================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
-----------------
FORM N-PX
-----------------
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-07705
-----------------
VIRTUS ASSET TRUST
(exact name of registrant as specified in charter)
-----------------
101 Munson Street, Greenfield, MA 01301
(Address of principal executive offices)
-----------------
Kevin J. Carr, Esq., Virtus Investment Partners, Inc., One Financial Plaza,
Hartford, CT 06103
(Name and Address of agent for service)
-----------------
Registrant's telephone number, including area code: 800-243-1574
Date of Fiscal Year End: 12/31
Date of Reporting Period: 07/01/2020 - 06/30/2021
================================================================================
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-07705
Reporting Period: 07/01/2020 - 06/30/2021
Virtus Asset Trust
================== Virtus Ceredex Large-Cap Value Equity Fund ==================
ADVANCE AUTO PARTS, INC.
Ticker: AAP Security ID: 00751Y106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carla J. Bailo For For Management
1b Elect Director John F. Ferraro For For Management
1c Elect Director Thomas R. Greco For For Management
1d Elect Director Jeffrey J. Jones, II For For Management
1e Elect Director Eugene I. Lee, Jr. For For Management
1f Elect Director Sharon L. McCollam For For Management
1g Elect Director Douglas A. Pertz For For Management
1h Elect Director Nigel Travis For For Management
1i Elect Director Arthur L. Valdez, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mala Anand For For Management
1.2 Elect Director Koh Boon Hwee For For Management
1.3 Elect Director Michael R. McMullen For For Management
1.4 Elect Director Daniel K. Podolsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan K. Carter For For Management
1b Elect Director Charles I. Cogut For For Management
1c Elect Director Lisa A. Davis For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Seifollah (Seifi) For For Management
Ghasemi
1f Elect Director David H. Y. Ho For For Management
1g Elect Director Edward L. Monser For For Management
1h Elect Director Matthew H. Paull For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Baltimore For For Management
1b Elect Director Charlene Barshefsky For For Management
1c Elect Director John J. Brennan For For Management
1d Elect Director Peter Chernin For For Management
1e Elect Director Ralph de la Vega For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director Theodore J. Leonsis For For Management
1h Elect Director Karen L. Parkhill For For Management
1i Elect Director Charles E. Phillips For For Management
1j Elect Director Lynn A. Pike For For Management
1k Elect Director Stephen J. Squeri For For Management
1l Elect Director Daniel L. Vasella For For Management
1m Elect Director Lisa W. Wardell For For Management
1n Elect Director Ronald A. Williams For For Management
1o Elect Director Christopher D. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Publish Annually a Report Assessing Against Against Shareholder
Diversity, Equity, and Inclusion
Efforts
--------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tod E. Carpenter For For Management
1b Elect Director Karleen M. Oberton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APTARGROUP, INC.
Ticker: ATR Security ID: 038336103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andreas C. Kramvis For For Management
1b Elect Director Maritza Gomez Montiel For For Management
1c Elect Director Jesse Wu For For Management
1d Elect Director Ralf K. Wunderlich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVERY DENNISON CORPORATION
Ticker: AVY Security ID: 053611109
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradley A. Alford For For Management
1b Elect Director Anthony K. Anderson For For Management
1c Elect Director Mark J. Barrenechea For For Management
1d Elect Director Mitchell R. Butier For For Management
1e Elect Director Ken C. Hicks For For Management
1f Elect Director Andres A. Lopez For For Management
1g Elect Director Patrick T. Siewert For For Management
1h Elect Director Julia A. Stewart For For Management
1i Elect Director Martha N. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Frank P. Bramble, Sr. For For Management
1d Elect Director Pierre J.P. de Weck For For Management
1e Elect Director Arnold W. Donald For For Management
1f Elect Director Linda P. Hudson For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Thomas J. May For For Management
1i Elect Director Brian T. Moynihan For For Management
1j Elect Director Lionel L. Nowell, III For For Management
1k Elect Director Denise L. Ramos For For Management
1l Elect Director Clayton S. Rose For For Management
1m Elect Director Michael D. White For For Management
1n Elect Director Thomas D. Woods For For Management
1o Elect Director R. David Yost For For Management
1p Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against For Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Approve Change in Organizational Form Against Against Shareholder
8 Request on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Catherine M. Burzik For For Management
1b Elect Director R. Andrew Eckert For For Management
1c Elect Director Vincent A. Forlenza For For Management
1d Elect Director Claire M. Fraser For For Management
1e Elect Director Jeffrey W. Henderson For For Management
1f Elect Director Christopher Jones For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director David F. Melcher For For Management
1i Elect Director Thomas E. Polen For For Management
1j Elect Director Claire Pomeroy For For Management
1k Elect Director Rebecca W. Rimel For For Management
1l Elect Director Timothy M. Ring For For Management
1m Elect Director Bertram L. Scott For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Nelda J. Connors For For Management
1B Elect Director Dennis C. Cuneo For For Management
1C Elect Director David S. Haffner For For Management
1D Elect Director Michael S. Hanley For For Management
1E Elect Director Frederic B. Lissalde For For Management
1F Elect Director Paul A. Mascarenas For For Management
1G Elect Director Shaun E. McAlmont For For Management
1H Elect Director Deborah D. McWhinney For For Management
1I Elect Director Alexis P. Michas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Ime Archibong For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Peter Thomas Killalea For For Management
1e Elect Director Cornelis "Eli" Leenaars For For Management
1f Elect Director Francois Locoh-Donou For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Eileen Serra For For Management
1i Elect Director Mayo A. Shattuck, III For For Management
1j Elect Director Bradford H. Warner For For Management
1k Elect Director Catherine G. West For For Management
1l Elect Director Craig Anthony Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COCA-COLA EUROPACIFIC PARTNERS PLC
Ticker: CCEP Security ID: G25839104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Elect Manolo Arroyo as Director For For Management
4 Elect John Bryant as Director For For Management
5 Elect Christine Cross as Director For For Management
6 Elect Brian Smith as Director For For Management
7 Re-elect Garry Watts as Director For For Management
8 Re-elect Jan Bennink as Director For For Management
9 Re-elect Jose Ignacio Comenge as For For Management
Director
10 Re-elect Damian Gammell as Director For For Management
11 Re-elect Nathalie Gaveau as Director For For Management
12 Re-elect Alvaro Gomez-Trenor Aguilar For For Management
as Director
13 Re-elect Thomas Johnson as Director For For Management
14 Re-elect Dagmar Kollmann as Director For For Management
15 Re-elect Alfonso Libano Daurella as For For Management
Director
16 Re-elect Mark Price as Director For For Management
17 Re-elect Mario Rotllant Sola as For Abstain Management
Director
18 Re-elect Dessi Temperley as Director For For Management
19 Reappoint Ernst & Young LLP as Auditors For For Management
20 Authorise Board to Fix Remuneration of For For Management
Auditors
21 Authorise UK and EU Political For For Management
Donations and Expenditure
22 Authorise Issue of Equity For For Management
23 Approve Waiver of Rule 9 of the For Abstain Management
Takeover Code
24 Authorise Issue of Equity without For For Management
Pre-emptive Rights
25 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
26 Authorise Market Purchase of Ordinary For For Management
Shares
27 Authorise Off-Market Purchase of For For Management
Ordinary Shares
28 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 22822V101
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Jay A. Brown For For Management
1c Elect Director Cindy Christy For For Management
1d Elect Director Ari Q. Fitzgerald For For Management
1e Elect Director Andrea J. Goldsmith For For Management
1f Elect Director Lee W. Hogan For For Management
1g Elect Director Tammy K. Jones For For Management
1h Elect Director J. Landis Martin For For Management
1i Elect Director Anthony J. Melone For For Management
1j Elect Director W. Benjamin Moreland For For Management
1k Elect Director Kevin A. Stephens For For Management
1l Elect Director Matthew Thornton, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director Thomas P. Bostick For For Management
1c Elect Director James M. Foote For For Management
1d Elect Director Steven T. Halverson For For Management
1e Elect Director Paul C. Hilal For For Management
1f Elect Director David M. Moffett For For Management
1g Elect Director Linda H. Riefler For For Management
1h Elect Director Suzanne M. Vautrinot For For Management
1i Elect Director James L. Wainscott For For Management
1j Elect Director J. Steven Whisler For For Management
1k Elect Director John J. Zillmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Blinn For For Management
1.2 Elect Director Arthur F. Golden For For Management
1.3 Elect Director Candace Kendle For For Management
1.4 Elect Director James S. Turley For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FREEPORT-MCMORAN INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Abney For For Management
1.2 Elect Director Richard C. Adkerson For For Management
1.3 Elect Director Robert W. Dudley For For Management
1.4 Elect Director Lydia H. Kennard For For Management
1.5 Elect Director Dustan E. McCoy For For Management
1.6 Elect Director John J. Stephens For For Management
1.7 Elect Director Frances Fragos Townsend For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLOBAL PAYMENTS INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Thaddeus Arroyo For For Management
1b Elect Director Robert H.B. Baldwin, Jr. For For Management
1c Elect Director John G. Bruno For For Management
1d Elect Director Kriss Cloninger, III For For Management
1e Elect Director William I Jacobs For For Management
1f Elect Director Joia M. Johnson For For Management
1g Elect Director Ruth Ann Marshall For For Management
1h Elect Director Connie D. McDaniel For For Management
1i Elect Director William B. Plummer For For Management
1j Elect Director Jeffrey S. Sloan For For Management
1k Elect Director John T. Turner For For Management
1l Elect Director M. Troy Woods For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Deborah Flint For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Grace D. Lieblein For For Management
1I Elect Director Raymond T. Odierno For For Management
1J Elect Director George Paz For For Management
1K Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Raquel C. Bono For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director Wayne A. I. Frederick For For Management
1f Elect Director John W. Garratt For For Management
1g Elect Director David A. Jones, Jr. For For Management
1h Elect Director Karen W. Katz For For Management
1i Elect Director Marcy S. Klevorn For For Management
1j Elect Director William J. McDonald For For Management
1k Elect Director Jorge S. Mesquita For For Management
1l Elect Director James J. O'Brien For For Management
1m Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick P. Gelsinger For For Management
1b Elect Director James J. Goetz For For Management
1c Elect Director Alyssa Henry For For Management
1d Elect Director Omar Ishrak For For Management
1e Elect Director Risa Lavizzo-Mourey For For Management
1f Elect Director Tsu-Jae King Liu For For Management
1g Elect Director Gregory D. Smith For For Management
1h Elect Director Dion J. Weisler For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
6 Report on Whether Written Policies or Against Against Shareholder
Unwritten Norms Reinforce Racism in
Company Culture
--------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Ticker: IFF Security ID: 459506101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn J. Boor For For Management
1b Elect Director Edward D. Breen For For Management
1c Elect Director Carol Anthony Davidson For For Management
1d Elect Director Michael L. Ducker For For Management
1e Elect Director Roger W. Ferguson, Jr. For For Management
1f Elect Director John F. Ferraro For For Management
1g Elect Director Andreas Fibig For For Management
1h Elect Director Christina Gold For For Management
1i Elect Director Ilene Gordon For For Management
1j Elect Director Matthias J. Heinzel For For Management
1k Elect Director Dale F. Morrison For For Management
1l Elect Director Kare Schultz For For Management
1m Elect Director Stephen Williamson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC.
Ticker: JBHT Security ID: 445658107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas G. Duncan For For Management
1.2 Elect Director Francesca M. Edwardson For For Management
1.3 Elect Director Wayne Garrison For For Management
1.4 Elect Director Sharilyn S. Gasaway For For Management
1.5 Elect Director Gary C. George For For Management
1.6 Elect Director Thad Hill For For Management
1.7 Elect Director J. Bryan Hunt, Jr. For For Management
1.8 Elect Director Gale V. King For For Management
1.9 Elect Director John N. Roberts, III For For Management
1.10 Elect Director James L. Robo For For Management
1.11 Elect Director Kirk Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES, INC.
Ticker: LHX Security ID: 502431109
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sallie B. Bailey For For Management
1b Elect Director William M. Brown For For Management
1c Elect Director Peter W. Chiarelli For For Management
1d Elect Director Thomas A. Corcoran For For Management
1e Elect Director Thomas A. Dattilo For For Management
1f Elect Director Roger B. Fradin For For Management
1g Elect Director Lewis Hay, III For For Management
1h Elect Director Lewis Kramer For For Management
1i Elect Director Christopher E. Kubasik For For Management
1j Elect Director Rita S. Lane For For Management
1k Elect Director Robert B. Millard For For Management
1l Elect Director Lloyd W. Newton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdulaziz F. Alkhayyal For For Management
1b Elect Director Jonathan Z. Cohen For For Management
1c Elect Director Michael J. Hennigan For For Management
1d Elect Director Frank M. Semple For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Declassify the Board of Directors For For Management
7 Limit Accelerated Vesting of Equity Against For Shareholder
Awards Upon a Change in Control
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC.
Ticker: MSI Security ID: 620076307
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory Q. Brown For For Management
1b Elect Director Kenneth D. Denman For For Management
1c Elect Director Egon P. Durban For For Management
1d Elect Director Clayton M. Jones For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Gregory K. Mondre For For Management
1g Elect Director Joseph M. Tucci For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director James L. Camaren For For Management
1c Elect Director Kenneth B. Dunn For For Management
1d Elect Director Naren K. Gursahaney For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Amy B. Lane For For Management
1g Elect Director David L. Porges For For Management
1h Elect Director James L. Robo For For Management
1i Elect Director Rudy E. Schupp For For Management
1j Elect Director John L. Skolds For For Management
1k Elect Director Lynn M. Utter For For Management
1l Elect Director Darryl L. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
NORDSON CORPORATION
Ticker: NDSN Security ID: 655663102
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. DeFord For For Management
1.2 Elect Director Arthur L. George, Jr. For For Management
1.3 Elect Director Frank M. Jaehnert For For Management
1.4 Elect Director Ginger M. Jones For For Management
1.5 Elect Director Jennifer A. Parmentier For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS N.V.
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board Members For For Management
3a Reelect Kurt Sievers as Executive For For Management
Director
3b Reelect Peter Bonfield as For For Management
Non-Executive Director
3c Elect Annette Clayton as Non-Executive For For Management
Director
3d Elect Anthony Foxx as Non-Executive For For Management
Director
3e Reelect Kenneth A. Goldman as For For Management
Non-Executive Director
3f Reelect Josef Kaeser as Non-Executive For For Management
Director
3g Reelect Lena Olving as Non-Executive For For Management
Director
3h Reelect Peter Smitham as Non-Executive For For Management
Director
3i Reelect Julie Southern as For For Management
Non-Executive Director
3j Reelect Jasmin Staiblin as For For Management
Non-Executive Director
3k Reelect Gregory L. Summe as For For Management
Non-Executive Director
3l Reelect Karl-Henrik Sundstrom as For For Management
Non-Executive Director
4 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
5 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
6 Authorize Share Repurchase Program For For Management
7 Approve Cancellation of Ordinary Shares For For Management
8 Approve Remuneration of the Non For For Management
Executive Members of the Board
9 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Barrett For For Management
1b Elect Director Samuel R. Chapin For For Management
1c Elect Director Sylvie Gregoire For For Management
1d Elect Director Alexis P. Michas For For Management
1e Elect Director Prahlad R. Singh For For Management
1f Elect Director Michel Vounatsos For For Management
1g Elect Director Frank Witney For For Management
1h Elect Director Pascale Witz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sylvia Acevedo For For Management
1b Elect Director Mark Fields For For Management
1c Elect Director Jeffrey W. Henderson For For Management
1d Elect Director Gregory N. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Harish Manwani For For Management
1g Elect Director Mark D. McLaughlin For For Management
1h Elect Director Jamie S. Miller For For Management
1i Elect Director Steve Mollenkopf For For Management
1j Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1k Elect Director Irene B. Rosenfeld For For Management
1l Elect Director Kornelis "Neil" Smit For For Management
1m Elect Director Jean-Pascal Tricoire For For Management
1n Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES CORPORATION
Ticker: RTX Security ID: 75513E101
Meeting Date: APR 26, 2021 Meeting Type: Annual
Record Date: MAR 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tracy A. Atkinson For Did Not Vote Management
1b Elect Director Gregory J. Hayes For Did Not Vote Management
1c Elect Director Thomas A. Kennedy For Did Not Vote Management
1d Elect Director Marshall O. Larsen For Did Not Vote Management
1e Elect Director George R. Oliver For Did Not Vote Management
1f Elect Director Robert K. (Kelly) For Did Not Vote Management
Ortberg
1g Elect Director Margaret L. O'Sullivan For Did Not Vote Management
1h Elect Director Dinesh C. Paliwal For Did Not Vote Management
1i Elect Director Ellen M. Pawlikowski For Did Not Vote Management
1j Elect Director Denise L. Ramos For Did Not Vote Management
1k Elect Director Fredric G. Reynolds For Did Not Vote Management
1l Elect Director Brian C. Rogers For Did Not Vote Management
1m Elect Director James A. Winnefeld, Jr. For Did Not Vote Management
1n Elect Director Robert O. Work For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
4 Approve Executive Incentive Bonus Plan For Did Not Vote Management
5 Amend Omnibus Stock Plan For Did Not Vote Management
6 Amend Proxy Access Right Against Did Not Vote Shareholder
--------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
A1 Elect Director William P. Gipson For For Management
A2 Elect Director J. Phillip Holloman For For Management
A3 Elect Director Steven R. Kalmanson For For Management
A4 Elect Director Lawrence D. Kingsley For For Management
A5 Elect Director Lisa A. Payne For For Management
B Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
C Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrea J. Ayers For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Patrick D. Campbell For For Management
1d Elect Director Carlos M. Cardoso For For Management
1e Elect Director Robert B. Coutts For For Management
1f Elect Director Debra A. Crew For For Management
1g Elect Director Michael D. Hankin For For Management
1h Elect Director James M. Loree For For Management
1i Elect Director Jane M. Palmieri For For Management
1j Elect Director Mojdeh Poul For For Management
1k Elect Director Dmitri L. Stockton For For Management
1l Elect Director Irving Tan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent For For Management
5 Eliminate Supermajority Vote For For Management
Requirement Applicable Under the
Connecticut Business Corporation Act
6 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
7 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director John M. Cassaday For For Management
1c Elect Director Joshua D. Frank For For Management
1d Elect Director Larry C. Glasscock For For Management
1e Elect Director Bradley M. Halverson For For Management
1f Elect Director John M. Hinshaw For For Management
1g Elect Director Kevin P. Hourican For For Management
1h Elect Director Hans-Joachim Koerber For For Management
1i Elect Director Stephanie A. Lundquist For For Management
1j Elect Director Nelson Peltz For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director Sheila G. Talton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Allardice, III For For Management
1b Elect Director Larry D. De Shon For For Management
1c Elect Director Carlos Dominguez For For Management
1d Elect Director Trevor Fetter For For Management
1e Elect Director Donna James For For Management
1f Elect Director Kathryn A. Mikells For For Management
1g Elect Director Michael G. Morris For For Management
1h Elect Director Teresa W. Roseborough For For Management
1i Elect Director Virginia P. Ruesterholz For For Management
1j Elect Director Christopher J. Swift For For Management
1k Elect Director Matthew E. Winter For For Management
1l Elect Director Greig Woodring For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip Bleser For For Management
1b Elect Director Stuart B. Burgdoerfer For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Charles A. Davis For For Management
1e Elect Director Roger N. Farah For For Management
1f Elect Director Lawton W. Fitt For For Management
1g Elect Director Susan Patricia Griffith For For Management
1h Elect Director Devin C. Johnson For For Management
1i Elect Director Jeffrey D. Kelly For For Management
1j Elect Director Barbara R. Snyder For For Management
1k Elect Director Jan E. Tighe For For Management
1l Elect Director Kahina Van Dyke For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shellye L. Archambeau For For Management
1b Elect Director Roxanne S. Austin For For Management
1c Elect Director Mark T. Bertolini For For Management
1d Elect Director Melanie L. Healey For For Management
1e Elect Director Clarence Otis, Jr. For For Management
1f Elect Director Daniel H. Schulman For For Management
1g Elect Director Rodney E. Slater For For Management
1h Elect Director Hans E. Vestberg For For Management
1i Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Lower Ownership Threshold for Action Against For Shareholder
by Written Consent
5 Amend Senior Executive Compensation Against For Shareholder
Clawback Policy
6 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Ticker: WLTW Security ID: G96629111
Meeting Date: AUG 26, 2020 Meeting Type: Court
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Ticker: WLTW Security ID: G96629103
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
2 Amend Articles For For Management
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Ticker: WLTW Security ID: G96629103
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anna C. Catalano For For Management
1b Elect Director Victor F. Ganzi For For Management
1c Elect Director John J. Haley For For Management
1d Elect Director Wendy E. Lane For For Management
1e Elect Director Brendan R. O'Neill For For Management
1f Elect Director Jaymin B. Patel For For Management
1g Elect Director Linda D. Rabbitt For For Management
1h Elect Director Paul D. Thomas For For Management
1i Elect Director Wilhelm Zeller For For Management
2 Ratify the Appointment of Deloitte & For For Management
Touche LLP as Auditor and Deloitte
Ireland LLP to audit the Irish
Statutory Accounts, and Authorize the
Board to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
5 Renew the Board's Authority to Opt-Out For For Management
of Statutory Pre-Emptions Rights
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Segers For For Management
1.2 Elect Director Raman K. Chitkara For For Management
1.3 Elect Director Saar Gillai For For Management
1.4 Elect Director Ronald S. Jankov For For Management
1.5 Elect Director Mary Louise Krakauer For For Management
1.6 Elect Director Thomas H. Lee For For Management
1.7 Elect Director Jon A. Olson For For Management
1.8 Elect Director Victor Peng For For Management
1.9 Elect Director Elizabeth W. Vanderslice For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Michael J. Farrell For For Management
1d Elect Director Robert A. Hagemann For For Management
1e Elect Director Bryan C. Hanson For For Management
1f Elect Director Arthur J. Higgins For For Management
1g Elect Director Maria Teresa Hilado For For Management
1h Elect Director Syed Jafry For For Management
1i Elect Director Sreelakshmi Kolli For For Management
1j Elect Director Michael W. Michelson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Deferred Compensation Plan For For Management
7 Provide Right to Call Special Meeting For For Management
=================== Virtus Ceredex Mid-Cap Value Equity Fund ===================
ADVANCE AUTO PARTS, INC.
Ticker: AAP Security ID: 00751Y106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carla J. Bailo For For Management
1b Elect Director John F. Ferraro For For Management
1c Elect Director Thomas R. Greco For For Management
1d Elect Director Jeffrey J. Jones, II For For Management
1e Elect Director Eugene I. Lee, Jr. For For Management
1f Elect Director Sharon L. McCollam For For Management
1g Elect Director Douglas A. Pertz For For Management
1h Elect Director Nigel Travis For For Management
1i Elect Director Arthur L. Valdez, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mala Anand For For Management
1.2 Elect Director Koh Boon Hwee For For Management
1.3 Elect Director Michael R. McMullen For For Management
1.4 Elect Director Daniel K. Podolsky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan K. Carter For For Management
1b Elect Director Charles I. Cogut For For Management
1c Elect Director Lisa A. Davis For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Seifollah (Seifi) For For Management
Ghasemi
1f Elect Director David H. Y. Ho For For Management
1g Elect Director Edward L. Monser For For Management
1h Elect Director Matthew H. Paull For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMEREN CORPORATION
Ticker: AEE Security ID: 023608102
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Cynthia J. Brinkley For For Management
1c Elect Director Catherine S. Brune For For Management
1d Elect Director J. Edward Coleman For For Management
1e Elect Director Ward H. Dickson For For Management
1f Elect Director Noelle K. Eder For For Management
1g Elect Director Ellen M. Fitzsimmons For For Management
1h Elect Director Rafael Flores For For Management
1i Elect Director Richard J. Harshman For For Management
1j Elect Director Craig S. Ivey For For Management
1k Elect Director James C. Johnson For For Management
1l Elect Director Steven H. Lipstein For For Management
1m Elect Director Leo S. Mackay, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tod E. Carpenter For For Management
1b Elect Director Karleen M. Oberton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASHLAND GLOBAL HOLDINGS INC.
Ticker: ASH Security ID: 044186104
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brendan M. Cummins For For Management
1.2 Elect Director William G. Dempsey For For Management
1.3 Elect Director Jay V. Ihlenfeld For For Management
1.4 Elect Director Wetteny Joseph For For Management
1.5 Elect Director Susan L. Main For For Management
1.6 Elect Director Guillermo Novo For For Management
1.7 Elect Director Jerome A. Peribere For For Management
1.8 Elect Director Ricky C. Sandler For For Management
1.9 Elect Director Janice J. Teal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Terry S. Brown For For Management
1c Elect Director Alan B. Buckelew For For Management
1d Elect Director Ronald L. Havner, Jr. For For Management
1e Elect Director Stephen P. Hills For For Management
1f Elect Director Christopher B. Howard For For Management
1g Elect Director Richard J. Lieb For For Management
1h Elect Director Nnenna Lynch For For Management
1i Elect Director Timothy J. Naughton For For Management
1j Elect Director Benjamin W. Schall For For Management
1k Elect Director Susan Swanezy For For Management
1l Elect Director W. Edward Walter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Nelda J. Connors For For Management
1B Elect Director Dennis C. Cuneo For For Management
1C Elect Director David S. Haffner For For Management
1D Elect Director Michael S. Hanley For For Management
1E Elect Director Frederic B. Lissalde For For Management
1F Elect Director Paul A. Mascarenas For For Management
1G Elect Director Shaun E. McAlmont For For Management
1H Elect Director Deborah D. McWhinney For For Management
1I Elect Director Alexis P. Michas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Ime Archibong For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Peter Thomas Killalea For For Management
1e Elect Director Cornelis "Eli" Leenaars For For Management
1f Elect Director Francois Locoh-Donou For For Management
1g Elect Director Peter E. Raskind For For Management
1h Elect Director Eileen Serra For For Management
1i Elect Director Mayo A. Shattuck, III For For Management
1j Elect Director Bradford H. Warner For For Management
1k Elect Director Catherine G. West For For Management
1l Elect Director Craig Anthony Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean S. Blackwell For For Management
1b Elect Director William M. Brown For For Management
1c Elect Director Edward G. Galante For For Management
1d Elect Director Kathryn M. Hill For For Management
1e Elect Director David F. Hoffmeister For For Management
1f Elect Director Jay V. Ihlenfeld For For Management
1g Elect Director Deborah J. Kissire For For Management
1h Elect Director Kim K. W. Rucker For For Management
1i Elect Director Lori J. Ryerkerk For For Management
1j Elect Director John K. Wulff For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Calderoni For For Management
1b Elect Director Nanci E. Caldwell For For Management
1c Elect Director Murray J. Demo For For Management
1d Elect Director Ajei S. Gopal For For Management
1e Elect Director David J. Henshall For For Management
1f Elect Director Thomas E. Hogan For For Management
1g Elect Director Moira A. Kilcoyne For For Management
1h Elect Director Robert E. Knowling, Jr. For For Management
1i Elect Director Peter J. Sacripanti For For Management
1j Elect Director J. Donald Sherman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Simple Majority Vote None For Shareholder
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jon E. Barfield For For Management
1b Elect Director Deborah H. Butler For For Management
1c Elect Director Kurt L. Darrow For For Management
1d Elect Director William D. Harvey For For Management
1e Elect Director Garrick J. Rochow For For Management
1f Elect Director John G. Russell For For Management
1g Elect Director Suzanne F. Shank For For Management
1h Elect Director Myrna M. Soto For For Management
1i Elect Director John G. Sznewajs For For Management
1j Elect Director Ronald J. Tanski For For Management
1k Elect Director Laura H. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Costs and Benefits of Against Against Shareholder
Environmental Related Expenditures
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: JAN 15, 2021 Meeting Type: Special
Record Date: DEC 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
DOLBY LABORATORIES, INC.
Ticker: DLB Security ID: 25659T107
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Yeaman For For Management
1.2 Elect Director Peter Gotcher For For Management
1.3 Elect Director Micheline Chau For For Management
1.4 Elect Director David Dolby For For Management
1.5 Elect Director Simon Segars For For Management
1.6 Elect Director Roger Siboni For For Management
1.7 Elect Director Anjali Sud For For Management
1.8 Elect Director Avadis Tevanian, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Deborah L. DeHaas For For Management
1b Elect Director H. John Gilbertson, Jr. For For Management
1c Elect Director Kristiane C. Graham For For Management
1d Elect Director Michael F. Johnston For For Management
1e Elect Director Eric A. Spiegel For For Management
1f Elect Director Richard J. Tobin For For Management
1g Elect Director Stephen M. Todd For For Management
1h Elect Director Stephen K. Wagner For For Management
1i Elect Director Keith E. Wandell For For Management
1j Elect Director Mary A. Winston For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Blinn For For Management
1.2 Elect Director Arthur F. Golden For For Management
1.3 Elect Director Candace Kendle For For Management
1.4 Elect Director James S. Turley For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29272W109
Meeting Date: FEB 01, 2021 Meeting Type: Annual
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carlos Abrams-Rivera For For Management
1b Elect Director Bill G. Armstrong For For Management
1c Elect Director Cynthia J. Brinkley For For Management
1d Elect Director Rebecca Frankiewicz For For Management
1e Elect Director Alan R. Hoskins For For Management
1f Elect Director Kevin J. Hunt For For Management
1g Elect Director James C. Johnson For For Management
1h Elect Director Mark S. LaVigne For For Management
1i Elect Director Patrick J. Moore For For Management
1j Elect Director Nneka L. Rimmer For For Management
1k Elect Director Robert V. Vitale For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERSOURCE ENERGY
Ticker: ES Security ID: 30040W108
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cotton M. Cleveland For For Management
1.2 Elect Director James S. DiStasio For For Management
1.3 Elect Director Francis A. Doyle For For Management
1.4 Elect Director Linda Dorcena Forry For For Management
1.5 Elect Director Gregory M. Jones For For Management
1.6 Elect Director James J. Judge For For Management
1.7 Elect Director John Y. Kim For For Management
1.8 Elect Director Kenneth R. Leibler For For Management
1.9 Elect Director David H. Long For For Management
1.10 Elect Director William C. Van Faasen For For Management
1.11 Elect Director Frederica M. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche as Auditors For For Management
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre Brondeau For For Management
1b Elect Director Eduardo E. Cordeiro For For Management
1c Elect Director Carol Anthony (John) For For Management
Davidson
1d Elect Director Mark Douglas For For Management
1e Elect Director C. Scott Greer For For Management
1f Elect Director K'Lynne Johnson For For Management
1g Elect Director Dirk A. Kempthorne For For Management
1h Elect Director Paul J. Norris For For Management
1i Elect Director Margareth Ovrum For For Management
1j Elect Director Robert C. Pallash For For Management
1k Elect Director Vincent R. Volpe, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOOT LOCKER, INC.
