. Lynch For For Management
1.6 Elect Director Heidi G. Miller For For Management
1.7 Elect Director Scott C. Nuttall For For Management
1.8 Elect Director Denis J. O'Leary For For Management
1.9 Elect Director Doyle R. Simons For For Management
1.10 Elect Director Kevin M. Warren For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Assess Feasibility of Increasing the Against Against Shareholder
Impact of the Company's Performance on
Quality Metrics for Senior Executive
Compensation
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Raquel C. Bono For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director Wayne A. I. Frederick For For Management
1f Elect Director John W. Garratt For For Management
1g Elect Director David A. Jones, Jr. For For Management
1h Elect Director Karen W. Katz For For Management
1i Elect Director Marcy S. Klevorn For For Management
1j Elect Director William J. McDonald For For Management
1k Elect Director Jorge S. Mesquita For For Management
1l Elect Director James J. O'Brien For For Management
1m Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director Darrell L. Ford For For Management
1d Elect Director James W. Griffith For For Management
1e Elect Director Jay L. Henderson For For Management
1f Elect Director Richard H. Lenny For For Management
1g Elect Director E. Scott Santi For For Management
1h Elect Director David B. Smith, Jr. For For Management
1i Elect Director Pamela B. Strobel For For Management
1j Elect Director Anre D. Williams For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Caroline D. Dorsa For For Management
1B Elect Director Robert S. Epstein For For Management
1C Elect Director Scott Gottlieb For For Management
1D Elect Director Gary S. Guthart For For Management
1E Elect Director Philip W. Schiller For For Management
1F Elect Director John W. Thompson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon Y. Bowen For For Management
1b Elect Director Shantella E. Cooper For For Management
1c Elect Director Charles R. Crisp For For Management
1d Elect Director Duriya M. Farooqui For For Management
1e Elect Director The Right Hon. the Lord For For Management
Hague of Richmond
1f Elect Director Mark F. Mulhern For For Management
1g Elect Director Thomas E. Noonan For For Management
1h Elect Director Frederic V. Salerno For For Management
1i Elect Director Caroline L. Silver For For Management
1j Elect Director Jeffrey C. Sprecher For For Management
1k Elect Director Judith A. Sprieser For For Management
1l Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eve Burton For For Management
1b Elect Director Scott D. Cook For For Management
1c Elect Director Richard L. Dalzell For For Management
1d Elect Director Sasan K. Goodarzi For For Management
1e Elect Director Deborah Liu For For Management
1f Elect Director Tekedra Mawakana For For Management
1g Elect Director Suzanne Nora Johnson For For Management
1h Elect Director Dennis D. Powell For For Management
1i Elect Director Brad D. Smith For For Management
1j Elect Director Thomas Szkutak For For Management
1k Elect Director Raul Vazquez For For Management
1l Elect Director Jeff Weiner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig H. Barratt For For Management
1b Elect Director Joseph C. Beery For For Management
1c Elect Director Gary S. Guthart For For Management
1d Elect Director Amal M. Johnson For For Management
1e Elect Director Don R. Kania For For Management
1f Elect Director Amy L. Ladd For For Management
1g Elect Director Keith R. Leonard, Jr. For For Management
1h Elect Director Alan J. Levy For For Management
1i Elect Director Jami Dover Nachtsheim For For Management
1j Elect Director Monica P. Reed For For Management
1k Elect Director Mark J. Rubash For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Nadja Y. West For For Management
1n Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Government Financial Support Against For Shareholder
and Access to COVID-19 Vaccines and
Therapeutics
5 Require Independent Board Chair Against Against Shareholder
6 Report on Civil Rights Audit Against Against Shareholder
7 Adopt Policy on Bonus Banking Against Against Shareholder
--------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 03, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sohail U. Ahmed For For Management
1.2 Elect Director Timothy M. Archer For For Management
1.3 Elect Director Eric K. Brandt For For Management
1.4 Elect Director Michael R. Cannon For For Management
1.5 Elect Director Catherine P. Lego For For Management
1.6 Elect Director Bethany J. Mayer For For Management
1.7 Elect Director Abhijit Y. Talwalkar For For Management
1.8 Elect Director Lih Shyng (Rick L.) Tsai For For Management
1.9 Elect Director Leslie F. Varon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin Chafetz For For Management
1.2 Elect Director Micheline Chau For For Management
1.3 Elect Director Patrick Dumont For For Management
1.4 Elect Director Charles D. Forman For For Management
1.5 Elect Director Robert G. Goldstein For For Management
1.6 Elect Director George Jamieson For For Management
1.7 Elect Director Nora M. Jordan For For Management
1.8 Elect Director Charles A. Koppelman For Withhold Management
1.9 Elect Director Lewis Kramer For For Management
1.10 Elect Director David F. Levi For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director David B. Burritt For For Management
1.3 Elect Director Bruce A. Carlson For For Management
1.4 Elect Director Joseph F. Dunford, Jr. For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Ilene S. Gordon For For Management
1.8 Elect Director Vicki A. Hollub For For Management
1.9 Elect Director Jeh C. Johnson For For Management
1.10 Elect Director Debra L. Reed-Klages For For Management
1.11 Elect Director James D. Taiclet For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Human Rights Due Diligence Against Against Shareholder
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David H. Batchelder For For Management
1.3 Elect Director Angela F. Braly For For Management
1.4 Elect Director Sandra B. Cochran For For Management
1.5 Elect Director Laurie Z. Douglas For For Management
1.6 Elect Director Richard W. Dreiling For For Management
1.7 Elect Director Marvin R. Ellison For For Management
1.8 Elect Director Daniel J. Heinrich For For Management
1.9 Elect Director Brian C. Rogers For For Management
1.10 Elect Director Bertram L. Scott For For Management
1.11 Elect Director Mary Beth West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Oscar Fanjul For For Management
1c Elect Director Daniel S. Glaser For For Management
1d Elect Director H. Edward Hanway For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Tamara Ingram For For Management
1g Elect Director Jane H. Lute For For Management
1h Elect Director Steven A. Mills For For Management
1i Elect Director Bruce P. Nolop For For Management
1j Elect Director Marc D. Oken For For Management
1k Elect Director Morton O. Schapiro For For Management
1l Elect Director Lloyd M. Yates For For Management
1m Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ajay Banga For For Management
1b Elect Director Merit E. Janow For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Steven J. Freiberg For For Management
1e Elect Director Julius Genachowski For For Management
1f Elect Director Choon Phong Goh For For Management
1g Elect Director Oki Matsumoto For For Management
1h Elect Director Michael Miebach For For Management
1i Elect Director Youngme Moon For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Gabrielle Sulzberger For For Management
1m Elect Director Jackson Tai For For Management
1n Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For For Management
1b Elect Director Robert Eckert For For Management
1c Elect Director Catherine Engelbert For For Management
1d Elect Director Margaret Georgiadis For For Management
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Christopher Kempczinski For For Management
1g Elect Director Richard Lenny For For Management
1h Elect Director John Mulligan For For Management
1i Elect Director Sheila Penrose For For Management
1j Elect Director John Rogers, Jr. For For Management
1k Elect Director Paul Walsh For For Management
1l Elect Director Miles White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Sugar and Public Health Against Against Shareholder
5 Report on Antibiotics and Public Against Against Shareholder
Health Costs
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Mary Ellen Coe For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Kenneth C. Frazier For For Management
1e Elect Director Thomas H. Glocer For For Management
1f Elect Director Risa J. Lavizzo-Mourey For For Management
1g Elect Director Stephen L. Mayo For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Access to COVID-19 Products Against For Shareholder
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION
Ticker: MNST Security ID: 61174X109
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Sacks For For Management
1.2 Elect Director Hilton H. Schlosberg For For Management
1.3 Elect Director Mark J. Hall For For Management
1.4 Elect Director James L. Dinkins For For Management
1.5 Elect Director Gary P. Fayard For For Management
1.6 Elect Director Jeanne P. Jackson For For Management
1.7 Elect Director Steven G. Pizula For For Management
1.8 Elect Director Benjamin M. Polk For For Management
1.9 Elect Director Mark S. Vidergauz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Annual Vote and Report on Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jorge A. Bermudez For For Management
1b Elect Director Therese Esperdy For For Management
1c Elect Director Robert Fauber For For Management
1d Elect Director Vincent A. Forlenza For For Management
1e Elect Director Kathryn M. Hill For For Management
1f Elect Director Lloyd W. Howell, Jr. For For Management
1g Elect Director Raymond W. McDaniel, Jr. For For Management
1h Elect Director Leslie F. Seidman For For Management
1i Elect Director Bruce Van Saun For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve 2020 Decarbonization Plan For For Management
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard N. Barton For Withhold Management
1b Elect Director Rodolphe Belmer For Withhold Management
1c Elect Director Bradford L. Smith For Withhold Management
1d Elect Director Anne M. Sweeney For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Adopt Simple Majority Vote Against For Shareholder
6 Improve the Executive Compensation Against Against Shareholder
Philosophy
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 17, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan B. Graf, Jr. For Withhold Management
1b Elect Director Peter B. Henry For Withhold Management
1c Elect Director Michelle A. Peluso For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
Disclosure
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathy J. Warden For For Management
1.2 Elect Director David P. Abney For For Management
1.3 Elect Director Marianne C. Brown For For Management
1.4 Elect Director Donald E. Felsinger For For Management
1.5 Elect Director Ann M. Fudge For For Management
1.6 Elect Director William H. Hernandez For For Management
1.7 Elect Director Madeleine A. Kleiner For For Management
1.8 Elect Director Karl J. Krapek For For Management
1.9 Elect Director Gary Roughead For For Management
1.10 Elect Director Thomas M. Schoewe For For Management
1.11 Elect Director James S. Turley For For Management
1.12 Elect Director Mark A. Welsh, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Human Rights Impact Against Against Shareholder
Assessment
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Burgess For For Management
1b Elect Director Tench Coxe For For Management
1c Elect Director John O. Dabiri For For Management
1d Elect Director Persis S. Drell For For Management
1e Elect Director Jen-Hsun Huang For For Management
1f Elect Director Dawn Hudson For For Management
1g Elect Director Harvey C. Jones For For Management
1h Elect Director Michael G. McCaffery For For Management
1i Elect Director Stephen C. Neal For For Management
1j Elect Director Mark L. Perry For For Management
1k Elect Director A. Brooke Seawell For For Management
1l Elect Director Aarti Shah For For Management
1m Elect Director Mark A. Stevens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director George H. Conrades For For Management
1.6 Elect Director Lawrence J. Ellison For Withhold Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Jeffrey O. Henley For For Management
1.9 Elect Director Renee J. James For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Leon E. Panetta For For Management
1.12 Elect Director William G. Parrett For For Management
1.13 Elect Director Naomi O. Seligman For For Management
1.14 Elect Director Vishal Sikka For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Gender Pay Gap Against For Shareholder
6 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Jonathan Christodoro For For Management
1c Elect Director John J. Donahoe For For Management
1d Elect Director David W. Dorman For For Management
1e Elect Director Belinda J. Johnson For For Management
1f Elect Director Gail J. McGovern For For Management
1g Elect Director Deborah M. Messemer For For Management
1h Elect Director David M. Moffett For For Management
1i Elect Director Ann M. Sarnoff For For Management
1j Elect Director Daniel H. Schulman For For Management
1k Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Whether Written Policies or Against Against Shareholder
Unwritten Norms Reinforce Racism in
Company Culture
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Segun Agbaje For For Management
1b Elect Director Shona L. Brown For For Management
1c Elect Director Cesar Conde For For Management
1d Elect Director Ian Cook For For Management
1e Elect Director Dina Dublon For For Management
1f Elect Director Michelle Gass For For Management
1g Elect Director Ramon L. Laguarta For For Management
1h Elect Director Dave Lewis For For Management
1i Elect Director David C. Page For For Management
1j Elect Director Robert C. Pohlad For For Management
1k Elect Director Daniel Vasella For For Management
1l Elect Director Darren Walker For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
5 Report on Sugar and Public Health Against Against Shareholder
6 Report on External Public Health Costs Against Against Shareholder
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald L. Havner, Jr. For For Management
1b Elect Director Tamara Hughes Gustavson For For Management
1c Elect Director Leslie S. Heisz For For Management
1d Elect Director Michelle (Meka) For For Management
Millstone-Shroff
1e Elect Director Shankh S. Mitra For For Management
1f Elect Director David J. Neithercut For For Management
1g Elect Director Rebecca Owen For For Management
1h Elect Director Kristy M. Pipes For For Management
1i Elect Director Avedick B. Poladian For For Management
1j Elect Director John Reyes For For Management
1k Elect Director Joseph D. Russell, Jr. For For Management
1l Elect Director Tariq M. Shaukat For For Management
1m Elect Director Ronald P. Spogli For For Management
1n Elect Director Paul S. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Eliminate Cumulative Voting For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sylvia Acevedo For For Management
1b Elect Director Mark Fields For For Management
1c Elect Director Jeffrey W. Henderson For For Management
1d Elect Director Gregory N. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Harish Manwani For For Management
1g Elect Director Mark D. McLaughlin For For Management
1h Elect Director Jamie S. Miller For For Management
1i Elect Director Steve Mollenkopf For For Management
1j Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1k Elect Director Irene B. Rosenfeld For For Management
1l Elect Director Kornelis "Neil" Smit For For Management
1m Elect Director Jean-Pascal Tricoire For For Management
1n Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Anthony Coles For For Management
1b Elect Director Arthur F. Ryan For For Management
1c Elect Director George L. Sing For Against Management
1d Elect Director Marc Tessier-Lavigne For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ROCKET COMPANIES, INC.
Ticker: RKT Security ID: 77311W101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay Farner For Withhold Management
1.2 Elect Director Jennifer Gilbert For Withhold Management
1.3 Elect Director Jonathan Mariner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Amy Woods Brinkley For For Management
1.3 Elect Director John F. Fort, III For For Management
1.4 Elect Director L. Neil Hunn For For Management
1.5 Elect Director Robert D. Johnson For For Management
1.6 Elect Director Laura G. Thatcher For For Management
1.7 Elect Director Richard F. Wallman For For Management
1.8 Elect Director Christopher Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director K. Gunnar Bjorklund For For Management
1b Elect Director Michael J. Bush For For Management
1c Elect Director Sharon D. Garrett For For Management
1d Elect Director Michael J. Hartshorn For For Management
1e Elect Director Stephen D. Milligan For For Management
1f Elect Director Patricia H. Mueller For For Management
1g Elect Director George P. Orban For For Management
1h Elect Director Gregory L. Quesnel For For Management
1i Elect Director Larree M. Renda For For Management
1j Elect Director Barbara Rentler For For Management
1k Elect Director Doniel N. Sutton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt Share Retention Policy For None None Shareholder
Senior Executives *Withdrawn
Resolution*
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Alvera For For Management
1.2 Elect Director William J. Amelio For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Stephanie C. Hill For For Management
1.5 Elect Director Rebecca J. Jacoby For For Management
1.6 Elect Director Monique F. Leroux For Against Management
1.7 Elect Director Ian P. Livingston For For Management
1.8 Elect Director Maria R. Morris For For Management
1.9 Elect Director Douglas L. Peterson For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Richard E. Thornburgh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Greenhouse Gas (GHG) Emissions For For Management
Reduction Plan
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Benioff For For Management
1b Elect Director Craig Conway For For Management
1c Elect Director Parker Harris For For Management
1d Elect Director Alan Hassenfeld For For Management
1e Elect Director Neelie Kroes For For Management
1f Elect Director Colin Powell For For Management
1g Elect Director Sanford Robertson For For Management
1h Elect Director John V. Roos For For Management
1i Elect Director Robin Washington For For Management
1j Elect Director Maynard Webb For For Management
1k Elect Director Susan Wojcicki For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78410G104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary S. Chan For Against Management
1.2 Elect Director George R. Krouse, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SERVICENOW, INC.
Ticker: NOW Security ID: 81762P102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Bostrom For For Management
1b Elect Director Jonathan C. Chadwick For For Management
1c Elect Director Lawrence J. Jackson, Jr. For For Management
1d Elect Director Frederic B. Luddy For For Management
1e Elect Director Jeffrey A. Miller For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Call Special Meeting For For Management
5 Approve Omnibus Stock Plan For For Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Vicente Ariztegui For For Management
Andreve
1.4 Elect Director Alfredo Casar Perez For Withhold Management
1.5 Elect Director Enrique Castillo For For Management
Sanchez Mejorada
1.6 Elect Director Xavier Garcia de For Withhold Management
Quevedo Topete
1.7 Elect Director Rafael Mac Gregor For For Management
Anciola
1.8 Elect Director Luis Miguel Palomino For Withhold Management
Bonilla
1.9 Elect Director Gilberto Perezalonso For Withhold Management
Cifuentes
1.10 Elect Director Carlos Ruiz Sacristan For Withhold Management
2 Ratify Galaz,Yamazaki, Ruiz Urquiza S. For For Management
C. as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SQUARE, INC.
Ticker: SQ Security ID: 852234103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy Garutti For Withhold Management
1.2 Elect Director Mary Meeker For For Management
1.3 Elect Director Lawrence Summers For For Management
1.4 Elect Director Darren Walker For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chair Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard E. Allison, Jr. For For Management
1b Elect Director Rosalind G. Brewer None None Management
*Withdrawn Resolution*
1c Elect Director Andrew Campion For For Management
1d Elect Director Mary N. Dillon For For Management
1e Elect Director Isabel Ge Mahe For For Management
1f Elect Director Mellody Hobson For For Management
1g Elect Director Kevin R. Johnson For For Management
1h Elect Director Jorgen Vig Knudstorp For For Management
1i Elect Director Satya Nadella For For Management
1j Elect Director Joshua Cooper Ramo For For Management
1k Elect Director Clara Shih For For Management
1l Elect Director Javier G. Teruel For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary K. Brainerd For For Management
1b Elect Director Giovanni Caforio For For Management
1c Elect Director Srikant M. Datar For For Management
1d Elect Director Allan C. Golston For For Management
1e Elect Director Kevin A. Lobo For For Management
1f Elect Director Sherilyn S. McCoy For For Management
1g Elect Director Andrew K. Silvernail For For Management
1h Elect Director Lisa M. Skeete Tatum For For Management
1i Elect Director Ronda E. Stryker For For Management
1j Elect Director Rajeev Suri For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Workforce Involvement in Against Against Shareholder
Corporate Governance
5 Provide Right to Call A Special Meeting Against Against Shareholder
--------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director John M. Cassaday For For Management
1c Elect Director Joshua D. Frank For For Management
1d Elect Director Larry C. Glasscock For For Management
1e Elect Director Bradley M. Halverson For For Management
1f Elect Director John M. Hinshaw For For Management
1g Elect Director Kevin P. Hourican For For Management
1h Elect Director Hans-Joachim Koerber For For Management
1i Elect Director Stephanie A. Lundquist For For Management
1j Elect Director Nelson Peltz For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director Sheila G. Talton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TESLA, INC.
Ticker: TSLA Security ID: 88160R101
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elon Musk For For Management
1.2 Elect Director Robyn Denholm For Against Management
1.3 Elect Director Hiromichi Mizuno For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Paid Advertising Against Against Shareholder
5 Adopt Simple Majority Vote Against For Shareholder
6 Report on Employee Arbitration Against For Shareholder
7 Additional Reporting on Human Rights Against For Shareholder
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Blinn For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Janet F. Clark For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Martin S. Craighead For For Management
1f Elect Director Jean M. Hobby For For Management
1g Elect Director Michael D. Hsu For For Management
1h Elect Director Ronald Kirk For For Management
1i Elect Director Pamela H. Patsley For For Management
1j Elect Director Robert E. Sanchez For For Management
1k Elect Director Richard K. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Marc Bolland For For Management
1.3 Elect Director Ana Botin For For Management
1.4 Elect Director Christopher C. Davis For For Management
1.5 Elect Director Barry Diller For Against Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Alexis M. Herman For For Management
1.8 Elect Director Robert A. Kotick For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director James Quincey For For Management
1.11 Elect Director Caroline J. Tsay For For Management
1.12 Elect Director David B. Weinberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Report on Sugar and Public Health Against Against Shareholder
--------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC.
Ticker: EL Security ID: 518439104
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Wei Sun Christianson For Withhold Management
1c Elect Director Fabrizio Freda For For Management
1d Elect Director Jane Lauder For Withhold Management
1e Elect Director Leonard A. Lauder For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Jeffery H. Boyd For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Helena B. Foulkes For For Management
1h Elect Director Linda R. Gooden For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Manuel Kadre For For Management
1k Elect Director Stephanie C. Linnartz For For Management
1l Elect Director Craig A. Menear For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Written Consent Against Against Shareholder
Provisions
5 Report on Political Contributions Against For Shareholder
Congruency Analysis
6 Report on Prison Labor in the Supply Against Against Shareholder
Chain
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director Christine M. McCarthy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Report on Efforts to Eliminate Against Against Shareholder
Deforestation
6 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip Bleser For For Management
1b Elect Director Stuart B. Burgdoerfer For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Charles A. Davis For For Management
1e Elect Director Roger N. Farah For For Management
1f Elect Director Lawton W. Fitt For For Management
1g Elect Director Susan Patricia Griffith For For Management
1h Elect Director Devin C. Johnson For For Management
1i Elect Director Jeffrey D. Kelly For For Management
1j Elect Director Barbara R. Snyder For For Management
1k Elect Director Jan E. Tighe For For Management
1l Elect Director Kahina Van Dyke For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY
Ticker: SHW Security ID: 824348106
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Arthur F. Anton For For Management
1c Elect Director Jeff M. Fettig For For Management
1d Elect Director Richard J. Kramer For For Management
1e Elect Director John G. Morikis For For Management
1f Elect Director Christine A. Poon For For Management
1g Elect Director Aaron M. Powell For For Management
1h Elect Director Michael H. Thaman For For Management
1i Elect Director Matthew Thornton, III For For Management
1j Elect Director Steven H. Wunning For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Jose B. Alvarez For For Management
1c Elect Director Alan M. Bennett For For Management
1d Elect Director Rosemary T. Berkery For For Management
1e Elect Director David T. Ching For For Management
1f Elect Director C. Kim Goodwin For For Management
1g Elect Director Ernie Herrman For For Management
1h Elect Director Michael F. Hines For For Management
1i Elect Director Amy B. Lane For For Management
1j Elect Director Carol Meyrowitz For For Management
1k Elect Director Jackwyn L. Nemerov For For Management
1l Elect Director John F. O'Brien For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Animal Welfare Against Against Shareholder
5 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director R. Alexandra Keith For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director James C. Mullen For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Debora L. Spar For For Management
1k Elect Director Scott M. Sperling For For Management
1l Elect Director Dion J. Weisler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Provide Right to Call A Special Meeting Against Against Shareholder
--------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC.
Ticker: UBER Security ID: 90353T100
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald Sugar For For Management
1b Elect Director Revathi Advaithi For For Management
1c Elect Director Ursula Burns For For Management
1d Elect Director Robert Eckert For For Management
1e Elect Director Amanda Ginsberg For For Management
1f Elect Director Dara Khosrowshahi For For Management
1g Elect Director Wan Ling Martello For For Management
1h Elect Director Yasir Al-Rumayyan For For Management
1i Elect Director John Thain For For Management
1j Elect Director David I. Trujillo For For Management
1k Elect Director Alexander Wynaendts For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Eliminate Supermajority Vote For For Management
Requirement
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew H. Card, Jr. For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Lance M. Fritz For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Jane H. Lute For For Management
1g Elect Director Michael R. McCarthy For For Management
1h Elect Director Thomas F. McLarty, III For For Management
1i Elect Director Jose H. Villarreal For For Management
1j Elect Director Christopher J. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Nonqualified Employee Stock For For Management
Purchase Plan
6 Report on EEO Against For Shareholder
7 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
8 Annual Vote and Report on Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol B. Tome For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Eva C. Boratto For For Management
1d Elect Director Michael J. Burns For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Angela Hwang For For Management
1g Elect Director Kate E. Johnson For For Management
1h Elect Director William R. Johnson For For Management
1i Elect Director Ann M. Livermore For For Management
1j Elect Director Franck J. Moison For For Management
1k Elect Director Christiana Smith Shi For For Management
1l Elect Director Russell Stokes For For Management
1m Elect Director Kevin Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
7 Report on Climate Change Against For Shareholder
8 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
9 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Burke For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Stephen J. Hemsley For For Management
1d Elect Director Michele J. Hooper For For Management
1e Elect Director F. William McNabb, III For For Management
1f Elect Director Valerie C. Montgomery For For Management
Rice
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Gail R. Wilensky For For Management
1i Elect Director Andrew Witty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangeeta Bhatia For For Management
1.2 Elect Director Lloyd Carney For Against Management
1.3 Elect Director Alan Garber For For Management
1.4 Elect Director Terrence Kearney For For Management
1.5 Elect Director Reshma Kewalramani For For Management
1.6 Elect Director Yuchun Lee For For Management
1.7 Elect Director Jeffrey Leiden For For Management
1.8 Elect Director Margaret McGlynn For For Management
1.9 Elect Director Diana McKenzie For For Management
1.10 Elect Director Bruce Sachs For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
VF CORPORATION
Ticker: VFC Security ID: 918204108
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Carucci For For Management
1.2 Elect Director Juliana L. Chugg For For Management
1.3 Elect Director Benno Dorer For For Management
1.4 Elect Director Mark S. Hoplamazian For For Management
1.5 Elect Director Laura W. Lang For For Management
1.6 Elect Director W. Alan McCollough For For Management
1.7 Elect Director W. Rodney McMullen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Steven E. Rendle For For Management
1.10 Elect Director Carol L. Roberts For For Management
1.11 Elect Director Matthew J. Shattock For For Management
1.12 Elect Director Veronica B. Wu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Ramon Laguarta For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Denise M. Morrison For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director Linda J. Rendle For For Management
1k Elect Director John A. C. Swainson For For Management
1l Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Provide Holders of At Least 15% Class For For Management
A Common Stock Right to Call Special
Meeting
6 Provide Right to Act by Written Consent Against For Shareholder
7 Amend Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
VMWARE, INC.
Ticker: VMW Security ID: 928563402
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Bates For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James C. Fish, Jr. For For Management
1b Elect Director Andres R. Gluski For For Management
1c Elect Director Victoria M. Holt For For Management
1d Elect Director Kathleen M. Mazzarella For For Management
1e Elect Director Sean E. Menke For For Management
1f Elect Director William B. Plummer For For Management
1g Elect Director John C. Pope For For Management
1h Elect Director Maryrose T. Sylvester For For Management
1i Elect Director Thomas H. Weidemeyer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aneel Bhusri For Withhold Management
1.2 Elect Director Ann-Marie Campbell For Withhold Management
1.3 Elect Director David A. Duffield For Withhold Management
1.4 Elect Director Lee J. Styslinger, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paget L. Alves For For Management
1b Elect Director Keith Barr For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Brian C. Cornell For For Management
1e Elect Director Tanya L. Domier For For Management
1f Elect Director David W. Gibbs For For Management
1g Elect Director Mirian M. Graddick-Weir For For Management
1h Elect Director Lauren R. Hobart For For Management
1i Elect Director Thomas C. Nelson For For Management
1j Elect Director P. Justin Skala For For Management
1k Elect Director Elane B. Stock For For Management
1l Elect Director Annie Young-Scrivner For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZOETIS INC.
Ticker: ZTS Security ID: 98978V103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sanjay Khosla For For Management
1b Elect Director Antoinette R. For For Management
Leatherberry
1c Elect Director Willie M. Reed For For Management
1d Elect Director Linda Rhodes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
4 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC.
Ticker: ZM Security ID: 98980L101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Chadwick For For Management
1.2 Elect Director Kimberly L. Hammonds For Withhold Management
1.3 Elect Director Dan Scheinman For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
============= Voya RussellTM Large Cap Index Portfolio ==============
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas "Tony" K. Brown For For Management
1b Elect Director Pamela J. Craig For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Michael L. Eskew For For Management
1e Elect Director James R. Fitterling For For Management
1f Elect Director Herbert L. Henkel For For Management
1g Elect Director Amy E. Hood For For Management
1h Elect Director Muhtar Kent For For Management
1i Elect Director Dambisa F. Moyo For For Management
1j Elect Director Gregory R. Page For For Management
1k Elect Director Michael F. Roman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
6 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Robert B. Ford For For Management
1.5 Elect Director Michelle A. Kumbier For For Management
1.6 Elect Director Darren W. McDew For For Management
1.7 Elect Director Nancy McKinstry For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Michael F. Roman For For Management
1.10 Elect Director Daniel J. Starks For For Management
1.11 Elect Director John G. Stratton For For Management
1.12 Elect Director Glenn F. Tilton For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Adopt Majority Voting Standard for For For Management
Amendments of the Articles of
Incorporation and Effect Other
Ministerial Changes
4b Adopt Majority Voting Standard for For For Management
Certain Extraordinary Transactions
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Racial Justice Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director Richard A. Gonzalez For For Management
1.3 Elect Director Rebecca B. Roberts For For Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Nonqualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote For For Management
Requirement
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jaime Ardila For For Management
1b Elect Director Herbert Hainer For For Management
1c Elect Director Nancy McKinstry For For Management
1d Elect Director Beth E. Mooney For For Management
1e Elect Director Gilles C. Pelisson For For Management
1f Elect Director Paula A. Price For For Management
1g Elect Director Venkata (Murthy) For For Management
Renduchintala
1h Elect Director David Rowland For For Management
1i Elect Director Arun Sarin For For Management
1j Elect Director Julie Sweet For For Management
1k Elect Director Frank K. Tang For For Management
1l Elect Director Tracey T. Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Authorize Board to Opt-Out of For For Management
Statutory Pre-Emption Rights
6 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Reveta Bowers For For Management
1b Elect Director Robert Corti For For Management
1c Elect Director Hendrik Hartong, III For For Management
1d Elect Director Brian Kelly For For Management
1e Elect Director Robert Kotick For For Management
1f Elect Director Barry Meyer For For Management
1g Elect Director Robert Morgado For For Management
1h Elect Director Peter Nolan For For Management
1i Elect Director Dawn Ostroff For For Management
1j Elect Director Casey Wasserman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ADOBE INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy Banse For For Management
1b Elect Director Melanie Boulden For For Management
1c Elect Director Frank Calderoni For For Management
1d Elect Director James Daley For For Management
1e Elect Director Laura Desmond For For Management
1f Elect Director Shantanu Narayen For For Management
1g Elect Director Kathleen Oberg For For Management
1h Elect Director Dheeraj Pandey For For Management
1i Elect Director David Ricks For For Management
1j Elect Director Daniel Rosensweig For For Management
1k Elect Director John Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John E. Caldwell For For Management
1b Elect Director Nora M. Denzel For For Management
1c Elect Director Mark Durcan For For Management
1d Elect Director Michael P. Gregoire For For Management
1e Elect Director Joseph A. Householder For For Management
1f Elect Director John W. Marren For For Management
1g Elect Director Lisa T. Su For For Management
1h Elect Director Abhi Y. Talwalkar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director W. Paul Bowers For For Management
1c Elect Director Toshihiko Fukuzawa For For Management
1d Elect Director Thomas J. Kenny For For Management
1e Elect Director Georgette D. Kiser For For Management
1f Elect Director Karole F. Lloyd For For Management
1g Elect Director Nobuchika Mori For For Management
1h Elect Director Joseph L. Moskowitz For For Management
1i Elect Director Barbara K. Rimer For For Management
1j Elect Director Katherine T. Rohrer For For Management
1k Elect Director Melvin T. Stith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan K. Carter For For Management
1b Elect Director Charles I. Cogut For For Management
1c Elect Director Lisa A. Davis For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Seifollah (Seifi) For For Management
Ghasemi
1f Elect Director David H. Y. Ho For For Management
1g Elect Director Edward L. Monser For For Management
1h Elect Director Matthew H. Paull For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For For Management
1e Elect Director Frances H. Arnold For For Management
1f Elect Director L. John Doerr For Against Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For For Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For For Management
1k Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
6 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
7 Report on Takedown Requests Against For Shareholder
8 Report on Whistleblower Policies and Against Against Shareholder
Practices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Against For Shareholder
Anticompetitive Practices
11 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Casteen, III For For Management
1b Elect Director Dinyar S. Devitre For For Management
1c Elect Director William F. Gifford, Jr. For For Management
1d Elect Director Debra J. Kelly-Ennis For For Management
1e Elect Director W. Leo Kiely, III For For Management
1f Elect Director Kathryn B. McQuade For For Management
1g Elect Director George Munoz For For Management
1h Elect Director Mark E. Newman For For Management
1i Elect Director Nabil Y. Sakkab For For Management
1j Elect Director Virginia E. Shanks For For Management
1k Elect Director Ellen R. Strahlman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Underage Tobacco Prevention Against Against Shareholder
Policies and Marketing Practices
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Keith B. Alexander For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Customers' Use of its Against For Shareholder
Surveillance and Computer Vision
Products Capabilities or Cloud
Products Contribute to Human Rights
Violations
5 Require Independent Board Chair Against Against Shareholder
6 Report on Gender/Racial Pay Gap Against For Shareholder
7 Report on Promotion Data Against Against Shareholder
8 Report on the Impacts of Plastic Against For Shareholder
Packaging
9 Oversee and Report on a Civil Rights, Against Against Shareholder
Equity, Diversity and Inclusion Audit
10 Adopt a Policy to Include Hourly Against Against Shareholder
Employees as Director Candidates
11 Report on Board Oversight of Risks Against For Shareholder
Related to Anti-Competitive Practices
12 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
13 Report on Lobbying Payments and Policy Against For Shareholder
14 Report on Potential Human Rights Against For Shareholder
Impacts of Customers' Use of
Rekognition
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director J. Barnie Beasley, Jr. For For Management
1.4 Elect Director Art A. Garcia For For Management
1.5 Elect Director Linda A. Goodspeed For For Management
1.6 Elect Director Thomas E. Hoaglin For For Management
1.7 Elect Director Sandra Beach Lin For For Management
1.8 Elect Director Margaret M. McCarthy For For Management
1.9 Elect Director Stephen S. Rasmussen For For Management
1.10 Elect Director Oliver G. Richard, III For For Management
1.11 Elect Director Daryl Roberts For For Management
1.12 Elect Director Sara Martinez Tucker For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Baltimore For For Management
1b Elect Director Charlene Barshefsky For For Management
1c Elect Director John J. Brennan For For Management
1d Elect Director Peter Chernin For For Management
1e Elect Director Ralph de la Vega For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director Theodore J. Leonsis For For Management
1h Elect Director Karen L. Parkhill For For Management
1i Elect Director Charles E. Phillips For For Management
1j Elect Director Lynn A. Pike For For Management
1k Elect Director Stephen J. Squeri For For Management
1l Elect Director Daniel L. Vasella For For Management
1m Elect Director Lisa W. Wardell For For Management
1n Elect Director Ronald A. Williams For For Management
1o Elect Director Christopher D. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Publish Annually a Report Assessing Against Against Shareholder
Diversity, Equity, and Inclusion
Efforts
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Cole, Jr. For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Brian Duperreault For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
1m Elect Director Peter S. Zaffino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Bartlett For For Management
1b Elect Director Raymond P. Dolan For For Management
1c Elect Director Kenneth R. Frank For For Management
1d Elect Director Robert D. Hormats For For Management
1e Elect Director Gustavo Lara Cantu For For Management
1f Elect Director Grace D. Lieblein For For Management
1g Elect Director Craig Macnab For For Management
1h Elect Director JoAnn A. Reed For For Management
1i Elect Director Pamela D.A. Reeve For For Management
1j Elect Director David E. Sharbutt For For Management
1k Elect Director Bruce L. Tanner For For Management
1l Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
5 Establish a Board Committee on Human Against Against Shareholder
Rights
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Robert A. Bradway For For Management
1c Elect Director Brian J. Druker For For Management
1d Elect Director Robert A. Eckert For For Management
1e Elect Director Greg C. Garland For For Management
1f Elect Director Charles M. Holley, Jr. For For Management
1g Elect Director Tyler Jacks For For Management
1h Elect Director Ellen J. Kullman For For Management
1i Elect Director Amy E. Miles For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ray Stata For For Management
1b Elect Director Vincent Roche For For Management
1c Elect Director James A. Champy For For Management
1d Elect Director Anantha P. Chandrakasan For For Management
1e Elect Director Bruce R. Evans For For Management
1f Elect Director Edward H. Frank For For Management
1g Elect Director Laurie H. Glimcher For For Management
1h Elect Director Karen M. Golz For For Management
1i Elect Director Mark M. Little For For Management
1j Elect Director Kenton J. Sicchitano For For Management
1k Elect Director Susie Wee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Hay, III For For Management
1.2 Elect Director Antonio F. Neri For For Management
1.3 Elect Director Ramiro G. Peru For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0403H108
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Issuance of the Aggregate For For Management
Scheme Consideration
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0403H108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lester B. Knight For For Management
1.2 Elect Director Gregory C. Case For For Management
1.3 Elect Director Jin-Yong Cai For For Management
1.4 Elect Director Jeffrey C. Campbell For For Management
1.5 Elect Director Fulvio Conti For For Management
1.6 Elect Director Cheryl A. Francis For For Management
1.7 Elect Director J. Michael Losh For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Gloria Santona For For Management
1.11 Elect Director Byron O. Spruell For For Management
1.12 Elect Director Carolyn Y. Woo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Ratify Ernst & Young Chartered For For Management
Accountants as Statutory Auditor
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Amend Articles of Association Re: For For Management
Article 190
7 Authorize the Board of Directors to For For Management
Capitalize Certain Non-distributable
Reserves
8 Approve Creation of Distributable For For Management
Profits by the Reduction and
Cancellation of the Amounts
Capitalized Pursuant to the Authority
Given Under Proposal 7
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For For Management
1e Elect Director Art Levinson For For Management
1f Elect Director Monica Lozano For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against For Shareholder
5 Improve Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rani Borkar For For Management
1b Elect Director Judy Bruner For For Management
1c Elect Director Xun (Eric) Chen For For Management
1d Elect Director Aart J. de Geus For For Management
1e Elect Director Gary E. Dickerson For For Management
1f Elect Director Thomas J. Iannotti For For Management
1g Elect Director Alexander A. Karsner For For Management
1h Elect Director Adrianna C. Ma For For Management
1i Elect Director Yvonne McGill For For Management
1j Elect Director Scott A. McGregor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Require Independent Board Chairman Against Against Shareholder
7 Improve Executive Compensation Program Against Against Shareholder
and Policy
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William E. Kennard For For Management
1b Elect Director Samuel A. Di Piazza, Jr. For For Management
1c Elect Director Scott T. Ford For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Stephen J. Luczo For For Management
1g Elect Director Michael B. McCallister For For Management
1h Elect Director Beth E. Mooney For For Management
1i Elect Director Matthew K. Rose For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Cynthia B. Taylor For For Management
1l Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
--------------------------------------------------------------------------------
ATLASSIAN CORPORATION PLC
Ticker: TEAM Security ID: G06242104
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Appoint Ernst & Young LLP as Auditors For For Management
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Elect Director Shona L. Brown For For Management
6 Elect Director Michael Cannon-Brookes For For Management
7 Elect Director Scott Farquhar For For Management
8 Elect Director Heather Mirjahangir For For Management
Fernandez
9 Elect Director Sasan Goodarzi For For Management
10 Elect Director Jay Parikh For For Management
11 Elect Director Enrique Salem For For Management
12 Elect Director Steven Sordello For For Management
13 Elect Director Richard P. Wong For For Management
14 Authorize to Make Off-Market Purchases For For Management
of Ordinary Shares
15 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew Anagnost For For Management
1b Elect Director Karen Blasing For For Management
1c Elect Director Reid French For For Management
1d Elect Director Ayanna Howard For For Management
1e Elect Director Blake Irving For For Management
1f Elect Director Mary T. McDowell For For Management
1g Elect Director Stephen Milligan For For Management
1h Elect Director Lorrie M. Norrington For For Management
1i Elect Director Elizabeth (Betsy) Rafael For For Management
1j Elect Director Stacy J. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Bisson For For Management
1b Elect Director Richard T. Clark For For Management
1c Elect Director Linnie M. Haynesworth For For Management
1d Elect Director John P. Jones For For Management
1e Elect Director Francine S. Katsoudas For For Management
1f Elect Director Nazzic S. Keene For For Management
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Scott F. Powers For For Management
1i Elect Director William J. Ready For For Management
1j Elect Director Carlos A. Rodriguez For For Management
1k Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Non-Management Employee Against Against Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose (Joe) E. Almeida For For Management
1b Elect Director Thomas F. Chen For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director Peter S. Hellman For For Management
1e Elect Director Michael F. Mahoney For For Management
1f Elect Director Patricia B. Morrison For For Management
1g Elect Director Stephen N. Oesterle For For Management
1h Elect Director Cathy R. Smith For For Management
1i Elect Director Thomas T. Stallkamp For For Management
1j Elect Director Albert P.L. Stroucken For For Management
1k Elect Director Amy A. Wendell For For Management
1l Elect Director David S. Wilkes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Catherine M. Burzik For For Management
1b Elect Director R. Andrew Eckert For For Management
1c Elect Director Vincent A. Forlenza For For Management
1d Elect Director Claire M. Fraser For For Management
1e Elect Director Jeffrey W. Henderson For For Management
1f Elect Director Christopher Jones For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director David F. Melcher For For Management
1i Elect Director Thomas E. Polen For For Management
1j Elect Director Claire Pomeroy For For Management
1k Elect Director Rebecca W. Rimel For For Management
1l Elect Director Timothy M. Ring For For Management
1m Elect Director Bertram L. Scott For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 01, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Gregory E. Abel For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Stephen B. Burke For For Management
1.6 Elect Director Kenneth I. Chenault For For Management
1.7 Elect Director Susan L. Decker For For Management
1.8 Elect Director David S. Gottesman For For Management
1.9 Elect Director Charlotte Guyman For For Management
1.10 Elect Director Ajit Jain For For Management
1.11 Elect Director Thomas S. Murphy For For Management
1.12 Elect Director Ronald L. Olson For For Management
1.13 Elect Director Walter Scott, Jr. For For Management
1.14 Elect Director Meryl B. Witmer For For Management
2 Report on Climate-Related Risks and Against For Shareholder
Opportunities
3 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For For Management
1b Elect Director Caroline D. Dorsa For For Management
1c Elect Director Maria C. Freire For For Management
1d Elect Director William A. Hawkins For For Management
1e Elect Director William D. Jones For For Management
1f Elect Director Nancy L. Leaming For For Management
1g Elect Director Jesus B. Mantas For For Management
1h Elect Director Richard C. Mulligan For For Management
1i Elect Director Stelios Papadopoulos For For Management
1j Elect Director Brian S. Posner For For Management
1k Elect Director Eric K. Rowinsky For For Management
1l Elect Director Stephen A. Sherwin For For Management
1m Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bader M. Alsaad For For Management
1b Elect Director Pamela Daley For For Management
1c Elect Director Jessica P. Einhorn For For Management
1d Elect Director Laurence D. Fink For For Management
1e Elect Director William E. Ford For For Management
1f Elect Director Fabrizio Freda For For Management
1g Elect Director Murry S. Gerber For For Management
1h Elect Director Margaret 'Peggy' L. For For Management
Johnson
1i Elect Director Robert S. Kapito For For Management
1j Elect Director Cheryl D. Mills For For Management
1k Elect Director Gordon M. Nixon For For Management
1l Elect Director Charles H. Robbins For For Management
1m Elect Director Marco Antonio Slim Domit For For Management
1n Elect Director Hans E. Vestberg For For Management
1o Elect Director Susan L. Wagner For For Management
1p Elect Director Mark Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte LLP as Auditors For For Management
4a Provide Right to Call Special Meeting For For Management
4b Eliminate Supermajority Vote For For Management
Requirement
4c Amend Charter to Eliminate Provisions For For Management
that are No Longer Applicable and Make
Other Technical Revisions
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Glenn D. Fogel For For Management
1.3 Elect Director Mirian M. Graddick-Weir For For Management
1.4 Elect Director Wei Hopeman For For Management
1.5 Elect Director Robert J. Mylod, Jr. For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Nicholas J. Read For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Bob van Dijk For For Management
1.10 Elect Director Lynn M. Vojvodich For For Management
1.11 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent For For Management
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Report on Annual Climate Transition Against For Shareholder
8 Annual Investor Advisory Vote on Against Against Shareholder
Climate Plan
--------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nelda J. Connors For For Management
1b Elect Director Charles J. Dockendorff For For Management
1c Elect Director Yoshiaki Fujimori For For Management
1d Elect Director Donna A. James For For Management
1e Elect Director Edward J. Ludwig For For Management
1f Elect Director Michael F. Mahoney For For Management
1g Elect Director David J. Roux For For Management
1h Elect Director John E. Sununu For For Management
1i Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Non-Management Employee Against Against Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Michael W. Bonney For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Julia A. Haller For For Management
1E Elect Director Paula A. Price For For Management
1F Elect Director Derica W. Rice For For Management
1G Elect Director Theodore R. Samuels For For Management
1H Elect Director Gerald L. Storch For For Management
1I Elect Director Karen H. Vousden For For Management
1J Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Special For For Management
Shareholder Meetings to 15%
6 Require Independent Board Chair Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Reduce Ownership Threshold for Special Against Against Shareholder
Shareholder Meetings to 10%
--------------------------------------------------------------------------------
BROADCOM INC.
Ticker: AVGO Security ID: 11135F101
Meeting Date: APR 05, 2021 Meeting Type: Annual
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Diane M. Bryant For For Management
1b Elect Director Gayla J. Delly For For Management
1c Elect Director Raul J. Fernandez For For Management
1d Elect Director Eddy W. Hartenstein For For Management
1e Elect Director Check Kian Low For For Management
1f Elect Director Justine F. Page For For Management
1g Elect Director Henry Samueli For For Management
1h Elect Director Hock E. Tan For For Management
1i Elect Director Harry L. You For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Ime Archibong For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Peter Thomas Killalea For For Management
1e Elect Director Cornelis "Eli" Leenaars For For Management
1f Elect Director Francois Locoh-Donou For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Eileen Serra For For Management
1i Elect Director Mayo A. Shattuck, III For For Management
1j Elect Director Bradford H. Warner For For Management
1k Elect Director Catherine G. West For For Management
1l Elect Director Craig Anthony Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Gerald Johnson For For Management
1.5 Elect Director David W. MacLennan For For Management
1.6 Elect Director Debra L. Reed-Klages For For Management
1.7 Elect Director Edward B. Rust, Jr. For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director D. James Umpleby, III For For Management
1.10 Elect Director Miles D. White For For Management
1.11 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Climate Policy Against Against Shareholder
5 Report on Diversity and Inclusion Against Against Shareholder
Efforts
6 Amend Certificate of Incorporate to Against Against Shareholder
become Public Benefit Corporation
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jessica L. Blume For For Management
1b Elect Director Frederick H. Eppinger For For Management
1c Elect Director David L. Steward For For Management
1d Elect Director William L. Trubeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Declassify the Board of Directors For For Shareholder
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For Against Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For Against Management
1e Elect Director John D. Markley, Jr. For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director James E. Meyer For For Management
1h Elect Director Steven A. Miron For Against Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Report on Lobbying Payments and Policy Against For Shareholder
4 Require Independent Board Chair Against Against Shareholder
5 Publish Annually a Report Assessing Against For Shareholder
Diversity, Equity, and Inclusion
Efforts
6 Report on Greenhouse Gas Emissions Against For Shareholder
Disclosure
7 Adopt Policy to Annually Disclose Against For Shareholder
EEO-1 Data
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Marillyn A. Hewson For For Management
1f Elect Director Jon M. Huntsman, Jr. For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Dambisa F. Moyo For For Management
1i Elect Director Debra Reed-Klages For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director D. James Umpleby, III For For Management
1l Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Scope 3 Emissions Against For Shareholder
5 Report on Impacts of Net Zero 2050 Against For Shareholder
Scenario
6 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Require Independent Board Chair Against Against Shareholder
9 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CHUBB LIMITED
Ticker: CB Security ID: H1467J104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Allocate Disposable Profit For For Management
2.2 Approve Dividend Distribution From For For Management
Legal Reserves Through Capital
Contributions Reserve Subaccount
3 Approve Discharge of Board of Directors For For Management
4.1 Ratify PricewaterhouseCoopers AG For For Management
(Zurich) as Statutory Auditor
4.2 Ratify PricewaterhouseCoopers LLP For For Management
(United States) as Independent
Registered Accounting Firm
4.3 Ratify BDO AG (Zurich) as Special For For Management
Audit Firm
5.1 Elect Director Evan G. Greenberg For For Management
5.2 Elect Director Michael P. Connors For For Management
5.3 Elect Director Michael G. Atieh For For Management
5.4 Elect Director Sheila P. Burke For For Management
5.5 Elect Director Mary Cirillo For For Management
5.6 Elect Director Robert J. Hugin For For Management
5.7 Elect Director Robert W. Scully For For Management
5.8 Elect Director Eugene B. Shanks, Jr. For For Management
5.9 Elect Director Theodore E. Shasta For For Management
5.10 Elect Director David H. Sidwell For For Management
5.11 Elect Director Olivier Steimer For For Management
5.12 Elect Director Luis Tellez For For Management
5.13 Elect Director Frances F. Townsend For For Management
6 Elect Evan G. Greenberg as Board For For Management
Chairman
7.1 Elect Michael P. Connors as Member of For For Management
the Compensation Committee
7.2 Elect Mary Cirillo as Member of the For For Management
Compensation Committee
7.3 Elect Frances F. Townsend as Member of For For Management
the Compensation Committee
8 Designate Homburger AG as Independent For For Management
Proxy
9 Amend Omnibus Stock Plan For For Management
10 Approve CHF 86,557,222.50 Reduction in For For Management
Share Capital via Cancellation in
Nominal Value of CHF 24.15 each
11.1 Approve the Maximum Aggregate For For Management
Remuneration of Directors
11.2 Approve Remuneration of Executive For For Management
Management in the Amount of USD 48
Million for Fiscal 2022
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125523100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Cordani For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director Eric J. Foss For For Management
1d Elect Director Elder Granger For For Management
1e Elect Director Isaiah Harris, Jr. For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Kathleen M. Mazzarella For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director John M. Partridge For For Management
1j Elect Director Kimberly A. Ross For For Management
1k Elect Director Eric C. Wiseman For For Management
1l Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Disclose Board Matrix Including Against Against Shareholder
Ideological Perspectives
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin - Withdrawn None None Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Lisa T. Su For For Management
2 Change State of Incorporation from For For Management
California to Delaware
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen M. Costello For For Management
1b Elect Director Grace E. Dailey For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director John C. Dugan For For Management
1e Elect Director Jane N. Fraser For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Require Independent Board Chair Against Against Shareholder
7 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Report on Racial Equity Audit Against Against Shareholder
10 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence A. Duffy For For Management
1b Elect Director Timothy S. Bitsberger For For Management
1c Elect Director Charles P. Carey For For Management
1d Elect Director Dennis H. Chookaszian For For Management
1e Elect Director Bryan T. Durkin For For Management
1f Elect Director Ana Dutra For For Management
1g Elect Director Martin J. Gepsman For For Management
1h Elect Director Larry G. Gerdes For For Management
1i Elect Director Daniel R. Glickman For For Management
1j Elect Director Daniel G. Kaye For For Management
1k Elect Director Phyllis M. Lockett For For Management
1l Elect Director Deborah J. Lucas For For Management
1m Elect Director Terry L. Savage For For Management
1n Elect Director Rahael Seifu For For Management
1o Elect Director William R. Shepard For For Management
1p Elect Director Howard J. Siegel For For Management
1q Elect Director Dennis A. Suskind For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Vinita Bali For For Management
1c Elect Director Maureen Breakiron-Evans For For Management
1d Elect Director Archana Deskus For For Management
1e Elect Director John M. Dineen For For Management
1f Elect Director Brian Humphries For For Management
1g Elect Director Leo S. Mackay, Jr. For For Management
1h Elect Director Michael Patsalos-Fox For For Management
1i Elect Director Joseph M. Velli For For Management
1j Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Bilbrey For For Management
1b Elect Director John T. Cahill For For Management
1c Elect Director Lisa M. Edwards For For Management
1d Elect Director C. Martin Harris For For Management
1e Elect Director Martina Hund-Mejean For For Management
1f Elect Director Kimberly A. Nelson For For Management
1g Elect Director Lorrie M. Norrington For For Management
1h Elect Director Michael B. Polk For For Management
1i Elect Director Stephen I. Sadove For For Management
1j Elect Director Noel R. Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Brian L. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Risks Posed by the Failing Against Against Shareholder
to Prevent Workplace Sexual Harassment
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Jeffrey A. Joerres For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Timothy A. Leach For For Management
1i Elect Director William H. McRaven For For Management
1j Elect Director Sharmila Mulligan For For Management
1k Elect Director Eric D. Mullins For For Management
1l Elect Director Arjun N. Murti For For Management
1m Elect Director Robert A. Niblock For For Management
1n Elect Director David T. Seaton For For Management
1o Elect Director R.A. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote For For Shareholder
5 Emission Reduction Targets Against Abstain Shareholder
--------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ Security ID: 21036P108
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christy Clark For For Management
1.2 Elect Director Jennifer M. Daniels For For Management
1.3 Elect Director Jerry Fowden For Withhold Management
1.4 Elect Director Ernesto M. Hernandez For For Management
1.5 Elect Director Susan Somersille Johnson For For Management
1.6 Elect Director James A. Locke, III For Withhold Management
1.7 Elect Director Jose Manuel Madero Garza For For Management
1.8 Elect Director Daniel J. McCarthy For For Management
1.9 Elect Director William A. Newlands For For Management
1.10 Elect Director Richard Sands For Withhold Management
1.11 Elect Director Robert Sands For Withhold Management
1.12 Elect Director Judy A. Schmeling For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Kenneth D. Denman For For Management
1.3 Elect Director Richard A. Galanti For For Management
1.4 Elect Director W. Craig Jelinek For For Management
1.5 Elect Director Sally Jewell For For Management
1.6 Elect Director Charles T. Munger For For Management
1.7 Elect Director Jeffrey S. Raikes For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 22822V101
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Jay A. Brown For For Management
1c Elect Director Cindy Christy For For Management
1d Elect Director Ari Q. Fitzgerald For For Management
1e Elect Director Andrea J. Goldsmith For For Management
1f Elect Director Lee W. Hogan For For Management
1g Elect Director Tammy K. Jones For For Management
1h Elect Director J. Landis Martin For For Management
1i Elect Director Anthony J. Melone For For Management
1j Elect Director W. Benjamin Moreland For For Management
1k Elect Director Kevin A. Stephens For For Management
1l Elect Director Matthew Thornton, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director Thomas P. Bostick For For Management
1c Elect Director James M. Foote For For Management
1d Elect Director Steven T. Halverson For For Management
1e Elect Director Paul C. Hilal For For Management
1f Elect Director David M. Moffett For For Management
1g Elect Director Linda H. Riefler For For Management
1h Elect Director Suzanne M. Vautrinot For For Management
1i Elect Director James L. Wainscott For For Management
1j Elect Director J. Steven Whisler For For Management
1k Elect Director John J. Zillmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Anne M. Finucane For For Management
1h Elect Director Edward J. Ludwig For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Jean-Pierre Millon For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
5 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rainer M. Blair For For Management
1b Elect Director Linda Hefner Filler For For Management
1c Elect Director Teri List For For Management
1d Elect Director Walter G. Lohr, Jr. For For Management
1e Elect Director Jessica L. Mega For For Management
1f Elect Director Mitchell P. Rales For Against Management
1g Elect Director Steven M. Rales For Against Management
1h Elect Director Pardis C. Sabeti For For Management
1i Elect Director John T. Schwieters For For Management
1j Elect Director Alan G. Spoon For For Management
1k Elect Director Raymond C. Stevens For For Management
1l Elect Director Elias A. Zerhouni For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tamra A. Erwin For For Management
1b Elect Director Alan C. Heuberger For For Management
1c Elect Director Charles O. Holliday, Jr. For For Management
1d Elect Director Dipak C. Jain For For Management
1e Elect Director Michael O. Johanns For For Management
1f Elect Director Clayton M. Jones For For Management
1g Elect Director John C. May For For Management
1h Elect Director Gregory R. Page For For Management
1i Elect Director Sherry M. Smith For For Management
1j Elect Director Dmitri L. Stockton For For Management
1k Elect Director Sheila G. Talton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DELL TECHNOLOGIES INC.
Ticker: DELL Security ID: 24703L202
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Dell For Withhold Management
1.2 Elect Director David W. Dorman For Withhold Management
1.3 Elect Director Egon Durban For Withhold Management
1.4 Elect Director William D. Green For For Management
1.5 Elect Director Simon Patterson For For Management
1.6 Elect Director Lynn M. Vojvodich For For Management
1.7 Elect Director Ellen J. Kullman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEXCOM, INC.
Ticker: DXCM Security ID: 252131107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin R. Sayer For For Management
1.2 Elect Director Nicholas Augustinos For For Management
1.3 Elect Director Bridgette P. Heller For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Laurence A. Chapman For For Management
1b Elect Director Alexis Black Bjorlin For For Management
1c Elect Director VeraLinn "Dash" Jamieson For For Management
1d Elect Director Kevin J. Kennedy For For Management
1e Elect Director William G. LaPerch For For Management
1f Elect Director Jean F.H.P. Mandeville For For Management
1g Elect Director Afshin Mohebbi For For Management
1h Elect Director Mark R. Patterson For For Management
1i Elect Director Mary Hogan Preusse For Against Management
1j Elect Director Dennis E. Singleton For For Management
1k Elect Director A. William Stein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren F. Bryant For For Management
1b Elect Director Michael M. Calbert For For Management
1c Elect Director Patricia D. Fili-Krushel For For Management
1d Elect Director Timothy I. McGuire For For Management
1e Elect Director William C. Rhodes, III For For Management
1f Elect Director Debra A. Sandler For For Management
1g Elect Director Ralph E. Santana For For Management
1h Elect Director Todd J. Vasos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Call Special Meeting For For Management
of the total of 25% of Outstanding
Common Stock
6 Provide Right to Call A Special Against Against Shareholder
Meeting of the total of 10% of
Outstanding Common Stock
--------------------------------------------------------------------------------
DOMINION ENERGY, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director James A. Bennett For For Management
1B Elect Director Robert M. Blue For For Management
1C Elect Director Helen E. Dragas For For Management
1D Elect Director James O. Ellis, Jr. For For Management
1E Elect Director D. Maybank Hagood For For Management
1F Elect Director Ronald W. Jibson For For Management
1G Elect Director Mark J. Kington For For Management
1H Elect Director Joseph M. Rigby For For Management
1I Elect Director Pamela J. Royal For For Management
1J Elect Director Robert H. Spilman, Jr. For For Management
1K Elect Director Susan N. Story For For Management
1L Elect Director Michael E. Szymanczyk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Require Independent Board Chair Against Against Shareholder
6 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
DOW INC.
Ticker: DOW Security ID: 260557103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Gaurdie Banister, Jr. For For Management
1c Elect Director Wesley G. Bush For For Management
1d Elect Director Richard K. Davis For For Management
1e Elect Director Debra L. Dial For For Management
1f Elect Director Jeff M. Fettig For For Management
1g Elect Director Jim Fitterling For For Management
1h Elect Director Jacqueline C. Hinman For For Management
1i Elect Director Luis A. Moreno For For Management
1j Elect Director Jill S. Wyant For For Management
1k Elect Director Daniel W. Yohannes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Browning For For Management
1.2 Elect Director Annette K. Clayton For For Management
1.3 Elect Director Theodore F. Craver, Jr. For For Management
1.4 Elect Director Robert M. Davis For For Management
1.5 Elect Director Caroline Dorsa For For Management
1.6 Elect Director W. Roy Dunbar For For Management
1.7 Elect Director Nicholas C. Fanandakis For For Management
1.8 Elect Director Lynn J. Good For For Management
1.9 Elect Director John T. Herron For For Management
1.10 Elect Director E. Marie McKee For For Management
1.11 Elect Director Michael J. Pacilio For For Management
1.12 Elect Director Thomas E. Skains For For Management
1.13 Elect Director William E. Webster, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Require Independent Board Chair Against Against Shareholder
6 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
DUPONT DE NEMOURS, INC.
Ticker: DD Security ID: 26614N102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy G. Brady For For Management
1b Elect Director Edward D. Breen For For Management
1c Elect Director Ruby R. Chandy For For Management
1d Elect Director Franklin K. Clyburn, Jr. For For Management
1e Elect Director Terrence R. Curtin For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. du Pont For For Management
1h Elect Director Luther C. Kissam For For Management
1i Elect Director Frederick M. Lowery For For Management
1j Elect Director Raymond J. Milchovich For For Management
1k Elect Director Deanna M. Mulligan For For Management
1l Elect Director Steven M. Sterin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Adopt Policy to Annually Disclose Against For Shareholder
EEO-1 Data
7 Report on Plastic Pollution Against For Shareholder
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig Arnold For For Management
1b Elect Director Christopher M. Connor For For Management
1c Elect Director Olivier Leonetti For For Management
1d Elect Director Deborah L. McCoy For For Management
1e Elect Director Silvio Napoli For For Management
1f Elect Director Gregory R. Page For For Management
1g Elect Director Sandra Pianalto For For Management
1h Elect Director Lori J. Ryerkerk For For Management
1i Elect Director Gerald B. Smith For For Management
1j Elect Director Dorothy C. Thompson For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Issue of Equity with For For Management
Pre-emptive Rights
5 Authorize Issue of Equity without For For Management
Pre-emptive Rights
6 Authorize Share Repurchase of Issued For For Management
Share Capital
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony J. Bates For For Management
1b Elect Director Adriane M. Brown For For Management
1c Elect Director Diana Farrell For For Management
1d Elect Director Logan D. Green For For Management
1e Elect Director Bonnie S. Hammer For For Management
1f Elect Director E. Carol Hayles For For Management
1g Elect Director Jamie Iannone For For Management
1h Elect Director Kathleen C. Mitic For For Management
1i Elect Director Matthew J. Murphy For For Management
1j Elect Director Paul S. Pressler For For Management
1k Elect Director Mohak Shroff For For Management
1l Elect Director Robert H. Swan For For Management
1m Elect Director Perry M. Traquina For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Improve Principles of Executive Against Against Shareholder
Compensation Program
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Shari L. Ballard For For Management
1c Elect Director Barbara J. Beck For For Management
1d Elect Director Christophe Beck For For Management
1e Elect Director Jeffrey M. Ettinger For For Management
1f Elect Director Arthur J. Higgins For For Management
1g Elect Director Michael Larson For For Management
1h Elect Director David W. MacLennan For For Management
1i Elect Director Tracy B. McKibben For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Victoria J. Reich For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
1m Elect Director John J. Zillmer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kieran T. Gallahue For For Management
1.2 Elect Director Leslie S. Heisz For For Management
1.3 Elect Director Paul A. LaViolette For For Management
1.4 Elect Director Steven R. Loranger For For Management
1.5 Elect Director Martha H. Marsh For For Management
1.6 Elect Director Michael A. Mussallem For For Management
1.7 Elect Director Ramona Sequeira For For Management
1.8 Elect Director Nicholas J. Valeriani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard S. Coleman For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Jeffrey T. Huber For For Management
1d Elect Director Lawrence F. Probst, III For For Management
1e Elect Director Talbott Roche For For Management
1f Elect Director Richard A. Simonson For For Management
1g Elect Director Luis A. Ubinas For For Management
1h Elect Director Heidi J. Ueberroth For For Management
1i Elect Director Andrew Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine Baicker For For Management
1b Elect Director J. Erik Fyrwald For For Management
1c Elect Director Jamere Jackson For For Management
1d Elect Director Gabrielle Sulzberger For For Management
1e Elect Director Jackson P. Tai For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chair Against Against Shareholder
8 Adopt Policy on Bonus Banking Against Against Shareholder
9 Clawback Disclosure of Recoupment Against Against Shareholder
Activity from Senior Officers
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Blinn For For Management
1.2 Elect Director Arthur F. Golden For For Management
1.3 Elect Director Candace Kendle For For Management
1.4 Elect Director James S. Turley For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Robert P. Daniels For For Management
1d Elect Director James C. Day For For Management
1e Elect Director C. Christopher Gaut For For Management
1f Elect Director Michael T. Kerr For For Management
1g Elect Director Julie J. Robertson For For Management
1h Elect Director Donald F. Textor For For Management
1i Elect Director William R. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUINIX, INC.
Ticker: EQIX Security ID: 29444U700
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Bartlett For For Management
1.2 Elect Director Nanci Caldwell For For Management
1.3 Elect Director Adaire Fox-Martin For For Management
1.4 Elect Director Gary Hromadko For For Management
1.5 Elect Director Irving Lyons, III For For Management
1.6 Elect Director Charles Meyers For For Management
1.7 Elect Director Christopher Paisley For For Management
1.8 Elect Director Sandra Rivera For For Management
1.9 Elect Director Peter Van Camp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Anderson For For Management
1b Elect Director Ann Berzin For For Management
1c Elect Director Laurie Brlas For For Management
1d Elect Director Marjorie Rodgers For For Management
Cheshire
1e Elect Director Christopher Crane For For Management
1f Elect Director Yves de Balmann For For Management
1g Elect Director Linda Jojo For For Management
1h Elect Director Paul Joskow For For Management
1i Elect Director Robert Lawless For For Management
1j Elect Director John Richardson For For Management
1k Elect Director Mayo Shattuck, III For For Management
1l Elect Director John Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Child Labor Audit Against Against Shareholder
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2021 Meeting Type: Proxy Contest
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card)
1.1 Elect Director Michael J. Angelakis For Did Not Vote Management
1.2 Elect Director Susan K. Avery For Did Not Vote Management
1.3 Elect Director Angela F. Braly For Did Not Vote Management
1.4 Elect Director Ursula M. Burns For Did Not Vote Management
1.5 Elect Director Kenneth C. Frazier For Did Not Vote Management
1.6 Elect Director Joseph L. Hooley For Did Not Vote Management
1.7 Elect Director Steven A. Kandarian For Did Not Vote Management
1.8 Elect Director Douglas R. Oberhelman For Did Not Vote Management
1.9 Elect Director Samuel J. Palmisano For Did Not Vote Management
1.10 Elect Director Jeffrey W. Ubben For Did Not Vote Management
1.11 Elect Director Darren W. Woods For Did Not Vote Management
1.12 Elect Director Wan Zulkiflee For Did Not Vote Management
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Did Not Vote Shareholder
5 Reduce Ownership Threshold for Against Did Not Vote Shareholder
Shareholders to Call Special Meeting
6 Issue Audited Report on Financial Against Did Not Vote Shareholder
Impacts of IEA's Net Zero 2050 Scenario
7 Report on Costs and Benefits of Against Did Not Vote Shareholder
Environmental-Related Expenditures
8 Report on Political Contributions Against Did Not Vote Shareholder
9 Report on Lobbying Payments and Policy Against Did Not Vote Shareholder
10 Report on Corporate Climate Lobbying Against Did Not Vote Shareholder
Aligned with Paris Agreement
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card)
1.1 Elect Director Gregory J. Goff For For Shareholder
1.2 Elect Director Kaisa Hietala For For Shareholder
1.3 Elect Director Alexander A. Karsner For For Shareholder
1.4 Elect Director Anders Runevad For Withhold Shareholder
1.5 Management Nominee Michael J. Angelakis For For Shareholder
1.6 Management Nominee Susan K. Avery For For Shareholder
1.7 Management Nominee Angela F. Braly For For Shareholder
1.8 Management Nominee Ursula M. Burns For For Shareholder
1.9 Management Nominee Kenneth C. Frazier For For Shareholder
1.10 Management Nominee Joseph L. Hooley For For Shareholder
1.11 Management Nominee Jeffrey W. Ubben For For Shareholder
1.12 Management Nominee Darren W. Woods For For Shareholder
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named Against For Management
Executive Officers' Compensation
4 Require Independent Board Chair None For Shareholder
5 Reduce Ownership Threshold for None Against Shareholder
Shareholders to Call Special Meeting
6 Issue Audited Report on Financial None For Shareholder
Impacts of IEA's Net Zero 2050 Scenario
7 Report on Costs and Benefits of None Against Shareholder
Environmental-Related Expenditures
8 Report on Political Contributions None For Shareholder
9 Report on Lobbying Payments and Policy None For Shareholder
10 Report on Corporate Climate Lobbying None For Shareholder
Aligned with Paris Agreement
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For Withhold Management
1.3 Elect Director Andrew W. Houston For Withhold Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For Withhold Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Non-Employee Director For For Management
Compensation Policy
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against For Shareholder
6 Report on Online Child Sexual Against For Shareholder
Exploitation
7 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
8 Report on Platform Misuse Against For Shareholder
9 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 21, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marvin R. Ellison For For Management
1b Elect Director Susan Patricia Griffith For For Management
1c Elect Director John C. (Chris) Inglis For For Management
1d Elect Director Kimberly A. Jabal For For Management
1e Elect Director Shirley Ann Jackson For For Management
1f Elect Director R. Brad Martin For For Management
1g Elect Director Joshua Cooper Ramo For For Management
1h Elect Director Susan C. Schwab For For Management
1i Elect Director Frederick W. Smith For For Management
1j Elect Director David P. Steiner For For Management
1k Elect Director Rajesh Subramaniam For For Management
1l Elect Director Paul S. Walsh For Against Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst &Young LLP as Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
Disclosure
6 Report on Employee Representation on Against Against Shareholder
the Board of Directors
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Report on Integrating ESG Metrics Into Against Against Shareholder
Executive Compensation Program
--------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen R. Alemany For For Management
1b Elect Director Jeffrey A. Goldstein For For Management
1c Elect Director Lisa A. Hook For For Management
1d Elect Director Keith W. Hughes For For Management
1e Elect Director Gary L. Lauer For For Management
1f Elect Director Gary A. Norcross For For Management
1g Elect Director Louise M. Parent For For Management
1h Elect Director Brian T. Shea For For Management
1i Elect Director James B. Stallings, Jr. For For Management
1j Elect Director Jeffrey E. Stiefler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Bisignano For For Management
1.2 Elect Director Alison Davis For For Management
1.3 Elect Director Henrique de Castro For For Management
1.4 Elect Director Harry F. DiSimone For For Management
1.5 Elect Director Dennis F. Lynch For For Management
1.6 Elect Director Heidi G. Miller For For Management
1.7 Elect Director Scott C. Nuttall For For Management
1.8 Elect Director Denis J. O'Leary For For Management
1.9 Elect Director Doyle R. Simons For For Management
1.10 Elect Director Kevin M. Warren For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Crown For For Management
1b Elect Director Rudy F. deLeon For For Management
1c Elect Director Cecil D. Haney For For Management
1d Elect Director Mark M. Malcolm For For Management
1e Elect Director James N. Mattis For For Management
1f Elect Director Phebe N. Novakovic For For Management
1g Elect Director C. Howard Nye For For Management
1h Elect Director Catherine B. Reynolds For For Management
1i Elect Director Laura J. Schumacher For For Management
1j Elect Director Robert K. Steel For For Management
1k Elect Director John G. Stratton For For Management
1l Elect Director Peter A. Wall For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sebastien Bazin For For Management
1b Elect Director Ashton Carter For For Management
1c Elect Director H. Lawrence Culp, Jr. For For Management
1d Elect Director Francisco D'Souza For For Management
1e Elect Director Edward Garden For For Management
1f Elect Director Thomas Horton For For Management
1g Elect Director Risa Lavizzo-Mourey For For Management
1h Elect Director Catherine Lesjak For For Management
1i Elect Director Paula Rosput Reynolds For For Management
1j Elect Director Leslie Seidman For For Management
1k Elect Director James Tisch For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Reverse Stock Split For For Management
5 Require More Director Nominations Than Against Against Shareholder
Open Seats
6 Require Independent Board Chair Against Against Shareholder
7 Report on Meeting the Criteria of the For For Shareholder
Net Zero Indicator
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Kerry Clark For For Management
1b Elect Director David M. Cordani For For Management
1c Elect Director Roger W. Ferguson, Jr. For For Management
1d Elect Director Jeffrey L. Harmening For For Management
1e Elect Director Maria G. Henry For For Management
1f Elect Director Jo Ann Jenkins For For Management
1g Elect Director Elizabeth C. Lempres For For Management
1h Elect Director Diane L. Neal For For Management
1i Elect Director Steve Odland For For Management
1j Elect Director Maria A. Sastre For For Management
1k Elect Director Eric D. Sprunk For For Management
1l Elect Director Jorge A. Uribe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Carol M. Stephenson For For Management
1j Elect Director Mark A. Tatum For For Management
1k Elect Director Devin N. Wenig For For Management
1l Elect Director Margaret C. Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Link Executive Pay to Social Criteria Against Against Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline K. Barton For For Management
1b Elect Director Jeffrey A. Bluestone For For Management
1c Elect Director Sandra J. Horning For For Management
1d Elect Director Kelly A. Kramer For For Management
1e Elect Director Kevin E. Lofton For For Management
1f Elect Director Harish Manwani For Against Management
1g Elect Director Daniel P. O'Day For For Management
1h Elect Director Javier J. Rodriguez For For Management
1i Elect Director Anthony Welters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
GLOBAL PAYMENTS INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Thaddeus Arroyo For For Management
1b Elect Director Robert H.B. Baldwin, Jr. For For Management
1c Elect Director John G. Bruno For Against Management
1d Elect Director Kriss Cloninger, III For For Management
1e Elect Director William I Jacobs For For Management
1f Elect Director Joia M. Johnson For For Management
1g Elect Director Ruth Ann Marshall For For Management
1h Elect Director Connie D. McDaniel For For Management
1i Elect Director William B. Plummer For For Management
1j Elect Director Jeffrey S. Sloan For For Management
1k Elect Director John T. Turner For For Management
1l Elect Director M. Troy Woods For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Assess Feasibility of Increasing the Against Against Shareholder
Impact of the Company's Performance on
Quality Metrics for Senior Executive
Compensation
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Deborah Flint For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Grace D. Lieblein For For Management
1I Elect Director Raymond T. Odierno For For Management
1J Elect Director George Paz For For Management
1K Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Raquel C. Bono For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director Wayne A. I. Frederick For For Management
1f Elect Director John W. Garratt For For Management
1g Elect Director David A. Jones, Jr. For For Management
1h Elect Director Karen W. Katz For For Management
1i Elect Director Marcy S. Klevorn For For Management
1j Elect Director William J. McDonald For For Management
1k Elect Director Jorge S. Mesquita For For Management
1l Elect Director James J. O'Brien For For Management
1m Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director Darrell L. Ford For For Management
1d Elect Director James W. Griffith For For Management
1e Elect Director Jay L. Henderson For For Management
1f Elect Director Richard H. Lenny For For Management
1g Elect Director E. Scott Santi For For Management
1h Elect Director David B. Smith, Jr. For For Management
1i Elect Director Pamela B. Strobel For For Management
1j Elect Director Anre D. Williams For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ILLUMINA, INC.
Ticker: ILMN Security ID: 452327109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Caroline D. Dorsa For For Management
1B Elect Director Robert S. Epstein For For Management
1C Elect Director Scott Gottlieb For For Management
1D Elect Director Gary S. Guthart For For Management
1E Elect Director Philip W. Schiller For For Management
1F Elect Director John W. Thompson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick P. Gelsinger For For Management
1b Elect Director James J. Goetz For For Management
1c Elect Director Alyssa Henry For For Management
1d Elect Director Omar Ishrak For For Management
1e Elect Director Risa Lavizzo-Mourey For For Management
1f Elect Director Tsu-Jae King Liu For For Management
1g Elect Director Gregory D. Smith For For Management
1h Elect Director Dion J. Weisler For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
6 Report on Whether Written Policies or Against Against Shareholder
Unwritten Norms Reinforce Racism in
Company Culture
--------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon Y. Bowen For For Management
1b Elect Director Shantella E. Cooper For For Management
1c Elect Director Charles R. Crisp For For Management
1d Elect Director Duriya M. Farooqui For For Management
1e Elect Director The Right Hon. the Lord For For Management
Hague of Richmond
1f Elect Director Mark F. Mulhern For For Management
1g Elect Director Thomas E. Noonan For For Management
1h Elect Director Frederic V. Salerno For For Management
1i Elect Director Caroline L. Silver For For Management
1j Elect Director Jeffrey C. Sprecher For For Management
1k Elect Director Judith A. Sprieser For For Management
1l Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Buberl For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director David N. Farr For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Michelle J. Howard For For Management
1f Elect Director Arvind Krishna For For Management
1g Elect Director Andrew N. Liveris For For Management
1h Elect Director Frederick William For For Management
McNabb, III
1i Elect Director Martha E. Pollack For For Management
1j Elect Director Joseph R. Swedish For For Management
1k Elect Director Peter R. Voser For For Management
1l Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
5 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
6 Publish Annually a Report Assessing For For Shareholder
Diversity, Equity, and Inclusion
Efforts
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eve Burton For For Management
1b Elect Director Scott D. Cook For For Management
1c Elect Director Richard L. Dalzell For For Management
1d Elect Director Sasan K. Goodarzi For For Management
1e Elect Director Deborah Liu For For Management
1f Elect Director Tekedra Mawakana For For Management
1g Elect Director Suzanne Nora Johnson For For Management
1h Elect Director Dennis D. Powell For For Management
1i Elect Director Brad D. Smith For For Management
1j Elect Director Thomas Szkutak For For Management
1k Elect Director Raul Vazquez For For Management
1l Elect Director Jeff Weiner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig H. Barratt For For Management
1b Elect Director Joseph C. Beery For For Management
1c Elect Director Gary S. Guthart For For Management
1d Elect Director Amal M. Johnson For For Management
1e Elect Director Don R. Kania For For Management
1f Elect Director Amy L. Ladd For For Management
1g Elect Director Keith R. Leonard, Jr. For For Management
1h Elect Director Alan J. Levy For For Management
1i Elect Director Jami Dover Nachtsheim For For Management
1j Elect Director Monica P. Reed For For Management
1k Elect Director Mark J. Rubash For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Nadja Y. West For For Management
1n Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Government Financial Support Against For Shareholder
and Access to COVID-19 Vaccines and
Therapeutics
5 Require Independent Board Chair Against Against Shareholder
6 Report on Civil Rights Audit Against Against Shareholder
7 Adopt Policy on Bonus Banking Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For For Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For For Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Phebe N. Novakovic For For Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
6 Report on Racial Equity Audit Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
8 Report on Congruency Political Against For Shareholder
Analysis and Electioneering
Expenditures
--------------------------------------------------------------------------------
KEURIG DR PEPPER INC.
Ticker: KDP Security ID: 49271V100
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Robert J. Gamgort For For Management
1B Elect Director Olivier Goudet For For Management
1C Elect Director Peter Harf For For Management
1D Elect Director Juliette Hickman For For Management
1E Elect Director Genevieve Hovde For For Management
1F Elect Director Paul S. Michaels For For Management
1G Elect Director Pamela H. Patsley For For Management
1H Elect Director Gerhard Pleuhs For For Management
1I Elect Director Lubomira Rochet For For Management
1J Elect Director Debra Sandler For For Management
1K Elect Director Robert Singer For For Management
1L Elect Director Justine Tan For For Management
1M Elect Director Nelson Urdaneta For For Management
1N Elect Director Larry D. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Culver For For Management
1.2 Elect Director Robert W. Decherd For For Management
1.3 Elect Director Michael D. Hsu For For Management
1.4 Elect Director Mae C. Jemison For For Management
1.5 Elect Director S. Todd Maclin For For Management
1.6 Elect Director Sherilyn S. McCoy For For Management
1.7 Elect Director Christa S. Quarles For For Management
1.8 Elect Director Ian C. Read For Against Management
1.9 Elect Director Dunia A. Shive For For Management
1.10 Elect Director Mark T. Smucker For For Management
1.11 Elect Director Michael D. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
6 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director C. Park Shaper For For Management
1.12 Elect Director William A. Smith For For Management
1.13 Elect Director Joel V. Staff For For Management
1.14 Elect Director Robert F. Vagt For For Management
1.15 Elect Director Perry M. Waughtal For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES, INC.
Ticker: LHX Security ID: 502431109
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sallie B. Bailey For For Management
1b Elect Director William M. Brown For For Management
1c Elect Director Peter W. Chiarelli For For Management
1d Elect Director Thomas A. Corcoran For For Management
1e Elect Director Thomas A. Dattilo For For Management
1f Elect Director Roger B. Fradin For For Management
1g Elect Director Lewis Hay, III For For Management
1h Elect Director Lewis Kramer For For Management
1i Elect Director Christopher E. Kubasik For For Management
1j Elect Director Rita S. Lane For For Management
1k Elect Director Robert B. Millard For For Management
1l Elect Director Lloyd W. Newton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 03, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sohail U. Ahmed For For Management
1.2 Elect Director Timothy M. Archer For For Management
1.3 Elect Director Eric K. Brandt For For Management
1.4 Elect Director Michael R. Cannon For For Management
1.5 Elect Director Catherine P. Lego For For Management
1.6 Elect Director Bethany J. Mayer For For Management
1.7 Elect Director Abhijit Y. Talwalkar For For Management
1.8 Elect Director Lih Shyng (Rick L.) Tsai For For Management
1.9 Elect Director Leslie F. Varon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin Chafetz For For Management
1.2 Elect Director Micheline Chau For For Management
1.3 Elect Director Patrick Dumont For For Management
1.4 Elect Director Charles D. Forman For For Management
1.5 Elect Director Robert G. Goldstein For For Management
1.6 Elect Director George Jamieson For For Management
1.7 Elect Director Nora M. Jordan For For Management
1.8 Elect Director Charles A. Koppelman For Withhold Management
1.9 Elect Director Lewis Kramer For For Management
1.10 Elect Director David F. Levi For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINDE PLC
Ticker: LIN Security ID: G5494J103
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: JUL 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wolfgang H. Reitzle For For Management
1b Elect Director Stephen F. Angel For For Management
1c Elect Director Ann-Kristin Achleitner For For Management
1d Elect Director Clemens A. H. Borsig For For Management
1e Elect Director Nance K. Dicciani For For Management
1f Elect Director Thomas Enders For For Management
1g Elect Director Franz Fehrenbach For For Management
1h Elect Director Edward G. Galante For For Management
1i Elect Director Larry D. McVay For For Management
1j Elect Director Victoria E. Ossadnik For For Management
1k Elect Director Martin H. Richenhagen For For Management
1l Elect Director Robert L. Wood For For Management
2a Ratify PricewaterhouseCoopers as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Determine Price Range for Reissuance For For Management
of Treasury Shares
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director David B. Burritt For For Management
1.3 Elect Director Bruce A. Carlson For For Management
1.4 Elect Director Joseph F. Dunford, Jr. For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Ilene S. Gordon For For Management
1.8 Elect Director Vicki A. Hollub For For Management
1.9 Elect Director Jeh C. Johnson For For Management
1.10 Elect Director Debra L. Reed-Klages For For Management
1.11 Elect Director James D. Taiclet For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Human Rights Due Diligence Against Against Shareholder
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David H. Batchelder For For Management
1.3 Elect Director Angela F. Braly For For Management
1.4 Elect Director Sandra B. Cochran For For Management
1.5 Elect Director Laurie Z. Douglas For For Management
1.6 Elect Director Richard W. Dreiling For For Management
1.7 Elect Director Marvin R. Ellison For For Management
1.8 Elect Director Daniel J. Heinrich For For Management
1.9 Elect Director Brian C. Rogers For For Management
1.10 Elect Director Bertram L. Scott For For Management
1.11 Elect Director Mary Beth West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC.
Ticker: MAR Security ID: 571903202
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J.W. Marriott, Jr. For For Management
1b Elect Director Anthony G. Capuano For For Management
1c Elect Director Deborah Marriott For For Management
Harrison
1d Elect Director Frederick A. 'Fritz' For For Management
Henderson
1e Elect Director Eric Hippeau For For Management
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Debra L. Lee For For Management
1h Elect Director Aylwin B. Lewis For For Management
1i Elect Director David S. Marriott For For Management
1j Elect Director Margaret M. McCarthy For For Management
1k Elect Director George Munoz For For Management
1l Elect Director Horacio D. Rozanski For For Management
1m Elect Director Susan C. Schwab For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Eliminate Supermajority Vote For For Management
Requirement for Removal of Directors
4b Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation
4c Eliminate Supermajority Vote For For Management
Requirement to Amend Certain Bylaws
Provisions
4d Eliminate Supermajority Vote For For Management
Requirement for Certain Transactions
4e Eliminate Supermajority Vote For For Management
Requirement for Certain Business
Combinations
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Oscar Fanjul For For Management
1c Elect Director Daniel S. Glaser For For Management
1d Elect Director H. Edward Hanway For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Tamara Ingram For For Management
1g Elect Director Jane H. Lute For For Management
1h Elect Director Steven A. Mills For For Management
1i Elect Director Bruce P. Nolop For For Management
1j Elect Director Marc D. Oken For For Management
1k Elect Director Morton O. Schapiro For For Management
1l Elect Director Lloyd M. Yates For For Management
1m Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ajay Banga For For Management
1b Elect Director Merit E. Janow For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Steven J. Freiberg For For Management
1e Elect Director Julius Genachowski For For Management
1f Elect Director Choon Phong Goh For For Management
1g Elect Director Oki Matsumoto For For Management
1h Elect Director Michael Miebach For For Management
1i Elect Director Youngme Moon For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Gabrielle Sulzberger For For Management
1m Elect Director Jackson Tai For For Management
1n Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For For Management
1b Elect Director Robert Eckert For For Management
1c Elect Director Catherine Engelbert For For Management
1d Elect Director Margaret Georgiadis For For Management
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Christopher Kempczinski For For Management
1g Elect Director Richard Lenny For For Management
1h Elect Director John Mulligan For For Management
1i Elect Director Sheila Penrose For For Management
1j Elect Director John Rogers, Jr. For For Management
1k Elect Director Paul Walsh For For Management
1l Elect Director Miles White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Sugar and Public Health Against Against Shareholder
5 Report on Antibiotics and Public Against Against Shareholder
Health Costs
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Andrea J. Goldsmith For For Management
1e Elect Director Randall J. Hogan, III For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director James T. Lenehan For For Management
1h Elect Director Kevin E. Lofton For For Management
1i Elect Director Geoffrey S. Martha For For Management
1j Elect Director Elizabeth G. Nabel For For Management
1k Elect Director Denise M. O'Leary For For Management
1l Elect Director Kendall J. Powell For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights Under
Irish Law
6 Authorize Overseas Market Purchases of For For Management
Ordinary Shares
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Mary Ellen Coe For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Kenneth C. Frazier For For Management
1e Elect Director Thomas H. Glocer For For Management
1f Elect Director Risa J. Lavizzo-Mourey For For Management
1g Elect Director Stephen L. Mayo For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Access to COVID-19 Products Against For Shareholder
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl W. Grise For For Management
1b Elect Director Carlos M. Gutierrez For For Management
1c Elect Director Gerald L. Hassell For For Management
1d Elect Director David L. Herzog For For Management
1e Elect Director R. Glenn Hubbard For For Management
1f Elect Director Edward J. Kelly, III For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director Michel A. Khalaf For For Management
1i Elect Director Catherine R. Kinney For For Management
1j Elect Director Diana L. McKenzie For For Management
1k Elect Director Denise M. Morrison For For Management
1l Elect Director Mark A. Weinberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: JAN 14, 2021 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Beyer For For Management
1b Elect Director Lynn A. Dugle For For Management
1c Elect Director Steven J. Gomo For For Management
1d Elect Director Mary Pat McCarthy For For Management
1e Elect Director Sanjay Mehrotra For For Management
1f Elect Director Robert E. Switz For For Management
1g Elect Director MaryAnn Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lewis W.K. Booth For For Management
1b Elect Director Charles E. Bunch For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Peter W. May For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Jane Hamilton Nielsen For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Christiana S. Shi For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Michael A. Todman For For Management
1k Elect Director Jean-Francois M. L. van For For Management
Boxmeer
1l Elect Director Dirk Van de Put For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
--------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION
Ticker: MNST Security ID: 61174X109
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Sacks For For Management
1.2 Elect Director Hilton H. Schlosberg For For Management
1.3 Elect Director Mark J. Hall For For Management
1.4 Elect Director James L. Dinkins For For Management
1.5 Elect Director Gary P. Fayard For For Management
1.6 Elect Director Jeanne P. Jackson For For Management
1.7 Elect Director Steven G. Pizula For For Management
1.8 Elect Director Benjamin M. Polk For For Management
1.9 Elect Director Mark S. Vidergauz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Annual Vote and Report on Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jorge A. Bermudez For For Management
1b Elect Director Therese Esperdy For For Management
1c Elect Director Robert Fauber For For Management
1d Elect Director Vincent A. Forlenza For For Management
1e Elect Director Kathryn M. Hill For For Management
1f Elect Director Lloyd W. Howell, Jr. For For Management
1g Elect Director Raymond W. McDaniel, Jr. For For Management
1h Elect Director Leslie F. Seidman For For Management
1i Elect Director Bruce Van Saun For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve 2020 Decarbonization Plan For For Management
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth Corley For For Management
1b Elect Director Alistair Darling For For Management
1c Elect Director Thomas H. Glocer For For Management
1d Elect Director James P. Gorman For For Management
1e Elect Director Robert H. Herz For For Management
1f Elect Director Nobuyuki Hirano For For Management
1g Elect Director Hironori Kamezawa For For Management
1h Elect Director Shelley B. Leibowitz For For Management
1i Elect Director Stephen J. Luczo For For Management
1j Elect Director Jami Miscik For For Management
1k Elect Director Dennis M. Nally For For Management
1l Elect Director Mary L. Schapiro For For Management
1m Elect Director Perry M. Traquina For For Management
1n Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard N. Barton For Withhold Management
1b Elect Director Rodolphe Belmer For Withhold Management
1c Elect Director Bradford L. Smith For Withhold Management
1d Elect Director Anne M. Sweeney For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Adopt Simple Majority Vote Against For Shareholder
6 Improve the Executive Compensation Against Against Shareholder
Philosophy
--------------------------------------------------------------------------------
NEWMONT CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. Awuah, Jr. For For Management
1.2 Elect Director Gregory H. Boyce For For Management
1.3 Elect Director Bruce R. Brook For For Management
1.4 Elect Director Maura Clark For For Management
1.5 Elect Director Matthew Coon Come For For Management
1.6 Elect Director Jose Manuel Madero For For Management
1.7 Elect Director Rene Medori For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Thomas Palmer For For Management
1.10 Elect Director Julio M. Quintana For For Management
1.11 Elect Director Susan N. Story For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director James L. Camaren For For Management
1c Elect Director Kenneth B. Dunn For For Management
1d Elect Director Naren K. Gursahaney For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Amy B. Lane For For Management
1g Elect Director David L. Porges For For Management
1h Elect Director James L. Robo For For Management
1i Elect Director Rudy E. Schupp For For Management
1j Elect Director John L. Skolds For For Management
1k Elect Director Lynn M. Utter For For Management
1l Elect Director Darryl L. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 17, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan B. Graf, Jr. For Withhold Management
1b Elect Director Peter B. Henry For Withhold Management
1c Elect Director Michelle A. Peluso For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
Disclosure
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas D. Bell, Jr. For For Management
1b Elect Director Mitchell E. Daniels, Jr. For For Management
1c Elect Director Marcela E. Donadio For For Management
1d Elect Director John C. Huffard, Jr. For For Management
1e Elect Director Christopher T. Jones For For Management
1f Elect Director Thomas C. Kelleher For For Management
1g Elect Director Steven F. Leer For For Management
1h Elect Director Michael D. Lockhart For For Management
1i Elect Director Amy E. Miles For For Management
1j Elect Director Claude Mongeau For For Management
1k Elect Director Jennifer F. Scanlon For For Management
1l Elect Director James A. Squires For For Management
1m Elect Director John R. Thompson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
5 Report on Corporate Climate Lobbying Against For Shareholder
Aligned with Paris Agreement
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathy J. Warden For For Management
1.2 Elect Director David P. Abney For For Management
1.3 Elect Director Marianne C. Brown For For Management
1.4 Elect Director Donald E. Felsinger For For Management
1.5 Elect Director Ann M. Fudge For For Management
1.6 Elect Director William H. Hernandez For For Management
1.7 Elect Director Madeleine A. Kleiner For For Management
1.8 Elect Director Karl J. Krapek For For Management
1.9 Elect Director Gary Roughead For For Management
1.10 Elect Director Thomas M. Schoewe For For Management
1.11 Elect Director James S. Turley For For Management
1.12 Elect Director Mark A. Welsh, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Human Rights Impact Against Against Shareholder
Assessment
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Burgess For For Management
1b Elect Director Tench Coxe For For Management
1c Elect Director John O. Dabiri For For Management
1d Elect Director Persis S. Drell For For Management
1e Elect Director Jen-Hsun Huang For For Management
1f Elect Director Dawn Hudson For For Management
1g Elect Director Harvey C. Jones For For Management
1h Elect Director Michael G. McCaffery For For Management
1i Elect Director Stephen C. Neal For For Management
1j Elect Director Mark L. Perry For For Management
1k Elect Director A. Brooke Seawell For For Management
1l Elect Director Aarti Shah For For Management
1m Elect Director Mark A. Stevens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director George H. Conrades For For Management
1.6 Elect Director Lawrence J. Ellison For Withhold Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Jeffrey O. Henley For For Management
1.9 Elect Director Renee J. James For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Leon E. Panetta For For Management
1.12 Elect Director William G. Parrett For For Management
1.13 Elect Director Naomi O. Seligman For For Management
1.14 Elect Director Vishal Sikka For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Gender Pay Gap Against For Shareholder
6 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Jonathan Christodoro For For Management
1c Elect Director John J. Donahoe For For Management
1d Elect Director David W. Dorman For For Management
1e Elect Director Belinda J. Johnson For For Management
1f Elect Director Gail J. McGovern For For Management
1g Elect Director Deborah M. Messemer For For Management
1h Elect Director David M. Moffett For For Management
1i Elect Director Ann M. Sarnoff For For Management
1j Elect Director Daniel H. Schulman For For Management
1k Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Whether Written Policies or Against Against Shareholder
Unwritten Norms Reinforce Racism in
Company Culture
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Segun Agbaje For For Management
1b Elect Director Shona L. Brown For For Management
1c Elect Director Cesar Conde For For Management
1d Elect Director Ian Cook For For Management
1e Elect Director Dina Dublon For For Management
1f Elect Director Michelle Gass For For Management
1g Elect Director Ramon L. Laguarta For For Management
1h Elect Director Dave Lewis For For Management
1i Elect Director David C. Page For For Management
1j Elect Director Robert C. Pohlad For For Management
1k Elect Director Daniel Vasella For For Management
1l Elect Director Darren Walker For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
5 Report on Sugar and Public Health Against Against Shareholder
6 Report on External Public Health Costs Against Against Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director Susan Desmond-Hellmann For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director Dan R. Littman For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director James Quincey For For Management
1.12 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
5 Report on Political Contributions and Against For Shareholder
Expenditures
6 Report on Access to COVID-19 Products Against For Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brant Bonin Bough For For Management
1b Elect Director Andre Calantzopoulos For For Management
1c Elect Director Michel Combes For For Management
1d Elect Director Juan Jose Daboub For For Management
1e Elect Director Werner Geissler For For Management
1f Elect Director Lisa A. Hook For For Management
1g Elect Director Jun Makihara For For Management
1h Elect Director Kalpana Morparia For For Management
1i Elect Director Lucio A. Noto For For Management
1j Elect Director Jacek Olczak For For Management
1k Elect Director Frederik Paulsen For For Management
1l Elect Director Robert B. Polet For For Management
1m Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditor
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie L. Bushman For For Management
1b Elect Director Lisa A. Davis For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Adopt GHG Emissions Reduction Targets Against For Shareholder
6 Report on Climate Lobbying Against For Shareholder
--------------------------------------------------------------------------------
PROLOGIS, INC.
Ticker: PLD Security ID: 74340W103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid R. Moghadam For For Management
1b Elect Director Cristina G. Bita For For Management
1c Elect Director George L. Fotiades For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director Irving F. Lyons, III For For Management
1f Elect Director Avid Modjtabai For For Management
1g Elect Director David P. O'Connor For For Management
1h Elect Director Olivier Piani For For Management
1i Elect Director Jeffrey L. Skelton For For Management
1j Elect Director Carl B. Webb For For Management
1k Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald L. Havner, Jr. For For Management
1b Elect Director Tamara Hughes Gustavson For For Management
1c Elect Director Leslie S. Heisz For For Management
1d Elect Director Michelle (Meka) For For Management
Millstone-Shroff
1e Elect Director Shankh S. Mitra For For Management
1f Elect Director David J. Neithercut For For Management
1g Elect Director Rebecca Owen For For Management
1h Elect Director Kristy M. Pipes For For Management
1i Elect Director Avedick B. Poladian For For Management
1j Elect Director John Reyes For For Management
1k Elect Director Joseph D. Russell, Jr. For For Management
1l Elect Director Tariq M. Shaukat For For Management
1m Elect Director Ronald P. Spogli For For Management
1n Elect Director Paul S. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Eliminate Cumulative Voting For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sylvia Acevedo For For Management
1b Elect Director Mark Fields For For Management
1c Elect Director Jeffrey W. Henderson For For Management
1d Elect Director Gregory N. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Harish Manwani For For Management
1g Elect Director Mark D. McLaughlin For For Management
1h Elect Director Jamie S. Miller For For Management
1i Elect Director Steve Mollenkopf For For Management
1j Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1k Elect Director Irene B. Rosenfeld For For Management
1l Elect Director Kornelis "Neil" Smit For For Management
1m Elect Director Jean-Pascal Tricoire For For Management
1n Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES CORPORATION
Ticker: RTX Security ID: 75513E101
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tracy A. Atkinson For For Management
1b Elect Director Gregory J. Hayes For For Management
1c Elect Director Thomas A. Kennedy For For Management
1d Elect Director Marshall O. Larsen For For Management
1e Elect Director George R. Oliver For For Management
1f Elect Director Robert K. (Kelly) For For Management
Ortberg
1g Elect Director Margaret L. O'Sullivan For For Management
1h Elect Director Dinesh C. Paliwal For For Management
1i Elect Director Ellen M. Pawlikowski For For Management
1j Elect Director Denise L. Ramos For For Management
1k Elect Director Fredric G. Reynolds For For Management
1l Elect Director Brian C. Rogers For For Management
1m Elect Director James A. Winnefeld, Jr. For For Management
1n Elect Director Robert O. Work For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Anthony Coles For For Management
1b Elect Director Arthur F. Ryan For For Management
1c Elect Director George L. Sing For Against Management
1d Elect Director Marc Tessier-Lavigne For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ROCKET COMPANIES, INC.
Ticker: RKT Security ID: 77311W101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay Farner For Withhold Management
1.2 Elect Director Jennifer Gilbert For Withhold Management
1.3 Elect Director Jonathan Mariner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Amy Woods Brinkley For For Management
1.3 Elect Director John F. Fort, III For For Management
1.4 Elect Director L. Neil Hunn For For Management
1.5 Elect Director Robert D. Johnson For For Management
1.6 Elect Director Laura G. Thatcher For For Management
1.7 Elect Director Richard F. Wallman For For Management
1.8 Elect Director Christopher Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director K. Gunnar Bjorklund For For Management
1b Elect Director Michael J. Bush For For Management
1c Elect Director Sharon D. Garrett For For Management
1d Elect Director Michael J. Hartshorn For For Management
1e Elect Director Stephen D. Milligan For For Management
1f Elect Director Patricia H. Mueller For For Management
1g Elect Director George P. Orban For For Management
1h Elect Director Gregory L. Quesnel For For Management
1i Elect Director Larree M. Renda For For Management
1j Elect Director Barbara Rentler For For Management
1k Elect Director Doniel N. Sutton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt Share Retention Policy For None None Shareholder
Senior Executives *Withdrawn
Resolution*
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Alvera For For Management
1.2 Elect Director William J. Amelio For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Stephanie C. Hill For For Management
1.5 Elect Director Rebecca J. Jacoby For For Management
1.6 Elect Director Monique F. Leroux For Against Management
1.7 Elect Director Ian P. Livingston For For Management
1.8 Elect Director Maria R. Morris For For Management
1.9 Elect Director Douglas L. Peterson For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Richard E. Thornburgh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Greenhouse Gas (GHG) Emissions For For Management
Reduction Plan
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Benioff For For Management
1b Elect Director Craig Conway For For Management
1c Elect Director Parker Harris For For Management
1d Elect Director Alan Hassenfeld For For Management
1e Elect Director Neelie Kroes For For Management
1f Elect Director Colin Powell For For Management
1g Elect Director Sanford Robertson For For Management
1h Elect Director John V. Roos For For Management
1i Elect Director Robin Washington For For Management
1j Elect Director Maynard Webb For For Management
1k Elect Director Susan Wojcicki For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78410G104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary S. Chan For Against Management
1.2 Elect Director George R. Krouse, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCHLUMBERGER N.V.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: FEB 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick de La For For Management
Chevardiere
1.2 Elect Director Miguel M. Galuccio For For Management
1.3 Elect Director Olivier Le Peuch For For Management
1.4 Elect Director Tatiana A. Mitrova For For Management
1.5 Elect Director Maria Moraeus Hanssen For For Management
1.6 Elect Director Mark G. Papa For For Management
1.7 Elect Director Henri Seydoux For For Management
1.8 Elect Director Jeff W. Sheets For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend Omnibus Stock Plan For For Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Amend Non-Employee Director Restricted For For Management
Stock Plan
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Boeckmann For For Management
1b Elect Director Andres Conesa For For Management
1c Elect Director Maria Contreras-Sweet For For Management
1d Elect Director Pablo A. Ferrero For For Management
1e Elect Director William D. Jones For For Management
1f Elect Director Jeffrey W. Martin For For Management
1g Elect Director Bethany J. Mayer For For Management
1h Elect Director Michael N. Mears For For Management
1i Elect Director Jack T. Taylor For For Management
1j Elect Director Cynthia L. Walker For For Management
1k Elect Director Cynthia J. Warner For For Management
1l Elect Director James C. Yardley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
5 Report on Corporate Climate Lobbying Against For Shareholder
Aligned with Paris Agreement
--------------------------------------------------------------------------------
SERVICENOW, INC.
Ticker: NOW Security ID: 81762P102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Bostrom For For Management
1b Elect Director Jonathan C. Chadwick For For Management
1c Elect Director Lawrence J. Jackson, Jr. For For Management
1d Elect Director Frederic B. Luddy For For Management
1e Elect Director Jeffrey A. Miller For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Call Special Meeting For For Management
5 Approve Omnibus Stock Plan For For Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Vicente Ariztegui For For Management
Andreve
1.4 Elect Director Alfredo Casar Perez For Withhold Management
1.5 Elect Director Enrique Castillo For For Management
Sanchez Mejorada
1.6 Elect Director Xavier Garcia de For Withhold Management
Quevedo Topete
1.7 Elect Director Rafael Mac Gregor For For Management
Anciola
1.8 Elect Director Luis Miguel Palomino For Withhold Management
Bonilla
1.9 Elect Director Gilberto Perezalonso For Withhold Management
Cifuentes
1.10 Elect Director Carlos Ruiz Sacristan For Withhold Management
2 Ratify Galaz,Yamazaki, Ruiz Urquiza S. For For Management
C. as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Vicente Ariztegui For For Management
Andreve
1.4 Elect Director Enrique Castillo For For Management
Sanchez Mejorada
1.5 Elect Director Leonardo Contreras For For Management
Lerdo de Tejada
1.6 Elect Director Xavier Garcia de For Withhold Management
Quevedo Topete
1.7 Elect Director Rafael A. Mac Gregor For For Management
Anciola
1.8 Elect Director Luis Miguel Palomino For Withhold Management
Bonilla
1.9 Elect Director Gilberto Perezalonso For For Management
Cifuentes
1.10 Elect Director Carlos Ruiz Sacristan For Withhold Management
2 Ratify Galaz,Yamazaki, Ruiz Urquiza S. For For Management
C. as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
SQUARE, INC.
Ticker: SQ Security ID: 852234103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy Garutti For Withhold Management
1.2 Elect Director Mary Meeker For For Management
1.3 Elect Director Lawrence Summers For For Management
1.4 Elect Director Darren Walker For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chair Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard E. Allison, Jr. For For Management
1b Elect Director Rosalind G. Brewer None None Management
*Withdrawn Resolution*
1c Elect Director Andrew Campion For For Management
1d Elect Director Mary N. Dillon For For Management
1e Elect Director Isabel Ge Mahe For For Management
1f Elect Director Mellody Hobson For For Management
1g Elect Director Kevin R. Johnson For For Management
1h Elect Director Jorgen Vig Knudstorp For For Management
1i Elect Director Satya Nadella For For Management
1j Elect Director Joshua Cooper Ramo For For Management
1k Elect Director Clara Shih For For Management
1l Elect Director Javier G. Teruel For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary K. Brainerd For For Management
1b Elect Director Giovanni Caforio For For Management
1c Elect Director Srikant M. Datar For For Management
1d Elect Director Allan C. Golston For For Management
1e Elect Director Kevin A. Lobo For For Management
1f Elect Director Sherilyn S. McCoy For For Management
1g Elect Director Andrew K. Silvernail For For Management
1h Elect Director Lisa M. Skeete Tatum For For Management
1i Elect Director Ronda E. Stryker For For Management
1j Elect Director Rajeev Suri For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Workforce Involvement in Against Against Shareholder
Corporate Governance
5 Provide Right to Call A Special Meeting Against Against Shareholder
--------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director John M. Cassaday For For Management
1c Elect Director Joshua D. Frank For For Management
1d Elect Director Larry C. Glasscock For For Management
1e Elect Director Bradley M. Halverson For For Management
1f Elect Director John M. Hinshaw For For Management
1g Elect Director Kevin P. Hourican For For Management
1h Elect Director Hans-Joachim Koerber For For Management
1i Elect Director Stephanie A. Lundquist For For Management
1j Elect Director Nelson Peltz For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director Sheila G. Talton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
T-MOBILE US, INC.
Ticker: TMUS Security ID: 872590104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcelo Claure For Withhold Management
1.2 Elect Director Srikant M. Datar For For Management
1.3 Elect Director Bavan M. Holloway For For Management
1.4 Elect Director Timotheus Hottges For For Management
1.5 Elect Director Christian P. Illek For Withhold Management
1.6 Elect Director Raphael Kubler For Withhold Management
1.7 Elect Director Thorsten Langheim For Withhold Management
1.8 Elect Director Dominique Leroy For Withhold Management
1.9 Elect Director G. Michael (Mike) For For Management
Sievert
1.10 Elect Director Teresa A. Taylor For For Management
1.11 Elect Director Omar Tazi For Withhold Management
1.12 Elect Director Kelvin R. Westbrook For For Management
1.13 Elect Director Michael Wilkens For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director George S. Barrett For For Management
1c Elect Director Brian C. Cornell For For Management
1d Elect Director Robert L. Edwards For For Management
1e Elect Director Melanie L. Healey For For Management
1f Elect Director Donald R. Knauss For For Management
1g Elect Director Christine A. Leahy For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Mary E. Minnick For For Management
1j Elect Director Derica W. Rice For For Management
1k Elect Director Kenneth L. Salazar For For Management
1l Elect Director Dmitri L. Stockton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
TESLA, INC.
Ticker: TSLA Security ID: 88160R101
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elon Musk For For Management
1.2 Elect Director Robyn Denholm For Against Management
1.3 Elect Director Hiromichi Mizuno For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Paid Advertising Against Against Shareholder
5 Adopt Simple Majority Vote Against For Shareholder
6 Report on Employee Arbitration Against For Shareholder
7 Additional Reporting on Human Rights Against For Shareholder
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Blinn For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Janet F. Clark For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Martin S. Craighead For For Management
1f Elect Director Jean M. Hobby For For Management
1g Elect Director Michael D. Hsu For For Management
1h Elect Director Ronald Kirk For For Management
1i Elect Director Pamela H. Patsley For For Management
1j Elect Director Robert E. Sanchez For For Management
1k Elect Director Richard K. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald E. Brown For For Management
1b Elect Director Kermit R. Crawford For For Management
1c Elect Director Michael L. Eskew For For Management
1d Elect Director Richard T. Hume For For Management
1e Elect Director Margaret M. Keane For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Jacques P. Perold For For Management
1h Elect Director Andrea Redmond For For Management
1i Elect Director Gregg M. Sherrill For For Management
1j Elect Director Judith A. Sprieser For For Management
1k Elect Director Perry M. Traquina For For Management
1l Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Z. Cook For For Management
1b Elect Director Joseph J. Echevarria For For Management
1c Elect Director Thomas P. "Todd" Gibbons For For Management
1d Elect Director M. Amy Gilliland For For Management
1e Elect Director Jeffrey A. Goldstein For For Management
1f Elect Director K. Guru Gowrappan For For Management
1g Elect Director Ralph Izzo For For Management
1h Elect Director Edmund F. "Ted" Kelly For For Management
1i Elect Director Elizabeth E. Robinson For For Management
1j Elect Director Samuel C. Scott, III For For Management
1k Elect Director Frederick O. Terrell For For Management
1l Elect Director Alfred W. "AI" Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Bradway For For Management
1b Elect Director David L. Calhoun For For Management
1c Elect Director Lynne M. Doughtie For For Management
1d Elect Director Edmund P. Giambastiani, For For Management
Jr.
1e Elect Director Lynn J. Good For For Management
1f Elect Director Akhil Johri For For Management
1g Elect Director Lawrence W. Kellner For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director John M. Richardson For For Management
1j Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Walter W. Bettinger, II For For Management
1b Elect Director Joan T. Dea For For Management
1c Elect Director Christopher V. Dodds For For Management
1d Elect Director Mark A. Goldfarb For Against Management
1e Elect Director Bharat B. Masrani For For Management
1f Elect Director Charles A. Ruffel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Marc Bolland For For Management
1.3 Elect Director Ana Botin For For Management
1.4 Elect Director Christopher C. Davis For For Management
1.5 Elect Director Barry Diller For Against Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Alexis M. Herman For For Management
1.8 Elect Director Robert A. Kotick For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director James Quincey For For Management
1.11 Elect Director Caroline J. Tsay For For Management
1.12 Elect Director David B. Weinberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Report on Sugar and Public Health Against Against Shareholder
--------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC.
Ticker: EL Security ID: 518439104
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Wei Sun Christianson For Withhold Management
1c Elect Director Fabrizio Freda For For Management
1d Elect Director Jane Lauder For Withhold Management
1e Elect Director Leonard A. Lauder For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director Jessica R. Uhl For For Management
1k Elect Director David A. Viniar For For Management
1l Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on the Impacts of Using Against For Shareholder
Mandatory Arbitration
7 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
8 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Jeffery H. Boyd For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Helena B. Foulkes For For Management
1h Elect Director Linda R. Gooden For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Manuel Kadre For For Management
1k Elect Director Stephanie C. Linnartz For For Management
1l Elect Director Craig A. Menear For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Written Consent Against Against Shareholder
Provisions
5 Report on Political Contributions Against For Shareholder
Congruency Analysis
6 Report on Prison Labor in the Supply Against Against Shareholder
Chain
--------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY
Ticker: KHC Security ID: 500754106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory E. Abel For For Management
1b Elect Director Alexandre Behring For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Joao M. Castro-Neves For For Management
1e Elect Director Lori Dickerson Fouche For For Management
1f Elect Director Timothy Kenesey For For Management
1g Elect Director Elio Leoni Sceti For For Management
1h Elect Director Susan Mulder For For Management
1i Elect Director Miguel Patricio For For Management
1j Elect Director John C. Pope For For Management
1k Elect Director Alexandre Van Damme For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph Alvarado For For Management
1b Elect Director Charles E. Bunch For For Management
1c Elect Director Debra A. Cafaro For For Management
1d Elect Director Marjorie Rodgers For For Management
Cheshire
1e Elect Director David L. Cohen For For Management
1f Elect Director William S. Demchak For For Management
1g Elect Director Andrew T. Feldstein For For Management
1h Elect Director Richard J. Harshman For For Management
1i Elect Director Daniel R. Hesse For For Management
1j Elect Director Linda R. Medler For For Management
1k Elect Director Martin Pfinsgraff For For Management
1l Elect Director Toni Townes-Whitley For For Management
1m Elect Director Michael J. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Risk Management and Nuclear Against Against Shareholder
Weapon Industry
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director Christine M. McCarthy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Report on Efforts to Eliminate Against Against Shareholder
Deforestation
6 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip Bleser For For Management
1b Elect Director Stuart B. Burgdoerfer For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Charles A. Davis For For Management
1e Elect Director Roger N. Farah For For Management
1f Elect Director Lawton W. Fitt For For Management
1g Elect Director Susan Patricia Griffith For For Management
1h Elect Director Devin C. Johnson For For Management
1i Elect Director Jeffrey D. Kelly For For Management
1j Elect Director Barbara R. Snyder For For Management
1k Elect Director Jan E. Tighe For For Management
1l Elect Director Kahina Van Dyke For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY
Ticker: SHW Security ID: 824348106
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Arthur F. Anton For For Management
1c Elect Director Jeff M. Fettig For For Management
1d Elect Director Richard J. Kramer For For Management
1e Elect Director John G. Morikis For For Management
1f Elect Director Christine A. Poon For For Management
1g Elect Director Aaron M. Powell For For Management
1h Elect Director Michael H. Thaman For For Management
1i Elect Director Matthew Thornton, III For For Management
1j Elect Director Steven H. Wunning For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janaki Akella For For Management
1b Elect Director Juanita Powell Baranco For For Management
1c Elect Director Henry A. Clark, III For For Management
1d Elect Director Anthony F. Earley, Jr. For For Management
1e Elect Director Thomas A. Fanning For For Management
1f Elect Director David J. Grain For For Management
1g Elect Director Colette D. Honorable For For Management
1h Elect Director Donald M. James For For Management
1i Elect Director John D. Johns For For Management
1j Elect Director Dale E. Klein For For Management
1k Elect Director Ernest J. Moniz For For Management
1l Elect Director William G. Smith, Jr. For For Management
1m Elect Director E. Jenner Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Jose B. Alvarez For For Management
1c Elect Director Alan M. Bennett For For Management
1d Elect Director Rosemary T. Berkery For For Management
1e Elect Director David T. Ching For For Management
1f Elect Director C. Kim Goodwin For For Management
1g Elect Director Ernie Herrman For For Management
1h Elect Director Michael F. Hines For For Management
1i Elect Director Amy B. Lane For For Management
1j Elect Director Carol Meyrowitz For For Management
1k Elect Director Jackwyn L. Nemerov For For Management
1l Elect Director John F. O'Brien For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Animal Welfare Against Against Shareholder
5 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director Janet M. Dolan For For Management
1c Elect Director Patricia L. Higgins For For Management
1d Elect Director William J. Kane For For Management
1e Elect Director Thomas B. Leonardi For For Management
1f Elect Director Clarence Otis, Jr. For For Management
1g Elect Director Elizabeth E. Robinson For For Management
1h Elect Director Philip T. (Pete) For For Management
Ruegger, III
1i Elect Director Todd C. Schermerhorn For For Management
1j Elect Director Alan D. Schnitzer For For Management
1k Elect Director Laurie J. Thomsen For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 09, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Safra A. Catz For For Management
1d Elect Director Robert A. Chapek For For Management
1e Elect Director Francis A. deSouza For For Management
1f Elect Director Michael B.G. Froman For For Management
1g Elect Director Robert A. Iger For For Management
1h Elect Director Maria Elena Lagomasino For For Management
1i Elect Director Mark G. Parker For For Management
1j Elect Director Derica W. Rice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Abstain Shareholder
5 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director R. Alexandra Keith For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director James C. Mullen For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Debora L. Spar For For Management
1k Elect Director Scott M. Sperling For For Management
1l Elect Director Dion J. Weisler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Provide Right to Call A Special Meeting Against Against Shareholder
--------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION
Ticker: TFC Security ID: 89832Q109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer S. Banner For For Management
1b Elect Director K. David Boyer, Jr. For For Management
1c Elect Director Agnes Bundy Scanlan For For Management
1d Elect Director Anna R. Cablik For For Management
1e Elect Director Dallas S. Clement For For Management
1f Elect Director Paul D. Donahue For For Management
1g Elect Director Paul R. Garcia For For Management
1h Elect Director Patrick C. Graney, III For For Management
1i Elect Director Linnie M. Haynesworth For For Management
1j Elect Director Kelly S. King For For Management
1k Elect Director Easter A. Maynard For For Management
1l Elect Director Donna S. Morea For For Management
1m Elect Director Charles A. Patton For For Management
1n Elect Director Nido R. Qubein For For Management
1o Elect Director David M. Ratcliffe For For Management
1p Elect Director William H. Rogers, Jr. For For Management
1q Elect Director Frank P. Scruggs, Jr. For For Management
1r Elect Director Christine Sears For For Management
1s Elect Director Thomas E. Skains For For Management
1t Elect Director Bruce L. Tanner For For Management
1u Elect Director Thomas N. Thompson For For Management
1v Elect Director Steven C. Voorhees For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Dorothy J. Bridges For For Management
1c Elect Director Elizabeth L. Buse For For Management
1d Elect Director Andrew Cecere For For Management
1e Elect Director Kimberly N. For For Management
Ellison-Taylor
1f Elect Director Kimberly J. Harris For For Management
1g Elect Director Roland A. Hernandez For For Management
1h Elect Director Olivia F. Kirtley For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Richard P. McKenney For For Management
1k Elect Director Yusuf I. Mehdi For For Management
1l Elect Director John P. Wiehoff For For Management
1m Elect Director Scott W. Wine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC.
Ticker: UBER Security ID: 90353T100
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald Sugar For For Management
1b Elect Director Revathi Advaithi For For Management
1c Elect Director Ursula Burns For For Management
1d Elect Director Robert Eckert For For Management
1e Elect Director Amanda Ginsberg For For Management
1f Elect Director Dara Khosrowshahi For For Management
1g Elect Director Wan Ling Martello For For Management
1h Elect Director Yasir Al-Rumayyan For For Management
1i Elect Director John Thain For For Management
1j Elect Director David I. Trujillo For For Management
1k Elect Director Alexander Wynaendts For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Eliminate Supermajority Vote For For Management
Requirement
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew H. Card, Jr. For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Lance M. Fritz For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Jane H. Lute For For Management
1g Elect Director Michael R. McCarthy For For Management
1h Elect Director Thomas F. McLarty, III For For Management
1i Elect Director Jose H. Villarreal For For Management
1j Elect Director Christopher J. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Nonqualified Employee Stock For For Management
Purchase Plan
6 Report on EEO Against For Shareholder
7 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
8 Annual Vote and Report on Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol B. Tome For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Eva C. Boratto For For Management
1d Elect Director Michael J. Burns For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Angela Hwang For For Management
1g Elect Director Kate E. Johnson For For Management
1h Elect Director William R. Johnson For For Management
1i Elect Director Ann M. Livermore For For Management
1j Elect Director Franck J. Moison For For Management
1k Elect Director Christiana Smith Shi For For Management
1l Elect Director Russell Stokes For For Management
1m Elect Director Kevin Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
7 Report on Climate Change Against For Shareholder
8 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
9 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Burke For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Stephen J. Hemsley For For Management
1d Elect Director Michele J. Hooper For For Management
1e Elect Director F. William McNabb, III For For Management
1f Elect Director Valerie C. Montgomery For For Management
Rice
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Gail R. Wilensky For For Management
1i Elect Director Andrew Witty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Paulett Eberhart For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director Kimberly S. Greene For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Eric D. Mullins For For Management
1f Elect Director Donald L. Nickles For For Management
1g Elect Director Philip J. Pfeiffer For For Management
1h Elect Director Robert A. Profusek For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shellye L. Archambeau For For Management
1b Elect Director Roxanne S. Austin For For Management
1c Elect Director Mark T. Bertolini For For Management
1d Elect Director Melanie L. Healey For For Management
1e Elect Director Clarence Otis, Jr. For For Management
1f Elect Director Daniel H. Schulman For For Management
1g Elect Director Rodney E. Slater For For Management
1h Elect Director Hans E. Vestberg For For Management
1i Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
5 Amend Senior Executive Compensation Against Against Shareholder
Clawback Policy
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangeeta Bhatia For For Management
1.2 Elect Director Lloyd Carney For Against Management
1.3 Elect Director Alan Garber For For Management
1.4 Elect Director Terrence Kearney For For Management
1.5 Elect Director Reshma Kewalramani For For Management
1.6 Elect Director Yuchun Lee For For Management
1.7 Elect Director Jeffrey Leiden For For Management
1.8 Elect Director Margaret McGlynn For For Management
1.9 Elect Director Diana McKenzie For For Management
1.10 Elect Director Bruce Sachs For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
VF CORPORATION
Ticker: VFC Security ID: 918204108
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Carucci For For Management
1.2 Elect Director Juliana L. Chugg For For Management
1.3 Elect Director Benno Dorer For For Management
1.4 Elect Director Mark S. Hoplamazian For For Management
1.5 Elect Director Laura W. Lang For For Management
1.6 Elect Director W. Alan McCollough For For Management
1.7 Elect Director W. Rodney McMullen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Steven E. Rendle For For Management
1.10 Elect Director Carol L. Roberts For For Management
1.11 Elect Director Matthew J. Shattock For For Management
1.12 Elect Director Veronica B. Wu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Ramon Laguarta For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Denise M. Morrison For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director Linda J. Rendle For For Management
1k Elect Director John A. C. Swainson For For Management
1l Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Provide Holders of At Least 15% Class For For Management
A Common Stock Right to Call Special
Meeting
6 Provide Right to Act by Written Consent Against For Shareholder
7 Amend Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
VMWARE, INC.
Ticker: VMW Security ID: 928563402
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Bates For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director Valerie B. Jarrett For For Management
1g Elect Director John A. Lederer For For Management
1h Elect Director Dominic P. Murphy For For Management
1i Elect Director Stefano Pessina For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chair Against Against Shareholder
6 Report on Health Risks of Continued Against Against Shareholder
In-Store Tobacco Sales in the Age of
COVID 2021
--------------------------------------------------------------------------------
WALMART INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cesar Conde For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Sarah J. Friar For For Management
1d Elect Director Carla A. Harris For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Marissa A. Mayer For For Management
1g Elect Director C. Douglas McMillon For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S Reinemund For For Management
1j Elect Director Randall L. Stephenson For For Management
1k Elect Director S. Robson Walton For For Management
1l Elect Director Steuart L. Walton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Refrigerants Released from Against Against Shareholder
Operations
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Alignment of Racial Justice Against For Shareholder
Goals and Starting Wages
7 Approve Creation of a Pandemic Against Against Shareholder
Workforce Advisory Council
8 Review of Statement on the Purpose of Against Against Shareholder
a Corporation
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James C. Fish, Jr. For For Management
1b Elect Director Andres R. Gluski For For Management
1c Elect Director Victoria M. Holt For For Management
1d Elect Director Kathleen M. Mazzarella For For Management
1e Elect Director Sean E. Menke For For Management
1f Elect Director William B. Plummer For For Management
1g Elect Director John C. Pope For For Management
1h Elect Director Maryrose T. Sylvester For For Management
1i Elect Director Thomas H. Weidemeyer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Mark A. Chancy For For Management
1c Elect Director Celeste A. Clark For For Management
1d Elect Director Theodore F. Craver, Jr. For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Charles H. Noski For For Management
1h Elect Director Richard B. Payne, Jr. For For Management
1i Elect Director Juan A. Pujadas For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Proxy Access Right Against Against Shareholder
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Delaware Public Benefit
Corporation
6 Report on Incentive-Based Compensation Against Against Shareholder
and Risks of Material Losses
7 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aneel Bhusri For Withhold Management
1.2 Elect Director Ann-Marie Campbell For Withhold Management
1.3 Elect Director David A. Duffield For Withhold Management
1.4 Elect Director Lee J. Styslinger, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paget L. Alves For For Management
1b Elect Director Keith Barr For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Brian C. Cornell For For Management
1e Elect Director Tanya L. Domier For For Management
1f Elect Director David W. Gibbs For For Management
1g Elect Director Mirian M. Graddick-Weir For For Management
1h Elect Director Lauren R. Hobart For For Management
1i Elect Director Thomas C. Nelson For For Management
1j Elect Director P. Justin Skala For For Management
1k Elect Director Elane B. Stock For For Management
1l Elect Director Annie Young-Scrivner For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZOETIS INC.
Ticker: ZTS Security ID: 98978V103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sanjay Khosla For For Management
1b Elect Director Antoinette R. For For Management
Leatherberry
1c Elect Director Willie M. Reed For For Management
1d Elect Director Linda Rhodes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
4 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC.
Ticker: ZM Security ID: 98980L101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Chadwick For For Management
1.2 Elect Director Kimberly L. Hammonds For Withhold Management
1.3 Elect Director Dan Scheinman For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
========== Voya RussellTM Large Cap Value Index Portfolio ===========
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas "Tony" K. Brown For For Management
1b Elect Director Pamela J. Craig For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Michael L. Eskew For For Management
1e Elect Director James R. Fitterling For For Management
1f Elect Director Herbert L. Henkel For For Management
1g Elect Director Amy E. Hood For For Management
1h Elect Director Muhtar Kent For For Management
1i Elect Director Dambisa F. Moyo For For Management
1j Elect Director Gregory R. Page For For Management
1k Elect Director Michael F. Roman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
6 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Robert B. Ford For For Management
1.5 Elect Director Michelle A. Kumbier For For Management
1.6 Elect Director Darren W. McDew For For Management
1.7 Elect Director Nancy McKinstry For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Michael F. Roman For For Management
1.10 Elect Director Daniel J. Starks For For Management
1.11 Elect Director John G. Stratton For For Management
1.12 Elect Director Glenn F. Tilton For For Management
1.13 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Adopt Majority Voting Standard for For For Management
Amendments of the Articles of
Incorporation and Effect Other
Ministerial Changes
4b Adopt Majority Voting Standard for For For Management
Certain Extraordinary Transactions
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Racial Justice Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director Richard A. Gonzalez For For Management
1.3 Elect Director Rebecca B. Roberts For For Management
1.4 Elect Director Glenn F. Tilton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Nonqualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote For For Management
Requirement
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Reveta Bowers For For Management
1b Elect Director Robert Corti For For Management
1c Elect Director Hendrik Hartong, III For For Management
1d Elect Director Brian Kelly For For Management
1e Elect Director Robert Kotick For For Management
1f Elect Director Barry Meyer For For Management
1g Elect Director Robert Morgado For For Management
1h Elect Director Peter Nolan For For Management
1i Elect Director Dawn Ostroff For For Management
1j Elect Director Casey Wasserman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John E. Caldwell For For Management
1b Elect Director Nora M. Denzel For For Management
1c Elect Director Mark Durcan For For Management
1d Elect Director Michael P. Gregoire For For Management
1e Elect Director Joseph A. Householder For For Management
1f Elect Director John W. Marren For For Management
1g Elect Director Lisa T. Su For For Management
1h Elect Director Abhi Y. Talwalkar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director W. Paul Bowers For For Management
1c Elect Director Toshihiko Fukuzawa For For Management
1d Elect Director Thomas J. Kenny For For Management
1e Elect Director Georgette D. Kiser For For Management
1f Elect Director Karole F. Lloyd For For Management
1g Elect Director Nobuchika Mori For For Management
1h Elect Director Joseph L. Moskowitz For For Management
1i Elect Director Barbara K. Rimer For For Management
1j Elect Director Katherine T. Rohrer For For Management
1k Elect Director Melvin T. Stith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan K. Carter For For Management
1b Elect Director Charles I. Cogut For For Management
1c Elect Director Lisa A. Davis For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Seifollah (Seifi) For For Management
Ghasemi
1f Elect Director David H. Y. Ho For For Management
1g Elect Director Edward L. Monser For For Management
1h Elect Director Matthew H. Paull For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For For Management
1e Elect Director Frances H. Arnold For For Management
1f Elect Director L. John Doerr For Against Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For For Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For For Management
1k Elect Director Robin L. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
6 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
7 Report on Takedown Requests Against For Shareholder
8 Report on Whistleblower Policies and Against Against Shareholder
Practices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Against For Shareholder
Anticompetitive Practices
11 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John T. Casteen, III For For Management
1b Elect Director Dinyar S. Devitre For For Management
1c Elect Director William F. Gifford, Jr. For For Management
1d Elect Director Debra J. Kelly-Ennis For For Management
1e Elect Director W. Leo Kiely, III For For Management
1f Elect Director Kathryn B. McQuade For For Management
1g Elect Director George Munoz For For Management
1h Elect Director Mark E. Newman For For Management
1i Elect Director Nabil Y. Sakkab For For Management
1j Elect Director Virginia E. Shanks For For Management
1k Elect Director Ellen R. Strahlman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Underage Tobacco Prevention Against Against Shareholder
Policies and Marketing Practices
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director J. Barnie Beasley, Jr. For For Management
1.4 Elect Director Art A. Garcia For For Management
1.5 Elect Director Linda A. Goodspeed For For Management
1.6 Elect Director Thomas E. Hoaglin For For Management
1.7 Elect Director Sandra Beach Lin For For Management
1.8 Elect Director Margaret M. McCarthy For For Management
1.9 Elect Director Stephen S. Rasmussen For For Management
1.10 Elect Director Oliver G. Richard, III For For Management
1.11 Elect Director Daryl Roberts For For Management
1.12 Elect Director Sara Martinez Tucker For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Baltimore For For Management
1b Elect Director Charlene Barshefsky For For Management
1c Elect Director John J. Brennan For For Management
1d Elect Director Peter Chernin For For Management
1e Elect Director Ralph de la Vega For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director Theodore J. Leonsis For For Management
1h Elect Director Karen L. Parkhill For For Management
1i Elect Director Charles E. Phillips For For Management
1j Elect Director Lynn A. Pike For For Management
1k Elect Director Stephen J. Squeri For For Management
1l Elect Director Daniel L. Vasella For For Management
1m Elect Director Lisa W. Wardell For For Management
1n Elect Director Ronald A. Williams For For Management
1o Elect Director Christopher D. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Publish Annually a Report Assessing Against Against Shareholder
Diversity, Equity, and Inclusion
Efforts
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Cole, Jr. For For Management
1b Elect Director W. Don Cornwell For For Management
1c Elect Director Brian Duperreault For For Management
1d Elect Director John H. Fitzpatrick For For Management
1e Elect Director William G. Jurgensen For For Management
1f Elect Director Christopher S. Lynch For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
1m Elect Director Peter S. Zaffino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ray Stata For For Management
1b Elect Director Vincent Roche For For Management
1c Elect Director James A. Champy For For Management
1d Elect Director Anantha P. Chandrakasan For For Management
1e Elect Director Bruce R. Evans For For Management
1f Elect Director Edward H. Frank For For Management
1g Elect Director Laurie H. Glimcher For For Management
1h Elect Director Karen M. Golz For For Management
1i Elect Director Mark M. Little For For Management
1j Elect Director Kenton J. Sicchitano For For Management
1k Elect Director Susie Wee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Hay, III For For Management
1.2 Elect Director Antonio F. Neri For For Management
1.3 Elect Director Ramiro G. Peru For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William E. Kennard For For Management
1b Elect Director Samuel A. Di Piazza, Jr. For For Management
1c Elect Director Scott T. Ford For For Management
1d Elect Director Glenn H. Hutchins For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Stephen J. Luczo For For Management
1g Elect Director Michael B. McCallister For For Management
1h Elect Director Beth E. Mooney For For Management
1i Elect Director Matthew K. Rose For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Cynthia B. Taylor For For Management
1l Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew Anagnost For For Management
1b Elect Director Karen Blasing For For Management
1c Elect Director Reid French For For Management
1d Elect Director Ayanna Howard For For Management
1e Elect Director Blake Irving For For Management
1f Elect Director Mary T. McDowell For For Management
1g Elect Director Stephen Milligan For For Management
1h Elect Director Lorrie M. Norrington For For Management
1i Elect Director Elizabeth (Betsy) Rafael For For Management
1j Elect Director Stacy J. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Bisson For For Management
1b Elect Director Richard T. Clark For For Management
1c Elect Director Linnie M. Haynesworth For For Management
1d Elect Director John P. Jones For For Management
1e Elect Director Francine S. Katsoudas For For Management
1f Elect Director Nazzic S. Keene For For Management
1g Elect Director Thomas J. Lynch For For Management
1h Elect Director Scott F. Powers For For Management
1i Elect Director William J. Ready For For Management
1j Elect Director Carlos A. Rodriguez For For Management
1k Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Non-Management Employee Against Against Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose (Joe) E. Almeida For For Management
1b Elect Director Thomas F. Chen For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director Peter S. Hellman For For Management
1e Elect Director Michael F. Mahoney For For Management
1f Elect Director Patricia B. Morrison For For Management
1g Elect Director Stephen N. Oesterle For For Management
1h Elect Director Cathy R. Smith For For Management
1i Elect Director Thomas T. Stallkamp For For Management
1j Elect Director Albert P.L. Stroucken For For Management
1k Elect Director Amy A. Wendell For For Management
1l Elect Director David S. Wilkes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Catherine M. Burzik For For Management
1b Elect Director R. Andrew Eckert For For Management
1c Elect Director Vincent A. Forlenza For For Management
1d Elect Director Claire M. Fraser For For Management
1e Elect Director Jeffrey W. Henderson For For Management
1f Elect Director Christopher Jones For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director David F. Melcher For For Management
1i Elect Director Thomas E. Polen For For Management
1j Elect Director Claire Pomeroy For For Management
1k Elect Director Rebecca W. Rimel For For Management
1l Elect Director Timothy M. Ring For For Management
1m Elect Director Bertram L. Scott For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 01, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Gregory E. Abel For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Stephen B. Burke For For Management
1.6 Elect Director Kenneth I. Chenault For For Management
1.7 Elect Director Susan L. Decker For For Management
1.8 Elect Director David S. Gottesman For For Management
1.9 Elect Director Charlotte Guyman For For Management
1.10 Elect Director Ajit Jain For For Management
1.11 Elect Director Thomas S. Murphy For For Management
1.12 Elect Director Ronald L. Olson For For Management
1.13 Elect Director Walter Scott, Jr. For For Management
1.14 Elect Director Meryl B. Witmer For For Management
2 Report on Climate-Related Risks and Against For Shareholder
Opportunities
3 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For For Management
1b Elect Director Caroline D. Dorsa For For Management
1c Elect Director Maria C. Freire For For Management
1d Elect Director William A. Hawkins For For Management
1e Elect Director William D. Jones For For Management
1f Elect Director Nancy L. Leaming For For Management
1g Elect Director Jesus B. Mantas For For Management
1h Elect Director Richard C. Mulligan For For Management
1i Elect Director Stelios Papadopoulos For For Management
1j Elect Director Brian S. Posner For For Management
1k Elect Director Eric K. Rowinsky For For Management
1l Elect Director Stephen A. Sherwin For For Management
1m Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bader M. Alsaad For For Management
1b Elect Director Pamela Daley For For Management
1c Elect Director Jessica P. Einhorn For For Management
1d Elect Director Laurence D. Fink For For Management
1e Elect Director William E. Ford For For Management
1f Elect Director Fabrizio Freda For For Management
1g Elect Director Murry S. Gerber For For Management
1h Elect Director Margaret 'Peggy' L. For For Management
Johnson
1i Elect Director Robert S. Kapito For For Management
1j Elect Director Cheryl D. Mills For For Management
1k Elect Director Gordon M. Nixon For For Management
1l Elect Director Charles H. Robbins For For Management
1m Elect Director Marco Antonio Slim Domit For For Management
1n Elect Director Hans E. Vestberg For For Management
1o Elect Director Susan L. Wagner For For Management
1p Elect Director Mark Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte LLP as Auditors For For Management
4a Provide Right to Call Special Meeting For For Management
4b Eliminate Supermajority Vote For For Management
Requirement
4c Amend Charter to Eliminate Provisions For For Management
that are No Longer Applicable and Make
Other Technical Revisions
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nelda J. Connors For For Management
1b Elect Director Charles J. Dockendorff For For Management
1c Elect Director Yoshiaki Fujimori For For Management
1d Elect Director Donna A. James For For Management
1e Elect Director Edward J. Ludwig For For Management
1f Elect Director Michael F. Mahoney For For Management
1g Elect Director David J. Roux For For Management
1h Elect Director John E. Sununu For For Management
1i Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Non-Management Employee Against Against Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Michael W. Bonney For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Julia A. Haller For For Management
1E Elect Director Paula A. Price For For Management
1F Elect Director Derica W. Rice For For Management
1G Elect Director Theodore R. Samuels For For Management
1H Elect Director Gerald L. Storch For For Management
1I Elect Director Karen H. Vousden For For Management
1J Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Special For For Management
Shareholder Meetings to 15%
6 Require Independent Board Chair Against Against Shareholder
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Reduce Ownership Threshold for Special Against Against Shareholder
Shareholder Meetings to 10%
--------------------------------------------------------------------------------
BROADCOM INC.
Ticker: AVGO Security ID: 11135F101
Meeting Date: APR 05, 2021 Meeting Type: Annual
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Diane M. Bryant For For Management
1b Elect Director Gayla J. Delly For For Management
1c Elect Director Raul J. Fernandez For For Management
1d Elect Director Eddy W. Hartenstein For For Management
1e Elect Director Check Kian Low For For Management
1f Elect Director Justine F. Page For For Management
1g Elect Director Henry Samueli For For Management
1h Elect Director Hock E. Tan For For Management
1i Elect Director Harry L. You For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Ime Archibong For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Peter Thomas Killalea For For Management
1e Elect Director Cornelis "Eli" Leenaars For For Management
1f Elect Director Francois Locoh-Donou For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Eileen Serra For For Management
1i Elect Director Mayo A. Shattuck, III For For Management
1j Elect Director Bradford H. Warner For For Management
1k Elect Director Catherine G. West For For Management
1l Elect Director Craig Anthony Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Gerald Johnson For For Management
1.5 Elect Director David W. MacLennan For For Management
1.6 Elect Director Debra L. Reed-Klages For For Management
1.7 Elect Director Edward B. Rust, Jr. For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director D. James Umpleby, III For For Management
1.10 Elect Director Miles D. White For For Management
1.11 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Climate Policy Against Against Shareholder
5 Report on Diversity and Inclusion Against Against Shareholder
Efforts
6 Amend Certificate of Incorporate to Against Against Shareholder
become Public Benefit Corporation
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jessica L. Blume For For Management
1b Elect Director Frederick H. Eppinger For For Management
1c Elect Director David L. Steward For For Management
1d Elect Director William L. Trubeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Declassify the Board of Directors For For Shareholder
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Lance Conn For Against Management
1b Elect Director Kim C. Goodman For For Management
1c Elect Director Craig A. Jacobson For For Management
1d Elect Director Gregory B. Maffei For Against Management
1e Elect Director John D. Markley, Jr. For For Management
1f Elect Director David C. Merritt For For Management
1g Elect Director James E. Meyer For For Management
1h Elect Director Steven A. Miron For Against Management
1i Elect Director Balan Nair For For Management
1j Elect Director Michael A. Newhouse For For Management
1k Elect Director Mauricio Ramos For For Management
1l Elect Director Thomas M. Rutledge For For Management
1m Elect Director Eric L. Zinterhofer For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Report on Lobbying Payments and Policy Against For Shareholder
4 Require Independent Board Chair Against Against Shareholder
5 Publish Annually a Report Assessing Against For Shareholder
Diversity, Equity, and Inclusion
Efforts
6 Report on Greenhouse Gas Emissions Against For Shareholder
Disclosure
7 Adopt Policy to Annually Disclose Against For Shareholder
EEO-1 Data
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Marillyn A. Hewson For For Management
1f Elect Director Jon M. Huntsman, Jr. For For Management
1g Elect Director Charles W. Moorman, IV For For Management
1h Elect Director Dambisa F. Moyo For For Management
1i Elect Director Debra Reed-Klages For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director D. James Umpleby, III For For Management
1l Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Scope 3 Emissions Against For Shareholder
5 Report on Impacts of Net Zero 2050 Against For Shareholder
Scenario
6 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Require Independent Board Chair Against Against Shareholder
9 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CHUBB LIMITED
Ticker: CB Security ID: H1467J104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Allocate Disposable Profit For For Management
2.2 Approve Dividend Distribution From For For Management
Legal Reserves Through Capital
Contributions Reserve Subaccount
3 Approve Discharge of Board of Directors For For Management
4.1 Ratify PricewaterhouseCoopers AG For For Management
(Zurich) as Statutory Auditor
4.2 Ratify PricewaterhouseCoopers LLP For For Management
(United States) as Independent
Registered Accounting Firm
4.3 Ratify BDO AG (Zurich) as Special For For Management
Audit Firm
5.1 Elect Director Evan G. Greenberg For For Management
5.2 Elect Director Michael P. Connors For For Management
5.3 Elect Director Michael G. Atieh For For Management
5.4 Elect Director Sheila P. Burke For For Management
5.5 Elect Director Mary Cirillo For For Management
5.6 Elect Director Robert J. Hugin For For Management
5.7 Elect Director Robert W. Scully For For Management
5.8 Elect Director Eugene B. Shanks, Jr. For For Management
5.9 Elect Director Theodore E. Shasta For For Management
5.10 Elect Director David H. Sidwell For For Management
5.11 Elect Director Olivier Steimer For For Management
5.12 Elect Director Luis Tellez For For Management
5.13 Elect Director Frances F. Townsend For For Management
6 Elect Evan G. Greenberg as Board For For Management
Chairman
7.1 Elect Michael P. Connors as Member of For For Management
the Compensation Committee
7.2 Elect Mary Cirillo as Member of the For For Management
Compensation Committee
7.3 Elect Frances F. Townsend as Member of For For Management
the Compensation Committee
8 Designate Homburger AG as Independent For For Management
Proxy
9 Amend Omnibus Stock Plan For For Management
10 Approve CHF 86,557,222.50 Reduction in For For Management
Share Capital via Cancellation in
Nominal Value of CHF 24.15 each
11.1 Approve the Maximum Aggregate For For Management
Remuneration of Directors
11.2 Approve Remuneration of Executive For For Management
Management in the Amount of USD 48
Million for Fiscal 2022
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125523100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Cordani For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director Eric J. Foss For For Management
1d Elect Director Elder Granger For For Management
1e Elect Director Isaiah Harris, Jr. For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Kathleen M. Mazzarella For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director John M. Partridge For For Management
1j Elect Director Kimberly A. Ross For For Management
1k Elect Director Eric C. Wiseman For For Management
1l Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Disclose Board Matrix Including Against Against Shareholder
Ideological Perspectives
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin - Withdrawn None None Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Lisa T. Su For For Management
2 Change State of Incorporation from For For Management
California to Delaware
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen M. Costello For For Management
1b Elect Director Grace E. Dailey For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director John C. Dugan For For Management
1e Elect Director Jane N. Fraser For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against Against Shareholder
6 Require Independent Board Chair Against Against Shareholder
7 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Report on Racial Equity Audit Against Against Shareholder
10 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence A. Duffy For For Management
1b Elect Director Timothy S. Bitsberger For For Management
1c Elect Director Charles P. Carey For For Management
1d Elect Director Dennis H. Chookaszian For For Management
1e Elect Director Bryan T. Durkin For For Management
1f Elect Director Ana Dutra For For Management
1g Elect Director Martin J. Gepsman For For Management
1h Elect Director Larry G. Gerdes For For Management
1i Elect Director Daniel R. Glickman For For Management
1j Elect Director Daniel G. Kaye For For Management
1k Elect Director Phyllis M. Lockett For For Management
1l Elect Director Deborah J. Lucas For For Management
1m Elect Director Terry L. Savage For For Management
1n Elect Director Rahael Seifu For For Management
1o Elect Director William R. Shepard For For Management
1p Elect Director Howard J. Siegel For For Management
1q Elect Director Dennis A. Suskind For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Vinita Bali For For Management
1c Elect Director Maureen Breakiron-Evans For For Management
1d Elect Director Archana Deskus For For Management
1e Elect Director John M. Dineen For For Management
1f Elect Director Brian Humphries For For Management
1g Elect Director Leo S. Mackay, Jr. For For Management
1h Elect Director Michael Patsalos-Fox For For Management
1i Elect Director Joseph M. Velli For For Management
1j Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Bilbrey For For Management
1b Elect Director John T. Cahill For For Management
1c Elect Director Lisa M. Edwards For For Management
1d Elect Director C. Martin Harris For For Management
1e Elect Director Martina Hund-Mejean For For Management
1f Elect Director Kimberly A. Nelson For For Management
1g Elect Director Lorrie M. Norrington For For Management
1h Elect Director Michael B. Polk For For Management
1i Elect Director Stephen I. Sadove For For Management
1j Elect Director Noel R. Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Brian L. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Risks Posed by the Failing Against Against Shareholder
to Prevent Workplace Sexual Harassment
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Jeffrey A. Joerres For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Timothy A. Leach For For Management
1i Elect Director William H. McRaven For For Management
1j Elect Director Sharmila Mulligan For For Management
1k Elect Director Eric D. Mullins For For Management
1l Elect Director Arjun N. Murti For For Management
1m Elect Director Robert A. Niblock For For Management
1n Elect Director David T. Seaton For For Management
1o Elect Director R.A. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote For For Shareholder
5 Emission Reduction Targets Against Abstain Shareholder
--------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ Security ID: 21036P108
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christy Clark For For Management
1.2 Elect Director Jennifer M. Daniels For For Management
1.3 Elect Director Jerry Fowden For Withhold Management
1.4 Elect Director Ernesto M. Hernandez For For Management
1.5 Elect Director Susan Somersille Johnson For For Management
1.6 Elect Director James A. Locke, III For Withhold Management
1.7 Elect Director Jose Manuel Madero Garza For For Management
1.8 Elect Director Daniel J. McCarthy For For Management
1.9 Elect Director William A. Newlands For For Management
1.10 Elect Director Richard Sands For Withhold Management
1.11 Elect Director Robert Sands For Withhold Management
1.12 Elect Director Judy A. Schmeling For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Kenneth D. Denman For For Management
1.3 Elect Director Richard A. Galanti For For Management
1.4 Elect Director W. Craig Jelinek For For Management
1.5 Elect Director Sally Jewell For For Management
1.6 Elect Director Charles T. Munger For For Management
1.7 Elect Director Jeffrey S. Raikes For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 22822V101
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Jay A. Brown For For Management
1c Elect Director Cindy Christy For For Management
1d Elect Director Ari Q. Fitzgerald For For Management
1e Elect Director Andrea J. Goldsmith For For Management
1f Elect Director Lee W. Hogan For For Management
1g Elect Director Tammy K. Jones For For Management
1h Elect Director J. Landis Martin For For Management
1i Elect Director Anthony J. Melone For For Management
1j Elect Director W. Benjamin Moreland For For Management
1k Elect Director Kevin A. Stephens For For Management
1l Elect Director Matthew Thornton, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director Thomas P. Bostick For For Management
1c Elect Director James M. Foote For For Management
1d Elect Director Steven T. Halverson For For Management
1e Elect Director Paul C. Hilal For For Management
1f Elect Director David M. Moffett For For Management
1g Elect Director Linda H. Riefler For For Management
1h Elect Director Suzanne M. Vautrinot For For Management
1i Elect Director James L. Wainscott For For Management
1j Elect Director J. Steven Whisler For For Management
1k Elect Director John J. Zillmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Anne M. Finucane For For Management
1h Elect Director Edward J. Ludwig For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Jean-Pierre Millon For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
5 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rainer M. Blair For For Management
1b Elect Director Linda Hefner Filler For For Management
1c Elect Director Teri List For For Management
1d Elect Director Walter G. Lohr, Jr. For For Management
1e Elect Director Jessica L. Mega For For Management
1f Elect Director Mitchell P. Rales For Against Management
1g Elect Director Steven M. Rales For Against Management
1h Elect Director Pardis C. Sabeti For For Management
1i Elect Director John T. Schwieters For For Management
1j Elect Director Alan G. Spoon For For Management
1k Elect Director Raymond C. Stevens For For Management
1l Elect Director Elias A. Zerhouni For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tamra A. Erwin For For Management
1b Elect Director Alan C. Heuberger For For Management
1c Elect Director Charles O. Holliday, Jr. For For Management
1d Elect Director Dipak C. Jain For For Management
1e Elect Director Michael O. Johanns For For Management
1f Elect Director Clayton M. Jones For For Management
1g Elect Director John C. May For For Management
1h Elect Director Gregory R. Page For For Management
1i Elect Director Sherry M. Smith For For Management
1j Elect Director Dmitri L. Stockton For For Management
1k Elect Director Sheila G. Talton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DELL TECHNOLOGIES INC.
Ticker: DELL Security ID: 24703L202
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Dell For Withhold Management
1.2 Elect Director David W. Dorman For Withhold Management
1.3 Elect Director Egon Durban For Withhold Management
1.4 Elect Director William D. Green For For Management
1.5 Elect Director Simon Patterson For For Management
1.6 Elect Director Lynn M. Vojvodich For For Management
1.7 Elect Director Ellen J. Kullman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Laurence A. Chapman For For Management
1b Elect Director Alexis Black Bjorlin For For Management
1c Elect Director VeraLinn "Dash" Jamieson For For Management
1d Elect Director Kevin J. Kennedy For For Management
1e Elect Director William G. LaPerch For For Management
1f Elect Director Jean F.H.P. Mandeville For For Management
1g Elect Director Afshin Mohebbi For For Management
1h Elect Director Mark R. Patterson For For Management
1i Elect Director Mary Hogan Preusse For Against Management
1j Elect Director Dennis E. Singleton For For Management
1k Elect Director A. William Stein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOMINION ENERGY, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director James A. Bennett For For Management
1B Elect Director Robert M. Blue For For Management
1C Elect Director Helen E. Dragas For For Management
1D Elect Director James O. Ellis, Jr. For For Management
1E Elect Director D. Maybank Hagood For For Management
1F Elect Director Ronald W. Jibson For For Management
1G Elect Director Mark J. Kington For For Management
1H Elect Director Joseph M. Rigby For For Management
1I Elect Director Pamela J. Royal For For Management
1J Elect Director Robert H. Spilman, Jr. For For Management
1K Elect Director Susan N. Story For For Management
1L Elect Director Michael E. Szymanczyk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Require Independent Board Chair Against Against Shareholder
6 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
DOW INC.
Ticker: DOW Security ID: 260557103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Gaurdie Banister, Jr. For For Management
1c Elect Director Wesley G. Bush For For Management
1d Elect Director Richard K. Davis For For Management
1e Elect Director Debra L. Dial For For Management
1f Elect Director Jeff M. Fettig For For Management
1g Elect Director Jim Fitterling For For Management
1h Elect Director Jacqueline C. Hinman For For Management
1i Elect Director Luis A. Moreno For For Management
1j Elect Director Jill S. Wyant For For Management
1k Elect Director Daniel W. Yohannes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Browning For For Management
1.2 Elect Director Annette K. Clayton For For Management
1.3 Elect Director Theodore F. Craver, Jr. For For Management
1.4 Elect Director Robert M. Davis For For Management
1.5 Elect Director Caroline Dorsa For For Management
1.6 Elect Director W. Roy Dunbar For For Management
1.7 Elect Director Nicholas C. Fanandakis For For Management
1.8 Elect Director Lynn J. Good For For Management
1.9 Elect Director John T. Herron For For Management
1.10 Elect Director E. Marie McKee For For Management
1.11 Elect Director Michael J. Pacilio For For Management
1.12 Elect Director Thomas E. Skains For For Management
1.13 Elect Director William E. Webster, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Require Independent Board Chair Against Against Shareholder
6 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
DUPONT DE NEMOURS, INC.
Ticker: DD Security ID: 26614N102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy G. Brady For For Management
1b Elect Director Edward D. Breen For For Management
1c Elect Director Ruby R. Chandy For For Management
1d Elect Director Franklin K. Clyburn, Jr. For For Management
1e Elect Director Terrence R. Curtin For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. du Pont For For Management
1h Elect Director Luther C. Kissam For For Management
1i Elect Director Frederick M. Lowery For For Management
1j Elect Director Raymond J. Milchovich For For Management
1k Elect Director Deanna M. Mulligan For For Management
1l Elect Director Steven M. Sterin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Adopt Policy to Annually Disclose Against For Shareholder
EEO-1 Data
7 Report on Plastic Pollution Against For Shareholder
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig Arnold For For Management
1b Elect Director Christopher M. Connor For For Management
1c Elect Director Olivier Leonetti For For Management
1d Elect Director Deborah L. McCoy For For Management
1e Elect Director Silvio Napoli For For Management
1f Elect Director Gregory R. Page For For Management
1g Elect Director Sandra Pianalto For For Management
1h Elect Director Lori J. Ryerkerk For For Management
1i Elect Director Gerald B. Smith For For Management
1j Elect Director Dorothy C. Thompson For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Issue of Equity with For For Management
Pre-emptive Rights
5 Authorize Issue of Equity without For For Management
Pre-emptive Rights
6 Authorize Share Repurchase of Issued For For Management
Share Capital
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony J. Bates For For Management
1b Elect Director Adriane M. Brown For For Management
1c Elect Director Diana Farrell For For Management
1d Elect Director Logan D. Green For For Management
1e Elect Director Bonnie S. Hammer For For Management
1f Elect Director E. Carol Hayles For For Management
1g Elect Director Jamie Iannone For For Management
1h Elect Director Kathleen C. Mitic For For Management
1i Elect Director Matthew J. Murphy For For Management
1j Elect Director Paul S. Pressler For For Management
1k Elect Director Mohak Shroff For For Management
1l Elect Director Robert H. Swan For For Management
1m Elect Director Perry M. Traquina For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Improve Principles of Executive Against Against Shareholder
Compensation Program
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Shari L. Ballard For For Management
1c Elect Director Barbara J. Beck For For Management
1d Elect Director Christophe Beck For For Management
1e Elect Director Jeffrey M. Ettinger For For Management
1f Elect Director Arthur J. Higgins For For Management
1g Elect Director Michael Larson For For Management
1h Elect Director David W. MacLennan For For Management
1i Elect Director Tracy B. McKibben For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Victoria J. Reich For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
1m Elect Director John J. Zillmer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard S. Coleman For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Jeffrey T. Huber For For Management
1d Elect Director Lawrence F. Probst, III For For Management
1e Elect Director Talbott Roche For For Management
1f Elect Director Richard A. Simonson For For Management
1g Elect Director Luis A. Ubinas For For Management
1h Elect Director Heidi J. Ueberroth For For Management
1i Elect Director Andrew Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Blinn For For Management
1.2 Elect Director Arthur F. Golden For For Management
1.3 Elect Director Candace Kendle For For Management
1.4 Elect Director James S. Turley For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Robert P. Daniels For For Management
1d Elect Director James C. Day For For Management
1e Elect Director C. Christopher Gaut For For Management
1f Elect Director Michael T. Kerr For For Management
1g Elect Director Julie J. Robertson For For Management
1h Elect Director Donald F. Textor For For Management
1i Elect Director William R. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Anderson For For Management
1b Elect Director Ann Berzin For For Management
1c Elect Director Laurie Brlas For For Management
1d Elect Director Marjorie Rodgers For For Management
Cheshire
1e Elect Director Christopher Crane For For Management
1f Elect Director Yves de Balmann For For Management
1g Elect Director Linda Jojo For For Management
1h Elect Director Paul Joskow For For Management
1i Elect Director Robert Lawless For For Management
1j Elect Director John Richardson For For Management
1k Elect Director Mayo Shattuck, III For For Management
1l Elect Director John Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Child Labor Audit Against Against Shareholder
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 26, 2021 Meeting Type: Proxy Contest
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card)
1.1 Elect Director Michael J. Angelakis For Did Not Vote Management
1.2 Elect Director Susan K. Avery For Did Not Vote Management
1.3 Elect Director Angela F. Braly For Did Not Vote Management
1.4 Elect Director Ursula M. Burns For Did Not Vote Management
1.5 Elect Director Kenneth C. Frazier For Did Not Vote Management
1.6 Elect Director Joseph L. Hooley For Did Not Vote Management
1.7 Elect Director Steven A. Kandarian For Did Not Vote Management
1.8 Elect Director Douglas R. Oberhelman For Did Not Vote Management
1.9 Elect Director Samuel J. Palmisano For Did Not Vote Management
1.10 Elect Director Jeffrey W. Ubben For Did Not Vote Management
1.11 Elect Director Darren W. Woods For Did Not Vote Management
1.12 Elect Director Wan Zulkiflee For Did Not Vote Management
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Did Not Vote Shareholder
5 Reduce Ownership Threshold for Against Did Not Vote Shareholder
Shareholders to Call Special Meeting
6 Issue Audited Report on Financial Against Did Not Vote Shareholder
Impacts of IEA's Net Zero 2050 Scenario
7 Report on Costs and Benefits of Against Did Not Vote Shareholder
Environmental-Related Expenditures
8 Report on Political Contributions Against Did Not Vote Shareholder
9 Report on Lobbying Payments and Policy Against Did Not Vote Shareholder
10 Report on Corporate Climate Lobbying Against Did Not Vote Shareholder
Aligned with Paris Agreement
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card)
1.1 Elect Director Gregory J. Goff For For Shareholder
1.2 Elect Director Kaisa Hietala For For Shareholder
1.3 Elect Director Alexander A. Karsner For For Shareholder
1.4 Elect Director Anders Runevad For Withhold Shareholder
1.5 Management Nominee Michael J. Angelakis For For Shareholder
1.6 Management Nominee Susan K. Avery For For Shareholder
1.7 Management Nominee Angela F. Braly For For Shareholder
1.8 Management Nominee Ursula M. Burns For For Shareholder
1.9 Management Nominee Kenneth C. Frazier For For Shareholder
1.10 Management Nominee Joseph L. Hooley For For Shareholder
1.11 Management Nominee Jeffrey W. Ubben For For Shareholder
1.12 Management Nominee Darren W. Woods For For Shareholder
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named Against For Management
Executive Officers' Compensation
4 Require Independent Board Chair None For Shareholder
5 Reduce Ownership Threshold for None Against Shareholder
Shareholders to Call Special Meeting
6 Issue Audited Report on Financial None For Shareholder
Impacts of IEA's Net Zero 2050 Scenario
7 Report on Costs and Benefits of None Against Shareholder
Environmental-Related Expenditures
8 Report on Political Contributions None For Shareholder
9 Report on Lobbying Payments and Policy None For Shareholder
10 Report on Corporate Climate Lobbying None For Shareholder
Aligned with Paris Agreement
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 21, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marvin R. Ellison For For Management
1b Elect Director Susan Patricia Griffith For For Management
1c Elect Director John C. (Chris) Inglis For For Management
1d Elect Director Kimberly A. Jabal For For Management
1e Elect Director Shirley Ann Jackson For For Management
1f Elect Director R. Brad Martin For For Management
1g Elect Director Joshua Cooper Ramo For For Management
1h Elect Director Susan C. Schwab For For Management
1i Elect Director Frederick W. Smith For For Management
1j Elect Director David P. Steiner For For Management
1k Elect Director Rajesh Subramaniam For For Management
1l Elect Director Paul S. Walsh For Against Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst &Young LLP as Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Report on Political Contributions Against Against Shareholder
Disclosure
6 Report on Employee Representation on Against Against Shareholder
the Board of Directors
7 Provide Right to Act by Written Consent Against Against Shareholder
8 Report on Integrating ESG Metrics Into Against Against Shareholder
Executive Compensation Program
--------------------------------------------------------------------------------
FIDELITY NATIONAL INFORMATION SERVICES, INC.
Ticker: FIS Security ID: 31620M106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen R. Alemany For For Management
1b Elect Director Jeffrey A. Goldstein For For Management
1c Elect Director Lisa A. Hook For For Management
1d Elect Director Keith W. Hughes For For Management
1e Elect Director Gary L. Lauer For For Management
1f Elect Director Gary A. Norcross For For Management
1g Elect Director Louise M. Parent For For Management
1h Elect Director Brian T. Shea For For Management
1i Elect Director James B. Stallings, Jr. For For Management
1j Elect Director Jeffrey E. Stiefler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Bisignano For For Management
1.2 Elect Director Alison Davis For For Management
1.3 Elect Director Henrique de Castro For For Management
1.4 Elect Director Harry F. DiSimone For For Management
1.5 Elect Director Dennis F. Lynch For For Management
1.6 Elect Director Heidi G. Miller For For Management
1.7 Elect Director Scott C. Nuttall For For Management
1.8 Elect Director Denis J. O'Leary For For Management
1.9 Elect Director Doyle R. Simons For For Management
1.10 Elect Director Kevin M. Warren For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Crown For For Management
1b Elect Director Rudy F. deLeon For For Management
1c Elect Director Cecil D. Haney For For Management
1d Elect Director Mark M. Malcolm For For Management
1e Elect Director James N. Mattis For For Management
1f Elect Director Phebe N. Novakovic For For Management
1g Elect Director C. Howard Nye For For Management
1h Elect Director Catherine B. Reynolds For For Management
1i Elect Director Laura J. Schumacher For For Management
1j Elect Director Robert K. Steel For For Management
1k Elect Director John G. Stratton For For Management
1l Elect Director Peter A. Wall For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sebastien Bazin For For Management
1b Elect Director Ashton Carter For For Management
1c Elect Director H. Lawrence Culp, Jr. For For Management
1d Elect Director Francisco D'Souza For For Management
1e Elect Director Edward Garden For For Management
1f Elect Director Thomas Horton For For Management
1g Elect Director Risa Lavizzo-Mourey For For Management
1h Elect Director Catherine Lesjak For For Management
1i Elect Director Paula Rosput Reynolds For For Management
1j Elect Director Leslie Seidman For For Management
1k Elect Director James Tisch For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Reverse Stock Split For For Management
5 Require More Director Nominations Than Against Against Shareholder
Open Seats
6 Require Independent Board Chair Against Against Shareholder
7 Report on Meeting the Criteria of the For For Shareholder
Net Zero Indicator
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Kerry Clark For For Management
1b Elect Director David M. Cordani For For Management
1c Elect Director Roger W. Ferguson, Jr. For For Management
1d Elect Director Jeffrey L. Harmening For For Management
1e Elect Director Maria G. Henry For For Management
1f Elect Director Jo Ann Jenkins For For Management
1g Elect Director Elizabeth C. Lempres For For Management
1h Elect Director Diane L. Neal For For Management
1i Elect Director Steve Odland For For Management
1j Elect Director Maria A. Sastre For For Management
1k Elect Director Eric D. Sprunk For For Management
1l Elect Director Jorge A. Uribe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Carol M. Stephenson For For Management
1j Elect Director Mark A. Tatum For For Management
1k Elect Director Devin N. Wenig For For Management
1l Elect Director Margaret C. Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Link Executive Pay to Social Criteria Against Against Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline K. Barton For For Management
1b Elect Director Jeffrey A. Bluestone For For Management
1c Elect Director Sandra J. Horning For For Management
1d Elect Director Kelly A. Kramer For For Management
1e Elect Director Kevin E. Lofton For For Management
1f Elect Director Harish Manwani For Against Management
1g Elect Director Daniel P. O'Day For For Management
1h Elect Director Javier J. Rodriguez For For Management
1i Elect Director Anthony Welters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
GLOBAL PAYMENTS INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Thaddeus Arroyo For For Management
1b Elect Director Robert H.B. Baldwin, Jr. For For Management
1c Elect Director John G. Bruno For Against Management
1d Elect Director Kriss Cloninger, III For For Management
1e Elect Director William I Jacobs For For Management
1f Elect Director Joia M. Johnson For For Management
1g Elect Director Ruth Ann Marshall For For Management
1h Elect Director Connie D. McDaniel For For Management
1i Elect Director William B. Plummer For For Management
1j Elect Director Jeffrey S. Sloan For For Management
1k Elect Director John T. Turner For For Management
1l Elect Director M. Troy Woods For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Assess Feasibility of Increasing the Against Against Shareholder
Impact of the Company's Performance on
Quality Metrics for Senior Executive
Compensation
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Deborah Flint For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Grace D. Lieblein For For Management
1I Elect Director Raymond T. Odierno For For Management
1J Elect Director George Paz For For Management
1K Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Raquel C. Bono For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director Wayne A. I. Frederick For For Management
1f Elect Director John W. Garratt For For Management
1g Elect Director David A. Jones, Jr. For For Management
1h Elect Director Karen W. Katz For For Management
1i Elect Director Marcy S. Klevorn For For Management
1j Elect Director William J. McDonald For For Management
1k Elect Director Jorge S. Mesquita For For Management
1l Elect Director James J. O'Brien For For Management
1m Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC.
Ticker: ITW Security ID: 452308109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director Darrell L. Ford For For Management
1d Elect Director James W. Griffith For For Management
1e Elect Director Jay L. Henderson For For Management
1f Elect Director Richard H. Lenny For For Management
1g Elect Director E. Scott Santi For For Management
1h Elect Director David B. Smith, Jr. For For Management
1i Elect Director Pamela B. Strobel For For Management
1j Elect Director Anre D. Williams For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick P. Gelsinger For For Management
1b Elect Director James J. Goetz For For Management
1c Elect Director Alyssa Henry For For Management
1d Elect Director Omar Ishrak For For Management
1e Elect Director Risa Lavizzo-Mourey For For Management
1f Elect Director Tsu-Jae King Liu For For Management
1g Elect Director Gregory D. Smith For For Management
1h Elect Director Dion J. Weisler For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
6 Report on Whether Written Policies or Against Against Shareholder
Unwritten Norms Reinforce Racism in
Company Culture
--------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon Y. Bowen For For Management
1b Elect Director Shantella E. Cooper For For Management
1c Elect Director Charles R. Crisp For For Management
1d Elect Director Duriya M. Farooqui For For Management
1e Elect Director The Right Hon. the Lord For For Management
Hague of Richmond
1f Elect Director Mark F. Mulhern For For Management
1g Elect Director Thomas E. Noonan For For Management
1h Elect Director Frederic V. Salerno For For Management
1i Elect Director Caroline L. Silver For For Management
1j Elect Director Jeffrey C. Sprecher For For Management
1k Elect Director Judith A. Sprieser For For Management
1l Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Buberl For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director David N. Farr For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Michelle J. Howard For For Management
1f Elect Director Arvind Krishna For For Management
1g Elect Director Andrew N. Liveris For For Management
1h Elect Director Frederick William For For Management
McNabb, III
1i Elect Director Martha E. Pollack For For Management
1j Elect Director Joseph R. Swedish For For Management
1k Elect Director Peter R. Voser For For Management
1l Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
5 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
6 Publish Annually a Report Assessing For For Shareholder
Diversity, Equity, and Inclusion
Efforts
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Nadja Y. West For For Management
1n Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Government Financial Support Against For Shareholder
and Access to COVID-19 Vaccines and
Therapeutics
5 Require Independent Board Chair Against Against Shareholder
6 Report on Civil Rights Audit Against Against Shareholder
7 Adopt Policy on Bonus Banking Against Against Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For For Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For For Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Phebe N. Novakovic For For Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
6 Report on Racial Equity Audit Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
8 Report on Congruency Political Against For Shareholder
Analysis and Electioneering
Expenditures
--------------------------------------------------------------------------------
KEURIG DR PEPPER INC.
Ticker: KDP Security ID: 49271V100
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Robert J. Gamgort For For Management
1B Elect Director Olivier Goudet For For Management
1C Elect Director Peter Harf For For Management
1D Elect Director Juliette Hickman For For Management
1E Elect Director Genevieve Hovde For For Management
1F Elect Director Paul S. Michaels For For Management
1G Elect Director Pamela H. Patsley For For Management
1H Elect Director Gerhard Pleuhs For For Management
1I Elect Director Lubomira Rochet For For Management
1J Elect Director Debra Sandler For For Management
1K Elect Director Robert Singer For For Management
1L Elect Director Justine Tan For For Management
1M Elect Director Nelson Urdaneta For For Management
1N Elect Director Larry D. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Culver For For Management
1.2 Elect Director Robert W. Decherd For For Management
1.3 Elect Director Michael D. Hsu For For Management
1.4 Elect Director Mae C. Jemison For For Management
1.5 Elect Director S. Todd Maclin For For Management
1.6 Elect Director Sherilyn S. McCoy For For Management
1.7 Elect Director Christa S. Quarles For For Management
1.8 Elect Director Ian C. Read For Against Management
1.9 Elect Director Dunia A. Shive For For Management
1.10 Elect Director Mark T. Smucker For For Management
1.11 Elect Director Michael D. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Non-Employee Director Omnibus For For Management
Stock Plan
6 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
7 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director C. Park Shaper For For Management
1.12 Elect Director William A. Smith For For Management
1.13 Elect Director Joel V. Staff For For Management
1.14 Elect Director Robert F. Vagt For For Management
1.15 Elect Director Perry M. Waughtal For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES, INC.
Ticker: LHX Security ID: 502431109
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sallie B. Bailey For For Management
1b Elect Director William M. Brown For For Management
1c Elect Director Peter W. Chiarelli For For Management
1d Elect Director Thomas A. Corcoran For For Management
1e Elect Director Thomas A. Dattilo For For Management
1f Elect Director Roger B. Fradin For For Management
1g Elect Director Lewis Hay, III For For Management
1h Elect Director Lewis Kramer For For Management
1i Elect Director Christopher E. Kubasik For For Management
1j Elect Director Rita S. Lane For For Management
1k Elect Director Robert B. Millard For For Management
1l Elect Director Lloyd W. Newton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin Chafetz For For Management
1.2 Elect Director Micheline Chau For For Management
1.3 Elect Director Patrick Dumont For For Management
1.4 Elect Director Charles D. Forman For For Management
1.5 Elect Director Robert G. Goldstein For For Management
1.6 Elect Director George Jamieson For For Management
1.7 Elect Director Nora M. Jordan For For Management
1.8 Elect Director Charles A. Koppelman For Withhold Management
1.9 Elect Director Lewis Kramer For For Management
1.10 Elect Director David F. Levi For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINDE PLC
Ticker: LIN Security ID: G5494J103
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: JUL 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wolfgang H. Reitzle For For Management
1b Elect Director Stephen F. Angel For For Management
1c Elect Director Ann-Kristin Achleitner For For Management
1d Elect Director Clemens A. H. Borsig For For Management
1e Elect Director Nance K. Dicciani For For Management
1f Elect Director Thomas Enders For For Management
1g Elect Director Franz Fehrenbach For For Management
1h Elect Director Edward G. Galante For For Management
1i Elect Director Larry D. McVay For For Management
1j Elect Director Victoria E. Ossadnik For For Management
1k Elect Director Martin H. Richenhagen For For Management
1l Elect Director Robert L. Wood For For Management
2a Ratify PricewaterhouseCoopers as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Determine Price Range for Reissuance For For Management
of Treasury Shares
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC.
Ticker: MAR Security ID: 571903202
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J.W. Marriott, Jr. For For Management
1b Elect Director Anthony G. Capuano For For Management
1c Elect Director Deborah Marriott For For Management
Harrison
1d Elect Director Frederick A. 'Fritz' For For Management
Henderson
1e Elect Director Eric Hippeau For For Management
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Debra L. Lee For For Management
1h Elect Director Aylwin B. Lewis For For Management
1i Elect Director David S. Marriott For For Management
1j Elect Director Margaret M. McCarthy For For Management
1k Elect Director George Munoz For For Management
1l Elect Director Horacio D. Rozanski For For Management
1m Elect Director Susan C. Schwab For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4a Eliminate Supermajority Vote For For Management
Requirement for Removal of Directors
4b Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation
4c Eliminate Supermajority Vote For For Management
Requirement to Amend Certain Bylaws
Provisions
4d Eliminate Supermajority Vote For For Management
Requirement for Certain Transactions
4e Eliminate Supermajority Vote For For Management
Requirement for Certain Business
Combinations
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Oscar Fanjul For For Management
1c Elect Director Daniel S. Glaser For For Management
1d Elect Director H. Edward Hanway For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Tamara Ingram For For Management
1g Elect Director Jane H. Lute For For Management
1h Elect Director Steven A. Mills For For Management
1i Elect Director Bruce P. Nolop For For Management
1j Elect Director Marc D. Oken For For Management
1k Elect Director Morton O. Schapiro For For Management
1l Elect Director Lloyd M. Yates For For Management
1m Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For For Management
1b Elect Director Robert Eckert For For Management
1c Elect Director Catherine Engelbert For For Management
1d Elect Director Margaret Georgiadis For For Management
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Christopher Kempczinski For For Management
1g Elect Director Richard Lenny For For Management
1h Elect Director John Mulligan For For Management
1i Elect Director Sheila Penrose For For Management
1j Elect Director John Rogers, Jr. For For Management
1k Elect Director Paul Walsh For For Management
1l Elect Director Miles White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Sugar and Public Health Against Against Shareholder
5 Report on Antibiotics and Public Against Against Shareholder
Health Costs
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Craig Arnold For For Management
1c Elect Director Scott C. Donnelly For For Management
1d Elect Director Andrea J. Goldsmith For For Management
1e Elect Director Randall J. Hogan, III For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director James T. Lenehan For For Management
1h Elect Director Kevin E. Lofton For For Management
1i Elect Director Geoffrey S. Martha For For Management
1j Elect Director Elizabeth G. Nabel For For Management
1k Elect Director Denise M. O'Leary For For Management
1l Elect Director Kendall J. Powell For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights Under
Irish Law
6 Authorize Overseas Market Purchases of For For Management
Ordinary Shares
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Mary Ellen Coe For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Kenneth C. Frazier For For Management
1e Elect Director Thomas H. Glocer For For Management
1f Elect Director Risa J. Lavizzo-Mourey For For Management
1g Elect Director Stephen L. Mayo For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Access to COVID-19 Products Against For Shareholder
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl W. Grise For For Management
1b Elect Director Carlos M. Gutierrez For For Management
1c Elect Director Gerald L. Hassell For For Management
1d Elect Director David L. Herzog For For Management
1e Elect Director R. Glenn Hubbard For For Management
1f Elect Director Edward J. Kelly, III For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director Michel A. Khalaf For For Management
1i Elect Director Catherine R. Kinney For For Management
1j Elect Director Diana L. McKenzie For For Management
1k Elect Director Denise M. Morrison For For Management
1l Elect Director Mark A. Weinberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: JAN 14, 2021 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Beyer For For Management
1b Elect Director Lynn A. Dugle For For Management
1c Elect Director Steven J. Gomo For For Management
1d Elect Director Mary Pat McCarthy For For Management
1e Elect Director Sanjay Mehrotra For For Management
1f Elect Director Robert E. Switz For For Management
1g Elect Director MaryAnn Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lewis W.K. Booth For For Management
1b Elect Director Charles E. Bunch For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Peter W. May For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Jane Hamilton Nielsen For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Christiana S. Shi For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Michael A. Todman For For Management
1k Elect Director Jean-Francois M. L. van For For Management
Boxmeer
1l Elect Director Dirk Van de Put For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth Corley For For Management
1b Elect Director Alistair Darling For For Management
1c Elect Director Thomas H. Glocer For For Management
1d Elect Director James P. Gorman For For Management
1e Elect Director Robert H. Herz For For Management
1f Elect Director Nobuyuki Hirano For For Management
1g Elect Director Hironori Kamezawa For For Management
1h Elect Director Shelley B. Leibowitz For For Management
1i Elect Director Stephen J. Luczo For For Management
1j Elect Director Jami Miscik For For Management
1k Elect Director Dennis M. Nally For For Management
1l Elect Director Mary L. Schapiro For For Management
1m Elect Director Perry M. Traquina For For Management
1n Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NEWMONT CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. Awuah, Jr. For For Management
1.2 Elect Director Gregory H. Boyce For For Management
1.3 Elect Director Bruce R. Brook For For Management
1.4 Elect Director Maura Clark For For Management
1.5 Elect Director Matthew Coon Come For For Management
1.6 Elect Director Jose Manuel Madero For For Management
1.7 Elect Director Rene Medori For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Thomas Palmer For For Management
1.10 Elect Director Julio M. Quintana For For Management
1.11 Elect Director Susan N. Story For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director James L. Camaren For For Management
1c Elect Director Kenneth B. Dunn For For Management
1d Elect Director Naren K. Gursahaney For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Amy B. Lane For For Management
1g Elect Director David L. Porges For For Management
1h Elect Director James L. Robo For For Management
1i Elect Director Rudy E. Schupp For For Management
1j Elect Director John L. Skolds For For Management
1k Elect Director Lynn M. Utter For For Management
1l Elect Director Darryl L. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas D. Bell, Jr. For For Management
1b Elect Director Mitchell E. Daniels, Jr. For For Management
1c Elect Director Marcela E. Donadio For For Management
1d Elect Director John C. Huffard, Jr. For For Management
1e Elect Director Christopher T. Jones For For Management
1f Elect Director Thomas C. Kelleher For For Management
1g Elect Director Steven F. Leer For For Management
1h Elect Director Michael D. Lockhart For For Management
1i Elect Director Amy E. Miles For For Management
1j Elect Director Claude Mongeau For For Management
1k Elect Director Jennifer F. Scanlon For For Management
1l Elect Director James A. Squires For For Management
1m Elect Director John R. Thompson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
5 Report on Corporate Climate Lobbying Against For Shareholder
Aligned with Paris Agreement
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathy J. Warden For For Management
1.2 Elect Director David P. Abney For For Management
1.3 Elect Director Marianne C. Brown For For Management
1.4 Elect Director Donald E. Felsinger For For Management
1.5 Elect Director Ann M. Fudge For For Management
1.6 Elect Director William H. Hernandez For For Management
1.7 Elect Director Madeleine A. Kleiner For For Management
1.8 Elect Director Karl J. Krapek For For Management
1.9 Elect Director Gary Roughead For For Management
1.10 Elect Director Thomas M. Schoewe For For Management
1.11 Elect Director James S. Turley For For Management
1.12 Elect Director Mark A. Welsh, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Human Rights Impact Against Against Shareholder
Assessment
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director George H. Conrades For For Management
1.6 Elect Director Lawrence J. Ellison For Withhold Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Jeffrey O. Henley For For Management
1.9 Elect Director Renee J. James For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Leon E. Panetta For For Management
1.12 Elect Director William G. Parrett For For Management
1.13 Elect Director Naomi O. Seligman For For Management
1.14 Elect Director Vishal Sikka For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Gender Pay Gap Against For Shareholder
6 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Segun Agbaje For For Management
1b Elect Director Shona L. Brown For For Management
1c Elect Director Cesar Conde For For Management
1d Elect Director Ian Cook For For Management
1e Elect Director Dina Dublon For For Management
1f Elect Director Michelle Gass For For Management
1g Elect Director Ramon L. Laguarta For For Management
1h Elect Director Dave Lewis For For Management
1i Elect Director David C. Page For For Management
1j Elect Director Robert C. Pohlad For For Management
1k Elect Director Daniel Vasella For For Management
1l Elect Director Darren Walker For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
5 Report on Sugar and Public Health Against Against Shareholder
6 Report on External Public Health Costs Against Against Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director Susan Desmond-Hellmann For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director Dan R. Littman For For Management
1.9 Elect Director Shantanu Narayen For For Management
1.10 Elect Director Suzanne Nora Johnson For For Management
1.11 Elect Director James Quincey For For Management
1.12 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
5 Report on Political Contributions and Against For Shareholder
Expenditures
6 Report on Access to COVID-19 Products Against For Shareholder
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brant Bonin Bough For For Management
1b Elect Director Andre Calantzopoulos For For Management
1c Elect Director Michel Combes For For Management
1d Elect Director Juan Jose Daboub For For Management
1e Elect Director Werner Geissler For For Management
1f Elect Director Lisa A. Hook For For Management
1g Elect Director Jun Makihara For For Management
1h Elect Director Kalpana Morparia For For Management
1i Elect Director Lucio A. Noto For For Management
1j Elect Director Jacek Olczak For For Management
1k Elect Director Frederik Paulsen For For Management
1l Elect Director Robert B. Polet For For Management
1m Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers SA as For For Management
Auditor
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie L. Bushman For For Management
1b Elect Director Lisa A. Davis For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Adopt GHG Emissions Reduction Targets Against For Shareholder
6 Report on Climate Lobbying Against For Shareholder
--------------------------------------------------------------------------------
PROLOGIS, INC.
Ticker: PLD Security ID: 74340W103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid R. Moghadam For For Management
1b Elect Director Cristina G. Bita For For Management
1c Elect Director George L. Fotiades For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director Irving F. Lyons, III For For Management
1f Elect Director Avid Modjtabai For For Management
1g Elect Director David P. O'Connor For For Management
1h Elect Director Olivier Piani For For Management
1i Elect Director Jeffrey L. Skelton For For Management
1j Elect Director Carl B. Webb For For Management
1k Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald L. Havner, Jr. For For Management
1b Elect Director Tamara Hughes Gustavson For For Management
1c Elect Director Leslie S. Heisz For For Management
1d Elect Director Michelle (Meka) For For Management
Millstone-Shroff
1e Elect Director Shankh S. Mitra For For Management
1f Elect Director David J. Neithercut For For Management
1g Elect Director Rebecca Owen For For Management
1h Elect Director Kristy M. Pipes For For Management
1i Elect Director Avedick B. Poladian For For Management
1j Elect Director John Reyes For For Management
1k Elect Director Joseph D. Russell, Jr. For For Management
1l Elect Director Tariq M. Shaukat For For Management
1m Elect Director Ronald P. Spogli For For Management
1n Elect Director Paul S. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Eliminate Cumulative Voting For For Management
--------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES CORPORATION
Ticker: RTX Security ID: 75513E101
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tracy A. Atkinson For For Management
1b Elect Director Gregory J. Hayes For For Management
1c Elect Director Thomas A. Kennedy For For Management
1d Elect Director Marshall O. Larsen For For Management
1e Elect Director George R. Oliver For For Management
1f Elect Director Robert K. (Kelly) For For Management
Ortberg
1g Elect Director Margaret L. O'Sullivan For For Management
1h Elect Director Dinesh C. Paliwal For For Management
1i Elect Director Ellen M. Pawlikowski For For Management
1j Elect Director Denise L. Ramos For For Management
1k Elect Director Fredric G. Reynolds For For Management
1l Elect Director Brian C. Rogers For For Management
1m Elect Director James A. Winnefeld, Jr. For For Management
1n Elect Director Robert O. Work For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Executive Incentive Bonus Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
ROCKET COMPANIES, INC.
Ticker: RKT Security ID: 77311W101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay Farner For Withhold Management
1.2 Elect Director Jennifer Gilbert For Withhold Management
1.3 Elect Director Jonathan Mariner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Amy Woods Brinkley For For Management
1.3 Elect Director John F. Fort, III For For Management
1.4 Elect Director L. Neil Hunn For For Management
1.5 Elect Director Robert D. Johnson For For Management
1.6 Elect Director Laura G. Thatcher For For Management
1.7 Elect Director Richard F. Wallman For For Management
1.8 Elect Director Christopher Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director K. Gunnar Bjorklund For For Management
1b Elect Director Michael J. Bush For For Management
1c Elect Director Sharon D. Garrett For For Management
1d Elect Director Michael J. Hartshorn For For Management
1e Elect Director Stephen D. Milligan For For Management
1f Elect Director Patricia H. Mueller For For Management
1g Elect Director George P. Orban For For Management
1h Elect Director Gregory L. Quesnel For For Management
1i Elect Director Larree M. Renda For For Management
1j Elect Director Barbara Rentler For For Management
1k Elect Director Doniel N. Sutton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt Share Retention Policy For None None Shareholder
Senior Executives *Withdrawn
Resolution*
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Alvera For For Management
1.2 Elect Director William J. Amelio For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Stephanie C. Hill For For Management
1.5 Elect Director Rebecca J. Jacoby For For Management
1.6 Elect Director Monique F. Leroux For Against Management
1.7 Elect Director Ian P. Livingston For For Management
1.8 Elect Director Maria R. Morris For For Management
1.9 Elect Director Douglas L. Peterson For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Richard E. Thornburgh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Greenhouse Gas (GHG) Emissions For For Management
Reduction Plan
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Benioff For For Management
1b Elect Director Craig Conway For For Management
1c Elect Director Parker Harris For For Management
1d Elect Director Alan Hassenfeld For For Management
1e Elect Director Neelie Kroes For For Management
1f Elect Director Colin Powell For For Management
1g Elect Director Sanford Robertson For For Management
1h Elect Director John V. Roos For For Management
1i Elect Director Robin Washington For For Management
1j Elect Director Maynard Webb For For Management
1k Elect Director Susan Wojcicki For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78410G104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary S. Chan For Against Management
1.2 Elect Director George R. Krouse, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCHLUMBERGER N.V.
Ticker: SLB Security ID: 806857108
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: FEB 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick de La For For Management
Chevardiere
1.2 Elect Director Miguel M. Galuccio For For Management
1.3 Elect Director Olivier Le Peuch For For Management
1.4 Elect Director Tatiana A. Mitrova For For Management
1.5 Elect Director Maria Moraeus Hanssen For For Management
1.6 Elect Director Mark G. Papa For For Management
1.7 Elect Director Henri Seydoux For For Management
1.8 Elect Director Jeff W. Sheets For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend Omnibus Stock Plan For For Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Amend Non-Employee Director Restricted For For Management
Stock Plan
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Boeckmann For For Management
1b Elect Director Andres Conesa For For Management
1c Elect Director Maria Contreras-Sweet For For Management
1d Elect Director Pablo A. Ferrero For For Management
1e Elect Director William D. Jones For For Management
1f Elect Director Jeffrey W. Martin For For Management
1g Elect Director Bethany J. Mayer For For Management
1h Elect Director Michael N. Mears For For Management
1i Elect Director Jack T. Taylor For For Management
1j Elect Director Cynthia L. Walker For For Management
1k Elect Director Cynthia J. Warner For For Management
1l Elect Director James C. Yardley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
5 Report on Corporate Climate Lobbying Against For Shareholder
Aligned with Paris Agreement
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Vicente Ariztegui For For Management
Andreve
1.4 Elect Director Alfredo Casar Perez For Withhold Management
1.5 Elect Director Enrique Castillo For For Management
Sanchez Mejorada
1.6 Elect Director Xavier Garcia de For Withhold Management
Quevedo Topete
1.7 Elect Director Rafael Mac Gregor For For Management
Anciola
1.8 Elect Director Luis Miguel Palomino For Withhold Management
Bonilla
1.9 Elect Director Gilberto Perezalonso For Withhold Management
Cifuentes
1.10 Elect Director Carlos Ruiz Sacristan For Withhold Management
2 Ratify Galaz,Yamazaki, Ruiz Urquiza S. For For Management
C. as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Vicente Ariztegui For For Management
Andreve
1.4 Elect Director Enrique Castillo For For Management
Sanchez Mejorada
1.5 Elect Director Leonardo Contreras For For Management
Lerdo de Tejada
1.6 Elect Director Xavier Garcia de For Withhold Management
Quevedo Topete
1.7 Elect Director Rafael A. Mac Gregor For For Management
Anciola
1.8 Elect Director Luis Miguel Palomino For Withhold Management
Bonilla
1.9 Elect Director Gilberto Perezalonso For For Management
Cifuentes
1.10 Elect Director Carlos Ruiz Sacristan For Withhold Management
2 Ratify Galaz,Yamazaki, Ruiz Urquiza S. For For Management
C. as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard E. Allison, Jr. For For Management
1b Elect Director Rosalind G. Brewer None None Management
*Withdrawn Resolution*
1c Elect Director Andrew Campion For For Management
1d Elect Director Mary N. Dillon For For Management
1e Elect Director Isabel Ge Mahe For For Management
1f Elect Director Mellody Hobson For For Management
1g Elect Director Kevin R. Johnson For For Management
1h Elect Director Jorgen Vig Knudstorp For For Management
1i Elect Director Satya Nadella For For Management
1j Elect Director Joshua Cooper Ramo For For Management
1k Elect Director Clara Shih For For Management
1l Elect Director Javier G. Teruel For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary K. Brainerd For For Management
1b Elect Director Giovanni Caforio For For Management
1c Elect Director Srikant M. Datar For For Management
1d Elect Director Allan C. Golston For For Management
1e Elect Director Kevin A. Lobo For For Management
1f Elect Director Sherilyn S. McCoy For For Management
1g Elect Director Andrew K. Silvernail For For Management
1h Elect Director Lisa M. Skeete Tatum For For Management
1i Elect Director Ronda E. Stryker For For Management
1j Elect Director Rajeev Suri For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Workforce Involvement in Against Against Shareholder
Corporate Governance
5 Provide Right to Call A Special Meeting Against Against Shareholder
--------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director John M. Cassaday For For Management
1c Elect Director Joshua D. Frank For For Management
1d Elect Director Larry C. Glasscock For For Management
1e Elect Director Bradley M. Halverson For For Management
1f Elect Director John M. Hinshaw For For Management
1g Elect Director Kevin P. Hourican For For Management
1h Elect Director Hans-Joachim Koerber For For Management
1i Elect Director Stephanie A. Lundquist For For Management
1j Elect Director Nelson Peltz For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director Sheila G. Talton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
T-MOBILE US, INC.
Ticker: TMUS Security ID: 872590104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcelo Claure For Withhold Management
1.2 Elect Director Srikant M. Datar For For Management
1.3 Elect Director Bavan M. Holloway For For Management
1.4 Elect Director Timotheus Hottges For For Management
1.5 Elect Director Christian P. Illek For Withhold Management
1.6 Elect Director Raphael Kubler For Withhold Management
1.7 Elect Director Thorsten Langheim For Withhold Management
1.8 Elect Director Dominique Leroy For Withhold Management
1.9 Elect Director G. Michael (Mike) For For Management
Sievert
1.10 Elect Director Teresa A. Taylor For For Management
1.11 Elect Director Omar Tazi For Withhold Management
1.12 Elect Director Kelvin R. Westbrook For For Management
1.13 Elect Director Michael Wilkens For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director George S. Barrett For For Management
1c Elect Director Brian C. Cornell For For Management
1d Elect Director Robert L. Edwards For For Management
1e Elect Director Melanie L. Healey For For Management
1f Elect Director Donald R. Knauss For For Management
1g Elect Director Christine A. Leahy For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Mary E. Minnick For For Management
1j Elect Director Derica W. Rice For For Management
1k Elect Director Kenneth L. Salazar For For Management
1l Elect Director Dmitri L. Stockton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Blinn For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Janet F. Clark For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Martin S. Craighead For For Management
1f Elect Director Jean M. Hobby For For Management
1g Elect Director Michael D. Hsu For For Management
1h Elect Director Ronald Kirk For For Management
1i Elect Director Pamela H. Patsley For For Management
1j Elect Director Robert E. Sanchez For For Management
1k Elect Director Richard K. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald E. Brown For For Management
1b Elect Director Kermit R. Crawford For For Management
1c Elect Director Michael L. Eskew For For Management
1d Elect Director Richard T. Hume For For Management
1e Elect Director Margaret M. Keane For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Jacques P. Perold For For Management
1h Elect Director Andrea Redmond For For Management
1i Elect Director Gregg M. Sherrill For For Management
1j Elect Director Judith A. Sprieser For For Management
1k Elect Director Perry M. Traquina For For Management
1l Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Z. Cook For For Management
1b Elect Director Joseph J. Echevarria For For Management
1c Elect Director Thomas P. "Todd" Gibbons For For Management
1d Elect Director M. Amy Gilliland For For Management
1e Elect Director Jeffrey A. Goldstein For For Management
1f Elect Director K. Guru Gowrappan For For Management
1g Elect Director Ralph Izzo For For Management
1h Elect Director Edmund F. "Ted" Kelly For For Management
1i Elect Director Elizabeth E. Robinson For For Management
1j Elect Director Samuel C. Scott, III For For Management
1k Elect Director Frederick O. Terrell For For Management
1l Elect Director Alfred W. "AI" Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Bradway For For Management
1b Elect Director David L. Calhoun For For Management
1c Elect Director Lynne M. Doughtie For For Management
1d Elect Director Edmund P. Giambastiani, For For Management
Jr.
