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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22819
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ETFis Series Trust I
(exact name of registrant as specified in charter)
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1540 Broadway, Suite 1610, New York, NY 10036
(Address of principal executive offices)
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ETFis Series Trust I
c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE 19808
(Name and Address of agent for service)
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Registrant's telephone number, including area code: 212-593-4383
Date of Fiscal Year End:
October 31
InfraCap MLP ETF
InfraCap REIT Preferred ETF
Virtus InfraCap U.S. Preferred Stock ETF
Virtus LifeSci Biotech Clinical Trials ETF
Virtus LifeSci Biotech Products ETF
Virtus Newfleet Multi-Sector Bond ETF
Virtus WMC International Dividend ETF
Virtus Private Credit Strategy ETF
Virtus Real Asset Income ETF
July 31
Virtus Reaves Utilities ETF
Date of Reporting Period: 07/01/2021 - 06/30/2022
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******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22819
Reporting Period: 07/01/2021 - 06/30/2022
ETFis Series Trust I
=============================== InfraCap MLP ETF ===============================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= InfraCap REIT Preferred ETF ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
====================== InfraCap U.S. Preferred Stock ETF =======================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
================== Virtus LifeSci Biotech Clinical Trials ETF ==================
4D MOLECULAR THERAPEUTICS, INC.
Ticker: FDMT Security ID: 35104E100
Meeting Date: MAY 23, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacob Chacko For Withhold Management
1.2 Elect Director Susannah Gray For Withhold Management
1.3 Elect Director Charles Theuer For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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ABCELLERA BIOLOGICS, INC.
Ticker: ABCL Security ID: 00288U106
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carl L. G. Hansen For Against Management
1b Elect Director Michael Hayden For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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AC IMMUNE SA
Ticker: ACIU Security ID: H00263105
Meeting Date: OCT 29, 2021 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Monica Shaw as Director For For Management
1.2 Elect Monika Buetler as Director For For Management
2.1 Approve Creation of CHF 310,000 Pool For Against Management
of Authorized Capital without
Preemptive Rights
2.2 Approve Creation of CHF 100,000 Pool For For Management
of Conditional Capital for Bonds or
Similar Debt Instruments
2.3 Approve Creation of CHF 120,000 Pool For Against Management
of Conditional Capital for Employee
Benefit Plans
3 Transact Other Business (Voting) For Against Management
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AC IMMUNE SA
Ticker: ACIU Security ID: H00263105
Meeting Date: JUN 24, 2022 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For Against Management
(Non-Binding)
2 Approve Treatment of Net Loss For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 1.2 Million
4.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
CHF 1.5 Million for the Period from
July 1, 2022 to Dec. 31, 2022
4.3 Approve Variable Remuneration of For For Management
Executive Committee in the Amount of
CHF 1.2 Million for Fiscal Year 2022
4.4 Approve Equity Remuneration of For For Management
Executive Committee in the Amount of
CHF 1.8 Million for the Period from
July 1, 2022 to Dec. 31, 2022
4.5 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 7.9
Million for Fiscal Year 2023
5.1.1 Reelect Douglas Williams as Director For Against Management
and Board Chair
5.1.2 Reelect Monika Buetler as Director For For Management
5.1.3 Reelect Alan Colowick as Director For For Management
5.1.4 Reelect Tom Graney as Director For For Management
5.1.5 Reelect Carl June as Director For For Management
5.1.6 Reelect Werner Lanthaler as Director For For Management
5.1.7 Reelect Andrea Pfeifer as Director For For Management
5.1.8 Reelect Monica Shaw as Director For For Management
5.1.9 Reelect Roy Twyman as Director For For Management
5.2.1 Reappoint Tom Graney as Member of the For For Management
Compensation, Nomination and Corporate
Governance Committee
5.2.2 Reappoint Roy Twyman as Member of the For For Management
Compensation, Nomination and Corporate
Governance Committee
5.2.3 Reappoint Douglas Williams as Member For Against Management
of the Compensation, Nomination and
Corporate Governance Committee
5.3 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
5.4 Designate Reymond & Associes as For For Management
Independent Proxy
6.1 Approve Creation of CHF 400,000 Pool For Against Management
of Authorized Capital with or without
Exclusion of Preemptive Rights
6.2 Approve Creation of CHF 100,000 Pool For For Management
of Conditional Capital for Bonds or
Similar Debt Instruments
6.3 Approve Increase in Conditional For Against Management
Capital Pool to CHF 96,000 for
Employee Benefit Plans
7 Transact Other Business (Voting) For Against Management
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ADAGIO THERAPEUTICS, INC.
Ticker: ADGI Security ID: 00534A102
Meeting Date: JUN 22, 2022 Meeting Type: Proxy Contest
Record Date: JUN 02, 2022
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy Card
1 Non-Voting Agenda None None Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card)
1.1 Elect Director Tamsin Berry For For Shareholder
1.2 Elect Director Marc Elia For For Shareholder
1.3 Elect Director Clive A. Meanwell For For Shareholder
2 Declassify the Board of Directors For For Shareholder
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ADAPTIMMUNE THERAPEUTICS PLC
Ticker: ADAP Security ID: 00653A107
Meeting Date: MAY 25, 2022 Meeting Type: Annual
Record Date: APR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Ali Behbahani as Director For Against Management
2 Re-elect John Furey as Director For For Management
3 Re-elect James Noble as Director For For Management
4 Re-appoint KPMG LLP as Auditors For For Management
5 Authorize the Audit Committee to Fix For For Management
Remuneration of Auditors
6 Accept Financial Statements and For For Management
Statutory Reports
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Approve Director's Remuneration Report For For Management
9 Authorize Issue of Equity For For Management
10 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
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ADICET BIO, INC.
Ticker: ACET Security ID: 007002108
Meeting Date: JUN 02, 2022 Meeting Type: Annual
Record Date: APR 05, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aya Jakobovits For Withhold Management
1.2 Elect Director Chen Schor For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
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AFFIMED NV
Ticker: AFMD Security ID: N01045108
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: MAY 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Approve Discharge of Management Board For For Management
5 Approve Discharge of Supervisory Board For For Management
6a Discuss Remuneration of Management None None Management
Board and Supervisory Board
6b Amend Remuneration Policy for For Against Management
Management Board
6c Amend Remuneration Policy for For Against Management
Supervisory Board
7 Reelect Bernhard Ehmer to Supervisory For Against Management
Board
8 Ratify KPMG Accountants N.V. as For For Management
Auditors
9 Authorize Repurchase of Shares For For Management
10 Other Business (Non-Voting) None None Management
11 Close Meeting None None Management
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AGENUS INC.
Ticker: AGEN Security ID: 00847G705
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Corvese For For Management
1.2 Elect Director Timothy R. Wright For Withhold Management
2 Amend Deferred Compensation Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For Against Management
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AKEBIA THERAPEUTICS, INC.
Ticker: AKBA Security ID: 00972D105
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Butler For Withhold Management
1.2 Elect Director Myles Wolf For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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AKERO THERAPEUTICS, INC.
Ticker: AKRO Security ID: 00973Y108
Meeting Date: JUN 02, 2022 Meeting Type: Annual
Record Date: APR 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy Chou For For Management
1.2 Elect Director Tomas Heyman For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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ALAUNOS THERAPEUTICS, INC.
Ticker: TCRT Security ID: 98973P101
Meeting Date: JUN 13, 2022 Meeting Type: Annual
Record Date: APR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Bowden For For Management
1.2 Elect Director Kevin S. Boyle, Sr. For For Management
1.3 Elect Director James Huang For Withhold Management
1.4 Elect Director Robert W. Postma For For Management
1.5 Elect Director Mary Thistle For For Management
1.6 Elect Director Jaime Vieser For For Management
1.7 Elect Director Holger Weis For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For For Management
5 Increase Authorized Common Stock For For Management
6 Adjourn Meeting For For Management
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ALDEYRA THERAPEUTICS, INC.