Ticker: FL Security ID: 344849104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan D. Feldman For For Management
1b Elect Director Richard A. Johnson For For Management
1c Elect Director Guillermo G. Marmol For For Management
1d Elect Director Matthew M. McKenna For For Management
1e Elect Director Darlene Nicosia For For Management
1f Elect Director Steven Oakland For For Management
1g Elect Director Ulice Payne, Jr. For For Management
1h Elect Director Kimberly Underhill For For Management
1i Elect Director Tristan Walker For For Management
1j Elect Director Dona D. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
FREEPORT-MCMORAN INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Abney For For Management
1.2 Elect Director Richard C. Adkerson For For Management
1.3 Elect Director Robert W. Dudley For For Management
1.4 Elect Director Lydia H. Kennard For For Management
1.5 Elect Director Dustan E. McCoy For For Management
1.6 Elect Director John J. Stephens For For Management
1.7 Elect Director Frances Fragos Townsend For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLOBAL PAYMENTS INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Thaddeus Arroyo For For Management
1b Elect Director Robert H.B. Baldwin, Jr. For For Management
1c Elect Director John G. Bruno For For Management
1d Elect Director Kriss Cloninger, III For For Management
1e Elect Director William I Jacobs For For Management
1f Elect Director Joia M. Johnson For For Management
1g Elect Director Ruth Ann Marshall For For Management
1h Elect Director Connie D. McDaniel For For Management
1i Elect Director William B. Plummer For For Management
1j Elect Director Jeffrey S. Sloan For For Management
1k Elect Director John T. Turner For For Management
1l Elect Director M. Troy Woods For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
HUBBELL INCORPORATED
Ticker: HUBB Security ID: 443510607
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerben W. Bakker For For Management
1.2 Elect Director Carlos M. Cardoso For For Management
1.3 Elect Director Anthony J. Guzzi For For Management
1.4 Elect Director Rhett A. Hernandez For For Management
1.5 Elect Director Neal J. Keating For For Management
1.6 Elect Director Bonnie C. Lind For For Management
1.7 Elect Director John F. Malloy For For Management
1.8 Elect Director Jennifer M. Pollino For For Management
1.9 Elect Director John G. Russell For For Management
1.10 Elect Director Steven R. Shawley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HUMANA INC.
Ticker: HUM Security ID: 444859102
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt J. Hilzinger For For Management
1b Elect Director Raquel C. Bono For For Management
1c Elect Director Bruce D. Broussard For For Management
1d Elect Director Frank A. D'Amelio For For Management
1e Elect Director Wayne A. I. Frederick For For Management
1f Elect Director John W. Garratt For For Management
1g Elect Director David A. Jones, Jr. For For Management
1h Elect Director Karen W. Katz For For Management
1i Elect Director Marcy S. Klevorn For For Management
1j Elect Director William J. McDonald For For Management
1k Elect Director Jorge S. Mesquita For For Management
1l Elect Director James J. O'Brien For For Management
1m Elect Director Marissa T. Peterson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Ticker: IFF Security ID: 459506101
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn J. Boor For For Management
1b Elect Director Edward D. Breen For For Management
1c Elect Director Carol Anthony Davidson For For Management
1d Elect Director Michael L. Ducker For For Management
1e Elect Director Roger W. Ferguson, Jr. For For Management
1f Elect Director John F. Ferraro For For Management
1g Elect Director Andreas Fibig For For Management
1h Elect Director Christina Gold For For Management
1i Elect Director Ilene Gordon For For Management
1j Elect Director Matthias J. Heinzel For For Management
1k Elect Director Dale F. Morrison For For Management
1l Elect Director Kare Schultz For For Management
1m Elect Director Stephen Williamson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC.
Ticker: JBHT Security ID: 445658107
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas G. Duncan For For Management
1.2 Elect Director Francesca M. Edwardson For For Management
1.3 Elect Director Wayne Garrison For For Management
1.4 Elect Director Sharilyn S. Gasaway For For Management
1.5 Elect Director Gary C. George For For Management
1.6 Elect Director Thad Hill For For Management
1.7 Elect Director J. Bryan Hunt, Jr. For For Management
1.8 Elect Director Gale V. King For For Management
1.9 Elect Director John N. Roberts, III For For Management
1.10 Elect Director James L. Robo For For Management
1.11 Elect Director Kirk Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
KLA CORPORATION
Ticker: KLAC Security ID: 482480100
Meeting Date: NOV 04, 2020 Meeting Type: Annual
Record Date: SEP 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward Barnholt For For Management
1.2 Elect Director Robert Calderoni For For Management
1.3 Elect Director Jeneanne Hanley For For Management
1.4 Elect Director Emiko Higashi For For Management
1.5 Elect Director Kevin Kennedy For For Management
1.6 Elect Director Gary Moore For For Management
1.7 Elect Director Marie Myers For For Management
1.8 Elect Director Kiran Patel For For Management
1.9 Elect Director Victor Peng For For Management
1.10 Elect Director Robert Rango For For Management
1.11 Elect Director Richard Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES, INC.
Ticker: LHX Security ID: 502431109
Meeting Date: APR 23, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sallie B. Bailey For For Management
1b Elect Director William M. Brown For For Management
1c Elect Director Peter W. Chiarelli For For Management
1d Elect Director Thomas A. Corcoran For For Management
1e Elect Director Thomas A. Dattilo For For Management
1f Elect Director Roger B. Fradin For For Management
1g Elect Director Lewis Hay, III For For Management
1h Elect Director Lewis Kramer For For Management
1i Elect Director Christopher E. Kubasik For For Management
1j Elect Director Rita S. Lane For For Management
1k Elect Director Robert B. Millard For For Management
1l Elect Director Lloyd W. Newton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD.
Ticker: MRVL Security ID: G5876H105
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Tudor Brown For For Management
1B Elect Director Brad Buss For For Management
1C Elect Director Edward Frank For For Management
1D Elect Director Richard S. Hill For For Management
1E Elect Director Bethany Mayer For For Management
1F Elect Director Matthew J. Murphy For For Management
1G Elect Director Michael Strachan For For Management
1H Elect Director Robert E. Switz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MARVELL TECHNOLOGY GROUP LTD.
Ticker: MRVL Security ID: G5876H105
Meeting Date: APR 15, 2021 Meeting Type: Special
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reduce Supermajority Vote Requirement For For Management
to Approve Merger
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC.
Ticker: MSI Security ID: 620076307
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory Q. Brown For For Management
1b Elect Director Kenneth D. Denman For For Management
1c Elect Director Egon P. Durban For For Management
1d Elect Director Clayton M. Jones For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Gregory K. Mondre For For Management
1g Elect Director Joseph M. Tucci For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORDSON CORPORATION
Ticker: NDSN Security ID: 655663102
Meeting Date: MAR 02, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. DeFord For For Management
1.2 Elect Director Arthur L. George, Jr. For For Management
1.3 Elect Director Frank M. Jaehnert For For Management
1.4 Elect Director Ginger M. Jones For For Management
1.5 Elect Director Jennifer A. Parmentier For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NXP SEMICONDUCTORS N.V.
Ticker: NXPI Security ID: N6596X109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board Members For For Management
3a Reelect Kurt Sievers as Executive For For Management
Director
3b Reelect Peter Bonfield as For For Management
Non-Executive Director
3c Elect Annette Clayton as Non-Executive For For Management
Director
3d Elect Anthony Foxx as Non-Executive For For Management
Director
3e Reelect Kenneth A. Goldman as For For Management
Non-Executive Director
3f Reelect Josef Kaeser as Non-Executive For For Management
Director
3g Reelect Lena Olving as Non-Executive For For Management
Director
3h Reelect Peter Smitham as Non-Executive For For Management
Director
3i Reelect Julie Southern as For For Management
Non-Executive Director
3j Reelect Jasmin Staiblin as For For Management
Non-Executive Director
3k Reelect Gregory L. Summe as For For Management
Non-Executive Director
3l Reelect Karl-Henrik Sundstrom as For For Management
Non-Executive Director
4 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital
5 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
6 Authorize Share Repurchase Program For For Management
7 Approve Cancellation of Ordinary Shares For For Management
8 Approve Remuneration of the Non For For Management
Executive Members of the Board
9 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OSHKOSH CORPORATION
Ticker: OSK Security ID: 688239201
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith J. Allman For For Management
1.2 Elect Director Wilson R. Jones For For Management
1.3 Elect Director Tyrone M. Jordan For For Management
1.4 Elect Director Kimberley Metcalf-Kupres For For Management
1.5 Elect Director Stephen D. Newlin For For Management
1.6 Elect Director Raymond T. Odierno For For Management
1.7 Elect Director Craig P. Omtvedt For For Management
1.8 Elect Director Duncan J. Palmer For For Management
1.9 Elect Director Sandra E. Rowland For For Management
1.10 Elect Director John S. Shiely For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Bylaw Amendment Against Against Shareholder
--------------------------------------------------------------------------------
PERKINELMER, INC.
Ticker: PKI Security ID: 714046109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Barrett For For Management
1b Elect Director Samuel R. Chapin For For Management
1c Elect Director Sylvie Gregoire For For Management
1d Elect Director Alexis P. Michas For For Management
1e Elect Director Prahlad R. Singh For For Management
1f Elect Director Michel Vounatsos For For Management
1g Elect Director Frank Witney For For Management
1h Elect Director Pascale Witz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 15, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven A. Davis For For Management
1.2 Elect Director Michael W. Lamach For For Management
1.3 Elect Director Michael T. Nally For For Management
1.4 Elect Director Guillermo Novo For For Management
1.5 Elect Director Martin H. Richenhagen For For Management
1.6 Elect Director Catherine R. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Eliminate Supermajority Vote For For Management
Requirement
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
6 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Manuel Kadre For For Management
1b Elect Director Tomago Collins For For Management
1c Elect Director Michael A. Duffy For For Management
1d Elect Director Thomas W. Handley For For Management
1e Elect Director Jennifer M. Kirk For For Management
1f Elect Director Michael Larson For For Management
1g Elect Director Kim S. Pegula For For Management
1h Elect Director James P. Snee For For Management
1i Elect Director Brian S. Tyler For For Management
1j Elect Director Sandra M. Volpe For For Management
1k Elect Director Katharine B. Weymouth For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Integrating ESG Metrics Into Against Against Shareholder
Executive Compensation Program
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78410G104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary S. Chan For For Management
1.2 Elect Director George R. Krouse, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Boeckmann For For Management
1b Elect Director Andres Conesa For For Management
1c Elect Director Maria Contreras-Sweet For For Management
1d Elect Director Pablo A. Ferrero For For Management
1e Elect Director William D. Jones For For Management
1f Elect Director Jeffrey W. Martin For For Management
1g Elect Director Bethany J. Mayer For For Management
1h Elect Director Michael N. Mears For For Management
1i Elect Director Jack T. Taylor For For Management
1j Elect Director Cynthia L. Walker For For Management
1k Elect Director Cynthia J. Warner For For Management
1l Elect Director James C. Yardley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
5 Report on Corporate Climate Lobbying Against Against Shareholder
Aligned with Paris Agreement
--------------------------------------------------------------------------------
SIGNATURE BANK
Ticker: SBNY Security ID: 82669G104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn A. Byrne For For Management
1.2 Elect Director Maggie Timoney For For Management
1.3 Elect Director George Tsunis For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Share Repurchase Program For For Management
5 Increase Authorized Common Stock For For Management
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrea J. Ayers For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Patrick D. Campbell For For Management
1d Elect Director Carlos M. Cardoso For For Management
1e Elect Director Robert B. Coutts For For Management
1f Elect Director Debra A. Crew For For Management
1g Elect Director Michael D. Hankin For For Management
1h Elect Director James M. Loree For For Management
1i Elect Director Jane M. Palmieri For For Management
1j Elect Director Mojdeh Poul For For Management
1k Elect Director Dmitri L. Stockton For For Management
1l Elect Director Irving Tan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent For For Management
5 Eliminate Supermajority Vote For For Management
Requirement Applicable Under the
Connecticut Business Corporation Act
6 Eliminate Supermajority Vote For For Management
Requirement to Approve Certain
Business Combinations
7 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
SYSCO CORPORATION
Ticker: SYY Security ID: 871829107
Meeting Date: NOV 20, 2020 Meeting Type: Annual
Record Date: SEP 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel J. Brutto For For Management
1b Elect Director John M. Cassaday For For Management
1c Elect Director Joshua D. Frank For For Management
1d Elect Director Larry C. Glasscock For For Management
1e Elect Director Bradley M. Halverson For For Management
1f Elect Director John M. Hinshaw For For Management
1g Elect Director Kevin P. Hourican For For Management
1h Elect Director Hans-Joachim Koerber For For Management
1i Elect Director Stephanie A. Lundquist For For Management
1j Elect Director Nelson Peltz For For Management
1k Elect Director Edward D. Shirley For For Management
1l Elect Director Sheila G. Talton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE COOPER COMPANIES, INC.
Ticker: COO Security ID: 216648402
Meeting Date: MAR 17, 2021 Meeting Type: Annual
Record Date: JAN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colleen E. Jay For For Management
1.2 Elect Director William A. Kozy For For Management
1.3 Elect Director Jody S. Lindell For For Management
1.4 Elect Director Teresa S. Madden For For Management
1.5 Elect Director Gary S. Petersmeyer For For Management
1.6 Elect Director Robert S. Weiss For For Management
1.7 Elect Director Albert G. White, III For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Allardice, III For For Management
1b Elect Director Larry D. De Shon For For Management
1c Elect Director Carlos Dominguez For For Management
1d Elect Director Trevor Fetter For For Management
1e Elect Director Donna James For For Management
1f Elect Director Kathryn A. Mikells For For Management
1g Elect Director Michael G. Morris For For Management
1h Elect Director Teresa W. Roseborough For For Management
1i Elect Director Virginia P. Ruesterholz For For Management
1j Elect Director Christopher J. Swift For For Management
1k Elect Director Matthew E. Winter For For Management
1l Elect Director Greig Woodring For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip Bleser For For Management
1b Elect Director Stuart B. Burgdoerfer For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Charles A. Davis For For Management
1e Elect Director Roger N. Farah For For Management
1f Elect Director Lawton W. Fitt For For Management
1g Elect Director Susan Patricia Griffith For For Management
1h Elect Director Devin C. Johnson For For Management
1i Elect Director Jeffrey D. Kelly For For Management
1j Elect Director Barbara R. Snyder For For Management
1k Elect Director Jan E. Tighe For For Management
1l Elect Director Kahina Van Dyke For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
VERTIV HOLDINGS CO.
Ticker: VRT Security ID: 92537N108
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David M. Cote For For Management
1b Elect Director Rob Johnson For For Management
1c Elect Director Joseph van Dokkum For For Management
1d Elect Director Roger Fradin For For Management
1e Elect Director Jacob Kotzubei For For Management
1f Elect Director Matthew Louie For For Management
1g Elect Director Edward L. Monser For For Management
1h Elect Director Steven S. Reinemund For For Management
1i Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Amend Certificate of Incorporation For For Management
--------------------------------------------------------------------------------
W. R. BERKLEY CORPORATION
Ticker: WRB Security ID: 084423102
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William R. Berkley For For Management
1b Elect Director Christopher L. Augostini For For Management
1c Elect Director Mark E. Brockbank For Against Management
1d Elect Director Mark L. Shapiro For For Management
1e Elect Director Jonathan Talisman For For Management
2 Amend Non-Employee Director Omnibus For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Ticker: WLTW Security ID: G96629111
Meeting Date: AUG 26, 2020 Meeting Type: Court
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
WILLIS TOWERS WATSON PUBLIC LIMITED COMPANY
Ticker: WLTW Security ID: G96629103
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
2 Amend Articles For For Management
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WOODWARD, INC.
Ticker: WWD Security ID: 980745103
Meeting Date: JAN 27, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Gendron For For Management
1.2 Elect Director Daniel G. Korte For For Management
1.3 Elect Director Ronald M. Sega For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
WYNDHAM HOTELS & RESORTS, INC.
Ticker: WH Security ID: 98311A105
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Holmes For For Management
1.2 Elect Director Geoffrey A. Ballotti For For Management
1.3 Elect Director Myra J. Biblowit For For Management
1.4 Elect Director James E. Buckman For For Management
1.5 Elect Director Bruce B. Churchill For For Management
1.6 Elect Director Mukul V. Deoras For For Management
1.7 Elect Director Ronald L. Nelson For For Management
1.8 Elect Director Pauline D.E. Richards For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 05, 2020 Meeting Type: Annual
Record Date: JUN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Segers For For Management
1.2 Elect Director Raman K. Chitkara For For Management
1.3 Elect Director Saar Gillai For For Management
1.4 Elect Director Ronald S. Jankov For For Management
1.5 Elect Director Mary Louise Krakauer For For Management
1.6 Elect Director Thomas H. Lee For For Management
1.7 Elect Director Jon A. Olson For For Management
1.8 Elect Director Victor Peng For For Management
1.9 Elect Director Elizabeth W. Vanderslice For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Michael J. Farrell For For Management
1d Elect Director Robert A. Hagemann For For Management
1e Elect Director Bryan C. Hanson For For Management
1f Elect Director Arthur J. Higgins For For Management
1g Elect Director Maria Teresa Hilado For For Management
1h Elect Director Syed Jafry For For Management
1i Elect Director Sreelakshmi Kolli For For Management
1j Elect Director Michael W. Michelson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Amend Deferred Compensation Plan For For Management
7 Provide Right to Call Special Meeting For For Management
================== Virtus Ceredex Small-Cap Value Equity Fund ==================
AMERIS BANCORP
Ticker: ABCB Security ID: 03076K108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William I. Bowen, Jr. For For Management
1.2 Elect Director Rodney D. Bullard For For Management
1.3 Elect Director Wm. Millard Choate For For Management
1.4 Elect Director R. Dale Ezzell For For Management
1.5 Elect Director Leo J. Hill For For Management
1.6 Elect Director Daniel B. Jeter For For Management
1.7 Elect Director Robert P. Lynch For For Management
1.8 Elect Director Elizabeth A. McCague For For Management
1.9 Elect Director James B. Miller, Jr. For For Management
1.10 Elect Director Gloria A. O'Neal For For Management
1.11 Elect Director H. Palmer Proctor, Jr. For For Management
1.12 Elect Director William H. Stern For For Management
1.13 Elect Director Jimmy D. Veal For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AMERISAFE, INC.
Ticker: AMSF Security ID: 03071H100
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip A. Garcia For For Management
1.2 Elect Director Millard E. Morris For For Management
1.3 Elect Director Randall E. Roach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APTARGROUP, INC.
Ticker: ATR Security ID: 038336103
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andreas C. Kramvis For For Management
1b Elect Director Maritza Gomez Montiel For For Management
1c Elect Director Jesse Wu For For Management
1d Elect Director Ralf K. Wunderlich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASHLAND GLOBAL HOLDINGS INC.
Ticker: ASH Security ID: 044186104
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brendan M. Cummins For For Management
1.2 Elect Director William G. Dempsey For For Management
1.3 Elect Director Jay V. Ihlenfeld For For Management
1.4 Elect Director Wetteny Joseph For For Management
1.5 Elect Director Susan L. Main For For Management
1.6 Elect Director Guillermo Novo For For Management
1.7 Elect Director Jerome A. Peribere For For Management
1.8 Elect Director Ricky C. Sandler For For Management
1.9 Elect Director Janice J. Teal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
BANK OF HAWAII CORPORATION
Ticker: BOH Security ID: 062540109
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S. Haunani Apoliona For For Management
1.2 Elect Director Mark A. Burak For For Management
1.3 Elect Director John C. Erickson For For Management
1.4 Elect Director Joshua D. Feldman For For Management
1.5 Elect Director Peter S. Ho For For Management
1.6 Elect Director Michelle E. Hulst For For Management
1.7 Elect Director Kent T. Lucien For For Management
1.8 Elect Director Alicia E. Moy For For Management
1.9 Elect Director Victor K. Nichols For For Management
1.10 Elect Director Barbara J. Tanabe For For Management
1.11 Elect Director Dana M. Tokioka For For Management
1.12 Elect Director Raymond P. Vara, Jr. For For Management
1.13 Elect Director Robert W. Wo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRUKER CORPORATION
Ticker: BRKR Security ID: 116794108
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Linton For For Management
1.2 Elect Director Adelene Q. Perkins For For Management
1.3 Elect Director Robert Rosenthal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CALAVO GROWERS, INC.
Ticker: CVGW Security ID: 128246105
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Farha Aslam For For Management
1.2 Elect Director Marc L. Brown For For Management
1.3 Elect Director Michael A. DiGregorio For For Management
1.4 Elect Director Harold S. Edwards For For Management
1.5 Elect Director James Helin For For Management
1.6 Elect Director Steven Hollister For For Management
1.7 Elect Director Kathleen M. Holmgren For For Management
1.8 Elect Director John M. Hunt For For Management
1.9 Elect Director J. Link Leavens For For Management
1.10 Elect Director Donald M. Sanders For For Management
1.11 Elect Director Scott Van Der Kar For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CATHAY GENERAL BANCORP
Ticker: CATY Security ID: 149150104
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jane Jelenko For For Management
1b Elect Director Anthony M. Tang For For Management
1c Elect Director Shally Wang For For Management
1d Elect Director Peter Wu For For Management
1e Elect Director Chang M. Liu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
COGENT COMMUNICATIONS HOLDINGS, INC.
Ticker: CCOI Security ID: 19239V302
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Schaeffer For For Management
1.2 Elect Director D. Blake Bath For For Management
1.3 Elect Director Steven D. Brooks For For Management
1.4 Elect Director Lewis H. Ferguson, III For Withhold Management
1.5 Elect Director Carolyn Katz For For Management
1.6 Elect Director Sheryl Kennedy For Withhold Management
1.7 Elect Director Marc Montagner For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONMED CORPORATION
Ticker: CNMD Security ID: 207410101
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Bronson For For Management
1.2 Elect Director Brian P. Concannon For For Management
1.3 Elect Director LaVerne Council For For Management
1.4 Elect Director Charles M. Farkas For For Management
1.5 Elect Director Martha Goldberg Aronson For For Management
1.6 Elect Director Curt R. Hartman For For Management
1.7 Elect Director Jerome J. Lande For For Management
1.8 Elect Director Barbara J. For For Management
Schwarzentraub
1.9 Elect Director Mark E. Tryniski For For Management
1.10 Elect Director John L. Workman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORESITE REALTY CORPORATION
Ticker: COR Security ID: 21870Q105
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Stuckey For For Management
1.2 Elect Director Paul E. Szurek For For Management
1.3 Elect Director Jean A. Bua For For Management
1.4 Elect Director Kelly C. Chambliss For For Management
1.5 Elect Director Patricia L. Higgins For For Management
1.6 Elect Director Michael R. Koehler For For Management
1.7 Elect Director Michael H. Millegan For For Management
1.8 Elect Director David A. Wilson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CULLEN/FROST BANKERS, INC.
Ticker: CFR Security ID: 229899109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos Alvarez For For Management
1.2 Elect Director Chris M. Avery For For Management
1.3 Elect Director Anthony R. (Tony) Chase For For Management
1.4 Elect Director Cynthia J. Comparin For For Management
1.5 Elect Director Samuel G. Dawson For For Management
1.6 Elect Director Crawford H. Edwards For For Management
1.7 Elect Director Patrick B. Frost For For Management
1.8 Elect Director Phillip D. Green For For Management
1.9 Elect Director David J. Haemisegger For For Management
1.10 Elect Director Karen E. Jennings For For Management
1.11 Elect Director Charles W. Matthews For Against Management
1.12 Elect Director Ida Clement Steen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOLBY LABORATORIES, INC.
Ticker: DLB Security ID: 25659T107
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: DEC 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Yeaman For For Management
1.2 Elect Director Peter Gotcher For For Management
1.3 Elect Director Micheline Chau For For Management
1.4 Elect Director David Dolby For For Management
1.5 Elect Director Simon Segars For For Management
1.6 Elect Director Roger Siboni For For Management
1.7 Elect Director Anjali Sud For For Management
1.8 Elect Director Avadis Tevanian, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EMCOR GROUP, INC.
Ticker: EME Security ID: 29084Q100
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Altmeyer For For Management
1b Elect Director Anthony J. Guzzi For For Management
1c Elect Director Ronald L. Johnson For For Management
1d Elect Director David H. Laidley For For Management
1e Elect Director Carol P. Lowe For For Management
1f Elect Director M. Kevin McEvoy For For Management
1g Elect Director William P. Reid For For Management
1h Elect Director Steven B. Schwarzwaelder For For Management
1i Elect Director Robin Walker-Lee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ENERGIZER HOLDINGS, INC.
Ticker: ENR Security ID: 29272W109
Meeting Date: FEB 01, 2021 Meeting Type: Annual
Record Date: DEC 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carlos Abrams-Rivera For For Management
1b Elect Director Bill G. Armstrong For For Management
1c Elect Director Cynthia J. Brinkley For For Management
1d Elect Director Rebecca Frankiewicz For For Management
1e Elect Director Alan R. Hoskins For For Management
1f Elect Director Kevin J. Hunt For For Management
1g Elect Director James C. Johnson For For Management
1h Elect Director Mark S. LaVigne For For Management
1i Elect Director Patrick J. Moore For For Management
1j Elect Director Nneka L. Rimmer For For Management
1k Elect Director Robert V. Vitale For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENERSYS
Ticker: ENS Security ID: 29275Y102
Meeting Date: JUL 30, 2020 Meeting Type: Annual
Record Date: JUN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline Chan For For Management
1.2 Elect Director Steven M. Fludder For For Management
1.3 Elect Director Paul J. Tufano For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC.
Ticker: NPO Security ID: 29355X107
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marvin A. Riley For For Management
1.2 Elect Director Thomas M. Botts For For Management
1.3 Elect Director Felix M. Brueck For For Management
1.4 Elect Director B. Bernard Burns, Jr. For For Management
1.5 Elect Director Diane C. Creel For For Management
1.6 Elect Director Adele M. Gulfo For For Management
1.7 Elect Director David L. Hauser For For Management
1.8 Elect Director John Humphrey For For Management
1.9 Elect Director Kees van der Graaf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENTEGRIS, INC.
Ticker: ENTG Security ID: 29362U104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Bradley For For Management
1b Elect Director R. Nicholas Burns For For Management
1c Elect Director Rodney Clark For For Management
1d Elect Director James F. Gentilcore For For Management
1e Elect Director Yvette Kanouff For For Management
1f Elect Director James P. Lederer For For Management
1g Elect Director Bertrand Loy For For Management
1h Elect Director Paul L.H. Olson For For Management
1i Elect Director Azita Saleki-Gerhardt For For Management
1j Elect Director Brian F. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ESSENTIAL UTILITIES, INC.
Ticker: WTRG Security ID: 29670G102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth B. Amato For For Management
1.2 Elect Director Christopher H. Franklin For For Management
1.3 Elect Director Daniel J. Hilferty For For Management
1.4 Elect Director Francis O. Idehen For For Management
1.5 Elect Director Edwina Kelly For For Management
1.6 Elect Director Ellen T. Ruff For For Management
1.7 Elect Director Lee C. Stewart For For Management
1.8 Elect Director Christopher C. Womack For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
--------------------------------------------------------------------------------
EVERCORE INC.
Ticker: EVR Security ID: 29977A105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger C. Altman For For Management
1.2 Elect Director Richard I. Beattie For For Management
1.3 Elect Director Pamela G. Carlton For For Management
1.4 Elect Director Ellen V. Futter For For Management
1.5 Elect Director Gail B. Harris For For Management
1.6 Elect Director Robert B. Millard For For Management
1.7 Elect Director Willard J. Overlock, Jr. For For Management
1.8 Elect Director Simon M. Robertson For For Management
1.9 Elect Director Ralph L. Schlosstein For For Management
1.10 Elect Director John S. Weinberg For For Management
1.11 Elect Director William J. Wheeler For For Management
1.12 Elect Director Sarah K. Williamson For For Management
1.13 Elect Director Kendrick R. Wilson, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC.
Ticker: FCNCA Security ID: 31946M103
Meeting Date: FEB 09, 2021 Meeting Type: Special
Record Date: DEC 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC.
Ticker: FCNCA Security ID: 31946M103
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Alexander, Jr. For For Management
1.2 Elect Director Victor E. Bell, III For For Management
1.3 Elect Director Peter M. Bristow For For Management
1.4 Elect Director Hope H. Bryant For For Management
1.5 Elect Director H. Lee Durham, Jr. For For Management
1.6 Elect Director Daniel L. Heavner For For Management
1.7 Elect Director Frank B. Holding, Jr. For For Management
1.8 Elect Director Robert R. Hoppe For For Management
1.9 Elect Director Floyd L. Keels For For Management
1.10 Elect Director Robert E. Mason, IV For For Management
1.11 Elect Director Robert T. Newcomb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST HAWAIIAN, INC.
Ticker: FHB Security ID: 32051X108
Meeting Date: APR 21, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew J. Cox For For Management
1.2 Elect Director W. Allen Doane For For Management
1.3 Elect Director Robert S. Harrison For For Management
1.4 Elect Director Faye W. Kurren For For Management
1.5 Elect Director Allen B. Uyeda For For Management
1.6 Elect Director Jenai S. Wall For For Management
1.7 Elect Director Vanessa L. Washington For For Management
1.8 Elect Director C. Scott Wo For For Management
2 Amend Non-Employee Director Omnibus For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM, INC.
Ticker: FIBK Security ID: 32055Y201
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Heyneman, Jr. For For Management
1.2 Elect Director David L. Jahnke For For Management
1.3 Elect Director Ross E. Leckie For For Management
1.4 Elect Director Kevin P. Riley For For Management
1.5 Elect Director James R. Scott For For Management
2 Elect Stephen B. Bowman and Joyce A. For For Management
Phillips as Directors
3 Ratify RSM US LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENTEX CORPORATION
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Brown For For Management
1.2 Elect Director Steve Downing For For Management
1.3 Elect Director Gary Goode For For Management
1.4 Elect Director James Hollars For For Management
1.5 Elect Director Richard Schaum For For Management
1.6 Elect Director Kathleen Starkoff For For Management
1.7 Elect Director Brian Walker For For Management
1.8 Elect Director James Wallace For For Management
1.9 Elect Director Ling Zang For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST INCORPORATED
Ticker: HR Security ID: 421946104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd J. Meredith For For Management
1.2 Elect Director John V. Abbott For For Management
1.3 Elect Director Nancy H. Agee For For Management
1.4 Elect Director Edward H. Braman For For Management
1.5 Elect Director Ajay Gupta For For Management
1.6 Elect Director James J. Kilroy For For Management
1.7 Elect Director Peter F. Lyle, Sr. For For Management
1.8 Elect Director John Knox Singleton For For Management
1.9 Elect Director Christann M. Vasquez For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEALTHCARE TRUST OF AMERICA, INC.
Ticker: HTA Security ID: 42225P501
Meeting Date: JUL 07, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott D. Peters For For Management
1b Elect Director W. Bradley Blair, II For For Management
1c Elect Director Vicki U. Booth For For Management
1d Elect Director H. Lee Cooper For For Management
1e Elect Director Warren D. Fix For For Management
1f Elect Director Peter N. Foss For For Management
1g Elect Director Jay P. Leupp For For Management
1h Elect Director Gary T. Wescombe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC.
Ticker: HRC Security ID: 431475102
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Dempsey For For Management
1.2 Elect Director John P. Groetelaars For For Management
1.3 Elect Director Gary L. Ellis For For Management
1.4 Elect Director Stacy Enxing Seng For For Management
1.5 Elect Director Mary Garrett For For Management
1.6 Elect Director James R. Giertz For For Management
1.7 Elect Director William H. Kucheman For For Management
1.8 Elect Director Gregory J. Moore For For Management
1.9 Elect Director Felicia F. Norwood For For Management
1.10 Elect Director Nancy M. Schlichting For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORPORATION
Ticker: HMN Security ID: 440327104
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Casady For For Management
1b Elect Director Daniel A. Domenech For For Management
1c Elect Director Perry G. Hines For For Management
1d Elect Director Mark E. Konen For For Management
1e Elect Director Beverley J. McClure For For Management
1f Elect Director H. Wade Reece For For Management
1g Elect Director Elaine A. Sarsynski For For Management
1h Elect Director Robert Stricker For For Management
1i Elect Director Steven O. Swyers For For Management
1j Elect Director Marita Zuraitis For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
JEFFERIES FINANCIAL GROUP INC.