1e Elect Director Lynn J. Good For For Management
1f Elect Director Akhil Johri For For Management
1g Elect Director Lawrence W. Kellner For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director John M. Richardson For For Management
1j Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Walter W. Bettinger, II For For Management
1b Elect Director Joan T. Dea For For Management
1c Elect Director Christopher V. Dodds For For Management
1d Elect Director Mark A. Goldfarb For Against Management
1e Elect Director Bharat B. Masrani For For Management
1f Elect Director Charles A. Ruffel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Marc Bolland For For Management
1.3 Elect Director Ana Botin For For Management
1.4 Elect Director Christopher C. Davis For For Management
1.5 Elect Director Barry Diller For Against Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Alexis M. Herman For For Management
1.8 Elect Director Robert A. Kotick For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director James Quincey For For Management
1.11 Elect Director Caroline J. Tsay For For Management
1.12 Elect Director David B. Weinberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Report on Sugar and Public Health Against Against Shareholder
--------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC.
Ticker: EL Security ID: 518439104
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Wei Sun Christianson For Withhold Management
1c Elect Director Fabrizio Freda For For Management
1d Elect Director Jane Lauder For Withhold Management
1e Elect Director Leonard A. Lauder For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director Jessica R. Uhl For For Management
1k Elect Director David A. Viniar For For Management
1l Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on the Impacts of Using Against For Shareholder
Mandatory Arbitration
7 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
8 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Jeffery H. Boyd For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Helena B. Foulkes For For Management
1h Elect Director Linda R. Gooden For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Manuel Kadre For For Management
1k Elect Director Stephanie C. Linnartz For For Management
1l Elect Director Craig A. Menear For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Written Consent Against Against Shareholder
Provisions
5 Report on Political Contributions Against For Shareholder
Congruency Analysis
6 Report on Prison Labor in the Supply Against Against Shareholder
Chain
--------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY
Ticker: KHC Security ID: 500754106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory E. Abel For For Management
1b Elect Director Alexandre Behring For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Joao M. Castro-Neves For For Management
1e Elect Director Lori Dickerson Fouche For For Management
1f Elect Director Timothy Kenesey For For Management
1g Elect Director Elio Leoni Sceti For For Management
1h Elect Director Susan Mulder For For Management
1i Elect Director Miguel Patricio For For Management
1j Elect Director John C. Pope For For Management
1k Elect Director Alexandre Van Damme For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph Alvarado For For Management
1b Elect Director Charles E. Bunch For For Management
1c Elect Director Debra A. Cafaro For For Management
1d Elect Director Marjorie Rodgers For For Management
Cheshire
1e Elect Director David L. Cohen For For Management
1f Elect Director William S. Demchak For For Management
1g Elect Director Andrew T. Feldstein For For Management
1h Elect Director Richard J. Harshman For For Management
1i Elect Director Daniel R. Hesse For For Management
1j Elect Director Linda R. Medler For For Management
1k Elect Director Martin Pfinsgraff For For Management
1l Elect Director Toni Townes-Whitley For For Management
1m Elect Director Michael J. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Risk Management and Nuclear Against Against Shareholder
Weapon Industry
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Debra L. Lee For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director Christine M. McCarthy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Report on Efforts to Eliminate Against Against Shareholder
Deforestation
6 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip Bleser For For Management
1b Elect Director Stuart B. Burgdoerfer For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Charles A. Davis For For Management
1e Elect Director Roger N. Farah For For Management
1f Elect Director Lawton W. Fitt For For Management
1g Elect Director Susan Patricia Griffith For For Management
1h Elect Director Devin C. Johnson For For Management
1i Elect Director Jeffrey D. Kelly For For Management
1j Elect Director Barbara R. Snyder For For Management
1k Elect Director Jan E. Tighe For For Management
1l Elect Director Kahina Van Dyke For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janaki Akella For For Management
1b Elect Director Juanita Powell Baranco For For Management
1c Elect Director Henry A. Clark, III For For Management
1d Elect Director Anthony F. Earley, Jr. For For Management
1e Elect Director Thomas A. Fanning For For Management
1f Elect Director David J. Grain For For Management
1g Elect Director Colette D. Honorable For For Management
1h Elect Director Donald M. James For For Management
1i Elect Director John D. Johns For For Management
1j Elect Director Dale E. Klein For For Management
1k Elect Director Ernest J. Moniz For For Management
1l Elect Director William G. Smith, Jr. For For Management
1m Elect Director E. Jenner Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Jose B. Alvarez For For Management
1c Elect Director Alan M. Bennett For For Management
1d Elect Director Rosemary T. Berkery For For Management
1e Elect Director David T. Ching For For Management
1f Elect Director C. Kim Goodwin For For Management
1g Elect Director Ernie Herrman For For Management
1h Elect Director Michael F. Hines For For Management
1i Elect Director Amy B. Lane For For Management
1j Elect Director Carol Meyrowitz For For Management
1k Elect Director Jackwyn L. Nemerov For For Management
1l Elect Director John F. O'Brien For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Animal Welfare Against Against Shareholder
5 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director Janet M. Dolan For For Management
1c Elect Director Patricia L. Higgins For For Management
1d Elect Director William J. Kane For For Management
1e Elect Director Thomas B. Leonardi For For Management
1f Elect Director Clarence Otis, Jr. For For Management
1g Elect Director Elizabeth E. Robinson For For Management
1h Elect Director Philip T. (Pete) For For Management
Ruegger, III
1i Elect Director Todd C. Schermerhorn For For Management
1j Elect Director Alan D. Schnitzer For For Management
1k Elect Director Laurie J. Thomsen For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 09, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Safra A. Catz For For Management
1d Elect Director Robert A. Chapek For For Management
1e Elect Director Francis A. deSouza For For Management
1f Elect Director Michael B.G. Froman For For Management
1g Elect Director Robert A. Iger For For Management
1h Elect Director Maria Elena Lagomasino For For Management
1i Elect Director Mark G. Parker For For Management
1j Elect Director Derica W. Rice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Abstain Shareholder
5 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director R. Alexandra Keith For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director James C. Mullen For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Debora L. Spar For For Management
1k Elect Director Scott M. Sperling For For Management
1l Elect Director Dion J. Weisler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Provide Right to Call A Special Meeting Against Against Shareholder
--------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION
Ticker: TFC Security ID: 89832Q109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer S. Banner For For Management
1b Elect Director K. David Boyer, Jr. For For Management
1c Elect Director Agnes Bundy Scanlan For For Management
1d Elect Director Anna R. Cablik For For Management
1e Elect Director Dallas S. Clement For For Management
1f Elect Director Paul D. Donahue For For Management
1g Elect Director Paul R. Garcia For For Management
1h Elect Director Patrick C. Graney, III For For Management
1i Elect Director Linnie M. Haynesworth For For Management
1j Elect Director Kelly S. King For For Management
1k Elect Director Easter A. Maynard For For Management
1l Elect Director Donna S. Morea For For Management
1m Elect Director Charles A. Patton For For Management
1n Elect Director Nido R. Qubein For For Management
1o Elect Director David M. Ratcliffe For For Management
1p Elect Director William H. Rogers, Jr. For For Management
1q Elect Director Frank P. Scruggs, Jr. For For Management
1r Elect Director Christine Sears For For Management
1s Elect Director Thomas E. Skains For For Management
1t Elect Director Bruce L. Tanner For For Management
1u Elect Director Thomas N. Thompson For For Management
1v Elect Director Steven C. Voorhees For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Dorothy J. Bridges For For Management
1c Elect Director Elizabeth L. Buse For For Management
1d Elect Director Andrew Cecere For For Management
1e Elect Director Kimberly N. For For Management
Ellison-Taylor
1f Elect Director Kimberly J. Harris For For Management
1g Elect Director Roland A. Hernandez For For Management
1h Elect Director Olivia F. Kirtley For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Richard P. McKenney For For Management
1k Elect Director Yusuf I. Mehdi For For Management
1l Elect Director John P. Wiehoff For For Management
1m Elect Director Scott W. Wine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC.
Ticker: UBER Security ID: 90353T100
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald Sugar For For Management
1b Elect Director Revathi Advaithi For For Management
1c Elect Director Ursula Burns For For Management
1d Elect Director Robert Eckert For For Management
1e Elect Director Amanda Ginsberg For For Management
1f Elect Director Dara Khosrowshahi For For Management
1g Elect Director Wan Ling Martello For For Management
1h Elect Director Yasir Al-Rumayyan For For Management
1i Elect Director John Thain For For Management
1j Elect Director David I. Trujillo For For Management
1k Elect Director Alexander Wynaendts For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Eliminate Supermajority Vote For For Management
Requirement
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew H. Card, Jr. For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Lance M. Fritz For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Jane H. Lute For For Management
1g Elect Director Michael R. McCarthy For For Management
1h Elect Director Thomas F. McLarty, III For For Management
1i Elect Director Jose H. Villarreal For For Management
1j Elect Director Christopher J. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Nonqualified Employee Stock For For Management
Purchase Plan
6 Report on EEO Against For Shareholder
7 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
8 Annual Vote and Report on Climate Against Against Shareholder
Change
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol B. Tome For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Eva C. Boratto For For Management
1d Elect Director Michael J. Burns For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Angela Hwang For For Management
1g Elect Director Kate E. Johnson For For Management
1h Elect Director William R. Johnson For For Management
1i Elect Director Ann M. Livermore For For Management
1j Elect Director Franck J. Moison For For Management
1k Elect Director Christiana Smith Shi For For Management
1l Elect Director Russell Stokes For For Management
1m Elect Director Kevin Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
7 Report on Climate Change Against For Shareholder
8 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
9 Publish Annually a Report Assessing Against For Shareholder
Diversity and Inclusion Efforts
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Burke For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Stephen J. Hemsley For For Management
1d Elect Director Michele J. Hooper For For Management
1e Elect Director F. William McNabb, III For For Management
1f Elect Director Valerie C. Montgomery For For Management
Rice
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Gail R. Wilensky For For Management
1i Elect Director Andrew Witty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Paulett Eberhart For For Management
1b Elect Director Joseph W. Gorder For For Management
1c Elect Director Kimberly S. Greene For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Eric D. Mullins For For Management
1f Elect Director Donald L. Nickles For For Management
1g Elect Director Philip J. Pfeiffer For For Management
1h Elect Director Robert A. Profusek For For Management
1i Elect Director Stephen M. Waters For For Management
1j Elect Director Randall J. Weisenburger For For Management
1k Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shellye L. Archambeau For For Management
1b Elect Director Roxanne S. Austin For For Management
1c Elect Director Mark T. Bertolini For For Management
1d Elect Director Melanie L. Healey For For Management
1e Elect Director Clarence Otis, Jr. For For Management
1f Elect Director Daniel H. Schulman For For Management
1g Elect Director Rodney E. Slater For For Management
1h Elect Director Hans E. Vestberg For For Management
1i Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Lower Ownership Threshold for Action Against Against Shareholder
by Written Consent
5 Amend Senior Executive Compensation Against Against Shareholder
Clawback Policy
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director Valerie B. Jarrett For For Management
1g Elect Director John A. Lederer For For Management
1h Elect Director Dominic P. Murphy For For Management
1i Elect Director Stefano Pessina For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chair Against Against Shareholder
6 Report on Health Risks of Continued Against Against Shareholder
In-Store Tobacco Sales in the Age of
COVID 2021
--------------------------------------------------------------------------------
WALMART INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cesar Conde For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Sarah J. Friar For For Management
1d Elect Director Carla A. Harris For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Marissa A. Mayer For For Management
1g Elect Director C. Douglas McMillon For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S Reinemund For For Management
1j Elect Director Randall L. Stephenson For For Management
1k Elect Director S. Robson Walton For For Management
1l Elect Director Steuart L. Walton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Refrigerants Released from Against Against Shareholder
Operations
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Alignment of Racial Justice Against For Shareholder
Goals and Starting Wages
7 Approve Creation of a Pandemic Against Against Shareholder
Workforce Advisory Council
8 Review of Statement on the Purpose of Against Against Shareholder
a Corporation
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James C. Fish, Jr. For For Management
1b Elect Director Andres R. Gluski For For Management
1c Elect Director Victoria M. Holt For For Management
1d Elect Director Kathleen M. Mazzarella For For Management
1e Elect Director Sean E. Menke For For Management
1f Elect Director William B. Plummer For For Management
1g Elect Director John C. Pope For For Management
1h Elect Director Maryrose T. Sylvester For For Management
1i Elect Director Thomas H. Weidemeyer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Mark A. Chancy For For Management
1c Elect Director Celeste A. Clark For For Management
1d Elect Director Theodore F. Craver, Jr. For For Management
1e Elect Director Wayne M. Hewett For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Charles H. Noski For For Management
1h Elect Director Richard B. Payne, Jr. For For Management
1i Elect Director Juan A. Pujadas For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Proxy Access Right Against Against Shareholder
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Delaware Public Benefit
Corporation
6 Report on Incentive-Based Compensation Against Against Shareholder
and Risks of Material Losses
7 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paget L. Alves For For Management
1b Elect Director Keith Barr For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Brian C. Cornell For For Management
1e Elect Director Tanya L. Domier For For Management
1f Elect Director David W. Gibbs For For Management
1g Elect Director Mirian M. Graddick-Weir For For Management
1h Elect Director Lauren R. Hobart For For Management
1i Elect Director Thomas C. Nelson For For Management
1j Elect Director P. Justin Skala For For Management
1k Elect Director Elane B. Stock For For Management
1l Elect Director Annie Young-Scrivner For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZOETIS INC.
Ticker: ZTS Security ID: 98978V103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sanjay Khosla For For Management
1b Elect Director Antoinette R. For For Management
Leatherberry
1c Elect Director Willie M. Reed For For Management
1d Elect Director Linda Rhodes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
4 Adopt Simple Majority Vote Against For Shareholder
=========== Voya RussellTM Mid Cap Growth Index Portfolio ===========
10X GENOMICS, INC.
Ticker: TXG Security ID: 88025U109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bryan E. Roberts For For Management
1b Elect Director Kimberly J. Popovits For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
2U, INC.
Ticker: TWOU Security ID: 90214J101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Maeder For Withhold Management
1.2 Elect Director Christopher J. Paucek For For Management
1.3 Elect Director Gregory K. Peters For For Management
1.4 Elect Director Robert M. Stavis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
ABIOMED, INC.
Ticker: ABMD Security ID: 003654100
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorothy E. Puhy For For Management
1.2 Elect Director Paul G. Thomas For For Management
1.3 Elect Director Christopher D. Van For For Management
Gorder
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Biggar For For Management
1.2 Elect Director Julian C. Baker For For Management
1.3 Elect Director Daniel B. Soland For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACCELERON PHARMA INC.
Ticker: XLRN Security ID: 00434H108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Habib J. Dable For For Management
1b Elect Director Terrence C. Kearney For For Management
1c Elect Director Karen L. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADAPTIVE BIOTECHNOLOGIES CORPORATION
Ticker: ADPT Security ID: 00650F109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle Griffin For For Management
1.2 Elect Director Peter Neupert For Withhold Management
1.3 Elect Director Leslie Trigg For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mala Anand For For Management
1.2 Elect Director Koh Boon Hwee For For Management
1.3 Elect Director Michael R. McMullen For For Management
1.4 Elect Director Daniel K. Podolsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kaye Foster For For Management
1.2 Elect Director Maykin Ho For For Management
1.3 Elect Director John M. Maraganore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon Bowen For For Management
1.2 Elect Director Marianne Brown For For Management
1.3 Elect Director Monte Ford For For Management
1.4 Elect Director Jill Greenthal For For Management
1.5 Elect Director Dan Hesse For For Management
1.6 Elect Director Tom Killalea For For Management
1.7 Elect Director Tom Leighton For For Management
1.8 Elect Director Jonathan Miller For For Management
1.9 Elect Director Madhu Ranganathan For For Management
1.10 Elect Director Ben Verwaayen For For Management
1.11 Elect Director Bill Wagner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 11, 2021 Meeting Type: Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Dallas For For Management
1.2 Elect Director Joseph M. Hogan For For Management
1.3 Elect Director Joseph Lacob For For Management
1.4 Elect Director C. Raymond Larkin, Jr. For For Management
1.5 Elect Director George J. Morrow For For Management
1.6 Elect Director Anne M. Myong For For Management
1.7 Elect Director Andrea L. Saia For For Management
1.8 Elect Director Greg J. Santora For For Management
1.9 Elect Director Susan E. Siegel For For Management
1.10 Elect Director Warren S. Thaler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Bylaws to Add Federal Forum For For Management
Selection Provision
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLEGHANY CORPORATION
Ticker: Y Security ID: 017175100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip M. Martineau For For Management
1.2 Elect Director Raymond L.M. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ALLEGION PLC
Ticker: ALLE Security ID: G0176J109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kirk S. Hachigian For For Management
1b Elect Director Steven C. Mizell For For Management
1c Elect Director Nicole Parent Haughey For For Management
1d Elect Director David D. Petratis For For Management
1e Elect Director Dean I. Schaffer For For Management
1f Elect Director Charles L. Szews For For Management
1g Elect Director Dev Vardhan For For Management
1h Elect Director Martin E. Welch, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights
--------------------------------------------------------------------------------
ALLISON TRANSMISSION HOLDINGS, INC.
Ticker: ALSN Security ID: 01973R101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Judy L. Altmaier For For Management
1b Elect Director Stan A. Askren For For Management
1c Elect Director David C. Everitt For For Management
1d Elect Director Alvaro Garcia-Tunon For For Management
1e Elect Director David S. Graziosi For For Management
1f Elect Director Carolann I. Haznedar For For Management
1g Elect Director Richard P. Lavin For For Management
1h Elect Director Thomas W. Rabaut For For Management
1i Elect Director Richard V. Reynolds For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC.
Ticker: ALNY Security ID: 02043Q107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis A. Ausiello For For Management
1b Elect Director Olivier Brandicourt For For Management
1c Elect Director Marsha H. Fanucci For For Management
1d Elect Director David E.I. Pyott For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALTERYX, INC.
Ticker: AYX Security ID: 02156B103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anjali Joshi For For Management
1.2 Elect Director Timothy I. Maudlin For For Management
1.3 Elect Director Eileen M. Schloss For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALTICE USA, INC.
Ticker: ATUS Security ID: 02156K103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick Drahi For Against Management
1b Elect Director Gerrit Jan Bakker For Against Management
1c Elect Director Manon Brouillette None None Management
*Withdrawn Resolution*
1d Elect Director David Drahi For Against Management
1e Elect Director Dexter Goei For Against Management
1f Elect Director Mark Mullen For For Management
1g Elect Director Dennis Okhuijsen For Against Management
1h Elect Director Charles Stewart For Against Management
1i Elect Director Raymond Svider For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMCOR PLC
Ticker: AMCR Security ID: G0250X107
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Graeme Liebelt For For Management
1b Elect Director Armin Meyer For For Management
1c Elect Director Ronald Delia For For Management
1d Elect Director Andrea Bertone For For Management
1e Elect Director Karen Guerra For For Management
1f Elect Director Nicholas (Tom) Long For For Management
1g Elect Director Arun Nayar For For Management
1h Elect Director Jeremy Sutcliffe For For Management
1i Elect Director David Szczupak For For Management
1j Elect Director Philip Weaver For For Management
2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMEDISYS, INC.
Ticker: AMED Security ID: 023436108
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vickie L. Capps For For Management
1b Elect Director Molly J. Coye For For Management
1c Elect Director Julie D. Klapstein For For Management
1d Elect Director Teresa L. Kline For For Management
1e Elect Director Paul B. Kusserow For For Management
1f Elect Director Richard A. Lechleiter For For Management
1g Elect Director Bruce D. Perkins For For Management
1h Elect Director Jeffrey A. Rideout For For Management
1i Elect Director Ivanetta Davis Samuels For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN WELL CORPORATION
Ticker: AMWL Security ID: 03044L105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek Ross For For Management
1.2 Elect Director Brendan O'Grady For Withhold Management
1.3 Elect Director Deborah Jackson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICOLD REALTY TRUST
Ticker: COLD Security ID: 03064D108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred W. Boehler For For Management
1b Elect Director George J. Alburger, Jr. For For Management
1c Elect Director Kelly H. Barrett For For Management
1d Elect Director Antonio F. Fernandez For For Management
1e Elect Director James R. Heistand For For Management
1f Elect Director David J. Neithercut For For Management
1g Elect Director Mark R. Patterson For For Management
1h Elect Director Andrew P. Power For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ornella Barra For For Management
1b Elect Director Steven H. Collis For For Management
1c Elect Director D. Mark Durcan For For Management
1d Elect Director Richard W. Gochnauer For For Management
1e Elect Director Lon R. Greenberg For For Management
1f Elect Director Jane E. Henney For For Management
1g Elect Director Kathleen W. Hyle For For Management
1h Elect Director Michael J. Long For For Management
1i Elect Director Henry W. McGee For For Management
1j Elect Director Dennis M. Nally For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
AMPHENOL CORPORATION
Ticker: APH Security ID: 032095101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley L. Clark For For Management
1.2 Elect Director John D. Craig For For Management
1.3 Elect Director David P. Falck For For Management
1.4 Elect Director Edward G. Jepsen For For Management
1.5 Elect Director Rita S. Lane For For Management
1.6 Elect Director Robert A. Livingston For For Management
1.7 Elect Director Martin H. Loeffler For For Management
1.8 Elect Director R. Adam Norwitt For For Management
1.9 Elect Director Anne Clarke Wolff For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Option Plan For For Management
5 Increase Authorized Common Stock For For Management
6 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
ANAPLAN, INC.
Ticker: PLAN Security ID: 03272L108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Conte For Withhold Management
1.2 Elect Director Suresh Vasudevan For For Management
1.3 Elect Director Yvonne Wassenaar For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANSYS, INC.
Ticker: ANSS Security ID: 03662Q105
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jim Frankola For For Management
1b Elect Director Alec D. Gallimore For For Management
1c Elect Director Ronald W. Hovsepian For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
APOLLO GLOBAL MANAGEMENT, INC.
Ticker: APO Security ID: 03768E105
Meeting Date: OCT 01, 2020 Meeting Type: Annual
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leon Black For Withhold Management
1.2 Elect Director Joshua Harris For Withhold Management
1.3 Elect Director Marc Rowan For Withhold Management
1.4 Elect Director Michael Ducey For For Management
1.5 Elect Director Robert Kraft For For Management
1.6 Elect Director A.B. Krongard For For Management
1.7 Elect Director Pauline Richards For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Deloitte & Touche LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
ARES MANAGEMENT CORPORATION
Ticker: ARES Security ID: 03990B101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J Arougheti For Against Management
1b Elect Director Antoinette Bush For For Management
1c Elect Director Paul G. Joubert For For Management
1d Elect Director R. Kipp deVeer For Against Management
1e Elect Director David B. Kaplan For Against Management
1f Elect Director Michael Lynton For For Management
1g Elect Director Judy D. Olian For For Management
1h Elect Director Antony P. Ressler For Against Management
1i Elect Director Bennett Rosenthal For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARISTA NETWORKS, INC.
Ticker: ANET Security ID: 040413106
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly Battles For For Management
1.2 Elect Director Andreas Bechtolsheim For Withhold Management
1.3 Elect Director Jayshree Ullal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARMSTRONG WORLD INDUSTRIES, INC.
Ticker: AWI Security ID: 04247X102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stan A. Askren For For Management
1.2 Elect Director Victor D. Grizzle For For Management
1.3 Elect Director Tao Huang For For Management
1.4 Elect Director Barbara L. Loughran For For Management
1.5 Elect Director Larry S. Mcwilliams For For Management
1.6 Elect Director James C. Melville For For Management
1.7 Elect Director Wayne R. Shurts For For Management
1.8 Elect Director Roy W. Templin For For Management
1.9 Elect Director Cherryl T. Thomas For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARRAY TECHNOLOGIES, INC.
Ticker: ARRY Security ID: 04271T100
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Troy Alstead For For Management
1.2 Elect Director Orlando D. Ashford For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC.
Ticker: AZPN Security ID: 045327103
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Bradicich For For Management
1.2 Elect Director Adriana Karaboutis For For Management
1.3 Elect Director Georgia Keresty For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Linda A. Goodspeed For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director Enderson Guimaraes For For Management
1.5 Elect Director Michael M. Calbert For For Management
1.6 Elect Director D. Bryan Jordan For For Management
1.7 Elect Director Gale V. King For For Management
1.8 Elect Director George R. Mrkonic, Jr. For For Management
1.9 Elect Director William C. Rhodes, III For For Management
1.10 Elect Director Jill A. Soltau For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVALARA, INC.
Ticker: AVLR Security ID: 05338G106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marion Foote For For Management
1.2 Elect Director Rajeev Singh For Withhold Management
1.3 Elect Director Kathleen Zwickert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVANTOR, INC.
Ticker: AVTR Security ID: 05352A100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew Holt For For Management
1b Elect Director Christi Shaw For For Management
1c Elect Director Michael Severino For For Management
1d Elect Director Gregory Summe For For Management
2a Provide Right to Call Special Meeting For For Management
2b Eliminate Supermajority Vote For For Management
Requirements
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradley A. Alford For For Management
1b Elect Director Anthony K. Anderson For For Management
1c Elect Director Mark J. Barrenechea For For Management
1d Elect Director Mitchell R. Butier For For Management
1e Elect Director Ken C. Hicks For For Management
1f Elect Director Andres A. Lopez For For Management
1g Elect Director Patrick T. Siewert For For Management
1h Elect Director Julia A. Stewart For For Management
1i Elect Director Martha N. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Davis For For Management
1.2 Elect Director Elanor R. Hardwick For For Management
1.3 Elect Director Axel Theis For For Management
1.4 Elect Director Barbara A. Yastine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Deloitte Ltd., Hamilton, For For Management
Bermuda as Auditors and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
AXON ENTERPRISE, INC.
Ticker: AXON Security ID: 05464C101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Carmona For Withhold Management
1.2 Elect Director Julie Cullivan For For Management
1.3 Elect Director Caitlin Kalinowski For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Approve the Increase in the Maximum For For Management
Number of Directors from Nine to Eleven
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
BALL CORPORATION
Ticker: BLL Security ID: 058498106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Bryant For Withhold Management
1.2 Elect Director Michael J. Cave For For Management
1.3 Elect Director Daniel W. Fisher For For Management
1.4 Elect Director Pedro Henrique Mariani For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BERKELEY LIGHTS, INC.
Ticker: BLI Security ID: 084310101
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Lucier For For Management
1.2 Elect Director Elizabeth Nelson For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERRY GLOBAL GROUP, INC.
Ticker: BERY Security ID: 08579W103
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Evan Bayh For For Management
1b Elect Director Jonathan F. Foster For For Management
1c Elect Director Idalene F. Kesner For For Management
1d Elect Director Jill A. Rahman For For Management
1e Elect Director Carl J. (Rick) For For Management
Rickertsen
1f Elect Director Thomas E. Salmon For For Management
1g Elect Director Paula A. Sneed For For Management
1h Elect Director Robert A. Steele For For Management
1i Elect Director Stephen E. Sterrett For For Management
1j Elect Director Scott B. Ullem For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Corie S. Barry For For Management
1b Elect Director Lisa M. Caputo For For Management
1c Elect Director J. Patrick Doyle For For Management
1d Elect Director David W. Kenny For For Management
1e Elect Director Mario J. Marte For For Management
1f Elect Director Karen A. McLoughlin For For Management
1g Elect Director Thomas L. "Tommy" For For Management
Millner
1h Elect Director Claudia F. Munce For For Management
1i Elect Director Richelle P. Parham For For Management
1j Elect Director Steven E. Rendle For For Management
1k Elect Director Eugene A. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
BEYOND MEAT, INC.
Ticker: BYND Security ID: 08862E109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sally Grimes For For Management
1.2 Elect Director Muktesh "Micky" Pant For For Management
1.3 Elect Director Ned Segal For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BIGCOMMERCE HOLDINGS, INC.
Ticker: BIGC Security ID: 08975P108
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent Bellm For For Management
1.2 Elect Director Lawrence Bohn For Withhold Management
1.3 Elect Director Jeff Richards For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BILL.COM HOLDINGS, INC.
Ticker: BILL Security ID: 090043100
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rene Lacerte For Withhold Management
1.2 Elect Director Peter Kight For Withhold Management
1.3 Elect Director Colleen Taylor For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIO-TECHNE CORPORATION
Ticker: TECH Security ID: 09073M104
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2a Elect Director Robert V. Baumgartner For For Management
2b Elect Director Julie L. Bushman For For Management
2c Elect Director John L. Higgins For For Management
2d Elect Director Joseph D. Keegan For For Management
2e Elect Director Charles R. Kummeth For For Management
2f Elect Director Roeland Nusse For For Management
2g Elect Director Alpna Seth For For Management
2h Elect Director Randolph Steer For For Management
2i Elect Director Rupert Vessey For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG, LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Jacques Bienaime For For Management
1.2 Elect Director Elizabeth McKee Anderson For For Management
1.3 Elect Director Willard Dere For For Management
1.4 Elect Director Michael Grey For For Management
1.5 Elect Director Elaine J. Heron For For Management
1.6 Elect Director Maykin Ho For For Management
1.7 Elect Director Robert J. Hombach For For Management
1.8 Elect Director V. Bryan Lawlis For For Management
1.9 Elect Director Richard A. Meier For For Management
1.10 Elect Director David E.I. Pyott For For Management
1.11 Elect Director Dennis J. Slamon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BLACK KNIGHT, INC.
Ticker: BKI Security ID: 09215C105
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Foley, II For For Management
1.2 Elect Director Anthony M. Jabbour For For Management
1.3 Elect Director Catherine (Katie) L. For For Management
Burke
1.4 Elect Director Thomas M. Hagerty For For Management
1.5 Elect Director Joseph M. Otting For For Management
1.6 Elect Director John D. Rood For For Management
1.7 Elect Director Nancy L. Shanik For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLUEBIRD BIO, INC.
Ticker: BLUE Security ID: 09609G100
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John O. Agwunobi For Against Management
1b Elect Director Daniel S. Lynch For For Management
1c Elect Director William R. Sellers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION
Ticker: BAH Security ID: 099502106
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Shrader For For Management
1b Elect Director Joan Lordi C. Amble For For Management
1c Elect Director Michele A. Flournoy For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation For For Management
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Nelda J. Connors For For Management
1B Elect Director Dennis C. Cuneo For For Management
1C Elect Director David S. Haffner For For Management
1D Elect Director Michael S. Hanley For For Management
1E Elect Director Frederic B. Lissalde For For Management
1F Elect Director Paul A. Mascarenas For For Management
1G Elect Director Shaun E. McAlmont For For Management
1H Elect Director Deborah D. McWhinney For For Management
1I Elect Director Alexis P. Michas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
BRIGHT HORIZONS FAMILY SOLUTIONS INC.
Ticker: BFAM Security ID: 109194100
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie Atkinson For For Management
1b Elect Director Jordan Hitch For For Management
1c Elect Director Laurel J. Richie For For Management
1d Elect Director Mary Ann Tocio For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Ticker: BR Security ID: 11133T103
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Pamela L. Carter For For Management
1c Elect Director Richard J. Daly For For Management
1d Elect Director Robert N. Duelks For For Management
1e Elect Director Timothy C. Gokey For For Management
1f Elect Director Brett A. Keller For For Management
1g Elect Director Maura A. Markus For For Management
1h Elect Director Thomas J. Perna For For Management
1i Elect Director Alan J. Weber For For Management
1j Elect Director Amit K. Zavery For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Political Contributions Against Against Shareholder
Disclosure
--------------------------------------------------------------------------------
BROWN & BROWN, INC.
Ticker: BRO Security ID: 115236101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hyatt Brown For For Management
1.2 Elect Director Hugh M. Brown For For Management
1.3 Elect Director J. Powell Brown For For Management
1.4 Elect Director Lawrence L. For For Management
Gellerstedt, III
1.5 Elect Director James C. Hays For For Management
1.6 Elect Director Theodore J. Hoepner For For Management
1.7 Elect Director James S. Hunt For For Management
1.8 Elect Director Toni Jennings For For Management
1.9 Elect Director Timothy R.M. Main For For Management
1.10 Elect Director H. Palmer Proctor, Jr. For For Management
1.11 Elect Director Wendell S. Reilly For For Management
1.12 Elect Director Chilton D. Varner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROWN-FORMAN CORPORATION
Ticker: BF.B Security ID: 115637100
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick Bousquet- For Against Management
Chavanne
1b Elect Director Campbell P. Brown For Against Management
1c Elect Director Geo. Garvin Brown, IV For Against Management
1d Elect Director Stuart R. Brown For Against Management
1e Elect Director John D. Cook For Against Management
1f Elect Director Marshall B. Farrer For Against Management
1g Elect Director Laura L. Frazier For Against Management
1h Elect Director Kathleen M. Gutmann For For Management
1i Elect Director Augusta Brown Holland For Against Management
1j Elect Director Michael J. Roney For Against Management
1k Elect Director Tracy L. Skeans For For Management
1l Elect Director Michael A. Todman For Against Management
1m Elect Director Lawson E. Whiting For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRUKER CORPORATION
Ticker: BRKR Security ID: 116794108
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Linton For For Management
1.2 Elect Director Adelene Q. Perkins For For Management
1.3 Elect Director Robert Rosenthal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BURLINGTON STORES, INC.
Ticker: BURL Security ID: 122017106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Goodwin For For Management
1.2 Elect Director William P. McNamara For For Management
1.3 Elect Director Michael O'Sullivan For For Management
1.4 Elect Director Jessica Rodriguez For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
BWX TECHNOLOGIES, INC.
Ticker: BWXT Security ID: 05605H100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jan A. Bertsch For For Management
1b Elect Director Gerhard F. Burbach For For Management
1c Elect Director Rex D. Geveden For For Management
1d Elect Director James M. Jaska For For Management
1e Elect Director Kenneth J. Krieg For For Management
1f Elect Director Leland D. Melvin For For Management
1g Elect Director Robert L. Nardelli For For Management
1h Elect Director Barbara A. Niland For For Management
1i Elect Director John M. Richardson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC.
Ticker: CHRW Security ID: 12541W209
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott P. Anderson For For Management
1.2 Elect Director Robert C. Biesterfeld, For For Management
Jr.
1.3 Elect Director Kermit R. Crawford For For Management
1.4 Elect Director Wayne M. Fortun For For Management
1.5 Elect Director Timothy C. Gokey For For Management
1.6 Elect Director Mary J. Steele Guilfoile For For Management
1.7 Elect Director Jodee A. Kozlak For For Management
1.8 Elect Director Brian P. Short For For Management
1.9 Elect Director James B. Stake For For Management
1.10 Elect Director Paula C. Tolliver For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CABLE ONE, INC.
Ticker: CABO Security ID: 12685J105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas S. Gayner For Against Management
1b Elect Director Deborah J. Kissire For For Management
1c Elect Director Thomas O. Might For For Management
1d Elect Director Kristine E. Miller For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Daniels For For Management
1b Elect Director Susan M. Gordon For For Management
1c Elect Director William L. Jews For For Management
1d Elect Director Gregory G. Johnson For For Management
1e Elect Director J. Phillip London For For Management
1f Elect Director John S. Mengucci For For Management
1g Elect Director James L. Pavitt For For Management
1h Elect Director Warren R. Phillips For For Management
1i Elect Director Debora A. Plunkett For For Management
1j Elect Director Charles P. Revoile For For Management
1k Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
Ticker: CDNS Security ID: 127387108
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Adams For For Management
1.2 Elect Director Ita Brennan For For Management
1.3 Elect Director Lewis Chew For For Management
1.4 Elect Director Julia Liuson For For Management
1.5 Elect Director James D. Plummer For For Management
1.6 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.7 Elect Director John B. Shoven For For Management
1.8 Elect Director Young K. Sohn For For Management
1.9 Elect Director Lip-Bu Tan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fabiola R. Arredondo For For Management
1.2 Elect Director Howard M. Averill For For Management
1.3 Elect Director John P. (JP) Bilbrey For For Management
1.4 Elect Director Mark A. Clouse For For Management
1.5 Elect Director Bennett Dorrance For For Management
1.6 Elect Director Maria Teresa (Tessa) For For Management
Hilado
1.7 Elect Director Sarah Hofstetter For For Management
1.8 Elect Director Marc B. Lautenbach For For Management
1.9 Elect Director Mary Alice Dorrance For For Management
Malone
1.10 Elect Director Keith R. McLoughlin For For Management
1.11 Elect Director Kurt T. Schmidt For For Management
1.12 Elect Director Archbold D. van Beuren For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carrie S. Cox For For Management
1b Elect Director Calvin Darden For For Management
1c Elect Director Bruce L. Downey For For Management
1d Elect Director Sheri H. Edison For For Management
1e Elect Director David C. Evans For For Management
1f Elect Director Patricia A. Hemingway For For Management
Hall
1g Elect Director Akhil Johri For For Management
1h Elect Director Michael C. Kaufmann For For Management
1i Elect Director Gregory B. Kenny For For Management
1j Elect Director Nancy Killefer For For Management
1k Elect Director J. Michael Losh For For Management
1l Elect Director Dean A. Scarborough For For Management
1m Elect Director John H. Weiland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
CARMAX, INC.
Ticker: KMX Security ID: 143130102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter J. Bensen For For Management
1b Elect Director Ronald E. Blaylock For For Management
1c Elect Director Sona Chawla For For Management
1d Elect Director Thomas J. Folliard For For Management
1e Elect Director Shira Goodman For For Management
1f Elect Director Robert J. Hombach For For Management
1g Elect Director David W. McCreight For For Management
1h Elect Director William D. Nash For For Management
1i Elect Director Mark F. O'Neil For For Management
1j Elect Director Pietro Satriano For For Management
1k Elect Director Marcella Shinder For For Management
1l Elect Director Mitchell D. Steenrod For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
CARRIER GLOBAL CORP.
Ticker: CARR Security ID: 14448C104
Meeting Date: APR 19, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John V. Faraci For For Management
1b Elect Director Jean-Pierre Garnier For For Management
1c Elect Director David Gitlin For For Management
1d Elect Director John J. Greisch For For Management
1e Elect Director Charles M. Holley, Jr. For For Management
1f Elect Director Michael M. McNamara For For Management
1g Elect Director Michael A. Todman For For Management
1h Elect Director Virginia M. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CARVANA CO.
Ticker: CVNA Security ID: 146869102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest Garcia, III For Withhold Management
1.2 Elect Director Ira Platt For Withhold Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward T. Tilly For For Management
1b Elect Director Eugene S. Sunshine For For Management
1c Elect Director William M. Farrow, III For For Management
1d Elect Director Edward J. Fitzpatrick For For Management
1e Elect Director Ivan K. Fong For For Management
1f Elect Director Janet P. Froetscher For For Management
1g Elect Director Jill R. Goodman For For Management
1h Elect Director Alexander J. Matturri, For For Management
Jr.
1i Elect Director Jennifer J. McPeek For For Management
1j Elect Director Roderick A. Palmore For For Management
1k Elect Director James E. Parisi For For Management
1l Elect Director Joseph P. Ratterman For For Management
1m Elect Director Jill E. Sommers For For Management
1n Elect Director Fredric J. Tomczyk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CDK GLOBAL, INC.
Ticker: CDK Security ID: 12508E101
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Willie A. Deese For For Management
1c Elect Director Amy J. Hillman For For Management
1d Elect Director Brian M. Krzanich For For Management
1e Elect Director Stephen A. Miles For For Management
1f Elect Director Robert E. Radway For For Management
1g Elect Director Stephen F. Schuckenbrock For For Management
1h Elect Director Frank S. Sowinski For For Management
1i Elect Director Eileen J. Voynick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CDW CORPORATION
Ticker: CDW Security ID: 12514G108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Virginia C. Addicott For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Lynda M. Clarizio For For Management
1d Elect Director Paul J. Finnegan For For Management
1e Elect Director Anthony R. Foxx For For Management
1f Elect Director Christine A. Leahy For For Management
1g Elect Director Sanjay Mehrotra For For Management
1h Elect Director David W. Nelms For For Management
1i Elect Director Joseph R. Swedish For For Management
1j Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Eliminate Supermajority Vote For For Management
Requirement
5 Amend Certificate of Incorporation to For For Management
Eliminate Obsolete Competition and
Corporate Opportunity Provision
6 Approve Omnibus Stock Plan For For Management
7 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CERIDIAN HCM HOLDING INC.
Ticker: CDAY Security ID: 15677J108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David D. Ossip For For Management
1.2 Elect Director Andrea S. Rosen For For Management
1.3 Elect Director Gerald C. Throop For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CERNER CORPORATION
Ticker: CERN Security ID: 156782104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mitchell E. Daniels, Jr. For For Management
1b Elect Director Elder Granger For For Management
1c Elect Director John J. Greisch For For Management
1d Elect Director Melinda J. Mount For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote Against For Shareholder
Requirement
--------------------------------------------------------------------------------
CERTARA, INC.
Ticker: CERT Security ID: 15687V109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mason P. Slaine For For Management
1.2 Elect Director James E. Cashman, III. For For Management
1.3 Elect Director Ethan Waxman For For Management
2 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHANGE HEALTHCARE INC.
Ticker: CHNG Security ID: 15912K100
Meeting Date: APR 13, 2021 Meeting Type: Special
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CHANGE HEALTHCARE, INC.
Ticker: CHNG Security ID: 15912K100
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil E. de Crescenzo For For Management
1b Elect Director Howard L. Lance For For Management
1c Elect Director Nella Domenici For For Management
1d Elect Director Nicholas L. Kuhar For For Management
1e Elect Director Diana McKenzie For For Management
1f Elect Director Bansi Nagji For For Management
1g Elect Director Philip M. Pead For For Management
1h Elect Director Phillip W. Roe For For Management
1i Elect Director Neil P. Simpkins For For Management
1j Elect Director Robert J. Zollars For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Foster For For Management
1.2 Elect Director Nancy C. Andrews For For Management
1.3 Elect Director Robert Bertolini For For Management
1.4 Elect Director Deborah T. Kochevar For For Management
1.5 Elect Director George Llado, Sr. For For Management
1.6 Elect Director Martin W. Mackay For For Management
1.7 Elect Director George E. Massaro For For Management
1.8 Elect Director George M. Milne, Jr. For For Management
1.9 Elect Director C. Richard Reese For For Management
1.10 Elect Director Richard F. Wallman For For Management
1.11 Elect Director Virginia M. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHEGG, INC.
Ticker: CHGG Security ID: 163092109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marne Levine For For Management
1.2 Elect Director Richard Sarnoff For For Management
1.3 Elect Director Paul LeBlanc For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHEMED CORPORATION
Ticker: CHE Security ID: 16359R103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. McNamara For For Management
1.2 Elect Director Ron DeLyons For For Management
1.3 Elect Director Joel F. Gemunder For For Management
1.4 Elect Director Patrick P. Grace For For Management
1.5 Elect Director Christopher J. Heaney For For Management
1.6 Elect Director Thomas C. Hutton For For Management
1.7 Elect Director Andrea R. Lindell For For Management
1.8 Elect Director Thomas P. Rice For For Management
1.9 Elect Director Donald E. Saunders For For Management
1.10 Elect Director George J. Walsh, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
CHENIERE ENERGY, INC.
Ticker: LNG Security ID: 16411R208
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director G. Andrea Botta For For Management
1b Elect Director Jack A. Fusco For For Management
1c Elect Director Vicky A. Bailey For For Management
1d Elect Director Nuno Brandolini For For Management
1e Elect Director David B. Kilpatrick For For Management
1f Elect Director Sean T. Klimczak For For Management
1g Elect Director Andrew Langham For For Management
1h Elect Director Donald F. Robillard, Jr. For For Management
1i Elect Director Neal A. Shear For For Management
1j Elect Director Andrew J. Teno For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC.
Ticker: CMG Security ID: 169656105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert S. Baldocchi For For Management
1.2 Elect Director Matthew A. Carey For For Management
1.3 Elect Director Gregg L. Engles For For Management
1.4 Elect Director Patricia Fili-Krushel For For Management
1.5 Elect Director Neil W. Flanzraich For For Management
1.6 Elect Director Mauricio Gutierrez For For Management
1.7 Elect Director Robin Hickenlooper For For Management
1.8 Elect Director Scott Maw For For Management
1.9 Elect Director Ali Namvar For For Management
1.10 Elect Director Brian Niccol For For Management
1.11 Elect Director Mary Winston For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC.
Ticker: CHD Security ID: 171340102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Craigie For For Management
1b Elect Director Matthew T. Farrell For For Management
1c Elect Director Bradley C. Irwin For For Management
1d Elect Director Penry W. Price For For Management
1e Elect Director Susan G. Saideman For For Management
1f Elect Director Ravichandra K. Saligram For For Management
1g Elect Director Robert K. Shearer For For Management
1h Elect Director Janet S. Vergis For For Management
1i Elect Director Arthur B. Winkleblack For For Management
1j Elect Director Laurie J. Yoler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement to Fill Board Vacancies
4 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Mergers, Consolidations or
Dispositions of Substantial Assets
5 Amend Articles of Incorporation to For For Management
Remove Provisions Relating to
Classified Board
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CINTAS CORPORATION
Ticker: CTAS Security ID: 172908105
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerald S. Adolph For For Management
1b Elect Director John F. Barrett For For Management
1c Elect Director Melanie W. Barstad For For Management
1d Elect Director Karen L. Carnahan For For Management
1e Elect Director Robert E. Coletti For For Management
1f Elect Director Scott D. Farmer For For Management
1g Elect Director Joseph Scaminace For For Management
1h Elect Director Ronald W. Tysoe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
Disclosure
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Calderoni For For Management
1b Elect Director Nanci E. Caldwell For For Management
1c Elect Director Murray J. Demo For For Management
1d Elect Director Ajei S. Gopal For For Management
1e Elect Director David J. Henshall For For Management
1f Elect Director Thomas E. Hogan For For Management
1g Elect Director Moira A. Kilcoyne For For Management
1h Elect Director Robert E. Knowling, Jr. For For Management
1i Elect Director Peter J. Sacripanti For For Management
1j Elect Director J. Donald Sherman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote None For Shareholder
--------------------------------------------------------------------------------
CLOUDFLARE, INC.
Ticker: NET Security ID: 18915M107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maria Eitel For For Management
1.2 Elect Director Matthew Prince For Withhold Management
1.3 Elect Director Katrin Suder For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
COGNEX CORPORATION
Ticker: CGNX Security ID: 192422103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sachin Lawande For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jay T. Flatley For For Management
1b Elect Director Pamela Fletcher For For Management
1c Elect Director Andreas (Andy) W. Mattes For For Management
1d Elect Director Beverly Kay Matthews For For Management
1e Elect Director Michael R. McMullen For For Management
1f Elect Director Garry W. Rogerson For For Management
1g Elect Director Steve Skaggs For For Management
1h Elect Director Sandeep Vij For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COMMSCOPE HOLDING COMPANY, INC.
Ticker: COMM Security ID: 20337X109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
3a Elect Director Mary S. Chan For Against Management
3b Elect Director Stephen (Steve) C. Gray For For Management
3c Elect Director L. William (Bill) Krause For For Management
3d Elect Director Derrick A. Roman For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Omnibus Stock Plan For For Management
6 Approve Termination of Executive For Against Management
Performance Options and Grant of
Selective Performance-Based Retention
Equity Awards
7 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COPART, INC.
Ticker: CPRT Security ID: 217204106
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willis J. Johnson For For Management
1.2 Elect Director A. Jayson Adair For For Management
1.3 Elect Director Matt Blunt For For Management
1.4 Elect Director Steven D. Cohan For For Management
1.5 Elect Director Daniel J. Englander For For Management
1.6 Elect Director James E. Meeks For For Management
1.7 Elect Director Thomas N. Tryforos For For Management
1.8 Elect Director Diane M. Morefield For For Management
1.9 Elect Director Stephen Fisher For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: NOV 17, 2020 Meeting Type: Proxy Contest
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card)
1 Repeal Bylaws Adopted by the Board Against Against Shareholder
Without Shareholder Approval
Subsequent to July 6, 2020
2A Remove Director J. David Chatham Against Against Shareholder
2B Remove Director Douglas C. Curling Against Against Shareholder
2C Remove Director John C. Dorman Against Against Shareholder
2D Remove Director Paul F. Folino Against Against Shareholder
2E Remove Director Thomas C. O'Brien Against Against Shareholder
2F Remove Director Pamela H. Patenaude Against Against Shareholder
2G Remove Director Vikrant Raina Against Against Shareholder
2H Remove Director J. Michael Shepherd Against Against Shareholder
2I Remove Director David F. Walker Against Against Shareholder
3A Elect Director W. Steve Albrecht Against Against Shareholder
3B Elect Director Martina Lewis Bradford Against Against Shareholder
3C Elect Director Gail Landis Against Against Shareholder
3D Elect Director Wendy Lane Against Against Shareholder
3E Elect Director Ryan McKendrick Against Against Shareholder
3F Elect Director Katherine "KT" Rabin Against Against Shareholder
3G Elect Director Sreekanth Ravi Against Against Shareholder
3H Elect Director Lisa Wardell Against Against Shareholder
3I Elect Director Henry W. "Jay" Winship Against Against Shareholder
4 Amend Bylaws to Provide Mechanics for Against Against Shareholder
Calling a Special Meeting if No or
Less Than a Majority of Directors are
in Office Following the Passing of the
Director Removal Proposal
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy)
1.1 Remove Director J. David Chatham For Did Not Vote Shareholder
1.2 Remove Director Douglas C. Curling For Did Not Vote Shareholder
1.3 Remove Director John C. Dorman For Did Not Vote Shareholder
1.4 Remove Director Paul F. Folino For Did Not Vote Shareholder
1.5 Remove Director Thomas C. O'Brien For Did Not Vote Shareholder
1.6 Remove Director Pamela H. Patenaude For Did Not Vote Shareholder
1.7 Remove Director Vikrant Raina For Did Not Vote Shareholder
1.8 Remove Director J. Michael Shepherd For Did Not Vote Shareholder
1.9 Remove Director David F. Walker For Did Not Vote Shareholder
2.1 Elect Director W. Steve Albrecht For Did Not Vote Shareholder
2.2 Elect Director Martina Lewis Bradford For Did Not Vote Shareholder
2.3 Elect Director Gail Landis For Did Not Vote Shareholder
2.4 Elect Director Wendy Lane For Did Not Vote Shareholder
2.5 Elect Director Ryan McKendrick For Did Not Vote Shareholder
2.6 Elect Director Katherine "KT" Rabin For Did Not Vote Shareholder
2.7 Elect Director Sreekanth Ravi For Did Not Vote Shareholder
2.8 Elect Director Lisa Wardell For Did Not Vote Shareholder
2.9 Elect Director Henry W. "Jay" Winship For Did Not Vote Shareholder
3 Repeal Bylaws Adopted by the Board For Did Not Vote Shareholder
Without Shareholder Approval
Subsequent to July 6, 2020
4 Amend Bylaws to Provide Mechanics for For Did Not Vote Shareholder
Calling a Special Meeting if No or
Less Than a Majority of Directors are
in Office
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
--------------------------------------------------------------------------------
CORESITE REALTY CORPORATION
Ticker: COR Security ID: 21870Q105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Stuckey For For Management
1.2 Elect Director Paul E. Szurek For For Management
1.3 Elect Director Jean A. Bua For For Management
1.4 Elect Director Kelly C. Chambliss For For Management
1.5 Elect Director Patricia L. Higgins For For Management
1.6 Elect Director Michael R. Koehler For For Management
1.7 Elect Director Michael H. Millegan For For Management
1.8 Elect Director David A. Wilson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael R. Klein For For Management
1b Elect Director Andrew C. Florance For For Management
1c Elect Director Laura Cox Kaplan For For Management
1d Elect Director Michael J. Glosserman For For Management
1e Elect Director John W. Hill For For Management
1f Elect Director Robert W. Musslewhite For For Management
1g Elect Director Christopher J. Nassetta For For Management
1h Elect Director Louise S. Sams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote Against For Shareholder
Requirement
--------------------------------------------------------------------------------
COUPA SOFTWARE INCORPORATED
Ticker: COUP Security ID: 22266L106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger Siboni For Withhold Management
1.2 Elect Director Tayloe Stansbury For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CREDIT ACCEPTANCE CORPORATION
Ticker: CACC Security ID: 225310101
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenda J. Flanagan For For Management
1.2 Elect Director Brett A. Roberts For For Management
1.3 Elect Director Thomas N. Tryforos For For Management
1.4 Elect Director Scott J. Vassalluzzo For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC.
Ticker: CRWD Security ID: 22788C105
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director Sameer K. Gandhi For For Management
1.3 Elect Director Gerhard Watzinger For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Conway For For Management
1.2 Elect Director Timothy J. Donahue For For Management
1.3 Elect Director Richard H. Fearon For For Management
1.4 Elect Director Andrea J. Funk For For Management
1.5 Elect Director Stephen J. Hagge For For Management
1.6 Elect Director Rose Lee For For Management
1.7 Elect Director James H. Miller For For Management
1.8 Elect Director Josef M. Muller For For Management
1.9 Elect Director B. Craig Owens For For Management
1.10 Elect Director Caesar F. Sweitzer For For Management
1.11 Elect Director Jim L. Turner For For Management
1.12 Elect Director William S. Urkiel For For Management
1.13 Elect Director Dwayne A. Wilson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DATADOG, INC.
Ticker: DDOG Security ID: 23804L103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexis Le-Quoc For Withhold Management
1b Elect Director Michael Callahan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DATTO HOLDING CORP.
Ticker: MSP Security ID: 23821D100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Breach For Withhold Management
1.2 Elect Director Maneet S. Saroya For Withhold Management
1.3 Elect Director John Stalder For Withhold Management
2 Advisory Vote to Retain Classified For Against Management
Board Structure
3 Advisory Vote to Retain Supermajority For Against Management
Vote Requirement to Amend Certificate
of Incorporation and Bylaws
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DAVITA INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela M. Arway For For Management
1b Elect Director Charles G. Berg For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director Paul J. Diaz For For Management
1e Elect Director Shawn M. Guertin None None Management
*Withdrawn Resolution*
1f Elect Director John M. Nehra For For Management
1g Elect Director Paula A. Price For For Management
1h Elect Director Javier J. Rodriguez For For Management
1i Elect Director Phyllis R. Yale For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
DOCUSIGN, INC.
Ticker: DOCU Security ID: 256163106
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Enrique Salem For For Management
1.2 Elect Director Peter Solvik For Withhold Management
1.3 Elect Director Inhi Cho Suh For For Management
1.4 Elect Director Mary Agnes "Maggie" For For Management
Wilderotter
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOLBY LABORATORIES, INC.
Ticker: DLB Security ID: 25659T107
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Yeaman For For Management
1.2 Elect Director Peter Gotcher For Withhold Management
1.3 Elect Director Micheline Chau For For Management
1.4 Elect Director David Dolby For Withhold Management
1.5 Elect Director Simon Segars For Withhold Management
1.6 Elect Director Roger Siboni For For Management
1.7 Elect Director Anjali Sud For For Management
1.8 Elect Director Avadis Tevanian, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DOLLAR TREE, INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold S. Barron For For Management
1b Elect Director Gregory M. Bridgeford For For Management
1c Elect Director Thomas W. Dickson For For Management
1d Elect Director Lemuel E. Lewis For For Management
1e Elect Director Jeffrey G. Naylor For For Management
1f Elect Director Winnie Y. Park For For Management
1g Elect Director Bob Sasser For For Management
1h Elect Director Stephanie P. Stahl For For Management
1i Elect Director Carrie A. Wheeler For For Management
1j Elect Director Thomas E. Whiddon For For Management
1k Elect Director Michael A. Witynski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DOMINO'S PIZZA, INC.
Ticker: DPZ Security ID: 25754A201
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Brandon For For Management
1.2 Elect Director Richard E. Allison, Jr. For For Management
1.3 Elect Director C. Andrew Ballard For For Management
1.4 Elect Director Andrew B. Balson For For Management
1.5 Elect Director Corie S. Barry For For Management
1.6 Elect Director Diana F. Cantor For For Management
1.7 Elect Director Richard L. Federico For For Management
1.8 Elect Director James A. Goldman For For Management
1.9 Elect Director Patricia E. Lopez For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DONALDSON COMPANY, INC.
Ticker: DCI Security ID: 257651109
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tod E. Carpenter For For Management
1.2 Elect Director Pilar Cruz For For Management
1.3 Elect Director Ajita G. Rajendra For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DRIVEN BRANDS HOLDINGS INC.
Ticker: DRVN Security ID: 26210V102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neal Aronson For Withhold Management
1.2 Elect Director Jonathan Fitzpatrick For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
DROPBOX, INC.
Ticker: DBX Security ID: 26210C104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew W. Houston For Withhold Management
1.2 Elect Director Donald W. Blair For For Management
1.3 Elect Director Lisa Campbell For Withhold Management
1.4 Elect Director Paul E. Jacobs For Withhold Management
1.5 Elect Director Robert J. Mylod, Jr. For For Management
1.6 Elect Director Karen Peacock For For Management
1.7 Elect Director Michael Seibel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DUCK CREEK TECHNOLOGIES, INC.
Ticker: DCT Security ID: 264120106
Meeting Date: MAR 12, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Moran For Withhold Management
1.2 Elect Director Stuart Nicoll For Withhold Management
1.3 Elect Director Jason Wright For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DUN & BRADSTREET HOLDINGS, INC.
Ticker: DNB Security ID: 26484T106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony M. Jabbour For Withhold Management
1.2 Elect Director Douglas K. Ammerman For For Management
1.3 Elect Director Keith J. Jackson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DYNATRACE, INC.
Ticker: DT Security ID: 268150109
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Van Siclen For For Management
1b Elect Director Michael Capone For Against Management
1c Elect Director Stephen Lifshatz For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION
Ticker: ETFC Security ID: 269246401
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EAGLE MATERIALS INC.
Ticker: EXP Security ID: 26969P108
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margot L. Carter For For Management
1b Elect Director Michael R. Nicolais For For Management
1c Elect Director Mary P. Ricciardello For For Management
1d Elect Director Richard R. Stewart For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ELASTIC N.V.
Ticker: ESTC Security ID: N14506104
Meeting Date: OCT 21, 2020 Meeting Type: Annual
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan Chadwick For For Management
1b Elect Director Michelangelo Volpi For For Management
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Executive Director For For Management
4 Approve Discharge of Non-Executive For For Management
Directors
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION
Ticker: EHC Security ID: 29261A100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg D. Carmichael For For Management
1b Elect Director John W. Chidsey For For Management
1c Elect Director Donald L. Correll For For Management
1d Elect Director Yvonne M. Curl For For Management
1e Elect Director Charles M. Elson For For Management
1f Elect Director Joan E. Herman For For Management
1g Elect Director Leo I. Higdon, Jr. For For Management
1h Elect Director Leslye G. Katz For For Management
1i Elect Director Patricia A. Maryland For For Management
1j Elect Director John E. Maupin, Jr. For For Management
1k Elect Director Nancy M. Schlichting For For Management
1l Elect Director L. Edward Shaw, Jr. For For Management
1m Elect Director Mark J. Tarr For For Management
1n Elect Director Terrance Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29272W109
Meeting Date: FEB 01, 2021 Meeting Type: Annual
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carlos Abrams-Rivera For For Management
1b Elect Director Bill G. Armstrong For For Management
1c Elect Director Cynthia J. Brinkley For For Management
1d Elect Director Rebecca Frankiewicz For For Management
1e Elect Director Alan R. Hoskins For For Management
1f Elect Director Kevin J. Hunt For For Management
1g Elect Director James C. Johnson For For Management
1h Elect Director Mark S. LaVigne For For Management
1i Elect Director Patrick J. Moore For For Management
1j Elect Director Nneka L. Rimmer For For Management
1k Elect Director Robert V. Vitale For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENPHASE ENERGY, INC.
Ticker: ENPH Security ID: 29355A107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Badrinarayanan For For Management
Kothandaraman
1.2 Elect Director Joseph Malchow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENTEGRIS, INC.
Ticker: ENTG Security ID: 29362U104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Bradley For For Management
1b Elect Director R. Nicholas Burns For For Management
1c Elect Director Rodney Clark For For Management
1d Elect Director James F. Gentilcore For For Management
1e Elect Director Yvette Kanouff For For Management
1f Elect Director James P. Lederer For For Management
1g Elect Director Bertrand Loy For For Management
1h Elect Director Paul L.H. Olson For For Management
1i Elect Director Azita Saleki-Gerhardt For For Management
1j Elect Director Brian F. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EPAM SYSTEMS, INC.
Ticker: EPAM Security ID: 29414B104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arkadiy Dobkin For For Management
1.2 Elect Director Robert E. Segert For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark W. Begor For For Management
1b Elect Director Mark L. Feidler For For Management
1c Elect Director G. Thomas Hough For For Management
1d Elect Director Robert D. Marcus For For Management
1e Elect Director Scott A. McGregor For For Management
1f Elect Director John A. McKinley For For Management
1g Elect Director Robert W. Selander For For Management
1h Elect Director Melissa D. Smith For For Management
1i Elect Director Audrey Boone Tillman For For Management
1j Elect Director Heather H. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EQUITRANS MIDSTREAM CORPORATION
Ticker: ETRN Security ID: 294600101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vicky A. Bailey For For Management
1b Elect Director Sarah M. Barpoulis For For Management
1c Elect Director Kenneth M. Burke For For Management
1d Elect Director Patricia K. Collawn For For Management
1e Elect Director Margaret K. Dorman For For Management
1f Elect Director Thomas F. Karam For For Management
1g Elect Director D. Mark Leland For For Management
1h Elect Director Norman J. Szydlowski For For Management
1i Elect Director Robert F. Vagt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement to Amend Articles and
Bylaws and Remove Directors Outside of
the Annual Process
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: ELS Security ID: 29472R108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Berkenfield For For Management
1.2 Elect Director Derrick Burks For For Management
1.3 Elect Director Philip Calian For For Management
1.4 Elect Director David Contis For For Management
1.5 Elect Director Constance Freedman For For Management
1.6 Elect Director Thomas Heneghan For For Management
1.7 Elect Director Marguerite Nader For For Management
1.8 Elect Director Scott Peppet For For Management
1.9 Elect Director Sheli Rosenberg For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ETSY, INC.
Ticker: ETSY Security ID: 29786A106
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary S. Briggs For For Management
1b Elect Director Edith W. Cooper For For Management
1c Elect Director Melissa Reiff For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERBRIDGE, INC.
Ticker: EVBG Security ID: 29978A104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison Dean For For Management
1.2 Elect Director Kent Mathy For For Management
1.3 Elect Director Simon Paris For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation and Bylaws
--------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION
Ticker: EXAS Security ID: 30063P105
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eli Casdin For For Management
1.2 Elect Director James E. Doyle For For Management
1.3 Elect Director Freda Lewis-Hall For For Management
1.4 Elect Director Kathleen G. Sebelius For For Management
2 Ratify PricewaterhouseCoopers, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION
Ticker: EXAS Security ID: 30063P105
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Clancy For For Management
1.2 Elect Director Pierre Jacquet For For Management
1.3 Elect Director Daniel Levangie For For Management
2 Ratify PricewaterhouseCoopers, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXELIXIS, INC.
Ticker: EXEL Security ID: 30161Q104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles Cohen For For Management
1b Elect Director Carl B. Feldbaum For For Management
1c Elect Director Maria C. Freire For For Management
1d Elect Director Alan M. Garber For For Management
1e Elect Director Vincent T. Marchesi For For Management
1f Elect Director Michael M. Morrissey For For Management
1g Elect Director Stelios Papadopoulos For For Management
1h Elect Director George Poste For For Management
1i Elect Director Julie Anne Smith For For Management
1j Elect Director Lance Willsey For For Management
1k Elect Director Jack L. Wyszomierski For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXPEDIA GROUP, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel Altman For For Management
1b Elect Director Beverly Anderson For For Management
1c Elect Director Susan Athey For For Management
1d Elect Director Chelsea Clinton For For Management
1e Elect Director Barry Diller For For Management
1f Elect Director Jon Gieselman - None None Management
Withdrawn
1g Elect Director Craig Jacobson For For Management
1h Elect Director Peter Kern For For Management
1i Elect Director Dara Khosrowshahi For For Management
1j Elect Director Patricia Menendez-Cambo For For Management
1k Elect Director Greg Mondre For For Management
1l Elect Director David Sambur - Withdrawn None None Management
1m Elect Director Alex von Furstenberg For For Management
1n Elect Director Julie Whalen For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Political Contributions and Against Against Shareholder
Expenditures
--------------------------------------------------------------------------------
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: EXPD Security ID: 302130109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Wright For For Management
1.2 Elect Director Glenn M. Alger For For Management
1.3 Elect Director Robert P. Carlile For For Management
1.4 Elect Director James M. DuBois For For Management
1.5 Elect Director Mark A. Emmert For For Management
1.6 Elect Director Diane H. Gulyas For For Management
1.7 Elect Director Jeffrey S. Musser For For Management
1.8 Elect Director Liane J. Pelletier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC.
Ticker: EXR Security ID: 30225T102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Woolley For For Management
1.2 Elect Director Joseph D. Margolis For For Management
1.3 Elect Director Roger B. Porter For For Management
1.4 Elect Director Joseph J. Bonner For For Management
1.5 Elect Director Gary L. Crittenden For For Management
1.6 Elect Director Spencer F. Kirk For For Management
1.7 Elect Director Dennis J. Letham For For Management
1.8 Elect Director Diane Olmstead For For Management
1.9 Elect Director Julia Vander Ploeg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC.
Ticker: FDS Security ID: 303075105
Meeting Date: DEC 17, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robin A. Abrams For For Management
1b Elect Director Laurie Siegel For For Management
1c Elect Director Malcolm Frank For For Management
1d Elect Director Siew Kai Choy For For Management
1e Elect Director Lee Shavel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FAIR ISAAC CORPORATION
Ticker: FICO Security ID: 303250104
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Braden R. Kelly For For Management
1b Elect Director Fabiola R. Arredondo For For Management
1c Elect Director James D. Kirsner For For Management
1d Elect Director William J. Lansing For For Management
1e Elect Director Eva Manolis For For Management
1f Elect Director Marc F. McMorris For For Management
1g Elect Director Joanna Rees For For Management
1h Elect Director David A. Rey For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FASTENAL COMPANY
Ticker: FAST Security ID: 311900104
Meeting Date: APR 24, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott A. Satterlee For For Management
1b Elect Director Michael J. Ancius For For Management
1c Elect Director Stephen L. Eastman For For Management
1d Elect Director Daniel L. Florness For For Management
1e Elect Director Rita J. Heise For For Management
1f Elect Director Hsenghung Sam Hsu For For Management
1g Elect Director Daniel L. Johnson For For Management
1h Elect Director Nicholas J. Lundquist For For Management
1i Elect Director Reyne K. Wisecup For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FASTLY, INC.
Ticker: FSLY Security ID: 31188V100
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Hornik For Withhold Management
1.2 Elect Director Kelly Wright For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FIREEYE, INC.
Ticker: FEYE Security ID: 31816Q101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sara C. Andrews For For Management
1b Elect Director Adrian McDermott For For Management
1c Elect Director Robert E. Switz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIVE BELOW, INC.
Ticker: FIVE Security ID: 33829M101
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dinesh S. Lathi For For Management
1b Elect Director Richard L. Markee For For Management
1c Elect Director Thomas G. Vellios For For Management
1d Elect Director Zuhairah S. Washington For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIVE9, INC.
Ticker: FIVN Security ID: 338307101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Burdiek For For Management
1.2 Elect Director David DeWalt For Withhold Management
1.3 Elect Director Susan Barsamian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES, INC.
Ticker: FLT Security ID: 339041105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven T. Stull For For Management
1b Elect Director Michael Buckman For For Management
1c Elect Director Thomas M. Hagerty For For Management
1d Elect Director Mark A. Johnson For For Management
1e Elect Director Archie L. Jones, Jr. For For Management
1f Elect Director Hala G. Moddelmog For For Management
1g Elect Director Jeffrey S. Sloan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
FLOOR & DECOR HOLDINGS, INC.
Ticker: FND Security ID: 339750101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Norman H. Axelrod For For Management
1b Elect Director Ryan Marshall For For Management
1c Elect Director Richard L. Sullivan For For Management
1d Elect Director Felicia D. Thornton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirements
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre Brondeau For For Management
1b Elect Director Eduardo E. Cordeiro For For Management
1c Elect Director Carol Anthony (John) For For Management
Davidson
1d Elect Director Mark Douglas For For Management
1e Elect Director C. Scott Greer For For Management
1f Elect Director K'Lynne Johnson For For Management
1g Elect Director Dirk A. Kempthorne For For Management
1h Elect Director Paul J. Norris For For Management
1i Elect Director Margareth Ovrum For For Management
1j Elect Director Robert C. Pallash For For Management
1k Elect Director Vincent R. Volpe, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORTINET, INC.
Ticker: FTNT Security ID: 34959E109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ken Xie For For Management
1.2 Elect Director Michael Xie For For Management
1.3 Elect Director Kelly Ducourty For For Management
1.4 Elect Director Kenneth A. Goldman For For Management
1.5 Elect Director Ming Hsieh For For Management
1.6 Elect Director Jean Hu For For Management
1.7 Elect Director William H. Neukom For For Management
1.8 Elect Director Judith Sim For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRONTDOOR, INC.
Ticker: FTDR Security ID: 35905A109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard P. Fox For For Management
1b Elect Director Brian P. McAndrews For For Management
1c Elect Director Rexford J. Tibbens For For Management
1d Elect Director Anna C. Catalano For For Management
1e Elect Director William C. Cobb For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation For For Management
Regarding Supermajority Vote
Requirements and Advancement of
Expenses
--------------------------------------------------------------------------------
GARTNER, INC.
Ticker: IT Security ID: 366651107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter E. Bisson For For Management
1b Elect Director Richard J. Bressler For For Management
1c Elect Director Raul E. Cesan For For Management
1d Elect Director Karen E. Dykstra For For Management
1e Elect Director Anne Sutherland Fuchs For For Management
1f Elect Director William O. Grabe For For Management
1g Elect Director Eugene A. Hall For For Management
1h Elect Director Stephen G. Pagliuca For For Management
1i Elect Director Eileen M. Serra For For Management
1j Elect Director James C. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
GENERAC HOLDINGS INC.
Ticker: GNRC Security ID: 368736104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Dixon For For Management
1.2 Elect Director David A. Ramon For For Management
1.3 Elect Director William D. Jenkins, Jr. For For Management
1.4 Elect Director Kathryn V. Roedel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENPACT LIMITED
Ticker: G Security ID: G3922B107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management
1.2 Elect Director James Madden For For Management
1.3 Elect Director Ajay Agrawal For For Management
1.4 Elect Director Stacey Cartwright For For Management
1.5 Elect Director Laura Conigliaro For For Management
1.6 Elect Director Tamara Franklin For For Management
1.7 Elect Director Carol Lindstrom For For Management
1.8 Elect Director CeCelia Morken For For Management
1.9 Elect Director Mark Nunnelly For For Management
1.10 Elect Director Brian Stevens For For Management
1.11 Elect Director Mark Verdi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL BLOOD THERAPEUTICS, INC.
Ticker: GBT Security ID: 37890U108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott W. Morrison For For Management
1.2 Elect Director Deval L. Patrick For Withhold Management
1.3 Elect Director Mark L. Perry For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLOBANT SA
Ticker: GLOB Security ID: L44385109
Meeting Date: APR 02, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Financial Statements For For Management
4 Approve Allocation of Loss For For Management
5 Approve Discharge of Directors For For Management
6 Approve Remuneration of Directors For For Management
7 Appoint PricewaterhouseCoopers, For For Management
Societe Cooperative as Auditor for
Annual Accounts and EU IFRS
Consolidated Accounts
8 Appoint Price Waterhouse & Co. S.R.L. For For Management
as Auditor for IFRS Consolidated
Accounts
9 Reelect Martin Migoya as Director For Against Management
10 Reelect Philip Odeen as Director For For Management
11 Reelect Richard Haythornthwaite as For For Management
Director
12 Elect Maria Pinelli as Director For For Management
13 Approve Globant S.A. 2021 Employee For For Management
Stock Purchase Plan
--------------------------------------------------------------------------------
GODADDY INC.
Ticker: GDDY Security ID: 380237107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herald Y. Chen For For Management
1.2 Elect Director Brian H. Sharples For For Management
1.3 Elect Director Leah Sweet For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GOHEALTH, INC.
Ticker: GOCO Security ID: 38046W105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rahm Emanuel For For Management
1.2 Elect Director Helene D. Gayle For For Management
1.3 Elect Director Alexander E. Timm For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GRACO INC.
Ticker: GGG Security ID: 384109104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brett C. Carter For For Management
1b Elect Director R. William Van Sant For For Management
1c Elect Director Emily C. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Carrico For For Management
1.2 Elect Director Philip R. Martens For For Management
1.3 Elect Director Lynn A. Wentworth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GROCERY OUTLET HOLDING CORP.
Ticker: GO Security ID: 39874R101
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Kay Haben For Withhold Management
1.2 Elect Director Gail Moody-Byrd For For Management
1.3 Elect Director S. MacGregor Read, Jr. For For Management
1.4 Elect Director Jeffrey York For Withhold Management
2 Ratify Deloitte and Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRUBHUB INC.
Ticker: GRUB Security ID: 400110102
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GRUBHUB INC.
Ticker: GRUB.XX1 Security ID: 400110102
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katrina Lake For For Management
1.2 Elect Director Matthew Maloney For For Management
1.3 Elect Director Brian McAndrews For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GUARDANT HEALTH, INC.
Ticker: GH Security ID: 40131M109
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Helmy Eltoukhy For For Management
1b Elect Director AmirAli Talasaz For For Management
1c Elect Director Bahija Jallal For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE, INC.
Ticker: GWRE Security ID: 40171V100
Meeting Date: DEC 15, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew Brown For For Management
1b Elect Director Margaret Dillon For For Management
1c Elect Director Michael Keller For For Management
1d Elect Director Catherine P. Lego For For Management
1e Elect Director Michael (Mike) Rosenbaum For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Adopt Simple Majority Vote For For Shareholder
--------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul J. Brown For For Management
1b Elect Director Robert A. Gerard For For Management
1c Elect Director Anuradha (Anu) Gupta For For Management
1d Elect Director Richard A. Johnson For For Management
1e Elect Director Jeffrey J. Jones, II For For Management
1f Elect Director David Baker Lewis For For Management
1g Elect Director Yolande G. Piazza For For Management
1h Elect Director Victoria J. Reich For For Management
1i Elect Director Bruce C. Rohde For For Management
1j Elect Director Matthew E. Winter For For Management
1k Elect Director Christianna Wood For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEICO CORPORATION
Ticker: HEI Security ID: 422806109
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Culligan For For Management
1.2 Elect Director Adolfo Henriques For For Management
1.3 Elect Director Mark H. Hildebrandt For For Management
1.4 Elect Director Eric A. Mendelson For For Management
1.5 Elect Director Laurans A. Mendelson For For Management
1.6 Elect Director Victor H. Mendelson For For Management
1.7 Elect Director Julie Neitzel For For Management
1.8 Elect Director Alan Schriesheim For For Management
1.9 Elect Director Frank J. Schwitter For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HEICO CORPORATION
Ticker: HEI Security ID: 422806208
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Culligan For For Management
1.2 Elect Director Adolfo Henriques For For Management
1.3 Elect Director Mark H. Hildebrandt For For Management
1.4 Elect Director Eric A. Mendelson For For Management
1.5 Elect Director Laurans A. Mendelson For For Management
1.6 Elect Director Victor H. Mendelson For For Management
1.7 Elect Director Julie Neitzel For For Management
1.8 Elect Director Alan Schriesheim For For Management
1.9 Elect Director Frank J. Schwitter For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HERBALIFE NUTRITION LTD.
Ticker: HLF Security ID: G4412G101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Agwunobi For For Management
1.2 Elect Director Richard H. Carmona For For Management
1.3 Elect Director Kevin M. Jones For For Management
1.4 Elect Director Sophie L'Helias For For Management
1.5 Elect Director Alan LeFevre For For Management
1.6 Elect Director Juan Miguel Mendoza For For Management
1.7 Elect Director Donal Mulligan For For Management
1.8 Elect Director Maria Otero For For Management
1.9 Elect Director John Tartol For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC.
Ticker: HRC Security ID: 431475102
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Dempsey For For Management
1.2 Elect Director John P. Groetelaars For For Management
1.3 Elect Director Gary L. Ellis For For Management
1.4 Elect Director Stacy Enxing Seng For For Management
1.5 Elect Director Mary Garrett For For Management
1.6 Elect Director James R. Giertz For For Management
1.7 Elect Director William H. Kucheman For For Management
1.8 Elect Director Gregory J. Moore For For Management
1.9 Elect Director Felicia F. Norwood For For Management
1.10 Elect Director Nancy M. Schlichting For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HOLOGIC INC.
Ticker: HOLX Security ID: 436440101
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen P. MacMillan For For Management
1b Elect Director Sally W. Crawford For For Management
1c Elect Director Charles J. Dockendorff For For Management
1d Elect Director Scott T. Garrett For For Management
1e Elect Director Ludwig N. Hantson For For Management
1f Elect Director Namal Nawana For For Management
1g Elect Director Christiana Stamoulis For For Management
1h Elect Director Amy M. Wendell For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY
Ticker: HZNP Security ID: G46188101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William F. Daniel For For Management
1b Elect Director H. Thomas Watkins For For Management
1c Elect Director Pascale Witz For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Market Purchases or Overseas For For Management
Market Purchases of Ordinary Shares
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HUBSPOT, INC.
Ticker: HUBS Security ID: 443573100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian Halligan For For Management
1b Elect Director Ron Gill For For Management
1c Elect Director Jill Ward For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC.
Ticker: HII Security ID: 446413106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip M. Bilden For For Management
1.2 Elect Director Augustus L. Collins For For Management
1.3 Elect Director Kirkland H. Donald For For Management
1.4 Elect Director Victoria D. Harker For For Management
1.5 Elect Director Anastasia D. Kelly For For Management
1.6 Elect Director Tracy B. McKibben For For Management
1.7 Elect Director Stephanie L. O'Sullivan For For Management
1.8 Elect Director C. Michael Petters For For Management
1.9 Elect Director Thomas C. Schievelbein For For Management
1.10 Elect Director John K. Welch For For Management
1.11 Elect Director Stephen R. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
IAA, INC.
Ticker: IAA Security ID: 449253103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William (Bill) Breslin For For Management
1b Elect Director Brian Bales For For Management
1c Elect Director Olaf Kastner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
IAC/INTERACTIVECORP
Ticker: IAC Security ID: 44891N109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2 Approve the Corporate Opportunities For Against Management
Charter Amendment
3 Adjourn Meeting For Against Management
4a Elect Director Chelsea Clinton For For Management
4b Elect Director Barry Diller For For Management
4c Elect Director Michael D. Eisner For For Management
4d Elect Director Bonnie S. Hammer For For Management
4e Elect Director Victor A. Kaufman For For Management
4f Elect Director Joseph Levin For For Management
4g Elect Director Bryan Lourd For For Management
4h Elect Director Westley Moore For For Management
4i Elect Director David Rosenblatt For For Management
4j Elect Director Alan G. Spoon For For Management
4k Elect Director Alexander von For For Management
Furstenberg
4l Elect Director Richard F. Zannino For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ICU MEDICAL, INC.
Ticker: ICUI Security ID: 44930G107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vivek Jain For For Management
1.2 Elect Director George A. Lopez For For Management
1.3 Elect Director Robert S. Swinney For For Management
1.4 Elect Director David C. Greenberg For For Management
1.5 Elect Director Elisha W. Finney For For Management
1.6 Elect Director David F. Hoffmeister For For Management
1.7 Elect Director Donald M. Abbey For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IDEXX LABORATORIES, INC.
Ticker: IDXX Security ID: 45168D104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce L. Claflin For For Management
1b Elect Director Asha S. Collins For For Management
1c Elect Director Daniel M. Junius For For Management
1d Elect Director Sam Samad For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IHS MARKIT LTD.
Ticker: INFO Security ID: G47567105
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
IHS MARKIT LTD.
Ticker: INFO Security ID: G47567105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lance Uggla For For Management
1b Elect Director John Browne For For Management
1c Elect Director Dinyar S. Devitre For For Management
1d Elect Director Ruann F. Ernst For For Management
1e Elect Director Jacques Esculier For For Management
1f Elect Director Gay Huey Evans For For Management
1g Elect Director William E. Ford For For Management
1h Elect Director Nicoletta Giadrossi For For Management
1i Elect Director Robert P. Kelly For For Management
1j Elect Director Deborah Doyle McWhinney For For Management
1k Elect Director Jean-Paul L. Montupet For For Management
1l Elect Director Deborah K. Orida For For Management
1m Elect Director James A. Rosenthal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian C. Baker For For Management
1.2 Elect Director Jean-Jacques Bienaime For For Management
1.3 Elect Director Paul J. Clancy For For Management
1.4 Elect Director Wendy L. Dixon For For Management
1.5 Elect Director Jacqualyn A. Fouse For For Management
1.6 Elect Director Edmund P. Harrigan For For Management
1.7 Elect Director Katherine A. High For For Management
1.8 Elect Director Herve Hoppenot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INPHI CORPORATION
Ticker: IPHI Security ID: 45772F107
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
INSULET CORPORATION
Ticker: PODD Security ID: 45784P101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne A. I. Frederick For For Management
1.2 Elect Director Shacey Petrovic For For Management
1.3 Elect Director Timothy J. Scannell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC.
Ticker: IONS Security ID: 462222100
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brett Monia For For Management
1.2 Elect Director Frederick T. Muto For Withhold Management
1.3 Elect Director Peter N. Reikes For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC.
Ticker: IOVA Security ID: 462260100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iain Dukes For For Management
1.2 Elect Director Maria Fardis For For Management
1.3 Elect Director Athena Countouriotis For For Management
1.4 Elect Director Ryan Maynard For For Management
1.5 Elect Director Merrill A. McPeak For For Management
1.6 Elect Director Wayne P. Rothbaum For For Management
1.7 Elect Director Michael Weiser For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION
Ticker: IPGP Security ID: 44980X109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Valentin P. Gapontsev For For Management
1.2 Elect Director Eugene A. Scherbakov For For Management
1.3 Elect Director Michael C. Child For For Management
1.4 Elect Director Jeanmarie F. Desmond For For Management
1.5 Elect Director Gregory P. Dougherty For For Management
1.6 Elect Director Eric Meurice For For Management
1.7 Elect Director Natalia Pavlova For For Management
1.8 Elect Director John R. Peeler For For Management
1.9 Elect Director Thomas J. Seifert For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IQVIA HOLDINGS INC.
Ticker: IQV Security ID: 46266C105
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ari Bousbib For For Management
1.2 Elect Director John M. Leonard For For Management
1.3 Elect Director Todd B. Sisitsky For Withhold Management
2 Advisory Vote on Say on Pay Frequency None One Year Management
3a Eliminate Supermajority Vote For For Management
Requirement to Amend Bylaws
3b Eliminate Supermajority Vote For For Management
Requirement for Removal of Directors
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED
Ticker: IRM Security ID: 46284V101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer Allerton For For Management
1b Elect Director Pamela M. Arway For For Management
1c Elect Director Clarke H. Bailey For For Management
1d Elect Director Kent P. Dauten For For Management
1e Elect Director Monte Ford For For Management
1f Elect Director Per-Kristian Halvorsen For For Management
1g Elect Director Robin L. Matlock For For Management
1h Elect Director William L. Meaney For For Management
1i Elect Director Wendy J. Murdock For For Management
1j Elect Director Walter C. Rakowich For For Management
1k Elect Director Doyle R. Simons For For Management
1l Elect Director Alfred J. Verrecchia For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC.
Ticker: JBHT Security ID: 445658107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas G. Duncan For For Management
1.2 Elect Director Francesca M. Edwardson For For Management
1.3 Elect Director Wayne Garrison For For Management
1.4 Elect Director Sharilyn S. Gasaway For For Management
1.5 Elect Director Gary C. George For For Management
1.6 Elect Director Thad Hill For For Management
1.7 Elect Director J. Bryan Hunt, Jr. For For Management
1.8 Elect Director Gale V. King For For Management
1.9 Elect Director John N. Roberts, III For For Management
1.10 Elect Director James L. Robo For For Management
1.11 Elect Director Kirk Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
JABIL INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anousheh Ansari For For Management
1b Elect Director Martha F. Brooks For For Management
1c Elect Director Christopher S. Holland For For Management
1d Elect Director Timothy L. Main For For Management
1e Elect Director Mark T. Mondello For For Management
1f Elect Director John C. Plant For For Management
1g Elect Director Steven A. Raymund For For Management
1h Elect Director Thomas A. Sansone For For Management
1i Elect Director David M. Stout For For Management
1j Elect Director Kathleen A. Walters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC.
Ticker: JKHY Security ID: 426281101
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew C. Flanigan For For Management
1.2 Elect Director John F. Prim For For Management
1.3 Elect Director Thomas H. Wilson, Jr. For For Management
1.4 Elect Director Jacque R. Fiegel For For Management
1.5 Elect Director Thomas A. Wimsett For For Management
1.6 Elect Director Laura G. Kelly For For Management
1.7 Elect Director Shruti S. Miyashiro For For Management
1.8 Elect Director Wesley A. Brown For For Management
1.9 Elect Director David B. Foss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement for Acquisition
Transactions
4 Ratify PricewaterhouseCoopers, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JAMF HOLDING CORP.
Ticker: JAMF Security ID: 47074L105
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Breach For Withhold Management
1.2 Elect Director Michael Fosnaugh For Withhold Management
1.3 Elect Director Christina Lema For Withhold Management
2 Advisory Vote to Retain Classified For Against Management
Board Structure
3 Advisory Vote to Retain Supermajority For Against Management
Vote Requirement to Amend Charter and
Bylaws
4 Approve Qualified Employee Stock For Against Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC
Ticker: JAZZ Security ID: G50871105
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce C. Cozadd For For Management
1b Elect Director Heather Ann McSharry For For Management
1c Elect Director Anne O'Riordan For For Management
1d Elect Director Rick E Winningham For For Management
2 Approve KPMG, Dublin as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Approve Reduction in Capital and For For Management
Creation of Distributable Reserves
--------------------------------------------------------------------------------
JFROG LTD.
Ticker: FROG Security ID: M6191J100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Shlomi Ben Haim as Director For Against Management
1.2 Reelect Jessica Neal as Director For Against Management
1.3 Reelect Jeff Horing as Director For For Management
2 Reapprove and Ratify Kost, Forer, For For Management
Gabbay & Kasierer, Member of Ernst &
Young as Auditors
3 Approve Amended Compensation of Shlomi For Against Management
Ben Haim, Chief Executive Officer
4 Approve Amended Compensation of Yoav For Against Management
Landman, Chief Technology Officer
5 Approve Amended Compensation of For Against Management
Frederic Simon, Chief Data Scientist
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carter Cast For For Management
1b Elect Director Zack Gund For For Management
1c Elect Director Don Knauss For For Management
1d Elect Director Mike Schlotman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Supermajority Vote Requirement For For Management
5 Provide Right to Call A Special Meeting None For Shareholder
--------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC.
Ticker: KEYS Security ID: 49338L103
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald S. Nersesian For For Management
1.2 Elect Director Charles J. Dockendorff For For Management
1.3 Elect Director Robert A. Rango For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KLA CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Barnholt For For Management
1.2 Elect Director Robert Calderoni For For Management
1.3 Elect Director Jeneanne Hanley For For Management
1.4 Elect Director Emiko Higashi For For Management
1.5 Elect Director Kevin Kennedy For For Management
1.6 Elect Director Gary Moore For For Management
1.7 Elect Director Marie Myers For For Management
1.8 Elect Director Kiran Patel For For Management
1.9 Elect Director Victor Peng For For Management
1.10 Elect Director Robert Rango For For Management
1.11 Elect Director Richard Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
LABORATORY CORPORATION OF AMERICA HOLDINGS
Ticker: LH Security ID: 50540R409
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Jean-Luc Belingard For For Management
1c Elect Director Jeffrey A. Davis For For Management
1d Elect Director D. Gary Gilliland For For Management
1e Elect Director Garheng Kong For For Management
1f Elect Director Peter M. Neupert For For Management
1g Elect Director Richelle P. Parham For For Management
1h Elect Director Adam H. Schechter For For Management
1i Elect Director Kathryn E. Wengel For For Management
1j Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC.
Ticker: LW Security ID: 513272104
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter J. Bensen For For Management
1b Elect Director Charles A. Blixt For For Management
1c Elect Director Robert J. Coviello For For Management
1d Elect Director Andre J. Hawaux For For Management
1e Elect Director W.G. Jurgensen For For Management
1f Elect Director Thomas P. Maurer For For Management
1g Elect Director Robert A. Niblock For For Management
1h Elect Director Hala G. Moddelmog For For Management
1i Elect Director Maria Renna Sharpe For For Management
1j Elect Director Thomas P. Werner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC.
Ticker: LSTR Security ID: 515098101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James B. Gattoni For For Management
1b Elect Director Anthony J. Orlando For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC.
Ticker: LDOS Security ID: 525327102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory R. Dahlberg For For Management
1b Elect Director David G. Fubini For For Management
1c Elect Director Miriam E. John For For Management
1d Elect Director Frank Kendall, III For For Management
1e Elect Director Robert C. Kovarik, Jr. For For Management
1f Elect Director Harry M. J. Kraemer, Jr. For For Management
1g Elect Director Roger A. Krone For For Management
1h Elect Director Gary S. May For For Management
1i Elect Director Surya N. Mohapatra For For Management
1j Elect Director Robert S. Shapard For For Management
1k Elect Director Susan M. Stalnecker For For Management
1l Elect Director Noel B. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LENDINGTREE, INC.
Ticker: TREE Security ID: 52603B107
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gabriel Dalporto For For Management
1b Elect Director Thomas M. Davidson, Jr. For For Management
1c Elect Director Robin Henderson For For Management
1d Elect Director Douglas Lebda For For Management
1e Elect Director Steve Ozonian For Against Management
1f Elect Director Saras Sarasvathy For For Management
1g Elect Director G. Kennedy Thompson For For Management
1h Elect Director Jennifer Witz For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For Against Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: FWONA Security ID: 531229409
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian M. Deevy For For Management
1.2 Elect Director Gregory B. Maffei For Withhold Management
1.3 Elect Director Andrea L. Wong For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINCOLN ELECTRIC HOLDINGS, INC.
Ticker: LECO Security ID: 533900106
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis E. Espeland For For Management
1.2 Elect Director Patrick P. Goris For For Management
1.3 Elect Director Stephen G. Hanks For For Management
1.4 Elect Director Michael F. Hilton For For Management
1.5 Elect Director G. Russell Lincoln For For Management
1.6 Elect Director Kathryn Jo Lincoln For For Management
1.7 Elect Director William E. MacDonald, For For Management
III
1.8 Elect Director Christopher L. Mapes For For Management
1.9 Elect Director Phillip J. Mason For For Management
1.10 Elect Director Ben P. Patel For For Management
1.11 Elect Director Hellene S. Runtagh For For Management
1.12 Elect Director Kellye L. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION
Ticker: LNC Security ID: 534187109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deirdre P. Connelly For For Management
1.2 Elect Director William H. Cunningham For For Management
1.3 Elect Director Reginald E. Davis For For Management
1.4 Elect Director Dennis R. Glass For For Management
1.5 Elect Director George W. Henderson, III For For Management
1.6 Elect Director Eric G. Johnson For For Management
1.7 Elect Director Gary C. Kelly For For Management
1.8 Elect Director M. Leanne Lachman For For Management
1.9 Elect Director Michael F. Mee For For Management
1.10 Elect Director Patrick S. Pittard For For Management
1.11 Elect Director Lynn M. Utter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Special Meeting Right Provisions Against Against Shareholder
5 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maverick Carter For For Management
1.2 Elect Director Ari Emanuel - Withdrawn None None Management
1.3 Elect Director Ping Fu For For Management
1.4 Elect Director Jeffrey T. Hinson For For Management
1.5 Elect Director Chad Hollingsworth For For Management
1.6 Elect Director James Iovine For For Management
1.7 Elect Director James S. Kahan For For Management
1.8 Elect Director Gregory B. Maffei For Against Management
1.9 Elect Director Randall T. Mays For For Management
1.10 Elect Director Michael Rapino For For Management
1.11 Elect Director Mark S. Shapiro For For Management
1.12 Elect Director Dana Walden For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIVONGO HEALTH, INC.
Ticker: LVGO Security ID: 539183103
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dan H. Arnold For For Management
1b Elect Director Edward C. Bernard For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director William F. Glavin, Jr. For For Management
1e Elect Director Allison H. Mnookin For For Management
1f Elect Director Anne M. Mulcahy For For Management
1g Elect Director James S. Putnam For For Management
1h Elect Director Richard P. Schifter For For Management
1i Elect Director Corey E. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
LULULEMON ATHLETICA INC.
Ticker: LULU Security ID: 550021109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Calvin McDonald For For Management
1b Elect Director Martha Morfitt For For Management
1c Elect Director Emily White For For Management
1d Elect Director Kourtney Gibson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC.
Ticker: LITE Security ID: 55024U109
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Penelope A. Herscher For For Management
1b Elect Director Harold L. Covert For For Management
1c Elect Director Julia S. Johnson For For Management
1d Elect Director Brian J. Lillie For For Management
1e Elect Director Alan S. Lowe For For Management
1f Elect Director Ian S. Small For For Management
1g Elect Director Janet S. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC.
Ticker: MANH Security ID: 562750109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Deepak Raghavan For Against Management
1b Elect Director Edmond I. Eger, III For For Management
1c Elect Director Linda T. Hollembaek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC.
Ticker: MKTX Security ID: 57060D108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. McVey For For Management
1b Elect Director Nancy Altobello For For Management
1c Elect Director Steven L. Begleiter For For Management
1d Elect Director Stephen P. Casper For For Management
1e Elect Director Jane Chwick For For Management
1f Elect Director Christopher R. Concannon For For Management
1g Elect Director William F. Cruger For For Management
1h Elect Director Kourtney Gibson For For Management
1i Elect Director Justin G. Gmelich For For Management
1j Elect Director Richard G. Ketchum For For Management
1k Elect Director Emily H. Portney For For Management
1l Elect Director Richard L. Prager For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASIMO CORPORATION
Ticker: MASI Security ID: 574795100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joe Kiani For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MATCH GROUP, INC.
Ticker: MTCH Security ID: 57667L107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wendi Murdoch For For Management
1b Elect Director Glenn H. Schiffman For For Management
1c Elect Director Pamela S. Seymon For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Todd Bradley For For Management
1b Elect Director Adriana Cisneros For For Management
1c Elect Director Michael Dolan For For Management
1d Elect Director Diana Ferguson For For Management
1e Elect Director Ynon Kreiz For For Management
1f Elect Director Soren Laursen For For Management
1g Elect Director Ann Lewnes For For Management
1h Elect Director Roger Lynch For For Management
1i Elect Director Dominic Ng For For Management
1j Elect Director Judy Olian For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William (Bill) P. For For Management
Sullivan
1b Elect Director Tunc Doluca For For Management
1c Elect Director Tracy C. Accardi For For Management
1d Elect Director James R. Bergman For For Management
1e Elect Director Joseph R. Bronson For For Management
1f Elect Director Robert E. Grady For For Management
1g Elect Director Mercedes Johnson For For Management
1h Elect Director William D. Watkins For For Management
1i Elect Director MaryAnn Wright For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MCAFEE CORP.
Ticker: MCFE Security ID: 579063108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon Winkelried For Withhold Management
1.2 Elect Director Kathy Willard For For Management
1.3 Elect Director Jeff Woolard For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dominic J. Caruso For For Management
1b Elect Director N. Anthony Coles For For Management
1c Elect Director M. Christine Jacobs For For Management
1d Elect Director Donald R. Knauss For For Management
1e Elect Director Marie L. Knowles For For Management
1f Elect Director Bradley E. Lerman For For Management
1g Elect Director Maria Martinez For For Management
1h Elect Director Edward A. Mueller For For Management
1i Elect Director Susan R. Salka For For Management
1j Elect Director Brian S. Tyler For For Management
1k Elect Director Kenneth E. Washington For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on the Statement on the Purpose Against Against Shareholder
of a Corporation
--------------------------------------------------------------------------------
MEDALLIA, INC.
Ticker: MDLA Security ID: 584021109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie J. Kilgore For Against Management
1b Elect Director Stanley J. Meresman For For Management
1c Elect Director Steven C. Walske For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MERCURY SYSTEMS, INC.
Ticker: MRCY Security ID: 589378108
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Aslett For For Management
1.2 Elect Director Mary Louise Krakauer For For Management
1.3 Elect Director William K. O'Brien For For Management
1.4 Elect Director Orlando P. Carvalho For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC.
Ticker: MTD Security ID: 592688105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Spoerry For For Management
1.2 Elect Director Wah-Hui Chu For For Management
1.3 Elect Director Domitille Doat-Le Bigot For For Management
1.4 Elect Director Olivier A. Filliol For For Management
1.5 Elect Director Elisha W. Finney For For Management
1.6 Elect Director Richard Francis For For Management
1.7 Elect Director Michael A. Kelly For For Management
1.8 Elect Director Thomas P. Salice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Matthew W. Chapman For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Esther L. Johnson For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
Ticker: MKSI Security ID: 55306N104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rajeev Batra For For Management
1.2 Elect Director Gerald G. Colella For For Management
1.3 Elect Director Elizabeth A. Mora For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
MODERNA, INC.
Ticker: MRNA Security ID: 60770K107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Langer For Withhold Management
1.2 Elect Director Elizabeth Nabel For Withhold Management
1.3 Elect Director Elizabeth Tallett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC.
Ticker: MOH Security ID: 60855R100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel Cooperman For For Management
1b Elect Director Stephen H. Lockhart For For Management
1c Elect Director Richard M. Schapiro For For Management
1d Elect Director Ronna E. Romney For For Management
1e Elect Director Dale B. Wolf For For Management
1f Elect Director Joseph M. Zubretsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MONGODB, INC.
Ticker: MDB Security ID: 60937P106
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Archana Agrawal For For Management
1.2 Elect Director Hope Cochran For For Management
1.3 Elect Director Dwight Merriman For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MONGODB, INC.
Ticker: MDB Security ID: 60937P106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For For Management
1.2 Elect Director Dev Ittycheria For For Management
1.3 Elect Director John McMahon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC.
Ticker: MPWR Security ID: 609839105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugen Elmiger For For Management
1.2 Elect Director Jeff Zhou For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MORNINGSTAR, INC.
Ticker: MORN Security ID: 617700109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joe Mansueto For Against Management
1b Elect Director Kunal Kapoor For For Management
1c Elect Director Robin Diamonte For For Management
1d Elect Director Cheryl Francis For For Management
1e Elect Director Steve Joynt For For Management
1f Elect Director Steve Kaplan For For Management
1g Elect Director Gail Landis For For Management
1h Elect Director Bill Lyons For For Management
1i Elect Director Doniel Sutton For For Management
1j Elect Director Caroline Tsay For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC.
Ticker: MSI Security ID: 620076307
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory Q. Brown For For Management
1b Elect Director Kenneth D. Denman For For Management
1c Elect Director Egon P. Durban For Against Management
1d Elect Director Clayton M. Jones For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Gregory K. Mondre For Against Management
1g Elect Director Joseph M. Tucci For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MSA SAFETY INCORPORATED
Ticker: MSA Security ID: 553498106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Phillips Rogers For For Management
1.2 Elect Director John T. Ryan, III For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MSCI INC.
Ticker: MSCI Security ID: 55354G100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Henry A. Fernandez For For Management
1b Elect Director Robert G. Ashe For For Management
1c Elect Director Wayne Edmunds For For Management
1d Elect Director Catherine R. Kinney For For Management
1e Elect Director Jacques P. Perold For For Management
1f Elect Director Sandy C. Rattray For For Management
1g Elect Director Linda H. Riefler For For Management
1h Elect Director Marcus L. Smith For For Management
1i Elect Director Paula Volent For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Deepak Ahuja For For Management
1c Elect Director Gerald Held For For Management
1d Elect Director Kathryn M. Hill For For Management
1e Elect Director Deborah L. Kerr For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Scott F. Schenkel For For Management
1h Elect Director George T. Shaheen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Rastetter For For Management
1.2 Elect Director George J. Morrow For For Management
1.3 Elect Director Leslie V. Norwalk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEW RELIC, INC.
Ticker: NEWR Security ID: 64829B100
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Cirne For Withhold Management
1.2 Elect Director Michael Christenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEWMARKET CORPORATION
Ticker: NEU Security ID: 651587107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis L. Cothran For For Management
1.2 Elect Director Mark M. Gambill For For Management
1.3 Elect Director Bruce C. Gottwald For For Management
1.4 Elect Director Thomas E. Gottwald For For Management
1.5 Elect Director Patrick D. Hanley For For Management
1.6 Elect Director H. Hiter Harris, III For For Management
1.7 Elect Director James E. Rogers For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEXSTAR MEDIA GROUP, INC.
Ticker: NXST Security ID: 65336K103
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Perry A. Sook For For Management
1.2 Elect Director Geoff D. Armstrong For For Management
1.3 Elect Director Jay M. Grossman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORDSON CORPORATION
Ticker: NDSN Security ID: 655663102
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. DeFord For For Management
1.2 Elect Director Arthur L. George, Jr. For For Management
1.3 Elect Director Frank M. Jaehnert For For Management
1.4 Elect Director Ginger M. Jones For For Management
1.5 Elect Director Jennifer A. Parmentier For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NORTONLIFELOCK INC.
Ticker: NLOK Security ID: 668771108
Meeting Date: SEP 08, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sue Barsamian For For Management
1b Elect Director Eric K. Brandt For For Management
1c Elect Director Frank E. Dangeard For For Management
1d Elect Director Nora M. Denzel For For Management
1e Elect Director Peter A. Feld For For Management
1f Elect Director Kenneth Y. Hao For For Management
1g Elect Director David W. Humphrey For For Management
1h Elect Director Vincent Pilette For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Report on Political Contributions and Against Against Shareholder
Expenditures
--------------------------------------------------------------------------------
NOVOCURE LIMITED
Ticker: NVCR Security ID: G6674U108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Asaf Danziger For For Management
1b Elect Director William Doyle For For Management
1c Elect Director Jeryl Hilleman For For Management
1d Elect Director David Hung For For Management
1e Elect Director Kinyip Gabriel Leung For For Management
1f Elect Director Martin Madden For For Management
1g Elect Director Sherilyn McCoy For For Management
1h Elect Director Timothy Scannell For For Management
1i Elect Director William Vernon For For Management
2 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Spencer Abraham For For Management
1b Elect Director Antonio Carrillo For For Management
1c Elect Director Matthew Carter, Jr. For For Management
1d Elect Director Lawrence S. Coben For For Management
1e Elect Director Heather Cox For For Management
1f Elect Director Elisabeth B. Donohue For For Management
1g Elect Director Mauricio Gutierrez For For Management
1h Elect Director Paul W. Hobby For For Management
1i Elect Director Alexandra Pruner For For Management
1j Elect Director Anne C. Schaumburg For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NUTANIX, INC.
Ticker: NTNX Security ID: 67059N108
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Bostrom For For Management
1b Elect Director Steven J. Gomo For Withhold Management
1c Elect Director Max de Groen For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NVR, INC.
Ticker: NVR Security ID: 62944T105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight C. Schar For For Management
1.2 Elect Director C. E. Andrews For For Management
1.3 Elect Director Sallie B. Bailey For For Management
1.4 Elect Director Thomas D. Eckert For Against Management
1.5 Elect Director Alfred E. Festa For For Management
1.6 Elect Director Manuel H. Johnson For For Management
1.7 Elect Director Alexandra A. Jung For For Management
1.8 Elect Director Mel Martinez For For Management
1.9 Elect Director William A. Moran For For Management
1.10 Elect Director David A. Preiser For For Management
1.11 Elect Director W. Grady Rosier For For Management
1.12 Elect Director Susan Williamson Ross For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
Ticker: ORLY Security ID: 67103H107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David O'Reilly For For Management
1b Elect Director Larry O'Reilly For For Management
1c Elect Director Greg Henslee For For Management
1d Elect Director Jay D. Burchfield For For Management
1e Elect Director Thomas T. Hendrickson For For Management
1f Elect Director John R. Murphy For For Management
1g Elect Director Dana M. Perlman For For Management
1h Elect Director Maria A. Sastre For For Management
1i Elect Director Andrea M. Weiss For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
OAK STREET HEALTH, INC.
Ticker: OSH Security ID: 67181A107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robbert Vorhoff For Withhold Management
1.2 Elect Director Srdjan Vukovic For Withhold Management
1.3 Elect Director Mike Pykosz For For Management
1.4 Elect Director Carl Daley For For Management
2 Advisory Vote to Retain Classified For Against Management
Board Structure
3 Advisory Vote to Retain Supermajority For Against Management
Vote Requirement to Amend Certificate
of Incorporation and Bylaws
4 Ratify Restricted Stock Unit Awards to For Against Management
Kim Keck
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OKTA, INC.
Ticker: OKTA Security ID: 679295105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd McKinnon For For Management
1.2 Elect Director Michael Stankey For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC.
Ticker: ODFL Security ID: 679580100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry A. Aaholm For For Management
1.2 Elect Director David S. Congdon For For Management
1.3 Elect Director John R. Congdon, Jr. For For Management
1.4 Elect Director Bradley R. Gabosch For For Management
1.5 Elect Director Greg C. Gantt For For Management
1.6 Elect Director Patrick D. Hanley For For Management
1.7 Elect Director John D. Kasarda For For Management
1.8 Elect Director Wendy T. Stallings For For Management
1.9 Elect Director Thomas A. Stith, III For For Management
1.10 Elect Director Leo H. Suggs For For Management
1.11 Elect Director D. Michael Wray For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLLIE'S BARGAIN OUTLET HOLDINGS, INC.
Ticker: OLLI Security ID: 681116109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alissa Ahlman For For Management
1b Elect Director Robert Fisch For For Management
1c Elect Director Thomas Hendrickson For For Management
1d Elect Director John Swygert For For Management
1e Elect Director Richard Zannino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PAGERDUTY, INC.
Ticker: PD Security ID: 69553P100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alec Gallimore For For Management
1.2 Elect Director Rathi Murthy For Withhold Management
1.3 Elect Director Alex Solomon For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC.
Ticker: PANW Security ID: 697435105
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nikesh Arora For For Management
1b Elect Director Carl Eschenbach For Withhold Management
1c Elect Director Lorraine Twohill For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 15, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Thomas Golisano For For Management
1b Elect Director Thomas F. Bonadio For For Management
1c Elect Director Joseph G. Doody For For Management
1d Elect Director David J.S. Flaschen For For Management
1e Elect Director Pamela A. Joseph For For Management
1f Elect Director Martin Mucci For For Management
1g Elect Director Joseph M. Tucci For For Management
1h Elect Director Joseph M. Velli For For Management
1i Elect Director Kara Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PAYCOM SOFTWARE, INC.
Ticker: PAYC Security ID: 70432V102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Levenson For Withhold Management
1.2 Elect Director Frederick C. Peters, II For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Plans to Improve Diversity None For Shareholder
of Executive Leadership
--------------------------------------------------------------------------------
PAYLOCITY HOLDING CORPORATION
Ticker: PCTY Security ID: 70438V106
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven I. Sarowitz For For Management
1.2 Elect Director Ellen Carnahan For For Management
1.3 Elect Director Jeffrey T. Diehl For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEGASYSTEMS INC.
Ticker: PEGA Security ID: 705573103
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Trefler For For Management
1.2 Elect Director Peter Gyenes For For Management
1.3 Elect Director Richard Jones For For Management
1.4 Elect Director Christopher Lafond For For Management
1.5 Elect Director Dianne Ledingham For For Management
1.6 Elect Director Sharon Rowlands For For Management
1.7 Elect Director Larry Weber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Proxy Access Right Against For Shareholder
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PELOTON INTERACTIVE, INC.
Ticker: PTON Security ID: 70614W100
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erik Blachford For For Management
1.2 Elect Director Howard Draft For For Management
1.3 Elect Director Pamela Thomas-Graham For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
PENUMBRA, INC.
Ticker: PEN Security ID: 70975L107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam Elsesser For Withhold Management
1.2 Elect Director Harpreet Grewal For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Barrett For For Management
1b Elect Director Samuel R. Chapin For For Management
1c Elect Director Sylvie Gregoire For For Management
1d Elect Director Alexis P. Michas For For Management
1e Elect Director Prahlad R. Singh For For Management
1f Elect Director Michel Vounatsos For For Management
1g Elect Director Frank Witney For For Management
1h Elect Director Pascale Witz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PILGRIM'S PRIDE CORPORATION
Ticker: PPC Security ID: 72147K108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gilberto Tomazoni For Withhold Management
1.2 Elect Director Wallim Cruz De For For Management
Vasconcellos Junior
1.3 Elect Director Vincent Trius For Withhold Management
1.4 Elect Director Andre Nogueira de Souza For Withhold Management
1.5 Elect Director Farha Aslam For For Management
1.6 Elect Director Joanita Karoleski For For Management
2.1 Elect Director Michael L. Cooper For For Management
2.2 Elect Director Arquimedes A. Celis For For Management
2.3 Elect Director Ajay Menon For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Article Five of the Certificate For For Management
of Incorporation
6 Report on Reduction of Water Pollution Against For Shareholder
7 Report on Integrating ESG Metrics Into Against For Shareholder
Executive Compensation Program
--------------------------------------------------------------------------------
PINTEREST, INC.
Ticker: PINS Security ID: 72352L106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fredric Reynolds For For Management
1b Elect Director Evan Sharp For Against Management
1c Elect Director Andrea Wishom For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PLANET FITNESS, INC.
Ticker: PLNT Security ID: 72703H101
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Rondeau For For Management
1.2 Elect Director Frances Rathke For For Management
1.3 Elect Director Bernard Acoca For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PLAYTIKA HOLDING CORP.
Ticker: PLTK Security ID: 72815L107
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Antokol For For Management
1.2 Elect Director Marc Beilinson For For Management
1.3 Elect Director Tian Lin For Withhold Management
1.4 Elect Director Wei Liu For For Management
1.5 Elect Director Bing Yuan For Withhold Management
2 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PLURALSIGHT, INC.
Ticker: PS Security ID: 72941B106
Meeting Date: MAR 09, 2021 Meeting Type: Proxy Contest
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1 Approve Merger Agreement For Did Not Vote Management
2 Adjourn Meeting For Did Not Vote Management
3 Advisory Vote on Golden Parachutes For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Approve Merger Agreement Against Against Management
2 Adjourn Meeting Against Against Management
3 Advisory Vote on Golden Parachutes Against Abstain Management
--------------------------------------------------------------------------------
POLARIS INC.
Ticker: PII Security ID: 731068102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin M. Farr For For Management
1b Elect Director John P. Wiehoff For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POOL CORPORATION
Ticker: POOL Security ID: 73278L105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter D. Arvan For For Management
1b Elect Director Timothy M. Graven For For Management
1c Elect Director Debra S. Oler For For Management
1d Elect Director Manuel J. Perez de la For For Management
Mesa
1e Elect Director Harlan F. Seymour For For Management
1f Elect Director Robert C. Sledd For For Management
1g Elect Director John E. Stokely For For Management
1h Elect Director David G. Whalen For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PPD, INC.
Ticker: PPD Security ID: 69355F102
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Ensley For Withhold Management
1.2 Elect Director Maria Teresa Hilado For For Management
1.3 Elect Director David Simmons For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche as Auditors For For Management
--------------------------------------------------------------------------------
PRA HEALTH SCIENCES, INC.
Ticker: PRAH Security ID: 69354M108
Meeting Date: JUN 15, 2021 Meeting Type: Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PRIMERICA, INC.
Ticker: PRI Security ID: 74164M108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Addison, Jr. For For Management
1b Elect Director Joel M. Babbit For For Management
1c Elect Director P. George Benson For For Management
1d Elect Director C. Saxby Chambliss For For Management
1e Elect Director Gary L. Crittenden For For Management
1f Elect Director Cynthia N. Day For For Management
1g Elect Director Sanjeev Dheer For For Management
1h Elect Director Beatriz R. Perez For For Management
1i Elect Director D. Richard Williams For For Management
1j Elect Director Glenn J. Williams For For Management
1k Elect Director Barbara A. Yastine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
PROOFPOINT, INC.
Ticker: PFPT Security ID: 743424103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dana Evan For For Management
1b Elect Director Kristen Gil For For Management
1c Elect Director Gary Steele For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PTC INC.
Ticker: PTC Security ID: 69370C100
Meeting Date: FEB 10, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janice Chaffin For For Management
1.2 Elect Director Phillip Fernandez For For Management
1.3 Elect Director James Heppelmann For For Management
1.4 Elect Director Klaus Hoehn For For Management
1.5 Elect Director Paul Lacy For For Management
1.6 Elect Director Corinna Lathan For For Management
1.7 Elect Director Blake Moret For For Management
1.8 Elect Director Robert Schechter For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PURE STORAGE, INC.
Ticker: PSTG Security ID: 74624M102
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Rothschild For For Management
1.2 Elect Director Anita Sands For Withhold Management
1.3 Elect Director Susan Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earl C. (Duke) Austin, For For Management
Jr.
1.2 Elect Director Doyle N. Beneby For For Management
1.3 Elect Director Vincent D. Foster For For Management
1.4 Elect Director Bernard Fried For For Management
1.5 Elect Director Worthing F. Jackman For For Management
1.6 Elect Director David M. McClanahan For For Management
1.7 Elect Director Margaret B. Shannon For For Management
1.8 Elect Director Pat Wood, III For For Management
1.9 Elect Director Martha B. Wyrsch For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
QUIDEL CORPORATION
Ticker: QDEL Security ID: 74838J101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas C. Bryant For For Management
1.2 Elect Director Kenneth F. Buechler For For Management
1.3 Elect Director Edward L. Michael For For Management
1.4 Elect Director Kathy P. Ordonez For For Management
1.5 Elect Director Mary Lake Polan For For Management
1.6 Elect Director Ann D. Rhoads For For Management
1.7 Elect Director Charles P. Slacik For For Management
1.8 Elect Director Matthew W. Strobeck For For Management
1.9 Elect Director Kenneth J. Widder For For Management
1.10 Elect Director Joseph D. Wilkins, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REALPAGE, INC.
Ticker: RP Security ID: 75606N109
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
REATA PHARMACEUTICALS, INC.
Ticker: RETA Security ID: 75615P103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. McClellan, For Withhold Management
Jr.
1.2 Elect Director William E. Rose For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD.
Ticker: RNR Security ID: G7496G103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian G. J. Gray For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Kevin J. O'Donnell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
REPLIGEN CORPORATION
Ticker: RGEN Security ID: 759916109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Tony J. Hunt For For Management
1B Elect Director Karen A. Dawes For For Management
1C Elect Director Nicolas M. Barthelemy For For Management
1D Elect Director Carrie Eglinton Manner For For Management
1E Elect Director Rohin Mhatre For For Management
1F Elect Director Glenn P. Muir For For Management
1G Elect Director Thomas F. Ryan, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RESMED INC.
Ticker: RMD Security ID: 761152107
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Karen Drexler For For Management
1b Elect Director Michael Farrell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REYNOLDS CONSUMER PRODUCTS INC.
Ticker: REYN Security ID: 76171L106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Degnan For Withhold Management
1b Elect Director Helen Golding For Withhold Management
1c Elect Director Allen Hugli For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RINGCENTRAL, INC.
Ticker: RNG Security ID: 76680R206
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vladimir Shmunis For For Management
1.2 Elect Director Kenneth Goldman For For Management
1.3 Elect Director Michelle McKenna For For Management
1.4 Elect Director Robert Theis For For Management
1.5 Elect Director Allan Thygesen For For Management
1.6 Elect Director Neil Williams For For Management
1.7 Elect Director Mignon Clyburn For For Management
1.8 Elect Director Arne Duncan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
A1 Elect Director William P. Gipson For For Management
A2 Elect Director J. Phillip Holloman For For Management
A3 Elect Director Steven R. Kalmanson For For Management
A4 Elect Director Lawrence D. Kingsley For For Management
A5 Elect Director Lisa A. Payne For For Management
B Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
C Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ROKU, INC.
Ticker: ROKU Security ID: 77543R102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ravi Ahuja For Withhold Management
1b Elect Director Mai Fyfield For For Management
1c Elect Director Laurie Simon Hodrick For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ROLLINS, INC.
Ticker: ROL Security ID: 775711104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary W. Rollins For For Management
1.2 Elect Director Harry J. Cynkus For For Management
1.3 Elect Director Pamela R. Rollins For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ROYAL GOLD, INC.
Ticker: RGLD Security ID: 780287108
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fabiana Chubbs For For Management
1b Elect Director Kevin McArthur For For Management
1c Elect Director Sybil Veenman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ROYALTY PHARMA PLC
Ticker: RPRX Security ID: G7709Q104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pablo Legorreta For Against Management
1b Elect Director Henry Fernandez For For Management
1c Elect Director Bonnie Bassler For For Management
1d Elect Director Errol De Souza For Against Management
1e Elect Director Catherine Engelbert For For Management
1f Elect Director William Ford For For Management
1g Elect Director M. Germano Giuliani For For Management
1h Elect Director Ted Love For For Management
1i Elect Director Gregory Norden For For Management
1j Elect Director Rory Riggs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young as Auditors For For Management
5 Accept Financial Statements and For For Management
Statutory Reports
6 Approve Remuneration Policy For For Management
7 Approve Remuneration Report For For Management
8 Ratify Ernst & Young as U.K. Statutory For For Management
Auditors
9 Authorise Board to Fix Remuneration of For For Management
Auditors
--------------------------------------------------------------------------------
RPM INTERNATIONAL INC.
Ticker: RPM Security ID: 749685103
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julie A. Lagacy For For Management
1.2 Elect Director Robert A. Livingston For For Management
1.3 Elect Director Frederick R. Nance For For Management
1.4 Elect Director William B. Summers, Jr. For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SAGE THERAPEUTICS, INC.
Ticker: SAGE Security ID: 78667J108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth (Liz) Barrett For For Management
1.2 Elect Director Geno Germano For Withhold Management
1.3 Elect Director Steven Paul For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Barry For For Management
1.2 Elect Director M. Kathleen Behrens For For Management
1.3 Elect Director Claude Nicaise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
Ticker: SAIC Security ID: 808625107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Bedingfield For For Management
1b Elect Director Carol A. Goode For For Management
1c Elect Director Garth N. Graham For For Management
1d Elect Director John J. Hamre For For Management
1e Elect Director Yvette M. Kanouff For For Management
1f Elect Director Nazzic S. Keene For For Management
1g Elect Director Timothy J. Mayopoulos For For Management
1h Elect Director Katharina G. McFarland For For Management
1i Elect Director Donna S. Morea For For Management
1j Elect Director Steven R. Shane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEAGEN INC.
Ticker: SGEN Security ID: 81181C104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Felix J. Baker For For Management
1b Elect Director Clay B. Siegall For For Management
1c Elect Director Nancy A. Simonian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Gary M. Rodkin For For Management
1g Elect Director Stefan M. Selig For For Management
1h Elect Director Daniel C. Smith For For Management
1i Elect Director J. Albert Smith, Jr. For For Management
1j Elect Director Marta R. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC.
Ticker: SIRI Security ID: 82968B103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Blau For For Management
1.2 Elect Director Eddy W. Hartenstein For For Management
1.3 Elect Director Robin P. Hickenlooper For For Management
1.4 Elect Director James P. Holden For For Management
1.5 Elect Director Gregory B. Maffei For Withhold Management
1.6 Elect Director Evan D. Malone For For Management
1.7 Elect Director James E. Meyer For Withhold Management
1.8 Elect Director Jonelle Procope For For Management
1.9 Elect Director Michael Rapino For For Management
1.10 Elect Director Kristina M. Salen For For Management
1.11 Elect Director Carl E. Vogel For For Management
1.12 Elect Director Jennifer C. Witz For For Management
1.13 Elect Director David M. Zaslav For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SLACK TECHNOLOGIES, INC.
Ticker: WORK Security ID: 83088V102
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul G. Child For For Management
1b Elect Director Mary Carter Warren For For Management
Franke
1c Elect Director Marianne M. Keler For For Management
1d Elect Director Mark L. Lavelle For For Management
1e Elect Director Ted Manvitz For For Management
1f Elect Director Jim Matheson For For Management
1g Elect Director Frank C. Puleo For For Management
1h Elect Director Vivian C. Schneck-Last For For Management
1i Elect Director William N. Shiebler For For Management
1j Elect Director Robert S. Strong For For Management
1k Elect Director Jonathan W. Witter For For Management
1l Elect Director Kirsten O. Wolberg For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SMARTSHEET INC.
Ticker: SMAR Security ID: 83200N103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alissa Abdullah For For Management
1.2 Elect Director Brent Frei For Withhold Management
1.3 Elect Director Michael Gregoire For For Management
1.4 Elect Director Rowan Trollope For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC.
Ticker: SEDG Security ID: 83417M104
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nadav Zafrir For For Management
1b Elect Director Avery More For Against Management
1c Elect Director Zivi Lando For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOTERA HEALTH COMPANY
Ticker: SHC Security ID: 83601L102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Constantine S. Mihas For Against Management
1b Elect Director James C. Neary For Against Management
1c Elect Director Michael B. Petras, Jr. For Against Management
1d Elect Director David E. Wheadon For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sara Baack For For Management
1b Elect Director Sean Boyle For For Management
1c Elect Director Douglas Merritt For For Management
1d Elect Director Graham Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY SA
Ticker: SPOT Security ID: L8681T102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Directors For For Management
4a Elect Daniel Ek as A Director For For Management
4b Elect Martin Lorentzon as A Director For For Management
4c Elect Shishir Samir Mehrotra as A For For Management
Director
4d Elect Christopher Marshall as B For For Management
Director
4e Elect Barry McCarthy as B Director For For Management
4f Elect Heidi O'Neill as B Director For For Management
4g Elect Ted Sarandos as B Director For For Management
4h Elect Thomas Owen Staggs as B Director For For Management
4i Elect Cristina Mayville Stenbeck as B For For Management
Director
4j Elect Mona Sutphen as B Director For For Management
4k Elect Padmasree Warrior as B Director For For Management
5 Appoint Ernst & Young S.A. as Auditor For For Management
6 Approve Remuneration of Directors For Against Management
7 Approve Share Repurchase For For Management
8 Authorize Guy Harles and Alexandre For For Management
Gobert to Execute and Deliver, and
with Full Power of Substitution, Any
Documents Necessary or Useful in
Connection with the Annual Filing and
Registration Required by the
Luxembourg Laws
--------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC.
Ticker: SFM Security ID: 85208M102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Fortunato For For Management
1.2 Elect Director Lawrence ("Chip") P. For For Management
Molloy
1.3 Elect Director Joseph D. O'Leary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC.
Ticker: SSNC Security ID: 78467J100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jonathan E. Michael For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STERIS PLC
Ticker: STE Security ID: G8473T100
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard C. Breeden For For Management
1b Elect Director Cynthia L. Feldmann For For Management
1c Elect Director Jacqueline B. Kosecoff For For Management
1d Elect Director David B. Lewis For For Management
1e Elect Director Walter M Rosebrough, Jr. For For Management
1f Elect Director Nirav R. Shah For For Management
1g Elect Director Mohsen M. Sohi For For Management
1h Elect Director Richard M. Steeves For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Appoint Ernst & Young Chartered For For Management
Accountants as Irish Statutory Auditor
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STONECO LTD.
Ticker: STNE Security ID: G85158106
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andre Street For Withhold Management
1.2 Elect Director Eduardo Cunha Monnerat For Withhold Management
Solon de Pontes
1.3 Elect Director Roberto Moses Thompson For For Management
Motta
1.4 Elect Director Thomas A. Patterson For Withhold Management
1.5 Elect Director Ali Mazanderani For For Management
1.6 Elect Director Silvio Jose Morais For For Management
1.7 Elect Director Luciana Ibiapina Lira For For Management
Aguiar
2 Accept Financial Statements and For For Management
Statutory Reports
--------------------------------------------------------------------------------
SWITCH, INC.
Ticker: SWCH Security ID: 87105L104
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rob Roy For For Management
1.2 Elect Director Angela Archon For For Management
1.3 Elect Director Liane Pelletier For For Management
1.4 Elect Director Zareh Sarrafian For For Management
1.5 Elect Director Kim Sheehy For For Management
1.6 Elect Director Donald D. Snyder For Withhold Management
1.7 Elect Director Tom Thomas For For Management
1.8 Elect Director Bryan Wolf For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SYNEOS HEALTH, INC.
Ticker: SYNH Security ID: 87166B102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Allen For For Management
1b Elect Director Linda A. Harty For For Management
1c Elect Director Alistair Macdonald For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SYNOPSYS, INC.
Ticker: SNPS Security ID: 871607107
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aart J. de Geus For For Management
1b Elect Director Chi-Foon Chan For For Management
1c Elect Director Janice D. Chaffin For For Management
1d Elect Director Bruce R. Chizen For For Management
1e Elect Director Mercedes Johnson For For Management
1f Elect Director Chrysostomos L. "Max" For For Management
Nikias
1g Elect Director Jeannine P. Sargent For For Management
1h Elect Director John Schwarz For For Management
1i Elect Director Roy Vallee For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Bartlett For For Management
1b Elect Director Mary K. Bush For For Management
1c Elect Director Dina Dublon For For Management
1d Elect Director Freeman A. Hrabowski, For For Management
III
1e Elect Director Robert F. MacLellan For For Management
1f Elect Director Olympia J. Snowe For For Management
1g Elect Director Robert J. Stevens For For Management
1h Elect Director William J. Stromberg For For Management
1i Elect Director Richard R. Verma For For Management
1j Elect Director Sandra S. Wijnberg For For Management
1k Elect Director Alan D. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on and Assess Proxy Voting Against Against Shareholder
Policies in Relation to Climate Change
Position
--------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO Security ID: 874054109
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Strauss Zelnick For For Management
1.2 Elect Director Michael Dornemann For For Management
1.3 Elect Director J Moses For For Management
1.4 Elect Director Michael Sheresky For For Management
1.5 Elect Director LaVerne Srinivasan For For Management
1.6 Elect Director Susan Tolson For For Management
1.7 Elect Director Paul Viera For For Management
1.8 Elect Director Roland Hernandez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TANDEM DIABETES CARE, INC.
Ticker: TNDM Security ID: 875372203
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dick P. Allen For For Management
1b Elect Director Rebecca B. Robertson For For Management
1c Elect Director Rajwant "Raj" S. Sodhi For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher Bischoff For For Management
1b Elect Director Karen L. Daniel For For Management
1c Elect Director Sandra L. Fenwick For For Management
1d Elect Director William H. Frist For For Management
1e Elect Director Jason Gorevic For For Management
1f Elect Director Catherine A. Jacobson For For Management
1g Elect Director Thomas G. McKinley For For Management
1h Elect Director Kenneth H. Paulus For For Management
1i Elect Director David Shedlarz For For Management
1j Elect Director Mark Douglas Smith For For Management
1k Elect Director David B. Snow, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TELEFLEX INCORPORATED
Ticker: TFX Security ID: 879369106
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Candace H. Duncan For For Management
1b Elect Director Stephen K. Klasko For For Management
1c Elect Director Stuart A. Randle For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
TEMPUR SEALY INTERNATIONAL, INC.
Ticker: TPX Security ID: 88023U101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Evelyn S. Dilsaver For For Management
1b Elect Director Cathy R. Gates For For Management
1c Elect Director John A. Heil For For Management
1d Elect Director Jon L. Luther For For Management
1e Elect Director Richard W. Neu For For Management
1f Elect Director Scott L. Thompson For For Management
1g Elect Director Robert B. Trussell, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TERADATA CORPORATION
Ticker: TDC Security ID: 88076W103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lisa R. Bacus For For Management
1b Elect Director Timothy C.K. Chou For For Management
1c Elect Director John G. Schwarz For For Management
1d Elect Director Stephen McMillan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Bradley For For Management
1b Elect Director Edwin J. Gillis For For Management
1c Elect Director Timothy E. Guertin For For Management
1d Elect Director Peter Herweck For For Management
1e Elect Director Mark E. Jagiela For For Management
1f Elect Director Mercedes Johnson For For Management
1g Elect Director Marilyn Matz For For Management
1h Elect Director Paul J. Tufano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Reduce Supermajority Vote Requirement For For Management
to Approve Merger, Share Exchanges and
Substantial Sales of Company Asset
4 Provide Right to Act by Written Consent For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Omnibus Stock Plan For For Management
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE AZEK COMPANY INC.
Ticker: AZEK Security ID: 05478C105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sallie B. Bailey For Withhold Management
1.2 Elect Director Ashfaq Qadri For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC.
Ticker: SAM Security ID: 100557107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meghan V. Joyce For Withhold Management
1.2 Elect Director Michael Spillane For Withhold Management
1.3 Elect Director Jean-Michel Valette For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE CARLYLE GROUP INC.
Ticker: CG Security ID: 14316J108
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. D'Aniello For Withhold Management
1.2 Elect Director Peter J. Clare For For Management
1.3 Elect Director Thomas S. Robertson For For Management
1.4 Elect Director William J. Shaw For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE CLOROX COMPANY
Ticker: CLX Security ID: 189054109
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amy Banse For For Management
1.2 Elect Director Richard H. Carmona For For Management
1.3 Elect Director Benno Dorer For For Management
1.4 Elect Director Spencer C. Fleischer For For Management
1.5 Elect Director Esther Lee For For Management
1.6 Elect Director A.D. David Mackay For For Management
1.7 Elect Director Paul Parker For For Management
1.8 Elect Director Linda Rendle For For Management
1.9 Elect Director Matthew J. Shattock For For Management
1.10 Elect Director Kathryn Tesija For For Management
1.11 Elect Director Pamela Thomas-Graham For For Management
1.12 Elect Director Russell J. Weiner For For Management
1.13 Elect Director Christopher J. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
--------------------------------------------------------------------------------
THE COOPER COMPANIES, INC.
Ticker: COO Security ID: 216648402
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen E. Jay For For Management
1.2 Elect Director William A. Kozy For For Management
1.3 Elect Director Jody S. Lindell For For Management
1.4 Elect Director Teresa S. Madden For For Management
1.5 Elect Director Gary S. Petersmeyer For For Management
1.6 Elect Director Robert S. Weiss For For Management
1.7 Elect Director Albert G. White, III For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HERSHEY COMPANY
Ticker: HSY Security ID: 427866108
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela M. Arway For For Management
1.2 Elect Director James W. Brown For Withhold Management
1.3 Elect Director Michele G. Buck For For Management
1.4 Elect Director Victor L. Crawford For For Management
1.5 Elect Director Robert M. Dutkowsky For For Management
1.6 Elect Director Mary Kay Haben For Withhold Management
1.7 Elect Director James C. Katzman For Withhold Management
1.8 Elect Director M. Diane Koken For For Management
1.9 Elect Director Robert M. Malcolm For For Management
1.10 Elect Director Anthony J. Palmer For Withhold Management
1.11 Elect Director Juan R. Perez For For Management
1.12 Elect Director Wendy L. Schoppert For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY
Ticker: SMG Security ID: 810186106
Meeting Date: JAN 25, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Kelly, Jr. For For Management
1.2 Elect Director Peter E. Shumlin For For Management
1.3 Elect Director John R. Vines For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE TORO COMPANY
Ticker: TTC Security ID: 891092108
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet K. Cooper For For Management
1.2 Elect Director Gary L. Ellis For For Management
1.3 Elect Director Michael G. Vale For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE TRADE DESK, INC.
Ticker: TTD Security ID: 88339J105
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Change the Conditions for the For Against Management
Conversion of All Outstanding Shares
of Class B Common Stock Into Class A
Common Stock
2 Provide Right to Act by Written Consent For Against Management
3 Provide Right to Call Special Meeting For Against Management
4 Provide that Class A Common Stock Will For Against Management
Be Entitled to Elect One Director if
the Total Number of Directors is Eight
or Fewer or Two Directors if the Total
Number of Directors is Nine or Greater
5 Approve New Bylaws For Against Management
6 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
THE TRADE DESK, INC.
Ticker: TTD Security ID: 88339J105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Pickles For For Management
1.2 Elect Director Gokul Rajaram For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE WENDY'S COMPANY
Ticker: WEN Security ID: 95058W100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nelson Peltz For For Management
1.2 Elect Director Peter W. May For For Management
1.3 Elect Director Kristin A. Dolan For For Management
1.4 Elect Director Kenneth W. Gilbert For For Management
1.5 Elect Director Dennis M. Kass For For Management
1.6 Elect Director Joseph A. Levato For For Management
1.7 Elect Director Michelle "Mich" J. For For Management
Mathews-Spradlin
1.8 Elect Director Matthew H. Peltz For For Management
1.9 Elect Director Todd A. Penegor For For Management
1.10 Elect Director Peter H. Rothschild For For Management
1.11 Elect Director Arthur B. Winkleblack For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risks in For For Shareholder
Operations and Supply Chain
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin I. Cole For For Management
1b Elect Director Hikmet Ersek For For Management
1c Elect Director Richard A. Goodman For For Management
1d Elect Director Betsy D. Holden For For Management
1e Elect Director Jeffrey A. Joerres For For Management
1f Elect Director Michael A. Miles, Jr. For For Management
1g Elect Director Timothy P. Murphy For For Management
1h Elect Director Joyce A. Phillips For For Management
1i Elect Director Jan Siegmund For For Management
1j Elect Director Angela A. Sun For For Management
1k Elect Director Solomon D. Trujillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY
Ticker: TSCO Security ID: 892356106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia T. Jamison For For Management
1.2 Elect Director Joy Brown For For Management
1.3 Elect Director Ricardo Cardenas For For Management
1.4 Elect Director Denise L. Jackson For For Management
1.5 Elect Director Thomas A. Kingsbury For For Management
1.6 Elect Director Ramkumar Krishnan For For Management
1.7 Elect Director Edna K. Morris For For Management
1.8 Elect Director Mark J. Weikel For For Management
1.9 Elect Director Harry A. Lawton, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
TRADEWEB MARKETS INC.
Ticker: TW Security ID: 892672106
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paula Madoff For Withhold Management
1.2 Elect Director Thomas Pluta For Withhold Management
1.3 Elect Director Brian West For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED
Ticker: TDG Security ID: 893641100
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Barr For For Management
1.2 Elect Director Mervin Dunn For Withhold Management
1.3 Elect Director Michael S. Graff For Withhold Management
1.4 Elect Director Sean P. Hennessy For Withhold Management
1.5 Elect Director W. Nicholas Howley For For Management
1.6 Elect Director Raymond F. Laubenthal For For Management
1.7 Elect Director Gary E. McCullough For For Management
1.8 Elect Director Michele Santana For For Management
1.9 Elect Director Robert J. Small For Withhold Management
1.10 Elect Director John Staer For For Management
1.11 Elect Director Kevin Stein For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRANSUNION
Ticker: TRU Security ID: 89400J107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William P. (Billy) For For Management
Bosworth
1b Elect Director Suzanne P. Clark For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Russell P. Fradin For For Management
1e Elect Director Pamela A. Joseph For For Management
1f Elect Director Thomas L. Monahan, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TREX COMPANY, INC.
Ticker: TREX Security ID: 89531P105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Cline For For Management
1.2 Elect Director Bryan H. Fairbanks For For Management
1.3 Elect Director Gena C. Lovett For For Management
1.4 Elect Director Patricia B. Robinson For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TWILIO INC.
Ticker: TWLO Security ID: 90138F102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Lawson For For Management
1.2 Elect Director Byron Deeter For Withhold Management
1.3 Elect Director Jeffrey Epstein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC.
Ticker: TYL Security ID: 902252105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glenn A. Carter For For Management
1b Elect Director Brenda A. Cline For For Management
1c Elect Director Ronnie D. Hawkins, Jr. For For Management
1d Elect Director Mary L. Landrieu For For Management
1e Elect Director John S. Marr, Jr. For For Management
1f Elect Director H. Lynn Moore, Jr. For For Management
1g Elect Director Daniel M. Pope For For Management
1h Elect Director Dustin R. Womble For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UBIQUITI INC.
Ticker: UI Security ID: 90353W103
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert J. Pera For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ULTA BEAUTY, INC.
Ticker: ULTA Security ID: 90384S303
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine A. Halligan For For Management
1.2 Elect Director David C. Kimbell For For Management
1.3 Elect Director George R. Mrkonic For For Management
1.4 Elect Director Lorna E. Nagler For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITY SOFTWARE INC.
Ticker: U Security ID: 91332U101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For For Management
1.2 Elect Director David Helgason For For Management
1.3 Elect Director John Riccitiello For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION
Ticker: OLED Security ID: 91347P105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven V. Abramson For For Management
1b Elect Director Cynthia J. Comparin For For Management
1c Elect Director Richard C. Elias For For Management
1d Elect Director Elizabeth H. Gemmill For For Management
1e Elect Director C. Keith Hartley For For Management
1f Elect Director Celia M. Joseph For For Management
1g Elect Director Lawrence Lacerte For For Management
1h Elect Director Sidney D. Rosenblatt For For Management
1i Elect Director Sherwin I. Seligsohn For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UPSTART HOLDINGS, INC.
Ticker: UPST Security ID: 91680M107
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Girouard For Withhold Management
1.2 Elect Director Hilliard C. Terry, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VAIL RESORTS, INC.
Ticker: MTN Security ID: 91879Q109
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Decker For For Management
1b Elect Director Robert A. Katz For For Management
1c Elect Director Nadia Rawlinson For For Management
1d Elect Director John T. Redmond For For Management
1e Elect Director Michele Romanow For For Management
1f Elect Director Hilary A. Schneider For For Management
1g Elect Director D. Bruce Sewell For For Management
1h Elect Director John F. Sorte For For Management
1i Elect Director Peter A. Vaughn For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Abstain Management
--------------------------------------------------------------------------------
VEEVA SYSTEMS INC.
Ticker: VEEV Security ID: 922475108
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion to Delaware Public For For Management
Benefit Corporation
2 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
VEEVA SYSTEMS INC.
Ticker: VEEV Security ID: 922475108
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Carges For For Management
1b Elect Director Paul E. Chamberlain For For Management
1c Elect Director Ronald E.F. Codd For For Management
1d Elect Director Peter P. Gassner For For Management
1e Elect Director Mary Lynne Hedley For For Management
1f Elect Director Gordon Ritter For For Management
1g Elect Director Paul Sekhri For For Management
1h Elect Director Matthew J. Wallach For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Provide Right to Call Special Meeting For For Management
6 Provide Right to Call a Special Against Against Shareholder
Meeting at a 15 Percent Ownership
Threshold
--------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director Yehuda Ari Buchalter For For Management
1.3 Elect Director Kathleen A. Cote For For Management
1.4 Elect Director Thomas F. Frist, III For For Management
1.5 Elect Director Jamie S. Gorelick For For Management
1.6 Elect Director Roger H. Moore For For Management
1.7 Elect Director Louis A. Simpson For For Management
1.8 Elect Director Timothy Tomlinson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
VERISK ANALYTICS, INC.
Ticker: VRSK Security ID: 92345Y106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel G. Liss For For Management
1b Elect Director Bruce E. Hansen For For Management
1c Elect Director Therese M. Vaughan For For Management
1d Elect Director Kathleen A. Hogenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VERTIV HOLDINGS CO.
Ticker: VRT Security ID: 92537N108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Cote For For Management
1b Elect Director Rob Johnson For For Management
1c Elect Director Joseph van Dokkum For Against Management
1d Elect Director Roger Fradin For For Management
1e Elect Director Jacob Kotzubei For For Management
1f Elect Director Matthew Louie For For Management
1g Elect Director Edward L. Monser For For Management
1h Elect Director Steven S. Reinemund For For Management
1i Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Amend Certificate of Incorporation For For Management
--------------------------------------------------------------------------------
VIRTU FINANCIAL, INC.
Ticker: VIRT Security ID: 928254101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virginia Gambale For For Management
1.2 Elect Director John D. Nixon For Withhold Management
1.3 Elect Director David J. Urban For For Management
1.4 Elect Director Michael T. Viola For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VROOM, INC.
Ticker: VRM Security ID: 92918V109
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Mylod, Jr. For For Management
1.2 Elect Director Scott A. Dahnke For Withhold Management
1.3 Elect Director Michael J. Farello For For Management
1.4 Elect Director Paul J. Hennessy For For Management
1.5 Elect Director Laura W. Lang For For Management
1.6 Elect Director Laura G. O'Shaughnessy For For Management
1.7 Elect Director Paula B. Pretlow For For Management
1.8 Elect Director Frederick O. Terrell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Adkins For For Management
1.2 Elect Director Brian P. Anderson For For Management
1.3 Elect Director V. Ann Hailey For For Management
1.4 Elect Director Katherine D. Jaspon For For Management
1.5 Elect Director Stuart L. Levenick For For Management
1.6 Elect Director D.G. Macpherson For For Management
1.7 Elect Director Neil S. Novich For For Management
1.8 Elect Director Beatriz R. Perez For For Management
1.9 Elect Director Michael J. Roberts For For Management
1.10 Elect Director E. Scott Santi For For Management
1.11 Elect Director Susan Slavik Williams For For Management
1.12 Elect Director Lucas E. Watson For For Management
1.13 Elect Director Steven A. White For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WATERS CORPORATION
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Udit Batra For For Management
1.2 Elect Director Linda Baddour For For Management
1.3 Elect Director Michael J. Berendt For For Management
1.4 Elect Director Edward Conard For For Management
1.5 Elect Director Gary E. Hendrickson For For Management
1.6 Elect Director Pearl S. Huang For For Management
1.7 Elect Director Christopher A. Kuebler For For Management
1.8 Elect Director Flemming Ornskov For For Management
1.9 Elect Director Thomas P. Salice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WAYFAIR INC.
Ticker: W Security ID: 94419L101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Niraj Shah For Abstain Management
1b Elect Director Steven Conine For Abstain Management
1c Elect Director Michael Choe For For Management
1d Elect Director Andrea Jung For Abstain Management
1e Elect Director Michael Kumin For Abstain Management
1f Elect Director Jeffrey Naylor For For Management
1g Elect Director Anke Schaferkordt For For Management
1h Elect Director Michael E. Sneed For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC.
Ticker: WST Security ID: 955306105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Buthman For For Management
1b Elect Director William F. Feehery For For Management
1c Elect Director Robert F. Friel For For Management
1d Elect Director Eric M. Green For For Management
1e Elect Director Thomas W. Hofmann For For Management
1f Elect Director Deborah L. V. Keller For For Management
1g Elect Director Myla P. Lai-Goldman For For Management
1h Elect Director Douglas A. Michels For For Management
1i Elect Director Paolo Pucci For For Management
1j Elect Director Patrick J. Zenner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WEX INC.
Ticker: WEX Security ID: 96208T104
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy Altobello For For Management
1.2 Elect Director Bhavana Bartholf For For Management
1.3 Elect Director Derrick Roman For For Management
1.4 Elect Director Regina O. Sommer For For Management
1.5 Elect Director Jack VanWoerkom For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC.
Ticker: WSM Security ID: 969904101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura Alber For For Management
1.2 Elect Director Esi Eggleston Bracey For For Management
1.3 Elect Director Scott Dahnke For For Management
1.4 Elect Director Anne Mulcahy For For Management
1.5 Elect Director William Ready For For Management
1.6 Elect Director Sabrina Simmons For For Management
1.7 Elect Director Frits van Paasschen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC.
Ticker: WWE Security ID: 98156Q108
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent K. McMahon For Withhold Management
1.2 Elect Director Stephanie McMahon For Withhold Management
Levesque
1.3 Elect Director Paul "Triple H" Levesque For For Management
1.4 Elect Director Stuart U. Goldfarb For Withhold Management
1.5 Elect Director Laureen Ong For Withhold Management
1.6 Elect Director Robyn W. Peterson For Withhold Management
1.7 Elect Director Frank A. Riddick, III For For Management
1.8 Elect Director Man Jit Singh For For Management
1.9 Elect Director Jeffrey R. Speed For For Management
1.10 Elect Director Alan M. Wexler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC.
Ticker: WWE Security ID: 98156Q108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent K. McMahon For Withhold Management
1.2 Elect Director Nick Khan For For Management
1.3 Elect Director Stephanie McMahon For For Management
Levesque
1.4 Elect Director Paul Levesque For For Management
1.5 Elect Director Steve Koonin For For Management
1.6 Elect Director Erika Nardini For For Management
1.7 Elect Director Laureen Ong For Withhold Management
1.8 Elect Director Steve Pamon For For Management
1.9 Elect Director Frank A. Riddick, III For For Management
1.10 Elect Director Connor Schell For For Management
1.11 Elect Director Man Jit Singh For For Management
1.12 Elect Director Jeffrey R. Speed For For Management
1.13 Elect Director Alan M. Wexler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy S. Atkins For For Management
1.2 Elect Director Matthew O. Maddox For For Management
1.3 Elect Director Philip G. Satre For For Management
1.4 Elect Director Darnell O. Strom For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Segers For For Management
1.2 Elect Director Raman K. Chitkara For For Management
1.3 Elect Director Saar Gillai For For Management
1.4 Elect Director Ronald S. Jankov For For Management
1.5 Elect Director Mary Louise Krakauer For For Management
1.6 Elect Director Thomas H. Lee For For Management
1.7 Elect Director Jon A. Olson For For Management
1.8 Elect Director Victor Peng For For Management
1.9 Elect Director Elizabeth W. Vanderslice For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
XPO LOGISTICS, INC.
Ticker: XPO Security ID: 983793100
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brad Jacobs For For Management
1.2 Elect Director Gena Ashe For For Management
1.3 Elect Director Marlene Colucci For For Management
1.4 Elect Director AnnaMaria DeSalva For For Management
1.5 Elect Director Michael Jesselson For For Management
1.6 Elect Director Adrian Kingshott For For Management
1.7 Elect Director Jason Papastavrou For For Management
1.8 Elect Director Oren Shaffer For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Require Independent Board Chair Against For Shareholder
6 Limit Accelerated Vesting of Equity Against For Shareholder
Awards Upon a Change in Control
--------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC.
Ticker: YUMC Security ID: 98850P109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred Hu For For Management
1b Elect Director Joey Wat For For Management
1c Elect Director Peter A. Bassi For For Management
1d Elect Director Edouard Ettedgui For For Management
1e Elect Director Cyril Han For For Management
1f Elect Director Louis T. Hsieh For For Management
1g Elect Director Ruby Lu For For Management
1h Elect Director Zili Shao For For Management
1i Elect Director William Wang For For Management
1j Elect Director Min (Jenny) Zhang For For Management
2 Ratify KPMG Huazhen LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION
Ticker: ZBRA Security ID: 989207105
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chirantan "CJ" Desai For For Management
1.2 Elect Director Richard L. Keyser For For Management
1.3 Elect Director Ross W. Manire For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ZENDESK, INC.
Ticker: ZEN Security ID: 98936J101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Archana Agrawal For For Management
1b Elect Director Hilarie Koplow-McAdams For For Management
1c Elect Director Michelle Wilson For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZILLOW GROUP, INC.
Ticker: Z Security ID: 98954M101
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erik Blachford For For Management
1.2 Elect Director Gordon Stephenson For For Management
1.3 Elect Director Claire Cormier Thielke For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ZSCALER, INC.
Ticker: ZS Security ID: 98980G102
Meeting Date: JAN 06, 2021 Meeting Type: Annual
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jagtar (Jay) Chaudhry For Withhold Management
1.2 Elect Director Amit Sinha For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZYNGA INC.
Ticker: ZNGA Security ID: 98986T108
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Pincus For For Management
1b Elect Director Frank Gibeau For For Management
1c Elect Director Regina E. Dugan For For Management
1d Elect Director William "Bing" Gordon For For Management
1e Elect Director Louis J. Lavigne, Jr. For For Management
1f Elect Director Carol G. Mills For For Management
1g Elect Director Janice M. Roberts For For Management
1h Elect Director Ellen F. Siminoff For For Management
1i Elect Director Noel B. Watson, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
============== Voya RussellTM Mid Cap Index Portfolio ===============
10X GENOMICS, INC.
Ticker: TXG Security ID: 88025U109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bryan E. Roberts For For Management
1b Elect Director Kimberly J. Popovits For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
2U, INC.
Ticker: TWOU Security ID: 90214J101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Maeder For Withhold Management
1.2 Elect Director Christopher J. Paucek For For Management
1.3 Elect Director Gregory K. Peters For For Management
1.4 Elect Director Robert M. Stavis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
A. O. SMITH CORPORATION
Ticker: AOS Security ID: 831865209
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald D. Brown For Withhold Management
1.2 Elect Director Ilham Kadri For Withhold Management
1.3 Elect Director Idelle K. Wolf For For Management
1.4 Elect Director Gene C. Wulf For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ABIOMED, INC.
Ticker: ABMD Security ID: 003654100
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorothy E. Puhy For For Management
1.2 Elect Director Paul G. Thomas For For Management
1.3 Elect Director Christopher D. Van For For Management
Gorder
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC.
Ticker: ACHC Security ID: 00404A109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Perot Bissell For For Management
1b Elect Director Vicky B. Gregg For For Management
1c Elect Director Debra K. Osteen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen R. Biggar For For Management
1.2 Elect Director Julian C. Baker For For Management
1.3 Elect Director Daniel B. Soland For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACCELERON PHARMA INC.
Ticker: XLRN Security ID: 00434H108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Habib J. Dable For For Management
1b Elect Director Terrence C. Kearney For For Management
1c Elect Director Karen L. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACUITY BRANDS, INC.
Ticker: AYI Security ID: 00508Y102
Meeting Date: JAN 06, 2021 Meeting Type: Annual
Record Date: NOV 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil M. Ashe For For Management
1b Elect Director W. Patrick Battle For For Management
1c Elect Director Peter C. Browning For For Management
1d Elect Director G. Douglas Dillard, Jr. For For Management
1e Elect Director James H. Hance, Jr. For For Management
1f Elect Director Maya Leibman For For Management
1g Elect Director Laura G. O'Shaughnessy For For Management
1h Elect Director Dominic J. Pileggi For For Management
1i Elect Director Ray M. Robinson For For Management
1j Elect Director Mary A. Winston For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3a Eliminate Supermajority Vote For For Management
Requirement
3b Eliminate Supermajority Voting For For Management
Provision to Remove Directors
4 Provide Right to Call Special Meeting For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADAPTIVE BIOTECHNOLOGIES CORPORATION
Ticker: ADPT Security ID: 00650F109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michelle Griffin For For Management
1.2 Elect Director Peter Neupert For Withhold Management
1.3 Elect Director Leslie Trigg For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADT INC.
Ticker: ADT Security ID: 00090Q103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. DeVries For Against Management
1.2 Elect Director Tracey R. Griffin For For Management
1.3 Elect Director David C. Ryan For Against Management
1.4 Elect Director Lee J. Solomon For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC.
Ticker: AAP Security ID: 00751Y106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carla J. Bailo For For Management
1b Elect Director John F. Ferraro For For Management
1c Elect Director Thomas R. Greco For For Management
1d Elect Director Jeffrey J. Jones, II For For Management
1e Elect Director Eugene I. Lee, Jr. For For Management
1f Elect Director Sharon L. McCollam For For Management
1g Elect Director Douglas A. Pertz For For Management
1h Elect Director Nigel Travis For For Management
1i Elect Director Arthur L. Valdez, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
AECOM
Ticker: ACM Security ID: 00766T100
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley W. Buss For For Management
1.2 Elect Director Robert G. Card For For Management
1.3 Elect Director Diane C. Creel For For Management
1.4 Elect Director Jacqueline C. Hinman For For Management
1.5 Elect Director Lydia H. Kennard For For Management
1.6 Elect Director W. Troy Rudd For For Management
1.7 Elect Director Clarence T. Schmitz For For Management
1.8 Elect Director Douglas W. Stotlar For For Management
1.9 Elect Director Daniel R. Tishman For For Management
1.10 Elect Director Sander van't Noordende For For Management
1.11 Elect Director Janet C. Wolfenbarger For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Karen L. Alvingham For For Management
1b Elect Director Tracy A. Atkinson For For Management
1c Elect Director Dwight D. Churchill For For Management
1d Elect Director Jay C. Horgen For For Management
1e Elect Director Reuben Jeffery, III For For Management
1f Elect Director Felix V. Matos Rodriguez For For Management
1g Elect Director Tracy P. Palandjian For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AGCO CORPORATION
Ticker: AGCO Security ID: 001084102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy V. Armes For For Management
1.2 Elect Director Michael C. Arnold For For Management
1.3 Elect Director Sondra L. Barbour For For Management
1.4 Elect Director P. George Benson For For Management
1.5 Elect Director Suzanne P. Clark For For Management
1.6 Elect Director Bob De Lange For For Management
1.7 Elect Director Eric P. Hansotia For For Management
1.8 Elect Director George E. Minnich For For Management
1.9 Elect Director Mallika Srinivasan For For Management
1.10 Elect Director Matthew Tsien For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mala Anand For For Management
1.2 Elect Director Koh Boon Hwee For For Management
1.3 Elect Director Michael R. McMullen For For Management
1.4 Elect Director Daniel K. Podolsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kaye Foster For For Management
1.2 Elect Director Maykin Ho For For Management
1.3 Elect Director John M. Maraganore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AGNC INVESTMENT CORP.
Ticker: AGNC Security ID: 00123Q104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna J. Blank For For Management
1b Elect Director Morris A. Davis For For Management
1c Elect Director John D. Fisk For For Management
1d Elect Director Prue B. Larocca For For Management
1e Elect Director Paul E. Mullings For For Management
1f Elect Director Frances R. Spark For For Management
1g Elect Director Gary D. Kain For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AIR LEASE CORPORATION
Ticker: AL Security ID: 00912X302
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew J. Hart For For Management
1b Elect Director Cheryl Gordon Krongard For For Management
1c Elect Director Marshall O. Larsen For For Management
1d Elect Director Susan McCaw For For Management
1e Elect Director Robert A. Milton For For Management
1f Elect Director John L. Plueger For For Management
1g Elect Director Ian M. Saines For For Management
1h Elect Director Steven F. Udvar-Hazy For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon Bowen For For Management
1.2 Elect Director Marianne Brown For For Management
1.3 Elect Director Monte Ford For For Management
1.4 Elect Director Jill Greenthal For For Management
1.5 Elect Director Dan Hesse For For Management
1.6 Elect Director Tom Killalea For For Management
1.7 Elect Director Tom Leighton For For Management
1.8 Elect Director Jonathan Miller For For Management
1.9 Elect Director Madhu Ranganathan For For Management
1.10 Elect Director Ben Verwaayen For For Management
1.11 Elect Director Bill Wagner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALASKA AIR GROUP, INC.
Ticker: ALK Security ID: 011659109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patricia M. Bedient For For Management
1b Elect Director James A. Beer For For Management
1c Elect Director Raymond L. Conner For For Management
1d Elect Director Daniel K. Elwell For For Management
1e Elect Director Dhiren R. Fonseca For For Management
1f Elect Director Kathleen T. Hogan For For Management
1g Elect Director Jessie J. Knight, Jr. For For Management
1h Elect Director Susan J. Li For For Management
1i Elect Director Benito Minicucci For For Management
1j Elect Director Helvi K. Sandvik For For Management
1k Elect Director J. Kenneth Thompson For For Management
1l Elect Director Bradley D. Tilden For For Management
1m Elect Director Eric K. Yeaman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ALBEMARLE CORPORATION
Ticker: ALB Security ID: 012653101
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
2a Elect Director Mary Lauren Brlas For For Management
2b Elect Director J. Kent Masters, Jr. For For Management
2c Elect Director Glenda J. Minor For For Management
2d Elect Director James J. O'Brien For For Management
2e Elect Director Diarmuid B. O'Connell For For Management
2f Elect Director Dean L. Seavers For For Management
2g Elect Director Gerald A. Steiner For For Management
2h Elect Director Holly A. Van Deursen For For Management
2i Elect Director Alejandro D. Wolff For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For For Management
1.2 Elect Director Steven R. Hash For For Management
1.3 Elect Director James P. Cain For Against Management
1.4 Elect Director Maria C. Freire For For Management
1.5 Elect Director Jennifer Friel Goldstein For For Management
1.6 Elect Director Richard H. Klein For For Management
1.7 Elect Director Michael A. Woronoff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 11, 2021 Meeting Type: Special
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Dallas For For Management
1.2 Elect Director Joseph M. Hogan For For Management
1.3 Elect Director Joseph Lacob For For Management
1.4 Elect Director C. Raymond Larkin, Jr. For For Management
1.5 Elect Director George J. Morrow For For Management
1.6 Elect Director Anne M. Myong For For Management
1.7 Elect Director Andrea L. Saia For For Management
1.8 Elect Director Greg J. Santora For For Management
1.9 Elect Director Susan E. Siegel For For Management
1.10 Elect Director Warren S. Thaler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Bylaws to Add Federal Forum For For Management
Selection Provision
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Daglio, Jr. For For Management
1.2 Elect Director Nancy L. Snyderman For For Management
1.3 Elect Director Frank Anders 'Andy' For For Management
Wilson
1.4 Elect Director Nancy J. Wysenski For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Omnibus Stock Plan For For Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
ALLEGHANY CORPORATION
Ticker: Y Security ID: 017175100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip M. Martineau For For Management
1.2 Elect Director Raymond L.M. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ALLEGION PLC
Ticker: ALLE Security ID: G0176J109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kirk S. Hachigian For For Management
1b Elect Director Steven C. Mizell For For Management
1c Elect Director Nicole Parent Haughey For For Management
1d Elect Director David D. Petratis For For Management
1e Elect Director Dean I. Schaffer For For Management
1f Elect Director Charles L. Szews For For Management
1g Elect Director Dev Vardhan For For Management
1h Elect Director Martin E. Welch, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights
--------------------------------------------------------------------------------
ALLIANCE DATA SYSTEMS CORPORATION
Ticker: ADS Security ID: 018581108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph J. Andretta For For Management
1.2 Elect Director Roger H. Ballou For For Management
1.3 Elect Director John C. Gerspach, Jr. For For Management
1.4 Elect Director Karin J. Kimbrough For For Management
1.5 Elect Director Rajesh Natarajan For For Management
1.6 Elect Director Timothy J. Theriault For For Management
1.7 Elect Director Laurie A. Tucker For For Management
1.8 Elect Director Sharen J. Turney For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION
Ticker: LNT Security ID: 018802108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger K. Newport For For Management
1.2 Elect Director Dean C. Oestreich For For Management
1.3 Elect Director Carol P. Sanders For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
ALLISON TRANSMISSION HOLDINGS, INC.
Ticker: ALSN Security ID: 01973R101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Judy L. Altmaier For For Management
1b Elect Director Stan A. Askren For For Management
1c Elect Director David C. Everitt For For Management
1d Elect Director Alvaro Garcia-Tunon For For Management
1e Elect Director David S. Graziosi For For Management
1f Elect Director Carolann I. Haznedar For For Management
1g Elect Director Richard P. Lavin For For Management
1h Elect Director Thomas W. Rabaut For For Management
1i Elect Director Richard V. Reynolds For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Franklin W. Hobbs For For Management
1b Elect Director Kenneth J. Bacon For For Management
1c Elect Director Katryn (Trynka) For For Management
Shineman Blake
1d Elect Director Maureen A. For For Management
Breakiron-Evans
1e Elect Director William H. Cary For For Management
1f Elect Director Mayree C. Clark For For Management
1g Elect Director Kim S. Fennebresque For For Management
1h Elect Director Marjorie Magner For For Management
1i Elect Director Brian H. Sharples For For Management
1j Elect Director John J. Stack For For Management
1k Elect Director Michael F. Steib For For Management
1l Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC.
Ticker: ALNY Security ID: 02043Q107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis A. Ausiello For For Management
1b Elect Director Olivier Brandicourt For For Management
1c Elect Director Marsha H. Fanucci For For Management
1d Elect Director David E.I. Pyott For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALTERYX, INC.
Ticker: AYX Security ID: 02156B103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anjali Joshi For For Management
1.2 Elect Director Timothy I. Maudlin For For Management
1.3 Elect Director Eileen M. Schloss For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALTICE USA, INC.
Ticker: ATUS Security ID: 02156K103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick Drahi For Against Management
1b Elect Director Gerrit Jan Bakker For Against Management
1c Elect Director Manon Brouillette None None Management
*Withdrawn Resolution*
1d Elect Director David Drahi For Against Management
1e Elect Director Dexter Goei For Against Management
1f Elect Director Mark Mullen For For Management
1g Elect Director Dennis Okhuijsen For Against Management
1h Elect Director Charles Stewart For Against Management
1i Elect Director Raymond Svider For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMCOR PLC
Ticker: AMCR Security ID: G0250X107
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Graeme Liebelt For For Management
1b Elect Director Armin Meyer For For Management
1c Elect Director Ronald Delia For For Management
1d Elect Director Andrea Bertone For For Management
1e Elect Director Karen Guerra For For Management
1f Elect Director Nicholas (Tom) Long For For Management
1g Elect Director Arun Nayar For For Management
1h Elect Director Jeremy Sutcliffe For For Management
1i Elect Director David Szczupak For For Management
1j Elect Director Philip Weaver For For Management
2 Ratify PricewaterhouseCoopers AG as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Minicucci For For Management
1.2 Elect Director Adrian Gardner For For Management
1.3 Elect Director James S. Kahan For For Management
1.4 Elect Director Rafael de la Vega For For Management
1.5 Elect Director Giora Yaron For For Management
1.6 Elect Director Eli Gelman For For Management
1.7 Elect Director Richard T.C. LeFave For For Management
1.8 Elect Director John A. MacDonald For For Management
1.9 Elect Director Shuky Sheffer For For Management
1.10 Elect Director Yvette Kanouff For For Management
2 Approve an Increase in the Quarterly For For Management
Cash Dividend Rate
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
AMEDISYS, INC.
Ticker: AMED Security ID: 023436108
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vickie L. Capps For For Management
1b Elect Director Molly J. Coye For For Management
1c Elect Director Julie D. Klapstein For For Management
1d Elect Director Teresa L. Kline For For Management
1e Elect Director Paul B. Kusserow For For Management
1f Elect Director Richard A. Lechleiter For For Management
1g Elect Director Bruce D. Perkins For For Management
1h Elect Director Jeffrey A. Rideout For For Management
1i Elect Director Ivanetta Davis Samuels For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERCO
Ticker: UHAL Security ID: 023586100
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. (Joe) Shoen For Withhold Management
1.2 Elect Director James E. Acridge For For Management
1.3 Elect Director John P. Brogan For For Management
1.4 Elect Director James J. Grogan For For Management
1.5 Elect Director Richard J. Herrera For For Management
1.6 Elect Director Karl A. Schmidt For For Management
1.7 Elect Director Roberta R. Shank For For Management
1.8 Elect Director Samuel J. Shoen For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify BDO USA, LLP as Auditors For For Management
5 Ratify and Affirm Decisions and For Against Shareholder
Actions Taken by the Board and
Executive Officers for Fiscal 2020
--------------------------------------------------------------------------------
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Cynthia J. Brinkley For For Management
1c Elect Director Catherine S. Brune For For Management
1d Elect Director J. Edward Coleman For For Management
1e Elect Director Ward H. Dickson For For Management
1f Elect Director Noelle K. Eder For For Management
1g Elect Director Ellen M. Fitzsimmons For For Management
1h Elect Director Rafael Flores For For Management
1i Elect Director Richard J. Harshman For For Management
1j Elect Director Craig S. Ivey For For Management
1k Elect Director James C. Johnson For For Management
1l Elect Director Steven H. Lipstein For For Management
1m Elect Director Leo S. Mackay, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC.
Ticker: AAL Security ID: 02376R102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director Jeffrey D. Benjamin For For Management
1c Elect Director Adriane M. Brown For For Management
1d Elect Director John T. Cahill For For Management
1e Elect Director Michael J. Embler For For Management
1f Elect Director Matthew J. Hart For For Management
1g Elect Director Susan D. Kronick For For Management
1h Elect Director Martin H. Nesbitt For For Management
1i Elect Director Denise M. O'Leary For For Management
1j Elect Director W. Douglas Parker For For Management
1k Elect Director Ray M. Robinson For For Management
1l Elect Director Douglas M. Steenland For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN CAMPUS COMMUNITIES, INC.
Ticker: ACC Security ID: 024835100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William C. Bayless, Jr. For For Management
1b Elect Director Herman E. Bulls For For Management
1c Elect Director G. Steven Dawson For For Management
1d Elect Director Cydney C. Donnell For For Management
1e Elect Director Mary C. Egan For For Management
1f Elect Director Alison M. Hill For For Management
1g Elect Director Craig A. Leupold For For Management
1h Elect Director Oliver Luck For For Management
1i Elect Director C. Patrick Oles, Jr. For For Management
1j Elect Director John T. Rippel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC.
Ticker: AFG Security ID: 025932104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl H. Lindner, III For For Management
1.2 Elect Director S. Craig Lindner For For Management
1.3 Elect Director John B. Berding For For Management
1.4 Elect Director Virginia "Gina" C. For For Management
Drosos
1.5 Elect Director James E. Evans For For Management
1.6 Elect Director Terry S. Jacobs For For Management
1.7 Elect Director Gregory G. Joseph For For Management
1.8 Elect Director Mary Beth Martin For For Management
1.9 Elect Director Evans N. Nwankwo For For Management
1.10 Elect Director William W. Verity For For Management
1.11 Elect Director John I. Von Lehman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN HOMES 4 RENT
Ticker: AMH Security ID: 02665T306
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth M. Woolley For For Management
1b Elect Director David P. Singelyn For For Management
1c Elect Director Douglas N. Benham For For Management
1d Elect Director Jack Corrigan For For Management
1e Elect Director David Goldberg For For Management
1f Elect Director Tamara Hughes Gustavson For For Management
1g Elect Director Matthew J. Hart For For Management
1h Elect Director Michelle C. Kerrick For For Management
1i Elect Director James H. Kropp For For Management
1j Elect Director Lynn C. Swann For For Management
1k Elect Director Winifred M. Webb For For Management
1l Elect Director Jay Willoughby For For Management
1m Elect Director Matthew R. Zaist For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMERICAN NATIONAL GROUP, INC.
Ticker: ANAT Security ID: 02772A109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Ansell For For Management
1.2 Elect Director Arthur O. Dummer For For Management
1.3 Elect Director Irwin M. Herz, Jr. For For Management
1.4 Elect Director E. Douglas McLeod For For Management
1.5 Elect Director Frances A. For For Management
Moody-Dahlberg
1.6 Elect Director Ross R. Moody For For Management
1.7 Elect Director James P. Payne For For Management
1.8 Elect Director E. J. "Jere" Pederson For For Management
1.9 Elect Director James E. Pozzi For For Management
1.10 Elect Director James D. Yarbrough For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC.
Ticker: AWK Security ID: 030420103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey N. Edwards For For Management
1b Elect Director Martha Clark Goss For For Management
1c Elect Director Veronica M. Hagen For For Management
1d Elect Director Kimberly J. Harris For For Management
1e Elect Director Julia L. Johnson For For Management
1f Elect Director Patricia L. Kampling For For Management
1g Elect Director Karl F. Kurz For For Management
1h Elect Director Walter J. Lynch For For Management
1i Elect Director George MacKenzie For For Management
1j Elect Director James G. Stavridis For For Management
1k Elect Director Lloyd M. Yates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN WELL CORPORATION
Ticker: AMWL Security ID: 03044L105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek Ross For For Management
1.2 Elect Director Brendan O'Grady For Withhold Management
1.3 Elect Director Deborah Jackson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICOLD REALTY TRUST
Ticker: COLD Security ID: 03064D108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred W. Boehler For For Management
1b Elect Director George J. Alburger, Jr. For For Management
1c Elect Director Kelly H. Barrett For For Management
1d Elect Director Antonio F. Fernandez For For Management
1e Elect Director James R. Heistand For For Management
1f Elect Director David J. Neithercut For For Management
1g Elect Director Mark R. Patterson For For Management
1h Elect Director Andrew P. Power For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Cracchiolo For For Management
1b Elect Director Dianne Neal Blixt For For Management
1c Elect Director Amy DiGeso For For Management
1d Elect Director Lon R. Greenberg For For Management
1e Elect Director Jeffrey Noddle For For Management
1f Elect Director Robert F. Sharpe, Jr. For For Management
1g Elect Director Brian T. Shea For For Management
1h Elect Director W. Edward Walter, III For For Management
1i Elect Director Christopher J. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ornella Barra For For Management
1b Elect Director Steven H. Collis For For Management
1c Elect Director D. Mark Durcan For For Management
1d Elect Director Richard W. Gochnauer For For Management
1e Elect Director Lon R. Greenberg For For Management
1f Elect Director Jane E. Henney For For Management
1g Elect Director Kathleen W. Hyle For For Management
1h Elect Director Michael J. Long For For Management
1i Elect Director Henry W. McGee For For Management
1j Elect Director Dennis M. Nally For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tod E. Carpenter For For Management
1b Elect Director Karleen M. Oberton For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMPHENOL CORPORATION
Ticker: APH Security ID: 032095101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley L. Clark For For Management
1.2 Elect Director John D. Craig For For Management
1.3 Elect Director David P. Falck For For Management
1.4 Elect Director Edward G. Jepsen For For Management
1.5 Elect Director Rita S. Lane For For Management
1.6 Elect Director Robert A. Livingston For For Management
1.7 Elect Director Martin H. Loeffler For For Management
1.8 Elect Director R. Adam Norwitt For For Management
1.9 Elect Director Anne Clarke Wolff For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Option Plan For For Management
5 Increase Authorized Common Stock For For Management
6 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
ANAPLAN, INC.
Ticker: PLAN Security ID: 03272L108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Conte For Withhold Management
1.2 Elect Director Suresh Vasudevan For For Management
1.3 Elect Director Yvonne Wassenaar For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC.
Ticker: NLY Security ID: 035710409
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francine J. Bovich For For Management
1b Elect Director Wellington J. Denahan For For Management
1c Elect Director Katie Beirne Fallon For For Management
1d Elect Director David L. Finkelstein For For Management
1e Elect Director Thomas Hamilton For For Management
1f Elect Director Kathy Hopinkah Hannan For For Management
1g Elect Director Michael Haylon For For Management
1h Elect Director Eric A. Reeves For For Management
1i Elect Director John H. Schaefer For For Management
1j Elect Director Glenn A. Votek For For Management
1k Elect Director Vicki Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANSYS, INC.
Ticker: ANSS Security ID: 03662Q105
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jim Frankola For For Management
1b Elect Director Alec D. Gallimore For For Management
1c Elect Director Ronald W. Hovsepian For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
ANTERO MIDSTREAM CORPORATION
Ticker: AM Security ID: 03676B102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael N. Kennedy For For Management
1.2 Elect Director Brooks J. Klimley For Withhold Management
1.3 Elect Director John C. Mollenkopf For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APA CORP.
Ticker: APA Security ID: 03743Q108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Juliet S. Ellis For For Management
4 Elect Director Chansoo Joung For For Management
5 Elect Director John E. Lowe For For Management
6 Elect Director H. Lamar McKay For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditor For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Amend Charter to Remove the For For Management
Pass-Through Voting Provision
--------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R754
Meeting Date: NOV 20, 2020 Meeting Type: Proxy Contest
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1 Revoke Consent to Call a Special For Did Not Vote Shareholder
Meeting to Approve a Non-Binding
Resolution Urging the Board to Put Any
Proposed Separation or Spin-Off To a
Vote At a Meeting of Stockholders
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Consent to Call a Special Meeting to For For Shareholder
Approve a Non-Binding Resolution
Urging the Board to Put Any Proposed
Separation or Spin-Off To a Vote At a
Meeting of Stockholders
2 Consent to Exercise All Rights of For For Shareholder
Common Shareholders Incidental to
Calling the Special Meeting and
Causing the Purposes of the Authority
Expressly Granted Pursuant to the
Written Requests to the Designated
Agents to be Carried into Effect
--------------------------------------------------------------------------------
APOLLO GLOBAL MANAGEMENT, INC.
Ticker: APO Security ID: 03768E105
Meeting Date: OCT 01, 2020 Meeting Type: Annual
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leon Black For Withhold Management
1.2 Elect Director Joshua Harris For Withhold Management
1.3 Elect Director Marc Rowan For Withhold Management
1.4 Elect Director Michael Ducey For For Management
1.5 Elect Director Robert Kraft For For Management
1.6 Elect Director A.B. Krongard For For Management
1.7 Elect Director Pauline Richards For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Deloitte & Touche LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
APPLE HOSPITALITY REIT, INC.
Ticker: APLE Security ID: 03784Y200
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn W. Bunting For For Management
1.2 Elect Director Jon A. Fosheim For For Management
1.3 Elect Director Kristian M. Gathright For For Management
1.4 Elect Director Glade M. Knight For For Management
1.5 Elect Director Justin G. Knight For For Management
1.6 Elect Director Blythe J. McGarvie For For Management
1.7 Elect Director Daryl A. Nickel For For Management
1.8 Elect Director L. Hugh Redd For For Management
1.9 Elect Director Howard E. Woolley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APTARGROUP, INC.
Ticker: ATR Security ID: 038336103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andreas C. Kramvis For For Management
1b Elect Director Maritza Gomez Montiel For For Management
1c Elect Director Jesse Wu For For Management
1d Elect Director Ralf K. Wunderlich For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APTIV PLC
Ticker: APTV Security ID: G6095L109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin P. Clark For For Management
1b Elect Director Richard L. Clemmer For For Management
1c Elect Director Nancy E. Cooper For For Management
1d Elect Director Nicholas M. Donofrio For For Management
1e Elect Director Rajiv L. Gupta For For Management
1f Elect Director Joseph L. Hooley For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Sean O. Mahoney For For Management
1i Elect Director Paul M. Meister For For Management
1j Elect Director Robert K. Ortberg For For Management
1k Elect Director Colin J. Parris For For Management
1l Elect Director Ana G. Pinczuk For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARAMARK
Ticker: ARMK Security ID: 03852U106
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan M. Cameron For For Management
1b Elect Director Greg Creed For For Management
1c Elect Director Calvin Darden For For Management
1d Elect Director Richard W. Dreiling For For Management
1e Elect Director Irene M. Esteves For For Management
1f Elect Director Daniel J. Heinrich For For Management
1g Elect Director Bridgette P. Heller For For Management
1h Elect Director Paul C. Hilal For For Management
1i Elect Director Karen M. King For For Management
1j Elect Director Stephen I. Sadove For For Management
1k Elect Director Arthur B. Winkleblack For For Management
1l Elect Director John J. Zillmer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
6 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ARCH CAPITAL GROUP LTD.
Ticker: ACGL Security ID: G0450A105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric W. Doppstadt For For Management
1b Elect Director Laurie S. Goodman For For Management
1c Elect Director John M. Pasquesi For For Management
1d Elect Director Thomas R. Watjen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4a Elect Director Robert Appleby as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4b Elect Director Matthew Dragonetti as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4c Elect Director Seamus Fearon as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4d Elect Director H. Beau Franklin as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4e Elect Director Jerome Halgan as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4f Elect Director James Haney as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4g Elect Director Chris Hovey as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4h Elect Director W. Preston Hutchings as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4i Elect Director Pierre Jal as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4j Elect Director Francois Morin as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4k Elect Director David J. Mulholland as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4l Elect Director Chiara Nannini as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4m Elect Director Tim Peckett as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4n Elect Director Maamoun Rajeh as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
4o Elect Director Roderick Romeo as For For Management
Designated Company Director of Non-U.S.
Subsidiaries
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Burke For For Management
1b Elect Director Theodore Colbert For For Management
1c Elect Director Terrell K. Crews For For Management
1d Elect Director Pierre Dufour For For Management
1e Elect Director Donald E. Felsinger For For Management
1f Elect Director Suzan F. Harrison For For Management
1g Elect Director Juan R. Luciano For For Management
1h Elect Director Patrick J. Moore For For Management
1i Elect Director Francisco J. Sanchez For For Management
1j Elect Director Debra A. Sandler For For Management
1k Elect Director Lei Z. Schlitz For For Management
1l Elect Director Kelvin R. Westbrook For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
ARDAGH GROUP SA
Ticker: ARD Security ID: L0223L101
Meeting Date: MAY 19, 2021 Meeting Type: Annual/Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements For For Management
3 Approve Dividends For For Management
4 Approve Discharge of Directors For For Management
5.a Reelect Johan Gorter as Class III For For Management
Director
5.b Reelect Lord Hammond of Runnymede as For For Management
Class III Director
5.c Reelect Damien O'Brien as Class III For Against Management
Director
5.d Reelect Hermanus Troskie as Class III For Against Management
Director
6 Approve Remuneration of Directors For For Management
7 Appoint PricewaterhouseCoopers as For For Management
Auditor
1 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights and Amend Article 7
of the Articles of Association
2 Approve Share Repurchase For Against Management
--------------------------------------------------------------------------------
ARES MANAGEMENT CORPORATION
Ticker: ARES Security ID: 03990B101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J Arougheti For Against Management
1b Elect Director Antoinette Bush For For Management
1c Elect Director Paul G. Joubert For For Management
1d Elect Director R. Kipp deVeer For Against Management
1e Elect Director David B. Kaplan For Against Management
1f Elect Director Michael Lynton For For Management
1g Elect Director Judy D. Olian For For Management
1h Elect Director Antony P. Ressler For Against Management
1i Elect Director Bennett Rosenthal For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARISTA NETWORKS, INC.
Ticker: ANET Security ID: 040413106
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly Battles For For Management
1.2 Elect Director Andreas Bechtolsheim For Withhold Management
1.3 Elect Director Jayshree Ullal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARMSTRONG WORLD INDUSTRIES, INC.
Ticker: AWI Security ID: 04247X102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stan A. Askren For For Management
1.2 Elect Director Victor D. Grizzle For For Management
1.3 Elect Director Tao Huang For For Management
1.4 Elect Director Barbara L. Loughran For For Management
1.5 Elect Director Larry S. Mcwilliams For For Management
1.6 Elect Director James C. Melville For For Management
1.7 Elect Director Wayne R. Shurts For For Management
1.8 Elect Director Roy W. Templin For For Management
1.9 Elect Director Cherryl T. Thomas For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARRAY TECHNOLOGIES, INC.
Ticker: ARRY Security ID: 04271T100
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Troy Alstead For For Management
1.2 Elect Director Orlando D. Ashford For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARROW ELECTRONICS, INC.
Ticker: ARW Security ID: 042735100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry W. Perry For For Management
1.2 Elect Director William F. Austen For For Management
1.3 Elect Director Steven H. Gunby For For Management
1.4 Elect Director Gail E. Hamilton For For Management
1.5 Elect Director Richard S. Hill For For Management
1.6 Elect Director M. F. (Fran) Keeth For For Management
1.7 Elect Director Andrew C. Kerin For For Management
1.8 Elect Director Laurel J. Krzeminski For For Management
1.9 Elect Director Michael J. Long For For Management
1.10 Elect Director Stephen C. Patrick For For Management
1.11 Elect Director Gerry P. Smith For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO.
Ticker: AJG Security ID: 363576109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director William L. Bax For For Management
1c Elect Director D. John Coldman For For Management
1d Elect Director J. Patrick Gallagher, For For Management
Jr.
1e Elect Director David S. Johnson For For Management
1f Elect Director Kay W. McCurdy For For Management
1g Elect Director Christopher C. Miskel For For Management
1h Elect Director Ralph J. Nicoletti For For Management
1i Elect Director Norman L. Rosenthal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASHLAND GLOBAL HOLDINGS INC.
Ticker: ASH Security ID: 044186104
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brendan M. Cummins For For Management
1.2 Elect Director William G. Dempsey For For Management
1.3 Elect Director Jay V. Ihlenfeld For For Management
1.4 Elect Director Wetteny Joseph For For Management
1.5 Elect Director Susan L. Main For For Management
1.6 Elect Director Guillermo Novo For For Management
1.7 Elect Director Jerome A. Peribere For For Management
1.8 Elect Director Ricky C. Sandler For For Management
1.9 Elect Director Janice J. Teal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC.
Ticker: AZPN Security ID: 045327103
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Bradicich For For Management
1.2 Elect Director Adriana Karaboutis For For Management
1.3 Elect Director Georgia Keresty For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASSOCIATED BANC-CORP
Ticker: ASB Security ID: 045487105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bergstrom For For Management
1.2 Elect Director Philip B. Flynn For For Management
1.3 Elect Director R. Jay Gerken For For Management
1.4 Elect Director Judith P. Greffin For For Management
1.5 Elect Director Michael J. Haddad For For Management
1.6 Elect Director Robert A. Jeffe For For Management
1.7 Elect Director Eileen A. Kamerick For For Management
1.8 Elect Director Gale E. Klappa For For Management
1.9 Elect Director Cory L. Nettles For For Management
1.10 Elect Director Karen T. van Lith For For Management
1.11 Elect Director John (Jay) B. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASSURANT, INC.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine D. Rosen For For Management
1b Elect Director Paget L. Alves For For Management
1c Elect Director J. Braxton Carter For For Management
1d Elect Director Juan N. Cento For For Management
1e Elect Director Alan B. Colberg For For Management
1f Elect Director Harriet Edelman For For Management
1g Elect Director Lawrence V. Jackson For For Management
1h Elect Director Jean-Paul L. Montupet For For Management
1i Elect Director Debra J. Perry For For Management
1j Elect Director Ognjen (Ogi) Redzic For For Management
1k Elect Director Paul J. Reilly For For Management
1l Elect Director Robert W. Stein For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ASSURED GUARANTY LTD.
Ticker: AGO Security ID: G0585R106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francisco L. Borges For For Management
1b Elect Director G. Lawrence Buhl For For Management
1c Elect Director Dominic J. Frederico For For Management
1d Elect Director Bonnie L. Howard For For Management
1e Elect Director Thomas W. Jones For For Management
1f Elect Director Patrick W. Kenny For For Management
1g Elect Director Alan J. Kreczko For For Management
1h Elect Director Simon W. Leathes For For Management
1i Elect Director Michelle McCloskey For For Management
1j Elect Director Michael T. O'Kane For For Management
1k Elect Director Yukiko Omura For For Management
1l Elect Director Lorin P.T. Radtke For For Management
1m Elect Director Courtney C. Shea For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4aa Elect Howard W. Albert as Director of For For Management
Assured Guaranty Re Ltd.
4ab Elect Robert A. Bailenson as Director For For Management
of Assured Guaranty Re Ltd.
4ac Elect Russell B. Brewer, II as For For Management
Director of Assured Guaranty Re Ltd.
4ad Elect Gary Burnet as Director of For For Management
Assured Guaranty Re Ltd.
4ae Elect Ling Chow as Director of Assured For For Management
Guaranty Re Ltd.
4af Elect Stephen Donnarumma as Director For For Management
of Assured Guaranty Re Ltd.
4ag Elect Dominic J. Frederico as Director For For Management
of Assured Guaranty Re Ltd.
4ah Elect Darrin Futter as Director of For For Management
Assured Guaranty Re Ltd.
4ai Elect Walter A. Scott as Director of For For Management
Assured Guaranty Re Ltd.
4B Ratify PricewaterhouseCoopers LLP as For For Management
Auditor of Assured Guaranty Re Ltd.
--------------------------------------------------------------------------------
ATMOS ENERGY CORPORATION
Ticker: ATO Security ID: 049560105
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Kevin Akers For For Management
1b Elect Director Robert W. Best For For Management
1c Elect Director Kim R. Cocklin For For Management
1d Elect Director Kelly H. Compton For For Management
1e Elect Director Sean Donohue For For Management
1f Elect Director Rafael G. Garza For For Management
1g Elect Director Richard K. Gordon For For Management
1h Elect Director Robert C. Grable For For Management
1i Elect Director Nancy K. Quinn For For Management
1j Elect Director Richard A. Sampson For For Management
1k Elect Director Stephen R. Springer For For Management
1l Elect Director Diana J. Walters For For Management
1m Elect Director Richard Ware, II For For Management
1n Elect Director Frank Yoho For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUTONATION, INC.
Ticker: AN Security ID: 05329W102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mike Jackson For For Management
1b Elect Director Rick L. Burdick For For Management
1c Elect Director David B. Edelson For For Management
1d Elect Director Steven L. Gerard For For Management
1e Elect Director Robert R. Grusky For For Management
1f Elect Director Norman K. Jenkins For For Management
1g Elect Director Lisa Lutoff-Perlo For For Management
1h Elect Director G. Mike Mikan For For Management
1i Elect Director Jacqueline A. Travisano For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Provide Right to Call A Special Meeting Against For Shareholder
--------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Linda A. Goodspeed For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director Enderson Guimaraes For For Management
1.5 Elect Director Michael M. Calbert For For Management
1.6 Elect Director D. Bryan Jordan For For Management
1.7 Elect Director Gale V. King For For Management
1.8 Elect Director George R. Mrkonic, Jr. For For Management
1.9 Elect Director William C. Rhodes, III For For Management
1.10 Elect Director Jill A. Soltau For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVALARA, INC.
Ticker: AVLR Security ID: 05338G106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marion Foote For For Management
1.2 Elect Director Rajeev Singh For Withhold Management
1.3 Elect Director Kathleen Zwickert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Terry S. Brown For For Management
1c Elect Director Alan B. Buckelew For For Management
1d Elect Director Ronald L. Havner, Jr. For For Management
1e Elect Director Stephen P. Hills For For Management
1f Elect Director Christopher B. Howard For For Management
1g Elect Director Richard J. Lieb For Against Management
1h Elect Director Nnenna Lynch For For Management
1i Elect Director Timothy J. Naughton For For Management
1j Elect Director Benjamin W. Schall For For Management
1k Elect Director Susan Swanezy For For Management
1l Elect Director W. Edward Walter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVANGRID, INC.
Ticker: AGR Security ID: 05351W103
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ignacio S. Galan For Against Management
1.2 Elect Director John Baldacci For Against Management
1.3 Elect Director Daniel Alcain Lopez For Against Management
1.4 Elect Director Dennis V. Arriola For For Management
1.5 Elect Director Pedro Azagra Blazquez For Against Management
1.6 Elect Director Robert Duffy For For Management
1.7 Elect Director Teresa Herbert For For Management
1.8 Elect Director Patricia Jacobs For For Management
1.9 Elect Director John Lahey For For Management
1.10 Elect Director Jose Angel Marra For Against Management
Rodriguez
1.11 Elect Director Santiago Martinez For Against Management
Garrido
1.12 Elect Director Jose Sainz Armada For Against Management
1.13 Elect Director Alan Solomont For For Management
1.14 Elect Director Elizabeth Timm For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVANTOR, INC.
Ticker: AVTR Security ID: 05352A100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew Holt For For Management
1b Elect Director Christi Shaw For For Management
1c Elect Director Michael Severino For For Management
1d Elect Director Gregory Summe For For Management
2a Provide Right to Call Special Meeting For For Management
2b Eliminate Supermajority Vote For For Management
Requirements
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradley A. Alford For For Management
1b Elect Director Anthony K. Anderson For For Management
1c Elect Director Mark J. Barrenechea For For Management
1d Elect Director Mitchell R. Butier For For Management
1e Elect Director Ken C. Hicks For For Management
1f Elect Director Andres A. Lopez For For Management
1g Elect Director Patrick T. Siewert For For Management
1h Elect Director Julia A. Stewart For For Management
1i Elect Director Martha N. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVNET, INC.
Ticker: AVT Security ID: 053807103
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Carlo Bozotti For For Management
1c Elect Director Michael A. Bradley For For Management
1d Elect Director Brenda L. Freeman For For Management
1e Elect Director Jo Ann Jenkins For For Management
1f Elect Director Oleg Khaykin For For Management
1g Elect Director James A. Lawrence For For Management
1h Elect Director Avid Modjtabai For For Management
1i Elect Director Adalio T. Sanchez For For Management
1j Elect Director William H. Schumann, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AXALTA COATING SYSTEMS LTD.
Ticker: AXTA Security ID: G0750C108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Bryant For For Management
1.2 Elect Director Steven M. Chapman For For Management
1.3 Elect Director William M. Cook For For Management
1.4 Elect Director Mark Garrett For For Management
1.5 Elect Director Deborah J. Kissire For For Management
1.6 Elect Director Elizabeth C. Lempres For For Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Rakesh Sachdev For For Management
1.9 Elect Director Samuel L. Smolik For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXIS CAPITAL HOLDINGS LIMITED
Ticker: AXS Security ID: G0692U109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Davis For For Management
1.2 Elect Director Elanor R. Hardwick For For Management
1.3 Elect Director Axel Theis For For Management
1.4 Elect Director Barbara A. Yastine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Deloitte Ltd., Hamilton, For For Management
Bermuda as Auditors and Authorize
Board to Fix Their Remuneration
--------------------------------------------------------------------------------
AXON ENTERPRISE, INC.