Ticker: ALDX Security ID: 01438T106
Meeting Date: JUN 07, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Douglas For Withhold Management
1.2 Elect Director Gary M. Phillips For For Management
1.3 Elect Director Neal S. Walker For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ALECTOR, INC.
Ticker: ALEC Security ID: 014442107
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnon Rosenthal For Withhold Management
1.2 Elect Director David Wehner For Withhold Management
1.3 Elect Director Paula Hammond For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ALIGOS THERAPEUTICS, INC.
Ticker: ALGS Security ID: 01626L105
Meeting Date: JUN 23, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Woiwode For Withhold Management
1.2 Elect Director Leonid Beigelman For Withhold Management
1.3 Elect Director K. Peter Hirth For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
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ALLAKOS INC.
Ticker: ALLK Security ID: 01671P100
Meeting Date: MAY 25, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Alexander For Withhold Management
1.2 Elect Director Steven P. James For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
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ALLOGENE THERAPEUTICS, INC.
Ticker: ALLO Security ID: 019770106
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth Barrett For For Management
1b Elect Director Arie Belldegrun For Withhold Management
1c Elect Director David Bonderman For Withhold Management
1d Elect Director David Chang For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Approve Stock Option Exchange Program For Against Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Adjourn Meeting For For Management
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ALLOVIR, INC.
Ticker: ALVR Security ID: 019818103
Meeting Date: MAY 17, 2022 Meeting Type: Annual
Record Date: MAR 29, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vikas Sinha For Withhold Management
1b Elect Director Malcolm Brenner For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
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ALX ONCOLOGY HOLDINGS, INC.
Ticker: ALXO Security ID: 00166B105
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Itziar Canamasas For For Management
1.2 Elect Director Jack Nielsen For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
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AMYRIS, INC.
Ticker: AMRS Security ID: 03236M200
Meeting Date: JUL 26, 2021 Meeting Type: Special
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of a For Against Management
Performance-Vesting Restricted Stock
Unit Award to John Melo
2 Amend Omnibus Stock Plan For Against Management
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AMYRIS, INC.
Ticker: AMRS Security ID: 03236M200
Meeting Date: JUN 10, 2022 Meeting Type: Annual
Record Date: MAR 30, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Doerr For Withhold Management
1.2 Elect Director Ryan Panchadsaram For For Management
1.3 Elect Director Lisa Qi For Withhold Management
2 Ratify Macias Gini & O'Connell LLP as For For Management
Auditors
3 Increase Authorized Common Stock For For Management
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ANAPTYSBIO, INC.
Ticker: ANAB Security ID: 032724106
Meeting Date: JUN 23, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura J. Hamill For Withhold Management
1.2 Elect Director James N. Topper For Withhold Management
1.3 Elect Director J. Anthony Ware For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ANNEXON, INC.
Ticker: ANNX Security ID: 03589W102
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jung E. Choi For Withhold Management
1.2 Elect Director William D. Waddill For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
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APPLIED MOLECULAR TRANSPORT INC.
Ticker: AMTI Security ID: 03824M109
Meeting Date: MAY 24, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlene Banard For For Management
1.2 Elect Director Graham K. Cooper For Withhold Management
1.3 Elect Director John W. Smither For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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ARBUTUS BIOPHARMA CORPORATION
Ticker: ABUS Security ID: 03879J100
Meeting Date: MAY 25, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Burgess For For Management
1.2 Elect Director William H. Collier For For Management
1.3 Elect Director Richard C. Henriques For For Management
1.4 Elect Director Keith Manchester For For Management
1.5 Elect Director James Meyers For For Management
1.6 Elect Director Frank Torti For For Management
1.7 Elect Director Tram Tran For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
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ARCTURUS THERAPEUTICS HOLDINGS INC.
Ticker: ARCT Security ID: 03969T109
Meeting Date: JUN 21, 2022 Meeting Type: Annual
Record Date: APR 29, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Farrell For For Management
1.2 Elect Director Joseph E. Payne For For Management
1.3 Elect Director Andy Sassine For For Management
1.4 Elect Director James Barlow For For Management
1.5 Elect Director Edward W. Holmes For For Management
1.6 Elect Director Magda Marquet For For Management
1.7 Elect Director Jing L. Marantz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Ratify Ernst & Young LLP as Auditors For For Management
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ARCUS BIOSCIENCES, INC.
Ticker: RCUS Security ID: 03969F109
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Yasunori Kaneko For Withhold Management
1b Elect Director Patrick Machado For Withhold Management
1c Elect Director Andrew Perlman For Withhold Management
1d Elect Director Antoni Ribas For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ARCUTIS BIOTHERAPEUTICS, INC.
Ticker: ARQT Security ID: 03969K108
Meeting Date: JUN 01, 2022 Meeting Type: Annual
Record Date: APR 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bhaskar Chaudhuri For For Management
1b Elect Director Howard G. Welgus For Withhold Management
1c Elect Director Sue-Jean Lin For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047607
Meeting Date: FEB 02, 2022 Meeting Type: Special
Record Date: DEC 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
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ARROWHEAD PHARMACEUTICALS, INC.
Ticker: ARWR Security ID: 04280A100
Meeting Date: MAR 17, 2022 Meeting Type: Annual
Record Date: JAN 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglass Given For For Management
1b Elect Director Michael S. Perry For Against Management
1c Elect Director Christopher Anzalone For For Management
1d Elect Director Marianne De Backer For Against Management
1e Elect Director Mauro Ferrari For Against Management
1f Elect Director Adeoye Olukotun For Against Management
1g Elect Director William Waddill For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Non-Employee Director For Against Management
Compensation Plan
4 Ratify Rose, Snyder & Jacobs LLP as For For Management
Auditors
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ARVINAS, INC.
Ticker: ARVN Security ID: 04335A105
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Bain For Withhold Management
1.2 Elect Director John Houston For Withhold Management
1.3 Elect Director Laurie Smaldone Alsup For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
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ASCENDIS PHARMA A/S
Ticker: ASND Security ID: 04351P101
Meeting Date: NOV 18, 2021 Meeting Type: Extraordinary Shareholders
Record Date: OCT 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Elect Rafaele Tordjman as Director For For Management
3 Authorize Editorial Changes to Adopted For For Management
Resolutions in Connection with
Registration with Danish Authorities
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ATAI LIFE SCIENCES NV
Ticker: ATAI Security ID: N0731H103
Meeting Date: MAY 25, 2022 Meeting Type: Annual
Record Date: APR 27, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Deloitte & Touche LLP as For For Management
Auditors
2 Reelect Michael Auerbach to For Against Management
Supervisory Board
3 Reelect Jason Camm to Supervisory Board For Against Management
4 Grant Board Authority to Issue Shares For Against Management
5 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
6 Authorize Repurchase of Shares For Against Management
7 Amend Articles of Association to For For Management
Provide a Quorum of 33-1/3 Percent of
Common Shares at Any General Meeting
of Shareholders and Authorization to
Implement Such Amendment
8 Amend Articles of Association to For For Management
Include U.S. Federal Forum Selection
Clause and Authorization to Implement
Such Amendment
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ATARA BIOTHERAPEUTICS, INC.
Ticker: ATRA Security ID: 046513107
Meeting Date: JUN 23, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roy D. Baynes For Withhold Management
1b Elect Director Matthew K. Fust For Withhold Management
1c Elect Director Ronald C. Renaud, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
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ATEA PHARMACEUTICALS, INC.
Ticker: AVIR Security ID: 04683R106
Meeting Date: JUN 17, 2022 Meeting Type: Annual
Record Date: APR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruno Lucidi For Withhold Management
1.2 Elect Director Polly A. Murphy For Withhold Management
1.3 Elect Director Bruce Polsky For Withhold Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Ratify KPMG LLP as Auditors For For Management
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ATHIRA PHARMA, INC.