Ticker: JEF Security ID: 47233W109
Meeting Date: MAR 25, 2021 Meeting Type: Annual
Record Date: JAN 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda L. Adamany For For Management
1b Elect Director Barry J. Alperin For For Management
1c Elect Director Robert D. Beyer For For Management
1d Elect Director Francisco L. Borges For For Management
1e Elect Director Brian P. Friedman For For Management
1f Elect Director MaryAnne Gilmartin For For Management
1g Elect Director Richard B. Handler For For Management
1h Elect Director Jacob M. Katz For For Management
1i Elect Director Michael T. O'Kane For For Management
1j Elect Director Joseph S. Steinberg For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KEMPER CORPORATION
Ticker: KMPR Security ID: 488401100
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Teresa A. Canida For For Management
1b Elect Director George N. Cochran For For Management
1c Elect Director Kathleen M. Cronin For For Management
1d Elect Director Lacy M. Johnson For For Management
1e Elect Director Robert J. Joyce For For Management
1f Elect Director Joseph P. Lacher, Jr. For For Management
1g Elect Director Gerald Laderman For For Management
1h Elect Director Stuart B. Parker For For Management
1i Elect Director Christopher B. Sarofim For For Management
1j Elect Director David P. Storch For For Management
1k Elect Director Susan D. Whiting For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY
Ticker: LAMR Security ID: 512816109
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy Fletcher For For Management
1.2 Elect Director John E. Koerner, III For For Management
1.3 Elect Director Marshall A. Loeb For For Management
1.4 Elect Director Stephen P. Mumblow For For Management
1.5 Elect Director Thomas V. Reifenheiser For For Management
1.6 Elect Director Anna Reilly For For Management
1.7 Elect Director Kevin P. Reilly, Jr. For For Management
1.8 Elect Director Wendell Reilly For For Management
1.9 Elect Director Elizabeth Thompson For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LITTELFUSE, INC.
Ticker: LFUS Security ID: 537008104
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kristina A. Cerniglia For For Management
1b Elect Director Tzau-Jin Chung For For Management
1c Elect Director Cary T. Fu For For Management
1d Elect Director Maria C. Green For For Management
1e Elect Director Anthony Grillo For For Management
1f Elect Director David W. Heinzmann For For Management
1g Elect Director Gordon Hunter For For Management
1h Elect Director William P. Noglows For For Management
1i Elect Director Nathan Zommer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
MANPOWERGROUP INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gina R. Boswell For For Management
1B Elect Director Jean-Philippe Courtois For For Management
1C Elect Director William Downe For For Management
1D Elect Director John F. Ferraro For For Management
1E Elect Director William P. Gipson For For Management
1F Elect Director Patricia Hemingway Hall For For Management
1G Elect Director Julie M. Howard For For Management
1H Elect Director Ulice Payne, Jr. For For Management
1I Elect Director Jonas Prising For For Management
1J Elect Director Paul Read For For Management
1K Elect Director Elizabeth P. Sartain For For Management
1L Elect Director Michael J. Van Handel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
Ticker: MKSI Security ID: 55306N104
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rajeev Batra For For Management
1.2 Elect Director Gerald G. Colella For For Management
1.3 Elect Director Elizabeth A. Mora For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION
Ticker: NATI Security ID: 636518102
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gayla J. Delly For For Management
1.2 Elect Director Gerhard P. Fettweis For For Management
1.3 Elect Director Duy-Loan T. Le For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NISOURCE INC.
Ticker: NI Security ID: 65473P105
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter A. Altabef For For Management
1b Elect Director Theodore H. Bunting, Jr. For For Management
1c Elect Director Eric L. Butler For For Management
1d Elect Director Aristides S. Candris For For Management
1e Elect Director Wayne S. DeVeydt For For Management
1f Elect Director Joseph Hamrock For For Management
1g Elect Director Deborah A. Henretta For For Management
1h Elect Director Deborah A. P. Hersman For For Management
1i Elect Director Michael E. Jesanis For For Management
1j Elect Director Kevin T. Kabat For For Management
1k Elect Director Carolyn Y. Woo For For Management
1l Elect Director Lloyd M. Yates For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
NVENT ELECTRIC PLC
Ticker: NVT Security ID: G6700G107
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry W. Burris For For Management
1b Elect Director Susan M. Cameron For For Management
1c Elect Director Michael L. Ducker For For Management
1d Elect Director Randall J. Hogan For For Management
1e Elect Director Ronald L. Merriman For For Management
1f Elect Director Nicola Palmer For For Management
1g Elect Director Herbert K. Parker For For Management
1h Elect Director Greg Scheu For For Management
1i Elect Director Beth A. Wozniak For For Management
1j Elect Director Jacqueline Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
PENSKE AUTOMOTIVE GROUP, INC.
Ticker: PAG Security ID: 70959W103
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Barr For For Management
1b Elect Director Lisa A. Davis For For Management
1c Elect Director Wolfgang Durheimer For For Management
1d Elect Director Michael R. Eisenson For For Management
1e Elect Director Robert H. Kurnick, Jr. For For Management
1f Elect Director Kimberly J. McWaters For For Management
1g Elect Director Greg Penske For For Management
1h Elect Director Roger S. Penske For For Management
1i Elect Director Sandra E. Pierce For For Management
1j Elect Director Greg C. Smith For For Management
1k Elect Director Ronald G. Steinhart For For Management
1l Elect Director H. Brian Thompson For For Management
1m Elect Director Masashi Yamanaka For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PENTAIR PLC
Ticker: PNR Security ID: G7S00T104
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mona Abutaleb Stephenson For For Management
1b Elect Director Glynis A. Bryan For For Management
1c Elect Director T. Michael Glenn For For Management
1d Elect Director Theodore L. Harris For For Management
1e Elect Director Gregory E. Knight For For Management
1f Elect Director David A. Jones For For Management
1g Elect Director Michael T. Speetzen For For Management
1h Elect Director John L. Stauch For For Management
1i Elect Director Billie I. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Deloitte & Touche LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Non-Qualified Employee Stock For For Management
Purchase Plan
5 Renew the Board's Authority to Issue For For Management
Shares Under Irish Law
6 Authorize Board to Opt-Out of For For Management
Statutory Pre-Emption Rights
7 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
PHYSICIANS REALTY TRUST
Ticker: DOC Security ID: 71943U104
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Thomas For For Management
1.2 Elect Director Tommy G. Thompson For For Management
1.3 Elect Director Stanton D. Anderson For For Management
1.4 Elect Director Mark A. Baumgartner For For Management
1.5 Elect Director Albert C. Black, Jr. For For Management
1.6 Elect Director William A. Ebinger For For Management
1.7 Elect Director Pamela J. Kessler For For Management
1.8 Elect Director Richard A. Weiss For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POWER INTEGRATIONS, INC.
Ticker: POWI Security ID: 739276103
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wendy Arienzo For For Management
1.2 Elect Director Balu Balakrishnan For For Management
1.3 Elect Director Nicholas E. Brathwaite For For Management
1.4 Elect Director Anita Ganti For For Management
1.5 Elect Director William George For For Management
1.6 Elect Director Balakrishnan S. Iyer For For Management
1.7 Elect Director Jennifer Lloyd For For Management
1.8 Elect Director Necip Sayiner For For Management
1.9 Elect Director Steven J. Sharp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Restricted Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REYNOLDS CONSUMER PRODUCTS INC.
Ticker: REYN Security ID: 76171L106
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Degnan For For Management
1b Elect Director Helen Golding For For Management
1c Elect Director Allen Hugli For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RITCHIE BROS. AUCTIONEERS INCORPORATED
Ticker: RBA Security ID: 767744105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Erik Olsson For For Management
1b Elect Director Ann Fandozzi For For Management
1c Elect Director Beverley Anne Briscoe For For Management
1d Elect Director Robert George Elton For For Management
1e Elect Director J. Kim Fennell For For Management
1f Elect Director Amy Guggenheim Shenkan For For Management
1g Elect Director Sarah Raiss For For Management
1h Elect Director Christopher Zimmerman For For Management
1i Elect Director Adam DeWitt For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SENSIENT TECHNOLOGIES CORPORATION
Ticker: SXT Security ID: 81725T100
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Carleone For For Management
1.2 Elect Director Edward H. Cichurski For For Management
1.3 Elect Director Mario Ferruzzi For For Management
1.4 Elect Director Carol R. Jackson For For Management
1.5 Elect Director Donald W. Landry For For Management
1.6 Elect Director Paul Manning For For Management
1.7 Elect Director Deborah For For Management
McKeithan-Gebhardt
1.8 Elect Director Scott C. Morrison For For Management
1.9 Elect Director Elaine R. Wedral For For Management
1.10 Elect Director Essie Whitelaw For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul G. Child For For Management
1b Elect Director Mary Carter Warren For For Management
Franke
1c Elect Director Marianne M. Keler For For Management
1d Elect Director Mark L. Lavelle For For Management
1e Elect Director Ted Manvitz For For Management
1f Elect Director Jim Matheson For For Management
1g Elect Director Frank C. Puleo For For Management
1h Elect Director Vivian C. Schneck-Last For For Management
1i Elect Director William N. Shiebler For For Management
1j Elect Director Robert S. Strong For For Management
1k Elect Director Jonathan W. Witter For For Management
1l Elect Director Kirsten O. Wolberg For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOUTH STATE CORPORATION
Ticker: SSB Security ID: 840441109
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John C. Corbett For For Management
1b Elect Director Jean E. Davis For For Management
1c Elect Director Martin B. Davis For For Management
1d Elect Director Robert H. Demere, Jr. For For Management
1e Elect Director Cynthia A. Hartley For For Management
1f Elect Director Robert R. Hill, Jr. For For Management
1g Elect Director John H. Holcomb, III For For Management
1h Elect Director Robert R. Horger For For Management
1i Elect Director Charles W. McPherson For For Management
1j Elect Director G. Ruffner Page, Jr. For For Management
1k Elect Director Ernest S. Pinner For For Management
1l Elect Director John C. Pollok For For Management
1m Elect Director William Knox Pou, Jr. For For Management
1n Elect Director David G. Salyers For For Management
1o Elect Director Joshua A. Snively For For Management
1p Elect Director Kevin P. Walker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STANTEC INC.
Ticker: STN Security ID: 85472N109
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin A. a Porta For For Management
1.2 Elect Director Douglas K. Ammerman For For Management
1.3 Elect Director Richard C. Bradeen For For Management
1.4 Elect Director Shelley A. M. Brown For For Management
1.5 Elect Director Patricia D. Galloway For For Management
1.6 Elect Director Robert (Bob) J. Gomes For For Management
1.7 Elect Director Gordon (Gord) A. For For Management
Johnston
1.8 Elect Director Donald (Don) J. Lowry For For Management
1.9 Elect Director Marie-Lucie Morin For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend By-Law No. 1 For For Management
--------------------------------------------------------------------------------
TEMPUR SEALY INTERNATIONAL, INC.
Ticker: TPX Security ID: 88023U101
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Evelyn S. Dilsaver For For Management
1b Elect Director Cathy R. Gates For For Management
1c Elect Director John A. Heil For For Management
1d Elect Director Jon L. Luther For For Management
1e Elect Director Richard W. Neu For For Management
1f Elect Director Scott L. Thompson For For Management
1g Elect Director Robert B. Trussell, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TENNANT COMPANY
Ticker: TNC Security ID: 880345103
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Azita Arvani For For Management
1b Elect Director Timothy R. Morse For For Management
1c Elect Director Steven A. Sonnenberg For For Management
1d Elect Director David W. Huml For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harriett "Tee" Taggart For For Management
1.2 Elect Director Kevin J. Bradicich For For Management
1.3 Elect Director J. Paul Condrin, III For For Management
1.4 Elect Director Cynthia L. Egan For For Management
1.5 Elect Director Kathleen S. Lane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THE INTERPUBLIC GROUP OF COMPANIES, INC.
Ticker: IPG Security ID: 460690100
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joceyln Carter-Miller For For Management
1.2 Elect Director Mary J. Steele Guilfoile For For Management
1.3 Elect Director Dawn Hudson For For Management
1.4 Elect Director Philippe Krakowsky For For Management
1.5 Elect Director Jonathan F. Miller For For Management
1.6 Elect Director Patrick Q. Moore For For Management
1.7 Elect Director Michael I. Roth For For Management
1.8 Elect Director Linda S. Sanford For For Management
1.9 Elect Director David M. Thomas For For Management
1.10 Elect Director E. Lee Wyatt, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION
Ticker: WNC Security ID: 929566107
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Therese M. Bassett For For Management
1b Elect Director John G. Boss For For Management
1c Elect Director John E. Kunz For For Management
1d Elect Director Larry J. Magee For For Management
1e Elect Director Ann D. Murtlow For For Management
1f Elect Director Scott K. Sorensen For For Management
1g Elect Director Stuart A. Taylor, II For For Management
1h Elect Director Brent L. Yeagy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ZIONS BANCORPORATION, N.A.
Ticker: ZION Security ID: 989701107
Meeting Date: APR 30, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Maria Contreras-Sweet For For Management
1B Elect Director Gary L. Crittenden For For Management
1C Elect Director Suren K. Gupta For For Management
1D Elect Director Claire A. Huang For For Management
1E Elect Director Vivian S. Lee For For Management
1F Elect Director Scott J. McLean For For Management
1G Elect Director Edward F. Murphy For For Management
1H Elect Director Stephen D. Quinn For For Management
1I Elect Director Harris H. Simmons For For Management
1J Elect Director Aaron B. Skonnard For For Management
1K Elect Director Barbara A. Yastine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
========================== Virtus Seix Core Bond Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= Virtus Seix Corporate Bond Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== Virtus Seix Floating Rate High Income Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== Virtus Seix High Grade Municipal Bond Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= Virtus Seix High Income Fund =========================
SANDRIDGE ENERGY, INC.
Ticker: SD Security ID: 80007P869
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patricia Agnello For For Management
1b Elect Director Jaffery (Jay) A. For For Management
Firestone
1c Elect Director Jonathan Frates For For Management
1d Elect Director Carl F. Giesler, Jr. For For Management
1e Elect Director John "Jack" Lipinski For For Management
1f Elect Director Randolph C. Read For For Management
2 Ratify Deloitte as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Tax Benefits Preservation Plan For For Management
========================= Virtus Seix High Yield Fund ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============== Virtus Seix Investment Grade Tax-Exempt Bond Fund ===============
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= Virtus Seix Short-Term Bond Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== Virtus Seix Short-Term Municipal Bond Fund ==================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== Virtus Seix Total Return Bond Fund ======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========= Virtus Seix U.S. Government Securities Ultra-Short Bond Fund =========
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================== Virtus Seix U.S. Mortgage Fund ========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== Virtus Seix Ultra-Short Bond Fund =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
===================== Virtus SGA International Growth Fund =====================
ADIDAS AG
Ticker: Security ID: D0066B185
Meeting Date: AUG 11, 2020 Meeting Type: Annual General Meeting
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL None Did not vote Management
CODE ALL AGENDAS FOR GERMAN MEETINGS
IN-ENGLISH ONLY. IF YOU WISH TO SEE
THE AGENDA IN GERMAN, THIS WILL BE
MADE- AVAILABLE AS A LINK UNDER THE
'MATERIAL URL' DROPDOWN AT THE TOP OF
THE-BALLOT. THE GERMAN AGENDAS FOR AN
CMMT PLEASE NOTE THAT FOLLOWING THE None Did not vote Management
AMENDMENT TO PARAGRAPH 21 OF THE
SECURITIES-TRADE ACT ON 9TH JULY 2015
AND THE OVER-RULING OF THE DISTRICT
COURT IN-COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH-REGARD TO THE GERMAN
REGISTERED
CMMT THE VOTE/REGISTRATION DEADLINE AS None Did not vote Management
DISPLAYED ON PROXYEDGE IS SUBJECT TO
CHANGE-AND WILL BE UPDATED AS SOON AS
BROADRIDGE RECEIVES CONFIRMATION FROM
THE SUB-CUSTODIANS REGARDING THEIR
INSTRUCTION DEADLINE. FOR ANY QUERIES
PLEASE-CONTACT YOUR CLIENT SERVICES
CMMT ACCORDING TO GERMAN LAW, IN CASE OF None Did not vote Management
SPECIFIC CONFLICTS OF INTEREST
IN-CONNECTION WITH SPECIFIC ITEMS OF
THE AGENDA FOR THE GENERAL MEETING YOU
ARE-NOT ENTITLED TO EXERCISE YOUR
VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT-BE EXCLUDED WHEN YOUR
SHARE IN
CMMT FURTHER INFORMATION ON COUNTER None Did not vote Management
PROPOSALS CAN BE FOUND DIRECTLY ON
THE-ISSUER'S WEBSITE (PLEASE REFER TO
THE MATERIAL URL SECTION OF
THE-APPLICATION). IF YOU WISH TO ACT
ON THESE ITEMS, YOU WILL NEED TO
REQUEST A- MEETING ATTEND AND VOTE
YOUR SHARES DIRECT
1 PRESENTATION OF THE FINANCIAL None Did not vote Management
STATEMENTS AND ANNUAL REPORTS:
PRESENTATION OF-THE FINANCIAL
STATEMENTS AND ANNUAL REPORT FOR THE
2019 FINANCIAL YEAR WITH- THE REPORT
OF THE SUPERVISORY BOARD, THE GROUP
FINANCIAL STATEMENTS AND GROUP-ANNUAL
REPORT AS WELL A
2 RESOLUTION ON THE APPROPRIATION OF THE For Did Not Vote Management
DISTRIBUTABLE PROFIT: THE
DISTRIBUTABLE PROFIT OF EUR
828,030,120.54 SHALL BE APPROPRIATED
AS FOLLOWS: THE ENTIRE AMOUNT SHALL BE
CARRIED FORWARD
3 RATIFICATION OF THE ACTS OF THE BOARD For Did Not Vote Management
OF MDS
4 RATIFICATION OF THE ACTS OF THE For Did Not Vote Management
SUPERVISORY BOARD
5 RESOLUTION ON AN AMENDMENT TO SECTION For Did Not Vote Management
20 OF THE ARTICLES OF ASSOCIATION:
SECTION 20 A NEW PARAGRAPH 4 SHALL BE
ADDED TO ALLOW ELECTRONIC
PARTICIPATION IN THE SHAREHOLDERS'
MEETING
6 ELECTION OF CHRISTIAN KLEIN TO THE For Did Not Vote Management
SUPERVISORY BOARD
7 APPOINTMENT OF AUDITORS: THE FOLLOWING For Did Not Vote Management
ACCOUNTANTS SHALL BE APPOINTED AS
AUDITORS AND GROUP AUDITORS FOR THE
2020 FINANCIAL YEAR: KPMG AG,
BERLINKFURT TIME ON AUGUST 3, 2020
--------------------------------------------------------------------------------
ADIDAS AG
Ticker: Security ID: D0066B185
Meeting Date: AUG 11, 2020 Meeting Type: Annual General Meeting
Record Date: AUG 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL None Did not vote Management
CODE ALL AGENDAS FOR GERMAN MEETINGS
IN-ENGLISH ONLY. IF YOU WISH TO SEE
THE AGENDA IN GERMAN, THIS WILL BE
MADE- AVAILABLE AS A LINK UNDER THE
'MATERIAL URL' DROPDOWN AT THE TOP OF
THE-BALLOT. THE GERMAN AGENDAS FOR AN
CMMT PLEASE NOTE THAT FOLLOWING THE None Did not vote Management
AMENDMENT TO PARAGRAPH 21 OF THE
SECURITIES-TRADE ACT ON 9TH JULY 2015
AND THE OVER-RULING OF THE DISTRICT
COURT IN-COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH-REGARD TO THE GERMAN
REGISTERED
CMMT THE VOTE/REGISTRATION DEADLINE AS None Did not vote Management
DISPLAYED ON PROXYEDGE IS SUBJECT TO
CHANGE-AND WILL BE UPDATED AS SOON AS
BROADRIDGE RECEIVES CONFIRMATION FROM
THE SUB-CUSTODIANS REGARDING THEIR
INSTRUCTION DEADLINE. FOR ANY QUERIES
PLEASE-CONTACT YOUR CLIENT SERVICES
CMMT ACCORDING TO GERMAN LAW, IN CASE OF None Did not vote Management
SPECIFIC CONFLICTS OF INTEREST
IN-CONNECTION WITH SPECIFIC ITEMS OF
THE AGENDA FOR THE GENERAL MEETING YOU
ARE-NOT ENTITLED TO EXERCISE YOUR
VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT-BE EXCLUDED WHEN YOUR
SHARE IN
CMMT FURTHER INFORMATION ON COUNTER None Did not vote Management
PROPOSALS CAN BE FOUND DIRECTLY ON
THE-ISSUER'S WEBSITE (PLEASE REFER TO
THE MATERIAL URL SECTION OF
THE-APPLICATION). IF YOU WISH TO ACT
ON THESE ITEMS, YOU WILL NEED TO
REQUEST A- MEETING ATTEND AND VOTE
YOUR SHARES DIRECT
1 PRESENTATION OF THE FINANCIAL None Did not vote Management
STATEMENTS AND ANNUAL REPORTS:
PRESENTATION OF-THE FINANCIAL
STATEMENTS AND ANNUAL REPORT FOR THE
2019 FINANCIAL YEAR WITH- THE REPORT
OF THE SUPERVISORY BOARD, THE GROUP
FINANCIAL STATEMENTS AND GROUP-ANNUAL
REPORT AS WELL A
2 RESOLUTION ON THE APPROPRIATION OF THE For For Management
DISTRIBUTABLE PROFIT: THE
DISTRIBUTABLE PROFIT OF EUR
828,030,120.54 SHALL BE APPROPRIATED
AS FOLLOWS: THE ENTIRE AMOUNT SHALL BE
CARRIED FORWARD
3 RATIFICATION OF THE ACTS OF THE BOARD For For Management
OF MDS
4 RATIFICATION OF THE ACTS OF THE For For Management
SUPERVISORY BOARD
5 RESOLUTION ON AN AMENDMENT TO SECTION For For Management
20 OF THE ARTICLES OF ASSOCIATION:
SECTION 20 A NEW PARAGRAPH 4 SHALL BE
ADDED TO ALLOW ELECTRONIC
PARTICIPATION IN THE SHAREHOLDERS'
MEETING
6 ELECTION OF CHRISTIAN KLEIN TO THE For For Management
SUPERVISORY BOARD
7 APPOINTMENT OF AUDITORS: THE FOLLOWING For For Management
ACCOUNTANTS SHALL BE APPOINTED AS
AUDITORS AND GROUP AUDITORS FOR THE
2020 FINANCIAL YEAR: KPMG AG,
BERLINKFURT TIME ON AUGUST 3, 2020
--------------------------------------------------------------------------------
ADIDAS AG
Ticker: Security ID: D0066B185
Meeting Date: MAY 12, 2021 Meeting Type: Annual General Meeting
Record Date: MAY 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS None Did not vote Management
ARE REQUIRED TO VOTE AT THIS MEETING.
IF-NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED-RISK OF BEING REJECTED.
THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL None Did not vote Management
CODE ALL AGENDAS FOR GERMAN MEETINGS
IN-ENGLISH ONLY. IF YOU WISH TO SEE
THE AGENDA IN GERMAN, THIS WILL BE
MADE- AVAILABLE AS A LINK UNDER THE
'MATERIAL URL' DROPDOWN AT THE TOP OF
THE-BALLOT. THE GERMAN AGENDAS FOR AN
CMMT PLEASE NOTE THAT FOLLOWING THE None Did not vote Management
AMENDMENT TO PARAGRAPH 21 OF THE
SECURITIES-TRADE ACT ON 9TH JULY 2015
AND THE OVER-RULING OF THE DISTRICT
COURT IN-COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH-REGARD TO THE GERMAN
REGISTERED
CMMT THE VOTE/REGISTRATION DEADLINE AS None Did not vote Management
DISPLAYED ON PROXYEDGE IS SUBJECT TO
CHANGE-AND WILL BE UPDATED AS SOON AS
BROADRIDGE RECEIVES CONFIRMATION FROM
THE SUB-CUSTODIANS REGARDING THEIR
INSTRUCTION DEADLINE. FOR ANY QUERIES
PLEASE-CONTACT YOUR CLIENT SERVICES
CMMT ACCORDING TO GERMAN LAW, IN CASE OF None Did not vote Management
SPECIFIC CONFLICTS OF INTEREST
IN-CONNECTION WITH SPECIFIC ITEMS OF
THE AGENDA FOR THE GENERAL MEETING YOU
ARE-NOT ENTITLED TO EXERCISE YOUR
VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT-BE EXCLUDED WHEN YOUR
SHARE IN
CMMT FURTHER INFORMATION ON COUNTER None Did not vote Management
PROPOSALS CAN BE FOUND DIRECTLY ON
THE-ISSUER'S WEBSITE (PLEASE REFER TO
THE MATERIAL URL SECTION OF
THE-APPLICATION). IF YOU WISH TO ACT
ON THESE ITEMS, YOU WILL NEED TO
REQUEST A- MEETING ATTEND AND VOTE
YOUR SHARES DIRECT
1 RECEIVE FINANCIAL STATEMENTS AND None Did not vote Management
STATUTORY REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND For For Management
DIVIDENDS OF EUR 3.00 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD For For Management
FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD For For Management
FOR FISCAL YEAR 2020
5 ELECT JACKIE JOYNER-KERSEE TO THE For For Management
SUPERVISORY BOARD
6 APPROVE REMUNERATION POLICY For For Management
7 APPROVE REMUNERATION OF SUPERVISORY For For Management
BOARD
8 AMEND ARTICLES RE: INFORMATION FOR For For Management
REGISTRATION IN THE SHARE REGISTER
9 APPROVE CREATION OF EUR 50 MILLION For For Management
POOL OF CAPITAL WITH PREEMPTIVE RIGHTS
10 APPROVE CREATION OF EUR 20 MILLION For For Management
POOL OF CAPITAL WITH PARTIAL EXCLUSION
OF PREEMPTIVE RIGHTS
11 CANCEL AUTHORIZED CAPITAL 2016 For For Management
12 AUTHORIZE SHARE REPURCHASE PROGRAM AND For For Management
REISSUANCE OR CANCELLATION OF
REPURCHASED SHARES
13 AUTHORIZE USE OF FINANCIAL DERIVATIVES For For Management
WHEN REPURCHASING SHARES
14 RATIFY KPMG AG AS AUDITORS FOR FISCAL For For Management
YEAR 2021
CMMT PLEASE NOTE THAT IF YOU HOLD CREST None Did not vote Management
DEPOSITORY INTERESTS (CDIS)
AND-PARTICIPATE AT THIS MEETING, YOU
(OR YOUR CREST SPONSORED
MEMBER/CUSTODIAN)-WILL BE REQUIRED TO
INSTRUCT A TRANSFER OF THE RELEVANT
CDIS TO THE ESCROW-ACCOUNT SPECIFIED
IN THE ASSOCIATED C
--------------------------------------------------------------------------------
ADYEN N.V.
Ticker: Security ID: N3501V104
Meeting Date: FEB 12, 2021 Meeting Type: ExtraOrdinary General Meeting
Record Date: JAN 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT BENEFICIAL OWNER None Did not vote Management
DETAILS IS REQUIRED FOR THIS MEETING.
IF NO-BENEFICIAL OWNER DETAILS IS
PROVIDED, YOUR INSTRUCTION MAY BE
REJECTED. THANK-YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS None Did not vote Management
ARE REQUIRED TO VOTE AT THIS MEETING.
IF-NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED-RISK OF BEING REJECTED.
THANK YOU
1. OPENING AND ANNOUNCEMENTS None Did not vote Management
2. PROPOSAL APPOINTMENT ALEXANDER MATTHEY For For Management
AS MEMBER OF THE MANAGEMENT BOARD WITH
THE TITLE CHIEF TECHNOLOGY OFFICER
3. PROPOSAL APPOINTMENT CAOIMHE TREASA For For Management
KEOGAN AS MEMBER OF THE SUPERVISORY
BOARD
4. ANY OTHER BUSINESS AND CLOSING None Did not vote Management
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE None Did not vote Management
NOTE THAT IF YOU ARE CLASSIFIED AS
AN-INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU
SHOULD BE- PROVIDING THE UNDERLYING
SHAREHOLDER INFORMATION AT THE VOTE
INSTRUCTION-LEVEL. IF YOU ARE UNSURE
ON HOW
--------------------------------------------------------------------------------
ADYEN N.V.
Ticker: Security ID: N3501V104
Meeting Date: JUN 03, 2021 Meeting Type: Annual General Meeting
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT BENEFICIAL OWNER None Did not vote Management
DETAILS IS REQUIRED FOR THIS MEETING.
IF NO-BENEFICIAL OWNER DETAILS IS
PROVIDED, YOUR INSTRUCTION MAY BE
REJECTED. THANK-YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS None Did not vote Management
ARE REQUIRED TO VOTE AT THIS MEETING.
IF-NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED-RISK OF BEING REJECTED.
THANK YOU
1. OPENING AND ANNOUNCEMENTS None Did not vote Management
2. ANNUAL REPORT; MANAGEMENT BOARD None Did not vote Management
REMUNERATION; SUPERVISORY BOARD
REMUNERATION;-ADOPTION OF THE ANNUAL
ACCOUNTS; DIVIDEND POLICY;
DETERMINATION OF DIVIDEND
2.a. DISCUSSION OF THE MANAGEMENT BOARD'S None Did not vote Management
REPORT AND THE SUPERVISORY
BOARD'S-REPORT FOR THE PAST FINANCIAL
YEAR. THE MANAGEMENT BOARD WILL GIVE
A- PRESENTATION ON THE PERFORMANCE OF
THE COMPANY IN 2020. FURTHERMORE, THE-
SUPERVISORY BOARD'S REPORT AND ACCOUNTA
2.b. DISCUSSION OF THE REMUNERATION REPORT For For Management
OVER THE YEAR 2020 INCLUDING THE
MANAGEMENT BOARD AND SUPERVISORY
BOARD'S REMUNERATION FOR THE PAST
FINANCIAL YEAR. PLEASE REFER TO THE
REMUNERATION REPORT FOR THE FINANCIAL
YEAR 2020 (IN
2.c. IT IS PROPOSED TO ADOPT THE ANNUAL For For Management
ACCOUNTS FOR THE FINANCIAL YEAR 2020
AS DRAWN UP BY THE MANAGEMENT BOARD
AND SIGNED BY THE MANAGEMENT BOARD AND
THE SUPERVISORY BOARD.
PRICEWATERHOUSECOOPERS N.V. (PWC) HAS
AUDITED THE ANNUAL ACCOUNTS AND HAS
ISSUED AN U
2.d. DISCUSSION OF THE POLICY ON DIVIDEND, None Did not vote Management
RESERVATIONS AND DISTRIBUTIONS.