Ticker: AXON Security ID: 05464C101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Carmona For Withhold Management
1.2 Elect Director Julie Cullivan For For Management
1.3 Elect Director Caitlin Kalinowski For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Approve the Increase in the Maximum For For Management
Number of Directors from Nine to Eleven
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
BAKER HUGHES COMPANY
Ticker: BKR Security ID: 05722G100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Geoffrey Beattie For For Management
1.2 Elect Director Gregory D. Brenneman For For Management
1.3 Elect Director Cynthia B. Carroll For For Management
1.4 Elect Director Clarence P. Cazalot, Jr. For For Management
1.5 Elect Director Nelda J. Connors For For Management
1.6 Elect Director Gregory L. Ebel For For Management
1.7 Elect Director Lynn L. Elsenhans For For Management
1.8 Elect Director John G. Rice For For Management
1.9 Elect Director Lorenzo Simonelli For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BALL CORPORATION
Ticker: BLL Security ID: 058498106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Bryant For Withhold Management
1.2 Elect Director Michael J. Cave For For Management
1.3 Elect Director Daniel W. Fisher For For Management
1.4 Elect Director Pedro Henrique Mariani For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION
Ticker: BOH Security ID: 062540109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Haunani Apoliona For For Management
1.2 Elect Director Mark A. Burak For For Management
1.3 Elect Director John C. Erickson For For Management
1.4 Elect Director Joshua D. Feldman For For Management
1.5 Elect Director Peter S. Ho For For Management
1.6 Elect Director Michelle E. Hulst For For Management
1.7 Elect Director Kent T. Lucien For For Management
1.8 Elect Director Alicia E. Moy For For Management
1.9 Elect Director Victor K. Nichols For For Management
1.10 Elect Director Barbara J. Tanabe For For Management
1.11 Elect Director Dana M. Tokioka For For Management
1.12 Elect Director Raymond P. Vara, Jr. For For Management
1.13 Elect Director Robert W. Wo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BANK OZK
Ticker: OZK Security ID: 06417N103
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas Brown For For Management
1.2 Elect Director Paula Cholmondeley For For Management
1,3 Elect Director Beverly Cole For For Management
1.4 Elect Director Robert East For For Management
1.5 Elect Director Kathleen Franklin For For Management
1.6 Elect Director Catherine B. Freedberg For For Management
1.7 Elect Director Jeffrey Gearhart For For Management
1.8 Elect Director George Gleason For For Management
1.9 Elect Director Peter Kenny For For Management
1.10 Elect Director William A. Koefoed, Jr. For For Management
1.11 Elect Director Christopher Orndorff For For Management
1.12 Elect Director Steven Sadoff For For Management
1.13 Elect Director Ross Whipple For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BERKELEY LIGHTS, INC.
Ticker: BLI Security ID: 084310101
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Lucier For For Management
1.2 Elect Director Elizabeth Nelson For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERRY GLOBAL GROUP, INC.
Ticker: BERY Security ID: 08579W103
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Evan Bayh For For Management
1b Elect Director Jonathan F. Foster For For Management
1c Elect Director Idalene F. Kesner For For Management
1d Elect Director Jill A. Rahman For For Management
1e Elect Director Carl J. (Rick) For For Management
Rickertsen
1f Elect Director Thomas E. Salmon For For Management
1g Elect Director Paula A. Sneed For For Management
1h Elect Director Robert A. Steele For For Management
1i Elect Director Stephen E. Sterrett For For Management
1j Elect Director Scott B. Ullem For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Corie S. Barry For For Management
1b Elect Director Lisa M. Caputo For For Management
1c Elect Director J. Patrick Doyle For For Management
1d Elect Director David W. Kenny For For Management
1e Elect Director Mario J. Marte For For Management
1f Elect Director Karen A. McLoughlin For For Management
1g Elect Director Thomas L. "Tommy" For For Management
Millner
1h Elect Director Claudia F. Munce For For Management
1i Elect Director Richelle P. Parham For For Management
1j Elect Director Steven E. Rendle For For Management
1k Elect Director Eugene A. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
BEYOND MEAT, INC.
Ticker: BYND Security ID: 08862E109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sally Grimes For For Management
1.2 Elect Director Muktesh "Micky" Pant For For Management
1.3 Elect Director Ned Segal For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BIGCOMMERCE HOLDINGS, INC.
Ticker: BIGC Security ID: 08975P108
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent Bellm For For Management
1.2 Elect Director Lawrence Bohn For Withhold Management
1.3 Elect Director Jeff Richards For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BILL.COM HOLDINGS, INC.
Ticker: BILL Security ID: 090043100
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rene Lacerte For Withhold Management
1.2 Elect Director Peter Kight For Withhold Management
1.3 Elect Director Colleen Taylor For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC.
Ticker: BIO Security ID: 090572207
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melinda Litherland For Against Management
1.2 Elect Director Arnold A. Pinkston For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIO-TECHNE CORPORATION
Ticker: TECH Security ID: 09073M104
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2a Elect Director Robert V. Baumgartner For For Management
2b Elect Director Julie L. Bushman For For Management
2c Elect Director John L. Higgins For For Management
2d Elect Director Joseph D. Keegan For For Management
2e Elect Director Charles R. Kummeth For For Management
2f Elect Director Roeland Nusse For For Management
2g Elect Director Alpna Seth For For Management
2h Elect Director Randolph Steer For For Management
2i Elect Director Rupert Vessey For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG, LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Jacques Bienaime For For Management
1.2 Elect Director Elizabeth McKee Anderson For For Management
1.3 Elect Director Willard Dere For For Management
1.4 Elect Director Michael Grey For For Management
1.5 Elect Director Elaine J. Heron For For Management
1.6 Elect Director Maykin Ho For For Management
1.7 Elect Director Robert J. Hombach For For Management
1.8 Elect Director V. Bryan Lawlis For For Management
1.9 Elect Director Richard A. Meier For For Management
1.10 Elect Director David E.I. Pyott For For Management
1.11 Elect Director Dennis J. Slamon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BLACK KNIGHT, INC.
Ticker: BKI Security ID: 09215C105
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Foley, II For For Management
1.2 Elect Director Anthony M. Jabbour For For Management
1.3 Elect Director Catherine (Katie) L. For For Management
Burke
1.4 Elect Director Thomas M. Hagerty For For Management
1.5 Elect Director Joseph M. Otting For For Management
1.6 Elect Director John D. Rood For For Management
1.7 Elect Director Nancy L. Shanik For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLUEBIRD BIO, INC.
Ticker: BLUE Security ID: 09609G100
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John O. Agwunobi For Against Management
1b Elect Director Daniel S. Lynch For For Management
1c Elect Director William R. Sellers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BOK FINANCIAL CORPORATION
Ticker: BOKF Security ID: 05561Q201
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director C. Fred Ball, Jr. For For Management
1.3 Elect Director Steven Bangert For Withhold Management
1.4 Elect Director Peter C. Boylan, III For For Management
1.5 Elect Director Steven G. Bradshaw For Withhold Management
1.6 Elect Director Chester E. Cadieux, III For Withhold Management
1.7 Elect Director John W. Coffey For For Management
1.8 Elect Director Joseph W. Craft, III For For Management
1.9 Elect Director Jack E. Finley For For Management
1.10 Elect Director David F. Griffin For For Management
1.11 Elect Director V. Burns Hargis For For Management
1.12 Elect Director Douglas D. Hawthorne For For Management
1.13 Elect Director Kimberley D. Henry For For Management
1.14 Elect Director E. Carey Joullian, IV For For Management
1.15 Elect Director George B. Kaiser For Withhold Management
1.16 Elect Director Stanley A. Lybarger For Withhold Management
1.17 Elect Director Steven J. Malcolm For For Management
1.18 Elect Director Steven E. Nell For Withhold Management
1.19 Elect Director E.C. Richards For For Management
1.20 Elect Director Claudia San Pedro For For Management
1.21 Elect Director Michael C. Turpen For For Management
1.22 Elect Director Rose M. Washington For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION
Ticker: BAH Security ID: 099502106
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ralph W. Shrader For For Management
1b Elect Director Joan Lordi C. Amble For For Management
1c Elect Director Michele A. Flournoy For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation For For Management
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Nelda J. Connors For For Management
1B Elect Director Dennis C. Cuneo For For Management
1C Elect Director David S. Haffner For For Management
1D Elect Director Michael S. Hanley For For Management
1E Elect Director Frederic B. Lissalde For For Management
1F Elect Director Paul A. Mascarenas For For Management
1G Elect Director Shaun E. McAlmont For For Management
1H Elect Director Deborah D. McWhinney For For Management
1I Elect Director Alexis P. Michas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
BOSTON PROPERTIES, INC.
Ticker: BXP Security ID: 101121101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joel I. Klein For For Management
1b Elect Director Kelly A. Ayotte For For Management
1c Elect Director Bruce W. Duncan For For Management
1d Elect Director Karen E. Dykstra For For Management
1e Elect Director Carol B. Einiger For For Management
1f Elect Director Diane J. Hoskins For For Management
1g Elect Director Douglas T. Linde For For Management
1h Elect Director Matthew J. Lustig For For Management
1i Elect Director Owen D. Thomas For For Management
1j Elect Director David A. Twardock For For Management
1k Elect Director William H. Walton, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST
Ticker: BDN Security ID: 105368203
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James C. Diggs For For Management
1b Elect Director Reginald DesRoches For For Management
1c Elect Director H. Richard Haverstick, For For Management
Jr.
1d Elect Director Terri A. Herubin For For Management
1e Elect Director Michael J. Joyce For For Management
1f Elect Director Charles P. Pizzi For For Management
1g Elect Director Gerard H. Sweeney For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRIGHT HORIZONS FAMILY SOLUTIONS INC.
Ticker: BFAM Security ID: 109194100
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie Atkinson For For Management
1b Elect Director Jordan Hitch For For Management
1c Elect Director Laurel J. Richie For For Management
1d Elect Director Mary Ann Tocio For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRIGHTHOUSE FINANCIAL, INC.
Ticker: BHF Security ID: 10922N103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Irene Chang Britt For Withhold Management
1b Elect Director C. Edward (Chuck) For For Management
Chaplin
1c Elect Director Stephen C. (Steve) For For Management
Hooley
1d Elect Director Eileen A. Mallesch For For Management
1e Elect Director Diane E. Offereins For For Management
1f Elect Director Patrick J. (Pat) For For Management
Shouvlin
1g Elect Director Eric T. Steigerwalt For For Management
1h Elect Director Paul M. Wetzel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRIXMOR PROPERTY GROUP INC.
Ticker: BRX Security ID: 11120U105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Taylor, Jr. For For Management
1.2 Elect Director John G. Schreiber For For Management
1.3 Elect Director Michael Berman For For Management
1.4 Elect Director Julie Bowerman For For Management
1.5 Elect Director Sheryl M. Crosland For For Management
1.6 Elect Director Thomas W. Dickson For For Management
1.7 Elect Director Daniel B. Hurwitz For For Management
1.8 Elect Director William D. Rahm For For Management
1.9 Elect Director Gabrielle Sulzberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Ticker: BR Security ID: 11133T103
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Pamela L. Carter For For Management
1c Elect Director Richard J. Daly For For Management
1d Elect Director Robert N. Duelks For For Management
1e Elect Director Timothy C. Gokey For For Management
1f Elect Director Brett A. Keller For For Management
1g Elect Director Maura A. Markus For For Management
1h Elect Director Thomas J. Perna For For Management
1i Elect Director Alan J. Weber For For Management
1j Elect Director Amit K. Zavery For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Political Contributions Against Against Shareholder
Disclosure
--------------------------------------------------------------------------------
BROWN & BROWN, INC.
Ticker: BRO Security ID: 115236101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Hyatt Brown For For Management
1.2 Elect Director Hugh M. Brown For For Management
1.3 Elect Director J. Powell Brown For For Management
1.4 Elect Director Lawrence L. For For Management
Gellerstedt, III
1.5 Elect Director James C. Hays For For Management
1.6 Elect Director Theodore J. Hoepner For For Management
1.7 Elect Director James S. Hunt For For Management
1.8 Elect Director Toni Jennings For For Management
1.9 Elect Director Timothy R.M. Main For For Management
1.10 Elect Director H. Palmer Proctor, Jr. For For Management
1.11 Elect Director Wendell S. Reilly For For Management
1.12 Elect Director Chilton D. Varner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROWN-FORMAN CORPORATION
Ticker: BF.B Security ID: 115637100
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick Bousquet- For Against Management
Chavanne
1b Elect Director Campbell P. Brown For Against Management
1c Elect Director Geo. Garvin Brown, IV For Against Management
1d Elect Director Stuart R. Brown For Against Management
1e Elect Director John D. Cook For Against Management
1f Elect Director Marshall B. Farrer For Against Management
1g Elect Director Laura L. Frazier For Against Management
1h Elect Director Kathleen M. Gutmann For For Management
1i Elect Director Augusta Brown Holland For Against Management
1j Elect Director Michael J. Roney For Against Management
1k Elect Director Tracy L. Skeans For For Management
1l Elect Director Michael A. Todman For Against Management
1m Elect Director Lawson E. Whiting For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRUKER CORPORATION
Ticker: BRKR Security ID: 116794108
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Linton For For Management
1.2 Elect Director Adelene Q. Perkins For For Management
1.3 Elect Director Robert Rosenthal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRUNSWICK CORPORATION
Ticker: BC Security ID: 117043109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nancy E. Cooper For For Management
1b Elect Director David C. Everitt For For Management
1c Elect Director Reginald Fils-Aime For For Management
1d Elect Director Lauren P. Flaherty For For Management
1e Elect Director David M. Foulkes For For Management
1f Elect Director Joseph W. McClanathan For For Management
1g Elect Director David V. Singer For For Management
1h Elect Director Jane L. Warner For For Management
1i Elect Director J. Steven Whisler For For Management
1j Elect Director Roger J. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sheila Bair For For Management
1b Elect Director Carol M. Browner For For Management
1c Elect Director Paul Fribourg For For Management
1d Elect Director J. Erik Fyrwald For For Management
1e Elect Director Gregory A. Heckman For For Management
1f Elect Director Bernardo Hees For For Management
1g Elect Director Kathleen Hyle For For Management
1h Elect Director Henry W. (Jay) Winship For For Management
1i Elect Director Mark N. Zenuk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Report on the Soy Supply Chain For For Shareholder
6 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
BURLINGTON STORES, INC.
Ticker: BURL Security ID: 122017106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Goodwin For For Management
1.2 Elect Director William P. McNamara For For Management
1.3 Elect Director Michael O'Sullivan For For Management
1.4 Elect Director Jessica Rodriguez For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
BWX TECHNOLOGIES, INC.
Ticker: BWXT Security ID: 05605H100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jan A. Bertsch For For Management
1b Elect Director Gerhard F. Burbach For For Management
1c Elect Director Rex D. Geveden For For Management
1d Elect Director James M. Jaska For For Management
1e Elect Director Kenneth J. Krieg For For Management
1f Elect Director Leland D. Melvin For For Management
1g Elect Director Robert L. Nardelli For For Management
1h Elect Director Barbara A. Niland For For Management
1i Elect Director John M. Richardson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
C.H. ROBINSON WORLDWIDE, INC.
Ticker: CHRW Security ID: 12541W209
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott P. Anderson For For Management
1.2 Elect Director Robert C. Biesterfeld, For For Management
Jr.
1.3 Elect Director Kermit R. Crawford For For Management
1.4 Elect Director Wayne M. Fortun For For Management
1.5 Elect Director Timothy C. Gokey For For Management
1.6 Elect Director Mary J. Steele Guilfoile For For Management
1.7 Elect Director Jodee A. Kozlak For For Management
1.8 Elect Director Brian P. Short For For Management
1.9 Elect Director James B. Stake For For Management
1.10 Elect Director Paula C. Tolliver For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CABLE ONE, INC.
Ticker: CABO Security ID: 12685J105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas S. Gayner For Against Management
1b Elect Director Deborah J. Kissire For For Management
1c Elect Director Thomas O. Might For For Management
1d Elect Director Kristine E. Miller For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CABOT CORPORATION
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia A. Arnold For For Management
1.2 Elect Director Douglas G. Del Grosso For For Management
1.3 Elect Director Christine Y. Yan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorothy M. Ables For For Management
1.2 Elect Director Rhys J. Best For For Management
1.3 Elect Director Robert S. Boswell For For Management
1.4 Elect Director Amanda M. Brock For For Management
1.5 Elect Director Peter B. Delaney For For Management
1.6 Elect Director Dan O. Dinges For For Management
1.7 Elect Director W. Matt Ralls For For Management
1.8 Elect Director Marcus A. Watts For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Daniels For For Management
1b Elect Director Susan M. Gordon For For Management
1c Elect Director William L. Jews For For Management
1d Elect Director Gregory G. Johnson For For Management
1e Elect Director J. Phillip London For For Management
1f Elect Director John S. Mengucci For For Management
1g Elect Director James L. Pavitt For For Management
1h Elect Director Warren R. Phillips For For Management
1i Elect Director Debora A. Plunkett For For Management
1j Elect Director Charles P. Revoile For For Management
1k Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
Ticker: CDNS Security ID: 127387108
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Adams For For Management
1.2 Elect Director Ita Brennan For For Management
1.3 Elect Director Lewis Chew For For Management
1.4 Elect Director Julia Liuson For For Management
1.5 Elect Director James D. Plummer For For Management
1.6 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.7 Elect Director John B. Shoven For For Management
1.8 Elect Director Young K. Sohn For For Management
1.9 Elect Director Lip-Bu Tan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
CAESARS ENTERTAINMENT CORPORATION
Ticker: CZR Security ID: 127686103
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Benninger For For Management
1b Elect Director Jan Jones Blackhurst For For Management
1c Elect Director Juliana Chugg For For Management
1d Elect Director Denise Clark For For Management
1e Elect Director Keith Cozza For For Management
1f Elect Director John Dionne For For Management
1g Elect Director James Hunt For For Management
1h Elect Director Don Kornstein For For Management
1i Elect Director Courtney R. Mather For For Management
1j Elect Director James Nelson For For Management
1k Elect Director Anthony Rodio For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST
Ticker: CPT Security ID: 133131102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Campo For For Management
1.2 Elect Director Heather J. Brunner For For Management
1.3 Elect Director Mark D. Gibson For For Management
1.4 Elect Director Scott S. Ingraham For For Management
1.5 Elect Director Renu Khator For For Management
1.6 Elect Director D. Keith Oden For For Management
1.7 Elect Director William F. Paulsen For For Management
1.8 Elect Director Frances Aldrich For For Management
Sevilla-Sacasa
1.9 Elect Director Steven A. Webster For For Management
1.10 Elect Director Kelvin R. Westbrook For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fabiola R. Arredondo For For Management
1.2 Elect Director Howard M. Averill For For Management
1.3 Elect Director John P. (JP) Bilbrey For For Management
1.4 Elect Director Mark A. Clouse For For Management
1.5 Elect Director Bennett Dorrance For For Management
1.6 Elect Director Maria Teresa (Tessa) For For Management
Hilado
1.7 Elect Director Sarah Hofstetter For For Management
1.8 Elect Director Marc B. Lautenbach For For Management
1.9 Elect Director Mary Alice Dorrance For For Management
Malone
1.10 Elect Director Keith R. McLoughlin For For Management
1.11 Elect Director Kurt T. Schmidt For For Management
1.12 Elect Director Archbold D. van Beuren For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPRI HOLDINGS LIMITED
Ticker: CPRI Security ID: G1890L107
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Idol For For Management
1b Elect Director Robin Freestone For For Management
1c Elect Director Ann Korologos For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CARDINAL HEALTH, INC.
Ticker: CAH Security ID: 14149Y108
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carrie S. Cox For For Management
1b Elect Director Calvin Darden For For Management
1c Elect Director Bruce L. Downey For For Management
1d Elect Director Sheri H. Edison For For Management
1e Elect Director David C. Evans For For Management
1f Elect Director Patricia A. Hemingway For For Management
Hall
1g Elect Director Akhil Johri For For Management
1h Elect Director Michael C. Kaufmann For For Management
1i Elect Director Gregory B. Kenny For For Management
1j Elect Director Nancy Killefer For For Management
1k Elect Director J. Michael Losh For For Management
1l Elect Director Dean A. Scarborough For For Management
1m Elect Director John H. Weiland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED
Ticker: CSL Security ID: 142339100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James D. Frias For For Management
1b Elect Director Maia A. Hansen For For Management
1c Elect Director Corrine D. Ricard For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARMAX, INC.
Ticker: KMX Security ID: 143130102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter J. Bensen For For Management
1b Elect Director Ronald E. Blaylock For For Management
1c Elect Director Sona Chawla For For Management
1d Elect Director Thomas J. Folliard For For Management
1e Elect Director Shira Goodman For For Management
1f Elect Director Robert J. Hombach For For Management
1g Elect Director David W. McCreight For For Management
1h Elect Director William D. Nash For For Management
1i Elect Director Mark F. O'Neil For For Management
1j Elect Director Pietro Satriano For For Management
1k Elect Director Marcella Shinder For For Management
1l Elect Director Mitchell D. Steenrod For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Micky Arison as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
2 Re-elect Jonathon Band as a Director For For Management
of Carnival Corporation and as a
Director of Carnival plc.
3 Re-elect Jason Glen Cahilly as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
4 Re-elect Helen Deeble as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
5 Re-elect Arnold W. Donald as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
6 Re-elect Jeffrey J. Gearhart as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
7 Re-elect Richard J. Glasier as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
8 Re-elect Katie Lahey as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
9 Re-elect John Parker as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
10 Re-elect Stuart Subotnick as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
11 Re-elect Laura Weil as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
12 Re-elect Randall J. Weisenburger as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
13 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
14 Approve Directors' Remuneration Report For For Management
(in accordance with legal requirements
applicable to UK companies)
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Independent Auditors of Carnival
plc; Ratify the Selection of the U.S.
Firm of PricewaterhouseCoopers LLP as
the Independent Registered Certified
Public Accounting Firm of Carnival
Corporation
16 Authorize Board to Fix Remuneration of For For Management
Auditors
17 Receive the UK Accounts and Reports of For For Management
the Directors and Auditors of Carnival
plc for the year ended November 30,
2020 (in accordance with legal
requirements applicable to UK
companies).
18 Approve Issuance of Equity For For Management
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
20 Authorize Share Repurchase Program For For Management
21 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CARRIER GLOBAL CORP.
Ticker: CARR Security ID: 14448C104
Meeting Date: APR 19, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John V. Faraci For For Management
1b Elect Director Jean-Pierre Garnier For For Management
1c Elect Director David Gitlin For For Management
1d Elect Director John J. Greisch For For Management
1e Elect Director Charles M. Holley, Jr. For For Management
1f Elect Director Michael M. McNamara For For Management
1g Elect Director Michael A. Todman For For Management
1h Elect Director Virginia M. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CARTER'S, INC.
Ticker: CRI Security ID: 146229109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hali Borenstein For For Management
1b Elect Director Giuseppina Buonfantino For For Management
1c Elect Director Michael D. Casey For For Management
1d Elect Director A. Bruce Cleverly For For Management
1e Elect Director Jevin S. Eagle For For Management
1f Elect Director Mark P. Hipp For For Management
1g Elect Director William J. Montgoris For For Management
1h Elect Director David Pulver For For Management
1i Elect Director Gretchen W. Schar For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CARVANA CO.
Ticker: CVNA Security ID: 146869102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest Garcia, III For Withhold Management
1.2 Elect Director Ira Platt For Withhold Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC.
Ticker: CASY Security ID: 147528103
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Lynn Horak For For Management
1b Elect Director Diane C. Bridgewater For For Management
1c Elect Director David K. Lenhardt For For Management
1d Elect Director Darren M. Rebelez For For Management
1e Elect Director Larree M. Renda For For Management
1f Elect Director Judy A. Schmeling For For Management
1g Elect Director Allison M. Wing For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CATALENT, INC.
Ticker: CTLT Security ID: 148806102
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Madhavan "Madhu" For For Management
Balachandran
1b Elect Director J. Martin Carroll For Against Management
1c Elect Director Rolf Classon For For Management
1d Elect Director John J. Greisch For For Management
1e Elect Director Christa Kreuzburg For For Management
1f Elect Director Gregory T. Lucier For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CBOE GLOBAL MARKETS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward T. Tilly For For Management
1b Elect Director Eugene S. Sunshine For For Management
1c Elect Director William M. Farrow, III For For Management
1d Elect Director Edward J. Fitzpatrick For For Management
1e Elect Director Ivan K. Fong For For Management
1f Elect Director Janet P. Froetscher For For Management
1g Elect Director Jill R. Goodman For For Management
1h Elect Director Alexander J. Matturri, For For Management
Jr.
1i Elect Director Jennifer J. McPeek For For Management
1j Elect Director Roderick A. Palmore For For Management
1k Elect Director James E. Parisi For For Management
1l Elect Director Joseph P. Ratterman For For Management
1m Elect Director Jill E. Sommers For For Management
1n Elect Director Fredric J. Tomczyk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CBRE GROUP, INC.
Ticker: CBRE Security ID: 12504L109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brandon B. Boze For For Management
1b Elect Director Beth F. Cobert For For Management
1c Elect Director Reginald H. Gilyard For For Management
1d Elect Director Shira D. Goodman For For Management
1e Elect Director Christopher T. Jenny For For Management
1f Elect Director Gerardo I. Lopez For For Management
1g Elect Director Oscar Munoz For For Management
1h Elect Director Robert E. Sulentic For For Management
1i Elect Director Laura D. Tyson For For Management
1j Elect Director Sanjiv Yajnik For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CDK GLOBAL, INC.
Ticker: CDK Security ID: 12508E101
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Willie A. Deese For For Management
1c Elect Director Amy J. Hillman For For Management
1d Elect Director Brian M. Krzanich For For Management
1e Elect Director Stephen A. Miles For For Management
1f Elect Director Robert E. Radway For For Management
1g Elect Director Stephen F. Schuckenbrock For For Management
1h Elect Director Frank S. Sowinski For For Management
1i Elect Director Eileen J. Voynick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CDW CORPORATION
Ticker: CDW Security ID: 12514G108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Virginia C. Addicott For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Lynda M. Clarizio For For Management
1d Elect Director Paul J. Finnegan For For Management
1e Elect Director Anthony R. Foxx For For Management
1f Elect Director Christine A. Leahy For For Management
1g Elect Director Sanjay Mehrotra For For Management
1h Elect Director David W. Nelms For For Management
1i Elect Director Joseph R. Swedish For For Management
1j Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Eliminate Supermajority Vote For For Management
Requirement
5 Amend Certificate of Incorporation to For For Management
Eliminate Obsolete Competition and
Corporate Opportunity Provision
6 Approve Omnibus Stock Plan For For Management
7 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean S. Blackwell For For Management
1b Elect Director William M. Brown For For Management
1c Elect Director Edward G. Galante For For Management
1d Elect Director Kathryn M. Hill For For Management
1e Elect Director David F. Hoffmeister For For Management
1f Elect Director Jay V. Ihlenfeld For For Management
1g Elect Director Deborah J. Kissire For For Management
1h Elect Director Kim K. W. Rucker For For Management
1i Elect Director Lori J. Ryerkerk For For Management
1j Elect Director John K. Wulff For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTERPOINT ENERGY, INC.
Ticker: CNP Security ID: 15189T107
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie D. Biddle For For Management
1b Elect Director Milton Carroll For For Management
1c Elect Director Wendy Montoya Cloonan For For Management
1d Elect Director Earl M. Cummings For For Management
1e Elect Director David J. Lesar For For Management
1f Elect Director Martin H. Nesbitt For For Management
1g Elect Director Theodore F. Pound For For Management
1h Elect Director Phillip R. Smith For For Management
1i Elect Director Barry T. Smitherman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CERIDIAN HCM HOLDING INC.
Ticker: CDAY Security ID: 15677J108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David D. Ossip For For Management
1.2 Elect Director Andrea S. Rosen For For Management
1.3 Elect Director Gerald C. Throop For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CERNER CORPORATION
Ticker: CERN Security ID: 156782104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mitchell E. Daniels, Jr. For For Management
1b Elect Director Elder Granger For For Management
1c Elect Director John J. Greisch For For Management
1d Elect Director Melinda J. Mount For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote Against For Shareholder
Requirement
--------------------------------------------------------------------------------
CERTARA, INC.
Ticker: CERT Security ID: 15687V109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mason P. Slaine For For Management
1.2 Elect Director James E. Cashman, III. For For Management
1.3 Elect Director Ethan Waxman For For Management
2 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Javed Ahmed For For Management
1b Elect Director Robert C. Arzbaecher For For Management
1c Elect Director Deborah L. DeHaas For For Management
1d Elect Director John W. Eaves For For Management
1e Elect Director Stephen A. Furbacher For For Management
1f Elect Director Stephen J. Hagge For For Management
1g Elect Director Anne P. Noonan For For Management
1h Elect Director Michael J. Toelle For For Management
1i Elect Director Theresa E. Wagler For For Management
1j Elect Director Celso L. White For For Management
1k Elect Director W. Anthony Will For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
4 Ratify KPMG LLP as Auditors For For Management
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CHANGE HEALTHCARE INC.
Ticker: CHNG Security ID: 15912K100
Meeting Date: APR 13, 2021 Meeting Type: Special
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CHANGE HEALTHCARE, INC.
Ticker: CHNG Security ID: 15912K100
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neil E. de Crescenzo For For Management
1b Elect Director Howard L. Lance For For Management
1c Elect Director Nella Domenici For For Management
1d Elect Director Nicholas L. Kuhar For For Management
1e Elect Director Diana McKenzie For For Management
1f Elect Director Bansi Nagji For For Management
1g Elect Director Philip M. Pead For For Management
1h Elect Director Phillip W. Roe For For Management
1i Elect Director Neil P. Simpkins For For Management
1j Elect Director Robert J. Zollars For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHARLES RIVER LABORATORIES INTERNATIONAL, INC.
Ticker: CRL Security ID: 159864107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Foster For For Management
1.2 Elect Director Nancy C. Andrews For For Management
1.3 Elect Director Robert Bertolini For For Management
1.4 Elect Director Deborah T. Kochevar For For Management
1.5 Elect Director George Llado, Sr. For For Management
1.6 Elect Director Martin W. Mackay For For Management
1.7 Elect Director George E. Massaro For For Management
1.8 Elect Director George M. Milne, Jr. For For Management
1.9 Elect Director C. Richard Reese For For Management
1.10 Elect Director Richard F. Wallman For For Management
1.11 Elect Director Virginia M. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHEGG, INC.
Ticker: CHGG Security ID: 163092109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marne Levine For For Management
1.2 Elect Director Richard Sarnoff For For Management
1.3 Elect Director Paul LeBlanc For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHEMED CORPORATION
Ticker: CHE Security ID: 16359R103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. McNamara For For Management
1.2 Elect Director Ron DeLyons For For Management
1.3 Elect Director Joel F. Gemunder For For Management
1.4 Elect Director Patrick P. Grace For For Management
1.5 Elect Director Christopher J. Heaney For For Management
1.6 Elect Director Thomas C. Hutton For For Management
1.7 Elect Director Andrea R. Lindell For For Management
1.8 Elect Director Thomas P. Rice For For Management
1.9 Elect Director Donald E. Saunders For For Management
1.10 Elect Director George J. Walsh, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
CHENIERE ENERGY, INC.
Ticker: LNG Security ID: 16411R208
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director G. Andrea Botta For For Management
1b Elect Director Jack A. Fusco For For Management
1c Elect Director Vicky A. Bailey For For Management
1d Elect Director Nuno Brandolini For For Management
1e Elect Director David B. Kilpatrick For For Management
1f Elect Director Sean T. Klimczak For For Management
1g Elect Director Andrew Langham For For Management
1h Elect Director Donald F. Robillard, Jr. For For Management
1i Elect Director Neal A. Shear For For Management
1j Elect Director Andrew J. Teno For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC.
Ticker: CMG Security ID: 169656105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert S. Baldocchi For For Management
1.2 Elect Director Matthew A. Carey For For Management
1.3 Elect Director Gregg L. Engles For For Management
1.4 Elect Director Patricia Fili-Krushel For For Management
1.5 Elect Director Neil W. Flanzraich For For Management
1.6 Elect Director Mauricio Gutierrez For For Management
1.7 Elect Director Robin Hickenlooper For For Management
1.8 Elect Director Scott Maw For For Management
1.9 Elect Director Ali Namvar For For Management
1.10 Elect Director Brian Niccol For For Management
1.11 Elect Director Mary Winston For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
CHOICE HOTELS INTERNATIONAL, INC.
Ticker: CHH Security ID: 169905106
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian B. Bainum For For Management
1.2 Elect Director Stewart W. Bainum, Jr. For For Management
1.3 Elect Director William L. Jews For For Management
1.4 Elect Director Monte J.M. Koch For For Management
1.5 Elect Director Liza K. Landsman For For Management
1.6 Elect Director Patrick S. Pacious For For Management
1.7 Elect Director Ervin R. Shames For For Management
1.8 Elect Director Maureen D. Sullivan For For Management
1.9 Elect Director John P. Tague For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHURCH & DWIGHT CO., INC.
Ticker: CHD Security ID: 171340102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Craigie For For Management
1b Elect Director Matthew T. Farrell For For Management
1c Elect Director Bradley C. Irwin For For Management
1d Elect Director Penry W. Price For For Management
1e Elect Director Susan G. Saideman For For Management
1f Elect Director Ravichandra K. Saligram For For Management
1g Elect Director Robert K. Shearer For For Management
1h Elect Director Janet S. Vergis For For Management
1i Elect Director Arthur B. Winkleblack For For Management
1j Elect Director Laurie J. Yoler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement to Fill Board Vacancies
4 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Mergers, Consolidations or
Dispositions of Substantial Assets
5 Amend Articles of Incorporation to For For Management
Remove Provisions Relating to
Classified Board
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779309
Meeting Date: APR 01, 2021 Meeting Type: Annual
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hassan M. Ahmed For For Management
1b Elect Director Bruce L. Claflin For For Management
1c Elect Director T. Michael Nevens For For Management
1d Elect Director Patrick T. Gallagher For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen A. Hogenson For For Management
1.2 Elect Director Lisa A. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CINCINNATI FINANCIAL CORPORATION
Ticker: CINF Security ID: 172062101
Meeting Date: MAY 08, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Aaron For For Management
1.2 Elect Director William F. Bahl For For Management
1.3 Elect Director Nancy C. Benacci For For Management
1.4 Elect Director Linda W. Clement-Holmes For For Management
1.5 Elect Director Dirk J. Debbink For For Management
1.6 Elect Director Steven J. Johnston For For Management
1.7 Elect Director Kenneth C. Lichtendahl For For Management
1.8 Elect Director Jill P. Meyer For For Management
1.9 Elect Director David P. Osborn For For Management
1.10 Elect Director Gretchen W. Schar For For Management
1.11 Elect Director Charles O. Schiff For For Management
1.12 Elect Director Douglas S. Skidmore For For Management
1.13 Elect Director John F. Steele, Jr. For For Management
1.14 Elect Director Larry R. Webb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CINTAS CORPORATION
Ticker: CTAS Security ID: 172908105
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerald S. Adolph For For Management
1b Elect Director John F. Barrett For For Management
1c Elect Director Melanie W. Barstad For For Management
1d Elect Director Karen L. Carnahan For For Management
1e Elect Director Robert E. Coletti For For Management
1f Elect Director Scott D. Farmer For For Management
1g Elect Director Joseph Scaminace For For Management
1h Elect Director Ronald W. Tysoe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Political Contributions Against Against Shareholder
Disclosure
--------------------------------------------------------------------------------
CITIZENS FINANCIAL GROUP, INC.
Ticker: CFG Security ID: 174610105
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Van Saun For For Management
1.2 Elect Director Lee Alexander For For Management
1.3 Elect Director Christine M. Cumming For For Management
1.4 Elect Director William P. Hankowsky For For Management
1.5 Elect Director Leo I. ("Lee") Higdon For For Management
1.6 Elect Director Edward J. ("Ned") For For Management
Kelly, III
1.7 Elect Director Charles J. ("Bud") Koch For For Management
1.8 Elect Director Robert G. Leary For For Management
1.9 Elect Director Terrance J. Lillis For For Management
1.10 Elect Director Shivan Subramaniam For For Management
1.11 Elect Director Christopher J. Swift For For Management
1.12 Elect Director Wendy A. Watson For For Management
1.13 Elect Director Marita Zuraitis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Calderoni For For Management
1b Elect Director Nanci E. Caldwell For For Management
1c Elect Director Murray J. Demo For For Management
1d Elect Director Ajei S. Gopal For For Management
1e Elect Director David J. Henshall For For Management
1f Elect Director Thomas E. Hogan For For Management
1g Elect Director Moira A. Kilcoyne For For Management
1h Elect Director Robert E. Knowling, Jr. For For Management
1i Elect Director Peter J. Sacripanti For For Management
1j Elect Director J. Donald Sherman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote None For Shareholder
--------------------------------------------------------------------------------
CLEAN HARBORS, INC.
Ticker: CLH Security ID: 184496107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. McKim For For Management
1.2 Elect Director John T. Preston For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend By-Laws to Add State and Federal For Against Management
Forum Selection Provisions
--------------------------------------------------------------------------------
CLOUDFLARE, INC.
Ticker: NET Security ID: 18915M107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maria Eitel For For Management
1.2 Elect Director Matthew Prince For Withhold Management
1.3 Elect Director Katrin Suder For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jon E. Barfield For For Management
1b Elect Director Deborah H. Butler For For Management
1c Elect Director Kurt L. Darrow For For Management
1d Elect Director William D. Harvey For For Management
1e Elect Director Garrick J. Rochow For For Management
1f Elect Director John G. Russell For For Management
1g Elect Director Suzanne F. Shank For For Management
1h Elect Director Myrna M. Soto For For Management
1i Elect Director John G. Sznewajs For For Management
1j Elect Director Ronald J. Tanski For For Management
1k Elect Director Laura H. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
CNA FINANCIAL CORPORATION
Ticker: CNA Security ID: 126117100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Bless For For Management
1.2 Elect Director Jose O. Montemayor For For Management
1.3 Elect Director Don M. Randel For For Management
1.4 Elect Director Andre Rice For For Management
1.5 Elect Director Dino E. Robusto For Withhold Management
1.6 Elect Director Kenneth I. Siegel For Withhold Management
1.7 Elect Director Andrew H. Tisch For Withhold Management
1.8 Elect Director Benjamin J. Tisch For Withhold Management
1.9 Elect Director James S. Tisch For Withhold Management
1.10 Elect Director Jane J. Wang For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COGNEX CORPORATION
Ticker: CGNX Security ID: 192422103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sachin Lawande For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jay T. Flatley For For Management
1b Elect Director Pamela Fletcher For For Management
1c Elect Director Andreas (Andy) W. Mattes For For Management
1d Elect Director Beverly Kay Matthews For For Management
1e Elect Director Michael R. McMullen For For Management
1f Elect Director Garry W. Rogerson For For Management
1g Elect Director Steve Skaggs For For Management
1h Elect Director Sandeep Vij For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COLFAX CORPORATION
Ticker: CFX Security ID: 194014106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mitchell P. Rales For For Management
1b Elect Director Matthew L. Trerotola For For Management
1c Elect Director Patrick W. Allender For For Management
1d Elect Director Thomas S. Gayner For Against Management
1e Elect Director Rhonda L. Jordan For For Management
1f Elect Director Liam J. Kelly For For Management
1g Elect Director Philip A. Okala For For Management
1h Elect Director A. Clayton Perfall For For Management
1i Elect Director Didier Teirlinck For For Management
1j Elect Director Rajiv Vinnakota For For Management
1k Elect Director Sharon Wienbar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLUMBIA SPORTSWEAR COMPANY
Ticker: COLM Security ID: 198516106
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy P. Boyle For For Management
1.2 Elect Director Stephen E. Babson For For Management
1.3 Elect Director Andy D. Bryant For For Management
1.4 Elect Director John W. Culver For For Management
1.5 Elect Director Walter T. Klenz For For Management
1.6 Elect Director Kevin Mansell For For Management
1.7 Elect Director Ronald E. Nelson For For Management
1.8 Elect Director Sabrina L. Simmons For For Management
1.9 Elect Director Malia H. Wasson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Collins For For Management
1.2 Elect Director Roger A. Cregg For For Management
1.3 Elect Director T. Kevin DeNicola For For Management
1.4 Elect Director Curtis C. Farmer For For Management
1.5 Elect Director Jacqueline P. Kane For For Management
1.6 Elect Director Richard G. Lindner For For Management
1.7 Elect Director Barbara R. Smith For For Management
1.8 Elect Director Robert S. Taubman For For Management
1.9 Elect Director Reginald M. Turner, Jr. For For Management
1.10 Elect Director Nina G. Vaca For For Management
1.11 Elect Director Michael G. Van de Ven For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
COMMERCE BANCSHARES, INC.
Ticker: CBSH Security ID: 200525103
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry D. Bassham For For Management
1.2 Elect Director John W. Kemper For For Management
1.3 Elect Director Jonathan M. Kemper For For Management
1.4 Elect Director Kimberly G. Walker For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMSCOPE HOLDING COMPANY, INC.
Ticker: COMM Security ID: 20337X109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
3a Elect Director Mary S. Chan For Against Management
3b Elect Director Stephen (Steve) C. Gray For For Management
3c Elect Director L. William (Bill) Krause For For Management
3d Elect Director Derrick A. Roman For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Omnibus Stock Plan For For Management
6 Approve Termination of Executive For Against Management
Performance Options and Grant of
Selective Performance-Based Retention
Equity Awards
7 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CONAGRA BRANDS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anil Arora For For Management
1b Elect Director Thomas "Tony" K. Brown For For Management
1c Elect Director Sean M. Connolly For For Management
1d Elect Director Joie A. Gregor For For Management
1e Elect Director Rajive Johri For For Management
1f Elect Director Richard H. Lenny For For Management
1g Elect Director Melissa Lora For For Management
1h Elect Director Ruth Ann Marshall For For Management
1i Elect Director Craig P. Omtvedt For For Management
1j Elect Director Scott Ostfeld For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONCENTRIX CORPORATION
Ticker: CNXC Security ID: 20602D101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher Caldwell For For Management
1b Elect Director Teh-Chien Chou For For Management
1c Elect Director LaVerne H. Council For For Management
1d Elect Director Jennifer Deason For For Management
1e Elect Director Kathryn Hayley For For Management
1f Elect Director Kathryn Marinello For For Management
1g Elect Director Dennis Polk For For Management
1h Elect Director Ann Vezina For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC.
Ticker: ED Security ID: 209115104
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy P. Cawley For For Management
1.2 Elect Director Ellen V. Futter For For Management
1.3 Elect Director John F. Killian For For Management
1.4 Elect Director Karol V. Mason For For Management
1.5 Elect Director John McAvoy For For Management
1.6 Elect Director Dwight A. McBride For For Management
1.7 Elect Director William J. Mulrow For For Management
1.8 Elect Director Armando J. Olivera For For Management
1.9 Elect Director Michael W. Ranger For For Management
1.10 Elect Director Linda S. Sanford For For Management
1.11 Elect Director Deirdre Stanley For For Management
1.12 Elect Director L. Frederick Sutherland For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC.
Ticker: CLR Security ID: 212015101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Berry For For Management
1.2 Elect Director Harold G. Hamm For Withhold Management
1.3 Elect Director Shelly Lambertz For Withhold Management
1.4 Elect Director Ellis L. 'Lon' McCain For For Management
1.5 Elect Director John T. McNabb, II For For Management
1.6 Elect Director Mark E. Monroe For For Management
1.7 Elect Director Timothy G. Taylor For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COPART, INC.
Ticker: CPRT Security ID: 217204106
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willis J. Johnson For For Management
1.2 Elect Director A. Jayson Adair For For Management
1.3 Elect Director Matt Blunt For For Management
1.4 Elect Director Steven D. Cohan For For Management
1.5 Elect Director Daniel J. Englander For For Management
1.6 Elect Director James E. Meeks For For Management
1.7 Elect Director Thomas N. Tryforos For For Management
1.8 Elect Director Diane M. Morefield For For Management
1.9 Elect Director Stephen Fisher For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: NOV 17, 2020 Meeting Type: Proxy Contest
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card)
1 Repeal Bylaws Adopted by the Board Against Against Shareholder
Without Shareholder Approval
Subsequent to July 6, 2020
2A Remove Director J. David Chatham Against Against Shareholder
2B Remove Director Douglas C. Curling Against Against Shareholder
2C Remove Director John C. Dorman Against Against Shareholder
2D Remove Director Paul F. Folino Against Against Shareholder
2E Remove Director Thomas C. O'Brien Against Against Shareholder
2F Remove Director Pamela H. Patenaude Against Against Shareholder
2G Remove Director Vikrant Raina Against Against Shareholder
2H Remove Director J. Michael Shepherd Against Against Shareholder
2I Remove Director David F. Walker Against Against Shareholder
3A Elect Director W. Steve Albrecht Against Against Shareholder
3B Elect Director Martina Lewis Bradford Against Against Shareholder
3C Elect Director Gail Landis Against Against Shareholder
3D Elect Director Wendy Lane Against Against Shareholder
3E Elect Director Ryan McKendrick Against Against Shareholder
3F Elect Director Katherine "KT" Rabin Against Against Shareholder
3G Elect Director Sreekanth Ravi Against Against Shareholder
3H Elect Director Lisa Wardell Against Against Shareholder
3I Elect Director Henry W. "Jay" Winship Against Against Shareholder
4 Amend Bylaws to Provide Mechanics for Against Against Shareholder
Calling a Special Meeting if No or
Less Than a Majority of Directors are
in Office Following the Passing of the
Director Removal Proposal
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy)
1.1 Remove Director J. David Chatham For Did Not Vote Shareholder
1.2 Remove Director Douglas C. Curling For Did Not Vote Shareholder
1.3 Remove Director John C. Dorman For Did Not Vote Shareholder
1.4 Remove Director Paul F. Folino For Did Not Vote Shareholder
1.5 Remove Director Thomas C. O'Brien For Did Not Vote Shareholder
1.6 Remove Director Pamela H. Patenaude For Did Not Vote Shareholder
1.7 Remove Director Vikrant Raina For Did Not Vote Shareholder
1.8 Remove Director J. Michael Shepherd For Did Not Vote Shareholder
1.9 Remove Director David F. Walker For Did Not Vote Shareholder
2.1 Elect Director W. Steve Albrecht For Did Not Vote Shareholder
2.2 Elect Director Martina Lewis Bradford For Did Not Vote Shareholder
2.3 Elect Director Gail Landis For Did Not Vote Shareholder
2.4 Elect Director Wendy Lane For Did Not Vote Shareholder
2.5 Elect Director Ryan McKendrick For Did Not Vote Shareholder
2.6 Elect Director Katherine "KT" Rabin For Did Not Vote Shareholder
2.7 Elect Director Sreekanth Ravi For Did Not Vote Shareholder
2.8 Elect Director Lisa Wardell For Did Not Vote Shareholder
2.9 Elect Director Henry W. "Jay" Winship For Did Not Vote Shareholder
3 Repeal Bylaws Adopted by the Board For Did Not Vote Shareholder
Without Shareholder Approval
Subsequent to July 6, 2020
4 Amend Bylaws to Provide Mechanics for For Did Not Vote Shareholder
Calling a Special Meeting if No or
Less Than a Majority of Directors are
in Office
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: APR 28, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
--------------------------------------------------------------------------------
CORESITE REALTY CORPORATION
Ticker: COR Security ID: 21870Q105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Stuckey For For Management
1.2 Elect Director Paul E. Szurek For For Management
1.3 Elect Director Jean A. Bua For For Management
1.4 Elect Director Kelly C. Chambliss For For Management
1.5 Elect Director Patricia L. Higgins For For Management
1.6 Elect Director Michael R. Koehler For For Management
1.7 Elect Director Michael H. Millegan For For Management
1.8 Elect Director David A. Wilson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald W. Blair For For Management
1b Elect Director Leslie A. Brun For For Management
1c Elect Director Stephanie A. Burns For For Management
1d Elect Director Richard T. Clark For For Management
1e Elect Director Robert F. Cummings, Jr. For For Management
1f Elect Director Roger W. Ferguson, Jr. For For Management
1g Elect Director Deborah A. Henretta For For Management
1h Elect Director Daniel P. Huttenlocher For For Management
1i Elect Director Kurt M. Landgraf For For Management
1j Elect Director Kevin J. Martin For For Management
1k Elect Director Deborah D. Rieman For For Management
1l Elect Director Hansel E. Tookes, II For For Management
1m Elect Director Wendell P. Weeks For For Management
1n Elect Director Mark S. Wrighton For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST
Ticker: OFC Security ID: 22002T108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Brady For For Management
1b Elect Director Stephen E. Budorick For For Management
1c Elect Director Robert L. Denton, Sr. For For Management
1d Elect Director Philip L. Hawkins For For Management
1e Elect Director David M. Jacobstein For For Management
1f Elect Director Steven D. Kesler For For Management
1g Elect Director Letitia A. Long For For Management
1h Elect Director Raymond L. Owens For For Management
1i Elect Director C. Taylor Pickett For For Management
1j Elect Director Lisa G. Trimberger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORTEVA, INC.
Ticker: CTVA Security ID: 22052L104
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director James C. Collins, Jr. For For Management
1c Elect Director Klaus A. Engel For For Management
1d Elect Director David C. Everitt For For Management
1e Elect Director Janet P. Giesselman For For Management
1f Elect Director Karen H. Grimes For For Management
1g Elect Director Michael O. Johanns For For Management
1h Elect Director Rebecca B. Liebert For For Management
1i Elect Director Marcos M. Lutz For For Management
1j Elect Director Nayaki Nayyar For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Kerry J. Preete For For Management
1m Elect Director Patrick J. Ward For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael R. Klein For For Management
1b Elect Director Andrew C. Florance For For Management
1c Elect Director Laura Cox Kaplan For For Management
1d Elect Director Michael J. Glosserman For For Management
1e Elect Director John W. Hill For For Management
1f Elect Director Robert W. Musslewhite For For Management
1g Elect Director Christopher J. Nassetta For For Management
1h Elect Director Louise S. Sams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote Against For Shareholder
Requirement
--------------------------------------------------------------------------------
COTY INC.
Ticker: COTY Security ID: 222070203
Meeting Date: NOV 03, 2020 Meeting Type: Annual
Record Date: SEP 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Beatrice Ballini For Withhold Management
1.2 Elect Director Joachim Creus For For Management
1.3 Elect Director Nancy G. Ford For For Management
1.4 Elect Director Olivier Goudet For For Management
1.5 Elect Director Peter Harf For For Management
1.6 Elect Director Johannes Huth For Withhold Management
1.7 Elect Director Paul S. Michaels For Withhold Management
1.8 Elect Director Sue Y. Nabi For For Management
1.9 Elect Director Isabelle Parize For For Management
1.10 Elect Director Erhard Schoewel For Withhold Management
1.11 Elect Director Robert Singer For For Management
1.12 Elect Director Justine Tan For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COUPA SOFTWARE INCORPORATED
Ticker: COUP Security ID: 22266L106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger Siboni For Withhold Management
1.2 Elect Director Tayloe Stansbury For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED
Ticker: CUZ Security ID: 222795502
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles T. Cannada For For Management
1b Elect Director Robert M. Chapman For For Management
1c Elect Director M. Colin Connolly For For Management
1d Elect Director Scott W. Fordham For For Management
1e Elect Director Lillian C. Giornelli For For Management
1f Elect Director R. Kent Griffin, Jr. For For Management
1g Elect Director Donna W. Hyland For For Management
1h Elect Director R. Dary Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CRANE CO.
Ticker: CR Security ID: 224399105
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin R. Benante For For Management
1.2 Elect Director Donald G. Cook For For Management
1.3 Elect Director Michael Dinkins For For Management
1.4 Elect Director Ronald C. Lindsay For For Management
1.5 Elect Director Ellen McClain For For Management
1.6 Elect Director Charles G. McClure, Jr. For For Management
1.7 Elect Director Max H. Mitchell For For Management
1.8 Elect Director Jennifer M. Pollino For For Management
1.9 Elect Director John S. Stroup For Against Management
1.10 Elect Director James L. L. Tullis For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CREDIT ACCEPTANCE CORPORATION
Ticker: CACC Security ID: 225310101
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenda J. Flanagan For For Management
1.2 Elect Director Brett A. Roberts For For Management
1.3 Elect Director Thomas N. Tryforos For For Management
1.4 Elect Director Scott J. Vassalluzzo For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CREE, INC.
Ticker: CREE Security ID: 225447101
Meeting Date: OCT 26, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenda M. Dorchak For For Management
1.2 Elect Director John C. Hodge For For Management
1.3 Elect Director Clyde R. Hosein For For Management
1.4 Elect Director Darren R. Jackson For For Management
1.5 Elect Director Duy-Loan T. Le For For Management
1.6 Elect Director Gregg A. Lowe For For Management
1.7 Elect Director John B. Replogle For For Management
1.8 Elect Director Thomas H. Werner For For Management
1.9 Elect Director Anne C. Whitaker For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC.
Ticker: CRWD Security ID: 22788C105
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roxanne S. Austin For For Management
1.2 Elect Director Sameer K. Gandhi For For Management
1.3 Elect Director Gerhard Watzinger For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CROWN HOLDINGS, INC.
Ticker: CCK Security ID: 228368106
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Conway For For Management
1.2 Elect Director Timothy J. Donahue For For Management
1.3 Elect Director Richard H. Fearon For For Management
1.4 Elect Director Andrea J. Funk For For Management
1.5 Elect Director Stephen J. Hagge For For Management
1.6 Elect Director Rose Lee For For Management
1.7 Elect Director James H. Miller For For Management
1.8 Elect Director Josef M. Muller For For Management
1.9 Elect Director B. Craig Owens For For Management
1.10 Elect Director Caesar F. Sweitzer For For Management
1.11 Elect Director Jim L. Turner For For Management
1.12 Elect Director William S. Urkiel For For Management
1.13 Elect Director Dwayne A. Wilson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUBESMART
Ticker: CUBE Security ID: 229663109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Piero Bussani For For Management
1.2 Elect Director Dorothy Dowling For For Management
1.3 Elect Director John W. Fain For For Management
1.4 Elect Director Marianne M. Keler For For Management
1.5 Elect Director Christopher P. Marr For For Management
1.6 Elect Director Deborah R. Salzberg For For Management
1.7 Elect Director John F. Remondi For For Management
1.8 Elect Director Jeffrey F. Rogatz For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC.
Ticker: CFR Security ID: 229899109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos Alvarez For For Management
1.2 Elect Director Chris M. Avery For For Management
1.3 Elect Director Anthony R. (Tony) Chase For For Management
1.4 Elect Director Cynthia J. Comparin For For Management
1.5 Elect Director Samuel G. Dawson For For Management
1.6 Elect Director Crawford H. Edwards For For Management
1.7 Elect Director Patrick B. Frost For For Management
1.8 Elect Director Phillip D. Green For For Management
1.9 Elect Director David J. Haemisegger For For Management
1.10 Elect Director Karen E. Jennings For For Management
1.11 Elect Director Charles W. Matthews For Against Management
1.12 Elect Director Ida Clement Steen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director Robert J. Bernhard For For Management
3 Elect Director Franklin R. Chang Diaz For For Management
4 Elect Director Bruno V. Di Leo Allen For For Management
5 Elect Director Stephen B. Dobbs For For Management
6 Elect Director Carla A. Harris For For Management
7 Elect Director Robert K. Herdman For For Management
8 Elect Director Alexis M. Herman For For Management
9 Elect Director Thomas J. Lynch For For Management
10 Elect Director William I. Miller For For Management
11 Elect Director Georgia R. Nelson For For Management
12 Elect Director Kimberly A. Nelson For For Management
13 Elect Director Karen H. Quintos For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
16 Abolish Professional Services Allowance Against Against Shareholder
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Lynn M. Bamford For For Management
1.3 Elect Director Dean M. Flatt For For Management
1.4 Elect Director S. Marce Fuller For For Management
1.5 Elect Director Bruce D. Hoechner For For Management
1.6 Elect Director Glenda J. Minor For For Management
1.7 Elect Director Anthony J. Moraco For For Management
1.8 Elect Director John B. Nathman For For Management
1.9 Elect Director Robert J. Rivet For For Management
1.10 Elect Director Peter C. Wallace For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYRUSONE INC.
Ticker: CONE Security ID: 23283R100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce W. Duncan For For Management
1.2 Elect Director David H. Ferdman For For Management
1.3 Elect Director John W. Gamble, Jr. For For Management
1.4 Elect Director T. Tod Nielsen For For Management
1.5 Elect Director Denise Olsen For For Management
1.6 Elect Director Alex Shumate For For Management
1.7 Elect Director William E. Sullivan For For Management
1.8 Elect Director Lynn A. Wentworth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
D.R. HORTON, INC.
Ticker: DHI Security ID: 23331A109
Meeting Date: JAN 20, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald R. Horton For For Management
1b Elect Director Barbara K. Allen For For Management
1c Elect Director Brad S. Anderson For For Management
1d Elect Director Michael R. Buchanan For For Management
1e Elect Director Michael W. Hewatt For For Management
1f Elect Director Maribess L. Miller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC.
Ticker: DRI Security ID: 237194105
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret Shan Atkins For For Management
1.2 Elect Director James P. Fogarty For For Management
1.3 Elect Director Cynthia T. Jamison For For Management
1.4 Elect Director Eugene I. Lee, Jr. For For Management
1.5 Elect Director Nana Mensah For For Management
1.6 Elect Director William S. Simon For For Management
1.7 Elect Director Charles M. Sonsteby For For Management
1.8 Elect Director Timothy J. Wilmott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DATADOG, INC.
Ticker: DDOG Security ID: 23804L103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexis Le-Quoc For Withhold Management
1b Elect Director Michael Callahan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DATTO HOLDING CORP.
Ticker: MSP Security ID: 23821D100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Breach For Withhold Management
1.2 Elect Director Maneet S. Saroya For Withhold Management
1.3 Elect Director John Stalder For Withhold Management
2 Advisory Vote to Retain Classified For Against Management
Board Structure
3 Advisory Vote to Retain Supermajority For Against Management
Vote Requirement to Amend Certificate
of Incorporation and Bylaws
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DAVITA INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela M. Arway For For Management
1b Elect Director Charles G. Berg For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director Paul J. Diaz For For Management
1e Elect Director Shawn M. Guertin None None Management
*Withdrawn Resolution*
1f Elect Director John M. Nehra For For Management
1g Elect Director Paula A. Price For For Management
1h Elect Director Javier J. Rodriguez For For Management
1i Elect Director Phyllis R. Yale For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward H. Bastian For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ashton B. Carter For For Management
1d Elect Director David G. DeWalt For For Management
1e Elect Director William H. Easter, III For For Management
1f Elect Director Christopher A. Hazleton For For Management
1g Elect Director Michael P. Huerta For For Management
1h Elect Director Jeanne P. Jackson For For Management
1i Elect Director George N. Mattson For For Management
1j Elect Director Sergio A.L. Rial For For Management
1k Elect Director David S. Taylor For For Management
1l Elect Director Kathy N. Waller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Climate Lobbying Against For Shareholder
--------------------------------------------------------------------------------
DENTSPLY SIRONA INC.
Ticker: XRAY Security ID: 24906P109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric K. Brandt For For Management
1b Elect Director Donald M. Casey, Jr. For For Management
1c Elect Director Willie A. Deese For For Management
1d Elect Director Betsy D. Holden For For Management
1e Elect Director Clyde R. Hosein For For Management
1f Elect Director Arthur D. Kowaloff For For Management
1g Elect Director Harry M. Jansen For For Management
Kraemer, Jr.
1h Elect Director Gregory T. Lucier For For Management
1i Elect Director Leslie F. Varon For For Management
1j Elect Director Janet S. Vergis For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director John E. Bethancourt For For Management
1.3 Elect Director Ann G. Fox For For Management
1.4 Elect Director David A. Hager For For Management
1.5 Elect Director Kelt Kindick For For Management
1.6 Elect Director John Krenicki, Jr. For For Management
1.7 Elect Director Karl F. Kurz For For Management
1.8 Elect Director Robert A. Mosbacher, Jr. For For Management
1.9 Elect Director Richard E. Muncrief For For Management
1.10 Elect Director Duane C. Radtke For For Management
1.11 Elect Director Valerie M. Williams For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. West For For Management
1.2 Elect Director Travis D. Stice For For Management
1.3 Elect Director Vincent K. Brooks For For Management
1.4 Elect Director Michael P. Cross For For Management
1.5 Elect Director David L. Houston For For Management
1.6 Elect Director Stephanie K. Mains For For Management
1.7 Elect Director Mark L. Plaumann For For Management
1.8 Elect Director Melanie M. Trent For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William J. Colombo For Withhold Management
1b Elect Director Sandeep Mathrani For For Management
1c Elect Director Desiree Ralls-Morrison For Withhold Management
1d Elect Director Larry D. Stone For Withhold Management
2 Declassify the Board of Directors For For Management
3 Approve Increase in Size of Board For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Candace H. Duncan For For Management
1.5 Elect Director Joseph F. Eazor For For Management
1.6 Elect Director Cynthia A. Glassman For For Management
1.7 Elect Director Roger C. Hochschild For For Management
1.8 Elect Director Thomas G. Maheras For For Management
1.9 Elect Director Michael H. Moskow For For Management
1.10 Elect Director David L. Rawlinson, II For For Management
1.11 Elect Director Mark A. Thierer For For Management
1.12 Elect Director Jennifer L. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DISCOVERY, INC.
Ticker: DISCA Security ID: 25470F104
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Beck For Withhold Management
1.2 Elect Director Robert L. Johnson For Withhold Management
1.3 Elect Director J. David Wargo For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DISH NETWORK CORPORATION
Ticker: DISH Security ID: 25470M109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Q. Abernathy For For Management
1.2 Elect Director George R. Brokaw For Withhold Management
1.3 Elect Director James DeFranco For For Management
1.4 Elect Director Cantey M. Ergen For Withhold Management
1.5 Elect Director Charles W. Ergen For Withhold Management
1.6 Elect Director Afshin Mohebbi For Withhold Management
1.7 Elect Director Tom A. Ortolf For Withhold Management
1.8 Elect Director Joseph T. Proietti For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Non-Employee Director Stock For Against Management
Option Plan
--------------------------------------------------------------------------------
DOCUSIGN, INC.
Ticker: DOCU Security ID: 256163106
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Enrique Salem For For Management
1.2 Elect Director Peter Solvik For Withhold Management
1.3 Elect Director Inhi Cho Suh For For Management
1.4 Elect Director Mary Agnes "Maggie" For For Management
Wilderotter
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOLBY LABORATORIES, INC.
Ticker: DLB Security ID: 25659T107
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Yeaman For For Management
1.2 Elect Director Peter Gotcher For Withhold Management
1.3 Elect Director Micheline Chau For For Management
1.4 Elect Director David Dolby For Withhold Management
1.5 Elect Director Simon Segars For Withhold Management
1.6 Elect Director Roger Siboni For For Management
1.7 Elect Director Anjali Sud For For Management
1.8 Elect Director Avadis Tevanian, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DOLLAR TREE, INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold S. Barron For For Management
1b Elect Director Gregory M. Bridgeford For For Management
1c Elect Director Thomas W. Dickson For For Management
1d Elect Director Lemuel E. Lewis For For Management
1e Elect Director Jeffrey G. Naylor For For Management
1f Elect Director Winnie Y. Park For For Management
1g Elect Director Bob Sasser For For Management
1h Elect Director Stephanie P. Stahl For For Management
1i Elect Director Carrie A. Wheeler For For Management
1j Elect Director Thomas E. Whiddon For For Management
1k Elect Director Michael A. Witynski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DOMINO'S PIZZA, INC.
Ticker: DPZ Security ID: 25754A201
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Brandon For For Management
1.2 Elect Director Richard E. Allison, Jr. For For Management
1.3 Elect Director C. Andrew Ballard For For Management
1.4 Elect Director Andrew B. Balson For For Management
1.5 Elect Director Corie S. Barry For For Management
1.6 Elect Director Diana F. Cantor For For Management
1.7 Elect Director Richard L. Federico For For Management
1.8 Elect Director James A. Goldman For For Management
1.9 Elect Director Patricia E. Lopez For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DONALDSON COMPANY, INC.
Ticker: DCI Security ID: 257651109
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tod E. Carpenter For For Management
1.2 Elect Director Pilar Cruz For For Management
1.3 Elect Director Ajita G. Rajendra For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DOUGLAS EMMETT, INC.
Ticker: DEI Security ID: 25960P109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan A. Emmett For For Management
1.2 Elect Director Jordan L. Kaplan For For Management
1.3 Elect Director Kenneth M. Panzer For For Management
1.4 Elect Director Leslie E. Bider For For Management
1.5 Elect Director Dorene C. Dominguez For For Management
1.6 Elect Director David T. Feinberg For For Management
1.7 Elect Director Virginia A. McFerran For Withhold Management
1.8 Elect Director Thomas E. O'Hern For For Management
1.9 Elect Director William E. Simon, Jr. For For Management
1.10 Elect Director Johnese M. Spisso For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Deborah L. DeHaas For For Management
1b Elect Director H. John Gilbertson, Jr. For For Management
1c Elect Director Kristiane C. Graham For For Management
1d Elect Director Michael F. Johnston For For Management
1e Elect Director Eric A. Spiegel For For Management
1f Elect Director Richard J. Tobin For For Management
1g Elect Director Stephen M. Todd For For Management
1h Elect Director Stephen K. Wagner For For Management
1i Elect Director Keith E. Wandell For For Management
1j Elect Director Mary A. Winston For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
DRIVEN BRANDS HOLDINGS INC.
Ticker: DRVN Security ID: 26210V102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neal Aronson For Withhold Management
1.2 Elect Director Jonathan Fitzpatrick For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
DROPBOX, INC.
Ticker: DBX Security ID: 26210C104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew W. Houston For Withhold Management
1.2 Elect Director Donald W. Blair For For Management
1.3 Elect Director Lisa Campbell For Withhold Management
1.4 Elect Director Paul E. Jacobs For Withhold Management
1.5 Elect Director Robert J. Mylod, Jr. For For Management
1.6 Elect Director Karen Peacock For For Management
1.7 Elect Director Michael Seibel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard M. Anderson For For Management
1.2 Elect Director David A. Brandon For For Management
1.3 Elect Director Charles G. McClure, Jr. For For Management
1.4 Elect Director Gail J. McGovern For For Management
1.5 Elect Director Mark A. Murray For For Management
1.6 Elect Director Gerardo Norcia For For Management
1.7 Elect Director Ruth G. Shaw For For Management
1.8 Elect Director Robert C. Skaggs, Jr. For For Management
1.9 Elect Director David A. Thomas For For Management
1.10 Elect Director Gary H. Torgow For For Management
1.11 Elect Director James H. Vandenberghe For For Management
1.12 Elect Director Valerie M. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Against Shareholder
6 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
DUCK CREEK TECHNOLOGIES, INC.
Ticker: DCT Security ID: 264120106
Meeting Date: MAR 12, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Moran For Withhold Management
1.2 Elect Director Stuart Nicoll For Withhold Management
1.3 Elect Director Jason Wright For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DUKE REALTY CORPORATION
Ticker: DRE Security ID: 264411505
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Case For For Management
1b Elect Director James B. Connor For For Management
1c Elect Director Tamara D. Fischer For For Management
1d Elect Director Norman K. Jenkins For For Management
1e Elect Director Kelly T. Killingsworth For For Management
1f Elect Director Melanie R. Sabelhaus For For Management
1g Elect Director Peter M. Scott, III For For Management
1h Elect Director David P. Stockert For For Management
1i Elect Director Chris T. Sultemeier For For Management
1j Elect Director Michael E. Szymanczyk For For Management
1k Elect Director Warren M. Thompson For For Management
1l Elect Director Lynn C. Thurber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DUN & BRADSTREET HOLDINGS, INC.
Ticker: DNB Security ID: 26484T106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony M. Jabbour For Withhold Management
1.2 Elect Director Douglas K. Ammerman For For Management
1.3 Elect Director Keith J. Jackson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DXC TECHNOLOGY COMPANY
Ticker: DXC Security ID: 23355L106
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mukesh Aghi For For Management
1b Elect Director Amy E. Alving For For Management
1c Elect Director David A. Barnes For For Management
1d Elect Director Raul J. Fernandez For For Management
1e Elect Director David L. Herzog For For Management
1f Elect Director Mary L. Krakauer For For Management
1g Elect Director Ian C. Read For For Management
1h Elect Director Michael J. Salvino For For Management
1i Elect Director Manoj P. Singh For For Management
1j Elect Director Robert F. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Non-Employee Director Restricted For For Management
Stock Plan
--------------------------------------------------------------------------------
DYNATRACE, INC.
Ticker: DT Security ID: 268150109
Meeting Date: AUG 25, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Van Siclen For For Management
1b Elect Director Michael Capone For Against Management
1c Elect Director Stephen Lifshatz For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
E*TRADE FINANCIAL CORPORATION
Ticker: ETFC Security ID: 269246401
Meeting Date: JUL 17, 2020 Meeting Type: Special
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EAGLE MATERIALS INC.
Ticker: EXP Security ID: 26969P108
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margot L. Carter For For Management
1b Elect Director Michael R. Nicolais For For Management
1c Elect Director Mary P. Ricciardello For For Management
1d Elect Director Richard R. Stewart For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EAST WEST BANCORP, INC.
Ticker: EWBC Security ID: 27579R104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Molly Campbell For For Management
1.2 Elect Director Iris S. Chan For For Management
1.3 Elect Director Archana Deskus For For Management
1.4 Elect Director Rudolph I. Estrada For For Management
1.5 Elect Director Paul H. Irving For For Management
1.6 Elect Director Jack C. Liu For For Management
1.7 Elect Director Dominic Ng For For Management
1.8 Elect Director Lester M. Sussman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Humberto P. Alfonso For For Management
1.2 Elect Director Vanessa L. Allen For For Management
Sutherland
1.3 Elect Director Brett D. Begemann For For Management
1.4 Elect Director Mark J. Costa For For Management
1.5 Elect Director Edward L. Doheny, II For For Management
1.6 Elect Director Julie F. Holder For For Management
1.7 Elect Director Renee J. Hornbaker For For Management
1.8 Elect Director Kim Ann Mink For For Management
1.9 Elect Director James J. O'Brien For For Management
1.10 Elect Director David W. Raisbeck For For Management
1.11 Elect Director Charles K. Stevens, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ECHOSTAR CORPORATION
Ticker: SATS Security ID: 278768106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Stanton Dodge For For Management
1.2 Elect Director Michael T. Dugan For For Management
1.3 Elect Director Charles W. Ergen For Withhold Management
1.4 Elect Director Lisa W. Hershman For For Management
1.5 Elect Director Pradman P. Kaul For Withhold Management
1.6 Elect Director C. Michael Schroeder For Withhold Management
1.7 Elect Director Jeffrey R. Tarr For Withhold Management
1.8 Elect Director William D. Wade For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeanne Beliveau-Dunn For For Management
1b Elect Director Michael C. Camunez For For Management
1c Elect Director Vanessa C.L. Chang For For Management
1d Elect Director James T. Morris For For Management
1e Elect Director Timothy T. O'Toole For For Management
1f Elect Director Pedro J. Pizarro For For Management
1g Elect Director Carey A. Smith For For Management
1h Elect Director Linda G. Stuntz For For Management
1i Elect Director William P. Sullivan For For Management
1j Elect Director Peter J. Taylor For For Management
1k Elect Director Keith Trent For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
ELANCO ANIMAL HEALTH INCORPORATED
Ticker: ELAN Security ID: 28414H103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William F. Doyle For For Management
1b Elect Director Art A. Garcia For For Management
1c Elect Director Denise Scots-Knight For For Management
1d Elect Director Jeffrey N. Simmons For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ELASTIC N.V.
Ticker: ESTC Security ID: N14506104
Meeting Date: OCT 21, 2020 Meeting Type: Annual
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan Chadwick For For Management
1b Elect Director Michelangelo Volpi For For Management
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Executive Director For For Management
4 Approve Discharge of Non-Executive For For Management
Directors
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ELEMENT SOLUTIONS INC
Ticker: ESI Security ID: 28618M106
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin E. Franklin For For Management
1b Elect Director Benjamin Gliklich For For Management
1c Elect Director Ian G.H. Ashken For For Management
1d Elect Director Elyse Napoli Filon For For Management
1e Elect Director Christopher T. Fraser For Against Management
1f Elect Director Michael F. Goss For For Management
1g Elect Director Nichelle Maynard-Elliott For For Management
1h Elect Director E. Stanley O' Neal For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EMPIRE STATE REALTY TRUST, INC.
Ticker: ESRT Security ID: 292104106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony E. Malkin For For Management
1.2 Elect Director Leslie D. Biddle For For Management
1.3 Elect Director Thomas J. DeRosa For For Management
1.4 Elect Director Steven J. Gilbert For For Management
1.5 Elect Director S. Michael Giliberto For For Management
1.6 Elect Director Patricia S. Han For For Management
1.7 Elect Director Grant H. Hill For For Management
1.8 Elect Director R. Paige Hood For For Management
1.9 Elect Director James D. Robinson, IV For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION
Ticker: EHC Security ID: 29261A100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg D. Carmichael For For Management
1b Elect Director John W. Chidsey For For Management
1c Elect Director Donald L. Correll For For Management
1d Elect Director Yvonne M. Curl For For Management
1e Elect Director Charles M. Elson For For Management
1f Elect Director Joan E. Herman For For Management
1g Elect Director Leo I. Higdon, Jr. For For Management
1h Elect Director Leslye G. Katz For For Management
1i Elect Director Patricia A. Maryland For For Management
1j Elect Director John E. Maupin, Jr. For For Management
1k Elect Director Nancy M. Schlichting For For Management
1l Elect Director L. Edward Shaw, Jr. For For Management
1m Elect Director Mark J. Tarr For For Management
1n Elect Director Terrance Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29272W109
Meeting Date: FEB 01, 2021 Meeting Type: Annual
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carlos Abrams-Rivera For For Management
1b Elect Director Bill G. Armstrong For For Management
1c Elect Director Cynthia J. Brinkley For For Management
1d Elect Director Rebecca Frankiewicz For For Management
1e Elect Director Alan R. Hoskins For For Management
1f Elect Director Kevin J. Hunt For For Management
1g Elect Director James C. Johnson For For Management
1h Elect Director Mark S. LaVigne For For Management
1i Elect Director Patrick J. Moore For For Management
1j Elect Director Nneka L. Rimmer For For Management
1k Elect Director Robert V. Vitale For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENPHASE ENERGY, INC.
Ticker: ENPH Security ID: 29355A107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Badrinarayanan For For Management
Kothandaraman
1.2 Elect Director Joseph Malchow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENTEGRIS, INC.
Ticker: ENTG Security ID: 29362U104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Bradley For For Management
1b Elect Director R. Nicholas Burns For For Management
1c Elect Director Rodney Clark For For Management
1d Elect Director James F. Gentilcore For For Management
1e Elect Director Yvette Kanouff For For Management
1f Elect Director James P. Lederer For For Management
1g Elect Director Bertrand Loy For For Management
1h Elect Director Paul L.H. Olson For For Management
1i Elect Director Azita Saleki-Gerhardt For For Management
1j Elect Director Brian F. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENTERGY CORPORATION
Ticker: ETR Security ID: 29364G103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John R. Burbank For For Management
1b Elect Director Patrick J. Condon For For Management
1c Elect Director Leo P. Denault For For Management
1d Elect Director Kirkland H. Donald For For Management
1e Elect Director Brian W. Ellis For For Management
1f Elect Director Philip L. Frederickson For For Management
1g Elect Director Alexis M. Herman For For Management
1h Elect Director M. Elise Hyland For For Management
1i Elect Director Stuart L. Levenick For For Management
1j Elect Director Blanche Lambert Lincoln For For Management
1k Elect Director Karen A. Puckett For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For For Management
--------------------------------------------------------------------------------
ENVISTA HOLDINGS CORPORATION
Ticker: NVST Security ID: 29415F104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Carruthers For For Management
1.2 Elect Director Scott Huennekens For For Management
1.3 Elect Director Christine Tsingos For For Management
2a Declassify the Board of Directors For For Management
2b Eliminate Supermajority Vote For For Management
Requirements
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EPAM SYSTEMS, INC.
Ticker: EPAM Security ID: 29414B104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arkadiy Dobkin For For Management
1.2 Elect Director Robert E. Segert For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
EPR PROPERTIES
Ticker: EPR Security ID: 26884U109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Bloch For For Management
1.2 Elect Director Barrett Brady For For Management
1.3 Elect Director Peter C. Brown For For Management
1.4 Elect Director James B. Connor For For Management
1.5 Elect Director Robert J. Druten For For Management
1.6 Elect Director Jack A. Newman, Jr. For For Management
1.7 Elect Director Virginia E. Shanks For For Management
1.8 Elect Director Gregory K. Silvers For For Management
1.9 Elect Director Robin P. Sterneck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: JUL 23, 2020 Meeting Type: Special
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lydia I. Beebe For For Management
1.2 Elect Director Philip G. Behrman For For Management
1.3 Elect Director Lee M. Canaan For For Management
1.4 Elect Director Janet L. Carrig For For Management
1.5 Elect Director Kathryn J. Jackson For For Management
1.6 Elect Director John F. McCartney For For Management
1.7 Elect Director James T. McManus, II For For Management
1.8 Elect Director Anita M. Powers For For Management
1.9 Elect Director Daniel J. Rice, IV For For Management
1.10 Elect Director Toby Z. Rice For For Management
1.11 Elect Director Stephen A. Thorington For For Management
1.12 Elect Director Hallie A. Vanderhider For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark W. Begor For For Management
1b Elect Director Mark L. Feidler For For Management
1c Elect Director G. Thomas Hough For For Management
1d Elect Director Robert D. Marcus For For Management
1e Elect Director Scott A. McGregor For For Management
1f Elect Director John A. McKinley For For Management
1g Elect Director Robert W. Selander For For Management
1h Elect Director Melissa D. Smith For For Management
1i Elect Director Audrey Boone Tillman For For Management
1j Elect Director Heather H. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EQUITABLE HOLDINGS, INC.
Ticker: EQH Security ID: 29452E101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis A. Hondal For For Management
1b Elect Director Daniel G. Kaye For For Management
1c Elect Director Joan Lamm-Tennant For For Management
1d Elect Director Kristi A. Matus For Against Management
1e Elect Director Ramon de Oliveira For For Management
1f Elect Director Mark Pearson For For Management
1g Elect Director Bertram L. Scott For For Management
1h Elect Director George Stansfield For For Management
1i Elect Director Charles G.T. Stonehill For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUITRANS MIDSTREAM CORPORATION
Ticker: ETRN Security ID: 294600101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vicky A. Bailey For For Management
1b Elect Director Sarah M. Barpoulis For For Management
1c Elect Director Kenneth M. Burke For For Management
1d Elect Director Patricia K. Collawn For For Management
1e Elect Director Margaret K. Dorman For For Management
1f Elect Director Thomas F. Karam For For Management
1g Elect Director D. Mark Leland For For Management
1h Elect Director Norman J. Szydlowski For For Management
1i Elect Director Robert F. Vagt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement to Amend Articles and
Bylaws and Remove Directors Outside of
the Annual Process
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EQUITY COMMONWEALTH
Ticker: EQC Security ID: 294628102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sam Zell For For Management
1.2 Elect Director Ellen-Blair Chube For For Management
1.3 Elect Director Martin L. Edelman For For Management
1.4 Elect Director David A. Helfand For For Management
1.5 Elect Director Peter Linneman For For Management
1.6 Elect Director Mary Jane Robertson For For Management
1.7 Elect Director Gerald A. Spector For For Management
1.8 Elect Director James A. Star For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: ELS Security ID: 29472R108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Berkenfield For For Management
1.2 Elect Director Derrick Burks For For Management
1.3 Elect Director Philip Calian For For Management
1.4 Elect Director David Contis For For Management
1.5 Elect Director Constance Freedman For For Management
1.6 Elect Director Thomas Heneghan For For Management
1.7 Elect Director Marguerite Nader For For Management
1.8 Elect Director Scott Peppet For For Management
1.9 Elect Director Sheli Rosenberg For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela M. Aman For For Management
1.2 Elect Director Raymond Bennett For For Management
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Connie K. Duckworth For For Management
1.5 Elect Director Mary Kay Haben For For Management
1.6 Elect Director Tahsinul Zia Huque For For Management
1.7 Elect Director John E. Neal For For Management
1.8 Elect Director David J. Neithercut For For Management
1.9 Elect Director Mark J. Parrell For For Management
1.10 Elect Director Mark S. Shapiro For For Management
1.11 Elect Director Stephen E. Sterrett For For Management
1.12 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESH HOSPITALITY, INC.
Ticker: Security ID: 30224P211
Meeting Date: JUN 11, 2021 Meeting Type: Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
--------------------------------------------------------------------------------
ESSENTIAL UTILITIES, INC.
Ticker: WTRG Security ID: 29670G102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth B. Amato For For Management
1.2 Elect Director Christopher H. Franklin For For Management
1.3 Elect Director Daniel J. Hilferty For For Management
1.4 Elect Director Francis O. Idehen For For Management
1.5 Elect Director Edwina Kelly For For Management
1.6 Elect Director Ellen T. Ruff For For Management
1.7 Elect Director Lee C. Stewart For For Management
1.8 Elect Director Christopher C. Womack For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Guericke For For Management
1.2 Elect Director Maria R. Hawthorne For For Management
1.3 Elect Director Amal M. Johnson For For Management
1.4 Elect Director Mary Kasaris For For Management
1.5 Elect Director Irving F. Lyons, III For For Management
1.6 Elect Director George M. Marcus For For Management
1.7 Elect Director Thomas E. Robinson For For Management
1.8 Elect Director Michael J. Schall For For Management
1.9 Elect Director Byron A. Scordelis For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ETSY, INC.
Ticker: ETSY Security ID: 29786A106
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary S. Briggs For For Management
1b Elect Director Edith W. Cooper For For Management
1c Elect Director Melissa Reiff For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul S. Althasen For For Management
1.2 Elect Director Thomas A. McDonnell For For Management
1.3 Elect Director Michael N. Frumkin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERBRIDGE, INC.
Ticker: EVBG Security ID: 29978A104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison Dean For For Management
1.2 Elect Director Kent Mathy For For Management
1.3 Elect Director Simon Paris For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation and Bylaws
--------------------------------------------------------------------------------
EVERCORE INC.
Ticker: EVR Security ID: 29977A105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger C. Altman For For Management
1.2 Elect Director Richard I. Beattie For For Management
1.3 Elect Director Pamela G. Carlton For For Management
1.4 Elect Director Ellen V. Futter For For Management
1.5 Elect Director Gail B. Harris For For Management
1.6 Elect Director Robert B. Millard For For Management
1.7 Elect Director Willard J. Overlock, Jr. For For Management
1.8 Elect Director Simon M. Robertson For For Management
1.9 Elect Director Ralph L. Schlosstein For For Management
1.10 Elect Director John S. Weinberg For For Management
1.11 Elect Director William J. Wheeler For For Management
1.12 Elect Director Sarah K. Williamson For For Management
1.13 Elect Director Kendrick R. Wilson, III For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EVEREST RE GROUP, LTD.
Ticker: RE Security ID: G3223R108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Amore For For Management
1.2 Elect Director Juan C. Andrade For For Management
1.3 Elect Director William F. Galtney, Jr. For For Management
1.4 Elect Director John A. Graf For For Management
1.5 Elect Director Meryl Hartzband For For Management
1.6 Elect Director Gerri Losquadro For For Management
1.7 Elect Director Roger M. Singer For For Management
1.8 Elect Director Joseph V. Taranto For For Management
1.9 Elect Director John A. Weber For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERGY, INC.
Ticker: EVRG Security ID: 30034W106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David A. Campbell For For Management
1b Elect Director Mollie Hale Carter For For Management
1c Elect Director Thomas D. Hyde For For Management
1d Elect Director B. Anthony Isaac For For Management
1e Elect Director Paul M. Keglevic For For Management
1f Elect Director Mary L. Landrieu For For Management
1g Elect Director Sandra A.J. Lawrence For For Management
1h Elect Director Ann D. Murtlow For For Management
1i Elect Director Sandra J. Price For For Management
1j Elect Director Mark A. Ruelle For For Management
1k Elect Director S. Carl Soderstrom, Jr. For For Management
1l Elect Director John Arthur Stall For For Management
1m Elect Director C. John Wilder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EVERSOURCE ENERGY
Ticker: ES Security ID: 30040W108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cotton M. Cleveland For For Management
1.2 Elect Director James S. DiStasio For For Management
1.3 Elect Director Francis A. Doyle For For Management
1.4 Elect Director Linda Dorcena Forry For For Management
1.5 Elect Director Gregory M. Jones For For Management
1.6 Elect Director James J. Judge For For Management
1.7 Elect Director John Y. Kim For For Management
1.8 Elect Director Kenneth R. Leibler For For Management
1.9 Elect Director David H. Long For For Management
1.10 Elect Director William C. Van Faasen For For Management
1.11 Elect Director Frederica M. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche as Auditors For For Management
--------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION
Ticker: EXAS Security ID: 30063P105
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eli Casdin For For Management
1.2 Elect Director James E. Doyle For For Management
1.3 Elect Director Freda Lewis-Hall For For Management
1.4 Elect Director Kathleen G. Sebelius For For Management
2 Ratify PricewaterhouseCoopers, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION
Ticker: EXAS Security ID: 30063P105
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Clancy For For Management
1.2 Elect Director Pierre Jacquet For For Management
1.3 Elect Director Daniel Levangie For For Management
2 Ratify PricewaterhouseCoopers, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXELIXIS, INC.
Ticker: EXEL Security ID: 30161Q104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles Cohen For For Management
1b Elect Director Carl B. Feldbaum For For Management
1c Elect Director Maria C. Freire For For Management
1d Elect Director Alan M. Garber For For Management
1e Elect Director Vincent T. Marchesi For For Management
1f Elect Director Michael M. Morrissey For For Management
1g Elect Director Stelios Papadopoulos For For Management
1h Elect Director George Poste For For Management
1i Elect Director Julie Anne Smith For For Management
1j Elect Director Lance Willsey For For Management
1k Elect Director Jack L. Wyszomierski For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXPEDIA GROUP, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel Altman For For Management
1b Elect Director Beverly Anderson For For Management
1c Elect Director Susan Athey For For Management
1d Elect Director Chelsea Clinton For For Management
1e Elect Director Barry Diller For For Management
1f Elect Director Jon Gieselman - None None Management
Withdrawn
1g Elect Director Craig Jacobson For For Management
1h Elect Director Peter Kern For For Management
1i Elect Director Dara Khosrowshahi For For Management
1j Elect Director Patricia Menendez-Cambo For For Management
1k Elect Director Greg Mondre For For Management
1l Elect Director David Sambur - Withdrawn None None Management
1m Elect Director Alex von Furstenberg For For Management
1n Elect Director Julie Whalen For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Political Contributions and Against Against Shareholder
Expenditures
--------------------------------------------------------------------------------
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: EXPD Security ID: 302130109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Wright For For Management
1.2 Elect Director Glenn M. Alger For For Management
1.3 Elect Director Robert P. Carlile For For Management
1.4 Elect Director James M. DuBois For For Management
1.5 Elect Director Mark A. Emmert For For Management
1.6 Elect Director Diane H. Gulyas For For Management
1.7 Elect Director Jeffrey S. Musser For For Management
1.8 Elect Director Liane J. Pelletier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EXTENDED STAY AMERICA, INC.
Ticker: STAY Security ID: 30224P200
Meeting Date: JUN 11, 2021 Meeting Type: Proxy Contest
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Approve Merger Agreement Against Did Not Vote Management
2 Advisory Vote on Golden Parachutes Against Did Not Vote Management
3 Adjourn Meeting Against Did Not Vote Management
--------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC.
Ticker: EXR Security ID: 30225T102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Woolley For For Management
1.2 Elect Director Joseph D. Margolis For For Management
1.3 Elect Director Roger B. Porter For For Management
1.4 Elect Director Joseph J. Bonner For For Management
1.5 Elect Director Gary L. Crittenden For For Management
1.6 Elect Director Spencer F. Kirk For For Management
1.7 Elect Director Dennis J. Letham For For Management
1.8 Elect Director Diane Olmstead For For Management
1.9 Elect Director Julia Vander Ploeg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
F.N.B. CORPORATION
Ticker: FNB Security ID: 302520101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela A. Bena For For Management
1.2 Elect Director William B. Campbell For For Management
1.3 Elect Director James D. Chiafullo For For Management
1.4 Elect Director Vincent J. Delie, Jr. For For Management
1.5 Elect Director Mary Jo Dively For For Management
1.6 Elect Director Robert A. Hormell For For Management
1.7 Elect Director David J. Malone For For Management
1.8 Elect Director Frank C. Mencini For For Management
1.9 Elect Director David L. Motley For For Management
1.10 Elect Director Heidi A. Nicholas For For Management
1.11 Elect Director John S. Stanik For For Management
1.12 Elect Director William J. Strimbu For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sandra E. Bergeron For For Management
1b Elect Director Elizabeth L. Buse For For Management
1c Elect Director Michel Combes For For Management
1d Elect Director Michael L. Dreyer For For Management
1e Elect Director Alan J. Higginson For For Management
1f Elect Director Peter S. Klein For For Management
1g Elect Director Francois Locoh-Donou For For Management
1h Elect Director Nikhil Mehta For For Management
1i Elect Director Marie E. Myers For For Management
1j Elect Director Sripada Shivananda For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC.
Ticker: FDS Security ID: 303075105
Meeting Date: DEC 17, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robin A. Abrams For For Management
1b Elect Director Laurie Siegel For For Management
1c Elect Director Malcolm Frank For For Management
1d Elect Director Siew Kai Choy For For Management
1e Elect Director Lee Shavel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FAIR ISAAC CORPORATION
Ticker: FICO Security ID: 303250104
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Braden R. Kelly For For Management
1b Elect Director Fabiola R. Arredondo For For Management
1c Elect Director James D. Kirsner For For Management
1d Elect Director William J. Lansing For For Management
1e Elect Director Eva Manolis For For Management
1f Elect Director Marc F. McMorris For For Management
1g Elect Director Joanna Rees For For Management
1h Elect Director David A. Rey For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FASTENAL COMPANY
Ticker: FAST Security ID: 311900104
Meeting Date: APR 24, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott A. Satterlee For For Management
1b Elect Director Michael J. Ancius For For Management
1c Elect Director Stephen L. Eastman For For Management
1d Elect Director Daniel L. Florness For For Management
1e Elect Director Rita J. Heise For For Management
1f Elect Director Hsenghung Sam Hsu For For Management
1g Elect Director Daniel L. Johnson For For Management
1h Elect Director Nicholas J. Lundquist For For Management
1i Elect Director Reyne K. Wisecup For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FASTLY, INC.
Ticker: FSLY Security ID: 31188V100
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Hornik For Withhold Management
1.2 Elect Director Kelly Wright For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST
Ticker: FRT Security ID: 313747206
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Faeder For For Management
1.2 Elect Director Elizabeth I. Holland For For Management
1.3 Elect Director Nicole Y. Lamb-Hale For For Management
1.4 Elect Director Anthony P. Nader, III For For Management
1.5 Elect Director Mark S. Ordan For For Management
1.6 Elect Director Gail P. Steinel For For Management
1.7 Elect Director Donald C. Wood For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC.
Ticker: FNF Security ID: 31620R303
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond R. Quirk For For Management
1.2 Elect Director Sandra D. Morgan For For Management
1.3 Elect Director Heather H. Murren For For Management
1.4 Elect Director John D. Rood For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIFTH THIRD BANCORP
Ticker: FITB Security ID: 316773100
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nicholas K. Akins For For Management
1b Elect Director B. Evan Bayh, III For For Management
1c Elect Director Jorge L. Benitez For For Management
1d Elect Director Katherine B. Blackburn For For Management
1e Elect Director Emerson L. Brumback For For Management
1f Elect Director Greg D. Carmichael For For Management
1g Elect Director Linda W. Clement-Holmes For For Management
1h Elect Director C. Bryan Daniels For For Management
1i Elect Director Mitchell S. Feiger For For Management
1j Elect Director Thomas H. Harvey For For Management
1k Elect Director Gary R. Heminger For For Management
1l Elect Director Jewell D. Hoover For For Management
1m Elect Director Eileen A. Mallesch For For Management
1n Elect Director Michael B. McCallister For For Management
1o Elect Director Marsha C. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Eliminate Supermajority Vote For For Management
Requirement
7 Eliminate Cumulative Voting For For Management
--------------------------------------------------------------------------------
FIREEYE, INC.
Ticker: FEYE Security ID: 31816Q101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sara C. Andrews For For Management
1b Elect Director Adrian McDermott For For Management
1c Elect Director Robert E. Switz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST AMERICAN FINANCIAL CORPORATION
Ticker: FAF Security ID: 31847R102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis J. Gilmore For For Management
1.2 Elect Director Margaret M. McCarthy For For Management
1.3 Elect Director Martha B. Wyrsch For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC.
Ticker: FCNCA Security ID: 31946M103
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC.
Ticker: FCNCA Security ID: 31946M103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Alexander, Jr. For For Management
1.2 Elect Director Victor E. Bell, III For For Management
1.3 Elect Director Peter M. Bristow For For Management
1.4 Elect Director Hope H. Bryant For For Management
1.5 Elect Director H. Lee Durham, Jr. For For Management
1.6 Elect Director Daniel L. Heavner For For Management
1.7 Elect Director Frank B. Holding, Jr. For For Management
1.8 Elect Director Robert R. Hoppe For For Management
1.9 Elect Director Floyd L. Keels For For Management
1.10 Elect Director Robert E. Mason, IV For For Management
1.11 Elect Director Robert T. Newcomb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST HAWAIIAN, INC.
Ticker: FHB Security ID: 32051X108
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew J. Cox For For Management
1.2 Elect Director W. Allen Doane For For Management
1.3 Elect Director Robert S. Harrison For For Management
1.4 Elect Director Faye W. Kurren For For Management
1.5 Elect Director Allen B. Uyeda For For Management
1.6 Elect Director Jenai S. Wall For For Management
1.7 Elect Director Vanessa L. Washington For For Management
1.8 Elect Director C. Scott Wo For For Management
2 Amend Non-Employee Director Omnibus For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST HORIZON CORPORATION
Ticker: FHN Security ID: 320517105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harry V. Barton, Jr. For For Management
1.2 Elect Director Kenneth A. Burdick For For Management
1.3 Elect Director Daryl G. Byrd For For Management
1.4 Elect Director John N. Casbon For For Management
1.5 Elect Director John C. Compton For For Management
1.6 Elect Director Wendy P. Davidson For For Management
1.7 Elect Director William H. Fenstermaker For For Management
1.8 Elect Director D. Bryan Jordan For For Management
1.9 Elect Director J. Michael Kemp, Sr. For For Management
1.10 Elect Director Rick E. Maples For For Management
1.11 Elect Director Vicki R. Palmer For For Management
1.12 Elect Director Colin V. Reed For For Management
1.13 Elect Director E. Stewart Shea, III For For Management
1.14 Elect Director Cecelia D. Stewart For For Management
1.15 Elect Director Rajesh Subramaniam For For Management
1.16 Elect Director Rosa Sugranes For For Management
1.17 Elect Director R. Eugene Taylor For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC.
Ticker: FR Security ID: 32054K103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter E. Baccile For For Management
1.2 Elect Director Teresa B. Bazemore For For Management
1.3 Elect Director Matthew S. Dominski For For Management
1.4 Elect Director H. Patrick Hackett, Jr. For For Management
1.5 Elect Director Denise A. Olsen For For Management
1.6 Elect Director John E. Rau For For Management
1.7 Elect Director Marcus L. Smith For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST REPUBLIC BANK
Ticker: FRC Security ID: 33616C100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James H. Herbert, II For For Management
1b Elect Director Katherine August-deWilde For For Management
1c Elect Director Hafize Gaye Erkan For For Management
1d Elect Director Frank J. Fahrenkopf, Jr. For For Management
1e Elect Director Boris Groysberg For For Management
1f Elect Director Sandra R. Hernandez For For Management
1g Elect Director Pamela J. Joyner For For Management
1h Elect Director Reynold Levy For For Management
1i Elect Director Duncan L. Niederauer For For Management
1j Elect Director George G.C. Parker For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST SOLAR, INC.
Ticker: FSLR Security ID: 336433107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Ahearn For For Management
1.2 Elect Director Sharon L. Allen For For Management
1.3 Elect Director Richard D. Chapman For For Management
1.4 Elect Director George A. Hambro For For Management
1.5 Elect Director Kathryn A. Hollister For For Management
1.6 Elect Director Molly E. Joseph For For Management
1.7 Elect Director Craig Kennedy For For Management
1.8 Elect Director William J. Post For For Management
1.9 Elect Director Paul H. Stebbins For For Management
1.10 Elect Director Michael Sweeney For For Management
1.11 Elect Director Mark R. Widmar For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Report on Board Diversity Against For Shareholder
--------------------------------------------------------------------------------
FIRSTENERGY CORP.
Ticker: FE Security ID: 337932107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Anderson For For Management
1.2 Elect Director Steven J. Demetriou For For Management
1.3 Elect Director Julia L. Johnson For For Management
1.4 Elect Director Jesse A. Lynn For For Management
1.5 Elect Director Donald T. Misheff For For Management
1.6 Elect Director Thomas N. Mitchell For For Management
1.7 Elect Director James F. O'Neil, III For For Management
1.8 Elect Director Christopher D. Pappas For For Management
1.9 Elect Director Luis A. Reyes For For Management
1.10 Elect Director John W. Somerhalder, II For For Management
1.11 Elect Director Steven E. Strah For For Management
1.12 Elect Director Andrew Teno For For Management
1.13 Elect Director Leslie M. Turner For For Management
1.14 Elect Director Melvin Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIVE BELOW, INC.
Ticker: FIVE Security ID: 33829M101
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dinesh S. Lathi For For Management
1b Elect Director Richard L. Markee For For Management
1c Elect Director Thomas G. Vellios For For Management
1d Elect Director Zuhairah S. Washington For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIVE9, INC.
Ticker: FIVN Security ID: 338307101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Burdiek For For Management
1.2 Elect Director David DeWalt For Withhold Management
1.3 Elect Director Susan Barsamian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES, INC.
Ticker: FLT Security ID: 339041105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven T. Stull For For Management
1b Elect Director Michael Buckman For For Management
1c Elect Director Thomas M. Hagerty For For Management
1d Elect Director Mark A. Johnson For For Management
1e Elect Director Archie L. Jones, Jr. For For Management
1f Elect Director Hala G. Moddelmog For For Management
1g Elect Director Jeffrey S. Sloan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
FLIR SYSTEMS, INC.
Ticker: FLIR Security ID: 302445101
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FLOOR & DECOR HOLDINGS, INC.
Ticker: FND Security ID: 339750101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Norman H. Axelrod For For Management
1b Elect Director Ryan Marshall For For Management
1c Elect Director Richard L. Sullivan For For Management
1d Elect Director Felicia D. Thornton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirements
--------------------------------------------------------------------------------
FLOWERS FOODS, INC.
Ticker: FLO Security ID: 343498101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George E. Deese For For Management
1b Elect Director Edward J. Casey, Jr. For For Management
1c Elect Director Thomas C. Chubb, III For For Management
1d Elect Director Rhonda Gass For For Management
1e Elect Director Benjamin H. Griswold, IV For For Management
1f Elect Director Margaret G. Lewis For For Management
1g Elect Director W. Jameson McFadden For For Management
1h Elect Director A. Ryals McMullian For For Management
1i Elect Director James T. Spear For For Management
1j Elect Director Melvin T. Stith For For Management
1k Elect Director Terry S. Thomas For For Management
1l Elect Director C. Martin Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
FLOWSERVE CORPORATION
Ticker: FLS Security ID: 34354P105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Scott Rowe For For Management
1b Elect Director Sujeet Chand For For Management
1c Elect Director Ruby R. Chandy For For Management
1d Elect Director Gayla J. Delly For For Management
1e Elect Director Roger L. Fix For For Management
1f Elect Director John R. Friedery For For Management
1g Elect Director John L. Garrison For For Management
1h Elect Director Michael C. McMurray For For Management
1i Elect Director David E. Roberts For For Management
1j Elect Director Carlyn R. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre Brondeau For For Management
1b Elect Director Eduardo E. Cordeiro For For Management
1c Elect Director Carol Anthony (John) For For Management
Davidson
1d Elect Director Mark Douglas For For Management
1e Elect Director C. Scott Greer For For Management
1f Elect Director K'Lynne Johnson For For Management
1g Elect Director Dirk A. Kempthorne For For Management
1h Elect Director Paul J. Norris For For Management
1i Elect Director Margareth Ovrum For For Management
1j Elect Director Robert C. Pallash For For Management
1k Elect Director Vincent R. Volpe, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOOT LOCKER, INC.
Ticker: FL Security ID: 344849104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan D. Feldman For For Management
1b Elect Director Richard A. Johnson For For Management
1c Elect Director Guillermo G. Marmol For For Management
1d Elect Director Matthew M. McKenna For For Management
1e Elect Director Darlene Nicosia For For Management
1f Elect Director Steven Oakland For For Management
1g Elect Director Ulice Payne, Jr. For For Management
1h Elect Director Kimberly Underhill For For Management
1i Elect Director Tristan Walker For For Management
1j Elect Director Dona D. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kimberly A. Casiano For For Management
1b Elect Director Anthony F. Earley, Jr. For For Management
1c Elect Director Alexandra Ford English For For Management
1d Elect Director James D. Farley, Jr. For For Management
1e Elect Director Henry Ford, III For For Management
1f Elect Director William Clay Ford, Jr. For For Management
1g Elect Director William W. Helman, IV For For Management
1h Elect Director Jon M. Huntsman, Jr. For For Management
1i Elect Director William E. Kennard For For Management
1j Elect Director Beth E. Mooney For For Management
1k Elect Director John L. Thornton For For Management
1l Elect Director John B. Veihmeyer For For Management
1m Elect Director Lynn M. Vojvodich For For Management
1n Elect Director John S. Weinberg For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
FORTINET, INC.
Ticker: FTNT Security ID: 34959E109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ken Xie For For Management
1.2 Elect Director Michael Xie For For Management
1.3 Elect Director Kelly Ducourty For For Management
1.4 Elect Director Kenneth A. Goldman For For Management
1.5 Elect Director Ming Hsieh For For Management
1.6 Elect Director Jean Hu For For Management
1.7 Elect Director William H. Neukom For For Management
1.8 Elect Director Judith Sim For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORTIVE CORPORATION
Ticker: FTV Security ID: 34959J108
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel L. Comas For For Management
1b Elect Director Feroz Dewan For For Management
1c Elect Director Sharmistha Dubey For For Management
1d Elect Director Rejji P. Hayes For For Management
1e Elect Director James A. Lico For For Management
1f Elect Director Kate D. Mitchell For For Management
1g Elect Director Jeannine Sargent For For Management
1h Elect Director Alan G. Spoon For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC.
Ticker: FBHS Security ID: 34964C106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann Fritz Hackett For For Management
1b Elect Director John G. Morikis For For Management
1c Elect Director Jeffery S. Perry For For Management
1d Elect Director Ronald V. Waters, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOX CORPORATION
Ticker: FOXA Security ID: 35137L204
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director K. Rupert Murdoch For For Management
1b Elect Director Lachlan K. Murdoch For For Management
1c Elect Director Chase Carey For For Management
1d Elect Director Anne Dias For For Management
1e Elect Director Roland A. Hernandez For For Management
1f Elect Director Jacques Nasser For For Management
1g Elect Director Paul D. Ryan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: FEB 09, 2021 Meeting Type: Annual
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mariann Byerwalter For For Management
1b Elect Director Alexander S. Friedman For For Management
1c Elect Director Gregory E. Johnson For For Management
1d Elect Director Jennifer M. Johnson For For Management
1e Elect Director Rupert H. Johnson, Jr. For For Management
1f Elect Director John Y. Kim For For Management
1g Elect Director Anthony J. Noto For For Management
1h Elect Director John W. Thiel For For Management
1i Elect Director Seth H. Waugh For For Management
1j Elect Director Geoffrey Y. Yang For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
FREEPORT-MCMORAN INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Abney For For Management
1.2 Elect Director Richard C. Adkerson For For Management
1.3 Elect Director Robert W. Dudley For For Management
1.4 Elect Director Lydia H. Kennard For For Management
1.5 Elect Director Dustan E. McCoy For For Management
1.6 Elect Director John J. Stephens For For Management
1.7 Elect Director Frances Fragos Townsend For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRONTDOOR, INC.
Ticker: FTDR Security ID: 35905A109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard P. Fox For For Management
1b Elect Director Brian P. McAndrews For For Management
1c Elect Director Rexford J. Tibbens For For Management
1d Elect Director Anna C. Catalano For For Management
1e Elect Director William C. Cobb For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation For For Management
Regarding Supermajority Vote
Requirements and Advancement of
Expenses
--------------------------------------------------------------------------------
FTI CONSULTING, INC.
Ticker: FCN Security ID: 302941109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brenda J. Bacon For For Management
1b Elect Director Mark S. Bartlett For For Management
1c Elect Director Claudio Costamagna For For Management
1d Elect Director Vernon Ellis For For Management
1e Elect Director Nicholas C. Fanandakis For For Management
1f Elect Director Steven H. Gunby For For Management
1g Elect Director Gerard E. Holthaus For For Management
1h Elect Director Laureen E. Seeger For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter M. Carlino For For Management
1b Elect Director Carol (Lili) Lynton For For Management
1c Elect Director Joseph W. Marshall, III For For Management
1d Elect Director James B. Perry For For Management
1e Elect Director Barry F. Schwartz For For Management
1f Elect Director Earl C. Shanks For For Management
1g Elect Director E. Scott Urdang For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GARMIN LTD.
Ticker: GRMN Security ID: H2906T109
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Dividends For For Management
4 Approve Discharge of Board and Senior For For Management
Management
5.1 Elect Director Jonathan C. Burrell For For Management
5.2 Elect Director Joseph J. Hartnett For For Management
5.3 Elect Director Min H. Kao For For Management
5.4 Elect Director Catherine A. Lewis For For Management
5.5 Elect Director Charles W. Peffer For For Management
5.6 Elect Director Clifton A. Pemble For For Management
6 Elect Min H. Kao as Board Chairman For For Management
7.1 Appoint Jonathan C. Burrell as Member For For Management
of the Compensation Committee
7.2 Appoint Joseph J. Hartnett as Member For For Management
of the Compensation Committee
7.3 Appoint Catherine A. Lewis as Member For For Management
of the Compensation Committee
7.4 Appoint Charles W. Peffer as Member of For For Management
the Compensation Committee
8 Designate Wuersch & Gering LLP as For For Management
Independent Proxy
9 Ratify Ernst & Young LLP as Auditors For For Management
and Ernst & Young Ltd as Statutory
Auditor
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11 Approve Fiscal Year 2022 Maximum For For Management
Aggregate Compensation for the
Executive Management
12 Approve Maximum Aggregate Compensation For For Management
for the Board of Directors for the
Period Between the 2021 AGM and the
2022 AGM
--------------------------------------------------------------------------------
GARTNER, INC.
Ticker: IT Security ID: 366651107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter E. Bisson For For Management
1b Elect Director Richard J. Bressler For For Management
1c Elect Director Raul E. Cesan For For Management
1d Elect Director Karen E. Dykstra For For Management
1e Elect Director Anne Sutherland Fuchs For For Management
1f Elect Director William O. Grabe For For Management
1g Elect Director Eugene A. Hall For For Management
1h Elect Director Stephen G. Pagliuca For For Management
1i Elect Director Eileen M. Serra For For Management
1j Elect Director James C. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
GATES INDUSTRIAL CORPORATION PLC
Ticker: GTES Security ID: G39108108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James W. Ireland, III For For Management
1b Elect Director Ivo Jurek For For Management
1c Elect Director Julia C. Kahr For Against Management
1d Elect Director Terry Klebe For For Management
1e Elect Director Stephanie K. Mains For For Management
1f Elect Director Wilson S. Neely For For Management
1g Elect Director Neil P. Simpkins For Against Management
1h Elect Director Alicia Tillman For For Management
1i Elect Director Peifang Zhang (Molly P. For For Management
Zhang)
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Remuneration Report For For Management
4 Appoint Deloitte & Touche LLP as For For Management
Auditor
5 Appoint Deloitte LLP as UK Statutory For For Management
Auditor
6 Authorize Audit Committee to Fix For For Management
Remuneration of UK Statutory Auditor
--------------------------------------------------------------------------------
GCI LIBERTY, INC.
Ticker: GLIBA Security ID: 36164V305
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GENERAC HOLDINGS INC.
Ticker: GNRC Security ID: 368736104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Dixon For For Management
1.2 Elect Director David A. Ramon For For Management
1.3 Elect Director William D. Jenkins, Jr. For For Management
1.4 Elect Director Kathryn V. Roedel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENPACT LIMITED
Ticker: G Security ID: G3922B107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management
1.2 Elect Director James Madden For For Management
1.3 Elect Director Ajay Agrawal For For Management
1.4 Elect Director Stacey Cartwright For For Management
1.5 Elect Director Laura Conigliaro For For Management
1.6 Elect Director Tamara Franklin For For Management
1.7 Elect Director Carol Lindstrom For For Management
1.8 Elect Director CeCelia Morken For For Management
1.9 Elect Director Mark Nunnelly For For Management
1.10 Elect Director Brian Stevens For For Management
1.11 Elect Director Mark Verdi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
GENTEX CORPORATION
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Brown For For Management
1.2 Elect Director Steve Downing For For Management
1.3 Elect Director Gary Goode For For Management
1.4 Elect Director James Hollars For For Management
1.5 Elect Director Richard Schaum For For Management
1.6 Elect Director Kathleen Starkoff For For Management
1.7 Elect Director Brian Walker For For Management
1.8 Elect Director James Wallace For For Management
1.9 Elect Director Ling Zang For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENUINE PARTS COMPANY
Ticker: GPC Security ID: 372460105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth W. Camp For For Management
1.2 Elect Director Richard Cox, Jr. For For Management
1.3 Elect Director Paul D. Donahue For For Management
1.4 Elect Director Gary P. Fayard For For Management
1.5 Elect Director P. Russell Hardin For For Management
1.6 Elect Director John R. Holder For For Management
1.7 Elect Director Donna W. Hyland For For Management
1.8 Elect Director John D. Johns For For Management
1.9 Elect Director Jean-Jacques Lafont For For Management
1.10 Elect Director Robert C. "Robin" For For Management
Loudermilk, Jr.
1.11 Elect Director Wendy B. Needham For For Management
1.12 Elect Director Juliette W. Pryor For For Management
1.13 Elect Director E. Jenner Wood, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL BLOOD THERAPEUTICS, INC.
Ticker: GBT Security ID: 37890U108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott W. Morrison For For Management
1.2 Elect Director Deval L. Patrick For Withhold Management
1.3 Elect Director Mark L. Perry For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLOBANT SA
Ticker: GLOB Security ID: L44385109
Meeting Date: APR 02, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's and Auditor's Reports None None Management
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Financial Statements For For Management
4 Approve Allocation of Loss For For Management
5 Approve Discharge of Directors For For Management
6 Approve Remuneration of Directors For For Management
7 Appoint PricewaterhouseCoopers, For For Management
Societe Cooperative as Auditor for
Annual Accounts and EU IFRS
Consolidated Accounts
8 Appoint Price Waterhouse & Co. S.R.L. For For Management
as Auditor for IFRS Consolidated
Accounts
9 Reelect Martin Migoya as Director For Against Management
10 Reelect Philip Odeen as Director For For Management
11 Reelect Richard Haythornthwaite as For For Management
Director
12 Elect Maria Pinelli as Director For For Management
13 Approve Globant S.A. 2021 Employee For For Management
Stock Purchase Plan
--------------------------------------------------------------------------------
GLOBE LIFE INC.
Ticker: GL Security ID: 37959E102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Linda L. Addison For For Management
1.3 Elect Director Marilyn A. Alexander For For Management
1.4 Elect Director Cheryl D. Alston For For Management
1.5 Elect Director Jane M. Buchan For For Management
1.6 Elect Director Gary L. Coleman For For Management
1.7 Elect Director Larry M. Hutchison For For Management
1.8 Elect Director Robert W. Ingram For For Management
1.9 Elect Director Steven P. Johnson For For Management
1.10 Elect Director Darren M. Rebelez For For Management
1.11 Elect Director Mary E. Thigpen For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLOBUS MEDICAL, INC.
Ticker: GMED Security ID: 379577208
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David D. Davidar For Against Management
1b Elect Director James R. Tobin For Against Management
1c Elect Director Stephen T. Zarrilli For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GODADDY INC.
Ticker: GDDY Security ID: 380237107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herald Y. Chen For For Management
1.2 Elect Director Brian H. Sharples For For Management
1.3 Elect Director Leah Sweet For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GOHEALTH, INC.
Ticker: GOCO Security ID: 38046W105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rahm Emanuel For For Management
1.2 Elect Director Helene D. Gayle For For Management
1.3 Elect Director Alexander E. Timm For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GRACO INC.
Ticker: GGG Security ID: 384109104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brett C. Carter For For Management
1b Elect Director R. William Van Sant For For Management
1c Elect Director Emily C. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD.
Ticker: EAF Security ID: 384313508
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine L. Clegg For For Management
1.2 Elect Director Jeffrey C. Dutton For For Management
1.3 Elect Director Anthony R. Taccone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRAHAM HOLDINGS COMPANY
Ticker: GHC Security ID: 384637104
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tony Allen For For Management
1.2 Elect Director Christopher C. Davis For Withhold Management
1.3 Elect Director Anne M. Mulcahy For Withhold Management
--------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC.
Ticker: LOPE Security ID: 38526M106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian E. Mueller For For Management
1.2 Elect Director Sara R. Dial For For Management
1.3 Elect Director Jack A. Henry For For Management
1.4 Elect Director Lisa Graham Keegan For For Management
1.5 Elect Director Chevy Humphrey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul D. Carrico For For Management
1.2 Elect Director Philip R. Martens For For Management
1.3 Elect Director Lynn A. Wentworth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GROCERY OUTLET HOLDING CORP.
Ticker: GO Security ID: 39874R101
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Kay Haben For Withhold Management
1.2 Elect Director Gail Moody-Byrd For For Management
1.3 Elect Director S. MacGregor Read, Jr. For For Management
1.4 Elect Director Jeffrey York For Withhold Management
2 Ratify Deloitte and Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRUBHUB INC.
Ticker: GRUB Security ID: 400110102
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GRUBHUB INC.
Ticker: GRUB.XX1 Security ID: 400110102
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katrina Lake For For Management
1.2 Elect Director Matthew Maloney For For Management
1.3 Elect Director Brian McAndrews For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GUARDANT HEALTH, INC.
Ticker: GH Security ID: 40131M109
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Helmy Eltoukhy For For Management
1b Elect Director AmirAli Talasaz For For Management
1c Elect Director Bahija Jallal For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE, INC.
Ticker: GWRE Security ID: 40171V100
Meeting Date: DEC 15, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew Brown For For Management
1b Elect Director Margaret Dillon For For Management
1c Elect Director Michael Keller For For Management
1d Elect Director Catherine P. Lego For For Management
1e Elect Director Michael (Mike) Rosenbaum For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
6 Adopt Simple Majority Vote For For Shareholder
--------------------------------------------------------------------------------
H&R BLOCK, INC.
Ticker: HRB Security ID: 093671105
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul J. Brown For For Management
1b Elect Director Robert A. Gerard For For Management
1c Elect Director Anuradha (Anu) Gupta For For Management
1d Elect Director Richard A. Johnson For For Management
1e Elect Director Jeffrey J. Jones, II For For Management
1f Elect Director David Baker Lewis For For Management
1g Elect Director Yolande G. Piazza For For Management
1h Elect Director Victoria J. Reich For For Management
1i Elect Director Bruce C. Rohde For For Management
1j Elect Director Matthew E. Winter For For Management
1k Elect Director Christianna Wood For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdulaziz F. Al Khayyal For For Management
1b Elect Director William E. Albrecht For For Management
1c Elect Director M. Katherine Banks For For Management
1d Elect Director Alan M. Bennett For For Management
1e Elect Director Milton Carroll For For Management
1f Elect Director Murry S. Gerber For For Management
1g Elect Director Patricia Hemingway Hall For For Management
1h Elect Director Robert A. Malone For For Management
1i Elect Director Jeffrey A. Miller For For Management
1j Elect Director Bhavesh V. (Bob) Patel For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
HANESBRANDS INC.
Ticker: HBI Security ID: 410345102
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl K. Beebe For For Management
1b Elect Director Stephen B. Bratspies For For Management
1c Elect Director Geralyn R. Breig For For Management
1d Elect Director Bobby J. Griffin For For Management
1e Elect Director James C. Johnson For For Management
1f Elect Director Franck J. Moison For For Management
1g Elect Director Robert F. Moran For For Management
1h Elect Director Ronald L. Nelson For For Management
1i Elect Director Ann E. Ziegler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC.
Ticker: HOG Security ID: 412822108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Troy Alstead For For Management
1.2 Elect Director R. John Anderson For For Management
1.3 Elect Director Michael J. Cave For For Management
1.4 Elect Director James D. Farley, Jr. For For Management
1.5 Elect Director Allan Golston For For Management
1.6 Elect Director Sara L. Levinson For For Management
1.7 Elect Director N. Thomas Linebarger For For Management
1.8 Elect Director Maryrose T. Sylvester For For Management
1.9 Elect Director Jochen Zeitz For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HASBRO, INC.
Ticker: HAS Security ID: 418056107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth A. Bronfin For For Management
1.2 Elect Director Michael R. Burns For For Management
1.3 Elect Director Hope F. Cochran For For Management
1.4 Elect Director Lisa Gersh For For Management
1.5 Elect Director Brian D. Goldner For For Management
1.6 Elect Director Tracy A. Leinbach For For Management
1.7 Elect Director Edward M. Philip For For Management
1.8 Elect Director Laurel J. Richie For For Management
1.9 Elect Director Richard S. Stoddart For For Management
1.10 Elect Director Mary Beth West For For Management
1.11 Elect Director Linda K. Zecher For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
HAWAIIAN ELECTRIC INDUSTRIES, INC.
Ticker: HE Security ID: 419870100
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard J. Dahl For For Management
1b Elect Director Constance H. Lau For For Management
1c Elect Director Micah A. Kane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HEALTHCARE TRUST OF AMERICA, INC.
Ticker: HTA Security ID: 42225P501
Meeting Date: JUL 07, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott D. Peters For For Management
1b Elect Director W. Bradley Blair, II For For Management
1c Elect Director Vicki U. Booth For For Management
1d Elect Director H. Lee Cooper For For Management
1e Elect Director Warren D. Fix For For Management
1f Elect Director Peter N. Foss For For Management
1g Elect Director Jay P. Leupp For For Management
1h Elect Director Gary T. Wescombe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HEALTHPEAK PROPERTIES, INC.
Ticker: PEAK Security ID: 42250P103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian G. Cartwright For For Management
1b Elect Director Christine N. Garvey For For Management
1c Elect Director R. Kent Griffin, Jr. For For Management
1d Elect Director David B. Henry For For Management
1e Elect Director Thomas M. Herzog For For Management
1f Elect Director Lydia H. Kennard For For Management
1g Elect Director Sara G. Lewis For For Management
1h Elect Director Katherine M. Sandstrom For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HEICO CORPORATION
Ticker: HEI Security ID: 422806109
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Culligan For For Management
1.2 Elect Director Adolfo Henriques For For Management
1.3 Elect Director Mark H. Hildebrandt For For Management
1.4 Elect Director Eric A. Mendelson For For Management
1.5 Elect Director Laurans A. Mendelson For For Management
1.6 Elect Director Victor H. Mendelson For For Management
1.7 Elect Director Julie Neitzel For For Management
1.8 Elect Director Alan Schriesheim For For Management
1.9 Elect Director Frank J. Schwitter For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HEICO CORPORATION
Ticker: HEI Security ID: 422806208
Meeting Date: MAR 19, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Culligan For For Management
1.2 Elect Director Adolfo Henriques For For Management
1.3 Elect Director Mark H. Hildebrandt For For Management
1.4 Elect Director Eric A. Mendelson For For Management
1.5 Elect Director Laurans A. Mendelson For For Management
1.6 Elect Director Victor H. Mendelson For For Management
1.7 Elect Director Julie Neitzel For For Management
1.8 Elect Director Alan Schriesheim For For Management
1.9 Elect Director Frank J. Schwitter For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: JAN 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Delaney M. Bellinger For For Management
1b Elect Director Kevin G. Cramton For For Management
1c Elect Director Randy A. Foutch For For Management
1d Elect Director Hans Helmerich For For Management
1e Elect Director John W. Lindsay For For Management
1f Elect Director Jose R. Mas For For Management
1g Elect Director Thomas A. Petrie For For Management
1h Elect Director Donald F. Robillard, Jr. For For Management
1i Elect Director Edward B. Rust, Jr. For For Management
1j Elect Director Mary M. VanDeWeghe For For Management
1k Elect Director John D. Zeglis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HENRY SCHEIN, INC.
Ticker: HSIC Security ID: 806407102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mohamad Ali For For Management
1b Elect Director Barry J. Alperin For For Management
1c Elect Director Gerald A. Benjamin For For Management
1d Elect Director Stanley M. Bergman For For Management
1e Elect Director James P. Breslawski For For Management
1f Elect Director Deborah Derby For For Management
1g Elect Director Joseph L. Herring For For Management
1h Elect Director Kurt P. Kuehn For For Management
1i Elect Director Philip A. Laskawy For For Management
1j Elect Director Anne H. Margulies For For Management
1k Elect Director Mark E. Mlotek For For Management
1l Elect Director Steven Paladino For For Management
1m Elect Director Carol Raphael For For Management
1n Elect Director E. Dianne Rekow For For Management
1o Elect Director Bradley T. Sheares For For Management
1p Elect Director Reed V. Tuckson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditor For For Management
--------------------------------------------------------------------------------
HERBALIFE NUTRITION LTD.
Ticker: HLF Security ID: G4412G101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Agwunobi For For Management
1.2 Elect Director Richard H. Carmona For For Management
1.3 Elect Director Kevin M. Jones For For Management
1.4 Elect Director Sophie L'Helias For For Management
1.5 Elect Director Alan LeFevre For For Management
1.6 Elect Director Juan Miguel Mendoza For For Management
1.7 Elect Director Donal Mulligan For For Management
1.8 Elect Director Maria Otero For For Management
1.9 Elect Director John Tartol For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence J. Checki For For Management
1b Elect Director Leonard S. Coleman, Jr. For For Management
1c Elect Director Joaquin Duato For For Management
1d Elect Director John B. Hess For For Management
1e Elect Director Edith E. Holiday For For Management
1f Elect Director Marc S. Lipschultz For For Management
1g Elect Director David McManus For For Management
1h Elect Director Kevin O. Meyers For For Management
1i Elect Director Karyn F. Ovelmen For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director William G. Schrader For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY
Ticker: HPE Security ID: 42824C109
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel Ammann For For Management
1b Elect Director Pamela L. Carter For For Management
1c Elect Director Jean M. Hobby For For Management
1d Elect Director George R. Kurtz For For Management
1e Elect Director Raymond J. Lane For For Management
1f Elect Director Ann M. Livermore For For Management
1g Elect Director Antonio F. Neri For For Management
1h Elect Director Charles H. Noski For For Management
1i Elect Director Raymond E. Ozzie For For Management
1j Elect Director Gary M. Reiner For For Management
1k Elect Director Patricia F. Russo For For Management
1l Elect Director Mary Agnes Wilderotter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HEXCEL CORPORATION
Ticker: HXL Security ID: 428291108
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nick L. Stanage For For Management
1b Elect Director Jeffrey C. Campbell For For Management
1c Elect Director Cynthia M. Egnotovich For For Management
1d Elect Director Thomas A. Gendron For For Management
1e Elect Director Jeffrey A. Graves For For Management
1f Elect Director Guy C. Hachey For For Management
1g Elect Director Marilyn L. Minus For For Management
1h Elect Director Catherine A. Suever For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
HIGHWOODS PROPERTIES, INC.
Ticker: HIW Security ID: 431284108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Anderson For For Management
1.2 Elect Director Gene H. Anderson For For Management
1.3 Elect Director Thomas P. Anderson For For Management
1.4 Elect Director Carlos E. Evans For For Management
1.5 Elect Director David L. Gadis For For Management
1.6 Elect Director David J. Hartzell For For Management
1.7 Elect Director Sherry A. Kellett For For Management
1.8 Elect Director Theodore J. Klinck For For Management
1.9 Elect Director Anne H. Lloyd For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC.
Ticker: HRC Security ID: 431475102
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Dempsey For For Management
1.2 Elect Director John P. Groetelaars For For Management
1.3 Elect Director Gary L. Ellis For For Management
1.4 Elect Director Stacy Enxing Seng For For Management
1.5 Elect Director Mary Garrett For For Management
1.6 Elect Director James R. Giertz For For Management
1.7 Elect Director William H. Kucheman For For Management
1.8 Elect Director Gregory J. Moore For For Management
1.9 Elect Director Felicia F. Norwood For For Management
1.10 Elect Director Nancy M. Schlichting For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC.
Ticker: HLT Security ID: 43300A203
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Nassetta For For Management
1b Elect Director Jonathan D. Gray For For Management
1c Elect Director Charlene T. Begley For For Management
1d Elect Director Chris Carr For For Management
1e Elect Director Melanie L. Healey For For Management
1f Elect Director Raymond E. Mabus, Jr. For For Management
1g Elect Director Judith A. McHale For For Management
1h Elect Director John G. Schreiber For For Management
1i Elect Director Elizabeth A. Smith For For Management
1j Elect Director Douglas M. Steenland For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION
Ticker: HFC Security ID: 436106108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anne-Marie N. Ainsworth For For Management
1b Elect Director Anna C. Catalano For For Management
1c Elect Director Leldon E. Echols For For Management
1d Elect Director Manuel J. Fernandez For For Management
1e Elect Director Michael C. Jennings For For Management
1f Elect Director R. Craig Knocke For For Management
1g Elect Director Robert J. Kostelnik For For Management
1h Elect Director James H. Lee For For Management
1i Elect Director Franklin Myers For For Management
1j Elect Director Michael E. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
HOLOGIC INC.
Ticker: HOLX Security ID: 436440101
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen P. MacMillan For For Management
1b Elect Director Sally W. Crawford For For Management
1c Elect Director Charles J. Dockendorff For For Management
1d Elect Director Scott T. Garrett For For Management
1e Elect Director Ludwig N. Hantson For For Management
1f Elect Director Namal Nawana For For Management
1g Elect Director Christiana Stamoulis For For Management
1h Elect Director Amy M. Wendell For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY
Ticker: HZNP Security ID: G46188101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William F. Daniel For For Management
1b Elect Director H. Thomas Watkins For For Management
1c Elect Director Pascale Witz For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Market Purchases or Overseas For For Management
Market Purchases of Ordinary Shares
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HORMEL FOODS CORPORATION
Ticker: HRL Security ID: 440452100
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Prama Bhatt For For Management
1b Elect Director Gary C. Bhojwani For For Management
1c Elect Director Terrell K. Crews For For Management
1d Elect Director Stephen M. Lacy For For Management
1e Elect Director Elsa A. Murano For For Management
1f Elect Director Susan K. Nestegard For For Management
1g Elect Director William A. Newlands For For Management
1h Elect Director Christopher J. For For Management
Policinski
1i Elect Director Jose Luis Prado For For Management
1j Elect Director Sally J. Smith For For Management
1k Elect Director James P. Snee For For Management
1l Elect Director Steven A. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary L. Baglivo For For Management
1.2 Elect Director Richard E. Marriott For For Management
1.3 Elect Director Sandeep L. Mathrani For For Management
1.4 Elect Director John B. Morse, Jr. For For Management
1.5 Elect Director Mary Hogan Preusse For For Management
1.6 Elect Director Walter C. Rakowich For For Management
1.7 Elect Director James F. Risoleo For For Management
1.8 Elect Director Gordon H. Smith For For Management
1.9 Elect Director A. William Stein For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
HOWMET AEROSPACE INC.
Ticker: HWM Security ID: 443201108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director Amy E. Alving For For Management
1c Elect Director Sharon R. Barner For For Management
1d Elect Director Joseph S. Cantie For For Management
1e Elect Director Robert F. Leduc For For Management
1f Elect Director David J. Miller For For Management
1g Elect Director Jody G. Miller For For Management
1h Elect Director Tolga I. Oal For For Management
1i Elect Director Nicole W. Piasecki For For Management
1j Elect Director John C. Plant For For Management
1k Elect Director Ulrich R. Schmidt For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Abstain Shareholder
--------------------------------------------------------------------------------
HP INC.
Ticker: HPQ Security ID: 40434L105
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director Shumeet Banerji For For Management
1c Elect Director Robert R. Bennett For For Management
1d Elect Director Charles "Chip" V. Bergh For For Management
1e Elect Director Stacy Brown-Philpot For For Management
1f Elect Director Stephanie A. Burns For For Management
1g Elect Director Mary Anne Citrino For For Management
1h Elect Director Richard L. Clemmer For For Management
1i Elect Director Enrique J. Lores For For Management
1j Elect Director Judith "Jami" Miscik For For Management
1k Elect Director Subra Suresh For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
HUBBELL INCORPORATED
Ticker: HUBB Security ID: 443510607
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerben W. Bakker For For Management
1.2 Elect Director Carlos M. Cardoso For For Management
1.3 Elect Director Anthony J. Guzzi For For Management
1.4 Elect Director Rhett A. Hernandez For For Management
1.5 Elect Director Neal J. Keating For For Management
1.6 Elect Director Bonnie C. Lind For For Management
1.7 Elect Director John F. Malloy For For Management
1.8 Elect Director Jennifer M. Pollino For For Management
1.9 Elect Director John G. Russell For For Management
1.10 Elect Director Steven R. Shawley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HUBSPOT, INC.
Ticker: HUBS Security ID: 443573100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian Halligan For For Management
1b Elect Director Ron Gill For For Management
1c Elect Director Jill Ward For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUDSON PACIFIC PROPERTIES, INC.
Ticker: HPP Security ID: 444097109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor J. Coleman For For Management
1.2 Elect Director Theodore R. Antenucci For For Management
1.3 Elect Director Karen Brodkin For For Management
1.4 Elect Director Richard B. Fried For For Management
1.5 Elect Director Jonathan M. Glaser For For Management
1.6 Elect Director Robert L. Harris, II For For Management
1.7 Elect Director Christy Haubegger For For Management
1.8 Elect Director Mark D. Linehan For For Management
1.9 Elect Director Barry A. Porter For For Management
1.10 Elect Director Andrea Wong For Against Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lizabeth Ardisana For For Management
1.2 Elect Director Alanna Y. Cotton For For Management
1.3 Elect Director Ann B. (Tanny) Crane For For Management
1.4 Elect Director Robert S. Cubbin For For Management
1.5 Elect Director Steven G. Elliott For For Management
1.6 Elect Director Gina D. France For For Management
1.7 Elect Director J. Michael Hochschwender For For Management
1.8 Elect Director John C. (Chris) Inglis For For Management
1.9 Elect Director Katherine M. A. (Allie) For For Management
Kline
1.10 Elect Director Richard W. Neu For For Management
1.11 Elect Director Kenneth J. Phelan For For Management
1.12 Elect Director David L. Porteous For For Management
1.13 Elect Director Stephen D. Steinour For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC.
Ticker: HII Security ID: 446413106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip M. Bilden For For Management
1.2 Elect Director Augustus L. Collins For For Management
1.3 Elect Director Kirkland H. Donald For For Management
1.4 Elect Director Victoria D. Harker For For Management
1.5 Elect Director Anastasia D. Kelly For For Management
1.6 Elect Director Tracy B. McKibben For For Management
1.7 Elect Director Stephanie L. O'Sullivan For For Management
1.8 Elect Director C. Michael Petters For For Management
1.9 Elect Director Thomas C. Schievelbein For For Management
1.10 Elect Director John K. Welch For For Management
1.11 Elect Director Stephen R. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
HUNTSMAN CORPORATION
Ticker: HUN Security ID: 447011107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter R. Huntsman For For Management
1b Elect Director Nolan D. Archibald For For Management
1c Elect Director Mary C. Beckerle For For Management
1d Elect Director M. Anthony Burns For For Management
1e Elect Director Sonia Dula For For Management
1f Elect Director Cynthia L. Egan For For Management
1g Elect Director Daniele Ferrari For For Management
1h Elect Director Robert J. Margetts For For Management
1i Elect Director Jeanne McGovern For For Management
1j Elect Director Wayne A. Reaud For For Management
1k Elect Director Jan E. Tighe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
HYATT HOTELS CORPORATION
Ticker: H Security ID: 448579102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan D. Kronick For For Management
1.2 Elect Director Mackey J. McDonald For Withhold Management
1.3 Elect Director Jason Pritzker For Withhold Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IAA, INC.
Ticker: IAA Security ID: 449253103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William (Bill) Breslin For For Management
1b Elect Director Brian Bales For For Management
1c Elect Director Olaf Kastner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
IAC/INTERACTIVECORP
Ticker: IAC Security ID: 44891N109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2 Approve the Corporate Opportunities For Against Management
Charter Amendment
3 Adjourn Meeting For Against Management
4a Elect Director Chelsea Clinton For For Management
4b Elect Director Barry Diller For For Management
4c Elect Director Michael D. Eisner For For Management
4d Elect Director Bonnie S. Hammer For For Management
4e Elect Director Victor A. Kaufman For For Management
4f Elect Director Joseph Levin For For Management
4g Elect Director Bryan Lourd For For Management
4h Elect Director Westley Moore For For Management
4i Elect Director David Rosenblatt For For Management
4j Elect Director Alan G. Spoon For For Management
4k Elect Director Alexander von For For Management
Furstenberg
4l Elect Director Richard F. Zannino For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ICU MEDICAL, INC.
Ticker: ICUI Security ID: 44930G107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vivek Jain For For Management
1.2 Elect Director George A. Lopez For For Management
1.3 Elect Director Robert S. Swinney For For Management
1.4 Elect Director David C. Greenberg For For Management
1.5 Elect Director Elisha W. Finney For For Management
1.6 Elect Director David F. Hoffmeister For For Management
1.7 Elect Director Donald M. Abbey For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IDACORP, INC.
Ticker: IDA Security ID: 451107106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darrel T. Anderson For For Management
1.2 Elect Director Odette C. Bolano For For Management
1.3 Elect Director Thomas Carlile For For Management
1.4 Elect Director Richard J. Dahl For For Management
1.5 Elect Director Annette G. Elg For For Management
1.6 Elect Director Lisa A. Grow For For Management
1.7 Elect Director Ronald W. Jibson For For Management
1.8 Elect Director Judith A. Johansen For For Management
1.9 Elect Director Dennis L. Johnson For For Management
1.10 Elect Director Richard J. Navarro For For Management
1.11 Elect Director Mark T. Peters For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William M. Cook For For Management
1b Elect Director Mark A. Buthman For For Management
1c Elect Director Lakecia N. Gunter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IDEXX LABORATORIES, INC.
Ticker: IDXX Security ID: 45168D104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce L. Claflin For For Management
1b Elect Director Asha S. Collins For For Management
1c Elect Director Daniel M. Junius For For Management
1d Elect Director Sam Samad For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IHS MARKIT LTD.
Ticker: INFO Security ID: G47567105
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
IHS MARKIT LTD.
Ticker: INFO Security ID: G47567105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lance Uggla For For Management
1b Elect Director John Browne For For Management
1c Elect Director Dinyar S. Devitre For For Management
1d Elect Director Ruann F. Ernst For For Management
1e Elect Director Jacques Esculier For For Management
1f Elect Director Gay Huey Evans For For Management
1g Elect Director William E. Ford For For Management
1h Elect Director Nicoletta Giadrossi For For Management
1i Elect Director Robert P. Kelly For For Management
1j Elect Director Deborah Doyle McWhinney For For Management
1k Elect Director Jean-Paul L. Montupet For For Management
1l Elect Director Deborah K. Orida For For Management
1m Elect Director James A. Rosenthal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian C. Baker For For Management
1.2 Elect Director Jean-Jacques Bienaime For For Management
1.3 Elect Director Paul J. Clancy For For Management
1.4 Elect Director Wendy L. Dixon For For Management
1.5 Elect Director Jacqualyn A. Fouse For For Management
1.6 Elect Director Edmund P. Harrigan For For Management
1.7 Elect Director Katherine A. High For For Management
1.8 Elect Director Herve Hoppenot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INGERSOLL RAND INC.
Ticker: IR Security ID: 45687V106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation
3 Eliminate Supermajority Vote For For Management
Requirement to Amend Bylaws
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6a.1 Elect Director Peter M. Stavros For For Management
6a.2 Elect Director Kirk E. Arnold For For Management
6a.3 Elect Director Elizabeth Centoni For For Management
6a.4 Elect Director William P. Donnelly For For Management
6a.5 Elect Director Gary D. Forsee For For Management
6a.6 Elect Director John Humphrey For For Management
6a.7 Elect Director Marc E. Jones For For Management
6a.8 Elect Director Vicente Reynal For For Management
6a.9 Elect Director Joshua T. Weisenbeck For For Management
6a.10 Elect Director Tony L. White For For Management
6b.11 Elect Director Peter M. Stavros For For Management
6b.12 Elect Director Elizabeth Centoni For For Management
6b.13 Elect Director Gary D. Forsee For For Management
6b.14 Elect Director Tony L. White For For Management
--------------------------------------------------------------------------------
INGREDION INCORPORATED
Ticker: INGR Security ID: 457187102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Luis Aranguren-Trellez For For Management
1b Elect Director David B. Fischer For For Management
1c Elect Director Paul Hanrahan For For Management
1d Elect Director Rhonda L. Jordan For For Management
1e Elect Director Gregory B. Kenny For For Management
1f Elect Director Barbara A. Klein For For Management
1g Elect Director Victoria J. Reich For For Management
1h Elect Director Stephan B. Tanda For For Management
1i Elect Director Jorge A. Uribe For For Management
1j Elect Director Dwayne A. Wilson For For Management
1k Elect Director James P. Zallie For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INPHI CORPORATION
Ticker: IPHI Security ID: 45772F107
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For Against Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
INSULET CORPORATION
Ticker: PODD Security ID: 45784P101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne A. I. Frederick For For Management
1.2 Elect Director Shacey Petrovic For For Management
1.3 Elect Director Timothy J. Scannell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
Ticker: IART Security ID: 457985208
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter J. Arduini For For Management
1b Elect Director Rhonda Germany Ballintyn For For Management
1c Elect Director Keith Bradley For For Management
1d Elect Director Shaundra D. Clay For For Management
1e Elect Director Stuart M. Essig For For Management
1f Elect Director Barbara B. Hill For For Management
1g Elect Director Donald E. Morel, Jr. For For Management
1h Elect Director Raymond G. Murphy For For Management
1i Elect Director Christian S. Schade For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERACTIVE BROKERS GROUP, INC.
Ticker: IBKR Security ID: 45841N107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas Peterffy For Against Management
1B Elect Director Earl H. Nemser For Against Management
1C Elect Director Milan Galik For Against Management
1D Elect Director Paul J. Brody For For Management
1E Elect Director Lawrence E. Harris For Against Management
1F Elect Director Gary Katz For For Management
1G Elect Director John M. Damgard For For Management
1H Elect Director Philip Uhde For For Management
1I Elect Director William Peterffy For For Management
1J Elect Director Nicole Yuen For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Ticker: IFF Security ID: 459506101
Meeting Date: AUG 27, 2020 Meeting Type: Special
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Ticker: IFF Security ID: 459506101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn J. Boor For For Management
1b Elect Director Edward D. Breen For Against Management
1c Elect Director Carol Anthony Davidson For For Management
1d Elect Director Michael L. Ducker For For Management
1e Elect Director Roger W. Ferguson, Jr. For For Management
1f Elect Director John F. Ferraro For For Management
1g Elect Director Andreas Fibig For For Management
1h Elect Director Christina Gold For For Management
1i Elect Director Ilene Gordon For For Management
1j Elect Director Matthias J. Heinzel For For Management
1k Elect Director Dale F. Morrison For For Management
1l Elect Director Kare Schultz For For Management
1m Elect Director Stephen Williamson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher M. Connor For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director Ilene S. Gordon For For Management
1d Elect Director Anders Gustafsson For For Management
1e Elect Director Jacqueline C. Hinman For For Management
1f Elect Director Clinton A. Lewis, Jr. For For Management
1g Elect Director DG Macpherson For For Management
1h Elect Director Kathryn D. Sullivan For For Management
1i Elect Director Mark S. Sutton For For Management
1j Elect Director Anton V. Vincent For For Management
1k Elect Director Ray G. Young For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
INVESCO LTD.
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah E. Beshar For For Management
1.2 Elect Director Thomas M. Finke For For Management
1.3 Elect Director Martin L. Flanagan For For Management
1.4 Elect Director Edward P. Garden For For Management
1.5 Elect Director William (Bill) F. For For Management
Glavin, Jr.
1.6 Elect Director C. Robert Henrikson For For Management
1.7 Elect Director Denis Kessler For For Management
1.8 Elect Director Nelson Peltz For For Management
1.9 Elect Director Nigel Sheinwald For For Management
1.10 Elect Director Paula C. Tolliver For For Management
1.11 Elect Director G. Richard Wagoner, Jr. For For Management
1.12 Elect Director Phoebe A. Wood For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INVITATION HOMES, INC.
Ticker: INVH Security ID: 46187W107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Fascitelli For For Management
1.2 Elect Director Dallas B. Tanner For For Management
1.3 Elect Director Jana Cohen Barbe For For Management
1.4 Elect Director Richard D. Bronson For For Management
1.5 Elect Director Jeffrey E. Kelter For For Management
1.6 Elect Director Joseph D. Margolis For For Management
1.7 Elect Director John B. Rhea For For Management
1.8 Elect Director J. Heidi Roizen For For Management
1.9 Elect Director Janice L. Sears For For Management
1.10 Elect Director William J. Stein For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC.
Ticker: IONS Security ID: 462222100
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brett Monia For For Management
1.2 Elect Director Frederick T. Muto For Withhold Management
1.3 Elect Director Peter N. Reikes For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC.
Ticker: IOVA Security ID: 462260100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iain Dukes For For Management
1.2 Elect Director Maria Fardis For For Management
1.3 Elect Director Athena Countouriotis For For Management
1.4 Elect Director Ryan Maynard For For Management
1.5 Elect Director Merrill A. McPeak For For Management
1.6 Elect Director Wayne P. Rothbaum For For Management
1.7 Elect Director Michael Weiser For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION
Ticker: IPGP Security ID: 44980X109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Valentin P. Gapontsev For For Management
1.2 Elect Director Eugene A. Scherbakov For For Management
1.3 Elect Director Michael C. Child For For Management
1.4 Elect Director Jeanmarie F. Desmond For For Management
1.5 Elect Director Gregory P. Dougherty For For Management
1.6 Elect Director Eric Meurice For For Management
1.7 Elect Director Natalia Pavlova For For Management
1.8 Elect Director John R. Peeler For For Management
1.9 Elect Director Thomas J. Seifert For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IQVIA HOLDINGS INC.
Ticker: IQV Security ID: 46266C105
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ari Bousbib For For Management
1.2 Elect Director John M. Leonard For For Management
1.3 Elect Director Todd B. Sisitsky For Withhold Management
2 Advisory Vote on Say on Pay Frequency None One Year Management
3a Eliminate Supermajority Vote For For Management
Requirement to Amend Bylaws
3b Eliminate Supermajority Vote For For Management
Requirement for Removal of Directors
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED
Ticker: IRM Security ID: 46284V101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer Allerton For For Management
1b Elect Director Pamela M. Arway For For Management
1c Elect Director Clarke H. Bailey For For Management
1d Elect Director Kent P. Dauten For For Management
1e Elect Director Monte Ford For For Management
1f Elect Director Per-Kristian Halvorsen For For Management
1g Elect Director Robin L. Matlock For For Management
1h Elect Director William L. Meaney For For Management
1i Elect Director Wendy J. Murdock For For Management
1j Elect Director Walter C. Rakowich For For Management
1k Elect Director Doyle R. Simons For For Management
1l Elect Director Alfred J. Verrecchia For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ITT INC.
Ticker: ITT Security ID: 45073V108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Orlando D. Ashford For For Management
1b Elect Director Geraud Darnis For For Management
1c Elect Director Donald DeFosset, Jr. For For Management
1d Elect Director Nicholas C. Fanandakis For For Management
1e Elect Director Richard P. Lavin For For Management
1f Elect Director Mario Longhi *Withdrawn None None Management
Resolution*
1g Elect Director Rebecca A. McDonald For For Management
1h Elect Director Timothy H. Powers For For Management
1i Elect Director Luca Savi For For Management
1j Elect Director Cheryl L. Shavers For For Management
1k Elect Director Sabrina Soussan For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC.
Ticker: JBHT Security ID: 445658107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas G. Duncan For For Management
1.2 Elect Director Francesca M. Edwardson For For Management
1.3 Elect Director Wayne Garrison For For Management
1.4 Elect Director Sharilyn S. Gasaway For For Management
1.5 Elect Director Gary C. George For For Management
1.6 Elect Director Thad Hill For For Management
1.7 Elect Director J. Bryan Hunt, Jr. For For Management
1.8 Elect Director Gale V. King For For Management
1.9 Elect Director John N. Roberts, III For For Management
1.10 Elect Director James L. Robo For For Management
1.11 Elect Director Kirk Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
JABIL INC.
Ticker: JBL Security ID: 466313103
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anousheh Ansari For For Management
1b Elect Director Martha F. Brooks For For Management
1c Elect Director Christopher S. Holland For For Management
1d Elect Director Timothy L. Main For For Management
1e Elect Director Mark T. Mondello For For Management
1f Elect Director John C. Plant For For Management
1g Elect Director Steven A. Raymund For For Management
1h Elect Director Thomas A. Sansone For For Management
1i Elect Director David M. Stout For For Management
1j Elect Director Kathleen A. Walters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC.
Ticker: JKHY Security ID: 426281101
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew C. Flanigan For For Management
1.2 Elect Director John F. Prim For For Management
1.3 Elect Director Thomas H. Wilson, Jr. For For Management
1.4 Elect Director Jacque R. Fiegel For For Management
1.5 Elect Director Thomas A. Wimsett For For Management
1.6 Elect Director Laura G. Kelly For For Management
1.7 Elect Director Shruti S. Miyashiro For For Management
1.8 Elect Director Wesley A. Brown For For Management
1.9 Elect Director David B. Foss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement for Acquisition
Transactions
4 Ratify PricewaterhouseCoopers, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC.
Ticker: J Security ID: 469814107
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven J. Demetriou For For Management
1b Elect Director Christopher M.T. For For Management
Thompson
1c Elect Director Vincent K. Brooks For For Management
1d Elect Director Robert C. Davidson, Jr. For For Management
1e Elect Director Ralph E. (Ed) Eberhart For For Management
1f Elect Director Manny Fernandez For For Management
1g Elect Director Georgette D. Kiser For For Management
1h Elect Director Linda Fayne Levinson For For Management
1i Elect Director Barbara L. Loughran For For Management
1j Elect Director Robert A. McNamara For For Management
1k Elect Director Peter J. Robertson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
JAMF HOLDING CORP.
Ticker: JAMF Security ID: 47074L105
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Breach For Withhold Management
1.2 Elect Director Michael Fosnaugh For Withhold Management
1.3 Elect Director Christina Lema For Withhold Management
2 Advisory Vote to Retain Classified For Against Management
Board Structure
3 Advisory Vote to Retain Supermajority For Against Management
Vote Requirement to Amend Charter and
Bylaws
4 Approve Qualified Employee Stock For Against Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC
Ticker: JAZZ Security ID: G50871105
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce C. Cozadd For For Management
1b Elect Director Heather Ann McSharry For For Management
1c Elect Director Anne O'Riordan For For Management
1d Elect Director Rick E Winningham For For Management
2 Approve KPMG, Dublin as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Approve Reduction in Capital and For For Management
Creation of Distributable Reserves
--------------------------------------------------------------------------------
JBG SMITH PROPERTIES
Ticker: JBGS Security ID: 46590V100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phyllis R. Caldwell For For Management
1b Elect Director Scott A. Estes For For Management
1c Elect Director Alan S. Forman For For Management
1d Elect Director Michael J. Glosserman For For Management
1e Elect Director Charles E. Haldeman, Jr. For For Management
1f Elect Director W. Matthew Kelly For For Management
1g Elect Director Alisa M. Mall For For Management
1h Elect Director Carol A. Melton For For Management
1i Elect Director William J. Mulrow For For Management
1j Elect Director Steven Roth For Against Management
1k Elect Director D. Ellen Shuman For For Management
1l Elect Director Robert A. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
JEFFERIES FINANCIAL GROUP INC.
Ticker: JEF Security ID: 47233W109
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda L. Adamany For For Management
1b Elect Director Barry J. Alperin For For Management
1c Elect Director Robert D. Beyer For For Management
1d Elect Director Francisco L. Borges For For Management
1e Elect Director Brian P. Friedman For For Management
1f Elect Director MaryAnne Gilmartin For For Management
1g Elect Director Richard B. Handler For For Management
1h Elect Director Jacob M. Katz For For Management
1i Elect Director Michael T. O'Kane For For Management
1j Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JETBLUE AIRWAYS CORPORATION
Ticker: JBLU Security ID: 477143101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Ben Baldanza For For Management
1b Elect Director Peter Boneparth For For Management
1c Elect Director Monte Ford For For Management
1d Elect Director Robin Hayes For For Management
1e Elect Director Ellen Jewett For For Management
1f Elect Director Robert Leduc For For Management
1g Elect Director Teri McClure For For Management
1h Elect Director Sarah Robb O'Hagan For For Management
1i Elect Director Vivek Sharma For For Management
1j Elect Director Thomas Winkelmann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
JFROG LTD.
Ticker: FROG Security ID: M6191J100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Shlomi Ben Haim as Director For Against Management
1.2 Reelect Jessica Neal as Director For Against Management
1.3 Reelect Jeff Horing as Director For For Management
2 Reapprove and Ratify Kost, Forer, For For Management
Gabbay & Kasierer, Member of Ernst &
Young as Auditors
3 Approve Amended Compensation of Shlomi For Against Management
Ben Haim, Chief Executive Officer
4 Approve Amended Compensation of Yoav For Against Management
Landman, Chief Technology Officer
5 Approve Amended Compensation of For Against Management
Frederic Simon, Chief Data Scientist
--------------------------------------------------------------------------------
JOHN WILEY & SONS, INC.
Ticker: JW.A Security ID: 968223206
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Beth A. Birnbaum For For Management
1.2 Elect Director David C. Dobson For For Management
1.3 Elect Director Mariana Garavaglia For For Management
1.4 Elect Director William Pence For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle For For Management
Perochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
Shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Omnibus Stock Plan For For Management
7 Approve the Directors' Authority to For For Management
Allot Shares
8 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
--------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED
Ticker: JLL Security ID: 48020Q107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hugo Bague For For Management
1b Elect Director Matthew Carter, Jr. For For Management
1c Elect Director Samuel A. Di Piazza, Jr. For For Management
1d Elect Director Tina Ju For For Management
1e Elect Director Bridget Macaskill For For Management
1f Elect Director Deborah H. McAneny For For Management
1g Elect Director Siddharth (Bobby) Mehta For For Management
1h Elect Director Jeetendra (Jeetu) I. For For Management
Patel
1i Elect Director Sheila A. Penrose For For Management
1j Elect Director Ann Marie Petach For For Management
1k Elect Director Christian Ulbrich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary Daichendt For For Management
1b Elect Director Anne DelSanto For For Management
1c Elect Director Kevin DeNuccio For For Management
1d Elect Director James Dolce For For Management
1e Elect Director Christine Gorjanc For For Management
1f Elect Director Janet Haugen For For Management
1g Elect Director Scott Kriens For For Management
1h Elect Director Rahul Merchant For For Management
1i Elect Director Rami Rahim For For Management
1j Elect Director William Stensrud For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KANSAS CITY SOUTHERN
Ticker: KSU Security ID: 485170302
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lydia I. Beebe For For Management
1.2 Elect Director Lu M. Cordova For For Management
1.3 Elect Director Robert J. Druten For For Management
1.4 Elect Director Antonio O. Garza, Jr. For For Management
1.5 Elect Director David Garza-Santos For For Management
1.6 Elect Director Janet H. Kennedy For For Management
1.7 Elect Director Mitchell J. Krebs For For Management
1.8 Elect Director Henry J. Maier For For Management
1.9 Elect Director Thomas A. McDonnell For For Management
1.10 Elect Director Patrick J. Ottensmeyer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carter Cast For For Management
1b Elect Director Zack Gund For For Management
1c Elect Director Don Knauss For For Management
1d Elect Director Mike Schlotman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Supermajority Vote Requirement For For Management
5 Provide Right to Call A Special Meeting None For Shareholder
--------------------------------------------------------------------------------
KEMPER CORPORATION
Ticker: KMPR Security ID: 488401100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Teresa A. Canida For For Management
1b Elect Director George N. Cochran For For Management
1c Elect Director Kathleen M. Cronin For For Management
1d Elect Director Lacy M. Johnson For For Management
1e Elect Director Robert J. Joyce For For Management
1f Elect Director Joseph P. Lacher, Jr. For For Management
1g Elect Director Gerald Laderman For For Management
1h Elect Director Stuart B. Parker For For Management
1i Elect Director Christopher B. Sarofim For For Management
1j Elect Director David P. Storch For For Management
1k Elect Director Susan D. Whiting For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce D. Broussard For For Management
1.2 Elect Director Alexander M. Cutler For For Management
1.3 Elect Director H. James Dallas For For Management
1.4 Elect Director Elizabeth R. Gile For For Management
1.5 Elect Director Ruth Ann M. Gillis For For Management
1.6 Elect Director Christopher M. Gorman For For Management
1.7 Elect Director Robin N. Hayes For For Management
1.8 Elect Director Carlton L. Highsmith For For Management
1.9 Elect Director Richard J. Hipple For For Management
1.10 Elect Director Devina A. Rankin For For Management
1.11 Elect Director Barbara R. Snyder For For Management
1.12 Elect Director Todd J. Vasos For For Management
1.13 Elect Director David K. Wilson For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC.
Ticker: KEYS Security ID: 49338L103
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald S. Nersesian For For Management
1.2 Elect Director Charles J. Dockendorff For For Management
1.3 Elect Director Robert A. Rango For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KILROY REALTY CORPORATION
Ticker: KRC Security ID: 49427F108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Kilroy For For Management
1b Elect Director Edward Brennan For For Management
1c Elect Director Jolie Hunt For For Management
1d Elect Director Scott Ingraham For For Management
1e Elect Director Louisa Ritter For For Management
1f Elect Director Gary Stevenson For For Management
1g Elect Director Peter Stoneberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Bylaws to Remove Independent For For Management
Committee Approval Requirement
Separately Governed by Related Party
Transactions Policy
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KIMCO REALTY CORPORATION
Ticker: KIM Security ID: 49446R109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Milton Cooper For For Management
1b Elect Director Philip E. Coviello For For Management
1c Elect Director Conor C. Flynn For For Management
1d Elect Director Frank Lourenso For For Management
1e Elect Director Henry Moniz For For Management
1f Elect Director Mary Hogan Preusse For For Management
1g Elect Director Valerie Richardson For For Management
1h Elect Director Richard B. Saltzman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KIRBY CORPORATION
Ticker: KEX Security ID: 497266106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tanya S. Beder For For Management
1b Elect Director Barry E. Davis For For Management
1c Elect Director Joseph H. Pyne For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
KLA CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Barnholt For For Management
1.2 Elect Director Robert Calderoni For For Management
1.3 Elect Director Jeneanne Hanley For For Management
1.4 Elect Director Emiko Higashi For For Management
1.5 Elect Director Kevin Kennedy For For Management
1.6 Elect Director Gary Moore For For Management
1.7 Elect Director Marie Myers For For Management
1.8 Elect Director Kiran Patel For For Management
1.9 Elect Director Victor Peng For For Management
1.10 Elect Director Robert Rango For For Management
1.11 Elect Director Richard Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC.
Ticker: KNX Security ID: 499049104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary Knight For For Management
1.2 Elect Director Kathryn Munro For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
KOHL'S CORPORATION
Ticker: KSS Security ID: 500255104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bender For For Management
1.2 Elect Director Peter Boneparth For For Management
1.3 Elect Director Steven A. Burd For For Management
1.4 Elect Director Yael Cosset For For Management
1.5 Elect Director H. Charles Floyd For For Management
1.6 Elect Director Michelle Gass For For Management
1.7 Elect Director Robbin Mitchell For For Management
1.8 Elect Director Jonas Prising For For Management
1.9 Elect Director John E. Schlifske For For Management
1.10 Elect Director Adrianne Shapira For For Management
1.11 Elect Director Frank V. Sica For For Management
1.12 Elect Director Stephanie A. Streeter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
L BRANDS, INC.
Ticker: LB Security ID: 501797104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patricia S. Bellinger For For Management
1b Elect Director Donna A. James For For Management
1c Elect Director Francis A. Hondal For For Management
1d Elect Director Danielle Lee For For Management
1e Elect Director Andrew M. Meslow For For Management
1f Elect Director Michael G. Morris For For Management
1g Elect Director Sarah E. Nash For For Management
1h Elect Director Robert H. Schottenstein For For Management
1i Elect Director Anne Sheehan For For Management
1j Elect Director Stephen D. Steinour For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
LABORATORY CORPORATION OF AMERICA HOLDINGS
Ticker: LH Security ID: 50540R409
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Jean-Luc Belingard For For Management
1c Elect Director Jeffrey A. Davis For For Management
1d Elect Director D. Gary Gilliland For For Management
1e Elect Director Garheng Kong For For Management
1f Elect Director Peter M. Neupert For For Management
1g Elect Director Richelle P. Parham For For Management
1h Elect Director Adam H. Schechter For For Management
1i Elect Director Kathryn E. Wengel For For Management
1j Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY
Ticker: LAMR Security ID: 512816109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy Fletcher For For Management
1.2 Elect Director John E. Koerner, III For Withhold Management
1.3 Elect Director Marshall A. Loeb For For Management
1.4 Elect Director Stephen P. Mumblow For Withhold Management
1.5 Elect Director Thomas V. Reifenheiser For Withhold Management
1.6 Elect Director Anna Reilly For Withhold Management
1.7 Elect Director Kevin P. Reilly, Jr. For Withhold Management
1.8 Elect Director Wendell Reilly For Withhold Management
1.9 Elect Director Elizabeth Thompson For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC.
Ticker: LW Security ID: 513272104
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter J. Bensen For For Management
1b Elect Director Charles A. Blixt For For Management
1c Elect Director Robert J. Coviello For For Management
1d Elect Director Andre J. Hawaux For For Management
1e Elect Director W.G. Jurgensen For For Management
1f Elect Director Thomas P. Maurer For For Management
1g Elect Director Robert A. Niblock For For Management
1h Elect Director Hala G. Moddelmog For For Management
1i Elect Director Maria Renna Sharpe For For Management
1j Elect Director Thomas P. Werner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LANDSTAR SYSTEM, INC.
Ticker: LSTR Security ID: 515098101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James B. Gattoni For For Management
1b Elect Director Anthony J. Orlando For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LAZARD LTD
Ticker: LAZ Security ID: G54050102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann-Kristin Achleitner For For Management
1.2 Elect Director Andrew M. Alper For For Management
1.3 Elect Director Ashish Bhutani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mei-Wei Cheng For For Management
1b Elect Director Jonathan F. Foster For For Management
1c Elect Director Bradley M. Halverson For For Management
1d Elect Director Mary Lou Jepsen For For Management
1e Elect Director Roger A. Krone For For Management
1f Elect Director Patricia L. Lewis For For Management
1g Elect Director Kathleen A. Ligocki For For Management
1h Elect Director Conrad L. Mallett, Jr. For For Management
1i Elect Director Raymond E. Scott For For Management
1j Elect Director Gregory C. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEGGETT & PLATT, INCORPORATED
Ticker: LEG Security ID: 524660107
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Blinn For For Management
1b Elect Director Robert E. Brunner For For Management
1c Elect Director Mary Campbell For For Management
1d Elect Director J. Mitchell Dolloff For For Management
1e Elect Director Manuel A. Fernandez For For Management
1f Elect Director Karl G. Glassman For For Management
1g Elect Director Joseph W. McClanathan For For Management
1h Elect Director Judy C. Odom For For Management
1i Elect Director Srikanth Padmanabhan For For Management
1j Elect Director Jai Shah For For Management
1k Elect Director Phoebe A. Wood For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC.
Ticker: LDOS Security ID: 525327102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory R. Dahlberg For For Management
1b Elect Director David G. Fubini For For Management
1c Elect Director Miriam E. John For For Management
1d Elect Director Frank Kendall, III For For Management
1e Elect Director Robert C. Kovarik, Jr. For For Management
1f Elect Director Harry M. J. Kraemer, Jr. For For Management
1g Elect Director Roger A. Krone For For Management
1h Elect Director Gary S. May For For Management
1i Elect Director Surya N. Mohapatra For For Management
1j Elect Director Robert S. Shapard For For Management
1k Elect Director Susan M. Stalnecker For For Management
1l Elect Director Noel B. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LEMONADE, INC.
Ticker: LMND Security ID: 52567D107
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Schreiber For For Management
1.2 Elect Director Michael Eisenberg For Withhold Management
1.3 Elect Director Caryn Seidman-Becker For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LENDINGTREE, INC.
Ticker: TREE Security ID: 52603B107
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gabriel Dalporto For For Management
1b Elect Director Thomas M. Davidson, Jr. For For Management
1c Elect Director Robin Henderson For For Management
1d Elect Director Douglas Lebda For For Management
1e Elect Director Steve Ozonian For Against Management
1f Elect Director Saras Sarasvathy For For Management
1g Elect Director G. Kennedy Thompson For For Management
1h Elect Director Jennifer Witz For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For Against Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LENNAR CORPORATION
Ticker: LEN Security ID: 526057104
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy Banse For For Management
1b Elect Director Rick Beckwitt For For Management
1c Elect Director Steven L. Gerard For For Management
1d Elect Director Tig Gilliam For For Management
1e Elect Director Sherrill W. Hudson For For Management
1f Elect Director Jonathan M. Jaffe For For Management
1g Elect Director Sidney Lapidus For For Management
1h Elect Director Teri P. McClure For For Management
1i Elect Director Stuart Miller For For Management
1j Elect Director Armando Olivera For For Management
1k Elect Director Jeffrey Sonnenfeld For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
LENNAR CORPORATION
Ticker: LEN Security ID: 526057302
Meeting Date: APR 07, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy Banse For For Management
1b Elect Director Rick Beckwitt For For Management
1c Elect Director Steven L. Gerard For For Management
1d Elect Director Tig Gilliam For For Management
1e Elect Director Sherrill W. Hudson For For Management
1f Elect Director Jonathan M. Jaffe For For Management
1g Elect Director Sidney Lapidus For For Management
1h Elect Director Teri P. McClure For For Management
1i Elect Director Stuart Miller For For Management
1j Elect Director Armando Olivera For For Management
1k Elect Director Jeffrey Sonnenfeld For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
LENNOX INTERNATIONAL INC.
Ticker: LII Security ID: 526107107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry L. Buck For For Management
1.2 Elect Director Gregory T. Swienton For For Management
1.3 Elect Director Todd J. Teske For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY BROADBAND CORPORATION
Ticker: LBRDK Security ID: 530307107
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIBERTY BROADBAND CORPORATION
Ticker: LBRDK Security ID: 530307107
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julie D. Frist For Withhold Management
1.2 Elect Director J. David Wargo For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: FWONA Security ID: 531229409
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian M. Deevy For For Management
1.2 Elect Director Gregory B. Maffei For Withhold Management
1.3 Elect Director Andrea L. Wong For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIBERTY MEDIA CORPORATION
Ticker: FWONA Security ID: 531229870
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian M. Deevy For For Management
1.2 Elect Director Gregory B. Maffei For Withhold Management
1.3 Elect Director Andrea L. Wong For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIFE STORAGE, INC.
Ticker: LSI Security ID: 53223X107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark G. Barberio For For Management
1.2 Elect Director Joseph V. Saffire For For Management
1.3 Elect Director Stephen R. Rusmisel For For Management
1.4 Elect Director Arthur L. Havener, Jr. For For Management
1.5 Elect Director Dana Hamilton For For Management
1.6 Elect Director Edward J. Pettinella For For Management
1.7 Elect Director David L. Rogers For For Management
1.8 Elect Director Susan Harnett For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINCOLN ELECTRIC HOLDINGS, INC.
Ticker: LECO Security ID: 533900106
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis E. Espeland For For Management
1.2 Elect Director Patrick P. Goris For For Management
1.3 Elect Director Stephen G. Hanks For For Management
1.4 Elect Director Michael F. Hilton For For Management
1.5 Elect Director G. Russell Lincoln For For Management
1.6 Elect Director Kathryn Jo Lincoln For For Management
1.7 Elect Director William E. MacDonald, For For Management
III
1.8 Elect Director Christopher L. Mapes For For Management
1.9 Elect Director Phillip J. Mason For For Management
1.10 Elect Director Ben P. Patel For For Management
1.11 Elect Director Hellene S. Runtagh For For Management
1.12 Elect Director Kellye L. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION
Ticker: LNC Security ID: 534187109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deirdre P. Connelly For For Management
1.2 Elect Director William H. Cunningham For For Management
1.3 Elect Director Reginald E. Davis For For Management
1.4 Elect Director Dennis R. Glass For For Management
1.5 Elect Director George W. Henderson, III For For Management
1.6 Elect Director Eric G. Johnson For For Management
1.7 Elect Director Gary C. Kelly For For Management
1.8 Elect Director M. Leanne Lachman For For Management
1.9 Elect Director Michael F. Mee For For Management
1.10 Elect Director Patrick S. Pittard For For Management
1.11 Elect Director Lynn M. Utter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Special Meeting Right Provisions Against Against Shareholder
5 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
LIONS GATE ENTERTAINMENT CORP.
Ticker: LGF.A Security ID: 535919401
Meeting Date: SEP 15, 2020 Meeting Type: Annual/Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Burns For For Management
1b Elect Director Mignon L. Clyburn For For Management
1c Elect Director Gordon Crawford For For Management
1d Elect Director Jon Feltheimer For For Management
1e Elect Director Emily Fine For For Management
1f Elect Director Michael T. Fries For Against Management
1g Elect Director Susan McCaw For For Management
1h Elect Director Yvette Ostolaza For For Management
1i Elect Director Mark H. Rachesky For For Management
1j Elect Director Daniel Sanchez For For Management
1k Elect Director Daryl Simm For For Management
1l Elect Director Hardwick Simmons For For Management
1m Elect Director David M. Zaslav For Against Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LITTELFUSE, INC.
Ticker: LFUS Security ID: 537008104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristina A. Cerniglia For For Management
1b Elect Director Tzau-Jin Chung For For Management
1c Elect Director Cary T. Fu For For Management
1d Elect Director Maria C. Green For For Management
1e Elect Director Anthony Grillo For For Management
1f Elect Director David W. Heinzmann For For Management
1g Elect Director Gordon Hunter For For Management
1h Elect Director William P. Noglows For For Management
1i Elect Director Nathan Zommer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maverick Carter For For Management
1.2 Elect Director Ari Emanuel - Withdrawn None None Management
1.3 Elect Director Ping Fu For For Management
1.4 Elect Director Jeffrey T. Hinson For For Management
1.5 Elect Director Chad Hollingsworth For For Management
1.6 Elect Director James Iovine For For Management
1.7 Elect Director James S. Kahan For For Management
1.8 Elect Director Gregory B. Maffei For Against Management
1.9 Elect Director Randall T. Mays For For Management
1.10 Elect Director Michael Rapino For For Management
1.11 Elect Director Mark S. Shapiro For For Management
1.12 Elect Director Dana Walden For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIVONGO HEALTH, INC.
Ticker: LVGO Security ID: 539183103
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LKQ CORPORATION
Ticker: LKQ Security ID: 501889208
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick Berard For For Management
1b Elect Director Meg A. Divitto For For Management
1c Elect Director Robert M. Hanser For For Management
1d Elect Director Joseph M. Holsten For For Management
1e Elect Director Blythe J. McGarvie For For Management
1f Elect Director John W. Mendel For For Management
1g Elect Director Jody G. Miller For For Management
1h Elect Director Guhan Subramanian For For Management
1i Elect Director Xavier Urbain For For Management
1j Elect Director Jacob H. Welch For For Management
1k Elect Director Dominick Zarcone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOEWS CORPORATION
Ticker: L Security ID: 540424108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann E. Berman For For Management
1b Elect Director Joseph L. Bower For For Management
1c Elect Director Charles D. Davidson For For Management
1d Elect Director Charles M. Diker For For Management
1e Elect Director Paul J. Fribourg For For Management
1f Elect Director Walter L. Harris For Against Management
1g Elect Director Philip A. Laskawy For For Management
1h Elect Director Susan P. Peters For For Management
1i Elect Director Andrew H. Tisch For For Management
1j Elect Director James S. Tisch For For Management
1k Elect Director Jonathan M. Tisch For For Management
1l Elect Director Anthony Welters For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC.
Ticker: LPLA Security ID: 50212V100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dan H. Arnold For For Management
1b Elect Director Edward C. Bernard For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director William F. Glavin, Jr. For For Management
1e Elect Director Allison H. Mnookin For For Management
1f Elect Director Anne M. Mulcahy For For Management
1g Elect Director James S. Putnam For For Management
1h Elect Director Richard P. Schifter For For Management
1i Elect Director Corey E. Thomas For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
LULULEMON ATHLETICA INC.
Ticker: LULU Security ID: 550021109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Calvin McDonald For For Management
1b Elect Director Martha Morfitt For For Management
1c Elect Director Emily White For For Management
1d Elect Director Kourtney Gibson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LUMEN TECHNOLOGIES, INC.
Ticker: LUMN Security ID: 550241103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Quincy L. Allen For For Management
1b Elect Director Martha Helena Bejar For For Management
1c Elect Director Peter C. Brown For For Management
1d Elect Director Kevin P. Chilton For For Management
1e Elect Director Steven T. "Terry" Clontz For For Management
1f Elect Director T. Michael Glenn For For Management
1g Elect Director W. Bruce Hanks For For Management
1h Elect Director Hal Stanley Jones For For Management
1i Elect Director Michael Roberts For For Management
1j Elect Director Laurie Siegel For For Management
1k Elect Director Jeffrey K. Storey For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Ratify NOL Rights Plan (NOL Pill) For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC.
Ticker: LITE Security ID: 55024U109
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Penelope A. Herscher For For Management
1b Elect Director Harold L. Covert For For Management
1c Elect Director Julia S. Johnson For For Management
1d Elect Director Brian J. Lillie For For Management
1e Elect Director Alan S. Lowe For For Management
1f Elect Director Ian S. Small For For Management
1g Elect Director Janet S. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LYFT, INC.
Ticker: LYFT Security ID: 55087P104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Zimmer For For Management
1.2 Elect Director Valerie Jarrett For Withhold Management
1.3 Elect Director David Lawee For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacques Aigrain For For Management
1b Elect Director Lincoln Benet For For Management
1c Elect Director Jagjeet (Jeet) Bindra For For Management
1d Elect Director Robin Buchanan For For Management
1e Elect Director Anthony (Tony) Chase For For Management
1f Elect Director Stephen Cooper For For Management
1g Elect Director Nance Dicciani For For Management
1h Elect Director Robert (Bob) Dudley For For Management
1i Elect Director Claire Farley For For Management
1j Elect Director Michael Hanley For For Management
1k Elect Director Albert Manifold For For Management
1l Elect Director Bhavesh (Bob) Patel For For Management
2 Approve Discharge of Directors For For Management
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Approve Cancellation of Shares For For Management
9 Amend Omnibus Stock Plan For For Management
10 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
M&T BANK CORPORATION
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Angela Bontempo For For Management
1.2 Elect Director Robert T. Brady For For Management
1.3 Elect Director Calvin G. Butler, Jr. For For Management
1.4 Elect Director T. Jefferson For For Management
Cunningham, III
1.5 Elect Director Gary N. Geisel For For Management
1.6 Elect Director Leslie V. Godridge For For Management
1.7 Elect Director Richard S. Gold For For Management
1.8 Elect Director Richard A. Grossi For For Management
1.9 Elect Director Rene F. Jones For For Management
1.10 Elect Director Richard H. Ledgett, Jr. For For Management
1.11 Elect Director Newton P.S. Merrill For For Management
1.12 Elect Director Kevin J. Pearson For For Management
1.13 Elect Director Melinda R. Rich For For Management
1.14 Elect Director Robert E. Sadler, Jr. For For Management
1.15 Elect Director Denis J. Salamone For For Management
1.16 Elect Director John R. Scannell For For Management
1.17 Elect Director David S. Scharfstein For For Management
1.18 Elect Director Rudina Seseri For For Management
1.19 Elect Director Herbert L. Washington For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
M&T BANK CORPORATION
Ticker: MTB Security ID: 55261F104
Meeting Date: MAY 25, 2021 Meeting Type: Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Preferred Stock For For Management
2 Issue Shares in Connection with Merger For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CORPORATION
Ticker: MIC Security ID: 55608B105
Meeting Date: MAY 06, 2021 Meeting Type: Special
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Plan of Reorganization For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MACQUARIE INFRASTRUCTURE CORPORATION
Ticker: MIC Security ID: 55608B105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amanda Brock For For Management
1b Elect Director Norman H. Brown, Jr. For For Management
1c Elect Director Christopher Frost For For Management
1d Elect Director Maria Jelescu-Dreyfus For For Management
1e Elect Director Ronald Kirk For For Management
1f Elect Director H.E. (Jack) Lentz For For Management
1g Elect Director Ouma Sananikone For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MADISON SQUARE GARDEN ENTERTAINMENT CORP.
Ticker: MSGE Security ID: 55826T102
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Bandier For Withhold Management
1.2 Elect Director Matthew C. Blank For Withhold Management
1.3 Elect Director Joseph J. Lhota For Withhold Management
1.4 Elect Director Frederic V. Salerno For Withhold Management
1.5 Elect Director John L. Sykes For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For Against Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
MADISON SQUARE GARDEN SPORTS CORP.
Ticker: MSGS Security ID: 55825T103
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Cohen For Withhold Management
1.2 Elect Director Richard D. Parsons For Withhold Management
1.3 Elect Director Nelson Peltz For Withhold Management
1.4 Elect Director Ivan Seidenberg For Withhold Management
1.5 Elect Director Anthony J. Vinciquerra For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MANHATTAN ASSOCIATES, INC.
Ticker: MANH Security ID: 562750109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Deepak Raghavan For Against Management
1b Elect Director Edmond I. Eger, III For For Management
1c Elect Director Linda T. Hollembaek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MANPOWERGROUP INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gina R. Boswell For For Management
1B Elect Director Jean-Philippe Courtois For For Management
1C Elect Director William Downe For For Management
1D Elect Director John F. Ferraro For For Management
1E Elect Director William P. Gipson For For Management
1F Elect Director Patricia Hemingway Hall For For Management
1G Elect Director Julie M. Howard For For Management
1H Elect Director Ulice Payne, Jr. For For Management
1I Elect Director Jonas Prising For For Management
1J Elect Director Paul Read For For Management
1K Elect Director Elizabeth P. Sartain For For Management
1L Elect Director Michael J. Van Handel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Chadwick C. Deaton For For Management
1b Elect Director Marcela E. Donadio For For Management
1c Elect Director Jason B. Few For For Management
1d Elect Director M. Elise Hyland For For Management
1e Elect Director Holli C. Ladhani For For Management
1f Elect Director Brent J. Smolik For For Management
1g Elect Director Lee M. Tillman For For Management
1h Elect Director J. Kent Wells For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdulaziz F. Alkhayyal For For Management
1b Elect Director Jonathan Z. Cohen For For Management
1c Elect Director Michael J. Hennigan For For Management
1d Elect Director Frank M. Semple For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Declassify the Board of Directors For For Management
7 Limit Accelerated Vesting of Equity Against For Shareholder
Awards Upon a Change in Control
--------------------------------------------------------------------------------
MARKEL CORPORATION
Ticker: MKL Security ID: 570535104
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark M. Besca For For Management
1b Elect Director K. Bruce Connell For For Management
1c Elect Director Thomas S. Gayner For For Management
1d Elect Director Greta J. Harris For For Management
1e Elect Director Diane Leopold For For Management
1f Elect Director Lemuel E. Lewis For For Management
1g Elect Director Anthony F. Markel For For Management
1h Elect Director Steven A. Markel For For Management
1i Elect Director Harold L. Morrison, Jr. For For Management
1j Elect Director Michael O'Reilly For For Management
1k Elect Director A. Lynne Puckett For For Management
1l Elect Director Richard R. Whitt, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC.
Ticker: MKTX Security ID: 57060D108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. McVey For For Management
1b Elect Director Nancy Altobello For For Management
1c Elect Director Steven L. Begleiter For For Management
1d Elect Director Stephen P. Casper For For Management
1e Elect Director Jane Chwick For For Management
1f Elect Director Christopher R. Concannon For For Management
1g Elect Director William F. Cruger For For Management
1h Elect Director Kourtney Gibson For For Management
1i Elect Director Justin G. Gmelich For For Management
1j Elect Director Richard G. Ketchum For For Management
1k Elect Director Emily H. Portney For For Management
1l Elect Director Richard L. Prager For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC.
Ticker: MLM Security ID: 573284106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorothy M. Ables For For Management
1.2 Elect Director Sue W. Cole For For Management
1.3 Elect Director Smith W. Davis For For Management
1.4 Elect Director Anthony R. Foxx For For Management
1.5 Elect Director John J. Koraleski For For Management
1.6 Elect Director C. Howard Nye For For Management
1.7 Elect Director Laree E. Perez For For Management
1.8 Elect Director Thomas H. Pike For For Management
1.9 Elect Director Michael J. Quillen For For Management
1.10 Elect Director Donald W. Slager For For Management
1.11 Elect Director David C. Wajsgras For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD.
Ticker: MRVL Security ID: G5876H105
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Tudor Brown For For Management
1B Elect Director Brad Buss For For Management
1C Elect Director Edward Frank For For Management
1D Elect Director Richard S. Hill For For Management
1E Elect Director Bethany Mayer For For Management
1F Elect Director Matthew J. Murphy For For Management
1G Elect Director Michael Strachan For For Management
1H Elect Director Robert E. Switz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD.
Ticker: MRVL Security ID: G5876H105
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reduce Supermajority Vote Requirement For For Management
to Approve Merger
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MASCO CORPORATION
Ticker: MAS Security ID: 574599106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark R. Alexander For For Management
1b Elect Director Marie A. Ffolkes For For Management
1c Elect Director John C. Plant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MASIMO CORPORATION
Ticker: MASI Security ID: 574795100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joe Kiani For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MATCH GROUP, INC.
Ticker: MTCH Security ID: 57667L107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wendi Murdoch For For Management
1b Elect Director Glenn H. Schiffman For For Management
1c Elect Director Pamela S. Seymon For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MATTEL, INC.
Ticker: MAT Security ID: 577081102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Todd Bradley For For Management
1b Elect Director Adriana Cisneros For For Management
1c Elect Director Michael Dolan For For Management
1d Elect Director Diana Ferguson For For Management
1e Elect Director Ynon Kreiz For For Management
1f Elect Director Soren Laursen For For Management
1g Elect Director Ann Lewnes For For Management
1h Elect Director Roger Lynch For For Management
1i Elect Director Dominic Ng For For Management
1j Elect Director Judy Olian For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William (Bill) P. For For Management
Sullivan
1b Elect Director Tunc Doluca For For Management
1c Elect Director Tracy C. Accardi For For Management
1d Elect Director James R. Bergman For For Management
1e Elect Director Joseph R. Bronson For For Management
1f Elect Director Robert E. Grady For For Management
1g Elect Director Mercedes Johnson For For Management
1h Elect Director William D. Watkins For For Management
1i Elect Director MaryAnn Wright For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MCAFEE CORP.
Ticker: MCFE Security ID: 579063108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon Winkelried For Withhold Management
1.2 Elect Director Kathy Willard For For Management
1.3 Elect Director Jeff Woolard For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dominic J. Caruso For For Management
1b Elect Director N. Anthony Coles For For Management
1c Elect Director M. Christine Jacobs For For Management
1d Elect Director Donald R. Knauss For For Management
1e Elect Director Marie L. Knowles For For Management
1f Elect Director Bradley E. Lerman For For Management
1g Elect Director Maria Martinez For For Management
1h Elect Director Edward A. Mueller For For Management
1i Elect Director Susan R. Salka For For Management
1j Elect Director Brian S. Tyler For For Management
1k Elect Director Kenneth E. Washington For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on the Statement on the Purpose Against Against Shareholder
of a Corporation
--------------------------------------------------------------------------------
MDU RESOURCES GROUP, INC.
Ticker: MDU Security ID: 552690109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Everist For For Management
1b Elect Director Karen B. Fagg For For Management
1c Elect Director David L. Goodin For For Management
1d Elect Director Dennis W. Johnson For For Management
1e Elect Director Patricia L. Moss For For Management
1f Elect Director Dale S. Rosenthal For For Management
1g Elect Director Edward A. Ryan For For Management
1h Elect Director David M. Sparby For For Management
1i Elect Director Chenxi Wang For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MEDALLIA, INC.
Ticker: MDLA Security ID: 584021109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie J. Kilgore For Against Management
1b Elect Director Stanley J. Meresman For For Management
1c Elect Director Steven C. Walske For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC.
Ticker: MPW Security ID: 58463J304
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Aldag, Jr. For For Management
1.2 Elect Director G. Steven Dawson For For Management
1.3 Elect Director R. Steven Hamner For For Management
1.4 Elect Director Caterina A. Mozingo For For Management
1.5 Elect Director Elizabeth N. Pitman For For Management
1.6 Elect Director C. Reynolds Thompson, For For Management
III
1.7 Elect Director D. Paul Sparks, Jr. For For Management
1.8 Elect Director Michael G. Stewart For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCURY GENERAL CORPORATION
Ticker: MCY Security ID: 589400100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Joseph For For Management
1.2 Elect Director Martha E. Marcon For For Management
1.3 Elect Director Joshua E. Little For For Management
1.4 Elect Director Gabriel Tirador For For Management
1.5 Elect Director James G. Ellis For For Management
1.6 Elect Director George G. Braunegg For For Management
1.7 Elect Director Ramona L. Cappello For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MERCURY SYSTEMS, INC.
Ticker: MRCY Security ID: 589378108
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Aslett For For Management
1.2 Elect Director Mary Louise Krakauer For For Management
1.3 Elect Director William K. O'Brien For For Management
1.4 Elect Director Orlando P. Carvalho For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC.
Ticker: MTD Security ID: 592688105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Spoerry For For Management
1.2 Elect Director Wah-Hui Chu For For Management
1.3 Elect Director Domitille Doat-Le Bigot For For Management
1.4 Elect Director Olivier A. Filliol For For Management
1.5 Elect Director Elisha W. Finney For For Management
1.6 Elect Director Richard Francis For For Management
1.7 Elect Director Michael A. Kelly For For Management
1.8 Elect Director Thomas P. Salice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION
Ticker: MTG Security ID: 552848103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Analisa M. Allen For For Management
1.2 Elect Director Daniel A. Arrigoni For For Management
1.3 Elect Director C. Edward Chaplin For For Management
1.4 Elect Director Curt S. Culver For For Management
1.5 Elect Director Jay C. Hartzell For For Management
1.6 Elect Director Timothy A. Holt For For Management
1.7 Elect Director Jodeen A. Kozlak For For Management
1.8 Elect Director Michael E. Lehman For For Management
1.9 Elect Director Melissa B. Lora For For Management
1.10 Elect Director Timothy J. Mattke For For Management
1.11 Elect Director Gary A. Poliner For For Management
1.12 Elect Director Sheryl L. Sculley For For Management
1.13 Elect Director Mark M. Zandi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL
Ticker: MGM Security ID: 552953101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barry Diller For Against Management
1b Elect Director William W. Grounds For For Management
1c Elect Director Alexis M. Herman For For Management
1d Elect Director William J. Hornbuckle For For Management
1e Elect Director Mary Chris Jammet For For Management
1f Elect Director John Kilroy For For Management
1g Elect Director Joey Levin For Against Management
1h Elect Director Rose McKinney-James For For Management
1i Elect Director Keith A. Meister For For Management
1j Elect Director Paul Salem For For Management
1k Elect Director Gregory M. Spierkel For For Management
1l Elect Director Jan G. Swartz For For Management
1m Elect Director Daniel J. Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize New Class of Preferred Stock For Against Management
--------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: MCHP Security ID: 595017104
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Sanghi For For Management
1.2 Elect Director Matthew W. Chapman For For Management
1.3 Elect Director L.B. Day For For Management
1.4 Elect Director Esther L. Johnson For For Management
1.5 Elect Director Wade F. Meyercord For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC.
Ticker: MAA Security ID: 59522J103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Eric Bolton, Jr. For For Management
1b Elect Director Alan B. Graf, Jr. For For Management
1c Elect Director Toni Jennings For For Management
1d Elect Director Edith Kelly-Green For For Management
1e Elect Director James K. Lowder For For Management
1f Elect Director Thomas H. Lowder For For Management
1g Elect Director Monica McGurk For For Management
1h Elect Director Claude B. Nielsen For For Management
1i Elect Director Philip W. Norwood For For Management
1j Elect Director W. Reid Sanders For For Management
1k Elect Director Gary Shorb For For Management
1l Elect Director David P. Stockert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
Ticker: MKSI Security ID: 55306N104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rajeev Batra For For Management
1.2 Elect Director Gerald G. Colella For For Management
1.3 Elect Director Elizabeth A. Mora For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
MODERNA, INC.
Ticker: MRNA Security ID: 60770K107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Langer For Withhold Management
1.2 Elect Director Elizabeth Nabel For Withhold Management
1.3 Elect Director Elizabeth Tallett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce C. Bruckmann For For Management
1.2 Elect Director John M. Engquist For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC.
Ticker: MOH Security ID: 60855R100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel Cooperman For For Management
1b Elect Director Stephen H. Lockhart For For Management
1c Elect Director Richard M. Schapiro For For Management
1d Elect Director Ronna E. Romney For For Management
1e Elect Director Dale B. Wolf For For Management
1f Elect Director Joseph M. Zubretsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOLSON COORS BEVERAGE COMPANY
Ticker: TAP Security ID: 60871R209
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger G. Eaton For For Management
1.2 Elect Director Charles M. Herington For For Management
1.3 Elect Director H. Sanford Riley For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MONGODB, INC.
Ticker: MDB Security ID: 60937P106
Meeting Date: JUL 10, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Archana Agrawal For For Management
1.2 Elect Director Hope Cochran For For Management
1.3 Elect Director Dwight Merriman For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MONGODB, INC.
Ticker: MDB Security ID: 60937P106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For For Management
1.2 Elect Director Dev Ittycheria For For Management
1.3 Elect Director John McMahon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC.
Ticker: MPWR Security ID: 609839105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugen Elmiger For For Management
1.2 Elect Director Jeff Zhou For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MORNINGSTAR, INC.
Ticker: MORN Security ID: 617700109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joe Mansueto For Against Management
1b Elect Director Kunal Kapoor For For Management
1c Elect Director Robin Diamonte For For Management
1d Elect Director Cheryl Francis For For Management
1e Elect Director Steve Joynt For For Management
1f Elect Director Steve Kaplan For For Management
1g Elect Director Gail Landis For For Management
1h Elect Director Bill Lyons For For Management
1i Elect Director Doniel Sutton For For Management
1j Elect Director Caroline Tsay For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC.
Ticker: MSI Security ID: 620076307
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory Q. Brown For For Management
1b Elect Director Kenneth D. Denman For For Management
1c Elect Director Egon P. Durban For Against Management
1d Elect Director Clayton M. Jones For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Gregory K. Mondre For Against Management
1g Elect Director Joseph M. Tucci For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MSA SAFETY INCORPORATED
Ticker: MSA Security ID: 553498106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Phillips Rogers For For Management
1.2 Elect Director John T. Ryan, III For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC.
Ticker: MSM Security ID: 553530106
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mitchell Jacobson For For Management
1.2 Elect Director Erik Gershwind For For Management
1.3 Elect Director Louise Goeser For For Management
1.4 Elect Director Michael Kaufmann For For Management
1.5 Elect Director Steven Paladino For For Management
1.6 Elect Director Philip Peller For For Management
1.7 Elect Director Rudina Seseri For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MSCI INC.
Ticker: MSCI Security ID: 55354G100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Henry A. Fernandez For For Management
1b Elect Director Robert G. Ashe For For Management
1c Elect Director Wayne Edmunds For For Management
1d Elect Director Catherine R. Kinney For For Management
1e Elect Director Jacques P. Perold For For Management
1f Elect Director Sandy C. Rattray For For Management
1g Elect Director Linda H. Riefler For For Management
1h Elect Director Marcus L. Smith For For Management
1i Elect Director Paula Volent For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MURPHY OIL CORPORATION
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Jay Collins For For Management
1b Elect Director Steven A. Cosse For For Management
1c Elect Director Claiborne P. Deming For For Management
1d Elect Director Lawrence R. Dickerson For For Management
1e Elect Director Roger W. Jenkins For For Management
1f Elect Director Elisabeth W. Keller For For Management
1g Elect Director James V. Kelley For For Management
1h Elect Director R. Madison Murphy For For Management
1i Elect Director Jeffrey W. Nolan For For Management
1j Elect Director Robert N. Ryan, Jr. For For Management
1k Elect Director Neal E. Schmale For For Management
1l Elect Director Laura A. Sugg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
NASDAQ, INC.