Ticker: ATHA Security ID: 04746L104
Meeting Date: MAY 19, 2022 Meeting Type: Proxy Contest
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card)
1.1 Elect Director Joseph Edelman For Withhold Management
1.2 Elect Director John M. Fluke, Jr. For Withhold Management
1.3 Elect Director Grant Pickering For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Repeal Any Bylaw Provisions Without Against Against Shareholder
Shareholder Approval Subsequent to
February 18, 2022
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card)
1.1 Elect Directors Richard A. Kayne For Did Not Vote Shareholder
1.2 Elect Directors George W. Bickerstaff, For Did Not Vote Shareholder
III
1.3 Management Nominee Grant Pickering For Did Not Vote Shareholder
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
3 Repeal Any Bylaw Provisions Without For Did Not Vote Shareholder
Shareholder Approval Subsequent to
February 18, 2022
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AUTOLUS THERAPEUTICS PLC
Ticker: AUTL Security ID: 05280R100
Meeting Date: JUN 28, 2022 Meeting Type: Annual
Record Date: MAY 23, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For Against Management
4 Reappoint Ernst & Young LLP as Auditors For For Management
5 Elect Director Joseph Anderson For For Management
6 Elect Director Jay T. Backstrom For For Management
7 Elect Director Martin Murphy For For Management
8 Authorise Issue of Equity For Against Management
9 Authorise Issue of Equity without For Against Management
Pre-emptive Rights
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AVIDITY BIOSCIENCES, INC.
Ticker: RNA Security ID: 05370A108
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tamar Thompson For Withhold Management
1.2 Elect Director Eric Mosbrooker For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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AXSOME THERAPEUTICS, INC.
Ticker: AXSM Security ID: 05464T104
Meeting Date: JUN 03, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Roger Jeffs For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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BICYCLE THERAPEUTICS PLC
Ticker: BCYC Security ID: 088786108
Meeting Date: JUN 27, 2022 Meeting Type: Annual
Record Date: APR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Pierre Legault as Director For For Management
2 Re-elect Richard Kender as Director For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For Against Management
6 Ratify PricewaterhouseCoopers LLP as U. For For Management
S. Independent Registered Public
Accounting Firm
7 Ratify PricewaterhouseCoopers LLP as For For Management
UK Statutory Auditors
8 Authorize Board to Fix Remuneration of For For Management
Auditors
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Remuneration Report For For Management
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BIOATLA, INC.
Ticker: BCAB Security ID: 09077B104
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Ann Gray For Withhold Management
1.2 Elect Director Susan Moran For Withhold Management
1.3 Elect Director Lawrence Steinman For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
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BIOXCEL THERAPEUTICS, INC.
Ticker: BTAI Security ID: 09075P105
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director June Bray For Withhold Management
1.2 Elect Director Krishnan Nandabalan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
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BRIDGEBIO PHARMA, INC.
Ticker: BBIO Security ID: 10806X102
Meeting Date: DEC 15, 2021 Meeting Type: Special
Record Date: NOV 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Equity Awards Granted to For Against Management
Directors Under the Director
Compensation Policy
2 Amend Non-Employee Director For For Management
Compensation Policy
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
C4 THERAPEUTICS, INC.
Ticker: CCCC Security ID: 12529R107
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J. Cohen None None Management
*Withdrawn Resolution*
1.2 Elect Director Bruce Downey For Withhold Management
1.3 Elect Director Glenn Dubin For Withhold Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CARA THERAPEUTICS, INC.
Ticker: CARA Security ID: 140755109
Meeting Date: JUN 02, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Ives For Withhold Management
1.2 Elect Director Christopher Posner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CASSAVA SCIENCES, INC.
Ticker: SAVA Security ID: 14817C107
Meeting Date: MAY 05, 2022 Meeting Type: Annual
Record Date: MAR 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nadav Friedmann For Withhold Management
1b Elect Director Michael J. O'Donnell For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
CEL-SCI CORPORATION
Ticker: CVM Security ID: 150837607
Meeting Date: JUL 01, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geert R. Kersten For Withhold Management
1.2 Elect Director Peter R. Young For Withhold Management
1.3 Elect Director Bruno Baillavoine For Withhold Management
1.4 Elect Director Robert Watson For Withhold Management
2 Approve Non-Qualified Stock Option Plan For Against Management
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CEL-SCI CORPORATION
Ticker: CVM Security ID: 150837607
Meeting Date: JUN 13, 2022 Meeting Type: Annual
Record Date: APR 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geert R. Kersten For Withhold Management
1.2 Elect Director Peter R. Young For Withhold Management
1.3 Elect Director Bruno Baillavoine For Withhold Management
1.4 Elect Director Robert Watson For Withhold Management
2 Approve Non-Qualified Stock Option Plan For Against Management
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CELLDEX THERAPEUTICS, INC.
Ticker: CLDX Security ID: 15117B202
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen L. Shoos For For Management
1.2 Elect Director Anthony S. Marucci For For Management
1.3 Elect Director Keith L. Brownlie For For Management
1.4 Elect Director Cheryl L. Cohen For For Management
1.5 Elect Director Herbert J. Conrad For Withhold Management
1.6 Elect Director James J. Marino For For Management
1.7 Elect Director Garry Neil For For Management
1.8 Elect Director Harry H. Penner, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTESSA PHARMACEUTICALS PLC
Ticker: CNTA Security ID: 152309100
Meeting Date: JUN 30, 2022 Meeting Type: Annual
Record Date: MAY 09, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Arjun Goyal as Director For For Management
2 Re-elect Aaron Kantoff as Director For For Management
3 Re-elect Samarth Kulkarni as Director For Against Management
4 Reappoint KPMG LLP as U.K. Statutory For For Management
Auditors
5 Reappoint KPMG LLP as Auditors For For Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Remuneration Report For For Management
9 Approve Remuneration Policy For For Management
--------------------------------------------------------------------------------
CEREVEL THERAPEUTICS HOLDINGS, INC.
Ticker: CERE Security ID: 15678U128
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deborah Baron For Withhold Management
1.2 Elect Director Doug Giordano For Withhold Management
1.3 Elect Director Adam Koppel For Withhold Management
1.4 Elect Director Ruth McKernan For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHIMERIX, INC.
Ticker: CMRX Security ID: 16934W106
Meeting Date: JUN 23, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine L. Gilliss For For Management
1.2 Elect Director Patrick Machado For For Management
1.3 Elect Director Fred A. Middleton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CHINOOK THERAPEUTICS, INC.
Ticker: KDNY Security ID: 16961L106
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date: APR 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerel Davis For Withhold Management
1.2 Elect Director William M. Greenman For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CODEXIS, INC.
Ticker: CDXS Security ID: 192005106
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: APR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Byron L. Dorgan For For Management
1.2 Elect Director David V. Smith For For Management
1.3 Elect Director Dennis P. Wolf For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
COGENT BIOSCIENCES, INC.
Ticker: COGT Security ID: 19240Q201
Meeting Date: JUN 07, 2022 Meeting Type: Annual
Record Date: APR 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen Ferrante For Withhold Management
1.2 Elect Director Matthew E. Ros For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COMPASS PATHWAYS PLC
Ticker: CMPS Security ID: 20451W101
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thomas Lonngren as Director For Against Management
2 Elect Robert McQuade as Director For For Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as UK Statutory Auditors
4 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm
5 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
6 Accept Financial Statements and For For Management
Statutory Reports
7 Approve Remuneration Report For For Management
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMPUGEN LTD.
Ticker: CGEN Security ID: M25722105
Meeting Date: SEP 02, 2021 Meeting Type: Annual
Record Date: AUG 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Paul Sekhri as Director For For Management
1.2 Reelect Anat Cohen-Dayag as Director For For Management
1.3 Reelect Eran Perry as Director For For Management
1.4 Reelect Gilead Halevy as Director For For Management
1.5 Reelect Jean-Pierre Bizzari as Director For For Management
1.6 Reelect Kinneret Livnat Savitzky as For For Management
Director
1.7 Reelect Sanford (Sandy) Zweifach as For For Management
Director
2 Approve Amendment to indemnification For For Management
and Exemption Agreement and Release
Letters of the Company
3 Reappoint Kost Forer Gabbay & Kasierer For For Management
(a member of Ernst & Young Global) as
Auditors and Authorize Board to Fix
Their Remuneration
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
CORTEXYME, INC.