PLEASE-REFER TO THE DIVIDEND POLICY
PUBLISHED ON THE COMPANY'S WEBSITE, AS
FURTHER-REFERRED TO ON PAGE 128 OF THE
ANNUAL REPORT FOR THE FINANCIAL YEAR
2020. IN- ACCORDANCE WITH THE ARTI
3. IT IS PROPOSED TO DISCHARGE THE For For Management
MEMBERS OF THE MANAGEMENT BOARD (IN
2020 BEING PIETER VAN DER DOES (CEO),
ARNOUT SCHUIJFF (CTO), INGO UYTDEHAAGE
(CFO), ROELANT PRINS (CCO), MARITTE
SWART (CLCO) AND KAMRAN ZAKI (COO))
FROM LIABILITY IN RESPECT OF THE PERFO
4. IT IS PROPOSED TO DISCHARGE THE For For Management
MEMBERS OF THE SUPERVISORY BOARD (IN
2020 BEING PIERO OVERMARS, DELFIN
RUEDA, JOEP VAN BEURDEN AND PAMELA
JOSEPH) FROM LIABILITY IN RESPECT OF
THE PERFORMANCE OF THEIR SUPERVISORY
DUTIES TO THE EXTENT THAT SUCH
PERFORMANCE
5. PROPOSAL REAPPOINTMENT INGO JEROEN For For Management
UYTDEHAAGE AS MEMBER OF THE MANAGEMENT
BOARD WITH THE TITLE CHIEF FINANCIAL
OFFICER
6. PROPOSAL REAPPOINTMENT DELFIN RUEDA For For Management
ARROYO AS MEMBER OF THE SUPERVISORY
BOARD
7. IT IS PROPOSED TO RENEW THE AUTHORITY For For Management
OF THE MANAGEMENT BOARD, SUBJECT TO
THE SUPERVISORY BOARD S APPROVAL, TO
ISSUE ORDINARY SHARES OR TO GRANT
RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES FOR A PERIOD OF 18 MONTHS FROM
THE DATE OF THIS GENERAL MEETING UP TO
8. IT IS PROPOSED TO RENEW THE AUTHORITY For For Management
OF THE MANAGEMENT BOARD, SUBJECT TO
THE SUPERVISORY BOARD'S APPROVAL, TO
RESTRICT OR EXCLUDE APPLICABLE
PRE-EMPTIVE RIGHTS WHEN ISSUING
ORDINARY SHARES OR GRANTING RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES AS SET
OUT IN
9. AUTHORITY TO ACQUIRE OWN SHARES For For Management
10. IN ACCORDANCE WITH THE RECOMMENDATIONS For For Management
OF THE AUDIT COMMITTEE, THE
SUPERVISORY BOARD PROPOSES TO
REAPPOINT PWC AS EXTERNAL AUDITOR OF
THE COMPANY FOR THE CURRENT FINANCIAL
YEAR
11. ANY OTHER BUSINESS AND CLOSING None Did not vote Management
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE None Did not vote Management
NOTE THAT IF YOU ARE CLASSIFIED AS
AN-INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU
SHOULD BE- PROVIDING THE UNDERLYING
SHAREHOLDER INFORMATION AT THE VOTE
INSTRUCTION-LEVEL. IF YOU ARE UNSURE
ON HO
--------------------------------------------------------------------------------
AIA GROUP LTD
Ticker: Security ID: Y002A1105
Meeting Date: MAY 20, 2021 Meeting Type: Annual General Meeting
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2021/0408/2021040800938.pdf-
AND- https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2021/0408/2021040800946
CMMT PLEASE NOTE IN THE HONG KONG MARKET None Did not vote Management
THAT A VOTE OF 'ABSTAIN' WILL BE
TREATED-THE SAME AS A 'TAKE NO ACTION'
VOTE
1 TO RECEIVE THE AUDITED CONSOLIDATED For For Management
FINANCIAL STATEMENTS OF THE COMPANY,
THE REPORT OF THE DIRECTORS AND THE
INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 100.30 For For Management
HONG KONG CENTS PER SHARE FOR THE YEAR
ENDED 31 DECEMBER 2020
3 TO RE-ELECT MR. LEE YUAN SIONG AS For For Management
EXECUTIVE DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. CHUNG-KONG CHOW AS For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
5 TO RE-ELECT MR. JOHN BARRIE HARRISON For For Management
AS INDEPENDENT NON- EXECUTIVE DIRECTOR
OF THE COMPANY
6 TO RE-ELECT PROFESSOR LAWRENCE For For Management
JUEN-YEE LAU AS INDEPENDENT NON-
EXECUTIVE DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR. CESAR VELASQUEZ For For Management
PURISIMA AS INDEPENDENT NON- EXECUTIVE
DIRECTOR OF THE COMPANY
8 TO RE-APPOINT PRICEWATERHOUSECOOPERS For For Management
AS AUDITOR OF THE COMPANY AND TO
AUTHORISE THE BOARD OF DIRECTORS OF
THE COMPANY TO FIX ITS REMUNERATION
9.A TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES OF THE COMPANY,
NOT EXCEEDING 10 PER CENT OF THE
NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF THIS
RESOLUTION, AND THE DISCOUNT FOR ANY
SHARES TO BE
9.B TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO BUY BACK SHARES OF THE
COMPANY, NOT EXCEEDING 10 PER CENT OF
THE NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF THIS RESOLUTION
--------------------------------------------------------------------------------
ALCON INC.
Ticker: ALC Security ID: H01301128
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1. Approval of the operating and For For Management
financial review of Alcon Inc., the
annual financial statements of Alcon
Inc. and the consolidated financial
statements for 2020.
2. Discharge of the Members of the Board For For Management
of Directors and the Members of the
Executive Committee.
3. Appropriation of earnings and For For Management
declaration of dividend as per the
balance sheet of Alcon Inc. of
December 31, 2020.
4A. Consultative vote on the 2020 For For Management
Compensation Report.
4B. Binding vote on the maximum aggregate For For Management
amount of compensation of the Board of
Directors for the next term of office,
i.e. from the 2021 Annual General
Meeting to the 2022 Annual General
Meeting.
4C. Binding vote on the maximum aggregate For For Management
amount of compensation of the
Executive Committee for the following
financial year, i.e. 2022.
5A. Re-election of the Member of the Board For For Management
of Director: F. Michael Ball (as
Member and Chair)
5B. Re-election of the Member of the Board For For Management
of Director: Lynn D. Bleil (as Member)
5C. Re-election of the Member of the Board For For Management
of Director: Arthur Cummings (as
Member)
5D. Re-election of the Member of the Board For For Management
of Director: David J. Endicott (as
Member)
5E. Re-election of the Member of the Board For For Management
of Director: Thomas Glanzmann (as
Member)
5F. Re-election of the Member of the Board For For Management
of Director: D. Keith Grossman (as
Member)
5G. Re-election of the Member of the Board For For Management
of Director: Scott Maw (as Member)
5H. Re-election of the Member of the Board For For Management
of Director: Karen May (as Member)
5I. Re-election of the Member of the Board For For Management
of Director: Ines Poschel (as Member)
5J. Re-election of the Member of the Board For For Management
of Director: Dieter Spalti (as Member)
6A. Re-election of the Member of the For For Management
Compensation Committee: Thomas
Glanzmann
6B. Re-election of the Member of the For For Management
Compensation Committee: D. Keith
Grossman
6C. Re-election of the Member of the For For Management
Compensation Committee: Karen May
6D. Re-election of the Member of the For For Management
Compensation Committee: Ines Poschel
7. Re-election of the independent For For Management
representative, Hartmann Dreyer
Attorneys- at-Law.
8. Re-election of the statutory auditors, For For Management
PricewaterhouseCoopers SA, Geneva.
9. NOTE: General instruction in case of None Abstain Management
new agenda items or proposals during
the Annual General Meeting (please
check one box only) * If you vote FOR,
you will be voting in accordance with
the recommendation of the Board of
Directors. ** If you vote ABSTAIN,
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: BABA Security ID: 01609W102
Meeting Date: SEP 30, 2020 Meeting Type: Annual
Record Date: AUG 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1. Amend and restate the Company's For For Management
Memorandum and Articles of Association
to expressly permit completely virtual
shareholders' meetings and reflect
such updates as are detailed in the
proxy statement and set forth in
Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU For For Management
(To serve for a three year term or
until such director's successor is
elected or appointed and duly
qualified).
2.2 Election of Director: KABIR MISRA (To For For Management
serve for a three year term or until
such director's successor is elected
or appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING For For Management
KWAUK (To serve for a three year term
or until such director's successor is
elected or appointed and duly
qualified).
3. Ratify the appointment of For For Management
PricewaterhouseCoopers as the
independent registered public
accounting firm of the Company for the
fiscal year ending March 31, 2021.
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0403H108
Meeting Date: AUG 26, 2020 Meeting Type: Special
Record Date: JUN 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1. Approve the issuance of the aggregate For For Management
scheme consideration pursuant to the
transaction.
2. Approve any motion by the chair of the For For Management
Aon EGM to adjourn the Aon EGM, or any
adjournments thereof, to another time
and place if necessary or appropriate
to solicit additional proxies if there
are insufficient votes at the time of
the Aon EGM to approve P
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0403H108
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Lester B. Knight For For Management
1B. Election of Director: Gregory C. Case For For Management
1C. Election of Director: Jin-Yong Cai For For Management
1D. Election of Director: Jeffrey C. For For Management
Campbell
1E. Election of Director: Fulvio Conti For For Management
1F. Election of Director: Cheryl A. Francis For For Management
1G. Election of Director: J. Michael Losh For For Management
1H. Election of Director: Richard B. Myers For For Management
1I. Election of Director: Richard C. For For Management
Notebaert
1J. Election of Director: Gloria Santona For For Management
1K. Election of Director: Byron O. Spruell For For Management
1L. Election of Director: Carolyn Y. Woo For For Management
2. Advisory vote to approve the For For Management
compensation of the Company's named
executive officers.
3. Ratify the appointment of Ernst & For For Management
Young LLP as the Company's independent
registered public accounting firm for
the fiscal year ending December 31,
2021.
4. Re-appoint Ernst & Young Chartered For For Management
Accountants as the Company's statutory
auditor under Irish law.
5. Authorize the Board or the Audit For For Management
Committee of the Board to determine
the remuneration of Ernst & Young
Chartered Accountants, in its capacity
as the Company's statutory auditor
under Irish law.
6. Amend Article 190 of the Company's For For Management
Articles of Association.
7. Authorize the Board to capitalize For For Management
certain of the Company's
non-distributable reserves.
8. Approve the creation of distributable For For Management
profits by the reduction and
cancellation of the amounts
capitalized pursuant to the authority
given under Proposal 7.
--------------------------------------------------------------------------------
ASIAN PAINTS LIMITED
Ticker: Security ID: Y03638114
Meeting Date: AUG 05, 2020 Meeting Type: Annual General Meeting
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT: A. For For Management
AUDITED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED
31ST MARCH, 2020 TOGETHER WITH THE
REPORTS OF BOARD OF DIRECTORS AND
AUDITORS THEREON. B. AUDITED
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY
2 TO DECLARE FINAL DIVIDEND ON EQUITY For For Management
SHARES FOR THE FINANCIAL YEAR ENDED
31ST MARCH, 2020: THE BOARD OF
DIRECTORS AT THEIR MEETING HELD ON
23RD JUNE, 2020 HAS RECOMMENDED
PAYMENT OF INR 1.50 (RUPEES ONE &
PAISE FIFTY ONLY) PER EQUITY SHARE OF
THE FACE VALU
3 TO APPOINT A DIRECTOR IN PLACE OF MR. For For Management
ASHWIN DANI (DIN: 00009126), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR RE-
APPOINTMENT
4 TO APPOINT A DIRECTOR IN PLACE OF MS. For For Management
AMRITA VAKIL (DIN: 00170725), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HERSELF FOR
RE-APPOINTMENT
5 TO APPOINT MR. MANISH CHOKSI (DIN: For For Management
00026496) AS A NON - EXECUTIVE
DIRECTOR OF THE COMPANY AND, IF
THOUGHT FIT, APPROVE THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION
6 TO CONTINUE THE DIRECTORSHIP OF MR. For For Management
ASHWIN DANI (DIN: 00009126) AS A NON -
EXECUTIVE DIRECTOR OF THE COMPANY AND,
IF THOUGHT FIT, PASS THE FOLLOWING
RESOLUTION AS A SPECIAL RESOLUTION
7 TO APPOINT MR. AMIT SYNGLE (DIN: For For Management
07232566) AS A DIRECTOR ON THE BOARD
OF DIRECTORS OF THE COMPANY AND, IF
THOUGHT FIT, APPROVE, THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION
8 TO APPOINT MR. AMIT SYNGLE (DIN: For For Management
07232566) AS THE MANAGING DIRECTOR &
CEO OF THE COMPANY AND, IF THOUGHT
FIT, APPROVE, THE FOLLOWING RESOLUTION
AS AN ORDINARY RESOLUTION
9 TO RATIFY THE REMUNERATION PAYABLE TO For For Management
M/S RA & CO., COST ACCOUNTANTS (FIRM
REGISTRATION NUMBER 000242), THE COST
AUDITORS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDING 31ST MARCH, 2021
AND, IF THOUGHT FIT, APPROVE, THE
FOLLOWING RESOLUTION AS AN ORDINARY R
--------------------------------------------------------------------------------
ASIAN PAINTS LIMITED
Ticker: Security ID: Y03638114
Meeting Date: AUG 05, 2020 Meeting Type: Annual General Meeting
Record Date: JUL 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT: A. For Did Not Vote Management
AUDITED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED
31ST MARCH, 2020 TOGETHER WITH THE
REPORTS OF BOARD OF DIRECTORS AND
AUDITORS THEREON. B. AUDITED
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY
2 TO DECLARE FINAL DIVIDEND ON EQUITY For Did Not Vote Management
SHARES FOR THE FINANCIAL YEAR ENDED
31ST MARCH, 2020: THE BOARD OF
DIRECTORS AT THEIR MEETING HELD ON
23RD JUNE, 2020 HAS RECOMMENDED
PAYMENT OF INR 1.50 (RUPEES ONE &
PAISE FIFTY ONLY) PER EQUITY SHARE OF
THE FACE VALU
3 TO APPOINT A DIRECTOR IN PLACE OF MR. For Did Not Vote Management
ASHWIN DANI (DIN: 00009126), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR RE-
APPOINTMENT
4 TO APPOINT A DIRECTOR IN PLACE OF MS. For Did Not Vote Management
AMRITA VAKIL (DIN: 00170725), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HERSELF FOR
RE-APPOINTMENT
5 TO APPOINT MR. MANISH CHOKSI (DIN: For Did Not Vote Management
00026496) AS A NON - EXECUTIVE
DIRECTOR OF THE COMPANY AND, IF
THOUGHT FIT, APPROVE THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION
6 TO CONTINUE THE DIRECTORSHIP OF MR. For Did Not Vote Management
ASHWIN DANI (DIN: 00009126) AS A NON -
EXECUTIVE DIRECTOR OF THE COMPANY AND,
IF THOUGHT FIT, PASS THE FOLLOWING
RESOLUTION AS A SPECIAL RESOLUTION
7 TO APPOINT MR. AMIT SYNGLE (DIN: For Did Not Vote Management
07232566) AS A DIRECTOR ON THE BOARD
OF DIRECTORS OF THE COMPANY AND, IF
THOUGHT FIT, APPROVE, THE FOLLOWING
RESOLUTION AS AN ORDINARY RESOLUTION
8 TO APPOINT MR. AMIT SYNGLE (DIN: For Did Not Vote Management
07232566) AS THE MANAGING DIRECTOR &
CEO OF THE COMPANY AND, IF THOUGHT
FIT, APPROVE, THE FOLLOWING RESOLUTION
AS AN ORDINARY RESOLUTION
9 TO RATIFY THE REMUNERATION PAYABLE TO For Did Not Vote Management
M/S RA & CO., COST ACCOUNTANTS (FIRM
REGISTRATION NUMBER 000242), THE COST
AUDITORS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDING 31ST MARCH, 2021
AND, IF THOUGHT FIT, APPROVE, THE
FOLLOWING RESOLUTION AS AN ORDINARY R
--------------------------------------------------------------------------------
ASIAN PAINTS LIMITED
Ticker: Security ID: Y03638114
Meeting Date: JUN 29, 2021 Meeting Type: Annual General Meeting
Record Date: JUN 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 TO RECEIVE, CONSIDER AND ADOPT: A. For For Management
AUDITED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED
31ST MARCH, 2021 TOGETHER WITH THE
REPORTS OF BOARD OF DIRECTORS AND
AUDITORS THEREON; AND B. AUDITED
CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMP
2 TO DECLARE FINAL DIVIDEND ON EQUITY For For Management
SHARES FOR THE FINANCIAL YEAR ENDED
31ST MARCH, 2021
3 TO APPOINT A DIRECTOR IN PLACE OF MR. For For Management
ABHAY VAKIL (DIN: 00009151), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR RE-
APPOINTMENT
4 TO APPOINT A DIRECTOR IN PLACE OF MR. For Against Management
JIGISH CHOKSI (DIN: 08093304), WHO
RETIRES BY ROTATION AND BEING
ELIGIBLE, OFFERS HIMSELF FOR
RE-APPOINTMENT
5 TO CONSIDER THE RE-APPOINTMENT OF M/S. For For Management
DELOITTE HASKINS & SELLS LLP,
CHARTERED ACCOUNTANTS (FIRM
REGISTRATION NO. 117366W/W- 100018),
AS THE STATUTORY AUDITORS OF THE
COMPANY AND, IF THOUGHT FIT, TO PASS
THE FOLLOWING RESOLUTION AS AN
ORDINARY RESOLUTION:
6 TO CONSIDER THE RE-APPOINTMENT OF MR. For For Management
R. SESHASAYEE (DIN: 00047985) AS AN
INDEPENDENT DIRECTOR OF THE COMPANY TO
HOLD OFFICE FOR A SECOND TERM FROM
23RD JANUARY, 2022 TO 22ND JANUARY,
2027 AND, IF THOUGHT FIT, TO PASS THE
FOLLOWING RESOLUTION AS A SPECIAL
7 TO CONTINUE THE DIRECTORSHIP BY MR. R. For For Management
SESHASAYEE (DIN: 00047985) AS AN
INDEPENDENT DIRECTOR OF THE COMPANY
AND, IF THOUGHT FIT, TO PASS THE
FOLLOWING RESOLUTION AS A SPECIAL
RESOLUTION: "RESOLVED THAT PURSUANT TO
REGULATION 17(1A) OF THE SECURITIES
AND E
8 TO CONSIDER THE ASIAN PAINTS EMPLOYEE For Against Management
STOCK OPTION PLAN 2021 ("2021 PLAN")
AND GRANT OF STOCK OPTIONS TO THE
ELIGIBLE EMPLOYEES OF THE COMPANY
UNDER THE 2021 PLAN AND, IF THOUGHT
FIT, TO PASS THE FOLLOWING RESOLUTION
AS A SPECIAL RESOLUTION: "RESOLVED THA
9 TO CONSIDER THE ASIAN PAINTS EMPLOYEE For Against Management
STOCK OPTION PLAN 2021 ("2021 PLAN")
AND GRANT OF STOCK OPTIONS TO THE
ELIGIBLE EMPLOYEES OF THE COMPANY'S
SUBSIDIARIES UNDER THE 2021 PLAN AND,
IF THOUGHT FIT, TO PASS THE FOLLOWING
RESOLUTION AS A SPECIAL RESOLUTION
10 TO CONSIDER THE SECONDARY ACQUISITION For Against Management
OF EQUITY SHARES OF THE COMPANY BY THE
ASIAN PAINTS EMPLOYEES STOCK OWNERSHIP
TRUST FOR THE IMPLEMENTATION OF THE
ASIAN PAINTS EMPLOYEE STOCK OPTION
PLAN 2021 ("2021 PLAN") AND, IF
THOUGHT FIT, TO PASS THE FOLLOWING R
11 TO CONSIDER THE GRANT OF EQUITY STOCK For Against Management
OPTIONS TO MR. AMIT SYNGLE, MANAGING
DIRECTOR AND CEO, UNDER THE ASIAN
PAINTS EMPLOYEE STOCK OPTION PLAN 2021
("2021 PLAN") AND, IF THOUGHT FIT, TO
PASS THE FOLLOWING RESOLUTION AS AN
ORDINARY RESOLUTION: "RESOLVED TH
12 TO CONSIDER CHANGE OF PLACE OF KEEPING For For Management
AND INSPECTION OF REGISTER AND INDEX
OF MEMBERS, RETURNS, ETC. AND, IF
THOUGHT FIT, TO PASS THE FOLLOWING
RESOLUTION AS A SPECIAL RESOLUTION:
"RESOLVED THAT PURSUANT TO THE
PROVISIONS OF SECTIONS 88, 94 AND
OTHER APP
13 TO RATIFY THE REMUNERATION PAYABLE TO For For Management
M/S. RA & CO., COST ACCOUNTANTS (FIRM
REGISTRATION NO. 000242), COST
AUDITORS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDING 31ST MARCH, 2022
AND, IF THOUGHT FIT, TO PASS THE
FOLLOWING RESOLUTION AS AN ORDINARY
RESOLUTI
CMMT 17 JUN 2021: PLEASE NOTE THAT THIS IS None Did not vote Management
A REVISION DUE TO MODIFICATION OF
THE-TEXT OF RESOLUTION 1 AND CHANGE IN
RECORD DATE FROM 27 JUN 2021 TO 22
JUN-2021. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS- YOU DECIDE TO AMEND YOUR O
--------------------------------------------------------------------------------
CP ALL PUBLIC COMPANY LTD
Ticker: Security ID: Y1772K169
Meeting Date: APR 23, 2021 Meeting Type: Annual General Meeting
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management
TO MEETING ID 522971 DUE TO
RECEIVED-UPDATED AGENDA. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL
BE- DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE.
THANK-YOU.
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF None Did not vote Management
THE MEETING SUDDENLY CHANGE THE
AGENDA- AND/OR ADD NEW AGENDA DURING
THE MEETING, WE WILL VOTE THAT AGENDA
AS-ABSTAIN.
1 ACKNOWLEDGE OPERATING RESULTS For For Management
2 APPROVE FINANCIAL STATEMENTS For For Management
3 APPROVE ALLOCATION OF INCOME AND For For Management
DIVIDEND PAYMENT
4.1 ELECT SOOPAKIJ CHEARAVANONT AS DIRECTOR For For Management
4.2 ELECT KORSAK CHAIRASMISAK AS DIRECTOR For For Management
4.3 ELECT SUPHACHAI CHEARA VANONT AS For For Management
DIRECTOR
4.4 ELECT ADIREK SRIPRATAK AS DIRECTOR For For Management
4.5 ELECT TANIN BURANAMANIT AS DIRECTOR For For Management
5 APPROVE REMUNERATION OF DIRECTORS For For Management
6 APPROVE KPMG PHOOMCHAI AUDIT LTD. AS For For Management
AUDITORS AND AUTHORIZE BOARD TO FIX
THEIR REMUNERATION
7 APPROVE ISSUANCE AND OFFERING OF BONDS For For Management
--------------------------------------------------------------------------------
DASSAULT SYSTEMES SE
Ticker: Security ID: F2457H472
Meeting Date: MAY 26, 2021 Meeting Type: MIX
Record Date: MAY 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS None Did not vote Management
THAT DO NOT HOLD SHARES DIRECTLY WITH
A-FRENCH CUSTODIAN: PROXY CARDS:
VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE-GLOBAL CUSTODIANS ON THE VOTE
DEADLINE DATE. IN CAPACITY AS
REGISTERED-INTERMEDIARY, THE GLOBAL
CUSTO
CMMT FOLLOWING CHANGES IN THE FORMAT OF None Did not vote Management
PROXY CARDS FOR FRENCH MEETINGS,
ABSTAIN-IS NOW A VALID VOTING OPTION.
FOR ANY ADDITIONAL ITEMS RAISED AT THE
MEETING-THE VOTING OPTION WILL DEFAULT
TO 'AGAINST', OR FOR POSITIONS WHERE
THE PROXY-CARD IS NOT COMPLETED BY
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS None Did not vote Management
ARE REQUIRED TO VOTE AT THIS MEETING.
IF-NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED-RISK OF BEING REJECTED.
THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT None Did not vote Management
COVID19 CRISIS AND IN ACCORDANCE WITH
THE-PROVISIONS ADOPTED BY THE FRENCH
GOVERNMENT UNDER LAW NO. 2020- 1379
OF-NOVEMBER 14, 2020, EXTENDED AND
MODIFIED BY LAW NO 2020-1614 OF
DECEMBER 18,-2020 THE GENERAL MEETING
WIL
CMMT PLEASE NOTE THAT IF YOU HOLD CREST None Did not vote Management
DEPOSITORY INTERESTS (CDIS)
AND-PARTICIPATE AT THIS MEETING, YOU
(OR YOUR CREST SPONSORED
MEMBER/CUSTODIAN)-WILL BE REQUIRED TO
INSTRUCT A TRANSFER OF THE RELEVANT
CDIS TO THE ESCROW-ACCOUNT SPECIFIED
IN THE ASSOCIATED C
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE None Did not vote Management
NOTE THAT IF YOU ARE CLASSIFIED AS
AN-INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU
SHOULD BE- PROVIDING THE UNDERLYING
SHAREHOLDER INFORMATION AT THE
CMMT 10 MAY 2021: PLEASE NOTE THAT None Did not vote Management
IMPORTANT ADDITIONAL MEETING
INFORMATION IS-AVAILABLE BY CLICKING
ON THE MATERIAL URL LINK:- https://www.
journal- officiel.gouv.
fr/balo/document/20210416210 0983-46
AND-https://www.journal- officiel.gouv.
fr/balo/document/2021
1 APPROVAL OF THE PARENT COMPANY ANNUAL For For Management
FINANCIAL STATEMENTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL For For Management
STATEMENTS
3 ALLOCATION OF THE RESULTS For For Management
4 RELATED-PARTY AGREEMENTS For For Management
5 COMPENSATION POLICY FOR CORPORATE For For Management
OFFICERS
6 COMPENSATION ELEMENTS PAID IN 2020 OR For For Management
GRANTED WITH RESPECT TO 2020 TO MR.
CHARLES EDELSTENNE, CHAIRMAN OF THE
BOARD
7 COMPENSATION ELEMENTS PAID IN 2020 OR For Against Management
GRANTED WITH RESPECT TO 2020 TO MR.
BERNARD CHARLES, VICE- CHAIRMAN OF THE
BOARD OF DIRECTORS AND CHIEF EXECUTIVE
OFFICER
8 APPROVAL OF THE INFORMATION CONTAINED For For Management
IN THE CORPORATE GOVERNANCE REPORT AND
RELATING TO THE COMPENSATION OF THE
CORPORATE OFFICERS (ARTICLE L. 22-
10-9 OF THE FRENCH COMMERCIAL CODE)
9 RE-APPOINTMENT OF MS. ODILE DESFORGES For For Management
10 RE-APPOINTMENT OF MR. SOUMITRA DUTTA For For Management
11 RATIFICATION OF THE APPOINTMENT OF MR. For For Management
PASCAL DALOZ AS A DIRECTOR ON A
TEMPORARY BASIS BY THE BOARD OF
DIRECTORS
12 AUTHORIZATION TO REPURCHASE DASSAULT For For Management
SYSTEMES SHARES
13 AUTHORIZATION GRANTED TO THE BOARD OF For For Management
DIRECTORS TO REDUCE THE SHARE CAPITAL
BY CANCELLATION OF PREVIOUSLY
REPURCHASED SHARES IN THE FRAMEWORK OF
THE SHARE BUYBACK PROGRAM
14 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING SHARES OR
EQUITY SECURITIES GIVING ACCESS TO
OTHER EQUITY SECURITIES OF THE COMPANY
OR GIVING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES AND TO
ISSUE
15 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING SHARES OR
EQUITY SECURITIES GIVING ACCESS TO
OTHER EQUITY SECURITIES OF THE COMPANY
OR GIVING ENTITLEMENT TO THE
ALLOCATION OF DEBT SECURITIES AND TO
ISSUE
16 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING SHARES OR
EQUITY SECURITIES GIVING ACCESS TO
OTHER EQUITY SECURITIES OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AND TO ISSUE SECURITIES GIVI
17 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN
THE EVENT OF A SHARE CAPITAL INCREASE
WITH OR WITHOUT PREFERENTIAL
SUBSCRIPTION RIGHTS
18 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY INCORPORATION OF
RESERVES, PROFITS OR PREMIUMS
19 DELEGATION OF POWERS GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL BY ISSUING SHARES OR
EQUITY SECURITIES GIVING ACCESS TO
OTHER EQUITY SECURITIES OR GIVING
ENTITLEMENT TO THE ALLOCATION OF DEBT
SECURITIES AS WELL AS TO THE
SECURITIES GI
20 AUTHORIZATION GRANTED TO THE BOARD OF For For Management
DIRECTORS TO ALLOCATE COMPANY SHARE
SUBSCRIPTION TO CORPORATE OFFICERS
(MANDATAIRES SOCIAUX) AND EMPLOYEES OF
THE COMPANY AND ITS AFFILIATED
COMPANIES ENTAILING AUTOMATICALLY THAT
SHAREHOLDERS WAIVE THEIR PREFERENTIAL
21 AUTHORIZATION OF THE BOARD OF For For Management
DIRECTORS TO INCREASE THE SHARE
CAPITAL FOR THE BENEFIT OF MEMBERS OF
A CORPORATE SAVINGS PLAN, WITHOUT
PRE-EMPTIVE RIGHTS
22 DELEGATION OF AUTHORITY GRANTED TO THE For For Management
BOARD OF DIRECTORS TO INCREASE THE
SHARE CAPITAL FOR THE BENEFIT OF A
CATEGORY OF BENEFICIARIES, WITHOUT
PREFERENTIAL SUBSCRIPTION RIGHTS
23 FIVE-FOR-ONE STOCK SPLIT For For Management
24 POWERS FOR FORMALITIES For For Management
--------------------------------------------------------------------------------
DIAGEO PLC
Ticker: Security ID: G42089113
Meeting Date: SEP 28, 2020 Meeting Type: Annual General Meeting
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 REPORT AND ACCOUNTS 2020 For For Management
2 DIRECTORS' REMUNERATION REPORT 2020 For For Management
3 DIRECTORS' REMUNERATION POLICY 2020 For For Management
4 DECLARATION OF FINAL DIVIDEND For For Management
5 ELECTION OF MELISSA BETHELL AS A For For Management
DIRECTOR
6 RE-ELECTION OF JAVIER FERRAN AS A For For Management
DIRECTOR
7 RE-ELECTION OF SUSAN KILSBY AS A For For Management
DIRECTOR
8 RE-ELECTION OF LADY MENDELSOHN AS A For For Management
DIRECTOR
9 RE-ELECTION OF IVAN MENEZES AS A For For Management
DIRECTOR
10 RE-ELECTION OF KATHRYN MIKELLS AS A For For Management
DIRECTOR
11 RE-ELECTION OF ALAN STEWART AS A For For Management
DIRECTOR
12 RE-APPOINTMENT OF AUDITOR: For For Management
PRICEWATERHOUSECOOPERS LLP
13 REMUNERATION OF AUDITOR For For Management
14 AUTHORITY TO MAKE POLITICAL DONATIONS For For Management
AND/OR TO INCUR POLITICAL EXPENDITURE
15 AUTHORITY TO ALLOT SHARES For For Management
16 AMENDMENT OF THE DIAGEO 2001 SHARE For For Management
INCENTIVE PLAN
17 ADOPTION OF THE DIAGEO 2020 SHARESAVE For For Management
PLAN
18 ADOPTION OF THE DIAGEO DEFERRED BONUS For For Management
SHARE PLAN
19 AUTHORITY TO ESTABLISH INTERNATIONAL For For Management
SHARE PLANS
20 DISAPPLICATION OF PRE-EMPTION RIGHTS For For Management
21 AUTHORITY TO PURCHASE OWN ORDINARY For For Management
SHARES
22 REDUCED NOTICE OF A GENERAL MEETING For For Management
OTHER THAN AN AGM
23 APPROVAL AND ADOPTION OF NEW ARTICLES For For Management
OF ASSOCIATION
24 2019 SHARE BUY-BACKS AND EMPLOYEE For For Management
BENEFIT AND SHARE OWNERSHIP TRUST
TRANSACTIONS
CMMT 28 AUG 2020: PLEASE NOTE THAT THIS IS None Did not vote Management
A REVISION DUE TO MODIFICATION OF
TEXT-IN RESOLUTION 12. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE-AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------
FAST RETAILING CO.,LTD.
Ticker: Security ID: J1346E100
Meeting Date: NOV 26, 2020 Meeting Type: Annual General Meeting
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles to: Amend Business Lines For For Management
2.1 Appoint a Director Yanai, Tadashi For For Management
2.2 Appoint a Director Hambayashi, Toru For For Management
2.3 Appoint a Director Hattori, Nobumichi For For Management
2.4 Appoint a Director Shintaku, Masaaki For For Management
2.5 Appoint a Director Nawa, Takashi For For Management
2.6 Appoint a Director Ono, Naotake For For Management
2.7 Appoint a Director Okazaki, Takeshi For For Management
2.8 Appoint a Director Yanai, Kazumi For For Management
2.9 Appoint a Director Yanai, Koji For For Management
3.1 Appoint a Corporate Auditor Shinjo, For For Management
Masaaki
3.2 Appoint a Corporate Auditor Kaneko, For For Management
Keiko
3.3 Appoint a Corporate Auditor Mori, For For Management
Masakatsu
--------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV
Ticker: FMX Security ID: 344419106
Meeting Date: MAR 24, 2021 Meeting Type: Annual
Record Date: FEB 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
I Report of the chief executive officer None For Management
of the Company, which includes the
financial statements of the Company
for the 2020 fiscal year; opinion of
the Board of Directors of the Company
regarding the content of the report of
the chief executive officer; rep
II Application of the results for the None For Management
2020 fiscal year of the Company, which
will include a dividend declaration
and payment in cash, in Mexican pesos.
III Determination of the maximum amount to None For Management
be allocated for the Company's stock
repurchase fund kept pursuant to
article 56 subsection IV of the Law.
IV Election of the members of the Board None Against Management
of Directors and secretaries of the
Company, qualification of their
independence, in accordance with the
Law, and resolution with respect to
their remuneration.