Ticker: NDAQ Security ID: 631103108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melissa M. Arnoldi For For Management
1b Elect Director Charlene T. Begley For For Management
1c Elect Director Steven D. Black For For Management
1d Elect Director Adena T. Friedman For For Management
1e Elect Director Essa Kazim For For Management
1f Elect Director Thomas A. Kloet For For Management
1g Elect Director John D. Rainey For For Management
1h Elect Director Michael R. Splinter For For Management
1i Elect Director Jacob Wallenberg For For Management
1j Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY
Ticker: NFG Security ID: 636180101
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Anderson For For Management
1.2 Elect Director David P. Bauer For For Management
1.3 Elect Director Barbara M. Baumann For For Management
1.4 Elect Director Rebecca Ranich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION
Ticker: NATI Security ID: 636518102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gayla J. Delly For For Management
1.2 Elect Director Gerhard P. Fettweis For For Management
1.3 Elect Director Duy-Loan T. Le For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL RETAIL PROPERTIES, INC.
Ticker: NNN Security ID: 637417106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela K M. Beall For For Management
1.2 Elect Director Steven D. Cosler For For Management
1.3 Elect Director Don DeFosset For For Management
1.4 Elect Director David M. Fick For For Management
1.5 Elect Director Edward J. Fritsch For For Management
1.6 Elect Director Kevin B. Habicht For For Management
1.7 Elect Director Betsy D. Holden For For Management
1.8 Elect Director Julian E. Whitehurst For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Begor For For Management
1.2 Elect Director Gregory Blank For For Management
1.3 Elect Director Catherine L. Burke For For Management
1.4 Elect Director Deborah A. Farrington For For Management
1.5 Elect Director Michael D. Hayford For For Management
1.6 Elect Director Georgette D. Kiser For For Management
1.7 Elect Director Kirk T. Larsen For For Management
1.8 Elect Director Frank R. Martire For For Management
1.9 Elect Director Martin Mucci For For Management
1.10 Elect Director Matthew A. Thompson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEKTAR THERAPEUTICS
Ticker: NKTR Security ID: 640268108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeff Ajer For For Management
1b Elect Director Robert B. Chess For For Management
1c Elect Director Roy A. Whitfield For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Deepak Ahuja For For Management
1c Elect Director Gerald Held For For Management
1d Elect Director Kathryn M. Hill For For Management
1e Elect Director Deborah L. Kerr For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Scott F. Schenkel For For Management
1h Elect Director George T. Shaheen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Rastetter For For Management
1.2 Elect Director George J. Morrow For For Management
1.3 Elect Director Leslie V. Norwalk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEW RELIC, INC.
Ticker: NEWR Security ID: 64829B100
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis Cirne For Withhold Management
1.2 Elect Director Michael Christenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEW RESIDENTIAL INVESTMENT CORP.
Ticker: NRZ Security ID: 64828T201
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Finnerty For Withhold Management
1.2 Elect Director Michael Nierenberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC.
Ticker: NYCB Security ID: 649445103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas R. Cangemi For For Management
1b Elect Director Hanif "Wally" Dahya For For Management
1c Elect Director James J. O'Donovan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
NEWELL BRANDS INC.
Ticker: NWL Security ID: 651229106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bridget Ryan Berman For For Management
1b Elect Director Patrick D. Campbell For For Management
1c Elect Director James R. Craigie For For Management
1d Elect Director Brett M. Icahn For For Management
1e Elect Director Jay L. Johnson For For Management
1f Elect Director Gerardo I. Lopez For For Management
1g Elect Director Courtney R. Mather For For Management
1h Elect Director Ravichandra K. Saligram For For Management
1i Elect Director Judith A. Sprieser For Against Management
1j Elect Director Robert A. Steele For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
NEWMARKET CORPORATION
Ticker: NEU Security ID: 651587107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis L. Cothran For For Management
1.2 Elect Director Mark M. Gambill For For Management
1.3 Elect Director Bruce C. Gottwald For For Management
1.4 Elect Director Thomas E. Gottwald For For Management
1.5 Elect Director Patrick D. Hanley For For Management
1.6 Elect Director H. Hiter Harris, III For For Management
1.7 Elect Director James E. Rogers For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEWS CORPORATION
Ticker: NWSA Security ID: 65249B208
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director K. Rupert Murdoch For Against Management
1b Elect Director Lachlan K. Murdoch For Against Management
1c Elect Director Robert J. Thomson For For Management
1d Elect Director Kelly Ayotte For For Management
1e Elect Director Jose Maria Aznar For For Management
1f Elect Director Natalie Bancroft For For Management
1g Elect Director Peter L. Barnes For For Management
1h Elect Director Ana Paula Pessoa For For Management
1i Elect Director Masroor Siddiqui For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
NEXSTAR MEDIA GROUP, INC.
Ticker: NXST Security ID: 65336K103
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Perry A. Sook For For Management
1.2 Elect Director Geoff D. Armstrong For For Management
1.3 Elect Director Jay M. Grossman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NIELSEN HOLDINGS PLC
Ticker: NLSN Security ID: G6518L108
Meeting Date: FEB 11, 2021 Meeting Type: Special
Record Date: DEC 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of the Global Connect For For Management
Business
--------------------------------------------------------------------------------
NIELSEN HOLDINGS PLC
Ticker: NLSN Security ID: G6518L108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Attwood, Jr. For For Management
1b Elect Director Thomas H. Castro For For Management
1c Elect Director Guerrino De Luca For For Management
1d Elect Director Karen M. Hoguet For For Management
1e Elect Director David Kenny For For Management
1f Elect Director Janice Marinelli Mazza For For Management
1g Elect Director Jonathan Miller For For Management
1h Elect Director Stephanie Plaines For For Management
1i Elect Director Nancy Tellem For For Management
1j Elect Director Lauren Zalaznick For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Reappoint Ernst & Young LLP as UK For For Management
Statutory Auditors
4 Authorize the Audit Committee to Fix For For Management
Remuneration of UK Statutory Auditor
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise Issue of Equity For For Management
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Approve Issuance of Shares for a For For Management
Private Placement
11 Approve Share Repurchase Contracts and For For Management
Repurchase Counterparties
--------------------------------------------------------------------------------
NISOURCE INC.
Ticker: NI Security ID: 65473P105
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter A. Altabef For For Management
1b Elect Director Theodore H. Bunting, Jr. For For Management
1c Elect Director Eric L. Butler For For Management
1d Elect Director Aristides S. Candris For For Management
1e Elect Director Wayne S. DeVeydt For For Management
1f Elect Director Joseph Hamrock For For Management
1g Elect Director Deborah A. Henretta For For Management
1h Elect Director Deborah A. P. Hersman For For Management
1i Elect Director Michael E. Jesanis For For Management
1j Elect Director Kevin T. Kabat For For Management
1k Elect Director Carolyn Y. Woo For For Management
1l Elect Director Lloyd M. Yates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: OCT 02, 2020 Meeting Type: Special
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NORDSON CORPORATION
Ticker: NDSN Security ID: 655663102
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. DeFord For For Management
1.2 Elect Director Arthur L. George, Jr. For For Management
1.3 Elect Director Frank M. Jaehnert For For Management
1.4 Elect Director Ginger M. Jones For For Management
1.5 Elect Director Jennifer A. Parmentier For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shellye L. Archambeau For For Management
1b Elect Director Stacy Brown-Philpot For For Management
1c Elect Director James L. Donald For For Management
1d Elect Director Kirsten A. Green For For Management
1e Elect Director Glenda G. McNeal For For Management
1f Elect Director Erik B. Nordstrom For For Management
1g Elect Director Peter E. Nordstrom For For Management
1h Elect Director Brad D. Smith For For Management
1i Elect Director Bradley D. Tilden For For Management
1j Elect Director Mark J. Tritton For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Walker Bynoe For For Management
1b Elect Director Susan Crown For For Management
1c Elect Director Dean M. Harrison For For Management
1d Elect Director Jay L. Henderson For For Management
1e Elect Director Marcy S. Klevorn For For Management
1f Elect Director Siddharth N. (Bobby) For For Management
Mehta
1g Elect Director Michael G. O'Grady For For Management
1h Elect Director Jose Luis Prado For For Management
1i Elect Director Thomas E. Richards For For Management
1j Elect Director Martin P. Slark For For Management
1k Elect Director David H. B. Smith, Jr. For For Management
1l Elect Director Donald Thompson For For Management
1m Elect Director Charles A. Tribbett, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORTONLIFELOCK INC.
Ticker: NLOK Security ID: 668771108
Meeting Date: SEP 08, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sue Barsamian For For Management
1b Elect Director Eric K. Brandt For For Management
1c Elect Director Frank E. Dangeard For For Management
1d Elect Director Nora M. Denzel For For Management
1e Elect Director Peter A. Feld For For Management
1f Elect Director Kenneth Y. Hao For For Management
1g Elect Director David W. Humphrey For For Management
1h Elect Director Vincent Pilette For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Report on Political Contributions and Against Against Shareholder
Expenditures
--------------------------------------------------------------------------------
NORWEGIAN CRUISE LINE HOLDINGS LTD.
Ticker: NCLH Security ID: G66721104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Adam M. Aron For For Management
1b Elect Director Stella David For For Management
1c Elect Director Mary E. Landry For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
NOV INC.
Ticker: NOV Security ID: 62955J103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clay C. Williams For For Management
1b Elect Director Greg L. Armstrong For For Management
1c Elect Director Marcela E. Donadio For For Management
1d Elect Director Ben A. Guill For For Management
1e Elect Director James T. Hackett For For Management
1f Elect Director David D. Harrison For For Management
1g Elect Director Eric L. Mattson For For Management
1h Elect Director Melody B. Meyer For For Management
1i Elect Director William R. Thomas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NOVOCURE LIMITED
Ticker: NVCR Security ID: G6674U108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Asaf Danziger For For Management
1b Elect Director William Doyle For For Management
1c Elect Director Jeryl Hilleman For For Management
1d Elect Director David Hung For For Management
1e Elect Director Kinyip Gabriel Leung For For Management
1f Elect Director Martin Madden For For Management
1g Elect Director Sherilyn McCoy For For Management
1h Elect Director Timothy Scannell For For Management
1i Elect Director William Vernon For For Management
2 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Spencer Abraham For For Management
1b Elect Director Antonio Carrillo For For Management
1c Elect Director Matthew Carter, Jr. For For Management
1d Elect Director Lawrence S. Coben For For Management
1e Elect Director Heather Cox For For Management
1f Elect Director Elisabeth B. Donohue For For Management
1g Elect Director Mauricio Gutierrez For For Management
1h Elect Director Paul W. Hobby For For Management
1i Elect Director Alexandra Pruner For For Management
1j Elect Director Anne C. Schaumburg For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC.
Ticker: NUS Security ID: 67018T105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Emma S. Battle For For Management
1b Elect Director Daniel W. Campbell For For Management
1c Elect Director Andrew D. Lipman For For Management
1d Elect Director Steven J. Lund For For Management
1e Elect Director Laura Nathanson For For Management
1f Elect Director Ryan S. Napierski For For Management
1g Elect Director Thomas R. Pisano For For Management
1h Elect Director Zheqing (Simon) Shen For For Management
1i Elect Director Edwina D. Woodbury For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC.
Ticker: NUAN Security ID: 67020Y100
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Benjamin For For Management
1.2 Elect Director Daniel Brennan For For Management
1.3 Elect Director Lloyd Carney For For Management
1.4 Elect Director Thomas Ebling For For Management
1.5 Elect Director Robert Finocchio For For Management
1.6 Elect Director Laura S. Kaiser For For Management
1.7 Elect Director Michal Katz For For Management
1.8 Elect Director Mark Laret For For Management
1.9 Elect Director Sanjay Vaswani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC.
Ticker: NUAN Security ID: 67020Y100
Meeting Date: JUN 15, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
--------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Dempsey For For Management
1.2 Elect Director Christopher J. Kearney For For Management
1.3 Elect Director Laurette T. Koellner For For Management
1.4 Elect Director Joseph D. Rupp For For Management
1.5 Elect Director Leon J. Topalian For For Management
1.6 Elect Director John H. Walker For For Management
1.7 Elect Director Nadja Y. West For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NUTANIX, INC.
Ticker: NTNX Security ID: 67059N108
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Bostrom For For Management
1b Elect Director Steven J. Gomo For Withhold Management
1c Elect Director Max de Groen For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NVENT ELECTRIC PLC
Ticker: NVT Security ID: G6700G107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry W. Burris For For Management
1b Elect Director Susan M. Cameron For For Management
1c Elect Director Michael L. Ducker For For Management
1d Elect Director Randall J. Hogan For For Management
1e Elect Director Ronald L. Merriman For For Management
1f Elect Director Nicola Palmer For For Management
1g Elect Director Herbert K. Parker For For Management
1h Elect Director Greg Scheu For For Management
1i Elect Director Beth A. Wozniak For For Management
1j Elect Director Jacqueline Wright For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
NVR, INC.
Ticker: NVR Security ID: 62944T105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight C. Schar For For Management
1.2 Elect Director C. E. Andrews For For Management
1.3 Elect Director Sallie B. Bailey For For Management
1.4 Elect Director Thomas D. Eckert For Against Management
1.5 Elect Director Alfred E. Festa For For Management
1.6 Elect Director Manuel H. Johnson For For Management
1.7 Elect Director Alexandra A. Jung For For Management
1.8 Elect Director Mel Martinez For For Management
1.9 Elect Director William A. Moran For For Management
1.10 Elect Director David A. Preiser For For Management
1.11 Elect Director W. Grady Rosier For For Management
1.12 Elect Director Susan Williamson Ross For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
Ticker: ORLY Security ID: 67103H107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David O'Reilly For For Management
1b Elect Director Larry O'Reilly For For Management
1c Elect Director Greg Henslee For For Management
1d Elect Director Jay D. Burchfield For For Management
1e Elect Director Thomas T. Hendrickson For For Management
1f Elect Director John R. Murphy For For Management
1g Elect Director Dana M. Perlman For For Management
1h Elect Director Maria A. Sastre For For Management
1i Elect Director Andrea M. Weiss For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
OAK STREET HEALTH, INC.
Ticker: OSH Security ID: 67181A107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robbert Vorhoff For Withhold Management
1.2 Elect Director Srdjan Vukovic For Withhold Management
1.3 Elect Director Mike Pykosz For For Management
1.4 Elect Director Carl Daley For For Management
2 Advisory Vote to Retain Classified For Against Management
Board Structure
3 Advisory Vote to Retain Supermajority For Against Management
Vote Requirement to Amend Certificate
of Incorporation and Bylaws
4 Ratify Restricted Stock Unit Awards to For Against Management
Kim Keck
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen I. Chazen For For Management
1b Elect Director Andrew Gould For For Management
1c Elect Director Carlos M. Gutierrez For For Management
1d Elect Director Vicki Hollub For For Management
1e Elect Director Gary Hu For For Management
1f Elect Director William R. Klesse For For Management
1g Elect Director Andrew N. Langham For Against Management
1h Elect Director Jack B. Moore For For Management
1i Elect Director Margarita For For Management
Palau-Hernandez
1j Elect Director Avedick B. Poladian For For Management
1k Elect Director Robert M. Shearer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OGE ENERGY CORP.
Ticker: OGE Security ID: 670837103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank A. Bozich For For Management
1b Elect Director Peter D. Clarke For For Management
1c Elect Director Luke R. Corbett For For Management
1d Elect Director David L. Hauser For For Management
1e Elect Director Luther (Luke) C. For For Management
Kissam, IV
1f Elect Director Judy R. McReynolds For For Management
1g Elect Director David E. Rainbolt For For Management
1h Elect Director J. Michael Sanner For For Management
1i Elect Director Sheila G. Talton For For Management
1j Elect Director Sean Trauschke For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
OKTA, INC.
Ticker: OKTA Security ID: 679295105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd McKinnon For For Management
1.2 Elect Director Michael Stankey For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC.
Ticker: ODFL Security ID: 679580100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry A. Aaholm For For Management
1.2 Elect Director David S. Congdon For For Management
1.3 Elect Director John R. Congdon, Jr. For For Management
1.4 Elect Director Bradley R. Gabosch For For Management
1.5 Elect Director Greg C. Gantt For For Management
1.6 Elect Director Patrick D. Hanley For For Management
1.7 Elect Director John D. Kasarda For For Management
1.8 Elect Director Wendy T. Stallings For For Management
1.9 Elect Director Thomas A. Stith, III For For Management
1.10 Elect Director Leo H. Suggs For For Management
1.11 Elect Director D. Michael Wray For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLD REPUBLIC INTERNATIONAL CORPORATION
Ticker: ORI Security ID: 680223104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Kennedy For For Management
1.2 Elect Director Spencer LeRoy, III For For Management
1.3 Elect Director Peter B. McNitt For For Management
1.4 Elect Director Steven R. Walker For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OLIN CORPORATION
Ticker: OLN Security ID: 680665205
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Heidi S. Alderman For For Management
1b Elect Director Beverley A. Babcock For For Management
1c Elect Director Gray G. Benoist For For Management
1d Elect Director C. Robert Bunch For For Management
1e Elect Director Scott D. Ferguson For For Management
1f Elect Director W. Barnes Hauptfuhre For For Management
1g Elect Director John M. B. O'Connor For For Management
1h Elect Director Earl L. Shipp For For Management
1i Elect Director Scott M. Sutton For For Management
1j Elect Director William H. Weideman For For Management
1k Elect Director Carol A. Williams For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLLIE'S BARGAIN OUTLET HOLDINGS, INC.
Ticker: OLLI Security ID: 681116109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alissa Ahlman For For Management
1b Elect Director Robert Fisch For For Management
1c Elect Director Thomas Hendrickson For For Management
1d Elect Director John Swygert For For Management
1e Elect Director Richard Zannino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OMEGA HEALTHCARE INVESTORS, INC.
Ticker: OHI Security ID: 681936100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kapila K. Anand For For Management
1.2 Elect Director Craig R. Callen For For Management
1.3 Elect Director Barbara B. Hill For For Management
1.4 Elect Director Kevin J. Jacobs For For Management
1.5 Elect Director Edward Lowenthal For For Management
1.6 Elect Director C. Taylor Pickett For For Management
1.7 Elect Director Stephen D. Plavin For For Management
1.8 Elect Director Burke W. Whitman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Mary C. Choksi For For Management
1.3 Elect Director Leonard S. Coleman, Jr. For For Management
1.4 Elect Director Susan S. Denison For For Management
1.5 Elect Director Ronnie S. Hawkins For For Management
1.6 Elect Director Deborah J. Kissire For For Management
1.7 Elect Director Gracia C. Martore For For Management
1.8 Elect Director Linda Johnson Rice For For Management
1.9 Elect Director Valerie M. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions and Against Against Shareholder
Expenditures
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ON Security ID: 682189105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Atsushi Abe For For Management
1b Elect Director Alan Campbell For For Management
1c Elect Director Susan K. Carter For For Management
1d Elect Director Thomas L. Deitrich For For Management
1e Elect Director Gilles Delfassy For For Management
1f Elect Director Hassane S. El-Khoury For For Management
1g Elect Director Bruce E. Kiddoo For For Management
1h Elect Director Paul A. Mascarenas For For Management
1i Elect Director Gregory L. Waters For For Management
1j Elect Director Christine Y. Yan For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ONEMAIN HOLDINGS, INC.
Ticker: OMF Security ID: 68268W103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa Green Hall For For Management
1.2 Elect Director Matthew R. Michelini For Withhold Management
1.3 Elect Director Douglas H. Shulman For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ONEOK, INC.
Ticker: OKE Security ID: 682680103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian L. Derksen For For Management
1.2 Elect Director Julie H. Edwards For For Management
1.3 Elect Director John W. Gibson For For Management
1.4 Elect Director Mark W. Helderman For For Management
1.5 Elect Director Randall J. Larson For For Management
1.6 Elect Director Steven J. Malcolm For For Management
1.7 Elect Director Jim W. Mogg For For Management
1.8 Elect Director Pattye L. Moore For For Management
1.9 Elect Director Eduardo A. Rodriguez For For Management
1.10 Elect Director Gerald B. Smith For For Management
1.11 Elect Director Terry K. Spencer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OSHKOSH CORPORATION
Ticker: OSK Security ID: 688239201
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Allman For For Management
1.2 Elect Director Wilson R. Jones For For Management
1.3 Elect Director Tyrone M. Jordan For For Management
1.4 Elect Director Kimberley Metcalf-Kupres For For Management
1.5 Elect Director Stephen D. Newlin For For Management
1.6 Elect Director Raymond T. Odierno For For Management
1.7 Elect Director Craig P. Omtvedt For For Management
1.8 Elect Director Duncan J. Palmer For For Management
1.9 Elect Director Sandra E. Rowland For For Management
1.10 Elect Director John S. Shiely For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Bylaw Amendment Against Against Shareholder
--------------------------------------------------------------------------------
OTIS WORLDWIDE CORPORATION
Ticker: OTIS Security ID: 68902V107
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey H. Black For For Management
1b Elect Director Kathy Hopinkah Hannan For For Management
1c Elect Director Shailesh G. Jejurikar For For Management
1d Elect Director Christopher J. Kearney For For Management
1e Elect Director Judith F. Marks For For Management
1f Elect Director Harold W. McGraw, III For For Management
1g Elect Director Margaret M. V. Preston For For Management
1h Elect Director Shelley Stewart, Jr. For For Management
1i Elect Director John H. Walker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
OUTFRONT MEDIA INC.
Ticker: OUT Security ID: 69007J106
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Manuel A. Diaz For For Management
1.2 Elect Director Michael J. Dominguez For For Management
1.3 Elect Director Peter Mathes For For Management
1.4 Elect Director Susan M. Tolson For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
OWENS CORNING
Ticker: OC Security ID: 690742101
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian D. Chambers For For Management
1b Elect Director Eduardo E. Cordeiro For For Management
1c Elect Director Adrienne D. Elsner For For Management
1d Elect Director Alfred E. Festa For For Management
1e Elect Director Edward F. Lonergan For For Management
1f Elect Director Maryann T. Mannen For For Management
1g Elect Director Paul E. Martin For For Management
1h Elect Director W. Howard Morris For For Management
1i Elect Director Suzanne P. Nimocks For For Management
1j Elect Director John D. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Pigott For For Management
1.2 Elect Director Dame Alison J. Carnwath For For Management
1.3 Elect Director Franklin L. Feder For For Management
1.4 Elect Director R. Preston Feight For For Management
1.5 Elect Director Beth E. Ford For For Management
1.6 Elect Director Kirk S. Hachigian For For Management
1.7 Elect Director Roderick C. McGeary For For Management
1.8 Elect Director John M. Pigott For For Management
1.9 Elect Director Ganesh Ramaswamy For For Management
1.10 Elect Director Mark A. Schulz For For Management
1.11 Elect Director Gregory M. E. Spierkel For For Management
2 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA
Ticker: PKG Security ID: 695156109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl K. Beebe For For Management
1.2 Elect Director Duane C. Farrington For For Management
1.3 Elect Director Donna A. Harman For For Management
1.4 Elect Director Mark W. Kowlzan For For Management
1.5 Elect Director Robert C. Lyons For For Management
1.6 Elect Director Thomas P. Maurer For For Management
1.7 Elect Director Samuel M. Mencoff For For Management
1.8 Elect Director Roger B. Porter For For Management
1.9 Elect Director Thomas S. Souleles For For Management
1.10 Elect Director Paul T. Stecko For For Management
1.11 Elect Director James D. Woodrum For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACWEST BANCORP
Ticker: PACW Security ID: 695263103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tanya M. Acker For For Management
1b Elect Director Paul R. Burke For For Management
1c Elect Director Craig A. Carlson For For Management
1d Elect Director John M. Eggemeyer, III For For Management
1e Elect Director C. William Hosler For For Management
1f Elect Director Susan E. Lester For For Management
1g Elect Director Roger H. Molvar For For Management
1h Elect Director Daniel B. Platt For For Management
1i Elect Director Robert A. Stine For For Management
1j Elect Director Paul W. Taylor For For Management
1k Elect Director Matthew P. Wagner For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PAGERDUTY, INC.
Ticker: PD Security ID: 69553P100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alec Gallimore For For Management
1.2 Elect Director Rathi Murthy For Withhold Management
1.3 Elect Director Alex Solomon For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC.
Ticker: PANW Security ID: 697435105
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nikesh Arora For For Management
1b Elect Director Carl Eschenbach For Withhold Management
1c Elect Director Lorraine Twohill For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PARAMOUNT GROUP, INC.
Ticker: PGRE Security ID: 69924R108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Albert Behler For For Management
1b Elect Director Thomas Armbrust For For Management
1c Elect Director Martin Bussmann For For Management
1d Elect Director Colin Dyer For For Management
1e Elect Director Karin Klein For For Management
1f Elect Director Peter Linneman For For Management
1g Elect Director Katharina Otto-Bernstein For For Management
1h Elect Director Mark Patterson For Against Management
1i Elect Director Greg Wright For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PARK HOTELS & RESORTS INC.
Ticker: PK Security ID: 700517105
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas J. Baltimore, Jr. For For Management
1B Elect Director Gordon M. Bethune For For Management
1C Elect Director Patricia M. Bedient For For Management
1D Elect Director Thomas D. Eckert For For Management
1E Elect Director Geoffrey M. Garrett For For Management
1F Elect Director Christie B. Kelly For For Management
1G Elect Director Joseph I. Lieberman For For Management
1H Elect Director Thomas A. Natelli For For Management
1I Elect Director Timothy J. Naughton For For Management
1J Elect Director Stephen I. Sadove For For Management
2 Amend Non-Employee Director Omnibus For For Management
Stock Plan
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PARKER-HANNIFIN CORPORATION
Ticker: PH Security ID: 701094104
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lee C. Banks For For Management
1b Elect Director Robert G. Bohn For For Management
1c Elect Director Linda S. Harty For For Management
1d Elect Director Kevin A. Lobo For For Management
1e Elect Director Candy M. Obourn For For Management
1f Elect Director Joseph Scaminace For For Management
1g Elect Director Ake Svensson For For Management
1h Elect Director Laura K. Thompson For For Management
1i Elect Director James R. Verrier For For Management
1j Elect Director James L. Wainscott For For Management
1k Elect Director Thomas L. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PARSLEY ENERGY, INC.
Ticker: PE Security ID: 701877102
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
PAYCHEX, INC.
Ticker: PAYX Security ID: 704326107
Meeting Date: OCT 15, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Thomas Golisano For For Management
1b Elect Director Thomas F. Bonadio For For Management
1c Elect Director Joseph G. Doody For For Management
1d Elect Director David J.S. Flaschen For For Management
1e Elect Director Pamela A. Joseph For For Management
1f Elect Director Martin Mucci For For Management
1g Elect Director Joseph M. Tucci For For Management
1h Elect Director Joseph M. Velli For For Management
1i Elect Director Kara Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PAYCOM SOFTWARE, INC.
Ticker: PAYC Security ID: 70432V102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Levenson For Withhold Management
1.2 Elect Director Frederick C. Peters, II For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Plans to Improve Diversity None For Shareholder
of Executive Leadership
--------------------------------------------------------------------------------
PAYLOCITY HOLDING CORPORATION
Ticker: PCTY Security ID: 70438V106
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven I. Sarowitz For For Management
1.2 Elect Director Ellen Carnahan For For Management
1.3 Elect Director Jeffrey T. Diehl For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEGASYSTEMS INC.
Ticker: PEGA Security ID: 705573103
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Trefler For For Management
1.2 Elect Director Peter Gyenes For For Management
1.3 Elect Director Richard Jones For For Management
1.4 Elect Director Christopher Lafond For For Management
1.5 Elect Director Dianne Ledingham For For Management
1.6 Elect Director Sharon Rowlands For For Management
1.7 Elect Director Larry Weber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Proxy Access Right Against For Shareholder
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PELOTON INTERACTIVE, INC.
Ticker: PTON Security ID: 70614W100
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erik Blachford For For Management
1.2 Elect Director Howard Draft For For Management
1.3 Elect Director Pamela Thomas-Graham For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP, INC.
Ticker: PAG Security ID: 70959W103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Barr For For Management
1b Elect Director Lisa A. Davis For For Management
1c Elect Director Wolfgang Durheimer For For Management
1d Elect Director Michael R. Eisenson For For Management
1e Elect Director Robert H. Kurnick, Jr. For For Management
1f Elect Director Kimberly J. McWaters For For Management
1g Elect Director Greg Penske For For Management
1h Elect Director Roger S. Penske For Withhold Management
1i Elect Director Sandra E. Pierce For For Management
1j Elect Director Greg C. Smith For For Management
1k Elect Director Ronald G. Steinhart For For Management
1l Elect Director H. Brian Thompson For For Management
1m Elect Director Masashi Yamanaka For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PENTAIR PLC
Ticker: PNR Security ID: G7S00T104
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mona Abutaleb Stephenson For For Management
1b Elect Director Glynis A. Bryan For For Management
1c Elect Director T. Michael Glenn For For Management
1d Elect Director Theodore L. Harris For For Management
1e Elect Director Gregory E. Knight For For Management
1f Elect Director David A. Jones For For Management
1g Elect Director Michael T. Speetzen For For Management
1h Elect Director John L. Stauch For For Management
1i Elect Director Billie I. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Non-Qualified Employee Stock For For Management
Purchase Plan
5 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
6 Authorize Board to Opt-Out of For For Management
Statutory Pre-Emption Rights
7 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
PENUMBRA, INC.
Ticker: PEN Security ID: 70975L107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam Elsesser For Withhold Management
1.2 Elect Director Harpreet Grewal For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: MAY 25, 2021 Meeting Type: Special
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Barrett For For Management
1b Elect Director Samuel R. Chapin For For Management
1c Elect Director Sylvie Gregoire For For Management
1d Elect Director Alexis P. Michas For For Management
1e Elect Director Prahlad R. Singh For For Management
1f Elect Director Michel Vounatsos For For Management
1g Elect Director Frank Witney For For Management
1h Elect Director Pascale Witz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERRIGO COMPANY PLC
Ticker: PRGO Security ID: G97822103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley A. Alford For For Management
1.2 Elect Director Orlando D. Ashford For For Management
1.3 Elect Director Rolf A. Classon For For Management
1.4 Elect Director Katherine C. Doyle For For Management
1.5 Elect Director Adriana Karaboutis For For Management
1.6 Elect Director Murray S. Kessler For For Management
1.7 Elect Director Jeffrey B. Kindler For For Management
1.8 Elect Director Erica L. Mann For For Management
1.9 Elect Director Donal O'Connor For For Management
1.10 Elect Director Geoffrey M. Parker For For Management
1.11 Elect Director Theodore R. Samuels For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Issue of Equity For For Management
5 Authorize Issuance of Equity without For For Management
Preemptive Rights
--------------------------------------------------------------------------------
PG&E CORPORATION
Ticker: PCG Security ID: 69331C108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl F. Campbell For For Management
1b Elect Director Kerry W. Cooper For For Management
1c Elect Director Arno L. Harris For For Management
1d Elect Director Michael R. Niggli For For Management
1e Elect Director Oluwadara (Dara) J. For For Management
Treseder
1f Elect Director Benjamin F. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PILGRIM'S PRIDE CORPORATION
Ticker: PPC Security ID: 72147K108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gilberto Tomazoni For Withhold Management
1.2 Elect Director Wallim Cruz De For For Management
Vasconcellos Junior
1.3 Elect Director Vincent Trius For Withhold Management
1.4 Elect Director Andre Nogueira de Souza For Withhold Management
1.5 Elect Director Farha Aslam For For Management
1.6 Elect Director Joanita Karoleski For For Management
2.1 Elect Director Michael L. Cooper For For Management
2.2 Elect Director Arquimedes A. Celis For For Management
2.3 Elect Director Ajay Menon For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Article Five of the Certificate For For Management
of Incorporation
6 Report on Reduction of Water Pollution Against For Shareholder
7 Report on Integrating ESG Metrics Into Against For Shareholder
Executive Compensation Program
--------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC.
Ticker: PNFP Security ID: 72346Q104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Abney S. Boxley, III For For Management
1.2 Elect Director Gregory L. Burns For For Management
1.3 Elect Director Thomas C. Farnsworth, For For Management
III
1.4 Elect Director David B. Ingram For For Management
1.5 Elect Director Decosta E. Jenkins For For Management
1.6 Elect Director G. Kennedy Thompson For For Management
1.7 Elect Director Charles E. Brock For For Management
1.8 Elect Director Richard D. Callicutt, II For For Management
1.9 Elect Director Joseph C. Galante For For Management
1.10 Elect Director Robert A. McCabe, Jr. For For Management
1.11 Elect Director Reese L. Smith, III For For Management
1.12 Elect Director M. Terry Turner For For Management
1.13 Elect Director Renda J. Burkhart For For Management
1.14 Elect Director Marty G. Dickens For For Management
1.15 Elect Director Glenda Baskin Glover For For Management
1.16 Elect Director Ronald L. Samuels For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glynis A. Bryan For For Management
1.2 Elect Director Denis A. Cortese For For Management
1.3 Elect Director Richard P. Fox For For Management
1.4 Elect Director Jeffrey B. Guldner For For Management
1.5 Elect Director Dale E. Klein For For Management
1.6 Elect Director Kathryn L. Munro For For Management
1.7 Elect Director Bruce J. Nordstrom For For Management
1.8 Elect Director Paula J. Sims For For Management
1.9 Elect Director William H. Spence For For Management
1.10 Elect Director James E. Trevathan, Jr. For For Management
1.11 Elect Director David P. Wagener For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PINTEREST, INC.
Ticker: PINS Security ID: 72352L106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fredric Reynolds For For Management
1b Elect Director Evan Sharp For Against Management
1c Elect Director Andrea Wishom For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A.R. Alameddine For For Management
1b Elect Director Edison C. Buchanan For For Management
1c Elect Director Matt Gallagher For For Management
1d Elect Director Phillip A. Gobe For For Management
1e Elect Director Larry R. Grillot For For Management
1f Elect Director Stacy P. Methvin For For Management
1g Elect Director Royce W. Mitchell For For Management
1h Elect Director Frank A. Risch For For Management
1i Elect Director Scott D. Sheffield For For Management
1j Elect Director J. Kenneth Thompson For For Management
1k Elect Director Phoebe A. Wood For For Management
1l Elect Director Michael D. Wortley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PLANET FITNESS, INC.
Ticker: PLNT Security ID: 72703H101
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Rondeau For For Management
1.2 Elect Director Frances Rathke For For Management
1.3 Elect Director Bernard Acoca For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PLAYTIKA HOLDING CORP.
Ticker: PLTK Security ID: 72815L107
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Antokol For For Management
1.2 Elect Director Marc Beilinson For For Management
1.3 Elect Director Tian Lin For Withhold Management
1.4 Elect Director Wei Liu For For Management
1.5 Elect Director Bing Yuan For Withhold Management
2 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PLURALSIGHT, INC.
Ticker: PS Security ID: 72941B106
Meeting Date: MAR 09, 2021 Meeting Type: Proxy Contest
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1 Approve Merger Agreement For Did Not Vote Management
2 Adjourn Meeting For Did Not Vote Management
3 Advisory Vote on Golden Parachutes For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Approve Merger Agreement Against Against Management
2 Adjourn Meeting Against Against Management
3 Advisory Vote on Golden Parachutes Against Abstain Management
--------------------------------------------------------------------------------
POLARIS INC.
Ticker: PII Security ID: 731068102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin M. Farr For For Management
1b Elect Director John P. Wiehoff For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POOL CORPORATION
Ticker: POOL Security ID: 73278L105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter D. Arvan For For Management
1b Elect Director Timothy M. Graven For For Management
1c Elect Director Debra S. Oler For For Management
1d Elect Director Manuel J. Perez de la For For Management
Mesa
1e Elect Director Harlan F. Seymour For For Management
1f Elect Director Robert C. Sledd For For Management
1g Elect Director John E. Stokely For For Management
1h Elect Director David G. Whalen For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POPULAR, INC.
Ticker: BPOP Security ID: 733174700
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alejandro M. Ballester For For Management
1b Elect Director Richard L. Carrion For For Management
1c Elect Director Carlos A. Unanue For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
POST HOLDINGS, INC.
Ticker: POST Security ID: 737446104
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin H. Callison For For Management
1.2 Elect Director William P. Stiritz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PPD, INC.
Ticker: PPD Security ID: 69355F102
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Ensley For Withhold Management
1.2 Elect Director Maria Teresa Hilado For For Management
1.3 Elect Director David Simmons For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche as Auditors For For Management
--------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Davis For For Management
1.2 Elect Director Michael W. Lamach For For Management
1.3 Elect Director Michael T. Nally For For Management
1.4 Elect Director Guillermo Novo For For Management
1.5 Elect Director Martin H. Richenhagen For For Management
1.6 Elect Director Catherine R. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Eliminate Supermajority Vote For For Management
Requirement
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
PPL CORPORATION
Ticker: PPL Security ID: 69351T106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arthur P. Beattie For For Management
1b Elect Director Steven G. Elliott For For Management
1c Elect Director Raja Rajamannar For For Management
1d Elect Director Craig A. Rogerson For For Management
1e Elect Director Vincent Sorgi For For Management
1f Elect Director Natica von Althann For For Management
1g Elect Director Keith H. Williamson For For Management
1h Elect Director Phoebe A. Wood For For Management
1i Elect Director Armando Zagalo de Lima For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PRA HEALTH SCIENCES, INC.
Ticker: PRAH Security ID: 69354M108
Meeting Date: JUN 15, 2021 Meeting Type: Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PREMIER, INC.
Ticker: PINC Security ID: 74051N102
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: OCT 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Bigalke For For Management
1.2 Elect Director Helen M. Boudreau For For Management
1.3 Elect Director Stephen R. D'Arcy For For Management
1.4 Elect Director Marc D. Miller For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRIMERICA, INC.
Ticker: PRI Security ID: 74164M108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Addison, Jr. For For Management
1b Elect Director Joel M. Babbit For For Management
1c Elect Director P. George Benson For For Management
1d Elect Director C. Saxby Chambliss For For Management
1e Elect Director Gary L. Crittenden For For Management
1f Elect Director Cynthia N. Day For For Management
1g Elect Director Sanjeev Dheer For For Management
1h Elect Director Beatriz R. Perez For For Management
1i Elect Director D. Richard Williams For For Management
1j Elect Director Glenn J. Williams For For Management
1k Elect Director Barbara A. Yastine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC.
Ticker: PFG Security ID: 74251V102
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger C. Hochschild For For Management
1.2 Elect Director Daniel J. Houston For For Management
1.3 Elect Director Diane C. Nordin For For Management
1.4 Elect Director Alfredo Rivera For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PROOFPOINT, INC.
Ticker: PFPT Security ID: 743424103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dana Evan For For Management
1b Elect Director Kristen Gil For For Management
1c Elect Director Gary Steele For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC.
Ticker: PB Security ID: 743606105
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bouligny For For Management
1.2 Elect Director W. R. Collier For For Management
1.3 Elect Director Bruce W. Hunt For For Management
1.4 Elect Director Robert Steelhammer For For Management
1.5 Elect Director H. E. Timanus, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Gilbert F. Casellas For For Management
1.3 Elect Director Robert M. Falzon For For Management
1.4 Elect Director Martina Hund-Mejean For For Management
1.5 Elect Director Wendy E. Jones For For Management
1.6 Elect Director Karl J. Krapek For For Management
1.7 Elect Director Peter R. Lighte For For Management
1.8 Elect Director Charles F. Lowrey For For Management
1.9 Elect Director George Paz For For Management
1.10 Elect Director Sandra Pianalto For For Management
1.11 Elect Director Christine A. Poon For For Management
1.12 Elect Director Douglas A. Scovanner For For Management
1.13 Elect Director Michael A. Todman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
PTC INC.
Ticker: PTC Security ID: 69370C100
Meeting Date: FEB 10, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janice Chaffin For For Management
1.2 Elect Director Phillip Fernandez For For Management
1.3 Elect Director James Heppelmann For For Management
1.4 Elect Director Klaus Hoehn For For Management
1.5 Elect Director Paul Lacy For For Management
1.6 Elect Director Corinna Lathan For For Management
1.7 Elect Director Blake Moret For For Management
1.8 Elect Director Robert Schechter For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph Izzo For For Management
1.2 Elect Director Shirley Ann Jackson For For Management
1.3 Elect Director Willie A. Deese For For Management
1.4 Elect Director David Lilley For For Management
1.5 Elect Director Barry H. Ostrowsky For For Management
1.6 Elect Director Scott G. Stephenson For For Management
1.7 Elect Director Laura A. Sugg For For Management
1.8 Elect Director John P. Surma For For Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Non-Employee Director For For Management
Restricted Stock Plan
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PULTEGROUP, INC.
Ticker: PHM Security ID: 745867101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian P. Anderson For For Management
1b Elect Director Bryce Blair For For Management
1c Elect Director Richard W. Dreiling For For Management
1d Elect Director Thomas J. Folliard For For Management
1e Elect Director Cheryl W. Grise For For Management
1f Elect Director Andre J. Hawaux For For Management
1g Elect Director J. Phillip Holloman For For Management
1h Elect Director Ryan R. Marshall For For Management
1i Elect Director John R. Peshkin For For Management
1j Elect Director Scott F. Powers For For Management
1k Elect Director Lila Snyder For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PURE STORAGE, INC.
Ticker: PSTG Security ID: 74624M102
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Rothschild For For Management
1.2 Elect Director Anita Sands For Withhold Management
1.3 Elect Director Susan Taylor For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PVH CORP.
Ticker: PVH Security ID: 693656100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brent Callinicos For For Management
1b Elect Director George Cheeks For For Management
1c Elect Director Emanuel Chirico For For Management
1d Elect Director Joseph B. Fuller For For Management
1e Elect Director Stefan Larsson For For Management
1f Elect Director V. James Marino For For Management
1g Elect Director G. Penny McIntyre For For Management
1h Elect Director Amy McPherson For For Management
1i Elect Director Henry Nasella For For Management
1j Elect Director Allison Peterson For For Management
1k Elect Director Edward R. Rosenfeld For For Management
1l Elect Director Judith Amanda Sourry For For Management
Knox
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QIAGEN NV
Ticker: QGEN Security ID: N72482123
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5.a Reelect Metin Colpan to Supervisory For For Management
Board
5.b Reelect Thomas Ebeling to Supervisory For For Management
Board
5.c Reelect Toralf Haag to Supervisory For For Management
Board
5.d Reelect Ross L. Levine to Supervisory For For Management
Board
5.e Reelect Elaine Mardis to Supervisory For For Management
Board
5.f Reelect Lawrence A. Rosen to For For Management
Supervisory Board
5.g Reelect Elizabeth E. Tallett to For For Management
Supervisory Board
6.a Reelect Thierry Bernard to Management For For Management
Board
6.b Reelect Roland Sackers to Management For For Management
Board
7 Approve Remuneration Policy for For For Management
Management Board
8.a Approve Partial Amendment of For For Management
Remuneration Policy for Supervisory
Board
8.b Approve Remuneration of Supervisory For For Management
Board
9 Ratify KPMG Accountants N.V. as For For Management
Auditors
10.a Grant Board Authority to Issue Shares For For Management
10.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
10.c Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances in
Connection to Mergers, Acquisitions or
Strategic Alliances
11 Authorize Repurchase of Issued Share For For Management
Capital
12 Amend Articles of Association in For For Management
Connection with Changes to Dutch Law
--------------------------------------------------------------------------------
QORVO, INC.
Ticker: QRVO Security ID: 74736K101
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph G. Quinsey For For Management
1.2 Elect Director Robert A. Bruggeworth For For Management
1.3 Elect Director Jeffery R. Gardner For For Management
1.4 Elect Director John R. Harding For For Management
1.5 Elect Director David H. Y. Ho For For Management
1.6 Elect Director Roderick D. Nelson For For Management
1.7 Elect Director Walden C. Rhines For For Management
1.8 Elect Director Susan L. Spradley For For Management
1.9 Elect Director Walter H. Wilkinson, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earl C. (Duke) Austin, For For Management
Jr.
1.2 Elect Director Doyle N. Beneby For For Management
1.3 Elect Director Vincent D. Foster For For Management
1.4 Elect Director Bernard Fried For For Management
1.5 Elect Director Worthing F. Jackman For For Management
1.6 Elect Director David M. McClanahan For For Management
1.7 Elect Director Margaret B. Shannon For For Management
1.8 Elect Director Pat Wood, III For For Management
1.9 Elect Director Martha B. Wyrsch For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky B. Gregg For For Management
1.2 Elect Director Wright L. Lassiter, III For For Management
1.3 Elect Director Timothy L. Main For For Management
1.4 Elect Director Denise M. Morrison For For Management
1.5 Elect Director Gary M. Pfeiffer For For Management
1.6 Elect Director Timothy M. Ring For For Management
1.7 Elect Director Stephen H. Rusckowski For For Management
1.8 Elect Director Helen I. Torley For For Management
1.9 Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
QUIDEL CORPORATION
Ticker: QDEL Security ID: 74838J101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas C. Bryant For For Management
1.2 Elect Director Kenneth F. Buechler For For Management
1.3 Elect Director Edward L. Michael For For Management
1.4 Elect Director Kathy P. Ordonez For For Management
1.5 Elect Director Mary Lake Polan For For Management
1.6 Elect Director Ann D. Rhoads For For Management
1.7 Elect Director Charles P. Slacik For For Management
1.8 Elect Director Matthew W. Strobeck For For Management
1.9 Elect Director Kenneth J. Widder For For Management
1.10 Elect Director Joseph D. Wilkins, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QURATE RETAIL, INC.
Ticker: QRTEA Security ID: 74915M100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard N. Barton For Withhold Management
1.2 Elect Director Michael A. George For For Management
1.3 Elect Director Gregory B. Maffei For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
RALPH LAUREN CORPORATION
Ticker: RL Security ID: 751212101
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank A. Bennack, Jr. For Withhold Management
1.2 Elect Director Michael A. George For For Management
1.3 Elect Director Hubert Joly For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
Ticker: RJF Security ID: 754730109
Meeting Date: FEB 18, 2021 Meeting Type: Annual
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles G. von For For Management
Arentschildt
1b Elect Director Marlene Debel For For Management
1c Elect Director Robert M. Dutkowsky For For Management
1d Elect Director Jeffrey N. Edwards For For Management
1e Elect Director Benjamin C. Esty For For Management
1f Elect Director Anne Gates For For Management
1g Elect Director Francis S. Godbold For For Management
1h Elect Director Thomas A. James For For Management
1i Elect Director Gordon L. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Paul C. Reilly For For Management
1l Elect Director Raj Seshadri For For Management
1m Elect Director Susan N. Story For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
RAYONIER INC.
Ticker: RYN Security ID: 754907103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dod A. Fraser For For Management
1b Elect Director Keith E. Bass For For Management
1c Elect Director Scott R. Jones For For Management
1d Elect Director V. Larkin Martin For For Management
1e Elect Director Meridee A. Moore For For Management
1f Elect Director Ann C. Nelson For For Management
1g Elect Director David L. Nunes For For Management
1h Elect Director Matthew J. Rivers For For Management
1i Elect Director Andrew G. Wiltshire For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young, LLP as Auditor For For Management
--------------------------------------------------------------------------------
REALPAGE, INC.
Ticker: RP Security ID: 75606N109
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
REALTY INCOME CORPORATION
Ticker: O Security ID: 756109104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen R. Allen For For Management
1b Elect Director A. Larry Chapman For For Management
1c Elect Director Reginald H. Gilyard For For Management
1d Elect Director Priya Cherian Huskins For For Management
1e Elect Director Gerardo I. Lopez For For Management
1f Elect Director Michael D. McKee For For Management
1g Elect Director Gregory T. McLaughlin For For Management
1h Elect Director Ronald L. Merriman For For Management
1i Elect Director Sumit Roy For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REATA PHARMACEUTICALS, INC.
Ticker: RETA Security ID: 75615P103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. McClellan, For Withhold Management
Jr.
1.2 Elect Director William E. Rose For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
REGAL BELOIT CORPORATION
Ticker: RBC Security ID: 758750103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jan A. Bertsch For For Management
1b Elect Director Stephen M. Burt For For Management
1c Elect Director Anesa T. Chaibi For For Management
1d Elect Director Christopher L. Doerr For For Management
1e Elect Director Dean A. Foate For For Management
1f Elect Director Michael F. Hilton For For Management
1g Elect Director Louis V. Pinkham For For Management
1h Elect Director Rakesh Sachdev For For Management
1i Elect Director Curtis W. Stoelting For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION
Ticker: REG Security ID: 758849103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin E. Stein, Jr. For For Management
1b Elect Director Joseph F. Azrack For For Management
1c Elect Director Bryce Blair For For Management
1d Elect Director C. Ronald Blankenship For For Management
1e Elect Director Deirdre J. Evens For For Management
1f Elect Director Thomas W. Furphy For For Management
1g Elect Director Karin M. Klein For For Management
1h Elect Director Peter D. Linneman For For Management
1i Elect Director David P. O'Connor For For Management
1j Elect Director Lisa Palmer For For Management
1k Elect Director Thomas G. Wattles For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carolyn H. Byrd For For Management
1b Elect Director Don DeFosset For For Management
1c Elect Director Samuel A. Di Piazza, Jr. For For Management
1d Elect Director Zhanna Golodryga For For Management
1e Elect Director John D. Johns For For Management
1f Elect Director Ruth Ann Marshall For For Management
1g Elect Director Charles D. McCrary For For Management
1h Elect Director James T. Prokopanko For For Management
1i Elect Director Lee J. Styslinger, III For For Management
1j Elect Director Jose S. Suquet For For Management
1k Elect Director John M. Turner, Jr. For For Management
1l Elect Director Timothy Vines For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pina Albo For For Management
1b Elect Director Christine R. Detrick For For Management
1c Elect Director J. Cliff Eason For For Management
1d Elect Director John J. Gauthier For For Management
1e Elect Director Patricia L. Guinn For For Management
1f Elect Director Anna Manning For For Management
1g Elect Director Hazel M. McNeilage For For Management
1h Elect Director Stephen O'Hearn For For Management
1i Elect Director Frederick J. Sievert For For Management
1j Elect Director Shundrawn Thomas For For Management
1k Elect Director Stanley B. Tulin For For Management
1l Elect Director Steven C. Van Wyk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Amend Non-Employee Director Stock For For Management
Awards in Lieu of Cash
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO.
Ticker: RS Security ID: 759509102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sarah J. Anderson For For Management
1b Elect Director Lisa L. Baldwin For For Management
1c Elect Director Karen W. Colonias For For Management
1d Elect Director John G. Figueroa For For Management
1e Elect Director James D. Hoffman For For Management
1f Elect Director Mark V. Kaminski For For Management
1g Elect Director Karla R. Lewis For For Management
1h Elect Director Robert A. McEvoy For For Management
1i Elect Director Andrew G. Sharkey, III For For Management
1j Elect Director Douglas W. Stotlar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD.
Ticker: RNR Security ID: G7496G103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian G. J. Gray For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Kevin J. O'Donnell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
REPLIGEN CORPORATION
Ticker: RGEN Security ID: 759916109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Tony J. Hunt For For Management
1B Elect Director Karen A. Dawes For For Management
1C Elect Director Nicolas M. Barthelemy For For Management
1D Elect Director Carrie Eglinton Manner For For Management
1E Elect Director Rohin Mhatre For For Management
1F Elect Director Glenn P. Muir For For Management
1G Elect Director Thomas F. Ryan, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Manuel Kadre For For Management
1b Elect Director Tomago Collins For For Management
1c Elect Director Michael A. Duffy For For Management
1d Elect Director Thomas W. Handley For For Management
1e Elect Director Jennifer M. Kirk For For Management
1f Elect Director Michael Larson For For Management
1g Elect Director Kim S. Pegula For For Management
1h Elect Director James P. Snee For For Management
1i Elect Director Brian S. Tyler For For Management
1j Elect Director Sandra M. Volpe For For Management
1k Elect Director Katharine B. Weymouth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Integrating ESG Metrics Into Against Against Shareholder
Executive Compensation Program
--------------------------------------------------------------------------------
RESMED INC.
Ticker: RMD Security ID: 761152107
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Karen Drexler For For Management
1b Elect Director Michael Farrell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REXFORD INDUSTRIAL REALTY, INC.
Ticker: REXR Security ID: 76169C100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Antin For For Management
1.2 Elect Director Michael S. Frankel For For Management
1.3 Elect Director Diana J. Ingram For For Management
1.4 Elect Director Debra L. Morris For For Management
1.5 Elect Director Tyler H. Rose For For Management
1.6 Elect Director Peter E. Schwab For For Management
1.7 Elect Director Howard Schwimmer For For Management
1.8 Elect Director Richard S. Ziman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REYNOLDS CONSUMER PRODUCTS INC.
Ticker: REYN Security ID: 76171L106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Degnan For Withhold Management
1b Elect Director Helen Golding For Withhold Management
1c Elect Director Allen Hugli For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RINGCENTRAL, INC.
Ticker: RNG Security ID: 76680R206
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vladimir Shmunis For For Management
1.2 Elect Director Kenneth Goldman For For Management
1.3 Elect Director Michelle McKenna For For Management
1.4 Elect Director Robert Theis For For Management
1.5 Elect Director Allan Thygesen For For Management
1.6 Elect Director Neil Williams For For Management
1.7 Elect Director Mignon Clyburn For For Management
1.8 Elect Director Arne Duncan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROBERT HALF INTERNATIONAL INC.
Ticker: RHI Security ID: 770323103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julia L. Coronado For For Management
1b Elect Director Dirk A. Kempthorne For For Management
1c Elect Director Harold M. Messmer, Jr. For For Management
1d Elect Director Marc H. Morial For For Management
1e Elect Director Barbara J. Novogradac For For Management
1f Elect Director Robert J. Pace For For Management
1g Elect Director Frederick A. Richman For For Management
1h Elect Director M. Keith Waddell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
A1 Elect Director William P. Gipson For For Management
A2 Elect Director J. Phillip Holloman For For Management
A3 Elect Director Steven R. Kalmanson For For Management
A4 Elect Director Lawrence D. Kingsley For For Management
A5 Elect Director Lisa A. Payne For For Management
B Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
C Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ROKU, INC.
Ticker: ROKU Security ID: 77543R102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ravi Ahuja For Withhold Management
1b Elect Director Mai Fyfield For For Management
1c Elect Director Laurie Simon Hodrick For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ROLLINS, INC.
Ticker: ROL Security ID: 775711104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary W. Rollins For For Management
1.2 Elect Director Harry J. Cynkus For For Management
1.3 Elect Director Pamela R. Rollins For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Brock For For Management
1b Elect Director Richard D. Fain For For Management
1c Elect Director Stephen R. Howe, Jr. For For Management
1d Elect Director William L. Kimsey For For Management
1e Elect Director Amy McPherson For For Management
1f Elect Director Maritza G. Montiel For For Management
1g Elect Director Ann S. Moore For For Management
1h Elect Director Eyal M. Ofer For For Management
1i Elect Director William K. Reilly For For Management
1j Elect Director Vagn O. Sorensen For For Management
1k Elect Director Donald Thompson For For Management
1l Elect Director Arne Alexander For For Management
Wilhelmsen
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Report on Political Contributions Against For Shareholder
Disclosure
--------------------------------------------------------------------------------
ROYAL GOLD, INC.
Ticker: RGLD Security ID: 780287108
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fabiana Chubbs For For Management
1b Elect Director Kevin McArthur For For Management
1c Elect Director Sybil Veenman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ROYALTY PHARMA PLC
Ticker: RPRX Security ID: G7709Q104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pablo Legorreta For Against Management
1b Elect Director Henry Fernandez For For Management
1c Elect Director Bonnie Bassler For For Management
1d Elect Director Errol De Souza For Against Management
1e Elect Director Catherine Engelbert For For Management
1f Elect Director William Ford For For Management
1g Elect Director M. Germano Giuliani For For Management
1h Elect Director Ted Love For For Management
1i Elect Director Gregory Norden For For Management
1j Elect Director Rory Riggs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young as Auditors For For Management
5 Accept Financial Statements and For For Management
Statutory Reports
6 Approve Remuneration Policy For For Management
7 Approve Remuneration Report For For Management
8 Ratify Ernst & Young as U.K. Statutory For For Management
Auditors
9 Authorise Board to Fix Remuneration of For For Management
Auditors
--------------------------------------------------------------------------------
RPM INTERNATIONAL INC.
Ticker: RPM Security ID: 749685103
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julie A. Lagacy For For Management
1.2 Elect Director Robert A. Livingston For For Management
1.3 Elect Director Frederick R. Nance For For Management
1.4 Elect Director William B. Summers, Jr. For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RYDER SYSTEM, INC.
Ticker: R Security ID: 783549108
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert J. Eck For For Management
1b Elect Director Robert A. Hagemann For For Management
1c Elect Director Michael F. Hilton For For Management
1d Elect Director Tamara L. Lundgren For For Management
1e Elect Director Luis P. Nieto, Jr. For For Management
1f Elect Director David G. Nord For For Management
1g Elect Director Robert E. Sanchez For For Management
1h Elect Director Abbie J. Smith For For Management
1i Elect Director E. Follin Smith For For Management
1j Elect Director Dmitri L. Stockton For For Management
1k Elect Director Hansel E. Tookes, II For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
SABRE CORPORATION
Ticker: SABR Security ID: 78573M104
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Bravante, Jr. For For Management
1.2 Elect Director Herve Couturier For For Management
1.3 Elect Director Gary Kusin For For Management
1.4 Elect Director Gail Mandel For For Management
1.5 Elect Director Sean Menke For For Management
1.6 Elect Director Phyllis Newhouse For For Management
1.7 Elect Director Karl Peterson For For Management
1.8 Elect Director Zane Rowe For For Management
1.9 Elect Director Gregg Saretsky For For Management
1.10 Elect Director John Scott For For Management
1.11 Elect Director Wendi Sturgis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SAGE THERAPEUTICS, INC.
Ticker: SAGE Security ID: 78667J108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth (Liz) Barrett For For Management
1.2 Elect Director Geno Germano For Withhold Management
1.3 Elect Director Steven Paul For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SANTANDER CONSUMER USA HOLDINGS INC.
Ticker: SC Security ID: 80283M101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mahesh Aditya For Withhold Management
1.2 Elect Director Homaira Akbari For For Management
1.3 Elect Director Juan Carlos Alvarez de For For Management
Soto
1.4 Elect Director Leonard Coleman, Jr. For For Management
1.5 Elect Director Stephen A. Ferriss For For Management
1.6 Elect Director Victor Hill For For Management
1.7 Elect Director Edith E. Holiday For For Management
1.8 Elect Director Javier Maldonado For Withhold Management
1.9 Elect Director Robert J. McCarthy For For Management
1.10 Elect Director William F. Muir For For Management
1.11 Elect Director William Rainer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Barry For For Management
1.2 Elect Director M. Kathleen Behrens For For Management
1.3 Elect Director Claude Nicaise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCHNEIDER NATIONAL, INC.
Ticker: SNDR Security ID: 80689H102
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jyoti Chopra For For Management
1.2 Elect Director James R. Giertz For Withhold Management
1.3 Elect Director Adam P. Godfrey For Withhold Management
1.4 Elect Director Robert W. Grubbs For Withhold Management
1.5 Elect Director Robert M. Knight, Jr. For For Management
1.6 Elect Director Therese A. Koller For Withhold Management
1.7 Elect Director Mark B. Rourke For For Management
1.8 Elect Director Paul J. Schneider For Withhold Management
1.9 Elect Director John A. Swainson For Withhold Management
1.10 Elect Director James L. Welch For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCIENCE APPLICATIONS INTERNATIONAL CORPORATION
Ticker: SAIC Security ID: 808625107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Bedingfield For For Management
1b Elect Director Carol A. Goode For For Management
1c Elect Director Garth N. Graham For For Management
1d Elect Director John J. Hamre For For Management
1e Elect Director Yvette M. Kanouff For For Management
1f Elect Director Nazzic S. Keene For For Management
1g Elect Director Timothy J. Mayopoulos For For Management
1h Elect Director Katharina G. McFarland For For Management
1i Elect Director Donna S. Morea For For Management
1j Elect Director Steven R. Shane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEABOARD CORPORATION
Ticker: SEB Security ID: 811543107
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen S. Bresky For Withhold Management
1.2 Elect Director David A. Adamsen For For Management
1.3 Elect Director Douglas W. Baena For For Management
1.4 Elect Director Paul M. Squires For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Confirm Compliance with California Against Against Shareholder
Proposition 12
--------------------------------------------------------------------------------
SEAGEN INC.
Ticker: SGEN Security ID: 81181C104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Felix J. Baker For For Management
1b Elect Director Clay B. Siegall For For Management
1c Elect Director Nancy A. Simonian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SEALED AIR CORPORATION
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zubaid Ahmad For For Management
1b Elect Director Francoise Colpron For For Management
1c Elect Director Edward L. Doheny, II For For Management
1d Elect Director Michael P. Doss For For Management
1e Elect Director Henry R. Keizer For For Management
1f Elect Director Harry A. Lawton, III For For Management
1g Elect Director Neil Lustig For For Management
1h Elect Director Suzanne B. Rowland For For Management
1i Elect Director Jerry R. Whitaker For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY
Ticker: SEIC Security ID: 784117103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carl A. Guarino For For Management
1b Elect Director Carmen V. Romeo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING PLC
Ticker: ST Security ID: G8060N102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew C. Teich For For Management
1b Elect Director Jeffrey J. Cote For For Management
1c Elect Director John P. Absmeier For For Management
1d Elect Director Daniel L. Black For For Management
1e Elect Director Lorraine A. Bolsinger For For Management
1f Elect Director James E. Heppelmann For For Management
1g Elect Director Charles W. Peffer For For Management
1h Elect Director Constance E. Skidmore For For Management
1i Elect Director Steven A. Sonnenberg For For Management
1j Elect Director Martha N. Sullivan For For Management
1k Elect Director Stephen M. Zide For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Approve Director Compensation Report For For Management
6 Ratify Ernst & Young LLP as U.K. For For Management
Statutory Auditor
7 Authorize Audit Committee to Fix For For Management
Remuneration of Auditors
8 Accept Financial Statements and For For Management
Statutory Reports
9 Authorize Issue of Equity For For Management
10 Authorize Issue of Equity without For For Management
Pre-emptive Rights
11 Authorize the Board of Directors to For For Management
Allot Shares Under the Equity
Incentive Plans
12 Authorize the Board of Directors to For For Management
Allot Shares Under the Equity
Incentive Plans without Pre-emptive
Rights
--------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL
Ticker: SCI Security ID: 817565104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Buckwalter For For Management
1.2 Elect Director Anthony L. Coelho For For Management
1.3 Elect Director Jakki L. Haussler For For Management
1.4 Elect Director Victor L. Lund For For Management
1.5 Elect Director Clifton H. Morris, Jr. For For Management
1.6 Elect Director Ellen Ochoa For For Management
1.7 Elect Director Thomas L. Ryan For For Management
1.8 Elect Director Sara Martinez Tucker For For Management
1.9 Elect Director W. Blair Waltrip For For Management
1.10 Elect Director Marcus A. Watts For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIGNATURE BANK
Ticker: SBNY Security ID: 82669G104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn A. Byrne For For Management
1.2 Elect Director Maggie Timoney For For Management
1.3 Elect Director George Tsunis For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Authorize Share Repurchase Program For For Management
5 Increase Authorized Common Stock For For Management
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SILGAN HOLDINGS, INC.
Ticker: SLGN Security ID: 827048109
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Allott For Withhold Management
1.2 Elect Director William T. Donovan For For Management
1.3 Elect Director Joseph M. Jordan For For Management
2 Approve Increase in Size of Board For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Gary M. Rodkin For For Management
1g Elect Director Stefan M. Selig For For Management
1h Elect Director Daniel C. Smith For For Management
1i Elect Director J. Albert Smith, Jr. For For Management
1j Elect Director Marta R. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SIRIUS XM HOLDINGS INC.
Ticker: SIRI Security ID: 82968B103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Blau For For Management
1.2 Elect Director Eddy W. Hartenstein For For Management
1.3 Elect Director Robin P. Hickenlooper For For Management
1.4 Elect Director James P. Holden For For Management
1.5 Elect Director Gregory B. Maffei For Withhold Management
1.6 Elect Director Evan D. Malone For For Management
1.7 Elect Director James E. Meyer For Withhold Management
1.8 Elect Director Jonelle Procope For For Management
1.9 Elect Director Michael Rapino For For Management
1.10 Elect Director Kristina M. Salen For For Management
1.11 Elect Director Carl E. Vogel For For Management
1.12 Elect Director Jennifer C. Witz For For Management
1.13 Elect Director David M. Zaslav For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SIX FLAGS ENTERTAINMENT CORPORATION
Ticker: SIX Security ID: 83001A102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ben Baldanza For For Management
1.2 Elect Director Selim Bassoul For For Management
1.3 Elect Director Esi Eggleston Bracey For For Management
1.4 Elect Director Denise M. Clark For For Management
1.5 Elect Director Enrique Ramirez Mena For For Management
1.6 Elect Director Arik Ruchim For For Management
1.7 Elect Director Michael Spanos For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Eliminate Supermajority Vote For For Management
Requirement to Amend Bylaws
4 Provide Right to Act by Written Consent For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SKECHERS U.S.A., INC.
Ticker: SKX Security ID: 830566105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Greenberg For Withhold Management
1.2 Elect Director Morton Erlich For Withhold Management
1.3 Elect Director Thomas Walsh For Withhold Management
--------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC.
Ticker: SWKS Security ID: 83088M102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan S. Batey For For Management
1b Elect Director Kevin L. Beebe For For Management
1c Elect Director Timothy R. Furey For For Management
1d Elect Director Liam K. Griffin For For Management
1e Elect Director Christine King For For Management
1f Elect Director David P. McGlade For For Management
1g Elect Director Robert A. Schriesheim For For Management
1h Elect Director Kimberly S. Stevenson For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt Simple Majority Vote None For Shareholder
--------------------------------------------------------------------------------
SL GREEN REALTY CORP.
Ticker: SLG Security ID: 78440X804
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John H. Alschuler For For Management
1b Elect Director Betsy S. Atkins For For Management
1c Elect Director Edwin T. Burton, III For For Management
1d Elect Director Lauren B. Dillard For For Management
1e Elect Director Stephen L. Green For For Management
1f Elect Director Craig M. Hatkoff For For Management
1g Elect Director Marc Holliday For For Management
1h Elect Director John S. Levy For For Management
1i Elect Director Andrew W. Mathias For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SLACK TECHNOLOGIES, INC.
Ticker: WORK Security ID: 83088V102
Meeting Date: MAR 02, 2021 Meeting Type: Special
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul G. Child For For Management
1b Elect Director Mary Carter Warren For For Management
Franke
1c Elect Director Marianne M. Keler For For Management
1d Elect Director Mark L. Lavelle For For Management
1e Elect Director Ted Manvitz For For Management
1f Elect Director Jim Matheson For For Management
1g Elect Director Frank C. Puleo For For Management
1h Elect Director Vivian C. Schneck-Last For For Management
1i Elect Director William N. Shiebler For For Management
1j Elect Director Robert S. Strong For For Management
1k Elect Director Jonathan W. Witter For For Management
1l Elect Director Kirsten O. Wolberg For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SMARTSHEET INC.
Ticker: SMAR Security ID: 83200N103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alissa Abdullah For For Management
1.2 Elect Director Brent Frei For Withhold Management
1.3 Elect Director Michael Gregoire For For Management
1.4 Elect Director Rowan Trollope For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SNAP-ON INCORPORATED
Ticker: SNA Security ID: 833034101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Karen L. Daniel For For Management
1.3 Elect Director Ruth Ann M. Gillis For For Management
1.4 Elect Director James P. Holden For For Management
1.5 Elect Director Nathan J. Jones For For Management
1.6 Elect Director Henry W. Knueppel For For Management
1.7 Elect Director W. Dudley Lehman For For Management
1.8 Elect Director Nicholas T. Pinchuk For For Management
1.9 Elect Director Gregg M. Sherrill For For Management
1.10 Elect Director Donald J. Stebbins For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC.
Ticker: SEDG Security ID: 83417M104
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nadav Zafrir For For Management
1b Elect Director Avery More For Against Management
1c Elect Director Zivi Lando For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOLARWINDS CORPORATION
Ticker: SWI Security ID: 83417Q105
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Hoffmann For Withhold Management
1.2 Elect Director Dennis Howard For For Management
1.3 Elect Director Douglas Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SONOCO PRODUCTS COMPANY
Ticker: SON Security ID: 835495102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Howard Coker For For Management
1.2 Elect Director Pamela L. Davies For For Management
1.3 Elect Director Theresa J. Drew For For Management
1.4 Elect Director Philippe Guillemot For For Management
1.5 Elect Director John R. Haley For For Management
1.6 Elect Director Robert R. Hill, Jr. For For Management
1.7 Elect Director Eleni Istavridis For For Management
1.8 Elect Director Richard G. Kyle For For Management
1.9 Elect Director Blythe J. McGarvie For For Management
1.10 Elect Director James M. Micali For For Management
1.11 Elect Director Sundaram Nagarajan For For Management
1.12 Elect Director Marc. D. Oken For For Management
1.13 Elect Director Thomas E. Whiddon For For Management
1.14 Elect Director Lloyd M. Yates For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
SOTERA HEALTH COMPANY
Ticker: SHC Security ID: 83601L102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Constantine S. Mihas For Against Management
1b Elect Director James C. Neary For Against Management
1c Elect Director Michael B. Petras, Jr. For Against Management
1d Elect Director David E. Wheadon For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David W. Biegler For For Management
1b Elect Director J. Veronica Biggins For For Management
1c Elect Director Douglas H. Brooks For For Management
1d Elect Director William H. Cunningham For For Management
1e Elect Director John G. Denison For For Management
1f Elect Director Thomas W. Gilligan For For Management
1g Elect Director Gary C. Kelly For For Management
1h Elect Director Grace D. Lieblein For For Management
1i Elect Director Nancy B. Loeffler For For Management
1j Elect Director John T. Montford For For Management
1k Elect Director Ron Ricks For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Adopt Majority Vote Cast to Remove Against For Shareholder
Directors With or Without Cause
--------------------------------------------------------------------------------
SPECTRUM BRANDS HOLDINGS, INC.
Ticker: SPB Security ID: 84790A105
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth C. Ambrecht For For Management
1b Elect Director Hugh R. Rovit For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Ticker: SPR Security ID: 848574109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen A. Cambone For For Management
1b Elect Director Charles L. Chadwell For For Management
1c Elect Director Irene M. Esteves For For Management
1d Elect Director Paul E. Fulchino For For Management
1e Elect Director Thomas C. Gentile, III For For Management
1f Elect Director Richard A. Gephardt For For Management
1g Elect Director Robert D. Johnson For For Management
1h Elect Director Ronald T. Kadish For For Management
1i Elect Director John L. Plueger For For Management
1j Elect Director Laura H. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC.
Ticker: SRC Security ID: 84860W300
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jackson Hsieh For For Management
1.2 Elect Director Kevin M. Charlton For For Management
1.3 Elect Director Todd A. Dunn For For Management
1.4 Elect Director Elizabeth F. Frank For For Management
1.5 Elect Director Michelle M. Frymire For For Management
1.6 Elect Director Kristian M. Gathright For For Management
1.7 Elect Director Richard I. Gilchrist For For Management
1.8 Elect Director Diana M. Laing For For Management
1.9 Elect Director Nicholas P. Shepherd For For Management
1.10 Elect Director Thomas J. Sullivan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sara Baack For For Management
1b Elect Director Sean Boyle For For Management
1c Elect Director Douglas Merritt For For Management
1d Elect Director Graham Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY SA
Ticker: SPOT Security ID: L8681T102
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Directors For For Management
4a Elect Daniel Ek as A Director For For Management
4b Elect Martin Lorentzon as A Director For For Management
4c Elect Shishir Samir Mehrotra as A For For Management
Director
4d Elect Christopher Marshall as B For For Management
Director
4e Elect Barry McCarthy as B Director For For Management
4f Elect Heidi O'Neill as B Director For For Management
4g Elect Ted Sarandos as B Director For For Management
4h Elect Thomas Owen Staggs as B Director For For Management
4i Elect Cristina Mayville Stenbeck as B For For Management
Director
4j Elect Mona Sutphen as B Director For For Management
4k Elect Padmasree Warrior as B Director For For Management
5 Appoint Ernst & Young S.A. as Auditor For For Management
6 Approve Remuneration of Directors For Against Management
7 Approve Share Repurchase For For Management
8 Authorize Guy Harles and Alexandre For For Management
Gobert to Execute and Deliver, and
with Full Power of Substitution, Any
Documents Necessary or Useful in
Connection with the Annual Filing and
Registration Required by the
Luxembourg Laws
--------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC.
Ticker: SFM Security ID: 85208M102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Fortunato For For Management
1.2 Elect Director Lawrence ("Chip") P. For For Management
Molloy
1.3 Elect Director Joseph D. O'Leary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC.
Ticker: SSNC Security ID: 78467J100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jonathan E. Michael For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrea J. Ayers For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Patrick D. Campbell For For Management
1d Elect Director Carlos M. Cardoso For For Management
1e Elect Director Robert B. Coutts For For Management
1f Elect Director Debra A. Crew For For Management
1g Elect Director Michael D. Hankin For For Management
1h Elect Director James M. Loree For For Management
1i Elect Director Jane M. Palmieri For For Management
1j Elect Director Mojdeh Poul For For Management
1k Elect Director Dmitri L. Stockton For For Management
1l Elect Director Irving Tan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent For For Management
5 Eliminate Supermajority Vote For For Management
Requirement Applicable Under the
Connecticut Business Corporation Act
6 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
7 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST, INC.
Ticker: STWD Security ID: 85571B105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Bronson For For Management
1.2 Elect Director Jeffrey G. Dishner For For Management
1.3 Elect Director Camille J. Douglas For For Management
1.4 Elect Director Solomon J. Kumin For For Management
1.5 Elect Director Fred Perpall For For Management
1.6 Elect Director Fred S. Ridley For For Management
1.7 Elect Director Barry S. Sternlicht For For Management
1.8 Elect Director Strauss Zelnick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick de Saint-Aignan For For Management
1b Elect Director Marie A. Chandoha For For Management
1c Elect Director Amelia C. Fawcett For For Management
1d Elect Director William C. Freda For For Management
1e Elect Director Sara Mathew For For Management
1f Elect Director William L. Meaney For For Management
1g Elect Director Ronald P. O'Hanley For For Management
1h Elect Director Sean O'Sullivan For For Management
1i Elect Director Julio A. Portalatin For For Management
1j Elect Director John B. Rhea For For Management
1k Elect Director Richard P. Sergel For For Management
1l Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
STEEL DYNAMICS, INC.
Ticker: STLD Security ID: 858119100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Millett For For Management
1.2 Elect Director Sheree L. Bargabos For For Management
1.3 Elect Director Keith E. Busse For For Management
1.4 Elect Director Frank D. Byrne For For Management
1.5 Elect Director Kenneth W. Cornew For For Management
1.6 Elect Director Traci M. Dolan For For Management
1.7 Elect Director James C. Marcuccilli For For Management
1.8 Elect Director Bradley S. Seaman For For Management
1.9 Elect Director Gabriel L. Shaheen For For Management
1.10 Elect Director Steven A. Sonnenberg For For Management
1.11 Elect Director Richard P. Teets, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STERICYCLE, INC.
Ticker: SRCL Security ID: 858912108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert S. Murley For For Management
1b Elect Director Cindy J. Miller For For Management
1c Elect Director Brian P. Anderson For For Management
1d Elect Director Lynn D. Bleil For For Management
1e Elect Director Thomas F. Chen For For Management
1f Elect Director J. Joel Hackney, Jr. For For Management
1g Elect Director Veronica M. Hagen For For Management
1h Elect Director Stephen C. Hooley For For Management
1i Elect Director James J. Martell For For Management
1j Elect Director Kay G. Priestly For For Management
1k Elect Director James L. Welch For For Management
1l Elect Director Mike S. Zafirovski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
6 Amend Compensation Clawback Policy Against Against Shareholder
--------------------------------------------------------------------------------
STERIS PLC
Ticker: STE Security ID: G8473T100
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard C. Breeden For For Management
1b Elect Director Cynthia L. Feldmann For For Management
1c Elect Director Jacqueline B. Kosecoff For For Management
1d Elect Director David B. Lewis For For Management
1e Elect Director Walter M Rosebrough, Jr. For For Management
1f Elect Director Nirav R. Shah For For Management
1g Elect Director Mohsen M. Sohi For For Management
1h Elect Director Richard M. Steeves For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Appoint Ernst & Young Chartered For For Management
Accountants as Irish Statutory Auditor
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STERLING BANCORP
Ticker: STL Security ID: 85917A100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Cahill For For Management
1.2 Elect Director Navy E. Djonovic For For Management
1.3 Elect Director Fernando Ferrer For For Management
1.4 Elect Director Robert Giambrone For For Management
1.5 Elect Director Mona Aboelnaga Kanaan For For Management
1.6 Elect Director Jack Kopnisky For For Management
1.7 Elect Director James J. Landy For For Management
1.8 Elect Director Maureen Mitchell For For Management
1.9 Elect Director Patricia M. Nazemetz For For Management
1.10 Elect Director Richard O'Toole For For Management
1.11 Elect Director Ralph F. Palleschi For For Management
1.12 Elect Director William E. Whiston For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
STONECO LTD.
Ticker: STNE Security ID: G85158106
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andre Street For Withhold Management
1.2 Elect Director Eduardo Cunha Monnerat For Withhold Management
Solon de Pontes
1.3 Elect Director Roberto Moses Thompson For For Management
Motta
1.4 Elect Director Thomas A. Patterson For Withhold Management
1.5 Elect Director Ali Mazanderani For For Management
1.6 Elect Director Silvio Jose Morais For For Management
1.7 Elect Director Luciana Ibiapina Lira For For Management
Aguiar
2 Accept Financial Statements and For For Management
Statutory Reports
--------------------------------------------------------------------------------
STORE CAPITAL CORPORATION
Ticker: STOR Security ID: 862121100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Donovan For For Management
1.2 Elect Director Mary B. Fedewa For For Management
1.3 Elect Director Morton H. Fleischer For For Management
1.4 Elect Director William F. Hipp For For Management
1.5 Elect Director Tawn Kelley For For Management
1.6 Elect Director Catherine D. Rice For For Management
1.7 Elect Director Einar A. Seadler For For Management
1.8 Elect Director Quentin P. Smith, Jr. For For Management
1.9 Elect Director Christopher H. Volk For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUN COMMUNITIES, INC.
Ticker: SUI Security ID: 866674104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary A. Shiffman For For Management
1b Elect Director Tonya Allen For For Management
1c Elect Director Meghan G. Baivier For For Management
1d Elect Director Stephanie W. Bergeron For For Management
1e Elect Director Brian M. Hermelin For For Management
1f Elect Director Ronald A. Klein For For Management
1g Elect Director Clunet R. Lewis For For Management
1h Elect Director Arthur A. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
SVB FINANCIAL GROUP
Ticker: SIVB Security ID: 78486Q101
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg Becker For For Management
1.2 Elect Director Eric Benhamou For For Management
1.3 Elect Director John Clendening For For Management
1.4 Elect Director Richard Daniels For For Management
1.5 Elect Director Alison Davis For For Management
1.6 Elect Director Roger Dunbar For For Management
1.7 Elect Director Joel Friedman For For Management
1.8 Elect Director Jeffrey Maggioncalda For For Management
1.9 Elect Director Beverly Kay Matthews For For Management
1.10 Elect Director Mary Miller For For Management
1.11 Elect Director Kate Mitchell For For Management
1.12 Elect Director Garen Staglin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SWITCH, INC.
Ticker: SWCH Security ID: 87105L104
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rob Roy For For Management
1.2 Elect Director Angela Archon For For Management
1.3 Elect Director Liane Pelletier For For Management
1.4 Elect Director Zareh Sarrafian For For Management
1.5 Elect Director Kim Sheehy For For Management
1.6 Elect Director Donald D. Snyder For Withhold Management
1.7 Elect Director Tom Thomas For For Management
1.8 Elect Director Bryan Wolf For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SYNCHRONY FINANCIAL
Ticker: SYF Security ID: 87165B103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margaret M. Keane For For Management
1b Elect Director Fernando Aguirre For For Management
1c Elect Director Paget L. Alves For For Management
1d Elect Director Arthur W. Coviello, Jr. For Against Management
1e Elect Director Brian D. Doubles For For Management
1f Elect Director William W. Graylin For For Management
1g Elect Director Roy A. Guthrie For For Management
1h Elect Director Jeffrey G. Naylor For For Management
1i Elect Director P.W. "Bill" Parker For For Management
1j Elect Director Laurel J. Richie For For Management
1k Elect Director Olympia J. Snowe For For Management
1l Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYNEOS HEALTH, INC.
Ticker: SYNH Security ID: 87166B102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Allen For For Management
1b Elect Director Linda A. Harty For For Management
1c Elect Director Alistair Macdonald For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Murai For For Management
1.2 Elect Director Dwight Steffensen For For Management
1.3 Elect Director Dennis Polk For For Management
1.4 Elect Director Fred Breidenbach For For Management
1.5 Elect Director Laurie Simon Hodrick For For Management
1.6 Elect Director Hau Lee For For Management
1.7 Elect Director Matthew Miau For Withhold Management
1.8 Elect Director Ann Vezina For For Management
1.9 Elect Director Thomas Wurster For For Management
1.10 Elect Director Duane Zitzner For For Management
1.11 Elect Director Andrea Zulberti For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYNNEX CORPORATION
Ticker: SNX Security ID: 87162W100
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: JUN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Certificate of Incorporation to For Against Management
Waive Corporate Opportunity Doctrine
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SYNOPSYS, INC.
Ticker: SNPS Security ID: 871607107
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aart J. de Geus For For Management
1b Elect Director Chi-Foon Chan For For Management
1c Elect Director Janice D. Chaffin For For Management
1d Elect Director Bruce R. Chizen For For Management
1e Elect Director Mercedes Johnson For For Management
1f Elect Director Chrysostomos L. "Max" For For Management
Nikias
1g Elect Director Jeannine P. Sargent For For Management
1h Elect Director John Schwarz For For Management
1i Elect Director Roy Vallee For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
SYNOVUS FINANCIAL CORP.
Ticker: SNV Security ID: 87161C501
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tim E. Bentsen For For Management
1b Elect Director Kevin S. Blair For For Management
1c Elect Director F. Dixon Brooke, Jr. For For Management
1d Elect Director Stephen T. Butler For For Management
1e Elect Director Elizabeth W. Camp For For Management
1f Elect Director Pedro P. Cherry For For Management
1g Elect Director Diana M. Murphy For For Management
1h Elect Director Harris Pastides For For Management
1i Elect Director Joseph J. Prochaska, Jr. For For Management
1j Elect Director John L. Stallworth For For Management
1k Elect Director Kessel D. Stelling For For Management
1l Elect Director Barry L. Storey For For Management
1m Elect Director Teresa White For For Management
2 Approve Nonqualified Employee Stock For For Management
Purchase Plan
3 Approve Nonqualified Director Stock For For Management
Purchase Plan
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Bartlett For For Management
1b Elect Director Mary K. Bush For For Management
1c Elect Director Dina Dublon For For Management
1d Elect Director Freeman A. Hrabowski, For For Management
III
1e Elect Director Robert F. MacLellan For For Management
1f Elect Director Olympia J. Snowe For For Management
1g Elect Director Robert J. Stevens For For Management
1h Elect Director William J. Stromberg For For Management
1i Elect Director Richard R. Verma For For Management
1j Elect Director Sandra S. Wijnberg For For Management
1k Elect Director Alan D. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on and Assess Proxy Voting Against Against Shareholder
Policies in Relation to Climate Change
Position
--------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO Security ID: 874054109
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Strauss Zelnick For For Management
1.2 Elect Director Michael Dornemann For For Management
1.3 Elect Director J Moses For For Management
1.4 Elect Director Michael Sheresky For For Management
1.5 Elect Director LaVerne Srinivasan For For Management
1.6 Elect Director Susan Tolson For For Management
1.7 Elect Director Paul Viera For For Management
1.8 Elect Director Roland Hernandez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TANDEM DIABETES CARE, INC.
Ticker: TNDM Security ID: 875372203
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dick P. Allen For For Management
1b Elect Director Rebecca B. Robertson For For Management
1c Elect Director Rajwant "Raj" S. Sodhi For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TAPESTRY, INC.
Ticker: TPR Security ID: 876030107
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Bilbrey For For Management
1b Elect Director Darrell Cavens For For Management
1c Elect Director David Denton For For Management
1d Elect Director Anne Gates For For Management
1e Elect Director Susan Kropf For For Management
1f Elect Director Annabelle Yu Long For For Management
1g Elect Director Ivan Menezes For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
TARGA RESOURCES CORP.
Ticker: TRGP Security ID: 87612G101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Beth A. Bowman For For Management
1.2 Elect Director Lindsey M. Cooksen For For Management
1.3 Elect Director Robert B. Evans For For Management
1.4 Elect Director Joe Bob Perkins For For Management
1.5 Elect Director Ershel C. Redd, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TAUBMAN CENTERS, INC.
Ticker: TCO Security ID: 876664103
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mayree C. Clark For For Management
1.2 Elect Director Michael J. Embler For For Management
1.3 Elect Director Janice L. Fields For For Management
1.4 Elect Director Michelle J. Goldberg For For Management
1.5 Elect Director Nancy Killefer For For Management
1.6 Elect Director Cia Buckley Marakovits For For Management
1.7 Elect Director Robert S. Taubman For For Management
1.8 Elect Director Ronald W. Tysoe For For Management
1.9 Elect Director Myron E. Ullman, III For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TAUBMAN CENTERS, INC.
Ticker: TCO Security ID: 876664103
Meeting Date: DEC 28, 2020 Meeting Type: Special
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION
Ticker: TCF Security ID: 872307103
Meeting Date: MAR 25, 2021 Meeting Type: Special
Record Date: FEB 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher Bischoff For For Management
1b Elect Director Karen L. Daniel For For Management
1c Elect Director Sandra L. Fenwick For For Management
1d Elect Director William H. Frist For For Management
1e Elect Director Jason Gorevic For For Management
1f Elect Director Catherine A. Jacobson For For Management
1g Elect Director Thomas G. McKinley For For Management
1h Elect Director Kenneth H. Paulus For For Management
1i Elect Director David Shedlarz For For Management
1j Elect Director Mark Douglas Smith For For Management
1k Elect Director David B. Snow, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED
Ticker: TDY Security ID: 879360105
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denise R. Cade For For Management
1.2 Elect Director Simon M. Lorne For For Management
1.3 Elect Director Wesley W. von Schack For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED
Ticker: TDY Security ID: 879360105
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TELEFLEX INCORPORATED
Ticker: TFX Security ID: 879369106
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Candace H. Duncan For For Management
1b Elect Director Stephen K. Klasko For For Management
1c Elect Director Stuart A. Randle For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
TELEPHONE AND DATA SYSTEMS, INC.
Ticker: TDS Security ID: 879433829
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarence A. Davis For For Management
1.2 Elect Director George W. Off For Withhold Management
1.3 Elect Director Wade Oosterman For For Management
1.4 Elect Director Gary L. Sugarman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
TEMPUR SEALY INTERNATIONAL, INC.
Ticker: TPX Security ID: 88023U101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Evelyn S. Dilsaver For For Management
1b Elect Director Cathy R. Gates For For Management
1c Elect Director John A. Heil For For Management
1d Elect Director Jon L. Luther For For Management
1e Elect Director Richard W. Neu For For Management
1f Elect Director Scott L. Thompson For For Management
1g Elect Director Robert B. Trussell, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TERADATA CORPORATION
Ticker: TDC Security ID: 88076W103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lisa R. Bacus For For Management
1b Elect Director Timothy C.K. Chou For For Management
1c Elect Director John G. Schwarz For For Management
1d Elect Director Stephen McMillan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Bradley For For Management
1b Elect Director Edwin J. Gillis For For Management
1c Elect Director Timothy E. Guertin For For Management
1d Elect Director Peter Herweck For For Management
1e Elect Director Mark E. Jagiela For For Management
1f Elect Director Mercedes Johnson For For Management
1g Elect Director Marilyn Matz For For Management
1h Elect Director Paul J. Tufano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Reduce Supermajority Vote Requirement For For Management
to Approve Merger, Share Exchanges and
Substantial Sales of Company Asset
4 Provide Right to Act by Written Consent For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Omnibus Stock Plan For For Management
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TERMINIX GLOBAL HOLDINGS, INC.
Ticker: TMX Security ID: 88087E100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Frear For For Management
1b Elect Director Brett T. Ponton For For Management
1c Elect Director Stephen J. Sedita For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
TEXTRON INC.
Ticker: TXT Security ID: 883203101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott C. Donnelly For For Management
1b Elect Director Kathleen M. Bader For For Management
1c Elect Director R. Kerry Clark For For Management
1d Elect Director James T. Conway For For Management
1e Elect Director Paul E. Gagne For For Management
1f Elect Director Ralph D. Heath For For Management
1g Elect Director Deborah Lee James For For Management
1h Elect Director Lionel L. Nowell, III For For Management
1i Elect Director James L. Ziemer For For Management
1j Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
TFS FINANCIAL CORPORATION
Ticker: TFSL Security ID: 87240R107
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara J. Anderson For For Management
1b Elect Director Anthony J. Asher For For Management
1c Elect Director Ben S. Stefanski, III For Against Management
1d Elect Director Meredith S. Weil For Against Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet G. Davidson For For Management
1.2 Elect Director Andres R. Gluski For For Management
1.3 Elect Director Tarun Khanna For For Management
1.4 Elect Director Holly K. Koeppel For For Management
1.5 Elect Director Julia M. Laulis For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Alain Monie For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Teresa M. Sebastian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
and Charter Amendments Adopted by the
Board of Directors
--------------------------------------------------------------------------------
THE AZEK COMPANY INC.
Ticker: AZEK Security ID: 05478C105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sallie B. Bailey For Withhold Management
1.2 Elect Director Ashfaq Qadri For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC.
Ticker: SAM Security ID: 100557107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meghan V. Joyce For Withhold Management
1.2 Elect Director Michael Spillane For Withhold Management
1.3 Elect Director Jean-Michel Valette For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE CARLYLE GROUP INC.
Ticker: CG Security ID: 14316J108
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel A. D'Aniello For Withhold Management
1.2 Elect Director Peter J. Clare For For Management
1.3 Elect Director Thomas S. Robertson For For Management
1.4 Elect Director William J. Shaw For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE CHEMOURS COMPANY
Ticker: CC Security ID: 163851108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Curtis V. Anastasio For For Management
1b Elect Director Bradley J. Bell For For Management
1c Elect Director Richard H. Brown For For Management
1d Elect Director Mary B. Cranston For For Management
1e Elect Director Curtis J. Crawford For For Management
1f Elect Director Dawn L. Farrell For For Management
1g Elect Director Erin N. Kane For For Management
1h Elect Director Sean D. Keohane For For Management
1i Elect Director Mark P. Vergnano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation and Bylaws
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE CLOROX COMPANY
Ticker: CLX Security ID: 189054109
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amy Banse For For Management
1.2 Elect Director Richard H. Carmona For For Management
1.3 Elect Director Benno Dorer For For Management
1.4 Elect Director Spencer C. Fleischer For For Management
1.5 Elect Director Esther Lee For For Management
1.6 Elect Director A.D. David Mackay For For Management
1.7 Elect Director Paul Parker For For Management
1.8 Elect Director Linda Rendle For For Management
1.9 Elect Director Matthew J. Shattock For For Management
1.10 Elect Director Kathryn Tesija For For Management
1.11 Elect Director Pamela Thomas-Graham For For Management
1.12 Elect Director Russell J. Weiner For For Management
1.13 Elect Director Christopher J. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
--------------------------------------------------------------------------------
THE COOPER COMPANIES, INC.
Ticker: COO Security ID: 216648402
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen E. Jay For For Management
1.2 Elect Director William A. Kozy For For Management
1.3 Elect Director Jody S. Lindell For For Management
1.4 Elect Director Teresa S. Madden For For Management
1.5 Elect Director Gary S. Petersmeyer For For Management
1.6 Elect Director Robert S. Weiss For For Management
1.7 Elect Director Albert G. White, III For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GAP, INC.
Ticker: GPS Security ID: 364760108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Fisher For For Management
1b Elect Director Robert J. Fisher For Against Management
1c Elect Director William S. Fisher For For Management
1d Elect Director Tracy Gardner For For Management
1e Elect Director Isabella D. Goren For For Management
1f Elect Director Bob L. Martin For For Management
1g Elect Director Amy Miles For For Management
1h Elect Director Jorge P. Montoya For For Management
1i Elect Director Chris O'Neill For For Management
1j Elect Director Mayo A. Shattuck, III For For Management
1k Elect Director Elizabeth A. Smith For For Management
1l Elect Director Salaam Coleman Smith For For Management
1m Elect Director Sonia Syngal For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC.
Ticker: HAIN Security ID: 405217100
Meeting Date: NOV 24, 2020 Meeting Type: Annual
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard A. Beck For For Management
1b Elect Director Celeste A. Clark For For Management
1c Elect Director Dean Hollis For For Management
1d Elect Director Shervin J. Korangy For For Management
1e Elect Director Mark L. Schiller For For Management
1f Elect Director Michael B. Sims For For Management
1g Elect Director Glenn W. Welling For For Management
1h Elect Director Dawn M. Zier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harriett "Tee" Taggart For For Management
1.2 Elect Director Kevin J. Bradicich For For Management
1.3 Elect Director J. Paul Condrin, III For For Management
1.4 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Kathleen S. Lane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Allardice, III For For Management
1b Elect Director Larry D. De Shon For For Management
1c Elect Director Carlos Dominguez For For Management
1d Elect Director Trevor Fetter For For Management
1e Elect Director Donna James For For Management
1f Elect Director Kathryn A. Mikells For For Management
1g Elect Director Michael G. Morris For For Management
1h Elect Director Teresa W. Roseborough For For Management
1i Elect Director Virginia P. Ruesterholz For For Management
1j Elect Director Christopher J. Swift For For Management
1k Elect Director Matthew E. Winter For For Management
1l Elect Director Greig Woodring For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HERSHEY COMPANY
Ticker: HSY Security ID: 427866108
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela M. Arway For For Management
1.2 Elect Director James W. Brown For Withhold Management
1.3 Elect Director Michele G. Buck For For Management
1.4 Elect Director Victor L. Crawford For For Management
1.5 Elect Director Robert M. Dutkowsky For For Management
1.6 Elect Director Mary Kay Haben For Withhold Management
1.7 Elect Director James C. Katzman For Withhold Management
1.8 Elect Director M. Diane Koken For For Management
1.9 Elect Director Robert M. Malcolm For For Management
1.10 Elect Director Anthony J. Palmer For Withhold Management
1.11 Elect Director Juan R. Perez For For Management
1.12 Elect Director Wendy L. Schoppert For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION
Ticker: HHC Security ID: 44267D107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William A. Ackman For For Management
1b Elect Director Adam Flatto For For Management
1c Elect Director Jeffrey Furber For For Management
1d Elect Director Beth Kaplan For For Management
1e Elect Director Allen Model For For Management
1f Elect Director David O'Reilly For For Management
1g Elect Director R. Scot Sellers For For Management
1h Elect Director Steven Shepsman For For Management
1i Elect Director Mary Ann Tighe For For Management
1j Elect Director Anthony Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joceyln Carter-Miller For For Management
1.2 Elect Director Mary J. Steele Guilfoile For For Management
1.3 Elect Director Dawn Hudson For For Management
1.4 Elect Director Philippe Krakowsky For For Management
1.5 Elect Director Jonathan F. Miller For For Management
1.6 Elect Director Patrick Q. Moore For For Management
1.7 Elect Director Michael I. Roth For For Management
1.8 Elect Director Linda S. Sanford For For Management
1.9 Elect Director David M. Thomas For For Management
1.10 Elect Director E. Lee Wyatt, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Chapman-Hughes For For Management
1b Elect Director Paul J. Dolan For For Management
1c Elect Director Jay L. Henderson For For Management
1d Elect Director Kirk L. Perry For For Management
1e Elect Director Sandra Pianalto For For Management
1f Elect Director Nancy Lopez Russell For For Management
1g Elect Director Alex Shumate For For Management
1h Elect Director Mark T. Smucker For For Management
1i Elect Director Richard K. Smucker For For Management
1j Elect Director Timothy P. Smucker For For Management
1k Elect Director Jodi L. Taylor For For Management
1l Elect Director Dawn C. Willoughby For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nora A. Aufreiter For For Management
1b Elect Director Kevin M. Brown For For Management
1c Elect Director Anne Gates For For Management
1d Elect Director Karen M. Hoguet For For Management
1e Elect Director W. Rodney McMullen For For Management
1f Elect Director Clyde R. Moore For For Management
1g Elect Director Ronald L. Sargent For For Management
1h Elect Director J. Amanda Sourry Knox For For Management
(Amanda Sourry)
1i Elect Director Mark S. Sutton For For Management
1j Elect Director Ashok Vemuri For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLC as For For Management
Auditor
4 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION
Ticker: MIDD Security ID: 596278101
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah Palisi Chapin For For Management
1.2 Elect Director Timothy J. FitzGerald For For Management
1.3 Elect Director Cathy L. McCarthy For For Management
1.4 Elect Director John R. Miller, III For For Management
1.5 Elect Director Robert A. Nerbonne For For Management
1.6 Elect Director Gordon O'Brien For For Management
1.7 Elect Director Nassem Ziyad For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl K. Beebe For For Management
1b Elect Director Oscar P. Bernardes For For Management
1c Elect Director Gregory L. Ebel For For Management
1d Elect Director Timothy S. Gitzel For For Management
1e Elect Director Denise C. Johnson For For Management
1f Elect Director Emery N. Koenig For For Management
1g Elect Director James 'Joc' C. O'Rourke For For Management
1h Elect Director David T. Seaton For For Management
1i Elect Director Steven M. Seibert For For Management
1j Elect Director Luciano Siani Pires For For Management
1k Elect Director Gretchen H. Watkins For For Management
1l Elect Director Kelvin R. Westbrook For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
THE NEW YORK TIMES COMPANY
Ticker: NYT Security ID: 650111107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amanpal S. Bhutani For For Management
1.2 Elect Director Beth Brooke For For Management
1.3 Elect Director Brian P. McAndrews For Withhold Management
1.4 Elect Director Doreen Toben For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY
Ticker: SMG Security ID: 810186106
Meeting Date: JAN 25, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas N. Kelly, Jr. For For Management
1.2 Elect Director Peter E. Shumlin For For Management
1.3 Elect Director John R. Vines For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE TIMKEN COMPANY
Ticker: TKR Security ID: 887389104
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maria A. Crowe For For Management
1.2 Elect Director Elizabeth A. Harrell For For Management
1.3 Elect Director Richard G. Kyle For For Management
1.4 Elect Director Sarah C. Lauber For For Management
1.5 Elect Director John A. Luke, Jr. For For Management
1.6 Elect Director Christopher L. Mapes For For Management
1.7 Elect Director James F. Palmer For For Management
1.8 Elect Director Ajita G. Rajendra For For Management
1.9 Elect Director Frank C. Sullivan For For Management
1.10 Elect Director John M. Timken, Jr. For For Management
1.11 Elect Director Ward J. Timken, Jr. For For Management
1.12 Elect Director Jacqueline F. Woods For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
THE TORO COMPANY
Ticker: TTC Security ID: 891092108
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet K. Cooper For For Management
1.2 Elect Director Gary L. Ellis For For Management
1.3 Elect Director Michael G. Vale For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE TRADE DESK, INC.
Ticker: TTD Security ID: 88339J105
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Change the Conditions for the For Against Management
Conversion of All Outstanding Shares
of Class B Common Stock Into Class A
Common Stock
2 Provide Right to Act by Written Consent For Against Management
3 Provide Right to Call Special Meeting For Against Management
4 Provide that Class A Common Stock Will For Against Management
Be Entitled to Elect One Director if
the Total Number of Directors is Eight
or Fewer or Two Directors if the Total
Number of Directors is Nine or Greater
5 Approve New Bylaws For Against Management
6 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
THE TRADE DESK, INC.
Ticker: TTD Security ID: 88339J105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Pickles For For Management
1.2 Elect Director Gokul Rajaram For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE WENDY'S COMPANY
Ticker: WEN Security ID: 95058W100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nelson Peltz For For Management
1.2 Elect Director Peter W. May For For Management
1.3 Elect Director Kristin A. Dolan For For Management
1.4 Elect Director Kenneth W. Gilbert For For Management
1.5 Elect Director Dennis M. Kass For For Management
1.6 Elect Director Joseph A. Levato For For Management
1.7 Elect Director Michelle "Mich" J. For For Management
Mathews-Spradlin
1.8 Elect Director Matthew H. Peltz For For Management
1.9 Elect Director Todd A. Penegor For For Management
1.10 Elect Director Peter H. Rothschild For For Management
1.11 Elect Director Arthur B. Winkleblack For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risks in For For Shareholder
Operations and Supply Chain
--------------------------------------------------------------------------------
THE WESTERN UNION COMPANY
Ticker: WU Security ID: 959802109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin I. Cole For For Management
1b Elect Director Hikmet Ersek For For Management
1c Elect Director Richard A. Goodman For For Management
1d Elect Director Betsy D. Holden For For Management
1e Elect Director Jeffrey A. Joerres For For Management
1f Elect Director Michael A. Miles, Jr. For For Management
1g Elect Director Timothy P. Murphy For For Management
1h Elect Director Joyce A. Phillips For For Management
1i Elect Director Jan Siegmund For For Management
1j Elect Director Angela A. Sun For For Management
1k Elect Director Solomon D. Trujillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Nancy K. Buese For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Charles I. Cogut For For Management
1.6 Elect Director Michael A. Creel For For Management
1.7 Elect Director Stacey H. Dore For For Management
1.8 Elect Director Vicki L. Fuller For For Management
1.9 Elect Director Peter A. Ragauss For For Management
1.10 Elect Director Rose M. Robeson For For Management
1.11 Elect Director Scott D. Sheffield For For Management
1.12 Elect Director Murray D. Smith For For Management
1.13 Elect Director William H. Spence For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THOR INDUSTRIES, INC.
Ticker: THO Security ID: 885160101
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Graves For For Management
1.2 Elect Director Amelia A. Huntington For For Management
1.3 Elect Director Wilson Jones For For Management
1.4 Elect Director Christopher Klein For For Management
1.5 Elect Director J. Allen Kosowsky For For Management
1.6 Elect Director Robert W. Martin For For Management
1.7 Elect Director Peter B. Orthwein For For Management
1.8 Elect Director Jan H. Suwinski For For Management
1.9 Elect Director James L. Ziemer For For Management
1.10 Elect Director William J. Kelley, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TIFFANY & CO.
Ticker: TIF Security ID: 886547108
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TOLL BROTHERS, INC.
Ticker: TOL Security ID: 889478103
Meeting Date: MAR 09, 2021 Meeting Type: Annual
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert I. Toll For For Management
1.2 Elect Director Douglas C. Yearley, Jr. For For Management
1.3 Elect Director Richard J. Braemer For For Management
1.4 Elect Director Stephen F. East For For Management
1.5 Elect Director Christine N. Garvey For For Management
1.6 Elect Director Karen H. Grimes For For Management
1.7 Elect Director Carl B. Marbach For For Management
1.8 Elect Director John A. McLean For For Management
1.9 Elect Director Wendell E. Pritchett For For Management
1.10 Elect Director Paul E. Shapiro For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY
Ticker: TSCO Security ID: 892356106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia T. Jamison For For Management
1.2 Elect Director Joy Brown For For Management
1.3 Elect Director Ricardo Cardenas For For Management
1.4 Elect Director Denise L. Jackson For For Management
1.5 Elect Director Thomas A. Kingsbury For For Management
1.6 Elect Director Ramkumar Krishnan For For Management
1.7 Elect Director Edna K. Morris For For Management
1.8 Elect Director Mark J. Weikel For For Management
1.9 Elect Director Harry A. Lawton, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
TRADEWEB MARKETS INC.
Ticker: TW Security ID: 892672106
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paula Madoff For Withhold Management
1.2 Elect Director Thomas Pluta For Withhold Management
1.3 Elect Director Brian West For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC
Ticker: TT Security ID: G8994E103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kirk E. Arnold For For Management
1b Elect Director Ann C. Berzin For For Management
1c Elect Director John Bruton For For Management
1d Elect Director Jared L. Cohon For For Management
1e Elect Director Gary D. Forsee For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Michael W. Lamach For For Management
1h Elect Director Myles P. Lee For For Management
1i Elect Director April Miller Boise For For Management
1j Elect Director Karen B. Peetz For For Management
1k Elect Director John P. Surma For For Management
1l Elect Director Tony L. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Issue of Equity For For Management
5 Renew Directors' Authority to Issue For For Management
Shares for Cash
6 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED
Ticker: TDG Security ID: 893641100
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Barr For For Management
1.2 Elect Director Mervin Dunn For Withhold Management
1.3 Elect Director Michael S. Graff For Withhold Management
1.4 Elect Director Sean P. Hennessy For Withhold Management
1.5 Elect Director W. Nicholas Howley For For Management
1.6 Elect Director Raymond F. Laubenthal For For Management
1.7 Elect Director Gary E. McCullough For For Management
1.8 Elect Director Michele Santana For For Management
1.9 Elect Director Robert J. Small For Withhold Management
1.10 Elect Director John Staer For For Management
1.11 Elect Director Kevin Stein For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRANSUNION
Ticker: TRU Security ID: 89400J107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William P. (Billy) For For Management
Bosworth
1b Elect Director Suzanne P. Clark For For Management
1c Elect Director Kermit R. Crawford For For Management
1d Elect Director Russell P. Fradin For For Management
1e Elect Director Pamela A. Joseph For For Management
1f Elect Director Thomas L. Monahan, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRAVEL + LEISURE CO.
Ticker: TNL Security ID: 894164102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louise F. Brady For For Management
1.2 Elect Director Michael D. Brown For For Management
1.3 Elect Director James E. Buckman For For Management
1.4 Elect Director George Herrera For For Management
1.5 Elect Director Stephen P. Holmes For For Management
1.6 Elect Director Denny Marie Post For For Management
1.7 Elect Director Ronald L. Rickles For For Management
1.8 Elect Director Michael H. Wargotz For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TREEHOUSE FOODS, INC.
Ticker: THS Security ID: 89469A104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ashley Buchanan For For Management
1.2 Elect Director Steven Oakland For For Management
1.3 Elect Director Jill A. Rahman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TREX COMPANY, INC.
Ticker: TREX Security ID: 89531P105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Cline For For Management
1.2 Elect Director Bryan H. Fairbanks For For Management
1.3 Elect Director Gena C. Lovett For For Management
1.4 Elect Director Patricia B. Robinson For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRIMBLE INC.
Ticker: TRMB Security ID: 896239100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven W. Berglund For For Management
1.2 Elect Director James C. Dalton For For Management
1.3 Elect Director Borje Ekholm For For Management
1.4 Elect Director Kaigham (Ken) Gabriel For For Management
1.5 Elect Director Meaghan Lloyd For For Management
1.6 Elect Director Sandra MacQuillan For For Management
1.7 Elect Director Robert G. Painter For For Management
1.8 Elect Director Mark S. Peek For For Management
1.9 Elect Director Johan Wibergh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRINITY INDUSTRIES, INC.
Ticker: TRN Security ID: 896522109
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Ainsworth For For Management
1.2 Elect Director Brandon B. Boze For For Management
1.3 Elect Director John J. Diez For For Management
1.4 Elect Director Leldon E. Echols For For Management
1.5 Elect Director Tyrone M. Jordan For For Management
1.6 Elect Director S. Todd Maclin For For Management
1.7 Elect Director E. Jean Savage For For Management
1.8 Elect Director Dunia A. Shive For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRIPADVISOR, INC.
Ticker: TRIP Security ID: 896945201
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory B. Maffei For Withhold Management
1.2 Elect Director Stephen Kaufer For Withhold Management
1.3 Elect Director Jay C. Hoag For For Management
1.4 Elect Director Betsy L. Morgan For Withhold Management
1.5 Elect Director M. Greg O'Hara For For Management
1.6 Elect Director Jeremy Philips For For Management
1.7 Elect Director Albert E. Rosenthaler For Withhold Management
1.8 Elect Director Jane Jie Sun For Withhold Management
1.9 Elect Director Trynka Shineman Blake For For Management
1.10 Elect Director Robert S. Wiesenthal For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TWILIO INC.
Ticker: TWLO Security ID: 90138F102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Lawson For For Management
1.2 Elect Director Byron Deeter For Withhold Management
1.3 Elect Director Jeffrey Epstein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TWITTER, INC.
Ticker: TWTR Security ID: 90184L102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jesse Cohn For For Management
1b Elect Director Martha Lane Fox For For Management
1c Elect Director Fei-Fei Li For For Management
1d Elect Director David Rosenblatt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Declassify the Board of Directors For For Management
6 Report on Climate Change *Withdrawn None None Shareholder
Resolution*
7 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
--------------------------------------------------------------------------------
TYLER TECHNOLOGIES, INC.
Ticker: TYL Security ID: 902252105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glenn A. Carter For For Management
1b Elect Director Brenda A. Cline For For Management
1c Elect Director Ronnie D. Hawkins, Jr. For For Management
1d Elect Director Mary L. Landrieu For For Management
1e Elect Director John S. Marr, Jr. For For Management
1f Elect Director H. Lynn Moore, Jr. For For Management
1g Elect Director Daniel M. Pope For For Management
1h Elect Director Dustin R. Womble For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For Against Management
1b Elect Director Les R. Baledge For Against Management
1c Elect Director Gaurdie E. Banister, Jr. For For Management
1d Elect Director Dean Banks For For Management
1e Elect Director Mike Beebe For Against Management
1f Elect Director Maria Claudia Borras For For Management
1g Elect Director David J. Bronczek For Against Management
1h Elect Director Mikel A. Durham For For Management
1i Elect Director Jonathan D. Mariner For For Management
1j Elect Director Kevin M. McNamara For For Management
1k Elect Director Cheryl S. Miller For For Management
1l Elect Director Jeffrey K. Schomburger For For Management
1m Elect Director Robert Thurber For Against Management
1n Elect Director Barbara A. Tyson For Against Management
1o Elect Director Noel White For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Report on Human Rights Due Diligence Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
UBIQUITI INC.
Ticker: UI Security ID: 90353W103
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert J. Pera For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
UDR, INC.
Ticker: UDR Security ID: 902653104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine A. Cattanach For For Management
1b Elect Director Jon A. Grove For For Management
1c Elect Director Mary Ann King For For Management
1d Elect Director James D. Klingbeil For For Management
1e Elect Director Clint D. McDonnough For For Management
1f Elect Director Diane M. Morefield For For Management
1g Elect Director Robert A. McNamara For For Management
1h Elect Director Mark R. Patterson For For Management
1i Elect Director Thomas W. Toomey For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
UGI CORPORATION
Ticker: UGI Security ID: 902681105
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank S. Hermance For For Management
1b Elect Director M. Shawn Bort For For Management
1c Elect Director Theodore A. Dosch For For Management
1d Elect Director Alan N. Harris For For Management
1e Elect Director Mario Longhi For For Management
1f Elect Director William J. Marrazzo For For Management
1g Elect Director Cindy J. Miller For For Management
1h Elect Director Kelly A. Romano For For Management
1i Elect Director James B. Stallings, Jr. For For Management
1j Elect Director John L. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ULTA BEAUTY, INC.
Ticker: ULTA Security ID: 90384S303
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine A. Halligan For For Management
1.2 Elect Director David C. Kimbell For For Management
1.3 Elect Director George R. Mrkonic For For Management
1.4 Elect Director Lorna E. Nagler For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION
Ticker: UMPQ Security ID: 904214103
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peggy Y. Fowler For For Management
1b Elect Director Stephen M. Gambee For For Management
1c Elect Director James S. Greene For For Management
1d Elect Director Luis F. Machuca For For Management
1e Elect Director Maria M. Pope For For Management
1f Elect Director Cort L. O'Haver For For Management
1g Elect Director John F. Schultz For For Management
1h Elect Director Susan F. Stevens For For Management
1i Elect Director Hilliard C. Terry, III For For Management
1j Elect Director Bryan L. Timm For For Management
1k Elect Director Anddria Varnado For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNDER ARMOUR, INC.
Ticker: UAA Security ID: 904311107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin A. Plank For Withhold Management
1.2 Elect Director Douglas E. Coltharp For For Management
1.3 Elect Director Jerri L. DeVard For Withhold Management
1.4 Elect Director Mohamed A. El-Erian For For Management
1.5 Elect Director Patrik Frisk For For Management
1.6 Elect Director Karen W. Katz For For Management
1.7 Elect Director Westley Moore For Withhold Management
1.8 Elect Director Eric T. Olson For Withhold Management
1.9 Elect Director Harvey L. Sanders For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
UNITED AIRLINES HOLDINGS, INC.
Ticker: UAL Security ID: 910047109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carolyn Corvi For For Management
1b Elect Director Barney Harford For For Management
1c Elect Director Michele J. Hooper For For Management
1d Elect Director Walter Isaacson For For Management
1e Elect Director James A. C. Kennedy For For Management
1f Elect Director J. Scott Kirby For For Management
1g Elect Director Edward M. Philip For For Management
1h Elect Director Edward L. Shapiro For For Management
1i Elect Director David J. Vitale For For Management
1j Elect Director Laysha Ward For For Management
1k Elect Director James M. Whitehurst For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Securities Transfer For For Management
Restrictions
6 Approve Tax Benefits Preservation Plan For For Management
7 Report on Political Contributions and Against For Shareholder
Expenditures
8 Report on Global Warming-Related Against For Shareholder
Lobbying Activities
--------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose B. Alvarez For For Management
1b Elect Director Marc A. Bruno For For Management
1c Elect Director Matthew J. Flannery For For Management
1d Elect Director Bobby J. Griffin For For Management
1e Elect Director Kim Harris Jones For For Management
1f Elect Director Terri L. Kelly For For Management
1g Elect Director Michael J. Kneeland For For Management
1h Elect Director Gracia C. Martore For For Management
1i Elect Director Filippo Passerini For For Management
1j Elect Director Donald C. Roof For For Management
1k Elect Director Shiv Singh For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
UNITED STATES CELLULAR CORPORATION
Ticker: USM Security ID: 911684108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Samuel Crowley For Withhold Management
1.2 Elect Director Gregory P. Josefowicz For Withhold Management
1.3 Elect Director Cecelia D. Stewart For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine Klein For For Management
1b Elect Director Ray Kurzweil For For Management
1c Elect Director Linda Maxwell For For Management
1d Elect Director Martine Rothblatt For For Management
1e Elect Director Louis Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNITY SOFTWARE INC.
Ticker: U Security ID: 91332U101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For For Management
1.2 Elect Director David Helgason For For Management
1.3 Elect Director John Riccitiello For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVAR SOLUTIONS INC.
Ticker: UNVR Security ID: 91336L107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joan Braca For For Management
1.2 Elect Director Mark J. Byrne For For Management
1.3 Elect Director Daniel P. Doheny For For Management
1.4 Elect Director Richard P. Fox For For Management
1.5 Elect Director Rhonda Germany For For Management
1.6 Elect Director David C. Jukes For For Management
1.7 Elect Director Stephen D. Newlin For For Management
1.8 Elect Director Christopher D. Pappas For For Management
1.9 Elect Director Kerry J. Preete For For Management
1.10 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION
Ticker: OLED Security ID: 91347P105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven V. Abramson For For Management
1b Elect Director Cynthia J. Comparin For For Management
1c Elect Director Richard C. Elias For For Management
1d Elect Director Elizabeth H. Gemmill For For Management
1e Elect Director C. Keith Hartley For For Management
1f Elect Director Celia M. Joseph For For Management
1g Elect Director Lawrence Lacerte For For Management
1h Elect Director Sidney D. Rosenblatt For For Management
1i Elect Director Sherwin I. Seligsohn For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC.
Ticker: UHS Security ID: 913903100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Theodore H. Bunting, Jr. For For Management
1b Elect Director Susan L. Cross For For Management
1c Elect Director Susan D. DeVore For For Management
1d Elect Director Joseph J. Echevarria For For Management
1e Elect Director Cynthia L. Egan For For Management
1f Elect Director Kevin T. Kabat For For Management
1g Elect Director Timothy F. Keaney For For Management
1h Elect Director Gloria C. Larson For For Management
1i Elect Director Richard P. McKenney For For Management
1j Elect Director Ronald P. O'Hanley For For Management
1k Elect Director Francis J. Shammo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
UPSTART HOLDINGS, INC.
Ticker: UPST Security ID: 91680M107
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Girouard For Withhold Management
1.2 Elect Director Hilliard C. Terry, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
US FOODS HOLDING CORP.
Ticker: USFD Security ID: 912008109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl A. Bachelder For For Management
1b Elect Director Court D. Carruthers For For Management
1c Elect Director John A. Lederer For For Management
1d Elect Director Carl Andrew Pforzheimer For For Management
1e Elect Director David M. Tehle For For Management
1f Elect Director Ann E. Ziegler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VAIL RESORTS, INC.
Ticker: MTN Security ID: 91879Q109
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan L. Decker For For Management
1b Elect Director Robert A. Katz For For Management
1c Elect Director Nadia Rawlinson For For Management
1d Elect Director John T. Redmond For For Management
1e Elect Director Michele Romanow For For Management
1f Elect Director Hilary A. Schneider For For Management
1g Elect Director D. Bruce Sewell For For Management
1h Elect Director John F. Sorte For For Management
1i Elect Director Peter A. Vaughn For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC.
Ticker: VMI Security ID: 920253101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel P. Neary For For Management
1.2 Elect Director Theo W. Freye For For Management
1.3 Elect Director Stephen G. Kaniewski For For Management
1.4 Elect Director Joan Robinson-Berry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VALVOLINE INC.
Ticker: VVV Security ID: 92047W101
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerald W. Evans, Jr. For For Management
1b Elect Director Richard J. Freeland For For Management
1c Elect Director Stephen F. Kirk For For Management
1d Elect Director Carol H. Kruse For For Management
1e Elect Director Stephen E. Macadam For For Management
1f Elect Director Vada O. Manager For For Management
1g Elect Director Samuel J. Mitchell, Jr. For For Management
1h Elect Director Charles M. Sonsteby For For Management
1i Elect Director Mary J. Twinem For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: OCT 15, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Abstain Management
--------------------------------------------------------------------------------
VEEVA SYSTEMS INC.
Ticker: VEEV Security ID: 922475108
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion to Delaware Public For For Management
Benefit Corporation
2 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
VEEVA SYSTEMS INC.
Ticker: VEEV Security ID: 922475108
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Carges For For Management
1b Elect Director Paul E. Chamberlain For For Management
1c Elect Director Ronald E.F. Codd For For Management
1d Elect Director Peter P. Gassner For For Management
1e Elect Director Mary Lynne Hedley For For Management
1f Elect Director Gordon Ritter For For Management
1g Elect Director Paul Sekhri For For Management
1h Elect Director Matthew J. Wallach For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Provide Right to Call Special Meeting For For Management
6 Provide Right to Call a Special Against Against Shareholder
Meeting at a 15 Percent Ownership
Threshold
--------------------------------------------------------------------------------
VENTAS, INC.
Ticker: VTR Security ID: 92276F100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melody C. Barnes For For Management
1b Elect Director Debra A. Cafaro For For Management
1c Elect Director Jay M. Gellert For For Management
1d Elect Director Matthew J. Lustig For For Management
1e Elect Director Roxanne M. Martino For For Management
1f Elect Director Marguerite M. Nader For For Management
1g Elect Director Sean P. Nolan For For Management
1h Elect Director Walter C. Rakowich For For Management
1i Elect Director Robert D. Reed For For Management
1j Elect Director James D. Shelton For For Management
1k Elect Director Maurice S. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VEREIT, INC.
Ticker: VER Security ID: 92339V308
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glenn J. Rufrano For For Management
1b Elect Director Hugh R. Frater For For Management
1c Elect Director Priscilla Almodovar For For Management
1d Elect Director David B. Henry For Against Management
1e Elect Director Mary Hogan Preusse For For Management
1f Elect Director Richard J. Lieb For For Management
1g Elect Director Eugene A. Pinover For For Management
1h Elect Director Julie G. Richardson For For Management
1i Elect Director Susan E. Skerritt For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Charter to Allow Shareholders to For For Management
Amend Bylaws
--------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. James Bidzos For For Management
1.2 Elect Director Yehuda Ari Buchalter For For Management
1.3 Elect Director Kathleen A. Cote For For Management
1.4 Elect Director Thomas F. Frist, III For For Management
1.5 Elect Director Jamie S. Gorelick For For Management
1.6 Elect Director Roger H. Moore For For Management
1.7 Elect Director Louis A. Simpson For For Management
1.8 Elect Director Timothy Tomlinson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
VERISK ANALYTICS, INC.
Ticker: VRSK Security ID: 92345Y106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel G. Liss For For Management
1b Elect Director Bruce E. Hansen For For Management
1c Elect Director Therese M. Vaughan For For Management
1d Elect Director Kathleen A. Hogenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VERTIV HOLDINGS CO.
Ticker: VRT Security ID: 92537N108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Cote For For Management
1b Elect Director Rob Johnson For For Management
1c Elect Director Joseph van Dokkum For Against Management
1d Elect Director Roger Fradin For For Management
1e Elect Director Jacob Kotzubei For For Management
1f Elect Director Matthew Louie For For Management
1g Elect Director Edward L. Monser For For Management
1h Elect Director Steven S. Reinemund For For Management
1i Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Amend Certificate of Incorporation For For Management
--------------------------------------------------------------------------------
VIACOMCBS INC.
Ticker: VIAC Security ID: 92556H107
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Bakish For For Management
1b Elect Director Candace K. Beinecke For Against Management
1c Elect Director Barbara M. Byrne For For Management
1d Elect Director Brian Goldner For Against Management
1e Elect Director Linda M. Griego For For Management
1f Elect Director Robert N. Klieger For For Management
1g Elect Director Judith A. McHale For For Management
1h Elect Director Ronald L. Nelson For For Management
1i Elect Director Charles E. Phillips, Jr. For Against Management
1j Elect Director Shari E. Redstone For Against Management
1k Elect Director Susan Schuman For Against Management
1l Elect Director Nicole Seligman For Against Management
1m Elect Director Frederick O. Terrell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
VIASAT, INC.
Ticker: VSAT Security ID: 92552V100
Meeting Date: SEP 03, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Dankberg For For Management
1b Elect Director Varsha Rao For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VICI PROPERTIES INC.
Ticker: VICI Security ID: 925652109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Abrahamson For For Management
1b Elect Director Diana F. Cantor For For Management
1c Elect Director Monica H. Douglas For For Management
1d Elect Director Elizabeth I. Holland For For Management
1e Elect Director Craig Macnab For For Management
1f Elect Director Edward B. Pitoniak For For Management
1g Elect Director Michael D. Rumbolz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIRTU FINANCIAL, INC.
Ticker: VIRT Security ID: 928254101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Virginia Gambale For For Management
1.2 Elect Director John D. Nixon For Withhold Management
1.3 Elect Director David J. Urban For For Management
1.4 Elect Director Michael T. Viola For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VISTRA CORP.
Ticker: VST Security ID: 92840M102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott B. Helm For For Management
1.2 Elect Director Hilary E. Ackermann For For Management
1.3 Elect Director Arcilia C. Acosta For For Management
1.4 Elect Director Gavin R. Baiera For For Management
1.5 Elect Director Paul M. Barbas For For Management
1.6 Elect Director Lisa Crutchfield For For Management
1.7 Elect Director Brian K. Ferraioli For For Management
1.8 Elect Director Jeff D. Hunter For For Management
1.9 Elect Director Curtis A. Morgan For For Management
1.10 Elect Director John R. Sult For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VONTIER CORPORATION
Ticker: VNT Security ID: 928881101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Karen C. Francis For For Management
1b Elect Director Mark D. Morelli For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VORNADO REALTY TRUST
Ticker: VNO Security ID: 929042109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Roth For For Management
1.2 Elect Director Candace K. Beinecke For For Management
1.3 Elect Director Michael D. Fascitelli For For Management
1.4 Elect Director Beatrice Hamza Bassey For Withhold Management
1.5 Elect Director William W. Helman, IV For For Management
1.6 Elect Director David M. Mandelbaum For For Management
1.7 Elect Director Mandakini Puri For For Management
1.8 Elect Director Daniel R. Tisch For For Management
1.9 Elect Director Richard R. West For For Management
1.10 Elect Director Russell B. Wight, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VOYA FINANCIAL, INC.
Ticker: VOYA Security ID: 929089100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Yvette S. Butler For For Management
1b Elect Director Jane P. Chwick For For Management
1c Elect Director Kathleen DeRose For For Management
1d Elect Director Ruth Ann M. Gillis For For Management
1e Elect Director Aylwin B. Lewis For For Management
1f Elect Director Rodney O. Martin, Jr. For For Management
1g Elect Director Byron H. Pollitt, Jr. For For Management
1h Elect Director Joseph V. Tripodi For For Management
1i Elect Director David Zwiener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
VROOM, INC.
Ticker: VRM Security ID: 92918V109
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Mylod, Jr. For For Management
1.2 Elect Director Scott A. Dahnke For Withhold Management
1.3 Elect Director Michael J. Farello For For Management
1.4 Elect Director Paul J. Hennessy For For Management
1.5 Elect Director Laura W. Lang For For Management
1.6 Elect Director Laura G. O'Shaughnessy For For Management
1.7 Elect Director Paula B. Pretlow For For Management
1.8 Elect Director Frederick O. Terrell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY
Ticker: VMC Security ID: 929160109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Fanning For For Management
1b Elect Director J. Thomas Hill For For Management
1c Elect Director Cynthia L. Hostetler For For Management
1d Elect Director Richard T. O'Brien For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
W. P. CAREY INC.
Ticker: WPC Security ID: 92936U109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Alexander For For Management
1b Elect Director Tonit M. Calaway For For Management
1c Elect Director Peter J. Farrell For For Management
1d Elect Director Robert J. Flanagan For For Management
1e Elect Director Jason E. Fox For For Management
1f Elect Director Axel K.A. Hansing For For Management
1g Elect Director Jean Hoysradt For For Management
1h Elect Director Margaret G. Lewis For For Management
1i Elect Director Christopher J. Niehaus For For Management
1j Elect Director Nick J.M. van Ommen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
W. R. BERKLEY CORPORATION
Ticker: WRB Security ID: 084423102
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William R. Berkley For Against Management
1b Elect Director Christopher L. Augostini For For Management
1c Elect Director Mark E. Brockbank For For Management
1d Elect Director Mark L. Shapiro For For Management
1e Elect Director Jonathan Talisman For For Management
2 Amend Non-Employee Director Omnibus For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
W.W. GRAINGER, INC.
Ticker: GWW Security ID: 384802104
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney C. Adkins For For Management
1.2 Elect Director Brian P. Anderson For For Management
1.3 Elect Director V. Ann Hailey For For Management
1.4 Elect Director Katherine D. Jaspon For For Management
1.5 Elect Director Stuart L. Levenick For For Management
1.6 Elect Director D.G. Macpherson For For Management
1.7 Elect Director Neil S. Novich For For Management
1.8 Elect Director Beatriz R. Perez For For Management
1.9 Elect Director Michael J. Roberts For For Management
1.10 Elect Director E. Scott Santi For For Management
1.11 Elect Director Susan Slavik Williams For For Management
1.12 Elect Director Lucas E. Watson For For Management
1.13 Elect Director Steven A. White For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WATERS CORPORATION
Ticker: WAT Security ID: 941848103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Udit Batra For For Management
1.2 Elect Director Linda Baddour For For Management
1.3 Elect Director Michael J. Berendt For For Management
1.4 Elect Director Edward Conard For For Management
1.5 Elect Director Gary E. Hendrickson For For Management
1.6 Elect Director Pearl S. Huang For For Management
1.7 Elect Director Christopher A. Kuebler For For Management
1.8 Elect Director Flemming Ornskov For For Management
1.9 Elect Director Thomas P. Salice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WATSCO, INC.
Ticker: WSO Security ID: 942622200
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director George P. Sape For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WAYFAIR INC.
Ticker: W Security ID: 94419L101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Niraj Shah For Abstain Management
1b Elect Director Steven Conine For Abstain Management
1c Elect Director Michael Choe For For Management
1d Elect Director Andrea Jung For Abstain Management
1e Elect Director Michael Kumin For Abstain Management
1f Elect Director Jeffrey Naylor For For Management
1g Elect Director Anke Schaferkordt For For Management
1h Elect Director Michael E. Sneed For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For For Management
1b Elect Director John R. Ciulla For For Management
1c Elect Director Elizabeth E. Flynn For For Management
1d Elect Director E. Carol Hayles For For Management
1e Elect Director Linda H. Ianieri For For Management
1f Elect Director Laurence C. Morse For For Management
1g Elect Director Karen R. Osar For For Management
1h Elect Director Mark Pettie For For Management
1i Elect Director Lauren C. States For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WEC ENERGY GROUP, INC.
Ticker: WEC Security ID: 92939U106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curt S. Culver For For Management
1.2 Elect Director Danny L. Cunningham For For Management
1.3 Elect Director William M. Farrow, III For For Management
1.4 Elect Director J. Kevin Fletcher For For Management
1.5 Elect Director Cristina A. For For Management
Garcia-Thomas
1.6 Elect Director Maria C. Green For For Management
1.7 Elect Director Gale E. Klappa For For Management
1.8 Elect Director Thomas K. Lane For For Management
1.9 Elect Director Ulice Payne, Jr. For For Management
1.10 Elect Director Mary Ellen Stanek For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WEINGARTEN REALTY INVESTORS
Ticker: WRI Security ID: 948741103
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew M. Alexander For For Management
1b Elect Director Stanford J. Alexander For For Management
1c Elect Director Shelaghmichael C. Brown For For Management
1d Elect Director Stephen A. Lasher For For Management
1e Elect Director Thomas L. Ryan For For Management
1f Elect Director Douglas W. Schnitzer For For Management
1g Elect Director C. Park Shaper For For Management
1h Elect Director Marc J. Shapiro For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WELLTOWER INC.
Ticker: WELL Security ID: 95040Q104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth J. Bacon For For Management
1b Elect Director Karen B. DeSalvo For For Management
1c Elect Director Jeffrey H. Donahue For For Management
1d Elect Director Philip L. Hawkins For For Management
1e Elect Director Dennis G. Lopez For For Management
1f Elect Director Shankh Mitra For For Management
1g Elect Director Ade J. Patton For For Management
1h Elect Director Diana W. Reid For For Management
1i Elect Director Sergio D. Rivera For For Management
1j Elect Director Johnese M. Spisso For For Management
1k Elect Director Kathryn M. Sullivan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC.
Ticker: WST Security ID: 955306105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Buthman For For Management
1b Elect Director William F. Feehery For For Management
1c Elect Director Robert F. Friel For For Management
1d Elect Director Eric M. Green For For Management
1e Elect Director Thomas W. Hofmann For For Management
1f Elect Director Deborah L. V. Keller For For Management
1g Elect Director Myla P. Lai-Goldman For For Management
1h Elect Director Douglas A. Michels For For Management
1i Elect Director Paolo Pucci For For Management
1j Elect Director Patrick J. Zenner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORP.
Ticker: WAL Security ID: 957638109
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Beach For For Management
1.2 Elect Director Juan Figuereo For For Management
1.3 Elect Director Howard Gould For For Management
1.4 Elect Director Steven Hilton For For Management
1.5 Elect Director Marianne Boyd Johnson For For Management
1.6 Elect Director Robert Latta For For Management
1.7 Elect Director Adriane McFetridge For For Management
1.8 Elect Director Michael Patriarca For For Management
1.9 Elect Director Robert Sarver For For Management
1.10 Elect Director Bryan Segedi For For Management
1.11 Elect Director Donald Snyder For For Management
1.12 Elect Director Sung Won Sohn For For Management
1.13 Elect Director Kenneth A. Vecchione For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kimberly E. Alexy For For Management
1b Elect Director Martin I. Cole For For Management
1c Elect Director Kathleen A. Cote For For Management
1d Elect Director Tunc Doluca For For Management
1e Elect Director David V. Goeckeler For For Management
1f Elect Director Matthew E. Massengill For For Management
1g Elect Director Paula A. Price For For Management
1h Elect Director Stephanie A. Streeter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Ticker: WAB Security ID: 929740108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Harty For For Management
1.2 Elect Director Brian Hehir For For Management
1.3 Elect Director Michael Howell For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESTLAKE CHEMICAL CORPORATION
Ticker: WLK Security ID: 960413102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Y. Chao For Withhold Management
1.2 Elect Director John T. Chao For Withhold Management
1.3 Elect Director Mark A. McCollum For For Management
1.4 Elect Director R. Bruce Northcutt For Withhold Management
2 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
WESTROCK COMPANY
Ticker: WRK Security ID: 96145D105
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Colleen F. Arnold For For Management
1b Elect Director Timothy J. Bernlohr For For Management
1c Elect Director J. Powell Brown For For Management
1d Elect Director Terrell K. Crews For For Management
1e Elect Director Russell M. Currey For For Management
1f Elect Director Suzan F. Harrison For For Management
1g Elect Director John A. Luke, Jr. For For Management
1h Elect Director Gracia C. Martore For For Management
1i Elect Director James E. Nevels For For Management
1j Elect Director Steven C. Voorhees For For Management
1k Elect Director Bettina M. Whyte For For Management
1l Elect Director Alan D. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEX INC.
Ticker: WEX Security ID: 96208T104
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy Altobello For For Management
1.2 Elect Director Bhavana Bartholf For For Management
1.3 Elect Director Derrick Roman For For Management
1.4 Elect Director Regina O. Sommer For For Management
1.5 Elect Director Jack VanWoerkom For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WEYERHAEUSER COMPANY
Ticker: WY Security ID: 962166104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Emmert For For Management
1b Elect Director Rick R. Holley For For Management
1c Elect Director Sara Grootwassink Lewis For For Management
1d Elect Director Deidra C. Merriwether For For Management
1e Elect Director Al Monaco For For Management
1f Elect Director Nicole W. Piasecki For For Management
1g Elect Director Lawrence A. Selzer For For Management
1h Elect Director Devin W. Stockfish For For Management
1i Elect Director Kim Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WHIRLPOOL CORPORATION
Ticker: WHR Security ID: 963320106
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Marc R. Bitzer For For Management
1c Elect Director Greg Creed For For Management
1d Elect Director Gary T. DiCamillo For For Management
1e Elect Director Diane M. Dietz For For Management
1f Elect Director Gerri T. Elliott For For Management
1g Elect Director Jennifer A. LaClair For For Management
1h Elect Director John D. Liu For For Management
1i Elect Director James M. Loree For For Management
1j Elect Director Harish Manwani For For Management
1k Elect Director Patricia K. Poppe For For Management
1l Elect Director Larry O. Spencer For For Management
1m Elect Director Michael D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD.
Ticker: WTM Security ID: G9618E107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret Dillon For For Management
1.2 Elect Director Philip A. Gelston For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WILLIAMS-SONOMA, INC.
Ticker: WSM Security ID: 969904101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura Alber For For Management
1.2 Elect Director Esi Eggleston Bracey For For Management
1.3 Elect Director Scott Dahnke For For Management
1.4 Elect Director Anne Mulcahy For For Management
1.5 Elect Director William Ready For For Management
1.6 Elect Director Sabrina Simmons For For Management
1.7 Elect Director Frits van Paasschen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Ticker: WLTW Security ID: G96629111
Meeting Date: AUG 26, 2020 Meeting Type: Court
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Ticker: WLTW Security ID: G96629103
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
2 Amend Articles For For Management
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Ticker: WLTW Security ID: G96629103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anna C. Catalano For For Management
1b Elect Director Victor F. Ganzi For For Management
1c Elect Director John J. Haley For For Management
1d Elect Director Wendy E. Lane For For Management
1e Elect Director Brendan R. O'Neill For For Management
1f Elect Director Jaymin B. Patel For For Management
1g Elect Director Linda D. Rabbitt For For Management
1h Elect Director Paul D. Thomas For For Management
1i Elect Director Wilhelm Zeller For For Management
2 Ratify the Appointment of Deloitte & For For Management
Touche LLP as Auditor and Deloitte
Ireland LLP to audit the Irish
Statutory Accounts, and Authorize the
Board to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights
--------------------------------------------------------------------------------
WINTRUST FINANCIAL CORPORATION
Ticker: WTFC Security ID: 97650W108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter D. Crist For For Management
1.2 Elect Director Bruce K. Crowther For For Management
1.3 Elect Director William J. Doyle For For Management
1.4 Elect Director Marla F. Glabe For For Management
1.5 Elect Director H. Patrick Hackett, Jr. For For Management
1.6 Elect Director Scott K. Heitmann For For Management
1.7 Elect Director Deborah L. Hall Lefevre For For Management
1.8 Elect Director Suzet M. McKinney For For Management
1.9 Elect Director Gary D. "Joe" Sweeney For For Management
1.10 Elect Director Karin Gustafson Teglia For For Management
1.11 Elect Director Alex E. Washington, III For For Management
1.12 Elect Director Edward J. Wehmer For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WOODWARD, INC.
Ticker: WWD Security ID: 980745103
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Gendron For For Management
1.2 Elect Director Daniel G. Korte For For Management
1.3 Elect Director Ronald M. Sega For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC.
Ticker: WWE Security ID: 98156Q108
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent K. McMahon For Withhold Management
1.2 Elect Director Stephanie McMahon For Withhold Management
Levesque
1.3 Elect Director Paul "Triple H" Levesque For For Management
1.4 Elect Director Stuart U. Goldfarb For Withhold Management
1.5 Elect Director Laureen Ong For Withhold Management
1.6 Elect Director Robyn W. Peterson For Withhold Management
1.7 Elect Director Frank A. Riddick, III For For Management
1.8 Elect Director Man Jit Singh For For Management
1.9 Elect Director Jeffrey R. Speed For For Management
1.10 Elect Director Alan M. Wexler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC.
Ticker: WWE Security ID: 98156Q108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent K. McMahon For Withhold Management
1.2 Elect Director Nick Khan For For Management
1.3 Elect Director Stephanie McMahon For For Management
Levesque
1.4 Elect Director Paul Levesque For For Management
1.5 Elect Director Steve Koonin For For Management
1.6 Elect Director Erika Nardini For For Management
1.7 Elect Director Laureen Ong For Withhold Management
1.8 Elect Director Steve Pamon For For Management
1.9 Elect Director Frank A. Riddick, III For For Management
1.10 Elect Director Connor Schell For For Management
1.11 Elect Director Man Jit Singh For For Management
1.12 Elect Director Jeffrey R. Speed For For Management
1.13 Elect Director Alan M. Wexler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WPX ENERGY, INC.
Ticker: WPX Security ID: 98212B103
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: NOV 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WYNDHAM HOTELS & RESORTS, INC.
Ticker: WH Security ID: 98311A105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Holmes For For Management
1.2 Elect Director Geoffrey A. Ballotti For For Management
1.3 Elect Director Myra J. Biblowit For For Management
1.4 Elect Director James E. Buckman For For Management
1.5 Elect Director Bruce B. Churchill For For Management
1.6 Elect Director Mukul V. Deoras For For Management
1.7 Elect Director Ronald L. Nelson For For Management
1.8 Elect Director Pauline D.E. Richards For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WYNN RESORTS, LIMITED
Ticker: WYNN Security ID: 983134107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Betsy S. Atkins For For Management
1.2 Elect Director Matthew O. Maddox For For Management
1.3 Elect Director Philip G. Satre For For Management
1.4 Elect Director Darnell O. Strom For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lynn Casey For For Management
1b Elect Director Ben Fowke For For Management
1c Elect Director Robert Frenzel For For Management
1d Elect Director Netha Johnson For For Management
1e Elect Director Patricia Kampling For For Management
1f Elect Director George Kehl For For Management
1g Elect Director Richard O'Brien For For Management
1h Elect Director Charles Pardee For For Management
1i Elect Director Christopher Policinski For For Management
1j Elect Director James Prokopanko For For Management
1k Elect Director David Westerlund For For Management
1l Elect Director Kim Williams For For Management
1m Elect Director Timothy Wolf For For Management
1n Elect Director Daniel Yohannes For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Costs and Benefits of Against Against Shareholder
Climate-Related Activities
--------------------------------------------------------------------------------
XEROX HOLDINGS CORPORATION
Ticker: XRX Security ID: 98421M106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith Cozza For For Management
1.2 Elect Director Joseph J. Echevarria For For Management
1.3 Elect Director Cheryl Gordon Krongard For For Management
1.4 Elect Director Scott Letier For For Management
1.5 Elect Director Nichelle Maynard-Elliott For For Management
1.6 Elect Director Steven D. Miller For Against Management
1.7 Elect Director James L. Nelson For For Management
1.8 Elect Director Margarita For For Management
Palau-Hernandez
1.9 Elect Director Giovanni 'John' Visentin For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Provide Right to Act by Written Consent Against For Shareholder
6 Elect Director Aris Kekedjian For For Management
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Segers For For Management
1.2 Elect Director Raman K. Chitkara For For Management
1.3 Elect Director Saar Gillai For For Management
1.4 Elect Director Ronald S. Jankov For For Management
1.5 Elect Director Mary Louise Krakauer For For Management
1.6 Elect Director Thomas H. Lee For For Management
1.7 Elect Director Jon A. Olson For For Management
1.8 Elect Director Victor Peng For For Management
1.9 Elect Director Elizabeth W. Vanderslice For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
XPO LOGISTICS, INC.
Ticker: XPO Security ID: 983793100
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brad Jacobs For For Management
1.2 Elect Director Gena Ashe For For Management
1.3 Elect Director Marlene Colucci For For Management
1.4 Elect Director AnnaMaria DeSalva For For Management
1.5 Elect Director Michael Jesselson For For Management
1.6 Elect Director Adrian Kingshott For For Management
1.7 Elect Director Jason Papastavrou For For Management
1.8 Elect Director Oren Shaffer For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Require Independent Board Chair Against For Shareholder
6 Limit Accelerated Vesting of Equity Against For Shareholder
Awards Upon a Change in Control
--------------------------------------------------------------------------------
XYLEM INC.
Ticker: XYL Security ID: 98419M100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeanne Beliveau-Dunn For For Management
1b Elect Director Patrick K. Decker For For Management
1c Elect Director Robert F. Friel For For Management
1d Elect Director Jorge M. Gomez For For Management
1e Elect Director Victoria D. Harker For For Management
1f Elect Director Steven R. Loranger For For Management
1g Elect Director Surya N. Mohapatra For For Management
1h Elect Director Jerome A. Peribere For For Management
1i Elect Director Markos I. Tambakeras For For Management
1j Elect Director Lila Tretikov For For Management
1k Elect Director Uday Yadav For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC.
Ticker: YUMC Security ID: 98850P109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred Hu For For Management
1b Elect Director Joey Wat For For Management
1c Elect Director Peter A. Bassi For For Management
1d Elect Director Edouard Ettedgui For For Management
1e Elect Director Cyril Han For For Management
1f Elect Director Louis T. Hsieh For For Management
1g Elect Director Ruby Lu For For Management
1h Elect Director Zili Shao For For Management
1i Elect Director William Wang For For Management
1j Elect Director Min (Jenny) Zhang For For Management
2 Ratify KPMG Huazhen LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION
Ticker: ZBRA Security ID: 989207105
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chirantan "CJ" Desai For For Management
1.2 Elect Director Richard L. Keyser For For Management
1.3 Elect Director Ross W. Manire For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ZENDESK, INC.
Ticker: ZEN Security ID: 98936J101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Archana Agrawal For For Management
1b Elect Director Hilarie Koplow-McAdams For For Management
1c Elect Director Michelle Wilson For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZILLOW GROUP, INC.
Ticker: Z Security ID: 98954M101
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erik Blachford For For Management
1.2 Elect Director Gordon Stephenson For For Management
1.3 Elect Director Claire Cormier Thielke For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Michael J. Farrell For For Management
1d Elect Director Robert A. Hagemann For For Management
1e Elect Director Bryan C. Hanson For For Management
1f Elect Director Arthur J. Higgins For For Management
1g Elect Director Maria Teresa Hilado For For Management
1h Elect Director Syed Jafry For For Management
1i Elect Director Sreelakshmi Kolli For For Management
1j Elect Director Michael W. Michelson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Deferred Compensation Plan For For Management
7 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
ZIONS BANCORPORATION, N.A.
Ticker: ZION Security ID: 989701107
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Maria Contreras-Sweet For For Management
1B Elect Director Gary L. Crittenden For For Management
1C Elect Director Suren K. Gupta For For Management
1D Elect Director Claire A. Huang For For Management
1E Elect Director Vivian S. Lee For For Management
1F Elect Director Scott J. McLean For For Management
1G Elect Director Edward F. Murphy For For Management
1H Elect Director Stephen D. Quinn For For Management
1I Elect Director Harris H. Simmons For For Management
1J Elect Director Aaron B. Skonnard For For Management
1K Elect Director Barbara A. Yastine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZSCALER, INC.
Ticker: ZS Security ID: 98980G102
Meeting Date: JAN 06, 2021 Meeting Type: Annual
Record Date: NOV 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jagtar (Jay) Chaudhry For Withhold Management
1.2 Elect Director Amit Sinha For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZYNGA INC.
Ticker: ZNGA Security ID: 98986T108
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Pincus For For Management
1b Elect Director Frank Gibeau For For Management
1c Elect Director Regina E. Dugan For For Management
1d Elect Director William "Bing" Gordon For For Management
1e Elect Director Louis J. Lavigne, Jr. For For Management
1f Elect Director Carol G. Mills For For Management
1g Elect Director Janice M. Roberts For For Management
1h Elect Director Ellen F. Siminoff For For Management
1i Elect Director Noel B. Watson, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
============= Voya RussellTM Small Cap Index Portfolio ==============
SUNRUN INC.
Ticker: RUN Security ID: 86771W105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katherine August-deWilde For Withhold Management
1.2 Elect Director Gerald Risk For For Management
1.3 Elect Director Sonita Lontoh For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on the Impact of the Use of Against For Shareholder
Mandatory Arbitration on Employees and
Workplace Culture
--------------------------------------------------------------------------------
1-800-FLOWERS.COM, INC.
Ticker: FLWS Security ID: 68243Q106
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geralyn R. Breig For For Management
1.2 Elect Director Celia R. Brown For Withhold Management
1.3 Elect Director James A. Cannavino For For Management
1.4 Elect Director Eugene F. DeMark For For Management
1.5 Elect Director Leonard J. Elmore For Withhold Management
1.6 Elect Director Adam Hanft For For Management
1.7 Elect Director Stephanie Redish Hofmann For For Management
1.8 Elect Director Christopher G. McCann For Withhold Management
1.9 Elect Director James F. McCann For Withhold Management
1.10 Elect Director Katherine Oliver For Withhold Management
1.11 Elect Director Larry Zarin For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
1LIFE HEALTHCARE, INC.
Ticker: ONEM Security ID: 68269G107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce W. Dunlevie For Withhold Management
1.2 Elect Director David P. Kennedy For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
1ST CONSTITUTION BANCORP
Ticker: FCCY Security ID: 31986N102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles S. Crow, III For For Management
1.2 Elect Director J. Lynne Cannon For For Management
1.3 Elect Director Carmen M. Penta For For Management
1.4 Elect Director William J. Barrett For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify BDO USA LLP as Auditors For For Management
--------------------------------------------------------------------------------
1ST SOURCE CORPORATION
Ticker: SRCE Security ID: 336901103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tracy D. Graham For For Management
1b Elect Director Ronda Shrewsbury For For Management
Weybright
1c Elect Director Melody Birmingham For For Management
1d Elect Director Mark D. Schwabero For Against Management
2 Ratify BKD LLP as Auditors For For Management
--------------------------------------------------------------------------------
3D SYSTEMS CORPORATION
Ticker: DDD Security ID: 88554D205
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Malissia R. Clinton For For Management
1b Elect Director William E. Curran For For Management
1c Elect Director Thomas W. Erickson For For Management
1d Elect Director Jeffrey A. Graves For For Management
1e Elect Director Charles W. Hull For For Management
1f Elect Director William D. Humes For For Management
1g Elect Director Jim D. Kever For For Management
1h Elect Director Charles G. McClure, Jr. For For Management
1i Elect Director Kevin S. Moore For For Management
1j Elect Director Vasant Padmanabhan For For Management
1k Elect Director John J. Tracy For For Management
1l Elect Director Jeffrey Wadsworth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditor For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
4D MOLECULAR THERAPEUTICS, INC.
Ticker: FDMT Security ID: 35104E100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Kirn For For Management
1.2 Elect Director David Schaffer For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
89BIO, INC.
Ticker: ETNB Security ID: 282559103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Altschuler For Withhold Management
1.2 Elect Director Michael Hayden For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
8X8, INC.
Ticker: EGHT Security ID: 282914100
Meeting Date: AUG 10, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryan R. Martin For For Management
1.2 Elect Director Vikram Verma For For Management
1.3 Elect Director Eric Salzman For For Management
1.4 Elect Director Jaswinder Pal Singh For For Management
1.5 Elect Director Vladimir Jacimovic For For Management
1.6 Elect Director Monique Bonner For For Management
1.7 Elect Director Todd Ford For For Management
1.8 Elect Director Elizabeth Theophille For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
908 DEVICES, INC.
Ticker: MASS Security ID: 65443P102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fenel M. Eloi For For Management
1.2 Elect Director Jeffrey P. George For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
A10 NETWORKS, INC.
Ticker: ATEN Security ID: 002121101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tor R. Braham For For Management
1b Elect Director Peter Y. Chung For For Management
1c Elect Director Mary Dotz For For Management
1d Elect Director Eric Singer For For Management
1e Elect Director Dhrupad Trivedi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Armanino LLP as Auditors For For Management
--------------------------------------------------------------------------------
AAON, INC.
Ticker: AAON Security ID: 000360206
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Norman H. Asbjornson For For Management
1.2 Elect Director Gary D. Fields For For Management
1.3 Elect Director Angela E. Kouplen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
AAR CORP.
Ticker: AIR Security ID: 000361105
Meeting Date: OCT 07, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. John Gilbertson, Jr. For For Management
1b Elect Director Robert F. Leduc For For Management
1c Elect Director Duncan J. McNabb For For Management
1d Elect Director Peter Pace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ABEONA THERAPEUTICS INC.
Ticker: ABEO Security ID: 00289Y107
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven H. Rouhandeh For For Management
1b Elect Director Michael Amoroso For For Management
1c Elect Director Leila Alland For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Whitley Penn LLP as Auditors For For Management
--------------------------------------------------------------------------------
ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Terry L. Burman For For Management
1c Elect Director Felix J. Carbullido For For Management
1d Elect Director Susie Coulter For For Management
1e Elect Director Sarah M. Gallagher For For Management
1f Elect Director James A. Goldman For For Management
1g Elect Director Michael E. Greenlees For For Management
1h Elect Director Fran Horowitz For For Management
1i Elect Director Helen E. McCluskey For For Management
1j Elect Director Kenneth B. Robinson For For Management
1k Elect Director Nigel Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ABM INDUSTRIES INCORPORATED
Ticker: ABM Security ID: 000957100
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Chavez For For Management
1b Elect Director Art A. Garcia For For Management
1c Elect Director Jill M. Golder For For Management
1d Elect Director Scott Salmirs For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACACIA COMMUNICATIONS, INC.
Ticker: ACIA Security ID: 00401C108
Meeting Date: MAR 01, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION
Ticker: ACTG Security ID: 003881307
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maureen O'Connell For For Management
1b Elect Director Katharine Wolanyk For For Management
1c Elect Director Isaac T. Kohlberg For For Management
1d Elect Director Jonathan Sagal For For Management
1e Elect Director Clifford Press For For Management
1f Elect Director Alfred V. Tobia, Jr. For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
ACADEMY SPORTS & OUTDOORS, INC.
Ticker: ASO Security ID: 00402L107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian T. Marley For For Management
1.2 Elect Director Thomas (Tom) M. Nealon For For Management
1.3 Elect Director Nathaniel (Nate) H. For Withhold Management
Taylor
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ACADIA REALTY TRUST
Ticker: AKR Security ID: 004239109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth F. Bernstein For For Management
1b Elect Director Douglas Crocker, II For For Management
1c Elect Director Lorrence T. Kellar For For Management
1d Elect Director Wendy Luscombe For Against Management
1e Elect Director Kenneth A. McIntyre For For Management
1f Elect Director William T. Spitz For For Management
1g Elect Director Lynn C. Thurber For For Management
1h Elect Director Lee S. Wielansky For For Management
1i Elect Director C. David Zoba For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ACCEL ENTERTAINMENT, INC.
Ticker: ACEL Security ID: 00436Q106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gordon Rubenstein For For Management
1.2 Elect Director David W. Ruttenberg For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACCELERATE DIAGNOSTICS, INC.
Ticker: AXDX Security ID: 00430H102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Brown For Withhold Management
1.2 Elect Director Louise L. Francesconi For For Management
1.3 Elect Director Mark C. Miller For For Management
1.4 Elect Director John Patience For For Management
1.5 Elect Director Jack Phillips For For Management
1.6 Elect Director Jack Schuler For For Management
1.7 Elect Director Matthew W. Strobeck For For Management
1.8 Elect Director Frank J.M. ten Brink For For Management
1.9 Elect Director Charles Watts For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ACCO BRANDS CORPORATION
Ticker: ACCO Security ID: 00081T108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Buzzard None None Management
*Withdrawn Resolution*
1b Elect Director Kathleen S. Dvorak For For Management
1c Elect Director Boris Elisman For For Management
1d Elect Director Pradeep Jotwani For For Management
1e Elect Director Robert J. Keller For For Management
1f Elect Director Thomas Kroeger For For Management
1g Elect Director Ron Lombardi For For Management
1h Elect Director Graciela I. Monteagudo For For Management
1i Elect Director E. Mark Rajkowski For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACCURAY INCORPORATED
Ticker: ARAY Security ID: 004397105
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Beverly A. Huss For For Management
1b Elect Director Louis J. Lavigne, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACELRX PHARMACEUTICALS, INC.
Ticker: ACRX Security ID: 00444T100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adrian Adams For For Management
1.2 Elect Director Richard Afable For For Management
1.3 Elect Director Mark G. Edwards For For Management
2 Ratify OUM & Co. LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ACI WORLDWIDE, INC.
Ticker: ACIW Security ID: 004498101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Odilon Almeida For For Management
1.2 Elect Director Charles K. Bobrinskoy For For Management
1.3 Elect Director Janet O. Estep For For Management
1.4 Elect Director James C. Hale, III For For Management
1.5 Elect Director Mary P. Harman For For Management
1.6 Elect Director Didier R. Lamouche For For Management
1.7 Elect Director Charles E. Peters, Jr. For For Management
1.8 Elect Director Adalio T. Sanchez For For Management
1.9 Elect Director Thomas W. Warsop, III For For Management
1.10 Elect Director Samir M. Zabaneh For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACNB CORPORATION
Ticker: ACNB Security ID: 000868109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna M. Newell For For Management
1.2 Elect Director D. Arthur Seibel, Jr. For For Management
1.3 Elect Director David L. Sites For For Management
1.4 Elect Director Alan J. Stock For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
ACORDA THERAPEUTICS, INC.
Ticker: ACOR Security ID: 00484M106
Meeting Date: AUG 28, 2020 Meeting Type: Special
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Reverse Stock Split For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ACUSHNET HOLDINGS CORP.
Ticker: GOLF Security ID: 005098108
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Maher For For Management
1.2 Elect Director Yoon Soo (Gene) Yoon For For Management
1.3 Elect Director Jennifer Estabrook For Withhold Management
1.4 Elect Director Gregory Hewett For For Management
1.5 Elect Director Sean Sullivan For For Management
1.6 Elect Director Steven Tishman For For Management
1.7 Elect Director Walter (Wally) Uihlein For Withhold Management
1.8 Elect Director Keun Chang (Kevin) Yoon For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACUTUS MEDICAL, INC.
Ticker: AFIB Security ID: 005111109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vince Burgess For For Management
1.2 Elect Director John Sheridan For For Management
1.3 Elect Director Shahzad Malik For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADAPTHEALTH CORP.
Ticker: AHCO Security ID: 00653Q102
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Class A Common For For Management
Stock Upon Conversion of Series C
Preferred Stock
--------------------------------------------------------------------------------
ADDUS HOMECARE CORPORATION
Ticker: ADUS Security ID: 006739106
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Earley For For Management
1.2 Elect Director Steven I. Geringer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADDUS HOMECARE CORPORATION
Ticker: ADUS Security ID: 006739106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Dirk Allison For For Management
1.2 Elect Director Mark L. First For For Management
1.3 Elect Director Darin J. Gordon For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADIENT PLC
Ticker: ADNT Security ID: G0084W101
Meeting Date: MAR 09, 2021 Meeting Type: Annual
Record Date: JAN 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie L. Bushman For For Management
1b Elect Director Peter H. Carlin For For Management
1c Elect Director Raymond L. Conner For For Management
1d Elect Director Douglas G. Del Grosso For For Management
1e Elect Director Richard Goodman For For Management
1f Elect Director Jose M. Gutierrez For For Management
1g Elect Director Frederick A. "Fritz" For For Management
Henderson
1h Elect Director Barb J. Samardzich For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Authorise Issue of Equity For For Management
6 Authorise Issue of Equity without For For Management
Pre-emptive Rights
--------------------------------------------------------------------------------
ADMA BIOLOGICS, INC.
Ticker: ADMA Security ID: 000899104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven A. Elms For For Management
1b Elect Director Adam S. Grossman For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADTALEM GLOBAL EDUCATION INC.
Ticker: ATGE Security ID: 00737L103
Meeting Date: NOV 17, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Burke For For Management
1.2 Elect Director Donna J. Hrinak For For Management
1.3 Elect Director Georgette Kiser For For Management
1.4 Elect Director Lyle Logan For For Management
1.5 Elect Director Michael W. Malafronte For For Management
1.6 Elect Director Sharon L. O'Keefe For For Management
1.7 Elect Director Kenneth J. Phelan For For Management
1.8 Elect Director Lisa W. Wardell For For Management
1.9 Elect Director James D. White For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADTRAN, INC.
Ticker: ADTN Security ID: 00738A106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas R. Stanton For For Management
1b Elect Director H. Fenwick Huss For For Management
1c Elect Director Gregory J. McCray For For Management
1d Elect Director Balan Nair For For Management
1e Elect Director Jacqueline H. "Jackie" For For Management
Rice
1f Elect Director Kathryn A. Walker For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
ADURO BIOTECH, INC.
Ticker: ADRO Security ID: 00739L101
Meeting Date: OCT 01, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Approve Reverse Stock Split For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADVANCED DISPOSAL SERVICES, INC.
Ticker: ADSW Security ID: 00790X101
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: JUL 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADVANCED DRAINAGE SYSTEMS, INC.
Ticker: WMS Security ID: 00790R104
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director D. Scott Barbour For For Management
1b Elect Director Michael B. Coleman For For Management
1c Elect Director Tanya D. Fratto For For Management
1d Elect Director Carl A. Nelson, Jr. For For Management
1e Elect Director Anesa T. Chaibi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement to Amend Certain
Provisions of the Certificate of
Incorporation
--------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC.
Ticker: AEIS Security ID: 007973100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Grant H. Beard For For Management
1.2 Elect Director Frederick A. Ball For For Management
1.3 Elect Director Anne T. DelSanto For For Management
1.4 Elect Director Tina M. Donikowski For For Management
1.5 Elect Director Ronald C. Foster For For Management
1.6 Elect Director Edward C. Grady For For Management
1.7 Elect Director Stephen D. Kelley For For Management
1.8 Elect Director Lanesha T. Minnix For For Management
1.9 Elect Director Thomas M. Rohrs For For Management
1.10 Elect Director John A. Roush For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ADVANSIX INC.
Ticker: ASIX Security ID: 00773T101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Erin N. Kane For For Management
1b Elect Director Michael L. Marberry For For Management
1c Elect Director Darrell K. Hughes For For Management
1d Elect Director Todd D. Karran For For Management
1e Elect Director Paul E. Huck For For Management
1f Elect Director Daniel F. Sansone For For Management
1g Elect Director Sharon S. Spurlin For For Management
1h Elect Director Patrick S. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADVERUM BIOTECHNOLOGIES, INC.
Ticker: ADVM Security ID: 00773U108
Meeting Date: MAY 12, 2021 Meeting Type: Proxy Contest
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1.1 Elect Director Dawn Svoronos For For Management
1.2 Elect Director Reed V. Tuckson For For Management
1.3 Elect Director Thomas Woiwode For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Proxy Card)
1.1 Elect Director Jean Bennet For Did Not Vote Shareholder
1.2 Elect Director Jodi Cook For Did Not Vote Shareholder
1.3 Elect Director Herbert Hughes For Did Not Vote Shareholder
2 Ratify Ernst & Young LLP as Auditors None Did Not Vote Management
3 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AEGION CORPORATION
Ticker: AEGN Security ID: 00770F104
Meeting Date: MAY 14, 2021 Meeting Type: Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AEGLEA BIOTHERAPEUTICS, INC.
Ticker: AGLE Security ID: 00773J103
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell J. Cox For Withhold Management
1.2 Elect Director Ivana For For Management
Magovcevic-Liebisch
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AERIE PHARMACEUTICALS, INC.
Ticker: AERI Security ID: 00771V108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mechiel (Michael) M. du For For Management
Toit
1.2 Elect Director David W. Gryska For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AEROJET ROCKETDYNE HOLDINGS, INC.
Ticker: AJRD Security ID: 007800105
Meeting Date: MAR 09, 2021 Meeting Type: Special
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Abstain Management
--------------------------------------------------------------------------------
AEROJET ROCKETDYNE HOLDINGS, INC.
Ticker: AJRD Security ID: 007800105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin P. Chilton For For Management
1.2 Elect Director Thomas A. Corcoran For For Management
1.3 Elect Director Eileen P. Drake For For Management
1.4 Elect Director James R. Henderson For For Management
1.5 Elect Director Warren G. Lichtenstein For For Management
1.6 Elect Director Lance W. Lord For For Management
1.7 Elect Director Audrey A. McNiff For For Management
1.8 Elect Director Martin Turchin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AEROVIRONMENT, INC.
Ticker: AVAV Security ID: 008073108
Meeting Date: SEP 25, 2020 Meeting Type: Annual
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catharine Merigold For For Management
1.2 Elect Director Wahid Nawabi For For Management
1.3 Elect Director Stephen F. Page For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AFFIMED NV
Ticker: AFMD Security ID: N01045108
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Amend Remuneration Policy for For Against Management
Management Board
7 Amend Remuneration Policy for For Against Management
Supervisory Board
8a Reelect Adi Hoess to Management Board For For Management
8b Reelect Wolfgang Fischer to Management For For Management
Board
8c Elect Angus Smith to Management Board For For Management
8d Elect Arndt Schottelius to Management For For Management
Board
8e Elect Andreas Harstrick to Management For For Management
Board
9a Reelect Thomas Hecht to Supervisory For For Management
Board
9b Reelect Ferdinand Verdonck to For For Management
Supervisory Board
9c Elect Harry Welten to Supervisory Board For For Management
9d Elect Annalisa Jenkins to Supervisory For For Management
Board
10 Ratify KPMG N.V. as Auditors For For Management
11 Approve Abolishment of Cumulative For For Management
Preference Shares and Amend Articles
of Association
12 Authorize Repurchase of Shares For For Management
13 Other Business (Non-Voting) None None Management
14 Close Meeting None None Management
--------------------------------------------------------------------------------
AFFIMED NV
Ticker: AFMD Security ID: N01045108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: MAY 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6 Elect Denise Mueller to Management For For Management
Board
7a Reelect Ulrich Grau to Supervisory For For Management
Board
7b Reelect Mathieu Simon to Supervisory For For Management
Board
7c Elect Uta Kemmerich-Keil to For For Management
Supervisory Board
8 Ratify KPMG N.V. as Auditors For For Management
9 Authorize Repurchase of Shares For For Management
10 Other Business (Non-Voting) None None Management
11 Close Meeting None None Management
--------------------------------------------------------------------------------
AGENUS INC.
Ticker: AGEN Security ID: 00847G705
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allison M. Jeynes-Ellis For For Management
1.2 Elect Director Wadih Jordan For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGILE THERAPEUTICS, INC.
Ticker: AGRX Security ID: 00847L100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Al Altomari For For Management
1.2 Elect Director John Hubbard For Withhold Management
1.3 Elect Director James P. Tursi For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGILYSYS, INC.
Ticker: AGYS Security ID: 00847J105
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: OCT 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald A. Colvin For For Management
1.2 Elect Director Dana Jones For For Management
1.3 Elect Director Jerry Jones For For Management
1.4 Elect Director Michael A. Kaufman For For Management
1.5 Elect Director Melvin L. Keating For For Management
1.6 Elect Director John Mutch For For Management
1.7 Elect Director Ramesh Srinivasan For For Management
2 Approve Issuance of Shares for a For For Management
Private Placement
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGREE REALTY CORPORATION
Ticker: ADC Security ID: 008492100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Agree For For Management
1.2 Elect Director Karen Dearing For For Management
1.3 Elect Director Michael Hollman For For Management
1.4 Elect Director John Rakolta, Jr. For For Management
1.5 Elect Director Jerome Rossi For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
AIR TRANSPORT SERVICES GROUP, INC.
Ticker: ATSG Security ID: 00922R105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Baudouin For For Management
1b Elect Director Phyllis J. Campbell For For Management
1c Elect Director Richard F. Corrado For For Management
1d Elect Director Joseph C. Hete For For Management
1e Elect Director Raymond E. Johns, Jr. For For Management
1f Elect Director Laura J. Peterson For For Management
1g Elect Director Randy D. Rademacher For For Management
1h Elect Director J. Christopher Teets For For Management
1i Elect Director Jeffrey J. Vorholt For For Management
1j Elect Director Paul S. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
AKEBIA THERAPEUTICS, INC.
Ticker: AKBA Security ID: 00972D105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven C. Gilman For For Management
1.2 Elect Director Cynthia Smith For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AKERNA CORP.
Ticker: KERN Security ID: 00973W102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jessica Billingsley For Withhold Management
1.2 Elect Director Scott Sozio For For Management
1.3 Elect Director Barry Fishman For For Management
2 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
AKERO THERAPEUTICS, INC.
Ticker: AKRO Security ID: 00973Y108
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seth L. Harrison For For Management
1.2 Elect Director Graham Walmsley For Withhold Management
1.3 Elect Director Yuan Xu For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AKOUOS, INC.
Ticker: AKUS Security ID: 00973J101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kush M. Parmar For Withhold Management
1.2 Elect Director Emmanuel Simons For For Management
1.3 Elect Director Chris Smith For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AKOUSTIS TECHNOLOGIES, INC.
Ticker: AKTS Security ID: 00973N102
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven P. DenBaars For For Management
1.2 Elect Director Arthur E. Geiss For For Management
1.3 Elect Director J. Michael McGuire For For Management
1.4 Elect Director Jeffrey K. McMahon For For Management
1.5 Elect Director Jerry D. Neal For For Management
1.6 Elect Director Suzanne B. Rudy For For Management
1.7 Elect Director Jeffrey B. Shealy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALAMO GROUP INC.
Ticker: ALG Security ID: 011311107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roderick R. Baty For For Management
1b Elect Director Robert P. Bauer For For Management
1c Elect Director Eric P. Etchart For For Management
1d Elect Director Tracy C. Jokinen For For Management
1e Elect Director Richard W. Parod For For Management
1f Elect Director Ronald A. Robinson For For Management
1g Elect Director Lorie L. Tekorius For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALARM.COM HOLDINGS, INC.
Ticker: ALRM Security ID: 011642105
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darius G. Nevin For For Management
1.2 Elect Director Stephen Trundle For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
ALBANY INTERNATIONAL CORP.
Ticker: AIN Security ID: 012348108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine L. Standish For For Management
1.2 Elect Director Erland E. Kailbourne For For Management
1.3 Elect Director John R. Scannell For For Management
1.4 Elect Director Katharine L. Plourde For For Management
1.5 Elect Director A. William Higgins For For Management
1.6 Elect Director Kenneth W. Krueger For For Management
1.7 Elect Director Lee C. Wortham For For Management
1.8 Elect Director Mark J. Murphy For For Management
1.9 Elect Director J. Michael McQuade For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALBIREO PHARMA, INC.
Ticker: ALBO Security ID: 01345P106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald H.W. Cooper For For Management
1.2 Elect Director Anne Klibanski For For Management
1.3 Elect Director Stephanie S. Okey For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALCOA CORPORATION
Ticker: AA Security ID: 013872106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven W. Williams For For Management
1b Elect Director Mary Anne Citrino For For Management
1c Elect Director Pasquale (Pat) Fiore For For Management
1d Elect Director Thomas J. Gorman For For Management
1e Elect Director Roy C. Harvey For For Management
1f Elect Director James A. Hughes For For Management
1g Elect Director James E. Nevels For For Management
1h Elect Director Carol L. Roberts For For Management
1i Elect Director Suzanne Sitherwood For For Management
1j Elect Director Ernesto Zedillo For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ALECTOR, INC.
Ticker: ALEC Security ID: 014442107
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tillman Gerngross For Withhold Management
1.2 Elect Director Richard Scheller For For Management
1.3 Elect Director Louis J. Lavigne, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ALERUS FINANCIAL CORPORATION
Ticker: ALRS Security ID: 01446U103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen M. Bohn For For Management
1.2 Elect Director Daniel E. Coughlin For For Management
1.3 Elect Director Kevin D. Lemke For For Management
1.4 Elect Director Michael S. Mathews For For Management
1.5 Elect Director Randy L. Newman For For Management
1.6 Elect Director Sally J. Smith For For Management
1.7 Elect Director Galen G. Vetter For For Management
2 Ratify CliftonLarsonAllen LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC.
Ticker: ALEX Security ID: 014491104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Benjamin For For Management
1.2 Elect Director Diana M. Laing For For Management
1.3 Elect Director John T. Leong For For Management
1.4 Elect Director Thomas A. Lewis, Jr. For For Management
1.5 Elect Director Douglas M. Pasquale For For Management
1.6 Elect Director Michele K. Saito For For Management
1.7 Elect Director Eric K. Yeaman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
ALEXANDER'S, INC.
Ticker: ALX Security ID: 014752109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Mandelbaum For Withhold Management
1.2 Elect Director Arthur I. Sonnenblick For For Management
1.3 Elect Director Richard R. West For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALICO, INC.
Ticker: ALCO Security ID: 016230104
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Kiernan For For Management
1.2 Elect Director George R. Brokaw For For Management
1.3 Elect Director R. Greg Eisner For For Management
1.4 Elect Director Katherine R. English For For Management
1.5 Elect Director Benjamin D. Fishman For For Management
1.6 Elect Director W. Andrew Krusen, Jr. For For Management
1.7 Elect Director Toby K. Purse For For Management
1.8 Elect Director Adam H. Putnam For For Management
1.9 Elect Director Henry R. Slack For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ALIGOS THERAPEUTICS, INC.
Ticker: ALGS Security ID: 01626L105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence M. Blatt For Withhold Management
1.2 Elect Director James Scopa For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLAKOS INC.
Ticker: ALLK Security ID: 01671P100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Janney For Withhold Management
1.2 Elect Director Robert E. Andreatta For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED
Ticker: ATI Security ID: 01741R102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert J. Carlisle For For Management
1.2 Elect Director David P. Hess For For Management
1.3 Elect Director Marianne Kah For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLEGIANCE BANCSHARES, INC.
Ticker: ABTX Security ID: 01748H107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William S. Nichols, III For For Management
1.2 Elect Director Steven F. Retzloff For For Management
1.3 Elect Director Fred S. Robertson For For Management
1.4 Elect Director Ramon A. Vitulli, III For For Management
1.5 Elect Director Louis A. Waters Jr. For Withhold Management
1.6 Elect Director Raimundo Riojas A. For For Management
1.7 Elect Director Jon-Al Duplantier For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLEGIANT TRAVEL COMPANY
Ticker: ALGT Security ID: 01748X102
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Maurice J. Gallagher, For For Management
Jr.
1B Elect Director Montie Brewer For For Management
1C Elect Director Gary Ellmer For For Management
1D Elect Director Ponder Harrison For For Management
1E Elect Director Linda A. Marvin For For Management
1F Elect Director Charles W. Pollard For For Management
1G Elect Director John Redmond For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
ALLEGIANT TRAVEL COMPANY
Ticker: ALGT Security ID: 01748X102
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Maurice J. Gallagher, For For Management
Jr.
1b Elect Director Montie Brewer For For Management
1c Elect Director Gary Ellmer For For Management
1d Elect Director Ponder Harrison For For Management
1e Elect Director Linda A. Marvin For For Management
1f Elect Director Charles W. Pollard For For Management
1g Elect Director John Redmond For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
ALLETE, INC.
Ticker: ALE Security ID: 018522300
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn W. Dindo For For Management
1b Elect Director George G. Goldfarb For For Management
1c Elect Director James J. Hoolihan For For Management
1d Elect Director Heidi E. Jimmerson For For Management
1e Elect Director Madeleine W. Ludlow For For Management
1f Elect Director Susan K. Nestegard For For Management
1g Elect Director Douglas C. Neve For For Management
1h Elect Director Barbara A. Nick For For Management
1i Elect Director Bethany M. Owen For For Management
1j Elect Director Robert P. Powers For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLIED MOTION TECHNOLOGIES INC.
Ticker: AMOT Security ID: 019330109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Engel For For Management
1.2 Elect Director Richard D. Federico For For Management
1.3 Elect Director Steven C. Finch For For Management
1.4 Elect Director James J. Tanous For For Management
1.5 Elect Director Nicole R. Tzetzo For For Management
1.6 Elect Director Richard S. Warzala For For Management
1.7 Elect Director Michael R. Winter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLOGENE THERAPEUTICS, INC.
Ticker: ALLO Security ID: 019770106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John DeYoung For For Management
1b Elect Director Franz Humer For For Management
1c Elect Director Joshua Kazam For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLOVIR, INC.
Ticker: ALVR Security ID: 019818103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juan Vera For Withhold Management
1b Elect Director Ansbert Gadicke For Withhold Management
1c Elect Director Morana Jovan-Embiricos For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC.
Ticker: MDRX Security ID: 01988P108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth A. Altman For For Management
1b Elect Director Mara G. Aspinall For For Management
1c Elect Director Paul M. Black For For Management
1d Elect Director P. Gregory Garrison For For Management
1e Elect Director Jonathan J. Judge For For Management
1f Elect Director Michael A. Klayko For For Management
1g Elect Director Dave B. Stevens For For Management
1h Elect Director David D. Stevens For For Management
1i Elect Director Carol J. Zierhoffer For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
Ticker: AOSL Security ID: G6331P104
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike F. Chang For For Management
1.2 Elect Director Yueh-Se Ho For For Management
1.3 Elect Director Lucas S. Chang For For Management
1.4 Elect Director Claudia Chen For For Management
1.5 Elect Director King Owyang For For Management
1.6 Elect Director Michael L. Pfeiffer For For Management
1.7 Elect Director Michael J. Salameh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Remove the Imposition of Maximum For For Management
Number of Directors on the Board and
Authorize Board to Fill Vacancies
4 Approve BDO USA, LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ALPHA PRO TECH, LTD.
Ticker: APT Security ID: 020772109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lloyd Hoffman For For Management
1.2 Elect Director Donna Millar For For Management
1.3 Elect Director John Ritota For For Management
1.4 Elect Director Russell Manock For For Management
1.5 Elect Director Danny Montgomery For For Management
1.6 Elect Director David R. Garcia For For Management
1.7 Elect Director James Buchan For For Management
2 Ratify Tanner LLC as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALPHATEC HOLDINGS, INC.
Ticker: ATEC Security ID: 02081G201
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan Bakst For For Management
1.2 Elect Director Mortimer Berkowitz, III For For Management
1.3 Elect Director Quentin Blackford For For Management
1.4 Elect Director Jason Hochberg For For Management
1.5 Elect Director Karen K. McGinnis For For Management
1.6 Elect Director Patrick S. Miles For For Management
1.7 Elect Director David H. Mowry For For Management
1.8 Elect Director David R. Pelizzon For For Management
1.9 Elect Director Jeffrey P. Rydin For For Management
1.10 Elect Director James L.L. Tullis For For Management
1.11 Elect Director Donald A. Williams For For Management
1.12 Elect Director Ward W. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALPINE INCOME PROPERTY TRUST, INC.
Ticker: PINE Security ID: 02083X103
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Albright For For Management
1.2 Elect Director Mark O. Decker, Jr. For For Management
1.3 Elect Director Rachel Elias Wein For For Management
1.4 Elect Director M. Carson Good For Withhold Management
1.5 Elect Director Andrew C. Richardson For For Management
1.6 Elect Director Jeffrey S. Yarckin For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALTAIR ENGINEERING INC.
Ticker: ALTR Security ID: 021369103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Boyce For Against Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
1b Elect Director Jim F. Anderson For For Management
--------------------------------------------------------------------------------
ALTRA INDUSTRIAL MOTION CORP.
Ticker: AIMC Security ID: 02208R106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl R. Christenson For For Management
1.2 Elect Director Lyle G. Ganske For For Management
1.3 Elect Director J. Scott Hall For For Management
1.4 Elect Director Nicole Parent Haughey For For Management
1.5 Elect Director Margot L. Hoffman For For Management
1.6 Elect Director Thomas W. Swidarski For For Management
1.7 Elect Director James H. Woodward, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALX ONCOLOGY HOLDINGS, INC.
Ticker: ALXO Security ID: 00166B105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Corey Goodman For For Management
1.2 Elect Director Jason Lettmann For Withhold Management
1.3 Elect Director Sophia Randolph For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMALGAMATED BANK
Ticker: AMAL Security ID: 022663108
Meeting Date: JAN 12, 2021 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Formation of Holding Company For Against Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
AMALGAMATED FINANCIAL CORP.
Ticker: AMAL Security ID: 022671101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynne P. Fox For For Management
1.2 Elect Director Donald E. Bouffard, Jr. For For Management
1.3 Elect Director Maryann Bruce For For Management
1.4 Elect Director Patricia Diaz Dennis For For Management
1.5 Elect Director Robert C. Dinerstein For For Management
1.6 Elect Director Mark A. Finser For For Management
1.7 Elect Director Julie Kelly For For Management
1.8 Elect Director JoAnn S. Lilek For For Management
1.9 Elect Director John McDonagh For For Management
1.10 Elect Director Robert G. Romasco For Against Management
1.11 Elect Director Edgar Romney, Sr. For For Management
1.12 Elect Director Stephen R. Sleigh For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC.
Ticker: AMBC Security ID: 023139884
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander D. Greene For For Management
1.2 Elect Director Ian D. Haft For For Management
1.3 Elect Director David L. Herzog For For Management
1.4 Elect Director Joan Lamm-Tennant For For Management
1.5 Elect Director Claude LeBlanc For For Management
1.6 Elect Director C. James Prieur For For Management
1.7 Elect Director Jeffrey S. Stein For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMBARELLA, INC.
Ticker: AMBA Security ID: G037AX101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hsiao-Wuen Hon For For Management
1.2 Elect Director Christopher B. Paisley For For Management
1.3 Elect Director Andrew W. Verhalen For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AMC ENTERTAINMENT HOLDINGS, INC.
Ticker: AMC Security ID: 00165C104
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a.1 Elect Director Adam M. Aron For For Management
2a.2 Elect Director Howard W. "Hawk" Koch For Withhold Management
2a.3 Elect Director Philip Lader For Withhold Management
2a.4 Elect Director Gary F. Locke For Withhold Management
2a.5 Elect Director Kathleen M. Pawlus For For Management
2a.6 Elect Director Anthony J. Saich For Withhold Management
2a.7 Elect Director Adam J. Sussman For For Management
2a.8 Elect Director Lee E. Wittlinger For Withhold Management
2a.9 Elect Director Maojun (John) Zeng For Withhold Management
2a.10 Elect Director Lin (Lincoln) Zhang For Withhold Management
2b.1 Elect Director Gary F. Locke For Withhold Management
2b.2 Elect Director Kathleen M. Pawlus For For Management
2b.3 Elect Director Anthony J. Saich For Withhold Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMC NETWORKS INC.
Ticker: AMCX Security ID: 00164V103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leonard Tow For Withhold Management
1.2 Elect Director David E. Van Zandt For Withhold Management
1.3 Elect Director Carl E. Vogel For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
AMERANT BANCORP, INC.
Ticker: AMTB Security ID: 023576101
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick C. Copeland, For For Management
Jr.
1.2 Elect Director Gerald P. Plush For For Management
1.3 Elect Director Miguel A. Capriles L. For For Management
1.4 Elect Director Pamella J. Dana For For Management
1.5 Elect Director Dolores M. Lare For For Management
1.6 Elect Director Gustavo Marturet M. For For Management
1.7 Elect Director John W. Quill For For Management
1.8 Elect Director Guillermo Villar For Against Management
1.9 Elect Director Gustavo J. Vollmer A. For For Management
1.10 Elect Director Millar Wilson For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERESCO, INC.
Ticker: AMRC Security ID: 02361E108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Corrsin For For Management
1.2 Elect Director George P. Sakellaris For Withhold Management
1.3 Elect Director Joseph W. Sutton For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERICA'S CAR-MART, INC.
Ticker: CRMT Security ID: 03062T105
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann G. Bordelon For For Management
1.2 Elect Director Ray C. Dillon For For Management
1.3 Elect Director Daniel J. Englander For For Management
1.4 Elect Director William H. Henderson For For Management
1.5 Elect Director Joshua G. Welch For For Management
1.6 Elect Director Jeffrey A. Williams For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
AMERICAN ASSETS TRUST, INC.
Ticker: AAT Security ID: 024013104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest S. Rady For Withhold Management
1.2 Elect Director Robert S. Sullivan For For Management
1.3 Elect Director Thomas S. Olinger For For Management
1.4 Elect Director Joy L. Schaefer For Withhold Management
1.5 Elect Director Nina A. Tran For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Dauch For For Management
1.2 Elect Director William L. Kozyra For For Management
1.3 Elect Director Peter D. Lyons For For Management
1.4 Elect Director Samuel Valenti, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
AMERICAN EAGLE OUTFITTERS, INC.
Ticker: AEO Security ID: 02553E106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janice E. Page For For Management
1.2 Elect Director David M. Sable For For Management
1.3 Elect Director Noel J. Spiegel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
Ticker: AEL Security ID: 025676206
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenda J. Cushing For For Management
1.2 Elect Director Douglas T. Healy For For Management
1.3 Elect Director David S. Mulcahy For For Management
1.4 Elect Director Sachin Shah For For Management
1.5 Elect Director A.J. Strickland, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN FINANCE TRUST, INC.
Ticker: AFIN Security ID: 02607T109
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stanley R. Perla For Against Management
1b Elect Director Edward G. Rendell For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN NATIONAL BANKSHARES INC.
Ticker: AMNB Security ID: 027745108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Haley For For Management
1.2 Elect Director Charles S. Harris For For Management
1.3 Elect Director F. D. Hornaday, III For For Management
2 Ratify Yount, Hyde and Barbour, P.C. For For Management
as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN PUBLIC EDUCATION, INC.
Ticker: APEI Security ID: 02913V103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric C. Andersen For For Management
1b Elect Director Granetta B. Blevins For For Management
1c Elect Director Jean C. Halle For For Management
1d Elect Director Barbara 'Bobbi' L. For For Management
Kurshan
1e Elect Director Timothy J. Landon For For Management
1f Elect Director Daniel S. Pianko For For Management
1g Elect Director William G. Robinson, Jr. For For Management
1h Elect Director Angela K. Selden For For Management
1i Elect Director Vincent R. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
AMERICAN RENAL ASSOCIATES HOLDINGS, INC.
Ticker: ARA Security ID: 029227105
Meeting Date: JAN 14, 2021 Meeting Type: Special
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AMERICAN SOFTWARE, INC.
Ticker: AMSWA Security ID: 029683109
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lizanne Thomas For Against Management
1b Elect Director James B. Miller, Jr. For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN STATES WATER COMPANY
Ticker: AWR Security ID: 029899101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah J. Anderson For For Management
1.2 Elect Director Steven D. Davis For For Management
1.3 Elect Director Anne M. Holloway For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN SUPERCONDUCTOR CORPORATION
Ticker: AMSC Security ID: 030111207
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vikram S. Budhraja For For Management
1.2 Elect Director Arthur H. House For For Management
1.3 Elect Director Barbara G. Littlefield For For Management
1.4 Elect Director Daniel P. McGahn For For Management
1.5 Elect Director David R. Oliver, Jr. For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN VANGUARD CORPORATION
Ticker: AVD Security ID: 030371108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott D. Baskin For For Management
1b Elect Director Lawrence S. Clark For For Management
1c Elect Director Debra F. Edwards For For Management
1d Elect Director Morton D. Erlich For For Management
1e Elect Director Emer Gunter For For Management
1f Elect Director Alfred F. Ingulli For For Management
1g Elect Director John L. Killmer For For Management
1h Elect Director Eric G. Wintemute For For Management
1i Elect Director M. Esmail Zirakparvar For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN WOODMARK CORPORATION
Ticker: AMWD Security ID: 030506109
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew B. Cogan For For Management
1.2 Elect Director James G. Davis, Jr. For For Management
1.3 Elect Director S. Cary Dunston None None Management
*Withdrawn Resolution*
1.4 Elect Director Martha M. Hayes For For Management
1.5 Elect Director Daniel T. Hendrix For For Management
1.6 Elect Director Carol B. Moerdyk For For Management
1.7 Elect Director Vance W. Tang For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERIS BANCORP
Ticker: ABCB Security ID: 03076K108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William I. Bowen, Jr. For For Management
1.2 Elect Director Rodney D. Bullard For For Management
1.3 Elect Director Wm. Millard Choate For For Management
1.4 Elect Director R. Dale Ezzell For For Management
1.5 Elect Director Leo J. Hill For For Management
1.6 Elect Director Daniel B. Jeter For For Management
1.7 Elect Director Robert P. Lynch For For Management
1.8 Elect Director Elizabeth A. McCague For For Management
1.9 Elect Director James B. Miller, Jr. For For Management
1.10 Elect Director Gloria A. O'Neal For For Management
1.11 Elect Director H. Palmer Proctor, Jr. For For Management
1.12 Elect Director William H. Stern For For Management
1.13 Elect Director Jimmy D. Veal For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMERISAFE, INC.
Ticker: AMSF Security ID: 03071H100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip A. Garcia For For Management
1.2 Elect Director Millard E. Morris For For Management
1.3 Elect Director Randall E. Roach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMES NATIONAL CORPORATION
Ticker: ATLO Security ID: 031001100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa M. Eslinger For For Management
1.2 Elect Director Steven D. Forth For For Management
1.3 Elect Director James R. Larson, II For For Management
1.4 Elect Director John L. Pierschbacher For For Management
2 Ratify CliftonLarsonAllen LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMICUS THERAPEUTICS, INC.
Ticker: FOLD Security ID: 03152W109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Wheeler For For Management
1.2 Elect Director Burke W. Whitman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Susan Y. Kim For For Management
1.3 Elect Director Giel Rutten For For Management
1.4 Elect Director Douglas A. Alexander For For Management
1.5 Elect Director Roger A. Carolin For For Management
1.6 Elect Director Winston J. Churchill For For Management
1.7 Elect Director Daniel Liao For For Management
1.8 Elect Director MaryFrances McCourt For For Management
1.9 Elect Director Robert R. Morse For For Management
1.10 Elect Director Gil C. Tily For For Management
1.11 Elect Director David N. Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AMN Security ID: 001744101
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Foletta For For Management
1b Elect Director Teri G. Fontenot For For Management
1c Elect Director R. Jeffrey Harris For For Management
1d Elect Director Daphne E. Jones For For Management
1e Elect Director Martha H. Marsh For For Management
1f Elect Director Susan R. Salka For For Management
1g Elect Director Sylvia Trent-Adams For For Management
1h Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
AMNEAL PHARMACEUTICALS, INC.
Ticker: AMRX Security ID: 03168L105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Emily Peterson Alva For For Management
1b Elect Director J. Kevin Buchi For For Management
1c Elect Director Jeff George For For Management
1d Elect Director John Kiely For For Management
1e Elect Director Paul Meister For Against Management
1f Elect Director Ted Nark For For Management
1g Elect Director Chintu Patel For For Management
1h Elect Director Chirag Patel For Against Management
1i Elect Director Gautam Patel For For Management
1j Elect Director Shlomo Yanai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Charter to Remove References to For For Management
Class B-1 Common Stock
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMPHASTAR PHARMACEUTICALS, INC.
Ticker: AMPH Security ID: 03209R103
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Ziping Luo For Against Management
1b Elect Director Howard Lee For Against Management
1c Elect Director Michael A. Zasloff For For Management
1d Elect Director Gayle Deflin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMYRIS, INC.
Ticker: AMRS Security ID: 03236M200
Meeting Date: AUG 14, 2020 Meeting Type: Special
Record Date: JUN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Common Stock Upon For For Management
Exercise by Foris Ventures, LLC of Its
Option to Convert All or Portion of
Its Outstanding Secured Indebtedness
Under the Loan Agreement Amendment
2 Approve Issuance of Common Stock Upon For For Management
Conversion of Series E Convertible
Preferred Stock
--------------------------------------------------------------------------------
AMYRIS, INC.
Ticker: AMRS Security ID: 03236M200
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip Eykerman For For Management
1.2 Elect Director Frank Kung For For Management
1.3 Elect Director John Melo For For Management
1.4 Elect Director Julie Spencer Washington For For Management
2 Ratify Macias Gini & O'Connell LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ANAPTYSBIO, INC.
Ticker: ANAB Security ID: 032724106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Fenton For For Management
1.2 Elect Director James N. Topper For Withhold Management
1.3 Elect Director Oleg Nodelman For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANAVEX LIFE SCIENCES CORP.
Ticker: AVXL Security ID: 032797300
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Missling For For Management
1.2 Elect Director Claus van der Velden For For Management
1.3 Elect Director Athanasios Skarpelos For For Management
1.4 Elect Director Jiong Ma For For Management
1.5 Elect Director Steffen Thomas For For Management
1.6 Elect Director Peter Donhauser For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ANGIODYNAMICS, INC.
Ticker: ANGO Security ID: 03475V101
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eileen O. Auen For For Management
1.2 Elect Director James C. Clemmer For For Management
1.3 Elect Director Howard W. Donnelly For For Management
1.4 Elect Director Jan Stern Reed For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ANI PHARMACEUTICALS, INC.
Ticker: ANIP Security ID: 00182C103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Brown, Jr. For For Management
1.2 Elect Director Thomas Haughey For For Management
1.3 Elect Director Nikhil Lalwani For For Management
1.4 Elect Director David B. Nash For For Management
1.5 Elect Director Antonio R. Pera For For Management
1.6 Elect Director Jeanne A. Thoma For For Management
1.7 Elect Director Patrick D. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify EisnerAmper LLP as Auditors For For Management
4 Issue Shares in Connection with For For Management
Acquisition
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ANIKA THERAPEUTICS, INC.
Ticker: ANIK Security ID: 035255108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen O. Richard For For Management
1b Elect Director Jeffery S. Thompson For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANNEXON, INC.
