UNITED STATES OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0582
WASHINGTON, DC 20549 Expires: May 31, 2021
Estimated average burden
FORM N-PX hours per response..7.2
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21482
---------------------------------------------
SunAmerica Specialty Series
-------------------------------------------------------------------------------
(Exact name of registrant as specified in charter)
Harborside 5
185 Hudson Street, Suite 3300
Jersey City, New Jersey 07311
-------------------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
John Genoy
President and Principal Executive Officer of the Funds
SunAmerica
Asset Management LLC
Harborside 5
185 Hudson Street, Suite 3300
Jersey City, New Jersey 07311
-------------------------------------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 201-324-6414
---------------------------
Date of fiscal year end: 10/31
-------------------------
Date of reporting period: 07/01/2021-08/18/2021
------------------------
Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (Sections
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder
(17 CFR 270.30b1-4). The Commission may use the information provided on Form
N-PX in its regulatory, disclosure review, inspection, and policy making roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. Section 3507.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21482
Reporting Period: 07/01/2021 - 08/18/2021
SunAmerica Specialty Series
For shareholder meetings held July 1, 2021 to August 18, 2021*
*During the reporting period, on or before July 16, 2021 all of the remaining
series of SunAmerica Specialty Series were either liquidated or sold to
Touchstone Investments and held no voting shares of record after that date.
============================ AIG ESG Dividend Fund =============================
The proxy voting activity for the Portfolio is as of the period from July 1,
2021 to August 18, 2021. The Portfolio was liquidated on July 12, 2021
and held no voting shares of record after that date.
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 18, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Chapman-Hughes For For Management
1b Elect Director Paul J. Dolan For For Management
1c Elect Director Jay L. Henderson For For Management
1d Elect Director Kirk L. Perry For For Management
1e Elect Director Sandra Pianalto For For Management
1f Elect Director Alex Shumate For For Management
1g Elect Director Mark T. Smucker For For Management
1h Elect Director Richard K. Smucker For For Management
1i Elect Director Timothy P. Smucker For For Management
1j Elect Director Jodi L. Taylor For For Management
1k Elect Director Dawn C. Willoughby For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
=========================== AIG Income Explorer Fund ===========================
The proxy voting activity for the Portfolio is as of the period from July 1,
2021 to August 18, 2021, 2021. The Portfolio was liquidated on July 12, 2021
and held no voting shares of record after that date.
HIGHLAND INCOME FUND
Ticker: HFRO Security ID: 43010E503
Meeting Date: JUL 08, 2021 Meeting Type: Annual
Record Date: JUN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John Honis For Withhold Management
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 18, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Chapman-Hughes For For Management
1b Elect Director Paul J. Dolan For For Management
1c Elect Director Jay L. Henderson For For Management
1d Elect Director Kirk L. Perry For For Management
1e Elect Director Sandra Pianalto For For Management
1f Elect Director Alex Shumate For For Management
1g Elect Director Mark T. Smucker For For Management
1h Elect Director Richard K. Smucker For For Management
1i Elect Director Timothy P. Smucker For For Management
1j Elect Director Jodi L. Taylor For For Management
1k Elect Director Dawn C. Willoughby For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
========================= AIG Commodity Strategy Fund ==========================
The proxy voting activity for the Portfolio is as of the period from July 1,
2021 to August 18, 2021. The Portfolio was liquidated on July 12, 2021 and held
no voting shares of record after that date.
URANIUM PARTICIPATION CORPORATION
Ticker: U Security ID: 917017105
Meeting Date: JUL 07, 2021 Meeting Type: Special
Record Date: MAY 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Arrangement Resolution For For Management
======================= AIG Focused Alpha-Large Cap Fund =======================
The proxy voting activity for the Portfolio is as of the period from July 1,
2021 to August 18, 2021. The Portfolio merged with and into the Touchstone
Large Cap Focused Fund, a series of Touchstone Strategic Trust (the "Strategic
Trust"), on July 16, 2021 and held no voting shares of record after that date.
The Strategic Trust's filing numbers are 811-03651 and 002-80859.
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
=========================== AIG Focused Growth Fund ============================
The proxy voting activity for the Portfolio is as of the period from July 1,
2021 to August 18, 2021. The Portfolio merged with and into the Touchstone
Sands Capital Select Growth Fund, a series of Touchstone Funds Group Trust
(the "Group Trust"), on July 16, 2021 and held no voting shares of record after
that date. The Group Trust's filing numbers are 811-08104 and 033-70958.
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================== AIG Small-Cap Quality Fund ==========================
The proxy voting activity for the Portfolio is as of the period from July 1,
2021 to August 18, 2021. The Portfolio was liquidated on July 12, 2021 and held
no voting shares of record after that date.
ENERSYS
Ticker: ENS Security ID: 29275Y102
Meeting Date: AUG 05, 2021 Meeting Type: Annual
Record Date: JUN 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hwan-yoon F. Chung For For Management
1.2 Elect Director Arthur T. Katsaros For For Management
1.3 Elect Director Robert Magnus For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PLUG POWER INC.
Ticker: PLUG Security ID: 72919P202
Meeting Date: JUL 30, 2021 Meeting Type: Annual
Record Date: JUN 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew J. Marsh For For Management
1.2 Elect Director Gary K. Willis For For Management
1.3 Elect Director Maureen O. Helmer For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
RH
Ticker: RH Security ID: 74967X103
Meeting Date: JUL 15, 2021 Meeting Type: Annual
Record Date: MAY 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary Friedman For For Management
1.2 Elect Director Carlos Alberini For For Management
1.3 Elect Director Keith Belling For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) SunAmerica Specialty Series
By (Signature and Title)*: /s/ John Genoy
----------------------------------------------------
Name: John Genoy
Title: President and Principal Executive Officer
of the Funds
Date: October 22, 2021
* Print the name and title of each signing officer under his or her signature.
3