V Election of members of the following None Against Management
Committees: (i) Strategy and Finance,
(ii) Audit, and (iii) Corporate
Practices of the Company; appointment
of each of their respective chairman,
and resolution with respect to their
remuneration.
VI Appointment of delegates for the None For Management
formalization of the Meeting's
resolutions.
VII Reading and, if applicable, approval None For Management
of the Meeting's minute.
--------------------------------------------------------------------------------
HEINEKEN NV
Ticker: Security ID: N39427211
Meeting Date: APR 22, 2021 Meeting Type: Annual General Meeting
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT BENEFICIAL OWNER None Did not vote Management
DETAILS IS REQUIRED FOR THIS MEETING.
IF NO-BENEFICIAL OWNER DETAILS IS
PROVIDED, YOUR INSTRUCTION MAY BE
REJECTED. THANK-YOU
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS None Did not vote Management
ARE REQUIRED TO VOTE AT THIS MEETING.
IF-NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED-RISK OF BEING REJECTED.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE None Did not vote Management
NOTE THAT IF YOU ARE CLASSIFIED AS
AN-INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU
SHOULD BE- PROVIDING THE UNDERLYING
SHAREHOLDER INFORMATION AT THE VOTE
INSTRUCTION-LEVEL. IF YOU ARE UNSURE
ON HOW
1. OPENING None Did not vote Management
1a. REPORT OF THE EXECUTIVE BOARD FOR THE None Did not vote Management
FINANCIAL YEAR 2020
1b. ADVISORY VOTE ON THE 2020 REMUNERATION For For Management
REPORT
1c. ADOPTION OF THE 2020 FINANCIAL For For Management
STATEMENTS OF THE COMPANY
1d. EXPLANATION OF THE DIVIDEND POLICY None Did not vote Management
1e. ADOPTION OF THE DIVIDEND PROPOSAL FOR For For Management
2020: EUR 0.70 PER SHARE
1f. DISCHARGE OF THE MEMBERS OF THE For For Management
EXECUTIVE BOARD
1g. DISCHARGE OF THE MEMBERS OF THE For For Management
SUPERVISORY BOARD
2. AUTHORISATIONS None Did not vote Management
2a. AUTHORISATION OF THE EXECUTIVE BOARD For For Management
TO ACQUIRE OWN SHARES
2b. AUTHORISATION OF THE EXECUTIVE BOARD For For Management
TO ISSUE (RIGHTS TO) SHARES
2c. AUTHORISATION OF THE EXECUTIVE BOARD For For Management
TO RESTRICT OR EXCLUDE SHAREHOLDERS
PRE-EMPTIVE RIGHTS
3. COMPOSITION EXECUTIVE BOARD For For Management
APPOINTMENT OF MR. H.P.J. VAN DEN
BROEK AS MEMBER OF THE EXECUTIVE BOARD
4. COMPOSITION SUPERVISORY BOARD None Did not vote Management
4a. RE-APPOINTMENT OF MR. M. DAS AS MEMBER For For Management
(AND DELEGATED MEMBER) OF THE
SUPERVISORY BOARD
4b. APPOINTMENT OF MR. N. PARANJPE AS For For Management
MEMBER OF THE SUPERVISORY BOARD
5. RE-APPOINTMENT OF THE EXTERNAL AUDITOR For For Management
FOR A PERIOD OF ONE YEAR: DELOITTE
ACCOUNTANTS B.V
6. CLOSING None Did not vote Management
CMMT 22 Mar 2021: PLEASE NOTE THAT THIS IS None Did not vote Management
A REVISION DUE TO MODIFICATION OF
TEXT-OF RESOLUTIONS 6 AND 1e. IF YOU
HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO-NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK-YOU.
--------------------------------------------------------------------------------
IHS MARKIT LTD
Ticker: INFO Security ID: G47567105
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1. Approval and Adoption of the Merger For For Management
Agreement, the Statutory Merger
Agreement and the Transactions
Contemplated Thereby. To vote on a
proposal to approve and adopt the
Agreement and Plan of Merger, dated as
of November 29, 2020, as amended by
Amendment No
2. IHS Markit Ltd. Merger-Related For Against Management
Compensation. To vote on a proposal to
approve, by advisory (non-binding)
vote, certain compensation
arrangements that may be paid or
become payable to IHS Markit Ltd.'s
named executive officers in connection
with the merger
--------------------------------------------------------------------------------
IHS MARKIT LTD
Ticker: INFO Security ID: G47567105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Lance Uggla For For Management
1B. Election of Director: John Browne (The For For Management
Lord Browne of Madingley)
1C. Election of Director: Dinyar S. Devitre For For Management
1D. Election of Director: Ruann F. Ernst For For Management
1E. Election of Director: Jacques Esculier For For Management
1F. Election of Director: Gay Huey Evans For For Management
1G. Election of Director: William E. Ford For For Management
1H. Election of Director: Nicoletta For For Management
Giadrossi
1I. Election of Director: Robert P. Kelly For For Management
1J. Election of Director: Deborah Doyle For For Management
McWhinney
1K. Election of Director: Jean-Paul L. For For Management
Montupet
1L. Election of Director: Deborah K. Orida For For Management
1M. Election of Director: James A. For For Management
Rosenthal
2. To approve, on an advisory, For For Management
non-binding basis, the compensation of
the Company's named executive officers.
3. To approve the appointment of Ernst & For For Management
Young LLP as the Company's independent
registered public accountants until
the close of the next Annual General
Meeting of Shareholders and to
authorize the Company's Board of
Directors, acting by the Audit
Committee,
--------------------------------------------------------------------------------
INFOSYS LIMITED
Ticker: INFY Security ID: 456788108
Meeting Date: JUN 19, 2021 Meeting Type: Annual
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
O1 Adoption of financial statements None For Management
O2 Declaration of dividend None For Management
O3 Appointment of U.B. Pravin Rao as a None For Management
director liable to retire by rotation
S4 Approval for the buyback of equity None For Management
shares of the Company
S5 Reappointment of Michael Gibbs as an None For Management
independent director
S6 Appointment of Bobby Parikh as an None For Management
independent director
S7 Appointment of Chitra Nayak as an None For Management
independent director
S8 Approval for changing the terms of None For Management
remuneration of U.B. Pravin Rao, Chief
Operating Officer and Whole-time
Director
--------------------------------------------------------------------------------
L'OREAL S.A.
Ticker: Security ID: F58149133
Meeting Date: APR 20, 2021 Meeting Type: MIX
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS None Did not vote Management
THAT DO NOT HOLD SHARES DIRECTLY WITH
A-FRENCH CUSTODIAN: PROXY CARDS:
VOTING INSTRUCTIONS WILL BE FORWARDED
TO THE-GLOBAL CUSTODIANS ON THE VOTE
DEADLINE DATE. IN CAPACITY AS
REGISTERED-INTERMEDIARY, THE GLOBAL
CUSTO
CMMT FOLLOWING CHANGES IN THE FORMAT OF None Did not vote Management
PROXY CARDS FOR FRENCH MEETINGS,
ABSTAIN-IS NOW A VALID VOTING OPTION.
FOR ANY ADDITIONAL ITEMS RAISED AT THE
MEETING-THE VOTING OPTION WILL DEFAULT
TO 'AGAINST', OR FOR POSITIONS WHERE
THE PROXY-CARD IS NOT COMPLETED BY
CMMT 16 MAR 2021: PLEASE NOTE THAT None Did not vote Management
SHAREHOLDER DETAILS ARE REQUIRED TO
VOTE AT-THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY- CARRY A HEIGHTENED
RISK OF BEING REJECTED. THANK YOU AND
INTERMEDIARY CLIENTS-ONLY - PLEASE
NOTE THAT IF
CMMT PLEASE NOTE THAT DUE TO THE CURRENT None Did not vote Management
COVID19 CRISIS AND IN ACCORDANCE WITH
THE-PROVISIONS ADOPTED BY THE FRENCH
GOVERNMENT UNDER LAW NO. 2020- 1379
OF-NOVEMBER 14, 2020, EXTENDED AND
MODIFIED BY LAW NO 2020-1614 OF
DECEMBER 18,-2020 THE GENERAL MEETING
WIL
CMMT 08 APR 2021: PLEASE NOTE THAT None Did not vote Management
IMPORTANT ADDITIONAL MEETING
INFORMATION IS-AVAILABLE BY CLICKING
ON THE MATERIAL URL LINK:- https://www.
journal- officiel.gouv.
fr/balo/document/20210331210 0646-39
AND-PLEASE NOTE THAT THIS IS A
REVISION DUE TO RECEIPT OF UP
1 APPROVE FINANCIAL STATEMENTS AND For For Management
STATUTORY REPORTS
2 APPROVE CONSOLIDATED FINANCIAL For For Management
STATEMENTS AND STATUTORY REPORTS
3 APPROVE ALLOCATION OF INCOME AND For For Management
DIVIDENDS OF EUR 4 PER SHARE AND AN
EXTRA OF EUR 0.40 PER SHARE TO LONG
TERM REGISTERED SHARES
4 ELECT NICOLAS HIERONIMUS AS DIRECTOR For For Management
5 ELECT ALEXANDRE RICARD AS DIRECTOR For For Management
6 RE-ELECT FRANCOISE BETTENCOURT MEYERS For For Management
AS DIRECTOR
7 RE-ELECT PAUL BULCKE AS DIRECTOR For For Management
8 RE-ELECT VIRGINIE MORGON AS DIRECTOR For For Management
9 APPROVE COMPENSATION REPORT OF For For Management
CORPORATE OFFICERS
10 APPROVE COMPENSATION OF JEAN- PAUL For For Management
AGON, CHAIRMAN AND CEO
11 APPROVE REMUNERATION POLICY OF For For Management
DIRECTORS
12 APPROVE REMUNERATION POLICY OF For For Management
JEAN-PAUL AGON, CHAIRMAN AND CEO UNTIL
APRIL 30, 2021
13 APPROVE REMUNERATION POLICY OF NICOLAS For For Management
HIERONIMUS, CEO SINCE MAY 1, 2021
14 APPROVE REMUNERATION POLICY OF For For Management
JEAN-PAUL AGON, CHAIRMAN OF THE BOARD
SINCE MAY 1, 2021
15 APPROVE AMENDMENT OF EMPLOYMENT For For Management
CONTRACT OF NICOLAS HIERONIMUS, CEO
SINCE MAY 1, 2021
16 AUTHORIZE REPURCHASE OF UP TO 10 For For Management
PERCENT OF ISSUED SHARE CAPITAL
17 AUTHORIZE ISSUANCE OF EQUITY OR For For Management
EQUITY-LINKED SECURITIES WITH
PREEMPTIVE RIGHTS UP A MAXIMUM NOMINAL
SHARE CAPITAL VALUE OF EUR 156,764,042.
40
18 AUTHORIZE CAPITALIZATION OF RESERVES For For Management
FOR BONUS ISSUE OR INCREASE IN PAR
VALUE
19 AUTHORIZE CAPITAL INCREASE OF UP TO 2 For For Management
PERCENT OF ISSUED CAPITAL FOR
CONTRIBUTIONS IN KIND
20 AUTHORIZE CAPITAL ISSUANCES FOR USE IN For For Management
EMPLOYEE STOCK PURCHASE PLANS
21 AUTHORIZE CAPITAL ISSUANCES FOR USE IN For For Management
EMPLOYEE STOCK PURCHASE PLANS RESERVED
FOR EMPLOYEES OF INTERNATIONAL
SUBSIDIARIES
22 AMEND ARTICLE 7 OF BYLAWS RE: WRITTEN For For Management
CONSULTATION
23 AUTHORIZE FILING OF REQUIRED For For Management
DOCUMENTS/OTHER FORMALITIES
--------------------------------------------------------------------------------
LINDE PLC
Ticker: LIN Security ID: G5494J103
Meeting Date: JUL 27, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Prof. Dr. For For Management
Wolfgang Reitzle
1B. Election of Director: Stephen F. Angel For For Management
1C. Election of Director: Prof. DDr. For For Management
Ann-Kristin Achleitner
1D. Election of Director: Prof. Dr. For For Management
Clemens Borsig
1E. Election of Director: Dr. Nance K. For For Management
Dicciani
1F. Election of Director: Dr. Thomas Enders For For Management
1G. Election of Director: Franz Fehrenbach For For Management
1H. Election of Director: Edward G. Galante For For Management
1I. Election of Director: Larry D. McVay For For Management
1J. Election of Director: Dr. Victoria For For Management
Ossadnik
1K. Election of Director: Prof. Dr. Martin For For Management
H. Richenhagen
1L. Election of Director: Robert L. Wood For For Management
2A. To ratify, on an advisory and For For Management
non-binding basis, the appointment of
PricewaterhouseCoopers ("PWC") as the
independent auditor.
2B. To authorize the Board, acting through For For Management
the Audit Committee, to determine
PWC's remuneration.
3. To determine the price range at which For For Management
Linde plc can re-allot shares that it
acquires as treasury shares under
Irish law.
4. To approve, on an advisory and non- For For Management
binding basis, the compensation of
Linde plc's Named Executive Officers,
as disclosed in the 2020 Proxy
Statement.
--------------------------------------------------------------------------------
NESTLE S.A.
Ticker: Security ID: H57312649
Meeting Date: APR 15, 2021 Meeting Type: Annual General Meeting
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management
TO MEETING ID 508495 DUE TO RECEIPT
OF-CHANGE IN VOTING STAUS FOR
RESOLUTON 8. ALL VOTES RECEIVED ON THE
PREVIOUS- MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE
GRANTED.-THEREFORE PLEASE REINSTRUCT
ON TH
CMMT PLEASE NOTE THAT BENEFICIAL OWNER None Did not vote Management
DETAILS ARE REQUIRED FOR THIS MEETING.
IF-NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE
REJECTED.-THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING None Did not vote Management
ON AGENDA AND MEETING
ATTENDANCE-REQUESTS ONLY. PLEASE
ENSURE THAT YOU HAVE FIRST VOTED IN
FAVOUR OF THE- REGISTRATION OF SHARES
IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF
THIS TYPE THAT THE S
1.1 APPROVAL OF THE ANNUAL REVIEW, THE For For Management
FINANCIAL STATEMENTS OF NESTLE S.A.
AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE NESTLE GROUP FOR 2020
1.2 ACCEPTANCE OF THE COMPENSATION REPORT For For Management
2020 (ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD For For Management
OF DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM For For Management
THE BALANCE SHEET OF NESTLE S.A.
(PROPOSED DIVIDEND) FOR THE FINANCIAL
YEAR 2020
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF For For Management
THE BOARD OF DIRECTORS: PAUL BULCKE
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF For For Management
DIRECTORS: ULF MARK SCHNEIDER
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF For For Management
DIRECTORS: HENRI DE CASTRIES
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF For For Management
DIRECTORS: RENATO FASSBIND
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF For For Management
DIRECTORS: PABLO ISLA
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF For For Management
DIRECTORS: ANN M. VENEMAN
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF For For Management
DIRECTORS: EVA CHENG
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF For For Management
DIRECTORS: PATRICK AEBISCHER
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF For For Management
DIRECTORS: KASPER RORSTED
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF For For Management
DIRECTORS: KIMBERLY A. ROSS
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF For For Management
DIRECTORS: DICK BOER
4.112 RE-ELECTION AS MEMBER OF THE BOARD OF For For Management
DIRECTORS: DINESH PALIWAL
4.113 RE-ELECTION AS MEMBER OF THE BOARD OF For For Management
DIRECTORS: HANNE JIMENEZ DE MORA
4.2 ELECTION TO THE BOARD OF DIRECTORS: For For Management
LINDIWE MAJELE SIBANDA
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION For For Management
COMMITTEE: PABLO ISLA
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION For For Management
COMMITTEE: PATRICK AEBISCHER
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION For For Management
COMMITTEE: DICK BOER
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION For For Management
COMMITTEE: KASPER RORSTED
4.4 ELECTION OF THE STATUTORY AUDITORS: For For Management
ERNST AND YOUNG LTD, LAUSANNE BRANCH
4.5 ELECTION OF THE INDEPENDENT For For Management
REPRESENTATIVE: HARTMANN DREYER,
ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE For For Management
BOARD OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF THE For For Management
EXECUTIVE BOARD
6 CAPITAL REDUCTION (BY CANCELLATION OF For For Management
SHARES)
7 SUPPORT OF NESTLE'S CLIMATE ROADMAP For For Management
(ADVISORY VOTE)
8 IN THE EVENT OF ANY YET UNKNOWN NEW OR Against Abstain Shareholder
MODIFIED PROPOSAL BY A SHAREHOLDER
DURING THE GENERAL MEETING, I INSTRUCT
THE INDEPENDENT REPRESENTATIVE TO VOTE
AS FOLLOWS: (YES = VOTE IN FAVOR OF
ANY SUCH YET UNKNOWN PROPOSAL, NO =
VOTE AGAINST ANY SUCH YET UNKNO
--------------------------------------------------------------------------------
NEW ORIENTAL EDUCATION & TECHNOLOGY
Ticker: EDU Security ID: 647581107
Meeting Date: MAR 08, 2021 Meeting Type: Special
Record Date: FEB 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
O1. As an ordinary resolution: Resolution For For Management
No. 1 set out in the Notice of the
Extraordinary General Meeting (to
approve the share subdivision).
S2. As a special resolution: Resolution No. For For Management
2 set out in the Notice of the
Extraordinary General Meeting (to
approve the adoption of the Company's
dual foreign name).
S3. As a special resolution: Resolution No. For For Management
3 set out in the Notice of the
Extraordinary General Meeting (to
approve the adoption of the Amended
M&AA).
--------------------------------------------------------------------------------
RECRUIT HOLDINGS CO.,LTD.
Ticker: Security ID: J6433A101
Meeting Date: JUN 17, 2021 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Appoint a Director Minegishi, Masumi For For Management
1.2 Appoint a Director Idekoba, Hisayuki For For Management
1.3 Appoint a Director Senaha, Ayano For For Management
1.4 Appoint a Director Rony Kahan For For Management
1.5 Appoint a Director Izumiya, Naoki For For Management
1.6 Appoint a Director Totoki, Hiroki For For Management
2 Appoint a Substitute Corporate Auditor For For Management
Tanaka, Miho
3 Approve Details of the Stock For Against Management
Compensation to be received by
Directors, etc.
4 Approve Details of Compensation as For For Management
Stock Options for Directors (Excluding
Outside Directors)
5 Amend Articles to: Establish the For Against Management
Articles Related to Shareholders
Meeting held without specifying a venue
--------------------------------------------------------------------------------
SAP SE
Ticker: SAP Security ID: 803054204
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
2. Resolution on the appropriation of the None For Management
retained earnings of fiscal year 2020.
3. Resolution on the formal approval of None For Management
the acts of the Executive Board in
fiscal year 2020.
4. Resolution on the formal approval of None For Management
the acts of the Supervisory Board in
fiscal year 2020.
5. Appointment of the auditors of the None For Management
annual financial statements and group
annual financial statements for fiscal
year 2021.
6A. By-Election of Supervisory Board None For Management
member: Dr Qi Lu
6B. By-Election of Supervisory Board None For Management
member: Dr Rouven Westphal
7. Resolution on the granting of a new None For Management
authorization of the Executive Board
to issue convertible and/or
warrant-linked bonds, profit-sharing
rights and/or income bonds (or
combinations of these instruments),
the option to exclude shareholders'
subscription r
8. Amendment of Article 2 (1) of the None For Management
Articles of Incorporation (Corporate
Purpose).
9. Amendment of Article 18 (3) of the None For Management
Articles of Incorporation (Right to
Attend the General Meeting of
Shareholders - Proof of Shareholding).
--------------------------------------------------------------------------------
SARTORIUS AG
Ticker: Security ID: D6705R119
Meeting Date: MAR 26, 2021 Meeting Type: Annual General Meeting
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT ACCORDING TO GERMAN LAW, IN CASE OF None Did not vote Management
SPECIFIC CONFLICTS OF INTEREST
IN-CONNECTION WITH SPECIFIC ITEMS OF
THE AGENDA FOR THE GENERAL MEETING YOU
ARE-NOT ENTITLED TO EXERCISE YOUR
VOTING RIGHTS. FURTHER, YOUR VOTING
RIGHT MIGHT-BE EXCLUDED WHEN YOUR
SHARE IN
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL None Did not vote Management
CODE ALL AGENDAS FOR GERMAN MEETINGS
IN-ENGLISH ONLY. IF YOU WISH TO SEE
THE AGENDA IN GERMAN, THIS WILL BE
MADE- AVAILABLE AS A LINK UNDER THE
'MATERIAL URL' DROPDOWN AT THE TOP OF
THE-BALLOT. THE GERMAN AGENDAS FOR AN
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO None Did not vote Management
VOTING RIGHTS, SHOULD YOU WISH
TO-ATTEND THE MEETING PERSONALLY, YOU
MAY APPLY FOR AN ENTRANCE CARD
CMMT INFORMATION ON COUNTER PROPOSALS CAN None Did not vote Management
BE FOUND DIRECTLY ON THE
ISSUER'S-WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE
APPLICATION). IF YOU-WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST
A MEETING ATTEND AND-VOTE YOUR SHARES
DIRECTLY AT THE
1 RECEIVE FINANCIAL STATEMENTS AND None Did not vote Management
STATUTORY REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND None Did not vote Management
DIVIDENDS OF EUR 0.70 PER ORDINARY
SHARE AND-EUR 0.71 PER PREFERRED SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD None Did not vote Management
FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD None Did not vote Management
FOR FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL None Did not vote Management
YEAR 2021
6 APPROVE REMUNERATION POLICY None Did not vote Management
7 APPROVE REMUNERATION OF SUPERVISORY None Did not vote Management
BOARD
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
Ticker: Security ID: Y76810103
Meeting Date: JUL 22, 2020 Meeting Type: Annual General Meeting
Record Date: JUN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2020/0515/2020051501258.pdf-
AND- https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2020/0515/2020051501210
CMMT PLEASE NOTE IN THE HONG KONG MARKET None Did not vote Management
THAT A VOTE OF 'ABSTAIN' WILL BE
TREATED-THE SAME AS A 'TAKE NO ACTION'
VOTE
1 TO CONSIDER AND APPROVE THE AUDITED For For Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE GROUP (INCLUDING THE COMPANY AND
ITS SUBSIDIARIES) FOR THE YEAR ENDED
31 DECEMBER 2019
2 TO CONSIDER AND APPROVE THE REPORT OF For For Management
THE BOARD OF DIRECTORS OF THE COMPANY
(THE "BOARD") FOR THE YEAR ENDED 31
DECEMBER 2019
3 TO CONSIDER AND APPROVE THE REPORT OF For For Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2019
4 TO DECLARE A FINAL DIVIDEND OF RMB0. For For Management
061 PER SHARE OF RMB0.1 EACH IN THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2019
5 TO CONSIDER AND APPROVE THE PROPOSAL For For Management
FOR THE RE-APPOINTMENT OF DELOITTE
TOUCHE TOHMATSU AS THE AUDITOR OF THE
COMPANY FOR THE YEAR ENDING 31
DECEMBER 2020, AND TO AUTHORISE THE
BOARD TO DETERMINE HIS REMUNERATION
6 TO CONSIDER AND AUTHORISE THE BOARD TO For For Management
APPROVE THE REMUNERATION OF THE
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY FOR THE YEAR
ENDING 31 DECEMBER 2020
7 TO RE-ELECT MR. ZHANG HUA WEI AS AN For For Management
EXECUTIVE DIRECTOR OF THE COMPANY
8 TO RE-ELECT MR. WANG YI AS AN For For Management
EXECUTIVE DIRECTOR OF THE COMPANY
9 TO RE-ELECT MRS. ZHOU SHU HUA AS A For For Management
NON-EXECUTIVE DIRECTOR OF THE COMPANY
10 TO APPOINT MR. HU YUN YONG AS A For For Management
SUPERVISOR OF THE COMPANY
11 TO APPOINT MS. GU MEI JUN AS A For For Management
SUPERVISOR OF THE COMPANY
12 TO CONSIDER AND APPROVE THE GENERAL For Against Management
MANDATE TO ALLOT AND ISSUE NEW H SHARES
13 TO CONSIDER AND APPROVE THE GENERAL For For Management
MANDATE TO REPURCHASE H SHARES
14 TO CONSIDER AND APPROVE THE PROPOSED For For Management
AMENDMENT TO THE ARTICLES OF
ASSOCIATION
CMMT 20 MAY 2020: PLEASE NOTE THAT THIS IS None Did not vote Management
A REVISION DUE CHANGE IN TEXT
OF-RESOLUTION 5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT
VOTE-AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
Ticker: Security ID: Y76810103
Meeting Date: OCT 14, 2020 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2020/0921/2020092100604.pdf-
AND- https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2020/0921/2020092100612
CMMT PLEASE NOTE IN THE HONG KONG MARKET None Did not vote Management
THAT A VOTE OF 'ABSTAIN' WILL BE
TREATED-THE SAME AS A 'TAKE NO ACTION'
VOTE
1 TO CONSIDER AND APPROVE THE For For Management
DISTRIBUTION OF AN INTERIM DIVIDEND OF
RMB0.062 PER SHARE (INCLUSIVE OF TAX)
FOR THE SIX MONTHS ENDED 30 JUNE 2020
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
Ticker: Security ID: Y76810103
Meeting Date: OCT 14, 2020 Meeting Type: ExtraOrdinary General Meeting
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2020/0921/2020092100584.pdf-
AND- https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2020/0921/2020092100588
CMMT PLEASE NOTE IN THE HONG KONG MARKET None Did not vote Management
THAT A VOTE OF 'ABSTAIN' WILL BE
TREATED-THE SAME AS A 'TAKE NO ACTION'
VOTE
1 ''THAT THE LOGISTIC AND DISTRIBUTION For For Management
SERVICES FRAMEWORK AGREEMENT (AS
AMENDED BY THE SUPPLEMENTAL LOGISTIC
AND DISTRIBUTION SERVICES FRAMEWORK
AGREEMENT), A COPY OF WHICH IS
PRODUCED AT THE MEETING AND MARKED
''A'' AND INITIALED BY THE CHAIRMAN OF
THE MEE
2 ''THAT THE PURCHASE FRAMEWORK For For Management
AGREEMENT (AS AMENDED BY THE
SUPPLEMENTAL PURCHASE FRAMEWORK
AGREEMENT), A COPY OF WHICH IS
PRODUCED AT THE MEETING AND MARKED
''B'' AND INITIALED BY THE CHAIRMAN OF
THE MEETING FOR THE PURPOSE OF
IDENTIFICATION, AND THE TRAN
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
Ticker: Security ID: Y76810103
Meeting Date: DEC 03, 2020 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2020/1113/2020111300838.pdf-
AND- https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2020/1113/2020111300842
CMMT PLEASE NOTE IN THE HONG KONG MARKET None Did not vote Management
THAT A VOTE OF 'ABSTAIN' WILL BE
TREATED-THE SAME AS A 'TAKE NO ACTION'
VOTE
1 TO CONSIDER AND APPROVE THE MANDATE For Against Management
FOR THE ISSUANCE OF THE DEBT
SECURITIES ON THE TERMS SET OUT IN THE
CIRCULAR OF THE COMPANY DATED 16
NOVEMBER 2020
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
Ticker: Security ID: Y76810103
Meeting Date: DEC 03, 2020 Meeting Type: ExtraOrdinary General Meeting
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2020/1113/2020111300822.pdf-
AND- https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2020/1113/2020111300826
CMMT PLEASE NOTE IN THE HONG KONG MARKET None Did not vote Management
THAT A VOTE OF 'ABSTAIN' WILL BE
TREATED-THE SAME AS A 'TAKE NO ACTION'
VOTE
1 ''THAT THE PURCHASE FRAMEWORK For For Management
AGREEMENT (AS AMENDED BY THE
SUPPLEMENTAL PURCHASE FRAMEWORK
AGREEMENT), A COPY OF WHICH IS
PRODUCED AT THE MEETING AND MARKED
''A'' AND INITIALED BY THE CHAIRMAN OF
THE MEETING FOR THE PURPOSE OF
IDENTIFICATION, AND THE TRAN
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
Ticker: Security ID: Y76810103
Meeting Date: MAR 08, 2021 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2021/0209/2021020900510.pdf-
AND- https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2021/0209/2021020900514
CMMT PLEASE NOTE IN THE HONG KONG MARKET None Did not vote Management
THAT A VOTE OF 'ABSTAIN' WILL BE
TREATED-THE SAME AS A 'TAKE NO ACTION'
VOTE
S.1 TO APPROVE THE GRANT OF THE SHARE For For Management
AWARDS
S.2 TO APPROVE THE AMENDMENT OF THE For For Management
ARTICLES
O.1 TO APPROVE THE APPOINTMENT OF MR. CHEN For For Management
LIN AS A NON-EXECUTIVE DIRECTOR OF THE
COMPANY
O.2 TO APPROVE THE APPOINTMENT OF MR. TANG For For Management
ZHENG PENG AS A NONEXECUTIVE DIRECTOR
OF THE COMPANY
--------------------------------------------------------------------------------
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO LTD
Ticker: Security ID: Y76810103
Meeting Date: MAY 24, 2021 Meeting Type: Annual General Meeting
Record Date: MAY 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2021/0426/2021042600562.pdf-
AND- https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2021/0426/2021042600578
CMMT PLEASE NOTE IN THE HONG KONG MARKET None Did not vote Management
THAT A VOTE OF 'ABSTAIN' WILL BE
TREATED-THE SAME AS A 'TAKE NO ACTION'
VOTE
1 TO CONSIDER AND APPROVE THE AUDITED For For Management
CONSOLIDATED FINANCIAL STATEMENTS OF
THE GROUP (INCLUDING THE COMPANY AND
ITS SUBSIDIARIES) FOR THE YEAR ENDED
31 DECEMBER 2020
2 TO CONSIDER AND APPROVE THE REPORT OF For For Management
THE BOARD OF DIRECTORS OF THE COMPANY
(THE "BOARD") FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO CONSIDER AND APPROVE THE REPORT OF For For Management
THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2020
4 TO DECLARE A FINAL DIVIDEND OF RMB0. For For Management
068 PER SHARE OF RMB0.1 EACH IN THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2020
5 TO CONSIDER AND APPROVE THE PROPOSAL For For Management
FOR THE RE-APPOINTMENT OF DELOITTE
TOUCHE TOHMATSU AS THE AUDITOR OF THE
COMPANY FOR THE YEAR ENDING 31
DECEMBER 2021, AND TO AUTHORISE THE
BOARD TO DETERMINE HIS REMUNERATION
6 TO CONSIDER AND AUTHORISE THE BOARD TO For For Management
APPROVE THE REMUNERATION OF THE
DIRECTORS, OF THE COMPANY FOR THE YEAR
ENDING 31 DECEMBER 2021
7 TO APPOINT MR. CONG RINAN AS AN For For Management
EXECUTIVE DIRECTOR OF THE COMPANY
8 TO APPOINT MR. LIAN XIAOMING AS A For For Management
NON-EXECUTIVE DIRECTOR OF THE COMPANY
9 TO RE-ELECT MR. LO WAI HUNG LO AS AN For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY HAVING SERVED MORE THAN 9
YEARS
10 TO RE-ELECT MRS. FU MINGZHONG AS AN For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY HAVING SERVED MORE THAN 9
YEARS
11 TO RE-ELECT MRS. WANG JINXIA AS AN For For Management
INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY HAVING SERVED MORE THAN 9
YEARS
12 TO CONSIDER AND APPROVE THE GENERAL For Against Management
MANDATE TO ALLOT AND ISSUE NEW H SHARES
13 TO CONSIDER AND APPROVE THE GENERAL For For Management
MANDATE TO REPURCHASE H SHARES
14 TO CONSIDER AND APPROVE THE PROPOSED For For Management
AMENDMENT TO THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------
STERIS PLC
Ticker: STE Security ID: G8473T100
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a. Re-election of Director: Richard C. For For Management
Breeden
1b. Re-election of Director: Cynthia L. For For Management
Feldmann
1c. Re-election of Director: Dr. For For Management
Jacqueline B. Kosecoff
1d. Re-election of Director: David B. Lewis For For Management
1e. Re-election of Director: Walter M For For Management
Rosebrough, Jr.