Ticker: ANNX Security ID: 03589W102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Carson For For Management
1.2 Elect Director Muneer A. Satter For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANTARES PHARMA, INC.
Ticker: ATRS Security ID: 036642106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anton G. Gueth For For Management
1.2 Elect Director Robert P. Roche, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ANTERIX INC.
Ticker: ATEX Security ID: 03676C100
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Morgan E. O'Brien For For Management
1b Elect Director Robert H. Schwartz For For Management
1c Elect Director Hamid Akhavan For For Management
1d Elect Director Leslie B. Daniels For For Management
1e Elect Director Gregory A. Haller For For Management
1f Elect Director Singleton B. McAllister For Against Management
1g Elect Director Gregory A. Pratt For For Management
1h Elect Director Paul Saleh For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ANTERO RESOURCES CORPORATION
Ticker: AR Security ID: 03674X106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Howard Keenan, Jr. For For Management
1.2 Elect Director Jacqueline C. Mutschler For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANWORTH MORTGAGE ASSET CORPORATION
Ticker: ANH Security ID: 037347101
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
APELLIS PHARMACEUTICALS, INC.
Ticker: APLS Security ID: 03753U106
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Fonteyne For For Management
1.2 Elect Director Stephanie Monaghan For Withhold Management
O'Brien
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC.
Ticker: APOG Security ID: 037598109
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christina M. Alvord For For Management
1b Elect Director Herbert K. Parker For For Management
1c Elect Director Ty R. Silberhorn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.
Ticker: ARI Security ID: 03762U105
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Biderman For For Management
1.2 Elect Director Brenna Haysom For For Management
1.3 Elect Director Robert A. Kasdin For For Management
1.4 Elect Director Katherine G. Newman For For Management
1.5 Elect Director Eric L. Press For For Management
1.6 Elect Director Scott S. Prince For For Management
1.7 Elect Director Stuart A. Rothstein For For Management
1.8 Elect Director Michael E. Salvati For Withhold Management
1.9 Elect Director Carmencita N. M. Whonder For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APOLLO MEDICAL HOLDINGS, INC.
Ticker: AMEH Security ID: 03763A207
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth Sim For For Management
1.2 Elect Director Thomas S. Lam For For Management
1.3 Elect Director Mitchell W. Kitayama For For Management
1.4 Elect Director David G. Schmidt For For Management
1.5 Elect Director Mark Fawcett For For Management
1.6 Elect Director Michael F. Eng For For Management
1.7 Elect Director Li Yu For For Management
1.8 Elect Director Ernest A. Bates For For Management
1.9 Elect Director Linda Marsh For For Management
1.10 Elect Director John Chiang For For Management
1.11 Elect Director Matthew Mazdyasni For For Management
2 Ratify Ernst & Young, LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
APPFOLIO, INC.
Ticker: APPF Security ID: 03783C100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Bliss For Withhold Management
1.2 Elect Director Jason Randall For For Management
1.3 Elect Director Winifred Webb For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APPIAN CORPORATION
Ticker: APPN Security ID: 03782L101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew Calkins For Withhold Management
1.2 Elect Director Robert C. Kramer For For Management
1.3 Elect Director A.G.W. (Jack) Biddle, For For Management
III
1.4 Elect Director Prashanth (PV) Boccassam For Withhold Management
1.5 Elect Director Michael G. Devine For For Management
1.6 Elect Director Barbara (Bobbie) Kilberg For Withhold Management
1.7 Elect Director Michael J. Mulligan For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
APPLIED GENETIC TECHNOLOGIES CORPORATION
Ticker: AGTC Security ID: 03820J100
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William Aliski For For Management
1b Elect Director Anne VanLent For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
Ticker: AIT Security ID: 03820C105
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Pagano, Jr. For For Management
1.2 Elect Director Neil A. Schrimsher For For Management
1.3 Elect Director Peter C. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APPLIED MOLECULAR TRANSPORT INC.
Ticker: AMTI Security ID: 03824M109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall Mrsny For For Management
1.2 Elect Director Aaron VanDevender For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APPLIED OPTOELECTRONICS, INC.
Ticker: AAOI Security ID: 03823U102
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Yeh For For Management
1.2 Elect Director Cynthia (Cindy) DeLaney For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
APPLIED THERAPEUTICS, INC.
Ticker: APLT Security ID: 03828A101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel S. Marcus For Withhold Management
1.2 Elect Director Jay S. Skyler For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APTINYX INC.
Ticker: APTX Security ID: 03836N103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry O. Gosebruch For Withhold Management
1.2 Elect Director Elisha P. Gould, III For Withhold Management
1.3 Elect Director Robert J. Hombach For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APYX MEDICAL CORPORATION
Ticker: APYX Security ID: 03837C106
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Makrides For For Management
1.2 Elect Director Charles D. Goodwin For For Management
1.3 Elect Director Michael E. Geraghty For For Management
1.4 Elect Director Lawrence J. Waldman For For Management
1.5 Elect Director John Andres For For Management
1.6 Elect Director Craig A. Swandal For For Management
1.7 Elect Director Minnie Baylor-Henry For For Management
2 Ratify BDO USA, LLC as Auditors For For Management
--------------------------------------------------------------------------------
AQUESTIVE THERAPEUTICS, INC.
Ticker: AQST Security ID: 03843E104
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Santo J. Costa For Withhold Management
1b Elect Director Julie Krop For For Management
1c Elect Director Marco Taglietti For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARAVIVE, INC.
Ticker: ARAV Security ID: 03890D108
Meeting Date: SEP 14, 2020 Meeting Type: Annual
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gail McIntyre For For Management
1.2 Elect Director Eric Zhang For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ARBOR REALTY TRUST, INC.
Ticker: ABR Security ID: 038923108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director William C. Green For Withhold Management
1.3 Elect Director Elliot Schwartz For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCBEST CORPORATION
Ticker: ARCB Security ID: 03937C105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eduardo F. Conrado For For Management
1.2 Elect Director Fredrik J. Eliasson For For Management
1.3 Elect Director Stephen E. Gorman For For Management
1.4 Elect Director Michael P. Hogan For For Management
1.5 Elect Director Kathleen D. McElligott For For Management
1.6 Elect Director Judy R. McReynolds For For Management
1.7 Elect Director Craig E. Philip For For Management
1.8 Elect Director Steven L. Spinner For For Management
1.9 Elect Director Janice E. Stipp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCH RESOURCES, INC.
Ticker: ARCH Security ID: 03940R107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Bartels, Jr. For For Management
1.2 Elect Director James N. Chapman For For Management
1.3 Elect Director John W. Eaves For For Management
1.4 Elect Director Holly Keller Koeppel For For Management
1.5 Elect Director Patrick A. Kriegshauser For For Management
1.6 Elect Director Paul A. Lang For For Management
1.7 Elect Director Richard A. Navarre For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ARCHROCK, INC.
Ticker: AROC Security ID: 03957W106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne-Marie N. Ainsworth For For Management
1.2 Elect Director D. Bradley Childers For For Management
1.3 Elect Director Gordon T. Hall For For Management
1.4 Elect Director Frances Powell Hawes For For Management
1.5 Elect Director J.W.G. 'Will' For For Management
Honeybourne
1.6 Elect Director James H. Lytal For For Management
1.7 Elect Director Leonard W. Mallett For For Management
1.8 Elect Director Jason C. Rebrook For For Management
1.9 Elect Director Edmund P. Segner, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARCONIC CORPORATION
Ticker: ARNC Security ID: 03966V107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frederick "Fritz" A. For For Management
Henderson
1b Elect Director William F. Austen For For Management
1c Elect Director Christopher L. Ayers For For Management
1d Elect Director Margaret "Peg" S. For For Management
Billson
1e Elect Director Jacques Croisetiere For For Management
1f Elect Director Elmer L. Doty For For Management
1g Elect Director Carol S. Eicher For For Management
1h Elect Director Timothy D. Myers For For Management
1i Elect Director E. Stanley O'Neal For For Management
1j Elect Director Jeffrey Stafeil For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARCOSA, INC.
Ticker: ACA Security ID: 039653100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph Alvarado For For Management
1b Elect Director Jeffrey A. Craig For For Management
1c Elect Director John W. Lindsay For For Management
1d Elect Director Rhys J. Best For For Management
1e Elect Director David W. Biegler For For Management
1f Elect Director Antonio Carrillo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC.
Ticker: ARCT Security ID: 03969T109
Meeting Date: NOV 10, 2020 Meeting Type: Special
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC.
Ticker: ARCT Security ID: 03969T109
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Farrell For For Management
1.2 Elect Director Joseph E. Payne For For Management
1.3 Elect Director Andy Sassine For For Management
1.4 Elect Director James Barlow For For Management
1.5 Elect Director Edward W. Holmes For For Management
1.6 Elect Director Magda Marquet For Withhold Management
1.7 Elect Director Karah Parschauer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCUS BIOSCIENCES, INC.
Ticker: RCUS Security ID: 03969F109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terry Rosen For Withhold Management
1b Elect Director Kathryn Falberg For For Management
1c Elect Director Jennifer Jarrett For Withhold Management
1d Elect Director Michael Quigley For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ARCUTIS BIOTHERAPEUTICS, INC.
Ticker: ARQT Security ID: 03969K108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrie Curran For For Management
1b Elect Director Halley Gilbert For For Management
1c Elect Director Ricky Sun For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARDELYX, INC.
Ticker: ARDX Security ID: 039697107
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Bertrand, Jr. For Withhold Management
1.2 Elect Director Onaiza Cadoret-Manier For For Management
1.3 Elect Director Jan Lundberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARDMORE SHIPPING CORPORATION
Ticker: ASC Security ID: Y0207T100
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Gurnee For For Management
1.2 Elect Director Helen Tveitan de Jong For For Management
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047607
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jayson Dallas For For Management
1.2 Elect Director Oliver Fetzer For For Management
1.3 Elect Director Kieran T. Gallahue For For Management
1.4 Elect Director Jennifer Jarrett For Withhold Management
1.5 Elect Director Katharine Knobil For For Management
1.6 Elect Director Amit D. Munshi For For Management
1.7 Elect Director Garry A. Neil For For Management
1.8 Elect Director Tina S. Nova For For Management
1.9 Elect Director Nawal Ouzren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARES COMMERCIAL REAL ESTATE CORPORATION
Ticker: ACRE Security ID: 04013V108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rand S. April For Withhold Management
1.2 Elect Director Michael J Arougheti For For Management
1.3 Elect Director James E. Skinner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARGAN, INC.
Ticker: AGX Security ID: 04010E109
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rainer H. Bosselmann For For Management
1.2 Elect Director Cynthia A. Flanders For For Management
1.3 Elect Director Peter W. Getsinger For For Management
1.4 Elect Director William F. Griffin, Jr. For For Management
1.5 Elect Director John R. Jeffrey, Jr. For For Management
1.6 Elect Director Mano S. Koilpillai For For Management
1.7 Elect Director William F. Leimkuhler For For Management
1.8 Elect Director W.G. Champion Mitchell For For Management
1.9 Elect Director James W. Quinn For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
Ticker: ARGO Security ID: G0464B107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bernard C. Bailey For For Management
1b Elect Director Thomas A. Bradley For For Management
1c Elect Director Fred R. Donner For For Management
1d Elect Director Anthony P. Latham For For Management
1e Elect Director Dymphna A. Lehane For For Management
1f Elect Director Samuel G. Liss For For Management
1g Elect Director Carol A. McFate For For Management
1h Elect Director Al-Noor Ramji For For Management
1i Elect Director Kevin J. Rehnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Other Business - Non-voting Item None None Management
--------------------------------------------------------------------------------
ARLINGTON ASSET INVESTMENT CORP.
Ticker: AAIC Security ID: 041356205
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel E. Berce For For Management
1b Elect Director David W. Faeder For For Management
1c Elect Director Melinda H. McClure For For Management
1d Elect Director Ralph S. Michael, III For For Management
1e Elect Director Anthony P. Nader, III For For Management
1f Elect Director J. Rock Tonkel, Jr. For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARLO TECHNOLOGIES, INC.
Ticker: ARLO Security ID: 04206A101
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Prashant (Sean) Aggarwal For Withhold Management
1.2 Elect Director Amy Rothstein For Withhold Management
1.3 Elect Director Grady K. Summers For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARLO TECHNOLOGIES, INC.
Ticker: ARLO Security ID: 04206A101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Matthew McRae For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARMADA HOFFLER PROPERTIES, INC.
Ticker: AHH Security ID: 04208T108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George F. Allen For Against Management
1.2 Elect Director James A. Carroll For For Management
1.3 Elect Director James C. Cherry For For Management
1.4 Elect Director Louis S. Haddad For For Management
1.5 Elect Director Eva S. Hardy For For Management
1.6 Elect Director Daniel A. Hoffler For For Management
1.7 Elect Director A. Russell Kirk For For Management
1.8 Elect Director Dorothy S. McAuliffe For For Management
1.9 Elect Director John W. Snow For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARMOUR RESIDENTIAL REIT, INC.
Ticker: ARR Security ID: 042315507
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott J. Ulm For For Management
1.2 Elect Director Jeffrey J. Zimmer For For Management
1.3 Elect Director Daniel C. Staton For For Management
1.4 Elect Director Marc H. Bell For For Management
1.5 Elect Director Z. Jamie Behar For For Management
1.6 Elect Director Carolyn Downey For For Management
1.7 Elect Director Thomas K. Guba For For Management
1.8 Elect Director Robert C. Hain For For Management
1.9 Elect Director John "Jack" P. For For Management
Hollihan, III
1.10 Elect Director Stewart J. Paperin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ARROW FINANCIAL CORPORATION
Ticker: AROW Security ID: 042744102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael B. Clarke For For Management
1.2 Elect Director David G. Kruczlnicki For For Management
1.3 Elect Director Thomas J. Murphy For For Management
1.4 Elect Director Raymond F. O'Conor For For Management
1.5 Elect Director Gregory J. Champion For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARROWHEAD PHARMACEUTICALS, INC.
Ticker: ARWR Security ID: 04280A100
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Anzalone For For Management
1.2 Elect Director Marianne De Backer For For Management
1.3 Elect Director Mauro Ferrari For For Management
1.4 Elect Director Douglass Given For For Management
1.5 Elect Director Oye Olukotun For For Management
1.6 Elect Director Michael S. Perry For For Management
1.7 Elect Director William Waddill For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Rose, Snyder & Jacobs LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARTISAN PARTNERS ASSET MANAGEMENT INC.
Ticker: APAM Security ID: 04316A108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer A. Barbetta For For Management
1.2 Elect Director Matthew R. Barger For For Management
1.3 Elect Director Eric R. Colson For For Management
1.4 Elect Director Tench Coxe For For Management
1.5 Elect Director Stephanie G. DiMarco For For Management
1.6 Elect Director Jeffrey A. Joerres For Withhold Management
1.7 Elect Director Andrew A. Ziegler For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
ARVINAS, INC.
Ticker: ARVN Security ID: 04335A105
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Dixon For For Management
1.2 Elect Director Edward Kennedy, Jr. For For Management
1.3 Elect Director Bradley Margus For For Management
1.4 Elect Director Briggs Morrison For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC.
Ticker: ABG Security ID: 043436104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Reddin For For Management
1b Elect Director Joel Alsfine For For Management
1c Elect Director Thomas C. DeLoach, Jr. For For Management
1d Elect Director William D. Fay For For Management
1e Elect Director David W. Hult For For Management
1f Elect Director Juanita T. James For For Management
1g Elect Director Philip F. Maritz For For Management
1h Elect Director Maureen F. Morrison For For Management
1i Elect Director Bridget Ryan-Berman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASGN INCORPORATED
Ticker: ASGN Security ID: 00191U102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Dyer For For Management
1.2 Elect Director Mariel A. Joliet For For Management
1.3 Elect Director Marty R. Kittrell For For Management
1.4 Elect Director Carol Lindstrom For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASPEN AEROGELS, INC.
Ticker: ASPN Security ID: 04523Y105
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca B. Blalock For Withhold Management
1.2 Elect Director Robert M. Gervis For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASPEN GROUP, INC.
Ticker: ASPU Security ID: 04530L203
Meeting Date: DEC 21, 2020 Meeting Type: Annual
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Mathews For For Management
1.2 Elect Director Frank J. Cotroneo For For Management
1.3 Elect Director Norman D. Dicks For For Management
1.4 Elect Director C. James Jensen For For Management
1.5 Elect Director Andrew Kaplan For For Management
1.6 Elect Director Douglas Kass For For Management
1.7 Elect Director Michael Koehneman For For Management
1.8 Elect Director Sanford Rich For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Salberg & Company, P.A. as For For Management
Auditors
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
6 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ASPIRA WOMEN'S HEALTH INC.
Ticker: AWH Security ID: 04537Y109
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Brooks For For Management
1.2 Elect Director Veronica G.H. Jordan For For Management
1.3 Elect Director James T. LaFrance For Against Management
1.4 Elect Director Valerie B. Palmieri For For Management
1.5 Elect Director Nicole Sandford For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASSEMBLY BIOSCIENCES, INC.
Ticker: ASMB Security ID: 045396108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony E. Altig For For Management
1b Elect Director Gina Consylman For For Management
1c Elect Director Richard D. DiMarchi For For Management
1d Elect Director Myron Z. Holubiak For For Management
1e Elect Director Lisa R. Johnson-Pratt For For Management
1f Elect Director Susan Mahony For For Management
1g Elect Director John G. McHutchison For For Management
1h Elect Director William R. Ringo, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ASSETMARK FINANCIAL HOLDINGS, INC.
Ticker: AMK Security ID: 04546L106
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia Guinn For For Management
1.2 Elect Director Ying Sun For Withhold Management
1.3 Elect Director Joseph Velli For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASTEC INDUSTRIES, INC.
Ticker: ASTE Security ID: 046224101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Baker For For Management
1.2 Elect Director Glen E. Tellock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASTRONICS CORPORATION
Ticker: ATRO Security ID: 046433108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond W. Boushie For For Management
1.2 Elect Director Robert T. Brady For For Management
1.3 Elect Director Tonit M. Calaway For For Management
1.4 Elect Director Jeffry D. Frisby For For Management
1.5 Elect Director Peter J. Gundermann For For Management
1.6 Elect Director Warren C. Johnson For For Management
1.7 Elect Director Robert S. Keane For For Management
1.8 Elect Director Neil Y. Kim For For Management
1.9 Elect Director Mark Moran For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AT HOME GROUP INC.
Ticker: HOME Security ID: 04650Y100
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy A. Beck For For Management
1.2 Elect Director John J. Butcher For Withhold Management
1.3 Elect Director Philip L. Francis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ATARA BIOTHERAPEUTICS, INC.
Ticker: ATRA Security ID: 046513107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric L. Dobmeier For For Management
1.2 Elect Director William K. Heiden For For Management
1.3 Elect Director Beth Seidenberg For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATEA PHARMACEUTICALS, INC.
Ticker: AVIR Security ID: 04683R106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Pierre Sommadossi For Withhold Management
1.2 Elect Director Franklin Berger For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATHENEX, INC.
Ticker: ATNX Security ID: 04685N103
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephanie Davis For Withhold Management
1.2 Elect Director Benson Kwan Hung Tsang For For Management
1.3 Elect Director Jinn Wu For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATHERSYS, INC.
Ticker: ATHX Security ID: 04744L106
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ismail Kola For For Management
1b Elect Director John Harrington For For Management
1c Elect Director Hardy TS Kagimoto For For Management
1d Elect Director Katherine Kalin For For Management
1e Elect Director Lorin Randall For For Management
1f Elect Director Baiju Shah For For Management
1g Elect Director Kenneth Traub For For Management
1h Elect Director Jane Wasman For For Management
1i Elect Director Jack Wyszomierski For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATHIRA PHARMA, INC.
Ticker: ATHA Security ID: 04746L104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tadataka Yamada For Withhold Management
1.2 Elect Director Leen Kawas For For Management
1.3 Elect Director Barbara Kosacz For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATKORE INTERNATIONAL GROUP INC.
Ticker: ATKR Security ID: 047649108
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Betty R. Johnson For For Management
1b Elect Director William E. Waltz, Jr. For For Management
1c Elect Director A. Mark Zeffiro For For Management
1d Elect Director Jeri L. Isbell For For Management
1e Elect Director Wilbert W. James, Jr. For For Management
1f Elect Director Michael V. Schrock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC.
Ticker: ACBI Security ID: 048269203
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. "Sonny" For For Management
Deriso, Jr.
1.2 Elect Director Shantella E. "Shan" For For Management
Cooper
1.3 Elect Director David H. Eidson For For Management
1.4 Elect Director Henchy R. Enden For For Management
1.5 Elect Director James H. Graves For For Management
1.6 Elect Director Douglas J. Hertz For For Management
1.7 Elect Director Thomas "Tommy" M. Holder For For Management
1.8 Elect Director Lizanne Thomas For For Management
1.9 Elect Director Douglas L. Williams For For Management
1.10 Elect Director Marietta Edmunds Zakas For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ATLANTIC POWER CORPORATION
Ticker: ATP Security ID: 04878Q863
Meeting Date: APR 07, 2021 Meeting Type: Special
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition by I Squared For For Management
Capital
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ATLANTIC UNION BANKSHARES CORPORTATION
Ticker: AUB Security ID: 04911A107
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas P. Rohman For For Management
1.2 Elect Director Thomas G. Snead, Jr. For For Management
1.3 Elect Director Ronald L. Tillett For For Management
1.4 Elect Director Keith L. Wampler For For Management
1.5 Elect Director F. Blair Wimbush For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATLANTICUS HOLDINGS CORPORATION
Ticker: ATLC Security ID: 04914Y102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Hanna For Withhold Management
1.2 Elect Director Denise M. Harrod For For Management
1.3 Elect Director Jeffrey A. Howard For For Management
1.4 Elect Director Deal W. Hudson For For Management
1.5 Elect Director Joann G. Jones For For Management
1.6 Elect Director Mack F. Mattingly For For Management
1.7 Elect Director Thomas G. Rosencrants For For Management
--------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC.
Ticker: AAWW Security ID: 049164205
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. Bernlohr For For Management
1.2 Elect Director Charles F. Bolden, Jr. For For Management
1.3 Elect Director John W. Dietrich For For Management
1.4 Elect Director Beverly K. Goulet For For Management
1.5 Elect Director Bobby J. Griffin For For Management
1.6 Elect Director Carol B. Hallett For For Management
1.7 Elect Director Duncan J. McNabb For For Management
1.8 Elect Director Sheila A. Stamps For For Management
1.9 Elect Director John K. Wulff For For Management
1.10 Elect Director Carol J. Zierhoffer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATN INTERNATIONAL, INC.
Ticker: ATNI Security ID: 00215F107
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bernard J. Bulkin For For Management
1b Elect Director James S. Eisenstein For For Management
1c Elect Director Richard J. Ganong For For Management
1d Elect Director John C. Kennedy For For Management
1e Elect Director Pamela F. Lenehan For For Management
1f Elect Director Liane J. Pelletier For For Management
1g Elect Director Michael T. Prior For For Management
1h Elect Director Charles J. Roesslein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATN INTERNATIONAL, INC.
Ticker: ATNI Security ID: 00215F107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bernard J. Bulkin For For Management
1b Elect Director James S. Eisenstein For For Management
1c Elect Director Richard J. Ganong For For Management
1d Elect Director John C. Kennedy For For Management
1e Elect Director Pamela F. Lenehan For For Management
1f Elect Director Liane J. Pelletier For For Management
1g Elect Director Michael T. Prior For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATOMERA INCORPORATED
Ticker: ATOM Security ID: 04965B100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Gerber For For Management
1.2 Elect Director Scott Bibaud For For Management
1.3 Elect Director C. Rinn Cleavelin For For Management
1.4 Elect Director Steve Shevick For For Management
1.5 Elect Director Duy-Loan T. Le For Withhold Management
2 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATRECA, INC.
Ticker: BCEL Security ID: 04965G109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Atwood For Withhold Management
1.2 Elect Director William H. Robinson For For Management
1.3 Elect Director Tito A. Serafini For For Management
2 Ratify OUM & Co. LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATRICURE, INC.
Ticker: ATRC Security ID: 04963C209
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael H. Carrel For For Management
1b Elect Director Mark A. Collar For For Management
1c Elect Director Daniel P. Florin For For Management
1d Elect Director Regina E. Groves For For Management
1e Elect Director B. Kristine Johnson For For Management
1f Elect Director Karen N. Prange For For Management
1g Elect Director Sven A. Wehrwein For For Management
1h Elect Director Robert S. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATRION CORPORATION
Ticker: ATRI Security ID: 049904105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Preston G. Athey For Against Management
1b Elect Director Hugh J. Morgan, Jr. For Against Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AUBURN NATIONAL BANCORPORATION, INC.
Ticker: AUBN Security ID: 050473107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Wayne Alderman For For Management
1.2 Elect Director Terry W. Andrus For For Management
1.3 Elect Director J. Tutt Barrett For For Management
1.4 Elect Director Laura J. Cooper For For Management
1.5 Elect Director Robert W. Dumas For For Management
1.6 Elect Director William F. Ham, Jr. For For Management
1.7 Elect Director David E. Housel For For Management
1.8 Elect Director Anne M. May For For Management
1.9 Elect Director Edward Lee Spencer, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Elliott Davis LLC as Auditors For For Management
--------------------------------------------------------------------------------
AUDACY, INC.
Ticker: AUD Security ID: 293639100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David Levy For For Management
2.1 Elect Director Louise C. Kramer For For Management
2.2 Elect Director Susan K. Neely For For Management
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVANOS MEDICAL, INC.
Ticker: AVNS Security ID: 05350V106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary D. Blackford For For Management
1b Elect Director Patrick J. O'Leary For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVAYA HOLDINGS CORP.
Ticker: AVYA Security ID: 05351X101
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Chirico, Jr. For For Management
1.2 Elect Director Stephan Scholl For For Management
1.3 Elect Director Susan L. Spradley For For Management
1.4 Elect Director Stanley J. Sutula, III For For Management
1.5 Elect Director Robert Theis For For Management
1.6 Elect Director Scott D. Vogel For For Management
1.7 Elect Director William D. Watkins For For Management
1.8 Elect Director Jacqueline 'Jackie' E. For For Management
Yeaney
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVEO PHARMACEUTICALS, INC.
Ticker: AVEO Security ID: 053588307
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Bailey For For Management
1.2 Elect Director Kenneth Bate For For Management
1.3 Elect Director Kevin Cullen For For Management
1.4 Elect Director Corinne Epperly For For Management
1.5 Elect Director Anthony Evnin For For Management
1.6 Elect Director Gregory Mayes For For Management
1.7 Elect Director Scarlett Spring For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVID BIOSERVICES, INC.
Ticker: CDMO Security ID: 05368M106
Meeting Date: OCT 20, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bamforth For For Management
1.2 Elect Director Joseph Carleone For For Management
1.3 Elect Director Nicholas S. Green For For Management
1.4 Elect Director Richard B. Hancock For For Management
1.5 Elect Director Catherine J. Mackey For For Management
1.6 Elect Director Gregory P. Sargen For For Management
1.7 Elect Director Patrick D. Walsh For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVID TECHNOLOGY, INC.
Ticker: AVID Security ID: 05367P100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christian A. Asmar For For Management
1b Elect Director Elizabeth M. Daley For For Management
1c Elect Director Nancy Hawthorne For For Management
1d Elect Director Michelle Munson For For Management
1e Elect Director Daniel B. Silvers For For Management
1f Elect Director John P. Wallace For For Management
1g Elect Director Peter Westley For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVIDITY BIOSCIENCES, INC.
Ticker: RNA Security ID: 05370A108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carsten Boess For For Management
1.2 Elect Director Sarah Boyce For For Management
1.3 Elect Director Troy Wilson For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVIENT CORPORATION
Ticker: AVNT Security ID: 05368V106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Abernathy For For Management
1.2 Elect Director Richard H. Fearon For For Management
1.3 Elect Director Gregory J. Goff For For Management
1.4 Elect Director William R. Jellison For For Management
1.5 Elect Director Sandra Beach Lin For For Management
1.6 Elect Director Kim Ann Mink For For Management
1.7 Elect Director Robert M. Patterson For For Management
1.8 Elect Director Kerry J. Preete For For Management
1.9 Elect Director Patricia Verduin For For Management
1.10 Elect Director William A. Wulfsohn For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVIS BUDGET GROUP, INC.
Ticker: CAR Security ID: 053774105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernardo Hees For For Management
1.2 Elect Director Lynn Krominga For For Management
1.3 Elect Director Glenn Lurie For For Management
1.4 Elect Director Jagdeep Pahwa For For Management
1.5 Elect Director Karthik Sarma For For Management
1.6 Elect Director Carl Sparks For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVISTA CORPORATION
Ticker: AVA Security ID: 05379B107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristianne Blake For For Management
1b Elect Director Donald C. Burke For For Management
1c Elect Director Rebecca A. Klein For For Management
1d Elect Director Sena M. Kwawu For For Management
1e Elect Director Scott H. Maw For For Management
1f Elect Director Scott L. Morris For For Management
1g Elect Director Jeffry L. Philipps For For Management
1h Elect Director Heidi B. Stanley For For Management
1i Elect Director R. John Taylor For For Management
1j Elect Director Dennis P. Vermillion For For Management
1k Elect Director Janet D. Widmann For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVROBIO, INC.
Ticker: AVRO Security ID: 05455M100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Booth For For Management
1.2 Elect Director Phillip B. Donenberg For Withhold Management
1.3 Elect Director Geoff MacKay For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AXCELIS TECHNOLOGIES, INC.
Ticker: ACLS Security ID: 054540208
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tzu-Yin "TY" Chiu For For Management
1.2 Elect Director Richard J. Faubert For For Management
1.3 Elect Director Arthur L. George, Jr. For For Management
1.4 Elect Director Joseph P. Keithley For For Management
1.5 Elect Director John T. Kurtzweil For For Management
1.6 Elect Director Mary G. Puma For For Management
1.7 Elect Director Thomas St. Dennis For For Management
1.8 Elect Director Jorge Titinger For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXCELLA HEALTH INC.
Ticker: AXLA Security ID: 05454B105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Behar For For Management
1.2 Elect Director Gary Pisano For For Management
1.3 Elect Director Cristina M. Rondinone For Withhold Management
1.4 Elect Director Shreeram Aradhye For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AXOGEN, INC.
Ticker: AXGN Security ID: 05463X106
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen Zaderej For For Management
1.2 Elect Director Gregory Freitag For For Management
1.3 Elect Director Quentin Blackford For For Management
1.4 Elect Director Mark Gold For For Management
1.5 Elect Director Alan Levine For For Management
1.6 Elect Director Guido Neels For For Management
1.7 Elect Director Paul Thomas For For Management
1.8 Elect Director Amy Wendell For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AXONICS, INC.
Ticker: AXNX Security ID: 05465P101
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond W. Cohen For For Management
1b Elect Director Robert E. McNamara For For Management
1c Elect Director Michael H. Carrel For For Management
1d Elect Director Nancy Snyderman For Against Management
1e Elect Director Jane E. Kiernan For For Management
1f Elect Director David M. Demski For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AXOS FINANCIAL, INC.
Ticker: AX Security ID: 05465C100
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brandon Black For Withhold Management
1.2 Elect Director Tamara N. Bohlig For For Management
1.3 Elect Director Nicholas A. Mosich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AXSOME THERAPEUTICS, INC.
Ticker: AXSM Security ID: 05464T104
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herriot Tabuteau For For Management
1.2 Elect Director Mark Coleman For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AXT, INC.
Ticker: AXTI Security ID: 00246W103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jesse Chen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify BPM LLP as Auditors For For Management
--------------------------------------------------------------------------------
AYTU BIOPHARMA, INC.
Ticker: AYTU Security ID: 054754874
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua R. Disbrow For For Management
1.2 Elect Director Gary V. Cantrell For For Management
1.3 Elect Director Carl C. Dockery For For Management
1.4 Elect Director John Donofrio, Jr. For For Management
1.5 Elect Director Michael Macaluso For Withhold Management
1.6 Elect Director Beth Hecht For For Management
1.7 Elect Director Steven J. Boyd For For Management
1.8 Elect Director Jerry McLaughlin For For Management
2 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
AZZ INC.
Ticker: AZZ Security ID: 002474104
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel E. Berce For For Management
1.2 Elect Director Paul Eisman For For Management
1.3 Elect Director Daniel R. Feehan For For Management
1.4 Elect Director Thomas E. Ferguson For For Management
1.5 Elect Director Kevern R. Joyce For For Management
1.6 Elect Director Venita McCellon-Allen For For Management
1.7 Elect Director Ed McGough For For Management
1.8 Elect Director Steven R. Purvis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
B&G FOODS, INC.
Ticker: BGS Security ID: 05508R106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director DeAnn L. Brunts For For Management
1.2 Elect Director Debra Martin Chase For For Management
1.3 Elect Director Charles F. Marcy For For Management
1.4 Elect Director Robert D. Mills For For Management
1.5 Elect Director Dennis M. Mullen For For Management
1.6 Elect Director Cheryl M. Palmer For For Management
1.7 Elect Director Alfred Poe For For Management
1.8 Elect Director Stephen C. Sherrill For For Management
1.9 Elect Director David L. Wenner For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
B. RILEY FINANCIAL, INC.
Ticker: RILY Security ID: 05580M108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryant R. Riley For Against Management
1.2 Elect Director Thomas J. Kelleher For For Management
1.3 Elect Director Robert L. Antin For For Management
1.4 Elect Director Robert D'Agostino For For Management
1.5 Elect Director Randall E. Paulson For For Management
1.6 Elect Director Michael J. Sheldon For For Management
1.7 Elect Director Mimi K. Walters For For Management
1.8 Elect Director Mikel H. Williams For For Management
2 Ratify Marcum LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
BADGER METER, INC.
Ticker: BMI Security ID: 056525108
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd A. Adams For For Management
1.2 Elect Director Kenneth C. Bockhorst For For Management
1.3 Elect Director Gale E. Klappa For For Management
1.4 Elect Director Gail A. Lione For For Management
1.5 Elect Director James W. McGill For For Management
1.6 Elect Director Tessa M. Myers For For Management
1.7 Elect Director James F. Stern For For Management
1.8 Elect Director Glen E. Tellock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Report on Board Diversity Against Against Shareholder
--------------------------------------------------------------------------------
BALCHEM CORPORATION
Ticker: BCPC Security ID: 057665200
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Knutson For For Management
1.2 Elect Director Joyce Lee For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BALLY'S CORPORATION
Ticker: BALY Security ID: 05875B106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence Downey For Against Management
1b Elect Director Jaymin B. Patel For For Management
1c Elect Director Wanda Y. Wilson For For Management
2 Increase Authorized Common Stock For For Management
3 Authorize New Class of Preferred Stock For Against Management
4 Amend Certificate of Incorporation to For For Management
Include New Jersey Gaming Law
Requirements
5 Approve Omnibus Stock Plan For Against Management
6 Ratify Deloitte and Touche, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BALLY'S CORPORATION
Ticker: BALY Security ID: 05875B106
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BANC OF CALIFORNIA, INC.
Ticker: BANC Security ID: 05990K106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. "Conan" Barker For For Management
1b Elect Director Mary A. Curran For For Management
1c Elect Director B.A. Fallon-Walsh For For Management
1d Elect Director Bonnie G. Hill For For Management
1e Elect Director Richard J. Lashley For For Management
1f Elect Director Jonah F. Schnel For For Management
1g Elect Director Robert D. Sznewajs For For Management
1h Elect Director Andrew Thau For For Management
1i Elect Director Jared M. Wolff For For Management
1j Elect Director W. Kirk Wycoff For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANC OF CALIFORNIA, INC.
Ticker: BANC Security ID: 05990K106
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BANCFIRST CORPORATION
Ticker: BANF Security ID: 05945F103
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Stock Option Plan For Against Management
--------------------------------------------------------------------------------
BANCFIRST CORPORATION
Ticker: BANF Security ID: 05945F103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis L. Brand For For Management
1.2 Elect Director C. L. Craig, Jr. For For Management
1.3 Elect Director F. Ford Drummond For For Management
1.4 Elect Director Joseph Ford For For Management
1.5 Elect Director Joe R. Goyne For For Management
1.6 Elect Director David R. Harlow For For Management
1.7 Elect Director William O. Johnstone For For Management
1.8 Elect Director Frank Keating For For Management
1.9 Elect Director Bill G. Lance For For Management
1.10 Elect Director Dave R. Lopez For For Management
1.11 Elect Director William Scott Martin For For Management
1.12 Elect Director Tom H. McCasland, III For For Management
1.13 Elect Director David E. Rainbolt For For Management
1.14 Elect Director H.E. Rainbolt For For Management
1.15 Elect Director Robin Roberson For For Management
1.16 Elect Director Darryl W. Schmidt For For Management
1.17 Elect Director Natalie Shirley For For Management
1.18 Elect Director Michael K. Wallace For For Management
1.19 Elect Director Gregory G. Wedel For For Management
1.20 Elect Director G. Rainey Williams, Jr. For For Management
2 Amend Stock Option Plan For Against Management
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Amend Deferred Compensation Plan For For Management
5 Ratify BKD, LLP as Auditor For For Management
--------------------------------------------------------------------------------
BANCO LATINOAMERICANO DE COMERCIO EXTERIOR, S.A.
Ticker: BLX Security ID: P16994132
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Ratify KPMG as Auditors For For Management
3a Elect Director Miguel Heras Castro For For Management
3b Elect Director Isela Costantini For For Management
3c Elect Director Alexandra M. Aguirre For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANCORPSOUTH BANK
Ticker: BXS Security ID: 05971J102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlotte N. Corley For For Management
1.2 Elect Director Keith J. Jackson For For Management
1.3 Elect Director Larry G. Kirk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BANDWIDTH INC.
Ticker: BAND Security ID: 05988J103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian D. Bailey For Withhold Management
1.2 Elect Director Lukas M. Roush For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK FIRST CORPORATION
Ticker: BFC Security ID: 06211J100
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary-Kay H. Bourbulas For For Management
1.2 Elect Director Robert D. Gregorski For For Management
1.3 Elect Director Phillip R. Maples For For Management
1.4 Elect Director Peter J. Van Sistine For For Management
2 Ratify Dixon Hughes Goodman, LLP as For For Management
Auditors
3 Other Business For Against Management
--------------------------------------------------------------------------------
BANK OF COMMERCE HOLDINGS
Ticker: BOCH Security ID: 06424J103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orin N. Bennett For For Management
1.2 Elect Director Randall S. Eslick For For Management
1.3 Elect Director Joseph Q. Gibson For For Management
1.4 Elect Director Jon W. Halfhide For For Management
1.5 Elect Director David J. Inderkum For For Management
1.6 Elect Director Linda J. Miles For For Management
1.7 Elect Director Diane D. Miller For For Management
1.8 Elect Director Karl L. Silberstein For For Management
1.9 Elect Director Terence J. Street For For Management
1.10 Elect Director Lyle L. Tullis For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK OF MARIN BANCORP
Ticker: BMRC Security ID: 063425102
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: JUN 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven I. Barlow For For Management
1.2 Elect Director Russell A. Colombo For For Management
1.3 Elect Director James C. Hale For For Management
1.4 Elect Director Robert Heller For For Management
1.5 Elect Director Norma J. Howard For For Management
1.6 Elect Director Kevin R. Kennedy For For Management
1.7 Elect Director William H. McDevitt, Jr. For For Management
1.8 Elect Director Leslie E. Murphy For For Management
1.9 Elect Director Sanjiv S. Sanghvi For For Management
1.10 Elect Director Joel Sklar For For Management
1.11 Elect Director Brian M. Sobel For Withhold Management
1.12 Elect Director Secil Tabli Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditor For For Management
--------------------------------------------------------------------------------
BANKUNITED, INC.
Ticker: BKU Security ID: 06652K103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rajinder P. Singh For For Management
1.2 Elect Director Tere Blanca For For Management
1.3 Elect Director John N. DiGiacomo For For Management
1.4 Elect Director Michael J. Dowling For For Management
1.5 Elect Director Douglas J. Pauls For For Management
1.6 Elect Director A. Gail Prudenti For For Management
1.7 Elect Director William S. Rubenstein For For Management
1.8 Elect Director Sanjiv Sobti For For Management
1.9 Elect Director Lynne Wines For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANKWELL FINANCIAL GROUP, INC.
Ticker: BWFG Security ID: 06654A103
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George P. Bauer For For Management
1.2 Elect Director Gail E.D. Brathwaite For Withhold Management
1.3 Elect Director Richard E. Castiglioni For Withhold Management
1.4 Elect Director Eric J. Dale For For Management
1.5 Elect Director Blake S. Drexler For For Management
1.6 Elect Director James M. Garnett, Jr. For For Management
1.7 Elect Director Christopher R. Gruseke For For Management
1.8 Elect Director Daniel S. Jones For For Management
1.9 Elect Director Todd Lampert For Withhold Management
1.10 Elect Director Victor S. Liss For For Management
1.11 Elect Director Carl M. Porto For Withhold Management
1.12 Elect Director Lawrence B. Seidman For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
BANNER CORPORATION
Ticker: BANR Security ID: 06652V208
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roberto R. Herencia For For Management
1.2 Elect Director John R. Layman For For Management
1.3 Elect Director Kevin F. Riordan For For Management
1.4 Elect Director Terry Schwakopf For For Management
1.5 Elect Director Ellen R.M. Boyer For For Management
1.6 Elect Director David I. Matson For For Management
1.7 Elect Director John Pedersen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
BAR HARBOR BANKSHARES
Ticker: BHB Security ID: 066849100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daina H. Belair For For Management
1b Elect Director Matthew L. Caras For For Management
1c Elect Director David M. Colter For For Management
1d Elect Director Steven H. Dimick For For Management
1e Elect Director Martha T. Dudman For For Management
1f Elect Director Lauri E. Fernald For For Management
1g Elect Director Brendan J. O'Halloran For For Management
1h Elect Director Curtis C. Simard For For Management
1i Elect Director Kenneth E. Smith For For Management
1j Elect Director Stephen R. Theroux For For Management
1k Elect Director Scott G. Toothaker For For Management
1l Elect Director David B. Woodside For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
BARNES GROUP INC.
Ticker: B Security ID: 067806109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas O. Barnes For For Management
1b Elect Director Elijah K. Barnes For For Management
1c Elect Director Patrick J. Dempsey For For Management
1d Elect Director Richard J. Hipple For For Management
1e Elect Director Thomas J. Hook For For Management
1f Elect Director Daphne E. Jones For For Management
1g Elect Director Mylle H. Mangum For For Management
1h Elect Director Hans-Peter Manner For For Management
1i Elect Director William J. Morgan For For Management
1j Elect Director Anthony V. Nicolosi For For Management
1k Elect Director JoAnna L. Sohovich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
BARRETT BUSINESS SERVICES, INC.
Ticker: BBSI Security ID: 068463108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Carley For For Management
1.2 Elect Director Thomas B. Cusick For For Management
1.3 Elect Director Diane L. Dewbrey For For Management
1.4 Elect Director James B. Hicks For For Management
1.5 Elect Director Jon L. Justesen For For Management
1.6 Elect Director Gary E. Kramer For For Management
1.7 Elect Director Anthony Meeker For For Management
1.8 Elect Director Carla A. Moradi For For Management
1.9 Elect Director Vincent P. Price For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BAYCOM CORP
Ticker: BCML Security ID: 07272M107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Camp For For Management
1.2 Elect Director Harpreet S. Chaudhary For For Management
1.3 Elect Director Rocco Davis For For Management
1.4 Elect Director George J. Guarini For For Management
1.5 Elect Director Malcolm F. Hotchkiss For Withhold Management
1.6 Elect Director Lloyd W. Kendall, Jr. For For Management
1.7 Elect Director Robert G. Laverne For For Management
1.8 Elect Director Syvia L. Magid For For Management
1.9 Elect Director David M. Spatz For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
BBX CAPITAL CORPORATION
Ticker: BBX Security ID: 05491N302
Meeting Date: SEP 25, 2020 Meeting Type: Special
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Spin-Off Agreement For For Management
2 Change Company Name to Bluegreen For For Management
Vacations Holding Corporation
--------------------------------------------------------------------------------
BEACON ROOFING SUPPLY, INC.
Ticker: BECN Security ID: 073685109
Meeting Date: FEB 19, 2021 Meeting Type: Annual
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip W. Knisely For For Management
1.2 Elect Director Julian G. Francis For For Management
1.3 Elect Director Carl T. Berquist For For Management
1.4 Elect Director Barbara G. Fast For For Management
1.5 Elect Director Richard W. Frost For For Management
1.6 Elect Director Alan Gershenhorn For For Management
1.7 Elect Director Robert M. McLaughlin For For Management
1.8 Elect Director Neil S. Novich For For Management
1.9 Elect Director Stuart A. Randle For For Management
1.10 Elect Director Nathan K. Sleeper For For Management
1.11 Elect Director Douglas L. Young For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BEAM THERAPEUTICS, INC.
Ticker: BEAM Security ID: 07373V105
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristina Burow For For Management
1b Elect Director Graham Cooper For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BEAZER HOMES USA, INC.
Ticker: BZH Security ID: 07556Q881
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth S. Acton For For Management
1b Elect Director Allan P. Merrill For For Management
1c Elect Director Peter M. Orser For For Management
1d Elect Director Norma A. Provencio For For Management
1e Elect Director Danny R. Shepherd For For Management
1f Elect Director David J. Spitz For For Management
1g Elect Director C. Christian Winkle For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harriet Edelman For For Management
1b Elect Director Mark J. Tritton For For Management
1c Elect Director John E. Fleming For For Management
1d Elect Director Sue E. Gove For For Management
1e Elect Director Jeffrey A. Kirwan For For Management
1f Elect Director Johnathan B. (JB) For For Management
Osborne
1g Elect Director Harsha Ramalingam For For Management
1h Elect Director Virginia P. Ruesterholz For For Management
1i Elect Director Joshua E. Schechter For For Management
1j Elect Director Andrea Weiss For For Management
1k Elect Director Mary A. Winston For For Management
1l Elect Director Ann Yerger For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BED BATH & BEYOND INC.
Ticker: BBBY Security ID: 075896100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harriet Edelman For For Management
1b Elect Director Mark J. Tritton For For Management
1c Elect Director John E. Fleming For For Management
1d Elect Director Sue E. Gove For For Management
1e Elect Director Jeffrey A. Kirwan For For Management
1f Elect Director Virginia P. Ruesterholz For For Management
1g Elect Director Joshua E. Schechter For For Management
1h Elect Director Andrea M. Weiss For For Management
1i Elect Director Mary A. Winston For For Management
1j Elect Director Ann Yerger For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BELDEN INC.
Ticker: BDC Security ID: 077454106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Aldrich For For Management
1.2 Elect Director Lance C. Balk For For Management
1.3 Elect Director Steven W. Berglund For For Management
1.4 Elect Director Diane D. Brink For For Management
1.5 Elect Director Judy L. Brown For For Management
1.6 Elect Director Nancy Calderon For For Management
1.7 Elect Director Bryan C. Cressey For For Management
1.8 Elect Director Jonathan C. Klein For For Management
1.9 Elect Director George E. Minnich For For Management
1.10 Elect Director Roel Vestjens For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
BELLRING BRANDS, INC.
Ticker: BRBR Security ID: 079823100
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer Kuperman For Withhold Management
1.2 Elect Director Thomas P. Erickson For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC.
Ticker: BHE Security ID: 08160H101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Scheible For For Management
1.2 Elect Director Bruce A. Carlson For For Management
1.3 Elect Director Anne De Greef-Safft For For Management
1.4 Elect Director Douglas G. Duncan For For Management
1.5 Elect Director Robert K. Gifford For For Management
1.6 Elect Director Kenneth T. Lamneck For For Management
1.7 Elect Director Jeffrey S. McCreary For For Management
1.8 Elect Director Merilee Raines For For Management
1.9 Elect Director Jeffrey W. Benck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BENEFITFOCUS, INC.
Ticker: BNFT Security ID: 08180D106
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2A Elect Director Coretha M. Rushing For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Issuance of Common Stock Upon For For Management
Conversion of Series A Convertible
Preferred Stock
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC.
Ticker: BHLB Security ID: 084680107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Baye Adofo-Wilson For For Management
1.2 Elect Director Deborah P. Bailey For For Management
1.3 Elect Director Rheo A. Brouillard For For Management
1.4 Elect Director David M. Brunelle For For Management
1.5 Elect Director Robert M. Curley For For Management
1.6 Elect Director John B. Davies For For Management
1.7 Elect Director J. Williar Dunlaevy For For Management
1.8 Elect Director William H. Hughes, III For For Management
1.9 Elect Director Sylvia Maxfield For For Management
1.10 Elect Director Nitin J. Mhatre For For Management
1.11 Elect Director Laurie Norton Moffatt For For Management
1.12 Elect Director Jonathan I. Shulman For For Management
1.13 Elect Director Michael A. Zaitzeff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERRY CORPORATION (BRY)
Ticker: BRY Security ID: 08579X101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cary Baetz For For Management
1.2 Elect Director Brent Buckley For For Management
1.3 Elect Director Renee Hornbaker For For Management
1.4 Elect Director Anne Mariucci For For Management
1.5 Elect Director Don Paul For For Management
1.6 Elect Director Arthur "Trem" Smith For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BEYOND AIR, INC.
Ticker: XAIR Security ID: 08862L103
Meeting Date: MAR 04, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Lisi For For Management
1.2 Elect Director Amir Avniel For For Management
1.3 Elect Director Ron Bentsur For For Management
1.4 Elect Director Robert F. Carey For For Management
1.5 Elect Director William Forbes For For Management
1.6 Elect Director Yoori Lee For For Management
1.7 Elect Director Erick J. Lucera For Withhold Management
2 Ratify Friedman LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
--------------------------------------------------------------------------------
BEYONDSPRING INC.
Ticker: BYSI Security ID: G10830100
Meeting Date: MAR 15, 2021 Meeting Type: Special
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BG STAFFING, INC.
Ticker: BGSF Security ID: 05544A109
Meeting Date: NOV 03, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Allen, Jr. For For Management
1.2 Elect Director Douglas E. Hailey For Withhold Management
2 Ratify Whitley Penn LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIG LOTS, INC.
Ticker: BIG Security ID: 089302103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Campos For For Management
1.2 Elect Director James R. Chambers For For Management
1.3 Elect Director Sebastian J. DiGrande For For Management
1.4 Elect Director Marla C. Gottschalk For For Management
1.5 Elect Director Cynthia T. Jamison For For Management
1.6 Elect Director Thomas A. Kingsbury For For Management
1.7 Elect Director Christopher J. McCormick For For Management
1.8 Elect Director Kimberley A. Newton For For Management
1.9 Elect Director Nancy A. Reardon For For Management
1.10 Elect Director Wendy L. Schoppert For For Management
1.11 Elect Director Bruce K. Thorn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BIOATLA, INC.
Ticker: BCAB Security ID: 09077B104
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sylvia McBrinn For For Management
1.2 Elect Director Guy Levy For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIOCRYST PHARMACEUTICALS, INC.
Ticker: BCRX Security ID: 09058V103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy J. Hutson For For Management
1.2 Elect Director Robert A. Ingram For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
BIODELIVERY SCIENCES INTERNATIONAL, INC.
Ticker: BDSI Security ID: 09060J106
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratification of Declassification and For For Management
Adoption of Majority Voting for
Director Elections
2aa Elect Director Peter S. Greenleaf For For Management
2ab Elect Director Todd C. Davis For For Management
2ac Elect Director Mark A. Sirgo For For Management
2ad Elect Director Kevin Kotler For For Management
2ae Elect Director William Mark Watson For For Management
2af Elect Director Vanila Singh For For Management
2ag Elect Director Jeffrey Bailey For For Management
2ba Elect Director Peter S. Greenleaf For For Management
2bb Elect Director Todd C. Davis For For Management
2bc Elect Director Mark A. Sirgo For For Management
2bd Elect Director Kevin Kotler For For Management
2be Elect Director William Mark Watson For For Management
2bf Elect Director Vanila Singh For For Management
2bg Elect Director Jeffrey Bailey For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD.
Ticker: BHVN Security ID: G11196105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julia P. Gregory For For Management
1b Elect Director Michael T. Heffernan For Against Management
1c Elect Director Robert J. Hugin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOLIFE SOLUTIONS, INC.
Ticker: BLFS Security ID: 09062W204
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Rice For For Management
1.2 Elect Director Raymond W. Cohen For For Management
1.3 Elect Director Thomas Girschweiler For For Management
1.4 Elect Director Andrew Hinson For For Management
1.5 Elect Director Joseph Schick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BIOLIFE SOLUTIONS, INC.
Ticker: BLFS Security ID: 09062W204
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Rice For For Management
1.2 Elect Director Raymond W. Cohen For For Management
1.3 Elect Director Andrew Hinson For For Management
1.4 Elect Director Joseph Schick For For Management
1.5 Elect Director Amy DuRoss For For Management
1.6 Elect Director Rachel Ellingson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BIOSIG TECHNOLOGIES, INC.
Ticker: BSGM Security ID: 09073N201
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth L. Londoner For For Management
1.2 Elect Director Jeffrey F. O'Donnell, For Withhold Management
Sr.
1.3 Elect Director David Weild, IV For For Management
1.4 Elect Director Patrick J. Gallagher For For Management
1.5 Elect Director Donald E. Foley For For Management
1.6 Elect Director Anthony Zook For Withhold Management
1.7 Elect Director Samuel E. Navarro For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Friedman LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIOXCEL THERAPEUTICS, INC.
Ticker: BTAI Security ID: 09075P105
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vimal Mehta For For Management
1.2 Elect Director Peter Mueller For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BJ'S RESTAURANTS, INC.
Ticker: BJRI Security ID: 09180C106
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUL 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter 'Pete' A. Bassi For For Management
1.2 Elect Director Larry D. Bouts For For Management
1.3 Elect Director James 'Jim' A. Dal Pozzo For For Management
1.4 Elect Director Gerald 'Jerry' W. For For Management
Deitchle
1.5 Elect Director Noah A. Elbogen For For Management
1.6 Elect Director Lea Anne S. Ottinger For For Management
1.7 Elect Director Keith E. Pascal For Withhold Management
1.8 Elect Director Janet M. Sherlock For For Management
1.9 Elect Director Gregory A. Trojan For For Management
1.10 Elect Director Patrick D. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
BJ'S RESTAURANTS, INC.
Ticker: BJRI Security ID: 09180C106
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter 'Pete' A. Bassi For For Management
1.2 Elect Director Larry D. Bouts For For Management
1.3 Elect Director Bina Chaurasia For For Management
1.4 Elect Director James 'Jim' A. Dal Pozzo For For Management
1.5 Elect Director Gerald 'Jerry' W. For For Management
Deitchle
1.6 Elect Director Noah A. Elbogen For For Management
1.7 Elect Director Lea Anne S. Ottinger For For Management
1.8 Elect Director Keith E. Pascal For For Management
1.9 Elect Director Janet M. Sherlock For For Management
1.10 Elect Director Gregory A. Trojan For For Management
1.11 Elect Director Patrick D. Walsh For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BJ'S WHOLESALE CLUB HOLDINGS, INC.
Ticker: BJ Security ID: 05550J101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Baldwin For Withhold Management
1.2 Elect Director Ken Parent For For Management
1.3 Elect Director Robert Steele For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLACK DIAMOND THERAPEUTICS, INC.
Ticker: BDTX Security ID: 09203E105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander Mayweg For For Management
1.2 Elect Director Rajeev Shah For For Management
1.3 Elect Director Robert A. Ingram For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BLACK HILLS CORPORATION
Ticker: BKH Security ID: 092113109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linden R. Evans For For Management
1.2 Elect Director Barry M. Granger For For Management
1.3 Elect Director Tony A. Jensen For For Management
1.4 Elect Director Steven R. Mills For For Management
1.5 Elect Director Scott M. Prochazka For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLACKBAUD, INC.
Ticker: BLKB Security ID: 09227Q100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George H. Ellis For For Management
1b Elect Director Andrew M. Leitch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BLACKLINE, INC.
Ticker: BL Security ID: 09239B109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Owen Ryan For Withhold Management
1.2 Elect Director Kevin Thompson For For Management
1.3 Elect Director Sophia Velastegui For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLOOM ENERGY CORPORATION
Ticker: BE Security ID: 093712107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Boskin For Withhold Management
1.2 Elect Director John T. Chambers For For Management
1.3 Elect Director L. John Doerr - None None Management
Withdrawn
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BLOOMIN' BRANDS, INC.
Ticker: BLMN Security ID: 094235108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Fitzjohn For For Management
1.2 Elect Director John P. Gainor, Jr. For For Management
1.3 Elect Director John J. Mahoney For For Management
1.4 Elect Director R. Michael Mohan For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote Against For Shareholder
Requirement
6 Report on Climate Change Against For Shareholder
--------------------------------------------------------------------------------
BLUCORA, INC.
Ticker: BCOR Security ID: 095229100
Meeting Date: APR 21, 2021 Meeting Type: Proxy Contest
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card)
1.1 Elect Director Georganne C. Proctor For For Management
1.2 Elect Director Steven Aldrich For For Management
1.3 Elect Director Mark A. Ernst For For Management
1.4 Elect Director E. Carol Hayles For For Management
1.5 Elect Director John MacIlwaine For For Management
1.6 Elect Director Tina Perry For For Management
1.7 Elect Director Karthik Rao For For Management
1.8 Elect Director Jana R. Schreuder For For Management
1.9 Elect Director Christopher W. Walters For For Management
1.10 Elect Director Mary S. Zappone For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card)
1.1 Elect Director Frederick D. DiSanto For Did Not Vote Shareholder
1.2 Elect Director Cindy Schulze Flynn For Did Not Vote Shareholder
1.3 Elect Director Robert D. MacKinlay For Did Not Vote Shareholder
1.4 Elect Director Kimberly Smith Spacek For Did Not Vote Shareholder
1.5 Management Nominee Mark A. Ernst For Did Not Vote Shareholder
1.6 Management Nominee E. Carol Hayles For Did Not Vote Shareholder
1.7 Management Nominee Tina Perry For Did Not Vote Shareholder
1.8 Management Nominee Karthik Rao For Did Not Vote Shareholder
1.9 Management Nominee Jana R. Schreuder For Did Not Vote Shareholder
1.10 Management Nominee Christopher W. For Did Not Vote Shareholder
Walters
2 Ratify Ernst & Young LLP as Auditors None Did Not Vote Management
3 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLUE BIRD CORPORATION
Ticker: BLBD Security ID: 095306106
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gurminder S. Bedi For For Management
1.2 Elect Director Kevin Penn For For Management
1.3 Elect Director Alan H. Schumacher For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLUEGREEN VACATIONS HOLDING CORPORATION
Ticker: BVH Security ID: 096308101
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Levan For Withhold Management
1.2 Elect Director John E. Abdo For Withhold Management
1.3 Elect Director Jarett S. Levan For Withhold Management
1.4 Elect Director Lawrence A. Cirillo For For Management
1.5 Elect Director Darwin Dornbush For Withhold Management
1.6 Elect Director Joel Levy For For Management
1.7 Elect Director William Nicholson For Withhold Management
2 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION
Ticker: BPMC Security ID: 09627Y109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George D. Demetri For Withhold Management
1.2 Elect Director Lynn Seely For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLUEROCK RESIDENTIAL GROWTH REIT, INC.
Ticker: BRG Security ID: 09627J102
Meeting Date: SEP 08, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For Against Management
2.1 Elect Director R. Ramin Kamfar For Withhold Management
2.2 Elect Director I. Bobby Majumder For Withhold Management
2.3 Elect Director Romano Tio For For Management
2.4 Elect Director Elizabeth Harrison For For Management
2.5 Elect Director Kamal Jafarnia For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
BMC STOCK HOLDINGS, INC.
Ticker: BMCH Security ID: 05591B109
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BOINGO WIRELESS, INC.
Ticker: WIFI Security ID: 09739C102
Meeting Date: JUN 01, 2021 Meeting Type: Special
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Abstain Management
--------------------------------------------------------------------------------
BOISE CASCADE COMPANY
Ticker: BCC Security ID: 09739D100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nate Jorgensen For For Management
1b Elect Director Richard Fleming For For Management
1c Elect Director Mack Hogans For For Management
1d Elect Director Christopher McGowan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BONANZA CREEK ENERGY, INC.
Ticker: BCEI Security ID: 097793400
Meeting Date: MAR 12, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
BONANZA CREEK ENERGY, INC.
Ticker: BCEI Security ID: 097793400
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Craddock For For Management
1.2 Elect Director Eric T. Greager For For Management
1.3 Elect Director Carrie L. Hudak For For Management
1.4 Elect Director Paul Keglevic For For Management
1.5 Elect Director Audrey Robertson For For Management
1.6 Elect Director Brian Steck For For Management
1.7 Elect Director Jeff E. Wojahn For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Tax Benefits Preservation Plan For For Management
--------------------------------------------------------------------------------
BOOT BARN HOLDINGS, INC.
Ticker: BOOT Security ID: 099406100
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Starrett For For Management
1.2 Elect Director Greg Bettinelli For For Management
1.3 Elect Director James G. Conroy For For Management
1.4 Elect Director Lisa G. Laube For For Management
1.5 Elect Director Anne MacDonald For For Management
1.6 Elect Director Brenda I. Morris For For Management
1.7 Elect Director Brad Weston For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
Ticker: BPFH Security ID: 101119105
Meeting Date: MAY 04, 2021 Meeting Type: Proxy Contest
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Approve Merger Agreement Against Did Not Vote Management
2 Advisory Vote on Golden Parachutes Against Did Not Vote Management
3 Adjourn Meeting Against Did Not Vote Management
--------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC.
Ticker: EPAY Security ID: 101388106
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. D'Amato For For Management
1.2 Elect Director Robert A. Eberle For For Management
1.3 Elect Director Jeffrey C. Leathe For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BOX, INC.
Ticker: BOX Security ID: 10316T104
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sue Barsamian For Withhold Management
1.2 Elect Director Carl Bass For For Management
1.3 Elect Director Jack Lazar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BOYD GAMING CORPORATION
Ticker: BYD Security ID: 103304101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Bailey For For Management
1.2 Elect Director Robert L. Boughner For For Management
1.3 Elect Director William R. Boyd For For Management
1.4 Elect Director William S. Boyd For For Management
1.5 Elect Director Marianne Boyd Johnson For For Management
1.6 Elect Director Keith E. Smith For For Management
1.7 Elect Director Christine J. Spadafor For For Management
1.8 Elect Director A. Randall Thoman For For Management
1.9 Elect Director Peter M. Thomas For For Management
1.10 Elect Director Paul W. Whetsell For For Management
1.11 Elect Director Veronica J. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRAINSTORM CELL THERAPEUTICS INC.
Ticker: BCLI Security ID: 10501E201
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacob Frenkel For For Management
1.2 Elect Director Irit Arbel For For Management
1.3 Elect Director Sankesh Abbhi For For Management
1.4 Elect Director June S. Almenoff For For Management
1.5 Elect Director Anthony Polverino For For Management
1.6 Elect Director Malcolm Taub For For Management
1.7 Elect Director Uri Yablonka For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Brightman Almagor Zohar & Co. For For Management
as Auditors
--------------------------------------------------------------------------------
BRIDGE BANCORP, INC.
Ticker: BDGE Security ID: 108035106
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger and Issuance of Shares For For Management
in Connection with Merger
2 Amend Certificate of Incorporation For For Management
3 Advisory Vote on Golden Parachutes For Against Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BRIDGEBIO PHARMA, INC.
Ticker: BBIO Security ID: 10806X102
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with the For For Management
Merger
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BRIDGEBIO PHARMA, INC.
Ticker: BBIO Security ID: 10806X102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Aguiar For For Management
1.2 Elect Director Ali Satvat For Withhold Management
1.3 Elect Director Jennifer E. Cook For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRIDGEWATER BANCSHARES, INC.
Ticker: BWB Security ID: 108621103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry J. Baack For For Management
1.2 Elect Director Lisa M. Brezonik For Withhold Management
1.3 Elect Director Mohammed Lawal For For Management
1.4 Elect Director Jeffrey D. Shellberg For For Management
2 Ratify CliftonLarsonAllen LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRIGHAM MINERALS, INC.
Ticker: MNRL Security ID: 10918L103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jon-Al Duplantier For For Management
1b Elect Director Robert M. Roosa For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRIGHTCOVE INC.
Ticker: BCOV Security ID: 10921T101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary E. Haroian For For Management
1.2 Elect Director Diane Hessan For For Management
1.3 Elect Director Ritcha Ranjan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
BRIGHTSPHERE INVESTMENT GROUP INC.
Ticker: BSIG Security ID: 10948W103
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Chersi For For Management
1.2 Elect Director Andrew Kim For For Management
1.3 Elect Director John A. Paulson For For Management
1.4 Elect Director Barbara Trebbi For For Management
1.5 Elect Director Suren Rana For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BRIGHTVIEW HOLDINGS, INC.
Ticker: BV Security ID: 10948C107
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Abrahamson For For Management
1.2 Elect Director Jane Okun Bomba For For Management
1.3 Elect Director Shamit Grover For For Management
1.4 Elect Director Andrew V. Masterman For For Management
1.5 Elect Director Paul E. Raether For Withhold Management
1.6 Elect Director Richard W. Roedel For For Management
1.7 Elect Director Mara Swan For For Management
1.8 Elect Director Joshua T. Weisenbeck For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRINKER INTERNATIONAL, INC.
Ticker: EAT Security ID: 109641100
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frances L. Allen For For Management
1.2 Elect Director Cynthia (Cindy) L. Davis For For Management
1.3 Elect Director Joseph M. DePinto For For Management
1.4 Elect Director Harriet Edelman For For Management
1.5 Elect Director William T. Giles For For Management
1.6 Elect Director James C. Katzman For For Management
1.7 Elect Director Alexandre G. Macedo For For Management
1.8 Elect Director George R. Mrkonic For For Management
1.9 Elect Director Prashant N. Ranade For For Management
1.10 Elect Director Wyman T. Roberts For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROADMARK REALTY CAPITAL INC.
Ticker: BRMK Security ID: 11135B100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph L. Schocken For For Management
1b Elect Director Jeffrey B. Pyatt For For Management
1c Elect Director Stephen G. Haggerty For For Management
1d Elect Director Daniel J. Hirsch For Against Management
1e Elect Director David A. Karp For For Management
1f Elect Director Norma J. Lawrence For For Management
1g Elect Director Kevin M. Luebbers For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BROADSTONE NET LEASE, INC.
Ticker: BNL Security ID: 11135E203
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurie A. Hawkes For For Management
1.2 Elect Director Christopher J. Czarnecki For For Management
1.3 Elect Director Denise Brooks-Williams For For Management
1.4 Elect Director Michael A. Coke For For Management
1.5 Elect Director David M. Jacobstein For For Management
1.6 Elect Director Agha S. Khan For For Management
1.7 Elect Director Shekar Narasimhan For For Management
1.8 Elect Director Geoffrey H. Rosenberger For For Management
1.9 Elect Director James H. Watters For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BROOKDALE SENIOR LIVING INC.
Ticker: BKD Security ID: 112463104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jordan R. Asher For For Management
1.2 Elect Director Lucinda M. Baier For For Management
1.3 Elect Director Marcus E. Bromley For For Management
1.4 Elect Director Frank M. Bumstead For For Management
1.5 Elect Director Victoria L. Freed For For Management
1.6 Elect Director Rita Johnson-Mills For For Management
1.7 Elect Director Guy P. Sansone For For Management
1.8 Elect Director Denise W. Warren For For Management
1.9 Elect Director Lee S. Wielansky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BROOKFIELD INFRASTRUCTURE CORPORATION
Ticker: BIPC Security ID: 11275Q107
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Blidner For Withhold Management
1.2 Elect Director William Cox For Withhold Management
1.3 Elect Director John Fees For Withhold Management
1.4 Elect Director Roslyn Kelly For For Management
1.5 Elect Director John Mullen For Withhold Management
1.6 Elect Director Daniel Muniz Quintanilla For For Management
1.7 Elect Director Anne Schaumburg For For Management
1.8 Elect Director Rajeev Vasudeva For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BROOKFIELD RENEWABLE CORPORATION
Ticker: BEPC Security ID: 11284V105
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Blidner For Withhold Management
1.2 Elect Director Scott Cutler For For Management
1.3 Elect Director Eleazar de Carvalho For For Management
Filho
1.4 Elect Director Nancy Dorn For Withhold Management
1.5 Elect Director David Mann For Withhold Management
1.6 Elect Director Lou Maroun For Withhold Management
1.7 Elect Director Sachin Shah For Withhold Management
1.8 Elect Director Stephen Westwell For For Management
1.9 Elect Director Patricia Zuccotti For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BROOKLINE BANCORP, INC.
Ticker: BRKL Security ID: 11373M107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Doyle, Jr. For For Management
1b Elect Director Thomas J. Hollister For For Management
1c Elect Director Charles H. Peck For For Management
1d Elect Director Paul A. Perrault For For Management
1e Elect Director Joseph J. Slotnik For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BROOKS AUTOMATION, INC.
Ticker: BRKS Security ID: 114340102
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robyn C. Davis For For Management
1.2 Elect Director Joseph R. Martin For For Management
1.3 Elect Director Erica J. McLaughlin For For Management
1.4 Elect Director Krishna G. Palepu For For Management
1.5 Elect Director Michael Rosenblatt For For Management
1.6 Elect Director Stephen S. Schwartz For For Management
1.7 Elect Director Alfred Woollacott, III For For Management
1.8 Elect Director Mark S. Wrighton For For Management
1.9 Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRP GROUP, INC.
Ticker: BRP Security ID: 05589G102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Trevor Baldwin For For Management
1.2 Elect Director Barbara Matas For Withhold Management
1.3 Elect Director Jay Cohen For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRT APARTMENTS CORP.
Ticker: BRT Security ID: 055645303
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan H. Ginsburg For For Management
1.2 Elect Director Jeffrey A. Gould For For Management
1.3 Elect Director Jonathan H. Simon For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION
Ticker: BMTC Security ID: 117665109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendell F. Holland For For Management
1.2 Elect Director Diego F. Calderin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION
Ticker: BMTC Security ID: 117665109
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC.
Ticker: BLDR Security ID: 12008R107
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC.
Ticker: BLDR Security ID: 12008R107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cleveland A. Christophe For For Management
1.2 Elect Director David E. Flitman For For Management
1.3 Elect Director W. Bradley Hayes For For Management
1.4 Elect Director Brett N. Milgrim For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BUSINESS FIRST BANCSHARES, INC.
Ticker: BFST Security ID: 12326C105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Drew C. Brees For For Management
1.2 Elect Director James J. Buquet, III For For Management
1.3 Elect Director Carol M. Calkins For For Management
1.4 Elect Director Ricky D. Day For For Management
1.5 Elect Director John P. Ducrest For For Management
1.6 Elect Director Mark P. Folse For For Management
1.7 Elect Director Robert S. Greer, Jr. For For Management
1.8 Elect Director J. Vernon Johnson For For Management
1.9 Elect Director Rolfe H. McCollister, For For Management
Jr.
1.10 Elect Director Andrew D. McLindon For For Management
1.11 Elect Director David R. Melville, III For For Management
1.12 Elect Director Patrick E. Mockler For For Management
1.13 Elect Director David A. Montgomery, Jr. For For Management
1.14 Elect Director Arthur J. Price For For Management
1.15 Elect Director Kenneth Wm. Smith For For Management
1.16 Elect Director Keith A. Tillage For For Management
1.17 Elect Director Steven G. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Dixon Hughes Goodman, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BYLINE BANCORP, INC.
Ticker: BY Security ID: 124411109
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roberto R. Herencia For For Management
1.2 Elect Director Phillip R. Cabrera For For Management
1.3 Elect Director Antonio del Valle For For Management
Perochena
1.4 Elect Director Mary Jo S. Herseth For For Management
1.5 Elect Director Steven P. Kent For For Management
1.6 Elect Director William G. Kistner For For Management
1.7 Elect Director Alberto J. Paracchini For For Management
1.8 Elect Director Steven M. Rull For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
C&F FINANCIAL CORPORATION
Ticker: CFFI Security ID: 12466Q104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry G. Dillon For For Management
1.2 Elect Director James H. Hudson, III For Withhold Management
1.3 Elect Director C. Elis Olsson For For Management
1.4 Elect Director D. Anthony Peay For For Management
1.5 Elect Director Jeffery O. Smith For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
C4 THERAPEUTICS, INC.
Ticker: CCCC Security ID: 12529R107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc A. Cohen For Withhold Management
1.2 Elect Director Kenneth C. Anderson For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CABALETTA BIO, INC.
Ticker: CABA Security ID: 12674W109
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine Bollard For Withhold Management
1.2 Elect Director Richard Henriques For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CACTUS, INC.
Ticker: WHD Security ID: 127203107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael McGovern For For Management
1.2 Elect Director John (Andy) O'Donnell For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CADENCE BANCORPORATION
Ticker: CADE Security ID: 12739A100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul B. Murphy, Jr. For For Management
1.2 Elect Director Precious W. Owodunni For For Management
1.3 Elect Director Marc J. Shapiro For For Management
1.4 Elect Director J. Thomas Wiley, Jr. For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CADIZ INC.
Ticker: CDZI Security ID: 127537207
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith Brackpool For For Management
1.2 Elect Director Stephen E. Courter For For Management
1.3 Elect Director Maria Echaveste For For Management
1.4 Elect Director Geoffrey Grant For For Management
1.5 Elect Director Winston Hickox For For Management
1.6 Elect Director Susan P. Kennedy For For Management
1.7 Elect Director Scott S. Slater For For Management
1.8 Elect Director Carolyn Webb de Macias For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC.
Ticker: CZR Security ID: 12769G100
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Carano For For Management
1.2 Elect Director Bonnie S. Biumi For For Management
1.3 Elect Director Jan Jones Blackhurst For Withhold Management
1.4 Elect Director Frank J. Fahrenkopf For For Management
1.5 Elect Director Don R. Kornstein For For Management
1.6 Elect Director Courtney R. Mather For For Management
1.7 Elect Director Michael E. Pegram For For Management
1.8 Elect Director Thomas R. Reeg For For Management
1.9 Elect Director David P. Tomick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Increase Authorized Common Stock For For Management
6 Authorize New Class of Preferred Stock For Against Management
--------------------------------------------------------------------------------
CAESARSTONE LTD.
Ticker: CSTE Security ID: M20598104
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.a Reelect Ariel Halperin as Director For For Management
1.b Reelect Dori Brown as Director For For Management
1.c Reelect Roger Abravanel as Director For For Management
1.d Reelect Ronald Kaplan as Director For For Management
1.e Reelect Ofer Tsimchi as Director For For Management
1.f Elect Shai Bober as Director For For Management
1.g Elect Tom Pardo Izhaki as Director For For Management
2.a Elect Nurit Benjamini as External For For Management
Director and Approve Her Remuneration
2.b Elect Lily Ayalon as External Director For For Management
and Approve Her Remuneration
3 Approve 2020 Share Incentive Plan For For Management
4 Approve Amended Compensation Policy For For Management
for the Directors and Officers of the
Company
5 Approve Grants of Equity-Based Awards For For Management
to Company's Non-Affiliates Directors,
(Subject To Their Re/Election At The
Meeting)
6 Approve Grants of Equity-Based Awards For For Management
to Certain Company's Affiliates
Directors, (Subject To Their
Re/Election At The Meeting)
7 Approve Amended Employment Terms of For For Management
Yuval Dagim, CEO
8 Reappoint Kost, Forer, Gabbay & For For Management
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
9 Discuss Financial Statements and the None None Management
Report of the Board
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
CAI INTERNATIONAL, INC.
Ticker: CAI Security ID: 12477X106
Meeting Date: JUL 02, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy B. Page For For Management
1.2 Elect Director Gary M. Sawka For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAI INTERNATIONAL, INC.
Ticker: CAI Security ID: 12477X106
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn G. Jackson For For Management
1.2 Elect Director Andrew S. Ogawa For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAL-MAINE FOODS, INC.
Ticker: CALM Security ID: 128030202
Meeting Date: OCT 02, 2020 Meeting Type: Annual
Record Date: AUG 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adolphus B. Baker For Withhold Management
1.2 Elect Director Max P. Bowman For For Management
1.3 Elect Director Letitia C. Hughes For Withhold Management
1.4 Elect Director Sherman L. Miller For For Management
1.5 Elect Director James E. Poole For Withhold Management
1.6 Elect Director Steve W. Sanders For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Frost, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
CALAMP CORP.
Ticker: CAMP Security ID: 128126109
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A. J. "Bert" Moyer For For Management
1b Elect Director Jeffery R. Gardner For For Management
1c Elect Director Scott Arnold For For Management
1d Elect Director Jason Cohenour For For Management
1e Elect Director Amal Johnson For For Management
1f Elect Director Roxanne Oulman For For Management
1g Elect Director Jorge Titinger For For Management
1h Elect Director Larry Wolfe For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CALAVO GROWERS, INC.
Ticker: CVGW Security ID: 128246105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Farha Aslam For For Management
1.2 Elect Director Marc L. Brown For For Management
1.3 Elect Director Michael A. DiGregorio For For Management
1.4 Elect Director Harold S. Edwards For For Management
1.5 Elect Director James Helin For For Management
1.6 Elect Director Steven Hollister For For Management
1.7 Elect Director Kathleen M. Holmgren For For Management
1.8 Elect Director John M. Hunt For For Management
1.9 Elect Director J. Link Leavens For For Management
1.10 Elect Director Donald M. Sanders For For Management
1.11 Elect Director Scott Van Der Kar For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CALEDONIA MINING CORPORATION PLC
Ticker: CMCL Security ID: G1757E113
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leigh A. Wilson For For Management
1b Elect Director Steven Curtis For For Management
1c Elect Director Mark Learmonth For For Management
1d Elect Director John Kelly For For Management
1e Elect Director Johan Holtzhausen For For Management
1f Elect Director John McGloin For For Management
1g Elect Director Nick Clarke For For Management
1h Elect Director Geralda Wildschutt For For Management
2 Approve BDO South Africa Inc as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3a Elect Audit Committee Member Johan For For Management
Holtzhausen
3b Elect Audit Committee Member John Kelly For For Management
3c Elect Audit Committee Member John For Against Management
McGloin
--------------------------------------------------------------------------------
CALERES, INC.
Ticker: CAL Security ID: 129500104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa A. Flavin For For Management
1.2 Elect Director Brenda C. Freeman For For Management
1.3 Elect Director Lori H. Greeley For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CALIFORNIA BANCORP
Ticker: CALB Security ID: 13005U101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen A. Cortese For For Management
1.2 Elect Director Andrew J. Armanino For For Management
1.3 Elect Director Kevin J. Cullen For For Management
1.4 Elect Director Stephen R. Dathe For For Management
1.5 Elect Director Wayne S. Doiguchi For For Management
1.6 Elect Director Donald J. Kintzer For For Management
1.7 Elect Director Rochelle G. Klein For For Management
1.8 Elect Director Julie J. Levenson For For Management
1.9 Elect Director Frank L. Muller For For Management
1.10 Elect Director Steven E. Shelton For For Management
1.11 Elect Director Edmond E. Traille For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CALIFORNIA WATER SERVICE GROUP
Ticker: CWT Security ID: 130788102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory E. Aliff For For Management
1b Elect Director Terry P. Bayer For For Management
1c Elect Director Shelly M. Esque For For Management
1d Elect Director Martin A. Kropelnicki For For Management
1e Elect Director Thomas M. Krummel For For Management
1f Elect Director Richard P. Magnuson For For Management
1g Elect Director Yvonne (Bonnie) A. For For Management
Maldonado
1h Elect Director Scott L. Morris For For Management
1i Elect Director Peter C. Nelson For For Management
1j Elect Director Carol M. Pottenger For For Management
1k Elect Director Lester A. Snow For For Management
1l Elect Director Patricia K. Wagner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CALITHERA BIOSCIENCES, INC.
Ticker: CALA Security ID: 13089P101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sunil Agarwal For Withhold Management
1.2 Elect Director Scott Garland For For Management
1.3 Elect Director Jean M. George For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CALIX, INC.
Ticker: CALX Security ID: 13100M509
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don Listwin For For Management
1.2 Elect Director Kevin Peters For For Management
1.3 Elect Director J. Daniel Plants For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
Ticker: ELY Security ID: 131193104
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
Ticker: ELY Security ID: 131193104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oliver G. (Chip) For For Management
Brewer, III
1.2 Elect Director Erik J Anderson For For Management
1.3 Elect Director Samuel H. Armacost For For Management
1.4 Elect Director Scott H. Baxter For For Management
1.5 Elect Director Thomas G. Dundon For For Management
1.6 Elect Director Laura J. Flanagan For For Management
1.7 Elect Director Russell L. Fleischer For For Management
1.8 Elect Director John F. Lundgren For For Management
1.9 Elect Director Scott M. Marimow For For Management
1.10 Elect Director Adebayo O. Ogunlesi For For Management
1.11 Elect Director Linda B. Segre For For Management
1.12 Elect Director Anthony S. Thornley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CALYXT, INC.
Ticker: CLXT Security ID: 13173L107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Yves J. Ribeill For Withhold Management
1b Elect Director Laurent Arthaud For Withhold Management
1c Elect Director Philippe Dumont For For Management
1d Elect Director Jonathan B. Fassberg For For Management
1e Elect Director Anna Ewa For For Management
Kozicz-Stankiewicz
1f Elect Director Kimberly K. Nelson For For Management
1g Elect Director Christopher J. Neugent For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CAMBIUM NETWORKS CORPORATION
Ticker: CMBM Security ID: G17766109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Amen For Withhold Management
1.2 Elect Director Vikram Verma For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAMBRIDGE BANCORP
Ticker: CATC Security ID: 132152109
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeanette G. Clough For For Management
1.2 Elect Director Hambleton Lord For For Management
1.3 Elect Director R. Gregg Stone For For Management
1.4 Elect Director Simon R. Gerlin For For Management
1.5 Elect Director Kathryn M. Hinderhofer For For Management
1.6 Elect Director Thomas J. Fontaine For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Wolf & Company, P.C. as Auditors For For Management
--------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION
Ticker: CAC Security ID: 133034108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann W. Bresnahan For For Management
1b Elect Director Gregory A. Dufour For For Management
1c Elect Director S. Catherine Longley For For Management
1d Elect Director Carl J. Soderberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
CAMPING WORLD HOLDINGS, INC.
Ticker: CWH Security ID: 13462K109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andris A. Baltins For Withhold Management
1.2 Elect Director Brent L. Moody For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CANNAE HOLDINGS, INC.
Ticker: CNNE Security ID: 13765N107
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William P. Foley, II For For Management
1.2 Elect Director David Aung For For Management
1.3 Elect Director Frank R. Martire For Withhold Management
1.4 Elect Director Richard N. Massey For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CANTEL MEDICAL CORP.
Ticker: CMD Security ID: 138098108
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles M. Diker For For Management
1b Elect Director Alan R. Batkin For For Management
1c Elect Director Ann E. Berman For For Management
1d Elect Director Mark N. Diker For For Management
1e Elect Director Anthony B. Evnin For For Management
1f Elect Director Laura L. Forese For For Management
1g Elect Director George L. Fotiades For For Management
1h Elect Director Ronnie Myers For For Management
1i Elect Director Karen N. Prange For For Management
1j Elect Director Peter J. Pronovost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CANTEL MEDICAL CORP.
Ticker: CMD Security ID: 138098108
Meeting Date: APR 29, 2021 Meeting Type: Special
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
CAPITAL CITY BANK GROUP, INC.
Ticker: CCBG Security ID: 139674105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Robert Antoine For For Management
2.2 Elect Director Marshall M. Criser, III For For Management
2.3 Elect Director Laura L. Johnson For For Management
2.4 Elect Director Thomas A. Barron For For Management
2.5 Elect Director Stanley W. Connally, Jr. For For Management
2.6 Elect Director J. Everitt Drew For For Management
2.7 Elect Director Eric Grant For For Management
2.8 Elect Director Allan G. Bense For For Management
2.9 Elect Director Cader B. Cox, III For For Management
2.10 Elect Director John G. Sample, Jr. For For Management
2.11 Elect Director William G. Smith, Jr. For For Management
3 Approve Director Stock Purchase Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Approve Omnibus Stock Plan For For Management
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAPITOL FEDERAL FINANCIAL, INC.
Ticker: CFFN Security ID: 14057J101
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morris J. Huey, II For For Management
1.2 Elect Director Carlton A. Ricketts For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CAPSTAR FINANCIAL HOLDINGS, INC.
Ticker: CSTR Security ID: 14070T102
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Bottorff For For Management
1.2 Elect Director L. Earl Bentz For For Management
1.3 Elect Director Sam B. DeVane For For Management
1.4 Elect Director Thomas R. Flynn For For Management
1.5 Elect Director Louis A. Green, III For For Management
1.6 Elect Director Valora S. Gurganious For For Management
1.7 Elect Director Myra NanDora Jenne For For Management
1.8 Elect Director Joelle J. Phillips For For Management
1.9 Elect Director Timothy K. Schools For For Management
1.10 Elect Director Stephen B. Smith For For Management
1.11 Elect Director James S. Turner, Jr. For For Management
1.12 Elect Director Toby S. Wilt For For Management
2 Ratify Elliott Davis, LLC as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CAPSTEAD MORTGAGE CORPORATION
Ticker: CMO Security ID: 14067E506
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pat Augustine For For Management
1.2 Elect Director Jack Biegler For For Management
1.3 Elect Director Michelle P. Goolsby For For Management
1.4 Elect Director Gary Keiser For For Management
1.5 Elect Director Christopher W. Mahowald For For Management
1.6 Elect Director Michael G. O'Neil For For Management
1.7 Elect Director Phillip A. Reinsch For For Management
1.8 Elect Director Mark S. Whiting For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
CARA THERAPEUTICS, INC.
Ticker: CARA Security ID: 140755109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harrison M. Bains, Jr. For For Management
1.2 Elect Director Susan Shiff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CARDIOVASCULAR SYSTEMS, INC.
Ticker: CSII Security ID: 141619106
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martha Goldberg Aronson For For Management
1b Elect Director William Cohn For For Management
1c Elect Director Stephen Stenbeck For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARDLYTICS, INC.
Ticker: CDLX Security ID: 14161W105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John V. Balen For Withhold Management
1.2 Elect Director Aimee Lapic For For Management
1.3 Elect Director Jessica Jensen For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CARDTRONICS PLC
Ticker: CATM Security ID: G1991C105
Meeting Date: MAY 07, 2021 Meeting Type: Court
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
CARDTRONICS PLC
Ticker: CATM Security ID: G1991C115
Meeting Date: MAY 07, 2021 Meeting Type: Special
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
--------------------------------------------------------------------------------
CARDTRONICS PLC
Ticker: CATM Security ID: G1991C105
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juli C. Spottiswood For For Management
1b Elect Director Edward H. West For For Management
1c Elect Director Rahul Gupta For For Management
2 Ratify KPMG LLP (U.S.) as Auditors For For Management
3 Reappoint KPMG LLP (U.K.) as Statutory For For Management
Auditors
4 Authorize Audit Committee to Fix For For Management
Remuneration of UK Statutory Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote to Ratify Directors' For For Management
Compensation Report
7 Accept Financial Statements and For For Management
Statutory Reports
--------------------------------------------------------------------------------
CAREDX, INC.
Ticker: CDNA Security ID: 14167L103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George W. Bickerstaff, For For Management
III
1.2 Elect Director Grace E. Colon For For Management
1.3 Elect Director Ralph Snyderman For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement For For Management
--------------------------------------------------------------------------------
CARETRUST REIT, INC.
Ticker: CTRE Security ID: 14174T107
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Allen C. Barbieri For For Management
1b Elect Director Jon D. Kline For For Management
1c Elect Director Diana M. Laing For For Management
1d Elect Director Spencer G. Plumb For For Management
1e Elect Director Gregory K. Stapley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CARGURUS, INC.
Ticker: CARG Security ID: 141788109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lori Hickok For Withhold Management
1.2 Elect Director Greg Schwartz For Withhold Management
1.3 Elect Director Jason Trevisan For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARPARTS.COM, INC.
Ticker: PRTS Security ID: 14427M107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lev Peker For For Management
1.2 Elect Director Warren B. Phelps, III For For Management
1.3 Elect Director Lisa Costa For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION
Ticker: CRS Security ID: 144285103
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. Karol For For Management
1.2 Elect Director Gregory A. Pratt For For Management
1.3 Elect Director Tony R. Thene For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CARRIAGE SERVICES, INC.
Ticker: CSV Security ID: 143905107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Melvin C. Payne For For Management
1.2 Elect Director James R. Schenck For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For Against Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CARROLS RESTAURANT GROUP, INC.
Ticker: TAST Security ID: 14574X104
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David S. Harris For For Management
1b Elect Director Deborah M. Derby For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CARS.COM INC.
Ticker: CARS Security ID: 14575E105
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerri DeVard For For Management
1.2 Elect Director Scott Forbes For For Management
1.3 Elect Director Jill Greenthal For For Management
1.4 Elect Director Thomas Hale For For Management
1.5 Elect Director Michael Kelly For For Management
1.6 Elect Director Donald A. McGovern, Jr. For For Management
1.7 Elect Director Greg Revelle For For Management
1.8 Elect Director Jenell R. Ross For For Management
1.9 Elect Director Bala Subramanian For For Management
1.10 Elect Director T. Alex Vetter For For Management
1.11 Elect Director Bryan Wiener For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARTER BANK & TRUST
Ticker: CARE Security ID: 146102108
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Bird For For Management
1.2 Elect Director Robert W. Conner For For Management
1.3 Elect Director Gregory W. Feldmann For For Management
1.4 Elect Director Chester A. Gallimore For For Management
1.5 Elect Director Charles E. Hall For For Management
1.6 Elect Director James W. Haskins For For Management
1.7 Elect Director Phyllis Q. Karavatakis For For Management
1.8 Elect Director Lanny A. Kyle For For Management
1.9 Elect Director E. Warren Matthews For For Management
1.10 Elect Director Catharine L. Midkiff For For Management
1.11 Elect Director Joseph E. Pigg For For Management
1.12 Elect Director Litz H. Van Dyke For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
4 Authorize New Class of Preferred Stock For Against Management
5 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
CARTER BANKSHARES, INC.
Ticker: CARE Security ID: 146103106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Bird For For Management
1.2 Elect Director Kevin S. Bloomfield For For Management
1.3 Elect Director Robert M. Bolton For For Management
1.4 Elect Director Robert W. Conner For For Management
1.5 Elect Director Gregory W. Feldmann For For Management
1.6 Elect Director James W. Haskins For For Management
1.7 Elect Director Phyllis Q. Karavatakis For For Management
1.8 Elect Director Lanny A. Kyle For For Management
1.9 Elect Director E. Warren Matthews For For Management
1.10 Elect Director Catharine L. Midkiff For For Management
1.11 Elect Director Litz H. Van Dyke For For Management
1.12 Elect Director Elizabeth L. Walsh For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CASA SYSTEMS, INC.
Ticker: CASA Security ID: 14713L102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry Guo For Withhold Management
1.2 Elect Director Daniel S. Mead For Withhold Management
2 Ratify Ernst and Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
CASELLA WASTE SYSTEMS, INC.
Ticker: CWST Security ID: 147448104
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Casella For For Management
1.2 Elect Director William P. Hulligan For For Management
1.3 Elect Director Rose Stuckey Kirk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CASI PHARMACEUTICALS, INC.
Ticker: CASI Security ID: 14757U109
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wei-Wu He For Withhold Management
1.2 Elect Director Rajesh C. Shrotriya For For Management
2 Ratify KPMG Huazhen LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Grant of Options to Wei-Wu He For Against Management
--------------------------------------------------------------------------------
CASPER SLEEP INC.
Ticker: CSPR Security ID: 147626105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane Irvine For For Management
1.2 Elect Director Dani Reiss For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CASS INFORMATION SYSTEMS, INC.
Ticker: CASS Security ID: 14808P109
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Ebel For For Management
1.2 Elect Director Randall L. Schilling For For Management
1.3 Elect Director Franklin D. Wicks, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CASSAVA SCIENCES, INC.
Ticker: SAVA Security ID: 14817C107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Remi Barbier For Withhold Management
1b Elect Director Sanford R. Robertson For Withhold Management
1c Elect Director Patrick J. Scannon For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CASTLE BIOSCIENCES, INC.
Ticker: CSTL Security ID: 14843C105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mara G. Aspinall For Withhold Management
1.2 Elect Director Daniel M. Bradbury For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CATALYST BIOSCIENCES, INC.
Ticker: CBIO Security ID: 14888D208
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Errol B. De Souza For Withhold Management
1.2 Elect Director Sharon Tetlow For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify EisnerAmper LLP as Auditors For For Management
--------------------------------------------------------------------------------
CATALYST PHARMACEUTICALS, INC.
Ticker: CPRX Security ID: 14888U101
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. McEnany For For Management
1.2 Elect Director Philip H. Coelho For Against Management
1.3 Elect Director Charles B. O'Keeffe For For Management
1.4 Elect Director David S. Tierney For For Management
1.5 Elect Director Donald A. Denkhaus For For Management
1.6 Elect Director Richard J. Daly For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Extension of the Shareholder For Against Management
Rights Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Grant Thornton LLP as Auditors For For Management
7 Other Business For Against Management
--------------------------------------------------------------------------------
CATASYS, INC.
Ticker: OTRK Security ID: 149049504
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terren S. Peizer For For Management
1.2 Elect Director Richard A. Berman For For Management
1.3 Elect Director Michael Sherman For For Management
1.4 Elect Director Edward Zecchini For For Management
1.5 Elect Director Diane Seloff For For Management
1.6 Elect Director Robert Rebak For For Management
1.7 Elect Director Gustavo Giraldo For For Management
2 Ratify EisnerAmper LLP as Auditors For For Management
--------------------------------------------------------------------------------
CATCHMARK TIMBER TRUST, INC.
Ticker: CTT Security ID: 14912Y202
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tim E. Bentsen For For Management
1.2 Elect Director Brian M. Davis For For Management
1.3 Elect Director James M. DeCosmo For For Management
1.4 Elect Director Paul S. Fisher For For Management
1.5 Elect Director Mary E. McBride For For Management
1.6 Elect Director Douglas D. Rubenstein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CATHAY GENERAL BANCORP
Ticker: CATY Security ID: 149150104
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jane Jelenko For For Management
1b Elect Director Anthony M. Tang For For Management
1c Elect Director Shally Wang For For Management
1d Elect Director Peter Wu For For Management
1e Elect Director Chang M. Liu For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC.
Ticker: CVCO Security ID: 149568107
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Blount For For Management
1.2 Elect Director William C. Boor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CBIZ, INC.
Ticker: CBZ Security ID: 124805102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. DeGroote For For Management
1.2 Elect Director Gina D. France For For Management
1.3 Elect Director A. Haag Sherman For For Management
1.4 Elect Director Todd J. Slotkin For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CBTX, INC.
Ticker: CBTX Security ID: 12481V104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheila G. Umphrey For For Management
1.2 Elect Director John E. Williams, Jr. For Withhold Management
1.3 Elect Director William E. Wilson, Jr. For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CECO ENVIRONMENTAL CORP.
Ticker: CECE Security ID: 125141101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason DeZwirek For For Management
1.2 Elect Director Eric M. Goldberg For For Management
1.3 Elect Director David B. Liner For For Management
1.4 Elect Director Claudio A. Mannarino For For Management
1.5 Elect Director Munish Nanda For For Management
1.6 Elect Director Jonathan Pollack For For Management
1.7 Elect Director Valerie Gentile Sachs For For Management
1.8 Elect Director Todd Gleason For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CELLULAR BIOMEDICINE GROUP, INC.
Ticker: CBMG Security ID: 15117P102
Meeting Date: FEB 08, 2021 Meeting Type: Special
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Abstain Management
--------------------------------------------------------------------------------
CELSIUS HOLDINGS, INC.
Ticker: CELH Security ID: 15118V207
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Fieldly For For Management
1.2 Elect Director Nicholas Castaldo For For Management
1.3 Elect Director Kevin Harrington For For Management
1.4 Elect Director Hal Kravitz For For Management
1.5 Elect Director Tony Lau For For Management
1.6 Elect Director Thomas E. Lynch For For Management
1.7 Elect Director William H. Milmoe For For Management
2 Ratify Assurance Dimensions as Auditors For For Management
--------------------------------------------------------------------------------
CENTERSPACE
Ticker: CSR Security ID: 15202L107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Caira For For Management
1b Elect Director Michael T. Dance For For Management
1c Elect Director Mark O. Decker, Jr. For For Management
1d Elect Director Emily Nagle Green For For Management
1e Elect Director Linda J. Hall For For Management
1f Elect Director John A. Schissel For For Management
1g Elect Director Mary J. Twinem For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change Company Name to Centerspace For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP.
Ticker: CPF Security ID: 154760409
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine H. H. Camp For For Management
1.2 Elect Director Earl E. Fry For For Management
1.3 Elect Director Wayne K. Kamitaki For For Management
1.4 Elect Director Paul J. Kosasa For For Management
1.5 Elect Director Duane K. Kurisu For For Management
1.6 Elect Director Christopher T. Lutes For For Management
1.7 Elect Director Colbert M. Matsumoto For For Management
1.8 Elect Director A. Catherine Ngo For For Management
1.9 Elect Director Saedene K. Ota For For Management
1.10 Elect Director Crystal K. Rose For For Management
1.11 Elect Director Paul K. Yonamine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTRAL VALLEY COMMUNITY BANCORP
Ticker: CVCY Security ID: 155685100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel N. Cunningham For For Management
1.2 Elect Director Daniel J. Doyle For Withhold Management
1.3 Elect Director F.T. "Tommy" Elliott, IV For For Management
1.4 Elect Director Robert J. Flautt For Withhold Management
1.5 Elect Director James M. Ford For For Management
1.6 Elect Director Gary D. Gall For Withhold Management
1.7 Elect Director Andriana D. Majarian For For Management
1.8 Elect Director Steven D. McDonald For For Management
1.9 Elect Director Louis McMurray For For Management
1.10 Elect Director Karen Musson For For Management
1.11 Elect Director Dorothea D. Silva For For Management
1.12 Elect Director William S. Smittcamp For For Management
2 Change Range for Size of the Board For For Management
3 Ratify Crowe LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTURY ALUMINUM COMPANY
Ticker: CENX Security ID: 156431108
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jarl Berntzen For For Management
1.2 Elect Director Michael A. Bless For For Management
1.3 Elect Director Errol Glasser For For Management
1.4 Elect Director Wilhelm van Jaarsveld For For Management
1.5 Elect Director Andrew G. Michelmore For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTURY CASINOS, INC.
Ticker: CNTY Security ID: 156492100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erwin Haitzmann For For Management
1.2 Elect Director Gottfried Schellmann For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTURY COMMUNITIES, INC.
Ticker: CCS Security ID: 156504300
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dale Francescon For For Management
1b Elect Director Robert J. Francescon For For Management
1c Elect Director Patricia L. Arvielo For For Management
1d Elect Director John P. Box For For Management
1e Elect Director Keith R. Guericke For For Management
1f Elect Director James M. Lippman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CERECOR INC.
Ticker: CERC Security ID: 15671L109
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sol Barer For For Management
1.2 Elect Director Steven J. Boyd For For Management
1.3 Elect Director Suzanne Bruhn For For Management
1.4 Elect Director Michael Cola For For Management
1.5 Elect Director Phil Gutry For For Management
1.6 Elect Director Gilla Kaplan For For Management
1.7 Elect Director Joseph Miller For For Management
1.8 Elect Director Magnus Persson For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CERENCE INC.
Ticker: CRNC Security ID: 156727109
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sanjay Jha For Against Management
1.2 Elect Director Alfred Nietzel For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CERUS CORPORATION
Ticker: CERS Security ID: 157085101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel N. Swisher, Jr. For For Management
1.2 Elect Director Frank Witney For For Management
1.3 Elect Director Eric Bjerkholt For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CEVA, INC.
Ticker: CEVA Security ID: 157210105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernadette Andrietti For For Management
1.2 Elect Director Eliyahu Ayalon For For Management
1.3 Elect Director Zvi Limon For For Management
1.4 Elect Director Jaclyn Liu For Withhold Management
1.5 Elect Director Maria Marced For For Management
1.6 Elect Director Peter McManamon For For Management
1.7 Elect Director Sven-Christer Nilsson For For Management
1.8 Elect Director Louis Silver For For Management
1.9 Elect Director Gideon Wertheizer For For Management
2 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHAMPIONX CORP.
Ticker: CHX Security ID: 15872M104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sivasankaran (Soma) For For Management
Somasundaram
1.2 Elect Director Stephen K. Wagner For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CHANNELADVISOR CORPORATION
Ticker: ECOM Security ID: 159179100
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. Buckley For For Management
1.2 Elect Director Joseph L. Cowan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHART INDUSTRIES, INC.
Ticker: GTLS Security ID: 16115Q308
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carey Chen For For Management
1.2 Elect Director Jillian C. Evanko For For Management
1.3 Elect Director Steven W. Krablin For For Management
1.4 Elect Director Singleton B. McAllister For For Management
1.5 Elect Director Michael L. Molinini For For Management
1.6 Elect Director David M. Sagehorn For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHASE CORPORATION
Ticker: CCF Security ID: 16150R104
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam P. Chase For For Management
1.2 Elect Director Peter R. Chase For For Management
1.3 Elect Director Mary Claire Chase For For Management
1.4 Elect Director Thomas D. DeByle For For Management
1.5 Elect Director John H. Derby, III For For Management
1.6 Elect Director Chad A. McDaniel For For Management
1.7 Elect Director Dana Mohler-Faria For For Management
1.8 Elect Director Joan Wallace-Benjamin For For Management
1.9 Elect Director Thomas Wroe, Jr. For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHATHAM LODGING TRUST
Ticker: CLDT Security ID: 16208T102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin B. Brewer, Jr. For For Management
1.2 Elect Director Thomas J. Crocker For Withhold Management
1.3 Elect Director Jeffrey H. Fisher For For Management
1.4 Elect Director Mary Beth Higgins For For Management
1.5 Elect Director Robert Perlmutter For For Management
1.6 Elect Director Rolf E. Ruhfus For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHECKMATE PHARMACEUTICALS, INC.
Ticker: CMPI Security ID: 162818108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Powell For Against Management
1b Elect Director Nilesh Kumar For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHECKPOINT THERAPEUTICS, INC.
Ticker: CKPT Security ID: 162828107
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Weiss For Withhold Management
1.2 Elect Director Christian Bechon For For Management
1.3 Elect Director Scott Boilen For For Management
1.4 Elect Director Neil Herskowitz For For Management
1.5 Elect Director James F. Oliviero, III For Withhold Management
1.6 Elect Director Lindsay A. Rosenwald For Withhold Management
1.7 Elect Director Barry Salzman For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CHEMBIO DIAGNOSTICS, INC.
Ticker: CEMI Security ID: 163572209
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W.K. Acheson For For Management
1.2 Elect Director David W. Bespalko For For Management
1.3 Elect Director Katherine L. Davis For Withhold Management
1.4 Elect Director Richard L. Eberly For For Management
1.5 Elect Director John G. Potthoff For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHEMOCENTRYX, INC.
Ticker: CCXI Security ID: 16383L106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Schall For For Management
1b Elect Director Joseph M. Feczko For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHEMUNG FINANCIAL CORPORATION
Ticker: CHMG Security ID: 164024101
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raimundo C. Archibold, For For Management
Jr.
1.2 Elect Director David J. Dalrymple For For Management
1.3 Elect Director Denise V. Gonick For For Management
1.4 Elect Director Thomas R. Tyrrell For For Management
1.5 Elect Director Richard E. Forrestel Jr. For For Management
1.6 Elect Director Larry H. Becker For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHERRY HILL MORTGAGE INVESTMENT CORPORATION
Ticker: CHMI Security ID: 164651101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey B. Lown, II For For Management
1.2 Elect Director Robert C. Mercer, Jr. For For Management
1.3 Elect Director Joseph P. Murin For Withhold Management
1.4 Elect Director Regina M. Lowrie For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHESAPEAKE UTILITIES CORPORATION
Ticker: CPK Security ID: 165303108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas P. Hill, Jr. For For Management
1b Elect Director Dennis S. Hudson, III For For Management
1c Elect Director Calvert A. Morgan, Jr. For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Baker Tilly US, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bonnie R. Brooks For For Management
1b Elect Director Janice L. Fields For For Management
1c Elect Director Deborah L. Kerr For For Management
1d Elect Director Molly Langenstein For For Management
1e Elect Director John J. Mahoney For For Management
1f Elect Director Kevin Mansell For For Management
1g Elect Director Kim Roy For For Management
1h Elect Director David F. Walker For For Management
1i Elect Director Stephen E. Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHIMERA INVESTMENT CORPORATION
Ticker: CIM Security ID: 16934Q208
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Debra W. Still For For Management
1b Elect Director Mohit Marria For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHIMERIX, INC.
Ticker: CMRX Security ID: 16934W106
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha J. Demski For For Management
1.2 Elect Director Pratik S. Multani For For Management
1.3 Elect Director Vicki Vakiener For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHINOOK THERAPEUTICS, INC.
Ticker: KDNY Security ID: 16961L106
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Srinivas Akkaraju For For Management
1.2 Elect Director Dolca Thomas For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CHOICEONE FINANCIAL SERVICES, INC.
Ticker: COFS Security ID: 170386106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold J. Burns For For Management
1.2 Elect Director Patrick A. Cronin For For Management
1.3 Elect Director Paul L. Johnson For For Management
1.4 Elect Director Gregory A. McConnell For For Management
1.5 Elect Director Roxanne M. Page For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
CHROMADEX CORPORATION
Ticker: CDXC Security ID: 171077407
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank L. Jaksch, Jr. For For Management
1.2 Elect Director Stephen A. Block For For Management
1.3 Elect Director Jeff Baxter For For Management
1.4 Elect Director Robert Fried For For Management
1.5 Elect Director Kurt A. Gustafson For For Management
1.6 Elect Director Steven D. Rubin For Withhold Management
1.7 Elect Director Wendy Yu For For Management
1.8 Elect Director Tony Lau For For Management
2 Ratify Marcum LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CHURCHILL DOWNS INCORPORATED
Ticker: CHDN Security ID: 171484108
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Carstanjen For For Management
1.2 Elect Director Karole F. Lloyd For For Management
1.3 Elect Director Paul C. Varga For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHUY'S HOLDINGS, INC.
Ticker: CHUY Security ID: 171604101
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Hislop For For Management
1.2 Elect Director Jon Howie For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CIDARA THERAPEUTICS, INC.
Ticker: CDTX Security ID: 171757107
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carin Canale-Theakston For For Management
1b Elect Director Timothy R. Franson For Withhold Management
1c Elect Director Chrysa Mineo For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CIMPRESS PLC
Ticker: CMPR Security ID: G2143T103
Meeting Date: NOV 25, 2020 Meeting Type: Annual
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sophie A. Gasperment For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Approve the Price Range for the For Against Management
Reissuance of Treasury Shares
5 Ratify PricewaterhouseCoopers Ireland For For Management
as Auditors
6 Authorize Board to Fix Remuneration of For For Management
Auditors
--------------------------------------------------------------------------------
CINCINNATI BELL INC.
Ticker: CBB Security ID: 171871502
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Meredith J. Ching For For Management
1b Elect Director Walter A. Dods, Jr. For For Management
1c Elect Director John W. Eck For For Management
1d Elect Director Leigh R. Fox For For Management
1e Elect Director Jakki L. Haussler For For Management
1f Elect Director Craig F. Maier For For Management
1g Elect Director Russel P. Mayer For For Management
1h Elect Director Theodore H. Torbeck For For Management
1i Elect Director Lynn A. Wentworth For For Management
1j Elect Director Martin J. Yudkovitz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CINEMARK HOLDINGS, INC.
Ticker: CNK Security ID: 17243V102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darcy Antonellis For For Management
1.2 Elect Director Carlos Sepulveda For For Management
1.3 Elect Director Mark Zoradi For For Management
2 Ratify Deloitte and Touche, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC.
Ticker: CIR Security ID: 17273K109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Buckhout For For Management
1.2 Elect Director Samuel R. Chapin For For Management
1.3 Elect Director David F. Dietz For For Management
1.4 Elect Director Tina M. Donikowski For For Management
1.5 Elect Director Bruce Lisman For For Management
1.6 Elect Director John (Andy) O'Donnell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CIRRUS LOGIC, INC.
Ticker: CRUS Security ID: 172755100
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Carter For For Management
1.2 Elect Director Alexander M. Davern For For Management
1.3 Elect Director Timothy R. Dehne For For Management
1.4 Elect Director Deirdre R. Hanford For For Management
1.5 Elect Director Catherine P. Lego For For Management
1.6 Elect Director Jason P. Rhode For For Management
1.7 Elect Director Alan R. Schuele For For Management
1.8 Elect Director David J. Tupman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CITI TRENDS, INC.
Ticker: CTRN Security ID: 17306X102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Brian P. Carney For For Management
1B Elect Director Jonathan Duskin For For Management
1C Elect Director Laurens M. Goff For For Management
1D Elect Director Margaret L. Jenkins For For Management
1E Elect Director David N. Makuen For For Management
1F Elect Director Peter R. Sachse For For Management
1G Elect Director Kenneth D. Seipel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CITIZENS & NORTHERN CORPORATION
Ticker: CZNC Security ID: 172922106
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bobbi J. Kilmer For For Management
1.2 Elect Director Terry L. Lehman For For Management
1.3 Elect Director Robert G. Loughery For For Management
1.4 Elect Director Frank G. Pellegrino For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITIZENS, INC.
Ticker: CIA Security ID: 174740100
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher W. Claus For For Management
1.2 Elect Director Jerry D. Davis, Jr. For For Management
1.3 Elect Director E. Dean Gage For For Management
1.4 Elect Director Francis Anthony For For Management
Keating, II
1.5 Elect Director Terry S. Maness For For Management
1.6 Elect Director Gerald W. Shields For For Management
1.7 Elect Director Robert B. Sloan, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITY HOLDING COMPANY
Ticker: CHCO Security ID: 177835105
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Thomas Jones For For Management
1.2 Elect Director James L. Rossi For For Management
1.3 Elect Director Diane W. Strong-Treister For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITY OFFICE REIT, INC.
Ticker: CIO Security ID: 178587101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John McLernon For For Management
1.2 Elect Director James Farrar For For Management
1.3 Elect Director William Flatt For For Management
1.4 Elect Director Sabah Mirza For For Management
1.5 Elect Director Mark Murski For For Management
1.6 Elect Director John Sweet For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CIVISTA BANCSHARES, INC.
Ticker: CIVB Security ID: 178867107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Depler For For Management
1.2 Elect Director Julie A. Mattlin For For Management
1.3 Elect Director James O. Miller For For Management
1.4 Elect Director Dennis E. Murray, Jr. For For Management
1.5 Elect Director Allen R. Nickles For For Management
1.6 Elect Director Mary Patricia Oliver For For Management
1.7 Elect Director William F. Ritzmann For For Management
1.8 Elect Director Dennis G. Shaffer For For Management
1.9 Elect Director Harry Singer For For Management
1.10 Elect Director Daniel J. White For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CLARUS CORPORATION
Ticker: CLAR Security ID: 18270P109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren B. Kanders For Withhold Management
1.2 Elect Director Donald L. House For Withhold Management
1.3 Elect Director Nicholas Sokolow For Withhold Management
1.4 Elect Director Michael A. Henning For Withhold Management
1.5 Elect Director Susan Ottmann For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CLEAN ENERGY FUELS CORP.
Ticker: CLNE Security ID: 184499101
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lizabeth Ardisana For For Management
1.2 Elect Director Philippe Charleux For For Management
1.3 Elect Director Andrew J. Littlefair For For Management
1.4 Elect Director Thomas Maurisse For For Management
1.5 Elect Director James C. Miller, III For For Management
1.6 Elect Director Stephen A. Scully For For Management
1.7 Elect Director Kenneth M. Socha For For Management
1.8 Elect Director Vincent C. Taormina For For Management
1.9 Elect Director Parker A. Weil For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Issuance of Common Stock Upon For For Management
Exercise Amazon Warrant
5 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CLEARFIELD, INC.
Ticker: CLFD Security ID: 18482P103
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl Beranek For For Management
1.2 Elect Director Ronald G. Roth For Withhold Management
1.3 Elect Director Patrick Goepel For For Management
1.4 Elect Director Roger Harding For For Management
1.5 Elect Director Charles N. Hayssen For For Management
1.6 Elect Director Donald R. Hayward For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Baker Tilly US, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CLEARWATER PAPER CORPORATION
Ticker: CLW Security ID: 18538R103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Corkrean For For Management
1b Elect Director Arsen S. Kitch For For Management
1c Elect Director Alexander Toeldte For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLEARWAY ENERGY, INC.
Ticker: CWEN Security ID: 18539C105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Bram For Withhold Management
1.2 Elect Director Nathaniel Anschuetz For Withhold Management
1.3 Elect Director Brian R. Ford For Withhold Management
1.4 Elect Director Bruce MacLennan For Withhold Management
1.5 Elect Director Ferrell P. McClean For Withhold Management
1.6 Elect Director Daniel B. More For Withhold Management
1.7 Elect Director E. Stanley O'Neal For For Management
1.8 Elect Director Christopher S. Sotos For For Management
1.9 Elect Director Scott Stanley For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CLEARWAY ENERGY, INC.
Ticker: CWEN Security ID: 18539C204
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Bram For Withhold Management
1.2 Elect Director Nathaniel Anschuetz For Withhold Management
1.3 Elect Director Brian R. Ford For Withhold Management
1.4 Elect Director Bruce MacLennan For Withhold Management
1.5 Elect Director Ferrell P. McClean For Withhold Management
1.6 Elect Director Daniel B. More For Withhold Management
1.7 Elect Director E. Stanley O'Neal For For Management
1.8 Elect Director Christopher S. Sotos For For Management
1.9 Elect Director Scott Stanley For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CLEVELAND-CLIFFS INC.
Ticker: CLF Security ID: 185899101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lourenco Goncalves For For Management
1.2 Elect Director Douglas C. Taylor For For Management
1.3 Elect Director John T. Baldwin For For Management
1.4 Elect Director Robert P. Fisher, Jr. For For Management
1.5 Elect Director William K. Gerber For For Management
1.6 Elect Director Susan M. Green For For Management
1.7 Elect Director M. Ann Harlan For For Management
1.8 Elect Director Ralph S. Michael, III For For Management
1.9 Elect Director Janet L. Miller For For Management
1.10 Elect Director Eric M. Rychel For For Management
1.11 Elect Director Gabriel Stoliar For For Management
1.12 Elect Director Arlene M. Yocum For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CLIPPER REALTY INC.
Ticker: CLPR Security ID: 18885T306
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Bistricer For For Management
1.2 Elect Director Sam Levinson For For Management
1.3 Elect Director Howard M. Lorber For Withhold Management
1.4 Elect Director Robert J. Ivanhoe For Withhold Management
1.5 Elect Director Roberto A. Verrone For For Management
1.6 Elect Director Harmon S. Spolan For For Management
1.7 Elect Director Richard N. Burger For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CLOUDERA, INC.
Ticker: CLDR Security ID: 18914U100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary Hu For For Management
1.2 Elect Director Kevin Klausmeyer For Withhold Management
1.3 Elect Director Michael A. Stankey For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CLOVIS ONCOLOGY, INC.
Ticker: CLVS Security ID: 189464100
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Mahaffy For For Management
1.2 Elect Director Robert W. Azelby For For Management
1.3 Elect Director Thorlef Spickschen For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CMC MATERIALS, INC.
Ticker: CCMP Security ID: 12571T100
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara A. Klein For For Management
1.2 Elect Director David H. Li For For Management
1.3 Elect Director William P. Noglows For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CNB FINANCIAL CORPORATION
Ticker: CCNE Security ID: 126128107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph B. Bower, Jr. For For Management
1.2 Elect Director Robert W. Montler For For Management
1.3 Elect Director Joel E. Peterson For For Management
1.4 Elect Director Richard B. Seager For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC.
Ticker: CNO Security ID: 12621E103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary C. Bhojwani For For Management
1b Elect Director Ellyn L. Brown For For Management
1c Elect Director Stephen N. David For For Management
1d Elect Director David B. Foss For For Management
1e Elect Director Robert C. Greving For For Management
1f Elect Director Mary R. (Nina) Henderson For For Management
1g Elect Director Daniel R. Maurer For For Management
1h Elect Director Chetlur S. Ragavan For For Management
1i Elect Director Steven E. Shebik For For Management
1j Elect Director Frederick J. Sievert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend NOL Rights Plan (NOL Pill) For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CNX RESOURCES CORPORATION
Ticker: CNX Security ID: 12653C108
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Palmer Clarkson For For Management
1b Elect Director Nicholas J. DeIuliis For For Management
1c Elect Director Maureen E. Lally-Green For For Management
1d Elect Director Bernard Lanigan, Jr. For For Management
1e Elect Director Ian McGuire For For Management
1f Elect Director William N. Thorndike, For For Management
Jr.
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CO-DIAGNOSTICS, INC.
Ticker: CODX Security ID: 189763105
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight H. Egan For Withhold Management
1.2 Elect Director Eugene Durenard For For Management
1.3 Elect Director Edward L. Murphy For For Management
1.4 Elect Director Richard S. Serbin For Withhold Management
1.5 Elect Director James B. Nelson For For Management
2 Ratify Haynie & Company as Auditors For For Management
--------------------------------------------------------------------------------
COASTAL FINANCIAL CORPORATION
Ticker: CCB Security ID: 19046P209
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sadhana Akella-Mishra For Withhold Management
1.2 Elect Director Sarah Elliott For For Management
1.3 Elect Director Eric M. Sprink For For Management
1.4 Elect Director Pamela Unger For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
COCA-COLA CONSOLIDATED, INC.
Ticker: COKE Security ID: 191098102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Frank Harrison, III For Withhold Management
1.2 Elect Director Sharon A. Decker For For Management
1.3 Elect Director Morgan H. Everett For For Management
1.4 Elect Director James R. Helvey, III For For Management
1.5 Elect Director William H. Jones For For Management
1.6 Elect Director Umesh M. Kasbekar For For Management
1.7 Elect Director David M. Katz For Withhold Management
1.8 Elect Director Jennifer K. Mann For For Management
1.9 Elect Director James H. Morgan For Withhold Management
1.10 Elect Director John W. Murrey, III For For Management
1.11 Elect Director Sue Anne H. Wells For For Management
1.12 Elect Director Dennis A. Wicker For Withhold Management
1.13 Elect Director Richard T. Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
CODEXIS, INC.
Ticker: CDXS Security ID: 192005106
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer Aaker For For Management
1.2 Elect Director Esther Martinborough For For Management
1.3 Elect Director John J. Nicols For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CODIAK BIOSCIENCES, INC.
Ticker: CDAK Security ID: 192010106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven Gillis For For Management
1b Elect Director Theo Melas-Kyriazi For Against Management
1c Elect Director Douglas E. Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CODORUS VALLEY BANCORP, INC.
Ticker: CVLY Security ID: 192025104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian D. Brunner For For Management
1.2 Elect Director Jeffrey R. Hines For For Management
1.3 Elect Director J. Rodney Messick For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditor For For Management
--------------------------------------------------------------------------------
COEUR MINING, INC.
Ticker: CDE Security ID: 192108504
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda L. Adamany For For Management
1b Elect Director Sebastian Edwards For For Management
1c Elect Director Randolph E. Gress For For Management
1d Elect Director Mitchell J. Krebs For For Management
1e Elect Director Eduardo Luna For For Management
1f Elect Director Jessica L. McDonald For For Management
1g Elect Director Robert E. Mellor For For Management
1h Elect Director John H. Robinson For For Management
1i Elect Director J. Kenneth Thompson For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COGENT COMMUNICATIONS HOLDINGS, INC.
Ticker: CCOI Security ID: 19239V302
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Schaeffer For Withhold Management
1.2 Elect Director D. Blake Bath For For Management
1.3 Elect Director Steven D. Brooks For For Management
1.4 Elect Director Lewis H. Ferguson, III For For Management
1.5 Elect Director Carolyn Katz For For Management
1.6 Elect Director Sheryl Kennedy For For Management
1.7 Elect Director Marc Montagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COHEN & STEERS, INC.
Ticker: CNS Security ID: 19247A100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin Cohen For For Management
1b Elect Director Robert H. Steers For For Management
1c Elect Director Joseph M. Harvey For For Management
1d Elect Director Reena Aggarwal For For Management
1e Elect Director Frank T. Connor For For Management
1f Elect Director Peter L. Rhein For For Management
1g Elect Director Richard P. Simon For For Management
1h Elect Director Dasha Smith For For Management
1i Elect Director Edmond D. Villani For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COHERUS BIOSCIENCES, INC.
Ticker: CHRS Security ID: 19249H103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director V. Bryan Lawlis For Withhold Management
1.2 Elect Director Kimberly J. Tzoumakas For For Management
1.3 Elect Director Alan C. Mendelson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COHU, INC.
Ticker: COHU Security ID: 192576106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew M. Caggia For For Management
1b Elect Director Luis A. Muller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COLLECTORS UNIVERSE, INC.
Ticker: CLCT Security ID: 19421R200
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. J. "Bert" Moyer For For Management
1.2 Elect Director Joseph J. Orlando For For Management
1.3 Elect Director Bruce A. Stevens For For Management
1.4 Elect Director Kate W. Duchene For For Management
1.5 Elect Director Vina M. Leite For For Management
1.6 Elect Director Jon M. Sullivan For For Management
1.7 Elect Director Lorraine G. Bardeen For For Management
1.8 Elect Director Jennifer H. Leuer For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLLEGIUM PHARMACEUTICAL, INC.
Ticker: COLL Security ID: 19459J104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rita Balice-Gordon For For Management
1.2 Elect Director Garen Bohlin For For Management
1.3 Elect Director Gwen Melincoff For For Management
1.4 Elect Director Theodore Schroeder For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COLONY CAPITAL, INC.
Ticker: CLNY Security ID: 19626G108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shaka Rasheed For For Management
1.2 Elect Director J. Braxton Carter For For Management
1.3 Elect Director Gregory J. McCray For For Management
1.4 Elect Director Jeannie H. Diefenderfer For For Management
1.5 Elect Director Marc C. Ganzi For For Management
1.6 Elect Director Dale Anne Reiss For For Management
1.7 Elect Director Jon A. Fosheim For For Management
1.8 Elect Director Nancy A. Curtin For For Management
1.9 Elect Director Thomas J. Barrack, Jr. For For Management
1.10 Elect Director John L. Steffens For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COLONY CREDIT REAL ESTATE, INC.
Ticker: CLNC Security ID: 19625T101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine D. Rice For For Management
1.2 Elect Director Vernon B. Schwartz For For Management
1.3 Elect Director John E. Westerfield For For Management
1.4 Elect Director Winston W. Wilson For For Management
1.5 Elect Director Michael J. Mazzei For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC.
Ticker: COLB Security ID: 197236102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig D. Eerkes For For Management
1b Elect Director Laura Alvarez Schrag For For Management
1c Elect Director Ford Elsaesser For For Management
1d Elect Director Mark A. Finkelstein For For Management
1e Elect Director Eric S. Forrest For For Management
1f Elect Director Thomas M. Hulbert For For Management
1g Elect Director Michelle M. Lantow For For Management
1h Elect Director Randal L. Lund For For Management
1i Elect Director Tracy Mack-Askew For For Management
1j Elect Director S. Mae Fujita Numata For For Management
1k Elect Director Elizabeth W. Seaton For For Management
1l Elect Director Clint E. Stein For For Management
1m Elect Director Janine T. Terrano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COLUMBIA FINANCIAL, INC.
Ticker: CLBK Security ID: 197641103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Noel R. Holland For Withhold Management
1.2 Elect Director Lucy Sorrentini For Withhold Management
1.3 Elect Director Robert Van Dyk For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLUMBIA PROPERTY TRUST, INC.
Ticker: CXP Security ID: 198287203
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carmen M. Bowser For For Management
1.2 Elect Director John L. Dixon For For Management
1.3 Elect Director David B. Henry For For Management
1.4 Elect Director Murray J. McCabe For For Management
1.5 Elect Director E. Nelson Mills For For Management
1.6 Elect Director Constance B. Moore For For Management
1.7 Elect Director Michael S. Robb For For Management
1.8 Elect Director Thomas G. Wattles For For Management
1.9 Elect Director Francis X. Wentworth, For For Management
Jr.
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COLUMBUS MCKINNON CORPORATION
Ticker: CMCO Security ID: 199333105
Meeting Date: JUL 20, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Fleming For For Management
1.2 Elect Director David J. Wilson For For Management
1.3 Elect Director Nicholas T. Pinchuk For For Management
1.4 Elect Director Liam G. McCarthy For For Management
1.5 Elect Director R. Scott Trumbull For For Management
1.6 Elect Director Heath A. Mitts For For Management
1.7 Elect Director Kathryn V. Roedel For For Management
1.8 Elect Director Aziz S. Aghili For For Management
1.9 Elect Director Jeanne Beliveau-Dunn For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC.
Ticker: FIX Security ID: 199908104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darcy G. Anderson For For Management
1.2 Elect Director Herman E. Bulls For For Management
1.3 Elect Director Alan P. Krusi For For Management
1.4 Elect Director Brian E. Lane For For Management
1.5 Elect Director Pablo G. Mercado For For Management
1.6 Elect Director Franklin Myers For For Management
1.7 Elect Director William J. Sandbrook For For Management
1.8 Elect Director Constance E. Skidmore For For Management
1.9 Elect Director Vance W. Tang For For Management
1.10 Elect Director Cindy L. Wallis-Lage For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY
Ticker: CMC Security ID: 201723103
Meeting Date: JAN 13, 2021 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicki L. Avril-Groves For For Management
1.2 Elect Director Barbara R. Smith For For Management
1.3 Elect Director Joseph C. Winkler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMUNITY BANK SYSTEM, INC.
Ticker: CBU Security ID: 203607106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian R. Ace For For Management
1b Elect Director Mark J. Bolus For For Management
1c Elect Director Jeffrey L. Davis For For Management
1d Elect Director Neil E. Fesette For For Management
1e Elect Director Kerrie D. MacPherson For For Management
1f Elect Director John Parente For For Management
1g Elect Director Raymond C. Pecor, III For For Management
1h Elect Director Susan E. Skerritt For For Management
1i Elect Director Sally A. Steele For For Management
1j Elect Director Eric E. Stickels For For Management
1k Elect Director Mark E. Tryniski For For Management
1l Elect Director John F. Whipple, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COMMUNITY BANKERS TRUST CORPORATION
Ticker: ESXB Security ID: 203612106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hugh M. Fain, III For Against Management
1.2 Elect Director Ira C. Harris For For Management
1.3 Elect Director Rex L. Smith, III For For Management
1.4 Elect Director Robin Traywick Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
COMMUNITY HEALTH SYSTEMS, INC.
Ticker: CYH Security ID: 203668108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Clerico For For Management
1b Elect Director Michael Dinkins For For Management
1c Elect Director James S. Ely, III For For Management
1d Elect Director John A. Fry For For Management
1e Elect Director Tim L. Hingtgen For For Management
1f Elect Director Elizabeth T. Hirsch For For Management
1g Elect Director William Norris Jennings For For Management
1h Elect Director K. Ranga Krishnan For For Management
1i Elect Director Julia B. North For For Management
1j Elect Director Wayne T. Smith For For Management
1k Elect Director H. James Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COMMUNITY HEALTHCARE TRUST INCORPORATED
Ticker: CHCT Security ID: 20369C106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Gardner For For Management
1.2 Elect Director Claire Gulmi For For Management
1.3 Elect Director Robert Hensley For For Management
1.4 Elect Director Lawrence Van Horn For For Management
1.5 Elect Director Timothy Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
COMMUNITY TRUST BANCORP, INC.
Ticker: CTBI Security ID: 204149108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Baird For For Management
1.2 Elect Director David Collins For For Management
1.3 Elect Director Franklin H. Farris, Jr. For For Management
1.4 Elect Director Jean R. Hale For For Management
1.5 Elect Director Eugenia Crittenden For For Management
"Crit" Luallen
1.6 Elect Director Ina Michelle Matthews For For Management
1.7 Elect Director James E. McGhee, II For For Management
1.8 Elect Director Franky Minnifield For For Management
1.9 Elect Director M. Lynn Parrish For For Management
1.10 Elect Director Anthony W. St. Charles For For Management
1.11 Elect Director Chad C. Street For For Management
2 Ratify BKD, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMVAULT SYSTEMS, INC.
Ticker: CVLT Security ID: 204166102
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Todd Bradley For For Management
1.2 Elect Director Charles "Chuck" E. Moran For For Management
1.3 Elect Director Allison Pickens For For Management
1.4 Elect Director Arlen Shenkman For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMPASS MINERALS INTERNATIONAL, INC.
Ticker: CMP Security ID: 20451N101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin S. Crutchfield For For Management
1b Elect Director Eric Ford For For Management
1c Elect Director Richard S. Grant For For Management
1d Elect Director Joseph E. Reece For For Management
1e Elect Director Allan R. Rothwell For For Management
1f Elect Director Lori A. Walker For For Management
1g Elect Director Paul S. Williams For For Management
1h Elect Director Amy J. Yoder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
COMPUTER PROGRAMS AND SYSTEMS, INC.
Ticker: CPSI Security ID: 205306103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Glenn P. Tobin For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
COMSCORE, INC.
Ticker: SCOR Security ID: 20564W105
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: MAY 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacques Kerrest For For Management
1.2 Elect Director Kathleen Love For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COMSCORE, INC.
Ticker: SCOR Security ID: 20564W105
Meeting Date: MAR 09, 2021 Meeting Type: Special
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares for a For For Management
Private Placement
2 Approve Creation of Convertible For For Management
Preferred Stock and Authorize A
Sufficient Number of Shares of
Preferred and Common Stocks into which
such Shares of Convertible Preferred
Stock may be Converted
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COMSCORE, INC.
Ticker: SCOR Security ID: 20564W105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin Gotlieb For For Management
1.2 Elect Director William Livek For For Management
1.3 Elect Director Brent Rosenthal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC.
Ticker: CRK Security ID: 205768302
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Jay Allison For For Management
1.2 Elect Director Roland O. Burns For For Management
1.3 Elect Director Elizabeth B. Davis For For Management
1.4 Elect Director Morris E. Foster For For Management
1.5 Elect Director Jim L. Turner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COMTECH TELECOMMUNICATIONS CORP.
Ticker: CMTL Security ID: 205826209
Meeting Date: DEC 08, 2020 Meeting Type: Annual
Record Date: NOV 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ira S. Kaplan For For Management
1b Elect Director Lisa Lesavoy For For Management
1c Elect Director Yacov A. Shamash For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CONCERT PHARMACEUTICALS, INC.
Ticker: CNCE Security ID: 206022105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Barton Hutt For Withhold Management
1.2 Elect Director Wilfred E. Jaeger For For Management
1.3 Elect Director Roger D. Tung For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CONCRETE PUMPING HOLDINGS, INC.
Ticker: BBCP Security ID: 206704108
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Young For For Management
1.2 Elect Director M. Brent Stevens For For Management
1.3 Elect Director Thomas Armstrong For For Management
1.4 Elect Director Ryan Beres For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CONDUENT INCORPORATED
Ticker: CNDT Security ID: 206787103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford Skelton For For Management
1.2 Elect Director Hunter Gary For For Management
1.3 Elect Director Kathy Higgins Victor For For Management
1.4 Elect Director Scott Letier For For Management
1.5 Elect Director Jesse A. Lynn For For Management
1.6 Elect Director Steven Miller For For Management
1.7 Elect Director Michael Montelongo For For Management
1.8 Elect Director Margarita For For Management
Palau-Hernandez
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CONMED CORPORATION
Ticker: CNMD Security ID: 207410101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Bronson For For Management
1.2 Elect Director Brian P. Concannon For For Management
1.3 Elect Director LaVerne Council For For Management
1.4 Elect Director Charles M. Farkas For For Management
1.5 Elect Director Martha Goldberg Aronson For For Management
1.6 Elect Director Curt R. Hartman For For Management
1.7 Elect Director Jerome J. Lande For For Management
1.8 Elect Director Barbara J. For For Management
Schwarzentraub
1.9 Elect Director Mark E. Tryniski For For Management
1.10 Elect Director John L. Workman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONN'S, INC.
Ticker: CONN Security ID: 208242107
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Haworth For For Management
1.2 Elect Director Sue E. Gove For For Management
1.3 Elect Director Bob L. Martin For For Management
1.4 Elect Director Douglas H. Martin For For Management
1.5 Elect Director Norman L. Miller For For Management
1.6 Elect Director William E. Saunders, Jr. For For Management
1.7 Elect Director William (David) Schofman For For Management
1.8 Elect Director Oded Shein For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONNECTONE BANCORP, INC.
Ticker: CNOB Security ID: 20786W107
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Sorrentino, III For For Management
1.2 Elect Director Frank W. Baier For For Management
1.3 Elect Director Stephen T. Boswell For For Management
1.4 Elect Director Katherin Nukk-Freeman For For Management
1.5 Elect Director Frank Huttle, III For For Management
1.6 Elect Director Michael Kempner For For Management
1.7 Elect Director Nicholas Minoia For For Management
1.8 Elect Director Joseph Parisi, Jr. For For Management
1.9 Elect Director Daniel Rifkin For For Management
1.10 Elect Director William A. Thompson For For Management
1.11 Elect Director Mark Sokolich For For Management
1.12 Elect Director Anson M. Moise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CEIX Security ID: 20854L108
Meeting Date: DEC 29, 2020 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CEIX Security ID: 20854L108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sophie Bergeron For For Management
1b Elect Director James A. Brock For For Management
1c Elect Director John T. Mills For For Management
1d Elect Director William P. Powell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC.
Ticker: CNSL Security ID: 209034107
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David G. Fuller For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Declassify the Board of Directors For For Management
6 Approve Issuance of Shares for a For For Management
Private Placement
7 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CONSOLIDATED WATER CO. LTD.
Ticker: CWCO Security ID: G23773107
Meeting Date: NOV 18, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carson K. Ebanks For For Management
1.2 Elect Director Richard L. Finlay For For Management
1.3 Elect Director Clarence B. Flowers, Jr. For For Management
1.4 Elect Director Frederick W. McTaggart For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Marcum LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CONSOLIDATED WATER CO. LTD.
Ticker: CWCO Security ID: G23773107
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wilmer F. Pergande For For Management
1.2 Elect Director Leonard J. Sokolow For For Management
1.3 Elect Director Raymond Whittaker For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Marcum LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CONSTELLATION PHARMACEUTICALS, INC.
Ticker: CNST Security ID: 210373106
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott N. Braunstein For Withhold Management
1.2 Elect Director Mark A. Goldsmith For Withhold Management
1.3 Elect Director Jigar Raythatha For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CONSTRUCTION PARTNERS, INC.
Ticker: ROAD Security ID: 21044C107
Meeting Date: MAR 05, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael H. McKay For Withhold Management
1b Elect Director Stefan L. Shaffer For For Management
1c Elect Director Noreen E. Skelly For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY
Ticker: MCF Security ID: 21075N204
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John C. Goff For For Management
1b Elect Director Wilkie S. Colyer, Jr. For For Management
1c Elect Director B.A. Berilgen For For Management
1d Elect Director Lon McCain For For Management
1e Elect Director Janet Pasque For For Management
1f Elect Director Joseph J. Romano For Against Management
1g Elect Director Karen Simon For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONTRAFECT CORPORATION
Ticker: CFRX Security ID: 212326300
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lishan Aklog For For Management
1.2 Elect Director Sol J. Barer For For Management
1.3 Elect Director Jane F. Barlow For For Management
1.4 Elect Director Steven C. Gilman For For Management
1.5 Elect Director David N. Low, Jr. For For Management
1.6 Elect Director Michael J. Otto For For Management
1.7 Elect Director Roger J. Pomerantz For For Management
1.8 Elect Director Cary W. Sucoff For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONTURA ENERGY, INC.
Ticker: CTRA Security ID: 21241B100
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Albert E. Ferrara, Jr. For For Management
1b Elect Director Daniel J. Geiger For For Management
1c Elect Director John E. Lushefski For Withhold Management
1d Elect Director Emily S. Medine For For Management
1e Elect Director David J. Stetson For For Management
1f Elect Director Scott D. Vogel For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY
Ticker: CTB Security ID: 216831107
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY
Ticker: CTB Security ID: 216831107
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Chapman For For Management
1.2 Elect Director Susan F. Davis For For Management
1.3 Elect Director Kathryn P. Dickson For For Management
1.4 Elect Director John J. Holland For For Management
1.5 Elect Director Bradley E. Hughes For For Management
1.6 Elect Director Tyrone M. Jordan For For Management
1.7 Elect Director Tracey I. Joubert For For Management
1.8 Elect Director Gary S. Michel For For Management
1.9 Elect Director Brian C. Walker For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COOPER-STANDARD HOLDINGS INC.
Ticker: CPS Security ID: 21676P103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John G. Boss For For Management
1b Elect Director Jeffrey S. Edwards For For Management
1c Elect Director Richard J. Freeland For For Management
1d Elect Director Adriana E. For For Management
Macouzet-Flores
1e Elect Director David J. Mastrocola For For Management
1f Elect Director Justin E. Mirro For For Management
1g Elect Director Robert J. Remenar For For Management
1h Elect Director Sonya F. Sepahban For For Management
1i Elect Director Thomas W. Sidlik For For Management
1j Elect Director Stephen A. Van Oss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CORBUS PHARMACEUTICALS HOLDINGS, INC.
Ticker: CRBP Security ID: 21833P103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yuval Cohen For For Management
1.2 Elect Director Alan Holmer For For Management
1.3 Elect Director Avery W. (Chip) Catlin For For Management
1.4 Elect Director Peter Salzmann For For Management
1.5 Elect Director John K. Jenkins For For Management
1.6 Elect Director Rachelle S. Jacques For For Management
2 Ratify EisnerAmper LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
CORCEPT THERAPEUTICS INCORPORATED
Ticker: CORT Security ID: 218352102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregg Alton For For Management
1.2 Elect Director G. Leonard Baker, Jr. For For Management
1.3 Elect Director Joseph K. Belanoff For For Management
1.4 Elect Director Gillian M. Cannon For For Management
1.5 Elect Director David L. Mahoney For For Management
1.6 Elect Director Kimberly Park For For Management
1.7 Elect Director Daniel N. Swisher, Jr. For For Management
1.8 Elect Director James N. Wilson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC.
Ticker: CORE Security ID: 218681104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart W. Booth For For Management
1b Elect Director Rocky Dewbre For For Management
1c Elect Director Laura Flanagan For For Management
1d Elect Director Robert G. Gross For For Management
1e Elect Director Scott E. McPherson For For Management
1f Elect Director Diane Randolph For For Management
1g Elect Director Harvey L. Tepner For For Management
1h Elect Director Rosemary Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
CORECIVIC, INC.
Ticker: CXW Security ID: 21871N101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director Robert J. Dennis For For Management
1c Elect Director Mark A. Emkes For For Management
1d Elect Director Damon T. Hininger For For Management
1e Elect Director Stacia A. Hylton For For Management
1f Elect Director Harley G. Lappin For For Management
1g Elect Director Anne L. Mariucci For For Management
1h Elect Director Thurgood Marshall, Jr. For For Management
1i Elect Director Devin I. Murphy For For Management
1j Elect Director Charles L. Overby For Against Management
1k Elect Director John R. Prann, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORENERGY INFRASTRUCTURE TRUST, INC.
Ticker: CORR Security ID: 21870U502
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Schulte For Against Management
2 Approve Issuance of Class B Common For For Management
Stock Upon Conversion of the Series B
Preferred Stock
3 Approve the Contribution Agreement and For For Management
Internalization of Corridor
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COREPOINT LODGING INC.
Ticker: CPLG Security ID: 21872L104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Abrahamson For For Management
1.2 Elect Director Glenn Alba For For Management
1.3 Elect Director Jean M. Birch For For Management
1.4 Elect Director Alan J. Bowers For For Management
1.5 Elect Director Keith A. Cline For For Management
1.6 Elect Director Giovanni Cutaia For For Management
1.7 Elect Director Alice E. Gould For For Management
1.8 Elect Director B. Anthony Isaac For Withhold Management
1.9 Elect Director Brian Kim For For Management
1.10 Elect Director David Loeb For For Management
1.11 Elect Director Mitesh B. Shah For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CORMEDIX INC.
Ticker: CRMD Security ID: 21900C308
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Khoso Baluch For For Management
1.2 Elect Director Janet Dillione For For Management
1.3 Elect Director Alan W. Dunton For For Management
1.4 Elect Director Myron Kaplan For For Management
1.5 Elect Director Steven Lefkowitz For For Management
1.6 Elect Director Paolo F. Costa For For Management
1.7 Elect Director Greg Duncan For For Management
2 Ratify Friedman LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORNERSTONE BUILDING BRANDS, INC.
Ticker: CNR Security ID: 21925D109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Holland For For Management
1.2 Elect Director Wilbert W. James, Jr. For For Management
1.3 Elect Director Daniel Janki For For Management
1.4 Elect Director John Krenicki For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORNERSTONE ONDEMAND, INC.
Ticker: CSOD Security ID: 21925Y103
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy Altobello For For Management
1.2 Elect Director Felicia Alvaro For For Management
1.3 Elect Director Robert Cavanaugh For For Management
1.4 Elect Director Dean Carter For For Management
1.5 Elect Director Richard Haddrill For For Management
1.6 Elect Director Adam L. Miller For For Management
1.7 Elect Director Joseph Osnoss For For Management
1.8 Elect Director Philip S. Saunders For For Management
1.9 Elect Director Steffan C. Tomlinson For For Management
1.10 Elect Director Sara Martinez Tucker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CORSAIR GAMING, INC.
Ticker: CRSR Security ID: 22041X102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew J. Paul For Withhold Management
1.2 Elect Director Samuel R. Szteinbaum For Withhold Management
1.3 Elect Director Jason Cahilly For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
CORTEXYME, INC.
Ticker: CRTX Security ID: 22053A107
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen S. Dominy For For Management
1.2 Elect Director David A. Lamond For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CORVEL CORPORATION
Ticker: CRVL Security ID: 221006109
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director V. Gordon Clemons For Withhold Management
1.2 Elect Director Steven J. Hamerslag For For Management
1.3 Elect Director Alan R. Hoops For For Management
1.4 Elect Director R. Judd Jessup For For Management
1.5 Elect Director Jean H. Macino For For Management
1.6 Elect Director Jeffrey J. Michael For For Management
2 Ratify Haskell & White LLP as Auditors For For Management
3 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
4 Amend Bylaws to Allow Participation in For For Management
Stockholder Meetings by Means of
Remote Communication, Including by
Means of Virtual Meeting Technology
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COSTAMARE, INC.
Ticker: CMRE Security ID: Y1771G102
Meeting Date: OCT 02, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Konstantinos Zacharatos For Against Management
2 Ratify Ernst & Young (Hellas) For For Management
Certified Auditors Accountants S.A. as
Auditors
--------------------------------------------------------------------------------
COUNTY BANCORP, INC.
Ticker: ICBK Security ID: 221907108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Censky For For Management
1.2 Elect Director Wayne D. Mueller For For Management
1.3 Elect Director Vicki L. Tandeski For For Management
1.4 Elect Director Gary J. Ziegelbauer For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Plante & Moran, PLLC as Auditor For For Management
--------------------------------------------------------------------------------
COVANTA HOLDING CORPORATION
Ticker: CVA Security ID: 22282E102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Barse For For Management
1.2 Elect Director Ronald J. Broglio For For Management
1.3 Elect Director Peter C.B. Bynoe For For Management
1.4 Elect Director Linda J. Fisher For For Management
1.5 Elect Director Joseph M. Holsten For For Management
1.6 Elect Director Owen Michaelson For For Management
1.7 Elect Director Danielle Pletka For For Management
1.8 Elect Director Michael W. Ranger For For Management
1.9 Elect Director Robert S. Silberman For For Management
1.10 Elect Director Jean Smith For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COVENANT LOGISTICS GROUP, INC.
Ticker: CVLG Security ID: 22284P105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Parker For For Management
1.2 Elect Director Robert E. Bosworth For For Management
1.3 Elect Director D. Michael Kramer For For Management
1.4 Elect Director Bradley A. Moline For For Management
1.5 Elect Director Rachel Parker-Hatchett For For Management
1.6 Elect Director Herbert J. Schmidt For For Management
1.7 Elect Director W. Miller Welborn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
COVENANT TRANSPORTATION GROUP, INC.
Ticker: CVTI Security ID: 22284P105
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Parker For For Management
1.2 Elect Director Robert E. Bosworth For For Management
1.3 Elect Director D. Michael Kramer For For Management
1.4 Elect Director Bradley A. Moline For For Management
1.5 Elect Director Rachel Parker-Hatchett For For Management
1.6 Elect Director Herbert J. Schmidt For For Management
1.7 Elect Director W. Miller Welborn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Change Company Name to Covenant For For Management
Logistics Group, Inc.
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COVETRUS, INC.
Ticker: CVET Security ID: 22304C100
Meeting Date: NOV 17, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Securities For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COVETRUS, INC.
Ticker: CVET Security ID: 22304C100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Manoff For For Management
1.2 Elect Director Edward M. McNamara For For Management
1.3 Elect Director Steven Paladino For For Management
1.4 Elect Director Sandra Peterson For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Eliminate Supermajority Vote For For Management
Requirement
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COWEN INC.
Ticker: COWN Security ID: 223622606
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brett H. Barth For For Management
1.2 Elect Director Katherine E. Dietze For For Management
1.3 Elect Director Gregg A. Gonsalves For For Management
1.4 Elect Director Steven Kotler For For Management
1.5 Elect Director Lawrence E. Leibowitz For For Management
1.6 Elect Director Margaret L. Poster For For Management
1.7 Elect Director Douglas A. Rediker For For Management
1.8 Elect Director Jeffrey M. Solomon For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CRA INTERNATIONAL, INC.
Ticker: CRAI Security ID: 12618T105
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Booth For For Management
1.2 Elect Director William F. Concannon For Withhold Management
1.3 Elect Director Christine R. Detrick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CRACKER BARREL OLD COUNTRY STORE, INC.
Ticker: CBRL Security ID: 22410J106
Meeting Date: NOV 19, 2020 Meeting Type: Proxy Contest
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card)
1.1 Elect Director Thomas H. Barr For For Management
1.2 Elect Director Carl T. Berquist For For Management
1.3 Elect Director Sandra B. Cochran For For Management
1.4 Elect Director Meg G. Crofton For For Management
1.5 Elect Director Gilbert R. Davila For For Management
1.6 Elect Director Norman E. Johnson For For Management
1.7 Elect Director William W. McCarten For For Management
1.8 Elect Director Coleman H. Peterson For For Management
1.9 Elect Director Gisel Ruiz For For Management
1.10 Elect Director Andrea M. Weiss For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card)
1.1 Elect Director Raymond P. Barbrick For Did Not Vote Shareholder
1.2 Elect Director Thomas H. Barr For Did Not Vote Shareholder
1.3 Elect Director Carl T. Berquist For Did Not Vote Shareholder
1.4 Elect Director Sandra B. Cochran For Did Not Vote Shareholder
1.5 Elect Director Meg G. Crofton For Did Not Vote Shareholder
1.6 Elect Director Gilbert R. Davila For Did Not Vote Shareholder
1.7 Elect Director William W. McCarten For Did Not Vote Shareholder
1.8 Elect Director Coleman H. Peterson For Did Not Vote Shareholder
1.9 Elect Director Gisel Ruiz For Did Not Vote Shareholder
1.10 Elect Director Andrea M. Weiss For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named None Did Not Vote Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan None Did Not Vote Management
4 Ratify Deloitte & Touche LLP as None Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
CRINETICS PHARMACEUTICALS, INC.
Ticker: CRNX Security ID: 22663K107
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Camille Bedrosian For For Management
1.2 Elect Director Wendell Wierenga For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CROCS, INC.
Ticker: CROX Security ID: 227046109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Frasch For For Management
1.2 Elect Director Andrew Rees For For Management
1.3 Elect Director Charisse Ford Hughes For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC.
Ticker: CCRN Security ID: 227483104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin C. Clark For For Management
1b Elect Director W. Larry Cash For For Management
1c Elect Director Thomas C. Dircks For For Management
1d Elect Director Gale Fitzgerald For For Management
1e Elect Director Darrell S. Freeman, Sr. For For Management
1f Elect Director Janice E. Nevin For For Management
1g Elect Director Mark Perlberg For For Management
1h Elect Director Joseph A. Trunfio For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROSSFIRST BANKSHARES, INC.
Ticker: CFB Security ID: 22766M109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven W. Caple For For Management
1.2 Elect Director Ron Geist For For Management
1.3 Elect Director George E. Hansen, III For Withhold Management
1.4 Elect Director George F. Jones, Jr. For For Management
1.5 Elect Director Kevin Rauckman For For Management
1.6 Elect Director Grey Stogner For For Management
2 Ratify BKD, LLP as Auditors For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CRYOLIFE, INC.
Ticker: CRY Security ID: 228903100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ackerman For For Management
1.2 Elect Director Daniel J. Bevevino For For Management
1.3 Elect Director Marna P. Borgstrom For For Management
1.4 Elect Director James W. Bullock For For Management
1.5 Elect Director Jeffrey H. Burbank For For Management
1.6 Elect Director J. Patrick Mackin For For Management
1.7 Elect Director Ronald D. McCall For For Management
1.8 Elect Director Harvey Morgan For For Management
1.9 Elect Director Jon W. Salveson For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CRYOPORT, INC.
Ticker: CYRX Security ID: 229050307
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Baddour For For Management
1.2 Elect Director Richard Berman For For Management
1.3 Elect Director Daniel M. Hancock For For Management
1.4 Elect Director Robert Hariri For For Management
1.5 Elect Director Ram M. Jagannath For For Management
1.6 Elect Director Ramkumar Mandalam For For Management
1.7 Elect Director Jerrell W. Shelton For For Management
1.8 Elect Director Edward J. Zecchini For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC.
Ticker: CSGS Security ID: 126349109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian A. Shepherd For For Management
1b Elect Director Frank V. Sica For For Management
1c Elect Director Silvio Tavares For For Management
1d Elect Director Tse Li 'Lily' Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
CSW INDUSTRIALS, INC.
Ticker: CSWI Security ID: 126402106
Meeting Date: AUG 14, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph B. Armes For For Management
1.2 Elect Director Michael R. Gambrell For For Management
1.3 Elect Director Terry L. Johnston For For Management
1.4 Elect Director Linda A. Livingstone For For Management
1.5 Elect Director William F. Quinn For For Management
1.6 Elect Director Robert M. Swartz For For Management
1.7 Elect Director J. Kent Sweezey For For Management
1.8 Elect Director Debra L. von Storch For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CTO REALTY GROWTH, INC.
Ticker: CTO Security ID: 22948P103
Meeting Date: NOV 09, 2020 Meeting Type: Special
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization to Facilitate For For Management
Transition to REIT Status
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CTO REALTY GROWTH, INC.
Ticker: CTO Security ID: 22948Q101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura M. Franklin For For Management
1.2 Elect Director John P. Albright For For Management
1.3 Elect Director George R. Brokaw For For Management
1.4 Elect Director R. Blakeslee Gable For For Management
1.5 Elect Director Christopher W. Haga For For Management
1.6 Elect Director Casey R. Wold For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CTS CORPORATION
Ticker: CTS Security ID: 126501105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna M. Costello For For Management
1.2 Elect Director Gordon Hunter For For Management
1.3 Elect Director William S. Johnson For For Management
1.4 Elect Director Ye Jane Li For For Management
1.5 Elect Director Kieran O'Sullivan For For Management
1.6 Elect Director Robert A. Profusek For For Management
1.7 Elect Director Alfonso G. Zulueta For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
CUBIC CORPORATION
Ticker: CUB Security ID: 229669106
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Prithviraj Banerjee For For Management
1.2 Elect Director Bruce G. Blakley For For Management
1.3 Elect Director Maureen Breakiron-Evans For For Management
1.4 Elect Director Denise L. Devine For For Management
1.5 Elect Director Bradley H. Feldmann For For Management
1.6 Elect Director Carolyn A. Flowers For For Management
1.7 Elect Director Janice M. Hamby For For Management
1.8 Elect Director David F. Melcher For For Management
1.9 Elect Director Steven J. Norris For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CUBIC CORPORATION
Ticker: CUB Security ID: 229669106
Meeting Date: APR 27, 2021 Meeting Type: Special
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CUE BIOPHARMA, INC.
Ticker: CUE Security ID: 22978P106
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. Passeri For For Management
1.2 Elect Director Peter A. Kiener For For Management
1.3 Elect Director Aaron Fletcher For For Management
1.4 Elect Director Cameron Gray For For Management
1.5 Elect Director Barry Simon For Withhold Management
1.6 Elect Director Frederick Driscoll For For Management
1.7 Elect Director Frank Morich For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CUE BIOPHARMA, INC.
Ticker: CUE Security ID: 22978P106
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. Passeri For For Management
1.2 Elect Director Frank Morich For Withhold Management
1.3 Elect Director Frederick Driscoll For For Management
1.4 Elect Director Aaron Fletcher For For Management
1.5 Elect Director Cameron Gray For For Management
1.6 Elect Director Tamar Howson For For Management
1.7 Elect Director Peter A. Kiener For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CULLINAN ONCOLOGY, INC.
Ticker: CGEM Security ID: 230031106
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Ebeling For Withhold Management
1.2 Elect Director Morana Jovan-Embiricos For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CURO GROUP HOLDINGS CORP.
Ticker: CURO Security ID: 23131L107
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Don Gayhardt For For Management
1.2 Elect Director David M. Kirchheimer For For Management
1.3 Elect Director Mike McKnight For For Management
1.4 Elect Director Elizabeth Webster For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CUSHMAN & WAKEFIELD PLC
Ticker: CWK Security ID: G2717B108
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Dattels For For Management
1.2 Elect Director Lincoln Pan For Against Management
1.3 Elect Director Rajeev Ruparelia For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Ratify KPMG LLP as UK Statutory Auditor For For Management
4 Authorize Audit Committee to Fix For For Management
Remuneration of Auditors
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Approve Director Compensation Report For Against Management
7 Approve Director Compensation Policy For For Management
8 Amend Omnibus Stock Plan For For Management
9 Amend Articles of Association to For For Management
Permit Virtual Meetings
--------------------------------------------------------------------------------
CUSTOMERS BANCORP, INC.
Ticker: CUBI Security ID: 23204G100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay S. Sidhu For For Management
1.2 Elect Director Robert J. Buford For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUTERA, INC.
Ticker: CUTR Security ID: 232109108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory A. Barrett For For Management
1.2 Elect Director David H. Mowry For For Management
1.3 Elect Director Timothy J. O'Shea For For Management
1.4 Elect Director J. Daniel Plants For For Management
1.5 Elect Director Joseph E. Whitters For For Management
1.6 Elect Director Katherine S. Zanotti For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Elect Director Sheila A. Hopkins For For Management
--------------------------------------------------------------------------------
CVB FINANCIAL CORP.
Ticker: CVBF Security ID: 126600105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George A. Borba, Jr. For For Management
1.2 Elect Director David A. Brager For For Management
1.3 Elect Director Stephen A. Del Guercio For For Management
1.4 Elect Director Rodrigo Guerra, Jr. For For Management
1.5 Elect Director Anna Kan For For Management
1.6 Elect Director Marshall V. Laitsch For For Management
1.7 Elect Director Kristina M. Leslie For For Management
1.8 Elect Director Raymond V. O'Brien, III For For Management
1.9 Elect Director Jane Olvera For For Management
1.10 Elect Director Hal W. Oswalt For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVR ENERGY, INC.
Ticker: CVI Security ID: 12662P108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia A. Agnello For For Management
1.2 Elect Director Kapiljeet Dargan For Withhold Management
1.3 Elect Director Jaffrey (Jay) A. For For Management
Firestone
1.4 Elect Director Jonathan Frates For Withhold Management
1.5 Elect Director Hunter C. Gary For Withhold Management
1.6 Elect Director David L. Lamp For For Management
1.7 Elect Director Stephen Mongillo For For Management
1.8 Elect Director James M. Strock For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CYBEROPTICS CORPORATION
Ticker: CYBE Security ID: 232517102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig D. Gates For For Management
1.2 Elect Director Subodh Kulkarni For For Management
1.3 Elect Director Michael M. Selzer, Jr. For For Management
1.4 Elect Director Vivek Mohindra For For Management
1.5 Elect Director Cheryl Beranek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CYCLERION THERAPEUTICS, INC.
Ticker: CYCN Security ID: 23255M105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Churchwell For For Management
1.2 Elect Director George Conrades For For Management
1.3 Elect Director Marsha Fanucci For For Management
1.4 Elect Director Peter M. Hecht For For Management
1.5 Elect Director Ole Isacson For For Management
1.6 Elect Director Stephanie Lovell For For Management
1.7 Elect Director Terrance McGuire For For Management
1.8 Elect Director Michael Mendelsohn For For Management
1.9 Elect Director Errol De Souza For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CYMABAY THERAPEUTICS, INC.
Ticker: CBAY Security ID: 23257D103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet Dorling For For Management
1.2 Elect Director Caroline Loewy For For Management
1.3 Elect Director Sujal Shah For For Management
1.4 Elect Director Kurt von Emster For For Management
1.5 Elect Director Thomas G. Wiggans For For Management
1.6 Elect Director Robert J. Wills For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYTOKINETICS, INCORPORATED
Ticker: CYTK Security ID: 23282W605
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert I. Blum For For Management
1.2 Elect Director Robert M. Califf For For Management
1.3 Elect Director Sandford D. Smith For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYTOMX THERAPEUTICS, INC.
Ticker: CTMX Security ID: 23284F105
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Meyers For For Management
1b Elect Director Halley Gilbert For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYTOSORBENTS CORPORATION
Ticker: CTSO Security ID: 23283X206
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phillip P. Chan For For Management
1b Elect Director Al W. Kraus For For Management
1c Elect Director Edward R. Jones For For Management
1d Elect Director Michael G. Bator For For Management
1e Elect Director Alan D. Sobel For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify WithumSmith+Brown, PC as For For Management
Auditors
--------------------------------------------------------------------------------
DAILY JOURNAL CORPORATION
Ticker: DJCO Security ID: 233912104
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles T. Munger For For Management
1.2 Elect Director Gerald L. Salzman For Against Management
1.3 Elect Director Peter D. Kaufman For Against Management
1.4 Elect Director Mary Conlin For For Management
2 Ratify Baker Tilly US, LLP as Auditors For For Management
--------------------------------------------------------------------------------
DAKTRONICS, INC.
Ticker: DAKT Security ID: 234264109
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Dutcher For For Management
1.2 Elect Director Jose-Marie Griffiths For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche, LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DANA INCORPORATED
Ticker: DAN Security ID: 235825205
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rachel A. Gonzalez For For Management
1.2 Elect Director James K. Kamsickas For For Management
1.3 Elect Director Virginia A. Kamsky For For Management
1.4 Elect Director Bridget E. Karlin For For Management
1.5 Elect Director Raymond E. Mabus, Jr. For For Management
1.6 Elect Director Michael J. Mack, Jr. For For Management
1.7 Elect Director R. Bruce McDonald For For Management
1.8 Elect Director Diarmuid B. O'Connell For For Management
1.9 Elect Director Keith E. Wandell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DARLING INGREDIENTS INC.
Ticker: DAR Security ID: 237266101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Randall C. Stuewe For For Management
1b Elect Director Charles Adair For For Management
1c Elect Director Beth Albright For For Management
1d Elect Director Linda Goodspeed For For Management
1e Elect Director Dirk Kloosterboer For For Management
1f Elect Director Mary R. Korby For For Management
1g Elect Director Gary W. Mize For For Management
1h Elect Director Michael E. Rescoe For For Management
1i Elect Director Nicole M. Ringenberg For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DASEKE, INC.
Ticker: DSKE Security ID: 23753F107
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Bonner For Withhold Management
1.2 Elect Director Don R. Daseke For For Management
1.3 Elect Director Catharine Ellingsen For For Management
1.4 Elect Director Grant Garbers For For Management
1.5 Elect Director Charles "Chuck" F. For For Management
Serianni
1.6 Elect Director Jonathan Shepko For For Management
1.7 Elect Director Ena Williams For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DAVE & BUSTER'S ENTERTAINMENT, INC.
Ticker: PLAY Security ID: 238337109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James P. Chambers For For Management
1.2 Elect Director Hamish A. Dodds For For Management
1.3 Elect Director Michael J. Griffith For For Management
1.4 Elect Director John C. Hockin For For Management
1.5 Elect Director Brian A. Jenkins For For Management
1.6 Elect Director Patricia H. Mueller For For Management
1.7 Elect Director Atish Shah For For Management
1.8 Elect Director Kevin M. Sheehan For For Management
1.9 Elect Director Jennifer Storms For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DECIPHERA PHARMACEUTICALS, INC.
Ticker: DCPH Security ID: 24344T101
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bristol For Withhold Management
1.2 Elect Director Frank S. Friedman For Withhold Management
1.3 Elect Director Ron Squarer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION
Ticker: DECK Security ID: 243537107
Meeting Date: SEP 11, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Devine, III For For Management
1.2 Elect Director Nelson C. Chan For For Management
1.3 Elect Director Cynthia (Cindy) L. Davis For For Management
1.4 Elect Director Juan R. Figuereo For For Management
1.5 Elect Director Victor Luis For For Management
1.6 Elect Director Dave Powers For For Management
1.7 Elect Director Lauri M. Shanahan For For Management
1.8 Elect Director Brian A. Spaly For For Management
1.9 Elect Director Bonita C. Stewart For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEL TACO RESTAURANTS, INC.
Ticker: TACO Security ID: 245496104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Stein For For Management
1.2 Elect Director Valerie L. Insignares For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DELEK US HOLDINGS, INC.
Ticker: DK Security ID: 24665A103
Meeting Date: MAY 06, 2021 Meeting Type: Proxy Contest
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1.1 Elect Director Ezra Uzi Yemin For For Management
1.2 Elect Director William J. Finnerty For For Management
1.3 Elect Director Richard J. Marcogliese For For Management
1.4 Elect Director Gary M. Sullivan, Jr. For For Management
1.5 Elect Director Vicky Sutil For For Management
1.6 Elect Director Laurie Z. Tolson For For Management
1.7 Elect Director David Wiessman For For Management
1.8 Elect Director Shlomo Zohar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1A Elect Directors Randall D. Balhorn For Did Not Vote Shareholder
1B Elect Director George J. Damiris For Did Not Vote Shareholder
1C Elect Director Robert Edward Kent, Jr. For Did Not Vote Shareholder
1D Management Nominee Ezra Uzi Yemin For Did Not Vote Shareholder
1E Management Nominee Richard J. For Did Not Vote Shareholder
Marcogliese
1F Management Nominee Gary M. Sullivan, For Did Not Vote Shareholder
Jr.
1G Management Nominee Vicky Sutil For Did Not Vote Shareholder
1H Management Nominee Laurie Z. Tolson For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
4 Amend Omnibus Stock Plan Abstain Did Not Vote Management
5 Approve Qualified Employee Stock For Did Not Vote Management
Purchase Plan
--------------------------------------------------------------------------------
DELUXE CORPORATION
Ticker: DLX Security ID: 248019101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Cobb For For Management
1.2 Elect Director Paul R. Garcia For For Management
1.3 Elect Director Cheryl E. Mayberry For For Management
McKissack
1.4 Elect Director Barry C. McCarthy For For Management
1.5 Elect Director Don J. McGrath For For Management
1.6 Elect Director Thomas J. Reddin For For Management
1.7 Elect Director Martyn R. Redgrave For For Management
1.8 Elect Director John L. Stauch For For Management
1.9 Elect Director Victoria A. Treyger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DENALI THERAPEUTICS INC.
Ticker: DNLI Security ID: 24823R105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Cole For For Management
1.2 Elect Director Jay Flatley For For Management
1.3 Elect Director Marc Tessier-Lavigne For For Management
1.4 Elect Director Nancy A. Thornberry For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DENNY'S CORPORATION
Ticker: DENN Security ID: 24869P104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bernadette S. Aulestia For For Management
1b Elect Director Olu Beck For For Management
1c Elect Director Gregg R. Dedrick For For Management
1d Elect Director Jose M. Gutierrez For For Management
1e Elect Director Brenda J. Lauderback For For Management
1f Elect Director John C. Miller For For Management
1g Elect Director Donald C. Robinson For For Management
1h Elect Director Laysha Ward For For Management
1i Elect Director F. Mark Wolfinger For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DERMTECH, INC.
Ticker: DMTK Security ID: 24984K105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Dobak For For Management
1.2 Elect Director Herm Rosenman For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DESIGNER BRANDS INC.
Ticker: DBI Security ID: 250565108
Meeting Date: JUL 14, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harvey L. Sonnenberg For Withhold Management
1.2 Elect Director Allan J. Tanenbaum For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DESIGNER BRANDS INC.
Ticker: DBI Security ID: 250565108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter S. Cobb For Withhold Management
1.2 Elect Director Jay L. Schottenstein For Withhold Management
1.3 Elect Director Roger L. Rawlins For For Management
1.4 Elect Director Joanne Zaiac For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DHI GROUP, INC.
Ticker: DHX Security ID: 23331S100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Friedlich For For Management
1.2 Elect Director Elizabeth Salomon For For Management
1.3 Elect Director Kathleen Swann For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DHT HOLDINGS, INC.
Ticker: DHT Security ID: Y2065G121
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erik Andreas Lind For For Management
1.2 Elect Director Sophie Rossini For For Management
2 Ratify Ernst & Young AS as Auditors For For Management
--------------------------------------------------------------------------------
DIAMOND HILL INVESTMENT GROUP, INC.
Ticker: DHIL Security ID: 25264R207
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Heather E. Brilliant For For Management
1b Elect Director Richard S. Cooley For For Management
1c Elect Director James F. Laird For For Management
1d Elect Director Randolph J. Fortener For For Management
1e Elect Director Paula R. Meyer For For Management
1f Elect Director Nicole R. St. Pierre For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
DIAMONDROCK HOSPITALITY COMPANY
Ticker: DRH Security ID: 252784301
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William W. McCarten For For Management
1b Elect Director Mark W. Brugger For For Management
1c Elect Director Timothy R. Chi For For Management
1d Elect Director Kathleen A. (Wayton) For For Management
Merrill
1e Elect Director William J. Shaw For For Management
1f Elect Director Bruce D. Wardinski For For Management
1g Elect Director Tabassum Zalotrawala For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
1h Elect Director Michael A. Hartmeier For For Management
--------------------------------------------------------------------------------
DICERNA PHARMACEUTICALS, INC.
Ticker: DRNA Security ID: 253031108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Fambrough, For For Management
III
1b Elect Director J. Kevin Buchi For For Management
1c Elect Director Stephen Doberstein For For Management
1d Elect Director Martin Freed For For Management
1e Elect Director Patrick M. Gray For For Management
1f Elect Director Stephen J. Hoffman For For Management
1g Elect Director Adam M. Koppel For For Management
1h Elect Director Marc D. Kozin For For Management
1i Elect Director Cynthia Smith For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIEBOLD NIXDORF, INCORPORATED
Ticker: DBD Security ID: 253651103
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arthur F. Anton For For Management
1b Elect Director Bruce H. Besanko For For Management
1c Elect Director Reynolds C. Bish For For Management
1d Elect Director Ellen M. Costello For For Management
1e Elect Director Phillip R. Cox For For Management
1f Elect Director Alexander Dibelius For For Management
1g Elect Director Matthew Goldfarb For For Management
1h Elect Director Gary G. Greenfield For For Management
1i Elect Director Gerrard B. Schmid For For Management
1j Elect Director Kent M. Stahl For For Management
1k Elect Director Lauren C. States For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DIGI INTERNATIONAL INC.
Ticker: DGII Security ID: 253798102
Meeting Date: JAN 29, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher D. Heim For For Management
1b Elect Director Sally J. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DIGIMARC CORPORATION
Ticker: DMRC Security ID: 25381B101
Meeting Date: DEC 10, 2020 Meeting Type: Special
Record Date: OCT 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Common Stock Upon For For Management
Conversion of Series B Convertible
Preferred Stock
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DIGIMARC CORPORATION
Ticker: DMRC Security ID: 25381B101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Davis - Withdrawn None None Management
1.2 Elect Director Sandeep Dadlani For For Management
1.3 Elect Director Riley McCormack For For Management
1.4 Elect Director James T. Richardson For For Management
1.5 Elect Director Alicia Syrett For For Management
1.6 Elect Director Andrew J. Walter For For Management
1.7 Elect Director Sheela Zemlin For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIGITAL TURBINE, INC.
Ticker: APPS Security ID: 25400W102
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Deutschman For For Management
1.2 Elect Director Roy H. Chestnutt For For Management
1.3 Elect Director Mohan S. Gyani For For Management
1.4 Elect Director Jeffrey Karish For For Management
1.5 Elect Director Christopher Rogers For For Management
1.6 Elect Director Michelle M. Sterling For For Management
1.7 Elect Director William G. Stone, III For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For Against Management
5 Ratify SingerLewak LLP as Auditors For For Management
--------------------------------------------------------------------------------
DILLARD'S, INC.
Ticker: DDS Security ID: 254067101
Meeting Date: MAY 15, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rob C. Holmes For For Management
1b Elect Director Frank R. Mori For Against Management
1c Elect Director Reynie Rutledge For Against Management
1d Elect Director J.C. Watts, Jr. For Against Management
1e Elect Director Nick White For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DIME COMMUNITY BANCSHARES, INC.
Ticker: DCOM Security ID: 253922108
Meeting Date: DEC 03, 2020 Meeting Type: Special
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DIME COMMUNITY BANCSHARES, INC.
Ticker: DCOM Security ID: 25432X102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Mahon For For Management
1.2 Elect Director Marcia Z. Hefter For For Management
1.3 Elect Director Rosemarie Chen For For Management
1.4 Elect Director Michael P. Devine For For Management
1.5 Elect Director Matthew Lindenbaum For For Management
1.6 Elect Director Albert E. McCoy, Jr. For For Management
1.7 Elect Director Raymond A. Nielsen For For Management
1.8 Elect Director Kevin M. O'Connor For For Management
1.9 Elect Director Vincent F. Palagiano For For Management
1.10 Elect Director Joseph J. Perry For For Management
1.11 Elect Director Kevin Stein For For Management
1.12 Elect Director Dennis A. Suskind For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DINE BRANDS GLOBAL, INC.
Ticker: DIN Security ID: 254423106
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard M. Berk For For Management
1.2 Elect Director Daniel J. Brestle For For Management
1.3 Elect Director Susan M. Collyns For For Management
1.4 Elect Director Richard J. Dahl For For Management
1.5 Elect Director Michael C. Hyter For For Management
1.6 Elect Director Larry A. Kay For For Management
1.7 Elect Director Caroline W. Nahas For For Management
1.8 Elect Director Douglas M. Pasquale For For Management
1.9 Elect Director John W. Peyton For For Management
1.10 Elect Director Lilian C. Tomovich For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIODES INCORPORATED
Ticker: DIOD Security ID: 254543101
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angie Chen Button For For Management
1.2 Elect Director C.H. Chen For Withhold Management
1.3 Elect Director Warren Chen For For Management
1.4 Elect Director Michael R. Giordano For For Management
1.5 Elect Director Keh-Shew Lu For For Management
1.6 Elect Director Peter M. Menard For For Management
1.7 Elect Director Christina Wen-Chi Sung For For Management
1.8 Elect Director Michael K.C. Tsai For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditor For For Management
--------------------------------------------------------------------------------
DIVERSIFIED HEALTHCARE TRUST
Ticker: DHC Security ID: 25525P107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa Harris Jones For Withhold Management
1.2 Elect Director Jennifer F. Francis For For Management
(Mintzer)
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DMC GLOBAL INC.
Ticker: BOOM Security ID: 23291C103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Aldous For For Management
1.2 Elect Director Andrea E. Bertone For For Management
1.3 Elect Director Robert A. Cohen For For Management
1.4 Elect Director Ruth I. Dreessen For For Management
1.5 Elect Director Richard P. Graff For For Management
1.6 Elect Director Michael A. Kelly For For Management
1.7 Elect Director Kevin T. Longe For For Management
1.8 Elect Director Clifton Peter Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DOMO, INC.
Ticker: DOMO Security ID: 257554105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua G. James For Withhold Management
1.2 Elect Director Carine S. Clark For For Management
1.3 Elect Director Daniel Daniel For For Management
1.4 Elect Director Joy Driscoll Durling For For Management
1.5 Elect Director Dana Evan For For Management
1.6 Elect Director Mark Gorenberg For Withhold Management
1.7 Elect Director Jeff Kearl For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Giannella Alvarez For For Management
1.2 Elect Director Robert E. Apple For For Management
1.3 Elect Director David J. Illingworth For For Management
1.4 Elect Director Brian M. Levitt For For Management
1.5 Elect Director David G. Maffucci For For Management
1.6 Elect Director Denis Turcotte For For Management
1.7 Elect Director John D. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
DONNELLEY FINANCIAL SOLUTIONS, INC.
Ticker: DFIN Security ID: 25787G100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luis A. Aguilar For For Management
1.2 Elect Director Richard L. Crandall For For Management
1.3 Elect Director Charles D. Drucker For For Management
1.4 Elect Director Juliet S. Ellis For For Management
1.5 Elect Director Gary G. Greenfield For For Management
1.6 Elect Director Jeffrey Jacobowitz For For Management
1.7 Elect Director Daniel N. Leib For For Management
1.8 Elect Director Lois M. Martin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DORIAN LPG LTD.
Ticker: LPG Security ID: Y2106R110
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: SEP 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Coleman For For Management
1.2 Elect Director Christina Tan For For Management
2 Ratify Deloitte Certified Public For For Management
Accountants S.A. as Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Two Years One Year Management
--------------------------------------------------------------------------------
DORMAN PRODUCTS, INC.
Ticker: DORM Security ID: 258278100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Steven L. Berman For For Management
1B Elect Director Kevin M. Olsen For For Management
1C Elect Director Lisa M. Bachmann For For Management
1D Elect Director John J. Gavin For For Management
1E Elect Director Paul R. Lederer For For Management
1F Elect Director Richard T. Riley For For Management
1G Elect Director Kelly A. Romano For For Management
1H Elect Director G. Michael Stakias For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
DOUGLAS DYNAMICS, INC.
Ticker: PLOW Security ID: 25960R105
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth W. Krueger For For Management
1.2 Elect Director Lisa R. Bacus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
DRIL-QUIP, INC.
Ticker: DRQ Security ID: 262037104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Newman For For Management
1.2 Elect Director Amy B. Schwetz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DSP GROUP, INC.
Ticker: DSPG Security ID: 23332B106
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shira Fayans Birenbaum For For Management
1.2 Elect Director Ofer Elyakim For For Management
1.3 Elect Director Thomas A. Lacey For For Management
1.4 Elect Director Cynthia L. Paul For For Management
1.5 Elect Director Yair Seroussi For Withhold Management
1.6 Elect Director Norman P. Taffe For For Management
1.7 Elect Director Kenneth H. Traub For For Management
2 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DUCOMMUN INCORPORATED
Ticker: DCO Security ID: 264147109
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Shirley G. Drazba For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DULUTH HOLDINGS INC.
Ticker: DLTH Security ID: 26443V101
Meeting Date: JUL 13, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Schlecht For Against Management
1.2 Elect Director E. David Coolidge, III For Against Management
1.3 Elect Director Francesca M. Edwardson For For Management
1.4 Elect Director David C. Finch For Against Management
1.5 Elect Director Thomas G. Folliard For For Management
1.6 Elect Director Brenda I. Morris For For Management
1.7 Elect Director Scott K. Williams For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
DULUTH HOLDINGS INC.
Ticker: DLTH Security ID: 26443V101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Schlecht For Withhold Management
1.2 Elect Director Francesca M. Edwardson For For Management
1.3 Elect Director David C. Finch For Withhold Management
1.4 Elect Director Thomas G. Folliard For For Management
1.5 Elect Director Brenda I. Morris For For Management
1.6 Elect Director Brett L. Paschke For For Management
1.7 Elect Director Scott K. Williams For For Management
2 Ratify Grant Thornton LLP as Auditors None None Management
- Withdrawn
--------------------------------------------------------------------------------
DURECT CORPORATION
Ticker: DRRX Security ID: 266605104
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mohammad Azab For For Management
1.2 Elect Director James E. Brown For For Management
1.3 Elect Director Gail M. Farfel For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DXP ENTERPRISES, INC.
Ticker: DXPE Security ID: 233377407
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Little For For Management
1.2 Elect Director Kent Yee For For Management
1.3 Elect Director Joseph R. Mannes For For Management
1.4 Elect Director Timothy P. Halter For For Management
1.5 Elect Director David Patton For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams, LLP as Auditors For For Management
--------------------------------------------------------------------------------
DYADIC INTERNATIONAL, INC.
Ticker: DYAI Security ID: 26745T101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack L. Kaye For For Management
1.2 Elect Director Barry Buckland For For Management
1.3 Elect Director Patrick Lucy For For Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DYCOM INDUSTRIES INC.
Ticker: DY Security ID: 267475101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven E. Nielsen For For Management
1b Elect Director Jennifer M. Fritzsche For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DYNAVAX TECHNOLOGIES CORPORATION
Ticker: DVAX Security ID: 268158201
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francis R. Cano For For Management
1.2 Elect Director Peter Paradiso For For Management
1.3 Elect Director Peggy V. Phillips For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DYNE THERAPEUTICS, INC.
Ticker: DYN Security ID: 26818M108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence Klein For For Management
1.2 Elect Director Catherine Stehman-Breen For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DYNEX CAPITAL, INC.
Ticker: DX Security ID: 26817Q886
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Byron L. Boston For For Management
1.2 Elect Director Julia L. Coronado For For Management
1.3 Elect Director Michael R. Hughes For For Management
1.4 Elect Director Joy D. Palmer For For Management
1.5 Elect Director Robert A. Salcetti For For Management
1.6 Elect Director David H. Stevens For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
DZS INC.
Ticker: DZSI Security ID: 268211109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matt W. Bross For For Management
1.2 Elect Director David Schopp For For Management
1.3 Elect Director Choon Yul Yoo For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
E.L.F. BEAUTY, INC.
Ticker: ELF Security ID: 26856L103
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirk L. Perry For For Management
1.2 Elect Director Sabrina L. Simmons For For Management
1.3 Elect Director Maureen C. Watson For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EAGLE BANCORP, INC.
Ticker: EGBN Security ID: 268948106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew D. Brockwell For For Management
1.2 Elect Director Steven Freidkin For For Management
1.3 Elect Director Ernest D. Jarvis For For Management
1.4 Elect Director Theresa G. LaPlaca For For Management
1.5 Elect Director A. Leslie Ludwig For For Management
1.6 Elect Director Norman R. Pozez For For Management
1.7 Elect Director Kathy A. Raffa For For Management
1.8 Elect Director Susan G. Riel For For Management
1.9 Elect Director James A. Soltesz For For Management
1.10 Elect Director Benjamin M. Soto For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EAGLE BULK SHIPPING INC.
Ticker: EGLE Security ID: Y2187A150
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Leand, Jr. For For Management
1.2 Elect Director Randee E. Day For For Management
1.3 Elect Director Justin A. Knowles For For Management
1.4 Elect Director Bart Veldhuizen For For Management
1.5 Elect Director Gary Vogel For For Management
1.6 Elect Director Gary Weston For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EASTERLY GOVERNMENT PROPERTIES, INC.
Ticker: DEA Security ID: 27616P103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darrell W. Crate For For Management
1.2 Elect Director William C. Trimble, III For For Management
1.3 Elect Director Michael P. Ibe For For Management
1.4 Elect Director William H. Binnie For For Management
1.5 Elect Director Cynthia A. Fisher For For Management
1.6 Elect Director Scott D. Freeman For For Management
1.7 Elect Director Emil W. Henry, Jr. For For Management
1.8 Elect Director Tara S. Innes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Bylaws to Allow Stockholders the For For Management
Right to Amend Bylaws
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EASTERN BANKSHARES, INC.
Ticker: EBC Security ID: 27627N105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Bane For For Management
1.2 Elect Director Joseph T. Chung For For Management
1.3 Elect Director Paul M. Connolly For For Management
1.4 Elect Director Bari A. Harlam For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC.
Ticker: EGP Security ID: 277276101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director D. Pike Aloian For For Management
1b Elect Director H. Eric Bolton, Jr. For For Management
1c Elect Director Donald F. Colleran For For Management
1d Elect Director Hayden C. Eaves, III For For Management
1e Elect Director David H. Hoster, II For For Management
1f Elect Director Marshall A. Loeb For For Management
1g Elect Director Mary E. McCormick For For Management
1h Elect Director Katherine M. Sandstrom For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Charter to Allow Shareholders to For For Management
Amend Bylaws
--------------------------------------------------------------------------------
EASTMAN KODAK COMPANY
Ticker: KODK Security ID: 277461406
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James V. Continenza For For Management
1.2 Elect Director B. Thomas Golisano For For Management
1.3 Elect Director Philippe D. Katz For For Management
1.4 Elect Director Kathleen B. Lynch For For Management
1.5 Elect Director Jason New For For Management
1.6 Elect Director Darren L. Richman For For Management
1.7 Elect Director Michael E. Sileck, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EBIX, INC.
Ticker: EBIX Security ID: 278715206
Meeting Date: SEP 14, 2020 Meeting Type: Annual
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robin Raina For For Management
1.2 Elect Director Hans U. Benz For Withhold Management
1.3 Elect Director Pavan Bhalla For For Management
1.4 Elect Director Neil D. Eckert For Withhold Management
1.5 Elect Director George W. Hebard, III For For Management
1.6 Elect Director Rolf Herter For For Management
1.7 Elect Director Hans Ueli Keller For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify RSM US LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ECHO GLOBAL LOGISTICS, INC.
Ticker: ECHO Security ID: 27875T101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas R. Waggoner For For Management
1b Elect Director Samuel K. Skinner For For Management
1c Elect Director Matthew Ferguson For For Management
1d Elect Director David Habiger For For Management
1e Elect Director William M. Farrow, III For For Management
1f Elect Director Virginia L. Henkels For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
EDGEWELL PERSONAL CARE COMPANY
Ticker: EPC Security ID: 28035Q102
Meeting Date: FEB 04, 2021 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Black For For Management
1b Elect Director George R. Corbin For For Management
1c Elect Director Daniel J. Heinrich For For Management
1d Elect Director Carla C. Hendra For For Management
1e Elect Director John C. Hunter, III For For Management
1f Elect Director James C. Johnson For For Management
1g Elect Director Rod R. Little For For Management
1h Elect Director Joseph D. O'Leary For For Management
1i Elect Director Rakesh Sachdev For For Management
1j Elect Director Swan Sit For For Management
1k Elect Director Gary K. Waring For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EDITAS MEDICINE, INC.
Ticker: EDIT Security ID: 28106W103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meeta Chatterjee For For Management
1.2 Elect Director Andrew Hirsch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EGAIN CORPORATION
Ticker: EGAN Security ID: 28225C806
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ashutosh Roy For For Management
1.2 Elect Director Gunjan Sinha For Withhold Management
1.3 Elect Director Phiroz P. Darukhanavala For For Management
1.4 Elect Director Brett Shockley For For Management
1.5 Elect Director Christine Russell For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Stock Option Plan For Against Management
4 Amend Qualified Employee Stock For Against Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify BPM LLP as Auditors For For Management
--------------------------------------------------------------------------------
EHEALTH, INC.
Ticker: EHTH Security ID: 28238P109
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Murray For For Management
1.2 Elect Director Cesar M. Soriano For For Management
1.3 Elect Director Dale B. Wolf For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EIDOS THERAPEUTICS, INC.
Ticker: EIDX Security ID: 28249H104
Meeting Date: JAN 19, 2021 Meeting Type: Special
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EIGER BIOPHARMACEUTICALS, INC.
Ticker: EIGR Security ID: 28249U105
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Dietz For For Management
1.2 Elect Director Kim Sablich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EL POLLO LOCO HOLDINGS, INC.
Ticker: LOCO Security ID: 268603107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernard Acoca For For Management
1.2 Elect Director Carol "Lili" Lynton For For Management
1.3 Elect Director Michael G. Maselli For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ELECTROMED, INC.
Ticker: ELMD Security ID: 285409108
Meeting Date: NOV 13, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen H. Craney For For Management
1.2 Elect Director Stan K. Erickson For For Management
1.3 Elect Director Gregory J. Fluet For For Management
1.4 Elect Director Lee A. Jones For For Management
1.5 Elect Director Kathleen S. Skarvan For For Management
1.6 Elect Director Andrea M. Walsh For For Management
1.7 Elect Director George H. Winn For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ELLINGTON FINANCIAL INC.
Ticker: EFC Security ID: 28852N109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen J. Dannhauser For For Management
1.2 Elect Director Lisa Mumford For For Management
1.3 Elect Director Laurence Penn For For Management
1.4 Elect Director Edward Resendez For For Management
1.5 Elect Director Ronald I. Simon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ELOXX PHARMACEUTICALS, INC.
Ticker: ELOX Security ID: 29014R103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tomer Kariv For For Management
1.2 Elect Director Sumit Aggarwal For For Management
1.3 Elect Director Zafrira Avnur For For Management
1.4 Elect Director Ran Nussbaum For For Management
1.5 Elect Director Rajesh Parekh For For Management
1.6 Elect Director Steven D. Rubin For Withhold Management
1.7 Elect Director Jasbir Seehra For For Management
1.8 Elect Director Gadi Veinrib For For Management
1.9 Elect Director Alan Walts For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMCOR GROUP, INC.
Ticker: EME Security ID: 29084Q100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Altmeyer For For Management
1b Elect Director Anthony J. Guzzi For For Management
1c Elect Director Ronald L. Johnson For For Management
1d Elect Director David H. Laidley For For Management
1e Elect Director Carol P. Lowe For For Management
1f Elect Director M. Kevin McEvoy For For Management
1g Elect Director William P. Reid For For Management
1h Elect Director Steven B. Schwarzwaelder For For Management
1i Elect Director Robin Walker-Lee For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EMERALD HOLDING, INC.
Ticker: EEX Security ID: 29103W104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony Munk For Withhold Management
1.2 Elect Director Herve Sedky For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC.
Ticker: EBS Security ID: 29089Q105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerome Hauer For For Management
1b Elect Director Robert Kramer For For Management
1c Elect Director Marvin White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC.
Ticker: EIG Security ID: 292218104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katherine H. Antonello For For Management
1.2 Elect Director Richard W. Blakey For For Management
1.3 Elect Director Joao (John) M. de For For Management
Figueiredo
1.4 Elect Director James R. Kroner For For Management
1.5 Elect Director Michael J. McColgan For For Management
1.6 Elect Director Michael J. McSally For For Management
1.7 Elect Director Prasanna G. Dhore For For Management
1.8 Elect Director Valerie R. Glenn For For Management
1.9 Elect Director Barbara A. Higgins For For Management
1.10 Elect Director Jeanne L. Mockard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENANTA PHARMACEUTICALS, INC.
Ticker: ENTA Security ID: 29251M106
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kristine Peterson For For Management
1.2 Elect Director Terry C. Vance For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC.
Ticker: ECPG Security ID: 292554102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Monaco For For Management
1.2 Elect Director Ashwini (Ash) Gupta For For Management
1.3 Elect Director Wendy G. Hannam For For Management
1.4 Elect Director Jeffrey A. Hilzinger For For Management
1.5 Elect Director Angela A. Knight For For Management
1.6 Elect Director Laura Newman Olle For For Management
1.7 Elect Director Richard J. Srednicki For For Management
1.8 Elect Director Richard P. Stovsky For For Management
1.9 Elect Director Ashish Masih For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENCORE WIRE CORPORATION
Ticker: WIRE Security ID: 292562105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory J. Fisher For For Management
1.2 Elect Director Daniel L. Jones For For Management
1.3 Elect Director Gina A. Norris For For Management
1.4 Elect Director William R. Thomas For For Management
1.5 Elect Director Scott D. Weaver For For Management
1.6 Elect Director John H. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENDO INTERNATIONAL PLC
Ticker: ENDP Security ID: G30401106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Barberio For For Management
1b Elect Director Jennifer M. Chao For For Management
1c Elect Director Blaise Coleman For For Management
1d Elect Director Shane M. Cooke For For Management
1e Elect Director Nancy J. Hutson For For Management
1f Elect Director Michael Hyatt For For Management
1g Elect Director William P. Montague For For Management
1h Elect Director M. Christine Smith For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
4 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights Under
Irish Law
5 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
ENDURANCE INTERNATIONAL GROUP HOLDINGS, INC.
Ticker: EIGI Security ID: 29272B105
Meeting Date: JAN 14, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ENERGOUS CORPORATION
Ticker: WATT Security ID: 29272C103
Meeting Date: JUL 24, 2020 Meeting Type: Special
Record Date: JUN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For Against Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ENERGY FUELS INC.
Ticker: EFR Security ID: 292671708
Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Birks Bovaird For For Management
1.2 Elect Director Mark S. Chalmers For For Management
1.3 Elect Director Benjamin Eshleman, III For For Management
1.4 Elect Director Barbara A. Filas For For Management
1.5 Elect Director Bruce D. Hansen For For Management
1.6 Elect Director Dennis L. Higgs For For Management
1.7 Elect Director Robert W. Kirkwood For For Management
1.8 Elect Director Alexander G. Morrison For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Omnibus Stock Plan For For Management
4 Amend Shareholder Rights Plan For For Management
5 Adopt By-Law No. 3 For Against Management
--------------------------------------------------------------------------------
ENERGY RECOVERY, INC.
Ticker: ERII Security ID: 29270J100
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: MAY 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander J. Buehler For For Management
1.2 Elect Director Robert Yu Lang Mao For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERGY RECOVERY, INC.
Ticker: ERII Security ID: 29270J100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Elect Director Olav Fjell For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERPAC TOOL GROUP CORP.
Ticker: EPAC Security ID: 292765104
Meeting Date: JAN 19, 2021 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alfredo Altavilla For For Management
1.2 Elect Director Judy L. Altmaier For For Management
1.3 Elect Director Randal W. Baker For For Management
1.4 Elect Director J. Palmer Clarkson For For Management
1.5 Elect Director Danny L. Cunningham For For Management
1.6 Elect Director E. James Ferland For Withhold Management
1.7 Elect Director Richard D. Holder For For Management
1.8 Elect Director Sidney S. Simmons For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ENERSYS
Ticker: ENS Security ID: 29275Y102
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline Chan For For Management
1.2 Elect Director Steven M. Fludder For For Management
1.3 Elect Director Paul J. Tufano For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ENETI INC.
Ticker: NETI Security ID: Y2294C107
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Bugbee For For Management
1.2 Elect Director Einar Michael Steimler For For Management
1.3 Elect Director Berit Henriksen For For Management
2 Ratify PricewaterhouseCoopers Audit as For For Management
Auditors
--------------------------------------------------------------------------------
ENNIS, INC.