Ticker: CRTX Security ID: 22053A107
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Lowe For For Management
1.2 Elect Director Christopher J. Senner For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CRINETICS PHARMACEUTICALS, INC.
Ticker: CRNX Security ID: 22663K107
Meeting Date: JUN 17, 2022 Meeting Type: Annual
Record Date: APR 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Scott Struthers For Withhold Management
1.2 Elect Director Matthew K. Fust For Withhold Management
1.3 Elect Director Rogerio Vivaldi Coelho For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG
Ticker: CRSP Security ID: H17182108
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Treatment of Net Loss For For Management
3 Approve Discharge of Board and Senior For For Management
Management
4a Reelect Director Rodger Novak For For Management
4b Reelect Director Samarth Kulkarni For For Management
4c Reelect Director Ali Behbahani For Against Management
4d Reelect Director Bradley Bolzon For For Management
4e Reelect Director H. Edward Fleming, Jr. For For Management
4f Reelect Director Simeon J. George For For Management
4g Reelect Director John T. Greene For For Management
4h Reelect Director Katherine A. High For For Management
4i Reelect Director Douglas A. Treco For For Management
4j Elect Director Maria Fardis For For Management
5a Reelect Ali Behbahani as Member of the For Against Management
Compensation Committee
5b Reelect Simeon J. George as Member of For For Management
the Compensation Committee
5c Reelect John T. Greene as Member of For For Management
the Compensation Committee
6a Approve Remuneration of Directors in For For Management
the Amount of USD 507,000
6b Approve Remuneration of Directors in For Against Management
the Amount of USD 11,738,100
6c Approve Remuneration of Executive For For Management
Committee in the Amount of USD
3,700,579
6d Approve Remuneration of Executive For For Management
Committee in the Amount of USD
3,195,625
6e Approve Remuneration of Executive For For Management
Committee in the Amount of USD
55,827,593
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
9 Approve Increase in Size of Board For For Management
10 Approve Creation of CHF 615,212.46 For Against Management
Pool of Authorized Capital with or
without Exclusion of Preemptive Rights
11 Approve Creation of CHF 246,084.96 For For Management
Pool of Conditional Capital for Bonds
or Similar Debt Instruments
12 Approve Increase in Conditional Share For Against Management
Capital for Employee Equity Plans
13 Amend Omnibus Stock Plan For Against Management
14 Designate Marius Meier as Independent For For Management
Proxy
15 Ratify Ernst & Young LLP as Auditor For For Management
and Ernst & Young AG as Statutory
Auditor
16 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CUE BIOPHARMA, INC.
Ticker: CUE Security ID: 22978P106
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 12, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel R. Passeri For For Management
1.2 Elect Director Frank Morich For Withhold Management
1.3 Elect Director Frederick Driscoll For Withhold Management
1.4 Elect Director Aaron Fletcher For For Management
1.5 Elect Director Cameron Gray For For Management
1.6 Elect Director Tamar Howson For Withhold Management
1.7 Elect Director Peter A. Kiener For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CULLINAN ONCOLOGY, INC.
Ticker: CGEM Security ID: 230031106
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ansbert Gadicke For Withhold Management
1.2 Elect Director Anthony Rosenberg For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CUREVAC NV
Ticker: CVAC Security ID: N2451R105
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: MAY 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Management Board For For Management
3 Approve Discharge of Supervisory Board For For Management
4 Reelect Franz-Werner Haas to For For Management
Management Board
5 Elect Malte Greune to Management Board For For Management
6 Elect Klaus Schollmeier to Supervisory For For Management
Board
7 Reelect Craig Allen Tooman to For Against Management
Supervisory Board
8 Elect Debra Barker to Supervisory Board For For Management
9 Ratify KPMG Accountants NV as Auditors For For Management
--------------------------------------------------------------------------------
CURIS, INC.
Ticker: CRIS Security ID: 231269200
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date: MAR 30, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Hohneker For For Management
1.2 Elect Director Marc Rubin For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CYTOKINETICS, INCORPORATED
Ticker: CYTK Security ID: 23282W605
Meeting Date: MAY 10, 2022 Meeting Type: Annual
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Muna Bhanji For For Management
1.2 Elect Director Santo J. Costa For For Management
1.3 Elect Director John T. Henderson For For Management
1.4 Elect Director B. Lynne Parshall For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYTOMX THERAPEUTICS, INC.
Ticker: CTMX Security ID: 23284F105
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sean A. McCarthy For Against Management
1b Elect Director Mani Mohindru For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DAY ONE BIOPHARMACEUTICALS, INC.
Ticker: DAWN Security ID: 23954D109
Meeting Date: JUN 21, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Gladstone For Withhold Management
1.2 Elect Director Natalie Holles For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DENALI THERAPEUTICS INC.
Ticker: DNLI Security ID: 24823R105
Meeting Date: JUN 02, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicki Sato For Withhold Management
1.2 Elect Director Erik Harris For For Management
1.3 Elect Director Peter Klein For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DICE THERAPEUTICS, INC.
Ticker: DICE Security ID: 23345J104
Meeting Date: JUN 07, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shaan C. Gandhi For Withhold Management
1.2 Elect Director Lisa Bowers For For Management
1.3 Elect Director Mittie Doyle For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DYNAVAX TECHNOLOGIES CORPORATION
Ticker: DVAX Security ID: 268158201
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date: APR 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julie Eastland For For Management
1.2 Elect Director Andrew Hack For For Management
1.3 Elect Director Brent MacGregor For For Management
1.4 Elect Director Scott Myers For For Management
1.5 Elect Director Elaine Sun For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EDGEWISE THERAPEUTICS, INC.
Ticker: EWTX Security ID: 28036F105
Meeting Date: JUN 23, 2022 Meeting Type: Annual
Record Date: APR 27, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth Harrison For Withhold Management
1.2 Elect Director Alan Russell For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EDITAS MEDICINE, INC.
Ticker: EDIT Security ID: 28106W103
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 12, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jessica Hopfield For Withhold Management
1.2 Elect Director Emma Reeve For For Management
1.3 Elect Director David T. Scadden For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst &Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ERASCA, INC.
Ticker: ERAS Security ID: 29479A108
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: APR 26, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan E. Lim For Withhold Management
1.2 Elect Director James A. Bristol For Withhold Management
1.3 Elect Director Valerie Harding-Start For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ESSA PHARMA INC.
Ticker: EPIX Security ID: 29668H708
Meeting Date: MAR 09, 2022 Meeting Type: Annual
Record Date: JAN 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director David R. Parkinson For For Management
2.2 Elect Director Richard M. Glickman For For Management
2.3 Elect Director Gary Sollis For For Management
2.4 Elect Director Franklin M. Berger For Withhold Management
2.5 Elect Director Scott Requadt For For Management
2.6 Elect Director Marella Thorell For For Management
2.7 Elect Director Alex Martin For For Management
2.8 Elect Director Sanford Zweifach For For Management
3 Approve Davidson & Company LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency For For Management
Every Year
6 Amend Omnibus Incentive Plan For For Management
--------------------------------------------------------------------------------
EVELO BIOSCIENCES, INC.
Ticker: EVLO Security ID: 299734103
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 12, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose-Carlos For For Management
Gutierrez-Ramos
1.2 Elect Director Iain B. McInnes For For Management
1.3 Elect Director Theodose Melas-Kyriazi For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FATE THERAPEUTICS, INC.
Ticker: FATE Security ID: 31189P102
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 12, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy P. Coughlin For For Management
1.2 Elect Director J. Scott Wolchko For For Management
1.3 Elect Director Shefali Agarwal For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
FIBROGEN, INC.
Ticker: FGEN Security ID: 31572Q808
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Suzanne Blaug For For Management
1b Elect Director Benjamin F. Cravatt For For Management
1c Elect Director Jeffrey L. Edwards For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FORMA THERAPEUTICS HOLDINGS, INC.