1f. Re-election of Director: Dr. Nirav R. For For Management
Shah
1g. Re-election of Director: Dr. Mohsen M. For For Management
Sohi
1h. Re-election of Director: Dr. Richard M. For For Management
Steeves
2. To ratify the appointment of Ernst & For For Management
Young LLP as the Company's independent
registered public accounting firm for
the year ending March 31, 2021.
3. To appoint Ernst & Young Chartered For For Management
Accountants as the Company's Irish
statutory auditor under the Act to
hold office until the conclusion of
the Company's next Annual General
Meeting.
4. To authorize the Directors of the For For Management
Company or the Audit Committee to
determine the remuneration of Ernst &
Young Chartered Accountants as the
Company's Irish statutory auditor.
5. To approve, on a non-binding advisory For For Management
basis, the compensation of the
Company's named executive officers as
disclosed pursuant to the disclosure
rules of the Securities and Exchange
Commission, including the Compensation
Discussion and Analysis and the tab
--------------------------------------------------------------------------------
SYSMEX CORPORATION
Ticker: Security ID: J7864H102
Meeting Date: JUN 25, 2021 Meeting Type: Annual General Meeting
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Appropriation of Surplus For For Management
2.1 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Ietsugu, Hisashi
2.2 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Asano, Kaoru
2.3 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Tachibana, Kenji
2.4 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Matsui, Iwane
2.5 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Kanda, Hiroshi
2.6 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Yoshida, Tomokazu
2.7 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Takahashi, Masayo
2.8 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member Ota,
Kazuo
2.9 Appoint a Director who is not Audit For For Management
and Supervisory Committee Member
Fukumoto, Hidekazu
3 Appoint a Substitute Director who is For For Management
Audit and Supervisory Committee Member
Onishi, Koichi
--------------------------------------------------------------------------------
TEMENOS AG
Ticker: Security ID: H8547Q107
Meeting Date: MAY 20, 2021 Meeting Type: Annual General Meeting
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT BENEFICIAL OWNER None Did not vote Management
DETAILS ARE REQUIRED FOR THIS MEETING.
IF-NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE
REJECTED.-THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING None Did not vote Management
ON AGENDA AND MEETING
ATTENDANCE-REQUESTS ONLY. PLEASE
ENSURE THAT YOU HAVE FIRST VOTED IN
FAVOUR OF THE- REGISTRATION OF SHARES
IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT-FOR MEETINGS OF
THIS TYPE THAT THE S
1 ACCEPT FINANCIAL STATEMENTS AND For For Management
STATUTORY REPORTS
2 APPROVE ALLOCATION OF INCOME AND For For Management
DIVIDENDS OF CHF 0.90 PER SHARE
3 APPROVE DISCHARGE OF BOARD AND SENIOR For For Management
MANAGEMENT
4 APPROVE CREATION OF CHF 35.5 MILLION For For Management
POOL OF CAPITAL WITHOUT PREEMPTIVE
RIGHTS
5.1 APPROVE REMUNERATION OF DIRECTORS IN For For Management
THE AMOUNT OF USD 8.2 MILLION
5.2 APPROVE REMUNERATION OF EXECUTIVE For For Management
COMMITTEE IN THE AMOUNT OF USD 40
MILLION
6.1 ELECT JAMES BENSON AS DIRECTOR For For Management
6.2.1 REELECT ANDREAS ANDREADES AS DIRECTOR For For Management
AND BOARD CHAIRMAN
6.2.2 REELECT THIBAULT DE TERSANT AS DIRECTOR For For Management
6.2.3 REELECT IAN COOKSON AS DIRECTOR For For Management
6.2.4 REELECT ERIK HANSEN AS DIRECTOR For For Management
6.2.5 REELECT PETER SPENSER AS DIRECTOR For For Management
6.2.6 REELECT HOMAIRA AKBARI AS DIRECTOR For For Management
6.2.7 REELECT MAURIZIO CARLI AS DIRECTOR For For Management
7.1 REAPPOINT HOMAIRA AKBARI AS MEMBER OF For For Management
THE COMPENSATION COMMITTEE
7.2 REAPPOINT PETER SPENSER AS MEMBER OF For For Management
THE COMPENSATION COMMITTEE
7.3 REAPPOINT MAURIZIO CARLI AS MEMBER OF For For Management
THE COMPENSATION COMMITTEE
7.4 APPOINT JAMES BENSON AS MEMBER OF THE For For Management
COMPENSATION COMMITTEE
8 DESIGNATE PERREARD DE BOCCARD SA AS For For Management
INDEPENDENT PROXY
9 RATIFY PRICEWATERHOUSECOOPERS SA AS For For Management
AUDITORS
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD
Ticker: Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: ExtraOrdinary General Meeting
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2021/0423/2021042302014.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE None Did not vote Management
ALLOWED TO VOTE 'IN FAVOR' OR
'AGAINST' FOR-RESOLUTION 1, ABSTAIN IS
NOT A VOTING OPTION ON THIS MEETING
1 TO ADOPT THE SHARE OPTION PLAN OF For For Management
CHINA LITERATURE LIMITED
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD
Ticker: Security ID: G87572163
Meeting Date: MAY 20, 2021 Meeting Type: Annual General Meeting
Record Date: MAY 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THE COMPANY NOTICE None Did not vote Management
AND PROXY FORM ARE AVAILABLE BY
CLICKING-ON THE URL LINKS:-
https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2021/0408/2021040802057.pdf-
AND- https://www1.hkexnews.
hk/listedco/listcone
ws/sehk/2021/0408/2021040802049
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE None Did not vote Management
ALLOWED TO VOTE 'IN FAVOR' OR
'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN
IS NOT A VOTING OPTION ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED For For Management
FINANCIAL STATEMENTS, THE DIRECTORS'
REPORT AND THE INDEPENDENT AUDITOR 'S
REPORT FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO DECLARE A FINAL DIVIDEND For For Management
3.A TO RE-ELECT MR YANG SIU SHUN AS For For Management
DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO For For Management
FIX THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE For For Management
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS
AS AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE For Against Management
DIRECTORS TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE For For Management
DIRECTORS TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE For Against Management
NEW SHARES BY ADDING THE NUMBER OF
SHARES REPURCHASED
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS None Did not vote Management
A REVISION DUE TO MODIFICATION OF
THE-TEXT OF RESOLUTION 4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT-VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV
Ticker: Security ID: P98180188
Meeting Date: MAR 23, 2021 Meeting Type: Annual General Meeting
Record Date: MAR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT None Did not vote Management
TO MEETING ID 522006 DUE TO
SPLITTING-OF RESOLUTION 6. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL
BE- DISREGARDED IF VOTE DEADLINE
EXTENSIONS ARE GRANTED. THEREFORE
PLEASE-REINSTRUCT ON THIS MEETING
NOTICE ON THE
1.A APPROVE REPORT OF AUDIT AND CORPORATE For For Management
PRACTICES COMMITTEES
1.B APPROVE CEOS REPORT AND BOARD OPINION For For Management
ON CEOS REPORT
1.C APPROVE BOARD OF DIRECTORS REPORT For For Management
2 APPROVE CONSOLIDATED FINANCIAL For For Management
STATEMENTS
3 APPROVE ALLOCATION OF INCOME AND For For Management
DIVIDENDS OF MXN 1.63 PER SHARE
4 APPROVE REPORT AND RESOLUTIONS RE For For Management
EMPLOYEE STOCK PURCHASE PLAN
5 APPROVE REPORT ON SHARE REPURCHASE For For Management
RESERVES
6.A.1 ELECT OR RATIFY ENRIQUE OSTALE AS For For Management
DIRECTOR
6.A.2 ELECT OR RATIFY RICHARD MAYFIELD AS For For Management
DIRECTOR
6.A.3 ELECT OR RATIFY AMANDA WHALEN AS For For Management
DIRECTOR
6.A.4 ELECT OR RATIFY TOM WARD AS DIRECTOR For For Management
6.A.5 ELECT OR RATIFY KIRSTEN EVANS AS For For Management
DIRECTOR
6.A.6 ELECT OR RATIFY GUILHERME LOUREIRO AS For For Management
DIRECTOR
6.A.7 ELECT OR RATIFY ADOLFO CEREZO AS For For Management
DIRECTOR
6.A.8 ELECT OR RATIFY BLANCA TREVINO AS For For Management
DIRECTOR
6.A.9 ELECT OR RATIFY ROBERTO NEWELL AS For For Management
DIRECTOR
6.A10 ELECT OR RATIFY ERNESTO CERVERA AS For For Management
DIRECTOR
6.A11 ELECT OR RATIFY ERIC PEREZ GROVAS AS For For Management
DIRECTOR
6.B.1 ELECT OR RATIFY ADOLFO CEREZO AS For For Management
CHAIRMAN OF AUDIT AND CORPORATE
PRACTICES COMMITTEES
6.B.2 APPROVE DISCHARGE OF BOARD OF For For Management
DIRECTORS AND OFFICERS
6.B.3 APPROVE DIRECTORS AND OFFICERS For For Management
LIABILITY
6.C.1 APPROVE REMUNERATION OF BOARD CHAIRMAN For For Management
6.C.2 APPROVE REMUNERATION OF DIRECTOR For For Management
6.C.3 APPROVE REMUNERATION OF CHAIRMAN OF For For Management
AUDIT AND CORPORATE PRACTICES
COMMITTEES
6.C.4 APPROVE REMUNERATION OF MEMBER OF For For Management
AUDIT AND CORPORATE PRACTICES
COMMITTEES
7 AUTHORIZE BOARD TO RATIFY AND EXECUTE For For Management
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV
Ticker: Security ID: P98180188
Meeting Date: JUN 22, 2021 Meeting Type: ExtraOrdinary General Meeting
Record Date: JUN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
I AMENDMENT OF SECTION 3 OF THE BYLAWS For For Management
OF THE COMPANY, IN REGARD TO THE
CORPORATE PURPOSE AND ACTIVITIES IN
PURSUIT OF THE MENTIONED PURPOSE THAT
THE COMPANY CAN CARRY OUT
II REPORT IN REGARD TO THE STOCK PLAN FOR For Against Management
EMPLOYEES OF THE SUBSIDIARIES OF THE
COMPANY AND RESOLUTIONS IN THIS REGARD
III DESIGNATION OF SPECIAL DELEGATES WHO For For Management
WILL CARRY OUT THE RESOLUTIONS THAT
ARE PASSED
================== Virtus Silvant Large-Cap Growth Stock Fund ==================
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 28, 2021 Meeting Type: Annual
Record Date: NOV 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan K. Carter For For Management
1b Elect Director Charles I. Cogut For For Management
1c Elect Director Lisa A. Davis For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Seifollah (Seifi) For For Management
Ghasemi
1f Elect Director David H. Y. Ho For For Management
1g Elect Director Edward L. Monser For For Management
1h Elect Director Matthew H. Paull For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry Page For For Management
1b Elect Director Sergey Brin For For Management
1c Elect Director Sundar Pichai For For Management
1d Elect Director John L. Hennessy For For Management
1e Elect Director Frances H. Arnold For For Management
1f Elect Director L. John Doerr For Against Management
1g Elect Director Roger W. Ferguson, Jr. For For Management
1h Elect Director Ann Mather For Against Management
1i Elect Director Alan R. Mulally For For Management
1j Elect Director K. Ram Shriram For Against Management
1k Elect Director Robin L. Washington For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For Against Management
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Director Nominee Against For Shareholder
with Human and/or Civil Rights
Experience
6 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
7 Report on Takedown Requests Against For Shareholder
8 Report on Whistleblower Policies and Against Against Shareholder
Practices
9 Report on Charitable Contributions Against Against Shareholder
10 Report on Risks Related to Against For Shareholder
Anticompetitive Practices
11 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Keith B. Alexander For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Customers' Use of its Against For Shareholder
Surveillance and Computer Vision
Products Capabilities or Cloud
Products Contribute to Human Rights
Violations
5 Require Independent Board Chair Against Against Shareholder
6 Report on Gender/Racial Pay Gap Against For Shareholder
7 Report on Promotion Data Against Against Shareholder
8 Report on the Impacts of Plastic Against For Shareholder
Packaging
9 Oversee and Report on a Civil Rights, Against For Shareholder
Equity, Diversity and Inclusion Audit
10 Adopt a Policy to Include Hourly Against For Shareholder
Employees as Director Candidates
11 Report on Board Oversight of Risks Against For Shareholder
Related to Anti-Competitive Practices
12 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
13 Report on Lobbying Payments and Policy Against For Shareholder
14 Report on Potential Human Rights Against For Shareholder
Impacts of Customers' Use of
Rekognition
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Baltimore For For Management
1b Elect Director Charlene Barshefsky For For Management
1c Elect Director John J. Brennan For For Management
1d Elect Director Peter Chernin For For Management
1e Elect Director Ralph de la Vega For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director Theodore J. Leonsis For For Management
1h Elect Director Karen L. Parkhill For For Management
1i Elect Director Charles E. Phillips For For Management
1j Elect Director Lynn A. Pike For For Management
1k Elect Director Stephen J. Squeri For For Management
1l Elect Director Daniel L. Vasella For For Management
1m Elect Director Lisa W. Wardell For For Management
1n Elect Director Ronald A. Williams For For Management
1o Elect Director Christopher D. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Publish Annually a Report Assessing Against For Shareholder
Diversity, Equity, and Inclusion
Efforts
--------------------------------------------------------------------------------
ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: OCT 08, 2020 Meeting Type: Special
Record Date: AUG 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 23, 2021 Meeting Type: Annual
Record Date: DEC 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For For Management
1e Elect Director Art Levinson For For Management
1f Elect Director Monica Lozano For For Management
1g Elect Director Ron Sugar For For Management
1h Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against For Shareholder
5 Improve Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 11, 2021 Meeting Type: Annual
Record Date: JAN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rani Borkar For For Management
1b Elect Director Judy Bruner For For Management
1c Elect Director Xun (Eric) Chen For For Management
1d Elect Director Aart J. de Geus For For Management
1e Elect Director Gary E. Dickerson For For Management
1f Elect Director Thomas J. Iannotti For For Management
1g Elect Director Alexander A. Karsner For For Management
1h Elect Director Adrianna C. Ma For For Management
1i Elect Director Yvonne McGill For For Management
1j Elect Director Scott A. McGregor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Require Independent Board Chairman Against Against Shareholder
7 Improve Executive Compensation Program Against Against Shareholder
and Policy
--------------------------------------------------------------------------------
AUTODESK, INC.
Ticker: ADSK Security ID: 052769106
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew Anagnost For For Management
1b Elect Director Karen Blasing For For Management
1c Elect Director Reid French For For Management
1d Elect Director Ayanna Howard For For Management
1e Elect Director Blake Irving For For Management
1f Elect Director Mary T. McDowell For For Management
1g Elect Director Stephen Milligan For For Management
1h Elect Director Lorrie M. Norrington For For Management
1i Elect Director Elizabeth (Betsy) Rafael For For Management
1j Elect Director Stacy J. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVALARA, INC.
Ticker: AVLR Security ID: 05338G106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marion Foote For Withhold Management
1.2 Elect Director Rajeev Singh For Withhold Management
1.3 Elect Director Kathleen Zwickert For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BOOKING HOLDINGS INC.
Ticker: BKNG Security ID: 09857L108
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Glenn D. Fogel For For Management
1.3 Elect Director Mirian M. Graddick-Weir For For Management
1.4 Elect Director Wei Hopeman For For Management
1.5 Elect Director Robert J. Mylod, Jr. For For Management
1.6 Elect Director Charles H. Noski For For Management
1.7 Elect Director Nicholas J. Read For For Management
1.8 Elect Director Thomas E. Rothman For For Management
1.9 Elect Director Bob van Dijk For For Management
1.10 Elect Director Lynn M. Vojvodich For For Management
1.11 Elect Director Vanessa A. Wittman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent For For Management
6 Provide Right to Act by Written Consent Against For Shareholder
7 Report on Annual Climate Transition Against For Shareholder
8 Annual Investor Advisory Vote on Against For Shareholder
Climate Plan
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Michael W. Bonney For For Management
1C Elect Director Giovanni Caforio For For Management
1D Elect Director Julia A. Haller For For Management
1E Elect Director Paula A. Price For For Management
1F Elect Director Derica W. Rice For For Management
1G Elect Director Theodore R. Samuels For For Management
1H Elect Director Gerald L. Storch For For Management
1I Elect Director Karen H. Vousden For For Management
1J Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Special For For Management
Shareholder Meetings to 15%
6 Require Independent Board Chair Against For Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
8 Reduce Ownership Threshold for Special Against For Shareholder
Shareholder Meetings to 10%
--------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC.
Ticker: CMG Security ID: 169656105
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert S. Baldocchi For For Management
1.2 Elect Director Matthew A. Carey For For Management
1.3 Elect Director Gregg L. Engles For For Management
1.4 Elect Director Patricia Fili-Krushel For For Management
1.5 Elect Director Neil W. Flanzraich For For Management
1.6 Elect Director Mauricio Gutierrez For For Management
1.7 Elect Director Robin Hickenlooper For For Management
1.8 Elect Director Scott Maw For For Management
1.9 Elect Director Ali Namvar For For Management
1.10 Elect Director Brian Niccol For For Management
1.11 Elect Director Mary Winston For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Bilbrey For For Management
1b Elect Director John T. Cahill For For Management
1c Elect Director Lisa M. Edwards For For Management
1d Elect Director C. Martin Harris For For Management
1e Elect Director Martina Hund-Mejean For For Management
1f Elect Director Kimberly A. Nelson For For Management
1g Elect Director Lorrie M. Norrington For For Management
1h Elect Director Michael B. Polk For For Management
1i Elect Director Stephen I. Sadove For For Management
1j Elect Director Noel R. Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For For Management
1.5 Elect Director Gerald L. Hassell For For Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For For Management
1.10 Elect Director Brian L. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Risks Posed by the Failing Against Against Shareholder
to Prevent Workplace Sexual Harassment
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 21, 2021 Meeting Type: Annual
Record Date: NOV 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Kenneth D. Denman For For Management
1.3 Elect Director Richard A. Galanti For For Management
1.4 Elect Director W. Craig Jelinek For For Management
1.5 Elect Director Sally Jewell For For Management
1.6 Elect Director Charles T. Munger For For Management
1.7 Elect Director Jeffrey S. Raikes For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 24, 2021 Meeting Type: Annual
Record Date: DEC 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Tamra A. Erwin For For Management
1b Elect Director Alan C. Heuberger For For Management
1c Elect Director Charles O. Holliday, Jr. For For Management
1d Elect Director Dipak C. Jain For For Management
1e Elect Director Michael O. Johanns For For Management
1f Elect Director Clayton M. Jones For For Management
1g Elect Director John C. May For For Management
1h Elect Director Gregory R. Page For For Management
1i Elect Director Sherry M. Smith For For Management
1j Elect Director Dmitri L. Stockton For For Management
1k Elect Director Sheila G. Talton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DEXCOM, INC.
Ticker: DXCM Security ID: 252131107
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin R. Sayer For For Management
1.2 Elect Director Nicholas Augustinos For For Management
1.3 Elect Director Bridgette P. Heller For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
DOCUSIGN, INC.
Ticker: DOCU Security ID: 256163106
Meeting Date: MAY 28, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Enrique Salem For Withhold Management
1.2 Elect Director Peter Solvik For Withhold Management
1.3 Elect Director Inhi Cho Suh For Withhold Management
1.4 Elect Director Mary Agnes "Maggie" For Withhold Management
Wilderotter
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DRAFTKINGS INC.
Ticker: DKNG Security ID: 26142R104
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason D. Robins For Withhold Management
1.2 Elect Director Harry Evans Sloan For Withhold Management
1.3 Elect Director Matthew Kalish For Withhold Management
1.4 Elect Director Paul Liberman For Withhold Management
1.5 Elect Director Woodrow H. Levin For Withhold Management
1.6 Elect Director Shalom Meckenzie For Withhold Management
1.7 Elect Director Jocelyn Moore For For Management
1.8 Elect Director Ryan R. Moore For Withhold Management
1.9 Elect Director Valerie Mosley For For Management
1.10 Elect Director Steven J. Murray For Withhold Management
1.11 Elect Director Hany M. Nada For Withhold Management
1.12 Elect Director John S. Salter For Withhold Management
1.13 Elect Director Marni M. Walden For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kieran T. Gallahue For For Management
1.2 Elect Director Leslie S. Heisz For For Management
1.3 Elect Director Paul A. LaViolette For For Management
1.4 Elect Director Steven R. Loranger For For Management
1.5 Elect Director Martha H. Marsh For For Management
1.6 Elect Director Michael A. Mussallem For For Management
1.7 Elect Director Ramona Sequeira For For Management
1.8 Elect Director Nicholas J. Valeriani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Nonqualified Employee Stock For For Management
Purchase Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Provide Right to Act by Written Consent Against Against Shareholder
7 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: FEB 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine Baicker For For Management
1b Elect Director J. Erik Fyrwald For For Management
1c Elect Director Jamere Jackson For For Management
1d Elect Director Gabrielle Sulzberger For For Management
1e Elect Director Jackson P. Tai For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chair Against For Shareholder
8 Adopt Policy on Bonus Banking Against For Shareholder
9 Clawback Disclosure of Recoupment Against For Shareholder
Activity from Senior Officers
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 02, 2021 Meeting Type: Annual
Record Date: NOV 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Blinn For For Management
1.2 Elect Director Arthur F. Golden For For Management
1.3 Elect Director Candace Kendle For For Management
1.4 Elect Director James S. Turley For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUINIX, INC.
Ticker: EQIX Security ID: 29444U700
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Bartlett For For Management
1.2 Elect Director Nanci Caldwell For For Management
1.3 Elect Director Adaire Fox-Martin For For Management
1.4 Elect Director Gary Hromadko For For Management
1.5 Elect Director Irving Lyons, III For For Management
1.6 Elect Director Charles Meyers For For Management
1.7 Elect Director Christopher Paisley For For Management
1.8 Elect Director Sandra Rivera For For Management
1.9 Elect Director Peter Van Camp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION
Ticker: EXAS Security ID: 30063P105
Meeting Date: JUL 23, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eli Casdin For For Management
1.2 Elect Director James E. Doyle For For Management
1.3 Elect Director Freda Lewis-Hall For For Management
1.4 Elect Director Kathleen G. Sebelius For For Management
2 Ratify PricewaterhouseCoopers, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION
Ticker: EXAS Security ID: 30063P105
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Clancy For For Management
1.2 Elect Director Pierre Jacquet For For Management
1.3 Elect Director Daniel Levangie For For Management
2 Ratify PricewaterhouseCoopers, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For Withhold Management
1.3 Elect Director Andrew W. Houston For Withhold Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For Withhold Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Non-Employee Director For Against Management
Compensation Policy
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against For Shareholder
6 Report on Online Child Sexual Against For Shareholder
Exploitation
7 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
8 Report on Platform Misuse Against For Shareholder
9 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
FAIR ISAAC CORPORATION
Ticker: FICO Security ID: 303250104
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Braden R. Kelly For For Management
1b Elect Director Fabiola R. Arredondo For For Management
1c Elect Director James D. Kirsner For For Management
1d Elect Director William J. Lansing For For Management
1e Elect Director Eva Manolis For For Management
1f Elect Director Marc F. McMorris For For Management
1g Elect Director Joanna Rees For For Management
1h Elect Director David A. Rey For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIVE9, INC.
Ticker: FIVN Security ID: 338307101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Burdiek For Withhold Management
1.2 Elect Director David DeWalt For Withhold Management
1.3 Elect Director Susan Barsamian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Deborah Flint For For Management
1G Elect Director Judd Gregg For For Management
1H Elect Director Grace D. Lieblein For For Management
1I Elect Director Raymond T. Odierno For For Management
1J Elect Director George Paz For For Management
1K Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
IHS MARKIT LTD.
Ticker: INFO Security ID: G47567105
Meeting Date: MAR 11, 2021 Meeting Type: Special
Record Date: JAN 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
IHS MARKIT LTD.
Ticker: INFO Security ID: G47567105
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lance Uggla For For Management
1b Elect Director John Browne For For Management
1c Elect Director Dinyar S. Devitre For For Management
1d Elect Director Ruann F. Ernst For For Management
1e Elect Director Jacques Esculier For For Management
1f Elect Director Gay Huey Evans For For Management
1g Elect Director William E. Ford For For Management
1h Elect Director Nicoletta Giadrossi For For Management
1i Elect Director Robert P. Kelly For For Management
1j Elect Director Deborah Doyle McWhinney For For Management
1k Elect Director Jean-Paul L. Montupet For For Management
1l Elect Director Deborah K. Orida For For Management
1m Elect Director James A. Rosenthal For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
INSULET CORPORATION
Ticker: PODD Security ID: 45784P101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne A. I. Frederick For For Management
1.2 Elect Director Shacey Petrovic For For Management
1.3 Elect Director Timothy J. Scannell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 22, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Craig H. Barratt For For Management
1b Elect Director Joseph C. Beery For For Management
1c Elect Director Gary S. Guthart For For Management
1d Elect Director Amal M. Johnson For For Management
1e Elect Director Don R. Kania For For Management
1f Elect Director Amy L. Ladd For For Management
1g Elect Director Keith R. Leonard, Jr. For For Management
1h Elect Director Alan J. Levy For For Management
1i Elect Director Jami Dover Nachtsheim For For Management
1j Elect Director Monica P. Reed For For Management
1k Elect Director Mark J. Rubash For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Irwin Chafetz For For Management
1.2 Elect Director Micheline Chau For Withhold Management
1.3 Elect Director Patrick Dumont For For Management
1.4 Elect Director Charles D. Forman For For Management
1.5 Elect Director Robert G. Goldstein For For Management
1.6 Elect Director George Jamieson For For Management
1.7 Elect Director Nora M. Jordan For For Management
1.8 Elect Director Charles A. Koppelman For Withhold Management
1.9 Elect Director Lewis Kramer For For Management
1.10 Elect Director David F. Levi For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ajay Banga For For Management
1b Elect Director Merit E. Janow For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Steven J. Freiberg For For Management
1e Elect Director Julius Genachowski For For Management
1f Elect Director Choon Phong Goh For For Management
1g Elect Director Oki Matsumoto For For Management
1h Elect Director Michael Miebach For For Management
1i Elect Director Youngme Moon For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Gabrielle Sulzberger For For Management
1m Elect Director Jackson Tai For For Management
1n Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For For Management
Stock Plan
6 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC.
Ticker: MTD Security ID: 592688105
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Spoerry For For Management
1.2 Elect Director Wah-Hui Chu For For Management
1.3 Elect Director Domitille Doat-Le Bigot For For Management
1.4 Elect Director Olivier A. Filliol For For Management
1.5 Elect Director Elisha W. Finney For For Management
1.6 Elect Director Richard Francis For For Management
1.7 Elect Director Michael A. Kelly For For Management
1.8 Elect Director Thomas P. Salice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 02, 2020 Meeting Type: Annual
Record Date: OCT 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Reid G. Hoffman For For Management
1.2 Elect Director Hugh F. Johnston For For Management
1.3 Elect Director Teri L. List-Stoll For For Management
1.4 Elect Director Satya Nadella For For Management
1.5 Elect Director Sandra E. Peterson For For Management
1.6 Elect Director Penny S. Pritzker For For Management
1.7 Elect Director Charles W. Scharf For For Management
1.8 Elect Director Arne M. Sorenson For For Management
1.9 Elect Director John W. Stanton For For Management
1.10 Elect Director John W. Thompson For For Management
1.11 Elect Director Emma N. Walmsley For For Management
1.12 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Burgess For For Management
1b Elect Director Tench Coxe For For Management
1c Elect Director John O. Dabiri For For Management
1d Elect Director Persis S. Drell For For Management
1e Elect Director Jen-Hsun Huang For For Management
1f Elect Director Dawn Hudson For For Management
1g Elect Director Harvey C. Jones For For Management
1h Elect Director Michael G. McCaffery For For Management
1i Elect Director Stephen C. Neal For For Management
1j Elect Director Mark L. Perry For For Management
1k Elect Director A. Brooke Seawell For For Management
1l Elect Director Aarti Shah For For Management
1m Elect Director Mark A. Stevens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC.
Ticker: ORLY Security ID: 67103H107
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David O'Reilly For For Management
1b Elect Director Larry O'Reilly For For Management
1c Elect Director Greg Henslee For For Management
1d Elect Director Jay D. Burchfield For For Management
1e Elect Director Thomas T. Hendrickson For For Management
1f Elect Director John R. Murphy For For Management
1g Elect Director Dana M. Perlman For For Management
1h Elect Director Maria A. Sastre For For Management
1i Elect Director Andrea M. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
PAYCOM SOFTWARE, INC.
Ticker: PAYC Security ID: 70432V102
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Levenson For Withhold Management
1.2 Elect Director Frederick C. Peters, II For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Plans to Improve Diversity None For Shareholder
of Executive Leadership
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Jonathan Christodoro For For Management
1c Elect Director John J. Donahoe For For Management
1d Elect Director David W. Dorman For For Management
1e Elect Director Belinda J. Johnson For For Management
1f Elect Director Gail J. McGovern For For Management
1g Elect Director Deborah M. Messemer For For Management
1h Elect Director David M. Moffett For For Management
1i Elect Director Ann M. Sarnoff For For Management
1j Elect Director Daniel H. Schulman For For Management
1k Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Whether Written Policies or Against Against Shareholder
Unwritten Norms Reinforce Racism in
Company Culture
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sylvia Acevedo For For Management
1b Elect Director Mark Fields For For Management
1c Elect Director Jeffrey W. Henderson For For Management
1d Elect Director Gregory N. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Harish Manwani For For Management
1g Elect Director Mark D. McLaughlin For For Management
1h Elect Director Jamie S. Miller For For Management
1i Elect Director Steve Mollenkopf For For Management
1j Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1k Elect Director Irene B. Rosenfeld For For Management
1l Elect Director Kornelis "Neil" Smit For For Management
1m Elect Director Jean-Pascal Tricoire For For Management
1n Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: JUN 14, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Amy Woods Brinkley For For Management
1.3 Elect Director John F. Fort, III For For Management
1.4 Elect Director L. Neil Hunn For For Management
1.5 Elect Director Robert D. Johnson For For Management
1.6 Elect Director Laura G. Thatcher For For Management
1.7 Elect Director Richard F. Wallman For For Management
1.8 Elect Director Christopher Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Brock For For Management
1b Elect Director Richard D. Fain For For Management
1c Elect Director Stephen R. Howe, Jr. For For Management
1d Elect Director William L. Kimsey For For Management
1e Elect Director Amy McPherson For For Management
1f Elect Director Maritza G. Montiel For For Management
1g Elect Director Ann S. Moore For For Management
1h Elect Director Eyal M. Ofer For For Management
1i Elect Director William K. Reilly For For Management
1j Elect Director Vagn O. Sorensen For For Management
1k Elect Director Donald Thompson For For Management
1l Elect Director Arne Alexander For For Management
Wilhelmsen
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Report on Political Contributions Against For Shareholder
Disclosure
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Benioff For For Management
1b Elect Director Craig Conway For For Management
1c Elect Director Parker Harris For For Management
1d Elect Director Alan Hassenfeld For For Management
1e Elect Director Neelie Kroes For For Management
1f Elect Director Colin Powell For For Management
1g Elect Director Sanford Robertson For For Management
1h Elect Director John V. Roos For For Management
1i Elect Director Robin Washington For For Management
1j Elect Director Maynard Webb For For Management
1k Elect Director Susan Wojcicki For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sara Baack For For Management
1b Elect Director Sean Boyle For For Management
1c Elect Director Douglas Merritt For For Management
1d Elect Director Graham Smith For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher Bischoff For For Management
1b Elect Director Karen L. Daniel For For Management
1c Elect Director Sandra L. Fenwick For For Management
1d Elect Director William H. Frist For For Management
1e Elect Director Jason Gorevic For For Management
1f Elect Director Catherine A. Jacobson For For Management
1g Elect Director Thomas G. McKinley For For Management
1h Elect Director Kenneth H. Paulus For For Management
1i Elect Director David Shedlarz For For Management
1j Elect Director Mark Douglas Smith For For Management
1k Elect Director David B. Snow, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Bradway For For Management
1b Elect Director David L. Calhoun For For Management
1c Elect Director Lynne M. Doughtie For For Management
1d Elect Director Edmund P. Giambastiani, For For Management
Jr.