Ticker: EBF Security ID: 293389102
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aaron Carter For For Management
1.2 Elect Director Gary S. Mozina For For Management
1.3 Elect Director Keith S. Walters For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC.
Ticker: NPO Security ID: 29355X107
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marvin A. Riley For For Management
1.2 Elect Director Thomas M. Botts For For Management
1.3 Elect Director Felix M. Brueck For For Management
1.4 Elect Director B. Bernard Burns, Jr. For For Management
1.5 Elect Director Diane C. Creel For For Management
1.6 Elect Director Adele M. Gulfo For For Management
1.7 Elect Director David L. Hauser For For Management
1.8 Elect Director John Humphrey For For Management
1.9 Elect Director Kees van der Graaf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENSTAR GROUP LIMITED
Ticker: ESGR Security ID: G3075P101
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Susan L. Cross For For Management
2b Elect Director Hans-Peter Gerhardt For For Management
2c Elect Director Dominic Silvester For For Management
2d Elect Director Poul Winslow For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve KPMG Audit Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ENTERPRISE BANCORP, INC.
Ticker: EBTC Security ID: 293668109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gino J. Baroni For For Management
1.2 Elect Director John P. Clancy, Jr. For For Management
1.3 Elect Director James F. Conway, III For Withhold Management
1.4 Elect Director John T. Grady, Jr. For For Management
1.5 Elect Director Mary Jane King For For Management
1.6 Elect Director Shelagh E. Mahoney For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENTERPRISE FINANCIAL SERVICES CORP
Ticker: EFSC Security ID: 293712105
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. DeCola For For Management
1.2 Elect Director John S. Eulich For For Management
1.3 Elect Director Robert E. Guest, Jr. For For Management
1.4 Elect Director James M. Havel For For Management
1.5 Elect Director Judith S. Heeter For For Management
1.6 Elect Director Michael R. Holmes For For Management
1.7 Elect Director Nevada A. Kent, IV For For Management
1.8 Elect Director James B. Lally For For Management
1.9 Elect Director Richard M. Sanborn For For Management
1.10 Elect Director Anthony R. Scavuzzo For For Management
1.11 Elect Director Eloise E. Schmitz For For Management
1.12 Elect Director Sandra A. Van Trease For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ENTRAVISION COMMUNICATIONS CORPORATION
Ticker: EVC Security ID: 29382R107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter F. Ulloa For Withhold Management
1.2 Elect Director Paul Anton Zevnik For Withhold Management
1.3 Elect Director Gilbert R. Vasquez For Withhold Management
1.4 Elect Director Patricia Diaz Dennis For Withhold Management
1.5 Elect Director Juan Saldivar von For For Management
Wuthenau
1.6 Elect Director Martha Elena Diaz For Withhold Management
1.7 Elect Director Fehmi Zeko For For Management
2 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ENVESTNET, INC.
Ticker: ENV Security ID: 29404K106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Valerie Mosley For For Management
1.2 Elect Director Gregory Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ENZO BIOCHEM, INC.
Ticker: ENZ Security ID: 294100102
Meeting Date: JAN 04, 2021 Meeting Type: Proxy Contest
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1a Elect Director Elazar Rabbani For For Management
1b Elect Director Ian B. Walters For For Management
1c Elect Director Mary Tagliaferri For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify EisnerAmper LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Proxy Card)
1.1 Elect Director Matthew M. Loar For Did Not Vote Shareholder
1.2 Elect Director Edward Terino For Did Not Vote Shareholder
1.3 Management Nominee Ian B. Walters For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
3 Ratify EisnerAmper LLP as Auditors For Did Not Vote Management
4 Amend Omnibus Stock Plan Against Did Not Vote Management
5 Change Size of the Board of Directors For Did Not Vote Shareholder
6 Repeal Any Bylaw Provisions Without For Did Not Vote Shareholder
Shareholder Approval Subsequent to
February 25, 2020
--------------------------------------------------------------------------------
EPIZYME, INC.
Ticker: EPZM Security ID: 29428V104
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Grant Bogle For For Management
1.2 Elect Director Kevin T. Conroy For Withhold Management
1.3 Elect Director Carl Goldfischer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
EPLUS INC.
Ticker: PLUS Security ID: 294268107
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce M. Bowen For For Management
1.2 Elect Director John E. Callies For For Management
1.3 Elect Director C. Thomas Faulders, III For For Management
1.4 Elect Director Eric D. Hovde For For Management
1.5 Elect Director Ira A. Hunt, III For For Management
1.6 Elect Director Mark P. Marron For For Management
1.7 Elect Director Maureen F. Morrison For For Management
1.8 Elect Director Ben Xiang For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EQUITY BANCSHARES, INC.
Ticker: EQBK Security ID: 29460X109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin E. Cook For For Management
1.2 Elect Director Brad S. Elliott For Against Management
1.3 Elect Director Junetta M. Everett For For Management
1.4 Elect Director Gregory H. Kossover For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Crowe LLP as Auditor For For Management
--------------------------------------------------------------------------------
EROS STX GLOBAL CORP.
Ticker: ESGC Security ID: G3788M114
Meeting Date: DEC 21, 2020 Meeting Type: Annual
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ESCALADE, INCORPORATED
Ticker: ESCA Security ID: 296056104
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter P. Glazer, Jr. For Withhold Management
1.2 Elect Director Katherine F. Franklin For For Management
1.3 Elect Director Edward E. Williams For For Management
1.4 Elect Director Richard F. Baalmann, Jr. For For Management
1.5 Elect Director Patrick J. Griffin For Withhold Management
2 Ratify BKD, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC.
Ticker: ESE Security ID: 296315104
Meeting Date: FEB 05, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor L. Richey For For Management
1.2 Elect Director James M. Stolze For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESPERION THERAPEUTICS, INC.
Ticker: ESPR Security ID: 29664W105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey Berkowitz For For Management
1b Elect Director Antonio M. Gotto, Jr. For For Management
1c Elect Director Nicole Vitullo For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ESQUIRE FINANCIAL HOLDINGS, INC.
Ticker: ESQ Security ID: 29667J101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet Hill For Withhold Management
1.2 Elect Director Anthony Coelho For For Management
1.3 Elect Director Richard T. Powers For Withhold Management
1.4 Elect Director Andrew C. Sagliocca For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Crowe LLP as Auditor For For Management
--------------------------------------------------------------------------------
ESSA BANCORP, INC.
Ticker: ESSA Security ID: 29667D104
Meeting Date: MAR 04, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Selig, Jr. For For Management
1.2 Elect Director Philip H. Hosbach, IV For For Management
2 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESSENT GROUP LTD.
Ticker: ESNT Security ID: G3198U102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane P. Chwick For For Management
1.2 Elect Director Aditya Dutt For For Management
1.3 Elect Director Roy J. Kasmar For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESSENTIAL PROPERTIES REALTY TRUST, INC.
Ticker: EPRT Security ID: 29670E107
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Bossidy For For Management
1.2 Elect Director Joyce DeLucca For For Management
1.3 Elect Director Scott A. Estes For For Management
1.4 Elect Director Peter M. Mavoides For For Management
1.5 Elect Director Lawrence J. Minich For For Management
1.6 Elect Director Heather L. Neary For For Management
1.7 Elect Director Stephen D. Sautel For For Management
1.8 Elect Director Janaki Sivanesan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC.
Ticker: ETH Security ID: 297602104
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Farooq Kathwari For For Management
1b Elect Director James B. Carlson For For Management
1c Elect Director John J. Dooner, Jr. For For Management
1d Elect Director Domenick J. Esposito For For Management
1e Elect Director Mary Garrett For For Management
1f Elect Director James W. Schmotter For For Management
1g Elect Director Tara I. Stacom For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ETON PHARMACEUTICALS, INC.
Ticker: ETON Security ID: 29772L108
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Sean E. Brynjelsen For For Management
1B Elect Director Norbert G. Riedel For Against Management
2 Ratify KMJ Corbin & Company LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EVELO BIOSCIENCES, INC.
Ticker: EVLO Security ID: 299734103
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Epstein For Withhold Management
1.2 Elect Director Balkrishan (Simba) Gill For For Management
1.3 Elect Director John A. Hohneker For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EVENTBRITE, INC.
Ticker: EB Security ID: 29975E109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Hartz For Withhold Management
1.2 Elect Director Sean Moriarty For For Management
1.3 Elect Director Naomi Wheeless For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERI HOLDINGS INC.
Ticker: EVRI Security ID: 30034T103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eileen F. Raney For For Management
1.2 Elect Director Atul Bali For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
EVERQUOTE, INC.
Ticker: EVER Security ID: 30041R108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darryl Auguste For Withhold Management
1.2 Elect Director David Blundin For Withhold Management
1.3 Elect Director Sanju Bansal For For Management
1.4 Elect Director Paul Deninger For For Management
1.5 Elect Director John Lunny For For Management
1.6 Elect Director Jayme Mendal For Withhold Management
1.7 Elect Director George Neble For For Management
1.8 Elect Director John Shields For For Management
1.9 Elect Director Mira Wilczek For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
EVERTEC, INC.
Ticker: EVTC Security ID: 30040P103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank G. D'Angelo For For Management
1b Elect Director Morgan M. Schuessler, For For Management
Jr.
1c Elect Director Kelly Barrett For For Management
1d Elect Director Olga Botero For For Management
1e Elect Director Jorge A. Junquera For For Management
1f Elect Director Ivan Pagan For For Management
1g Elect Director Aldo J. Polak For For Management
1h Elect Director Alan H. Schumacher For For Management
1i Elect Director Brian J. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
EVI INDUSTRIES, INC.
Ticker: EVI Security ID: 26929N102
Meeting Date: DEC 17, 2020 Meeting Type: Annual
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry M. Nahmad For Withhold Management
1.2 Elect Director Dennis Mack For Withhold Management
1.3 Elect Director David Blyer For For Management
1.4 Elect Director Glen Kruger For For Management
1.5 Elect Director Timothy P. LaMacchia For For Management
1.6 Elect Director Hal M. Lucas For For Management
2 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
EVO PAYMENTS, INC.
Ticker: EVOP Security ID: 26927E104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vahe A. Dombalagian For Withhold Management
1.2 Elect Director James G. Kelly For For Management
1.3 Elect Director Rafik R. Sidhom For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Eliminate Limitation on Conversions For For Management
Contained in Outstanding Series A
Convertible Preferred Stock
--------------------------------------------------------------------------------
EVOFEM BIOSCIENCES, INC.
Ticker: EVFM Security ID: 30048L104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kim P. Kamdar For Withhold Management
1.2 Elect Director Colin Rutherford For For Management
1.3 Elect Director Lisa Rarick For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EVOLENT HEALTH, INC.
Ticker: EVH Security ID: 30050B101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Eliminate Supermajority Vote For For Management
Requirements
3a Elect Director Craig Barbarosh For For Management
3b Elect Director Kim Keck For For Management
3c Elect Director Cheryl Scott For For Management
3d Elect Director Frank Williams For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EVOLUS, INC.
Ticker: EOLS Security ID: 30052C107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Moatazedi For For Management
1.2 Elect Director Vikram Malik For For Management
1.3 Elect Director Karah Parschauer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EVOQUA WATER TECHNOLOGIES CORP.
Ticker: AQUA Security ID: 30057T105
Meeting Date: FEB 16, 2021 Meeting Type: Annual
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary A. Cappeline For Withhold Management
1.2 Elect Director Lisa Glatch For Withhold Management
1.3 Elect Director Brian R. Hoesterey For For Management
1.4 Elect Director Vinay Kumar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EXICURE, INC.
Ticker: XCUR Security ID: 30205M101
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Giljohann For For Management
1.2 Elect Director Elizabeth Garofalo For For Management
1.3 Elect Director Andrew Sassine For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EXLSERVICE HOLDINGS, INC.
Ticker: EXLS Security ID: 302081104
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Garen K. Staglin For For Management
1b Elect Director Rohit Kapoor For For Management
1c Elect Director Anne E. Minto For For Management
1d Elect Director Som Mittal For For Management
1e Elect Director Clyde W. Ostler For For Management
1f Elect Director Vikram S. Pandit For For Management
1g Elect Director Kristy Pipes For For Management
1h Elect Director Nitin Sahney For For Management
1i Elect Director Jaynie M. Studenmund For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXP WORLD HOLDINGS, INC.
Ticker: EXPI Security ID: 30212W100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glenn Sanford For Against Management
1b Elect Director Jason Gesing For Against Management
1c Elect Director Randall Miles For For Management
1d Elect Director Dan Cahir For For Management
1e Elect Director Darren Jacklin For For Management
1f Elect Director Eugene Frederick For For Management
1g Elect Director Felicia Gentry For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
EXPONENT, INC.
Ticker: EXPO Security ID: 30214U102
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George H. Brown For For Management
1.2 Elect Director Catherine Ford Corrigan For For Management
1.3 Elect Director Paul R. Johnston For For Management
1.4 Elect Director Carol Lindstrom For For Management
1.5 Elect Director Karen A. Richardson For For Management
1.6 Elect Director John B. Shoven For For Management
1.7 Elect Director Debra L. Zumwalt For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXPRESS, INC.
Ticker: EXPR Security ID: 30219E103
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael F. Devine For For Management
1b Elect Director Mylle Mangum For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EXTERRAN CORPORATION
Ticker: EXTN Security ID: 30227H106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Goodyear For For Management
1.2 Elect Director James C. Gouin For For Management
1.3 Elect Director John P. Ryan For For Management
1.4 Elect Director Christopher T. Seaver For For Management
1.5 Elect Director Hatem Soliman For For Management
1.6 Elect Director Mark R. Sotir For For Management
1.7 Elect Director Andrew J. Way For For Management
1.8 Elect Director Ieda Gomes Yell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EXTREME NETWORKS, INC.
Ticker: EXTR Security ID: 30226D106
Meeting Date: NOV 05, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles P. Carinalli For For Management
1.2 Elect Director Kathleen M. Holmgren For For Management
1.3 Elect Director Rajendra Khanna For For Management
1.4 Elect Director Edward H. Kennedy For For Management
1.5 Elect Director Edward B. Meyercord For For Management
1.6 Elect Director John C. Shoemaker For For Management
1.7 Elect Director Ingrid J. Burton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend NOL Rights Plan (NOL Pill) For For Management
--------------------------------------------------------------------------------
FABRINET
Ticker: FN Security ID: G3323L100
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seamus Grady For For Management
1.2 Elect Director Thomas F. Kelly For For Management
2 Ratify PricewaterhouseCoopers ABAS Ltd. For For Management
as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FALCON MINERALS CORPORATION
Ticker: FLMN Security ID: 30607B109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Hirshberg For Against Management
1.2 Elect Director Steven R. Jones For Against Management
1.3 Elect Director Erik C. Belz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FARMERS & MERCHANTS BANCORP, INC.
Ticker: FMAO Security ID: 30779N105
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew J. Briggs For For Management
1b Elect Director Eugene N. Burkholder For For Management
1c Elect Director Lars B. Eller For For Management
1d Elect Director Jo Ellen Hornish For For Management
1e Elect Director Jack C. Johnson For For Management
1f Elect Director Lori A. Johnston For For Management
1g Elect Director Marcia S. Latta For For Management
1h Elect Director Steven J. Planson For For Management
1i Elect Director Anthony J. Rupp For For Management
1j Elect Director Kevin J. Sauder For For Management
1k Elect Director Paul S. Siebenmorgen For For Management
1l Elect Director K. Brad Stamm For For Management
2 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
FARMERS NATIONAL BANC CORP.
Ticker: FMNB Security ID: 309627107
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne Frederick Crawford For For Management
1.2 Elect Director David Z. Paull For For Management
1.3 Elect Director James R. Smail For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify CliftonLarsonAllen LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FARMLAND PARTNERS INC.
Ticker: FPI Security ID: 31154R109
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chris A. Downey For For Management
1.2 Elect Director Joseph W. Glauber For Withhold Management
1.3 Elect Director John A. Good For For Management
1.4 Elect Director Thomas P. Heneghan For For Management
1.5 Elect Director Toby L. O'Rourke For For Management
1.6 Elect Director Paul A. Pittman For For Management
2 Ratify Plante & Moran, PLLC as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC.
Ticker: FARO Security ID: 311642102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn Brubaker For For Management
1.2 Elect Director Jeroen van Rotterdam For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FATE THERAPEUTICS, INC.
Ticker: FATE Security ID: 31189P102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Hershberg For For Management
1.2 Elect Director Michael Lee For For Management
1.3 Elect Director William H. Rastetter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jimmy E. Allen For For Management
1.2 Elect Director William (Bill) F. For For Management
Andrews
1.3 Elect Director James (Jim) W. Ayers For For Management
1.4 Elect Director J. Jonathan (Jon) Ayers For For Management
1.5 Elect Director William (Bill) F. For For Management
Carpenter, III
1.6 Elect Director Agenia W. Clark For For Management
1.7 Elect Director James (Jim) W. Cross, IV For For Management
1.8 Elect Director James (Jimmy) L. Exum For For Management
1.9 Elect Director Christopher (Chris) T. For For Management
Holmes
1.10 Elect Director Orrin H. Ingram For For Management
1.11 Elect Director Raja J. Jubran For For Management
1.12 Elect Director Stuart C. McWhorter For For Management
1.13 Elect Director Emily J. Reynolds For For Management
1.14 Elect Director Melody J. Sullivan For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
FBL FINANCIAL GROUP, INC.
Ticker: FFG Security ID: 30239F106
Meeting Date: MAY 21, 2021 Meeting Type: Proxy Contest
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1 Approve Merger Agreement Against Did Not Vote Management
2 Advisory Vote on Golden Parachutes Against Did Not Vote Management
3 Adjourn Meeting Against Did Not Vote Management
--------------------------------------------------------------------------------
FEDERAL SIGNAL CORPORATION
Ticker: FSS Security ID: 313855108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene J. Lowe, III For For Management
1.2 Elect Director Dennis J. Martin For For Management
1.3 Elect Director William F. Owens For For Management
1.4 Elect Director Brenda L. Reichelderfer For For Management
1.5 Elect Director Jennifer L. Sherman For For Management
1.6 Elect Director John L. Workman For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FENNEC PHARMACEUTICALS INC.
Ticker: FRX Security ID: 31447P100
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Khalid Islam For For Management
1.2 Elect Director Adrian J. Haigh For For Management
1.3 Elect Director Chris A. Rallis For For Management
1.4 Elect Director Marco Brughera For For Management
1.5 Elect Director Jodi Cook For For Management
1.6 Elect Director Rostislav Raykov For For Management
2 Approve Haskell & White LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FERRO CORPORATION
Ticker: FOE Security ID: 315405100
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Lorber For For Management
1.2 Elect Director Marran H. Ogilvie For For Management
1.3 Elect Director Andrew M. Ross For For Management
1.4 Elect Director Allen A. Spizzo For For Management
1.5 Elect Director Peter T. Thomas For For Management
1.6 Elect Director Ronald P. Vargo For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
FIBROGEN, INC.
Ticker: FGEN Security ID: 31572Q808
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Schoeneck For For Management
1b Elect Director Jeffrey W. Henderson For For Management
1c Elect Director Maykin Ho For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIDELITY D & D BANCORP, INC.
Ticker: FDBC Security ID: 31609R100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Cognetti For For Management
1.2 Elect Director Richard J. Lettieri For For Management
1.3 Elect Director Michael J. McDonald For For Management
1.4 Elect Director HelenBeth G. Vilcek For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIESTA RESTAURANT GROUP, INC.
Ticker: FRGI Security ID: 31660B101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stacey Rauch For For Management
1b Elect Director Nicholas Daraviras For Against Management
1c Elect Director Stephen P. Elker For For Management
1d Elect Director Nicholas P. Shepherd For For Management
1e Elect Director Richard C. Stockinger For For Management
1f Elect Director Paul E. Twohig For For Management
1g Elect Director Sherrill Kaplan For For Management
1h Elect Director Andrew V. Rechtschaffen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Other Business For Against Management
--------------------------------------------------------------------------------
FINANCIAL INSTITUTIONS, INC.
Ticker: FISI Security ID: 317585404
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dawn H. Burlew For For Management
1.2 Elect Director Robert N. Latella For For Management
1.3 Elect Director Mauricio F. Riveros For For Management
1.4 Elect Director Mark A. Zupan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST BANCORP
Ticker: FBNC Security ID: 318910106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel T. Blue, Jr. For For Management
1.2 Elect Director Mary Clara Capel For For Management
1.3 Elect Director James C. Crawford, III For For Management
1.4 Elect Director Suzanne S. DeFerie For For Management
1.5 Elect Director Abby J. Donnelly For For Management
1.6 Elect Director John B. Gould For For Management
1.7 Elect Director Michael G. Mayer For For Management
1.8 Elect Director Richard H. Moore For For Management
1.9 Elect Director O. Temple Sloan, III For For Management
1.10 Elect Director Frederick L. Taylor, II For For Management
1.11 Elect Director Virginia Thomasson For For Management
1.12 Elect Director Dennis A. Wicker For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FIRST BANCORP
Ticker: FBP Security ID: 318672706
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juan Acosta Reboyras For For Management
1b Elect Director Aurelio Aleman For For Management
1c Elect Director Luz A. Crespo For For Management
1d Elect Director Tracey Dedrick For For Management
1e Elect Director Patricia M. Eaves For For Management
1f Elect Director Daniel E. Frye For For Management
1g Elect Director John A. Heffern For For Management
1h Elect Director Roberto R. Herencia For For Management
1i Elect Director Felix M. Villamil For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST BANK
Ticker: FRBA Security ID: 31931U102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick M. Ryan For For Management
1.2 Elect Director Leslie E. Goodman For For Management
1.3 Elect Director Patrick L. Ryan For For Management
1.4 Elect Director Elbert G. Basolis, Jr. For For Management
1.5 Elect Director Douglas C. Borden For For Management
1.6 Elect Director Christopher B. Chandor For For Management
1.7 Elect Director Patricia A. Costante For For Management
1.8 Elect Director Scott R. Gamble For For Management
1.9 Elect Director Deborah Paige Hanson For For Management
1.10 Elect Director Gary S. Hofing For For Management
1.11 Elect Director Glenn M. Josephs For For Management
1.12 Elect Director Peter Pantages For For Management
1.13 Elect Director Michael E. Salz For For Management
1.14 Elect Director John E. Strydesky For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify BDO USA, LLP as Auditors For For Management
5 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
FIRST BUSEY CORPORATION
Ticker: BUSE Security ID: 319383204
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel P. Banks For For Management
1.2 Elect Director George Barr For For Management
1.3 Elect Director Stanley J. Bradshaw For For Management
1.4 Elect Director Michael D. Cassens For For Management
1.5 Elect Director Van A. Dukeman For For Management
1.6 Elect Director Karen M. Jensen For For Management
1.7 Elect Director Frederic L. Kenney For For Management
1.8 Elect Director Stephen V. King For For Management
1.9 Elect Director Gregory B. Lykins For For Management
1.10 Elect Director Thomas G. Sloan For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST BUSINESS FINANCIAL SERVICES, INC.
Ticker: FBIZ Security ID: 319390100
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurie S. Benson For For Management
1.2 Elect Director Mark D. Bugher For For Management
1.3 Elect Director Corey A. Chambas For For Management
1.4 Elect Director John J. Harris For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST CAPITAL, INC.
Ticker: FCAP Security ID: 31942S104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn W. Ernstberger For For Management
1.2 Elect Director William I. Orwick, Sr. For For Management
1.3 Elect Director Jill S. Saegesser For For Management
1.4 Elect Director Carolyn E. Wallace For For Management
2 Ratify Monroe Shine & Co., Inc. as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST COMMONWEALTH FINANCIAL CORPORATION
Ticker: FCF Security ID: 319829107
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julie A. Caponi For For Management
1.2 Elect Director Ray T. Charley For For Management
1.3 Elect Director Gary R. Claus For For Management
1.4 Elect Director David S. Dahlmann For For Management
1.5 Elect Director Johnston A. Glass For For Management
1.6 Elect Director Jon L. Gorney For For Management
1.7 Elect Director Jane Grebenc For For Management
1.8 Elect Director David W. Greenfield For For Management
1.9 Elect Director Bart E. Johnson For For Management
1.10 Elect Director Luke A. Latimer For For Management
1.11 Elect Director Aradhna M. Oliphant For For Management
1.12 Elect Director T. Michael Price For For Management
1.13 Elect Director Robert J. Ventura For For Management
1.14 Elect Director Stephen A. Wolfe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST COMMUNITY BANKSHARES, INC.
Ticker: FCBC Security ID: 31983A103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. William Davis For Withhold Management
1.2 Elect Director Harriet B. Price For For Management
1.3 Elect Director William P. Stafford, II For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
4 Report on Board Diversity None For Shareholder
--------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP.
Ticker: FFBC Security ID: 320209109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Barron For For Management
1.2 Elect Director Vincent A. Berta For For Management
1.3 Elect Director Cynthia O. Booth For For Management
1.4 Elect Director Archie M. Brown For For Management
1.5 Elect Director Claude E. Davis For For Management
1.6 Elect Director Corinne R. Finnerty For For Management
1.7 Elect Director Susan L. Knust For For Management
1.8 Elect Director William J. Kramer For For Management
1.9 Elect Director John T. Neighbours For For Management
1.10 Elect Director Thomas M. O'Brien For For Management
1.11 Elect Director Maribeth S. Rahe For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST FINANCIAL BANKSHARES, INC.
Ticker: FFIN Security ID: 32020R109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director April K. Anthony For For Management
1.2 Elect Director Vianei Lopez Braun For For Management
1.3 Elect Director Tucker S. Bridwell For For Management
1.4 Elect Director David L. Copeland For For Management
1.5 Elect Director Mike B. Denny For For Management
1.6 Elect Director F. Scott Dueser For For Management
1.7 Elect Director Murray H. Edwards For For Management
1.8 Elect Director I. Tim Lancaster For For Management
1.9 Elect Director Kade L. Matthews For For Management
1.10 Elect Director Robert C. Nickles, Jr. For For Management
1.11 Elect Director Johnny E. Trotter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FIRST FINANCIAL CORPORATION
Ticker: THFF Security ID: 320218100
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas T. Dinkel For For Management
1.2 Elect Director Norman L. Lowery For For Management
1.3 Elect Director Thomas C. Martin For For Management
1.4 Elect Director James O. McDonald For For Management
1.5 Elect Director William J. Voges For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Articles of Incorporation to For For Management
Provide Shareholder the Right to Amend
the Code of By-Laws
5 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST FOUNDATION INC.
Ticker: FFWM Security ID: 32026V104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Max Briggs For For Management
1.2 Elect Director John Hakopian For For Management
1.3 Elect Director Scott F. Kavanaugh For For Management
1.4 Elect Director Ulrich E. Keller, Jr. For For Management
1.5 Elect Director David Lake For For Management
1.6 Elect Director Elizabeth A. Pagliarini For For Management
1.7 Elect Director Mitchell M. Rosenberg For For Management
1.8 Elect Director Diane M. Rubin For For Management
1.9 Elect Director Jacob Sonenshine For For Management
2 Ratify Eide Bailly LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST INTERNET BANCORP
Ticker: INBK Security ID: 320557101
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aasif M. Bade For For Management
1.2 Elect Director David B. Becker For For Management
1.3 Elect Director Ana Dutra For For Management
1.4 Elect Director John K. Keach, Jr. For For Management
1.5 Elect Director David R. Lovejoy For For Management
1.6 Elect Director Ralph R. Whitney, Jr. For For Management
1.7 Elect Director Jerry Williams For For Management
1.8 Elect Director Jean L. Wojtowicz For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM, INC.
Ticker: FIBK Security ID: 32055Y201
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Heyneman, Jr. For Withhold Management
1.2 Elect Director David L. Jahnke For Withhold Management
1.3 Elect Director Ross E. Leckie For For Management
1.4 Elect Director Kevin P. Riley For For Management
1.5 Elect Director James R. Scott For Withhold Management
2 Elect Stephen B. Bowman and Joyce A. For For Management
Phillips as Directors
3 Ratify RSM US LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST MERCHANTS CORPORATION
Ticker: FRME Security ID: 320817109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Becher For For Management
1.2 Elect Director Susan W. Brooks For For Management
1.3 Elect Director Mark K. Hardwick For For Management
1.4 Elect Director William L. Hoy For For Management
1.5 Elect Director Patrick A. Sherman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST MID BANCSHARES, INC.
Ticker: FMBH Security ID: 320866106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Holly B. Adams For For Management
(formerly known as Holly A. Bailey)
1.2 Elect Director Joseph R. Dively For Withhold Management
1.3 Elect Director Zachary I. Horn For For Management
2 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC.
Ticker: FMBI Security ID: 320867104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara A. Boigegrain For For Management
1b Elect Director Thomas L. Brown For For Management
1c Elect Director Phupinder S. Gill For For Management
1d Elect Director Kathryn J. Hayley For For Management
1e Elect Director Peter J. Henseler For For Management
1f Elect Director Frank B. Modruson For For Management
1g Elect Director Ellen A. Rudnick For For Management
1h Elect Director Mark G. Sander For For Management
1i Elect Director Michael L. Scudder For For Management
1j Elect Director Michael J. Small For For Management
1k Elect Director Stephen C. Van Arsdell For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
FIRST NORTHWEST BANCORP
Ticker: FNWB Security ID: 335834107
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherilyn G. Anderson For For Management
1.2 Elect Director David A. Blake For Withhold Management
1.3 Elect Director Craig A. Curtis For For Management
1.4 Elect Director Norman J. Tonina, Jr. For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRSTCASH, INC.
Ticker: FCFS Security ID: 33767D105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rick L. Wessel For For Management
1b Elect Director James H. Graves For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLAGSTAR BANCORP, INC.
Ticker: FBC Security ID: 337930705
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alessandro P. DiNello For For Management
1b Elect Director Jay J. Hansen For For Management
1c Elect Director Toan Huynh For For Management
1d Elect Director Lori Jordan For For Management
1e Elect Director John D. Lewis For For Management
1f Elect Director Bruce E. Nyberg For For Management
1g Elect Director James A. Ovenden For For Management
1h Elect Director Peter Schoels For For Management
1i Elect Director David L. Treadwell For For Management
1j Elect Director Jennifer R. Whip For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLEXION THERAPEUTICS, INC.
Ticker: FLXN Security ID: 33938J106
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Clayman For Withhold Management
1.2 Elect Director Elizabeth Kwo For For Management
1.3 Elect Director Ann Merrifield For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLUENT, INC.
Ticker: FLNT Security ID: 34380C102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ryan Schulke For For Management
1b Elect Director Matthew Conlin For For Management
1c Elect Director Donald Mathis For For Management
1d Elect Director Carla S. Newell For For Management
1e Elect Director Barbara Shattuck Kohn For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FLUIDIGM CORPORATION
Ticker: FLDM Security ID: 34385P108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerhard F. Burbach For For Management
1.2 Elect Director Carlos Paya For For Management
1.3 Elect Director Ana K. Stankovic For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: NOV 24, 2020 Meeting Type: Annual
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Alan M. Bennett For For Management
1B Elect Director Rosemary T. Berkery For For Management
1C Elect Director Alan L. Boeckmann For For Management
1D Elect Director David E. Constable For For Management
1E Elect Director H. Paulett Eberhart For For Management
1F Elect Director Peter J. Fluor For For Management
1G Elect Director James T. Hackett For For Management
1H Elect Director Carlos M. Hernandez For For Management
1I Elect Director Thomas C. Leppert For For Management
1J Elect Director Teri P. McClure For For Management
1K Elect Director Armando J. Olivera For For Management
1L Elect Director Matthew K. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FLUOR CORPORATION
Ticker: FLR Security ID: 343412102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Alan M. Bennett For For Management
1B Elect Director Rosemary T. Berkery For For Management
1C Elect Director Alan L. Boeckmann For For Management
1D Elect Director David E. Constable For For Management
1E Elect Director H. Paulett Eberhart For For Management
1F Elect Director James T. Hackett For For Management
1G Elect Director Thomas C. Leppert For For Management
1H Elect Director Teri P. McClure For For Management
1I Elect Director Armando J. Olivera For For Management
1J Elect Director Matthew K. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION
Ticker: FFIC Security ID: 343873105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Azarian For For Management
1b Elect Director Steven J. D'Iorio For For Management
1c Elect Director Louis C. Grassi For For Management
1d Elect Director Sam S. Han For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify BDO USA, LLP as Auditor For For Management
--------------------------------------------------------------------------------
FNCB BANCORP, INC.
Ticker: FNCB Security ID: 302578109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Bracey For For Management
1.2 Elect Director Louis A. DeNaples, Jr. For Withhold Management
1.3 Elect Director Thomas J. Melone For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Baker Tilly US, LLP as Auditors For For Management
--------------------------------------------------------------------------------
FOCUS FINANCIAL PARTNERS INC.
Ticker: FOCS Security ID: 34417P100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg S. Morganroth For For Management
1.2 Elect Director Fayez S. Muhtadie For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FONAR CORPORATION
Ticker: FONR Security ID: 344437405
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond V. Damadian For Withhold Management
1.2 Elect Director Claudette J. V. Chan For Withhold Management
1.3 Elect Director Charles N. O'Data For For Management
1.4 Elect Director Ronald G. Lehman For For Management
1.5 Elect Director Richard E. Turk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Marcum LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
FORESTAR GROUP INC.
Ticker: FOR Security ID: 346232101
Meeting Date: JAN 19, 2021 Meeting Type: Annual
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Fuller For For Management
1b Elect Director Lisa H. Jamieson For For Management
1c Elect Director G.F. (Rick) Ringler, III For For Management
1d Elect Director Donald C. Spitzer For For Management
1e Elect Director Donald J. Tomnitz For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FORMA THERAPEUTICS HOLDINGS, INC.
Ticker: FMTX Security ID: 34633R104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Selwyn M. Vickers For For Management
1.2 Elect Director Wayne A.I. Frederick For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FORMFACTOR, INC.
Ticker: FORM Security ID: 346375108
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rebeca Obregon-Jimenez For For Management
1b Elect Director Kelley Steven-Waiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FORRESTER RESEARCH, INC.
Ticker: FORR Security ID: 346563109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean M. Birch For For Management
1.2 Elect Director David Boyce For For Management
1.3 Elect Director Neil Bradford For For Management
1.4 Elect Director George F. Colony For For Management
1.5 Elect Director Anthony Friscia For For Management
1.6 Elect Director Robert M. Galford For For Management
1.7 Elect Director Gretchen Teichgraeber For For Management
1.8 Elect Director Yvonne Wassenaar For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORTERRA, INC.
Ticker: FRTA Security ID: 34960W106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chris Meyer For Withhold Management
1.2 Elect Director Richard "Chip" For Withhold Management
Cammerer, Jr.
1.3 Elect Director Rafael Colorado For Withhold Management
1.4 Elect Director Maureen Harrell For For Management
1.5 Elect Director Chad Lewis For Withhold Management
1.6 Elect Director Karl H. Watson, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORTRESS BIOTECH, INC.
Ticker: FBIO Security ID: 34960Q109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lindsay A. Rosenwald For For Management
1.2 Elect Director Michael S. Weiss For For Management
1.3 Elect Director Jimmie Harvey, Jr. For For Management
1.4 Elect Director Malcolm Hoenlein For For Management
1.5 Elect Director Dov Klein For For Management
1.6 Elect Director J. Jay Lobell For Withhold Management
1.7 Elect Director Eric K. Rowinsky For For Management
1.8 Elect Director Kevin L. Lorenz For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
FORWARD AIR CORPORATION
Ticker: FWRD Security ID: 349853101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald W. Allen For For Management
1.2 Elect Director Ana B. Amicarella For For Management
1.3 Elect Director Valerie A. Bonebrake For For Management
1.4 Elect Director C. Robert Campbell For For Management
1.5 Elect Director R. Craig Carlock For For Management
1.6 Elect Director G. Michael Lynch For For Management
1.7 Elect Director George S. Mayes, Jr. For For Management
1.8 Elect Director Chitra Nayak For For Management
1.9 Elect Director Scott M. Niswonger For For Management
1.10 Elect Director Javier Polit For For Management
1.11 Elect Director Richard H. Roberts For For Management
1.12 Elect Director Thomas Schmitt For For Management
1.13 Elect Director Laurie A. Tucker For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOSSIL GROUP, INC.
Ticker: FOSL Security ID: 34988V106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Belgya For For Management
1.2 Elect Director William B. Chiasson For For Management
1.3 Elect Director Kim Harris Jones For For Management
1.4 Elect Director Kosta N. Kartsotis For For Management
1.5 Elect Director Kevin Mansell For For Management
1.6 Elect Director Diane L. Neal For For Management
1.7 Elect Director Marc R. Y. Rey For For Management
1.8 Elect Director Gail B. Tifford For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FOUR CORNERS PROPERTY TRUST, INC.
Ticker: FCPT Security ID: 35086T109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William H. Lenehan For For Management
1b Elect Director John S. Moody For For Management
1c Elect Director Douglas B. Hansen For For Management
1d Elect Director Eric S. Hirschhorn For For Management
1e Elect Director Charles L. Jemley For For Management
1f Elect Director Marran H. Ogilvie For For Management
1g Elect Director Toni Steele For For Management
1h Elect Director Liz Tennican For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOX FACTORY HOLDING CORP.
Ticker: FOXF Security ID: 35138V102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Dennison For For Management
1.2 Elect Director Sidney Johnson For For Management
1.3 Elect Director Ted Waitman For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRANCHISE GROUP, INC.
Ticker: FRG Security ID: 35180X105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew Avril For For Management
1.2 Elect Director Patrick A. Cozza For For Management
1.3 Elect Director Cynthia S. Dubin For For Management
1.4 Elect Director Lisa M. Fairfax For For Management
1.5 Elect Director Megan Foster Starr - None None Management
Withdrawn
1.6 Elect Director Thomas Herskovits For For Management
1.7 Elect Director Brian R. Kahn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FRANKLIN COVEY CO.
Ticker: FC Security ID: 353469109
Meeting Date: JAN 22, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne H. Chow For For Management
1.2 Elect Director Michael Fung For For Management
1.3 Elect Director Dennis G. Heiner For For Management
1.4 Elect Director Donald J. McNamara For For Management
1.5 Elect Director Joel C. Peterson For For Management
1.6 Elect Director Nancy Phillips For For Management
1.7 Elect Director Derek C.M. van Bever For For Management
1.8 Elect Director Robert A. Whitman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FRANKLIN ELECTRIC CO., INC.
Ticker: FELE Security ID: 353514102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregg C. Sengstack For For Management
1.2 Elect Director David M. Wathen For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRANKLIN STREET PROPERTIES CORP.
Ticker: FSP Security ID: 35471R106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George J. Carter For For Management
1b Elect Director Georgia Murray For For Management
1c Elect Director John N. Burke For For Management
1d Elect Director Kenneth A. Hoxsie For For Management
1e Elect Director Kathryn P. O'Neil For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FREQUENCY THERAPEUTICS, INC.
Ticker: FREQ Security ID: 35803L108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia L. Feldmann For For Management
1.2 Elect Director Michael Huang For For Management
1.3 Elect Director Joel S. Marcus For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC.
Ticker: FDP Security ID: G36738105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mohammad Abu-Ghazaleh For Against Management
1.2 Elect Director Ahmad Abu-Ghazaleh For Against Management
1.3 Elect Director Kristin Colber-Baker For For Management
1.4 Elect Director Lori Tauber Marcus For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Adopt Second Amended and Restated For Against Management
Memorandum and Articles of Association
--------------------------------------------------------------------------------
FRESHPET, INC.
Ticker: FRPT Security ID: 358039105
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Norris For For Management
1.2 Elect Director Leta D. Priest For For Management
1.3 Elect Director Olu Beck For For Management
1.4 Elect Director William B. Cyr For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement to Amend Certain
Provisions of the Certificate of
Incorporation
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FRONT YARD RESIDENTIAL CORPORATION
Ticker: RESI Security ID: 35904G107
Meeting Date: JAN 06, 2021 Meeting Type: Special
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FRONTLINE LTD.
Ticker: FRO Security ID: G3682E192
Meeting Date: AUG 31, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2 Authorize Board to Fill Vacancies For For Management
3 Elect Director John Fredriksen For Against Management
4 Elect Director James O'Shaughnessy For For Management
5 Elect Director Ola Lorentzon For For Management
6 Elect Director Tor Svelland For For Management
7 Approve PricewaterhouseCoopers AS of For For Management
Oslo, Norway as Auditors and Authorize
Board to Fix Their Remuneration
8 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
FRONTLINE LTD.
Ticker: FRO Security ID: G3682E192
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2 Authorize Board to Fill Vacancies For For Management
3 Elect Director John Fredriksen For Against Management
4 Elect Director James O'Shaughnessy For For Management
5 Elect Director Ola Lorentzon For For Management
6 Elect Director Tor Svelland For Against Management
7 Approve PricewaterhouseCoopers AS of For For Management
Oslo, Norway as Auditors and Authorize
Board to Fix Their Remuneration
8 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
FRP HOLDINGS, INC.
Ticker: FRPH Security ID: 30292L107
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Baker, II For For Management
1.2 Elect Director Charles E. Commander, For For Management
III
1.3 Elect Director H.W. 'Mike' Shad, III For For Management
1.4 Elect Director Martin E. 'Hap' Stein, For For Management
Jr.
1.5 Elect Director William H. Walton, III For For Management
1.6 Elect Director Margaret B. Wetherbee For Withhold Management
2 Ratify Hancock Askew & Co., LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FS BANCORP, INC.
Ticker: FSBW Security ID: 30263Y104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela M. Andrews For For Management
1.2 Elect Director Joseph C. Adams For For Management
1.3 Elect Director Joseph P. Zavaglia For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
FUELCELL ENERGY, INC.
Ticker: FCEL Security ID: 35952H601
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James H. England For For Management
1b Elect Director Jason Few For For Management
1c Elect Director Chris Groobey For For Management
1d Elect Director Matthew F. Hilzinger For For Management
1e Elect Director Natica von Althann For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FULCRUM THERAPEUTICS, INC.
Ticker: FULC Security ID: 359616109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Collins For For Management
1.2 Elect Director James Geraghty For Withhold Management
1.3 Elect Director Bryan Stuart For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FULGENT GENETICS, INC.
Ticker: FLGT Security ID: 359664109
Meeting Date: SEP 17, 2020 Meeting Type: Special
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For Against Management
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
FULGENT GENETICS, INC.
Ticker: FLGT Security ID: 359664109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ming Hsieh For For Management
1.2 Elect Director John Bolger For For Management
1.3 Elect Director Yun Yen For For Management
1.4 Elect Director Linda Marsh For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FULTON FINANCIAL CORPORATION
Ticker: FULT Security ID: 360271100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer Craighead Carey For For Management
1b Elect Director Lisa Crutchfield For For Management
1c Elect Director Denise L. Devine For For Management
1d Elect Director Steven S. Etter For For Management
1e Elect Director Carlos E. Graupera For For Management
1f Elect Director George W. Hodges For For Management
1g Elect Director George K. Martin For For Management
1h Elect Director James R. Moxley, III For For Management
1i Elect Director Curtis J. Myers For For Management
1j Elect Director Scott A. Snyder For For Management
1k Elect Director Ronald H. Spair For For Management
1l Elect Director Mark F. Strauss For For Management
1m Elect Director Ernest J. Waters For For Management
1n Elect Director E. Philip Wenger For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FUNKO, INC.
Ticker: FNKO Security ID: 361008105
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Denson For Withhold Management
1.2 Elect Director Adam Kriger For Withhold Management
1.3 Elect Director Brian Mariotti For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FUTUREFUEL CORP.
Ticker: FF Security ID: 36116M106
Meeting Date: SEP 03, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Manheim For For Management
1.2 Elect Director Jeffrey L. Schwartz For For Management
1.3 Elect Director Rose M. Sparks For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
FVCBANKCORP, INC.
Ticker: FVCB Security ID: 36120Q101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Pijor For For Management
1.2 Elect Director L. Burwell Gunn For For Management
1.3 Elect Director Morton A. Bender For For Management
1.4 Elect Director Patricia A. Ferrick For For Management
1.5 Elect Director Meena Krishnan For For Management
1.6 Elect Director Scott Laughlin For For Management
1.7 Elect Director Thomas L. Patterson For For Management
1.8 Elect Director Devin Satz For For Management
1.9 Elect Director Lawrence W. Schwartz For For Management
1.10 Elect Director Sidney G. Simmonds For For Management
1.11 Elect Director Daniel M. Testa For For Management
1.12 Elect Director Philip R. Wills, III For For Management
1.13 Elect Director Steven M. Wiltse For For Management
2 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD.
Ticker: GIII Security ID: 36237H101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morris Goldfarb For For Management
1.2 Elect Director Sammy Aaron For For Management
1.3 Elect Director Thomas J. Brosig For For Management
1.4 Elect Director Alan Feller For For Management
1.5 Elect Director Jeffrey Goldfarb For For Management
1.6 Elect Director Victor Herrero For For Management
1.7 Elect Director Robert L. Johnson For For Management
1.8 Elect Director Jeanette Nostra For For Management
1.9 Elect Director Laura Pomerantz For For Management
1.10 Elect Director Willem van Bokhorst For For Management
1.11 Elect Director Cheryl Vitali For For Management
1.12 Elect Director Richard White For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
G1 THERAPEUTICS, INC.
Ticker: GTHX Security ID: 3621LQ109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. (Jack) Bailey, For For Management
Jr.
1.2 Elect Director Willie A. Deese For For Management
1.3 Elect Director Cynthia L. Schwalm For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GAIA, INC.
Ticker: GAIA Security ID: 36269P104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jirka Rysavy For Withhold Management
1.2 Elect Director Kristin Frank For For Management
1.3 Elect Director James Colquhoun For Withhold Management
1.4 Elect Director David Maisel For For Management
1.5 Elect Director Keyur Patel For For Management
1.6 Elect Director Paul Sutherland For For Management
1.7 Elect Director Anaal Udaybabu For For Management
--------------------------------------------------------------------------------
GAIN CAPITAL HOLDINGS, INC.
Ticker: GCAP Security ID: 36268W100
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Quick For Against Management
1.2 Elect Director Glenn H. Stevens For For Management
1.3 Elect Director Thomas Bevilacqua For For Management
2 Ratify BDO USA LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GALECTIN THERAPEUTICS INC.
Ticker: GALT Security ID: 363225202
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gilbert F. Amelio For For Management
1.2 Elect Director James C. Czirr For For Management
1.3 Elect Director Kary Eldred For For Management
1.4 Elect Director Kevin D. Freeman For For Management
1.5 Elect Director Joel Lewis For For Management
1.6 Elect Director Gilbert S. Omenn For For Management
1.7 Elect Director Marc Rubin For For Management
1.8 Elect Director Elissa J. Schwartz For For Management
1.9 Elect Director Harold H. Shlevin For For Management
1.10 Elect Director Richard E. Uihlein For For Management
1.11 Elect Director Richard A. Zordani For For Management
2 Ratify Cherry Bekaert LLP as Auditors For For Management
--------------------------------------------------------------------------------
GAMESTOP CORP.
Ticker: GME Security ID: 36467W109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Sherman For For Management
1.2 Elect Director Alain (Alan) Attal For For Management
1.3 Elect Director Lawrence (Larry) Cheng For For Management
1.4 Elect Director Ryan Cohen For For Management
1.5 Elect Director James (Jim) Grube For For Management
1.6 Elect Director Yang Xu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 36472T109
Meeting Date: FEB 26, 2021 Meeting Type: Special
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares of Common For For Management
Stock Upon Conversion of 6% Senior
Secured Convertible Notes due 2027
--------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 36472T109
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinayak R. Hegde For For Management
1.2 Elect Director Theodore P. Janulis For For Management
1.3 Elect Director John Jeffry Louis, III For For Management
1.4 Elect Director Maria Miller For For Management
1.5 Elect Director Michael E. Reed For For Management
1.6 Elect Director Debra Sandler For For Management
1.7 Elect Director Kevin M. Sheehan For For Management
1.8 Elect Director Laurence Tarica For For Management
1.9 Elect Director Barbara Wall For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
6a Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation
6b Eliminate Supermajority Vote For For Management
Requirement to Amend Bylaws
6c Eliminate Supermajority Vote For For Management
Requirement for Removal of Directors
and Appointment of Directors
7 Adopt NOL Rights Plan (NOL Pill) For For Management
--------------------------------------------------------------------------------
GATOS SILVER, INC.
Ticker: GATO Security ID: 368036109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ali Erfan For For Management
1.2 Elect Director Igor Gonzales For For Management
1.3 Elect Director Karl Hanneman For Withhold Management
1.4 Elect Director Charles Hansard For For Management
1.5 Elect Director Igor Levental For For Management
1.6 Elect Director David Peat For For Management
1.7 Elect Director Stephen Orr For For Management
1.8 Elect Director Janice Stairs For For Management
1.9 Elect Director Daniel Muniz Quintanilla For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GATX CORPORATION
Ticker: GATX Security ID: 361448103
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane M. Aigotti For For Management
1.2 Elect Director Anne L. Arvia For For Management
1.3 Elect Director Brian A. Kenney For For Management
1.4 Elect Director James B. Ream For For Management
1.5 Elect Director Adam L. Stanley For For Management
1.6 Elect Director David S. Sutherland For For Management
1.7 Elect Director Stephen R. Wilson For For Management
1.8 Elect Director Paul G. Yovovich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
GCP APPLIED TECHNOLOGIES INC.
Ticker: GCP Security ID: 36164Y101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Simon M. Bates For For Management
1.2 Elect Director Peter A. Feld For For Management
1.3 Elect Director Janet Plaut Giesselman For For Management
1.4 Elect Director Clay H. Kiefaber For For Management
1.5 Elect Director Armand F. Lauzon For For Management
1.6 Elect Director Marran H. Ogilvie For For Management
1.7 Elect Director Andrew M. Ross For For Management
1.8 Elect Director Linda J. Welty For For Management
1.9 Elect Director Robert H. Yanker For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENASYS INC.
Ticker: GNSS Security ID: 36872P103
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott L. Anchin For For Management
1.2 Elect Director Laura M. Clague For For Management
1.3 Elect Director John G. Coburn For For Management
1.4 Elect Director Richard S. Danforth For For Management
1.5 Elect Director Daniel H. McCollum For For Management
1.6 Elect Director Richard H. Osgood, III For For Management
2 Ratify Baker Tilly US, LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Increase Authorized Common Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENCO SHIPPING & TRADING LIMITED
Ticker: GNK Security ID: Y2685T131
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur L. Regan For For Management
1.2 Elect Director James G. Dolphin For For Management
1.3 Elect Director Kathleen C. Haines For Withhold Management
1.4 Elect Director Kevin Mahony For For Management
1.5 Elect Director Christoph Majeske For Withhold Management
1.6 Elect Director Basil G. Mavroleon For Withhold Management
1.7 Elect Director Jason Scheir For For Management
1.8 Elect Director Bao D. Truong For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Establish Range For Board Size For For Management
--------------------------------------------------------------------------------
GENCO SHIPPING & TRADING LIMITED
Ticker: GNK Security ID: Y2685T131
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur L. Regan For For Management
1.2 Elect Director James G. Dolphin For For Management
1.3 Elect Director Kathleen C. Haines For For Management
1.4 Elect Director Kevin Mahony For For Management
1.5 Elect Director Basil G. Mavroleon For For Management
1.6 Elect Director Karin Y. Orsel For For Management
1.7 Elect Director Bao D. Truong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Amend Omnibus Stock Plan For Against Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
--------------------------------------------------------------------------------
GENERATION BIO CO.
Ticker: GBIO Security ID: 37148K100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Jonas For Withhold Management
1.2 Elect Director Geoff McDonough For For Management
1.3 Elect Director Donald Nicholson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENPREX, INC.
Ticker: GNPX Security ID: 372446104
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Brent M. Longnecker For Withhold Management
2 Ratify Daszkal Bolton LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENTHERM INCORPORATED
Ticker: THRM Security ID: 37253A103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sophie Desormiere For For Management
1.2 Elect Director Phillip M. Eyler For For Management
1.3 Elect Director Yvonne Hao For For Management
1.4 Elect Director David Heinzmann For For Management
1.5 Elect Director Ronald Hundzinski For For Management
1.6 Elect Director Charles Kummeth For For Management
1.7 Elect Director Betsy Meter For For Management
1.8 Elect Director Byron Shaw, II For For Management
1.9 Elect Director John Stacey For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director G. Kent Conrad For For Management
1b Elect Director Karen E. Dyson For For Management
1c Elect Director Melina E. Higgins For For Management
1d Elect Director Thomas J. McInerney For For Management
1e Elect Director David M. Moffett For For Management
1f Elect Director Thomas E. Moloney For For Management
1g Elect Director Debra J. Perry For For Management
1h Elect Director Robert P. Restrepo, Jr. For For Management
1i Elect Director James S. Riepe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director G. Kent Conrad For For Management
1b Elect Director Karen E. Dyson For For Management
1c Elect Director Jill R. Goodman For For Management
1d Elect Director Melina E. Higgins For For Management
1e Elect Director Thomas J. McInerney For For Management
1f Elect Director Howard D. Mills, III For For Management
1g Elect Director Debra J. Perry For For Management
1h Elect Director Robert P. Restrepo, Jr. For For Management
1i Elect Director Ramsey D. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC.
Ticker: GABC Security ID: 373865104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc D. Fine For For Management
1.2 Elect Director Jason M. Kelly For For Management
1.3 Elect Director Christina M. Ryan For For Management
1.4 Elect Director Tyson J. Wagler For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
GERON CORPORATION
Ticker: GERN Security ID: 374163103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Scarlett For For Management
1.2 Elect Director Robert J. Spiegel For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GETTY REALTY CORP.
Ticker: GTY Security ID: 374297109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Constant For For Management
1b Elect Director Milton Cooper For For Management
1c Elect Director Philip E. Coviello For For Management
1d Elect Director Mary Lou Malanoski For For Management
1e Elect Director Richard E. Montag For For Management
1f Elect Director Howard B. Safenowitz For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Restricted Stock Plan For Against Management
--------------------------------------------------------------------------------
GIBRALTAR INDUSTRIES, INC.
Ticker: ROCK Security ID: 374689107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Barberio For For Management
1b Elect Director William T. Bosway For For Management
1c Elect Director Craig A. Hindman For For Management
1d Elect Director Gwendolyn G. Mizell For For Management
1e Elect Director William P. Montague For For Management
1f Elect Director Linda K. Myers For For Management
1g Elect Director James B. Nish For For Management
1h Elect Director Atlee Valentine Pope For For Management
1i Elect Director Manish H. Shah For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLACIER BANCORP, INC.
Ticker: GBCI Security ID: 37637Q105
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Boyles For For Management
1.2 Elect Director Robert A. Cashell, Jr. For For Management
1.3 Elect Director Randall M. Chesler For For Management
1.4 Elect Director Sherry L. Cladouhos For For Management
1.5 Elect Director James M. English For For Management
1.6 Elect Director Annie M. Goodwin For For Management
1.7 Elect Director Kristen L. Heck For For Management
1.8 Elect Director Craig A. Langel For For Management
1.9 Elect Director Douglas J. McBride For For Management
1.10 Elect Director George R. Sutton For For Management
2 Amend Articles of Incorporation to For For Management
Provide for Indemnification of
Directors and Officers
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLADSTONE COMMERCIAL CORPORATION
Ticker: GOOD Security ID: 376536108
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry L. Brubaker For For Management
1.2 Elect Director Caren D. Merrick For Withhold Management
1.3 Elect Director Walter H. Wilkinson, Jr. For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GLADSTONE LAND CORPORATION
Ticker: LAND Security ID: 376549101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michela A. English For Withhold Management
1.2 Elect Director Anthony W. Parker For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GLATFELTER CORPORATION
Ticker: GLT Security ID: 377320106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Brown For For Management
1.2 Elect Director Kathleen A. Dahlberg For For Management
1.3 Elect Director Kevin M. Fogarty For For Management
1.4 Elect Director Marie T. Gallagher For For Management
1.5 Elect Director Darrel Hackett For For Management
1.6 Elect Director J. Robert Hall For For Management
1.7 Elect Director Dante C. Parrini For For Management
1.8 Elect Director Lee C. Stewart For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLAUKOS CORPORATION
Ticker: GKOS Security ID: 377322102
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Burns For For Management
1.2 Elect Director Leana S. Wen For For Management
1.3 Elect Director Marc A. Stapley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL INDEMNITY LIMITED
Ticker: GBLI Security ID: G3933F105
Meeting Date: AUG 25, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve EGM Scheme of Arrangement For For Management
Proposal
2 Approve GI Bermuda Transaction Proposal For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GLOBAL INDEMNITY LIMITED
Ticker: GBLI Security ID: G3933F115
Meeting Date: AUG 25, 2020 Meeting Type: Court
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve EGM Scheme of Arrangement For For Management
Proposal
--------------------------------------------------------------------------------
GLOBAL MEDICAL REIT INC.
Ticker: GMRE Security ID: 37954A204
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey M. Busch For For Management
1.2 Elect Director Matthew L. Cypher For For Management
1.3 Elect Director Zhang Jingguo For Against Management
1.4 Elect Director Ronald Marston For For Management
1.5 Elect Director Roscoe M. Moore, Jr. For For Management
1.6 Elect Director Henry E. Cole For For Management
1.7 Elect Director Zhang Huiqi For For Management
1.8 Elect Director Paula R. Crowley For For Management
1.9 Elect Director Lori Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GLOBAL MEDICAL REIT INC.
Ticker: GMRE Security ID: 37954A204
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Busch For For Management
1.2 Elect Director Matthew L. Cypher For For Management
1.3 Elect Director Ronald Marston For For Management
1.4 Elect Director Roscoe Moore, Jr. For For Management
1.5 Elect Director Henry Cole For For Management
1.6 Elect Director Zhang Huiqi For For Management
1.7 Elect Director Paula Crowley For For Management
1.8 Elect Director Lori Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GLOBAL NET LEASE, INC.
Ticker: GNL Security ID: 379378201
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Therese Antone For For Management
1b Elect Director Edward G. Rendell For Against Management
1c Elect Director Abby M. Wenzel For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Omnibus Stock Plan For Against Management
6 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
GLOBAL WATER RESOURCES, INC.
Ticker: GWRS Security ID: 379463102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ron L. Fleming For For Management
1.2 Elect Director Richard M. Alexander For For Management
1.3 Elect Director Debra G. Coy For Withhold Management
1.4 Elect Director Brett Huckelbridge For For Management
1.5 Elect Director David Rousseau For For Management
1.6 Elect Director Jonathan L. Levine For For Management
1.7 Elect Director Andrew M. Cohn For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GLU MOBILE INC.
Ticker: GLUU Security ID: 379890106
Meeting Date: APR 26, 2021 Meeting Type: Special
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GLYCOMIMETICS, INC.
Ticker: GLYC Security ID: 38000Q102
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Junius For Withhold Management
1.2 Elect Director Rachel King For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GMS INC.
Ticker: GMS Security ID: 36251C103
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Browning For For Management
1.2 Elect Director Theron I. Gilliam For For Management
1.3 Elect Director Mitchell B. Lewis For For Management
1.4 Elect Director John C. Turner, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement and Other Obsolete
Provisions
6 Amend Bylaws to Allow Board to Amend For For Management
the Bylaws
7 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GOGO INC.
Ticker: GOGO Security ID: 38046C109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michele Coleman Mayes For For Management
1.2 Elect Director Robert H. Mundheim For For Management
1.3 Elect Director Harris N. Williams For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Section 382 Rights Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GOLAR LNG LIMITED
Ticker: GLNG Security ID: G9456A100
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect Director Tor Olav Troim For For Management
2 Reelect Director Daniel Rabun For For Management
3 Reelect Director Thorleif Egeli For For Management
4 Reelect Director Carl Steen For For Management
5 Reelect Director Niels G. Stolt-Nielsen For For Management
6 Reelect Director Lori Wheeler Naess For For Management
7 Elect Director Georgina Sousa For For Management
8 Amend Quorum Requirements For For Management
9 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
10 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
GOLD RESOURCE CORPORATION
Ticker: GORO Security ID: 38068T105
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alex G. Morrison For For Management
1.2 Elect Director Allen Palmiere For For Management
1.3 Elect Director Lila Manassa Murphy For For Management
1.4 Elect Director Joseph Driscoll For For Management
1.5 Elect Director Ron Little For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Plante & Moran, PLLC as Auditors For For Management
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
GOLDEN ENTERTAINMENT, INC.
Ticker: GDEN Security ID: 381013101
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blake L. Sartini For Withhold Management
1.2 Elect Director Lyle A. Berman For For Management
1.3 Elect Director Ann D. Dozier For For Management
1.4 Elect Director Mark A. Lipparelli For For Management
1.5 Elect Director Anthony A. Marnell, III For For Management
1.6 Elect Director Robert L. Miodunski For For Management
1.7 Elect Director Terrence L. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GOOSEHEAD INSURANCE, INC.
Ticker: GSHD Security ID: 38267D109
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Jones For Withhold Management
1.2 Elect Director Robyn Jones For Withhold Management
1.3 Elect Director Peter Lane For For Management
1.4 Elect Director Mark Miller For For Management
1.5 Elect Director James Reid For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GOPRO, INC.
Ticker: GPRO Security ID: 38268T103
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas Woodman For Withhold Management
1.2 Elect Director Tyrone Ahmad-Taylor For Withhold Management
1.3 Elect Director Kenneth Goldman For For Management
1.4 Elect Director Peter Gotcher For For Management
1.5 Elect Director James Lanzone For Withhold Management
1.6 Elect Director Alexander Lurie For For Management
1.7 Elect Director Susan Lyne For Withhold Management
1.8 Elect Director Frederic Welts For For Management
1.9 Elect Director Lauren Zalaznick For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GOSSAMER BIO, INC.
Ticker: GOSS Security ID: 38341P102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell Cox For For Management
1.2 Elect Director Renee Gala For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GP STRATEGIES CORPORATION
Ticker: GPX Security ID: 36225V104
Meeting Date: SEP 01, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tamar Elkeles For For Management
1b Elect Director Marshall S. Geller For For Management
1c Elect Director Scott N. Greenberg For For Management
1d Elect Director Steven E. Koonin For For Management
1e Elect Director Jacques Manardo For For Management
1f Elect Director Richard C. Pfenniger, For For Management
Jr.
1g Elect Director Samuel D. Robinson For For Management
1h Elect Director Adam H. Stedham For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GRAHAM CORPORATION
Ticker: GHM Security ID: 384556106
Meeting Date: AUG 11, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Barber For For Management
1.2 Elect Director Gerard T. Mazurkiewicz For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GRANITE CONSTRUCTION INCORPORATED
Ticker: GVA Security ID: 387328107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David C. Darnell For For Management
1b Elect Director Celeste B. Mastin For For Management
1c Elect Director Gaddi H. Vasquez For For Management
1d Elect Director Molly C. Campbell For For Management
1e Elect Director David H. Kelsey For For Management
1f Elect Director Michael F. McNally For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GRANITE POINT MORTGAGE TRUST INC.
Ticker: GPMT Security ID: 38741L107
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Devin Chen For For Management
1b Elect Director Tanuja M. Dehne For For Management
1c Elect Director Stephen G. Kasnet For For Management
1d Elect Director W. Reid Sanders For For Management
1e Elect Director John (Jack) A. Taylor For For Management
1f Elect Director Hope B. Woodhouse For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GRAY TELEVISION, INC.
Ticker: GTN Security ID: 389375106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hilton H. Howell, Jr. For For Management
1.2 Elect Director Howell W. Newton For For Management
1.3 Elect Director Richard L. Boger For For Management
1.4 Elect Director T. L. (Gene) Elder For For Management
1.5 Elect Director Luis A. Garcia For For Management
1.6 Elect Director Richard B. Hare For For Management
1.7 Elect Director Robin R. Howell For For Management
1.8 Elect Director Donald P. (Pat) For For Management
LaPlatney
1.9 Elect Director Paul H. McTear For For Management
1.10 Elect Director Sterling A. Spainhour, For For Management
Jr.
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
GREAT AJAX CORP.
Ticker: AJX Security ID: 38983D300
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence Mendelsohn For For Management
1.2 Elect Director Russell Schaub For For Management
1.3 Elect Director Steven L. Begleiter For For Management
1.4 Elect Director John C. Condas For For Management
1.5 Elect Director Jonathan Bradford For For Management
Handley, Jr.
1.6 Elect Director Paul Friedman For For Management
1.7 Elect Director J. Kirk Ogren, Jr. For For Management
1.8 Elect Director Mary Haggerty For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GREAT LAKES DREDGE & DOCK CORPORATION
Ticker: GLDD Security ID: 390607109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lasse J. Petterson For For Management
1b Elect Director Kathleen M. Shanahan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC.
Ticker: GSBC Security ID: 390905107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Carlson For Withhold Management
1.2 Elect Director Debra Mallonee Shantz For Withhold Management
Hart
1.3 Elect Director Joseph W. Turner For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
GREAT WESTERN BANCORP, INC.
Ticker: GWB Security ID: 391416104
Meeting Date: FEB 09, 2021 Meeting Type: Annual
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Brannen For For Management
1.2 Elect Director Thomas Henning For For Management
1.3 Elect Director Daniel Rykhus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GREEN BRICK PARTNERS, INC.
Ticker: GRBK Security ID: 392709101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth K. Blake For For Management
1.2 Elect Director Harry Brandler For For Management
1.3 Elect Director James R. Brickman For For Management
1.4 Elect Director David Einhorn For For Management
1.5 Elect Director John R. Farris For For Management
1.6 Elect Director Kathleen Olsen For For Management
1.7 Elect Director Richard S. Press For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
GREEN DOT CORPORATION
Ticker: GDOT Security ID: 39304D102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Chris Brewster For For Management
1.2 Elect Director Glinda Bridgforth Hodges For For Management
1.3 Elect Director Rajeev V. Date For For Management
1.4 Elect Director Saturnino "Nino" Fanlo For For Management
1.5 Elect Director William I Jacobs For For Management
1.6 Elect Director Dan R. Henry For For Management
1.7 Elect Director Jeffrey B. Osher For For Management
1.8 Elect Director Ellen Richey For For Management
1.9 Elect Director George T. Shaheen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
GREEN PLAINS INC.
Ticker: GPRE Security ID: 393222104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd A. Becker For For Management
1.2 Elect Director Thomas Manuel For For Management
1.3 Elect Director Brian Peterson For For Management
1.4 Elect Director Alain Treuer For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GREENHILL & CO., INC.
Ticker: GHL Security ID: 395259104
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott L. Bok For For Management
1b Elect Director Meryl D. Hartzband For For Management
1c Elect Director John D. Liu For For Management
1d Elect Director Karen P. Robards For For Management
1e Elect Director Kevin T. Ferro For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
GREENLIGHT CAPITAL RE, LTD.
Ticker: GLRE Security ID: G4095J109
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Alan Brooks as GLRE Director For For Management
1b Elect Simon Burton as GLRE Director For For Management
1c Elect David Einhorn as GLRE Director For For Management
1d Elect Leonard Goldberg as GLRE Director For For Management
1e Elect Ian Isaacs as GLRE Director For For Management
1f Elect Bryan Murphy as GLRE Director For For Management
1g Elect Joseph Platt as GLRE Director For For Management
2a Elect Alan Brooks as Greenlight Re For For Management
Subsidiary Director
2b Elect Simon Burton as Greenlight Re For For Management
Subsidiary Director
2c Elect David Einhorn as Greenlight Re For For Management
Subsidiary Director
2d Elect Leonard Goldberg as Greenlight For For Management
Re Subsidiary Director
2e Elect Ian Isaacs as Greenlight Re For For Management
Subsidiary Director
2f Elect Bryan Murphy as Greenlight Re For For Management
Subsidiary Director
2g Elect Joseph Platt as Greenlight Re For For Management
Subsidiary Director
3a Elect Michael Brady as GRIL Subsidiary For For Management
Director
3b Elect Lesley Caslin as GRIL Subsidiary For For Management
Director
3c Elect Bryan Murphy as GRIL Subsidiary For For Management
Director
3d Elect Patrick O'Brien as GRIL For For Management
Subsidiary Director
3e Elect Daniel Roitman as GRIL For For Management
Subsidiary Director
4 Amend Omnibus Stock Plan For Against Management
5 Ratify BDO USA, LLP as Auditors For For Management
6 Ratify BDO Cayman Ltd. as Auditors of For For Management
Greenlight Re
7 Ratify Mazars as Auditors of GRIL For For Management
8 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GREENLIGHT CAPITAL RE, LTD.
Ticker: GLRE Security ID: G4095J109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Alan Brooks as GLRE Director For For Management
1b Elect Simon Burton as GLRE Director For For Management
1c Elect David Einhorn as GLRE Director For For Management
1d Elect Leonard Goldberg as GLRE Director For For Management
1e Elect Ian Isaacs as GLRE Director For Against Management
1f Elect Bryan Murphy as GLRE Director For For Management
1g Elect Joseph Platt as GLRE Director For Against Management
2a Elect Alan Brooks as Greenlight Re For For Management
Subsidiary Director
2b Elect Simon Burton as Greenlight Re For For Management
Subsidiary Director
2c Elect David Einhorn as Greenlight Re For For Management
Subsidiary Director
2d Elect Leonard Goldberg as Greenlight For For Management
Re Subsidiary Director
2e Elect Ian Isaacs as Greenlight Re For For Management
Subsidiary Director
2f Elect Bryan Murphy as Greenlight Re For For Management
Subsidiary Director
2g Elect Joseph Platt as Greenlight Re For For Management
Subsidiary Director
3a Elect Michael Brady as GRIL Subsidiary For For Management
Director
3b Elect Lesley Caslin as GRIL Subsidiary For For Management
Director
3c Elect Bryan Murphy as GRIL Subsidiary For For Management
Director
3d Elect Patrick O'Brien as GRIL For For Management
Subsidiary Director
3e Elect Daniel Roitman as GRIL For For Management
Subsidiary Director
4 Ratify BDO USA, LLP as Auditors For For Management
5 Ratify BDO Cayman Ltd. as Auditors of For For Management
Greenlight Re
6 Ratify Mazars as Auditors of GRIL For For Management
7 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GREENSKY, INC.
Ticker: GSKY Security ID: 39572G100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel Babbit For Withhold Management
1.2 Elect Director Gerald Benjamin For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GRIFFON CORPORATION
Ticker: GFF Security ID: 398433102
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry A. Alpert For Withhold Management
1.2 Elect Director Jerome L. Coben For For Management
1.3 Elect Director Ronald J. Kramer For For Management
1.4 Elect Director Victor Eugene Renuart For For Management
1.5 Elect Director Kevin F. Sullivan For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
GRITSTONE ONCOLOGY, INC.
Ticker: GRTS Security ID: 39868T105
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Krognes For For Management
1.2 Elect Director Elaine Jones For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GROUP 1 AUTOMOTIVE, INC.
Ticker: GPI Security ID: 398905109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carin M. Barth For For Management
1.2 Elect Director Earl J. Hesterberg For For Management
1.3 Elect Director Steven C. Mizell For For Management
1.4 Elect Director Lincoln Pereira For For Management
1.5 Elect Director Stephen D. Quinn For For Management
1.6 Elect Director Steven P. Stanbrook For For Management
1.7 Elect Director Charles L. Szews For For Management
1.8 Elect Director Anne Taylor For For Management
1.9 Elect Director MaryAnn Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GROUPON, INC.
Ticker: GRPN Security ID: 399473206
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Angelakis None None Management
*Withdrawn*
1.2 Elect Director Peter Barris For For Management
1.3 Elect Director Robert Bass For For Management
1.4 Elect Director Eric Lefkofsky For For Management
1.5 Elect Director Theodore Leonsis For For Management
1.6 Elect Director Valerie Mosley For For Management
1.7 Elect Director Helen Vaid For For Management
1.8 Elect Director Deborah Wahl For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GROWGENERATION, CORP.
Ticker: GRWG Security ID: 39986L109
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Salaman For For Management
1.2 Elect Director Darren Lampert For For Management
1.3 Elect Director Stephen Aiello For Withhold Management
1.4 Elect Director Sean Stiefel For For Management
1.5 Elect Director Paul Ciasullo For Withhold Management
2 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
GSI TECHNOLOGY, INC.
Ticker: GSIT Security ID: 36241U106
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lee-Lean Shu For For Management
1.2 Elect Director Jack A. Bradley For For Management
1.3 Elect Director Elizabeth Cholawsky For For Management
1.4 Elect Director Haydn Hsieh For For Management
1.5 Elect Director Ruey L. Lu For For Management
1.6 Elect Director Arthur O. Whipple For For Management
1.7 Elect Director Robert Yau For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
GTY TECHNOLOGY HOLDINGS INC.
Ticker: GTYH Security ID: 362409104
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William D. Green For Against Management
1b Elect Director Charles Wert For Against Management
2 Ratify WithumSmith+Brown, PC as For For Management
Auditors
--------------------------------------------------------------------------------
GUARANTY BANCSHARES, INC.
Ticker: GNTY Security ID: 400764106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Bunch For For Management
1.2 Elect Director Molly Curl For For Management
1.3 Elect Director Christopher B. Elliott For Against Management
1.4 Elect Director William D. Priefert For For Management
2 Ratify Whitley Penn LLP as Auditors For For Management
--------------------------------------------------------------------------------
GUESS?, INC.
Ticker: GES Security ID: 401617105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Maurice Marciano For For Management
2.2 Elect Director Laurie Ann Goldman For For Management
2.3 Elect Director Thomas J. Barrack, Jr. For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION
Ticker: GPOR Security ID: 402635304
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: JUN 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director David M. Wood For For Management
1B Elect Director Alvin Bledsoe For For Management
1C Elect Director Deborah G. Adams For For Management
1D Elect Director Samantha Holroyd For For Management
1E Elect Director Valerie Jochen For For Management
1F Elect Director C. Doug Johnson For For Management
1G Elect Director Ben T. Morris For For Management
1H Elect Director John W. Somerhalder, II For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Approve Tax Benefits Preservation Plan For For Management
--------------------------------------------------------------------------------
H&E EQUIPMENT SERVICES, INC.
Ticker: HEES Security ID: 404030108
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Engquist For For Management
1.2 Elect Director Bradley W. Barber For For Management
1.3 Elect Director Paul N. Arnold For For Management
1.4 Elect Director Gary W. Bagley For For Management
1.5 Elect Director Bruce C. Bruckmann For For Management
1.6 Elect Director Patrick L. Edsell For For Management
1.7 Elect Director Thomas J. Galligan, III For For Management
1.8 Elect Director Lawrence C. Karlson For For Management
1.9 Elect Director John T. Sawyer For For Management
2 Ratify BDO USA, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
H.B. FULLER COMPANY
Ticker: FUL Security ID: 359694106
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Handley For For Management
1.2 Elect Director Maria Teresa Hilado For For Management
1.3 Elect Director Ruth S. Kimmelshue For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HAEMONETICS CORPORATION
Ticker: HAE Security ID: 405024100
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher A. Simon For For Management
1.2 Elect Director Robert E. Abernathy For For Management
1.3 Elect Director Michael J. Coyle For For Management
1.4 Elect Director Charles J. Dockendorff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HALOZYME THERAPEUTICS, INC.
Ticker: HALO Security ID: 40637H109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Pierre Bizzari For For Management
1.2 Elect Director James M. Daly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HAMILTON BEACH BRANDS HOLDING COMPANY
Ticker: HBB Security ID: 40701T104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Belgya For For Management
1.2 Elect Director J.C. Butler, Jr. For Withhold Management
1.3 Elect Director Paul D. Furlow For Withhold Management
1.4 Elect Director John P. Jumper For Withhold Management
1.5 Elect Director Dennis W. LaBarre For Withhold Management
1.6 Elect Director Michael S. Miller For Withhold Management
1.7 Elect Director Alfred M. Rankin, Jr. For Withhold Management
1.8 Elect Director Thomas T. Rankin For Withhold Management
1.9 Elect Director James A. Ratner For Withhold Management
1.10 Elect Director Gregory H. Trepp For For Management
1.11 Elect Director Clara R. Williams For Withhold Management
2 Amend Non-Employee Director Restricted For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
HAMILTON LANE INCORPORATED
Ticker: HLNE Security ID: 407497106
Meeting Date: SEP 03, 2020 Meeting Type: Annual
Record Date: JUL 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Berkman For Withhold Management
1.2 Elect Director O. Griffith Sexton For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HANCOCK WHITNEY CORPORATION
Ticker: HWC Security ID: 410120109
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Hairston For For Management
1.2 Elect Director James H. Horne For For Management
1.3 Elect Director Suzette K. Kent For For Management
1.4 Elect Director Jerry L. Levens For For Management
1.5 Elect Director Christine L. Pickering For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HANGER, INC.
Ticker: HNGR Security ID: 41043F208
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinit K. Asar For For Management
1.2 Elect Director Asif Ahmad For For Management
1.3 Elect Director Christopher B. Begley For For Management
1.4 Elect Director John T. Fox For For Management
1.5 Elect Director Thomas C. Freyman For For Management
1.6 Elect Director Stephen E. Hare For For Management
1.7 Elect Director Mark M. Jones For For Management
1.8 Elect Director Cynthia L. Lucchese For For Management
1.9 Elect Director Richard R. Pettingill For For Management
1.10 Elect Director Kathryn M. Sullivan For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HANMI FINANCIAL CORPORATION
Ticker: HAFC Security ID: 410495204
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Ahn For For Management
1b Elect Director Kiho Choi For For Management
1c Elect Director Christie K. Chu For For Management
1d Elect Director Harry H. Chung For For Management
1e Elect Director Scott R. Diehl For For Management
1f Elect Director Bonita I. Lee For For Management
1g Elect Director David L. Rosenblum For For Management
1h Elect Director Thomas J. Williams For For Management
1i Elect Director Michael M. Yang For For Management
1j Elect Director Gideon Yu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC.
Ticker: HASI Security ID: 41068X100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey W. Eckel For For Management
1.2 Elect Director Clarence D. Armbrister For For Management
1.3 Elect Director Teresa M. Brenner For Against Management
1.4 Elect Director Michael T. Eckhart For For Management
1.5 Elect Director Nancy C. Floyd For For Management
1.6 Elect Director Simone F. Lagomarsino For For Management
1.7 Elect Director Charles M. O'Neil For For Management
1.8 Elect Director Richard J. Osborne For For Management
1.9 Elect Director Steven G. Osgood For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HARBORONE BANCORP, INC.
Ticker: HONE Security ID: 41165Y100
Meeting Date: SEP 29, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph F. Casey For For Management
1b Elect Director David P. Frenette For For Management
1c Elect Director Barry R. Koretz For For Management
1d Elect Director Michael J. Sullivan For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HARBORONE BANCORP, INC.
Ticker: HONE Security ID: 41165Y100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gordon Jezard For For Management
1b Elect Director Wallace H. Peckham, III For Withhold Management
1c Elect Director William A. Payne For For Management
1d Elect Director Mandy L. Berman For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HARMONIC INC.
Ticker: HLIT Security ID: 413160102
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Harshman For For Management
1.2 Elect Director Patrick Gallagher For For Management
1.3 Elect Director Deborah L. Clifford For For Management
1.4 Elect Director David Krall For For Management
1.5 Elect Director Mitzi Reaugh For For Management
1.6 Elect Director Susan G. Swenson For For Management
1.7 Elect Director Nikos Theodosopoulos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HARMONY BIOSCIENCES HOLDINGS, INC.
Ticker: HRMY Security ID: 413197104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For Withhold Management
1.2 Elect Director R. Mark Graf For For Management
1.3 Elect Director John C. Jacobs For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HARPOON THERAPEUTICS, INC.
Ticker: HARP Security ID: 41358P106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan Drachman For Withhold Management
1b Elect Director Joseph Bailes For Withhold Management
1c Elect Director Ron Hunt For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HARROW HEALTH, INC.
Ticker: HROW Security ID: 415858109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark L. Baum For For Management
1.2 Elect Director Robert J. Kammer For For Management
1.3 Elect Director Richard L. Lindstrom For For Management
1.4 Elect Director Teresa F. Sparks For For Management
1.5 Elect Director R. Lawrence Van Horn For For Management
2 Ratify KMJ Corbin & Company LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HARSCO CORPORATION
Ticker: HSC Security ID: 415864107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Earl For For Management
1.2 Elect Director Kathy G. Eddy For For Management
1.3 Elect Director David C. Everitt For For Management
1.4 Elect Director F. Nicholas Grasberger, For For Management
III
1.5 Elect Director Carolann I. Haznedar For For Management
1.6 Elect Director Mario Longhi For For Management
1.7 Elect Director Edgar (Ed) M. Purvis, For For Management
Jr.
1.8 Elect Director Phillip C. Widman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
--------------------------------------------------------------------------------
HARVARD BIOSCIENCE, INC.
Ticker: HBIO Security ID: 416906105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alan Edrick For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HAVERTY FURNITURE COMPANIES, INC.
Ticker: HVT Security ID: 419596101
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Allison Dukes For For Management
1.2 Elect Director G. Thomas Hough For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
HAWAIIAN HOLDINGS, INC.
Ticker: HA Security ID: 419879101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Carty For For Management
1.2 Elect Director Earl E. Fry For For Management
1.3 Elect Director Lawrence S. Hershfield For For Management
1.4 Elect Director C. Jayne Hrdlicka For For Management
1.5 Elect Director Peter R. Ingram For For Management
1.6 Elect Director Randall L. Jenson For For Management
1.7 Elect Director Michael E. McNamara For For Management
1.8 Elect Director Crystal K. Rose For For Management
1.9 Elect Director Richard N. Zwern For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
A Please Check if Owner of Record is a U. None For Management
S. Citizen
B Please Check if Owner of Record is Not None Against Management
a U.S. Citizen
--------------------------------------------------------------------------------
HAWKINS, INC.
Ticker: HWKN Security ID: 420261109
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Faulconbridge For For Management
1.2 Elect Director Patrick H. Hawkins For For Management
1.3 Elect Director John S. McKeon For For Management
1.4 Elect Director Mary J. Schumacher For For Management
1.5 Elect Director Daniel J. Stauber For For Management
1.6 Elect Director James T. Thompson For For Management
1.7 Elect Director Jeffrey L. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HAWTHORN BANCSHARES, INC.
Ticker: HWBK Security ID: 420476103
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank E. Burkhead For For Management
1.2 Elect Director Gus S. Wetzel, III For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HAYNES INTERNATIONAL, INC.
Ticker: HAYN Security ID: 420877201
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Donald C. Campion For For Management
2 Elect Director Robert H. Getz For For Management
3 Elect Director Dawne S. Hickton For For Management
4 Elect Director Michael L. Shor For For Management
5 Elect Director Larry O. Spencer For For Management
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HC2 HOLDINGS, INC.
Ticker: HCHC Security ID: 404139107
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: OCT 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Conversion of Securities For For Management
--------------------------------------------------------------------------------
HC2 HOLDINGS, INC.
Ticker: HCHC Security ID: 404139107
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Avram A. Glazer For For Management
1.2 Elect Director Wayne Barr, Jr. For For Management
1.3 Elect Director Kenneth S. Courtis For For Management
1.4 Elect Director Warren H. Gfeller For For Management
1.5 Elect Director Michael Gorzynski For For Management
1.6 Elect Director Shelly C. Lombard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
HCI GROUP, INC.
Ticker: HCI Security ID: 40416E103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karin Coleman For For Management
1.2 Elect Director Eric Hoffman For For Management
1.3 Elect Director Sue Watts For For Management
2 Ratify Dixon Hughes Goodman, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEALTH CATALYST, INC.
Ticker: HCAT Security ID: 42225T107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Burton For For Management
1.2 Elect Director John A. Kane For Withhold Management
1.3 Elect Director Julie Larson-Green For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST INCORPORATED
Ticker: HR Security ID: 421946104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd J. Meredith For For Management
1.2 Elect Director John V. Abbott For For Management
1.3 Elect Director Nancy H. Agee For For Management
1.4 Elect Director Edward H. Braman For For Management
1.5 Elect Director Ajay Gupta For For Management
1.6 Elect Director James J. Kilroy For For Management
1.7 Elect Director Peter F. Lyle, Sr. For For Management
1.8 Elect Director John Knox Singleton For For Management
1.9 Elect Director Christann M. Vasquez For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEALTHCARE SERVICES GROUP, INC.
Ticker: HCSG Security ID: 421906108
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Briggs For For Management
1.2 Elect Director Diane S. Casey For For Management
1.3 Elect Director Daniela Castagnino For For Management
1.4 Elect Director Robert L. Frome For For Management
1.5 Elect Director Laura Grant For For Management
1.6 Elect Director John J. McFadden For For Management
1.7 Elect Director Dino D. Ottaviano For For Management
1.8 Elect Director Jude Visconto For For Management
1.9 Elect Director Theodore Wahl For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEALTHEQUITY, INC.
Ticker: HQY Security ID: 42226A107
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Selander For For Management
1.2 Elect Director Jon Kessler For For Management
1.3 Elect Director Stephen Neeleman For For Management
1.4 Elect Director Frank Corvino For For Management
1.5 Elect Director Adrian Dillon For For Management
1.6 Elect Director Evelyn Dilsaver For For Management
1.7 Elect Director Debra McCowan For For Management
1.8 Elect Director Stuart Parker For For Management
1.9 Elect Director Ian Sacks For For Management
1.10 Elect Director Gayle Wellborn For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEALTHSTREAM, INC.
Ticker: HSTM Security ID: 42222N103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Frist, Jr. For For Management
1.2 Elect Director Frank Edward Gordon For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEARTLAND EXPRESS, INC.
Ticker: HTLD Security ID: 422347104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Gerdin For For Management
1.2 Elect Director Larry J. Gordon For For Management
1.3 Elect Director Benjamin J. Allen For For Management
1.4 Elect Director Brenda S. Neville For For Management
1.5 Elect Director James G. Pratt For For Management
1.6 Elect Director Tahira K. Hira For For Management
1.7 Elect Director Michael J. Sullivan For For Management
1.8 Elect Director David P. Millis For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
HEARTLAND FINANCIAL USA, INC.
Ticker: HTLF Security ID: 42234Q102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lynn B. Fuller For For Management
1b Elect Director Christopher S. Hylen For For Management
1c Elect Director Susan G. Murphy For For Management
1d Elect Director Martin J. Schmitz For For Management
1e Elect Director Kathryn Graves Unger For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HECLA MINING COMPANY
Ticker: HL Security ID: 422704106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Ralbovsky For For Management
1b Elect Director Catherine 'Cassie' J. For For Management
Boggs
2 Ratify BDO USA, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Deferred Compensation Plan For For Management
--------------------------------------------------------------------------------
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
Ticker: HSII Security ID: 422819102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth L. Axelrod For For Management
1.2 Elect Director Laszlo Bock For For Management
1.3 Elect Director Lyle Logan For For Management
1.4 Elect Director T. Willem Mesdag For For Management
1.5 Elect Director Krishnan Rajagopalan For For Management
1.6 Elect Director Stacey Rauch For For Management
1.7 Elect Director Adam Warby For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
HELEN OF TROY LIMITED
Ticker: HELE Security ID: G4388N106
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary B. Abromovitz For For Management
1b Elect Director Krista L. Berry For For Management
1c Elect Director Vincent D. Carson For For Management
1d Elect Director Thurman K. Case For For Management
1e Elect Director Timothy F. Meeker For For Management
1f Elect Director Julien R. Mininberg For For Management
1g Elect Director Beryl B. Raff For For Management
1h Elect Director Darren G. Woody For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Grant Thornton LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
HELIOS TECHNOLOGIES, INC.
Ticker: HLIO Security ID: 42328H109
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura Dempsey Brown For For Management
1.2 Elect Director Cariappa (Cary) M. For For Management
Chenanda
1.3 Elect Director Alexander Schuetz For For Management
1.4 Elect Director Josef Matosevic For For Management
1.5 Elect Director Gregory C. Yadley For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HELIOS TECHNOLOGIES, INC.
Ticker: HLIO Security ID: 42328H109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Josef Matosevic For For Management
1.2 Elect Director Gregory C. Yadley For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC.
Ticker: HLX Security ID: 42330P107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amerino Gatti For For Management
1.2 Elect Director Owen Kratz For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEMISPHERE MEDIA GROUP, INC.
Ticker: HMTV Security ID: 42365Q103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. McNamara For Withhold Management
1.2 Elect Director Eric C. Neuman For Withhold Management
1.3 Elect Director John Engelman For Withhold Management
1.4 Elect Director Adam Reiss For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HERC HOLDINGS INC.
Ticker: HRI Security ID: 42704L104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick D. Campbell For For Management
1b Elect Director Lawrence H. Silber For For Management
1c Elect Director James H. Browning For For Management
1d Elect Director Shari L. Burgess For For Management
1e Elect Director Jonathan Frates For For Management
1f Elect Director Jean K. Holley For For Management
1g Elect Director Jacob M. Katz For For Management
1h Elect Director Michael A. Kelly For For Management
1i Elect Director Andrew N. Langham For For Management
1j Elect Director Mary Pat Salomone For For Management
1k Elect Director Andrew J. Teno For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HERITAGE COMMERCE CORP.
Ticker: HTBK Security ID: 426927109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julianne M. For For Management
Biagini-Komas
1.2 Elect Director Frank G. Bisceglia For For Management
1.3 Elect Director Bruce H. Cabral For For Management
1.4 Elect Director Jack W. Conner For For Management
1.5 Elect Director Jason DiNapoli For For Management
1.6 Elect Director Stephen G. Heitel For For Management
1.7 Elect Director Walter T. Kaczmarek For For Management
1.8 Elect Director Robert T. Moles For For Management
1.9 Elect Director Laura Roden For For Management
1.10 Elect Director Marina Park Sutton For For Management
1.11 Elect Director Ranson W. Webster For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE FINANCIAL CORPORATION
Ticker: HFWA Security ID: 42722X106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian S. Charneski For For Management
1.2 Elect Director John A. Clees For For Management
1.3 Elect Director Kimberly T. Ellwanger For For Management
1.4 Elect Director Jeffrey J. Deuel For For Management
1.5 Elect Director Deborah J. Gavin For For Management
1.6 Elect Director Jeffrey S. Lyon For For Management
1.7 Elect Director Gragg E. Miller For For Management
1.8 Elect Director Anthony B. Pickering For For Management
1.9 Elect Director Frederick B. Rivera For For Management
1.10 Elect Director Brian L. Vance For For Management
1.11 Elect Director Ann Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERITAGE INSURANCE HOLDINGS, INC.
Ticker: HRTG Security ID: 42727J102
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernie Garateix For For Management
1.2 Elect Director Richard Widdicombe For For Management
1.3 Elect Director Panagiotis (Pete) For For Management
Apostolou
1.4 Elect Director Irini Barlas For For Management
1.5 Elect Director Mark Berset For For Management
1.6 Elect Director Steven Martindale For For Management
1.7 Elect Director Nicholas Pappas For For Management
1.8 Elect Director Joseph Vattamattam For For Management
1.9 Elect Director Vijay Walvekar For For Management
2 Ratify Plante & Moran, PLLC as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERITAGE-CRYSTAL CLEAN, INC.
Ticker: HCCI Security ID: 42726M106
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Fehsenfeld, Jr. For Withhold Management
1.2 Elect Director Jim Schumacher For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
HERMAN MILLER, INC.
Ticker: MLHR Security ID: 600544100
Meeting Date: OCT 12, 2020 Meeting Type: Annual
Record Date: AUG 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Vermeer Andringa For For Management
1.2 Elect Director Andi R. Owen For For Management
1.3 Elect Director Candace S. Matthews For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERON THERAPEUTICS, INC.
Ticker: HRTX Security ID: 427746102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barry Quart For For Management
1b Elect Director Stephen Davis For For Management
1c Elect Director Craig Johnson For For Management
1d Elect Director Kimberly Manhard For For Management
1e Elect Director Christian Waage For For Management
2 Ratify OUM & Co. LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
HERSHA HOSPITALITY TRUST
Ticker: HT Security ID: 427825500
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hasu P. Shah For For Management
1.2 Elect Director Jackson Hsieh For For Management
1.3 Elect Director Dianna F. Morgan For For Management
1.4 Elect Director John M. Sabin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HESKA CORPORATION
Ticker: HSKA Security ID: 42805E306
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Antin For For Management
1.2 Elect Director Stephen L. Davis For For Management
1.3 Elect Director Mark F. Furlong For For Management
1.4 Elect Director Joachim A. Hasenmaier For For Management
1.5 Elect Director Scott W. Humphrey For For Management
1.6 Elect Director Sharon J. Larson For For Management
1.7 Elect Director David E. Sveen For For Management
1.8 Elect Director Kevin S. Wilson For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HF FOODS GROUP INC.
Ticker: HFFG Security ID: 40417F109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell T. Libby For For Management
1.2 Elect Director Xiao Mou Zhang (Peter For For Management
Zhang)
1.3 Elect Director Xi Lin (Felix Lin) For For Management
1.4 Elect Director Hong Wang For Withhold Management
2 Ratify Friedman LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HIBBETT SPORTS, INC.
Ticker: HIBB Security ID: 428567101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrance G. Finley For For Management
1.2 Elect Director Dorlisa K. Flur For For Management
1.3 Elect Director Michael E. Longo For For Management
1.4 Elect Director Lorna E. Nagler For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HILLENBRAND, INC.
Ticker: HI Security ID: 431571108
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Helen W. Cornell For For Management
1.2 Elect Director Jennifer W. Rumsey For For Management
1.3 Elect Director Stuart A. Taylor, II For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HILLTOP HOLDINGS, INC.
Ticker: HTH Security ID: 432748101
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlotte Jones Anderson For For Management
1.2 Elect Director Rhodes R. Bobbitt For For Management
1.3 Elect Director Tracy A. Bolt For For Management
1.4 Elect Director J. Taylor Crandall For For Management
1.5 Elect Director Charles R. Cummings For For Management
1.6 Elect Director Hill A. Feinberg For For Management
1.7 Elect Director Gerald J. Ford For For Management
1.8 Elect Director Jeremy B. Ford For For Management
1.9 Elect Director J. Markham Green For For Management
1.10 Elect Director William T. Hill, Jr. For For Management
1.11 Elect Director Lee Lewis For For Management
1.12 Elect Director Andrew J. Littlefair For For Management
1.13 Elect Director W. Robert Nichols, III For For Management
1.14 Elect Director Kenneth D. Russell For For Management
1.15 Elect Director A. Haag Sherman For Withhold Management
1.16 Elect Director Jonathan S. Sobel For For Management
1.17 Elect Director Robert C. Taylor, Jr. For For Management
1.18 Elect Director Carl B. Webb For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HILTON GRAND VACATIONS INC.
Ticker: HGV Security ID: 43283X105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Wang For For Management
1.2 Elect Director Leonard A. Potter For For Management
1.3 Elect Director Brenda J. Bacon For For Management
1.4 Elect Director David W. Johnson For For Management
1.5 Elect Director Mark H. Lazarus For For Management
1.6 Elect Director Pamela H. Patsley For For Management
1.7 Elect Director Paul W. Whetsell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HINGHAM INSTITUTION FOR SAVINGS
Ticker: HIFS Security ID: 433323102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Desmond For For Management
1.2 Elect Director Robert A. Lane For For Management
1.3 Elect Director Scott L. Moser For For Management
1.4 Elect Director Kara Gaughen Smith For For Management
1.5 Elect Director Jacqueline M. Youngworth For Withhold Management
2 Elect Company Clerk Jacqueline M. For For Management
Youngworth
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HMS HOLDINGS CORP.
Ticker: HMSY Security ID: 40425J101
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HNI CORPORATION
Ticker: HNI Security ID: 404251100
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary A. Bell For For Management
1.2 Elect Director Mary K.W. Jones For For Management
1.3 Elect Director Ronald V. Waters, III For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HOME BANCORP, INC.
Ticker: HBCP Security ID: 43689E107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Bordelon For For Management
1.2 Elect Director John A. Hendry For For Management
1.3 Elect Director Ann Forte Trappey For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Wipfli LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOME BANCSHARES, INC.
Ticker: HOMB Security ID: 436893200
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Allison For For Management
1.2 Elect Director Brian S. Davis For For Management
1.3 Elect Director Milburn Adams For For Management
1.4 Elect Director Robert H. Adcock, Jr. For For Management
1.5 Elect Director Richard H. Ashley For For Management
1.6 Elect Director Mike D. Beebe For For Management
1.7 Elect Director Jack E. Engelkes For For Management
1.8 Elect Director Tracy M. French For For Management
1.9 Elect Director Karen E. Garrett For For Management
1.10 Elect Director James G. Hinkle For For Management
1.11 Elect Director Alex R. Lieblong For For Management
1.12 Elect Director Thomas J. Longe For For Management
1.13 Elect Director Jim Rankin, Jr. For For Management
1.14 Elect Director Larry W. Ross For For Management
1.15 Elect Director Donna J. Townsell For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOMESTREET, INC.
Ticker: HMST Security ID: 43785V102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott M. Boggs For For Management
1b Elect Director Jeffrey D. Green For For Management
1c Elect Director James R. Mitchell, Jr. For For Management
1d Elect Director Mark R. Patterson For For Management
1e Elect Director Nancy D. Pellegrino For For Management
1f Elect Director Douglas I. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOMETRUST BANCSHARES, INC.
Ticker: HTBI Security ID: 437872104
Meeting Date: NOV 16, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. James, Jr. For For Management
1.2 Elect Director Craig C. Koontz For For Management
1.3 Elect Director F. K. McFarland, III For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOMOLOGY MEDICINES, INC.
Ticker: FIXX Security ID: 438083107
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew R. Patterson For For Management
1.2 Elect Director Mary Thistle For For Management
1.3 Elect Director Arthur O. Tzianabos For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOOKER FURNITURE CORPORATION
Ticker: HOFT Security ID: 439038100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Christopher Beeler, For For Management
Jr.
1.2 Elect Director Maria C. Duey For For Management
1.3 Elect Director Paulette Garafalo For For Management
1.4 Elect Director Jeremy R. Hoff For For Management
1.5 Elect Director Tonya H. Jackson For For Management
1.6 Elect Director E. Larry Ryder For For Management
1.7 Elect Director Ellen C. Taaffe For For Management
1.8 Elect Director Paul B. Toms, Jr. For For Management
1.9 Elect Director Henry G. Williamson, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Change Company Name to Hooker For For Management
Furnishings Corporation
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOOKIPA PHARMA INC.
Ticker: HOOK Security ID: 43906K100
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Charles Soria For For Management
1.2 Elect Director Michael A. Kelly For For Management
2 Ratify PwC Wirtschaftsprufung GmbH as For For Management
Auditors
--------------------------------------------------------------------------------
HOPE BANCORP, INC.
Ticker: HOPE Security ID: 43940T109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin S. Kim For For Management
1.2 Elect Director Scott Yoon-Suk Whang For For Management
1.3 Elect Director Steven S. Koh For For Management
1.4 Elect Director Donald D. Byun For For Management
1.5 Elect Director Jinho Doo For For Management
1.6 Elect Director Daisy Y. Ha For For Management
1.7 Elect Director Joon Kyung Kim For For Management
1.8 Elect Director William J. Lewis For For Management
1.9 Elect Director David P. Malone For For Management
1.10 Elect Director Dale S. Zuehls For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORPORATION
Ticker: HMN Security ID: 440327104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Casady For For Management
1b Elect Director Daniel A. Domenech For For Management
1c Elect Director Perry G. Hines For For Management
1d Elect Director Mark E. Konen For For Management
1e Elect Director Beverley J. McClure For For Management
1f Elect Director H. Wade Reece For For Management
1g Elect Director Elaine A. Sarsynski For For Management
1h Elect Director Robert Stricker For For Management
1i Elect Director Steven O. Swyers For For Management
1j Elect Director Marita Zuraitis For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HORIZON BANCORP, INC.
Ticker: HBNC Security ID: 440407104
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence E. Burnell For For Management
1.2 Elect Director Julie Scheck Freigang For For Management
1.3 Elect Director Peter L. Pairitz For For Management
1.4 Elect Director Spero W. Valavanis For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOSTESS BRANDS, INC.
Ticker: TWNK Security ID: 44109J106
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry D. Kaminski For For Management
1.2 Elect Director Andrew P. Callahan For For Management
1.3 Elect Director Olu Beck For For Management
1.4 Elect Director Laurence Bodner For For Management
1.5 Elect Director Gretchen R. Crist For For Management
1.6 Elect Director Rachel P. Cullen For For Management
1.7 Elect Director Hugh G. Dineen For For Management
1.8 Elect Director Ioannis Skoufalos For For Management
1.9 Elect Director Craig D. Steeneck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOUGHTON MIFFLIN HARCOURT COMPANY
Ticker: HMHC Security ID: 44157R109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Claude Brizard For For Management
1.2 Elect Director L. Gordon Crovitz For For Management
1.3 Elect Director Jean S. Desravines For For Management
1.4 Elect Director Lawrence K. Fish For For Management
1.5 Elect Director Jill A. Greenthal For For Management
1.6 Elect Director John F. Killian For For Management
1.7 Elect Director John J. Lynch, Jr. For For Management
1.8 Elect Director John R. McKernan, Jr. For For Management
1.9 Elect Director Tracey D. Weber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOULIHAN LOKEY, INC.
Ticker: HLI Security ID: 441593100
Meeting Date: SEP 24, 2020 Meeting Type: Annual
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin N. Gold For Withhold Management
1.2 Elect Director Gillian B. Zucker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOWARD BANCORP, INC.
Ticker: HBMD Security ID: 442496105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Feinglass For For Management
1.2 Elect Director John J. Keenan For For Management
1.3 Elect Director Robert D. Kunisch, Jr. For For Management
1.4 Elect Director Thomas P. O'Neill For For Management
1.5 Elect Director Linda L. Singh For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HUB GROUP, INC.
Ticker: HUBG Security ID: 443320106
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Yeager For Withhold Management
1.2 Elect Director Mary H. Boosalis For Withhold Management
1.3 Elect Director James C. Kenny For Withhold Management
1.4 Elect Director Peter B. McNitt For Withhold Management
1.5 Elect Director Charles R. Reaves For Withhold Management
1.6 Elect Director Martin P. Slark For Withhold Management
1.7 Elect Director Jonathan P. Ward For Withhold Management
1.8 Elect Director Jenell R. Ross For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HUDSON LTD.
Ticker: HUD Security ID: G46408103
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Against Management
--------------------------------------------------------------------------------
HURCO COMPANIES, INC.
Ticker: HURC Security ID: 447324104
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Aaro For Withhold Management
1.2 Elect Director Michael Doar For For Management
1.3 Elect Director Cynthia Dubin For For Management
1.4 Elect Director Timothy J. Gardner For For Management
1.5 Elect Director Jay C. Longbottom For For Management
1.6 Elect Director Richard Porter For Withhold Management
1.7 Elect Director Janaki Sivanesan For For Management
1.8 Elect Director Gregory S. Volovic For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
HURON CONSULTING GROUP INC.
Ticker: HURN Security ID: 447462102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hugh E. Sawyer For For Management
1.2 Elect Director Debra L. Zumwalt For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HYDROFARM HOLDINGS GROUP, INC.
Ticker: HYFM Security ID: 44888K209
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William Toler For Withhold Management
1b Elect Director Patrick Chung For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HYSTER-YALE MATERIALS HANDLING, INC.
Ticker: HY Security ID: 449172105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Bemowski For For Management
1.2 Elect Director J.C. Butler, Jr. For Against Management
1.3 Elect Director Carolyn Corvi For Against Management
1.4 Elect Director Edward T. Eliopoulos For For Management
1.5 Elect Director John P. Jumper For Against Management
1.6 Elect Director Dennis W. LaBarre For Against Management
1.7 Elect Director H. Vincent Poor For Against Management
1.8 Elect Director Alfred M. Rankin, Jr. For Against Management
1.9 Elect Director Claiborne R. Rankin For Against Management
1.10 Elect Director Britton T. Taplin For Against Management
1.11 Elect Director David B. H. Williams For Against Management
1.12 Elect Director Eugene Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
I3 VERTICALS, INC.
Ticker: IIIV Security ID: 46571Y107
Meeting Date: FEB 26, 2021 Meeting Type: Annual
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Daily For Withhold Management
1.2 Elect Director Clay Whitson For Withhold Management
1.3 Elect Director Elizabeth Seigenthaler For For Management
Courtney
1.4 Elect Director John Harrison For For Management
1.5 Elect Director Burton Harvey For For Management
1.6 Elect Director Timothy McKenna For For Management
1.7 Elect Director David Morgan For For Management
1.8 Elect Director David Wilds For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IBIO, INC.
Ticker: IBIO Security ID: 451033203
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seymour Flug For For Management
1.2 Elect Director John D. McKey, Jr. For For Management
1.3 Elect Director Gary Sender For For Management
2 Ratify CohnReznick LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Approve Omnibus Stock Plan For Against Management
6 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ICF INTERNATIONAL, INC.
Ticker: ICFI Security ID: 44925C103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For Withhold Management
1.2 Elect Director Randall Mehl For For Management
1.3 Elect Director Scott B. Salmirs For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ICHOR HOLDINGS, LTD.
Ticker: ICHR Security ID: G4740B105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey Andreson For For Management
1b Elect Director John Kispert For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
IDEAYA BIOSCIENCES, INC.
Ticker: IDYA Security ID: 45166A102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Shannon For Withhold Management
1.2 Elect Director Terry J. Rosen For For Management
1.3 Elect Director Wendy L. Yarno For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IDT CORPORATION
Ticker: IDT Security ID: 448947507
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Chenkin For For Management
1.2 Elect Director Eric F. Cosentino For For Management
1.3 Elect Director Bill Pereira For For Management
1.4 Elect Director Judah Schorr For For Management
1.5 Elect Director Liora Stein For Against Management
--------------------------------------------------------------------------------
IES HOLDINGS, INC.
Ticker: IESC Security ID: 44951W106
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd M. Cleveland For For Management
1.2 Elect Director Joseph L. Dowling, III For Withhold Management
1.3 Elect Director David B. Gendell For For Management
1.4 Elect Director Jeffrey L. Gendell For For Management
1.5 Elect Director Joe D. Koshkin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IGM BIOSCIENCES, INC.
Ticker: IGMS Security ID: 449585108
Meeting Date: JUL 30, 2020 Meeting Type: Special
Record Date: JUN 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Qualified Employee Stock For Against Management
Purchase Plan
2 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
IGM BIOSCIENCES, INC.
Ticker: IGMS Security ID: 449585108
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Behrens For For Management
1.2 Elect Director Michael Loberg For For Management
1.3 Elect Director Christina Teng Topsoe For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
IHEARTMEDIA, INC.
Ticker: IHRT Security ID: 45174J509
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Bressler For For Management
1.2 Elect Director Kamakshi For For Management
Sivaramakrishnan
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
II-VI INCORPORATED
Ticker: IIVI Security ID: 902104108
Meeting Date: NOV 09, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Corasanti For For Management
1b Elect Director Patricia Hatter For For Management
1c Elect Director Marc Y. E. Pelaez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
II-VI INCORPORATED
Ticker: IIVI Security ID: 902104108
Meeting Date: JUN 24, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
IMARA INC.
Ticker: IMRA Security ID: 45249V107
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward R. Conner For Withhold Management
1.2 Elect Director Carl Goldfischer For For Management
1.3 Elect Director Laura Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IMAX CORPORATION
Ticker: IMAX Security ID: 45245E109
Meeting Date: JUN 09, 2021 Meeting Type: Annual/Special
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric A. Demirian For For Management
1.2 Elect Director Kevin Douglas For For Management
1.3 Elect Director Richard L. Gelfond For For Management
1.4 Elect Director David W. Leebron For For Management
1.5 Elect Director Michael MacMillan For For Management
1.6 Elect Director Steve Pamon For For Management
1.7 Elect Director Dana Settle For For Management
1.8 Elect Director Darren Throop For Withhold Management
2 Approve PricewaterhouseCoopers LLP For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend By-law No. 1 For For Management
--------------------------------------------------------------------------------
IMMERSION CORPORATION
Ticker: IMMR Security ID: 452521107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sumit Agarwal For For Management
1.2 Elect Director William Martin For For Management
1.3 Elect Director Eric Singer For For Management
1.4 Elect Director Mary Dotz For For Management
2 Ratify Armanino LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IMMUNIC, INC.
Ticker: IMUX Security ID: 4525EP101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Vitt For For Management
1.2 Elect Director Duane Nash For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
IMMUNITYBIO, INC.
Ticker: IBRX Security ID: 45256X103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Soon-Shiong For Withhold Management
1.2 Elect Director Richard Adcock For For Management
1.3 Elect Director Michael D. Blaszyk For For Management
1.4 Elect Director John Owen Brennan For For Management
1.5 Elect Director Wesley Clark For For Management
1.6 Elect Director Cheryl L. Cohen For For Management
1.7 Elect Director Linda Maxwell For For Management
1.8 Elect Director Christobel Selecky For For Management
1.9 Elect Director Barry J. Simon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IMMUNOGEN, INC.
Ticker: IMGN Security ID: 45253H101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Stephen C. McCluski For For Management
2.2 Elect Director Richard J. Wallace For For Management
2.3 Elect Director Mark Goldberg For For Management
2.4 Elect Director Dean J. Mitchell For For Management
2.5 Elect Director Kristine Peterson For For Management
2.6 Elect Director Mark J. Enyedy For For Management
2.7 Elect Director Stuart A. Arbuckle For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IMPINJ, INC.
Ticker: PI Security ID: 453204109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Gibson For Against Management
1.2 Elect Director Umesh Padval For For Management
1.3 Elect Director Steve Sanghi For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Adopt Proxy Access Right None For Shareholder
--------------------------------------------------------------------------------
INARI MEDICAL, INC.
Ticker: NARI Security ID: 45332Y109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Hoffman For For Management
1.2 Elect Director Donald B. Milder For Withhold Management
1.3 Elect Director Geoff Pardo For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
INDEPENDENCE HOLDING COMPANY
Ticker: IHC Security ID: 453440307
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry R. Graber For Withhold Management
1.2 Elect Director Teresa A. Herbert For Withhold Management
1.3 Elect Director David T. Kettig For Withhold Management
1.4 Elect Director Allan C. Kirkman For For Management
1.5 Elect Director John L. Lahey For For Management
1.6 Elect Director Steven B. Lapin For Withhold Management
1.7 Elect Director Ronald I. Simon For For Management
1.8 Elect Director James G. Tatum For For Management
1.9 Elect Director Roy T.K. Thung For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
INDEPENDENCE REALTY TRUST, INC.
Ticker: IRT Security ID: 45378A106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott F. Schaeffer For For Management
1.2 Elect Director William C. Dunkelberg For For Management
1.3 Elect Director Richard D. Gebert For For Management
1.4 Elect Director Melinda H. McClure For For Management
1.5 Elect Director Mack D. Pridgen, III For For Management
1.6 Elect Director DeForest B. Soaries, Jr. For For Management
1.7 Elect Director Lisa Washington For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INDEPENDENT BANK CORP.
Ticker: INDB Security ID: 453836108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna L. Abelli For For Management
1.2 Elect Director Kevin J. Jones For For Management
1.3 Elect Director Mary L. Lentz For For Management
1.4 Elect Director John J. Morrissey For For Management
1.5 Elect Director Frederick Taw For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INDEPENDENT BANK CORPORATION
Ticker: IBCP Security ID: 453838609
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christina L. Keller For For Management
1.2 Elect Director Ronia F. Kruse For For Management
1.3 Elect Director Michael M. Magee, Jr. For For Management
1.4 Elect Director Matthew J. Missad For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INDEPENDENT BANK GROUP, INC.
Ticker: IBTX Security ID: 45384B106
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel W. Brooks For For Management
1.2 Elect Director Craig E. Holmes For For Management
1.3 Elect Director G. Stacy Smith For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
INDEPENDENT BANK GROUP, INC.
Ticker: IBTX Security ID: 45384B106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Fair For For Management
1.2 Elect Director Donald L. Poarch For For Management
1.3 Elect Director Michael T. Viola For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
INDUS REALTY TRUST, INC.
Ticker: INDT Security ID: 45580R103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David R. Bechtel For For Management
1b Elect Director Frederick M. Danziger For For Management
1c Elect Director Gordon F. DuGan For For Management
1d Elect Director Michael S. Gamzon For For Management
1e Elect Director Jonathan P. May For For Management
1f Elect Director Molly North For For Management
1g Elect Director Amy Rose Silverman For For Management
1h Elect Director Albert H. Small, Jr. For For Management
1i Elect Director Ardevan Yaghoubi For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INDUSTRIAL LOGISTICS PROPERTIES TRUST
Ticker: ILPT Security ID: 456237106
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph L. Morea For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INFINERA CORPORATION
Ticker: INFN Security ID: 45667G103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory P. Dougherty For For Management
1b Elect Director David W. Heard For For Management
1c Elect Director Paul J. Milbury For For Management
1d Elect Director David F. Welch For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INFORMATION SERVICES GROUP, INC.
Ticker: III Security ID: 45675Y104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce N. Pfau For For Management
1.2 Elect Director Kalpana Raina For For Management
1.3 Elect Director Donald C. Waite, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INFUSYSTEM HOLDINGS, INC.
Ticker: INFU Security ID: 45685K102
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. DiIorio For For Management
1.2 Elect Director Paul A. Gendron For For Management
1.3 Elect Director Carrie A. Lachance For For Management
1.4 Elect Director Gregg O. Lehman For For Management
1.5 Elect Director Darrell B. Montgomery For For Management
1.6 Elect Director Christopher R. Sansone For For Management
1.7 Elect Director Scott A. Shuda For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
INGEVITY CORPORATION
Ticker: NGVT Security ID: 45688C107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean S. Blackwell For For Management
1b Elect Director Luis Fernandez-Moreno For For Management
1c Elect Director J. Michael Fitzpatrick For For Management
1d Elect Director John C. Fortson For For Management
1e Elect Director Diane H. Gulyas For For Management
1f Elect Director Frederick J. Lynch For For Management
1g Elect Director Karen G. Narwold For For Management
1h Elect Director Daniel F. Sansone For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INGLES MARKETS, INCORPORATED
Ticker: IMKTA Security ID: 457030104
Meeting Date: FEB 09, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest E. Ferguson For Withhold Management
1.2 Elect Director John R. Lowden For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
INHIBRX, INC.
Ticker: INBX Security ID: 45720L107
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jon Faiz Kayyem For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
INNOSPEC INC.
Ticker: IOSP Security ID: 45768S105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Milton C. Blackmore For For Management
1.2 Elect Director Robert I. Paller For For Management
2 Elect Director Elizabeth K. Arnold For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INNOVATIVE INDUSTRIAL PROPERTIES, INC.
Ticker: IIPR Security ID: 45781V101
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Gold For For Management
1.2 Elect Director Gary Kreitzer For For Management
1.3 Elect Director Mary Curran For For Management
1.4 Elect Director Scott Shoemaker For For Management
1.5 Elect Director Paul Smithers For For Management
1.6 Elect Director David Stecher For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INNOVIVA, INC.
Ticker: INVA Security ID: 45781M101
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George W. Bickerstaff, For For Management
III
1b Elect Director Deborah L. Birx For For Management
1c Elect Director Mark A. DiPaolo For For Management
1d Elect Director Jules Haimovitz For For Management
1e Elect Director Odysseas D. Kostas For For Management
1f Elect Director Sarah J. Schlesinger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
INOGEN, INC.
Ticker: INGN Security ID: 45780L104
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Scott Greer For For Management
1.2 Elect Director Heather Rider For Withhold Management
1.3 Elect Director Kristen Miranda For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INOVALON HOLDINGS, INC.
Ticker: INOV Security ID: 45781D101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Dunleavy For Withhold Management
1.2 Elect Director Denise K. Fletcher For Withhold Management
1.3 Elect Director William D. Green For Withhold Management
1.4 Elect Director Isaac (Zak) S. Kohane For For Management
1.5 Elect Director Mark A. Pulido For For Management
1.6 Elect Director Lee D. Roberts For For Management
1.7 Elect Director William J. Teuber, Jr. For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INOVIO PHARMACEUTICALS, INC.
Ticker: INO Security ID: 45773H201
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Joseph Kim For For Management
1.2 Elect Director Simon X. Benito For For Management
1.3 Elect Director Ann C. Miller For For Management
1.4 Elect Director Jay P. Shepard For For Management
1.5 Elect Director David B. Weiner For For Management
1.6 Elect Director Wendy L. Yarno For For Management
1.7 Elect Director Lota S. Zoth For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INOZYME PHARMA, INC.
Ticker: INZY Security ID: 45790W108
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Axel Bolte For For Management
1.2 Elect Director Robert Hopfner For For Management
1.3 Elect Director Edward Mathers For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INSEEGO CORP.
Ticker: INSG Security ID: 45782B104
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Avery For Withhold Management
1.2 Elect Director Jeffrey Tuder For For Management
2 Ratify Marcum LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INSIGHT ENTERPRISES, INC.
Ticker: NSIT Security ID: 45765U103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Allen For For Management
1.2 Elect Director Bruce W. Armstrong For For Management
1.3 Elect Director Linda M. Breard For For Management
1.4 Elect Director Timothy A. Crown For For Management
1.5 Elect Director Catherine Courage For For Management
1.6 Elect Director Anthony A. Ibarguen For For Management
1.7 Elect Director Kenneth T. Lamneck For For Management
1.8 Elect Director Kathleen S. Pushor For For Management
1.9 Elect Director Girish Rishi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INSMED INCORPORATED
Ticker: INSM Security ID: 457669307
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Brennan For For Management
1.2 Elect Director Leo Lee For For Management
1.3 Elect Director Carol A. Schafer For For Management
1.4 Elect Director Melvin Sharoky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INSPERITY, INC.
Ticker: NSP Security ID: 45778Q107
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol R. Kaufman For For Management
1.2 Elect Director John L. Lumelleau For For Management
1.3 Elect Director Paul J. Sarvadi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INSPIRE MEDICAL SYSTEMS, INC.
Ticker: INSP Security ID: 457730109
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marilyn Carlson Nelson For Withhold Management
1.2 Elect Director Jerry C. Griffin For Withhold Management
1.3 Elect Director Casey M. Tansey For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INSTALLED BUILDING PRODUCTS, INC.
Ticker: IBP Security ID: 45780R101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margot L. Carter For For Management
1.2 Elect Director David R. Meuse For For Management
1.3 Elect Director Michael H. Thomas For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INSTEEL INDUSTRIES INC.
Ticker: IIIN Security ID: 45774W108
Meeting Date: FEB 16, 2021 Meeting Type: Annual
Record Date: DEC 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Kennedy Thompson For For Management
1.2 Elect Director H. O. Woltz, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTEGER HOLDINGS CORPORATION
Ticker: ITGR Security ID: 45826H109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheila Antrum For For Management
1.2 Elect Director Pamela G. Bailey For For Management
1.3 Elect Director Cheryl C. Capps For For Management
1.4 Elect Director Joseph W. Dziedzic For For Management
1.5 Elect Director James F. Hinrichs For For Management
1.6 Elect Director Jean Hobby For For Management
1.7 Elect Director Tyrone Jeffers For For Management
1.8 Elect Director M. Craig Maxwell For For Management
1.9 Elect Director Filippo Passerini For For Management
1.10 Elect Director Bill R. Sanford For For Management
1.11 Elect Director Donald J. Spence For For Management
1.12 Elect Director William B. Summers, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC.
Ticker: NTLA Security ID: 45826J105
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred Cohen For For Management
1.2 Elect Director Jean-Francois Formela For For Management
1.3 Elect Director Frank Verwiel For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTELLICHECK, INC.
Ticker: IDN Security ID: 45817G201
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Guy L. Smith For For Management
1.2 Elect Director Emil R. "Buck" Bedard For For Management
1.3 Elect Director Jack A. Davis For For Management
1.4 Elect Director William P. Georges For For Management
1.5 Elect Director Dylan Glenn For For Management
1.6 Elect Director Amelia L. Ruzzo For For Management
1.7 Elect Director David E. Ullman For For Management
1.8 Elect Director Bryan Lewis For For Management
2 Ratify EisnerAmper LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
INTELLIGENT SYSTEMS CORPORATION
Ticker: INS Security ID: 45816D100
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth W. Camp For For Management
1.2 Elect Director A. Russell Chandler, III For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTELLIGENT SYSTEMS CORPORATION
Ticker: INS Security ID: 45816D100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J. Leland Strange For Against Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTER PARFUMS, INC.
Ticker: IPAR Security ID: 458334109
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Madar For For Management
1.2 Elect Director Philippe Benacin For For Management
1.3 Elect Director Russell Greenberg For For Management
1.4 Elect Director Philippe Santi For For Management
1.5 Elect Director Francois Heilbronn For For Management
1.6 Elect Director Robert Bensoussan For For Management
1.7 Elect Director Patrick Choel For For Management
1.8 Elect Director Michel Dyens For For Management
1.9 Elect Director Veronique Gabai-Pinsky For For Management
1.10 Elect Director Gilbert Harrison For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERCEPT PHARMACEUTICALS, INC.
Ticker: ICPT Security ID: 45845P108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paolo Fundaro For For Management
1b Elect Director Jerome Durso For For Management
1c Elect Director Srinivas Akkaraju For For Management
1d Elect Director Luca Benatti For For Management
1e Elect Director Daniel Bradbury For For Management
1f Elect Director Keith Gottesdiener For For Management
1g Elect Director Nancy Miller-Rich For For Management
1h Elect Director Mark Pruzanski For For Management
1i Elect Director Dagmar Rosa-Bjorkeson For For Management
1j Elect Director Gino Santini For For Management
1k Elect Director Glenn Sblendorio For For Management
2 Approve Stock Option Exchange Program For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTERDIGITAL, INC.
Ticker: IDCC Security ID: 45867G101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lawrence (Liren) Chen For For Management
1b Elect Director Joan H. Gillman For For Management
1c Elect Director S. Douglas Hutcheson For For Management
1d Elect Director John A. Kritzmacher For For Management
1e Elect Director Pierre-Yves Lesaicherre For For Management
1f Elect Director John D. Markley, Jr. For For Management
1g Elect Director Jean F. Rankin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INTERFACE, INC.
Ticker: TILE Security ID: 458665304
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Burke For For Management
1.2 Elect Director Dwight Gibson For For Management
1.3 Elect Director Daniel T. Hendrix For For Management
1.4 Elect Director Christopher G. Kennedy For For Management
1.5 Elect Director Joseph Keough For For Management
1.6 Elect Director Catherine M. Kilbane For For Management
1.7 Elect Director K. David Kohler For For Management
1.8 Elect Director Sheryl D. Palmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTERNATIONAL BANCSHARES CORPORATION
Ticker: IBOC Security ID: 459044103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Javier de Anda For For Management
1.2 Elect Director Irving Greenblum For For Management
1.3 Elect Director Douglas B. Howland For For Management
1.4 Elect Director Rudolph M. Miles For For Management
1.5 Elect Director Dennis E. Nixon For For Management
1.6 Elect Director Larry A. Norton For For Management
1.7 Elect Director Roberto R. Resendez For For Management
1.8 Elect Director Antonio R. Sanchez, Jr. For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY PLC
Ticker: IGT Security ID: G4863A108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For Against Management
4 Elect Director Marco Sala For For Management
5 Elect Director Beatrice Bassey None None Management
*Withdrawn Resolution*
6 Elect Director Massimiliano Chiara For For Management
7 Elect Director Alberto Dessy For For Management
8 Elect Director Marco Drago For Against Management
9 Elect Director James McCann For Against Management
10 Elect Director Heather McGregor For For Management
11 Elect Director Lorenzo Pellicioli For Against Management
12 Elect Director Samantha Ravich For Against Management
13 Elect Director Vincent Sadusky For For Management
14 Elect Director Gianmario Tondato Da For For Management
Ruos
15 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
16 Authorize Board to Fix Remuneration of For For Management
Auditors
17 Authorize Political Donations and For For Management
Expenditure
18 Authorize Issue of Equity For For Management
19 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
20 Authorize Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
21 Authorize Market Purchase of Ordinary For For Management
Shares
22 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
INTERNATIONAL MONEY EXPRESS, INC.
Ticker: IMXI Security ID: 46005L101
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Lisy For For Management
1.2 Elect Director Adam Godfrey For Withhold Management
1.3 Elect Director Michael Purcell For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTERNATIONAL SEAWAYS, INC.
Ticker: INSW Security ID: Y41053102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Doug Wheat For For Management
1.2 Elect Director Timothy J. Bernlohr For For Management
1.3 Elect Director Ian T. Blackley For Withhold Management
1.4 Elect Director Randee E. Day For For Management
1.5 Elect Director David I. Greenberg For For Management
1.6 Elect Director Joseph I. Kronsberg For For Management
1.7 Elect Director Ty E. Wallach For For Management
1.8 Elect Director Lois K. Zabrocky For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERSECT ENT, INC.
Ticker: XENT Security ID: 46071F103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kieran T. Gallahue For For Management
1.2 Elect Director Thomas A. West For For Management
1.3 Elect Director Teresa L. Kline For For Management
1.4 Elect Director Cynthia L. Lucchese For For Management
1.5 Elect Director Dana G. Mead, Jr. For For Management
1.6 Elect Director Neil A. Hattangadi For For Management
1.7 Elect Director Elisabeth For For Management
Sandoval-Little
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTEVAC, INC.
Ticker: IVAC Security ID: 461148108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Dury For For Management
1.2 Elect Director Wendell T. Blonigan For For Management
1.3 Elect Director Kevin D. Barber For For Management
1.4 Elect Director Dorothy D. Hayes For For Management
1.5 Elect Director Stephen A. Jamison For For Management
1.6 Elect Director Michele F. Klein For For Management
1.7 Elect Director Mark P. Popovich For For Management
1.8 Elect Director Thomas M. Rohrs For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify BPM LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTRA-CELLULAR THERAPIES, INC.
Ticker: ITCI Security ID: 46116X101
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Rawlins For For Management
1.2 Elect Director Joel S. Marcus For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTREPID POTASH, INC.
Ticker: IPI Security ID: 46121Y102
Meeting Date: JUL 28, 2020 Meeting Type: Special
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Reduce Authorized Common Stock to For For Management
80,000,000 if and only if Proposal 1
is both Approved and Implemented
3 Reduce Authorized Common Stock to For For Management
40,000,000 if and only if Proposal 1
is both Approved and Implemented
4 Reduce Authorized Common Stock to For For Management
26,666,667 if and only if Proposal 1
is both Approved and Implemented
--------------------------------------------------------------------------------
INTREPID POTASH, INC.
Ticker: IPI Security ID: 46121Y201
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terry Considine For For Management
1b Elect Director Chris A. Elliott For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTRICON CORPORATION
Ticker: IIN Security ID: 46121H109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas A. Giordano For For Management
1.2 Elect Director Raymond O. Huggenberger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INVACARE CORPORATION
Ticker: IVC Security ID: 461203101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan H. Alexander For For Management
1.2 Elect Director Julie A. Beck For For Management
1.3 Elect Director Petra Danielsohn-Weil For For Management
1.4 Elect Director Stephanie L. Fehr For For Management
1.5 Elect Director Diana S. Ferguson For For Management
1.6 Elect Director Marc M. Gibeley For For Management
1.7 Elect Director C. Martin Harris For For Management
1.8 Elect Director Matthew E. Monaghan For For Management
1.9 Elect Director Clifford D. Nastas For For Management
1.10 Elect Director Baiju R. Shah For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INVESCO MORTGAGE CAPITAL INC.
Ticker: IVR Security ID: 46131B100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John S. Day For For Management
1.2 Elect Director Carolyn B. Handlon For For Management
1.3 Elect Director Edward J. Hardin For For Management
1.4 Elect Director James R. Lientz, Jr. For For Management
1.5 Elect Director Dennis P. Lockhart For For Management
1.6 Elect Director Gregory G. McGreevey For For Management
1.7 Elect Director Beth A. Zayicek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INVESTAR HOLDING CORPORATION
Ticker: ISTR Security ID: 46134L105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Baker For For Management
1.2 Elect Director Thomas C. Besselman, Sr. For For Management
1.3 Elect Director James H. Boyce, III For For Management
1.4 Elect Director Robert M. Boyce, Sr. For For Management
1.5 Elect Director John J. D'Angelo For For Management
1.6 Elect Director William H. Hidalgo, Sr. For For Management
1.7 Elect Director Gordon H. Joffrion, III For For Management
1.8 Elect Director Robert Chris Jordan For For Management
1.9 Elect Director David J. Lukinovich For For Management
1.10 Elect Director Suzanne O. Middleton For For Management
1.11 Elect Director Andrew C. Nelson For For Management
1.12 Elect Director Frank L. Walker For For Management
2 Ratify Horne LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
INVESTORS BANCORP, INC.
Ticker: ISBC Security ID: 46146L101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Cummings For For Management
1.2 Elect Director John E. Harmon, Sr. For For Management
1.3 Elect Director Michele N. Siekerka For For Management
1.4 Elect Director Paul N. Stathoulopoulos For For Management
1.5 Elect Director Kim Wales For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INVESTORS TITLE COMPANY
Ticker: ITIC Security ID: 461804106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Fine, Jr. For For Management
1.2 Elect Director James R. Morton For For Management
1.3 Elect Director Elton C. Parker, Jr. For For Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INVITAE CORPORATION
Ticker: NVTA Security ID: 46185L103
Meeting Date: OCT 01, 2020 Meeting Type: Special
Record Date: AUG 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Issuance of Shares for a For For Management
Private Placement Issuance of Warrants
to Purchase Invitae Common Stock in
Connection with a Term Loan Facility
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INVITAE CORPORATION
Ticker: NVTA Security ID: 46185L103
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kimber D. Lockhart For For Management
1b Elect Director Chitra Nayak For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Proxy Access Right Against Against Shareholder
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
IRADIMED CORPORATION
Ticker: IRMD Security ID: 46266A109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger Susi For Withhold Management
1.2 Elect Director James Hawkins For For Management
1.3 Elect Director Monty Allen For For Management
1.4 Elect Director Anthony Vuoto For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
IRHYTHM TECHNOLOGIES, INC.
Ticker: IRTC Security ID: 450056106
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathleen Noel Bairey For For Management
Merz
1.2 Elect Director Mark J. Rubash For Withhold Management
1.3 Elect Director Renee Budig For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IRIDIUM COMMUNICATIONS INC.
Ticker: IRDM Security ID: 46269C102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Niehaus For For Management
1.2 Elect Director Thomas C. Canfield For For Management
1.3 Elect Director Matthew J. Desch For For Management
1.4 Elect Director Thomas J. Fitzpatrick For For Management
1.5 Elect Director L. Anthony Frazier For For Management
1.6 Elect Director Jane L. Harman For For Management
1.7 Elect Director Alvin B. Krongard For For Management
1.8 Elect Director Suzanne E. McBride For For Management
1.9 Elect Director Eric T. Olson For For Management
1.10 Elect Director Steven B. Pfeiffer For For Management
1.11 Elect Director Parker W. Rush For For Management
1.12 Elect Director Henrik O. Schliemann For For Management
1.13 Elect Director Barry J. West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IROBOT CORPORATION
Ticker: IRBT Security ID: 462726100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Colin M. Angle For For Management
1b Elect Director Deborah G. Ellinger For For Management
1c Elect Director Eva Manolis For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Eliminate Supermajority Vote For For Management
Requirement
4 Declassify the Board of Directors For For Management
5 Provide Right to Call Special Meeting For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IRONWOOD PHARMACEUTICALS, INC.
Ticker: IRWD Security ID: 46333X108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark G. Currie For For Management
1.2 Elect Director Alexander J. Denner For For Management
1.3 Elect Director Jon R. Duane For For Management
1.4 Elect Director Marla L. Kessler For For Management
1.5 Elect Director Catherine Moukheibir For For Management
1.6 Elect Director Lawrence S. Olanoff For For Management
1.7 Elect Director Jay P. Shepard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ISTAR INC.
Ticker: STAR Security ID: 45031U101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford De Souza For For Management
1.2 Elect Director David Eisenberg For For Management
1.3 Elect Director Robin Josephs For For Management
1.4 Elect Director Richard Lieb For Withhold Management
1.5 Elect Director Barry Ridings For For Management
1.6 Elect Director Jay Sugarman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ITEOS THERAPEUTICS, INC.
Ticker: ITOS Security ID: 46565G104
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Detlev Biniszkiewicz For For Management
1b Elect Director Derek DiRocco For For Management
2 Ratify Deloitte Bedrijfsrevisoren / For For Management
Reviseurs d'Entreprises BV/SRL as
Auditors
--------------------------------------------------------------------------------
ITERIS, INC.
Ticker: ITI Security ID: 46564T107
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Joseph (Joe) Bergera For For Management
1.2 Elect Director Anjali Joshi For For Management
1.3 Elect Director Gerard M. Mooney For For Management
1.4 Elect Director Thomas L. Thomas For For Management
1.5 Elect Director Lucas (Luke) P. For For Management
Schneider
1.6 Elect Director Laura L. Siegal For For Management
1.7 Elect Director Dennis W. Zank For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ITRON, INC.
Ticker: ITRI Security ID: 465741106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas L. Deitrich For For Management
1b Elect Director Timothy M. Leyden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IVERIC BIO, INC.
Ticker: ISEE Security ID: 46583P102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Blumenkranz For For Management
1.2 Elect Director Axel Bolte For For Management
1.3 Elect Director Calvin W. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
J & J SNACK FOODS CORP.
Ticker: JJSF Security ID: 466032109
Meeting Date: FEB 10, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter G. Stanley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
J2 GLOBAL, INC.
Ticker: JCOM Security ID: 48123V102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Ressler For For Management
1.2 Elect Director Vivek Shah For For Management
1.3 Elect Director Douglas Y. Bech For For Management
1.4 Elect Director Sarah Fay For For Management
1.5 Elect Director W. Brian Kretzmer For For Management
1.6 Elect Director Jonathan F. Miller For For Management
1.7 Elect Director Stephen Ross For For Management
1.8 Elect Director Pamela Sutton-Wallace For For Management
1.9 Elect Director Scott C. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
JACK IN THE BOX INC.
Ticker: JACK Security ID: 466367109
Meeting Date: FEB 26, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Goebel For For Management
1b Elect Director Darin S. Harris For For Management
1c Elect Director Sharon P. John For For Management
1d Elect Director Madeleine A. Kleiner For For Management
1e Elect Director Michael W. Murphy For For Management
1f Elect Director James M. Myers For For Management
1g Elect Director David M. Tehle For For Management
1h Elect Director Vivien M. Yeung For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JELD-WEN HOLDING, INC.
Ticker: JELD Security ID: 47580P103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tracey I. Joubert For For Management
1.2 Elect Director Cynthia Marshall For For Management
1.3 Elect Director Gary S. Michel For For Management
1.4 Elect Director Anthony Munk For For Management
1.5 Elect Director David G. Nord For For Management
1.6 Elect Director Suzanne L. Stefany For For Management
1.7 Elect Director Bruce M. Taten For For Management
1.8 Elect Director Roderick C. Wendt For For Management
1.9 Elect Director Steven E. Wynne For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
JERNIGAN CAPITAL, INC.
Ticker: JCAP Security ID: 476405105
Meeting Date: OCT 26, 2020 Meeting Type: Special
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
JOHN B. SANFILIPPO & SON, INC.
Ticker: JBSS Security ID: 800422107
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Edgar For Withhold Management
1.2 Elect Director Pamela Forbes Lieberman For For Management
1.3 Elect Director Ellen C. Taaffe For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOHN BEAN TECHNOLOGIES CORPORATION
Ticker: JBT Security ID: 477839104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director C. Maury Devine For For Management
1b Elect Director Emmanuel Lagarrigue For For Management
1c Elect Director James M. Ringler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLC as For For Management
Auditor
--------------------------------------------------------------------------------
JOHNSON OUTDOORS INC.
Ticker: JOUT Security ID: 479167108
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry E. London For For Management
1.2 Elect Director John M. Fahey, Jr. For Withhold Management
1.3 Elect Director William ("Bill") D. For For Management
Perez
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOUNCE THERAPEUTICS, INC.
Ticker: JNCE Security ID: 481116101
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Duncan Higgons For For Management
1.2 Elect Director Robert Iannone For For Management
1.3 Elect Director Luisa Salter-Cid For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
K12 INC.
Ticker: LRN Security ID: 48273U102
Meeting Date: DEC 15, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director Craig R. Barrett For For Management
1c Elect Director Guillermo Bron For For Management
1d Elect Director Robert L. Cohen For For Management
1e Elect Director Nathaniel A. Davis For For Management
1f Elect Director John M. Engler For For Management
1g Elect Director Steven B. Fink For For Management
1h Elect Director Victoria D. Harker For Withhold Management
1i Elect Director Robert E. Knowling, Jr. For For Management
1j Elect Director Liza McFadden For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
KADANT INC.
Ticker: KAI Security ID: 48282T104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erin L. Russell For For Management
1.2 Elect Director William P. Tully For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve the Issuance of Restricted For For Management
Stock Units to Non-Employee Directors
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KADMON HOLDINGS, INC.
Ticker: KDMN Security ID: 48283N106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harlan W. Waksal For For Management
1.2 Elect Director Tasos G. Konidaris For For Management
1.3 Elect Director Eugene Bauer For Withhold Management
1.4 Elect Director Cynthia Schwalm For For Management
1.5 Elect Director David E. Cohen For For Management
1.6 Elect Director Arthur Kirsch For For Management
1.7 Elect Director Nancy Miller-Rich For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
KAISER ALUMINUM CORPORATION
Ticker: KALU Security ID: 483007704
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Foster For For Management
1.2 Elect Director Leo Gerard For For Management
1.3 Elect Director Emily Liggett For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KALA PHARMACEUTICALS, INC.
Ticker: KALA Security ID: 483119103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew I. Koven For Withhold Management
1.2 Elect Director Gregory D. Perry For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KALEIDO BIOSCIENCES, INC.
Ticker: KLDO Security ID: 483347100
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel L. Menichella For For Management
1.2 Elect Director Jean Mixer For For Management
1.3 Elect Director Anthony G. Quinn For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KALVISTA PHARMACEUTICALS, INC.
Ticker: KALV Security ID: 483497103
Meeting Date: OCT 01, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel B. Soland For For Management
1.2 Elect Director Edward W. Unkart For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KAMAN CORPORATION
Ticker: KAMN Security ID: 483548103
Meeting Date: APR 14, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aisha M. Barry For For Management
1.2 Elect Director E. Reeves Callaway, III For For Management
1.3 Elect Director A. William Higgins For For Management
1.4 Elect Director Michelle J. Lohmeier For For Management
1.5 Elect Director George E. Minnich For For Management
1.6 Elect Director Ian K. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
KAR AUCTION SERVICES, INC.
Ticker: KAR Security ID: 48238T109
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Director Carmel Galvin For For Management
2b Elect Director James P. Hallett For For Management
2c Elect Director Mark E. Hill For For Management
2d Elect Director J. Mark Howell For For Management
2e Elect Director Stefan Jacoby For For Management
2f Elect Director Peter Kelly For For Management
2g Elect Director Michael T. Kestner For For Management
2h Elect Director Mary Ellen Smith For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KARUNA THERAPEUTICS, INC.
Ticker: KRTX Security ID: 48576A100
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Coughlin For Withhold Management
1b Elect Director James Healy For For Management
1c Elect Director Jeffrey Jonas For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KARYOPHARM THERAPEUTICS INC.
Ticker: KPTI Security ID: 48576U106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deepika R. Pakianathan For For Management
1.2 Elect Director Richard Paulson For For Management
1.3 Elect Director Chen Schor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
KB HOME
Ticker: KBH Security ID: 48666K109
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur R. Collins For For Management
1.2 Elect Director Dorene C. Dominguez For For Management
1.3 Elect Director Kevin P. Eltife For For Management
1.4 Elect Director Timothy W. Finchem For For Management
1.5 Elect Director Stuart A. Gabriel For For Management
1.6 Elect Director Thomas W. Gilligan For For Management
1.7 Elect Director Jodeen A. Kozlak For For Management
1.8 Elect Director Robert L. Johnson For Against Management
1.9 Elect Director Melissa Lora For For Management
1.10 Elect Director Jeffrey T. Mezger For For Management
1.11 Elect Director James C. "Rad" Weaver For For Management
1.12 Elect Director Michael M. Wood For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Amended Rights Agreement For For Management
--------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark E. Baldwin For For Management
1b Elect Director Stuart J. B. Bradie For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director Lester L. Lyles For For Management
1e Elect Director Wendy M. Masiello For For Management
1f Elect Director Jack B. Moore For For Management
1g Elect Director Ann D. Pickard For For Management
1h Elect Director Umberto della Sala For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KEARNY FINANCIAL CORP.
Ticker: KRNY Security ID: 48716P108
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore J. Aanensen For For Management
1.2 Elect Director Joseph P. Mazza For For Management
1.3 Elect Director Christopher Petermann For For Management
1.4 Elect Director Charles J. Pivirotto For For Management
1.5 Elect Director John F. Regan For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KENNAMETAL, INC.
Ticker: KMT Security ID: 489170100
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alvarado For For Management
1.2 Elect Director Cindy L. Davis For For Management
1.3 Elect Director William J. Harvey For For Management
1.4 Elect Director William M. Lambert For For Management
1.5 Elect Director Lorraine M. Martin For For Management
1.6 Elect Director Sagar A. Patel For For Management
1.7 Elect Director Christopher Rossi For For Management
1.8 Elect Director Lawrence W. Stranghoener For For Management
1.9 Elect Director Steven H. Wunning For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC.
Ticker: KW Security ID: 489398107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Boucher For For Management
1.2 Elect Director Norman Creighton For For Management
1.3 Elect Director William J. McMorrow For For Management
1.4 Elect Director Kent Mouton For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KEROS THERAPEUTICS, INC.
Ticker: KROS Security ID: 492327101
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jasbir Seehra For For Management
1.2 Elect Director Nima Farzan For Withhold Management
1.3 Elect Director Julius Knowles For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KEZAR LIFE SCIENCES, INC.
Ticker: KZR Security ID: 49372L100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean-Pierre Sommadossi For Withhold Management
1b Elect Director John Fowler For For Management
1c Elect Director Christopher Kirk For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KFORCE INC.
Ticker: KFRC Security ID: 493732101
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Dunkel For For Management
1.2 Elect Director Mark F. Furlong For For Management
1.3 Elect Director Catherine H. Cloudman For For Management
1.4 Elect Director Derrick D. Brooks For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KIMBALL ELECTRONICS, INC.
Ticker: KE Security ID: 49428J109
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Phillippy For For Management
1.2 Elect Director Gregory A. Thaxton For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC.
Ticker: KBAL Security ID: 494274103
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan B. Frampton For Withhold Management
1.2 Elect Director Scott M. Settersten For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KINDRED BIOSCIENCES, INC.
Ticker: KIN Security ID: 494577109
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond Townsend For For Management
1b Elect Director Ervin Veszpremi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KMJ Corbin & Company LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KINIKSA PHARMACEUTICALS, LTD.
Ticker: KNSA Security ID: G5269C101
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Felix J. Baker For Withhold Management
1b Elect Director Tracey L. McCain For For Management
1c Elect Director Kimberly J. Popovits For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KINNATE BIOPHARMA, INC.
Ticker: KNTE Security ID: 49705R105
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl Gordon For For Management
1.2 Elect Director Jim Tananbaum For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KINSALE CAPITAL GROUP, INC.
Ticker: KNSL Security ID: 49714P108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael P. Kehoe For For Management
1b Elect Director Steven J. Bensinger For For Management
1c Elect Director Teresa P. Chia For For Management
1d Elect Director Robert V. Hatcher, III For For Management
1e Elect Director Anne C. Kronenberg For For Management
1f Elect Director Robert Lippincott, III For For Management
1g Elect Director James J. Ritchie For For Management
1h Elect Director Frederick L. Russell, For For Management
Jr.
1i Elect Director Gregory M. Share For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KITE REALTY GROUP TRUST
Ticker: KRG Security ID: 49803T300
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Kite For For Management
1b Elect Director William E. Bindley For For Management
1c Elect Director Derrick Burks For For Management
1d Elect Director Victor J. Coleman For For Management
1e Elect Director Lee A. Daniels For For Management
1f Elect Director Christie B. Kelly For For Management
1g Elect Director David R. O'Reilly For For Management
1h Elect Director Barton R. Peterson For For Management
1i Elect Director Charles H. Wurtzebach For For Management
1j Elect Director Caroline L. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KKR REAL ESTATE FINANCE TRUST, INC.
Ticker: KREF Security ID: 48251K100
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrance R. Ahern For For Management
1.2 Elect Director Irene M. Esteves For Withhold Management
1.3 Elect Director Todd A. Fisher For Withhold Management
1.4 Elect Director Jonathan A. Langer For For Management
1.5 Elect Director Christen E.J. Lee For For Management
1.6 Elect Director Paula Madoff For For Management
1.7 Elect Director Deborah H. McAneny For For Management
1.8 Elect Director Ralph F. Rosenberg For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KLX ENERGY SERVICES HOLDINGS, INC.
Ticker: KLXE Security ID: 48253L106
Meeting Date: JUL 24, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Approve Reverse Stock Split For For Management
3 Amend Omnibus Stock Plan For Against Management
4.1 Elect Director Benjamin A. Hardesty For Withhold Management
4.2 Elect Director Stephen M. Ward, Jr. For Withhold Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
7 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KNOLL, INC.
Ticker: KNL Security ID: 498904200
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel W. Dienst For For Management
1.2 Elect Director Jeffrey Alan Henderson For For Management
1.3 Elect Director Christopher G. Kennedy For For Management
1.4 Elect Director Stephanie Stahl For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KNOWLES CORPORATION
Ticker: KN Security ID: 49926D109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Keith Barnes For For Management
1b Elect Director Hermann Eul For For Management
1c Elect Director Didier Hirsch For For Management
1d Elect Director Ronald Jankov For For Management
1e Elect Director Ye Jane Li For For Management
1f Elect Director Donald Macleod For For Management
1g Elect Director Jeffrey Niew For For Management
1h Elect Director Cheryl Shavers For For Management
1i Elect Director Michael Wishart For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KODIAK SCIENCES INC.
Ticker: KOD Security ID: 50015M109
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Felix J. Baker For Withhold Management
1.2 Elect Director Victor Perlroth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KONTOOR BRANDS, INC.
Ticker: KTB Security ID: 50050N103
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen S. Barclay For Withhold Management
1.2 Elect Director Robert M. Lynch For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KOPPERS HOLDINGS INC.
Ticker: KOP Security ID: 50060P106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leroy M. Ball For For Management
1.2 Elect Director Xudong Feng For For Management
1.3 Elect Director Traci L. Jensen For For Management
1.4 Elect Director David L. Motley For For Management
1.5 Elect Director Albert J. Neupaver For For Management
1.6 Elect Director Louis L. Testoni For For Management
1.7 Elect Director Stephen R. Tritch For For Management
1.8 Elect Director Sonja M. Wilkerson For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KORN FERRY
Ticker: KFY Security ID: 500643200
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Doyle N. Beneby For For Management
1b Elect Director Gary D. Burnison For For Management
1c Elect Director Christina A. Gold For For Management
1d Elect Director Jerry P. Leamon For For Management
1e Elect Director Angel R. Martinez For For Management
1f Elect Director Debra J. Perry For For Management
1g Elect Director Lori J. Robinson For For Management
1h Elect Director George T. Shaheen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
KOSMOS ENERGY LTD.
Ticker: KOS Security ID: 500688106
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adebayo (Bayo) O. For For Management
Ogunlesi
1.2 Elect Director Deanna L. Goodwin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KRATON CORPORATION
Ticker: KRA Security ID: 50077C106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shelley J. Bausch For For Management
1.2 Elect Director Kevin M. Fogarty For For Management
1.3 Elect Director Karen A. Twitchell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Ticker: KTOS Security ID: 50077B207
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Anderson For For Management
1.2 Elect Director Eric DeMarco For For Management
1.3 Elect Director William Hoglund For For Management
1.4 Elect Director Scot Jarvis For For Management
1.5 Elect Director Jane Judd For For Management
1.6 Elect Director Samuel Liberatore For For Management
1.7 Elect Director Amy Zegart For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KRONOS BIO, INC.
Ticker: KRON Security ID: 50107A104
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Taiyin Yang For For Management
1.2 Elect Director Marianne De Backer For For Management
1.3 Elect Director Norbert Bischofberger For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
KRONOS WORLDWIDE, INC.
Ticker: KRO Security ID: 50105F105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Loretta J. Feehan For Withhold Management
1.2 Elect Director Robert D. Graham For Withhold Management
1.3 Elect Director John E. Harper For For Management
1.4 Elect Director Meredith W. Mendes For For Management
1.5 Elect Director Cecil H. Moore, Jr. For For Management
1.6 Elect Director Thomas P. Stafford For For Management
1.7 Elect Director R. Gerald Turner For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KRYSTAL BIOTECH, INC.
Ticker: KRYS Security ID: 501147102
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Suma M. Krishnan For For Management
1.2 Elect Director Julian S. Gangolli For Withhold Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
KURA ONCOLOGY, INC.
Ticker: KURA Security ID: 50127T109
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Troy E. Wilson For Withhold Management
1.2 Elect Director Faheem Hasnain For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KVH INDUSTRIES, INC.
Ticker: KVHI Security ID: 482738101
Meeting Date: JUN 17, 2021 Meeting Type: Proxy Contest
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card)
1.1 Elect Director Cielo Hernandez For For Management
1.2 Elect Director Cathy-Ann For For Management
Martine-Dolecki
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card)
1.1 Elect Director John Mutch For Did Not Vote Shareholder
1.2 Elect Director Eric Singer For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named None Did Not Vote Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors None Did Not Vote Management
--------------------------------------------------------------------------------
KYMERA THERAPEUTICS, INC.
Ticker: KYMR Security ID: 501575104
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela Esposito For For Management
1.2 Elect Director Gorjan Hrustanovic For Withhold Management
1.3 Elect Director Donald W. Nicholson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
L.B. FOSTER COMPANY
Ticker: FSTR Security ID: 350060109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Bauer For For Management
1.2 Elect Director Lee B. Foster, II For For Management
1.3 Elect Director Dirk Junge For For Management
1.4 Elect Director Diane B. Owen For For Management
1.5 Elect Director Robert S. Purgason For For Management
1.6 Elect Director William H. Rackoff For For Management
1.7 Elect Director Suzanne B. Rowland For For Management
1.8 Elect Director Bradley S. Vizi For For Management
1.9 Elect Director Raymond T. Betler For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LA-Z-BOY INCORPORATED
Ticker: LZB Security ID: 505336107
Meeting Date: SEP 01, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kurt L. Darrow For For Management
1.2 Elect Director Sarah M. Gallagher For For Management
1.3 Elect Director Janet E. Kerr For For Management
1.4 Elect Director Michael T. Lawton For For Management
1.5 Elect Director H. George Levy For For Management
1.6 Elect Director W. Alan McCollough For For Management
1.7 Elect Director Rebecca L. O'Grady For For Management
1.8 Elect Director Lauren B. Peters For For Management
1.9 Elect Director Nido R. Qubein For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LADDER CAPITAL CORP
Ticker: LADR Security ID: 505743104
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Durst For Withhold Management
1.2 Elect Director Jeffrey B. Steiner For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LAKELAND BANCORP, INC.
Ticker: LBAI Security ID: 511637100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce D. Bohuny For For Management
1.2 Elect Director Mary Ann Deacon For For Management
1.3 Elect Director Brian Flynn For For Management
1.4 Elect Director Brian A. Gragnolati For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LAKELAND FINANCIAL CORPORATION
Ticker: LKFN Security ID: 511656100
Meeting Date: APR 13, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blake W. Augsburger For For Management
1.2 Elect Director Robert E. Bartels, Jr. For For Management
1.3 Elect Director Darrianne P. Christian For For Management
1.4 Elect Director Daniel F. Evans, Jr. For For Management
1.5 Elect Director David M. Findlay For For Management
1.6 Elect Director Michael L. Kubacki For For Management
1.7 Elect Director Emily E. Pichon For For Management
1.8 Elect Director Steven D. Ross For For Management
1.9 Elect Director Brian J. Smith For For Management
1.10 Elect Director Bradley J. Toothaker For For Management
1.11 Elect Director Ronald D. Truex For For Management
1.12 Elect Director M. Scott Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
LAKELAND INDUSTRIES, INC.
Ticker: LAKE Security ID: 511795106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Schlarbaum For For Management
1.2 Elect Director Charles D. Roberson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LANCASTER COLONY CORPORATION
Ticker: LANC Security ID: 513847103
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Fox For For Management
1.2 Elect Director John B. Gerlach, Jr. For For Management
1.3 Elect Director Robert P. Ostryniec For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LANDEC CORPORATION
Ticker: LNDC Security ID: 514766104
Meeting Date: OCT 14, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katrina L. Houde For For Management
1.2 Elect Director Nelson Obus For For Management
1.3 Elect Director Andrew Powell For For Management
1.4 Elect Director Catherine A. Sohn For For Management
1.5 Elect Director Jeffrey L. Edwards For For Management
1.6 Elect Director Patrick D. Walsh For For Management
1.7 Elect Director Joshua E. Schechter For For Management
2 Approve Increase in Size of Board For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LANDS' END, INC.
Ticker: LE Security ID: 51509F105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Galvin For For Management
1.2 Elect Director Jerome Griffith For For Management
1.3 Elect Director Elizabeth Leykum For For Management
1.4 Elect Director Josephine Linden For For Management
1.5 Elect Director John T. McClain For For Management
1.6 Elect Director Maureen Mullen Murphy For For Management
1.7 Elect Director Jignesh Patel For For Management
1.8 Elect Director Jonah Staw For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LANNETT COMPANY, INC.
Ticker: LCI Security ID: 516012101
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. LePore For For Management
1.2 Elect Director John C. Chapman For For Management
1.3 Elect Director Timothy C. Crew For For Management
1.4 Elect Director David Drabik For For Management
1.5 Elect Director Jeffrey Farber For For Management
1.6 Elect Director Melissa Rewolinski For For Management
1.7 Elect Director Paul Taveira For For Management
2 Ratify Grant Thornton, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LANTHEUS HOLDINGS, INC.
Ticker: LNTH Security ID: 516544103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Markison For For Management
1.2 Elect Director Gary J. Pruden For For Management
1.3 Elect Director James H. Thrall For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION
Ticker: LSCC Security ID: 518415104
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Anderson For For Management
1.2 Elect Director Robin A. Abrams For For Management
1.3 Elect Director Mark E. Jensen For For Management
1.4 Elect Director Anjali Joshi For For Management
1.5 Elect Director James P. Lederer For For Management
1.6 Elect Director Krishna Rangasayee For For Management
1.7 Elect Director D. Jeffrey Richardson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LAUREATE EDUCATION, INC.
Ticker: LAUR Security ID: 518613203
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian F. Carroll For For Management
1.2 Elect Director Andrew B. Cohen For Withhold Management
1.3 Elect Director William L. Cornog For Withhold Management
1.4 Elect Director Pedro del Corro For For Management
1.5 Elect Director Michael J. Durham For Withhold Management
1.6 Elect Director Kenneth W. Freeman For For Management
1.7 Elect Director George Munoz For For Management
1.8 Elect Director Judith Rodin For Withhold Management
1.9 Elect Director Eilif Serck-Hanssen For For Management
1.10 Elect Director Ian K. Snow For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LAWSON PRODUCTS, INC.
Ticker: LAWS Security ID: 520776105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew B. Albert For For Management
1.2 Elect Director I. Steven Edelson For For Management
1.3 Elect Director J. Bryan King For For Management
1.4 Elect Director Bianca A. Rhodes For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LCI INDUSTRIES
Ticker: LCII Security ID: 50189K103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Gero For For Management
1b Elect Director Frank J. Crespo For For Management
1c Elect Director Brendan J. Deely For For Management
1d Elect Director Ronald J. Fenech For For Management
1e Elect Director Tracy D. Graham For For Management
1f Elect Director Virginia L. Henkels For For Management
1g Elect Director Jason D. Lippert For For Management
1h Elect Director Stephanie K. Mains For For Management
1i Elect Director Kieran M. O'Sullivan For For Management
1j Elect Director David A. Reed For For Management
1k Elect Director John A. Sirpilla For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LCNB CORP.
Ticker: LCNB Security ID: 50181P100
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer S. Cropper For For Management
1.2 Elect Director Eric J. Meilstrup For For Management
1.3 Elect Director Stephen P. Wilson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC.
Ticker: LMAT Security ID: 525558201
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bridget A. Ross For For Management
1.2 Elect Director John A. Roush For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC.
Ticker: LMAT Security ID: 525558201
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Jasinski For For Management
1.2 Elect Director John J. O'Connor For For Management
1.3 Elect Director Joseph P. Pellegrino, For For Management
Jr.
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
LENDINGCLUB CORPORATION
Ticker: LC Security ID: 52603A208
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Allan Landon For For Management
1b Elect Director Timothy J. Mayopoulos For For Management
1c Elect Director Patricia McCord For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Declassify the Board of Directors For For Management
5 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LENSAR, INC.
Ticker: LNSR Security ID: 52634L108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. McLaughlin For For Management
1.2 Elect Director Elizabeth G. O'Farrell For For Management
1.3 Elect Director Gary M. Winer For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LEXICON PHARMACEUTICALS, INC.
Ticker: LXRX Security ID: 528872302
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philippe J. Amouyal For Withhold Management
1.2 Elect Director Lonnel Coats For For Management
1.3 Elect Director Frank P. Palantoni For For Management
2 Amend Certificate of Incorporation For Against Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Wilson Eglin For For Management
1.2 Elect Director Richard S. Frary For For Management
1.3 Elect Director Lawrence L. Gray For For Management
1.4 Elect Director Jamie Handwerker For For Management
1.5 Elect Director Claire A. Koeneman For For Management
1.6 Elect Director Howard Roth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LGI HOMES, INC.
Ticker: LGIH Security ID: 50187T106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ryan Edone For For Management
1.2 Elect Director Duncan Gage For For Management
1.3 Elect Director Eric Lipar For For Management
1.4 Elect Director Laura Miller For For Management
1.5 Elect Director Bryan Sansbury For For Management
1.6 Elect Director Steven Smith For For Management
1.7 Elect Director Robert Vahradian For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LHC GROUP, INC.
Ticker: LHCG Security ID: 50187A107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith G. Myers For For Management
1.2 Elect Director Ronald T. Nixon For For Management
1.3 Elect Director W. Earl Reed, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY LATIN AMERICA LTD.
Ticker: LILAK Security ID: G9001E102
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael T. Fries For For Management
1.2 Elect Director Paul A. Gould For Against Management
1.3 Elect Director Alfonso de Angoitia For Against Management
Noriega
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
LIBERTY LATIN AMERICA LTD.
Ticker: LILAK Security ID: G9001E102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles H.R. Bracken For For Management
1.2 Elect Director Balan Nair For Withhold Management
1.3 Elect Director Eric L. Zinterhofer For Withhold Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LIBERTY OILFIELD SERVICES INC.
Ticker: LBRT Security ID: 53115L104
Meeting Date: NOV 30, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIBERTY OILFIELD SERVICES INC.
Ticker: LBRT Security ID: 53115L104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ken Babcock For For Management
1.2 Elect Director Brett Staffieri For For Management
1.3 Elect Director Christopher A. Wright For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIFETIME BRANDS, INC.
Ticker: LCUT Security ID: 53222Q103
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Siegel For For Management
1.2 Elect Director Robert B. Kay For For Management
1.3 Elect Director Rachael A. Jarosh For For Management
1.4 Elect Director John Koegel For For Management
1.5 Elect Director Cherrie Nanninga For For Management
1.6 Elect Director Craig Phillips For For Management
1.7 Elect Director Veronique Gabai-Pinsky For For Management
1.8 Elect Director Bruce G. Pollack For For Management
1.9 Elect Director Michael J. Regan For For Management
1.10 Elect Director Michael Schnabel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIFEVANTAGE CORPORATION
Ticker: LFVN Security ID: 53222K205
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Beindorff For For Management
1b Elect Director Erin Brockovich For For Management
1c Elect Director Raymond B. Greer For For Management
1d Elect Director Vinayak R. Hegde For For Management
1e Elect Director Darwin K. Lewis For For Management
1f Elect Director Garry Mauro For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify WSRP, LLC as Auditors For For Management
--------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED
Ticker: LGND Security ID: 53220K504
Meeting Date: DEC 15, 2020 Meeting Type: Special
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED
Ticker: LGND Security ID: 53220K504
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason M. Aryeh For For Management
1.2 Elect Director Sarah Boyce For For Management
1.3 Elect Director Todd C. Davis For For Management
1.4 Elect Director Nancy R. Gray For For Management
1.5 Elect Director John L. Higgins For For Management
1.6 Elect Director John W. Kozarich For For Management
1.7 Elect Director John L. LaMattina For For Management
1.8 Elect Director Sunil Patel For For Management
1.9 Elect Director Stephen L. Sabba For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIMELIGHT NETWORKS, INC.
Ticker: LLNW Security ID: 53261M104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Doug Bewsher For For Management
1b Elect Director Marc DeBevoise For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIMONEIRA COMPANY
Ticker: LMNR Security ID: 532746104
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold S. Edwards For For Management
1.2 Elect Director John W.H. Merriman For For Management
1.3 Elect Director Edgar A. Terry For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINDBLAD EXPEDITIONS HOLDINGS, INC.
Ticker: LIND Security ID: 535219109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sven-Olof Lindblad For For Management
1.2 Elect Director Mark D. Ein For For Management
1.3 Elect Director Dolf Berle For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For Against Management
5 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
LINDSAY CORPORATION
Ticker: LNN Security ID: 535555106
Meeting Date: JAN 05, 2021 Meeting Type: Annual
Record Date: NOV 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Brunner For For Management
1.2 Elect Director Randy A. Wood For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIQUIDIA TECHNOLOGIES, INC.
Ticker: LQDA Security ID: 53635D202
Meeting Date: NOV 13, 2020 Meeting Type: Special
Record Date: SEP 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIQUIDITY SERVICES, INC.
Ticker: LQDT Security ID: 53635B107
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katharin S. Dyer For For Management
1.2 Elect Director Patrick W. Gross For For Management
1.3 Elect Director Beatriz V. Infante For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LITHIA MOTORS, INC.
Ticker: LAD Security ID: 536797103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sidney B. DeBoer For For Management
1b Elect Director Susan O. Cain For For Management
1c Elect Director Bryan B. DeBoer For For Management
1d Elect Director Shauna F. McIntyre For For Management
1e Elect Director Louis P. Miramontes For For Management
1f Elect Director Kenneth E. Roberts For For Management
1g Elect Director David J. Robino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Eliminate Class B Common Stock, Class For For Management
A Common Stock and Series M Preferred
Stock, and to Reclassify Class A
Common Stock as Common Stock
--------------------------------------------------------------------------------
LIVANOVA PLC
Ticker: LIVN Security ID: G5509L101
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francesco Bianchi For For Management
1.2 Elect Director Stacy Enxing Seng For For Management
1.3 Elect Director William Kozy For For Management
1.4 Elect Director Damien McDonald For For Management
1.5 Elect Director Daniel Moore For For Management
1.6 Elect Director Alfred Novak For For Management
1.7 Elect Director Sharon O'Kane For For Management
1.8 Elect Director Arthur L. Rosenthal For For Management
1.9 Elect Director Andrea Saia For For Management
1.10 Elect Director Todd Schermerhorn For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Authorise Issue of Equity For For Management
5 Authorise Issue of Equity without For For Management
Pre-emptive Rights
6 Approve Remuneration Report For Abstain Management
7 Accept Financial Statements and For For Management
Statutory Reports
8 Reappoint PricewaterhouseCoopers LLP For For Management
as UK Statutory Auditor
9 Authorize Board to Fix Remuneration of For For Management
Auditor
--------------------------------------------------------------------------------
LIVE OAK BANCSHARES, INC.
Ticker: LOB Security ID: 53803X105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tonya W. Bradford For For Management
1.2 Elect Director William H. Cameron For For Management
1.3 Elect Director Diane B. Glossman For For Management
1.4 Elect Director Glen F. Hoffsis For For Management
1.5 Elect Director David G. Lucht For For Management
1.6 Elect Director James S. Mahan, III For For Management
1.7 Elect Director Miltom E. Petty For For Management
1.8 Elect Director Neil L. Underwood For For Management
1.9 Elect Director William L. Williams, III For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LIVENT CORPORATION
Ticker: LTHM Security ID: 53814L108
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre Brondeau For For Management
1b Elect Director G. Peter D'Aloia For For Management
1c Elect Director Robert C. Pallash For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
LIVEPERSON, INC.
Ticker: LPSN Security ID: 538146101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin C. Lavan For For Management
1b Elect Director Robert P. LoCascio For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LIVERAMP HOLDINGS, INC.
Ticker: RAMP Security ID: 53815P108
Meeting Date: AUG 11, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Timothy R. Cadogan For For Management
1b Elect Director Vivian Chow For For Management
1c Elect Director Scott E. Howe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIVEXLIVE MEDIA, INC.
Ticker: LIVX Security ID: 53839L208
Meeting Date: SEP 17, 2020 Meeting Type: Annual
Record Date: JUL 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Ellin For Withhold Management
1.2 Elect Director Jay Krigsman For Withhold Management
1.3 Elect Director Craig Foster For Withhold Management
1.4 Elect Director Tim Spengler For Withhold Management
1.5 Elect Director Jerome N. Gold For For Management
1.6 Elect Director Ramin Arani For For Management
1.7 Elect Director Patrick Wachsberger For For Management
1.8 Elect Director Kenneth Solomon For For Management
1.9 Elect Director Bridget Baker For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
LOGICBIO THERAPEUTICS, INC.
Ticker: LOGC Security ID: 54142F102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederic Chereau For For Management
1.2 Elect Director Richard Moscicki For Against Management
1.3 Elect Director Michael Wyzga For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LORAL SPACE & COMMUNICATIONS, INC.
Ticker: LORL Security ID: 543881106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Harkey, Jr. For Withhold Management
1.2 Elect Director Michael B. Targoff For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION
Ticker: LPX Security ID: 546347105
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Nicholas Grasberger, For For Management
III
1b Elect Director Ozey K. Horton, Jr. For For Management
1c Elect Director W. Bradley Southern For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LTC PROPERTIES, INC.
Ticker: LTC Security ID: 502175102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cornelia Cheng For For Management
1b Elect Director Boyd W. Hendrickson For For Management
1c Elect Director James J. Pieczynski For For Management
1d Elect Director Devra G. Shapiro For For Management
1e Elect Director Wendy L. Simpson For For Management
1f Elect Director Timothy J. Triche For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LUMBER LIQUIDATORS HOLDINGS, INC.
Ticker: LL Security ID: 55003T107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas T. Moore For For Management
1.2 Elect Director Nancy M. Taylor For For Management
1.3 Elect Director Joseph M. Nowicki For For Management
1.4 Elect Director Charles E. Tyson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
LUMINEX CORPORATION
Ticker: LMNX Security ID: 55027E102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward A. Ogunro For For Management
1b Elect Director Kevin M. McNamara For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
LUMINEX CORPORATION
Ticker: LMNX Security ID: 55027E102
Meeting Date: JUN 21, 2021 Meeting Type: Special
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Abstain Management
--------------------------------------------------------------------------------
LUNA INNOVATIONS INCORPORATED
Ticker: LUNA Security ID: 550351100
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Graeff For For Management
1.2 Elect Director N. Leigh Anderson For For Management
1.3 Elect Director Pamela Coe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
LUTHER BURBANK CORPORATION
Ticker: LBC Security ID: 550550107
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor S. Trione For For Management
1.2 Elect Director Simone Lagomarsino For For Management
1.3 Elect Director Renu Agrawal For For Management
1.4 Elect Director John C. Erickson For For Management
1.5 Elect Director Jack Krouskup For For Management
1.6 Elect Director Anita Gentle Newcomb For For Management
1.7 Elect Director Bradley M. Shuster For For Management
1.8 Elect Director Thomas C. Wajnert For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
LUXFER HOLDINGS PLC
Ticker: LXFR Security ID: G5698W116
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alok Maskara For For Management
2 Elect Director David Landless For For Management
3 Elect Director Clive Snowdon For For Management
4 Elect Director Richard Hipple For For Management
5 Elect Director Allisha Elliott For For Management
6 Elect Director Lisa Trimberger For For Management
7 Approve Remuneration Policy For For Management
8 Approve Remuneration Report For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
11 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
12 Authorize Audit Committee to Fix For For Management
Remuneration of Auditors
--------------------------------------------------------------------------------
LYDALL, INC.
Ticker: LDL Security ID: 550819106
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David G. Bills For For Management
1b Elect Director James J. Cannon For For Management
1c Elect Director Marc T. Giles For For Management
1d Elect Director Paul W. Graves For For Management
1e Elect Director Sara A. Greenstein For For Management
1f Elect Director Suzanne Hammett For For Management
1g Elect Director Katherine C. Harper For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC.
Ticker: MDC Security ID: 552676108
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond T. Baker For Withhold Management
1.2 Elect Director David E. Blackford For For Management
1.3 Elect Director Courtney L. Mizel For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
M/I HOMES, INC.
Ticker: MHO Security ID: 55305B101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Glimcher For For Management
1.2 Elect Director Elizabeth K. Ingram For For Management
1.3 Elect Director Kumi D. Walker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MACATAWA BANK CORPORATION
Ticker: MCBC Security ID: 554225102
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald L. Haan For For Management
1b Elect Director Douglas B. Padnos For For Management
1c Elect Director Richard L. Postma For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MACK-CALI REALTY CORPORATION
Ticker: CLI Security ID: 554489104
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Batkin For For Management
1.2 Elect Director Michael Berman For For Management
1.3 Elect Director Frederic Cumenal For For Management
1.4 Elect Director MaryAnne Gilmartin For For Management
1.5 Elect Director Tammy K. Jones For For Management
1.6 Elect Director A. Akiva Katz For For Management
1.7 Elect Director Nori Gerardo Lietz For For Management
1.8 Elect Director Mahbod Nia For For Management
1.9 Elect Director Howard S. Stern For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MACK-CALI REALTY CORPORATION
Ticker: CLI Security ID: 554489104
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan R. Batkin For For Management
1.2 Elect Director Frederic Cumenal For For Management
1.3 Elect Director Tammy K. Jones For For Management
1.4 Elect Director A. Akiva Katz For For Management
1.5 Elect Director Nori Gerardo Lietz For For Management
1.6 Elect Director Victor B. MacFarlane For For Management
1.7 Elect Director Mahbod Nia For For Management
1.8 Elect Director Howard S. Stern For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC.
Ticker: MTSI Security ID: 55405Y100
Meeting Date: MAR 04, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John Ocampo For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MACROGENICS, INC.
Ticker: MGNX Security ID: 556099109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth Galbraith For For Management
1.2 Elect Director Scott Jackson For For Management
1.3 Elect Director David Stump For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Torrence N. Boone For For Management
1c Elect Director John A. Bryant For For Management
1d Elect Director Deirdre P. Connelly For For Management
1e Elect Director Jeff Gennette For For Management
1f Elect Director Leslie D. Hale For For Management
1g Elect Director William H. Lenehan For For Management
1h Elect Director Sara Levinson For For Management
1i Elect Director Paul C. Varga For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MADRIGAL PHARMACEUTICALS, INC.
Ticker: MDGL Security ID: 558868105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca Taub For For Management
1.2 Elect Director Fred B. Craves For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
MAGELLAN HEALTH, INC.
Ticker: MGLN Security ID: 559079207
Meeting Date: MAR 31, 2021 Meeting Type: Special
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MAGENTA THERAPEUTICS, INC.
Ticker: MGTA Security ID: 55910K108
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Booth For For Management
1.2 Elect Director Thomas O. Daniel For For Management
1.3 Elect Director Jason Gardner For Withhold Management
1.4 Elect Director Alison F. Lawton For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MAGNITE, INC.
Ticker: MGNI Security ID: 55955D100
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Frankenberg For For Management
1.2 Elect Director Sarah P. Harden For For Management
1.3 Elect Director James Rossman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAGNOLIA OIL & GAS CORPORATION
Ticker: MGY Security ID: 559663109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen "Steve" I. For For Management
Chazen
1b Elect Director Arcilia C. Acosta For For Management
1c Elect Director Angela M. Busch For For Management
1d Elect Director Edward P. Djerejian For For Management
1e Elect Director James R. Larson For For Management
1f Elect Director Dan F. Smith For For Management
1g Elect Director John B. Walker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MALIBU BOATS, INC.
Ticker: MBUU Security ID: 56117J100
Meeting Date: NOV 03, 2020 Meeting Type: Annual
Record Date: SEP 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ivar S. Chhina For For Management
1.2 Elect Director Michael J. Connolly For For Management
1.3 Elect Director Mark W. Lanigan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAMMOTH ENERGY SERVICES, INC.
Ticker: TUSK Security ID: 56155L108
Meeting Date: JUL 02, 2020 Meeting Type: Annual
Record Date: JUN 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur Amron For Against Management
1.2 Elect Director Arty Straehla For For Management
1.3 Elect Director James Palm For Against Management
1.4 Elect Director Arthur Smith For For Management
1.5 Elect Director Paul Jacobi For Against Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
MANNKIND CORPORATION
Ticker: MNKD Security ID: 56400P706
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Shannon For For Management
1.2 Elect Director Michael E. Castagna For For Management
1.3 Elect Director Ronald J. Consiglio For For Management
1.4 Elect Director Michael A. Friedman For For Management
1.5 Elect Director Jennifer Grancio For For Management
1.6 Elect Director Anthony Hooper For For Management
1.7 Elect Director Sabrina Kay For For Management
1.8 Elect Director Kent Kresa For For Management
1.9 Elect Director Christine Mundkur For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MANTECH INTERNATIONAL CORPORATION
Ticker: MANT Security ID: 564563104
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George J. Pedersen For Withhold Management
1.2 Elect Director Kevin M. Phillips For For Management
1.3 Elect Director Richard L. Armitage For Withhold Management
1.4 Elect Director Mary K. Bush For For Management
1.5 Elect Director Barry G. Campbell For Withhold Management
1.6 Elect Director Richard J. Kerr For Withhold Management
1.7 Elect Director Peter B. LaMontagne For For Management
1.8 Elect Director Kenneth A. Minihan For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MARCUS & MILLICHAP, INC.
Ticker: MMI Security ID: 566324109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lauralee E. Martin For For Management
1.2 Elect Director Nicholas F. McClanahan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARINE PRODUCTS CORPORATION
Ticker: MPX Security ID: 568427108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary W. Rollins For Withhold Management
1.2 Elect Director Richard A. Hubbell For For Management
1.3 Elect Director Harry J. Cynkus For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
MARINEMAX, INC.
Ticker: HZO Security ID: 567908108
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William H. McGill, Jr. For For Management
1b Elect Director Charles R. Oglesby For For Management
1c Elect Director Rebecca White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MARINUS PHARMACEUTICALS, INC.
Ticker: MRNS Security ID: 56854Q200
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Austin For For Management
1.2 Elect Director Michael R. Dougherty For For Management
1.3 Elect Director Elan Ezickson For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARRIOTT VACATIONS WORLDWIDE CORPORATION
Ticker: VAC Security ID: 57164Y107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lizanne Galbreath For For Management
1.2 Elect Director Melquiades R. Martinez For For Management
1.3 Elect Director Stephen R. Quazzo For For Management
1.4 Elect Director Stephen P. Weisz For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARRONE BIO INNOVATIONS, INC.
Ticker: MBII Security ID: 57165B106
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela G. Marrone For Withhold Management
1.2 Elect Director Robert A. Woods For Withhold Management
1.3 Elect Director Yogesh Mago For For Management
2 Ratify Marcum LLP as Auditors For For Management
3 Approve Reverse Stock Split For For Management
4 Approve Anti-Dilution Provisions in For For Management
Warrants Issued in Connection with
Warrant Exchange Agreement
5 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
MARRONE BIO INNOVATIONS, INC.
Ticker: MBII Security ID: 57165B106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith McGovern For For Management
1.2 Elect Director Stuart Woolf For For Management
2 Ratify Marcum LLP as Auditors For For Management
3 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD.
Ticker: MRTN Security ID: 573075108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randolph L. Marten For For Management
1.2 Elect Director Larry B. Hagness For For Management
1.3 Elect Director Thomas J. Winkel For For Management
1.4 Elect Director Jerry M. Bauer For For Management
1.5 Elect Director Robert L. Demorest For For Management
1.6 Elect Director Ronald R. Booth For For Management
1.7 Elect Director Kathleen P. Iverson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
MASONITE INTERNATIONAL CORPORATION
Ticker: DOOR Security ID: 575385109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard C. Heckes For For Management
1.2 Elect Director Jody L. Bilney For For Management
1.3 Elect Director Robert J. Byrne For For Management
1.4 Elect Director John H. Chuang For For Management
1.5 Elect Director Peter R. Dachowski For For Management
1.6 Elect Director Jonathan F. Foster For For Management
1.7 Elect Director Daphne E. Jones For For Management
1.8 Elect Director William S. Oesterle For For Management
1.9 Elect Director Francis M. Scricco For For Management
1.10 Elect Director Jay I. Steinfeld For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MASTEC, INC.
Ticker: MTZ Security ID: 576323109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose R. Mas For For Management
1.2 Elect Director Javier Palomarez For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MASTERCRAFT BOAT HOLDINGS, INC.
Ticker: MCFT Security ID: 57637H103
Meeting Date: OCT 21, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald C. Campion For For Management
1.2 Elect Director Tzau-Jin (TJ) Chung For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY
Ticker: MTDR Security ID: 576485205
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William M. Byerley For For Management
1b Elect Director Monika U. Ehrman For For Management
1c Elect Director Julia P. Forrester For For Management
Rogers
1d Elect Director James M. Howard For For Management
1e Elect Director Kenneth L. Stewart For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MATERION CORPORATION
Ticker: MTRN Security ID: 576690101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinod M. Khilnani For For Management
1.2 Elect Director Emily M. Liggett For For Management
1.3 Elect Director Robert J. Phillippy For For Management
1.4 Elect Director Patrick Prevost For For Management
1.5 Elect Director N. Mohan Reddy For For Management
1.6 Elect Director Craig S. Shular For For Management
1.7 Elect Director Darlene J. S. Solomon For For Management
1.8 Elect Director Robert B. Toth For For Management
1.9 Elect Director Jugal K. Vijayvargiya For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MATRIX SERVICE COMPANY
Ticker: MTRX Security ID: 576853105
Meeting Date: NOV 03, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martha Z. Carnes For For Management
1b Elect Director John D. Chandler For For Management
1c Elect Director Carlin G. Conner For For Management
1d Elect Director John R. Hewitt For For Management
1e Elect Director Liane K. Hinrichs For For Management
1f Elect Director James H. Miller For For Management
1g Elect Director Jim W. Mogg For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MATSON, INC.
Ticker: MATX Security ID: 57686G105
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meredith J. Ching For For Management
1.2 Elect Director Matthew J. Cox For For Management
1.3 Elect Director Thomas B. Fargo For For Management
1.4 Elect Director Mark H. Fukunaga For For Management
1.5 Elect Director Stanley M. Kuriyama For For Management
1.6 Elect Director Constance H. Lau For For Management
1.7 Elect Director Jenai S. Wall For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MATTHEWS INTERNATIONAL CORPORATION
Ticker: MATW Security ID: 577128101
Meeting Date: FEB 18, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph C. Bartolacci For For Management
1.2 Elect Director Katherine E. Dietze For For Management
1.3 Elect Director Lillian D. Etzkorn For For Management
1.4 Elect Director Morgan K. O'Brien For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAXAR TECHNOLOGIES INC.
Ticker: MAXR Security ID: 57778K105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Howell M. Estes, III For For Management
1b Elect Director Nick S. Cyprus For For Management
1c Elect Director Roxanne J. Decyk For For Management
1d Elect Director Joanne O. Isham For For Management
1e Elect Director Daniel L. Jablonsky For For Management
1f Elect Director C. Robert Kehler For For Management
1g Elect Director Gilman Louie For For Management
1h Elect Director L. Roger Mason, Jr. For For Management
1i Elect Director Heather A. Wilson For For Management
1j Elect Director Eric J. Zahler For For Management
1k Elect Director Eddy Zervigon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MAXIMUS, INC.
Ticker: MMS Security ID: 577933104
Meeting Date: MAR 16, 2021 Meeting Type: Annual
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Haley For For Management
1b Elect Director Jan D. Madsen For For Management
1c Elect Director Bruce L. Caswell For For Management
1d Elect Director Richard A. Montoni For For Management
1e Elect Director Raymond B. Ruddy For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
MAXLINEAR, INC.
Ticker: MXL Security ID: 57776J100
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kishore Seendripu For For Management
1.2 Elect Director Thomas E. Pardun For For Management
1.3 Elect Director Gregory P. Dougherty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
MBIA INC.
Ticker: MBI Security ID: 55262C100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Diane L. Dewbrey For For Management
1b Elect Director William C. Fallon For For Management
1c Elect Director Steven J. Gilbert For For Management
1d Elect Director Charles R. Rinehart For For Management
1e Elect Director Theodore Shasta For For Management
1f Elect Director Richard C. Vaughan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MCGRATH RENTCORP
Ticker: MGRC Security ID: 580589109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly A. Box For For Management
1.2 Elect Director Smita Conjeevaram For For Management
1.3 Elect Director William J. Dawson For For Management
1.4 Elect Director Elizabeth A. Fetter For For Management
1.5 Elect Director Joseph F. Hanna For For Management
1.6 Elect Director Bradley M. Shuster For For Management
1.7 Elect Director M. Richard Smith For For Management
1.8 Elect Director Dennis P. Stradford For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDICINOVA, INC.
Ticker: MNOV Security ID: 58468P206
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yuichi Iwaki For For Management
1.2 Elect Director Kazuko Matsuda For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MEDIFAST, INC.
Ticker: MED Security ID: 58470H101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey J. Brown For For Management
1.2 Elect Director Kevin G. Byrnes For For Management
1.3 Elect Director Daniel R. Chard For For Management
1.4 Elect Director Constance J. Hallquist For For Management
1.5 Elect Director Michael A. Hoer For For Management
1.6 Elect Director Scott Schlackman For For Management
1.7 Elect Director Andrea B. Thomas For For Management
1.8 Elect Director Ming Xian For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDNAX, INC.
Ticker: MD Security ID: 58502B106
Meeting Date: SEP 09, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karey D. Barker For For Management
1.2 Elect Director Waldemar A. Carlo For Withhold Management
1.3 Elect Director Paul G. Gabos For For Management
1.4 Elect Director Manuel Kadre For Withhold Management
1.5 Elect Director Thomas A. McEachin For For Management
1.6 Elect Director Roger J. Medel For For Management
1.7 Elect Director Mark S. Ordan For For Management
1.8 Elect Director Michael A. Rucker For For Management
1.9 Elect Director Guy P. Sansone For For Management
1.10 Elect Director John M. Starcher, Jr. For For Management
1.11 Elect Director Shirley A. Weis For For Management
2 Change Company Name to Pediatrix For For Management
Medical Group, Inc.
3 Amend Articles of Incorporation to For For Management
Change Company Name of MEDNAX
Services, Inc., a Subsidiary of the
Company, to PMG Services, Inc.
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDNAX, INC.
Ticker: MD Security ID: 58502B106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karey D. Barker For For Management
1.2 Elect Director Waldemar A. Carlo For For Management
1.3 Elect Director Paul G. Gabos For For Management
1.4 Elect Director Manuel Kadre For For Management
1.5 Elect Director Thomas A. McEachin For For Management
1.6 Elect Director Roger J. Medel For For Management
1.7 Elect Director Mark S. Ordan For For Management
1.8 Elect Director Michael A. Rucker For For Management
1.9 Elect Director Guy P. Sansone For For Management
1.10 Elect Director John M. Starcher, Jr. For For Management
1.11 Elect Director Shirley A. Weis For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDPACE HOLDINGS, INC.
Ticker: MEDP Security ID: 58506Q109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred B. Davenport, Jr. For Withhold Management
1.2 Elect Director Cornelius P. McCarthy, For Withhold Management
III
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEI PHARMA, INC.
Ticker: MEIP Security ID: 55279B202
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevan E. Clemens For For Management
1.2 Elect Director Daniel P. Gold For For Management
1.3 Elect Director Tamar D. Howson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MEIRAGTX HOLDINGS PLC
Ticker: MGTX Security ID: G59665102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexandria Forbes For For Management
1.2 Elect Director Keith R. Harris For Withhold Management
1.3 Elect Director Lord Mendoza For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MENLO THERAPEUTICS INC.
Ticker: MNLO Security ID: 586858102
Meeting Date: AUG 03, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon Barbari For For Management
1.2 Elect Director Rex Bright For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
MERCANTILE BANK CORPORATION
Ticker: MBWM Security ID: 587376104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cassard For For Management
1.2 Elect Director Michael S. Davenport For For Management
1.3 Elect Director Michelle L. Eldridge For For Management
1.4 Elect Director Jeff A. Gardner For For Management
1.5 Elect Director Robert B. Kaminski, Jr. For For Management
1.6 Elect Director Michael H. Price For For Management
1.7 Elect Director David B. Ramaker For For Management
2 Ratify BDO USA, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCHANTS BANCORP
Ticker: MBIN Security ID: 58844R108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Petrie For For Management
1.2 Elect Director Randall D. Rogers For For Management
1.3 Elect Director Michael J. Dunlap For For Management
1.4 Elect Director Scott A. Evans For For Management
1.5 Elect Director Sue Anne Gilroy For For Management
1.6 Elect Director Andrew A. Juster For For Management
1.7 Elect Director Patrick D. O'Brien For For Management
1.8 Elect Director Anne E. Sellers For For Management
1.9 Elect Director David N. Shane For Withhold Management
2 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MEREDITH CORPORATION
Ticker: MDP Security ID: 589433101
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth E. Tallett For Withhold Management
1.2 Elect Director Donald A. Baer For Withhold Management
1.3 Elect Director Gregory G. Coleman For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
MERIDIAN BANCORP, INC.
Ticker: EBSB Security ID: 58958U103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marilyn A. Censullo For For Management
1.2 Elect Director Russell L. Chin For For Management
1.3 Elect Director Richard J. Gavegnano For For Management
1.4 Elect Director Gregory F. Natalucci For For Management
2 Ratify Wolf & Company, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MERIDIAN BIOSCIENCE, INC.
Ticker: VIVO Security ID: 589584101
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: DEC 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Anderson For For Management
1.2 Elect Director Anthony P. Bihl, III For For Management
1.3 Elect Director Dwight E. Ellingwood For For Management
1.4 Elect Director Jack Kenny For For Management
1.5 Elect Director John C. McIlwraith For For Management
1.6 Elect Director David C. Phillips For For Management
1.7 Elect Director John M. Rice, Jr. For For Management
1.8 Elect Director Catherine A. Sazdanoff For For Management
1.9 Elect Director Felicia Williams For For Management
2 Ratify Grant Thornton LLP as Auditors None None Management
*Withdrawn Resolution*
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERIT MEDICAL SYSTEMS, INC.
Ticker: MMSI Security ID: 589889104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred P. Lampropoulos For For Management
1b Elect Director A. Scott Anderson For For Management
1c Elect Director Lynne M. Ward For For Management
1d Elect Director Stephen C. Evans For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MERITAGE HOMES CORPORATION
Ticker: MTH Security ID: 59001A102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter L. Ax For For Management
1.2 Elect Director Gerald Haddock For For Management
1.3 Elect Director Joseph Keough For For Management
1.4 Elect Director Michael R. Odell For For Management
1.5 Elect Director Phillippe Lord For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERITOR, INC.
Ticker: MTOR Security ID: 59001K100
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan A. Bertsch For For Management
1.2 Elect Director Rodger L. Boehm For For Management
1.3 Elect Director Lloyd G. Trotter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MERSANA THERAPEUTICS, INC.
Ticker: MRSN Security ID: 59045L106
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Willard H. Dere For Withhold Management
1.2 Elect Director Martin H. Huber For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MESA AIR GROUP, INC.
Ticker: MESA Security ID: 590479135
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen N. Artist For For Management
1.2 Elect Director Mitchell I. Gordon For For Management
1.3 Elect Director Dana J. Lockhart For For Management
1.4 Elect Director Daniel J. McHugh For For Management
1.5 Elect Director Jonathan G. Ornstein For For Management
1.6 Elect Director Harvey W. Schiller For For Management
1.7 Elect Director Spyridon P. Skiados For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MESA LABORATORIES, INC.
Ticker: MLAB Security ID: 59064R109
Meeting Date: AUG 28, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer S. Alltoft For For Management
1.2 Elect Director Evan C. Guillemin For For Management
1.3 Elect Director Shannon M. Hall For For Management
1.4 Elect Director David M. Kelly For For Management
1.5 Elect Director Gary M. Owens For For Management
1.6 Elect Director David B. Perez For For Management
1.7 Elect Director John B. Schmieder For For Management
1.8 Elect Director John J. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
META FINANCIAL GROUP, INC.
Ticker: CASH Security ID: 59100U108
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick V. Moore For For Management
1.2 Elect Director Becky S. Shulman For For Management
1.3 Elect Director Lizabeth H. Zlatkus For For Management
1.4 Elect Director Ronald D. McCray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
METHODE ELECTRONICS, INC.
Ticker: MEI Security ID: 591520200
Meeting Date: SEP 16, 2020 Meeting Type: Annual
Record Date: JUL 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Walter J. Aspatore For For Management
1b Elect Director David P. Blom For For Management
1c Elect Director Therese M. Bobek For For Management
1d Elect Director Brian J. Cadwallader For For Management
1e Elect Director Bruce K. Crowther For For Management
1f Elect Director Darren M. Dawson For For Management
1g Elect Director Donald W. Duda For For Management
1h Elect Director Mary A. Lindsey For For Management
1i Elect Director Angelo V. Pantaleo For For Management
1j Elect Director Mark D. Schwabero For For Management
1k Elect Director Lawrence B. Skatoff For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
METROCITY BANKSHARES, INC.
Ticker: MCBS Security ID: 59165J105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Hungeling For For Management
1.2 Elect Director Farid Tan For For Management
1.3 Elect Director Don T.P. Leung For For Management
1.4 Elect Director Young Park For For Management
1.5 Elect Director Ajit A. Patel For Against Management
2 Ratify Crowe LLP as Auditor For For Management
--------------------------------------------------------------------------------
METROPOLITAN BANK HOLDING CORP.