Ticker: FMTX Security ID: 34633R104
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Wirth For Withhold Management
1.2 Elect Director Timothy P. Clackson For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FULCRUM THERAPEUTICS, INC.
Ticker: FULC Security ID: 359616109
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kate Haviland For Withhold Management
1.2 Elect Director Katina Dorton For Withhold Management
1.3 Elect Director Robert J. Gould For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
G1 THERAPEUTICS, INC.
Ticker: GTHX Security ID: 3621LQ109
Meeting Date: JUN 23, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Alicia Secor For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GAMIDA CELL LTD.
Ticker: GMDA Security ID: M47364100
Meeting Date: NOV 17, 2021 Meeting Type: Annual
Record Date: OCT 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Robert Blum Director For For Management
1b Elect Julian Adams as Director For For Management
1c Elect Ofer Gonen as Director For For Management
2 Approve Amended Employment Terms of For Against Management
Julian Adams, CEO
3 Approve Amendment to Indemnification For For Management
Agreements
4 Approve an Amendment to Company's 2017 For Against Management
Share Incentive Plan
5 Approve Amendments to Articles of For For Management
Association
6 Approve Amendment of Compensation For For Management
Terms of Directors
7 Reappoint Kost Forer Gabbay & Kasierer For For Management
as Auditors
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
GEMINI THERAPEUTICS, INC.
Ticker: GMTX Security ID: 36870G105
Meeting Date: SEP 29, 2021 Meeting Type: Annual
Record Date: AUG 02, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carl L. Gordon For Withhold Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GERON CORPORATION
Ticker: GERN Security ID: 374163103
Meeting Date: MAY 10, 2022 Meeting Type: Annual
Record Date: MAR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dawn C. Bir For Withhold Management
1.2 Elect Director Elizabeth G. O'Farrell For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GOSSAMER BIO, INC.
Ticker: GOSS Security ID: 38341P102
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kristina Burow For Withhold Management
1.2 Elect Director Thomas Daniel For Withhold Management
1.3 Elect Director Sandra Milligan For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRAPHITE BIO, INC.
Ticker: GRPH Security ID: 38870X104
Meeting Date: JUN 21, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerel Davis For Withhold Management
1.2 Elect Director Perry Karsen For Withhold Management
1.3 Elect Director Joseph Jimenez For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GRITSTONE BIO, INC.
Ticker: GRTS Security ID: 39868T105
Meeting Date: JUN 17, 2022 Meeting Type: Annual
Record Date: APR 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Allen For Withhold Management
1.2 Elect Director Naiyer A. Rizvi For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOMOLOGY MEDICINES, INC.
Ticker: FIXX Security ID: 438083107
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey V. Poulton For Withhold Management
1.2 Elect Director Alise S. Reicin For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HUMANIGEN, INC.
Ticker: HGEN Security ID: 444863203
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cameron Durrant For For Management
1.2 Elect Director Ronald Barliant For For Management
1.3 Elect Director Rainer Boehm For For Management
1.4 Elect Director Cheryl Buxton For For Management
1.5 Elect Director Dale Chappell For For Management
1.6 Elect Director John Hohneker For For Management
1.7 Elect Director Kevin Xie For For Management
2 Ratify HORNE LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IDEAYA BIOSCIENCES, INC.
Ticker: IDYA Security ID: 45166A102
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 12, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Kelley For Withhold Management
1.2 Elect Director Jeffrey L. Stein For Withhold Management
1.3 Elect Director Scott W. Morrison For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IGM BIOSCIENCES, INC.
Ticker: IGMS Security ID: 449585108
Meeting Date: JUN 21, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Felix J. Baker For Withhold Management
1.2 Elect Director Michael Lee For Withhold Management
1.3 Elect Director Fred Schwarzer For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IMAGO BIOSCIENCES, INC.
Ticker: IMGO Security ID: 45250K107
Meeting Date: JUN 01, 2022 Meeting Type: Annual
Record Date: APR 05, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis Henner For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IMMUNITYBIO, INC.
Ticker: IBRX Security ID: 45256X103
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Soon-Shiong For Withhold Management
1.2 Elect Director Richard Adcock For For Management
1.3 Elect Director Barry J. Simon For For Management
1.4 Elect Director Michael D. Blaszyk For Withhold Management
1.5 Elect Director John Owen Brennan For Withhold Management
1.6 Elect Director Wesley Clark For Withhold Management
1.7 Elect Director Cheryl L. Cohen For Withhold Management
1.8 Elect Director Linda Maxwell For Withhold Management
1.9 Elect Director Christobel Selecky For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IMMUNOCORE HOLDINGS PLC
Ticker: IMCR Security ID: 45258D105
Meeting Date: MAY 12, 2022 Meeting Type: Annual
Record Date: APR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For Against Management
4 Elect Travis Coy as Director For For Management
5 Elect Sir Peter Ratcliffe as Director For For Management
6 Elect Roy Herbst as Director For For Management
7 Appoint KPMG LLP as Auditors For For Management
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Authorise UK Political Donations and For For Management
Expenditure
10 Authorise Off-Market Purchase of For For Management
Deferred Shares
--------------------------------------------------------------------------------
IMMUNOGEN, INC.
Ticker: IMGN Security ID: 45253H101
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Nine For For Management
2.1 Elect Director Stuart A. Arbuckle For For Management
2.2 Elect Director Mark J. Enyedy For For Management
2.3 Elect Director Mark Goldberg For For Management
2.4 Elect Director Tracey L. McCain For For Management
2.5 Elect Director Stephen C. McCluski For For Management
2.6 Elect Director Dean J. Mitchell For For Management
2.7 Elect Director Kristine Peterson For For Management
2.8 Elect Director Helen M. Thackray For For Management
2.9 Elect Director Richard J. Wallace For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IMMUNOVANT, INC.
Ticker: IMVT Security ID: 45258J102
Meeting Date: SEP 09, 2021 Meeting Type: Annual
Record Date: JUL 22, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Salzmann For Withhold Management
1.2 Elect Director Douglas Hughes For Withhold Management
1.3 Elect Director George Migausky For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Repricing of Options For Against Management
--------------------------------------------------------------------------------
INHIBRX, INC.
Ticker: INBX Security ID: 45720L107
Meeting Date: MAY 25, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas G. Forsyth For Withhold Management
1.2 Elect Director Kimberly Manhard For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
INOVIO PHARMACEUTICALS, INC.
Ticker: INO Security ID: 45773H201
Meeting Date: MAY 16, 2022 Meeting Type: Annual
Record Date: MAR 17, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Joseph Kim For For Management
1.2 Elect Director Simon X. Benito For For Management
1.3 Elect Director Roger D. Dansey For For Management
1.4 Elect Director Ann C. Miller For For Management
1.5 Elect Director Jay P. Shepard For For Management
1.6 Elect Director David B. Weiner For For Management
1.7 Elect Director Wendy L. Yarno For For Management
1.8 Elect Director Lota S. Zoth For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INSTIL BIO, INC.
Ticker: TIL Security ID: 45783C101
Meeting Date: MAY 20, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bronson Crouch For Withhold Management
1b Elect Director Jack B. Nielsen For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC.
Ticker: NTLA Security ID: 45826J105
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caroline Dorsa For Withhold Management
1.2 Elect Director Georgia Keresty For Withhold Management
1.3 Elect Director John M. Leonard For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC.
Ticker: IOVA Security ID: 462260100
Meeting Date: JUN 10, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Iain Dukes For Withhold Management
1.2 Elect Director Athena Countouriotis For For Management
1.3 Elect Director Ryan Maynard For For Management
1.4 Elect Director Merrill A. McPeak For For Management
1.5 Elect Director Wayne P. Rothbaum For For Management
1.6 Elect Director Michael Weiser For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ITEOS THERAPEUTICS, INC.
Ticker: ITOS Security ID: 46565G104
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aaron Davis For Withhold Management
1.2 Elect Director Ann D. Rhoads For Withhold Management
1.3 Elect Director Matthew Roden For Withhold Management
1.4 Elect Director Tony Ho For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Deloitte Bedrijfsrevisoren / For For Management
Reviseurs d'Entreprises BV/SRL as
Auditors
--------------------------------------------------------------------------------
IVERIC BIO, INC.