1e Elect Director Lynn J. Good For For Management
1f Elect Director Akhil Johri For For Management
1g Elect Director Lawrence W. Kellner For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director John M. Richardson For For Management
1j Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC.
Ticker: EL Security ID: 518439104
Meeting Date: NOV 10, 2020 Meeting Type: Annual
Record Date: SEP 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Wei Sun Christianson For For Management
1c Elect Director Fabrizio Freda For For Management
1d Elect Director Jane Lauder For For Management
1e Elect Director Leonard A. Lauder For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director Jessica R. Uhl For For Management
1k Elect Director David A. Viniar For For Management
1l Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on the Impacts of Using Against For Shareholder
Mandatory Arbitration
7 Amend Certificate of Incorporation to Against Against Shareholder
Become a Public Benefit Corporation
8 Report on Racial Equity Audit Against Against Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Jeffery H. Boyd For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Helena B. Foulkes For For Management
1h Elect Director Linda R. Gooden For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Manuel Kadre For For Management
1k Elect Director Stephanie C. Linnartz For For Management
1l Elect Director Craig A. Menear For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Written Consent Against For Shareholder
Provisions
5 Report on Political Contributions Against For Shareholder
Congruency Analysis
6 Report on Prison Labor in the Supply Against Against Shareholder
Chain
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Jose B. Alvarez For For Management
1c Elect Director Alan M. Bennett For For Management
1d Elect Director Rosemary T. Berkery For For Management
1e Elect Director David T. Ching For For Management
1f Elect Director C. Kim Goodwin For For Management
1g Elect Director Ernie Herrman For For Management
1h Elect Director Michael F. Hines For For Management
1i Elect Director Amy B. Lane For For Management
1j Elect Director Carol Meyrowitz For For Management
1k Elect Director Jackwyn L. Nemerov For For Management
1l Elect Director John F. O'Brien For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Animal Welfare Against Against Shareholder
5 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 09, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Safra A. Catz For For Management
1d Elect Director Robert A. Chapek For For Management
1e Elect Director Francis A. deSouza For For Management
1f Elect Director Michael B.G. Froman For For Management
1g Elect Director Robert A. Iger For For Management
1h Elect Director Maria Elena Lagomasino For For Management
1i Elect Director Mark G. Parker For For Management
1j Elect Director Derica W. Rice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director R. Alexandra Keith For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director James C. Mullen For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Debora L. Spar For For Management
1k Elect Director Scott M. Sperling For For Management
1l Elect Director Dion J. Weisler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Provide Right to Call A Special Meeting Against For Shareholder
--------------------------------------------------------------------------------
TWILIO INC.
Ticker: TWLO Security ID: 90138F102
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Lawson For Withhold Management
1.2 Elect Director Byron Deeter For Withhold Management
1.3 Elect Director Jeffrey Epstein For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Burke For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Stephen J. Hemsley For For Management
1d Elect Director Michele J. Hooper For For Management
1e Elect Director F. William McNabb, III For For Management
1f Elect Director Valerie C. Montgomery For For Management
Rice
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Gail R. Wilensky For For Management
1i Elect Director Andrew Witty For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION
Ticker: OLED Security ID: 91347P105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven V. Abramson For For Management
1b Elect Director Cynthia J. Comparin For For Management
1c Elect Director Richard C. Elias For For Management
1d Elect Director Elizabeth H. Gemmill For For Management
1e Elect Director C. Keith Hartley For For Management
1f Elect Director Celia M. Joseph For For Management
1g Elect Director Lawrence Lacerte For For Management
1h Elect Director Sidney D. Rosenblatt For For Management
1i Elect Director Sherwin I. Seligsohn For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangeeta Bhatia For For Management
1.2 Elect Director Lloyd Carney For For Management
1.3 Elect Director Alan Garber For For Management
1.4 Elect Director Terrence Kearney For For Management
1.5 Elect Director Reshma Kewalramani For For Management
1.6 Elect Director Yuchun Lee For For Management
1.7 Elect Director Jeffrey Leiden For For Management
1.8 Elect Director Margaret McGlynn For For Management
1.9 Elect Director Diana McKenzie For For Management
1.10 Elect Director Bruce Sachs For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For For Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Ramon Laguarta For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Denise M. Morrison For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director Linda J. Rendle For For Management
1k Elect Director John A. C. Swainson For For Management
1l Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Provide Holders of At Least 15% Class For For Management
A Common Stock Right to Call Special
Meeting
6 Provide Right to Act by Written Consent Against For Shareholder
7 Amend Principles of Executive Against Against Shareholder
Compensation Program
--------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY
Ticker: VMC Security ID: 929160109
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Fanning For For Management
1b Elect Director J. Thomas Hill For For Management
1c Elect Director Cynthia L. Hostetler For For Management
1d Elect Director Richard T. O'Brien For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aneel Bhusri For For Management
1.2 Elect Director Ann-Marie Campbell For For Management
1.3 Elect Director David A. Duffield For For Management
1.4 Elect Director Lee J. Styslinger, III For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
================== Virtus Silvant Small-Cap Growth Stock Fund ==================
ADDUS HOMECARE CORPORATION
Ticker: ADUS Security ID: 006739106
Meeting Date: OCT 27, 2020 Meeting Type: Annual
Record Date: SEP 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Earley For For Management
1.2 Elect Director Steven I. Geringer For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AGILYSYS, INC.
Ticker: AGYS Security ID: 00847J105
Meeting Date: NOV 19, 2020 Meeting Type: Annual
Record Date: OCT 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald A. Colvin For For Management
1.2 Elect Director Dana Jones For For Management
1.3 Elect Director Jerry Jones For For Management
1.4 Elect Director Michael A. Kaufman For For Management
1.5 Elect Director Melvin L. Keating For For Management
1.6 Elect Director John Mutch For For Management
1.7 Elect Director Ramesh Srinivasan For For Management
2 Approve Issuance of Shares for a For For Management
Private Placement
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
AKERO THERAPEUTICS, INC.
Ticker: AKRO Security ID: 00973Y108
Meeting Date: JUN 01, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seth L. Harrison For Withhold Management
1.2 Elect Director Graham Walmsley For Withhold Management
1.3 Elect Director Yuan Xu For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLAKOS INC.
Ticker: ALLK Security ID: 01671P100
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Janney For Withhold Management
1.2 Elect Director Robert E. Andreatta For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMEDISYS, INC.
Ticker: AMED Security ID: 023436108
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vickie L. Capps For For Management
1b Elect Director Molly J. Coye For For Management
1c Elect Director Julie D. Klapstein For For Management
1d Elect Director Teresa L. Kline For For Management
1e Elect Director Paul B. Kusserow For For Management
1f Elect Director Richard A. Lechleiter For For Management
1g Elect Director Bruce D. Perkins For For Management
1h Elect Director Jeffrey A. Rideout For For Management
1i Elect Director Ivanetta Davis Samuels For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMICUS THERAPEUTICS, INC.
Ticker: FOLD Security ID: 03152W109
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig A. Wheeler For For Management
1.2 Elect Director Burke W. Whitman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARES MANAGEMENT CORPORATION
Ticker: ARES Security ID: 03990B101
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J Arougheti For Against Management
1b Elect Director Antoinette Bush For Against Management
1c Elect Director Paul G. Joubert For Against Management
1d Elect Director R. Kipp deVeer For Against Management
1e Elect Director David B. Kaplan For Against Management
1f Elect Director Michael Lynton For Against Management
1g Elect Director Judy D. Olian For Against Management
1h Elect Director Antony P. Ressler For Against Management
1i Elect Director Bennett Rosenthal For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BALCHEM CORPORATION
Ticker: BCPC Security ID: 057665200
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Knutson For For Management
1.2 Elect Director Joyce Lee For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BALLY'S CORPORATION
Ticker: BALY Security ID: 05875B106
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence Downey For Against Management
1b Elect Director Jaymin B. Patel For For Management
1c Elect Director Wanda Y. Wilson For Against Management
2 Increase Authorized Common Stock For For Management
3 Authorize New Class of Preferred Stock For Against Management
4 Amend Certificate of Incorporation to For For Management
Include New Jersey Gaming Law
Requirements
5 Approve Omnibus Stock Plan For Against Management
6 Ratify Deloitte and Touche, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BALLY'S CORPORATION
Ticker: BALY Security ID: 05875B106
Meeting Date: JUN 30, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BLOOM ENERGY CORPORATION
Ticker: BE Security ID: 093712107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Boskin For Withhold Management
1.2 Elect Director John T. Chambers For Withhold Management
1.3 Elect Director L. John Doerr - None None Management
Withdrawn
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BOOT BARN HOLDINGS, INC.
Ticker: BOOT Security ID: 099406100
Meeting Date: AUG 26, 2020 Meeting Type: Annual
Record Date: JUL 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Starrett For For Management
1.2 Elect Director Greg Bettinelli For For Management
1.3 Elect Director James G. Conroy For For Management
1.4 Elect Director Lisa G. Laube For For Management
1.5 Elect Director Anne MacDonald For For Management
1.6 Elect Director Brenda I. Morris For For Management
1.7 Elect Director Brad Weston For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BRIDGEBIO PHARMA, INC.
Ticker: BBIO Security ID: 10806X102
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Aguiar For Withhold Management
1.2 Elect Director Ali Satvat For Withhold Management
1.3 Elect Director Jennifer E. Cook For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BROOKS AUTOMATION, INC.
Ticker: BRKS Security ID: 114340102
Meeting Date: JAN 26, 2021 Meeting Type: Annual
Record Date: DEC 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robyn C. Davis For For Management
1.2 Elect Director Joseph R. Martin For For Management
1.3 Elect Director Erica J. McLaughlin For For Management
1.4 Elect Director Krishna G. Palepu For For Management
1.5 Elect Director Michael Rosenblatt For For Management
1.6 Elect Director Stephen S. Schwartz For For Management
1.7 Elect Director Alfred Woollacott, III For For Management
1.8 Elect Director Mark S. Wrighton For For Management
1.9 Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CABLE ONE, INC.
Ticker: CABO Security ID: 12685J105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas S. Gayner For Against Management
1b Elect Director Deborah J. Kissire For For Management
1c Elect Director Thomas O. Might For For Management
1d Elect Director Kristine E. Miller For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARA THERAPEUTICS, INC.
Ticker: CARA Security ID: 140755109
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harrison M. Bains, Jr. For For Management
1.2 Elect Director Susan Shiff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CARDLYTICS, INC.
Ticker: CDLX Security ID: 14161W105
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John V. Balen For Withhold Management
1.2 Elect Director Aimee Lapic For Withhold Management
1.3 Elect Director Jessica Jensen For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CARPARTS.COM, INC.
Ticker: PRTS Security ID: 14427M107
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lev Peker For For Management
1.2 Elect Director Warren B. Phelps, III For For Management
1.3 Elect Director Lisa Costa For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CASELLA WASTE SYSTEMS, INC.
Ticker: CWST Security ID: 147448104
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Casella For For Management
1.2 Elect Director William P. Hulligan For For Management
1.3 Elect Director Rose Stuckey Kirk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAVCO INDUSTRIES, INC.
Ticker: CVCO Security ID: 149568107
Meeting Date: JUL 28, 2020 Meeting Type: Annual
Record Date: JUN 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Blount For For Management
1.2 Elect Director William C. Boor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHART INDUSTRIES, INC.
Ticker: GTLS Security ID: 16115Q308
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carey Chen For For Management
1.2 Elect Director Jillian C. Evanko For For Management
1.3 Elect Director Steven W. Krablin For For Management
1.4 Elect Director Singleton B. McAllister For For Management
1.5 Elect Director Michael L. Molinini For For Management
1.6 Elect Director David M. Sagehorn For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHEMED CORPORATION
Ticker: CHE Security ID: 16359R103
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. McNamara For For Management
1.2 Elect Director Ron DeLyons For For Management
1.3 Elect Director Joel F. Gemunder For For Management
1.4 Elect Director Patrick P. Grace For For Management
1.5 Elect Director Christopher J. Heaney For For Management
1.6 Elect Director Thomas C. Hutton For For Management
1.7 Elect Director Andrea R. Lindell For For Management
1.8 Elect Director Thomas P. Rice For For Management
1.9 Elect Director Donald E. Saunders For For Management
1.10 Elect Director George J. Walsh, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
CHEMOCENTRYX, INC.
Ticker: CCXI Security ID: 16383L106
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas J. Schall For For Management
1b Elect Director Joseph M. Feczko For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHURCHILL DOWNS INCORPORATED
Ticker: CHDN Security ID: 171484108
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William C. Carstanjen For For Management
1.2 Elect Director Karole F. Lloyd For For Management
1.3 Elect Director Paul C. Varga For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CMC MATERIALS, INC.
Ticker: CCMP Security ID: 12571T100
Meeting Date: MAR 03, 2021 Meeting Type: Annual
Record Date: JAN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara A. Klein For For Management
1.2 Elect Director David H. Li For For Management
1.3 Elect Director William P. Noglows For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COUPA SOFTWARE INCORPORATED
Ticker: COUP Security ID: 22266L106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger Siboni For Withhold Management
1.2 Elect Director Tayloe Stansbury For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DINE BRANDS GLOBAL, INC.
Ticker: DIN Security ID: 254423106
Meeting Date: MAY 11, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard M. Berk For For Management
1.2 Elect Director Daniel J. Brestle For For Management
1.3 Elect Director Susan M. Collyns For For Management
1.4 Elect Director Richard J. Dahl For For Management
1.5 Elect Director Michael C. Hyter For For Management
1.6 Elect Director Larry A. Kay For For Management
1.7 Elect Director Caroline W. Nahas For For Management
1.8 Elect Director Douglas M. Pasquale For For Management
1.9 Elect Director John W. Peyton For For Management
1.10 Elect Director Lilian C. Tomovich For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EDITAS MEDICINE, INC.
Ticker: EDIT Security ID: 28106W103
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meeta Chatterjee For For Management
1.2 Elect Director Andrew Hirsch For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION
Ticker: EHC Security ID: 29261A100
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg D. Carmichael For For Management
1b Elect Director John W. Chidsey For For Management
1c Elect Director Donald L. Correll For For Management
1d Elect Director Yvonne M. Curl For For Management
1e Elect Director Charles M. Elson For For Management
1f Elect Director Joan E. Herman For For Management
1g Elect Director Leo I. Higdon, Jr. For For Management
1h Elect Director Leslye G. Katz For For Management
1i Elect Director Patricia A. Maryland For For Management
1j Elect Director John E. Maupin, Jr. For For Management
1k Elect Director Nancy M. Schlichting For For Management
1l Elect Director L. Edward Shaw, Jr. For For Management
1m Elect Director Mark J. Tarr For For Management
1n Elect Director Terrance Williams For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESCO TECHNOLOGIES INC.
Ticker: ESE Security ID: 296315104
Meeting Date: FEB 05, 2021 Meeting Type: Annual
Record Date: DEC 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor L. Richey For For Management
1.2 Elect Director James M. Stolze For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESSENT GROUP LTD.
Ticker: ESNT Security ID: G3198U102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane P. Chwick For For Management
1.2 Elect Director Aditya Dutt For For Management
1.3 Elect Director Roy J. Kasmar For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESSENTIAL PROPERTIES REALTY TRUST, INC.
Ticker: EPRT Security ID: 29670E107
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Bossidy For For Management
1.2 Elect Director Joyce DeLucca For For Management
1.3 Elect Director Scott A. Estes For For Management
1.4 Elect Director Peter M. Mavoides For For Management
1.5 Elect Director Lawrence J. Minich For For Management
1.6 Elect Director Heather L. Neary For For Management
1.7 Elect Director Stephen D. Sautel For For Management
1.8 Elect Director Janaki Sivanesan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
EVERBRIDGE, INC.
Ticker: EVBG Security ID: 29978A104
Meeting Date: MAY 20, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alison Dean For For Management
1.2 Elect Director Kent Mathy For For Management
1.3 Elect Director Simon Paris For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement to Amend Certificate of
Incorporation and Bylaws
--------------------------------------------------------------------------------
FATE THERAPEUTICS, INC.
Ticker: FATE Security ID: 31189P102
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Hershberg For For Management
1.2 Elect Director Michael Lee For For Management
1.3 Elect Director William H. Rastetter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
FIRST FINANCIAL BANKSHARES, INC.
Ticker: FFIN Security ID: 32020R109
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director April K. Anthony For For Management
1.2 Elect Director Vianei Lopez Braun For For Management
1.3 Elect Director Tucker S. Bridwell For For Management
1.4 Elect Director David L. Copeland For For Management
1.5 Elect Director Mike B. Denny For For Management
1.6 Elect Director F. Scott Dueser For For Management
1.7 Elect Director Murray H. Edwards For For Management
1.8 Elect Director I. Tim Lancaster For For Management
1.9 Elect Director Kade L. Matthews For For Management
1.10 Elect Director Robert C. Nickles, Jr. For For Management
1.11 Elect Director Johnny E. Trotter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FIVE BELOW, INC.
Ticker: FIVE Security ID: 33829M101
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dinesh S. Lathi For For Management
1b Elect Director Richard L. Markee For For Management
1c Elect Director Thomas G. Vellios For For Management
1d Elect Director Zuhairah S. Washington For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIVE9, INC.
Ticker: FIVN Security ID: 338307101
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Burdiek For Withhold Management
1.2 Elect Director David DeWalt For Withhold Management
1.3 Elect Director Susan Barsamian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
FORMFACTOR, INC.
Ticker: FORM Security ID: 346375108
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rebeca Obregon-Jimenez For For Management
1b Elect Director Kelley Steven-Waiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GOOSEHEAD INSURANCE, INC.
Ticker: GSHD Security ID: 38267D109
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Jones For Withhold Management
1.2 Elect Director Robyn Jones For Withhold Management
1.3 Elect Director Peter Lane For For Management
1.4 Elect Director Mark Miller For For Management
1.5 Elect Director James Reid For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HERC HOLDINGS INC.
Ticker: HRI Security ID: 42704L104
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick D. Campbell For For Management
1b Elect Director Lawrence H. Silber For For Management
1c Elect Director James H. Browning For For Management
1d Elect Director Shari L. Burgess For For Management
1e Elect Director Jonathan Frates For For Management
1f Elect Director Jean K. Holley For For Management
1g Elect Director Jacob M. Katz For For Management
1h Elect Director Michael A. Kelly For For Management
1i Elect Director Andrew N. Langham For For Management
1j Elect Director Mary Pat Salomone For For Management
1k Elect Director Andrew J. Teno For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IAA, INC.
Ticker: IAA Security ID: 449253103
Meeting Date: JUN 16, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William (Bill) Breslin For For Management
1b Elect Director Brian Bales For For Management
1c Elect Director Olaf Kastner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INSMED INCORPORATED
Ticker: INSM Security ID: 457669307
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Brennan For For Management
1.2 Elect Director Leo Lee For For Management
1.3 Elect Director Carol A. Schafer For For Management
1.4 Elect Director Melvin Sharoky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INSPIRE MEDICAL SYSTEMS, INC.
Ticker: INSP Security ID: 457730109
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marilyn Carlson Nelson For Withhold Management
1.2 Elect Director Jerry C. Griffin For Withhold Management
1.3 Elect Director Casey M. Tansey For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INSULET CORPORATION
Ticker: PODD Security ID: 45784P101
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne A. I. Frederick For For Management
1.2 Elect Director Shacey Petrovic For For Management
1.3 Elect Director Timothy J. Scannell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
KARYOPHARM THERAPEUTICS INC.
Ticker: KPTI Security ID: 48576U106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deepika R. Pakianathan For For Management
1.2 Elect Director Richard Paulson For For Management
1.3 Elect Director Chen Schor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LHC GROUP, INC.
Ticker: LHCG Security ID: 50187A107
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith G. Myers For For Management
1.2 Elect Director Ronald T. Nixon For For Management
1.3 Elect Director W. Earl Reed, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LITHIA MOTORS, INC.
Ticker: LAD Security ID: 536797103
Meeting Date: APR 29, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sidney B. DeBoer For For Management
1b Elect Director Susan O. Cain For For Management
1c Elect Director Bryan B. DeBoer For For Management
1d Elect Director Shauna F. McIntyre For For Management
1e Elect Director Louis P. Miramontes For For Management
1f Elect Director Kenneth E. Roberts For For Management
1g Elect Director David J. Robino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Eliminate Class B Common Stock, Class For For Management
A Common Stock and Series M Preferred
Stock, and to Reclassify Class A
Common Stock as Common Stock
--------------------------------------------------------------------------------
MADRIGAL PHARMACEUTICALS, INC.
Ticker: MDGL Security ID: 558868105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca Taub For For Management
1.2 Elect Director Fred B. Craves For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
MAGNITE, INC.
Ticker: MGNI Security ID: 55955D100
Meeting Date: JUN 28, 2021 Meeting Type: Annual
Record Date: MAY 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Frankenberg For For Management
1.2 Elect Director Sarah P. Harden For For Management
1.3 Elect Director James Rossman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCURY SYSTEMS, INC.
Ticker: MRCY Security ID: 589378108
Meeting Date: OCT 28, 2020 Meeting Type: Annual
Record Date: AUG 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Aslett For For Management
1.2 Elect Director Mary Louise Krakauer For For Management
1.3 Elect Director William K. O'Brien For For Management
1.4 Elect Director Orlando P. Carvalho For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MIMECAST LIMITED
Ticker: MIME Security ID: G14838109
Meeting Date: OCT 08, 2020 Meeting Type: Annual
Record Date: OCT 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Christopher FitzGerald For For Management
2 Elect Director Neil Murray For For Management
3 Elect Director Robert P. Schechter For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Accept Financial Statements and For For Management
Statutory Reports
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Approve Share Repurchase Program For For Management
--------------------------------------------------------------------------------
MONARCH CASINO & RESORT, INC.
Ticker: MCRI Security ID: 609027107
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bob Farahi For Against Management
1b Elect Director Yvette E. Landau For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MSA SAFETY INCORPORATED
Ticker: MSA Security ID: 553498106
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra Phillips Rogers For For Management
1.2 Elect Director John T. Ryan, III For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MURPHY USA INC.
Ticker: MUSA Security ID: 626755102
Meeting Date: MAY 05, 2021 Meeting Type: Annual
Record Date: MAR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred L. Holliger For For Management
1.2 Elect Director James W. Keyes For For Management
1.3 Elect Director Diane N. Landen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
NATERA, INC.
Ticker: NTRA Security ID: 632307104
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For Withhold Management
1.2 Elect Director Steven L. Chapman For Withhold Management
1.3 Elect Director Todd Cozzens For Withhold Management
1.4 Elect Director Matthew Rabinowitz For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NKARTA, INC.
Ticker: NKTX Security ID: 65487U108
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tiba Aynechi For Withhold Management
1.2 Elect Director Fouad Azzam For Withhold Management
1.3 Elect Director Paul Hastings For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NMI HOLDINGS, INC.
Ticker: NMIH Security ID: 629209305
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley M. Shuster For For Management
1.2 Elect Director Claudia J. Merkle For For Management
1.3 Elect Director Michael Embler For For Management
1.4 Elect Director Priya Huskins For For Management
1.5 Elect Director James G. Jones For For Management
1.6 Elect Director Lynn S. McCreary For For Management
1.7 Elect Director Michael Montgomery For For Management
1.8 Elect Director Regina Muehlhauser For For Management
1.9 Elect Director Steven L. Scheid For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NOVOCURE LIMITED
Ticker: NVCR Security ID: G6674U108
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Asaf Danziger For For Management
1b Elect Director William Doyle For For Management
1c Elect Director Jeryl Hilleman For For Management
1d Elect Director David Hung For For Management
1e Elect Director Kinyip Gabriel Leung For For Management
1f Elect Director Martin Madden For For Management
1g Elect Director Sherilyn McCoy For For Management
1h Elect Director Timothy Scannell For For Management
1i Elect Director William Vernon For For Management
2 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OLLIE'S BARGAIN OUTLET HOLDINGS, INC.
Ticker: OLLI Security ID: 681116109
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alissa Ahlman For For Management
1b Elect Director Robert Fisch For For Management
1c Elect Director Thomas Hendrickson For For Management
1d Elect Director John Swygert For For Management
1e Elect Director Richard Zannino For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OUTSET MEDICAL, INC.
Ticker: OM Security ID: 690145107
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie Trigg For Withhold Management
1b Elect Director Karen Drexler For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PAPA JOHN'S INTERNATIONAL, INC.
Ticker: PZZA Security ID: 698813102
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: FEB 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher L. Coleman For For Management
1b Elect Director Olivia F. Kirtley For For Management
1c Elect Director Laurette T. Koellner For For Management
1d Elect Director Robert M. Lynch For For Management
1e Elect Director Jocelyn C. Mangan For For Management
1f Elect Director Sonya E. Medina For For Management
1g Elect Director Shaquille R. O'Neal For For Management
1h Elect Director Anthony M. Sanfilippo For For Management
1i Elect Director Jeffrey C. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PARSONS CORPORATION
Ticker: PSN Security ID: 70202L102
Meeting Date: APR 20, 2021 Meeting Type: Annual
Record Date: FEB 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark K. Holdsworth For Withhold Management
1.2 Elect Director Steven F. Leer For For Management
1.3 Elect Director M. Christian Mitchell For Withhold Management
1.4 Elect Director David C. Wajsgras For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PENUMBRA, INC.
Ticker: PEN Security ID: 70975L107
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam Elsesser For Withhold Management
1.2 Elect Director Harpreet Grewal For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PHREESIA, INC.
Ticker: PHR Security ID: 71944F106
Meeting Date: JUL 08, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chaim Indig For Withhold Management
1.2 Elect Director Michael Weintraub For Withhold Management
1.3 Elect Director Edward Cahill For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PLANET FITNESS, INC.
Ticker: PLNT Security ID: 72703H101
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Rondeau For Withhold Management
1.2 Elect Director Frances Rathke For Withhold Management
1.3 Elect Director Bernard Acoca For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROTO LABS, INC.
Ticker: PRLB Security ID: 743713109
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert Bodor For For Management
1b Elect Director Archie C. Black For For Management
1c Elect Director Sujeet Chand For For Management
1d Elect Director Moonhie Chin For For Management
1e Elect Director Rainer Gawlick For For Management
1f Elect Director John B. Goodman For For Management
1g Elect Director Donald G. Krantz For For Management
1h Elect Director Sven A. Wehrwein For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
Q2 HOLDINGS, INC.
Ticker: QTWO Security ID: 74736L109
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Lynn Atchison For For Management
1.2 Elect Director Jeffrey T. Diehl For For Management
1.3 Elect Director Matthew P. Flake For For Management
1.4 Elect Director Stephen C. Hooley For For Management
1.5 Elect Director Margaret L. Taylor For For Management
1.6 Elect Director Lynn Antipas Tyson For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUAKER CHEMICAL CORPORATION
Ticker: KWR Security ID: 747316107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael F. Barry For For Management
1b Elect Director Charlotte C. Decker For For Management
1c Elect Director Jeffry D. Frisby For For Management
1d Elect Director Michael J. Shannon For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
REATA PHARMACEUTICALS, INC.
Ticker: RETA Security ID: 75615P103
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. McClellan, For Withhold Management
Jr.
1.2 Elect Director William E. Rose For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
REGENXBIO INC.
Ticker: RGNX Security ID: 75901B107
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luke M. Beshar For Withhold Management
1.2 Elect Director Kenneth T. Mills For Withhold Management
1.3 Elect Director David C. Stump For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
--------------------------------------------------------------------------------
RLI CORP.
Ticker: RLI Security ID: 749607107
Meeting Date: MAY 06, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kaj Ahlmann For For Management
1.2 Elect Director Michael E. Angelina For For Management
1.3 Elect Director John T. Baily For For Management
1.4 Elect Director Calvin G. Butler, Jr. For For Management
1.5 Elect Director David B. Duclos For For Management
1.6 Elect Director Susan S. Fleming For For Management
1.7 Elect Director Jordan W. Graham For For Management
1.8 Elect Director Craig W. Kliethermes For For Management
1.9 Elect Director Jonathan E. Michael For For Management
1.10 Elect Director Robert P. Restrepo, Jr. For For Management
1.11 Elect Director Debbie S. Roberts For For Management
1.12 Elect Director Michael J. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SAIA, INC.
Ticker: SAIA Security ID: 78709Y105
Meeting Date: APR 27, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Di-Ann Eisnor For For Management
1.2 Elect Director Jeffrey C. Ward For For Management
1.3 Elect Director Susan F. Ward For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Barry For For Management
1.2 Elect Director M. Kathleen Behrens For For Management
1.3 Elect Director Claude Nicaise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC.
Ticker: SSD Security ID: 829073105
Meeting Date: MAY 04, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James S. Andrasick For For Management
1b Elect Director Jennifer A. Chatman For For Management
1c Elect Director Karen Colonias For For Management
1d Elect Director Gary M. Cusumano For For Management
1e Elect Director Philip E. Donaldson For For Management
1f Elect Director Celeste Volz Ford For For Management
1g Elect Director Robin G. MacGillivray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
TANDEM DIABETES CARE, INC.
Ticker: TNDM Security ID: 875372203
Meeting Date: MAY 18, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dick P. Allen For For Management
1b Elect Director Rebecca B. Robertson For For Management
1c Elect Director Rajwant "Raj" S. Sodhi For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TANGER FACTORY OUTLET CENTERS, INC.
Ticker: SKT Security ID: 875465106
Meeting Date: MAY 21, 2021 Meeting Type: Annual
Record Date: MAR 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey B. Citrin For For Management
1.2 Elect Director David B. Henry For For Management
1.3 Elect Director Thomas J. Reddin For For Management
1.4 Elect Director Bridget M. Ryan-Berman For For Management
1.5 Elect Director Susan E. Skerritt For For Management
1.6 Elect Director Steven B. Tanger For For Management
1.7 Elect Director Luis A. Ubinas For For Management
1.8 Elect Director Stephen J. Yalof For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED
Ticker: TDY Security ID: 879360105
Meeting Date: APR 28, 2021 Meeting Type: Annual
Record Date: MAR 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denise R. Cade For For Management
1.2 Elect Director Simon M. Lorne For For Management
1.3 Elect Director Wesley W. von Schack For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TELEDYNE TECHNOLOGIES INCORPORATED
Ticker: TDY Security ID: 879360105
Meeting Date: MAY 13, 2021 Meeting Type: Special
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TENABLE HOLDINGS, INC.
