UNITED STATES OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0582
WASHINGTON, DC 20549 Expires: May 31, 2021
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FORM N-PX hours per response..7.2
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-07797
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SunAmerica Series, Inc.
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(Exact name of registrant as specified in charter)
Harborside 5
185 Hudson Street, Suite 3300
Jersey City, New Jersey 07311
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(Address of principal executive offices) (Zip code)
John Genoy
President and Principal Executive Officer of the Funds
SunAmerica Asset Management LLC
Harborside 5
185 Hudson Street, Suite 3300
Jersey City, New Jersey 07311
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(Name and address of agent for service)
Registrant's telephone number, including area code: 201-324-6414
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Date of fiscal year end: 10/31
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Date of reporting period: 07/01/2021-09/10/2021
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Form N-PX is to be used by a registered management investment company,
other than a small business investment company registered on Form N-5 (Sections
239.24 and 274.5 of this chapter), to file reports with the Commission, not
later than August 31 of each year, containing the registrant's proxy voting
record for the most recent twelve-month period ended June 30, pursuant to
section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder
(17 CFR 270.30b1-4). The Commission may use the information provided on Form
N-PX in its regulatory, disclosure review, inspection, and policy making roles.
A registrant is required to disclose the information specified by Form
N-PX, and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. Section 3507.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-07797
Reporting Period: 07/01/2021 - 09/10/2021
SunAmerica Series, Inc.
For shareholder meetings held July 1, 2021 to September 10, 2021*
*During the reporting period, on or before July 16, 2021 all of the remaining
series of SunAmerica Series, Inc. were sold to Touchstone Investments and held
no voting shares of record after that date.
========================== AIG Active Allocation Fund ==========================
The proxy voting activity for the Portfolio is as of the period from July 1,
2021 to September 10, 2021. The Portfolio merged with and into the Touchstone
Balanced Fund, a series of Touchstone Strategic Trust (the "Strategic Trust"),
on July 16, 2021 and held no voting shares of record after that date. The
Strategic Trust's filing numbers are 811-03651 and 002-80859.
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== AIG Focused Dividend Strategy Fund ======================
The proxy voting activity for the Portfolio is as of the period from July 1,
2021 to September 10, 2021. The Portfolio merged with and into the Touchstone
Dividend Equity Fund, a series of Touchstone Funds Group Trust (the "Group
Trust"), on July 16, 2021 and held no voting shares of record after that date.
The Group Trust's filing numbers are 811-08104 and 033-70958.
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 10, 2021 Meeting Type: Annual
Record Date: JUL 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Deepak Ahuja For For Management
1c Elect Director Gerald Held For For Management
1d Elect Director Kathryn M. Hill For For Management
1e Elect Director Deborah L. Kerr For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Carrie Palin For For Management
1h Elect Director Scott F. Schenkel For For Management
1i Elect Director George T. Shaheen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent For For Management
7 Provide Right to Act by Written Consent Against For Shareholder
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THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 18, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Chapman-Hughes For For Management
1b Elect Director Paul J. Dolan For For Management
1c Elect Director Jay L. Henderson For For Management
1d Elect Director Kirk L. Perry For For Management
1e Elect Director Sandra Pianalto For For Management
1f Elect Director Alex Shumate For For Management
1g Elect Director Mark T. Smucker For For Management
1h Elect Director Richard K. Smucker For For Management
1i Elect Director Timothy P. Smucker For For Management
1j Elect Director Jodi L. Taylor For For Management
1k Elect Director Dawn C. Willoughby For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
======================= AIG Multi-Asset Allocation Fund ========================
The proxy voting activity for the Portfolio is as of the period from July 1,
2021 to September 10, 2021. The Portfolio merged with and into the Touchstone
Balanced Fund, a series of Touchstone Strategic Trust (the "Strategic Trust"),
on July 16, 2021 and held no voting shares of record after that date. The
Strategic Trust's filing numbers are 811-03651 and 002-80859.
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= AIG Select Dividend Growth Fund ========================
The proxy voting activity for the Portfolio is as of the period from July 1,
2021 to September 10, 2021. The Portfolio merged with and into the Touchstone
Dividend Equity Fund, a series of Touchstone Funds Group Trust (the "Group
Trust"), on July 16, 2021 and held no voting shares of record after that date.
The Group Trust's filing numbers are 811-08104 and 033-70958.
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 10, 2021 Meeting Type: Annual
Record Date: JUL 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Deepak Ahuja For For Management
1c Elect Director Gerald Held For For Management
1d Elect Director Kathryn M. Hill For For Management
1e Elect Director Deborah L. Kerr For For Management
1f Elect Director George Kurian For For Management
1g Elect Director Carrie Palin For For Management
1h Elect Director Scott F. Schenkel For For Management
1i Elect Director George T. Shaheen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Act by Written Consent For For Management
7 Provide Right to Act by Written Consent Against For Shareholder
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VF CORPORATION
Ticker: VFC Security ID: 918204108
Meeting Date: JUL 27, 2021 Meeting Type: Annual
Record Date: MAY 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Carucci For For Management
1.2 Elect Director Juliana L. Chugg For For Management
1.3 Elect Director Benno Dorer For For Management
1.4 Elect Director Mark S. Hoplamazian For For Management
1.5 Elect Director Laura W. Lang For For Management
1.6 Elect Director W. Alan McCollough For For Management
1.7 Elect Director W. Rodney McMullen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Steven E. Rendle For For Management
1.10 Elect Director Carol L. Roberts For For Management
1.11 Elect Director Matthew J. Shattock For For Management
1.12 Elect Director Veronica B. Wu For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
=========================== AIG Strategic Value Fund ===========================
The proxy voting activity for the Portfolio is as of the period from July 1,
2021 to September 10, 2021. The Portfolio merged with and into the Touchstone
Value Fund, a series of Touchstone Strategic Trust (the "Strategic Trust"), on
July 16, 2021 and held no voting shares of record after that date. The
Strategic Trust's filing numbers are 811-03651 and 002-80859.
DXC TECHNOLOGY COMPANY
Ticker: DXC Security ID: 23355L106
Meeting Date: AUG 17, 2021 Meeting Type: Annual
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mukesh Aghi For For Management
1b Elect Director Amy E. Alving For For Management
1c Elect Director David A. Barnes For For Management
1d Elect Director Raul J. Fernandez For For Management
1e Elect Director David L. Herzog For For Management
1f Elect Director Mary L. Krakauer For For Management
1g Elect Director Ian C. Read For For Management
1h Elect Director Dawn Rogers For For Management
1i Elect Director Michael J. Salvino For For Management
1j Elect Director Manoj P. Singh For For Management
1k Elect Director Akihiko Washington For For Management
1l Elect Director Robert F. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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KIMCO REALTY CORPORATION
Ticker: KIM Security ID: 49446R109
Meeting Date: AUG 03, 2021 Meeting Type: Special
Record Date: JUN 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) SunAmerica Series, Inc.
By (Signature and Title)*: /s/ John Genoy
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Name: John Genoy
Title: President and Principal Executive Officer
of the Funds
Date: October 22, 2021
* Print the name and title of each signing officer under his or her signature.
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