Ticker: ISEE Security ID: 46583P102
Meeting Date: MAY 12, 2022 Meeting Type: Annual
Record Date: MAR 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adrienne L. Graves For For Management
1.2 Elect Director Christine Ann Miller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
KADMON HOLDINGS, INC.
Ticker: KDMN Security ID: 48283N106
Meeting Date: NOV 05, 2021 Meeting Type: Special
Record Date: SEP 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KALVISTA PHARMACEUTICALS, INC.
Ticker: KALV Security ID: 483497103
Meeting Date: SEP 30, 2021 Meeting Type: Annual
Record Date: AUG 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert Cha For Against Management
1.2 Elect Director Martin Edwards For Against Management
1.3 Elect Director Nancy Stuart For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KARUNA THERAPEUTICS, INC.
Ticker: KRTX Security ID: 48576A100
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven Paul For Withhold Management
1b Elect Director Atul Pande For Withhold Management
1c Elect Director Denice Torres For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KEROS THERAPEUTICS, INC.
Ticker: KROS Security ID: 492327101
Meeting Date: JUN 01, 2022 Meeting Type: Annual
Record Date: APR 05, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ran Nussbaum For Withhold Management
1.2 Elect Director Mary Ann Gray For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KEZAR LIFE SCIENCES, INC.
Ticker: KZR Security ID: 49372L100
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth Garner For Withhold Management
1b Elect Director Michael Kauffman For Withhold Management
1c Elect Director Courtney Wallace For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KINNATE BIOPHARMA, INC.
Ticker: KNTE Security ID: 49705R105
Meeting Date: JUN 10, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurie Smaldone Alsup For Withhold Management
1.2 Elect Director Melissa Epperly For Withhold Management
1.3 Elect Director Michael Rome For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KODIAK SCIENCES INC.
Ticker: KOD Security ID: 50015M109
Meeting Date: OCT 13, 2021 Meeting Type: Special
Record Date: SEP 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
KODIAK SCIENCES INC.
Ticker: KOD Security ID: 50015M109
Meeting Date: JUN 07, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Levy For Withhold Management
1.2 Elect Director Robert A. Profusek For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KRONOS BIO, INC.
Ticker: KRON Security ID: 50107A104
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Otello Stampacchia For Withhold Management
1.2 Elect Director David M. Tanen For Withhold Management
1.3 Elect Director Roshawn Blunt For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
KRYSTAL BIOTECH, INC.
Ticker: KRYS Security ID: 501147102
Meeting Date: MAY 20, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel S. Janney For Withhold Management
1.2 Elect Director Dino A. Rossi For Withhold Management
1.3 Elect Director E. Rand Sutherland For For Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KURA ONCOLOGY, INC.
Ticker: KURA Security ID: 50127T109
Meeting Date: JUN 21, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Helen Collins For For Management
1.2 Elect Director Thomas Malley For Withhold Management
1.3 Elect Director Carol Schafer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KYMERA THERAPEUTICS, INC.
Ticker: KYMR Security ID: 501575104
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Albers For Withhold Management
1.2 Elect Director Joanna Horobin For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LEXICON PHARMACEUTICALS, INC.
Ticker: LXRX Security ID: 528872302
Meeting Date: MAY 20, 2022 Meeting Type: Annual
Record Date: MAR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond Debbane For Withhold Management
1.2 Elect Director Robert J. Lefkowitz For For Management
1.3 Elect Director Alan S. Nies For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MACROGENICS, INC.
Ticker: MGNX Security ID: 556099109
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen Ferrante For Withhold Management
1.2 Elect Director Edward Hurwitz For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MADRIGAL PHARMACEUTICALS, INC.
Ticker: MDGL Security ID: 558868105
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 27, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Gollust For Withhold Management
1.2 Elect Director Richard S. Levy For For Management
1.3 Elect Director David Milligan For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARINUS PHARMACEUTICALS, INC.
Ticker: MRNS Security ID: 56854Q200
Meeting Date: MAY 25, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Braunstein For For Management
1.2 Elect Director Seth H.Z. Fischer For For Management
1.3 Elect Director Nicole Vitullo For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEI PHARMA, INC.
Ticker: MEIP Security ID: 55279B202
Meeting Date: DEC 16, 2021 Meeting Type: Annual
Record Date: OCT 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles V. Baltic, III For For Management
1.2 Elect Director Nicholas R. Glover For For Management
1.3 Elect Director Frederick W. Driscoll For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MEIRAGTX HOLDINGS PLC
Ticker: MGTX Security ID: G59665102
Meeting Date: JUN 07, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Indyk For For Management
1.2 Elect Director Arnold J. Levine For For Management
1.3 Elect Director Thomas E. Shenk For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
--------------------------------------------------------------------------------
MERSANA THERAPEUTICS, INC.
Ticker: MRSN Security ID: 59045L106
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Allene M. Diaz For Withhold Management
1b Elect Director Andrew A. F. Hack For Withhold Management
1c Elect Director Kristen Hege For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
MERUS N.V.
Ticker: MRUS Security ID: N5749R100
Meeting Date: MAY 31, 2022 Meeting Type: Annual
Record Date: MAY 03, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Ratify KPMG Accountants N.V. as For For Management
Auditors
3 Approve Discharge of Directors For For Management
4 Elect Len Kanavy as Non-Executive For For Management
Director
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Amend Non-Executive Director For Against Management
Compensation Program
7 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MIRATI THERAPEUTICS, INC.
Ticker: MRTX Security ID: 60468T105
Meeting Date: MAY 12, 2022 Meeting Type: Annual
Record Date: MAR 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Baum For For Management
1.2 Elect Director Bruce L.A. Carter For For Management
1.3 Elect Director Julie M. Cherrington For For Management
1.4 Elect Director Aaron I. Davis For For Management
1.5 Elect Director Henry J. Fuchs For For Management
1.6 Elect Director Faheem Hasnain For For Management
1.7 Elect Director Craig Johnson For For Management
1.8 Elect Director Maya Martinez-Davis For For Management
1.9 Elect Director David Meek For For Management
1.10 Elect Director Shalini Sharp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young, LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MIRUM PHARMACEUTICALS, INC.
Ticker: MIRM Security ID: 604749101
Meeting Date: JUN 02, 2022 Meeting Type: Annual
Record Date: APR 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura Brege For Withhold Management
1.2 Elect Director Michael Grey For Withhold Management
1.3 Elect Director Christopher Peetz For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MORPHIC HOLDING, INC.
Ticker: MORF Security ID: 61775R105
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Edwards For Withhold Management
1.2 Elect Director Nisha Nanda For For Management
1.3 Elect Director Praveen P. Tipirneni For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MYOVANT SCIENCES LTD.
Ticker: MYOV Security ID: G637AM102
Meeting Date: NOV 05, 2021 Meeting Type: Annual
Record Date: JUL 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrie Curran For For Management
1b Elect Director Mark Guinan For For Management
1c Elect Director Adele Gulfo For Against Management
1d Elect Director David Marek For Against Management
1e Elect Director Hiroshi Nomura For Against Management
1f Elect Director Myrtle Potter For Against Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NGM BIOPHARMACEUTICALS, INC.
Ticker: NGM Security ID: 62921N105
Meeting Date: MAY 18, 2022 Meeting Type: Annual
Record Date: MAR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David V. Goeddel For Withhold Management
1b Elect Director Suzanne Sawochka Hooper For Withhold Management
1c Elect Director David J. Woodhouse For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NKARTA, INC.