Ticker: TENB Security ID: 88025T102
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur W. Coviello, Jr. For Withhold Management
1.2 Elect Director Kimberly L. Hammonds For Withhold Management
1.3 Elect Director Jerry M. Kennelly For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEXAS ROADHOUSE, INC.
Ticker: TXRH Security ID: 882681109
Meeting Date: MAY 13, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Crawford For For Management
1.2 Elect Director Gregory N. Moore For For Management
1.3 Elect Director Curtis A. Warfield For For Management
1.4 Elect Director Kathleen M. Widmer For For Management
1.5 Elect Director James R. Zarley For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC.
Ticker: SAM Security ID: 100557107
Meeting Date: MAY 19, 2021 Meeting Type: Annual
Record Date: MAR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meghan V. Joyce For For Management
1.2 Elect Director Michael Spillane For For Management
1.3 Elect Director Jean-Michel Valette For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE BRINK'S COMPANY
Ticker: BCO Security ID: 109696104
Meeting Date: MAY 07, 2021 Meeting Type: Annual
Record Date: MAR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathie J. Andrade For For Management
1.2 Elect Director Paul G. Boynton For For Management
1.3 Elect Director Ian D. Clough For For Management
1.4 Elect Director Susan E. Docherty For For Management
1.5 Elect Director Michael J. Herling For For Management
1.6 Elect Director A. Louis Parker For For Management
1.7 Elect Director Douglas A. Pertz For For Management
1.8 Elect Director George I. Stoeckert For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE CHILDREN'S PLACE, INC.
Ticker: PLCE Security ID: 168905107
Meeting Date: MAY 12, 2021 Meeting Type: Annual
Record Date: MAR 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alutto For For Management
1.2 Elect Director John E. Bachman For For Management
1.3 Elect Director Marla Beck For For Management
1.4 Elect Director Elizabeth J. Boland For For Management
1.5 Elect Director Jane Elfers For For Management
1.6 Elect Director Tracey R. Griffin For For Management
1.7 Elect Director Joseph Gromek For For Management
1.8 Elect Director Norman Matthews For For Management
1.9 Elect Director Debby Reiner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOWER SEMICONDUCTOR LTD.
Ticker: TSEM Security ID: M87915274
Meeting Date: SEP 17, 2020 Meeting Type: Annual
Record Date: AUG 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Amir Elstein as Director For For Management
1.2 Elect Russell Ellwanger as Director For For Management
1.3 Elect Kalman Kaufman as Director For For Management
1.4 Elect Alex Kornhauser as Director For For Management
1.5 Elect Dana Gross as Director For For Management
1.6 Elect Ilan Flato as Director For For Management
1.7 Elect Rami Guzman as Director For For Management
1.8 Elect Yoav Chelouche as Director For For Management
1.9 Elect Iris Avner as Director For For Management
1.10 Elect Michal Vakrat Wolkin as Director For For Management
1.11 Elect Avi Hasson as Director For For Management
2 Appoint Amir Elstein as Chairman and For For Management
Approve His Terms of Compensation
3 Approve Amended Compensation Policy For For Management
for the Directors and Officers of the
Company
4 Approve Amended Compensation of For For Management
Russell Ellwanger, CEO
5 Approve Equity-Based Compensation to For For Management
Russell Ellwanger, CEO
6 Approve Amended Compensation of For For Management
Certain Directors
7 Approve Equity Grants to Each Director For For Management
(Excluding Amir Elstein and Russell
Ellwanger)
8 Appoint Brightman Almagor & Co. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9 Discuss Financial Statements and the None None Management
Report of the Board
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
B1 If you are an Interest Holder as None Against Management
defined in Section 1 of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B2 If you are a Senior Officer as defined None Against Management
in Section 37(D) of the Securities
Law, 1968, vote FOR. Otherwise, vote
against.
B3 If you are an Institutional Investor None For Management
as defined in Regulation 1 of the
Supervision Financial Services
Regulations 2009 or a Manager of a
Joint Investment Trust Fund as defined
in the Joint Investment Trust Law,
1994, vote FOR. Otherwise, vote
against.
--------------------------------------------------------------------------------
ULTRAGENYX PHARMACEUTICAL INC.
Ticker: RARE Security ID: 90400D108
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: APR 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Deborah Dunsire For For Management
1b Elect Director Michael Narachi For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VARONIS SYSTEMS, INC.
Ticker: VRNS Security ID: 922280102
Meeting Date: MAY 25, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gili Iohan For For Management
1.2 Elect Director Rachel Prishkolnik For For Management
1.3 Elect Director Ofer Segev For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
--------------------------------------------------------------------------------
VERITONE, INC.
Ticker: VERI Security ID: 92347M100
Meeting Date: JUN 24, 2021 Meeting Type: Annual
Record Date: MAY 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff P. Gehl For Withhold Management
1.2 Elect Director Richard H. Taketa For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
VIASAT, INC.
Ticker: VSAT Security ID: 92552V100
Meeting Date: SEP 03, 2020 Meeting Type: Annual
Record Date: JUL 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Dankberg For For Management
1b Elect Director Varsha Rao For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VICOR CORPORATION
Ticker: VICR Security ID: 925815102
Meeting Date: JUN 25, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel J. Anderson For For Management
1.2 Elect Director M. Michael Ansour For For Management
1.3 Elect Director Jason L. Carlson For For Management
1.4 Elect Director Philip D. Davies For Withhold Management
1.5 Elect Director Andrew T. D'Amico For Withhold Management
1.6 Elect Director Estia J. Eichten For For Management
1.7 Elect Director Michael S. McNamara For Withhold Management
1.8 Elect Director Claudio Tuozzolo For Withhold Management
1.9 Elect Director Patrizio Vinciarelli For Withhold Management
--------------------------------------------------------------------------------
WD-40 COMPANY
Ticker: WDFC Security ID: 929236107
Meeting Date: DEC 08, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel T. Carter For For Management
1.2 Elect Director Melissa Claassen For For Management
1.3 Elect Director Eric P. Etchart For For Management
1.4 Elect Director Lara L. Lee For For Management
1.5 Elect Director Trevor I. Mihalik For For Management
1.6 Elect Director Graciela I. Monteagudo For For Management
1.7 Elect Director David B. Pendarvis For For Management
1.8 Elect Director Garry O. Ridge For For Management
1.9 Elect Director Gregory A. Sandfort For For Management
1.10 Elect Director Anne G. Saunders For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
--------------------------------------------------------------------------------
WINGSTOP INC.
Ticker: WING Security ID: 974155103
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles R. Morrison For Withhold Management
1.2 Elect Director Kate S. Lavelle For Withhold Management
1.3 Elect Director Kilandigalu (Kay) M. For Withhold Management
Madati
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
=============== Virtus Zevenbergen Innovative Growth Stock Fund ================
ADAPTIVE BIOTECHNOLOGIES CORPORATION
Ticker: ADPT Security ID: 00650F109
Meeting Date: JUN 11, 2021 Meeting Type: Annual
Record Date: APR 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Michelle Griffin For For Management
1..2 DIRECTOR-Peter Neupert For For Management
1..3 DIRECTOR-Leslie Trigg For For Management
2. To approve, on a non-binding advisory For For Management
basis, the compensation of our named
executive officers as described in the
proxy statement.
3. To approve, on a non-binding advisory 1 Year 3 Years Management
basis, the frequency of future
advisory votes on named executive
officers' compensation.
4. To ratify the appointment of Ernst & For For Management
Young LLP as our independent
registered public accounting firm for
our fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------
AIRBNB INC
Ticker: ABNB Security ID: 009066101
Meeting Date: JUN 22, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Angela Ahrendts For For Management
1..2 DIRECTOR-Brian Chesky For For Management
1..3 DIRECTOR-Kenneth Chenault For For Management
2. To ratify the appointment of For For Management
PricewaterhouseCoopers LLP as our
independent registered public
accounting firm for the fiscal year
ending December 31, 2021.
3. To approve, on an advisory For For Management
(non-binding) basis, the compensation
of our named executive officers
("Say-on-Pay Vote").
4. To approve, on an advisory 1 Year 3 Years Management
(non-binding) basis, the frequency of
future Say-on-Pay Votes.
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Jeffrey P. Bezos For For Management
1B. Election of Director: Keith B. For For Management
Alexander
1C. Election of Director: Jamie S. Gorelick For For Management
1D. Election of Director: Daniel P. For For Management
Huttenlocher
1E. Election of Director: Judith A. McGrath For For Management
1F. Election of Director: Indra K. Nooyi For For Management
1G. Election of Director: Jonathan J. For For Management
Rubinstein
1H. Election of Director: Thomas O. Ryder For For Management
1I. Election of Director: Patricia Q. For For Management
Stonesifer
1J. Election of Director: Wendell P. Weeks For For Management
2. RATIFICATION OF THE APPOINTMENT OF For For Management
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE For For Management
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A Against Against Shareholder
REPORT ON CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A Against Against Shareholder
MANDATORY INDEPENDENT BOARD CHAIR
POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING Against For Shareholder
ADDITIONAL REPORTING ON GENDER/RACIAL
PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A Against Against Shareholder
REPORT ON PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A Against Against Shareholder
REPORT ON PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A Against For Shareholder
DIVERSITY AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Against Against Shareholder
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A Against Against Shareholder
REPORT ON COMPETITION STRATEGY AND
RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Against For Shareholder
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING Against Against Shareholder
ADDITIONAL REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A Against For Shareholder
REPORT ON CUSTOMER USE OF CERTAIN
TECHNOLOGIES.
--------------------------------------------------------------------------------
CASTLE BIOSCIENCES INC.
Ticker: CSTL Security ID: 14843C105
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Mara G. Aspinall For For Management
1..2 DIRECTOR-Daniel M. Bradbury For For Management
2. To ratify the selection of KPMG LLP by For For Management
the Audit Committee of the Board of
Directors as our independent
registered public accounting firm for
the fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------
CHEGG, INC.
Ticker: CHGG Security ID: 163092109
Meeting Date: JUN 02, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Marne Levine For For Management
1..2 DIRECTOR-Richard Sarnoff For For Management
1..3 DIRECTOR-Paul LeBlanc For For Management
2. To approve, on a non-binding advisory For For Management
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte For For Management
& Touche LLP as the Company's
independent registered public
accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------
COUPA SOFTWARE INCORPORATED
Ticker: COUP Security ID: 22266L106
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: APR 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Roger Siboni For For Management
1..2 DIRECTOR-Tayloe Stansbury For For Management
2. Ratify the appointment of Ernst & For For Management
Young LLP as independent registered
public accounting firm for fiscal year
ending January 31, 2022.
3. Advisory (non-binding) vote to approve For For Management
named executive officer compensation.
--------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION
Ticker: EXAS Security ID: 30063P105
Meeting Date: JUN 30, 2021 Meeting Type: Annual
Record Date: MAY 06, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Paul Clancy For For Management
1..2 DIRECTOR-Pierre Jacquet For For Management
1..3 DIRECTOR-Daniel Levangie For For Management
2. To ratify the selection of For For Management
PricewaterhouseCoopers LLP as our
independent registered public
accounting firm for 2021.
3. To approve, on an advisory basis, the For For Management
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------
GOODRX HOLDINGS INC
Ticker: GDRX Security ID: 38246G108
Meeting Date: JUN 10, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Douglas Hirsch For For Management
1..2 DIRECTOR-Jacqueline Kosecoff For For Management
1..3 DIRECTOR-Agnes Rey-Giraud For For Management
2. Ratification of the appointment of For For Management
PricewaterhouseCoopers LLP as the
Company's independent registered
public accounting firm for the fiscal
year ending December 31, 2021.
--------------------------------------------------------------------------------
GOOSEHEAD INSURANCE, INC.
Ticker: GSHD Security ID: 38267D109
Meeting Date: MAY 03, 2021 Meeting Type: Annual
Record Date: MAR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Mark E. Jones For For Management
1..2 DIRECTOR-Robyn Jones For For Management
1..3 DIRECTOR-Peter Lane For For Management
1..4 DIRECTOR-Mark Miller For For Management
1..5 DIRECTOR-James Reid For For Management
2. Company Proposal - Ratify the For For Management
selection, by the audit committee of
our board of directors, of Deloitte &
Touche LLP as the Company's
independent registered public
accounting firm for the Company's
fiscal year ending December 31, 2021.
3. Company Proposal - Non-binding and For For Management
advisory resolution approving the
compensation of our named executive
officers.
4. Company Proposal - Non-binding and 1 Year 3 Years Management
advisory resolution on the frequency
of the advisory shareholder vote on
the compensation of our named
executive officers.
--------------------------------------------------------------------------------
LEMONADE, INC.
Ticker: LMND Security ID: 52567D107
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Daniel Schreiber For For Management
1..2 DIRECTOR-Michael Eisenberg For For Management
1..3 DIRECTOR-Caryn Seidman-Becker For For Management
2. Ratification of the appointment of For For Management
Ernst & Young LLP as the Company's
independent registered public
accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------
LULULEMON ATHLETICA INC.
Ticker: LULU Security ID: 550021109
Meeting Date: JUN 09, 2021 Meeting Type: Annual
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Class II Director: Calvin For For Management
McDonald
1B. Election of Class II Director: Martha For For Management
Morfitt
1C. Election of Class II Director: Emily For For Management
White
1D. Election of Class I Director: Kourtney For For Management
Gibson
2. To ratify the appointment of For For Management
PricewaterhouseCoopers LLP as the
Company's independent registered
public accounting firm for the fiscal
year ending January 30, 2022.
3. To approve, on an advisory basis, the For For Management
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------
MERCADOLIBRE, INC.
Ticker: MELI Security ID: 58733R102
Meeting Date: JUN 08, 2021 Meeting Type: Annual
Record Date: APR 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Nicolas Galperin For For Management
1..2 DIRECTOR-Henrique Dubugras For For Management
2. To approve, on an advisory basis, the For For Management
compensation of our named executive
officers for fiscal year 2020.
3. Ratification of the appointment of For For Management
Deloitte & Co. S.A. as our independent
registered public accounting firm for
the fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Class I Director to hold For For Management
office until the 2024 Annual Meeting:
Richard N. Barton
1B. Election of Class I Director to hold For For Management
office until the 2024 Annual Meeting:
Rodolphe Belmer
1C. Election of Class I Director to hold For For Management
office until the 2024 Annual Meeting:
Bradford L. Smith
1D. Election of Class I Director to hold For For Management
office until the 2024 Annual Meeting:
Anne M. Sweeney
2. To ratify the appointment of Ernst & For For Management
Young LLP as the Company's independent
registered public accounting firm for
the year ending December 31, 2021.
3. Advisory approval of the Company's For For Management
executive officer compensation.
4. Stockholder proposal entitled, Against Against Shareholder
"Proposal 4 - Political Disclosures,"
if properly presented at the meeting.
5. Stockholder proposal entitled, Against For Shareholder
"Proposal 5 - Simple Majority Vote,"
if properly presented at the meeting.
6. Stockholder proposal entitled, Against For Shareholder
"Stockholder Proposal to Improve the
Executive Compensation Philosophy," if
properly presented at the meeting.
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: JUN 03, 2021 Meeting Type: Annual
Record Date: APR 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Robert K. Burgess For For Management
1B. Election of Director: Tench Coxe For For Management
1C. Election of Director: John O. Dabiri For For Management
1D. Election of Director: Persis S. Drell For For Management
1E. Election of Director: Jen-Hsun Huang For For Management
1F. Election of Director: Dawn Hudson For For Management
1G. Election of Director: Harvey C. Jones For For Management
1H. Election of Director: Michael G. For For Management
McCaffery
1I. Election of Director: Stephen C. Neal For For Management
1J. Election of Director: Mark L. Perry For For Management
1K. Election of Director: A. Brooke Seawell For For Management
1L. Election of Director: Aarti Shah For For Management
1M. Election of Director: Mark A. Stevens For For Management
2. Approval of our executive compensation. For For Management
3. Ratification of the selection of For For Management
PricewaterhouseCoopers LLP as our
independent registered public
accounting firm for fiscal year 2022.
4. Approval of an amendment to our For For Management
charter to increase the number of
authorized shares of common stock from
2 billion shares to 4 billion shares.
--------------------------------------------------------------------------------
OKTA, INC.
Ticker: OKTA Security ID: 679295105
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Todd McKinnon For For Management
1..2 DIRECTOR-Michael Stankey For For Management
2. A proposal to ratify the appointment For For Management
of Ernst & Young LLP as our
independent registered public
accounting firm for the fiscal year
ending January 31, 2022.
3. To approve, on an advisory non-binding For For Management
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------
PAYLOCITY HOLDING CORPORATION
Ticker: PCTY Security ID: 70438V106
Meeting Date: DEC 03, 2020 Meeting Type: Annual
Record Date: OCT 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Steven I. Sarowitz For For Management
1..2 DIRECTOR-Ellen Carnahan For For Management
1..3 DIRECTOR-Jeffrey T. Diehl For For Management
2. Ratification of the appointment of For For Management
KPMG LLP as the Company's independent
registered public accounting firm for
the fiscal year ending June 30, 2021.
3. Advisory vote to approve compensation For For Management
of named executive officers.
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Rodney C. Adkins For For Management
1B. Election of Director: Jonathan For For Management
Christodoro
1C. Election of Director: John J. Donahoe For For Management
1D. Election of Director: David W. Dorman For For Management
1E. Election of Director: Belinda J. For For Management
Johnson
1F. Election of Director: Gail J. McGovern For For Management
1G. Election of Director: Deborah M. For For Management
Messemer
1H. Election of Director: David M. Moffett For For Management
1I. Election of Director: Ann M. Sarnoff For For Management
1J. Election of Director: Daniel H. For For Management
Schulman
1K. Election of Director: Frank D. Yeary For For Management
2. Advisory vote to approve named For For Management
executive officer compensation.
3. Ratification of the appointment of For For Management
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder Against For Shareholder
right to act by written consent.
5. Stockholder Proposal - Assessing Against Against Shareholder
Inclusion in the Workplace.
--------------------------------------------------------------------------------
PELOTON INTERACTIVE, INC.
Ticker: PTON Security ID: 70614W100
Meeting Date: DEC 09, 2020 Meeting Type: Annual
Record Date: OCT 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Erik Blachford For For Management
1..2 DIRECTOR-Howard Draft For For Management
1..3 DIRECTOR-Pamela Thomas-Graham For For Management
2. Ratification of the appointment of For For Management
Ernst & Young LLP as the independent
registered public accounting firm for
the fiscal year ending June 30, 2021.
3. Approval, on a non-binding advisory 3 Years 3 Years Management
basis, of the frequency of future
votes on the compensation of the named
executive officers.
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2021 Meeting Type: Annual
Record Date: JAN 11, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Sylvia Acevedo For For Management
1B. Election of Director: Mark Fields For For Management
1C. Election of Director: Jeffrey W. For For Management
Henderson
1D. Election of Director: Gregory N. For For Management
Johnson
1E. Election of Director: Ann M. Livermore For For Management
1F. Election of Director: Harish Manwani For For Management
1G. Election of Director: Mark D. For For Management
McLaughlin
1H. Election of Director: Jamie S. Miller For For Management
1I. Election of Director: Steve Mollenkopf For For Management
1J. Election of Director: Clark T. Randt, For For Management
Jr.
1K. Election of Director: Irene B. For For Management
Rosenfeld
1L. Election of Director: Kornelis "Neil" For For Management
Smit
1M. Election of Director: Jean-Pascal For For Management
Tricoire
1N. Election of Director: Anthony J. For For Management
Vinciquerra
2. To ratify the selection of For For Management
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 26, 2021.
3. To approve, on an advisory basis, our For For Management
executive compensation.
--------------------------------------------------------------------------------
RINGCENTRAL, INC.
Ticker: RNG Security ID: 76680R206
Meeting Date: JUN 04, 2021 Meeting Type: Annual
Record Date: APR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Vladimir Shmunis For For Management
1..2 DIRECTOR-Kenneth Goldman For For Management
1..3 DIRECTOR-Michelle McKenna For For Management
1..4 DIRECTOR-Robert Theis For For Management
1..5 DIRECTOR-Allan Thygesen For For Management
1..6 DIRECTOR-Neil Williams For For Management
1..7 DIRECTOR-Mignon Clyburn For For Management
1..8 DIRECTOR-Arne Duncan For For Management
2. Ratification of the appointment of For For Management
KPMG LLP as our independent registered
public accounting firm for the year
ending December 31, 2021.
3. To approve, on an advisory For For Management
(non-binding) basis, the named
executive officers' compensation, as
disclosed in the Proxy Statement.
--------------------------------------------------------------------------------
SEAGEN INC.
Ticker: SGEN Security ID: 81181C104
Meeting Date: MAY 14, 2021 Meeting Type: Annual
Record Date: MAR 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Class II Director for term For For Management
expiring in 2024: Felix J. Baker, Ph.D.
1B. Election of Class II Director for term For For Management
expiring in 2024: Clay B. Siegall, Ph.D
1C. Election of Class II Director for term For For Management
expiring in 2024: Nancy A. Simonian, M.
D.
2. Approve, on an advisory basis, the For For Management
compensation of Seagen's named
executive officers as disclosed in the
accompanying proxy statement.
3. Ratify the appointment of For For Management
PricewaterhouseCoopers LLP as Seagen's
independent registered public
accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------
SERVICENOW, INC.
Ticker: NOW Security ID: 81762P102
Meeting Date: JUN 07, 2021 Meeting Type: Annual
Record Date: APR 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Susan L. Bostrom For For Management
1B. Election of Director: Jonathan C. For For Management
Chadwick
1C. Election of Director: Lawrence J. For For Management
Jackson, Jr.
1D. Election of Director: Frederic B. Luddy For For Management
1E. Election of Director: Jeffrey A. Miller For For Management
2. To approve, on an advisory basis, the For For Management
compensation of our Named Executive
Officers ("Say-on-Pay").
3. To ratify PricewaterhouseCoopers LLP For For Management
as the independent registered public
accounting firm for 2021.
4. To approve an amendment to our For For Management
Restated Certificate of Incorporation,
as amended, to provide shareholders
with the right to call a special
meeting.
5. To approve the 2021 Equity Incentive For For Management
Plan to replace the 2012 Equity
Incentive Plan.
6. To approve the Amended and Restated For For Management
2012 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------
SHOPIFY INC.
Ticker: SHOP Security ID: 82509L107
Meeting Date: MAY 26, 2021 Meeting Type: Annual and Special Meeting
Record Date: APR 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A Election of Director: Tobias Lutke For For Management
1B Election of Director: Robert Ashe For For Management
1C Election of Director: Gail Goodman For For Management
1D Election of Director: Colleen Johnston For For Management
1E Election of Director: Jeremy Levine For For Management
1F Election of Director: John Phillips For For Management
02 Appointment of the Auditors Resolution For For Management
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors
of Shopify Inc. and authorizing the
Board of Directors to fix their
remuneration.
03 Approval of Stock Option Plan For For Management
Resolution approving the second
amendment and restatement of Shopify
Inc.'s Stock Option Plan and approving
all unallocated options under the
Stock Option Plan, as amended, all as
disclosed in the Management
Information Circu
04 Approval of Long Term Incentive Plan For For Management
Resolution approving the second
amendment and restatement of Shopify
Inc.'s Long Term Incentive Plan and
approving all unallocated awards under
the Long Term Incentive Plan, as
amended, all as disclosed in the
Manageme
05 Advisory Vote on Executive For For Management
Compensation Non-binding advisory
resolution that the shareholders
accept Shopify Inc.'s approach to
executive compensation as disclosed in
the Management Information Circular
for the Meeting.
--------------------------------------------------------------------------------
SPROUT SOCIAL, INC.
Ticker: SPT Security ID: 85209W109
Meeting Date: MAY 26, 2021 Meeting Type: Annual
Record Date: MAR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Justyn Howard For For Management
2. Ratification of appointment of For For Management
PricewaterhouseCoopers LLP as our
independent registered public
accounting firm for our fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------
SQUARE, INC.
Ticker: SQ Security ID: 852234103
Meeting Date: JUN 15, 2021 Meeting Type: Annual
Record Date: APR 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Randy Garutti For For Management
1..2 DIRECTOR-Mary Meeker For For Management
1..3 DIRECTOR-Lawrence Summers For For Management
1..4 DIRECTOR-Darren Walker For For Management
2. ADVISORY VOTE ON THE COMPENSATION OF For For Management
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & For For Management
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
OUR FISCAL YEAR ENDING DECEMBER 31,
2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY Against For Shareholder
PRESENTED AT THE MEETING, REGARDING AN
INDEPENDENT CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY Against Against Shareholder
PRESENTED AT THE MEETING, REGARDING A
CHANGE IN STOCKHOLDER VOTING.
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: OCT 29, 2020 Meeting Type: Special
Record Date: SEP 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1. Approval of Share Issuance. To approve For For Management
the issuance of shares of Teladoc
Health, Inc. ("Teladoc") common stock
to the shareholders of Livongo Health,
Inc. ("Livongo") pursuant to the
Agreement and Plan of Merger, dated as
of August 5, 2020, by and among T
2. Adoption of Charter Amendment. To For For Management
adopt an amendment to the certificate
of incorporation of Teladoc (the
"Teladoc charter amendment proposal")
3. Adjournment of Teladoc Shareholder For For Management
Meeting. To approve the adjournment of
the Teladoc shareholder meeting to
solicit additional proxies if there
are not sufficient votes at the time
of the Teladoc shareholder meeting to
approve the Teladoc share issuance
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: MAY 17, 2021 Meeting Type: Annual
Record Date: MAR 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director for a term of one For For Management
year: Christopher Bischoff
1B. Election of Director for a term of one For For Management
year: Karen L. Daniel
1C. Election of Director for a term of one For For Management
year: Sandra L. Fenwick
1D. Election of Director for a term of one For For Management
year: William H. Frist, MD
1E. Election of Director for a term of one For For Management
year: Jason Gorevic
1F. Election of Director for a term of one For For Management
year: Catherine A. Jacobson
1G. Election of Director for a term of one For For Management
year: Thomas G. McKinley
1H. Election of Director for a term of one For For Management
year: Kenneth H. Paulus
1I. Election of Director for a term of one For For Management
year: David Shedlarz
1J. Election of Director for a term of one For For Management
year: Mark Douglas Smith, MD
1K. Election of Director for a term of one For For Management
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the For For Management
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & For For Management
Young LLP as Teladoc Health's
independent registered public
accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------
TESLA, INC.
Ticker: TSLA Security ID: 88160R101
Meeting Date: SEP 22, 2020 Meeting Type: Annual
Record Date: JUL 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Election of Class I Director to serve For For Management
for a term of three years: Elon Musk
1.2 Election of Class I Director to serve For For Management
for a term of three years: Robyn
Denholm
1.3 Election of Class I Director to serve For For Management
for a term of three years: Hiromichi
Mizuno
2. Tesla proposal to approve executive For For Management
compensation on a non-binding advisory
basis.
3. Tesla proposal to ratify the For For Management
appointment of PricewaterhouseCoopers
LLP as Tesla's independent registered
public accounting firm for the fiscal
year ending December 31, 2020.
4. Stockholder proposal regarding paid Against Against Shareholder
advertising.
5. Stockholder proposal regarding simple Against For Shareholder
majority voting provisions in our
governing documents.
6. Stockholder proposal regarding Against Against Shareholder
reporting on employee arbitration.
7. Stockholder proposal regarding Against Against Shareholder
additional reporting on human rights.
--------------------------------------------------------------------------------
THE TRADE DESK, INC.
Ticker: TTD Security ID: 88339J105
Meeting Date: DEC 22, 2020 Meeting Type: Special
Record Date: OCT 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1. The amendment of our certificate of For For Management
incorporation to change the events
upon which all of our shares of Class
B common stock will automatically
convert into Class A common stock.
2. The amendment of our certificate of For For Management
incorporation to permit stockholders
to act by written consent beginning on
the first date on which the
outstanding shares of Class B common
stock represent less than 50% of the
Company's outstanding voting power.
3. The amendment of our certificate of For For Management
incorporation to permit stockholders
owning at least 20% of our outstanding
shares of common stock continuously
for one year to request special
stockholder meetings.
4. The amendment of our certificate of For For Management
incorporation to provide that the
holders of our Class A common stock,
voting as a single class, will be
entitled to elect one director if the
total number of directors is eight or
fewer or two directors if the total nu
5. The adoption of the Amended and For For Management
Restated Bylaws of the Company.
6. The approval of one or more For For Management
adjournments of the Special Meeting,
if necessary, to solicit additional
proxies if there are insufficient
votes at the time of the Special
Meeting to approve any of the
proposals to be considered at the
meeting.
--------------------------------------------------------------------------------
THE TRADE DESK, INC.
Ticker: TTD Security ID: 88339J105
Meeting Date: MAY 27, 2021 Meeting Type: Annual
Record Date: MAR 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-David R. Pickles For For Management
1..2 DIRECTOR-Gokul Rajaram For For Management
2. The ratification of the appointment of For For Management
PricewaterhouseCoopers LLP ("PwC") as
our independent registered public
accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC.
Ticker: UBER Security ID: 90353T100
Meeting Date: MAY 10, 2021 Meeting Type: Annual
Record Date: MAR 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Ronald Sugar For For Management
1B. Election of Director: Revathi Advaithi For For Management
1C. Election of Director: Ursula Burns For For Management
1D. Election of Director: Robert Eckert For For Management
1E. Election of Director: Amanda Ginsberg For For Management
1F. Election of Director: Dara Khosrowshahi For For Management
1G. Election of Director: Wan Ling Martello For For Management
1H. Election of Director: Yasir Al-Rumayyan For For Management
1I. Election of Director: John Thain For For Management
1J. Election of Director: David Trujillo For For Management
1K. Election of Director: Alexander For For Management
Wynaendts
2. Advisory vote to approve 2020 named For For Management
executive officer compensation.
3. Ratification of the appointment of For For Management
PricewaterhouseCoopers LLP as our
independent registered public
accounting firm for 2021.
4. Approval of amendments to Certificate For For Management
of Incorporation and Bylaws to remove
supermajority voting requirements.
5. Stockholder proposal to prepare an Against Against Shareholder
annual report on lobbying activities.
--------------------------------------------------------------------------------
UNITY SOFTWARE INC
Ticker: U Security ID: 91332U101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Roelof Botha For For Management
1..2 DIRECTOR-David Helgason For For Management
1..3 DIRECTOR-John Riccitiello For For Management
2. To ratify the selection by the Audit For For Management
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for
the year ending December 31, 2021.
--------------------------------------------------------------------------------
VEEVA SYSTEMS INC.
Ticker: VEEV Security ID: 922475108
Meeting Date: JAN 13, 2021 Meeting Type: Special
Record Date: NOV 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1. The adoption and approval of the For For Management
amendments to our Restated Certificate
of Incorporation to become a public
benefit corporation.
2. The adoption and approval of the For Against Management
amendments to our Restated Certificate
of Incorporation to eliminate the
classified structure of our Board of
Directors.
--------------------------------------------------------------------------------
VEEVA SYSTEMS INC.
Ticker: VEEV Security ID: 922475108
Meeting Date: JUN 23, 2021 Meeting Type: Annual
Record Date: APR 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director to serve until For For Management
the 2022 annual meeting: Mark Carges
1B. Election of Director to serve until For For Management
the 2022 annual meeting: Paul E.
Chamberlain
1C. Election of Director to serve until For For Management
the 2022 annual meeting: Ronald E.F.
Codd
1D. Election of Director to serve until For For Management
the 2022 annual meeting: Peter P.
Gassner
1E. Election of Director to serve until For For Management
the 2022 annual meeting: Mary Lynne
Hedley
1F. Election of Director to serve until For For Management
the 2022 annual meeting: Gordon Ritter
1G. Election of Director to serve until For For Management
the 2022 annual meeting: Paul Sekhri
1H. Election of Director to serve until For For Management
the 2022 annual meeting: Matthew J.
Wallach
2. To ratify the appointment of KPMG LLP For For Management
as our independent registered public
accounting firm for the fiscal year
ending January 31, 2022.
3. To hold an advisory (non-binding) vote For For Management
to approve named executive officer
compensation.
4. To hold an advisory (non-binding) vote 3 Years 3 Years Management
on the frequency of future shareholder
advisory votes to approve named
executive officer compensation.
5. To amend and restate our Restated For For Management
Certificate of Incorporation to permit
shareholders to call special meetings
as specified in our amended and
restated bylaws, which would allow
shareholders holding 25% or more of
the voting power of our capital stock
for
6. To consider and vote upon a Against For Shareholder
shareholder proposal, if properly
presented, to enable shareholders
holding 15% or more of our common
stock to call special meetings.
--------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC.
Ticker: ZM Security ID: 98980L101
Meeting Date: JUN 17, 2021 Meeting Type: Annual
Record Date: APR 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Jonathan Chadwick For For Management
1..2 DIRECTOR-Kimberly L. Hammonds For For Management
1..3 DIRECTOR-Dan Scheinman For For Management
2. Ratify the appointment of KPMG LLP as For For Management
our independent registered public
accounting firm for our fiscal year
ending January 31, 2022.
3. To approve, on an advisory non-binding For For Management
basis, the compensation of our named
executive officers as disclosed in our
proxy statement.
4. To approve, on an advisory non-binding 1 Year 3 Years Management
basis, the frequency of future
advisory non- binding votes on the
compensation of our named executive
officers.
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Virtus Asset Trust
By: /s/ George R. Aylward
--------------------------
George R. Aylward, President
Date: August 27, 2021