Ticker: MCB Security ID: 591774104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. DeFazio For For Management
1.2 Elect Director Anthony J. Fabiano For For Management
1.3 Elect Director Harvey M. Gutman For Withhold Management
1.4 Elect Director George J. Wolf, Jr. For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
MFA FINANCIAL, INC.
Ticker: MFA Security ID: 55272X102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robin Josephs For For Management
1b Elect Director Craig L. Knutson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MGE ENERGY, INC.
Ticker: MGEE Security ID: 55277P104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcia M. Anderson For For Management
1.2 Elect Director Jeffrey M. Keebler For For Management
1.3 Elect Director Gary J. Wolter For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MGP INGREDIENTS, INC.
Ticker: MGPI Security ID: 55303J106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Neha J. Clark For For Management
1b Elect Director Thomas A. Gerke For For Management
1c Elect Director Donn Lux For For Management
1d Elect Director Kevin S. Rauckman For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICROSTRATEGY INCORPORATED
Ticker: MSTR Security ID: 594972408
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Saylor For Withhold Management
1.2 Elect Director Stephen X. Graham For For Management
1.3 Elect Director Jarrod M. Patten For For Management
1.4 Elect Director Leslie J. Rechan For For Management
1.5 Elect Director Carl J. Rickertsen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MID PENN BANCORP, INC.
Ticker: MPB Security ID: 59540G107
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Grubic For For Management
1.2 Elect Director Donald F. Kiefer For Withhold Management
1.3 Elect Director John E. Noone For For Management
1.4 Elect Director Noble C. Quandel, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Restricted Stock Plan For For Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MID PENN BANCORP, INC.
Ticker: MPB Security ID: 59540G107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly J. Brumbaugh For For Management
1.2 Elect Director Gregory M. Kerwin For For Management
1.3 Elect Director Rory G. Ritrievi For For Management
1.4 Elect Director David E. Sparks For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
MIDDLESEX WATER COMPANY
Ticker: MSEX Security ID: 596680108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis W. Doll For For Management
1.2 Elect Director Kim C. Hanemann For For Management
1.3 Elect Director Ann L. Noble For For Management
1.4 Elect Director Joshua Bershad For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Baker Tilly US, LLP as Auditor For For Management
--------------------------------------------------------------------------------
MIDLAND STATES BANCORP, INC.
Ticker: MSBI Security ID: 597742105
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey G. Ludwig For For Management
1.2 Elect Director Deborah A. Golden For Against Management
1.3 Elect Director Dwight A. Miller For For Management
1.4 Elect Director Robert F. Schultz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
MIDWESTONE FINANCIAL GROUP, INC.
Ticker: MOFG Security ID: 598511103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Donohue For For Management
1.2 Elect Director Richard J. Hartig For For Management
1.3 Elect Director Nathaniel J. Kaeding For For Management
1.4 Elect Director Ruth E. Stanoch For For Management
1.5 Elect Director Kurt R. Weise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
MILESTONE SCIENTIFIC INC.
Ticker: MLSS Security ID: 59935P209
Meeting Date: DEC 08, 2020 Meeting Type: Annual
Record Date: OCT 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Bernhard For For Management
1.2 Elect Director Leonard Osser For For Management
1.3 Elect Director Leonard M. Schiller For For Management
1.4 Elect Director Michael McGeehan For For Management
1.5 Elect Director Gian Domenico Trombetta For For Management
1.6 Elect Director Neal Goldman For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Friedman LLP as Auditors For For Management
--------------------------------------------------------------------------------
MILESTONE SCIENTIFIC INC.
Ticker: MLSS Security ID: 59935P209
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Bernhard For For Management
1.2 Elect Director Leonard Osser For For Management
1.3 Elect Director Leonard M. Schiller For Withhold Management
1.4 Elect Director Michael McGeehan For For Management
1.5 Elect Director Gian Domenico Trombetta For For Management
1.6 Elect Director Neal Goldman For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Friedman LLP as Auditors For For Management
--------------------------------------------------------------------------------
MILLER INDUSTRIES, INC.
Ticker: MLR Security ID: 600551204
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore H. Ashford, III For For Management
1.2 Elect Director A. Russell Chandler, III For For Management
1.3 Elect Director William G. Miller For For Management
1.4 Elect Director William G. Miller, II For For Management
1.5 Elect Director Richard H. Roberts For For Management
1.6 Elect Director Leigh Walton For For Management
1.7 Elect Director Deborah L. Whitmire For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MIMECAST LIMITED
Ticker: MIME Security ID: G14838109
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Christopher FitzGerald For For Management
2 Elect Director Neil Murray For For Management
3 Elect Director Robert P. Schechter For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Accept Financial Statements and For For Management
Statutory Reports
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Approve Share Repurchase Program For For Management
--------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC.
Ticker: MTX Security ID: 603158106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Carmola For For Management
1b Elect Director Robert L. Clark, Jr. For For Management
1c Elect Director Marc E. Robinson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MINERVA NEUROSCIENCES, INC.
Ticker: NERV Security ID: 603380106
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Doyle For For Management
1.2 Elect Director Hans Peter Hasler For Withhold Management
2 Approve Stock Option Exchange Program For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MIRATI THERAPEUTICS, INC.
Ticker: MRTX Security ID: 60468T105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Baum For For Management
1.2 Elect Director Bruce L.A. Carter For For Management
1.3 Elect Director Julie M. Cherrington For For Management
1.4 Elect Director Aaron I. Davis For Withhold Management
1.5 Elect Director Henry J. Fuchs For For Management
1.6 Elect Director Michael Grey For Withhold Management
1.7 Elect Director Faheem Hasnain For For Management
1.8 Elect Director Craig Johnson For For Management
1.9 Elect Director Maya Martinez-Davis For For Management
1.10 Elect Director Shalini Sharp For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MIRUM PHARMACEUTICALS, INC.
Ticker: MIRM Security ID: 604749101
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurent Fischer For For Management
1.2 Elect Director Patrick Heron For For Management
1.3 Elect Director Niall O'Donnell For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MISONIX, INC.
Ticker: MSON Security ID: 604871103
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Beyer For For Management
1.2 Elect Director Michael Koby For For Management
1.3 Elect Director Paul LaViolette For Withhold Management
1.4 Elect Director Thomas M. Patton For For Management
1.5 Elect Director Stavros G. Vizirgianakis For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MISTRAS GROUP, INC.
Ticker: MG Security ID: 60649T107
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Bertolotti For For Management
1.2 Elect Director Nicholas DeBenedictis For For Management
1.3 Elect Director James J. Forese For For Management
1.4 Elect Director Richard H. Glanton For For Management
1.5 Elect Director Michelle J. Lohmeier For For Management
1.6 Elect Director Charles P. Pizzi For For Management
1.7 Elect Director Manuel N. Stamatakis For For Management
1.8 Elect Director Sotirios J. Vahaviolos For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MITEK SYSTEMS, INC.
Ticker: MITK Security ID: 606710200
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William K. "Bill" Aulet For For Management
1.2 Elect Director Scipio "Max" Carnecchia For For Management
1.3 Elect Director James C. "Jim" Hale For For Management
1.4 Elect Director Bruce E. Hansen For For Management
1.5 Elect Director Alex W. "Pete" Hart For For Management
1.6 Elect Director Kimberly S. Stevenson For For Management
1.7 Elect Director Donna C. Wells For For Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MOBILEIRON, INC.
Ticker: MOBL Security ID: 60739U204
Meeting Date: NOV 24, 2020 Meeting Type: Special
Record Date: OCT 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MODEL N, INC.
Ticker: MODN Security ID: 607525102
Meeting Date: FEB 19, 2021 Meeting Type: Annual
Record Date: DEC 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Baljit Dail For For Management
1.2 Elect Director Melissa Fisher For For Management
1.3 Elect Director Alan Henricks For For Management
2 Approve Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY
Ticker: MOD Security ID: 607828100
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric D. Ashleman For For Management
1b Elect Director Larry O. Moore For For Management
1c Elect Director Marsha C. Williams For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MODIVCARE INC.
Ticker: MODV Security ID: 60783X104
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Todd J. Carter For For Management
1b Elect Director Frank J. Wright For For Management
1c Elect Director Garth Graham For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOELIS & COMPANY
Ticker: MC Security ID: 60786M105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth Moelis For For Management
1.2 Elect Director Eric Cantor For For Management
1.3 Elect Director John A. Allison, IV For For Management
1.4 Elect Director Yolonda Richardson For For Management
1.5 Elect Director Kenneth L. Shropshire For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MOLECULAR TEMPLATES, INC.
Ticker: MTEM Security ID: 608550109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Lanfear For For Management
1.2 Elect Director Scott Morenstein For For Management
1.3 Elect Director Corsee Sanders For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MONARCH CASINO & RESORT, INC.
Ticker: MCRI Security ID: 609027107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bob Farahi For Against Management
1b Elect Director Yvette E. Landau For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MONEYGRAM INTERNATIONAL, INC.
Ticker: MGI Security ID: 60935Y208
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Antonio O. Garza For For Management
1b Elect Director Alka Gupta For For Management
1c Elect Director W. Alexander Holmes For Against Management
1d Elect Director Francisco Lorca For For Management
1e Elect Director Michael P. Rafferty For For Management
1f Elect Director Julie E. Silcock For For Management
1g Elect Director W. Bruce Turner For For Management
1h Elect Director Peggy Vaughan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MONRO, INC.
Ticker: MNRO Security ID: 610236101
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUN 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Auerbach For For Management
1.2 Elect Director Donald Glickman For For Management
1.3 Elect Director Lindsay N. Hyde For For Management
1.4 Elect Director Leah C. Johnson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MONTAGE RESOURCES CORPORATION
Ticker: MR Security ID: 61179L100
Meeting Date: NOV 12, 2020 Meeting Type: Special
Record Date: OCT 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MONTROSE ENVIRONMENTAL GROUP, INC.
Ticker: MEG Security ID: 615111101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Miguel Fernandez de For For Management
Castro
1.2 Elect Director Vijay Manthripragada For For Management
1.3 Elect Director Robin L. Newmark For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MOOG INC.
Ticker: MOG.A Security ID: 615394202
Meeting Date: FEB 09, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Janet M. Coletti For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MORPHIC HOLDING, INC.
Ticker: MORF Security ID: 61775R105
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gustav Christensen For For Management
1.2 Elect Director Martin Edwards For For Management
1.3 Elect Director Susannah Gray For For Management
1.4 Elect Director Amir Nashat For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOTORCAR PARTS OF AMERICA, INC.
Ticker: MPAA Security ID: 620071100
Meeting Date: SEP 02, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Selwyn Joffe For For Management
1b Elect Director Scott J. Adelson For For Management
1c Elect Director David Bryan For For Management
1d Elect Director Rudolph J. Borneo For For Management
1e Elect Director Joseph Ferguson For For Management
1f Elect Director Philip Gay For For Management
1g Elect Director Duane Miller For For Management
1h Elect Director Jeffrey Mirvis For For Management
1i Elect Director Barbara L. Whittaker For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MOVADO GROUP, INC.
Ticker: MOV Security ID: 624580106
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Bridgman For Withhold Management
1.2 Elect Director Alex Grinberg For For Management
1.3 Elect Director Efraim Grinberg For Withhold Management
1.4 Elect Director Alan H. Howard For For Management
1.5 Elect Director Richard Isserman For For Management
1.6 Elect Director Ann Kirschner For Withhold Management
1.7 Elect Director Stephen Sadove For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MR. COOPER GROUP INC.
Ticker: COOP Security ID: 62482R107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jay Bray For For Management
1b Elect Director Busy Burr For For Management
1c Elect Director Robert Gidel For For Management
1d Elect Director Roy Guthrie For For Management
1e Elect Director Christopher Harrington For For Management
1f Elect Director Michael Malone For For Management
1g Elect Director Shveta Mujumdar For For Management
1h Elect Director Tagar Olson For For Management
1i Elect Director Steven Scheiwe For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MRC GLOBAL INC.
Ticker: MRC Security ID: 55345K103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rhys J. Best For For Management
1.2 Elect Director Deborah G. Adams For For Management
1.3 Elect Director Leonard M. Anthony For For Management
1.4 Elect Director Barbara J. Duganier For For Management
1.5 Elect Director Cornelis A. Linse For For Management
1.6 Elect Director Robert J. Saltiel, Jr. For For Management
1.7 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
MSG NETWORKS INC.
Ticker: MSGN Security ID: 553573106
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Cohen For Withhold Management
1.2 Elect Director Joseph J. Lhota For Withhold Management
1.3 Elect Director Joel M. Litvin For Withhold Management
1.4 Elect Director John L. Sykes For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MTS SYSTEMS CORPORATION
Ticker: MTSC Security ID: 553777103
Meeting Date: MAR 04, 2021 Meeting Type: Special
Record Date: JAN 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC.
Ticker: MLI Security ID: 624756102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory L. Christopher For For Management
1.2 Elect Director Elizabeth Donovan For For Management
1.3 Elect Director Gennaro J. Fulvio For For Management
1.4 Elect Director Gary S. Gladstein For For Management
1.5 Elect Director Scott J. Goldman For For Management
1.6 Elect Director John B. Hansen For For Management
1.7 Elect Director Terry Hermanson For For Management
1.8 Elect Director Charles P. Herzog, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MUELLER WATER PRODUCTS, INC.
Ticker: MWA Security ID: 624758108
Meeting Date: FEB 09, 2021 Meeting Type: Annual
Record Date: DEC 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shirley C. Franklin For For Management
1.2 Elect Director J. Scott Hall For For Management
1.3 Elect Director Thomas J. Hansen For For Management
1.4 Elect Director Jerry W. Kolb For For Management
1.5 Elect Director Mark J. O'Brien For For Management
1.6 Elect Director Christine Ortiz For For Management
1.7 Elect Director Bernard G. Rethore For For Management
1.8 Elect Director Lydia W. Thomas For For Management
1.9 Elect Director Michael T. Tokarz For For Management
1.10 Elect Director Stephen C. Van Arsdell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MURPHY USA INC.
Ticker: MUSA Security ID: 626755102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred L. Holliger For For Management
1.2 Elect Director James W. Keyes For For Management
1.3 Elect Director Diane N. Landen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
MUSTANG BIO, INC.
Ticker: MBIO Security ID: 62818Q104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Weiss For Withhold Management
1.2 Elect Director Lindsay A. Rosenwald For Withhold Management
1.3 Elect Director Neil Herskowitz For For Management
1.4 Elect Director Manuel Litchman For Withhold Management
1.5 Elect Director Michael J. Zelefsky For For Management
1.6 Elect Director Adam J. Chill For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
4 Increase Authorized Common Stock For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
MVB FINANCIAL CORP.
Ticker: MVBF Security ID: 553810102
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Alvarez For For Management
1.2 Elect Director W. Marston Becker For For Management
1.3 Elect Director John W. Ebert For For Management
1.4 Elect Director Kelly R. Nelson For For Management
1.5 Elect Director Anna J. Sainsbury For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
4 Other Business For Against Management
--------------------------------------------------------------------------------
MYERS INDUSTRIES, INC.
Ticker: MYE Security ID: 628464109
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yvette Dapremont Bright For For Management
1.2 Elect Director Sarah R. Coffin For For Management
1.3 Elect Director Ronald M. De Feo For For Management
1.4 Elect Director William A. Foley For For Management
1.5 Elect Director Jeffrey Kramer For For Management
1.6 Elect Director F. Jack Liebau, Jr. For For Management
1.7 Elect Director Bruce M. Lisman For For Management
1.8 Elect Director Lori Lutey For For Management
1.9 Elect Director Michael McGaugh For For Management
1.10 Elect Director William Sandbrook None None Management
*Withdrawn Resolution*
1.11 Elect Director Robert A. Stefanko For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Adopt Majority Voting Requirement for For For Management
All Matters Requiring Shareholder
Proposal
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MYR GROUP INC.
Ticker: MYRG Security ID: 55405W104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald C.I. Lucky For For Management
1.2 Elect Director Maurice E. Moore For For Management
1.3 Elect Director Shirin O'Connor For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
MYRIAD GENETICS, INC.
Ticker: MYGN Security ID: 62855J104
Meeting Date: DEC 04, 2020 Meeting Type: Annual
Record Date: OCT 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rashmi Kumar For For Management
1.2 Elect Director Dennis H. Langer For For Management
1.3 Elect Director Lee N. Newcomer For For Management
2 Amend Restricted Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MYRIAD GENETICS, INC.
Ticker: MYGN Security ID: 62855J104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director S. Louise Phanstiel For For Management
1b Elect Director Daniel M. Skovronsky For For Management
1c Elect Director Daniel K. Spiegelman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NABORS INDUSTRIES LTD.
Ticker: NBR Security ID: G6359F137
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tanya S. Beder For For Management
1.2 Elect Director Anthony R. Chase For For Management
1.3 Elect Director James R. Crane For For Management
1.4 Elect Director John P. Kotts For For Management
1.5 Elect Director Michael C. Linn For For Management
1.6 Elect Director Anthony G. Petrello For Withhold Management
1.7 Elect Director John Yearwood For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NANOSTRING TECHNOLOGIES, INC.
Ticker: NSTG Security ID: 63009R109
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elisha W. Finney For For Management
1b Elect Director Gregory Norden For For Management
1c Elect Director Janet George For For Management
1d Elect Director Charles P. Waite For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NANTHEALTH, INC.
Ticker: NH Security ID: 630104107
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Soon-Shiong For Withhold Management
1.2 Elect Director Michael S. Sitrick For For Management
1.3 Elect Director Kirk K. Calhoun For For Management
1.4 Elect Director Michael Blaszyk For For Management
1.5 Elect Director Deanna Wise For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NANTKWEST, INC.
Ticker: NK Security ID: 63016Q102
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with the For For Management
Merger
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NAPCO SECURITY TECHNOLOGIES, INC.
Ticker: NSSC Security ID: 630402105
Meeting Date: DEC 08, 2020 Meeting Type: Annual
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew J. Wilder For For Management
1.2 Elect Director Robert A. Ungar For For Management
2 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
NATERA, INC.
Ticker: NTRA Security ID: 632307104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For Withhold Management
1.2 Elect Director Steven L. Chapman For For Management
1.3 Elect Director Todd Cozzens For For Management
1.4 Elect Director Matthew Rabinowitz For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATHAN'S FAMOUS, INC.
Ticker: NATH Security ID: 632347100
Meeting Date: SEP 15, 2020 Meeting Type: Annual
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Eide For For Management
1.2 Elect Director Eric Gatoff For For Management
1.3 Elect Director Brian S. Genson For For Management
1.4 Elect Director Barry Leistner For For Management
1.5 Elect Director Andrew M. Levine For For Management
1.6 Elect Director Howard M. Lorber For For Management
1.7 Elect Director Wayne Norbitz For For Management
1.8 Elect Director A. F. Petrocelli For Withhold Management
1.9 Elect Director Charles Raich For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Marcum LLP as Auditors For For Management
4 Require a Majority Vote for the Abstain For Shareholder
Election of Directors
--------------------------------------------------------------------------------
NATIONAL BANK HOLDINGS CORPORATION
Ticker: NBHC Security ID: 633707104
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph W. Clermont For For Management
1.2 Elect Director Robert E. Dean For For Management
1.3 Elect Director Fred J. Joseph For For Management
1.4 Elect Director G. Timothy Laney For For Management
1.5 Elect Director Micho F. Spring For For Management
1.6 Elect Director Burney S. Warren, III For For Management
1.7 Elect Director Art Zeile For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NATIONAL BANKSHARES, INC.
Ticker: NKSH Security ID: 634865109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence J. Ball For For Management
1.2 Elect Director Michael E. Dye For For Management
1.3 Elect Director Mary G. Miller For For Management
1.4 Elect Director Glenn P. Reynolds For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
NATIONAL BEVERAGE CORP.
Ticker: FIZZ Security ID: 635017106
Meeting Date: OCT 02, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nick A. Caporella For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL CINEMEDIA, INC.
Ticker: NCMI Security ID: 635309107
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark B. Segall For For Management
1.2 Elect Director David E. Glazek For For Management
1.3 Elect Director Lawrence A. Goodman For For Management
1.4 Elect Director Kurt C. Hall For Withhold Management
1.5 Elect Director Juliana F. Hill For For Management
1.6 Elect Director Thomas F. Lesinski For For Management
1.7 Elect Director Donna Reisman For For Management
1.8 Elect Director Renana Teperberg For For Management
1.9 Elect Director Mark Zoradi For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NATIONAL ENERGY SERVICES REUNITED CORP.
Ticker: NESR Security ID: G6375R107
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherif Foda For For Management
1.2 Elect Director Yousef Al Nowais For For Management
1.3 Elect Director Thomas Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
NATIONAL GENERAL HOLDINGS CORP.
Ticker: NGHC Security ID: 636220303
Meeting Date: SEP 30, 2020 Meeting Type: Special
Record Date: AUG 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NATIONAL HEALTH INVESTORS, INC.
Ticker: NHI Security ID: 63633D104
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert T. Webb For For Management
1b Elect Director Charlotte A. Swafford For For Management
1c Elect Director D. Eric Mendelsohn For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL HEALTHCARE CORPORATION
Ticker: NHC Security ID: 635906100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Paul Abernathy For Withhold Management
1.2 Elect Director Robert G. Adams For For Management
--------------------------------------------------------------------------------
NATIONAL PRESTO INDUSTRIES, INC.
Ticker: NPK Security ID: 637215104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Maryjo Cohen For For Management
2 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
NATIONAL RESEARCH CORPORATION
Ticker: NRC Security ID: 637372202
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Hays For For Management
1.2 Elect Director John N. Nunnelly For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Change State of Incorporation from For For Management
Wisconsin to Delaware
5 Increase Authorized Common Stock For Against Management
6 Amend Certificate of Incorporation For For Management
Regarding Removing Restrictions on
Business Combinations
7 Opt Out of Section 203 of the Delaware For For Management
General Corporation Law
--------------------------------------------------------------------------------
NATIONAL STORAGE AFFILIATES TRUST
Ticker: NSA Security ID: 637870106
Meeting Date: MAY 24, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arlen D. Nordhagen For For Management
1b Elect Director George L. Chapman For For Management
1c Elect Director Tamara D. Fischer For For Management
1d Elect Director Paul W. Hylbert, Jr. For For Management
1e Elect Director Chad L. Meisinger For For Management
1f Elect Director Steven G. Osgood For For Management
1g Elect Director Dominic M. Palazzo For For Management
1h Elect Director Rebecca L. Steinfort For For Management
1i Elect Director Mark Van Mourick For For Management
1j Elect Director J. Timothy Warren For For Management
1k Elect Director Charles F. Wu For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL VISION HOLDINGS, INC.
Ticker: EYE Security ID: 63845R107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Reade Fahs For For Management
1.2 Elect Director Susan Somersille Johnson For For Management
1.3 Elect Director Naomi Kelman For For Management
2 Declassify the Board of Directors For For Management
3 Eliminate Supermajority Vote For For Management
Requirement
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NATIONAL WESTERN LIFE GROUP, INC.
Ticker: NWLI Security ID: 638517102
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Boone For Withhold Management
1.2 Elect Director Stephen E. Glasgow For Withhold Management
1.3 Elect Director E. J. Pederson For Withhold Management
2 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATURAL GAS SERVICES GROUP, INC.
Ticker: NGS Security ID: 63886Q109
Meeting Date: AUG 13, 2020 Meeting Type: Annual
Record Date: JUN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie Shockley Beyer For For Management
1b Elect Director Stephen C. Taylor For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATURAL GROCERS BY VITAMIN COTTAGE, INC.
Ticker: NGVC Security ID: 63888U108
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heather Isely For Withhold Management
1.2 Elect Director Kemper Isely For Withhold Management
1.3 Elect Director Edward Cerkovnik For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATUS MEDICAL INCORPORATED
Ticker: NTUS Security ID: 639050103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ilan Daskal For For Management
1b Elect Director Lisa Wipperman Heine For For Management
1c Elect Director Jonathan A. Kennedy For For Management
1d Elect Director Joshua H. Levine For For Management
1e Elect Director Barbara R. Paul For For Management
1f Elect Director Alice D. Schroeder For For Management
1g Elect Director Thomas J. Sullivan For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NAUTILUS, INC.
Ticker: NLS Security ID: 63910B102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James 'Jim' Barr, IV For For Management
1.2 Elect Director Richard A. Horn For For Management
1.3 Elect Director M. Carl Johnson, III For For Management
1.4 Elect Director Patricia 'Patty' M. Ross For For Management
1.5 Elect Director Anne G. Saunders For For Management
1.6 Elect Director Marvin G. Siegert For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
NAVIENT CORPORATION
Ticker: NAVI Security ID: 63938C108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frederick Arnold For For Management
1b Elect Director Anna Escobedo Cabral For For Management
1c Elect Director Larry A. Klane For For Management
1d Elect Director Katherine A. Lehman For For Management
1e Elect Director Linda A. Mills For For Management
1f Elect Director John (Jack) F. Remondi For For Management
1g Elect Director Jane J. Thompson For For Management
1h Elect Director Laura S. Unger For For Management
1i Elect Director David L. Yowan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NAVISTAR INTERNATIONAL CORPORATION
Ticker: NAV Security ID: 63934E108
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: JAN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3.1 Elect Director Troy A. Clarke For For Management
3.2 Elect Director Jose Maria Alapont For For Management
3.3 Elect Director Stephen R. D'Arcy For For Management
3.4 Elect Director Vincent J. Intrieri For For Management
3.5 Elect Director Mark H. Rachesky For For Management
3.6 Elect Director Christian Schulz For For Management
3.7 Elect Director Kevin M. Sheehan For For Management
3.8 Elect Director Dennis A. Suskind For For Management
3.9 Elect Director Janet T. Yeung For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify KPMG LLP as Auditors For For Management
6 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NBT BANCORP INC.
Ticker: NBTB Security ID: 628778102
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John H. Watt, Jr. For For Management
1b Elect Director Martin A. Dietrich For For Management
1c Elect Director Johanna R. Ames For For Management
1d Elect Director J. David Brown For For Management
1e Elect Director Patricia T. Civil For For Management
1f Elect Director Timothy E. Delaney For For Management
1g Elect Director James H. Douglas For For Management
1h Elect Director Andrew S. Kowalczyk, III For For Management
1i Elect Director John C. Mitchell For For Management
1j Elect Director V. Daniel Robinson, II For For Management
1k Elect Director Matthew J. Salanger For For Management
1l Elect Director Joseph A. Santangelo For For Management
1m Elect Director Lowell A. Seifter For For Management
1n Elect Director Jack H. Webb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
NEENAH, INC.
Ticker: NP Security ID: 640079109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margaret S. Dano For For Management
1b Elect Director Donna M. Costello For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NELNET, INC.
Ticker: NNI Security ID: 64031N108
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Dunlap For Against Management
1b Elect Director Preeta D. Bansal For Against Management
1c Elect Director JoAnn M. Martin For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEOGAMES SA
Ticker: NGMS Security ID: L6673X107
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Directors For For Management
4a Elect Aharon Aran as Director For For Management
4b Elect Mordechay (Moti) Malool (Malul) For For Management
as Director
4c Elect Barak Matalon as Director For For Management
4d Elect Laurent Teitgen as Director For For Management
4e Elect John E. Taylor, Jr. as Director For For Management
4f Elect Lisbeth McNabb as Director For For Management
5 Appoint BDO Audit as Auditor For For Management
6 Approve Remuneration of Directors For Against Management
7 Authorize Allen & Overy to Execute and For For Management
Deliver with Full Power of
Substitution, Any Documents Necessary
or Useful in Connection with the
Annual Filing and Registration
Required by the Luxembourg Laws
--------------------------------------------------------------------------------
NEOGEN CORPORATION
Ticker: NEOG Security ID: 640491106
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Bruce Papesh For For Management
1.2 Elect Director Ralph A. Rodriguez For For Management
1.3 Elect Director Catherine E. Woteki For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEOGENOMICS, INC.
Ticker: NEO Security ID: 64049M209
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. VanOort For For Management
1b Elect Director Mark W. Mallon For For Management
1c Elect Director Lynn A. Tetrault For For Management
1d Elect Director Bruce K. Crowther For For Management
1e Elect Director Alison L. Hannah For For Management
1f Elect Director Kevin C. Johnson For For Management
1g Elect Director Stephen M. Kanovsky For For Management
1h Elect Director Michael A. Kelly For For Management
1i Elect Director Rachel A. Stahler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEOLEUKIN THERAPEUTICS, INC.
Ticker: NLTX Security ID: 64049K104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Babler For For Management
1.2 Elect Director Erin Lavelle For For Management
1.3 Elect Director Lewis T. "Rusty" For For Management
Williams
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEOPHOTONICS CORPORATION
Ticker: NPTN Security ID: 64051T100
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Abbe For For Management
1.2 Elect Director Bandel L. Carano For For Management
1.3 Elect Director Michael J. Sophie For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NETGEAR, INC.
Ticker: NTGR Security ID: 64111Q104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick C.S. Lo For For Management
1b Elect Director Sarah S. Butterfass For For Management
1c Elect Director Laura J. Durr For For Management
1d Elect Director Jef T. Graham For For Management
1e Elect Director Bradley L. Maiorino For For Management
1f Elect Director Janice M. Roberts For For Management
1g Elect Director Gregory J. Rossmann For For Management
1h Elect Director Barbara V. Scherer For For Management
1i Elect Director Thomas H. Waechter For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC.
Ticker: NTCT Security ID: 64115T104
Meeting Date: SEP 10, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph G. Hadzima, Jr. For For Management
1.2 Elect Director Christopher Perretta For For Management
1.3 Elect Director Susan L. Spradley For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEVRO CORP.
Ticker: NVRO Security ID: 64157F103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael DeMane For For Management
1.2 Elect Director Frank Fischer For For Management
1.3 Elect Director Shawn T McCormick For For Management
1.4 Elect Director Kevin O'Boyle For For Management
1.5 Elect Director Karen Prange For For Management
1.6 Elect Director Brad Vale For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEW JERSEY RESOURCES CORPORATION
Ticker: NJR Security ID: 646025106
Meeting Date: JAN 20, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. William Howard, Jr. For For Management
1.2 Elect Director Donald L. Correll For For Management
1.3 Elect Director James H. For For Management
DeGraffenreidt, Jr.
1.4 Elect Director M. Susan Hardwick For For Management
1.5 Elect Director George R. Zoffinger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEW SENIOR INVESTMENT GROUP INC.
Ticker: SNR Security ID: 648691103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Norman K. Jenkins For For Management
1b Elect Director Cassia van der Hoof For For Management
Holstein
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEW YORK MORTGAGE TRUST, INC.
Ticker: NYMT Security ID: 649604501
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David R. Bock For For Management
1b Elect Director Michael B. Clement For For Management
1c Elect Director Alan L. Hainey For For Management
1d Elect Director Steven R. Mumma For For Management
1e Elect Director Steven G. Norcutt For For Management
1f Elect Director Lisa A. Pendergast For For Management
1g Elect Director Jason T. Serrano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEWAGE, INC.
Ticker: NBEV Security ID: 650194103
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent D. Willis For For Management
1.2 Elect Director Ed Brennan For For Management
1.3 Elect Director Fred W. Cooper For For Management
1.4 Elect Director Gregory Fea For For Management
1.5 Elect Director Timothy J. Haas For For Management
1.6 Elect Director Amy L. Kuzdowicz For For Management
1.7 Elect Director Alicia Syrett For For Management
2 Issue Shares in Connection with Merger For For Management
3 Increase Authorized Common Stock For For Management
4 Change State of Incorporation from For For Management
Washington to Delaware
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
7 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NEWMARK GROUP, INC.
Ticker: NMRK Security ID: 65158N102
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard W. Lutnick For Withhold Management
1.2 Elect Director Michael Snow For For Management
1.3 Elect Director Virginia S. Bauer For For Management
1.4 Elect Director Peter F. Cervinka For For Management
1.5 Elect Director Kenneth A. McIntyre For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NEWPARK RESOURCES, INC.
Ticker: NR Security ID: 651718504
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony J. Best For For Management
1b Elect Director G. Stephen Finley For For Management
1c Elect Director Paul L. Howes For For Management
1d Elect Director Roderick A. Larson For For Management
1e Elect Director Michael A. Lewis For For Management
1f Elect Director John C. Minge For For Management
1g Elect Director Rose M. Robeson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Restricted For For Management
Stock Plan
6 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
--------------------------------------------------------------------------------
NEXPOINT RESIDENTIAL TRUST, INC.
Ticker: NXRT Security ID: 65341D102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Dondero For Withhold Management
1b Elect Director Brian Mitts For For Management
1c Elect Director Edward Constantino For For Management
1d Elect Director Scott Kavanaugh For For Management
1e Elect Director Arthur Laffer For For Management
1f Elect Director Catherine Wood For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEXTCURE, INC.
Ticker: NXTC Security ID: 65343E108
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine V. Jones For Against Management
1b Elect Director Chau Q. Khuong For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEXTGEN HEALTHCARE, INC.
Ticker: NXGN Security ID: 65343C102
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. "Rusty" Frantz For For Management
1.2 Elect Director Craig A. Barbarosh For For Management
1.3 Elect Director George H. Bristol For For Management
1.4 Elect Director Julie D. Klapstein For For Management
1.5 Elect Director James C. Malone For For Management
1.6 Elect Director Jeffrey H. Margolis For For Management
1.7 Elect Director Morris Panner For For Management
1.8 Elect Director Sheldon Razin For For Management
1.9 Elect Director Lance E. Rosenzweig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEXTIER OILFIELD SOLUTIONS INC.
Ticker: NEX Security ID: 65290C105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Drummond For For Management
1b Elect Director Stuart M. Brightman For For Management
1c Elect Director Gary M. Halverson For For Management
1d Elect Director Patrick M. Murray For For Management
1e Elect Director Amy H. Nelson For For Management
1f Elect Director Melvin G. Riggs For For Management
1g Elect Director Michael Roemer For For Management
1h Elect Director James C. Stewart For For Management
1i Elect Director Scott R. Wille For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
NGM BIOPHARMACEUTICALS, INC.
Ticker: NGM Security ID: 62921N105
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jin-Long Chen For Withhold Management
1b Elect Director Roger M. Perlmutter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NI HOLDINGS, INC.
Ticker: NODK Security ID: 65342T106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William R. Devlin For Withhold Management
1.2 Elect Director Duaine C. Espegard For For Management
2 Ratify Mazars USA LLP as Auditors For For Management
--------------------------------------------------------------------------------
NIC INC.
Ticker: EGOV Security ID: 62914B100
Meeting Date: APR 19, 2021 Meeting Type: Special
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NICOLET BANKSHARES, INC.
Ticker: NCBS Security ID: 65406E102
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Atwell For For Management
1.2 Elect Director Rachel Campos-Duffy For For Management
1.3 Elect Director Michael E. Daniels For For Management
1.4 Elect Director John N. Dykema For For Management
1.5 Elect Director Terrence R. Fulwiler For For Management
1.6 Elect Director Christopher J. Ghidorzi For For Management
1.7 Elect Director Andrew F. Hetzel, Jr. For For Management
1.8 Elect Director Ann K. Lawson For For Management
1.9 Elect Director Donald J. Long, Jr. For For Management
1.10 Elect Director Dustin J. McClone For For Management
1.11 Elect Director Susan L. Merkatoris For For Management
1.12 Elect Director Oliver Pierce Smith For For Management
1.13 Elect Director Robert J. Weyers For For Management
2 Ratify Wipfli LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NKARTA, INC.
Ticker: NKTX Security ID: 65487U108
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tiba Aynechi For For Management
1.2 Elect Director Fouad Azzam For For Management
1.3 Elect Director Paul Hastings For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NLIGHT, INC.
Ticker: LASR Security ID: 65487K100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Carlisle For For Management
1.2 Elect Director Bill Gossman For For Management
1.3 Elect Director Gary Locke For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NMI HOLDINGS, INC.
Ticker: NMIH Security ID: 629209305
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley M. Shuster For For Management
1.2 Elect Director Claudia J. Merkle For For Management
1.3 Elect Director Michael Embler For For Management
1.4 Elect Director Priya Huskins For For Management
1.5 Elect Director James G. Jones For For Management
1.6 Elect Director Lynn S. McCreary For For Management
1.7 Elect Director Michael Montgomery For For Management
1.8 Elect Director Regina Muehlhauser For For Management
1.9 Elect Director Steven L. Scheid For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NN, INC.
Ticker: NNBR Security ID: 629337106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raynard D. Benvenuti For For Management
1.2 Elect Director Robert E. Brunner For For Management
1.3 Elect Director Christina E. Carroll For For Management
1.4 Elect Director Joao Faria For For Management
1.5 Elect Director Jeri J. Harman For For Management
1.6 Elect Director Shihab Kuran For For Management
1.7 Elect Director Warren A. Veltman For For Management
1.8 Elect Director Thomas H. Wilson, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Elect Director Rajeev Gautam For For Management
--------------------------------------------------------------------------------
NOODLES & COMPANY
Ticker: NDLS Security ID: 65540B105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Jones For For Management
1.2 Elect Director Drew Madsen For For Management
1.3 Elect Director Shawn Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORDIC AMERICAN TANKERS LIMITED
Ticker: NAT Security ID: G65773106
Meeting Date: DEC 18, 2020 Meeting Type: Annual
Record Date: OCT 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbjorn Hansson For Against Management
1b Elect Director James Kelly For For Management
1c Elect Director David Workman For For Management
1d Elect Director Richard H. K. Vietor For For Management
1e Elect Director Alexander Hansson For Against Management
2 Ratify KPMG AS as Auditors For For Management
--------------------------------------------------------------------------------
NORTHEAST BANK
Ticker: NBN Security ID: 66405S100
Meeting Date: NOV 13, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Glauber For For Management
1.2 Elect Director Richard Wayne For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORTHEAST BANK
Ticker: NBN Security ID: 66405S100
Meeting Date: APR 30, 2021 Meeting Type: Special
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NORTHERN OIL AND GAS, INC.
Ticker: NOG Security ID: 665531109
Meeting Date: AUG 17, 2020 Meeting Type: Special
Record Date: JUN 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Reduce Authorized Common Stock For For Management
--------------------------------------------------------------------------------
NORTHFIELD BANCORP, INC.
Ticker: NFBK Security ID: 66611T108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy C. Harrison For For Management
1.2 Elect Director Karen J. Kessler For For Management
1.3 Elect Director Patrick L. Ryan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
NORTHRIM BANCORP, INC.
Ticker: NRIM Security ID: 666762109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry S. Cash For For Management
1.2 Elect Director Anthony Drabek For For Management
1.3 Elect Director Karl L. Hanneman For For Management
1.4 Elect Director David W. Karp For For Management
1.5 Elect Director David J. McCambridge For For Management
1.6 Elect Director Joseph P. Marushack For For Management
1.7 Elect Director Krystal M. Nelson For For Management
1.8 Elect Director Joseph M. Schierhorn For For Management
1.9 Elect Director Aaron M. Schutt For For Management
1.10 Elect Director John C. Swalling For For Management
1.11 Elect Director Linda C. Thomas For For Management
1.12 Elect Director David G. Wight For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORTHWEST BANCSHARES, INC.
Ticker: NWBI Security ID: 667340103
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deborah J. Chadsey For For Management
1.2 Elect Director Wilbur R. Davis For For Management
1.3 Elect Director Timothy M. Hunter For For Management
1.4 Elect Director David M. Tullio For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORTHWEST NATURAL HOLDING COMPANY
Ticker: NWN Security ID: 66765N105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy P. Boyle For For Management
1.2 Elect Director Monica Enand For For Management
1.3 Elect Director Dave McCurdy For For Management
1.4 Elect Director Malia H. Wasson For For Management
1.5 Elect Director Karen Lee For For Management
1.6 Elect Director Nathan I. Partain For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY
Ticker: NWPX Security ID: 667746101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amanda Kulesa For For Management
1b Elect Director Keith Larson For For Management
1c Elect Director Richard Roman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORTHWESTERN CORPORATION
Ticker: NWE Security ID: 668074305
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony T. Clark For For Management
1.2 Elect Director Dana J. Dykhouse For For Management
1.3 Elect Director Jan R. Horsfall For For Management
1.4 Elect Director Britt E. Ide For For Management
1.5 Elect Director Linda G. Sullivan For For Management
1.6 Elect Director Robert C. Rowe For For Management
1.7 Elect Director Mahvash Yazdi For For Management
1.8 Elect Director Jeffrey W. Yingling For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
NORWOOD FINANCIAL CORP.
Ticker: NWFL Security ID: 669549107
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis J. Critelli For For Management
1.2 Elect Director William W. Davis, Jr. For Withhold Management
1.3 Elect Director Meg L. Hungerford For For Management
2 Ratify S.R. Snodgrass, P.C. as Auditor For For Management
--------------------------------------------------------------------------------
NOVAGOLD RESOURCES INC.
Ticker: NG Security ID: 66987E206
Meeting Date: MAY 12, 2021 Meeting Type: Annual/Special
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine Dorward-King For For Management
1b Elect Director Sharon Dowdall For For Management
1c Elect Director Diane Garrett For For Management
1d Elect Director Thomas Kaplan For For Management
1e Elect Director Gregory Lang For For Management
1f Elect Director Igor Levental For For Management
1g Elect Director Kalidas Madhavpeddi For For Management
1h Elect Director Clynton Nauman For For Management
1i Elect Director Ethan Schutt For For Management
1j Elect Director Anthony Walsh For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Articles For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NOVANTA INC.
Ticker: NOVT Security ID: 67000B104
Meeting Date: MAY 13, 2021 Meeting Type: Annual/Special
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lonny J. Carpenter For For Management
1B Elect Director Deborah DiSanzo For For Management
1C Elect Director Matthijs Glastra For For Management
1D Elect Director Brian D. King For For Management
1E Elect Director Ira J. Lamel For For Management
1F Elect Director Maxine L. Mauricio For For Management
1G Elect Director Katherine A. Owen For For Management
1H Elect Director Thomas N. Secor For For Management
1I Elect Director Frank A. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Amend By-Law Number 1 For For Management
6 Authorize New Class of Blank Check For For Management
Preferred Stock
--------------------------------------------------------------------------------
NOVAVAX, INC.
Ticker: NVAX Security ID: 670002401
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Douglas For For Management
1b Elect Director Margaret G. McGlynn For For Management
1c Elect Director David M. Mott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify April 2020 Equity Awards For For Management
5 Ratify June 2020 Equity Awards For For Management
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NOW INC.
Ticker: DNOW Security ID: 67011P100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Terry Bonno For For Management
1B Elect Director David Cherechinsky For For Management
1C Elect Director Galen Cobb For For Management
1D Elect Director James Crandell For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NURIX THERAPEUTICS, INC.
Ticker: NRIX Security ID: 67080M103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Lacey For For Management
1.2 Elect Director Julia P. Gregory For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: SEP 10, 2020 Meeting Type: Special
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vickie L. Capps For For Management
1.2 Elect Director John A. DeFord For For Management
1.3 Elect Director R. Scott Huennekens For For Management
1.4 Elect Director Siddhartha C. Kadia For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NV5 GLOBAL, INC.
Ticker: NVEE Security ID: 62945V109
Meeting Date: AUG 22, 2020 Meeting Type: Annual
Record Date: JUN 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dickerson Wright For For Management
1.2 Elect Director Alexander A. Hockman For For Management
1.3 Elect Director MaryJo E. O'Brien For For Management
1.4 Elect Director William D. Pruitt For For Management
1.5 Elect Director Gerald J. Salontai For For Management
1.6 Elect Director Francois Tardan For For Management
1.7 Elect Director Laurie Conner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NV5 GLOBAL, INC.
Ticker: NVEE Security ID: 62945V109
Meeting Date: JUN 05, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dickerson Wright For For Management
1.2 Elect Director Alexander A. Hockman For For Management
1.3 Elect Director MaryJo O'Brien For For Management
1.4 Elect Director William D. Pruitt For For Management
1.5 Elect Director Francois Tardan For For Management
1.6 Elect Director Laurie Conner For For Management
1.7 Elect Director Michael Renshaw For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NVE CORPORATION
Ticker: NVEC Security ID: 629445206
Meeting Date: AUG 06, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence W. Glarner For For Management
1.2 Elect Director Daniel A. Baker For For Management
1.3 Elect Director Patricia M. Hollister For For Management
1.4 Elect Director Richard W. Kramp For For Management
1.5 Elect Director Gary R. Maharaj For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Boulay PLLP as Auditors For For Management
--------------------------------------------------------------------------------
NYMOX PHARMACEUTICAL CORPORATION
Ticker: NYMX Security ID: P73398102
Meeting Date: DEC 21, 2020 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Paul Averback, Randall Lanham, For Withhold Management
James G. Robinson, David Morse, and
Richard Cutler as Directors
2 Approve TPS Thayer, Chartered For For Management
Accountants as Auditors and Authorize
Board to Fix Their Remuneration
3 Ratify All Acts of Directors For For Management
--------------------------------------------------------------------------------
O-I GLASS, INC.
Ticker: OI Security ID: 67098H104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Chapin For For Management
1b Elect Director Gordon J. Hardie For For Management
1c Elect Director Peter S. Hellman For For Management
1d Elect Director John Humphrey For For Management
1e Elect Director Anastasia D. Kelly For For Management
1f Elect Director Andres A. Lopez For For Management
1g Elect Director Alan J. Murray For For Management
1h Elect Director Hari N. Nair For For Management
1i Elect Director Joseph D. Rupp For For Management
1j Elect Director Catherine I. Slater For For Management
1k Elect Director John H. Walker For For Management
1l Elect Director Carol A. Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OAK VALLEY BANCORP
Ticker: OVLY Security ID: 671807105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald L. Barton For For Management
1.2 Elect Director Lynn R. Dickerson For For Management
1.3 Elect Director Thomas A. Haidlen For For Management
1.4 Elect Director Daniel J. Leonard For For Management
1.5 Elect Director Ronald C. Martin For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Karen H. Beachy For For Management
1b Elect Director Deanna L. Goodwin For For Management
1c Elect Director Kavitha Velusamy For For Management
1d Elect Director Steven A. Webster For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OCEANFIRST FINANCIAL CORP.
Ticker: OCFC Security ID: 675234108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angelo J. Catania For For Management
1.2 Elect Director Anthony R. Coscia For For Management
1.3 Elect Director Michael D. Devlin For For Management
1.4 Elect Director Jack M. Farris For For Management
1.5 Elect Director Kimberly M. Guadagno For For Management
1.6 Elect Director Nicos Katsoulis For For Management
1.7 Elect Director John K. Lloyd For For Management
1.8 Elect Director Christopher D. Maher For For Management
1.9 Elect Director William D. Moss For For Management
1.10 Elect Director Joseph M. Murphy, Jr. For For Management
1.11 Elect Director Steven M. Scopellite For For Management
1.12 Elect Director Grace C. Torres For For Management
1.13 Elect Director Patricia L. Turner For For Management
1.14 Elect Director Grace M. Vallacchi For For Management
1.15 Elect Director John E. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OCULAR THERAPEUTIX, INC.
Ticker: OCUL Security ID: 67576A100
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Antony Mattessich For For Management
1.2 Elect Director Charles Warden For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ODONATE THERAPEUTICS, INC.
Ticker: ODT Security ID: 676079106
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Tang For For Management
1.2 Elect Director Aaron Davis For Against Management
1.3 Elect Director Craig Johnson For For Management
1.4 Elect Director Laura Johnson For For Management
1.5 Elect Director Robert Rosen For For Management
2 Ratify Baker Tilly US, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OFFICE PROPERTIES INCOME TRUST
Ticker: OPI Security ID: 67623C109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Lamkin For For Management
1.2 Elect Director Elena B. Poptodorova For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
OFG BANCORP
Ticker: OFG Security ID: 67103X102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian S. Inclan For For Management
1.2 Elect Director Jose R. Fernandez For For Management
1.3 Elect Director Jorge Colon-Gerena For For Management
1.4 Elect Director Nestor de Jesus For For Management
1.5 Elect Director Susan Harnett For For Management
1.6 Elect Director Pedro Morazzani For For Management
1.7 Elect Director Edwin Perez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OHIO VALLEY BANC CORP.
Ticker: OVBC Security ID: 677719106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anna P. Barnitz For For Management
1.2 Elect Director Brent R. Eastman For For Management
1.3 Elect Director Thomas E. Wiseman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
OIL STATES INTERNATIONAL, INC.
Ticker: OIS Security ID: 678026105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director E. Joseph Wright For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA
Ticker: ODC Security ID: 677864100
Meeting Date: DEC 08, 2020 Meeting Type: Annual
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen-Blair Chube For For Management
1.2 Elect Director Paul M. Hindsley For For Management
1.3 Elect Director Daniel S. Jaffee For Withhold Management
1.4 Elect Director Michael A. Nemeroff For Withhold Management
1.5 Elect Director George C. Roeth For For Management
1.6 Elect Director Allan H. Selig For Withhold Management
1.7 Elect Director Paul E. Suckow For For Management
1.8 Elect Director Lawrence E. Washow For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OLD NATIONAL BANCORP
Ticker: ONB Security ID: 680033107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew E. Goebel For For Management
1.2 Elect Director Jerome F. Henry, Jr. For For Management
1.3 Elect Director Daniel S. Hermann For For Management
1.4 Elect Director Ryan C. Kitchell For For Management
1.5 Elect Director Phelps L. Lambert For For Management
1.6 Elect Director Austin M. Ramirez For For Management
1.7 Elect Director James C. Ryan, III For For Management
1.8 Elect Director Thomas E. Salmon For For Management
1.9 Elect Director Randall T. Shepard For For Management
1.10 Elect Director Rebecca S. Skillman For For Management
1.11 Elect Director Derrick J. Stewart For For Management
1.12 Elect Director Katherine E. White For For Management
1.13 Elect Director Linda E. White For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Prior Awards Made Under the For For Management
Amended and Restated 2008 Incentive
Compensation Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLD SECOND BANCORP, INC.
Ticker: OSBC Security ID: 680277100
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUN 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William Kane For For Management
1b Elect Director John Ladowicz For For Management
1c Elect Director Patti Temple Rocks For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
OLD SECOND BANCORP, INC.
Ticker: OSBC Security ID: 680277100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Eccher For For Management
1b Elect Director Barry Finn For For Management
1c Elect Director Hugh McLean For For Management
1d Elect Director James Tapscott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
OLEMA PHARMACEUTICALS, INC.
Ticker: OLMA Security ID: 68062P106
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian Clark For For Management
1.2 Elect Director Sandra J. Horning For For Management
1.3 Elect Director Gorjan Hrustanovic For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLYMPIC STEEL, INC.
Ticker: ZEUS Security ID: 68162K106
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Siegal For For Management
1.2 Elect Director Arthur F. Anton For For Management
1.3 Elect Director Richard T. Marabito For For Management
1.4 Elect Director Michael G. Rippey For For Management
1.5 Elect Director Vanessa L. Whiting For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
OMEGA FLEX, INC.
Ticker: OFLX Security ID: 682095104
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stewart B. Reed For Withhold Management
1.2 Elect Director David K. Evans For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
OMEROS CORPORATION
Ticker: OMER Security ID: 682143102
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Bumol For For Management
1b Elect Director Gregory A. Demopulos For For Management
1c Elect Director Leroy E. Hood For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OMNICELL, INC.
Ticker: OMCL Security ID: 68213N109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall A. Lipps For For Management
1.2 Elect Director Vance B. Moore For For Management
1.3 Elect Director Mark W. Parrish For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ONCOCYTE CORPORATION
Ticker: OCX Security ID: 68235C107
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald Andrews For For Management
1.2 Elect Director Andrew Arno For For Management
1.3 Elect Director Jennifer Levin Carter For For Management
1.4 Elect Director Melinda Griffith For For Management
1.5 Elect Director Alfred D. Kingsley For Withhold Management
1.6 Elect Director Andrew J. Last For For Management
1.7 Elect Director Cavan Redmond For For Management
2 Ratify OUM & Co., LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Change Company Name to Oncocyte For For Management
Corporation
5 Amend Omnibus Stock Plan For For Management
6 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ONCORUS, INC.
Ticker: ONCR Security ID: 68236R103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore (Ted) Ashburn For For Management
1.2 Elect Director Scott Canute For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONE GAS, INC.
Ticker: OGS Security ID: 68235P108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Evans For For Management
1.2 Elect Director John W. Gibson For For Management
1.3 Elect Director Tracy E. Hart For For Management
1.4 Elect Director Michael G. Hutchinson For For Management
1.5 Elect Director Pattye L. Moore For For Management
1.6 Elect Director Pierce H. Norton, II For For Management
1.7 Elect Director Eduardo A. Rodriguez For For Management
1.8 Elect Director Douglas H. Yaeger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ONE LIBERTY PROPERTIES, INC.
Ticker: OLP Security ID: 682406103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Gellert For For Management
1.2 Elect Director Fredric H. Gould For For Management
1.3 Elect Director Leor Siri For For Management
1.4 Elect Director Jeffrey A. Gould For For Management
1.5 Elect Director Joseph A. DeLuca For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONESPAN INC.
Ticker: OSPN Security ID: 68287N100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc D. Boroditsky For For Management
1.2 Elect Director Garry L. Capers For For Management
1.3 Elect Director Scott M. Clements For For Management
1.4 Elect Director John N. Fox, Jr. For For Management
1.5 Elect Director Jean K. Holley For For Management
1.6 Elect Director Marianne Johnson For For Management
1.7 Elect Director Alfred Nietzel For For Management
1.8 Elect Director Marc Zenner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONESPAWORLD HOLDINGS LIMITED
Ticker: OSW Security ID: P73684113
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Magliacano For Withhold Management
1b Elect Director Jeffrey E. Stiefler For Withhold Management
1c Elect Director Walter F. McLallen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONEWATER MARINE INC.
Ticker: ONEW Security ID: 68280L101
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Austin Singleton For For Management
1b Elect Director Mitchell W. Legler For Withhold Management
1c Elect Director John F. Schraudenbach For For Management
2 Approve Qualified Employee Stock For Against Management
Purchase Plan
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONTO INNOVATION, INC.
Ticker: ONTO Security ID: 683344105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leo Berlinghieri For For Management
1.2 Elect Director Edward J. Brown, Jr. For For Management
1.3 Elect Director David B. Miller For For Management
1.4 Elect Director Michael P. Plisinski For For Management
1.5 Elect Director Bruce C. Rhine For For Management
1.6 Elect Director Christopher A. Seams For For Management
1.7 Elect Director Christine A. Tsingos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OOMA, INC.
Ticker: OOMA Security ID: 683416101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Galligan For For Management
1.2 Elect Director Judi A. Hand For Withhold Management
1.3 Elect Director William D. Pearce For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
OP BANCORP
Ticker: OPBK Security ID: 67109R109
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Choi For For Management
1.2 Elect Director Ernest E. Dow For For Management
1.3 Elect Director Jason Hwang For For Management
1.4 Elect Director Soo Hun Jung For For Management
1.5 Elect Director Min J. Kim For For Management
1.6 Elect Director Ock Hee Kim For For Management
1.7 Elect Director Myung Ja (Susan) Park For For Management
1.8 Elect Director Yong Sin Shin For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
OPKO HEALTH, INC.
Ticker: OPK Security ID: 68375N103
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip Frost For For Management
1.2 Elect Director Jane H. Hsiao For For Management
1.3 Elect Director Steven D. Rubin For For Management
1.4 Elect Director Jon R. Cohen For For Management
1.5 Elect Director Robert S. Fishel For For Management
1.6 Elect Director Richard M. Krasno For For Management
1.7 Elect Director Prem A. Lachman For For Management
1.8 Elect Director Richard A. Lerner For For Management
1.9 Elect Director Roger J. Medel For For Management
1.10 Elect Director John A. Paganelli For Withhold Management
1.11 Elect Director Richard C. Pfenniger, For For Management
Jr.
1.12 Elect Director Alice Lin-Tsing Yu For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OPORTUN FINANCIAL CORPORATION
Ticker: OPRT Security ID: 68376D104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For Withhold Management
1b Elect Director Louis P. Miramontes For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OPTIMIZERX CORP.
Ticker: OPRX Security ID: 68401U204
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Will Febbo For For Management
1.2 Elect Director Gus D. Halas For For Management
1.3 Elect Director Lynn Vos For For Management
1.4 Elect Director James Lang For Withhold Management
1.5 Elect Director Patrick Spangler For For Management
1.6 Elect Director Greg Wasson For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify UHY LLP as Auditors For For Management
--------------------------------------------------------------------------------
OPTINOSE, INC.
Ticker: OPTN Security ID: 68404V100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter K. Miller For Withhold Management
1.2 Elect Director Tomas J. Heyman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OPTION CARE HEALTH, INC.
Ticker: OPCH Security ID: 68404L201
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Arlotta For For Management
1.2 Elect Director Elizabeth Q. Betten For For Management
1.3 Elect Director David W. Golding For For Management
1.4 Elect Director Harry M. Jansen For For Management
Kraemer, Jr.
1.5 Elect Director Alan Nielsen For For Management
1.6 Elect Director R. Carter Pate For For Management
1.7 Elect Director John C. Rademacher For For Management
1.8 Elect Director Nitin Sahney For For Management
1.9 Elect Director Timothy Sullivan For For Management
1.10 Elect Director Mark Vainisi For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ORASURE TECHNOLOGIES, INC.
Ticker: OSUR Security ID: 68554V108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Celano For For Management
1b Elect Director James A. Datin For For Management
1c Elect Director Lelio Marmora For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORBCOMM INC.
Ticker: ORBC Security ID: 68555P100
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome B. Eisenberg For For Management
1.2 Elect Director Marco Fuchs For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORCHID ISLAND CAPITAL, INC.
Ticker: ORC Security ID: 68571X103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert E. Cauley For For Management
1b Elect Director George H. Haas, IV For For Management
1c Elect Director W. Coleman Bitting For For Management
1d Elect Director Frank P. Filipps For For Management
1e Elect Director Paula Morabito For For Management
1f Elect Director Ava L. Parker For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ORIC PHARMACEUTICALS, INC.
Ticker: ORIC Security ID: 68622P109
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Heyman For Withhold Management
1.2 Elect Director Lori Kunkel For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ORIGIN BANCORP, INC.
Ticker: OBNK Security ID: 68621T102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D'Agostino, Jr. For For Management
1.2 Elect Director James Davison, Jr. For For Management
1.3 Elect Director A. La'Verne Edney For For Management
1.4 Elect Director Meryl Farr For For Management
1.5 Elect Director Richard Gallot, Jr. For For Management
1.6 Elect Director Stacey Goff For For Management
1.7 Elect Director Michael Jones For For Management
1.8 Elect Director Gary Luffey For For Management
1.9 Elect Director Farrell Malone For For Management
1.10 Elect Director Drake Mills For For Management
1.11 Elect Director Elizabeth Solender For For Management
1.12 Elect Director Steven Taylor For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ORION ENGINEERED CARBONS S.A.
Ticker: OEC Security ID: L72967109
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kerry A. Galvin For For Management
1.2 Elect Director Paul Huck For For Management
1.3 Elect Director Mary Lindsey For For Management
1.4 Elect Director Didier Miraton For For Management
1.5 Elect Director Yi Hyon Paik For For Management
1.6 Elect Director Corning F. Painter For For Management
1.7 Elect Director Dan F. Smith For For Management
1.8 Elect Director Hans-Dietrich Winkhaus For For Management
1.9 Elect Director Michel Wurth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Remuneration of Directors For For Management
4 Approve Annual Accounts For For Management
5 Approve Consolidated Financial For For Management
Statements and Statutory Reports
6 Approve Allocation of Income and For For Management
Dividends
7 Approve Discharge of Directors For For Management
8 Approve Discharge of Auditors For For Management
9 Ratify Ernst & Young, Luxembourg as For For Management
Auditor
10 Ratify Ernst & Young GmbH For For Management
Wirtschaftsprufungsgesellschaft and
Ernst & Young LLC
--------------------------------------------------------------------------------
ORMAT TECHNOLOGIES, INC.
Ticker: ORA Security ID: 686688102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Isaac Angel For For Management
1B Elect Director Albertus 'Bert' Bruggink For For Management
1C Elect Director Dan Falk For For Management
1D Elect Director David Granot For For Management
1E Elect Director Mike Nikkel For For Management
1F Elect Director Dafna Sharir For For Management
1G Elect Director Stanley B. Stern For For Management
1H Elect Director Hidetake Takahashi For For Management
1I Elect Director Byron G. Wong For For Management
2 Ratify Kesselman & Kesselman as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORRSTOWN FINANCIAL SERVICES, INC.
Ticker: ORRF Security ID: 687380105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Longenecker For For Management
1.2 Elect Director Andrea L. Pugh For For Management
1.3 Elect Director Floyd E. Stoner For For Management
1.4 Elect Director Linford L. Weaver For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
ORTHOFIX MEDICAL INC.
Ticker: OFIX Security ID: 68752M108
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Burzik For For Management
1.2 Elect Director Jason M. Hannon For For Management
1.3 Elect Director James F. Hinrichs For For Management
1.4 Elect Director Alexis V. Lukianov For For Management
1.5 Elect Director Lilly Marks For For Management
1.6 Elect Director Michael E. Paolucci For For Management
1.7 Elect Director Jon C. Serbousek For For Management
1.8 Elect Director John E. Sicard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ORTHOPEDIATRICS CORP.
Ticker: KIDS Security ID: 68752L100
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernie B. Berry, III For For Management
1.2 Elect Director Stephen F. Burns For For Management
1.3 Elect Director Marie C. Infante For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
OSI SYSTEMS, INC.
Ticker: OSIS Security ID: 671044105
Meeting Date: DEC 10, 2020 Meeting Type: Annual
Record Date: OCT 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deepak Chopra For For Management
1.2 Elect Director Steven C. Good For For Management
1.3 Elect Director Meyer Luskin For For Management
1.4 Elect Director William F. Ballhaus, Jr. For For Management
1.5 Elect Director James B. Hawkins For For Management
1.6 Elect Director Gerald Chizever For For Management
1.7 Elect Director Kelli Bernard For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OTTER TAIL CORPORATION
Ticker: OTTR Security ID: 689648103
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen M. Bohn For For Management
1.2 Elect Director Charles S. MacFarlane For For Management
1.3 Elect Director Thomas J. Webb For For Management
2 Approve the Increase in the Maximum For For Management
Number of Directors from Nine to Eleven
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
OUTSET MEDICAL, INC.
Ticker: OM Security ID: 690145107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie Trigg For For Management
1b Elect Director Karen Drexler For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OVERSEAS SHIPHOLDING GROUP, INC.
Ticker: OSG Security ID: 69036R863
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca DeLaet For For Management
1.2 Elect Director Joseph I. Kronsberg For For Management
1.3 Elect Director Anja L. Manuel For For Management
1.4 Elect Director Samuel H. Norton For For Management
1.5 Elect Director John P. Reddy For For Management
1.6 Elect Director Julie E. Silcock For For Management
1.7 Elect Director Gary Eugene Taylor For For Management
1.8 Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
OVERSTOCK.COM, INC.
Ticker: OSTK Security ID: 690370101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barclay F. Corbus For For Management
1.2 Elect Director Jonathan E. Johnson, III For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
OVID THERAPEUTICS INC.
Ticker: OVID Security ID: 690469101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Barbara Duncan For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OVINTIV INC.
Ticker: OVV Security ID: 69047Q102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter A. Dea For For Management
1b Elect Director Meg A. Gentle For For Management
1c Elect Director Howard J. Mayson For For Management
1d Elect Director Lee A. McIntire For For Management
1e Elect Director Katherine L. Minyard For For Management
1f Elect Director Steven W. Nance For For Management
1g Elect Director Suzanne P. Nimocks For For Management
1h Elect Director Thomas G. Ricks For For Management
1i Elect Director Brian G. Shaw For For Management
1j Elect Director Douglas J. Suttles For For Management
1k Elect Director Bruce G. Waterman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
OWENS & MINOR, INC.
Ticker: OMI Security ID: 690732102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aster Angagaw For For Management
1.2 Elect Director Mark A. Beck For For Management
1.3 Elect Director Gwendolyn M. Bingham For For Management
1.4 Elect Director Robert J. Henkel For For Management
1.5 Elect Director Stephen W. Klemash For For Management
1.6 Elect Director Mark F. McGettrick For For Management
1.7 Elect Director Edward A. Pesicka For For Management
1.8 Elect Director Michael C. Riordan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC.
Ticker: OXM Security ID: 691497309
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Chubb, III For For Management
1.2 Elect Director John R. Holder For For Management
1.3 Elect Director Stephen S. Lanier For For Management
1.4 Elect Director Clarence H. Smith For For Management
1.5 Elect Director Milford W. McGuirt For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OYSTER POINT PHARMA, INC.
Ticker: OYST Security ID: 69242L106
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ali Behbahani For Withhold Management
1.2 Elect Director Benjamin Tsai For For Management
1.3 Elect Director Aimee Weisner For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
P.A.M. TRANSPORTATION SERVICES, INC.
Ticker: PTSI Security ID: 693149106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Bishop For For Management
1.2 Elect Director Frederick P. Calderone For Withhold Management
1.3 Elect Director W. Scott Davis For For Management
1.4 Elect Director Edwin J. Lukas For Withhold Management
1.5 Elect Director Franklin H. McLarty For For Management
1.6 Elect Director H. Pete Montano For For Management
1.7 Elect Director Matthew J. Moroun For Withhold Management
1.8 Elect Director Matthew T. Moroun For Withhold Management
1.9 Elect Director Joseph A. Vitiritto For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Ticker: PACB Security ID: 69404D108
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christian O. Henry For For Management
1.2 Elect Director John F. Milligan For For Management
1.3 Elect Director Lucy Shapiro For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
Ticker: PACB Security ID: 69404D108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy Livingston For For Management
1.2 Elect Director Marshall Mohr For For Management
1.3 Elect Director Hannah A. Valantine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC.
Ticker: PPBI Security ID: 69478X105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ayad A. Fargo For For Management
1b Elect Director Steven R. Gardner For For Management
1c Elect Director Joseph L. Garrett For For Management
1d Elect Director Jeffrey C. Jones For For Management
1e Elect Director M. Christian Mitchell For For Management
1f Elect Director Barbara S. Polsky For For Management
1g Elect Director Zareh H. Sarrafian For For Management
1h Elect Director Jaynie Miller Studenmund For For Management
1i Elect Director Cora M. Tellez For For Management
1j Elect Director Richard C. Thomas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
PACIRA BIOSCIENCES, INC.
Ticker: PCRX Security ID: 695127100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura Brege For For Management
1.2 Elect Director Mark I. Froimson For For Management
1.3 Elect Director Mark A. Kronenfeld For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PACTIV EVERGREEN, INC.
Ticker: PTVE Security ID: 69526K105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Rich For For Management
1.2 Elect Director LeighAnne Baker For For Management
1.3 Elect Director Allen Hugli For Withhold Management
1.4 Elect Director Michael King For For Management
1.5 Elect Director Rolf Stangl For For Management
1.6 Elect Director Felicia Thornton For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PAE, INC.
Ticker: PAE Security ID: 69290Y109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Hendrickson For Withhold Management
1.2 Elect Director Mary M. Jackson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PALATIN TECHNOLOGIES, INC.
Ticker: PTN Security ID: 696077403
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl Spana For For Management
1.2 Elect Director John K.A. Prendergast For Withhold Management
1.3 Elect Director Robert K. deVeer, Jr. For For Management
1.4 Elect Director J. Stanley Hull For For Management
1.5 Elect Director Alan W. Dunton For For Management
1.6 Elect Director Angela Rossetti For For Management
1.7 Elect Director Arlene M. Morris For For Management
1.8 Elect Director Anthony M. Manning For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
PALOMAR HOLDINGS, INC.
Ticker: PLMR Security ID: 69753M105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Taketa For Withhold Management
1.2 Elect Director Catriona M. Fallon For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PAPA JOHN'S INTERNATIONAL, INC.
Ticker: PZZA Security ID: 698813102
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher L. Coleman For For Management
1b Elect Director Olivia F. Kirtley For For Management
1c Elect Director Laurette T. Koellner For For Management
1d Elect Director Robert M. Lynch For For Management
1e Elect Director Jocelyn C. Mangan For For Management
1f Elect Director Sonya E. Medina For For Management
1g Elect Director Shaquille R. O'Neal For For Management
1h Elect Director Anthony M. Sanfilippo For For Management
1i Elect Director Jeffrey C. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAR PACIFIC HOLDINGS, INC.
Ticker: PARR Security ID: 69888T207
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Silberman For For Management
1.2 Elect Director Melvyn Klein For For Management
1.3 Elect Director Curtis Anastasio For For Management
1.4 Elect Director Timothy Clossey For For Management
1.5 Elect Director L. Melvin Cooper For For Management
1.6 Elect Director Walter Dods For For Management
1.7 Elect Director Katherine Hatcher For For Management
1.8 Elect Director Joseph Israel For For Management
1.9 Elect Director William Monteleone For For Management
1.10 Elect Director William Pate For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PAR TECHNOLOGY CORPORATION
Ticker: PAR Security ID: 698884103
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Savneet Singh For For Management
1b Elect Director Keith E. Pascal For For Management
1c Elect Director Douglas G. Rauch For For Management
1d Elect Director Cynthia A. Russo For For Management
1e Elect Director Narinder Singh For For Management
1f Elect Director James C. Stoffel For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Approve Issuance of Shares for a For For Management
Private Placement Upon Exercise of the
Assumed Unvested Options
5 Approve Issuance of Shares for a For For Management
Private Placement Upon Exercise of the
Warrant
6 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PARATEK PHARMACEUTICALS, INC.
Ticker: PRTK Security ID: 699374302
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rolf K. Hoffmann For For Management
1.2 Elect Director Kristine Peterson For For Management
1.3 Elect Director Jeffrey Stein For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PARK AEROSPACE CORP.
Ticker: PKE Security ID: 70014A104
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dale E. Blanchfield For For Management
1b Elect Director Emily J. Groehl For For Management
1c Elect Director Brian E. Shore For For Management
1d Elect Director Carl W. Smith For For Management
1e Elect Director Steven T. Warshaw For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
PARK NATIONAL CORPORATION
Ticker: PRK Security ID: 700658107
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. William Englefield, For For Management
IV
1b Elect Director Jason N. Judd For For Management
1c Elect Director David L. Trautman For For Management
1d Elect Director Leon Zazworsky For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
PARK-OHIO HOLDINGS CORP.
Ticker: PKOH Security ID: 700666100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew V. Crawford For For Management
1.2 Elect Director Ronna Romney For Withhold Management
1.3 Elect Director James W. Wert For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PARKE BANCORP, INC.
Ticker: PKBK Security ID: 700885106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Dalton For For Management
1.2 Elect Director Arret F. Dobson For For Management
1.3 Elect Director Anthony J. Jannetti For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
PARSONS CORPORATION
Ticker: PSN Security ID: 70202L102
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark K. Holdsworth For Withhold Management
1.2 Elect Director Steven F. Leer For For Management
1.3 Elect Director M. Christian Mitchell For For Management
1.4 Elect Director David C. Wajsgras For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PARTY CITY HOLDCO INC.
Ticker: PRTY Security ID: 702149105
Meeting Date: JUL 02, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Collins For Withhold Management
1.2 Elect Director James G. Conroy For For Management
1.3 Elect Director William S. Creekmuir For For Management
1.4 Elect Director John A. Frascotti For For Management
1.5 Elect Director James M. Harrison For For Management
1.6 Elect Director Lisa K. Klinger For For Management
1.7 Elect Director Norman S. Matthews For Withhold Management
1.8 Elect Director Michelle For For Management
Millstone-Shroff
1.9 Elect Director Morry J. Weiss For Withhold Management
1.10 Elect Director Bradley M. Weston For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Reverse Stock Split For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PASSAGE BIO, INC.
Ticker: PASG Security ID: 702712100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Goldsmith For For Management
1.2 Elect Director Derrell D. Porter For For Management
1.3 Elect Director Tadataka Yamada For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PATRICK INDUSTRIES, INC.
Ticker: PATK Security ID: 703343103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Cerulli For For Management
1.2 Elect Director Todd M. Cleveland For For Management
1.3 Elect Director John A. Forbes For For Management
1.4 Elect Director Michael A. Kitson For For Management
1.5 Elect Director Pamela R. Klyn For For Management
1.6 Elect Director Derrick B. Mayes For For Management
1.7 Elect Director Andy L. Nemeth For For Management
1.8 Elect Director Denis G. Suggs For For Management
1.9 Elect Director M. Scott Welch For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PATTERSON COMPANIES, INC.
Ticker: PDCO Security ID: 703395103
Meeting Date: SEP 14, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Buck For For Management
1b Elect Director Alex N. Blanco For For Management
1c Elect Director Jody H. Feragen For For Management
1d Elect Director Robert C. Frenzel For For Management
1e Elect Director Francis J. Malecha For For Management
1f Elect Director Ellen A. Rudnick For For Management
1g Elect Director Neil A. Schrimsher For For Management
1h Elect Director Mark S. Walchirk For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tiffany (TJ) Thom Cepak For For Management
1.2 Elect Director Michael W. Conlon For For Management
1.3 Elect Director William A. Hendricks, For For Management
Jr.
1.4 Elect Director Curtis W. Huff For For Management
1.5 Elect Director Terry H. Hunt For For Management
1.6 Elect Director Janeen S. Judah For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PAVMED INC.
Ticker: PAVM Security ID: 70387R106
Meeting Date: MAR 04, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.A Approve Issuance of Shares to Alto For For Management
Opportunity Master Fund, SPC
1.B Approve Issuance of Shares of Common For For Management
Stock to Alto B under the Senior
Secured Convertible Note Issued by the
Company in August 2020
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PAVMED INC.
Ticker: PAVM Security ID: 70387R106
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Cox For Withhold Management
1.2 Elect Director Debra J. White For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For Against Management
Purchase Plan
4 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
PAYSIGN, INC.
Ticker: PAYS Security ID: 70451A104
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Newcomer For For Management
1.2 Elect Director Daniel H. Spence For For Management
1.3 Elect Director Joan M. Herman For For Management
1.4 Elect Director Dan R. Henry For For Management
1.5 Elect Director Bruce Mina For For Management
1.6 Elect Director Quinn Williams For For Management
1.7 Elect Director Dennis Triplett For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
PBF ENERGY INC.
Ticker: PBF Security ID: 69318G106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Nimbley For For Management
1b Elect Director Spencer Abraham For For Management
1c Elect Director Wayne Budd For For Management
1d Elect Director Karen Davis For For Management
1e Elect Director S. Eugene Edwards For For Management
1f Elect Director William E. Hantke For For Management
1g Elect Director Robert Lavinia For For Management
1h Elect Director Kimberly S. Lubel For For Management
1i Elect Director George E. Ogden For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PC CONNECTION, INC.
Ticker: CNXN Security ID: 69318J100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia Gallup For Withhold Management
1.2 Elect Director David Beffa-Negrini For For Management
1.3 Elect Director Barbara Duckett For For Management
1.4 Elect Director Jack Ferguson For For Management
1.5 Elect Director Gary Kinyon For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PCB BANCORP
Ticker: PCB Security ID: 69320M109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kijun Ahn For For Management
1.2 Elect Director Daniel Cho For For Management
1.3 Elect Director Haeyoung Cho For For Management
1.4 Elect Director Sarah Jun For For Management
1.5 Elect Director Henry Kim For For Management
1.6 Elect Director Sang Young Lee For For Management
1.7 Elect Director Hong Kyun "Daniel" Park For For Management
1.8 Elect Director Don Rhee For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
PCSB FINANCIAL CORPORATION
Ticker: PCSB Security ID: 69324R104
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard F. Weiss For For Management
1.2 Elect Director Karl A. Thimm For Withhold Management
1.3 Elect Director Michael T. Weber For For Management
1.4 Elect Director Marsha Gordon For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
PCTEL, INC.
Ticker: PCTI Security ID: 69325Q105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cindy K. Andreotti For For Management
1.2 Elect Director Cynthia A. Keith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
PDC ENERGY, INC.
Ticker: PDCE Security ID: 69327R101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barton R. Brookman For For Management
1.2 Elect Director Mark E. Ellis For For Management
1.3 Elect Director Paul J. Korus For For Management
1.4 Elect Director David C. Parke For For Management
1.5 Elect Director Lynn A. Peterson For For Management
1.6 Elect Director Carlos A. Sabater For For Management
1.7 Elect Director Diana L. Sands For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PDF SOLUTIONS, INC.
Ticker: PDFS Security ID: 693282105
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimon W. Michaels For For Management
1.2 Elect Director Gerald Z. Yin For For Management
1.3 Elect Director Shuo Zhang For For Management
2 Ratify BPM LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PDL BIOPHARMA, INC.
Ticker: PDLI Security ID: 69329Y104
Meeting Date: AUG 19, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David W. Gryska For For Management
1b Elect Director Elizabeth G. O'Farrell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Plan of Liquidation For For Management
4 Declassify the Board of Directors For For Management
5 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
6 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
Ticker: BTU Security ID: 704551100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bob Malone For For Management
1b Elect Director Samantha B. Algaze For For Management
1c Elect Director Andrea E. Bertone For For Management
1d Elect Director William H. Champion For For Management
1e Elect Director Nicholas J. Chirekos For For Management
1f Elect Director Stephen E. Gorman For For Management
1g Elect Director Glenn L. Kellow For For Management
1h Elect Director Joe W. Laymon For For Management
1i Elect Director David J. Miller For For Management
1j Elect Director Michael W. Sutherlin For For Management
1k Elect Director Darren R. Yeates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PEAPACK-GLADSTONE FINANCIAL CORPORATION
Ticker: PGC Security ID: 704699107
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carmen M. Bowser For For Management
1.2 Elect Director Susan A. Cole For For Management
1.3 Elect Director Anthony J. Consi, II For For Management
1.4 Elect Director Richard Daingerfield For For Management
1.5 Elect Director Edward A. Gramigna, Jr. For For Management
1.6 Elect Director Peter D. Horst For For Management
1.7 Elect Director Steven A. Kass For For Management
1.8 Elect Director Douglas L. Kennedy For For Management
1.9 Elect Director F. Duffield Meyercord For For Management
1.10 Elect Director Patrick J. Mullen For For Management
1.11 Elect Director Philip W. Smith, III For For Management
1.12 Elect Director Tony Spinelli For For Management
1.13 Elect Director Beth Welsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
PEBBLEBROOK HOTEL TRUST
Ticker: PEB Security ID: 70509V100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jon E. Bortz For For Management
1b Elect Director Cydney C. Donnell For For Management
1c Elect Director Ron E. Jackson For For Management
1d Elect Director Phillip M. Miller For For Management
1e Elect Director Michael J. Schall For For Management
1f Elect Director Bonny W. Simi For For Management
1g Elect Director Earl E. Webb For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC.
Ticker: PENN Security ID: 707569109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Handler For For Management
1.2 Elect Director John M. Jacquemin For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION
Ticker: PVAC Security ID: 70788V102
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: DEC 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares for a For For Management
Private Placement
2 Approve Change of Control as a Result For For Management
of Private Placement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION
Ticker: PVAC Security ID: 70788V102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tiffany Thom Cepak For For Management
1b Elect Director Darrin J. Henke For Against Management
1c Elect Director Darin G. Holderness For For Management
1d Elect Director Jeffrey E. Wojahn For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Increase Authorized Common Stock For Against Management
6 Amend Articles of Incorporation to For For Management
Remove Inoperative Provisions
7 Reduce Ownership Threshold for For Against Management
Shareholders to Act by Written Consent
8 Reduce Supermajority Vote Requirement For Against Management
to Approve Certain Mergers
9 Amend Articles of Incorporation to Add For For Management
Federal Forum Selection Provision
--------------------------------------------------------------------------------
PENNS WOODS BANCORP, INC.
Ticker: PWOD Security ID: 708430103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Edwards For For Management
1.2 Elect Director Leroy H. Keiler, III For For Management
1.3 Elect Director Cameron W. Kephart For For Management
1.4 Elect Director Charles E. Kranich, II For For Management
1.5 Elect Director Jill F. Schwartz For For Management
1.6 Elect Director Ronald A. Walko For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
--------------------------------------------------------------------------------
PENNYMAC FINANCIAL SERVICES, INC.
Ticker: PFSI Security ID: 70932M107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David A. Spector For For Management
1b Elect Director James K. Hunt For For Management
1c Elect Director Jonathon S. Jacobson For For Management
1d Elect Director Patrick Kinsella For For Management
1e Elect Director Anne D. McCallion For For Management
1f Elect Director Joseph Mazzella For For Management
1g Elect Director Farhad Nanji For For Management
1h Elect Director Jeffrey A. Perlowitz For For Management
1i Elect Director Lisa M. Shalett For For Management
1j Elect Director Theodore W. Tozer For For Management
1k Elect Director Emily Youssouf For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PENNYMAC MORTGAGE INVESTMENT TRUST
Ticker: PMT Security ID: 70931T103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David A. Spector For Against Management
1b Elect Director Randall D. Hadley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEOPLES BANCORP INC.
Ticker: PEBO Security ID: 709789101
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tara M. Abraham For For Management
1.2 Elect Director S. Craig Beam For For Management
1.3 Elect Director George W. Broughton For For Management
1.4 Elect Director David F. Dierker For For Management
1.5 Elect Director James S. Huggins For For Management
1.6 Elect Director Brooke W. James For For Management
1.7 Elect Director Susan D. Rector For For Management
1.8 Elect Director Charles W. Sulerzyski For For Management
1.9 Elect Director Michael N. Vittorio For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PEOPLES FINANCIAL SERVICES CORP.
Ticker: PFIS Security ID: 711040105
Meeting Date: MAY 15, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Lochen, Jr. For Against Management
1.2 Elect Director James B. Nicholas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Baker Tilly US, LLP as Auditor For For Management
--------------------------------------------------------------------------------
PERDOCEO EDUCATION CORPORATION
Ticker: PRDO Security ID: 71363P106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis H. Chookaszian For For Management
1b Elect Director Kenda B. Gonzales For For Management
1c Elect Director Patrick W. Gross For For Management
1d Elect Director William D. Hansen For For Management
1e Elect Director Gregory L. Jackson For For Management
1f Elect Director Thomas B. Lally For For Management
1g Elect Director Todd S. Nelson For For Management
1h Elect Director Leslie T. Thornton For For Management
1i Elect Director Alan D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
PERFICIENT, INC.
Ticker: PRFT Security ID: 71375U101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey S. Davis For For Management
1b Elect Director Ralph C. Derrickson For For Management
1c Elect Director David S. Lundeen For For Management
1d Elect Director Brian L. Matthews For For Management
1e Elect Director Nancy C. Pechloff For For Management
1f Elect Director Gary M. Wimberly For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PERFORMANCE FOOD GROUP COMPANY
Ticker: PFGC Security ID: 71377A103
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George L. Holm For For Management
1b Elect Director Barbara J. Beck For For Management
1c Elect Director Matthew C. Flanigan For For Management
1d Elect Director David V. Singer For For Management
1e Elect Director Meredith Adler For For Management
1f Elect Director Jeffrey M. Overly For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERSONALIS, INC.
Ticker: PSNL Security ID: 71535D106
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John West For For Management
1.2 Elect Director Alan Colowick For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PERSPECTA INC.
Ticker: PRSP Security ID: 715347100
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sanju K. Bansal For For Management
1b Elect Director Sondra L. Barbour For For Management
1c Elect Director John M. Curtis For For Management
1d Elect Director Lisa S. Disbrow For For Management
1e Elect Director Glenn A. Eisenberg For For Management
1f Elect Director Pamela O. Kimmet For For Management
1g Elect Director Ramzi M. Musallam For For Management
1h Elect Director Philip O. Nolan For For Management
1i Elect Director Betty J. Sapp For For Management
1j Elect Director Michael E. Ventling For For Management
2 Ratify Deloitte & Touche as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PERSPECTA INC.
Ticker: PRSP Security ID: 715347100
Meeting Date: MAY 05, 2021 Meeting Type: Special
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PETIQ, INC.
Ticker: PETQ Security ID: 71639T106
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald Kennedy For For Management
1b Elect Director Sheryl Oloughlin For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PETMED EXPRESS, INC.
Ticker: PETS Security ID: 716382106
Meeting Date: JUL 31, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Menderes Akdag For For Management
1b Elect Director Leslie C.G. Campbell For For Management
1c Elect Director Frank J. Formica For For Management
1d Elect Director Gian M. Fulgoni For For Management
1e Elect Director Ronald J. Korn For For Management
1f Elect Director Robert C. Schweitzer For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
PGT INNOVATIONS, INC.
Ticker: PGTI Security ID: 69336V101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney Hershberger For For Management
1b Elect Director Floyd F. Sherman For For Management
1c Elect Director Sheree L. Bargabos For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHATHOM PHARMACEUTICALS, INC.
Ticker: PHAT Security ID: 71722W107
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael F. Cola For For Management
1b Elect Director Asit Parikh For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PHIBRO ANIMAL HEALTH CORPORATION
Ticker: PAHC Security ID: 71742Q106
Meeting Date: NOV 02, 2020 Meeting Type: Annual
Record Date: SEP 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel M. Bendheim For Withhold Management
1.2 Elect Director Jonathan Bendheim For Withhold Management
1.3 Elect Director Sam Gejdenson For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PHOTRONICS, INC.
Ticker: PLAB Security ID: 719405102
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. Fiederowicz For For Management
1.2 Elect Director Peter S. Kirlin For For Management
1.3 Elect Director Daniel Liao For For Management
1.4 Elect Director Constantine S. For For Management
Macricostas
1.5 Elect Director George Macricostas For For Management
1.6 Elect Director Mary Paladino For For Management
1.7 Elect Director Mitchell G. Tyson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHREESIA, INC.
Ticker: PHR Security ID: 71944F106
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chaim Indig For For Management
1.2 Elect Director Michael Weintraub For Withhold Management
1.3 Elect Director Edward Cahill For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PHYSICIANS REALTY TRUST
Ticker: DOC Security ID: 71943U104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Thomas For For Management
1.2 Elect Director Tommy G. Thompson For For Management
1.3 Elect Director Stanton D. Anderson For For Management
1.4 Elect Director Mark A. Baumgartner For For Management
1.5 Elect Director Albert C. Black, Jr. For For Management
1.6 Elect Director William A. Ebinger For For Management
1.7 Elect Director Pamela J. Kessler For For Management
1.8 Elect Director Richard A. Weiss For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PIEDMONT OFFICE REALTY TRUST, INC.
Ticker: PDM Security ID: 720190206
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank C. McDowell For For Management
1.2 Elect Director Kelly H. Barrett For For Management
1.3 Elect Director Wesley E. Cantrell For For Management
1.4 Elect Director Glenn G. Cohen For For Management
1.5 Elect Director Barbara B. Lang For For Management
1.6 Elect Director C. Brent Smith For For Management
1.7 Elect Director Jeffrey L. Swope For For Management
1.8 Elect Director Dale H. Taysom For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PIERIS PHARMACEUTICALS, INC.
Ticker: PIRS Security ID: 720795103
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Kiener For For Management
1.2 Elect Director Christopher Kiritsy For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PING IDENTITY HOLDING CORP.
Ticker: PING Security ID: 72341T103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rod Aliabadi For Withhold Management
1.2 Elect Director Diane Gherson For For Management
1.3 Elect Director Andre Durand For For Management
1.4 Elect Director Paul Martin For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PIPER SANDLER COMPANIES
Ticker: PIPR Security ID: 724078100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Chad R. Abraham For For Management
1b Elect Director Jonathan J. Doyle For For Management
1c Elect Director William R. Fitzgerald For For Management
1d Elect Director Victoria M. Holt For For Management
1e Elect Director Thomas S. Schreier For For Management
1f Elect Director Sherry M. Smith For For Management
1g Elect Director Philip E. Soran For For Management
1h Elect Director Brian R. Sterling For For Management
1i Elect Director Scott C. Taylor For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PITNEY BOWES INC.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anne M. Busquet For For Management
1b Elect Director Robert M. (Bob) For For Management
Dutkowsky
1c Elect Director Anne Sutherland Fuchs For For Management
1d Elect Director Mary J. Steele Guilfoile For For Management
1e Elect Director S. Douglas Hutcheson For For Management
1f Elect Director Marc B. Lautenbach For For Management
1g Elect Director Michael I. Roth For For Management
1h Elect Director Linda S. Sanford For For Management
1i Elect Director David L. Shedlarz For For Management
1j Elect Director Sheila A. Stamps For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PJT PARTNERS INC.
Ticker: PJT Security ID: 69343T107
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Costos For Withhold Management
1b Elect Director Grace R. Skaugen For For Management
1c Elect Director Kenneth C. Whitney For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PLANTRONICS, INC.
Ticker: PLT Security ID: 727493108
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert Hagerty For For Management
1b Elect Director Marv Tseu For For Management
1c Elect Director Frank Baker For For Management
1d Elect Director Kathy Crusco For For Management
1e Elect Director Brian Dexheimer For For Management
1f Elect Director Gregg Hammann For For Management
1g Elect Director John Hart For For Management
1h Elect Director Guido Jouret For For Management
1i Elect Director Marshall Mohr For For Management
1j Elect Director Daniel Moloney For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For Against Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PLAYAGS, INC.
Ticker: AGS Security ID: 72814N104
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anna Massion For Withhold Management
1.2 Elect Director David Sambur For For Management
1.3 Elect Director David Lopez For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PLEXUS CORP.
Ticker: PLXS Security ID: 729132100
Meeting Date: FEB 17, 2021 Meeting Type: Annual
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Cortinovis For For Management
1.2 Elect Director Joann M. Eisenhart For For Management
1.3 Elect Director Dean A. Foate For For Management
1.4 Elect Director Rainer Jueckstock For For Management
1.5 Elect Director Peter Kelly For For Management
1.6 Elect Director Todd P. Kelsey For For Management
1.7 Elect Director Joel Quadracci For For Management
1.8 Elect Director Karen M. Rapp For For Management
1.9 Elect Director Paul A. Rooke For For Management
1.10 Elect Director Michael V. Schrock For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PLIANT THERAPEUTICS, INC.
Ticker: PLRX Security ID: 729139105
Meeting Date: JUN 29, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hoyoung Huh For Withhold Management
1b Elect Director Neil Exter For For Management
1c Elect Director David Pyott For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PLYMOUTH INDUSTRIAL REIT, INC.
Ticker: PLYM Security ID: 729640102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Barber For For Management
1.2 Elect Director Philip S. Cottone For For Management
1.3 Elect Director Richard J. DeAgazio For Withhold Management
1.4 Elect Director David G. Gaw For For Management
1.5 Elect Director John W. Guinee For For Management
1.6 Elect Director Caitlin Murphy For For Management
1.7 Elect Director Pendleton P. White, Jr. For For Management
1.8 Elect Director Jeffrey E. Witherell For For Management
2 Approve Issuance of Common Stock Upon For For Management
Conversion of Series B Convertible
Redeemable Preferred Stock
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PMV PHARMACEUTICALS, INC.
Ticker: PMVP Security ID: 69353Y103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thilo Schroeder For For Management
1.2 Elect Director Peter Thompson For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PNM RESOURCES, INC.
Ticker: PNM Security ID: 69349H107
Meeting Date: FEB 12, 2021 Meeting Type: Special
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PNM RESOURCES, INC.
Ticker: PNM Security ID: 69349H107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Vicky A. Bailey For For Management
1B Elect Director Norman P. Becker For For Management
1C Elect Director Patricia K. Collawn For For Management
1D Elect Director E. Renae Conley For For Management
1E Elect Director Alan J. Fohrer For For Management
1F Elect Director Sidney M. Gutierrez For For Management
1G Elect Director James A. Hughes For For Management
1H Elect Director Maureen T. Mullarkey For For Management
1I Elect Director Donald K. Schwanz For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC COMPANY
Ticker: POR Security ID: 736508847
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney Brown For For Management
1b Elect Director Jack Davis For For Management
1c Elect Director Kirby Dyess For For Management
1d Elect Director Mark Ganz For For Management
1e Elect Director Marie Oh Huber For For Management
1f Elect Director Kathryn Jackson For For Management
1g Elect Director Michael Lewis For For Management
1h Elect Director Michael Millegan For For Management
1i Elect Director Neil Nelson For For Management
1j Elect Director Lee Pelton For For Management
1k Elect Director Maria Pope For For Management
1l Elect Director James Torgerson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
POSEIDA THERAPEUTICS, INC.
Ticker: PSTX Security ID: 73730P108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John P. Schmid For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
POTLATCHDELTIC CORPORATION
Ticker: PCH Security ID: 737630103
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Driscoll For For Management
1b Elect Director D. Mark Leland For For Management
1c Elect Director Lenore M. Sullivan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POWELL INDUSTRIES, INC.
Ticker: POWL Security ID: 739128106
Meeting Date: FEB 17, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. McGill For For Management
1.2 Elect Director John D. White For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POWER INTEGRATIONS, INC.
Ticker: POWI Security ID: 739276103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Arienzo For For Management
1.2 Elect Director Balu Balakrishnan For For Management
1.3 Elect Director Nicholas E. Brathwaite For For Management
1.4 Elect Director Anita Ganti For For Management
1.5 Elect Director William George For For Management
1.6 Elect Director Balakrishnan S. Iyer For For Management
1.7 Elect Director Jennifer Lloyd For For Management
1.8 Elect Director Necip Sayiner For For Management
1.9 Elect Director Steven J. Sharp For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Restricted Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PQ GROUP HOLDINGS INC.
Ticker: PQG Security ID: 73943T103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Belgacem Chariag For For Management
1.2 Elect Director Greg Brenneman For Withhold Management
1.3 Elect Director Jonny Ginns For For Management
1.4 Elect Director Kyle Vann For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PRA GROUP, INC.
Ticker: PRAA Security ID: 69354N106
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vikram A. Atal For For Management
1.2 Elect Director Danielle M. Brown For For Management
1.3 Elect Director Marjorie M. Connelly For For Management
1.4 Elect Director John H. Fain For For Management
1.5 Elect Director Steven D. Fredrickson For For Management
1.6 Elect Director James A. Nussle For For Management
1.7 Elect Director Brett L. Paschke For For Management
1.8 Elect Director Kevin P. Stevenson For For Management
1.9 Elect Director Scott M. Tabakin For For Management
1.10 Elect Director Lance L. Weaver For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRAXIS PRECISION MEDICINES, INC.
Ticker: PRAX Security ID: 74006W108
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dean Mitchell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PRECIGEN, INC.
Ticker: PGEN Security ID: 74017N105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Randal Kirk For For Management
1b Elect Director Cesar Alvarez For Against Management
1c Elect Director Steven Frank For For Management
1d Elect Director Vinita Gupta For For Management
1e Elect Director Fred Hassan For For Management
1f Elect Director Jeffrey Kindler For For Management
1g Elect Director Dean Mitchell For For Management
1h Elect Director Helen Sabzevari For For Management
1i Elect Director Robert Shapiro For For Management
1j Elect Director James Turley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PRECISION BIOSCIENCES, INC.
Ticker: DTIL Security ID: 74019P108
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley R. Frankel For For Management
1.2 Elect Director Derek Jantz For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PREFERRED APARTMENT COMMUNITIES, INC.
Ticker: APTS Security ID: 74039L103
Meeting Date: NOV 19, 2020 Meeting Type: Special
Record Date: SEP 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation to For For Management
Allow Shareholders to Amend the Bylaws
2 Amend Charter to Reduce Company's Call For For Management
Option on its Series A Redeemable
Preferred Stock from 10 Years to 5
Years
--------------------------------------------------------------------------------
PREFERRED APARTMENT COMMUNITIES, INC.
Ticker: APTS Security ID: 74039L103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Steve Bartkowski For For Management
1B Elect Director John M. Cannon For For Management
1C Elect Director Gary B. Coursey For For Management
1D Elect Director Sara J. Finley For For Management
1E Elect Director Howard A. McLure For For Management
1F Elect Director Joel T. Murphy For For Management
1G Elect Director Timothy A. Peterson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PREFERRED BANK
Ticker: PFBC Security ID: 740367404
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C.Y. Cheng For For Management
1.2 Elect Director Chih-Wei Wu For For Management
1.3 Elect Director Shirley Wang For For Management
1.4 Elect Director Wayne Wu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Authorize Share Repurchase Program For For Management
5 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
PREFORMED LINE PRODUCTS COMPANY
Ticker: PLPC Security ID: 740444104
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maegan A. R. Cross For Withhold Management
1.2 Elect Director Matthew D. Frymier For For Management
1.3 Elect Director Richard R. Gascoigne For For Management
1.4 Elect Director Robert G. Ruhlman For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PRELUDE THERAPEUTICS INCORPORATED
Ticker: PRLD Security ID: 74065P101
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Friedman For Withhold Management
1.2 Elect Director David Bonita For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PREMIER FINANCIAL BANCORP, INC.
Ticker: PFBI Security ID: 74050M105
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toney K. Adkins For For Management
1.2 Elect Director Philip E. Cline For For Management
1.3 Elect Director Harry M. Hatfield For Withhold Management
1.4 Elect Director Lloyd G. Jackson, II For For Management
1.5 Elect Director Douglas V. Reynolds For For Management
1.6 Elect Director Marshall T. Reynolds For Withhold Management
1.7 Elect Director Neal W. Scaggs For Withhold Management
1.8 Elect Director Robert W. Walker For For Management
1.9 Elect Director Thomas W. Wright For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PREMIER FINANCIAL CORP.
Ticker: PFC Security ID: 74052F108
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marty E. Adams For For Management
1.2 Elect Director Donald P. Hileman For For Management
1.3 Elect Director Gary M. Small For For Management
1.4 Elect Director Samuel S. Strausbaugh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
PRESTIGE CONSUMER HEALTHCARE INC.
Ticker: PBH Security ID: 74112D101
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. Lombardi For For Management
1.2 Elect Director John E. Byom For For Management
1.3 Elect Director Gary E. Costley For For Management
1.4 Elect Director Christopher J. Coughlin For For Management
1.5 Elect Director Sheila A. Hopkins For For Management
1.6 Elect Director James M. Jenness For For Management
1.7 Elect Director Natale S. Ricciardi For For Management
1.8 Elect Director Dawn M. Zier For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PRICESMART, INC.
Ticker: PSMT Security ID: 741511109
Meeting Date: FEB 04, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherry S. Bahrambeygui For For Management
1.2 Elect Director Jeffrey Fisher For For Management
1.3 Elect Director Gordon H. Hanson For For Management
1.4 Elect Director Beatriz V. Infante For For Management
1.5 Elect Director Leon C. Janks For For Management
1.6 Elect Director Mitchell G. Lynn For For Management
1.7 Elect Director Patricia Marquez For For Management
1.8 Elect Director Robert E. Price For For Management
1.9 Elect Director David Snyder For For Management
1.10 Elect Director Edgar Zurcher For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PRIMIS FINANCIAL CORP.
Ticker: FRST Security ID: 74167B109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Y. Clagett For For Management
1.2 Elect Director Deborah B. Diaz For For Management
1.3 Elect Director Charles A. Kabbash For For Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRIMO WATER CORPORATION
Ticker: PRMW Security ID: 74167P108
Meeting Date: MAY 04, 2021 Meeting Type: Annual/Special
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Britta Bomhard For For Management
1.2 Elect Director Susan E. Cates For For Management
1.3 Elect Director Jerry Fowden For For Management
1.4 Elect Director Stephen H. Halperin For For Management
1.5 Elect Director Thomas J. Harrington For For Management
1.6 Elect Director Betty Jane (BJ) Hess For For Management
1.7 Elect Director Gregory Monahan For For Management
1.8 Elect Director Mario Pilozzi For For Management
1.9 Elect Director Billy D. Prim For For Management
1.10 Elect Director Eric Rosenfeld For For Management
1.11 Elect Director Graham W. Savage For For Management
1.12 Elect Director Steven P. Stanbrook For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Shareholder Rights Plan For For Management
5 Approve Continuance of Company For For Management
--------------------------------------------------------------------------------
PRIMORIS SERVICES CORPORATION
Ticker: PRIM Security ID: 74164F103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen C. Cook For For Management
1.2 Elect Director David L. King For For Management
1.3 Elect Director Carla S. Mashinski For For Management
1.4 Elect Director Terry D. McCallister For For Management
1.5 Elect Director Thomas E. McCormick For For Management
1.6 Elect Director Jose R. Rodriguez For For Management
1.7 Elect Director John P. Schauerman For For Management
1.8 Elect Director Robert A. Tinstman For For Management
1.9 Elect Director Patricia K. Wagner For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROASSURANCE CORPORATION
Ticker: PRA Security ID: 74267C106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. James Gorrie For For Management
1.2 Elect Director Ziad R. Haydar For For Management
1.3 Elect Director Frank A. Spinosa For For Management
1.4 Elect Director Thomas A. S. Wilson, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROG HOLDINGS, INC.
Ticker: PRG Security ID: 74319R101
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathy T. Betty For For Management
1b Elect Director Douglas C. Curling For For Management
1c Elect Director Cynthia N. Day For For Management
1d Elect Director Curtis L. Doman For For Management
1e Elect Director Steven A. Michaels For For Management
1f Elect Director Ray M. Robinson For For Management
1g Elect Director James P. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PROGRESS SOFTWARE CORPORATION
Ticker: PRGS Security ID: 743312100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Dacier For For Management
1.2 Elect Director John R. Egan For For Management
1.3 Elect Director Rainer Gawlick For For Management
1.4 Elect Director Yogesh Gupta For For Management
1.5 Elect Director Charles F. Kane For For Management
1.6 Elect Director Samskriti (Sam) Y. King For For Management
1.7 Elect Director David A. Krall For For Management
1.8 Elect Director Angela T. Tucci For For Management
1.9 Elect Director Vivian Vitale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROGYNY, INC.
Ticker: PGNY Security ID: 74340E103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger Holstein For For Management
1.2 Elect Director Jeff Park For For Management
1.3 Elect Director David Schlanger For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PROPETRO HOLDING CORP.
Ticker: PUMP Security ID: 74347M108
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip A. Gobe For For Management
1.2 Elect Director Spencer D. Armour, III For For Management
1.3 Elect Director Mark S. Berg For For Management
1.4 Elect Director Anthony J. Best For For Management
1.5 Elect Director Michele V. Choka For For Management
1.6 Elect Director Alan E. Douglas For For Management
1.7 Elect Director Jack B. Moore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROPETRO HOLDING CORP.
Ticker: PUMP Security ID: 74347M108
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip A. Gobe For For Management
1.2 Elect Director Spencer D. Armour, III For For Management
1.3 Elect Director Mark S. Berg For For Management
1.4 Elect Director Anthony J. Best For For Management
1.5 Elect Director Michele V. Choka For For Management
1.6 Elect Director Alan E. Douglas For For Management
1.7 Elect Director G. Larry Lawrence For For Management
1.8 Elect Director Jack B. Moore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROS HOLDINGS, INC.
Ticker: PRO Security ID: 74346Y103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raja Hammoud For For Management
1.2 Elect Director William Russell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROTAGONIST THERAPEUTICS, INC.
Ticker: PTGX Security ID: 74366E102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah A. O'Dowd For For Management
1.2 Elect Director William D. Waddill For For Management
1.3 Elect Director Lewis T. "Rusty" For For Management
Williams
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROTHENA CORPORATION PLC
Ticker: PRTA Security ID: G72800108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Collier For For Management
1b Elect Director Shane M. Cooke For For Management
1c Elect Director K. Anders O. Harfstrand For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Approve Reduction in Capital and For For Management
Creation of Distributable Reserves
--------------------------------------------------------------------------------
PROTO LABS, INC.
Ticker: PRLB Security ID: 743713109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert Bodor For For Management
1b Elect Director Archie C. Black For For Management
1c Elect Director Sujeet Chand For For Management
1d Elect Director Moonhie Chin For For Management
1e Elect Director Rainer Gawlick For For Management
1f Elect Director John B. Goodman For For Management
1g Elect Director Donald G. Krantz For For Management
1h Elect Director Sven A. Wehrwein For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROVENTION BIO, INC.
Ticker: PRVB Security ID: 74374N102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ashleigh Palmer For For Management
1.2 Elect Director Jeffrey Bluestone For For Management
1.3 Elect Director Avery Catlin For For Management
1.4 Elect Director Sean Doherty For For Management
1.5 Elect Director Wayne Pisano For Withhold Management
1.6 Elect Director Nancy Wysenski For For Management
1.7 Elect Director John Jenkins For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Ratify EisnerAmper LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC.
Ticker: PFS Security ID: 74386T105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursuline F. Foley For For Management
1.2 Elect Director Christopher Martin For For Management
1.3 Elect Director Robert McNerney For For Management
1.4 Elect Director John Pugliese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PRUDENTIAL BANCORP, INC.
Ticker: PBIP Security ID: 74431A101
Meeting Date: FEB 17, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Hosier For Withhold Management
1.2 Elect Director Bruce E. Miller For For Management
2 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
--------------------------------------------------------------------------------
PS BUSINESS PARKS, INC.
Ticker: PSB Security ID: 69360J107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Maria R. Hawthorne For For Management
1.3 Elect Director Jennifer Holden Dunbar For For Management
1.4 Elect Director Kristy M. Pipes For For Management
1.5 Elect Director Gary E. Pruitt For For Management
1.6 Elect Director Robert S. Rollo For For Management
1.7 Elect Director Joseph D. Russell, Jr. For For Management
1.8 Elect Director Peter Schultz For For Management
1.9 Elect Director Stephen W. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Change State of Incorporation from For For Management
California to Maryland
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PTC THERAPEUTICS, INC.
Ticker: PTCT Security ID: 69366J200
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emma Reeve For For Management
1.2 Elect Director Michael Schmertzler For For Management
1.3 Elect Director Glenn D. Steele, Jr. For For Management
1.4 Elect Director Mary Smith For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PULMONX CORPORATION
Ticker: LUNG Security ID: 745848101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Glendon E. French For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
PULSE BIOSCIENCES, INC.
Ticker: PLSE Security ID: 74587B101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth A. Clark For Against Management
1b Elect Director Robert W. Duggan For For Management
1c Elect Director Mitchell E. Levinson For For Management
1d Elect Director Manmeet S. Soni For For Management
1e Elect Director Darrin R. Uecker For For Management
1f Elect Director Richard A. van den Broek For For Management
1g Elect Director Mahkam "Maky" Zanganeh For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PUMA BIOTECHNOLOGY, INC.
Ticker: PBYI Security ID: 74587V107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan H. Auerbach For For Management
1.2 Elect Director Ann C. Miller For For Management
1.3 Elect Director Michael P. Miller For For Management
1.4 Elect Director Jay M. Moyes For For Management
1.5 Elect Director Adrian M. Senderowicz For For Management
1.6 Elect Director Brian Stuglik For For Management
1.7 Elect Director Troy E. Wilson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Auerbach Warrant Amendment to For Against Management
Extend the Terms of the Warrant Issued
to Alan H. Auerbach
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PURE CYCLE CORPORATION
Ticker: PCYO Security ID: 746228303
Meeting Date: JAN 13, 2021 Meeting Type: Annual
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Harding For For Management
1.2 Elect Director Patrick J. Beirne For For Management
1.3 Elect Director Arthur G. Epker, III For Withhold Management
1.4 Elect Director Frederick A. Fendel, III For For Management
1.5 Elect Director Peter C. Howell For For Management
1.6 Elect Director Daniel R. Kozlowski For For Management
1.7 Elect Director Jeffrey G. Sheets For For Management
2 Ratify Plante & Moran PLLC as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PURPLE INNOVATION, INC.
Ticker: PRPL Security ID: 74640Y106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pano Anthos For For Management
1.2 Elect Director Gary T. DiCamillo For For Management
1.3 Elect Director Adam Gray For For Management
1.4 Elect Director Claudia Hollingsworth For For Management
1.5 Elect Director Gary A. Kiedaisch For For Management
1.6 Elect Director Joseph B. Megibow For For Management
1.7 Elect Director Paul Zepf For For Management
1.8 Elect Director Dawn M. Zier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
PZENA INVESTMENT MANAGEMENT, INC.
Ticker: PZN Security ID: 74731Q103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Pzena For Withhold Management
1.2 Elect Director John P. Goetz For Withhold Management
1.3 Elect Director William L. Lipsey For Withhold Management
1.4 Elect Director Steven M. Galbraith For Withhold Management
1.5 Elect Director Joel M. Greenblatt For Withhold Management
1.6 Elect Director Richard P. Meyerowich For Withhold Management
1.7 Elect Director Charles D. Johnston For Withhold Management
1.8 Elect Director Shavar D. Jeffries For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
Q2 HOLDINGS, INC.
Ticker: QTWO Security ID: 74736L109
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Lynn Atchison For For Management
1.2 Elect Director Jeffrey T. Diehl For For Management
1.3 Elect Director Matthew P. Flake For For Management
1.4 Elect Director Stephen C. Hooley For For Management
1.5 Elect Director Margaret L. Taylor For For Management
1.6 Elect Director Lynn Antipas Tyson For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QAD INC.
Ticker: QADA Security ID: 74727D306
Meeting Date: JUN 21, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott J. Adelson For For Management
1b Elect Director Anton Chilton For Withhold Management
1c Elect Director Kathleen M. Crusco For Withhold Management
1d Elect Director Peter R. van Cuylenburg For Withhold Management
1e Elect Director Pamela M. Lopker For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
QCR HOLDINGS, INC.
Ticker: QCRH Security ID: 74727A104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Kay Bates For For Management
1.2 Elect Director John-Paul E. Besong For For Management
1.3 Elect Director Todd A. Gipple For For Management
1.4 Elect Director Donna J. Sorensen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
QTS REALTY TRUST, INC.
Ticker: QTS Security ID: 74736A103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chad L. Williams For For Management
1.2 Elect Director John W. Barter For For Management
1.3 Elect Director Joan A. Dempsey For For Management
1.4 Elect Director Catherine R. Kinney For For Management
1.5 Elect Director Peter A. Marino For For Management
1.6 Elect Director Scott D. Miller For For Management
1.7 Elect Director Mazen Rawashdeh For For Management
1.8 Elect Director Wayne M. Rehberger For For Management
1.9 Elect Director Philip P. Trahanas For For Management
1.10 Elect Director Stephen E. Westhead For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young as Auditors For For Management
--------------------------------------------------------------------------------
QUAD/GRAPHICS, INC.
Ticker: QUAD Security ID: 747301109
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Angelson For For Management
1.2 Elect Director Douglas P. Buth For For Management
1.3 Elect Director John C. Fowler For Withhold Management
1.4 Elect Director Stephen M. Fuller For For Management
1.5 Elect Director Christopher B. Harned For Withhold Management
1.6 Elect Director J. Joel Quadracci For Withhold Management
1.7 Elect Director Kathryn Quadracci Flores For Withhold Management
1.8 Elect Director Jay O. Rothman For Withhold Management
1.9 Elect Director John S. Shiely For For Management
--------------------------------------------------------------------------------
QUAKER CHEMICAL CORPORATION
Ticker: KWR Security ID: 747316107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael F. Barry For For Management
1b Elect Director Charlotte C. Decker For For Management
1c Elect Director Jeffry D. Frisby For For Management
1d Elect Director Michael J. Shannon For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
QUALYS, INC.
Ticker: QLYS Security ID: 74758T303
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Hank For For Management
1.2 Elect Director Sumedh S. Thakar For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
QUANEX BUILDING PRODUCTS CORPORATION
Ticker: NX Security ID: 747619104
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan F. Davis For For Management
1.2 Elect Director William C. Griffiths For For Management
1.3 Elect Director Donald R. Maier For For Management
1.4 Elect Director Meredith W. Mendes For For Management
1.5 Elect Director Joseph D. Rupp For For Management
1.6 Elect Director Curtis M. Stevens For For Management
1.7 Elect Director William E. Waltz, Jr. For For Management
1.8 Elect Director George L. Wilson For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUANTERIX CORPORATION
Ticker: QTRX Security ID: 74766Q101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin D. Madaus For Withhold Management
1.2 Elect Director Laurie J. Olson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUINSTREET, INC.
Ticker: QNST Security ID: 74874Q100
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew Glickman For For Management
1.2 Elect Director Robin Josephs For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUOTIENT LIMITED
Ticker: QTNT Security ID: G73268107
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Franz Walt For For Management
2 Elect Director Isabelle Buckle For For Management
3 Elect Director Frederick Hallsworth For For Management
4 Elect Director Catherine Larue For For Management
5 Elect Director Brian McDonough For For Management
6 Elect Director Heino von Prondzynski For For Management
7 Elect Director Zubeen Shroff For For Management
8 Elect Director John Wilkerson For For Management
9 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
10 Advisory Vote on Say on Pay Frequency One Year One Year Management
11 Amend Omnibus Stock Plan For Abstain Management
12 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
QUOTIENT TECHNOLOGY INC.
Ticker: QUOT Security ID: 749119103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steve Horowitz For For Management
1.2 Elect Director Christy Wyatt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
R1 RCM INC.
Ticker: RCM Security ID: 749397105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Feiner For For Management
1.2 Elect Director Joseph Flanagan For For Management
1.3 Elect Director John B. Henneman, III For For Management
1.4 Elect Director Alex J. Mandl For For Management
1.5 Elect Director Neal Moszkowski For Withhold Management
1.6 Elect Director Ian Sacks For Withhold Management
1.7 Elect Director Jill Smith For For Management
1.8 Elect Director Anthony J. Speranzo For For Management
1.9 Elect Director Anthony R. Tersigni For For Management
1.10 Elect Director Albert (Bert) R. For For Management
Zimmerli
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
5a Elect Director David M. Dill For For Management
--------------------------------------------------------------------------------
RACKSPACE TECHNOLOGY, INC.
Ticker: RXT Security ID: 750102105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan Arthur For For Management
1.2 Elect Director Jeffrey Benjamin For For Management
1.3 Elect Director Aaron Sobel For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RADIAN GROUP INC.
Ticker: RDN Security ID: 750236101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbert Wender For For Management
1b Elect Director Brad L. Conner For For Management
1c Elect Director Howard B. Culang For For Management
1d Elect Director Debra Hess For For Management
1e Elect Director Lisa W. Hess For For Management
1f Elect Director Lisa Mumford For For Management
1g Elect Director Gaetano Muzio For For Management
1h Elect Director Gregory V. Serio For For Management
1i Elect Director Noel J. Spiegel For For Management
1j Elect Director Richard G. Thornberry For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RADIANT LOGISTICS, INC.
Ticker: RLGT Security ID: 75025X100
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bohn H. Crain For For Management
1.2 Elect Director Jack Edwards For Against Management
1.3 Elect Director Richard P. Palmieri For For Management
1.4 Elect Director Michael Gould For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RADIUS HEALTH, INC.
Ticker: RDUS Security ID: 750469207
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Owen Hughes For Against Management
1b Elect Director G. Kelly Martin For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RADNET, INC.
Ticker: RDNT Security ID: 750491102
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard G. Berger For For Management
1.2 Elect Director Christine N. Gordon For For Management
1.3 Elect Director Laura P. Jacobs For For Management
1.4 Elect Director Lawrence L. Levitt For For Management
1.5 Elect Director Gregory E. Spurlock For For Management
1.6 Elect Director David L. Swartz For For Management
1.7 Elect Director Ruth V. Wilson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RAFAEL HOLDINGS, INC.
Ticker: RFL Security ID: 75062E106
Meeting Date: JAN 13, 2021 Meeting Type: Annual
Record Date: NOV 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Greenberg For Against Management
1.2 Elect Director Howard S. Jonas For Against Management
1.3 Elect Director Rachel Jonas For Against Management
1.4 Elect Director Boris C. Pasche For Against Management
1.5 Elect Director Michael J. Weiss For Against Management
2 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
RAMBUS INC.
Ticker: RMBS Security ID: 750917106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Emiko Higashi For For Management
1b Elect Director Meera Rao For For Management
1c Elect Director Karen Rogge For For Management
1d Elect Director Sanjay Saraf For For Management
1e Elect Director Eric Stang For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brenda A. Cline For For Management
1b Elect Director Margaret K. Dorman For For Management
1c Elect Director James M. Funk For For Management
1d Elect Director Steve D. Gray For For Management
1e Elect Director Greg G. Maxwell For For Management
1f Elect Director Steffen E. Palko For For Management
1g Elect Director Jeffrey L. Ventura For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RANPAK HOLDINGS CORP.
Ticker: PACK Security ID: 75321W103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Corley For Withhold Management
1.2 Elect Director Michael A. Jones For For Management
1.3 Elect Director Robert C. King For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RAPID7, INC.
Ticker: RPD Security ID: 753422104
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Berry For For Management
1.2 Elect Director Marc Brown For For Management
1.3 Elect Director Christina Kosmowski For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RAPT THERAPEUTICS, INC
Ticker: RAPT Security ID: 75382E109
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Kozick For For Management
1.2 Elect Director William J. Rieflin For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RAVEN INDUSTRIES, INC.
Ticker: RAVN Security ID: 754212108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason M. Andringa For For Management
1.2 Elect Director Thomas S. Everist For For Management
1.3 Elect Director Janet M. Holloway For For Management
1.4 Elect Director Kevin T. Kirby For For Management
1.5 Elect Director Marc E. LeBaron For For Management
1.6 Elect Director Lois M. Martin For For Management
1.7 Elect Director Richard W. Parod For For Management
1.8 Elect Director Daniel A. Rykhus For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RAYONIER ADVANCED MATERIALS INC.
Ticker: RYAM Security ID: 75508B104
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Adair For For Management
1b Elect Director Julie A. Dill For For Management
1c Elect Director James F. Kirsch For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
RBB BANCORP
Ticker: RBB Security ID: 74930B105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter M. Chang For Withhold Management
1.2 Elect Director Wendell Chen For For Management
1.3 Elect Director Christina Kao For For Management
1.4 Elect Director James W. Kao For For Management
1.5 Elect Director Chie-Min (Christopher) For For Management
Koo
1.6 Elect Director Alfonso Lau For For Management
1.7 Elect Director Chuang-I (Christopher) For For Management
Lin
1.8 Elect Director Feng (Richard) Lin For For Management
1.9 Elect Director Ko-Yen Lin For For Management
1.10 Elect Director Paul Lin For For Management
1.11 Elect Director Fui Ming (Catherine) For For Management
Thian
1.12 Elect Director Yee Phong (Alan) Thian For For Management
1.13 Elect Director Raymond H. Yu For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Eide Bailly LLP as Auditors For For Management
--------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED
Ticker: ROLL Security ID: 75524B104
Meeting Date: SEP 09, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Hartnett For For Management
1.2 Elect Director Dolores J. Ennico For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RCI HOSPITALITY HOLDINGS, INC.
Ticker: RICK Security ID: 74934Q108
Meeting Date: SEP 14, 2020 Meeting Type: Annual
Record Date: JUL 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric S. Langan For For Management
1.2 Elect Director Travis Reese For For Management
1.3 Elect Director Nourdean Anakar For For Management
1.4 Elect Director Luke Lirot For For Management
1.5 Elect Director Yura Barabash For Withhold Management
1.6 Elect Director Elaine J. Martin For For Management
1.7 Elect Director Arthur Allan Priaulx For For Management
2 Ratify Friedman LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
RE/MAX HOLDINGS, INC.
Ticker: RMAX Security ID: 75524W108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam M. Contos For For Management
1.2 Elect Director Kathleen J. Cunningham For For Management
1.3 Elect Director Gail A. Liniger For For Management
1.4 Elect Director Christine M. Riordan For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
READY CAPITAL CORPORATION
Ticker: RC Security ID: 75574U101
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Capasse For For Management
1.2 Elect Director Jack J. Ross For For Management
1.3 Elect Director Frank P. Filipps For For Management
1.4 Elect Director Gilbert E. Nathan For For Management
1.5 Elect Director Andrea Petro For For Management
1.6 Elect Director J. Mitchell Reese For For Management
1.7 Elect Director Todd M. Sinai For Withhold Management
2 Ratify Deloitte and Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
READY CAPITAL CORPORATION
Ticker: RC Security ID: 75574U101
Meeting Date: MAR 17, 2021 Meeting Type: Special
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
REALOGY HOLDINGS CORP.
Ticker: RLGY Security ID: 75605Y106
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fiona P. Dias For For Management
1b Elect Director Matthew J. Espe For For Management
1c Elect Director V. Ann Hailey For For Management
1d Elect Director Bryson R. Koehler For For Management
1e Elect Director Duncan L. Niederauer For For Management
1f Elect Director Ryan M. Schneider For For Management
1g Elect Director Enrique Silva For For Management
1h Elect Director Sherry M. Smith For For Management
1i Elect Director Christopher S. Terrill For For Management
1j Elect Director Felicia Williams For For Management
1k Elect Director Michael J. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For Against Management
5 Amend Certificate of Incorporation to For For Management
Clarify Board's Ability to Amend the
Bylaws
--------------------------------------------------------------------------------
RED RIVER BANCSHARES, INC.
Ticker: RRBI Security ID: 75686R202
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.01 Elect Director M. Scott Ashbrook For For Management
1.2 Elect Director R. Blake Chatelain For For Management
1.3 Elect Director Kirk D. Cooper For For Management
1.4 Elect Director Barry D. Hines For For Management
1.5 Elect Director Anna Brasher Moreau For For Management
1.6 Elect Director Robert A. Nichols For For Management
1.7 Elect Director Willie P. Obey For For Management
1.8 Elect Director Teddy R. Price For For Management
1.9 Elect Director John C. Simpson For For Management
1.10 Elect Director Don L. Thompson For For Management
1.11 Elect Director H. Lindsey Torbett For For Management
2 Ratify Postlethwaite & Netterville, For For Management
APAC as Auditors
--------------------------------------------------------------------------------
RED ROBIN GOURMET BURGERS, INC.
Ticker: RRGB Security ID: 75689M101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony S. Ackil For For Management
1b Elect Director Thomas G. Conforti For For Management
1c Elect Director Cambria W. Dunaway For For Management
1d Elect Director G.J. Hart For For Management
1e Elect Director Kalen F. Holmes For For Management
1f Elect Director Glenn B. Kaufman For For Management
1g Elect Director Steven K. Lumpkin For For Management
1h Elect Director Paul J.B. Murphy, III For For Management
1i Elect Director David A. Pace For For Management
1j Elect Director Allison Page For For Management
1k Elect Director Anddria Varnado For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RED ROCK RESORTS, INC.
Ticker: RRR Security ID: 75700L108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Fertitta, III For Withhold Management
1.2 Elect Director Lorenzo J. Fertitta For Withhold Management
1.3 Elect Director Robert A. Cashell, Jr. For Withhold Management
1.4 Elect Director Robert E. Lewis For Withhold Management
1.5 Elect Director James E. Nave For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
RED VIOLET, INC.
Ticker: RDVT Security ID: 75704L104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Derek Dubner For For Management
1.2 Elect Director Peter Benz For For Management
1.3 Elect Director Steven Rubin For Withhold Management
1.4 Elect Director Robert Swayman For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REDFIN CORPORATION
Ticker: RDFN Security ID: 75737F108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Austin Ligon For For Management
1b Elect Director David Lissy For Withhold Management
1c Elect Director James Slavet For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
REDWOOD TRUST, INC.
Ticker: RWT Security ID: 758075402
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Baum For For Management
1.2 Elect Director Greg H. Kubicek For For Management
1.3 Elect Director Christopher J. Abate For For Management
1.4 Elect Director Armando Falcon For For Management
1.5 Elect Director Douglas B. Hansen For For Management
1.6 Elect Director Debora D. Horvath For For Management
1.7 Elect Director George W. Madison For For Management
1.8 Elect Director Jeffrey T. Pero For For Management
1.9 Elect Director Georganne C. Proctor For For Management
1.10 Elect Director Faith A. Schwartz For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
REGENXBIO INC.
Ticker: RGNX Security ID: 75901B107
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luke M. Beshar For For Management
1.2 Elect Director Kenneth T. Mills For For Management
1.3 Elect Director David C. Stump For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
--------------------------------------------------------------------------------
REGIONAL MANAGEMENT CORP.
Ticker: RM Security ID: 75902K106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Beck For For Management
1.2 Elect Director Jonathan D. Brown For For Management
1.3 Elect Director Roel C. Campos For For Management
1.4 Elect Director Maria Contreras-Sweet For For Management
1.5 Elect Director Michael R. Dunn For For Management
1.6 Elect Director Steven J. Freiberg For For Management
1.7 Elect Director Sandra K. Johnson For For Management
1.8 Elect Director Carlos Palomares For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REGIS CORPORATION
Ticker: RGS Security ID: 758932107
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Felipe A. Athayde For For Management
1b Elect Director Daniel G. Beltzman For For Management
1c Elect Director Virginia Gambale For For Management
1d Elect Director David J. Grissen For For Management
1e Elect Director Mark S. Light For For Management
1f Elect Director Michael J. Merriman For For Management
1g Elect Director M. Ann Rhoades For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RELAY THERAPEUTICS, INC.
Ticker: RLAY Security ID: 75943R102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sanjiv K. Patel For For Management
1.2 Elect Director Linda A. Hill For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RELIANT BANCORP, INC.
Ticker: RBNC Security ID: 75956B101
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director DeVan D. Ard, Jr. For For Management
1b Elect Director Charles Trimble (Trim) For For Management
Beasley
1c Elect Director Robert E. (Brown) Daniel For For Management
1d Elect Director William Ronald (Ron) For Against Management
DeBerry
1e Elect Director Sharon H. Edwards For For Management
1f Elect Director Darrell S. Freeman, Sr. For For Management
1g Elect Director James (Jim) Gilbert For For Management
Hodges
1h Elect Director William Lawson Mabry For For Management
1i Elect Director Connie S. McGee For For Management
1j Elect Director Linda E. Rebrovick For For Management
1k Elect Director Ruskin (Rusty) A. Vest, For For Management
Jr.
1l Elect Director Michael E. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Maggart & Associates, P.C. as For For Management
Auditor
--------------------------------------------------------------------------------
RELMADA THERAPEUTICS, INC.
Ticker: RLMD Security ID: 75955J402
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Glasspool For Withhold Management
1.2 Elect Director Paul Kelly For For Management
2 Ratify Marcum LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
RENASANT CORPORATION
Ticker: RNST Security ID: 75970E107
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald Clark, Jr. For For Management
1.2 Elect Director Albert J. Dale, III For For Management
1.3 Elect Director Connie L. Engel For For Management
1.4 Elect Director C. Mitchell Waycaster For For Management
2 Elect Director John T. Foy For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify HORNE LLP as Auditors For For Management
--------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC.
Ticker: REGI Security ID: 75972A301
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James C. Borel For For Management
1b Elect Director Cynthia J. Warner For For Management
1c Elect Director Walter Berger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glenn Marino For For Management
1b Elect Director B.C. Silver For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
REPLIMUNE GROUP, INC.
Ticker: REPL Security ID: 76029N106
Meeting Date: SEP 09, 2020 Meeting Type: Annual
Record Date: JUL 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paolo Pucci For For Management
1.2 Elect Director Jason Rhodes For Withhold Management
1.3 Elect Director Sander Slootweg For For Management
1.4 Elect Director Otello Stampacchia For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REPRO MED SYSTEMS, INC.
Ticker: KRMD Security ID: 759910102
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. John Fletcher For For Management
1.2 Elect Director Daniel S. Goldberger For For Management
1.3 Elect Director David W. Anderson For For Management
1.4 Elect Director Joseph M. Manko, Jr. For For Management
1.5 Elect Director Robert T. Allen For For Management
1.6 Elect Director James M. Beck For For Management
1.7 Elect Director Kathy S. Frommer For For Management
1.8 Elect Director Donna French For For Management
1.9 Elect Director Shahriar (Shar) Matin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify McGrail Merkel Quinn & For For Management
Associates, P.C. as Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
REPUBLIC BANCORP, INC.
Ticker: RBCAA Security ID: 760281204
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald F. Barnes For For Management
1.2 Elect Director Laura M. Douglas For For Management
1.3 Elect Director David P. Feaster For For Management
1.4 Elect Director Craig A. Greenberg For For Management
1.5 Elect Director Heather V. Howell For Withhold Management
1.6 Elect Director Ernest W. Marshall, Jr. For Withhold Management
1.7 Elect Director W. Patrick Mulloy, II For For Management
1.8 Elect Director George Nichols, III For For Management
1.9 Elect Director W. Kenneth Oyler, III For For Management
1.10 Elect Director Michael T. Rust For For Management
1.11 Elect Director Susan Stout Tamme For Withhold Management
1.12 Elect Director A. Scott Trager For Withhold Management
1.13 Elect Director Steven E. Trager For Withhold Management
1.14 Elect Director Andrew Trager-Kusman For For Management
1.15 Elect Director Mark A. Vogt For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Increase in Size of Board For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
RESEARCH FRONTIERS INCORPORATED
Ticker: REFR Security ID: 760911107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Harary For For Management
1.2 Elect Director William Graham Settle For For Management
2 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
RESIDEO TECHNOLOGIES, INC.
Ticker: REZI Security ID: 76118Y104
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roger Fradin For For Management
1b Elect Director Nina Richardson For For Management
1c Elect Director Andrew Teich For For Management
1d Elect Director Kareem Yusuf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
RESONANT INC.
Ticker: RESN Security ID: 76118L102
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruben Caballero For For Management
1.2 Elect Director Michael J. Fox For For Management
1.3 Elect Director George B. Holmes For For Management
1.4 Elect Director Alan B. Howe For For Management
1.5 Elect Director Jack H. Jacobs For For Management
1.6 Elect Director Joshua Jacobs For For Management
1.7 Elect Director Jean F. Rankin For For Management
1.8 Elect Director Robert Tirva For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
RESOURCES CONNECTION, INC.
Ticker: RGP Security ID: 76122Q105
Meeting Date: OCT 22, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert F. Kistinger For For Management
1b Elect Director Marco von Maltzan For For Management
1c Elect Director Jolene Sarkis For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify RSM US LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RETAIL OPPORTUNITY INVESTMENTS CORP.
Ticker: ROIC Security ID: 76131N101
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Baker For For Management
1.2 Elect Director Angela K. Ho For For Management
1.3 Elect Director Michael J. Indiveri For For Management
1.4 Elect Director Lee S. Neibart For For Management
1.5 Elect Director Charles J. Persico For For Management
1.6 Elect Director Laura H. Pomerantz For For Management
1.7 Elect Director Stuart A. Tanz For For Management
1.8 Elect Director Eric S. Zorn For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RETAIL PROPERTIES OF AMERICA, INC.
Ticker: RPAI Security ID: 76131V202
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bonnie S. Biumi For For Management
1b Elect Director Frank A. Catalano, Jr. For For Management
1c Elect Director Gerald M. Gorski For For Management
1d Elect Director Steven P. Grimes For For Management
1e Elect Director Richard P. Imperiale For For Management
1f Elect Director Peter L. Lynch For For Management
1g Elect Director Thomas J. Sargeant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RETAIL VALUE INC.
Ticker: RVI Security ID: 76133Q102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary N. Boston For For Management
1.2 Elect Director Henrie W. Koetter For For Management
1.3 Elect Director David R. Lukes For For Management
1.4 Elect Director Scott D. Roulston For For Management
1.5 Elect Director Barry A. Sholem For For Management
1.6 Elect Director Christa A. Vesy For For Management
2 Adopt Majority Voting Power Standard For For Management
for Amendments in Article THIRTEENTH
3 Adopt Majority Voting Power Standard For For Management
for Amendments in Article X
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
RETRACTABLE TECHNOLOGIES, INC.
Ticker: RVP Security ID: 76129W105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Laterza For For Management
1.2 Elect Director Darren E. Findley For For Management
1.3 Elect Director Amy Mack For For Management
2 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
REV GROUP, INC.
Ticker: REVG Security ID: 749527107
Meeting Date: MAR 04, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean Marie "John" Canan For Withhold Management
1.2 Elect Director Charles Dutil For For Management
1.3 Elect Director Donn Viola For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REVANCE THERAPEUTICS, INC.
Ticker: RVNC Security ID: 761330109
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angus C. Russell For Withhold Management
1.2 Elect Director Julian S. Gangolli For For Management
1.3 Elect Director Olivia C. Ware For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
REVOLUTION MEDICINES, INC.
Ticker: RVMD Security ID: 76155X100
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth McKee Anderson For For Management
1.2 Elect Director Neil Exter For Withhold Management
1.3 Elect Director Flavia Borellini For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REX AMERICAN RESOURCES CORPORATION
Ticker: REX Security ID: 761624105
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart A. Rose For For Management
1.2 Elect Director Zafar Rizvi For For Management
1.3 Elect Director Edward M. Kress For For Management
1.4 Elect Director David S. Harris For For Management
1.5 Elect Director Charles A. Elcan For For Management
1.6 Elect Director Mervyn L. Alphonso For For Management
1.7 Elect Director Lee Fisher For For Management
1.8 Elect Director Anne MacMillan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Authorize New Class of Preferred Stock For Against Management
--------------------------------------------------------------------------------
REXNORD CORPORATION
Ticker: RXN Security ID: 76169B102
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Christopoul For For Management
1.2 Elect Director John S. Stroup For For Management
1.3 Elect Director Peggy N. Troy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
REXNORD CORPORATION
Ticker: RXN Security ID: 76169B102
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd A. Adams For For Management
1.2 Elect Director Theodore D. Crandall For For Management
1.3 Elect Director Rosemary M. Schooler For For Management
1.4 Elect Director Robin A. Walker-Lee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RGC RESOURCES, INC.
Ticker: RGCO Security ID: 74955L103
Meeting Date: FEB 01, 2021 Meeting Type: Annual
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Joe Crawford For For Management
1.2 Elect Director Maryellen F. Goodlatte For For Management
1.3 Elect Director Paul W. Nester For For Management
2 Ratify Brown, Edwards & Company, L.L.P. For For Management
as Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RH
Ticker: RH Security ID: 74967X103
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hilary Krane For For Management
1.2 Elect Director Katie Mitic For For Management
1.3 Elect Director Ali Rowghani For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RHYTHM PHARMACEUTICALS, INC.
Ticker: RYTM Security ID: 76243J105
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart A. Arbuckle For For Management
1.2 Elect Director Christophe R. Jean For Withhold Management
1.3 Elect Director Lynn A. Tetrault For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RIBBON COMMUNICATIONS INC.
Ticker: RBBN Security ID: 762544104
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mariano S. de Beer For For Management
1b Elect Director R. Stewart Ewing, Jr. For For Management
1c Elect Director Bruns H. Grayson For For Management
1d Elect Director Beatriz V. Infante For For Management
1e Elect Director Bruce W. McClelland For For Management
1f Elect Director Krish A. Prabhu For For Management
1g Elect Director Shaul Shani For For Management
1h Elect Director Richard W. Smith For For Management
1i Elect Director Tanya Tamone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RICHMOND MUTUAL BANCORPORATION, INC.
Ticker: RMBI Security ID: 76525P100
Meeting Date: SEP 15, 2020 Meeting Type: Special
Record Date: JUL 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RIGEL PHARMACEUTICALS, INC.
Ticker: RIGL Security ID: 766559603
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregg A. Lapointe For For Management
1.2 Elect Director Brian L. Kotzin For For Management
1.3 Elect Director Gary A. Lyons For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RIMINI STREET, INC.
Ticker: RMNI Security ID: 76674Q107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret (Peggy) Taylor For Withhold Management
1.2 Elect Director Jack L. Acosta For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
RITE AID CORPORATION
Ticker: RAD Security ID: 767754872
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce G. Bodaken For For Management
1b Elect Director Elizabeth "Busy" Burr For For Management
1c Elect Director Heyward Donigan For For Management
1d Elect Director Robert E. Knowling, Jr. For For Management
1e Elect Director Kevin E. Lofton For For Management
1f Elect Director Louis P. Miramontes For For Management
1g Elect Director Arun Nayar For For Management
1h Elect Director Katherine B. Quinn For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RIVERVIEW BANCORP, INC.
Ticker: RVSB Security ID: 769397100
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley J. Carlson For For Management
1.2 Elect Director Patrick Sheaffer For For Management
1.3 Elect Director Bess R. Wills For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RLI CORP.
Ticker: RLI Security ID: 749607107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kaj Ahlmann For For Management
1.2 Elect Director Michael E. Angelina For For Management
1.3 Elect Director John T. Baily For For Management
1.4 Elect Director Calvin G. Butler, Jr. For For Management
1.5 Elect Director David B. Duclos For For Management
1.6 Elect Director Susan S. Fleming For For Management
1.7 Elect Director Jordan W. Graham For For Management
1.8 Elect Director Craig W. Kliethermes For For Management
1.9 Elect Director Jonathan E. Michael For For Management
1.10 Elect Director Robert P. Restrepo, Jr. For For Management
1.11 Elect Director Debbie S. Roberts For For Management
1.12 Elect Director Michael J. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RLJ LODGING TRUST
Ticker: RLJ Security ID: 74965L101
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Johnson For For Management
1.2 Elect Director Leslie D. Hale For For Management
1.3 Elect Director Evan Bayh For For Management
1.4 Elect Director Arthur R. Collins For For Management
1.5 Elect Director Nathaniel A. Davis For For Management
1.6 Elect Director Patricia L. Gibson For For Management
1.7 Elect Director Robert M. La Forgia For For Management
1.8 Elect Director Robert J. McCarthy For For Management
1.9 Elect Director Glenda G. McNeal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ROCKET PHARMACEUTICALS, INC.
Ticker: RCKT Security ID: 77313F106
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roderick Wong For For Management
1b Elect Director Carsten Boess For For Management
1c Elect Director Pedro Granadillo For For Management
1d Elect Director Gotham Makker For For Management
1e Elect Director Gaurav Shah For For Management
1f Elect Director David P. Southwell For For Management
1g Elect Director Naveen Yalamanchi For Withhold Management
1h Elect Director Elisabeth Bjork For For Management
2 Ratify EisnerAmper LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ROCKWELL MEDICAL, INC.
Ticker: RMTI Security ID: 774374102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Russell H. Ellison For For Management
1b Elect Director Robert S. Radie For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
ROCKY BRANDS, INC.
Ticker: RCKY Security ID: 774515100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Brooks For For Management
1.2 Elect Director Jason Brooks For For Management
1.3 Elect Director Glenn E. Corlett For For Management
1.4 Elect Director Robyn R. Hahn For For Management
1.5 Elect Director James L. Stewart For For Management
1.6 Elect Director Tracie A. Winbigler For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Schneider Downs & Co., Inc. as For For Management
Auditors
--------------------------------------------------------------------------------
ROGERS CORPORATION
Ticker: ROG Security ID: 775133101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith L. Barnes For For Management
1.2 Elect Director Megan Faust For For Management
1.3 Elect Director Bruce D. Hoechner For For Management
1.4 Elect Director Carol R. Jensen For For Management
1.5 Elect Director Keith Larson For For Management
1.6 Elect Director Ganesh Moorthy For For Management
1.7 Elect Director Jeffrey J. Owens For For Management
1.8 Elect Director Helene Simonet For For Management
1.9 Elect Director Peter C. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RPC, INC.
Ticker: RES Security ID: 749660106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary W. Rollins For Withhold Management
1.2 Elect Director Richard A. Hubbell For For Management
1.3 Elect Director Harry J. Cynkus For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
RPT REALTY
Ticker: RPT Security ID: 74971D101
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Federico For For Management
1.2 Elect Director Arthur H. Goldberg For For Management
1.3 Elect Director Brian L. Harper For For Management
1.4 Elect Director Joanna T. Lau For For Management
1.5 Elect Director David J. Nettina For For Management
1.6 Elect Director Laurie M. Shahon For For Management
1.7 Elect Director Andrea M. Weiss For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RTI SURGICAL HOLDINGS, INC.
Ticker: RTIX Security ID: 74975N105
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: JUN 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3.1 Elect Director Camille I. Farhat For For Management
3.2 Elect Director Jeffrey C. Lightcap For For Management
3.3 Elect Director Thomas A. McEachin For For Management
3.4 Elect Director Mark D. Stolper For For Management
3.5 Elect Director Paul G. Thomas For For Management
3.6 Elect Director Nicholas J. Valeriani For For Management
3.7 Elect Director Shirley A. Weis For For Management
3.8 Elect Director Stuart F. Simpson For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
RUBIUS THERAPEUTICS, INC.
Ticker: RUBY Security ID: 78116T103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pablo J. Cagnoni For For Management
1.2 Elect Director Francis Cuss For For Management
1.3 Elect Director Jonathan R. Symonds For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RUSH ENTERPRISES, INC.
Ticker: RUSHA Security ID: 781846209
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W.M. "Rusty" Rush For For Management
1.2 Elect Director Thomas A. Akin For For Management
1.3 Elect Director James C. Underwood For For Management
1.4 Elect Director Raymond J. Chess For For Management
1.5 Elect Director William H. Cary For For Management
1.6 Elect Director Kennon H. Guglielmo For For Management
1.7 Elect Director Elaine Mendoza For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RUTH'S HOSPITALITY GROUP, INC.
Ticker: RUTH Security ID: 783332109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Giannella Alvarez For For Management
1b Elect Director Mary L. Baglivo For For Management
1c Elect Director Carla R. Cooper For For Management
1d Elect Director Cheryl J. Henry For For Management
1e Elect Director Stephen M. King For For Management
1f Elect Director Michael P. O'Donnell For For Management
1g Elect Director Marie L. Perry For For Management
1h Elect Director Robin P. Selati For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
RYERSON HOLDING CORPORATION
Ticker: RYI Security ID: 783754104
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eva M. Kalawski For Withhold Management
1.2 Elect Director Mary Ann Sigler For Withhold Management
1.3 Elect Director Court D. Carruthers For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
RYMAN HOSPITALITY PROPERTIES, INC.
Ticker: RHP Security ID: 78377T107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rachna Bhasin For For Management
1b Elect Director Alvin Bowles, Jr. For For Management
1c Elect Director Christian A. Brickman For For Management
1d Elect Director Fazal Merchant For For Management
1e Elect Director Patrick Moore For For Management
1f Elect Director Christine Pantoya For For Management
1g Elect Director Robert Prather, Jr. For For Management
1h Elect Director Colin Reed For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
S&T BANCORP, INC.
Ticker: STBA Security ID: 783859101
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W. Adkins, Jr. For For Management
1.2 Elect Director David G. Antolik For For Management
1.3 Elect Director Peter R. Barsz For For Management
1.4 Elect Director Christina A. Cassotis For For Management
1.5 Elect Director Michael J. Donnelly For For Management
1.6 Elect Director James T. Gibson For For Management
1.7 Elect Director Jeffrey D. Grube For For Management
1.8 Elect Director William J. Hieb For For Management
1.9 Elect Director Jerry D. Hostetter For For Management
1.10 Elect Director Robert E. Kane For For Management
1.11 Elect Director Frank J. Palermo, Jr. For For Management
1.12 Elect Director Christine J. Toretti For For Management
1.13 Elect Director Steven J. Weingarten For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SABRA HEALTH CARE REIT, INC.
Ticker: SBRA Security ID: 78573L106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig A. Barbarosh For For Management
1b Elect Director Katie Cusack For For Management
1c Elect Director Michael J. Foster For For Management
1d Elect Director Ronald G. Geary For For Management
1e Elect Director Lynne S. Katzmann For For Management
1f Elect Director Ann Kono For For Management
1g Elect Director Raymond J. Lewis For For Management
1h Elect Director Jeffrey A. Malehorn For For Management
1i Elect Director Richard K. Matros For For Management
1j Elect Director Clifton J. Porter, II For For Management
1k Elect Director Milton J. Walters For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAFE BULKERS, INC.
Ticker: SB Security ID: Y7388L103
Meeting Date: AUG 03, 2020 Meeting Type: Annual
Record Date: JUN 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Sica For For Management
1.2 Elect Director Konstantinos Adamopoulos For Withhold Management
2 Ratify Deloitte, Certified Public For For Management
Accountants S.A as Auditors
3 Approve Reverse Stock Split For For Management
4 Approve Outside Director Stock Awards For For Management
--------------------------------------------------------------------------------
SAFEGUARD SCIENTIFICS, INC.
Ticker: SFE Security ID: 786449207
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell D. Glass For For Management
1.2 Elect Director Joseph M. Manko, Jr. For Withhold Management
1.3 Elect Director Maureen F. Morrison For For Management
1.4 Elect Director Robert J. Rosenthal For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
SAFEHOLD INC.
Ticker: SAFE Security ID: 78645L100
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean Adler For For Management
1.2 Elect Director Robin Josephs For For Management
1.3 Elect Director Jay Nydick For For Management
1.4 Elect Director Stefan Selig For Withhold Management
1.5 Elect Director Jay Sugarman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC.
Ticker: SAFT Security ID: 78648T100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter J. Manning For For Management
1b Elect Director Mary C. Moran For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAIA, INC.
Ticker: SAIA Security ID: 78709Y105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Di-Ann Eisnor For For Management
1.2 Elect Director Jeffrey C. Ward For For Management
1.3 Elect Director Susan F. Ward For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SAILPOINT TECHNOLOGIES HOLDINGS, INC.
Ticker: SAIL Security ID: 78781P105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. McClain For For Management
1.2 Elect Director Tracey E. Newell For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SALLY BEAUTY HOLDINGS, INC.
Ticker: SBH Security ID: 79546E104
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy R. Baer For For Management
1.2 Elect Director Christian A. Brickman For For Management
1.3 Elect Director Marshall E. Eisenberg For For Management
1.4 Elect Director Diana S. Ferguson For For Management
1.5 Elect Director Dorlisa K. Flur For For Management
1.6 Elect Director James M. Head For For Management
1.7 Elect Director Linda Heasley For For Management
1.8 Elect Director Robert R. McMaster For For Management
1.9 Elect Director John A. Miller For For Management
1.10 Elect Director Susan R. Mulder For For Management
1.11 Elect Director Denise Paulonis For For Management
1.12 Elect Director Edward W. Rabin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SANDERSON FARMS, INC.
Ticker: SAFM Security ID: 800013104
Meeting Date: FEB 18, 2021 Meeting Type: Annual
Record Date: DEC 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Bierbusse For For Management
1.2 Elect Director Mike Cockrell For For Management
1.3 Elect Director Edith Kelly-Green For For Management
1.4 Elect Director Suzanne T. Mestayer For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Human Rights Due Diligence Against Against Shareholder
Process
--------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC.
Ticker: SASR Security ID: 800363103
Meeting Date: NOV 18, 2020 Meeting Type: Special
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC.
Ticker: SASR Security ID: 800363103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph F. Boyd For For Management
1.2 Elect Director Walter C. Martz, II For For Management
1.3 Elect Director Mark C. Michael For For Management
1.4 Elect Director Robert L. Orndorff For For Management
1.5 Elect Director Daniel J. Schrider For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SANGAMO THERAPEUTICS, INC.
Ticker: SGMO Security ID: 800677106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Carey For For Management
1.2 Elect Director Kenneth J. Hillan For For Management
1.3 Elect Director Alexander D. Macrae For For Management
1.4 Elect Director John H. Markels For For Management
1.5 Elect Director James R. Meyers For For Management
1.6 Elect Director H. Stewart Parker For For Management
1.7 Elect Director Saira Ramasastry For For Management
1.8 Elect Director Karen L. Smith For For Management
1.9 Elect Director Joseph S. Zakrzewski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SANMINA CORPORATION
Ticker: SANM Security ID: 801056102
Meeting Date: MAR 15, 2021 Meeting Type: Annual
Record Date: JAN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eugene A. Delaney For For Management
1b Elect Director John P. Goldsberry For For Management
1c Elect Director Rita S. Lane For For Management
1d Elect Director Joseph G. Licata, Jr. For For Management
1e Elect Director Krish Prabhu For For Management
1f Elect Director Mario M. Rosati For For Management
1g Elect Director Jure Sola For For Management
1h Elect Director Jackie M. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SAPIENS INTERNATIONAL CORP. NV
Ticker: SPNS Security ID: G7T16G103
Meeting Date: NOV 24, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.a Reelect Guy Bernstein as Director For For Management
1.b Reelect Roni Al Dor as Director For For Management
1.c Reelect Eyal Ben-Chlouche as Director For For Management
1.d Reelect Yacov Elinav as Director For For Management
1.e Reelect Uzi Netanel as Director For For Management
1.f Reelect Naamit Salomon as Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Kost Forer Gabbay & Kasierer For For Management
as Auditors and Authorize Board to Fix
Their Remuneration
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
SAUL CENTERS, INC.
Ticker: BFS Security ID: 804395101
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip D. Caraci For For Management
1.2 Elect Director Willoughby B. Laycock For For Management
1.3 Elect Director Earl A. Powell, III For For Management
1.4 Elect Director Mark Sullivan, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SAVARA INC.
Ticker: SVRA Security ID: 805111101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew Pauls For For Management
1b Elect Director Nevan Elam For For Management
1c Elect Director Richard J. Hawkins For For Management
1d Elect Director Joseph S. McCracken For For Management
1e Elect Director David A. Ramsay For For Management
1f Elect Director Ricky Sun For For Management
1g Elect Director An van Es-Johansson For For Management
2 Increase Authorized Common Stock For For Management
3 Ratify RSM US LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCANSOURCE, INC.
Ticker: SCSC Security ID: 806037107
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Baur For For Management
1.2 Elect Director Peter C. Browning For For Management
1.3 Elect Director Frank E. Emory, Jr. For For Management
1.4 Elect Director Michael J. Grainger For For Management
1.5 Elect Director Dorothy F. Ramoneda For For Management
1.6 Elect Director John P. Reilly For For Management
1.7 Elect Director Jeffrey R. Rodek For For Management
1.8 Elect Director Elizabeth O. Temple For For Management
1.9 Elect Director Charles R. Whitchurch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC.
Ticker: SCHN Security ID: 806882106
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenda J. Minor For For Management
1.2 Elect Director Michael W. Sutherlin For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SCHOLAR ROCK HOLDING CORPORATION
Ticker: SRRK Security ID: 80706P103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Flier For Withhold Management
1.2 Elect Director Amir Nashat For For Management
1.3 Elect Director Akshay Vaishnaw For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCHOLASTIC CORPORATION
Ticker: SCHL Security ID: 807066105
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: JUL 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Barge For Withhold Management
1.2 Elect Director John L. Davies For Withhold Management
--------------------------------------------------------------------------------
SCHRODINGER, INC.
Ticker: SDGR Security ID: 80810D103
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ramy Farid For For Management
1b Elect Director Gary Ginsberg For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
Ticker: SWM Security ID: 808541106
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly E. Ritrievi For For Management
1.2 Elect Director John D. Rogers For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCIENTIFIC GAMES CORPORATION
Ticker: SGMS Security ID: 80874P109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jamie R. Odell For For Management
1.2 Elect Director Barry L. Cottle For For Management
1.3 Elect Director Antonia Korsanos For For Management
1.4 Elect Director Jack A. Markell For For Management
1.5 Elect Director Hamish R. McLennan For For Management
1.6 Elect Director Michael J. Regan For For Management
1.7 Elect Director Timothy Throsby For For Management
1.8 Elect Director Maria T. Vullo For For Management
1.9 Elect Director Kneeland C. Youngblood For For Management
1.10 Elect Director Virginia E. Shanks For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Shareholder Rights Plan (Poison For For Management
Pill)
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Amend Omnibus Stock Plan For Against Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SCORPIO BULKERS INC.
Ticker: SALT Security ID: Y7546A130
Meeting Date: FEB 03, 2021 Meeting Type: Special
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Eneti Inc. For For Management
--------------------------------------------------------------------------------
SCORPIO TANKERS INC.
Ticker: STNG Security ID: Y7542C130
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Bugbee For For Management
1.2 Elect Director Jose Tarruella For For Management
1.3 Elect Director Reidar Brekke For For Management
2 Ratify PricewaterhouseCoopers Audit as For For Management
Auditors
--------------------------------------------------------------------------------
SCULPTOR CAPITAL MANAGEMENT, INC.
Ticker: SCU Security ID: 811246107
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marcy Engel For Withhold Management
1.2 Elect Director Bharath Srikrishnan For For Management
1.3 Elect Director Meghna R. Desai For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEACOAST BANKING CORPORATION OF FLORIDA
Ticker: SBCF Security ID: 811707801
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqueline L. Bradley For For Management
1.2 Elect Director H. Gilbert Culbreth, Jr. For For Management
1.3 Elect Director Christopher E. Fogal For For Management
1.4 Elect Director Charles M. Shaffer For For Management
2 Approve Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEASPINE HOLDINGS CORPORATION
Ticker: SPNE Security ID: 81255T108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart M. Essig For Withhold Management
1.2 Elect Director Keith C. Valentine For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
--------------------------------------------------------------------------------
SEAWORLD ENTERTAINMENT, INC.
Ticker: SEAS Security ID: 81282V100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald Bension For For Management
1b Elect Director James Chambers For For Management
1c Elect Director William Gray For For Management
1d Elect Director Timothy Hartnett For For Management
1e Elect Director Charles Koppelman For For Management
1f Elect Director Yoshikazu Maruyama For For Management
1g Elect Director Thomas E. Moloney For For Management
1h Elect Director Neha Jogani Narang For For Management
1i Elect Director Scott Ross For Against Management
1j Elect Director Kimberly Schaefer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEER, INC.
Ticker: SEER Security ID: 81578P106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine J. Friedman For For Management
1.2 Elect Director Omead Ostadan For For Management
1.3 Elect Director Mostafa Ronaghi For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SELECT ENERGY SERVICES, INC.
Ticker: WTTR Security ID: 81617J301
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David C. Baldwin For For Management
1b Elect Director Richard A. Burnett For For Management
1c Elect Director Robert V. Delaney For For Management
1d Elect Director John D. Schmitz For For Management
1e Elect Director Troy W. Thacker For For Management
1f Elect Director David A. Trice For For Management
1g Elect Director Douglas J. Wall For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SELECT MEDICAL HOLDINGS CORPORATION
Ticker: SEM Security ID: 81619Q105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Ely, III For For Management
1.2 Elect Director Rocco A. Ortenzio For For Management
1.3 Elect Director Thomas A. Scully For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SELECTA BIOSCIENCES, INC.
Ticker: SELB Security ID: 816212104
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Goran Ando For Withhold Management
1.2 Elect Director Carrie S. Cox For Withhold Management
1.3 Elect Director Aymeric Sallin For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SELECTIVE INSURANCE GROUP, INC.
Ticker: SIGI Security ID: 816300107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ainar D. Aijala, Jr. For For Management
1b Elect Director Lisa Rojas Bacus For For Management
1c Elect Director John C. Burville For For Management
1d Elect Director Terrence W. Cavanaugh For For Management
1e Elect Director Wole C. Coaxum For For Management
1f Elect Director Robert Kelly Doherty For For Management
1g Elect Director John J. Marchioni For For Management
1h Elect Director Thomas A. McCarthy For For Management
1i Elect Director Stephen C. Mills For For Management
1j Elect Director H. Elizabeth Mitchell For For Management
1k Elect Director Michael J. Morrissey For For Management
1l Elect Director Gregory E. Murphy For For Management
1m Elect Director Cynthia S. Nicholson For For Management
1n Elect Director William M. Rue For For Management
1o Elect Director John S. Scheid For For Management
1p Elect Director J. Brian Thebault For For Management
1q Elect Director Philip H. Urban For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEMTECH CORPORATION
Ticker: SMTC Security ID: 816850101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin S.J. Burvill For For Management
1.2 Elect Director Rodolpho C. Cardenuto For For Management
1.3 Elect Director Bruce C. Edwards For For Management
1.4 Elect Director Saar Gillai For For Management
1.5 Elect Director Rockell N. Hankin For For Management
1.6 Elect Director Ye Jane Li For For Management
1.7 Elect Director James T. Lindstrom For For Management
1.8 Elect Director Paula LuPriore For For Management
1.9 Elect Director Mohan R. Maheswaran For For Management
1.10 Elect Director Sylvia Summers For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SENECA FOODS CORPORATION
Ticker: SENEA Security ID: 817070501
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter R. Call For For Management
1.2 Elect Director Michael F. Nozzolio For For Management
1.3 Elect Director Arthur S. Wolcott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Plante Moran, PC as Auditors For For Management
--------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION
Ticker: SXT Security ID: 81725T100
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Carleone For For Management
1.2 Elect Director Edward H. Cichurski For For Management
1.3 Elect Director Mario Ferruzzi For For Management
1.4 Elect Director Carol R. Jackson For For Management
1.5 Elect Director Donald W. Landry For For Management
1.6 Elect Director Paul Manning For For Management
1.7 Elect Director Deborah For For Management
McKeithan-Gebhardt
1.8 Elect Director Scott C. Morrison For For Management
1.9 Elect Director Elaine R. Wedral For For Management
1.10 Elect Director Essie Whitelaw For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SERES THERAPEUTICS, INC.
Ticker: MCRB Security ID: 81750R102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Behar For Withhold Management
1.2 Elect Director Paul R. Biondi For For Management
1.3 Elect Director Kurt C. Graves For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SERITAGE GROWTH PROPERTIES
Ticker: SRG Security ID: 81752R100
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward S. Lampert For Against Management
1.2 Elect Director John T. McClain For For Management
1.3 Elect Director Allison L. Thrush For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SERVICE PROPERTIES TRUST
Ticker: SVC Security ID: 81761L102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurie B. Burns For For Management
1.2 Elect Director William A. Lamkin For Against Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SERVICESOURCE INTERNATIONAL, INC.
Ticker: SREV Security ID: 81763U100
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew M. Baker For For Management
1.2 Elect Director John R. Ferron For For Management
1.3 Elect Director John R. Harris For For Management
1.4 Elect Director John A. Meyer For For Management
1.5 Elect Director Gary B. Moore For For Management
1.6 Elect Director Jane Okun Bomba For For Management
1.7 Elect Director Richard G. Walker For For Management
2 Approve Reverse Stock Split For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SERVISFIRST BANCSHARES, INC.
Ticker: SFBS Security ID: 81768T108
Meeting Date: APR 19, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Broughton, III For For Management
1.2 Elect Director J. Richard Cashio For For Management
1.3 Elect Director James J. Filler For For Management
1.4 Elect Director Michael D. Fuller For For Management
1.5 Elect Director Christopher J. Mettler For For Management
1.6 Elect Director Hatton C. V. Smith For For Management
1.7 Elect Director Irma L. Tuder For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SFL CORPORATION LTD.
Ticker: SFL Security ID: G7738W106
Meeting Date: AUG 31, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2 Authorize Board to Fill Vacancies For For Management
3 Elect Director Kathrine Fredriksen For Against Management
4 Elect Director Gary Vogel For For Management
5 Elect Director Keesjan Cordia For For Management
6 Elect Director James O'Shaughnessy For For Management
7 Elect Director Ole Hjertaker For Against Management
8 Increase Authorized Common Stock For For Management
9 Approve Moore Stephens, P.C. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
SFL CORPORATION LTD.
Ticker: SFL Security ID: G7738W106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2 Authorize Board to Fill Vacancies For For Management
3 Elect Director Kathrine Astrup For Against Management
Fredriksen
4 Elect Director Gary Vogel For For Management
5 Elect Director Keesjan Cordia For For Management
6 Elect Director James O'Shaughnessy For For Management
7 Elect Director Ole B. Hjertaker For Against Management
8 Approve MSPC as Auditors and Authorize For For Management
Board to Fix Their Remuneration
9 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
SHAKE SHACK INC.
Ticker: SHAK Security ID: 819047101
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sumaiya Balbale For For Management
1.2 Elect Director Jenna Lyons For Withhold Management
1.3 Elect Director Robert Vivian For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SHARPS COMPLIANCE CORP.
Ticker: SMED Security ID: 820017101
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon R. Gabrielson For For Management
1.2 Elect Director Jack A. Holmes For For Management
1.3 Elect Director Parris H. Holmes For For Management
1.4 Elect Director David P. Tusa For For Management
1.5 Elect Director Susan N.Vogt For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SHARPSPRING, INC.
Ticker: SHSP Security ID: 820054104
Meeting Date: JUL 09, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Huey For For Management
1.2 Elect Director Richard A. Carlson For For Management
1.3 Elect Director David A. Buckel For For Management
1.4 Elect Director Marietta Davis For For Management
1.5 Elect Director Scott Miller For For Management
2 Ratify Cherry Bekaert LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SHATTUCK LABS, INC.
Ticker: STTK Security ID: 82024L103
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tyler Brous For For Management
1.2 Elect Director Josiah Hornblower For For Management
1.3 Elect Director Michael Lee For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SHENANDOAH TELECOMMUNICATIONS COMPANY
Ticker: SHEN Security ID: 82312B106
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Beckett For For Management
1b Elect Director Richard L. Koontz, Jr. For For Management
1c Elect Director Leigh Ann Schultz For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SHOCKWAVE MEDICAL, INC.
Ticker: SWAV Security ID: 82489T104
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Antoine Papiernik For For Management
1.2 Elect Director Sara Toyloy For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SHOE CARNIVAL, INC.
Ticker: SCVL Security ID: 824889109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kent A. Kleeberger For Against Management
1.2 Elect Director Charles B. Tomm For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SHORE BANCSHARES, INC.
Ticker: SHBI Security ID: 825107105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bates For For Management
1b Elect Director Lloyd L. Beatty, Jr. For For Management
1c Elect Director James A. Judge For For Management
1d Elect Director R. Michael Clemmer, Jr. For For Management
2 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SHOTSPOTTER, INC.
Ticker: SSTI Security ID: 82536T107
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Bratton For For Management
1.2 Elect Director Deborah A. Elam For For Management
1.3 Elect Director Randall Hawks, Jr. For For Management
2 Ratify Baker Tilly US, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SHUTTERSTOCK, INC.
Ticker: SSTK Security ID: 825690100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. Evans For For Management
1.2 Elect Director Paul J. Hennessy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SI-BONE, INC.
Ticker: SIBN Security ID: 825704109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Helen Loh For For Management
1b Elect Director Mika Nishimura For For Management
1c Elect Director Keith C. Valentine For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SIEBERT FINANCIAL CORP.
Ticker: SIEB Security ID: 826176109
Meeting Date: AUG 21, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gloria E. Gebbia For For Management
1.2 Elect Director John J. Gebbia For For Management
1.3 Elect Director Charles A. Zabatta For For Management
1.4 Elect Director Francis V. Cuttita For For Management
1.5 Elect Director Andrew H. Reich For Withhold Management
1.6 Elect Director Jerry M. Schneider For For Management
--------------------------------------------------------------------------------
SIENTRA, INC.
Ticker: SIEN Security ID: 82621J105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald Menezes For For Management
1.2 Elect Director Philippe A. Schaison For Withhold Management
1.3 Elect Director Keith J. Sullivan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIERRA BANCORP
Ticker: BSRR Security ID: 82620P102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Albert L. Berra For For Management
1b Elect Director Julie G. Castle For For Management
1c Elect Director Vonn R. Christenson For For Management
1d Elect Director Laurence S. Dutto For For Management
1e Elect Director Kevin J. McPhaill For For Management
1f Elect Director Gordon T. Woods For For Management
2 Ratify Eide Bailly LLP as Auditors For For Management
3 Ratify Indemnification Agreements For For Management
between the Company and its Directors
and Executive Officers
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIGA TECHNOLOGIES, INC.
Ticker: SIGA Security ID: 826917106
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Antal For For Management
1.2 Elect Director Jaymie A. Durnan For For Management
1.3 Elect Director Phillip L. Gomez For For Management
1.4 Elect Director Julie M. Kane For For Management
1.5 Elect Director Joseph W. "Chip" For For Management
Marshall, III
1.6 Elect Director Gary J. Nabel For For Management
1.7 Elect Director Julian Nemirovsky For For Management
1.8 Elect Director Holly L. Phillips For For Management
1.9 Elect Director Michael C. Plansky For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SIGILON THERAPEUTICS, INC.
Ticker: SGTX Security ID: 82657L107
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Shaff For For Management
1.2 Elect Director Robert R. Ruffolo, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SIGNET JEWELERS LIMITED
Ticker: SIG Security ID: G81276100
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Todd Stitzer For For Management
1b Elect Director Andre V. Branch For For Management
1c Elect Director Virginia C. Drosos For For Management
1d Elect Director R. Mark Graf For For Management
1e Elect Director Zackery A. Hicks For For Management
1f Elect Director Sharon L. McCollam For For Management
1g Elect Director Helen McCluskey For For Management
1h Elect Director Nancy A. Reardon For For Management
1i Elect Director Jonathan Seiffer For For Management
1j Elect Director Brian Tilzer For For Management
1k Elect Director Eugenia Ulasewicz For For Management
1l Elect Director Donta L. Wilson For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SILICON LABORATORIES INC.
Ticker: SLAB Security ID: 826919102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Tyson Tuttle For For Management
1.2 Elect Director Sumit Sadana For For Management
1.3 Elect Director Gregg Lowe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SILK ROAD MEDICAL, INC.
Ticker: SILK Security ID: 82710M100
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Erica J. Rogers For For Management
1b Elect Director Jack W. Lasersohn For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SILK ROAD MEDICAL, INC.
Ticker: SILK Security ID: 82710M100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Ballinger For For Management
1.2 Elect Director Tony M. Chou For Withhold Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SILVERBACK THERAPEUTICS, INC.
Ticker: SBTX Security ID: 82835W108
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vickie L. Capps For For Management
1.2 Elect Director Robert Hershberg For Withhold Management
1.3 Elect Director Maria Koehler For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SILVERCREST ASSET MANAGEMENT GROUP INC.
Ticker: SAMG Security ID: 828359109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard R. Hough, III For For Management
1.2 Elect Director Darla M. Romfo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SILVERGATE CAPITAL CORPORATION
Ticker: SI Security ID: 82837P408
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul D. Colucci For For Management
1b Elect Director Thomas C. Dircks For Against Management
1c Elect Director Colleen Sullivan For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
SIMMONS FIRST NATIONAL CORPORATION
Ticker: SFNC Security ID: 828730200
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Sixteen For For Management
2.1 Elect Director Jay D. Burchfield For For Management
2.2 Elect Director Marty D. Casteel For For Management
2.3 Elect Director William E. Clark, II For For Management
2.4 Elect Director Steven A. Cosse For For Management
2.5 Elect Director Mark C. Doramus For For Management
2.6 Elect Director Edward Drilling For For Management
2.7 Elect Director Eugene Hunt For For Management
2.8 Elect Director Jerry Hunter For For Management
2.9 Elect Director Susan Lanigan For For Management
2.10 Elect Director W. Scott McGeorge For For Management
2.11 Elect Director George A. Makris, Jr. For For Management
2.12 Elect Director Tom Purvis For For Management
2.13 Elect Director Robert L. Shoptaw For For Management
2.14 Elect Director Julie Stackhouse For For Management
2.15 Elect Director Russell W. Teubner For For Management
2.16 Elect Director Mindy West For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify BKD, LLP as Auditors For For Management
5 Amend Articles of Incorporation For For Management
6 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC.
Ticker: SSD Security ID: 829073105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Andrasick For For Management
1b Elect Director Jennifer A. Chatman For For Management
1c Elect Director Karen Colonias For For Management
1d Elect Director Gary M. Cusumano For For Management
1e Elect Director Philip E. Donaldson For For Management
1f Elect Director Celeste Volz Ford For For Management
1g Elect Director Robin G. MacGillivray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SIMULATIONS PLUS, INC.
Ticker: SLP Security ID: 829214105
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: DEC 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter S. Woltosz For For Management
1.2 Elect Director John K. Paglia For For Management
1.3 Elect Director David L. Ralph For For Management
1.4 Elect Director Daniel Weiner For For Management
1.5 Elect Director Lisa LaVange For For Management
2 Ratify Rose, Snyder, & Jacobs, LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SIMULATIONS PLUS, INC.
Ticker: SLP Security ID: 829214105
Meeting Date: JUN 23, 2021 Meeting Type: Special
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC.
Ticker: SBGI Security ID: 829226109
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David D. Smith For Withhold Management
1.2 Elect Director Frederick G. Smith For Withhold Management
1.3 Elect Director J. Duncan Smith For Withhold Management
1.4 Elect Director Robert E. Smith For Withhold Management
1.5 Elect Director Laurie R. Beyer For For Management
1.6 Elect Director Howard E. Friedman For Withhold Management
1.7 Elect Director Lawrence E. McCanna For For Management
1.8 Elect Director Daniel C. Keith For Withhold Management
1.9 Elect Director Martin R. Leader For For Management
1.10 Elect Director Benson E. Legg For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For Against Management
Purchase Plan
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SIRIUSPOINT LTD.
Ticker: SPNT Security ID: G8192H106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mehdi A. Mahmud For For Management
1.2 Elect Director Mark Parkin For For Management
1.3 Elect Director Joshua L. Targoff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
SITE CENTERS CORP.
Ticker: SITC Security ID: 82981J109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda B. Abraham For For Management
1.2 Elect Director Terrance R. Ahern For For Management
1.3 Elect Director Jane E. DeFlorio For For Management
1.4 Elect Director Thomas Finne For For Management
1.5 Elect Director David R. Lukes For For Management
1.6 Elect Director Victor B. MacFarlane For For Management
1.7 Elect Director Alexander Otto For For Management
1.8 Elect Director Dawn M. Sweeney For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SITEONE LANDSCAPE SUPPLY, INC.
Ticker: SITE Security ID: 82982L103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Doug Black For For Management
1.2 Elect Director Jack Wyszomierski For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SITIME CORPORATION
Ticker: SITM Security ID: 82982T106
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward H. Frank For Withhold Management
1.2 Elect Director Christine A. Heckart For For Management
1.3 Elect Director Tom D. Yiu For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SJW GROUP
Ticker: SJW Security ID: 784305104
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katharine Armstrong For For Management
1b Elect Director Walter J. Bishop For For Management
1c Elect Director Carl Guardino For For Management
1d Elect Director Mary Ann Hanley For For Management
1e Elect Director Heather Hunt For For Management
1f Elect Director Gregory P. Landis For For Management
1g Elect Director Debra C. Man For For Management
1h Elect Director Daniel B. More For For Management
1i Elect Director Eric W. Thornburg For For Management
1j Elect Director Carol P. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SKYLINE CHAMPION CORPORATION
Ticker: SKY Security ID: 830830105
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith Anderson For For Management
1.2 Elect Director Michael Berman For For Management
1.3 Elect Director Timothy Bernlohr For For Management
1.4 Elect Director Eddie Capel For For Management
1.5 Elect Director John C. Firth For For Management
1.6 Elect Director Michael Kaufman For For Management
1.7 Elect Director Erin Mulligan Nelson For For Management
1.8 Elect Director Gary E. Robinette For For Management
1.9 Elect Director Mark J. Yost For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry C. Atkin For For Management
1.2 Elect Director W. Steve Albrecht For For Management
1.3 Elect Director Russell A. Childs For For Management
1.4 Elect Director Smita Conjeevaram For For Management
1.5 Elect Director Meredith S. Madden For For Management
1.6 Elect Director Ronald J. Mittelstaedt For For Management
1.7 Elect Director Andrew C. Roberts For For Management
1.8 Elect Director Keith E. Smith For For Management
1.9 Elect Director Steven F. Udvar-Hazy For For Management
1.10 Elect Director James L. Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SLEEP NUMBER CORPORATION
Ticker: SNBR Security ID: 83125X103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel I. Alegre For For Management
1.2 Elect Director Stephen L. Gulis, Jr. For For Management
1.3 Elect Director Brenda J. Lauderback For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SM ENERGY COMPANY
Ticker: SM Security ID: 78454L100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carla J. Bailo For For Management
1.2 Elect Director Stephen R. Brand For For Management
1.3 Elect Director Ramiro G. Peru For For Management
1.4 Elect Director Julio M. Quintana For For Management
1.5 Elect Director Rose M. Robeson For For Management
1.6 Elect Director William D. Sullivan For For Management
1.7 Elect Director Herbert S. Vogel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SMART GLOBAL HOLDINGS, INC.
Ticker: SGH Security ID: G8232Y101
Meeting Date: FEB 12, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sandeep Nayyar For For Management
1b Elect Director Mukesh Patel For Against Management
1c Elect Director Maximiliane Straub For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SMARTFINANCIAL, INC.
Ticker: SMBK Security ID: 83190L208
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor L. Barrett For For Management
1.2 Elect Director Monique P. Berke For For Management
1.3 Elect Director William (Billy) Y. For For Management
Carroll, Jr.
1.4 Elect Director William (Bill) Y. For For Management
Carroll, Sr.
1.5 Elect Director Ted C. Miller For For Management
1.6 Elect Director David A. Ogle For For Management
1.7 Elect Director Ottis H. Phillips, Jr. For Withhold Management
1.8 Elect Director Steven B. Tucker For For Management
1.9 Elect Director Wesley M. (Miller) For For Management
Welborn
1.10 Elect Director Keith E. Whaley For For Management
1.11 Elect Director Geoffrey A. Wolpert For For Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SMITH & WESSON BRANDS, INC.
Ticker: SWBI Security ID: 831754106
Meeting Date: OCT 13, 2020 Meeting Type: Annual
Record Date: AUG 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Scott For For Management
1.2 Elect Director Michael F. Golden For For Management
1.3 Elect Director Anita D. Britt For For Management
1.4 Elect Director John B. Furman For For Management
1.5 Elect Director Barry M. Monheit For For Management
1.6 Elect Director Mitchell A. Saltz For For Management
1.7 Elect Director Mark P. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt a Comprehensive Human Rights None None Shareholder
Policy *Withdrawn Resolution*
--------------------------------------------------------------------------------
SMITH MICRO SOFTWARE, INC.
Ticker: SMSI Security ID: 832154207
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas G. Campbell For Withhold Management
1.2 Elect Director Steven L. Elfman For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify SingerLewak LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOLARIS OILFIELD INFRASTRUCTURE, INC.
Ticker: SOI Security ID: 83418M103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Burke For Withhold Management
1.2 Elect Director F. Gardner Parker For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOLENO THERAPEUTICS, INC.
Ticker: SLNO Security ID: 834203200
Meeting Date: NOV 10, 2020 Meeting Type: Special
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SOLENO THERAPEUTICS, INC.
Ticker: SLNO Security ID: 834203200
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gwen Melincoff For For Management
1.2 Elect Director Andrew Sinclair For For Management
2 Ratify Marcum LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SOLID BIOSCIENCES INC.
Ticker: SLDB Security ID: 83422E105
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Freed For Withhold Management
1.2 Elect Director Ilan Ganot For For Management
1.3 Elect Director Georgia Keresty For For Management
1.4 Elect Director Ian F. Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SONIC AUTOMOTIVE, INC.
Ticker: SAH Security ID: 83545G102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director O. Bruton Smith For Against Management
1b Elect Director David Bruton Smith For Against Management
1c Elect Director Jeff Dyke For For Management
1d Elect Director William I. Belk For Against Management
1e Elect Director William R. Brooks For Against Management
1f Elect Director Victor H. Doolan For Against Management
1g Elect Director John W. Harris, III For Against Management
1h Elect Director Robert Heller For For Management
1i Elect Director Keri A. Kaiser For Against Management
1j Elect Director Marcus G. Smith For Against Management
1k Elect Director R. Eugene Taylor For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SONOS, INC.
Ticker: SONO Security ID: 83570H108
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Spence For For Management
1.2 Elect Director Deirdre Findlay For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SORRENTO THERAPEUTICS, INC.
Ticker: SRNE Security ID: 83587F202
Meeting Date: OCT 16, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Henry Ji For For Management
1b Elect Director Dorman Followwill For For Management
1c Elect Director Kim D. Janda For For Management
1d Elect Director David Lemus For For Management
1e Elect Director Jaisim Shah For For Management
1f Elect Director Robin L. Smith For For Management
1g Elect Director Yue Alexander Wu For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For Against Management
5 Approve Grant of Stock Options to For Against Management
Henry Ji
--------------------------------------------------------------------------------
SOUTH JERSEY INDUSTRIES, INC.
Ticker: SJI Security ID: 838518108
Meeting Date: OCT 16, 2020 Meeting Type: Special
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SOUTH JERSEY INDUSTRIES, INC.
Ticker: SJI Security ID: 838518108
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sarah M. Barpoulis For For Management
1b Elect Director Victor A. Fortkiewicz For For Management
1c Elect Director Sheila Hartnett-Devlin For For Management
1d Elect Director G. Edison Holland, Jr. For For Management
1e Elect Director Sunita Holzer For For Management
1f Elect Director Kevin M. O'Dowd For For Management
1g Elect Director Christopher J. Paladino For For Management
1h Elect Director Michael J. Renna For For Management
1i Elect Director Joseph M. Rigby For For Management
1j Elect Director Frank L. Sims For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SOUTH PLAINS FINANCIAL, INC.
Ticker: SPFI Security ID: 83946P107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cory T. Newsom For For Management
1b Elect Director Noe G. Valles For Against Management
2 Ratify Weaver and Tidwell, L.L.P. as For For Management
Auditors
3 Other Business For Against Management
--------------------------------------------------------------------------------
SOUTH STATE CORPORATION
Ticker: SSB Security ID: 840441109
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Hill, Jr. For For Management
1.2 Elect Director Jean E. Davis For For Management
1.3 Elect Director Martin B. Davis For For Management
1.4 Elect Director John H. Holcomb, III For For Management
1.5 Elect Director Charles W. McPherson For For Management
1.6 Elect Director Ernest S. Pinner For For Management
1.7 Elect Director G. Ruffner Page, Jr. For For Management
1.8 Elect Director Joshua A. Snively For For Management
1.9 Elect Director John C. Corbett For For Management
1.10 Elect Director William K. Pou, Jr. For For Management
1.11 Elect Director David G. Salyers For For Management
2 Declassify the Board of Directors For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SOUTH STATE CORPORATION
Ticker: SSB Security ID: 840441109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John C. Corbett For For Management
1b Elect Director Jean E. Davis For For Management
1c Elect Director Martin B. Davis For For Management
1d Elect Director Robert H. Demere, Jr. For For Management
1e Elect Director Cynthia A. Hartley For For Management
1f Elect Director Robert R. Hill, Jr. For For Management
1g Elect Director John H. Holcomb, III For For Management
1h Elect Director Robert R. Horger For For Management
1i Elect Director Charles W. McPherson For For Management
1j Elect Director G. Ruffner Page, Jr. For For Management
1k Elect Director Ernest S. Pinner For For Management
1l Elect Director John C. Pollok For For Management
1m Elect Director William Knox Pou, Jr. For For Management
1n Elect Director David G. Salyers For For Management
1o Elect Director Joshua A. Snively For For Management
1p Elect Director Kevin P. Walker For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SOUTHERN FIRST BANCSHARES, INC.
Ticker: SFST Security ID: 842873101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Cothran For For Management
1.2 Elect Director Rudolph G. "Trip" For For Management
Johnstone, III
1.3 Elect Director R. Arthur "Art" Seaver, For For Management
Jr.
1.4 Elect Director Anna T. Locke For For Management
1.5 Elect Director Tecumseh "Tee" Hooper, For For Management
Jr.
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Elliott Davis, LLC as Auditor For For Management
--------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC.
Ticker: SMBC Security ID: 843380106
Meeting Date: OCT 26, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca M. Brooks For For Management
1.2 Elect Director Dennis C. Robison For For Management
1.3 Elect Director David J. Tooley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOUTHSIDE BANCSHARES, INC.
Ticker: SBSI Security ID: 84470P109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Elaine Anderson For For Management
1.2 Elect Director Herbert C. Buie For For Management
1.3 Elect Director Patricia A. Callan For For Management
1.4 Elect Director John R. (Bob) Garrett For For Management
1.5 Elect Director Tony K. Morgan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOUTHWEST GAS HOLDINGS, INC.
Ticker: SWX Security ID: 844895102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Boughner For For Management
1.2 Elect Director Jose A. Cardenas For For Management
1.3 Elect Director Stephen C. Comer For For Management
1.4 Elect Director John P. Hester For For Management
1.5 Elect Director Jane Lewis-Raymond For For Management
1.6 Elect Director Anne L. Mariucci For For Management
1.7 Elect Director Michael J. Melarkey For For Management
1.8 Elect Director A. Randall Thoman For For Management
1.9 Elect Director Thomas A. Thomas For For Management
1.10 Elect Director Leslie T. Thornton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Gass For For Management
1.2 Elect Director S. P. "Chip" Johnson, IV For For Management
1.3 Elect Director Catherine A. Kehr For For Management
1.4 Elect Director Greg D. Kerley For For Management
1.5 Elect Director Jon A. Marshall For For Management
1.6 Elect Director Patrick M. Prevost For For Management
1.7 Elect Director Anne Taylor For For Management
1.8 Elect Director Denis J. Walsh, III For For Management
1.9 Elect Director William J. Way For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
SP PLUS CORPORATION
Ticker: SP Security ID: 78469C103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G Marc Baumann For For Management
1.2 Elect Director Alice M. Peterson For For Management
1.3 Elect Director Gregory A. Reid For For Management
1.4 Elect Director Wyman T. Roberts For For Management
1.5 Elect Director Diana L. Sands For For Management
1.6 Elect Director Douglas R. Waggoner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SPARTANNASH COMPANY
Ticker: SPTN Security ID: 847215100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Shan Atkins For For Management
1.2 Elect Director Frank M. Gambino For For Management
1.3 Elect Director Douglas A. Hacker For For Management
1.4 Elect Director Yvonne R. Jackson For For Management
1.5 Elect Director Matthew Mannelly For For Management
1.6 Elect Director Elizabeth A. Nickels For For Management
1.7 Elect Director Hawthorne L. Proctor For For Management
1.8 Elect Director Tony B. Sarsam For For Management
1.9 Elect Director William R. Voss For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPECTRUM PHARMACEUTICALS, INC.
Ticker: SPPI Security ID: 84763A108
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Ashton For For Management
1.2 Elect Director Nora E. Brennan For For Management
1.3 Elect Director Seth H.Z. Fischer For For Management
1.4 Elect Director Joseph W. Turgeon For For Management
1.5 Elect Director Jeffrey L. Vacirca For For Management
1.6 Elect Director Dolatrai M. Vyas For For Management
1.7 Elect Director Bernice R. Welles For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as None None Management
Auditors *Withdrawn*
--------------------------------------------------------------------------------
SPERO THERAPEUTICS, INC.
Ticker: SPRO Security ID: 84833T103
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Milind Deshpande For Withhold Management
1.2 Elect Director Jean-Francois Formela For For Management
1.3 Elect Director Ankit Mahadevia For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPIRE, INC.
Ticker: SR Security ID: 84857L101
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Borer For For Management
1.2 Elect Director Maria V. Fogarty For For Management
1.3 Elect Director Stephen S. Schwartz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPIRIT AIRLINES INC.
Ticker: SAVE Security ID: 848577102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Johnson For For Management
1.2 Elect Director Barclay G. Jones, III For For Management
1.3 Elect Director Dawn M. Zier For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SPIRIT OF TEXAS BANCSHARES, INC.
Ticker: STXB Security ID: 84861D103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allen C. Jones, IV For For Management
1.2 Elect Director Akash J. Patel For Withhold Management
1.3 Elect Director H. D. Patel For For Management
1.4 Elect Director Thomas C. Sooy For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SPOK HOLDINGS, INC.
Ticker: SPOK Security ID: 84863T106
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Blair Butterfield For For Management
1b Elect Director Bobbie Byrne For For Management
1c Elect Director Christine M. Cournoyer For For Management
1d Elect Director Stacia A. Hylton For For Management
1e Elect Director Vincent D. Kelly For For Management
1f Elect Director Brian O'Reilly For For Management
1g Elect Director Matthew Oristano For For Management
1h Elect Director Brett Shockley For For Management
1i Elect Director Todd Stein For For Management
1j Elect Director Royce Yudkoff For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Establish Term Limits for Directors Against Against Shareholder
--------------------------------------------------------------------------------
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
Ticker: SPWH Security ID: 84920Y106
Meeting Date: MAR 23, 2021 Meeting Type: Special
Record Date: JAN 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
Ticker: SPWH Security ID: 84920Y106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Schneider For For Management
1.2 Elect Director Christopher Eastland For For Management
1.3 Elect Director Philip Williamson For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPRINGWORKS THERAPEUTICS, INC.
Ticker: SWTX Security ID: 85205L107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Freda Lewis-Hall For Withhold Management
1.2 Elect Director Jeffrey Schwartz For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SPROUT SOCIAL, INC.
Ticker: SPT Security ID: 85209W109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Justyn Howard For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPRUCE BIOSCIENCES, INC.
Ticker: SPRB Security ID: 85209E109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tiba Aynechi For For Management
1.2 Elect Director Niall O'Donnell For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SPS COMMERCE, INC.
Ticker: SPSC Security ID: 78463M107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Archie Black For For Management
1b Elect Director James Ramsey For For Management
1c Elect Director Marty Reaume For For Management
1d Elect Director Tami Reller For For Management
1e Elect Director Philip Soran For For Management
1f Elect Director Anne Sempowski Ward For For Management
1g Elect Director Sven Wehrwein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SPX CORPORATION
Ticker: SPXC Security ID: 784635104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ruth G. Shaw For For Management
1.2 Elect Director Robert B. Toth For For Management
1.3 Elect Director Angel Shelton Willis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
SPX FLOW, INC.
Ticker: FLOW Security ID: 78469X107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Majdi B. Abulaban For For Management
1b Elect Director Anne K. Altman For For Management
1c Elect Director Patrick D. Campbell For For Management
1d Elect Director Robert F. Hull, Jr. For For Management
1e Elect Director Marcus G. Michael For For Management
1f Elect Director Jonathan M. Pratt For For Management
1g Elect Director Sonya M. Roberts For For Management
1h Elect Director Suzanne B. Rowland For For Management
1i Elect Director David V. Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STAAR SURGICAL COMPANY
Ticker: STAA Security ID: 852312305
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen C. Farrell For For Management
1.2 Elect Director Thomas G. Frinzi For For Management
1.3 Elect Director Gilbert H. Kliman For For Management
1.4 Elect Director Caren Mason For For Management
1.5 Elect Director John C. Moore For For Management
1.6 Elect Director Louis E. Silverman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify BDO USA, LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STAAR SURGICAL COMPANY
Ticker: STAA Security ID: 852312305
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen C. Farrell For For Management
1.2 Elect Director Thomas G. Frinzi For For Management
1.3 Elect Director Gilbert H. Kliman For For Management
1.4 Elect Director Caren Mason For For Management
1.5 Elect Director Louis E. Silverman For For Management
1.6 Elect Director Elizabeth Yeu For For Management
1.7 Elect Director K. Peony Yu For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STAG INDUSTRIAL, INC.
Ticker: STAG Security ID: 85254J102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Benjamin S. Butcher For For Management
1b Elect Director Jit Kee Chin For For Management
1c Elect Director Virgis W. Colbert For For Management
1d Elect Director Michelle S. Dilley For For Management
1e Elect Director Jeffrey D. Furber For For Management
1f Elect Director Larry T. Guillemette For For Management
1g Elect Director Francis X. Jacoby, III For For Management
1h Elect Director Christopher P. Marr For For Management
1i Elect Director Hans S. Weger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STAMPS.COM INC.
Ticker: STMP Security ID: 852857200
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director G. Bradford Jones For Withhold Management
1b Elect Director Kate Ann May For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC.
Ticker: SMP Security ID: 853666105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Gethin For For Management
1.2 Elect Director Pamela Forbes Lieberman For For Management
1.3 Elect Director Patrick S. McClymont For For Management
1.4 Elect Director Joseph W. McDonnell For For Management
1.5 Elect Director Alisa C. Norris For For Management
1.6 Elect Director Eric P. Sills For For Management
1.7 Elect Director Lawrence I. Sills For For Management
1.8 Elect Director William H. Turner For For Management
1.9 Elect Director Richard S. Ward For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STANDEX INTERNATIONAL CORPORATION
Ticker: SXI Security ID: 854231107
Meeting Date: OCT 20, 2020 Meeting Type: Annual
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Dunbar For For Management
1.2 Elect Director Michael A. Hickey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STARTEK, INC
Ticker: SRT Security ID: 85569C107
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aparup Sengupta For For Management
1b Elect Director Sanjay Chakrabarty For Against Management
1c Elect Director Mukesh Sharda For Against Management
1d Elect Director Bharat Rao For Against Management
1e Elect Director Albert Aboody For For Management
1f Elect Director Julie Schoenfeld For For Management
1g Elect Director Jerry Schafer For For Management
2 Ratify BDO India LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
STATE AUTO FINANCIAL CORPORATION
Ticker: STFC Security ID: 855707105
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Fiorile For For Management
1.2 Elect Director Michael E. LaRocco For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Non-Employee Director Restricted For For Management
Stock Plan
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEELCASE INC.
Ticker: SCS Security ID: 858155203
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lawrence J. Blanford For For Management
1b Elect Director Timothy C. E. Brown For For Management
1c Elect Director Connie K. Duckworth For For Management
1d Elect Director James P. Keane For For Management
1e Elect Director Todd P. Kelsey For For Management
1f Elect Director Jennifer C. Niemann For For Management
1g Elect Director Robert C. Pew, III For For Management
1h Elect Director Cathy D. Ross For For Management
1i Elect Director Catherine C. B. For For Management
Schmelter
1j Elect Director Peter M. Wege, II For For Management
1k Elect Director Kate Pew Wolters For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STEPAN COMPANY
Ticker: SCL Security ID: 858586100
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall S. Dearth For For Management
1.2 Elect Director Gregory E. Lawton For For Management
1.3 Elect Director Jan Stern Reed For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STEREOTAXIS, INC.
Ticker: STXS Security ID: 85916J409
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Messey For For Management
1.2 Elect Director David L. Fischel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Approve Grant of Shares of Common For Against Management
Stock Pursuant to the CEO Performance
Share Unit Award Agreement
--------------------------------------------------------------------------------
STERLING CONSTRUCTION COMPANY, INC.
Ticker: STRL Security ID: 859241101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roger A. Cregg For For Management
1b Elect Director Joseph A. Cutillo For For Management
1c Elect Director Raymond F. Messer For For Management
1d Elect Director Dana C. O'Brien For For Management
1e Elect Director Charles R. Patton For For Management
1f Elect Director Thomas M. White For For Management
1g Elect Director Dwayne A. Wilson For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
STEVEN MADDEN, LTD.
Ticker: SHOO Security ID: 556269108
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward R. Rosenfeld For For Management
1.2 Elect Director Al Ferrara For For Management
1.3 Elect Director Mitchell S. Klipper For For Management
1.4 Elect Director Maria Teresa Kumar For For Management
1.5 Elect Director Rose Peabody Lynch For For Management
1.6 Elect Director Peter Migliorini For For Management
1.7 Elect Director Ravi Sachdev For For Management
1.8 Elect Director Robert Smith For For Management
1.9 Elect Director Amelia Newton Varela For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION
Ticker: STC Security ID: 860372101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas G. Apel For For Management
1.2 Elect Director C. Allen Bradley, Jr. For For Management
1.3 Elect Director Robert L. Clarke For For Management
1.4 Elect Director William S. Corey, Jr. For For Management
1.5 Elect Director Frederick H. Eppinger, For For Management
Jr.