Ticker: NKTX Security ID: 65487U108
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Dybbs For Withhold Management
1.2 Elect Director Simeon George For Withhold Management
1.3 Elect Director Leone Patterson For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NURIX THERAPEUTICS, INC.
Ticker: NRIX Security ID: 67080M103
Meeting Date: MAY 05, 2022 Meeting Type: Annual
Record Date: MAR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judith A. Reinsdorf For For Management
1.2 Elect Director Clay B. Siegall For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NUVATION BIO INC.
Ticker: NUVB Security ID: 67080N101
Meeting Date: MAY 16, 2022 Meeting Type: Annual
Record Date: MAR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn E. Falberg For Withhold Management
1.2 Elect Director Oleg Nodelman For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
OLEMA PHARMACEUTICALS, INC.
Ticker: OLMA Security ID: 68062P106
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cynthia Butitta For Withhold Management
1.2 Elect Director Cyrus L. Harmon For Withhold Management
1.3 Elect Director Graham Walmsley For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ORIC PHARMACEUTICALS, INC.
Ticker: ORIC Security ID: 68622P109
Meeting Date: JUN 17, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Hoerter For For Management
1.2 Elect Director Angie You For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PASSAGE BIO, INC.
Ticker: PASG Security ID: 702712100
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date: APR 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maxine Gowen For Withhold Management
1.2 Elect Director Thomas Woiwode For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PHATHOM PHARMACEUTICALS, INC.
Ticker: PHAT Security ID: 71722W107
Meeting Date: MAY 25, 2022 Meeting Type: Annual
Record Date: MAR 30, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Heidi Kunz For Withhold Management
1b Elect Director David Socks For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PLIANT THERAPEUTICS, INC.
Ticker: PLRX Security ID: 729139105
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Curnutte For Withhold Management
1b Elect Director Smital Shah For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PMV PHARMACEUTICALS, INC.
Ticker: PMVP Security ID: 69353Y103
Meeting Date: JUN 02, 2022 Meeting Type: Annual
Record Date: APR 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arnold Levine For Withhold Management
1.2 Elect Director Charles M. Baum For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PRAXIS PRECISION MEDICINES, INC.
Ticker: PRAX Security ID: 74006W108
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey Chodakewitz For Withhold Management
1b Elect Director Merit Cudkowicz For Withhold Management
1c Elect Director Stefan Vitorovic For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
PRECIGEN, INC.
Ticker: PGEN Security ID: 74017N105
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 12, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Randal Kirk For For Management
1b Elect Director Cesar Alvarez For For Management
1c Elect Director Steven Frank For For Management
1d Elect Director Vinita Gupta For For Management
1e Elect Director Fred Hassan For For Management
1f Elect Director Jeffrey Kindler For For Management
1g Elect Director Dean Mitchell For For Management
1h Elect Director Helen Sabzevari For For Management
1i Elect Director Robert Shapiro For For Management
1j Elect Director James Turley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
--------------------------------------------------------------------------------
PRECISION BIOSCIENCES, INC.
Ticker: DTIL Security ID: 74019P108
Meeting Date: MAY 10, 2022 Meeting Type: Annual
Record Date: MAR 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Buehler For Withhold Management
1.2 Elect Director Shari Lisa Pire For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PRELUDE THERAPEUTICS INCORPORATED
Ticker: PRLD Security ID: 74065P101
Meeting Date: JUN 17, 2022 Meeting Type: Annual
Record Date: APR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin Babler For For Management
1.2 Elect Director Julian C. Baker For Withhold Management
1.3 Elect Director Victor Sandor For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROMETHEUS BIOSCIENCES, INC.
Ticker: RXDX Security ID: 74349U108
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAR 24, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph C. Papa For Withhold Management
1.2 Elect Director Mary Szela For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROTAGONIST THERAPEUTICS, INC.
Ticker: PTGX Security ID: 74366E102
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold E. Selick For Withhold Management
1.2 Elect Director Bryan Giraudo For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROTHENA CORPORATION PLC
Ticker: PRTA Security ID: G72800108
Meeting Date: MAY 17, 2022 Meeting Type: Annual
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paula K. Cobb For For Management
1b Elect Director Lars G. Ekman For For Management
1c Elect Director Sanjiv K. Patel For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For Against Management
6 Renew the Board's Authority to Issue For Against Management
Shares Under Irish Law
7 Renew the Board's Authority to Opt-Out For Against Management
of Statutory Pre-Emptions Rights Under
Irish Law
8 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
PROVENTION BIO, INC.
Ticker: PRVB Security ID: 74374N102
Meeting Date: MAY 17, 2022 Meeting Type: Annual
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ashleigh Palmer For For Management
1.2 Elect Director Jeffrey Bluestone For Withhold Management
1.3 Elect Director Avery Catlin For For Management
1.4 Elect Director Sean Doherty For Withhold Management
1.5 Elect Director Wayne Pisano For Withhold Management
1.6 Elect Director Nancy Wysenski For Withhold Management
1.7 Elect Director John Jenkins For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify EisnerAmper LLP as Auditors For For Management
--------------------------------------------------------------------------------
RAPT THERAPEUTICS, INC
Ticker: RAPT Security ID: 75382E109
Meeting Date: MAY 25, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Giordano For Withhold Management
1.2 Elect Director Wendye Robbins For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
REATA PHARMACEUTICALS, INC.
Ticker: RETA Security ID: 75615P103
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 13, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Warren Huff For Withhold Management
1.2 Elect Director Shamim Ruff For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
RECURSION PHARMACEUTICALS, INC.
Ticker: RXRX Security ID: 75629V104
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zachary Bogue For Withhold Management
1.2 Elect Director Zavain Dar For Withhold Management
1.3 Elect Director Robert Hershberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
REGENXBIO INC.
Ticker: RGNX Security ID: 75901B107
Meeting Date: JUN 03, 2022 Meeting Type: Annual
Record Date: APR 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan M. Fox For Withhold Management
1.2 Elect Director Alexandra Glucksmann For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RELAY THERAPEUTICS, INC.
Ticker: RLAY Security ID: 75943R102
Meeting Date: MAY 27, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexis Borisy For Withhold Management
1.2 Elect Director Mark Murcko For Withhold Management
1.3 Elect Director Laura Shawver For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RELMADA THERAPEUTICS, INC.
Ticker: RLMD Security ID: 75955J402
Meeting Date: MAY 25, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Eric Schmidt For Withhold Management
2 Ratify Marcum LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Increase Authorized Common Stock For Against Management
--------------------------------------------------------------------------------
REPARE THERAPEUTICS INC.
Ticker: RPTX Security ID: 760273102
Meeting Date: MAY 13, 2022 Meeting Type: Annual
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Bonita For Withhold Management
1.2 Elect Director Thomas Civik For For Management
1.3 Elect Director Carol A. Schafer For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
REPLIMUNE GROUP, INC.
Ticker: REPL Security ID: 76029N106
Meeting Date: SEP 08, 2021 Meeting Type: Annual
Record Date: JUL 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Coffin For Withhold Management
1.2 Elect Director Hyam Levitsky For Withhold Management
1.3 Elect Director Dieter Weinand For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REVOLUTION MEDICINES, INC.
Ticker: RVMD Security ID: 76155X100
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric T. Schmidt For Withhold Management
1.2 Elect Director Thilo Schroeder For Withhold Management
1.3 Elect Director Sushil Patel For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RHYTHM PHARMACEUTICALS, INC.
Ticker: RYTM Security ID: 76243J105
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 13, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer Good For Withhold Management
1.2 Elect Director Edward T. Mathers For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROCKET PHARMACEUTICALS, INC.
