================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
-----------------
FORM N-PX
-----------------
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-22250
-----------------
PIMCO ETF Trust
(Exact name of registrant as specified in charter)
-----------------
650 Newport Center Drive, Newport Beach, CA 92660
(Address of principal executive office)
Bijal Y. Parikh
Treasurer (Principal Financial & Accounting Officer)
PIMCO ETF Trust
650 Newport Center Drive, Newport Beach, CA 92660
(Name and address of agent for service)
Copies to:
Adam T. Teufel
Dechert LLP
1900 K Street, N.W.
Washington, D.C. 20006
-----------------
Registrant's telephone number, including area code: (888) 877-4626
Date of fiscal year end: June 30
Date of reporting period: July 1, 2020 to June 30, 2021
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 ((S)(S) 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles. A registrant is required
to disclose the information specified by Form N-PX, and the Commission will
make this information public.
A registrant is not required to respond to the collection of information
contained in Form N-PX unless the Form displays a currently valid Office of
Management and Budget ("OMB") control number. Please direct comments concerning
the accuracy of the information collection burden estimate and any suggestions
for reducing the burden to the Secretary, Securities and Exchange Commission,
450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this
collection of information under the clearance requirements of 44 U.S.C. (S)
3507.
================================================================================
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22250
Reporting Period: 07/01/2020 - 06/30/2021
PIMCO ETF Trust
=============== PIMCO 0-5 Year High Yield Corporate Bond Index ================
=============== Exchange-Traded Fund ================
IHEARTMEDIA, INC.
Ticker: IHRT Security ID: 45174J509
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Bressler For For Management
1.2 Elect Director Kamakshi For For Management
Sivaramakrishnan
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
============= PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund ==============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============= PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund ==============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=============== PIMCO 25+ Year Zero Coupon U.S. Treasury Index ================
=============== Exchange-Traded Fund ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
==================== PIMCO Active Bond Exchange-Traded Fund ====================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=============== PIMCO Broad U.S. TIPS Index Exchange-Traded Fund ===============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========== PIMCO Enhanced Low Duration Active Exchange-Traded Fund ============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== PIMCO Enhanced Short Maturity Active ESG Exchange-Traded ===========
========== Fund ===========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== PIMCO Enhanced Short Maturity Active Exchange-Traded Fund ===========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== PIMCO Intermediate Municipal Bond Active Exchange-Traded ===========
========== Fund ===========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========= PIMCO Investment Grade Corporate Bond Index Exchange-Traded =========
========= Fund =========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========= PIMCO Short Term Municipal Bond Active Exchange-Traded Fund ==========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========== END NPX REPORT
Signatures
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
PIMCO ETF Trust
By: /s/ Eric D. Johnson
Eric D. Johnson,
President (Principal Executive Officer)
Date: August 30, 2021