1.6 Elect Director Deborah J. Matz For For Management
1.7 Elect Director Matthew W. Morris For For Management
1.8 Elect Director Karen R. Pallotta For For Management
1.9 Elect Director Manuel Sanchez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
STIFEL FINANCIAL CORP.
Ticker: SF Security ID: 860630102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam T. Berlew For For Management
1.2 Elect Director Kathleen Brown For For Management
1.3 Elect Director Michael W. Brown For For Management
1.4 Elect Director Robert E. Grady For For Management
1.5 Elect Director Ronald J. Kruszewski For For Management
1.6 Elect Director Daniel J. Ludeman For For Management
1.7 Elect Director Maura A. Markus For For Management
1.8 Elect Director David A. Peacock For For Management
1.9 Elect Director Thomas W. Weisel For For Management
1.10 Elect Director Michael J. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STITCH FIX, INC.
Ticker: SFIX Security ID: 860897107
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: OCT 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. William Gurley For Withhold Management
1b Elect Director Kirsten Lynch For For Management
1c Elect Director Mikkel Svane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC.
Ticker: SYBT Security ID: 861025104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul J. Bickel, III For For Management
1b Elect Director J. McCauley Brown For For Management
1c Elect Director David P. Heintzman For For Management
1d Elect Director Donna L. Heitzman For For Management
1e Elect Director Carl G. Herde For For Management
1f Elect Director James A. Hillebrand For For Management
1g Elect Director Richard A. Lechleiter For For Management
1h Elect Director Stephen M. Priebe For For Management
1i Elect Director John L. Schutte For For Management
1j Elect Director Kathy C. Thompson For For Management
2 Ratify BKD, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STOKE THERAPEUTICS, INC.
Ticker: STOK Security ID: 86150R107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur A. Levin For Withhold Management
1.2 Elect Director Jennifer C. Burstein For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
STONERIDGE, INC.
Ticker: SRI Security ID: 86183P102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan B. DeGaynor For For Management
1.2 Elect Director Jeffrey P. Draime For For Management
1.3 Elect Director Douglas C. Jacobs For For Management
1.4 Elect Director Ira C. Kaplan For For Management
1.5 Elect Director Kim Korth For For Management
1.6 Elect Director William M. Lasky For For Management
1.7 Elect Director George S. Mayes, Jr. For For Management
1.8 Elect Director Paul J. Schlather For For Management
1.9 Elect Director Frank S. Sklarsky For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
STONEX GROUP INC.
Ticker: SNEX Security ID: 861896108
Meeting Date: FEB 25, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Annabelle G. Bexiga For For Management
1.2 Elect Director Scott J. Branch For For Management
1.3 Elect Director Diane L. Cooper For For Management
1.4 Elect Director John M. Fowler For For Management
1.5 Elect Director Steven Kass For For Management
1.6 Elect Director Bruce W. Krehbiel For For Management
1.7 Elect Director Sean M. O'Connor For For Management
1.8 Elect Director Eric Parthemore For For Management
1.9 Elect Director John Radziwill For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
STRATEGIC EDUCATION, INC.
Ticker: STRA Security ID: 86272C103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Silberman For For Management
1.2 Elect Director J. Kevin Gilligan For For Management
1.3 Elect Director Robert R. Grusky For For Management
1.4 Elect Director Charlotte F. Beason For For Management
1.5 Elect Director Rita D. Brogley For For Management
1.6 Elect Director John T. Casteen, III For For Management
1.7 Elect Director H. James Dallas For For Management
1.8 Elect Director Nathaniel C. Fick For For Management
1.9 Elect Director Jerry L. Johnson For For Management
1.10 Elect Director Karl McDonnell For For Management
1.11 Elect Director William J. Slocum For For Management
1.12 Elect Director G. Thomas Waite, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STRATUS PROPERTIES INC.
Ticker: STRS Security ID: 863167201
Meeting Date: JUN 04, 2021 Meeting Type: Proxy Contest
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1.1 Elect Director James C. Leslie For Withhold Management
1.2 Elect Director Neville L. Rhone, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKM Sowan Horan, LLP as Auditors For For Management
4 Ratify Shareholder Rights Plan (Poison For Against Management
Pill)
5 Approve Increase in Size of Board by For For Shareholder
One and Appointment of Laurie L.
Dotter to Fill the Newly Created
Vacancy
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card)
1a Elect Director Ella Benson For Did Not Vote Shareholder
1b Elect Director Jamie Eugenio De la For Did Not Vote Shareholder
Garza Diaz
2 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
3 Ratify BKM Sowan Horan, LLP as Auditors For Did Not Vote Management
4 Ratify Shareholder Rights Plan (Poison Against Did Not Vote Management
Pill)
5 Approve Increase in Size of Board by For Did Not Vote Shareholder
One and Appointment of Laurie L.
Dotter to Fill the Newly Created
Vacancy
--------------------------------------------------------------------------------
STRONGBRIDGE BIOPHARMA PLC
Ticker: SBBP Security ID: G85347105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David N. Gill For For Management
1.2 Elect Director Garheng Kong For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
STURM, RUGER & COMPANY, INC.
Ticker: RGR Security ID: 864159108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Cosentino, Jr. For For Management
1b Elect Director Michael O. Fifer For For Management
1c Elect Director Sandra S. Froman For For Management
1d Elect Director C. Michael Jacobi For For Management
1e Elect Director Christopher J. Killoy For For Management
1f Elect Director Terrence G. O'Connor For For Management
1g Elect Director Amir P. Rosenthal For For Management
1h Elect Director Ronald C. Whitaker For For Management
1i Elect Director Phillip C. Widman For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUMMIT FINANCIAL GROUP, INC.
Ticker: SMMF Security ID: 86606G101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Cookman For For Management
1.2 Elect Director Gary L. Hinkle For For Management
1.3 Elect Director Jason A. Kitzmiller For For Management
1.4 Elect Director H. Charles Maddy, III For For Management
1.5 Elect Director Ronald B. Spencer For For Management
2 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditor
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SUMMIT HOTEL PROPERTIES, INC.
Ticker: INN Security ID: 866082100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Hansen For For Management
1b Elect Director Bjorn R. L. Hanson For For Management
1c Elect Director Jeffrey W. Jones For For Management
1d Elect Director Kenneth J. Kay For For Management
1e Elect Director Jonathan P. Stanner For For Management
1f Elect Director Thomas W. Storey For For Management
1g Elect Director Hope S. Taitz For For Management
2 Ratify Ernst & Young, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SUMMIT MATERIALS, INC.
Ticker: SUM Security ID: 86614U100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Lance For For Management
1.2 Elect Director Anne K. Wade For For Management
1.3 Elect Director Susan A. Ellerbusch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Declassify the Board of Directors For For Management
7 Eliminate Supermajority Vote For For Management
Requirement
8 Amend Charter to Add Federal Forum For For Management
Selection Provision
9 Amend Charter to Delete the Waiver of For For Management
Section 203 of the DGCL
--------------------------------------------------------------------------------
SUNCOKE ENERGY, INC.
Ticker: SXC Security ID: 86722A103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph M. Della Ratta, For For Management
Jr.
1.2 Elect Director Susan R. Landahl For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUNNOVA ENERGY INTERNATIONAL INC.
Ticker: NOVA Security ID: 86745K104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nora Mead Brownell For For Management
1.2 Elect Director Mark Longstreth For For Management
1.3 Elect Director C. Park Shaper For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SUNPOWER CORPORATION
Ticker: SPWR Security ID: 867652406
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francois Badoual For Withhold Management
1.2 Elect Director Denis Toulouse For Withhold Management
1.3 Elect Director Patrick Wood, III For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUNRUN INC.
Ticker: RUN Security ID: 86771W105
Meeting Date: OCT 01, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC.
Ticker: SHO Security ID: 867892101
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John V. Arabia For For Management
1b Elect Director W. Blake Baird For For Management
1c Elect Director Andrew Batinovich For For Management
1d Elect Director Monica S. Digilio For For Management
1e Elect Director Kristina M. Leslie For For Management
1f Elect Director Murray J. McCabe For For Management
1g Elect Director Verett Mims For For Management
1h Elect Director Douglas M. Pasquale For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUPER MICRO COMPUTER, INC.
Ticker: SMCI Security ID: 86800U104
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sara Liu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SUPERIOR GROUP OF COMPANIES, INC.
Ticker: SGC Security ID: 868358102
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sidney Kirschner For For Management
1.2 Elect Director Michael Benstock For For Management
1.3 Elect Director Robin M. Hensley For For Management
1.4 Elect Director Paul Mellini For For Management
1.5 Elect Director Todd Siegel For For Management
1.6 Elect Director Venita Fields For For Management
1.7 Elect Director Andrew D. Demott, Jr. For For Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditor
--------------------------------------------------------------------------------
SUPERNUS PHARMACEUTICALS, INC.
Ticker: SUPN Security ID: 868459108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Georges Gemayel For For Management
1.2 Elect Director John M. Siebert For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SURGALIGN HOLDINGS, INC.
Ticker: SRGA Security ID: 86882C105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheryl L. Conley For For Management
1.2 Elect Director Pawel Lewicki For For Management
1.3 Elect Director Jeffrey C. Lightcap For For Management
1.4 Elect Director Thomas A. McEachin For For Management
1.5 Elect Director Terry M. Rich For For Management
1.6 Elect Director Stuart F. Simpson For For Management
1.7 Elect Director Mark D. Stolper For For Management
1.8 Elect Director Paul G. Thomas For For Management
1.9 Elect Director Nicholas J. Valeriani For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Approve Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Deloitte & Touche LLP as None None Management
Auditors - Withdrawn
--------------------------------------------------------------------------------
SURGERY PARTNERS, INC.
Ticker: SGRY Security ID: 86881A100
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clifford G. Adlerz For Withhold Management
1.2 Elect Director J. Eric Evans For Withhold Management
1.3 Elect Director Andrew T. Kaplan For Withhold Management
1.4 Elect Director Blair E. Hendrix For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SURMODICS, INC.
Ticker: SRDX Security ID: 868873100
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: DEC 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Dantzker For For Management
1.2 Elect Director Lisa Wipperman Heine For For Management
1.3 Elect Director Gary R. Maharaj For For Management
2 Fix Number of Directors at Six For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SUTRO BIOPHARMA, INC.
Ticker: STRO Security ID: 869367102
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Lobacki For Withhold Management
1.2 Elect Director Daniel H. Petree For Withhold Management
1.3 Elect Director Shalini Sharp For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SVMK INC.
Ticker: SVMK Security ID: 78489X103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director David A. Ebersman For For Management
1.3 Elect Director Erika H. James For Withhold Management
1.4 Elect Director Sheryl K. Sandberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
SYKES ENTERPRISES, INCORPORATED
Ticker: SYKE Security ID: 871237103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeanne Beliveau-Dunn For For Management
1.2 Elect Director Vanessa C.L. Chang For For Management
1.3 Elect Director Charles E. Sykes For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SYNAPTICS INCORPORATED
Ticker: SYNA Security ID: 87157D109
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nelson C. Chan For For Management
1b Elect Director Susan J. Hardman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SYNCHRONOSS TECHNOLOGIES, INC.
Ticker: SNCR Security ID: 87157B103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Waldis For For Management
1.2 Elect Director William J. Cadogan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SYNDAX PHARMACEUTICALS, INC.
Ticker: SNDX Security ID: 87164F105
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer Jarrett For Withhold Management
1.2 Elect Director William Meury For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SYROS PHARMACEUTICALS, INC.
Ticker: SYRS Security ID: 87184Q107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Srinivas Akkaraju For Withhold Management
1.2 Elect Director Phillip A. Sharp For For Management
1.3 Elect Director Richard A. Young For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYSTEMAX INC.
Ticker: SYX Security ID: 871851101
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Leeds For For Management
1.2 Elect Director Bruce Leeds For For Management
1.3 Elect Director Robert Leeds For For Management
1.4 Elect Director Barry Litwin For For Management
1.5 Elect Director Chad M. Lindbloom For For Management
1.6 Elect Director Paul S. Pearlman For For Management
1.7 Elect Director Lawrence Reinhold For For Management
1.8 Elect Director Robert D. Rosenthal For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TABULA RASA HEALTHCARE, INC.
Ticker: TRHC Security ID: 873379101
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samira Beckwith For Withhold Management
1.2 Elect Director Dennis Helling For Withhold Management
1.3 Elect Director Pamela Schweitzer For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
TACTILE SYSTEMS TECHNOLOGY, INC.
Ticker: TCMD Security ID: 87357P100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Burke For For Management
1.2 Elect Director Sheri Dodd For For Management
1.3 Elect Director Raymond Huggenberger For For Management
1.4 Elect Director Deepti Jain For For Management
1.5 Elect Director Richard Nigon For For Management
1.6 Elect Director Daniel Reuvers For For Management
1.7 Elect Director Kevin Roche For For Management
1.8 Elect Director Peter Soderberg For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TALOS ENERGY INC.
Ticker: TALO Security ID: 87484T108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neal P. Goldman For Against Management
1.2 Elect Director Rajen Mahagaokar For Against Management
1.3 Elect Director Paula R. Glover For For Management
1.4 Elect Director Christine Hommes For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TANGER FACTORY OUTLET CENTERS, INC.
Ticker: SKT Security ID: 875465106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey B. Citrin For For Management
1.2 Elect Director David B. Henry For For Management
1.3 Elect Director Thomas J. Reddin For For Management
1.4 Elect Director Bridget M. Ryan-Berman For For Management
1.5 Elect Director Susan E. Skerritt For For Management
1.6 Elect Director Steven B. Tanger For For Management
1.7 Elect Director Luis A. Ubinas For For Management
1.8 Elect Director Stephen J. Yalof For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TARSUS PHARMACEUTICALS, INC.
Ticker: TARS Security ID: 87650L103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Link For Withhold Management
1.2 Elect Director Jason Tester For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TAYLOR MORRISON HOME CORPORATION
Ticker: TMHC Security ID: 87724P106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffry L. Flake For For Management
1.2 Elect Director Gary H. Hunt For For Management
1.3 Elect Director Peter Lane For For Management
1.4 Elect Director William H. Lyon For For Management
1.5 Elect Director Anne L. Mariucci For For Management
1.6 Elect Director David C. Merritt For For Management
1.7 Elect Director Andrea (Andi) Owen For For Management
1.8 Elect Director Sheryl D. Palmer For For Management
1.9 Elect Director Denise F. Warren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TAYSHA GENE THERAPIES, INC.
Ticker: TSHA Security ID: 877619106
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director RA Session, II For Withhold Management
1.2 Elect Director Paul B. Manning For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TCR2 THERAPEUTICS INC.
Ticker: TCRR Security ID: 87808K106
Meeting Date: OCT 01, 2020 Meeting Type: Annual
Record Date: AUG 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Allen For Withhold Management
1.2 Elect Director Patrick Baeuerle For For Management
1.3 Elect Director Axel Hoos For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TEAM, INC.
Ticker: TISI Security ID: 878155100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amerino Gatti For For Management
1.2 Elect Director Brian K. Ferraioli For For Management
1.3 Elect Director Michael A. Lucas For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TECHTARGET, INC.
Ticker: TTGT Security ID: 87874R100
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Burke For For Management
1.2 Elect Director Bruce Levenson For For Management
2 Ratify Stowe & Degon, LLC as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TEGNA INC.
Ticker: TGNA Security ID: 87901J105
Meeting Date: MAY 07, 2021 Meeting Type: Proxy Contest
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Gold Proxy Card)
1.1 Elect Director Gina L. Bianchini For For Management
1.2 Elect Director Howard D. Elias For For Management
1.3 Elect Director Stuart J. Epstein For For Management
1.4 Elect Director Lidia Fonseca For For Management
1.5 Elect Director Karen H. Grimes For For Management
1.6 Elect Director David T. Lougee For For Management
1.7 Elect Director Scott K. McCune For For Management
1.8 Elect Director Henry W. McGee For For Management
1.9 Elect Director Susan Ness For For Management
1.10 Elect Director Bruce P. Nolop For For Management
1.11 Elect Director Neal Shapiro For For Management
1.12 Elect Director Melinda C. Witmer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Eliminate Supermajority Voting For For Management
Provisions
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card)
1.1 Elect Director Colleen B. Brown For Did Not Vote Shareholder
1.2 Elect Director Carlos P. Salas For Did Not Vote Shareholder
1.3 Elect Director Elizabeth A. Tumulty For Did Not Vote Shareholder
1.4 Management Nominee Gina L. Bianchini For Did Not Vote Shareholder
1.5 Management Nominee Stuart J. Epstein For Did Not Vote Shareholder
1.6 Management Nominee Lidia Fonseca For Did Not Vote Shareholder
1.7 Management Nominee Karen H. Grimes For Did Not Vote Shareholder
1.8 Management Nominee Scott K. McCune For Did Not Vote Shareholder
1.9 Management Nominee Henry W. McGee For Did Not Vote Shareholder
1.10 Management Nominee Susan Ness For Did Not Vote Shareholder
1.11 Management Nominee Bruce P. Nolop For Did Not Vote Shareholder
1.12 Management Nominee Melinda C. Witmer For Did Not Vote Shareholder
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
4 Eliminate Supermajority Voting For Did Not Vote Management
Provisions
--------------------------------------------------------------------------------
TEJON RANCH CO.
Ticker: TRC Security ID: 879080109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Fuller For For Management
1b Elect Director Geoffrey L. Stack For For Management
1c Elect Director Michael H. Winer For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TELA BIO, INC.
Ticker: TELA Security ID: 872381108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kurt Azarbarzin For For Management
1.2 Elect Director Antony Koblish For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TELENAV, INC.
Ticker: TNAV Security ID: 879455103
Meeting Date: FEB 16, 2021 Meeting Type: Special
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For Abstain Management
--------------------------------------------------------------------------------
TELLURIAN INC.
Ticker: TELL Security ID: 87968A104
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martin J. Houston For Against Management
1b Elect Director Jonathan S. Gross For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TELOS CORPORATION
Ticker: TLS Security ID: 87969B101
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Wood For For Management
1.2 Elect Director Bernard C. Bailey For For Management
1.3 Elect Director David Borland For Withhold Management
1.4 Elect Director John W. Maluda For For Management
1.5 Elect Director Bonnie L. Carroll For For Management
1.6 Elect Director Fredrick D. Schaufeld For For Management
2 Ratify BDO USA, LLP as Auditor For For Management
--------------------------------------------------------------------------------
TENABLE HOLDINGS, INC.
Ticker: TENB Security ID: 88025T102
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur W. Coviello, Jr. For Withhold Management
1.2 Elect Director Kimberly L. Hammonds For For Management
1.3 Elect Director Jerry M. Kennelly For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION
Ticker: THC Security ID: 88033G407
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald A. Rittenmeyer For For Management
1b Elect Director J. Robert Kerrey For For Management
1c Elect Director James L. Bierman For For Management
1d Elect Director Richard W. Fisher For For Management
1e Elect Director Meghan M. FitzGerald For For Management
1f Elect Director Cecil D. Haney For For Management
1g Elect Director Christopher S. Lynch For For Management
1h Elect Director Richard J. Mark For For Management
1i Elect Director Tammy Romo For For Management
1j Elect Director Saumya Sutaria For For Management
1k Elect Director Nadja Y. West For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TENNANT COMPANY
Ticker: TNC Security ID: 880345103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Azita Arvani For For Management
1b Elect Director Timothy R. Morse For For Management
1c Elect Director Steven A. Sonnenberg For For Management
1d Elect Director David W. Huml For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TENNECO INC.
Ticker: TEN Security ID: 880349105
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roy V. Armes For For Management
1b Elect Director Thomas C. Freyman For For Management
1c Elect Director Denise Gray For For Management
1d Elect Director Brian J. Kesseler For For Management
1e Elect Director Dennis J. Letham For For Management
1f Elect Director James S. Metcalf For For Management
1g Elect Director Aleksandra (Aleks) A. For For Management
Miziolek
1h Elect Director Charles K. Stevens, III For For Management
1i Elect Director John S. Stroup For Against Management
1j Elect Director Jane L. Warner For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Ratify NOL Rights Plan For For Management
--------------------------------------------------------------------------------
TEREX CORPORATION
Ticker: TEX Security ID: 880779103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paula H. J. Cholmondeley For For Management
1b Elect Director Donald DeFosset For For Management
1c Elect Director John L. Garrison, Jr. For For Management
1d Elect Director Thomas J. Hansen For For Management
1e Elect Director Sandie O'Connor For For Management
1f Elect Director Christopher Rossi For For Management
1g Elect Director Andra M. Rush For For Management
1h Elect Director David A. Sachs For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TERRAFORM POWER, INC.
Ticker: TERP Security ID: 88104R209
Meeting Date: JUL 29, 2020 Meeting Type: Annual
Record Date: JUN 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2a Elect Director Brian Lawson For Against Management
2b Elect Director Carolyn Burke For For Management
2c Elect Director Christian S. Fong For For Management
2d Elect Director Harry Goldgut For Against Management
2e Elect Director Richard Legault For For Management
2f Elect Director Mark McFarland For For Management
2g Elect Director Sachin Shah For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TERRENO REALTY CORPORATION
Ticker: TRNO Security ID: 88146M101
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Blake Baird For For Management
1b Elect Director Michael A. Coke For For Management
1c Elect Director Linda Assante For For Management
1d Elect Director LeRoy E. Carlson For For Management
1e Elect Director David M. Lee For For Management
1f Elect Director Gabriela F. Parcella For For Management
1g Elect Director Douglas M. Pasquale For For Management
1h Elect Director Dennis Polk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TERRITORIAL BANCORP INC.
Ticker: TBNK Security ID: 88145X108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan S. Kitagawa For For Management
1.2 Elect Director John M. Ohama For For Management
2 Ratify Moss Adams LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TETRA TECH, INC.
Ticker: TTEK Security ID: 88162G103
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Dan L. Batrack For For Management
1B Elect Director Gary R. Birkenbeuel For For Management
1C Elect Director Patrick C. Haden For For Management
1D Elect Director J. Christopher Lewis For For Management
1E Elect Director Joanne M. Maguire For For Management
1F Elect Director Kimberly E. Ritrievi For For Management
1G Elect Director J. Kenneth Thompson For For Management
1H Elect Director Kirsten M. Volpi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC.
Ticker: TCBI Security ID: 88224Q107
Meeting Date: OCT 20, 2020 Meeting Type: Annual
Record Date: AUG 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry L. Helm For For Management
1.2 Elect Director James H. Browning For For Management
1.3 Elect Director Jonathan E. Baliff For For Management
1.4 Elect Director David S. Huntley For For Management
1.5 Elect Director Charles S. Hyle For For Management
1.6 Elect Director Elysia Holt Ragusa For For Management
1.7 Elect Director Steven P. Rosenberg For For Management
1.8 Elect Director Robert W. Stallings For For Management
1.9 Elect Director Dale W. Tremblay For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Increase Ownership Threshold for None None Management
Shareholders to Call Special Meeting
*Withdrawn Resolution*
--------------------------------------------------------------------------------
TEXAS CAPITAL BANCSHARES, INC.
Ticker: TCBI Security ID: 88224Q107
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rob C. Holmes For For Management
1.2 Elect Director Larry L. Helm For For Management
1.3 Elect Director James H. Browning For For Management
1.4 Elect Director Jonathan E. Baliff For For Management
1.5 Elect Director David S. Huntley For For Management
1.6 Elect Director Charles S. Hyle For For Management
1.7 Elect Director Elysia Holt Ragusa For For Management
1.8 Elect Director Steven P. Rosenberg For For Management
1.9 Elect Director Robert W. Stallings For For Management
1.10 Elect Director Dale W. Tremblay For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
TEXAS ROADHOUSE, INC.
Ticker: TXRH Security ID: 882681109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Crawford For For Management
1.2 Elect Director Gregory N. Moore For For Management
1.3 Elect Director Curtis A. Warfield For For Management
1.4 Elect Director Kathleen M. Widmer For For Management
1.5 Elect Director James R. Zarley For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
TEXTAINER GROUP HOLDINGS LIMITED
Ticker: TGH Security ID: G8766E109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Olivier Ghesquiere For For Management
1.2 Elect Director James Earl For For Management
1.3 Elect Director Cynthia Hostetler For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
TG THERAPEUTICS, INC.
Ticker: TGTX Security ID: 88322Q108
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurence N. Charney For Withhold Management
1.2 Elect Director Yann Echelard For Withhold Management
1.3 Elect Director William J. Kennedy For Withhold Management
1.4 Elect Director Kenneth Hoberman For Withhold Management
1.5 Elect Director Daniel Hume For Withhold Management
1.6 Elect Director Sagar Lonial For Withhold Management
1.7 Elect Director Michael S. Weiss For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE ANDERSONS, INC.
Ticker: ANDE Security ID: 034164103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick E. Bowe For For Management
1.2 Elect Director Michael J. Anderson, Sr. For For Management
1.3 Elect Director Gerard M. Anderson For For Management
1.4 Elect Director Gary A. Douglas For For Management
1.5 Elect Director Stephen F. Dowdle For For Management
1.6 Elect Director Pamela S. Hershberger For For Management
1.7 Elect Director Catherine M. Kilbane For For Management
1.8 Elect Director Robert J. King, Jr. For For Management
1.9 Elect Director Ross W. Manire For For Management
1.10 Elect Director John T. Stout, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE BANCORP, INC.
Ticker: TBBK Security ID: 05969A105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel G. Cohen For Against Management
1.2 Elect Director Damian M. Kozlowski For For Management
1.3 Elect Director Walter T. Beach For For Management
1.4 Elect Director Michael J. Bradley For For Management
1.5 Elect Director John C. Chrystal For For Management
1.6 Elect Director Matthew N. Cohn For For Management
1.7 Elect Director John M. Eggemeyer For For Management
1.8 Elect Director Hersh Kozlov For For Management
1.9 Elect Director William H. Lamb For For Management
1.10 Elect Director James J. McEntee, lll For For Management
1.11 Elect Director Daniela A. Mielke For For Management
1.12 Elect Director Stephanie B. Mudick For For Management
1.13 Elect Director Mei-Mei H. Tuan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE BANK OF N.T. BUTTERFIELD & SON LIMITED
Ticker: NTB Security ID: G0772R208
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2a Elect Director Michael Collins For For Management
2b Elect Director Alastair Barbour For For Management
2c Elect Director James Burr For For Management
2d Elect Director Michael Covell For For Management
2e Elect Director Leslie Godridge For For Management
2f Elect Director Mark Lynch For For Management
2g Elect Director Conor O'Dea For For Management
2h Elect Director Jana Schreuder For For Management
2i Elect Director Michael Schrum For For Management
2j Elect Director Pamela Thomas-Graham For For Management
2k Elect Director John Wright For For Management
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
THE BANK OF N.T. BUTTERFIELD & SON LIMITED
Ticker: NTB Security ID: G0772R208
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2a Elect Director Michael Collins For For Management
2b Elect Director Alastair Barbour For For Management
2c Elect Director Sonia Baxendale For For Management
2d Elect Director James Burr For For Management
2e Elect Director Michael Covell For For Management
2f Elect Director Mark Lynch For For Management
2g Elect Director Jana Schreuder For For Management
2h Elect Director Michael Schrum For For Management
2i Elect Director Pamela Thomas-Graham For For Management
2j Elect Director John Wright For For Management
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
THE BRINK'S COMPANY
Ticker: BCO Security ID: 109696104
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathie J. Andrade For For Management
1.2 Elect Director Paul G. Boynton For For Management
1.3 Elect Director Ian D. Clough For For Management
1.4 Elect Director Susan E. Docherty For For Management
1.5 Elect Director Michael J. Herling For For Management
1.6 Elect Director A. Louis Parker For For Management
1.7 Elect Director Douglas A. Pertz For For Management
1.8 Elect Director George I. Stoeckert For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE BUCKLE, INC.
Ticker: BKE Security ID: 118440106
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Hirschfeld For For Management
1.2 Elect Director Dennis H. Nelson For For Management
1.3 Elect Director Thomas B. Heacock For For Management
1.4 Elect Director Kari G. Smith For For Management
1.5 Elect Director Hank M. Bounds For For Management
1.6 Elect Director Bill L. Fairfield For For Management
1.7 Elect Director Bruce L. Hoberman For For Management
1.8 Elect Director Michael E. Huss For For Management
1.9 Elect Director Angie J. Klein For For Management
1.10 Elect Director John P. Peetz, III For For Management
1.11 Elect Director Karen B. Rhoads For For Management
1.12 Elect Director James E. Shada For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
THE CATO CORPORATION
Ticker: CATO Security ID: 149205106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. D. Cato For For Management
1.2 Elect Director Thomas E. Meckley For For Management
1.3 Elect Director Bailey W. Patrick For Withhold Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE CHEESECAKE FACTORY INCORPORATED
Ticker: CAKE Security ID: 163072101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director David Overton For For Management
1B Elect Director Edie A. Ames For For Management
1C Elect Director Alexander L. Cappello For For Management
1D Elect Director Jerome I. Kransdorf For For Management
1E Elect Director Janice L. Meyer For For Management
1F Elect Director Laurence B. Mindel For For Management
1G Elect Director David B. Pittaway For For Management
1H Elect Director Herbert Simon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Issuance of Common Stock Upon For For Management
Conversion of Series A Convertible
Preferred Stock
--------------------------------------------------------------------------------
THE CHEFS' WAREHOUSE, INC.
Ticker: CHEF Security ID: 163086101
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ivy Brown For For Management
1b Elect Director Dominick Cerbone For For Management
1c Elect Director Joseph Cugine For For Management
1d Elect Director Steven F. Goldstone For For Management
1e Elect Director Alan Guarino For For Management
1f Elect Director Stephen Hanson For For Management
1g Elect Director Aylwin Lewis For For Management
1h Elect Director Katherine Oliver For For Management
1i Elect Director Christopher Pappas For For Management
1j Elect Director John Pappas For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE CHILDREN'S PLACE, INC.
Ticker: PLCE Security ID: 168905107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alutto For For Management
1.2 Elect Director John E. Bachman For For Management
1.3 Elect Director Marla Beck For For Management
1.4 Elect Director Elizabeth J. Boland For For Management
1.5 Elect Director Jane Elfers For For Management
1.6 Elect Director Tracey R. Griffin For For Management
1.7 Elect Director Joseph Gromek For For Management
1.8 Elect Director Norman Matthews For For Management
1.9 Elect Director Debby Reiner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE COMMUNITY FINANCIAL CORPORATION
Ticker: TCFC Security ID: 20368X101
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael B. Adams For For Management
1.2 Elect Director William J. Pasenelli For For Management
1.3 Elect Director E. Lawrence Sanders, III For For Management
1.4 Elect Director Austin J. Slater, Jr. For For Management
1.5 Elect Director Joseph V. Stone, Jr. For For Management
1.6 Elect Director Gregory C. Cockerham For For Management
1.7 Elect Director James M. Burke For For Management
1.8 Elect Director James F. Di Misa For For Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY
Ticker: SSP Security ID: 811054402
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lauren Rich Fine For For Management
1b Elect Director Wonya Y. Lucas For For Management
1c Elect Director Kim Williams For Withhold Management
--------------------------------------------------------------------------------
THE EASTERN COMPANY
Ticker: EML Security ID: 276317104
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fredrick D. DiSanto For For Management
1.2 Elect Director John W. Everets For For Management
1.3 Elect Director Charles W. Henry For For Management
1.4 Elect Director Michael A. McManus, Jr. For For Management
1.5 Elect Director James A. Mitarotonda For For Management
1.6 Elect Director Peggy B. Scott For For Management
1.7 Elect Director August M. Vlak For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Fiondella, Milone & LaSaracina For For Management
LLP as Auditors
--------------------------------------------------------------------------------
THE ENSIGN GROUP, INC.
Ticker: ENSG Security ID: 29358P101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher R. For For Management
Christensen
1.2 Elect Director Daren J. Shaw For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE EXONE COMPANY
Ticker: XONE Security ID: 302104104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director S. Kent Rockwell For For Management
1b Elect Director Paul A. Camuti For For Management
1c Elect Director John F. Hartner For For Management
1d Elect Director John Irvin For For Management
1e Elect Director Gregory F. Pashke For For Management
1f Elect Director William F. Strome For For Management
1g Elect Director Roger W. Thiltgen For For Management
1h Elect Director Bonnie K. Wachtel For For Management
2 Ratify Schneider Downs & Co., Inc. as For For Management
Auditor
3 Amend Certificate of Incorporation to For For Management
Provide Directors May Be Removed With
or Without Cause
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE FIRST BANCORP, INC.
Ticker: FNLC Security ID: 31866P102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Gregory For For Management
1.2 Elect Director Renee W. Kelly For For Management
1.3 Elect Director Tony C. McKim For For Management
1.4 Elect Director Mark N. Rosborough For For Management
1.5 Elect Director Cornelius J. Russell For For Management
1.6 Elect Director Stuart G. Smith For For Management
1.7 Elect Director Bruce B. Tindal For For Management
1.8 Elect Director F. Stephen Ward For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Berry Dunn McNeil & Parker, LLC For For Management
as Auditors
--------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC.
Ticker: FBMS Security ID: 318916103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Lightsey For For Management
1.2 Elect Director Fred A. McMurry For For Management
1.3 Elect Director Thomas E. Mitchell For For Management
1.4 Elect Director Andrew D. Stetelman For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE FIRST OF LONG ISLAND CORPORATION
Ticker: FLIC Security ID: 320734106
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Becker For For Management
1.2 Elect Director John J. Desmond For For Management
1.3 Elect Director Louisa M. Ives For For Management
1.4 Elect Director Milbrey Rennie Taylor For For Management
1.5 Elect Director Walter C. Teagle, III For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE GEO GROUP, INC.
Ticker: GEO Security ID: 36162J106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne N. Foreman For For Management
1.2 Elect Director Richard H. Glanton For For Management
1.3 Elect Director Jose Gordo For For Management
1.4 Elect Director Duane Helkowski For For Management
1.5 Elect Director Scott M. Kernan For For Management
1.6 Elect Director Guido Van Hauwermeiren For For Management
1.7 Elect Director Christopher C. Wheeler For For Management
1.8 Elect Director Julie Myers Wood For For Management
1.9 Elect Director George C. Zoley For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Firestone For For Management
1b Elect Director Werner Geissler For For Management
1c Elect Director Peter S. Hellman For For Management
1d Elect Director Laurette T. Koellner For For Management
1e Elect Director Richard J. Kramer For For Management
1f Elect Director Karla R. Lewis For For Management
1g Elect Director W. Alan McCollough For For Management
1h Elect Director John E. McGlade For For Management
1i Elect Director Roderick A. Palmore For For Management
1j Elect Director Hera K. Siu For For Management
1k Elect Director Stephanie A. Streeter For For Management
1l Elect Director Michael R. Wessel For For Management
1m Elect Director Thomas L. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
THE GORMAN-RUPP COMPANY
Ticker: GRC Security ID: 383082104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald H. Bullock, Jr. For For Management
1.2 Elect Director Jeffrey S. Gorman For For Management
1.3 Elect Director M. Ann Harlan For For Management
1.4 Elect Director Scott A. King For For Management
1.5 Elect Director Christopher H. Lake For For Management
1.6 Elect Director Sonja K. McClelland For For Management
1.7 Elect Director Vincent K. Petrella For For Management
1.8 Elect Director Kenneth R. Reynolds For For Management
1.9 Elect Director Rick R. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC.
Ticker: GBX Security ID: 393657101
Meeting Date: JAN 06, 2021 Meeting Type: Annual
Record Date: NOV 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William A. Furman For For Management
1b Elect Director Charles J. Swindells For For Management
1c Elect Director Kelly M. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
5 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
THE HACKETT GROUP, INC.
Ticker: HCKT Security ID: 404609109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maria A. Bofill For For Management
1.2 Elect Director David N. Dungan For For Management
1.3 Elect Director Richard N. Hamlin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE JOINT CORP.
Ticker: JYNT Security ID: 47973J102
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew E. Rubel For For Management
1.2 Elect Director James H. Amos, Jr. For For Management
1.3 Elect Director Ronald V. DaVella For For Management
1.4 Elect Director Suzanne M. Decker For For Management
1.5 Elect Director Peter D. Holt For For Management
1.6 Elect Director Abe Hong For For Management
1.7 Elect Director Glenn J. Krevlin For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE LOVESAC COMPANY
Ticker: LOVE Security ID: 54738L109
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Fox For For Management
1.2 Elect Director John Grafer For For Management
1.3 Elect Director Andrew R. Heyer For Withhold Management
1.4 Elect Director Sharon M. Leite For For Management
1.5 Elect Director Walter D. McLallen For For Management
1.6 Elect Director Shawn Nelson For For Management
1.7 Elect Director Shirley Romig For For Management
2 Approve Increase in Size of Board For For Management
3 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE MACERICH COMPANY
Ticker: MAC Security ID: 554382101
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peggy Alford For For Management
1b Elect Director John H. Alschuler For For Management
1c Elect Director Eric K. Brandt For For Management
1d Elect Director Edward C. Coppola For For Management
1e Elect Director Steven R. Hash For For Management
1f Elect Director Daniel J. Hirsch For For Management
1g Elect Director Diana M. Laing For For Management
1h Elect Director Thomas E. O'Hern For For Management
1i Elect Director Steven L. Soboroff For For Management
1j Elect Director Andrea M. Stephen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE MANITOWOC COMPANY, INC.
Ticker: MTW Security ID: 563571405
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne E. Belec For For Management
1.2 Elect Director Robert G. Bohn For For Management
1.3 Elect Director Donald M. Condon, Jr. For For Management
1.4 Elect Director Anne M. Cooney For For Management
1.5 Elect Director Kenneth W. Krueger For For Management
1.6 Elect Director C. David Myers For For Management
1.7 Elect Director John C. Pfeifer For For Management
1.8 Elect Director Aaron H. Ravenscroft For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE MARCUS CORPORATION
Ticker: MCS Security ID: 566330106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen H. Marcus For For Management
1.2 Elect Director Gregory S. Marcus For For Management
1.3 Elect Director Diane Marcus Gershowitz For For Management
1.4 Elect Director Allan H. Selig For For Management
1.5 Elect Director Timothy E. Hoeksema For For Management
1.6 Elect Director Bruce J. Olson For For Management
1.7 Elect Director Philip L. Milstein For For Management
1.8 Elect Director Brian J. Stark For For Management
1.9 Elect Director Katherine M. Gehl For For Management
1.10 Elect Director David M. Baum For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
THE ODP CORPORATION
Ticker: ODP Security ID: 88337F105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Quincy L. Allen For For Management
1b Elect Director Kristin A. Campbell For For Management
1c Elect Director Marcus B. Dunlop For For Management
1d Elect Director Cynthia T. Jamison For For Management
1e Elect Director Francesca Ruiz de For For Management
Luzuriaga
1f Elect Director Shashank Samant For For Management
1g Elect Director Wendy L. Schoppert For For Management
1h Elect Director Gerry P. Smith For For Management
1i Elect Director David M. Szymanski For For Management
1j Elect Director Joseph S. Vassalluzzo For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE PENNANT GROUP, INC.
Ticker: PNTG Security ID: 70805E109
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roderic E. Lewis For Withhold Management
1.2 Elect Director Scott E. Lamb For For Management
1.3 Elect Director Barry M. Smith For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE REALREAL, INC.
Ticker: REAL Security ID: 88339P101
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Krolik For For Management
1.2 Elect Director Niki Leondakis For For Management
1.3 Elect Director Emma Grede For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE RMR GROUP INC.
Ticker: RMR Security ID: 74967R106
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer B. Clark For Withhold Management
1.2 Elect Director Ann Logan For Withhold Management
1.3 Elect Director Rosen Plevneliev For Withhold Management
1.4 Elect Director Adam D. Portnoy For Withhold Management
1.5 Elect Director Jonathan Veitch For Withhold Management
1.6 Elect Director Walter C. Watkins, Jr. For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE RUBICON PROJECT, INC.
Ticker: MGNI Security ID: 78112V102
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa L. Troe For For Management
1.2 Elect Director Paul Caine For For Management
1.3 Elect Director Doug Knopper For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE SHYFT GROUP, INC.
Ticker: SHYF Security ID: 825698103
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daryl M. Adams For For Management
1.2 Elect Director Thomas R. Clevinger For For Management
1.3 Elect Director Paul A. Mascarenas For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE SIMPLY GOOD FOODS COMPANY
Ticker: SMPL Security ID: 82900L102
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Montgomery For For Management
1.2 Elect Director Joseph E. Scalzo For For Management
1.3 Elect Director Joseph J. Schena For For Management
1.4 Elect Director James D. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE ST. JOE COMPANY
Ticker: JOE Security ID: 790148100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cesar L. Alvarez For For Management
1b Elect Director Bruce R. Berkowitz For For Management
1c Elect Director Howard S. Frank For For Management
1d Elect Director Jorge L. Gonzalez For For Management
1e Elect Director Thomas P. Murphy, Jr. For For Management
2 Ratify Grant Thornton LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE YORK WATER COMPANY
Ticker: YORW Security ID: 987184108
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Gang For For Management
1.2 Elect Director Jeffrey R. Hines For For Management
1.3 Elect Director George W. Hodges For For Management
1.4 Elect Director George Hay Kain, III For For Management
2 Ratify Baker Tilly US, LLP as Auditors For For Management
--------------------------------------------------------------------------------
THERAPEUTICSMD, INC.
Ticker: TXMD Security ID: 88338N107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tommy G. Thompson For For Management
1.2 Elect Director Robert G. Finizio For For Management
1.3 Elect Director Paul M. Bisaro For For Management
1.4 Elect Director J. Martin Carroll For For Management
1.5 Elect Director Cooper C. Collins For For Management
1.6 Elect Director Karen L. Ling For For Management
1.7 Elect Director Jules A. Musing For For Management
1.8 Elect Director Gail K. Naughton For For Management
1.9 Elect Director Angus C. Russell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Non-Executive Stock Option For For Management
Exchange Program
4 Amend Omnibus Stock Plan For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
THERAVANCE BIOPHARMA, INC.
Ticker: TBPH Security ID: G8807B106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eran Broshy For For Management
1.2 Elect Director Laurie Smaldone Alsup For For Management
1.3 Elect Director Burton G. Malkiel For For Management
2 Ratify Appointment of Deepika R. For For Management
Pakianathan as Director
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THERMON GROUP HOLDINGS, INC.
Ticker: THR Security ID: 88362T103
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John U. Clarke For For Management
1.2 Elect Director Linda A. Dalgetty For For Management
1.3 Elect Director Roger L. Fix For For Management
1.4 Elect Director Marcus J. George For For Management
1.5 Elect Director Kevin J. McGinty For For Management
1.6 Elect Director John T. Nesser, III For For Management
1.7 Elect Director Michael W. Press For For Management
1.8 Elect Director Bruce A. Thames For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THIRD POINT REINSURANCE LTD.
Ticker: TPRE Security ID: G8827U100
Meeting Date: NOV 23, 2020 Meeting Type: Special
Record Date: OCT 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Issuance of Shares to Daniel S. For For Management
Loeb
3 Approve Bye-Laws 24.2 Through 24.8 and For For Management
Bye-law 27
4 Amend Bye-Law 40.3 For For Management
5 Approve Bye-Laws 56.2, 56.3 and 56.4 For For Management
6 Approve Bye-Law 81.1 For Against Management
7 Approve Bye-Laws 7 And 43.5 and the For Against Management
Amendment to Bye-law 82
8 Approve Bye-Laws For For Management
9 Change Company Name to SiriusPoint Ltd. For For Management
10 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TIDEWATER INC.
Ticker: TDW Security ID: 88642R109
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dick Fagerstal For For Management
1.2 Elect Director Quintin V. Kneen For For Management
1.3 Elect Director Louis A. Raspino For For Management
1.4 Elect Director Larry T. Rigdon For For Management
1.5 Elect Director Kenneth H. Traub For For Management
1.6 Elect Director Lois K. Zabrocky For For Management
1.7 Elect Director Darron M. Anderson For For Management
1.8 Elect Director Robert E. Robotti For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TIDEWATER, INC.
Ticker: TDW Security ID: 88642R109
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dick Fagerstal For For Management
1b Elect Director Quintin V. Kneen For For Management
1c Elect Director Louis A. Raspino For For Management
1d Elect Director Larry T. Rigdon For For Management
1e Elect Director Kenneth H. Traub For For Management
1f Elect Director Lois K. Zabrocky For For Management
2 Adopt NOL Rights Plan (NOL Pill) For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TILLY'S, INC.
Ticker: TLYS Security ID: 886885102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hezy Shaked For Withhold Management
1.2 Elect Director Doug Collier For Withhold Management
1.3 Elect Director Seth Johnson For Withhold Management
1.4 Elect Director Janet E. Kerr For Withhold Management
1.5 Elect Director Edmond Thomas For For Management
1.6 Elect Director Bernard Zeichner For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TIMBERLAND BANCORP, INC.
Ticker: TSBK Security ID: 887098101
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: DEC 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Suter For For Management
1.2 Elect Director Andrea M. Clinton For For Management
1.3 Elect Director James A. Davis For For Management
1.4 Elect Director Kathy D. Leodler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Delap LLP as Auditors For For Management
--------------------------------------------------------------------------------
TIMKENSTEEL CORPORATION
Ticker: TMST Security ID: 887399103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry L. Dunlap For For Management
1.2 Elect Director Ronald A. Rice For For Management
1.3 Elect Director Michael S. Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
TIPTREE INC.
Ticker: TIPT Security ID: 88822Q103
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Barnes For For Management
1.2 Elect Director Dominique Mielle For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TITAN MACHINERY INC.
Ticker: TITN Security ID: 88830R101
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stan Erickson For For Management
1.2 Elect Director Jody Horner For For Management
1.3 Elect Director Richard Mack For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TIVITY HEALTH, INC.
Ticker: TVTY Security ID: 88870R102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Richard M. Ashworth For For Management
1B Elect Director Sara J. Finley For For Management
1C Elect Director Robert J. Greczyn, Jr. For For Management
1D Elect Director Beth M. Jacob For For Management
1E Elect Director Bradley S. Karro For For Management
1F Elect Director Erin L. Russell For For Management
1G Elect Director Anthony M. Sanfilippo For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
TOMPKINS FINANCIAL CORPORATION
Ticker: TMP Security ID: 890110109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Alexander For For Management
1.2 Elect Director Paul J. Battaglia For For Management
1.3 Elect Director Daniel J. Fessenden For For Management
1.4 Elect Director James W. Fulmer For For Management
1.5 Elect Director Patricia A. Johnson For For Management
1.6 Elect Director Frank C. Milewski For For Management
1.7 Elect Director Ita M. Rahilly For For Management
1.8 Elect Director Thomas R. Rochon For For Management
1.9 Elect Director Stephen S. Romaine For For Management
1.10 Elect Director Michael H. Spain For For Management
1.11 Elect Director Jennifer R. Tegan For For Management
1.12 Elect Director Alfred J. Weber For For Management
1.13 Elect Director Craig Yunker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC.
Ticker: TR Security ID: 890516107
Meeting Date: AUG 31, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen R. Gordon For Withhold Management
1.2 Elect Director Lana Jane Lewis-Brent For For Management
1.3 Elect Director Barre A. Seibert For For Management
1.4 Elect Director Paula M. Wardynski For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
TOOTSIE ROLL INDUSTRIES, INC.
Ticker: TR Security ID: 890516107
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen R. Gordon For Withhold Management
1.2 Elect Director Virginia L. Gordon For Withhold Management
1.3 Elect Director Lana Jane Lewis-Brent For For Management
1.4 Elect Director Barre A. Seibert For For Management
1.5 Elect Director Paula M. Wardynski For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
TOPBUILD CORP.
Ticker: BLD Security ID: 89055F103
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alec C. Covington For For Management
1b Elect Director Robert Buck For For Management
1c Elect Director Carl T. Camden For For Management
1d Elect Director Joseph S. Cantie For For Management
1e Elect Director Tina M. Donikowski For For Management
1f Elect Director Mark A. Petrarca For For Management
1g Elect Director Nancy M. Taylor For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOWNEBANK
Ticker: TOWN Security ID: 89214P109
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey F. Benson For For Management
1.2 Elect Director Douglas D. Ellis For For Management
1.3 Elect Director John W. Failes For For Management
1.4 Elect Director William I. Foster, III For For Management
1.5 Elect Director Robert C. Hatley For For Management
1.6 Elect Director Howard J. Jung For For Management
1.7 Elect Director Stephanie Marioneaux For For Management
1.8 Elect Director Juan M. Montero, II For For Management
1.9 Elect Director Thomas K. Norment, Jr. For For Management
1.10 Elect Director Brad E. Schwartz For For Management
1.11 Elect Director Alan S. Witt For For Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOWNEBANK
Ticker: TOWN Security ID: 89214P109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline B. Amato For For Management
1b Elect Director Richard S. Bray For For Management
1c Elect Director Andrew S. Fine For For Management
1d Elect Director John R. Lawson, II For For Management
1e Elect Director W. Ashton Lewis For For Management
1f Elect Director R. Scott Morgan For For Management
1g Elect Director Robert M. Oman For For Management
1h Elect Director R.V. Owens, III For For Management
1i Elect Director Elizabeth T. Patterson For For Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TPG RE FINANCE TRUST, INC.
Ticker: TRTX Security ID: 87266M107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Avi Banyasz For For Management
1.2 Elect Director Kelvin Davis For For Management
1.3 Elect Director Michael Gillmore For For Management
1.4 Elect Director Todd Schuster For For Management
1.5 Elect Director Wendy Silverstein For For Management
1.6 Elect Director Bradley Smith For For Management
1.7 Elect Director Gregory White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TPI COMPOSITES, INC.
Ticker: TPIC Security ID: 87266J104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul G. Giovacchini For Withhold Management
1.2 Elect Director Jayshree S. Desai For For Management
1.3 Elect Director Linda P. Hudson For For Management
1.4 Elect Director Bavan M. Holloway For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRANSCAT, INC.
Ticker: TRNS Security ID: 893529107
Meeting Date: SEP 09, 2020 Meeting Type: Annual
Record Date: JUL 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Harrison For For Management
1.2 Elect Director Gary J. Haseley For For Management
1.3 Elect Director John T. Smith For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Freed Maxick CPAs, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
TRANSLATE BIO, INC.
Ticker: TBIO Security ID: 89374L104
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Owen Hughes For Withhold Management
1.2 Elect Director Ronald C. Renaud, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRANSMEDICS GROUP, INC.
Ticker: TMDX Security ID: 89377M109
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Waleed H. Hassanein For For Management
1.2 Elect Director James R. Tobin For For Management
1.3 Elect Director Edward M. Basile For For Management
1.4 Elect Director Thomas J. Gunderson For For Management
1.5 Elect Director Edwin M. Kania, Jr. For For Management
1.6 Elect Director Stephanie Lovell For For Management
1.7 Elect Director Merilee Raines For For Management
1.8 Elect Director David Weill For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Appropriation of Available Earnings For For Management
for Fiscal Year 2020
4 Approve the Renewal of Authorized For For Management
Share Capital with Partial Exclusion
of Preemptive Rights
5A Elect Director Glyn A. Barker For For Management
5B Elect Director Vanessa C.L. Chang For For Management
5C Elect Director Frederico F. Curado For For Management
5D Elect Director Chadwick C. Deaton For For Management
5E Elect Director Vincent J. Intrieri For For Management
5F Elect Director Samuel J. Merksamer For For Management
5G Elect Director Frederik W. Mohn For For Management
5H Elect Director Edward R. Muller For For Management
5I Elect Director Margareth Ovrum For For Management
5J Elect Director Diane de Saint Victor For For Management
5K Elect Director Jeremy D. Thigpen For For Management
6 Elect Chadwick C. Deaton as Board For For Management
Chairman
7A Appoint Glyn A. Barker as Member of For For Management
the Compensation Committee
7B Appoint Vanessa C.L. Chang as Member For For Management
of the Compensation Committee
7C Appoint Samuel J. Merksamer as Member For For Management
of the Compensation Committee
8 Designate Schweiger Advokatur / For For Management
Notariat as Independent Proxy
9 Appointment Of Ernst & Young LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2021
and Reelection of Ernst & Young Ltd,
Zurich as the Company's Auditor for a
Further One-Year Term
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11A Approve Maximum Remuneration of Board For For Management
of Directors for the Period Between
the 2021 and 2022 Annual General
Meetings in the Amount of USD 4.12
Million
11B Approve Maximum Remuneration of the For For Management
Executive Management Team for Fiscal
Year 2022 in the Amount of USD 24
Million
12 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRAVERE THERAPEUTICS, INC.
Ticker: TVTX Security ID: 89422G107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Aselage For For Management
1.2 Elect Director Roy D. Baynes For For Management
1.3 Elect Director Suzanne Bruhn For For Management
1.4 Elect Director Tim Coughlin For For Management
1.5 Elect Director Eric Dube For For Management
1.6 Elect Director Gary Lyons For For Management
1.7 Elect Director Jeffrey Meckler For For Management
1.8 Elect Director John A. Orwin For For Management
1.9 Elect Director Sandra Poole For For Management
1.10 Elect Director Ron Squarer For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRECORA RESOURCES
Ticker: TREC Security ID: 894648104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary K. Adams For For Management
1.2 Elect Director Pamela R. Butcher For For Management
1.3 Elect Director Nicholas N. Carter For For Management
1.4 Elect Director Adam C. Peakes For For Management
1.5 Elect Director Patrick D. Quarles For For Management
1.6 Elect Director Janet S. Roemer For For Management
1.7 Elect Director Karen A. Twitchell For For Management
2 Ratify BKM Sowan Horan, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TREDEGAR CORPORATION
Ticker: TG Security ID: 894650100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George C. Freeman, III For For Management
1.2 Elect Director John D. Gottwald For For Management
1.3 Elect Director William M. Gottwald For For Management
1.4 Elect Director Kenneth R. Newsome For For Management
1.5 Elect Director Gregory A. Pratt For For Management
1.6 Elect Director Thomas G. Snead, Jr. For Against Management
1.7 Elect Director John M. Steitz For For Management
1.8 Elect Director Carl E. Tack, III For For Management
1.9 Elect Director Anne G. Waleski For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRI POINTE HOMES, INC.
Ticker: TPH Security ID: 87265H109
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas F. Bauer For For Management
1.2 Elect Director Lawrence B. Burrows For For Management
1.3 Elect Director Daniel S. Fulton For For Management
1.4 Elect Director Steven J. Gilbert For For Management
1.5 Elect Director Vicki D. McWilliams For For Management
1.6 Elect Director Constance B. Moore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRIBUNE PUBLISHING COMPANY
Ticker: TPCO Security ID: 89609W107
Meeting Date: MAY 21, 2021 Meeting Type: Special
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TRICIDA, INC.
Ticker: TCDA Security ID: 89610F101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn Falberg For For Management
1.2 Elect Director Gerrit Klaerner For For Management
1.3 Elect Director Klaus R. Veitinger For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Stock Option Exchange Program For Against Management
--------------------------------------------------------------------------------
TRICO BANCSHARES
Ticker: TCBK Security ID: 896095106
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Amaral For For Management
1.2 Elect Director L. Gage Chrysler, III For For Management
1.3 Elect Director Craig S. Compton For For Management
1.4 Elect Director Kirsten E. Garen For For Management
1.5 Elect Director Cory W. Giese For For Management
1.6 Elect Director John S. A. Hasbrook For For Management
1.7 Elect Director Margaret L. Kane For For Management
1.8 Elect Director Michael W. Koehnen For For Management
1.9 Elect Director Martin A. Mariani For For Management
1.10 Elect Director Thomas C. McGraw For For Management
1.11 Elect Director Richard P. Smith For For Management
1.12 Elect Director Kimberley H. Vogel For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRIMAS CORPORATION
Ticker: TRS Security ID: 896215209
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nick L. Stanage For For Management
1.2 Elect Director Daniel P. Tredwell For For Management
1.3 Elect Director Samuel Valenti, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRINET GROUP, INC.
Ticker: TNET Security ID: 896288107
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katherine August-deWilde For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Ralph A. Clark For For Management
1.4 Elect Director Maria Contreras-Sweet For For Management
1.5 Elect Director Shawn Guertin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRINSEO S.A.
Ticker: TSE Security ID: L9340P101
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Increase in Size of Board For For Management
3 Approve the Irish PLC Constitution For For Management
4a Approve Changes in Share Capital For Against Management
4b Approve Change in Board's Discretion For Against Management
to Issue Shares
4c Approve Change in Advance Notice For For Management
Requirements for Shareholder Proposals
5 Approve Creation of Distributable For For Management
Reserves
6a Elect Director K'lynne Johnson For For Management
6b Elect Director Joseph Alvarado For For Management
6c Elect Director Frank A. Bozich For For Management
6d Elect Director Jeffrey J. Cote For For Management
6e Elect Director Pierre-Marie De Leener For For Management
6f Elect Director Sandra Beach Lin For For Management
6g Elect Director Jeanmarie Desmond For For Management
6h Elect Director Matthew Farrell For For Management
6i Elect Director Philip R. Martens For For Management
6j Elect Director Donald T. Misheff For For Management
6k Elect Director Henri Steinmetz For For Management
6l Elect Director Mark Tomkins For For Management
7 Elect Director Victoria Brifo For For Management
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Management
10 Approve Changes to Director For For Management
Compensation Program
11 Approve Consolidated Financial For For Management
Statements and Statutory Reports
12 Approve Allocation of Income and For For Management
Dividends
13 Approve Discharge of Directors and For For Management
Auditors
14 Ratify PricewaterhouseCoopers Societe For For Management
cooperative as Internal Statutory
Auditor
15 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRIPLE-S MANAGEMENT CORPORATION
Ticker: GTS Security ID: 896749108
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen L. Ondra For For Management
1b Elect Director Roberto Garcia-Rodriguez For For Management
1c Elect Director Gail B. Marcus For For Management
1d Elect Director Roberta Herman For For Management
1e Elect Director Luis A. For For Management
Clavell-Rodriguez
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Articles of Incorporation to For For Management
Eliminate All References to Class A
Common Stock
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC.
Ticker: TSC Security ID: 89678F100
Meeting Date: DEC 30, 2020 Meeting Type: Special
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Potential Issuance of Greater For For Management
than 19.99 % Outstanding Common Stock
Upon Conversion of Series C Preferred
Stock
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC.
Ticker: TSC Security ID: 89678F100
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Bonvenuto For For Management
1.2 Elect Director James J. Dolan For For Management
1.3 Elect Director Audrey P. Dunning For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
5A Increase Authorized Common Stock For For Management
5B Authorize a New Class of Non-Voting For For Management
Common Stock
--------------------------------------------------------------------------------
TRITON INTERNATIONAL LIMITED
Ticker: TRTN Security ID: G9078F107
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian M. Sondey For For Management
1b Elect Director Robert W. Alspaugh For For Management
1c Elect Director Malcolm P. Baker For For Management
1d Elect Director Annabelle Bexiga For For Management
1e Elect Director Claude Germain For For Management
1f Elect Director Kenneth Hanau For For Management
1g Elect Director John S. Hextall For For Management
1h Elect Director Robert L. Rosner For For Management
1i Elect Director Simon R. Vernon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Bye-Laws to Eliminate Provisions For For Management
Relating to Former Sponsor Shareholders
--------------------------------------------------------------------------------
TRIUMPH BANCORP, INC.
Ticker: TBK Security ID: 89679E300
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos M. Sepulveda, Jr. For For Management
1.2 Elect Director Aaron P. Graft For For Management
1.3 Elect Director Charles A. Anderson For For Management
1.4 Elect Director Richard L. Davis For For Management
1.5 Elect Director Michael P. Rafferty For For Management
1.6 Elect Director C. Todd Sparks For For Management
1.7 Elect Director Debra A. Bradford For For Management
1.8 Elect Director Laura K. Easley For For Management
1.9 Elect Director Frederick P. Perpall For For Management
1.10 Elect Director Maribess L. Miller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRIUMPH GROUP, INC.
Ticker: TGI Security ID: 896818101
Meeting Date: JUL 16, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul Bourgon For For Management
1b Elect Director Daniel J. Crowley For For Management
1c Elect Director Ralph E. Eberhart For For Management
1d Elect Director Daniel P. Garton For For Management
1e Elect Director Richard A. Goglia For For Management
1f Elect Director Barbara W. Humpton For For Management
1g Elect Director William L. Mansfield For For Management
1h Elect Director Colleen C. Repplier For For Management
1i Elect Director Larry O. Spencer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
TRONOX HOLDINGS PLC
Ticker: TROX Security ID: G9087Q102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ilan Kaufthal For For Management
1b Elect Director Mutlaq Al-Morished For Against Management
1c Elect Director Vanessa Guthrie For For Management
1d Elect Director Peter B. Johnston For For Management
1e Elect Director Ginger M. Jones For For Management
1f Elect Director Stephen Jones For For Management
1g Elect Director Moazzam Khan For For Management
1h Elect Director Sipho Nkosi For For Management
1i Elect Director John Romano For For Management
1j Elect Director Jean-Francois Turgeon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Remuneration Report For For Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Statutory Auditors
7 Authorise Board to Fix Remuneration of For For Management
Auditors
--------------------------------------------------------------------------------
TRUEBLUE, INC.
Ticker: TBI Security ID: 89785X101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A. Patrick Beharelle For For Management
1b Elect Director Colleen B. Brown For For Management
1c Elect Director Steven C. Cooper For For Management
1d Elect Director William C. Goings For For Management
1e Elect Director Kim Harris Jones For For Management
1f Elect Director R. Chris Kreidler For For Management
1g Elect Director Jeffrey B. Sakaguchi For For Management
1h Elect Director Kristi A. Savacool For For Management
1i Elect Director Bonnie W. Soodik For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TRUECAR, INC.
Ticker: TRUE Security ID: 89785L107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara A. Carbone For For Management
1.2 Elect Director Michael D. Darrow For For Management
1.3 Elect Director Erin N. Lantz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRUPANION, INC.
Ticker: TRUP Security ID: 898202106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline "Jackie" For For Management
Davidson
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRUSTCO BANK CORP NY
Ticker: TRST Security ID: 898349105
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lisa M. Lucarelli For For Management
1b Elect Director Thomas O. Maggs For For Management
1c Elect Director Anthony J. Marinello For For Management
1d Elect Director Robert J. McCormick For For Management
1e Elect Director Kimberly A. Russell For For Management
1f Elect Director Frank B. Silverman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Reverse Stock Split For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRUSTMARK CORPORATION
Ticker: TRMK Security ID: 898402102
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Adolphus B. Baker For For Management
1b Elect Director William A. Brown For For Management
1c Elect Director Augustus L. Collins For For Management
1d Elect Director Tracy T. Conerly For For Management
1e Elect Director Toni D. Cooley For For Management
1f Elect Director Duane A. Dewey For For Management
1g Elect Director Marcelo Eduardo For For Management
1h Elect Director J. Clay Hays, Jr. For For Management
1i Elect Director Gerard R. Host For For Management
1j Elect Director Harris V. Morrissette For For Management
1k Elect Director Richard H. Puckett For For Management
1l Elect Director William G. Yates, III For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditor For For Management
--------------------------------------------------------------------------------
TTEC HOLDINGS, INC.
Ticker: TTEC Security ID: 89854H102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth D. Tuchman For For Management
1b Elect Director Steven J. Anenen For For Management
1c Elect Director Tracy L. Bahl For For Management
1d Elect Director Gregory A. Conley For For Management
1e Elect Director Robert N. Frerichs For For Management
1f Elect Director Marc L. Holtzman For For Management
1g Elect Director Gina L. Loften For For Management
1h Elect Director Ekta Singh-Bushell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC.
Ticker: TTMI Security ID: 87305R109
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John G. Mayer For For Management
1.2 Elect Director Rex D. Geveden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TUCOWS INC.
Ticker: TCX Security ID: 898697206
Meeting Date: SEP 08, 2020 Meeting Type: Annual
Record Date: JUL 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allen Karp For For Management
1.2 Elect Director Rawleigh H. Ralls For For Management
1.3 Elect Director Jeffrey Schwartz For For Management
1.4 Elect Director Erez Gissin For For Management
1.5 Elect Director Robin Chase For For Management
1.6 Elect Director Elliot Noss For Withhold Management
1.7 Elect Director Brad Burnham For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TUPPERWARE BRANDS CORPORATION
Ticker: TUP Security ID: 899896104
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan M. Cameron For For Management
1.2 Elect Director Meg Crofton For For Management
1.3 Elect Director Deborah G. Ellinger For For Management
1.4 Elect Director Miguel Fernandez For For Management
1.5 Elect Director James H. Fordyce For For Management
1.6 Elect Director Richard Goudis For For Management
1.7 Elect Director Timothy Minges For For Management
1.8 Elect Director Christopher D. O'Leary For For Management
1.9 Elect Director Richard T. Riley For For Management
1.10 Elect Director M. Anne Szostak For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TURNING POINT BRANDS, INC.
Ticker: TPB Security ID: 90041L105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. A. Baxter For For Management
1.2 Elect Director H.C. Charles Diao For For Management
1.3 Elect Director Ashley Davis Frushone For For Management
1.4 Elect Director David Glazek For For Management
1.5 Elect Director Assia Grazioli-Venier For For Management
1.6 Elect Director Stephen Usher For For Management
1.7 Elect Director Lawrence S. Wexler For For Management
1.8 Elect Director Arnold Zimmerman For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
TURNING POINT THERAPEUTICS, INC.
Ticker: TPTX Security ID: 90041T108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Simeon J. George For For Management
1.2 Elect Director Carol Gallagher For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TURTLE BEACH CORPORATION
Ticker: HEAR Security ID: 900450206
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juergen Stark For For Management
1.2 Elect Director William E. Keitel For For Management
1.3 Elect Director L. Gregory Ballard For For Management
1.4 Elect Director Yie-Hsin Hung For For Management
1.5 Elect Director Kelly A. Thompson For For Management
1.6 Elect Director Andrew Wolfe For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TUTOR PERINI CORPORATION
Ticker: TPC Security ID: 901109108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald N. Tutor For Withhold Management
1.2 Elect Director Peter Arkley For Withhold Management
1.3 Elect Director Sidney J. Feltenstein For For Management
1.4 Elect Director James A. Frost For For Management
1.5 Elect Director Michael F. Horodniceanu For For Management
1.6 Elect Director Michael R. Klein For Withhold Management
1.7 Elect Director Robert C. Lieber For Withhold Management
1.8 Elect Director Dennis D. Oklak For For Management
1.9 Elect Director Raymond R. Oneglia For For Management
1.10 Elect Director Dale Anne Reiss For For Management
1.11 Elect Director Dickran M. Tevrizian, For For Management
Jr.
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TWIST BIOSCIENCE CORPORATION
Ticker: TWST Security ID: 90184D100
Meeting Date: FEB 03, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emily M. Leproust For For Management
1.2 Elect Director William Banyai For For Management
1.3 Elect Director Robert Chess For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TWO HARBORS INVESTMENT CORP.
Ticker: TWO Security ID: 90187B408
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Spencer Abraham For For Management
1b Elect Director James J. Bender For For Management
1c Elect Director William Greenberg For For Management
1d Elect Director Karen Hammond For For Management
1e Elect Director Stephen G. Kasnet For For Management
1f Elect Director W. Reid Sanders For For Management
1g Elect Director James A. Stern For For Management
1h Elect Director Hope B. Woodhouse For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TYME TECHNOLOGIES, INC.
Ticker: TYME Security ID: 90238J103
Meeting Date: AUG 20, 2020 Meeting Type: Annual
Record Date: JUL 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Carberry For For Management
1.2 Elect Director Douglas A. Michels For For Management
1.3 Elect Director Paul L. Sturman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
U.S. CONCRETE, INC.
Ticker: USCR Security ID: 90333L201
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Lundin For For Management
1.2 Elect Director Susan M. Ball For For Management
1.3 Elect Director Kurt M. Cellar For For Management
1.4 Elect Director Rajan C. Penkar For For Management
1.5 Elect Director Ronnie Pruitt For For Management
1.6 Elect Director Theodore P. Rossi For For Management
1.7 Elect Director Colin M. Sutherland For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
U.S. PHYSICAL THERAPY, INC.
Ticker: USPH Security ID: 90337L108
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward L. Kuntz For For Management
1.2 Elect Director Christopher J. Reading For For Management
1.3 Elect Director Lawrance W. McAfee For For Management
1.4 Elect Director Mark J. Brookner For For Management
1.5 Elect Director Harry S. Chapman For For Management
1.6 Elect Director Bernard A. Harris, Jr. For For Management
1.7 Elect Director Kathleen A. Gilmartin For For Management
1.8 Elect Director Regg E. Swanson For For Management
1.9 Elect Director Clayton K. Trier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Other Business None Against Management
--------------------------------------------------------------------------------
U.S. PHYSICAL THERAPY, INC.
Ticker: USPH Security ID: 90337L108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward L. Kuntz For For Management
1.2 Elect Director Christopher J. Reading For For Management
1.3 Elect Director Mark J. Brookner For For Management
1.4 Elect Director Harry S. Chapman For For Management
1.5 Elect Director Bernard A. Harris, Jr. For For Management
1.6 Elect Director Kathleen A. Gilmartin For For Management
1.7 Elect Director Reginald E. Swanson For For Management
1.8 Elect Director Clayton K. Trier For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Other Business None Against Management
--------------------------------------------------------------------------------
U.S. SILICA HOLDINGS, INC.
Ticker: SLCA Security ID: 90346E103
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter C. Bernard For For Management
1B Elect Director Diane K. Duren For For Management
1C Elect Director William J. Kacal For For Management
1D Elect Director Charles W. Shaver For For Management
1E Elect Director Bryan A. Shinn For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Increase Disclosure of Compensation Against Against Shareholder
Adjustments
--------------------------------------------------------------------------------
U.S. XPRESS ENTERPRISES, INC.
Ticker: USX Security ID: 90338N202
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon F. Beizer For For Management
1.2 Elect Director Edward "Ned" H. Braman For Withhold Management
1.3 Elect Director Jennifer G. Buckner For Withhold Management
1.4 Elect Director Michael L. Ducker For For Management
1.5 Elect Director Eric Fuller For Withhold Management
1.6 Elect Director Max Fuller For Withhold Management
1.7 Elect Director Dennis A. Nash For Withhold Management
1.8 Elect Director John C. Rickel For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
UFP INDUSTRIES, INC.
Ticker: UFPI Security ID: 90278Q108
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew J. Missad For For Management
1b Elect Director Thomas W. Rhodes For For Management
1c Elect Director Brian C. Walker For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UFP TECHNOLOGIES, INC.
Ticker: UFPT Security ID: 902673102
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Jeffrey Bailly For For Management
1.2 Elect Director Marc Kozin For For Management
1.3 Elect Director Robert W. Pierce, Jr. For For Management
1.4 Elect Director Daniel C. Croteau For For Management
1.5 Elect Director Cynthia L. Feldmann For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC.
Ticker: UCTT Security ID: 90385V107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clarence L. Granger For For Management
1b Elect Director James P. Scholhamer For For Management
1c Elect Director David T. ibnAle For For Management
1d Elect Director Emily M. Liggett For For Management
1e Elect Director Thomas T. Edman For For Management
1f Elect Director Barbara V. Scherer For For Management
1g Elect Director Ernest E. Maddock For For Management
1h Elect Director Jacqueline A. Seto For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ULTRAGENYX PHARMACEUTICAL INC.
Ticker: RARE Security ID: 90400D108
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Deborah Dunsire For For Management
1b Elect Director Michael Narachi For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UMB FINANCIAL CORPORATION
Ticker: UMBF Security ID: 902788108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robin C. Beery For For Management
1.2 Elect Director Janine A. Davidson For For Management
1.3 Elect Director Kevin C. Gallagher For For Management
1.4 Elect Director Greg M. Graves For For Management
1.5 Elect Director Alexander C. Kemper For For Management
1.6 Elect Director J. Mariner Kemper For For Management
1.7 Elect Director Gordon E. Lansford, III For For Management
1.8 Elect Director Timothy R. Murphy For For Management
1.9 Elect Director Tamara M. Peterman For For Management
1.10 Elect Director Kris A. Robbins For For Management
1.11 Elect Director L. Joshua Sosland For For Management
1.12 Elect Director Leroy J. Williams, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UMH PROPERTIES, INC.
Ticker: UMH Security ID: 903002103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anna T. Chew For For Management
1.2 Elect Director Eugene W. Landy For For Management
1.3 Elect Director Samuel A. Landy For For Management
1.4 Elect Director Stuart D. Levy For Withhold Management
2 Ratify PKF O'Connor Davies, LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
UNIFI, INC.
Ticker: UFI Security ID: 904677200
Meeting Date: OCT 29, 2020 Meeting Type: Annual
Record Date: SEP 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert J. Bishop For For Management
1b Elect Director Albert P. Carey For For Management
1c Elect Director Thomas H. Caudle, Jr. For For Management
1d Elect Director Archibald Cox, Jr. For For Management
1e Elect Director Edmund M. Ingle For For Management
1f Elect Director James M. Kilts For Abstain Management
1g Elect Director Kenneth G. Langone For For Management
1h Elect Director Suzanne M. Present For For Management
1i Elect Director Eva T. Zlotnicka For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIFIRST CORPORATION
Ticker: UNF Security ID: 904708104
Meeting Date: JAN 12, 2021 Meeting Type: Annual
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen M. Camilli For For Management
1.2 Elect Director Michael Iandoli For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNISYS CORPORATION
Ticker: UIS Security ID: 909214306
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter A. Altabef For For Management
1b Elect Director Jared L. Cohon For For Management
1c Elect Director Nathaniel A. Davis For For Management
1d Elect Director Matthew J. Desch For For Management
1e Elect Director Denise K. Fletcher For For Management
1f Elect Director Philippe Germond For For Management
1g Elect Director Lisa A. Hook For For Management
1h Elect Director Deborah Lee James For For Management
1i Elect Director Paul E. Martin For For Management
1j Elect Director Regina Paolillo For For Management
1k Elect Director Lee D. Roberts For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED BANKSHARES, INC.
Ticker: UBSI Security ID: 909907107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Adams For For Management
1.2 Elect Director Charles L. Capito, Jr. For For Management
1.3 Elect Director Peter A. Converse For For Management
1.4 Elect Director Michael P. Fitzgerald For For Management
1.5 Elect Director Theodore J. Georgelas For For Management
1.6 Elect Director Patrice A. Harris For For Management
1.7 Elect Director J. Paul McNamara For For Management
1.8 Elect Director Mark R. Nesselroad For For Management
1.9 Elect Director Jerold L. Rexroad For For Management
1.10 Elect Director Albert H. Small, Jr. For For Management
1.11 Elect Director Mary K. Weddle For For Management
1.12 Elect Director Gary G. White For For Management
1.13 Elect Director P. Clinton Winter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED COMMUNITY BANKS, INC.
Ticker: UCBI Security ID: 90984P303
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Blalock For For Management
1.2 Elect Director James P. Clements For For Management
1.3 Elect Director L. Cathy Cox For For Management
1.4 Elect Director Kenneth L. Daniels For For Management
1.5 Elect Director Lance F. Drummond For For Management
1.6 Elect Director H. Lynn Harton For For Management
1.7 Elect Director Jennifer K. Mann For For Management
1.8 Elect Director Thomas A. Richlovsky For For Management
1.9 Elect Director David C. Shaver For For Management
1.10 Elect Director Tim R. Wallis For For Management
1.11 Elect Director David H. Wilkins For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
UNITED FIRE GROUP, INC.
Ticker: UFCS Security ID: 910340108
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher R. Drahozal For For Management
1.2 Elect Director Lura E. McBride For For Management
1.3 Elect Director George D. Milligan For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED NATURAL FOODS, INC.
Ticker: UNFI Security ID: 911163103
Meeting Date: JAN 12, 2021 Meeting Type: Annual
Record Date: NOV 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric F. Artz For For Management
1b Elect Director Ann Torre Bates For For Management
1c Elect Director Denise M. Clark For For Management
1d Elect Director Daphne J. Dufresne For For Management
1e Elect Director Michael S. Funk For For Management
1f Elect Director James L. Muehlbauer For For Management
1g Elect Director Peter A. Roy For For Management
1h Elect Director Steven L. Spinner For For Management
1i Elect Director Jack Stahl For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
UNITED SECURITY BANCSHARES
Ticker: UBFO Security ID: 911460103
Meeting Date: JUL 15, 2020 Meeting Type: Annual
Record Date: MAY 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley J. Cavalla For For Management
1.2 Elect Director Tom Ellithorpe For For Management
1.3 Elect Director Benjamin Mackovak For For Management
1.4 Elect Director Nabeel Mahmood For For Management
1.5 Elect Director Robert M. Mochizuki For For Management
1.6 Elect Director Kenneth D. Newby For For Management
1.7 Elect Director Susan Quigley For For Management
1.8 Elect Director Brian Tkacz For For Management
1.9 Elect Director Dennis R. Woods For For Management
1.10 Elect Director Michael T. Woolf For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNITED STATES LIME AND MINERALS, INC.
Ticker: USLM Security ID: 911922102
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy W. Byrne For For Management
1.2 Elect Director Richard W. Cardin For For Management
1.3 Elect Director Antoine M. Doumet For Withhold Management
1.4 Elect Director Ray M. Harlin For For Management
1.5 Elect Director Billy R. Hughes For For Management
1.6 Elect Director Edward A. Odishaw For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION
Ticker: X Security ID: 912909108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tracy A. Atkinson For For Management
1b Elect Director David B. Burritt For For Management
1c Elect Director John J. Engel For For Management
1d Elect Director John V. Faraci For For Management
1e Elect Director Murry S. Gerber For For Management
1f Elect Director Jeh C. Johnson For For Management
1g Elect Director Paul A. Mascarenas For For Management
1h Elect Director Michael H. McGarry For For Management
1i Elect Director Eugene B. Sperling None None Management
*Withdrawn Resolution*
1j Elect Director David S. Sutherland For For Management
1k Elect Director Patricia A. Tracey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
UNITI GROUP INC.
Ticker: UNIT Security ID: 91325V108
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer S. Banner For For Management
1b Elect Director Scott G. Bruce For For Management
1c Elect Director Francis X. ("Skip") For For Management
Frantz
1d Elect Director Kenneth A. Gunderman For For Management
1e Elect Director Carmen Perez-Carlton For For Management
1f Elect Director David L. Solomon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNITIL CORPORATION
Ticker: UTL Security ID: 913259107
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Suzanne Foster For For Management
1.2 Elect Director Thomas P. Meissner, Jr. For For Management
1.3 Elect Director Justine Vogel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITY BANCORP, INC.
Ticker: UNTY Security ID: 913290102
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Brody For For Management
1.2 Elect Director Raj Patel For For Management
1.3 Elect Director Donald E. Souders, Jr. For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
UNITY BIOTECHNOLOGY, INC.
Ticker: UBX Security ID: 91381U101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Leonard, Jr. For For Management
1.2 Elect Director Kristina M. Burow For Withhold Management
1.3 Elect Director Margo R. Roberts For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL CORPORATION
Ticker: UVV Security ID: 913456109
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George C. Freeman, III For For Management
1.2 Elect Director Lennart R. Freeman For For Management
1.3 Elect Director Jacqueline T. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL ELECTRONICS INC.
Ticker: UEIC Security ID: 913483103
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Paul D. Arling For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL HEALTH REALTY INCOME TRUST
Ticker: UHT Security ID: 91359E105
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc D. Miller For For Management
1.2 Elect Director Gayle L. Capozzalo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL INSURANCE HOLDINGS, INC.
Ticker: UVE Security ID: 91359V107
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott P. Callahan For For Management
1.2 Elect Director Kimberly D. Campos For For Management
1.3 Elect Director Stephen J. Donaghy For For Management
1.4 Elect Director Sean P. Downes For For Management
1.5 Elect Director Marlene M. Gordon For For Management
1.6 Elect Director Richard D. Peterson For For Management
1.7 Elect Director Michael A. Pietrangelo For For Management
1.8 Elect Director Ozzie A. Schindler For For Management
1.9 Elect Director Jon W. Springer For For Management
1.10 Elect Director Joel M. Wilentz For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL LOGISTICS HOLDINGS, INC.
Ticker: ULH Security ID: 91388P105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Grant E. Belanger For For Management
1.2 Elect Director Frederick P. Calderone For Withhold Management
1.3 Elect Director Daniel J. Deane For For Management
1.4 Elect Director Clarence W. Gooden For For Management
1.5 Elect Director Matthew T. Moroun For Withhold Management
1.6 Elect Director Matthew J. Moroun For Withhold Management
1.7 Elect Director Tim Phillips For Withhold Management
1.8 Elect Director Michael A. Regan For For Management
1.9 Elect Director Richard P. Urban For For Management
1.10 Elect Director H. E. "Scott" Wolfe For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Require a Majority Vote for the None For Shareholder
Election of Directors
--------------------------------------------------------------------------------
UNIVERSAL TECHNICAL INSTITUTE, INC.
Ticker: UTI Security ID: 913915104
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda J. Srere For For Management
1.2 Elect Director William J. Lennox, Jr. For For Management
1.3 Elect Director George W. Brochick For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Charter For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
UNIVEST FINANCIAL CORPORATION
Ticker: UVSP Security ID: 915271100
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William S. Aichele For For Management
1.2 Elect Director Suzanne Keenan For For Management
1.3 Elect Director Thomas M. Petro For For Management
1.4 Elect Director Charles H. Zimmerman For For Management
1.5 Elect Director Joseph P. Beebe For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UPLAND SOFTWARE, INC.
Ticker: UPLD Security ID: 91544A109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen E. Courter For For Management
1.2 Elect Director Teresa Miles Walsh For For Management
2 Ratify Ernst & Young, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UPWORK INC.
Ticker: UPWK Security ID: 91688F104
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hayden Brown For For Management
1.2 Elect Director Gregory C. Gretsch For For Management
1.3 Elect Director Anilu Vazquez-Ubarri For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
URANIUM ENERGY CORP.
Ticker: UEC Security ID: 916896103
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amir Adnani For For Management
1.2 Elect Director Spencer Abraham For For Management
1.3 Elect Director David Kong For For Management
1.4 Elect Director Vincent Della Volpe For For Management
1.5 Elect Director Ganpat Mani For For Management
1.6 Elect Director Gloria Ballesta For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
URBAN EDGE PROPERTIES
Ticker: UE Security ID: 91704F104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey S. Olson For For Management
1b Elect Director Michael A. Gould For For Management
1c Elect Director Steven H. Grapstein For For Management
1d Elect Director Steven J. Guttman For For Management
1e Elect Director Amy B. Lane For For Management
1f Elect Director Kevin P. O'Shea For For Management
1g Elect Director Steven Roth For Against Management
1h Elect Director Douglas W. Sesler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
URBAN OUTFITTERS, INC.
Ticker: URBN Security ID: 917047102
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward N. Antoian For For Management
1.2 Elect Director Sukhinder Singh Cassidy For For Management
1.3 Elect Director Harry S. Cherken, Jr. For Against Management
1.4 Elect Director Margaret A. Hayne For For Management
1.5 Elect Director Richard A. Hayne For For Management
1.6 Elect Director Elizabeth Ann Lambert For For Management
1.7 Elect Director Amin N. Maredia For For Management
1.8 Elect Director Wesley S. McDonald For For Management
1.9 Elect Director Todd R. Morgenfeld For For Management
1.10 Elect Director John C. Mulliken For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UROGEN PHARMA LTD.
Ticker: URGN Security ID: M96088105
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arie Belldegrun For For Management
1.2 Elect Director Elizabeth Barrett For For Management
1.3 Elect Director Cynthia M. Butitta For For Management
1.4 Elect Director Fred E. Cohen For For Management
1.5 Elect Director Kathryn E. Falberg For For Management
1.6 Elect Director Stuart Holden For For Management
1.7 Elect Director Ran Nussbaum For For Management
1.8 Elect Director Shawn C. Tomasello For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
URSTADT BIDDLE PROPERTIES INC.
Ticker: UBA Security ID: 917286205
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Catherine U. Biddle For Against Management
1b Elect Director Noble O. Carpenter, Jr. For Against Management
1c Elect Director Willis H. Stephens, Jr. For Against Management
2 Ratify PKF O'Connor Davies, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
US ECOLOGY, INC.
Ticker: ECOL Security ID: 91734M103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Burke For For Management
1.2 Elect Director E. Renae Conley For For Management
1.3 Elect Director Katina Dorton For For Management
1.4 Elect Director Glenn A. Eisenberg For For Management
1.5 Elect Director Jeffrey R. Feeler For For Management
1.6 Elect Director Daniel Fox For For Management
1.7 Elect Director Mack L. Hogans For For Management
1.8 Elect Director Ronald C. Keating For For Management
1.9 Elect Director John T. Sahlberg For For Management
1.10 Elect Director Melanie Steiner For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Eliminate Cumulative Voting For For Management
6 Adopt Plurality Voting for Contested For For Management
Election of Directors
7 Provide Proxy Access Right For For Management
--------------------------------------------------------------------------------
USANA HEALTH SCIENCES, INC.
Ticker: USNA Security ID: 90328M107
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin G. Guest For For Management
1.2 Elect Director Robert Anciaux For For Management
1.3 Elect Director John T. Fleming For For Management
1.4 Elect Director Gilbert A. Fuller For For Management
1.5 Elect Director Peggie J. Pelosi For For Management
1.6 Elect Director Frederic J. Winssinger For For Management
1.7 Elect Director Timothy E. Wood For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UTAH MEDICAL PRODUCTS, INC.
Ticker: UTMD Security ID: 917488108
Meeting Date: AUG 07, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernst G. Hoyer For Withhold Management
1.2 Elect Director James H. Beeson For For Management
2 Ratify Haynie & Company as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UTAH MEDICAL PRODUCTS, INC.
Ticker: UTMD Security ID: 917488108
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin L. Cornwell For For Management
1.2 Elect Director Paul O. Richins For For Management
2 Ratify Haynie & Company as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VALLEY NATIONAL BANCORP
Ticker: VLY Security ID: 919794107
Meeting Date: APR 19, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew B. Abramson For For Management
1b Elect Director Peter J. Baum For For Management
1c Elect Director Eric P. Edelstein For For Management
1d Elect Director Marc J. Lenner For For Management
1e Elect Director Peter V. Maio For For Management
1f Elect Director Ira Robbins For For Management
1g Elect Director Suresh L. Sani For For Management
1h Elect Director Lisa J. Schultz For For Management
1i Elect Director Jennifer W. Steans For For Management
1j Elect Director Jeffrey S. Wilks For For Management
1k Elect Director Sidney S. Williams, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
VANDA PHARMACEUTICALS INC.
Ticker: VNDA Security ID: 921659108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mihael H. Polymeropoulos For For Management
1b Elect Director Phaedra S. Chrousos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VAPOTHERM, INC.
Ticker: VAPO Security ID: 922107107
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lori Knowles For For Management
1.2 Elect Director Mary Beth Moynihan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
VAREX IMAGING CORPORATION
Ticker: VREX Security ID: 92214X106
Meeting Date: FEB 11, 2021 Meeting Type: Annual
Record Date: DEC 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Timothy E. Guertin For For Management
1b Elect Director Walter M Rosebrough, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VARONIS SYSTEMS, INC.
Ticker: VRNS Security ID: 922280102
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gili Iohan For For Management
1.2 Elect Director Rachel Prishkolnik For For Management
1.3 Elect Director Ofer Segev For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
--------------------------------------------------------------------------------
VAXART, INC.
Ticker: VXRT Security ID: 92243A200
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Wheadon For For Management
1.2 Elect Director Karen J. Wilson For For Management
1.3 Elect Director Todd C. Davis For For Management
1.4 Elect Director Michael J. Finney For Withhold Management
1.5 Elect Director Andrei Floroiu For For Management
1.6 Elect Director Robert A. Yedid For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify OUM & Co. LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VAXCYTE, INC.
Ticker: PCVX Security ID: 92243G108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rob Hopfner For Withhold Management
1.2 Elect Director Patrick Heron For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VBI VACCINES INC.
Ticker: VBIV Security ID: 91822J103
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Gillis For For Management
1.2 Elect Director Jeffrey R. Baxter For For Management
1.3 Elect Director Michel De Wilde For Withhold Management
1.4 Elect Director Blaine H. McKee For For Management
1.5 Elect Director Joanne Cordeiro For Withhold Management
1.6 Elect Director Christopher McNulty For For Management
1.7 Elect Director Damian Braga For Withhold Management
2 Approve EisnerAmper LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
VECTOR GROUP LTD.
Ticker: VGR Security ID: 92240M108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bennett S. LeBow For For Management
1.2 Elect Director Howard M. Lorber For For Management
1.3 Elect Director Richard J. Lampen For For Management
1.4 Elect Director Stanley S. Arkin For For Management
1.5 Elect Director Henry C. Beinstein For For Management
1.6 Elect Director Ronald J. Bernstein For For Management
1.7 Elect Director Paul V. Carlucci For For Management
1.8 Elect Director Jean E. Sharpe For For Management
1.9 Elect Director Barry Watkins For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
VECTRUS, INC.
Ticker: VEC Security ID: 92242T101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradford J. Boston For For Management
1b Elect Director Charles L. Prow For For Management
1c Elect Director Phillip C. Widman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VEECO INSTRUMENTS INC.
Ticker: VECO Security ID: 922417100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard A. D'Amore For For Management
1b Elect Director Keith D. Jackson For For Management
1c Elect Director Mary Jane Raymond For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VERA BRADLEY, INC.
Ticker: VRA Security ID: 92335C106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara Bradley For For Management
Baekgaard
1.2 Elect Director Kristina Cashman For For Management
1.3 Elect Director Robert J. Hall For For Management
1.4 Elect Director Mary Lou Kelley For For Management
1.5 Elect Director John E. Kyees For For Management
1.6 Elect Director Frances P. Philip For For Management
1.7 Elect Director Edward M. Schmults For For Management
1.8 Elect Director Carrie M. Tharp For For Management
1.9 Elect Director Nancy R. Twine For For Management
1.10 Elect Director Robert Wallstrom For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Articles of Incorporation to For For Management
Allow Shareholders to Unilaterally
Amend Bylaws
--------------------------------------------------------------------------------
VERACYTE, INC.
Ticker: VCYT Security ID: 92337F107
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Muna Bhanji For For Management
1.2 Elect Director John L. Bishop For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERASTEM, INC.
Ticker: VSTM Security ID: 92337C104
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gina Consylman For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERICEL CORPORATION
Ticker: VCEL Security ID: 92346J108
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Zerbe For For Management
1.2 Elect Director Alan L. Rubino For For Management
1.3 Elect Director Heidi Hagen For For Management
1.4 Elect Director Steven C. Gilman For For Management
1.5 Elect Director Kevin F. McLaughlin For For Management
1.6 Elect Director Paul K. Wotton For For Management
1.7 Elect Director Dominick C. Colangelo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VERINT SYSTEMS INC.
Ticker: VRNT Security ID: 92343X100
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan Bodner For For Management
1.2 Elect Director Linda Crawford For For Management
1.3 Elect Director John Egan For For Management
1.4 Elect Director Reid French For For Management
1.5 Elect Director Stephen Gold For For Management
1.6 Elect Director William Kurtz For For Management
1.7 Elect Director Andrew Miller For For Management
1.8 Elect Director Richard Nottenburg For For Management
1.9 Elect Director Jason Wright For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERITEX HOLDINGS, INC.
Ticker: VBTX Security ID: 923451108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Malcolm Holland, III For For Management
1.2 Elect Director Arcilia Acosta For For Management
1.3 Elect Director Pat S. Bolin For For Management
1.4 Elect Director April Box For For Management
1.5 Elect Director Blake Bozman For For Management
1.6 Elect Director William D. Ellis For Withhold Management
1.7 Elect Director William E. Fallon For For Management
1.8 Elect Director Mark C. Griege For For Management
1.9 Elect Director Gordon Huddleston For For Management
1.10 Elect Director Steven D. Lerner For For Management
1.11 Elect Director Manuel J. Mehos For Withhold Management
1.12 Elect Director Gregory B. Morrison For For Management
1.13 Elect Director John T. Sughrue For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
VERITIV CORPORATION
Ticker: VRTV Security ID: 923454102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Salvatore A. Abbate For For Management
1.2 Elect Director Shantella E. Cooper For For Management
1.3 Elect Director David E. Flitman For For Management
1.4 Elect Director Daniel T. Henry For For Management
1.5 Elect Director Tracy A. Leinbach For For Management
1.6 Elect Director Stephen E. Macadam For For Management
1.7 Elect Director Michael P. Muldowney For For Management
1.8 Elect Director Charles G. Ward, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VERITONE, INC.
Ticker: VERI Security ID: 92347M100
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff P. Gehl For Withhold Management
1.2 Elect Director Richard H. Taketa For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
VERRA MOBILITY CORPORATION
Ticker: VRRM Security ID: 92511U102
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacob Kotzubei For Withhold Management
1.2 Elect Director Michael Huerta For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
VERRICA PHARMACEUTICALS INC.
Ticker: VRCA Security ID: 92511W108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted White For For Management
1.2 Elect Director Mark Prygocki For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VERSO CORPORATION
Ticker: VRS Security ID: 92531L207
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Beckler For For Management
1b Elect Director Marvin Cooper For For Management
1c Elect Director Sean T. Erwin For For Management
1d Elect Director Jeffrey E. Kirt For For Management
1e Elect Director Randy J. Nebel For For Management
1f Elect Director Adam St. John For For Management
1g Elect Director Nancy M. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VERSO CORPORATION
Ticker: VRS Security ID: 92531L207
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Beckler For For Management
1b Elect Director Marvin Cooper For For Management
1c Elect Director Jeffrey E. Kirt For For Management
1d Elect Director Randy J. Nebel For For Management
1e Elect Director Nancy M. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VERU INC.
Ticker: VERU Security ID: 92536C103
Meeting Date: MAR 23, 2021 Meeting Type: Annual
Record Date: JAN 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mitchell S. Steiner For For Management
1.2 Elect Director Mario Eisenberger For For Management
1.3 Elect Director Harry Fisch For For Management
1.4 Elect Director Jesus Socorro For For Management
1.5 Elect Director Michael L. Rankowitz For For Management
1.6 Elect Director Grace Hyun For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
VIAD CORP
Ticker: VVI Security ID: 92552R406
Meeting Date: OCT 07, 2020 Meeting Type: Special
Record Date: SEP 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares for a For For Management
Private Placement
2 Approve the Preferred Stock Rights For For Management
Proposal
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VIAD CORP
Ticker: VVI Security ID: 92552R406
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Dozer For For Management
1b Elect Director Virginia L. Henkels For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIAVI SOLUTIONS INC.
Ticker: VIAV Security ID: 925550105
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Belluzzo For For Management
1.2 Elect Director Keith Barnes For For Management
1.3 Elect Director Laura Black For For Management
1.4 Elect Director Tor Braham For For Management
1.5 Elect Director Timothy Campos For For Management
1.6 Elect Director Donald Colvin For For Management
1.7 Elect Director Glenda Dorchak For For Management
1.8 Elect Director Masood A. Jabbar For For Management
1.9 Elect Director Oleg Khaykin For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VICOR CORPORATION
Ticker: VICR Security ID: 925815102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel J. Anderson For For Management
1.2 Elect Director M. Michael Ansour For For Management
1.3 Elect Director Jason L. Carlson For For Management
1.4 Elect Director Philip D. Davies For Withhold Management
1.5 Elect Director Andrew T. D'Amico For Withhold Management
1.6 Elect Director Estia J. Eichten For For Management
1.7 Elect Director Michael S. McNamara For Withhold Management
1.8 Elect Director Claudio Tuozzolo For Withhold Management
1.9 Elect Director Patrizio Vinciarelli For Withhold Management
--------------------------------------------------------------------------------
VIDLER WATER RESOURCES, INC.
Ticker: VWTR Security ID: 92660E107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory E. Bylinsky For For Management
1.2 Elect Director Dorothy A. Timian-Palmer For For Management
1.3 Elect Director Eric H. Speron For For Management
1.4 Elect Director Maxim C.W. Webb For For Management
1.5 Elect Director Nicole L. Weymouth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Ratify the Section 382 Rights Agreement For For Management
--------------------------------------------------------------------------------
VIEMED HEALTHCARE, INC.
Ticker: VMD Security ID: 92663R105
Meeting Date: JUN 10, 2021 Meeting Type: Annual/Special
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Casey Hoyt For For Management
1.2 Elect Director W. Todd Zehnder For For Management
1.3 Elect Director William Frazier For For Management
1.4 Elect Director Randy Dobbs For For Management
1.5 Elect Director Nitin Kaushal For For Management
1.6 Elect Director Timothy Smokoff For For Management
1.7 Elect Director Bruce Greenstein For For Management
1.8 Elect Director Sabrina Heltz For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Amend Quorum Requirements For For Management
--------------------------------------------------------------------------------
VIEWRAY, INC.
Ticker: VRAY Security ID: 92672L107
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caley Castelein For Withhold Management
1.2 Elect Director Brian K. Roberts For For Management
1.3 Elect Director Karen N. Prange For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIKING THERAPEUTICS, INC.
Ticker: VKTX Security ID: 92686J106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Lian For For Management
1.2 Elect Director Lawson Macartney For Withhold Management
2 Ratify Marcum LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
VILLAGE SUPER MARKET, INC.
Ticker: VLGEA Security ID: 927107409
Meeting Date: DEC 11, 2020 Meeting Type: Annual
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Sumas For Withhold Management
1.2 Elect Director William Sumas For Withhold Management
1.3 Elect Director John P. Sumas For Withhold Management
1.4 Elect Director Nicholas Sumas For Withhold Management
1.5 Elect Director John J. Sumas For Withhold Management
1.6 Elect Director Kevin Begley For For Management
1.7 Elect Director Steven Crystal For For Management
1.8 Elect Director Peter R. Lavoy For For Management
1.9 Elect Director Stephen F. Rooney For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIR BIOTECHNOLOGY, INC.
Ticker: VIR Security ID: 92764N102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert Nelsen For Withhold Management
1b Elect Director Robert Perez For For Management
1c Elect Director Phillip Sharp For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
VIRNETX HOLDING CORPORATION
Ticker: VHC Security ID: 92823T108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. O'Brien For Withhold Management
1.2 Elect Director Robert D. Short, III For For Management
2 Ratify Farber Hass Hurley LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VIRTUS INVESTMENT PARTNERS, INC.
Ticker: VRTS Security ID: 92828Q109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Timothy A. Holt For For Management
1b Elect Director Melody L. Jones For For Management
1c Elect Director Stephen T. Zarrilli For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VIRTUSA CORPORATION
Ticker: VRTU Security ID: 92827P102
Meeting Date: OCT 02, 2020 Meeting Type: Proxy Contest
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1.1 Elect Director Al-Noor Ramji For Did Not Vote Management
1.2 Elect Director Joseph G. Doody For Did Not Vote Management
2 Ratify KPMG LLP as Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card)
1.1 Elect Directors Ramakrishna Prasad For For Shareholder
Chintamaneni
1.2 Elect Directors Patricia B. Morrison For For Shareholder
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named Against Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIRTUSA CORPORATION
Ticker: VRTU Security ID: 92827P102
Meeting Date: NOV 20, 2020 Meeting Type: Special
Record Date: OCT 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Zandman For For Management
1.2 Elect Director Ruta Zandman For For Management
1.3 Elect Director Ziv Shoshani For For Management
1.4 Elect Director Jeffrey H. Vanneste For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VISHAY PRECISION GROUP, INC.
Ticker: VPG Security ID: 92835K103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc Zandman For For Management
1.2 Elect Director Janet M. Clarke For For Management
1.3 Elect Director Wesley Cummins For For Management
1.4 Elect Director Bruce Lerner For For Management
1.5 Elect Director Saul V. Reibstein For For Management
1.6 Elect Director Ziv Shoshani For For Management
1.7 Elect Director Timothy V. Talbert For For Management
2 Ratify Brightman Almagor Zohar & Co. For For Management
as Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VISTA OUTDOOR INC.
Ticker: VSTO Security ID: 928377100
Meeting Date: AUG 04, 2020 Meeting Type: Annual
Record Date: JUN 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tig H. Krekel For For Management
1b Elect Director Gary L. McArthur For For Management
1c Elect Director Mark A. Gottfredson For For Management
1d Elect Director Christopher T. Metz For For Management
1e Elect Director Michael D. Robinson For For Management
1f Elect Director Frances P. Philip For For Management
1g Elect Director Lynn M. Utter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VISTEON CORPORATION
Ticker: VC Security ID: 92839U206
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James J. Barrese For For Management
1b Elect Director Naomi M. Bergman For For Management
1c Elect Director Jeffrey D. Jones For For Management
1d Elect Director Sachin S. Lawande For For Management
1e Elect Director Joanne M. Maguire For For Management
1f Elect Director Robert J. Manzo For For Management
1g Elect Director Francis M. Scricco For For Management
1h Elect Director David L. Treadwell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to For For Management
Remove Certain Provisions
--------------------------------------------------------------------------------
VITAL FARMS, INC.
Ticker: VITL Security ID: 92847W103
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kofi Owusu For For Management
Amoo-Gottfried
1.2 Elect Director Brent Drever For Withhold Management
1.3 Elect Director Karl Khoury For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VIVINT SMART HOME, INC.
Ticker: VVNT Security ID: 928542109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter F. Wallace For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIVINT SOLAR, INC.
Ticker: VSLR Security ID: 92854Q106
Meeting Date: OCT 01, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VOCERA COMMUNICATIONS, INC.
Ticker: VCRA Security ID: 92857F107
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John N. McMullen For For Management
1.2 Elect Director Sharon L. O'Keefe For For Management
1.3 Elect Director Ronald A. Paulus For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
VONAGE HOLDINGS CORP.
Ticker: VG Security ID: 92886T201
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid Akhavan For For Management
1b Elect Director Jeffrey A. Citron For For Management
1c Elect Director Stephen Fisher For For Management
1d Elect Director Jan Hauser For For Management
1e Elect Director Priscilla Hung For For Management
1f Elect Director Carolyn Katz For For Management
1g Elect Director Michael J. McConnell For For Management
1h Elect Director Rory Read For For Management
1i Elect Director John J. Roberts For For Management
1j Elect Director Tien Tzuo For For Management
2 Ratify Deloitte and Touche, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VOYAGER THERAPEUTICS, INC.
Ticker: VYGR Security ID: 92915B106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Higgins For Withhold Management
1.2 Elect Director Nancy Vitale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
VSE CORPORATION
Ticker: VSEC Security ID: 918284100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Cuomo For For Management
1.2 Elect Director Ralph E. Eberhart For For Management
1.3 Elect Director Mark E. Ferguson, III For For Management
1.4 Elect Director Calvin S. Koonce For For Management
1.5 Elect Director James F. Lafond For For Management
1.6 Elect Director John E. "Jack" Potter For For Management
1.7 Elect Director Jack C. Stultz For For Management
1.8 Elect Director Bonnie K. Wachtel For For Management
2 Increase Authorized Common Stock For Against Management
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
W&T OFFSHORE, INC.
Ticker: WTI Security ID: 92922P106
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Virginia Boulet For Withhold Management
1b Elect Director Daniel O. Conwill, IV For For Management
1c Elect Director Tracy W. Krohn For For Management
1d Elect Director B. Frank Stanley For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION
Ticker: WNC Security ID: 929566107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Therese M. Bassett For For Management
1b Elect Director John G. Boss For For Management
1c Elect Director John E. Kunz For For Management
1d Elect Director Larry J. Magee For For Management
1e Elect Director Ann D. Murtlow For For Management
1f Elect Director Scott K. Sorensen For For Management
1g Elect Director Stuart A. Taylor, II For For Management
1h Elect Director Brent L. Yeagy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC.
Ticker: WDR Security ID: 930059100
Meeting Date: MAR 23, 2021 Meeting Type: Special
Record Date: FEB 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WAITR HOLDINGS INC.
Ticker: WTRH Security ID: 930752100
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jonathan Green For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
WALKER & DUNLOP, INC.
Ticker: WD Security ID: 93148P102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Bowers For For Management
1.2 Elect Director Ellen D. Levy For For Management
1.3 Elect Director Michael D. Malone For For Management
1.4 Elect Director John Rice For For Management
1.5 Elect Director Dana L. Schmaltz For For Management
1.6 Elect Director Howard W. Smith, III For For Management
1.7 Elect Director William M. Walker For For Management
1.8 Elect Director Michael J. Warren For For Management
1.9 Elect Director Donna C. Wells For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WARRIOR MET COAL, INC.
Ticker: HCC Security ID: 93627C101
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen D. Williams For For Management
1.2 Elect Director Ana B. Amicarella For For Management
1.3 Elect Director J. Brett Harvey For For Management
1.4 Elect Director Walter J. Scheller, III For For Management
1.5 Elect Director Alan H. Schumacher For For Management
1.6 Elect Director Gareth N. Turner For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WASHINGTON FEDERAL, INC.
Ticker: WAFD Security ID: 938824109
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark N. Tabbutt For For Management
1.2 Elect Director Brent J. Beardall For For Management
1.3 Elect Director S. Steven Singh For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WASHINGTON REAL ESTATE INVESTMENT TRUST
Ticker: WRE Security ID: 939653101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Butcher For For Management
1.2 Elect Director William G. Byrnes For For Management
1.3 Elect Director Edward S. Civera For For Management
1.4 Elect Director Ellen M. Goitia For For Management
1.5 Elect Director Paul T. McDermott For For Management
1.6 Elect Director Thomas H. Nolan, Jr. For For Management
1.7 Elect Director Anthony L. Winns For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC.
Ticker: WASH Security ID: 940610108
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Constance A. Howes For For Management
1.2 Elect Director Joseph J. MarcAurele For For Management
1.3 Elect Director Edwin J. Santos For For Management
1.4 Elect Director Lisa M. Stanton For For Management
2 Authorize New Class of Preferred Stock For For Management
3 Ratify Crowe LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WATERSTONE FINANCIAL, INC.
Ticker: WSBF Security ID: 94188P101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas S. Gordon For For Management
1.2 Elect Director Patrick S. Lawton For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WATFORD HOLDINGS LTD.
Ticker: WTRE Security ID: G94787101
Meeting Date: MAR 30, 2021 Meeting Type: Special
Record Date: FEB 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC.
Ticker: WTS Security ID: 942749102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher L. Conway For Withhold Management
1.2 Elect Director Michael J. Dubose For Withhold Management
1.3 Elect Director David A. Dunbar For Withhold Management
1.4 Elect Director Louise K. Goeser For Withhold Management
1.5 Elect Director Jes Munk Hansen For Withhold Management
1.6 Elect Director W. Craig Kissel For Withhold Management
1.7 Elect Director Joseph T. Noonan For Withhold Management
1.8 Elect Director Robert J. Pagano, Jr. For For Management
1.9 Elect Director Merilee Raines For Withhold Management
1.10 Elect Director Joseph W. Reitmeier For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WAVE LIFE SCIENCES LTD.
Ticker: WVE Security ID: Y95308105
Meeting Date: AUG 12, 2020 Meeting Type: Annual
Record Date: JUN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul B. Bolno For For Management
1b Elect Director Mark H.N. Corrigan For For Management
1c Elect Director Christian O. Henry For For Management
1d Elect Director Peter Kolchinsky For For Management
1e Elect Director Amy Pott For For Management
1f Elect Director Adrian Rawcliffe For For Management
1g Elect Director Ken Takanashi For For Management
1h Elect Director Aik Na Tan For For Management
1i Elect Director Gregory L. Verdine For For Management
1j Elect Director Heidi L. Wagner For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Audit Committee to Fix Their
Remuneration
3 Approve Non-Employee Directors' For For Management
Compensation
4 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WD-40 COMPANY
Ticker: WDFC Security ID: 929236107
Meeting Date: DEC 08, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel T. Carter For For Management
1.2 Elect Director Melissa Claassen For For Management
1.3 Elect Director Eric P. Etchart For For Management
1.4 Elect Director Lara L. Lee For For Management
1.5 Elect Director Trevor I. Mihalik For For Management
1.6 Elect Director Graciela I. Monteagudo For For Management
1.7 Elect Director David B. Pendarvis For For Management
1.8 Elect Director Garry O. Ridge For For Management
1.9 Elect Director Gregory A. Sandfort For For Management
1.10 Elect Director Anne G. Saunders For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
WEIS MARKETS, INC.
Ticker: WMK Security ID: 948849104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan H. Weis For Withhold Management
1.2 Elect Director Harold G. Graber For Withhold Management
1.3 Elect Director Dennis G. Hatchell For For Management
1.4 Elect Director Edward J. Lauth, III For For Management
1.5 Elect Director Gerrald B. Silverman For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
WELBILT, INC.
Ticker: WBT Security ID: 949090104
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cynthia M. Egnotovich For For Management
1b Elect Director Dino J. Bianco For For Management
1c Elect Director Joan K. Chow For For Management
1d Elect Director Janice L. Fields For For Management
1e Elect Director Brian R. Gamache For For Management
1f Elect Director Andrew Langham For Against Management
1g Elect Director William C. Johnson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WERNER ENTERPRISES, INC.
Ticker: WERN Security ID: 950755108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Arves For For Management
1.2 Elect Director Vikram Mansharamani For For Management
1.3 Elect Director Alexi A. Wellman For For Management
1.4 Elect Director Carmen A. Tapio For For Management
1.5 Elect Director Derek J. Leathers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESBANCO, INC.
Ticker: WSBC Security ID: 950810101
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Cornelsen For For Management
1.2 Elect Director Robert J. Fitzsimmons For For Management
1.3 Elect Director D. Bruce Knox For For Management
1.4 Elect Director Gary L. Libs For For Management
1.5 Elect Director Reed J. Tanner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC.
Ticker: WCC Security ID: 95082P105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Engel For For Management
1.2 Elect Director Matthew J. Espe For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director John K. Morgan For For Management
1.5 Elect Director Steven A. Raymund For For Management
1.6 Elect Director James L. Singleton For For Management
1.7 Elect Director Easwaran Sundaram For For Management
1.8 Elect Director Laura K. Thompson For For Management
1.9 Elect Director Lynn M. Utter For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WEST BANCORPORATION, INC.
Ticker: WTBA Security ID: 95123P106
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Donovan For For Management
1.2 Elect Director Lisa J. Elming For For Management
1.3 Elect Director Steven K. Gaer For For Management
1.4 Elect Director Michael J. Gerdin For For Management
1.5 Elect Director Sean P. McMurray For For Management
1.6 Elect Director George D. Milligan For For Management
1.7 Elect Director David D. Nelson For For Management
1.8 Elect Director James W. Noyce For For Management
1.9 Elect Director Steven T. Schuler For For Management
1.10 Elect Director Therese M. Vaughan For For Management
1.11 Elect Director Philip Jason Worth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Restricted Stock Plan For For Management
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESTAMERICA BANCORPORATION
Ticker: WABC Security ID: 957090103
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Etta Allen For For Management
1.2 Elect Director Louis E. Bartolini For For Management
1.3 Elect Director E. Joseph Bowler For For Management
1.4 Elect Director Melanie Martella Chiesa For For Management
1.5 Elect Director Michele Hassid For For Management
1.6 Elect Director Catherine Cope MacMillan For For Management
1.7 Elect Director Ronald A. Nelson For For Management
1.8 Elect Director David L. Payne For For Management
1.9 Elect Director Edward B. Sylvester For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESTERN ASSET MORTGAGE CAPITAL CORPORATION
Ticker: WMC Security ID: 95790D105
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward D. Fox For For Management
1.2 Elect Director James W. Hirschmann, III For For Management
1.3 Elect Director Ranjit M. Kripalani For For Management
1.4 Elect Director M. Christian Mitchell For For Management
1.5 Elect Director Jennifer W. Murphy For For Management
1.6 Elect Director Lisa G. Quateman For For Management
1.7 Elect Director Richard W. Roll - None None Management
Withdrawn
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WESTERN NEW ENGLAND BANCORP, INC.
Ticker: WNEB Security ID: 958892101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James C. Hagan For For Management
1.2 Elect Director William D. Masse For For Management
1.3 Elect Director Gregg F. Orlen For For Management
1.4 Elect Director Philip R. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Wolf & Company, P.C. as Auditor For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WEYCO GROUP, INC.
Ticker: WEYS Security ID: 962149100
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Florsheim For For Management
1.2 Elect Director Frederick P. Stratton, For For Management
Jr.
1.3 Elect Director Cory L. Nettles For For Management
2 Ratify Baker Tilly US, LLP as Auditor For For Management
--------------------------------------------------------------------------------
WHITESTONE REIT
Ticker: WSR Security ID: 966084204
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nandita V. Berry For For Management
1.2 Elect Director Jeffrey A. Jones For For Management
1.3 Elect Director Jack L. Mahaffey For Withhold Management
1.4 Elect Director James C. Mastandrea For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Pannell Kerr Forster of Texas, For For Management
P.C. as Auditors
--------------------------------------------------------------------------------
WIDEOPENWEST, INC.
Ticker: WOW Security ID: 96758W101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Teresa Elder For For Management
1b Elect Director Jeffrey Marcus For For Management
1c Elect Director Phil Seskin For Against Management
2 Ratify BDO USA, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WILLDAN GROUP, INC.
Ticker: WLDN Security ID: 96924N100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Brisbin For For Management
1.2 Elect Director Steven A. Cohen For For Management
1.3 Elect Director Debra G. Coy For For Management
1.4 Elect Director Raymond W. Holdsworth For For Management
1.5 Elect Director Douglas J. McEachern For For Management
1.6 Elect Director Dennis V. McGinn For For Management
1.7 Elect Director Keith W. Renken For For Management
1.8 Elect Director Mohammad Shahidehpour For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WILLIS LEASE FINANCE CORPORATION
Ticker: WLFC Security ID: 970646105
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Rae Ann McKeating For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WILLSCOT MOBILE MINI HOLDINGS CORP.
Ticker: WSC Security ID: 971378104
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sara R. Dial For For Management
1b Elect Director Gerard E. Holthaus For For Management
1c Elect Director Gary Lindsay For For Management
1d Elect Director Kimberly J. McWaters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
WINGSTOP INC.
Ticker: WING Security ID: 974155103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Morrison For Withhold Management
1.2 Elect Director Kate S. Lavelle For For Management
1.3 Elect Director Kilandigalu (Kay) M. For Withhold Management
Madati
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WINMARK CORPORATION
Ticker: WINA Security ID: 974250102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Brett D. Heffes For For Management
2.2 Elect Director Lawrence A. Barbetta For For Management
2.3 Elect Director Jenele C. Grassle For For Management
2.4 Elect Director Kirk A. MacKenzie For For Management
2.5 Elect Director Paul C. Reyelts For For Management
2.6 Elect Director Gina D. Sprenger For For Management
2.7 Elect Director Mark L. Wilson For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
WINNEBAGO INDUSTRIES, INC.
Ticker: WGO Security ID: 974637100
Meeting Date: DEC 15, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sara E. Armbruster For For Management
1.2 Elect Director William C. Fisher For For Management
1.3 Elect Director Michael J. Happe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS, INC.
Ticker: WETF Security ID: 97717P104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Bossone For For Management
1b Elect Director Smita Conjeevaram For For Management
1c Elect Director Bruce Lavine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC.
Ticker: WWW Security ID: 978097103
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roxane Divol For For Management
1b Elect Director Brenda J. Lauderback For For Management
1c Elect Director David W. McCreight For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WORKHORSE GROUP INC.
Ticker: WKHS Security ID: 98138J206
Meeting Date: SEP 21, 2020 Meeting Type: Annual
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond J. Chess For For Management
1.2 Elect Director Harry DeMott For For Management
1.3 Elect Director H. Benjamin Samuels For For Management
1.4 Elect Director Gerald B. Budde For Withhold Management
1.5 Elect Director Duane A. Hughes For For Management
1.6 Elect Director Michael L. Clark For For Management
1.7 Elect Director Jacqueline A. Dedo For For Management
1.8 Elect Director Pamela S. Mader For For Management
2 Approve Issuance of Shares for a For For Management
Private Placement
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
WORKIVA INC.
Ticker: WK Security ID: 98139A105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Herz For Withhold Management
1.2 Elect Director David S. Mulcahy For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WORLD ACCEPTANCE CORPORATION
Ticker: WRLD Security ID: 981419104
Meeting Date: AUG 18, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ken R. Bramlett, Jr. For For Management
1.2 Elect Director R. Chad Prashad For For Management
1.3 Elect Director Scott J. Vassalluzzo For For Management
1.4 Elect Director Charles D. Way For For Management
1.5 Elect Director Darrell E. Whitaker For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION
Ticker: INT Security ID: 981475106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kasbar For For Management
1.2 Elect Director Ken Bakshi For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Sharda Cherwoo For For Management
1.5 Elect Director Richard A. Kassar For For Management
1.6 Elect Director John L. Manley For For Management
1.7 Elect Director Stephen K. Roddenberry For For Management
1.8 Elect Director Paul H. Stebbins For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES, INC.
Ticker: WOR Security ID: 981811102
Meeting Date: SEP 23, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Endres For For Management
1.2 Elect Director Ozey K. Horton, Jr. For For Management
1.3 Elect Director Peter Karmanos, Jr. For For Management
1.4 Elect Director Carl A. Nelson, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Stock Option Plan For Against Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP N.V.
Ticker: WMGI Security ID: N96617118
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert J. Palmisano For For Management
1b Elect Director David D. Stevens For For Management
1c Elect Director Gary D. Blackford For For Management
1d Elect Director J. Patrick Mackin For For Management
1e Elect Director John L. Miclot For For Management
1f Elect Director Kevin C. O'Boyle For For Management
1g Elect Director Amy S. Paul For For Management
1h Elect Director Richard F. Wallman For For Management
1i Elect Director Elizabeth H. Weatherman For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Ratify KPMG N.V. as Auditor For For Management
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Discharge of Management Board For For Management
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Board to Issue Shares For Against Management
8 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION
Ticker: WSFS Security ID: 929328102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anat Bird For For Management
1.2 Elect Director Jennifer W. Davis For For Management
1.3 Elect Director Michael J. Donahue For For Management
1.4 Elect Director Nancy J. Foster For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION
Ticker: WSFS Security ID: 929328102
Meeting Date: JUN 10, 2021 Meeting Type: Special
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger and Issuance of Shares For For Management
in Connection with Merger
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WW INTERNATIONAL, INC.
Ticker: WW Security ID: 98262P101
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denis F. Kelly For For Management
1.2 Elect Director Julie Rice For For Management
1.3 Elect Director Christopher J. Sobecki For For Management
1.4 Elect Director Oprah Winfrey For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
X4 PHARMACEUTICALS, INC.
Ticker: XFOR Security ID: 98420X103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David McGirr For Withhold Management
1.2 Elect Director Paula Ragan For Withhold Management
1.3 Elect Director Michael S. Wyzga For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
XBIOTECH INC.
Ticker: XBIT Security ID: 98400H102
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Simard For For Management
1.2 Elect Director W. Thorpe McKenzie For For Management
1.3 Elect Director Jan-Paul Waldin For Withhold Management
1.4 Elect Director Donald H. MacAdam For For Management
1.5 Elect Director Peter Libby For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
XENCOR, INC.
Ticker: XNCR Security ID: 98401F105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bassil I. Dahiyat For For Management
1.2 Elect Director Ellen G. Feigal For For Management
1.3 Elect Director Kevin C. Gorman For For Management
1.4 Elect Director Kurt A. Gustafson For For Management
1.5 Elect Director Yujiro S. Hata For For Management
1.6 Elect Director A. Bruce Montgomery For For Management
1.7 Elect Director Richard J. Ranieri For For Management
1.8 Elect Director Dagmar Rosa-Bjorkeson For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XENIA HOTELS & RESORTS, INC.
Ticker: XHR Security ID: 984017103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marcel Verbaas For For Management
1b Elect Director Jeffrey H. Donahue For For Management
1c Elect Director John H. Alschuler For For Management
1d Elect Director Keith E. Bass For For Management
1e Elect Director Thomas M. Gartland For For Management
1f Elect Director Beverly K. Goulet For For Management
1g Elect Director Mary E. McCormick For For Management
1h Elect Director Dennis D. Oklak For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
XERIS PHARMACEUTICALS, INC.
Ticker: XERS Security ID: 98422L107
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Exchange Program For Against Management
--------------------------------------------------------------------------------
XERIS PHARMACEUTICALS, INC.
Ticker: XERS Security ID: 98422L107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul R. Edick For For Management
1.2 Elect Director Marla S. Persky For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
XOMA CORPORATION
Ticker: XOMA Security ID: 98419J206
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Neal For For Management
1.2 Elect Director W. Denman Van Ness For For Management
1.3 Elect Director Joseph M. Limber For For Management
1.4 Elect Director Jack L. Wyszomierski For For Management
1.5 Elect Director Matthew D. Perry For For Management
1.6 Elect Director Barbara Kosacz For For Management
1.7 Elect Director Natasha Hernday For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Increase Authorized Preferred Stock For Against Management
--------------------------------------------------------------------------------
XPEL, INC.
Ticker: XPEL Security ID: 98379L100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ryan L. Pape For For Management
1.2 Elect Director Mark E. Adams For Withhold Management
1.3 Elect Director John A. Constantine For Withhold Management
1.4 Elect Director Richard K. Crumly For For Management
1.5 Elect Director Michael A. Klonne For Withhold Management
2 Ratify Baker Tilly US, LLP as Auditors For For Management
--------------------------------------------------------------------------------
XPERI HOLDING CORPORATION
Ticker: XPER Security ID: 98390M103
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Darcy Antonellis For For Management
1b Elect Director Laura J. Durr For For Management
1c Elect Director David C. Habiger For For Management
1d Elect Director Jon Kirchner For For Management
1e Elect Director Daniel Moloney For For Management
1f Elect Director Raghavendra Rau For For Management
1g Elect Director Christopher A. Seams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
Y-MABS THERAPEUTICS, INC.
Ticker: YMAB Security ID: 984241109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Gad For Withhold Management
1.2 Elect Director Claus Juan Moller-San For For Management
Pedro
1.3 Elect Director Johan Wedell-Wedellsborg For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: JUL 01, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane M. Irvine For For Management
1.2 Elect Director Christine Barone For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Gibbs For For Management
1.2 Elect Director George Hu For For Management
1.3 Elect Director Jeremy Stoppelman For For Management
1.4 Elect Director Tony Wells For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
YETI HOLDINGS, INC.
Ticker: YETI Security ID: 98585X104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tracey D. Brown For For Management
1.2 Elect Director Alison Dean For For Management
1.3 Elect Director David L. Schnadig For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
YEXT, INC.
Ticker: YEXT Security ID: 98585N106
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Lerman For For Management
1.2 Elect Director Brian Distelburger For For Management
1.3 Elect Director Julie Richardson For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZENTALIS PHARMACEUTICALS, INC.
Ticker: ZNTL Security ID: 98943L107
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly Blackwell For For Management
1.2 Elect Director Enoch Kariuki For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ZIOPHARM ONCOLOGY, INC.
Ticker: ZIOP Security ID: 98973P101
Meeting Date: DEC 15, 2020 Meeting Type: Proxy Contest
Record Date: OCT 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Green Proxy Card)
1 Revoke Consent to Approve the Bylaw For Did Not Vote Shareholder
Restoration
2.1 Revoke Consent to Remove Scott For Did Not Vote Shareholder
Braunstein as Director
2.2 Revoke Consent to Remove J. Kevin For Did Not Vote Shareholder
Buchi as Director
2.3 Revoke Consent to Remove Elan Z. For Did Not Vote Shareholder
Ezickson as Director
2.4 Revoke Consent to Remove Scott Tarriff For Did Not Vote Shareholder
as Director
2.5 Revoke Consent to Remove Any Person For Did Not Vote Shareholder
Elected or Appointed to the Board
During the Consent Solicitation
3 Revoke Consent to Amend Bylaws to For Did Not Vote Shareholder
Provide Stockholders the Exclusive
Ability to Fill Any Newly Created
Vacancies on the Board
4 Revoke Consent to Amend Bylaws to For Did Not Vote Shareholder
Provide Stockholders the Exclusive
Ability to Fix Size of the Board at
Seven Directors
5.1 Revoke Consent to Elect Robert Postma For Did Not Vote Shareholder
as Director
5.2 Revoke Consent to Elect Jaime Vieser For Did Not Vote Shareholder
as Director
5.3 Revoke Consent to Elect Holger Weis as For Did Not Vote Shareholder
Director
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card)
1 Consent to Approve the Bylaw For For Shareholder
Restoration
2.1 Consent to Remove Scott Braunstein as For Abstain Shareholder
Director
2.2 Consent to Remove J. Kevin Buchi as For Abstain Shareholder
Director
2.3 Consent to Remove Elan Z. Ezickson as For For Shareholder
Director
2.4 Consent to Remove Scott Tarriff as For For Shareholder
Director
2.5 Consent to Remove Any Person Elected For Against Shareholder
or Appointed to the Board During the
Consent Solicitation
3 Consent to Amend Bylaws to Provide For Against Shareholder
Stockholders the Exclusive Ability to
Fill Any Newly Created Vacancies on
the Board
4 Consent to Amend Bylaws to Provide For Against Shareholder
Stockholders the Exclusive Ability to
Fix Size of the Board at Seven
Directors
5.1 Consent to Elect Robert Postma as For Against Shareholder
Director
5.2 Consent to Elect Jaime Vieser as For For Shareholder
Director
5.3 Consent to Elect Holger Weis as For For Shareholder
Director
--------------------------------------------------------------------------------
ZIOPHARM ONCOLOGY, INC.
Ticker: ZIOP Security ID: 98973P101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Bowden For For Management
1.2 Elect Director Heidi Hagen For For Management
1.3 Elect Director James Huang For For Management
1.4 Elect Director Robert W. Postma For For Management
1.5 Elect Director Mary Thistle For For Management
1.6 Elect Director Jaime Vieser For For Management
1.7 Elect Director Holger Weis For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ZIX CORPORATION
Ticker: ZIXI Security ID: 98974P100
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Bonney For For Management
1.2 Elect Director Marcy Campbell For For Management
1.3 Elect Director Taher A. Elgamal For For Management
1.4 Elect Director James H. Greene, Jr. For For Management
1.5 Elect Director Robert C. Hausmann For For Management
1.6 Elect Director Maribess L. Miller For For Management
1.7 Elect Director Brandon Van Buren For For Management
1.8 Elect Director David J. Wagner For For Management
2 Ratify Whitley Penn LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ZOGENIX, INC.
Ticker: ZGNX Security ID: 98978L204
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James B. Breitmeyer For For Management
1b Elect Director Stephen J. Farr For For Management
1c Elect Director Mary E. Stutts For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ZUMIEZ INC.
Ticker: ZUMZ Security ID: 989817101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Brooks For For Management
1b Elect Director Steve P. Louden For For Management
1c Elect Director James P. Murphy For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
ZUORA, INC.
Ticker: ZUO Security ID: 98983V106
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth A. Goldman For For Management
1.2 Elect Director Tien Tzuo For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZYNEX, INC.
Ticker: ZYXI Security ID: 98986M103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Sandgaard For For Management
1.2 Elect Director Barry D. Michaels For For Management
1.3 Elect Director Michael Cress For For Management
1.4 Elect Director Joshua R. Disbrow For Withhold Management
2 Ratify Plante & Moran, PLLC as Auditors For For Management
========================= Voya Small Company Portfolio =========================
ABSOLUTE SOFTWARE CORPORATION
Ticker: ABST Security ID: 00386B109
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Daniel P. Ryan For For Management
2.2 Elect Director Lynn Atchison For For Management
2.3 Elect Director Gregory Monahan For For Management
2.4 Elect Director Salvatore (Sal) Visca For For Management
2.5 Elect Director Gerhard Watzinger For For Management
2.6 Elect Director Christy Wyatt For For Management
3 Ratify Deloitte LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACADEMY SPORTS & OUTDOORS, INC.
Ticker: ASO Security ID: 00402L107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian T. Marley For For Management
1.2 Elect Director Thomas (Tom) M. Nealon For For Management
1.3 Elect Director Nathaniel (Nate) H. For Withhold Management
Taylor
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ACADIA REALTY TRUST
Ticker: AKR Security ID: 004239109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth F. Bernstein For For Management
1b Elect Director Douglas Crocker, II For For Management
1c Elect Director Lorrence T. Kellar For For Management
1d Elect Director Wendy Luscombe For Against Management
1e Elect Director Kenneth A. McIntyre For For Management
1f Elect Director William T. Spitz For For Management
1g Elect Director Lynn C. Thurber For For Management
1h Elect Director Lee S. Wielansky For For Management
1i Elect Director C. David Zoba For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ACI WORLDWIDE, INC.
Ticker: ACIW Security ID: 004498101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Odilon Almeida For For Management
1.2 Elect Director Charles K. Bobrinskoy For For Management
1.3 Elect Director Janet O. Estep For For Management
1.4 Elect Director James C. Hale, III For For Management
1.5 Elect Director Mary P. Harman For For Management
1.6 Elect Director Didier R. Lamouche For For Management
1.7 Elect Director Charles E. Peters, Jr. For For Management
1.8 Elect Director Adalio T. Sanchez For For Management
1.9 Elect Director Thomas W. Warsop, III For For Management
1.10 Elect Director Samir M. Zabaneh For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADDUS HOMECARE CORPORATION
Ticker: ADUS Security ID: 006739106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Dirk Allison For For Management
1.2 Elect Director Mark L. First For For Management
1.3 Elect Director Darin J. Gordon For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AIR TRANSPORT SERVICES GROUP, INC.
Ticker: ATSG Security ID: 00922R105
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard M. Baudouin For For Management
1b Elect Director Phyllis J. Campbell For For Management
1c Elect Director Richard F. Corrado For For Management
1d Elect Director Joseph C. Hete For For Management
1e Elect Director Raymond E. Johns, Jr. For For Management
1f Elect Director Laura J. Peterson For For Management
1g Elect Director Randy D. Rademacher For For Management
1h Elect Director J. Christopher Teets For For Management
1i Elect Director Jeffrey J. Vorholt For For Management
1j Elect Director Paul S. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
AKOUOS, INC.
Ticker: AKUS Security ID: 00973J101
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kush M. Parmar For Withhold Management
1.2 Elect Director Emmanuel Simons For For Management
1.3 Elect Director Chris Smith For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALAMO GROUP INC.
Ticker: ALG Security ID: 011311107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roderick R. Baty For For Management
1b Elect Director Robert P. Bauer For For Management
1c Elect Director Eric P. Etchart For For Management
1d Elect Director Tracy C. Jokinen For For Management
1e Elect Director Richard W. Parod For For Management
1f Elect Director Ronald A. Robinson For For Management
1g Elect Director Lorie L. Tekorius For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALTRA INDUSTRIAL MOTION CORP.
Ticker: AIMC Security ID: 02208R106
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl R. Christenson For For Management
1.2 Elect Director Lyle G. Ganske For For Management
1.3 Elect Director J. Scott Hall For For Management
1.4 Elect Director Nicole Parent Haughey For For Management
1.5 Elect Director Margot L. Hoffman For For Management
1.6 Elect Director Thomas W. Swidarski For For Management
1.7 Elect Director James H. Woodward, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN ASSETS TRUST, INC.
Ticker: AAT Security ID: 024013104
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest S. Rady For Withhold Management
1.2 Elect Director Robert S. Sullivan For For Management
1.3 Elect Director Thomas S. Olinger For For Management
1.4 Elect Director Joy L. Schaefer For Withhold Management
1.5 Elect Director Nina A. Tran For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMICUS THERAPEUTICS, INC.
Ticker: FOLD Security ID: 03152W109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Wheeler For For Management
1.2 Elect Director Burke W. Whitman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AMN Security ID: 001744101
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Foletta For For Management
1b Elect Director Teri G. Fontenot For For Management
1c Elect Director R. Jeffrey Harris For For Management
1d Elect Director Daphne E. Jones For For Management
1e Elect Director Martha H. Marsh For For Management
1f Elect Director Susan R. Salka For For Management
1g Elect Director Sylvia Trent-Adams For For Management
1h Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
5 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
APA CORP.
Ticker: APA Security ID: 03743Q108
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Annell R. Bay For For Management
2 Elect Director John J. Christmann, IV For For Management
3 Elect Director Juliet S. Ellis For For Management
4 Elect Director Chansoo Joung For For Management
5 Elect Director John E. Lowe For For Management
6 Elect Director H. Lamar McKay For For Management
7 Elect Director William C. Montgomery For For Management
8 Elect Director Amy H. Nelson For For Management
9 Elect Director Daniel W. Rabun For For Management
10 Elect Director Peter A. Ragauss For For Management
11 Ratify Ernst & Young LLP as Auditor For For Management
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Amend Charter to Remove the For For Management
Pass-Through Voting Provision
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047607
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jayson Dallas For For Management
1.2 Elect Director Oliver Fetzer For For Management
1.3 Elect Director Kieran T. Gallahue For For Management
1.4 Elect Director Jennifer Jarrett For Withhold Management
1.5 Elect Director Katharine Knobil For For Management
1.6 Elect Director Amit D. Munshi For For Management
1.7 Elect Director Garry A. Neil For For Management
1.8 Elect Director Tina S. Nova For For Management
1.9 Elect Director Nawal Ouzren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARROWHEAD PHARMACEUTICALS, INC.
Ticker: ARWR Security ID: 04280A100
Meeting Date: MAR 18, 2021 Meeting Type: Annual
Record Date: JAN 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Anzalone For For Management
1.2 Elect Director Marianne De Backer For For Management
1.3 Elect Director Mauro Ferrari For For Management
1.4 Elect Director Douglass Given For For Management
1.5 Elect Director Oye Olukotun For For Management
1.6 Elect Director Michael S. Perry For For Management
1.7 Elect Director William Waddill For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Rose, Snyder & Jacobs LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASGN INCORPORATED
Ticker: ASGN Security ID: 00191U102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Dyer For For Management
1.2 Elect Director Mariel A. Joliet For For Management
1.3 Elect Director Marty R. Kittrell For For Management
1.4 Elect Director Carol Lindstrom For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATLANTIC UNION BANKSHARES CORPORTATION
Ticker: AUB Security ID: 04911A107
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas P. Rohman For For Management
1.2 Elect Director Thomas G. Snead, Jr. For For Management
1.3 Elect Director Ronald L. Tillett For For Management
1.4 Elect Director Keith L. Wampler For For Management
1.5 Elect Director F. Blair Wimbush For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVIENT CORPORATION
Ticker: AVNT Security ID: 05368V106
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Abernathy For For Management
1.2 Elect Director Richard H. Fearon For For Management
1.3 Elect Director Gregory J. Goff For For Management
1.4 Elect Director William R. Jellison For For Management
1.5 Elect Director Sandra Beach Lin For For Management
1.6 Elect Director Kim Ann Mink For For Management
1.7 Elect Director Robert M. Patterson For For Management
1.8 Elect Director Kerry J. Preete For For Management
1.9 Elect Director Patricia Verduin For For Management
1.10 Elect Director William A. Wulfsohn For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BANKUNITED, INC.
Ticker: BKU Security ID: 06652K103
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rajinder P. Singh For For Management
1.2 Elect Director Tere Blanca For For Management
1.3 Elect Director John N. DiGiacomo For For Management
1.4 Elect Director Michael J. Dowling For For Management
1.5 Elect Director Douglas J. Pauls For For Management
1.6 Elect Director A. Gail Prudenti For For Management
1.7 Elect Director William S. Rubenstein For For Management
1.8 Elect Director Sanjiv Sobti For For Management
1.9 Elect Director Lynne Wines For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BARRETT BUSINESS SERVICES, INC.
Ticker: BBSI Security ID: 068463108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Carley For For Management
1.2 Elect Director Thomas B. Cusick For For Management
1.3 Elect Director Diane L. Dewbrey For For Management
1.4 Elect Director James B. Hicks For For Management
1.5 Elect Director Jon L. Justesen For For Management
1.6 Elect Director Gary E. Kramer For For Management
1.7 Elect Director Anthony Meeker For For Management
1.8 Elect Director Carla A. Moradi For For Management
1.9 Elect Director Vincent P. Price For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD.
Ticker: BHVN Security ID: G11196105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julia P. Gregory For For Management
1b Elect Director Michael T. Heffernan For Against Management
1c Elect Director Robert J. Hugin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLACK HILLS CORPORATION
Ticker: BKH Security ID: 092113109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linden R. Evans For For Management
1.2 Elect Director Barry M. Granger For For Management
1.3 Elect Director Tony A. Jensen For For Management
1.4 Elect Director Steven R. Mills For For Management
1.5 Elect Director Scott M. Prochazka For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLOOMIN' BRANDS, INC.
Ticker: BLMN Security ID: 094235108
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Fitzjohn For For Management
1.2 Elect Director John P. Gainor, Jr. For For Management
1.3 Elect Director John J. Mahoney For For Management
1.4 Elect Director R. Michael Mohan For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote Against For Shareholder
Requirement
6 Report on Climate Change Against For Shareholder
--------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION
Ticker: BPMC Security ID: 09627Y109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George D. Demetri For Withhold Management
1.2 Elect Director Lynn Seely For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BOYD GAMING CORPORATION
Ticker: BYD Security ID: 103304101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Bailey For For Management
1.2 Elect Director Robert L. Boughner For For Management
1.3 Elect Director William R. Boyd For For Management
1.4 Elect Director William S. Boyd For For Management
1.5 Elect Director Marianne Boyd Johnson For For Management
1.6 Elect Director Keith E. Smith For For Management
1.7 Elect Director Christine J. Spadafor For For Management
1.8 Elect Director A. Randall Thoman For For Management
1.9 Elect Director Peter M. Thomas For For Management
1.10 Elect Director Paul W. Whetsell For For Management
1.11 Elect Director Veronica J. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC.
Ticker: BLDR Security ID: 12008R107
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: NOV 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC.
Ticker: BLDR Security ID: 12008R107
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cleveland A. Christophe For For Management
1.2 Elect Director David E. Flitman For For Management
1.3 Elect Director W. Bradley Hayes For For Management
1.4 Elect Director Brett N. Milgrim For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CACI INTERNATIONAL INC
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 12, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Daniels For For Management
1b Elect Director Susan M. Gordon For For Management
1c Elect Director William L. Jews For For Management
1d Elect Director Gregory G. Johnson For For Management
1e Elect Director J. Phillip London For For Management
1f Elect Director John S. Mengucci For For Management
1g Elect Director James L. Pavitt For For Management
1h Elect Director Warren R. Phillips For For Management
1i Elect Director Debora A. Plunkett For For Management
1j Elect Director Charles P. Revoile For For Management
1k Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CADENCE BANCORPORATION
Ticker: CADE Security ID: 12739A100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul B. Murphy, Jr. For For Management
1.2 Elect Director Precious W. Owodunni For For Management
1.3 Elect Director Marc J. Shapiro For For Management
1.4 Elect Director J. Thomas Wiley, Jr. For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC.
Ticker: CZR Security ID: 12769G100
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Carano For For Management
1.2 Elect Director Bonnie S. Biumi For For Management
1.3 Elect Director Jan Jones Blackhurst For Withhold Management
1.4 Elect Director Frank J. Fahrenkopf For For Management
1.5 Elect Director Don R. Kornstein For For Management
1.6 Elect Director Courtney R. Mather For For Management
1.7 Elect Director Michael E. Pegram For For Management
1.8 Elect Director Thomas R. Reeg For For Management
1.9 Elect Director David P. Tomick For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Increase Authorized Common Stock For For Management
6 Authorize New Class of Preferred Stock For Against Management
--------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
Ticker: ELY Security ID: 131193104
Meeting Date: MAR 03, 2021 Meeting Type: Special
Record Date: JAN 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CALLAWAY GOLF COMPANY
Ticker: ELY Security ID: 131193104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Oliver G. (Chip) For For Management
Brewer, III
1.2 Elect Director Erik J Anderson For For Management
1.3 Elect Director Samuel H. Armacost For For Management
1.4 Elect Director Scott H. Baxter For For Management
1.5 Elect Director Thomas G. Dundon For For Management
1.6 Elect Director Laura J. Flanagan For For Management
1.7 Elect Director Russell L. Fleischer For For Management
1.8 Elect Director John F. Lundgren For For Management
1.9 Elect Director Scott M. Marimow For For Management
1.10 Elect Director Adebayo O. Ogunlesi For For Management
1.11 Elect Director Linda B. Segre For For Management
1.12 Elect Director Anthony S. Thornley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CANTEL MEDICAL CORP.
Ticker: CMD Security ID: 138098108
Meeting Date: DEC 16, 2020 Meeting Type: Annual
Record Date: NOV 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles M. Diker For For Management
1b Elect Director Alan R. Batkin For For Management
1c Elect Director Ann E. Berman For For Management
1d Elect Director Mark N. Diker For For Management
1e Elect Director Anthony B. Evnin For For Management
1f Elect Director Laura L. Forese For For Management
1g Elect Director George L. Fotiades For For Management
1h Elect Director Ronnie Myers For For Management
1i Elect Director Karen N. Prange For For Management
1j Elect Director Peter J. Pronovost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CASELLA WASTE SYSTEMS, INC.
Ticker: CWST Security ID: 147448104
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Casella For For Management
1.2 Elect Director William P. Hulligan For For Management
1.3 Elect Director Rose Stuckey Kirk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHATHAM LODGING TRUST
Ticker: CLDT Security ID: 16208T102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin B. Brewer, Jr. For For Management
1.2 Elect Director Thomas J. Crocker For Withhold Management
1.3 Elect Director Jeffrey H. Fisher For For Management
1.4 Elect Director Mary Beth Higgins For For Management
1.5 Elect Director Robert Perlmutter For For Management
1.6 Elect Director Rolf E. Ruhfus For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CMC MATERIALS, INC.
Ticker: CCMP Security ID: 12571T100
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara A. Klein For For Management
1.2 Elect Director David H. Li For For Management
1.3 Elect Director William P. Noglows For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COLUMBIA BANKING SYSTEM, INC.
Ticker: COLB Security ID: 197236102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig D. Eerkes For For Management
1b Elect Director Laura Alvarez Schrag For For Management
1c Elect Director Ford Elsaesser For For Management
1d Elect Director Mark A. Finkelstein For For Management
1e Elect Director Eric S. Forrest For For Management
1f Elect Director Thomas M. Hulbert For For Management
1g Elect Director Michelle M. Lantow For For Management
1h Elect Director Randal L. Lund For For Management
1i Elect Director Tracy Mack-Askew For For Management
1j Elect Director S. Mae Fujita Numata For For Management
1k Elect Director Elizabeth W. Seaton For For Management
1l Elect Director Clint E. Stein For For Management
1m Elect Director Janine T. Terrano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COMMERCIAL METALS COMPANY
Ticker: CMC Security ID: 201723103
Meeting Date: JAN 13, 2021 Meeting Type: Annual
Record Date: NOV 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicki L. Avril-Groves For For Management
1.2 Elect Director Barbara R. Smith For For Management
1.3 Elect Director Joseph C. Winkler For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMVAULT SYSTEMS, INC.
Ticker: CVLT Security ID: 204166102
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Todd Bradley For For Management
1.2 Elect Director Charles "Chuck" E. Moran For For Management
1.3 Elect Director Allison Pickens For For Management
1.4 Elect Director Arlen Shenkman For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONCENTRIX CORPORATION
Ticker: CNXC Security ID: 20602D101
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher Caldwell For For Management
1b Elect Director Teh-Chien Chou For For Management
1c Elect Director LaVerne H. Council For For Management
1d Elect Director Jennifer Deason For For Management
1e Elect Director Kathryn Hayley For For Management
1f Elect Director Kathryn Marinello For For Management
1g Elect Director Dennis Polk For For Management
1h Elect Director Ann Vezina For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CONNECTONE BANCORP, INC.
Ticker: CNOB Security ID: 20786W107
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Sorrentino, III For For Management
1.2 Elect Director Frank W. Baier For For Management
1.3 Elect Director Stephen T. Boswell For For Management
1.4 Elect Director Katherin Nukk-Freeman For For Management
1.5 Elect Director Frank Huttle, III For For Management
1.6 Elect Director Michael Kempner For For Management
1.7 Elect Director Nicholas Minoia For For Management
1.8 Elect Director Joseph Parisi, Jr. For For Management
1.9 Elect Director Daniel Rifkin For For Management
1.10 Elect Director William A. Thompson For For Management
1.11 Elect Director Mark Sokolich For For Management
1.12 Elect Director Anson M. Moise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
COWEN INC.
Ticker: COWN Security ID: 223622606
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brett H. Barth For For Management
1.2 Elect Director Katherine E. Dietze For For Management
1.3 Elect Director Gregg A. Gonsalves For For Management
1.4 Elect Director Steven Kotler For For Management
1.5 Elect Director Lawrence E. Leibowitz For For Management
1.6 Elect Director Margaret L. Poster For For Management
1.7 Elect Director Douglas A. Rediker For For Management
1.8 Elect Director Jeffrey M. Solomon For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CRYOLIFE, INC.
Ticker: CRY Security ID: 228903100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Ackerman For For Management
1.2 Elect Director Daniel J. Bevevino For For Management
1.3 Elect Director Marna P. Borgstrom For For Management
1.4 Elect Director James W. Bullock For For Management
1.5 Elect Director Jeffrey H. Burbank For For Management
1.6 Elect Director J. Patrick Mackin For For Management
1.7 Elect Director Ronald D. McCall For For Management
1.8 Elect Director Harvey Morgan For For Management
1.9 Elect Director Jon W. Salveson For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CSG SYSTEMS INTERNATIONAL, INC.
Ticker: CSGS Security ID: 126349109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian A. Shepherd For For Management
1b Elect Director Frank V. Sica For For Management
1c Elect Director Silvio Tavares For For Management
1d Elect Director Tse Li 'Lily' Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
CUBESMART
Ticker: CUBE Security ID: 229663109
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Piero Bussani For For Management
1.2 Elect Director Dorothy Dowling For For Management
1.3 Elect Director John W. Fain For For Management
1.4 Elect Director Marianne M. Keler For For Management
1.5 Elect Director Christopher P. Marr For For Management
1.6 Elect Director Deborah R. Salzberg For For Management
1.7 Elect Director John F. Remondi For For Management
1.8 Elect Director Jeffrey F. Rogatz For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION
Ticker: CW Security ID: 231561101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Adams For For Management
1.2 Elect Director Lynn M. Bamford For For Management
1.3 Elect Director Dean M. Flatt For For Management
1.4 Elect Director S. Marce Fuller For For Management
1.5 Elect Director Bruce D. Hoechner For For Management
1.6 Elect Director Glenda J. Minor For For Management
1.7 Elect Director Anthony J. Moraco For For Management
1.8 Elect Director John B. Nathman For For Management
1.9 Elect Director Robert J. Rivet For For Management
1.10 Elect Director Peter C. Wallace For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUSHMAN & WAKEFIELD PLC
Ticker: CWK Security ID: G2717B108
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Dattels For For Management
1.2 Elect Director Lincoln Pan For Against Management
1.3 Elect Director Rajeev Ruparelia For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Ratify KPMG LLP as UK Statutory Auditor For For Management
4 Authorize Audit Committee to Fix For For Management
Remuneration of Auditors
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Approve Director Compensation Report For Against Management
7 Approve Director Compensation Policy For For Management
8 Amend Omnibus Stock Plan For For Management
9 Amend Articles of Association to For For Management
Permit Virtual Meetings
--------------------------------------------------------------------------------
DANA INCORPORATED
Ticker: DAN Security ID: 235825205
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rachel A. Gonzalez For For Management
1.2 Elect Director James K. Kamsickas For For Management
1.3 Elect Director Virginia A. Kamsky For For Management
1.4 Elect Director Bridget E. Karlin For For Management
1.5 Elect Director Raymond E. Mabus, Jr. For For Management
1.6 Elect Director Michael J. Mack, Jr. For For Management
1.7 Elect Director R. Bruce McDonald For For Management
1.8 Elect Director Diarmuid B. O'Connell For For Management
1.9 Elect Director Keith E. Wandell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DASEKE, INC.
Ticker: DSKE Security ID: 23753F107
Meeting Date: JUN 18, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Bonner For Withhold Management
1.2 Elect Director Don R. Daseke For For Management
1.3 Elect Director Catharine Ellingsen For For Management
1.4 Elect Director Grant Garbers For For Management
1.5 Elect Director Charles "Chuck" F. For For Management
Serianni
1.6 Elect Director Jonathan Shepko For For Management
1.7 Elect Director Ena Williams For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DAVE & BUSTER'S ENTERTAINMENT, INC.
Ticker: PLAY Security ID: 238337109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James P. Chambers For For Management
1.2 Elect Director Hamish A. Dodds For For Management
1.3 Elect Director Michael J. Griffith For For Management
1.4 Elect Director John C. Hockin For For Management
1.5 Elect Director Brian A. Jenkins For For Management
1.6 Elect Director Patricia H. Mueller For For Management
1.7 Elect Director Atish Shah For For Management
1.8 Elect Director Kevin M. Sheehan For For Management
1.9 Elect Director Jennifer Storms For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION
Ticker: DECK Security ID: 243537107
Meeting Date: SEP 11, 2020 Meeting Type: Annual
Record Date: JUL 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Devine, III For For Management
1.2 Elect Director Nelson C. Chan For For Management
1.3 Elect Director Cynthia (Cindy) L. Davis For For Management
1.4 Elect Director Juan R. Figuereo For For Management
1.5 Elect Director Victor Luis For For Management
1.6 Elect Director Dave Powers For For Management
1.7 Elect Director Lauri M. Shanahan For For Management
1.8 Elect Director Brian A. Spaly For For Management
1.9 Elect Director Bonita C. Stewart For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DHT HOLDINGS, INC.
Ticker: DHT Security ID: Y2065G121
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: MAY 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erik Andreas Lind For For Management
1.2 Elect Director Sophie Rossini For For Management
2 Ratify Ernst & Young AS as Auditors For For Management
--------------------------------------------------------------------------------
DRIL-QUIP, INC.
Ticker: DRQ Security ID: 262037104
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Newman For For Management
1.2 Elect Director Amy B. Schwetz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
E.L.F. BEAUTY, INC.
Ticker: ELF Security ID: 26856L103
Meeting Date: AUG 27, 2020 Meeting Type: Annual
Record Date: JUL 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirk L. Perry For For Management
1.2 Elect Director Sabrina L. Simmons For For Management
1.3 Elect Director Maureen C. Watson For Withhold Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EASTERLY GOVERNMENT PROPERTIES, INC.
Ticker: DEA Security ID: 27616P103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darrell W. Crate For For Management
1.2 Elect Director William C. Trimble, III For For Management
1.3 Elect Director Michael P. Ibe For For Management
1.4 Elect Director William H. Binnie For For Management
1.5 Elect Director Cynthia A. Fisher For For Management
1.6 Elect Director Scott D. Freeman For For Management
1.7 Elect Director Emil W. Henry, Jr. For For Management
1.8 Elect Director Tara S. Innes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Bylaws to Allow Stockholders the For For Management
Right to Amend Bylaws
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EASTERN BANKSHARES, INC.
Ticker: EBC Security ID: 27627N105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Bane For For Management
1.2 Elect Director Joseph T. Chung For For Management
1.3 Elect Director Paul M. Connolly For For Management
1.4 Elect Director Bari A. Harlam For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EMCOR GROUP, INC.
Ticker: EME Security ID: 29084Q100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Altmeyer For For Management
1b Elect Director Anthony J. Guzzi For For Management
1c Elect Director Ronald L. Johnson For For Management
1d Elect Director David H. Laidley For For Management
1e Elect Director Carol P. Lowe For For Management
1f Elect Director M. Kevin McEvoy For For Management
1g Elect Director William P. Reid For For Management
1h Elect Director Steven B. Schwarzwaelder For For Management
1i Elect Director Robin Walker-Lee For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION
Ticker: EHC Security ID: 29261A100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg D. Carmichael For For Management
1b Elect Director John W. Chidsey For For Management
1c Elect Director Donald L. Correll For For Management
1d Elect Director Yvonne M. Curl For For Management
1e Elect Director Charles M. Elson For For Management
1f Elect Director Joan E. Herman For For Management
1g Elect Director Leo I. Higdon, Jr. For For Management
1h Elect Director Leslye G. Katz For For Management
1i Elect Director Patricia A. Maryland For For Management
1j Elect Director John E. Maupin, Jr. For For Management
1k Elect Director Nancy M. Schlichting For For Management
1l Elect Director L. Edward Shaw, Jr. For For Management
1m Elect Director Mark J. Tarr For For Management
1n Elect Director Terrance Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29272W109
Meeting Date: FEB 01, 2021 Meeting Type: Annual
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carlos Abrams-Rivera For For Management
1b Elect Director Bill G. Armstrong For For Management
1c Elect Director Cynthia J. Brinkley For For Management
1d Elect Director Rebecca Frankiewicz For For Management
1e Elect Director Alan R. Hoskins For For Management
1f Elect Director Kevin J. Hunt For For Management
1g Elect Director James C. Johnson For For Management
1h Elect Director Mark S. LaVigne For For Management
1i Elect Director Patrick J. Moore For For Management
1j Elect Director Nneka L. Rimmer For For Management
1k Elect Director Robert V. Vitale For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENVESTNET, INC.
Ticker: ENV Security ID: 29404K106
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Valerie Mosley For For Management
1.2 Elect Director Gregory Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EPIZYME, INC.
Ticker: EPZM Security ID: 29428V104
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Grant Bogle For For Management
1.2 Elect Director Kevin T. Conroy For Withhold Management
1.3 Elect Director Carl Goldfischer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
EURONET WORLDWIDE, INC.
Ticker: EEFT Security ID: 298736109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul S. Althasen For For Management
1.2 Elect Director Thomas A. McDonnell For For Management
1.3 Elect Director Michael N. Frumkin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERTEC, INC.
Ticker: EVTC Security ID: 30040P103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank G. D'Angelo For For Management
1b Elect Director Morgan M. Schuessler, For For Management
Jr.
1c Elect Director Kelly Barrett For For Management
1d Elect Director Olga Botero For For Management
1e Elect Director Jorge A. Junquera For For Management
1f Elect Director Ivan Pagan For For Management
1g Elect Director Aldo J. Polak For For Management
1h Elect Director Alan H. Schumacher For For Management
1i Elect Director Brian J. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FATE THERAPEUTICS, INC.
Ticker: FATE Security ID: 31189P102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Hershberg For For Management
1.2 Elect Director Michael Lee For For Management
1.3 Elect Director William H. Rastetter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
FIRST FOUNDATION INC.
Ticker: FFWM Security ID: 32026V104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Max Briggs For For Management
1.2 Elect Director John Hakopian For For Management
1.3 Elect Director Scott F. Kavanaugh For For Management
1.4 Elect Director Ulrich E. Keller, Jr. For For Management
1.5 Elect Director David Lake For For Management
1.6 Elect Director Elizabeth A. Pagliarini For For Management
1.7 Elect Director Mitchell M. Rosenberg For For Management
1.8 Elect Director Diane M. Rubin For For Management
1.9 Elect Director Jacob Sonenshine For For Management
2 Ratify Eide Bailly LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST HORIZON CORPORATION
Ticker: FHN Security ID: 320517105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harry V. Barton, Jr. For For Management
1.2 Elect Director Kenneth A. Burdick For For Management
1.3 Elect Director Daryl G. Byrd For For Management
1.4 Elect Director John N. Casbon For For Management
1.5 Elect Director John C. Compton For For Management
1.6 Elect Director Wendy P. Davidson For For Management
1.7 Elect Director William H. Fenstermaker For For Management
1.8 Elect Director D. Bryan Jordan For For Management
1.9 Elect Director J. Michael Kemp, Sr. For For Management
1.10 Elect Director Rick E. Maples For For Management
1.11 Elect Director Vicki R. Palmer For For Management
1.12 Elect Director Colin V. Reed For For Management
1.13 Elect Director E. Stewart Shea, III For For Management
1.14 Elect Director Cecelia D. Stewart For For Management
1.15 Elect Director Rajesh Subramaniam For For Management
1.16 Elect Director Rosa Sugranes For For Management
1.17 Elect Director R. Eugene Taylor For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC.
Ticker: FMBI Security ID: 320867104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara A. Boigegrain For For Management
1b Elect Director Thomas L. Brown For For Management
1c Elect Director Phupinder S. Gill For For Management
1d Elect Director Kathryn J. Hayley For For Management
1e Elect Director Peter J. Henseler For For Management
1f Elect Director Frank B. Modruson For For Management
1g Elect Director Ellen A. Rudnick For For Management
1h Elect Director Mark G. Sander For For Management
1i Elect Director Michael L. Scudder For For Management
1j Elect Director Michael J. Small For For Management
1k Elect Director Stephen C. Van Arsdell For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
FUELCELL ENERGY, INC.
Ticker: FCEL Security ID: 35952H601
Meeting Date: APR 08, 2021 Meeting Type: Annual
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James H. England For For Management
1b Elect Director Jason Few For For Management
1c Elect Director Chris Groobey For For Management
1d Elect Director Matthew F. Hilzinger For For Management
1e Elect Director Natica von Althann For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD.
Ticker: GIII Security ID: 36237H101
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morris Goldfarb For For Management
1.2 Elect Director Sammy Aaron For For Management
1.3 Elect Director Thomas J. Brosig For For Management
1.4 Elect Director Alan Feller For For Management
1.5 Elect Director Jeffrey Goldfarb For For Management
1.6 Elect Director Victor Herrero For For Management
1.7 Elect Director Robert L. Johnson For For Management
1.8 Elect Director Jeanette Nostra For For Management
1.9 Elect Director Laura Pomerantz For For Management
1.10 Elect Director Willem van Bokhorst For For Management
1.11 Elect Director Cheryl Vitali For For Management
1.12 Elect Director Richard White For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLATFELTER CORPORATION
Ticker: GLT Security ID: 377320106
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Brown For For Management
1.2 Elect Director Kathleen A. Dahlberg For For Management
1.3 Elect Director Kevin M. Fogarty For For Management
1.4 Elect Director Marie T. Gallagher For For Management
1.5 Elect Director Darrel Hackett For For Management
1.6 Elect Director J. Robert Hall For For Management
1.7 Elect Director Dante C. Parrini For For Management
1.8 Elect Director Lee C. Stewart For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLOBUS MEDICAL, INC.
Ticker: GMED Security ID: 379577208
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David D. Davidar For Against Management
1b Elect Director James R. Tobin For Against Management
1c Elect Director Stephen T. Zarrilli For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GOLDEN ENTERTAINMENT, INC.
Ticker: GDEN Security ID: 381013101
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blake L. Sartini For Withhold Management
1.2 Elect Director Lyle A. Berman For For Management
1.3 Elect Director Ann D. Dozier For For Management
1.4 Elect Director Mark A. Lipparelli For For Management
1.5 Elect Director Anthony A. Marnell, III For For Management
1.6 Elect Director Robert L. Miodunski For For Management
1.7 Elect Director Terrence L. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GREEN DOT CORPORATION
Ticker: GDOT Security ID: 39304D102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Chris Brewster For For Management
1.2 Elect Director Glinda Bridgforth Hodges For For Management
1.3 Elect Director Rajeev V. Date For For Management
1.4 Elect Director Saturnino "Nino" Fanlo For For Management
1.5 Elect Director William I Jacobs For For Management
1.6 Elect Director Dan R. Henry For For Management
1.7 Elect Director Jeffrey B. Osher For For Management
1.8 Elect Director Ellen Richey For For Management
1.9 Elect Director George T. Shaheen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
GROWGENERATION, CORP.
Ticker: GRWG Security ID: 39986L109
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Salaman For For Management
1.2 Elect Director Darren Lampert For For Management
1.3 Elect Director Stephen Aiello For Withhold Management
1.4 Elect Director Sean Stiefel For For Management
1.5 Elect Director Paul Ciasullo For Withhold Management
2 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
GUESS?, INC.
Ticker: GES Security ID: 401617105
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Maurice Marciano For For Management
2.2 Elect Director Laurie Ann Goldman For For Management
2.3 Elect Director Thomas J. Barrack, Jr. For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HAEMONETICS CORPORATION
Ticker: HAE Security ID: 405024100
Meeting Date: JUL 21, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher A. Simon For For Management
1.2 Elect Director Robert E. Abernathy For For Management
1.3 Elect Director Michael J. Coyle For For Management
1.4 Elect Director Charles J. Dockendorff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HARMONIC INC.
Ticker: HLIT Security ID: 413160102
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Harshman For For Management
1.2 Elect Director Patrick Gallagher For For Management
1.3 Elect Director Deborah L. Clifford For For Management
1.4 Elect Director David Krall For For Management
1.5 Elect Director Mitzi Reaugh For For Management
1.6 Elect Director Susan G. Swenson For For Management
1.7 Elect Director Nikos Theodosopoulos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Non-Employee Director Omnibus For For Management
Stock Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HELEN OF TROY LIMITED
Ticker: HELE Security ID: G4388N106
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary B. Abromovitz For For Management
1b Elect Director Krista L. Berry For For Management
1c Elect Director Vincent D. Carson For For Management
1d Elect Director Thurman K. Case For For Management
1e Elect Director Timothy F. Meeker For For Management
1f Elect Director Julien R. Mininberg For For Management
1g Elect Director Beryl B. Raff For For Management
1h Elect Director Darren G. Woody For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Grant Thornton LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC.
Ticker: HRC Security ID: 431475102
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Dempsey For For Management
1.2 Elect Director John P. Groetelaars For For Management
1.3 Elect Director Gary L. Ellis For For Management
1.4 Elect Director Stacy Enxing Seng For For Management
1.5 Elect Director Mary Garrett For For Management
1.6 Elect Director James R. Giertz For For Management
1.7 Elect Director William H. Kucheman For For Management
1.8 Elect Director Gregory J. Moore For For Management
1.9 Elect Director Felicia F. Norwood For For Management
1.10 Elect Director Nancy M. Schlichting For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HMS HOLDINGS CORP.
Ticker: HMSY Security ID: 40425J101
Meeting Date: MAR 26, 2021 Meeting Type: Special
Record Date: FEB 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HURON CONSULTING GROUP INC.
Ticker: HURN Security ID: 447462102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hugh E. Sawyer For For Management
1.2 Elect Director Debra L. Zumwalt For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ICF INTERNATIONAL, INC.
Ticker: ICFI Security ID: 44925C103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl W. Grise For Withhold Management
1.2 Elect Director Randall Mehl For For Management
1.3 Elect Director Scott B. Salmirs For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
IDACORP, INC.
Ticker: IDA Security ID: 451107106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darrel T. Anderson For For Management
1.2 Elect Director Odette C. Bolano For For Management
1.3 Elect Director Thomas Carlile For For Management
1.4 Elect Director Richard J. Dahl For For Management
1.5 Elect Director Annette G. Elg For For Management
1.6 Elect Director Lisa A. Grow For For Management
1.7 Elect Director Ronald W. Jibson For For Management
1.8 Elect Director Judith A. Johansen For For Management
1.9 Elect Director Dennis L. Johnson For For Management
1.10 Elect Director Richard J. Navarro For For Management
1.11 Elect Director Mark T. Peters For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
IMAX CORPORATION
Ticker: IMAX Security ID: 45245E109
Meeting Date: JUN 09, 2021 Meeting Type: Annual/Special
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric A. Demirian For For Management
1.2 Elect Director Kevin Douglas For For Management
1.3 Elect Director Richard L. Gelfond For For Management
1.4 Elect Director David W. Leebron For For Management
1.5 Elect Director Michael MacMillan For For Management
1.6 Elect Director Steve Pamon For For Management
1.7 Elect Director Dana Settle For For Management
1.8 Elect Director Darren Throop For Withhold Management
2 Approve PricewaterhouseCoopers LLP For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend By-law No. 1 For For Management
--------------------------------------------------------------------------------
INTEGER HOLDINGS CORPORATION
Ticker: ITGR Security ID: 45826H109
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sheila Antrum For For Management
1.2 Elect Director Pamela G. Bailey For For Management
1.3 Elect Director Cheryl C. Capps For For Management
1.4 Elect Director Joseph W. Dziedzic For For Management
1.5 Elect Director James F. Hinrichs For For Management
1.6 Elect Director Jean Hobby For For Management
1.7 Elect Director Tyrone Jeffers For For Management
1.8 Elect Director M. Craig Maxwell For For Management
1.9 Elect Director Filippo Passerini For For Management
1.10 Elect Director Bill R. Sanford For For Management
1.11 Elect Director Donald J. Spence For For Management
1.12 Elect Director William B. Summers, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
J2 GLOBAL, INC.
Ticker: JCOM Security ID: 48123V102
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Ressler For For Management
1.2 Elect Director Vivek Shah For For Management
1.3 Elect Director Douglas Y. Bech For For Management
1.4 Elect Director Sarah Fay For For Management
1.5 Elect Director W. Brian Kretzmer For For Management
1.6 Elect Director Jonathan F. Miller For For Management
1.7 Elect Director Stephen Ross For For Management
1.8 Elect Director Pamela Sutton-Wallace For For Management
1.9 Elect Director Scott C. Taylor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
KNOWLES CORPORATION
Ticker: KN Security ID: 49926D109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Keith Barnes For For Management
1b Elect Director Hermann Eul For For Management
1c Elect Director Didier Hirsch For For Management
1d Elect Director Ronald Jankov For For Management
1e Elect Director Ye Jane Li For For Management
1f Elect Director Donald Macleod For For Management
1g Elect Director Jeffrey Niew For For Management
1h Elect Director Cheryl Shavers For For Management
1i Elect Director Michael Wishart For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KONTOOR BRANDS, INC.
Ticker: KTB Security ID: 50050N103
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen S. Barclay For Withhold Management
1.2 Elect Director Robert M. Lynch For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LA-Z-BOY INCORPORATED
Ticker: LZB Security ID: 505336107
Meeting Date: SEP 01, 2020 Meeting Type: Annual
Record Date: JUL 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kurt L. Darrow For For Management
1.2 Elect Director Sarah M. Gallagher For For Management
1.3 Elect Director Janet E. Kerr For For Management
1.4 Elect Director Michael T. Lawton For For Management
1.5 Elect Director H. George Levy For For Management
1.6 Elect Director W. Alan McCollough For For Management
1.7 Elect Director Rebecca L. O'Grady For For Management
1.8 Elect Director Lauren B. Peters For For Management
1.9 Elect Director Nido R. Qubein For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LCI INDUSTRIES
Ticker: LCII Security ID: 50189K103
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Gero For For Management
1b Elect Director Frank J. Crespo For For Management
1c Elect Director Brendan J. Deely For For Management
1d Elect Director Ronald J. Fenech For For Management
1e Elect Director Tracy D. Graham For For Management
1f Elect Director Virginia L. Henkels For For Management
1g Elect Director Jason D. Lippert For For Management
1h Elect Director Stephanie K. Mains For For Management
1i Elect Director Kieran M. O'Sullivan For For Management
1j Elect Director David A. Reed For For Management
1k Elect Director John A. Sirpilla For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LITHIA MOTORS, INC.
Ticker: LAD Security ID: 536797103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sidney B. DeBoer For For Management
1b Elect Director Susan O. Cain For For Management
1c Elect Director Bryan B. DeBoer For For Management
1d Elect Director Shauna F. McIntyre For For Management
1e Elect Director Louis P. Miramontes For For Management
1f Elect Director Kenneth E. Roberts For For Management
1g Elect Director David J. Robino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Eliminate Class B Common Stock, Class For For Management
A Common Stock and Series M Preferred
Stock, and to Reclassify Class A
Common Stock as Common Stock
--------------------------------------------------------------------------------
LIVERAMP HOLDINGS, INC.
Ticker: RAMP Security ID: 53815P108
Meeting Date: AUG 11, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Timothy R. Cadogan For For Management
1b Elect Director Vivian Chow For For Management
1c Elect Director Scott E. Howe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC.
Ticker: LITE Security ID: 55024U109
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Penelope A. Herscher For For Management
1b Elect Director Harold L. Covert For For Management
1c Elect Director Julia S. Johnson For For Management
1d Elect Director Brian J. Lillie For For Management
1e Elect Director Alan S. Lowe For For Management
1f Elect Director Ian S. Small For For Management
1g Elect Director Janet S. Wong For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MAGELLAN HEALTH, INC.
Ticker: MGLN Security ID: 559079207
Meeting Date: MAR 31, 2021 Meeting Type: Special
Record Date: FEB 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Abstain Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Chadwick C. Deaton For For Management
1b Elect Director Marcela E. Donadio For For Management
1c Elect Director Jason B. Few For For Management
1d Elect Director M. Elise Hyland For For Management
1e Elect Director Holli C. Ladhani For For Management
1f Elect Director Brent J. Smolik For For Management
1g Elect Director Lee M. Tillman For For Management
1h Elect Director J. Kent Wells For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARRIOTT VACATIONS WORLDWIDE CORPORATION
Ticker: VAC Security ID: 57164Y107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lizanne Galbreath For For Management
1.2 Elect Director Melquiades R. Martinez For For Management
1.3 Elect Director Stephen R. Quazzo For For Management
1.4 Elect Director Stephen P. Weisz For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD.
Ticker: MRTN Security ID: 573075108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randolph L. Marten For For Management
1.2 Elect Director Larry B. Hagness For For Management
1.3 Elect Director Thomas J. Winkel For For Management
1.4 Elect Director Jerry M. Bauer For For Management
1.5 Elect Director Robert L. Demorest For For Management
1.6 Elect Director Ronald R. Booth For For Management
1.7 Elect Director Kathleen P. Iverson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
MIMECAST LIMITED
Ticker: MIME Security ID: G14838109
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Christopher FitzGerald For For Management
2 Elect Director Neil Murray For For Management
3 Elect Director Robert P. Schechter For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Accept Financial Statements and For For Management
Statutory Reports
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Approve Share Repurchase Program For For Management
--------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC.
Ticker: MTX Security ID: 603158106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Carmola For For Management
1b Elect Director Robert L. Clark, Jr. For For Management
1c Elect Director Marc E. Robinson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MIRATI THERAPEUTICS, INC.
Ticker: MRTX Security ID: 60468T105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Baum For For Management
1.2 Elect Director Bruce L.A. Carter For For Management
1.3 Elect Director Julie M. Cherrington For For Management
1.4 Elect Director Aaron I. Davis For Withhold Management
1.5 Elect Director Henry J. Fuchs For For Management
1.6 Elect Director Michael Grey For Withhold Management
1.7 Elect Director Faheem Hasnain For For Management
1.8 Elect Director Craig Johnson For For Management
1.9 Elect Director Maya Martinez-Davis For For Management
1.10 Elect Director Shalini Sharp For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MODIVCARE INC.
Ticker: MODV Security ID: 60783X104
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Todd J. Carter For For Management
1b Elect Director Frank J. Wright For For Management
1c Elect Director Garth Graham For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATERA, INC.
Ticker: NTRA Security ID: 632307104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For Withhold Management
1.2 Elect Director Steven L. Chapman For For Management
1.3 Elect Director Todd Cozzens For For Management
1.4 Elect Director Matthew Rabinowitz For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEOGEN CORPORATION
Ticker: NEOG Security ID: 640491106
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: AUG 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Bruce Papesh For For Management
1.2 Elect Director Ralph A. Rodriguez For For Management
1.3 Elect Director Catherine E. Woteki For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEXTCURE, INC.
Ticker: NXTC Security ID: 65343E108
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine V. Jones For Against Management
1b Elect Director Chau Q. Khuong For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORTHWESTERN CORPORATION
Ticker: NWE Security ID: 668074305
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony T. Clark For For Management
1.2 Elect Director Dana J. Dykhouse For For Management
1.3 Elect Director Jan R. Horsfall For For Management
1.4 Elect Director Britt E. Ide For For Management
1.5 Elect Director Linda G. Sullivan For For Management
1.6 Elect Director Robert C. Rowe For For Management
1.7 Elect Director Mahvash Yazdi For For Management
1.8 Elect Director Jeffrey W. Yingling For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
OFG BANCORP
Ticker: OFG Security ID: 67103X102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian S. Inclan For For Management
1.2 Elect Director Jose R. Fernandez For For Management
1.3 Elect Director Jorge Colon-Gerena For For Management
1.4 Elect Director Nestor de Jesus For For Management
1.5 Elect Director Susan Harnett For For Management
1.6 Elect Director Pedro Morazzani For For Management
1.7 Elect Director Edwin Perez For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ONTO INNOVATION, INC.
Ticker: ONTO Security ID: 683344105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leo Berlinghieri For For Management
1.2 Elect Director Edward J. Brown, Jr. For For Management
1.3 Elect Director David B. Miller For For Management
1.4 Elect Director Michael P. Plisinski For For Management
1.5 Elect Director Bruce C. Rhine For For Management
1.6 Elect Director Christopher A. Seams For For Management
1.7 Elect Director Christine A. Tsingos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ORIGIN BANCORP, INC.
Ticker: OBNK Security ID: 68621T102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D'Agostino, Jr. For For Management
1.2 Elect Director James Davison, Jr. For For Management
1.3 Elect Director A. La'Verne Edney For For Management
1.4 Elect Director Meryl Farr For For Management
1.5 Elect Director Richard Gallot, Jr. For For Management
1.6 Elect Director Stacey Goff For For Management
1.7 Elect Director Michael Jones For For Management
1.8 Elect Director Gary Luffey For For Management
1.9 Elect Director Farrell Malone For For Management
1.10 Elect Director Drake Mills For For Management
1.11 Elect Director Elizabeth Solender For For Management
1.12 Elect Director Steven Taylor For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC.
Ticker: PPBI Security ID: 69478X105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ayad A. Fargo For For Management
1b Elect Director Steven R. Gardner For For Management
1c Elect Director Joseph L. Garrett For For Management
1d Elect Director Jeffrey C. Jones For For Management
1e Elect Director M. Christian Mitchell For For Management
1f Elect Director Barbara S. Polsky For For Management
1g Elect Director Zareh H. Sarrafian For For Management
1h Elect Director Jaynie Miller Studenmund For For Management
1i Elect Director Cora M. Tellez For For Management
1j Elect Director Richard C. Thomas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
PALOMAR HOLDINGS, INC.
Ticker: PLMR Security ID: 69753M105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Taketa For Withhold Management
1.2 Elect Director Catriona M. Fallon For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PATTERSON COMPANIES, INC.
Ticker: PDCO Security ID: 703395103
Meeting Date: SEP 14, 2020 Meeting Type: Annual
Record Date: JUL 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Buck For For Management
1b Elect Director Alex N. Blanco For For Management
1c Elect Director Jody H. Feragen For For Management
1d Elect Director Robert C. Frenzel For For Management
1e Elect Director Francis J. Malecha For For Management
1f Elect Director Ellen A. Rudnick For For Management
1g Elect Director Neil A. Schrimsher For For Management
1h Elect Director Mark S. Walchirk For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PERFORMANCE FOOD GROUP COMPANY
Ticker: PFGC Security ID: 71377A103
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: SEP 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George L. Holm For For Management
1b Elect Director Barbara J. Beck For For Management
1c Elect Director Matthew C. Flanigan For For Management
1d Elect Director David V. Singer For For Management
1e Elect Director Meredith Adler For For Management
1f Elect Director Jeffrey M. Overly For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PINNACLE FINANCIAL PARTNERS, INC.
Ticker: PNFP Security ID: 72346Q104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Abney S. Boxley, III For For Management
1.2 Elect Director Gregory L. Burns For For Management
1.3 Elect Director Thomas C. Farnsworth, For For Management
III
1.4 Elect Director David B. Ingram For For Management
1.5 Elect Director Decosta E. Jenkins For For Management
1.6 Elect Director G. Kennedy Thompson For For Management
1.7 Elect Director Charles E. Brock For For Management
1.8 Elect Director Richard D. Callicutt, II For For Management
1.9 Elect Director Joseph C. Galante For For Management
1.10 Elect Director Robert A. McCabe, Jr. For For Management
1.11 Elect Director Reese L. Smith, III For For Management
1.12 Elect Director M. Terry Turner For For Management
1.13 Elect Director Renda J. Burkhart For For Management
1.14 Elect Director Marty G. Dickens For For Management
1.15 Elect Director Glenda Baskin Glover For For Management
1.16 Elect Director Ronald L. Samuels For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PLEXUS CORP.
Ticker: PLXS Security ID: 729132100
Meeting Date: FEB 17, 2021 Meeting Type: Annual
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Cortinovis For For Management
1.2 Elect Director Joann M. Eisenhart For For Management
1.3 Elect Director Dean A. Foate For For Management
1.4 Elect Director Rainer Jueckstock For For Management
1.5 Elect Director Peter Kelly For For Management
1.6 Elect Director Todd P. Kelsey For For Management
1.7 Elect Director Joel Quadracci For For Management
1.8 Elect Director Karen M. Rapp For For Management
1.9 Elect Director Paul A. Rooke For For Management
1.10 Elect Director Michael V. Schrock For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PORTLAND GENERAL ELECTRIC COMPANY
Ticker: POR Security ID: 736508847
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney Brown For For Management
1b Elect Director Jack Davis For For Management
1c Elect Director Kirby Dyess For For Management
1d Elect Director Mark Ganz For For Management
1e Elect Director Marie Oh Huber For For Management
1f Elect Director Kathryn Jackson For For Management
1g Elect Director Michael Lewis For For Management
1h Elect Director Michael Millegan For For Management
1i Elect Director Neil Nelson For For Management
1j Elect Director Lee Pelton For For Management
1k Elect Director Maria Pope For For Management
1l Elect Director James Torgerson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PRIMERICA, INC.
Ticker: PRI Security ID: 74164M108
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Addison, Jr. For For Management
1b Elect Director Joel M. Babbit For For Management
1c Elect Director P. George Benson For For Management
1d Elect Director C. Saxby Chambliss For For Management
1e Elect Director Gary L. Crittenden For For Management
1f Elect Director Cynthia N. Day For For Management
1g Elect Director Sanjeev Dheer For For Management
1h Elect Director Beatriz R. Perez For For Management
1i Elect Director D. Richard Williams For For Management
1j Elect Director Glenn J. Williams For For Management
1k Elect Director Barbara A. Yastine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
PROG HOLDINGS, INC.
Ticker: PRG Security ID: 74319R101
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathy T. Betty For For Management
1b Elect Director Douglas C. Curling For For Management
1c Elect Director Cynthia N. Day For For Management
1d Elect Director Curtis L. Doman For For Management
1e Elect Director Steven A. Michaels For For Management
1f Elect Director Ray M. Robinson For For Management
1g Elect Director James P. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC.
Ticker: PFS Security ID: 74386T105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ursuline F. Foley For For Management
1.2 Elect Director Christopher Martin For For Management
1.3 Elect Director Robert McNerney For For Management
1.4 Elect Director John Pugliese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
Q2 HOLDINGS, INC.
Ticker: QTWO Security ID: 74736L109
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Lynn Atchison For For Management
1.2 Elect Director Jeffrey T. Diehl For For Management
1.3 Elect Director Matthew P. Flake For For Management
1.4 Elect Director Stephen C. Hooley For For Management
1.5 Elect Director Margaret L. Taylor For For Management
1.6 Elect Director Lynn Antipas Tyson For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QTS REALTY TRUST, INC.
Ticker: QTS Security ID: 74736A103
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chad L. Williams For For Management
1.2 Elect Director John W. Barter For For Management
1.3 Elect Director Joan A. Dempsey For For Management
1.4 Elect Director Catherine R. Kinney For For Management
1.5 Elect Director Peter A. Marino For For Management
1.6 Elect Director Scott D. Miller For For Management
1.7 Elect Director Mazen Rawashdeh For For Management
1.8 Elect Director Wayne M. Rehberger For For Management
1.9 Elect Director Philip P. Trahanas For For Management
1.10 Elect Director Stephen E. Westhead For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young as Auditors For For Management
--------------------------------------------------------------------------------
REGAL BELOIT CORPORATION
Ticker: RBC Security ID: 758750103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jan A. Bertsch For For Management
1b Elect Director Stephen M. Burt For For Management
1c Elect Director Anesa T. Chaibi For For Management
1d Elect Director Christopher L. Doerr For For Management
1e Elect Director Dean A. Foate For For Management
1f Elect Director Michael F. Hilton For For Management
1g Elect Director Louis V. Pinkham For For Management
1h Elect Director Rakesh Sachdev For For Management
1i Elect Director Curtis W. Stoelting For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC.
Ticker: REGI Security ID: 75972A301
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James C. Borel For For Management
1b Elect Director Cynthia J. Warner For For Management
1c Elect Director Walter Berger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RH
Ticker: RH Security ID: 74967X103
Meeting Date: JUL 22, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hilary Krane For For Management
1.2 Elect Director Katie Mitic For For Management
1.3 Elect Director Ali Rowghani For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ROCKET PHARMACEUTICALS, INC.
Ticker: RCKT Security ID: 77313F106
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roderick Wong For For Management
1b Elect Director Carsten Boess For For Management
1c Elect Director Pedro Granadillo For For Management
1d Elect Director Gotham Makker For For Management
1e Elect Director Gaurav Shah For For Management
1f Elect Director David P. Southwell For For Management
1g Elect Director Naveen Yalamanchi For Withhold Management
1h Elect Director Elisabeth Bjork For For Management
2 Ratify EisnerAmper LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RYMAN HOSPITALITY PROPERTIES, INC.
Ticker: RHP Security ID: 78377T107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rachna Bhasin For For Management
1b Elect Director Alvin Bowles, Jr. For For Management
1c Elect Director Christian A. Brickman For For Management
1d Elect Director Fazal Merchant For For Management
1e Elect Director Patrick Moore For For Management
1f Elect Director Christine Pantoya For For Management
1g Elect Director Robert Prather, Jr. For For Management
1h Elect Director Colin Reed For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
SEALED AIR CORPORATION
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zubaid Ahmad For For Management
1b Elect Director Francoise Colpron For For Management
1c Elect Director Edward L. Doheny, II For For Management
1d Elect Director Michael P. Doss For For Management
1e Elect Director Henry R. Keizer For For Management
1f Elect Director Harry A. Lawton, III For For Management
1g Elect Director Neil Lustig For For Management
1h Elect Director Suzanne B. Rowland For For Management
1i Elect Director Jerry R. Whitaker For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SELECT MEDICAL HOLDINGS CORPORATION
Ticker: SEM Security ID: 81619Q105
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Ely, III For For Management
1.2 Elect Director Rocco A. Ortenzio For For Management
1.3 Elect Director Thomas A. Scully For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SELECTQUOTE, INC.
Ticker: SLQT Security ID: 816307300
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy "Tim" Danker For Withhold Management
1.2 Elect Director Kavita Patel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION
Ticker: SXT Security ID: 81725T100
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Carleone For For Management
1.2 Elect Director Edward H. Cichurski For For Management
1.3 Elect Director Mario Ferruzzi For For Management
1.4 Elect Director Carol R. Jackson For For Management
1.5 Elect Director Donald W. Landry For For Management
1.6 Elect Director Paul Manning For For Management
1.7 Elect Director Deborah For For Management
McKeithan-Gebhardt
1.8 Elect Director Scott C. Morrison For For Management
1.9 Elect Director Elaine R. Wedral For For Management
1.10 Elect Director Essie Whitelaw For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SHOE CARNIVAL, INC.
Ticker: SCVL Security ID: 824889109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kent A. Kleeberger For Against Management
1.2 Elect Director Charles B. Tomm For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SIGNATURE BANK
Ticker: SBNY Security ID: 82669G104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn A. Byrne For For Management
1.2 Elect Director Maggie Timoney For For Management
1.3 Elect Director George Tsunis For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Authorize Share Repurchase Program For For Management
5 Increase Authorized Common Stock For For Management
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SILICON LABORATORIES INC.
Ticker: SLAB Security ID: 826919102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Tyson Tuttle For For Management
1.2 Elect Director Sumit Sadana For For Management
1.3 Elect Director Gregg Lowe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry C. Atkin For For Management
1.2 Elect Director W. Steve Albrecht For For Management
1.3 Elect Director Russell A. Childs For For Management
1.4 Elect Director Smita Conjeevaram For For Management
1.5 Elect Director Meredith S. Madden For For Management
1.6 Elect Director Ronald J. Mittelstaedt For For Management
1.7 Elect Director Andrew C. Roberts For For Management
1.8 Elect Director Keith E. Smith For For Management
1.9 Elect Director Steven F. Udvar-Hazy For For Management
1.10 Elect Director James L. Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOTERA HEALTH COMPANY
Ticker: SHC Security ID: 83601L102
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Constantine S. Mihas For Against Management
1b Elect Director James C. Neary For Against Management
1c Elect Director Michael B. Petras, Jr. For Against Management
1d Elect Director David E. Wheadon For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SP PLUS CORPORATION
Ticker: SP Security ID: 78469C103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G Marc Baumann For For Management
1.2 Elect Director Alice M. Peterson For For Management
1.3 Elect Director Gregory A. Reid For For Management
1.4 Elect Director Wyman T. Roberts For For Management
1.5 Elect Director Diana L. Sands For For Management
1.6 Elect Director Douglas R. Waggoner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STIFEL FINANCIAL CORP.
Ticker: SF Security ID: 860630102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam T. Berlew For For Management
1.2 Elect Director Kathleen Brown For For Management
1.3 Elect Director Michael W. Brown For For Management
1.4 Elect Director Robert E. Grady For For Management
1.5 Elect Director Ronald J. Kruszewski For For Management
1.6 Elect Director Daniel J. Ludeman For For Management
1.7 Elect Director Maura A. Markus For For Management
1.8 Elect Director David A. Peacock For For Management
1.9 Elect Director Thomas W. Weisel For For Management
1.10 Elect Director Michael J. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUNPOWER CORPORATION
Ticker: SPWR Security ID: 867652406
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francois Badoual For Withhold Management
1.2 Elect Director Denis Toulouse For Withhold Management
1.3 Elect Director Patrick Wood, III For For Management
2 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYNEOS HEALTH, INC.
Ticker: SYNH Security ID: 87166B102
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Allen For For Management
1b Elect Director Linda A. Harty For For Management
1c Elect Director Alistair Macdonald For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE ENSIGN GROUP, INC.
Ticker: ENSG Security ID: 29358P101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher R. For For Management
Christensen
1.2 Elect Director Daren J. Shaw For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY
Ticker: GT Security ID: 382550101
Meeting Date: APR 12, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Firestone For For Management
1b Elect Director Werner Geissler For For Management
1c Elect Director Peter S. Hellman For For Management
1d Elect Director Laurette T. Koellner For For Management
1e Elect Director Richard J. Kramer For For Management
1f Elect Director Karla R. Lewis For For Management
1g Elect Director W. Alan McCollough For For Management
1h Elect Director John E. McGlade For For Management
1i Elect Director Roderick A. Palmore For For Management
1j Elect Director Hera K. Siu For For Management
1k Elect Director Stephanie A. Streeter For For Management
1l Elect Director Michael R. Wessel For For Management
1m Elect Director Thomas L. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
THE SIMPLY GOOD FOODS COMPANY
Ticker: SMPL Security ID: 82900L102
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Montgomery For For Management
1.2 Elect Director Joseph E. Scalzo For For Management
1.3 Elect Director Joseph J. Schena For For Management
1.4 Elect Director James D. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TREAN INSURANCE GROUP, INC.
Ticker: TIG Security ID: 89457R101
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary A. Chaput For For Management
1.2 Elect Director David G. Ellison For Withhold Management
1.3 Elect Director Daniel G. Tully For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
U.S. CONCRETE, INC.
Ticker: USCR Security ID: 90333L201
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Lundin For For Management
1.2 Elect Director Susan M. Ball For For Management
1.3 Elect Director Kurt M. Cellar For For Management
1.4 Elect Director Rajan C. Penkar For For Management
1.5 Elect Director Ronnie Pruitt For For Management
1.6 Elect Director Theodore P. Rossi For For Management
1.7 Elect Director Colin M. Sutherland For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Abstain Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VIAVI SOLUTIONS INC.
Ticker: VIAV Security ID: 925550105
Meeting Date: NOV 11, 2020 Meeting Type: Annual
Record Date: SEP 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Belluzzo For For Management
1.2 Elect Director Keith Barnes For For Management
1.3 Elect Director Laura Black For For Management
1.4 Elect Director Tor Braham For For Management
1.5 Elect Director Timothy Campos For For Management
1.6 Elect Director Donald Colvin For For Management
1.7 Elect Director Glenda Dorchak For For Management
1.8 Elect Director Masood A. Jabbar For For Management
1.9 Elect Director Oleg Khaykin For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VONAGE HOLDINGS CORP.
Ticker: VG Security ID: 92886T201
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid Akhavan For For Management
1b Elect Director Jeffrey A. Citron For For Management
1c Elect Director Stephen Fisher For For Management
1d Elect Director Jan Hauser For For Management
1e Elect Director Priscilla Hung For For Management
1f Elect Director Carolyn Katz For For Management
1g Elect Director Michael J. McConnell For For Management
1h Elect Director Rory Read For For Management
1i Elect Director John J. Roberts For For Management
1j Elect Director Tien Tzuo For For Management
2 Ratify Deloitte and Touche, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WERNER ENTERPRISES, INC.
Ticker: WERN Security ID: 950755108
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott C. Arves For For Management
1.2 Elect Director Vikram Mansharamani For For Management
1.3 Elect Director Alexi A. Wellman For For Management
1.4 Elect Director Carmen A. Tapio For For Management
1.5 Elect Director Derek J. Leathers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WINNEBAGO INDUSTRIES, INC.
Ticker: WGO Security ID: 974637100
Meeting Date: DEC 15, 2020 Meeting Type: Annual
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sara E. Armbruster For For Management
1.2 Elect Director William C. Fisher For For Management
1.3 Elect Director Michael J. Happe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
WOODWARD, INC.
Ticker: WWD Security ID: 980745103
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Gendron For For Management
1.2 Elect Director Daniel G. Korte For For Management
1.3 Elect Director Ronald M. Sega For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
XENIA HOTELS & RESORTS, INC.
Ticker: XHR Security ID: 984017103
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marcel Verbaas For For Management
1b Elect Director Jeffrey H. Donahue For For Management
1c Elect Director John H. Alschuler For For Management
1d Elect Director Keith E. Bass For For Management
1e Elect Director Thomas M. Gartland For For Management
1f Elect Director Beverly K. Goulet For For Management
1g Elect Director Mary E. McCormick For For Management
1h Elect Director Dennis D. Oklak For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
======================== Voya U.S. Bond Index Portfolio ========================
This portfolio had no proxy voting activity during the reporting period.
========== END N-PX REPORT
--------------------------------------------------------------------------------
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
VOYA VARIABLE PORTFOLIOS, INC.
By: /s/ Dina Santoro
--------------------------
Dina Santoro
President
Date: August 23, 2021