Ticker: RCKT Security ID: 77313F106
Meeting Date: JUN 13, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elisabeth Bjork For For Management
1b Elect Director Carsten Boess For For Management
1c Elect Director Pedro Granadillo For Withhold Management
1d Elect Director Gotham Makker For Withhold Management
1e Elect Director Fady Malik For For Management
1f Elect Director Gaurav Shah For Withhold Management
1g Elect Director David P. Southwell For Withhold Management
1h Elect Director Roderick Wong For Withhold Management
1i Elect Director Naveen Yalamanchi For Withhold Management
2 Ratify EisnerAmper LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RUBIUS THERAPEUTICS, INC.
Ticker: RUBY Security ID: 78116T103
Meeting Date: MAY 12, 2022 Meeting Type: Annual
Record Date: MAR 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Epstein For Withhold Management
1.2 Elect Director Natalie Holles For Withhold Management
1.3 Elect Director Anne Prener For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SANGAMO THERAPEUTICS, INC.
Ticker: SGMO Security ID: 800677106
Meeting Date: MAY 24, 2022 Meeting Type: Annual
Record Date: MAR 30, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Carey For For Management
1.2 Elect Director Kenneth J. Hillan For For Management
1.3 Elect Director Alexander D. Macrae For For Management
1.4 Elect Director John H. Markels For For Management
1.5 Elect Director James R. Meyers For For Management
1.6 Elect Director H. Stewart Parker For For Management
1.7 Elect Director Karen L. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCHOLAR ROCK HOLDING CORPORATION
Ticker: SRRK Security ID: 80706P103
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date: APR 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nagesh K. Mahanthappa For Withhold Management
1.2 Elect Director Joshua Reed For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SELECTA BIOSCIENCES, INC.
Ticker: SELB Security ID: 816212104
Meeting Date: JUN 17, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy C. Barabe For Withhold Management
1.2 Elect Director Carsten Brunn For Withhold Management
1.3 Elect Director Nishan de Silva For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Increase Authorized Common Stock For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SERES THERAPEUTICS, INC.
Ticker: MCRB Security ID: 81750R102
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For Withhold Management
1.2 Elect Director Willard H. Dere For Withhold Management
1.3 Elect Director Eric D. Shaff For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SHATTUCK LABS, INC.
Ticker: STTK Security ID: 82024L103
Meeting Date: JUN 07, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil Gibson For Withhold Management
1.2 Elect Director George Golumbeski For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SORRENTO THERAPEUTICS, INC.
Ticker: SRNE Security ID: 83587F202
Meeting Date: NOV 15, 2021 Meeting Type: Annual
Record Date: SEP 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry Ji For For Management
1.2 Elect Director Dorman Followwill For For Management
1.3 Elect Director Kim D. Janda For For Management
1.4 Elect Director David Lemus For For Management
1.5 Elect Director Jaisim Shah For For Management
1.6 Elect Director Yue Alexander Wu For For Management
1.7 Elect Director Elizabeth A. Czerepak For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Compensation of Henry Ji as For Against Management
Executive Chairperson of Scilex
Holding Company
--------------------------------------------------------------------------------
SPRINGWORKS THERAPEUTICS, INC.
Ticker: SWTX Security ID: 85205L107
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAR 24, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Fuhrman For Withhold Management
1.2 Elect Director Julie Hambleton For Withhold Management
1.3 Elect Director Daniel S. Lynch For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STOKE THERAPEUTICS, INC.
Ticker: STOK Security ID: 86150R107
Meeting Date: JUN 07, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward M. Kaye For Withhold Management
1.2 Elect Director Seth L. Harrison For Withhold Management
1.3 Elect Director Arthur O. Tzianabos For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUTRO BIOPHARMA, INC.
Ticker: STRO Security ID: 869367102
Meeting Date: JUN 06, 2022 Meeting Type: Annual
Record Date: APR 12, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Dybbs For Withhold Management
1.2 Elect Director John G. Freund For Withhold Management
1.3 Elect Director Heidi Hunter For For Management
1.4 Elect Director Jon Wigginton For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SYNDAX PHARMACEUTICALS, INC.
Ticker: SNDX Security ID: 87164F105
Meeting Date: MAY 11, 2022 Meeting Type: Annual
Record Date: MAR 16, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith A. Katkin For Withhold Management
1.2 Elect Director Briggs W. Morrison For Withhold Management
1.3 Elect Director Dennis G. Podlesak For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TAYSHA GENE THERAPIES, INC.
Ticker: TSHA Security ID: 877619106
Meeting Date: JUN 17, 2022 Meeting Type: Annual
Record Date: APR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip B. Donenberg For Withhold Management
1.2 Elect Director Sukumar Nagendran For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TCR2 THERAPEUTICS INC.
Ticker: TCRR Security ID: 87808K106
Meeting Date: OCT 22, 2021 Meeting Type: Annual
Record Date: AUG 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Garry E. Menzel For Withhold Management
1.2 Elect Director Ansbert Gadicke For Withhold Management
1.3 Elect Director Neil Gibson For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TG THERAPEUTICS, INC.
Ticker: TGTX Security ID: 88322Q108
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laurence N. Charney For Withhold Management
1.2 Elect Director Yann Echelard For Withhold Management
1.3 Elect Director Kenneth Hoberman For Withhold Management
1.4 Elect Director Daniel Hume For Withhold Management
1.5 Elect Director Sagar Lonial For Withhold Management
1.6 Elect Director Michael S. Weiss For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
TURNING POINT THERAPEUTICS, INC.
Ticker: TPTX Security ID: 90041T108
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Alles For Withhold Management
1.2 Elect Director Barbara W. Bodem For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIQURE N.V.
Ticker: QURE Security ID: N90064101
Meeting Date: OCT 21, 2021 Meeting Type: Extraordinary Shareholders
Record Date: SEP 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Rachelle Jacques For For Management
--------------------------------------------------------------------------------
UNIQURE N.V.
Ticker: QURE Security ID: N90064101
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: MAY 17, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Management Board For For Management
3 Elect Director Matthew Kapusta For For Management
4 Elect Director Robert Gut For For Management
5 Grant Board Authority to Issue Shares For Against Management
and Options
6 Grant Board Authority to Issue Shares For Against Management
and Restrict/Exclude Preemptive Rights
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Ratify KPMG Accountants N.V. as For For Management
Auditors
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VBI VACCINES INC.
Ticker: VBIV Security ID: 91822J103
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Steven Gillis For Withhold Management
2.2 Elect Director Linda Bain For For Management
2.3 Elect Director Jeffrey R. Baxter For Withhold Management
2.4 Elect Director Damian Braga For Withhold Management
2.5 Elect Director Joanne Cordeiro For For Management
2.6 Elect Director Michel De Wilde For Withhold Management
2.7 Elect Director Blaine H. McKee For For Management
2.8 Elect Director Christopher McNulty For Withhold Management
3 Approve EisnerAmper LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
VERASTEM, INC.
Ticker: VSTM Security ID: 92337C104
Meeting Date: MAY 12, 2022 Meeting Type: Annual
Record Date: MAR 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Johnson For Withhold Management
1b Elect Director Michael Kauffman For For Management
1c Elect Director Eric Rowinsky For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIKING THERAPEUTICS, INC.
Ticker: VKTX Security ID: 92686J106
Meeting Date: MAY 24, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew W. Foehr For Withhold Management
1.2 Elect Director Charles A. Rowland, Jr. For Withhold Management
2 Ratify Marcum LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VIR BIOTECHNOLOGY, INC.
Ticker: VIR Security ID: 92764N102
Meeting Date: MAY 20, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey S. Hatfield For Withhold Management
1b Elect Director Saira Ramasastry For Withhold Management
1c Elect Director George Scangos For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
VOR BIOPHARMA, INC.
Ticker: VOR Security ID: 929033108
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew Patterson For Withhold Management
1.2 Elect Director Daniella Beckman For Withhold Management
1.3 Elect Director Kush Parmar For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WAVE LIFE SCIENCES LTD.
Ticker: WVE Security ID: Y95308105
Meeting Date: AUG 10, 2021 Meeting Type: Annual
Record Date: JUN 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul B. Bolno For For Management
1b Elect Director Mark H. N. Corrigan For For Management
1c Elect Director Christian Henry For For Management
1d Elect Director Peter Kolchinsky For For Management
1e Elect Director Adrian Rawcliffe For For Management
1f Elect Director Ken Takanashi For For Management
1g Elect Director Aik Na Tan For For Management
1h Elect Director Gregory L. Verdine For For Management
1i Elect Director Heidi L. Wagner For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Audit Committee to Fix Their
Remuneration
3 Approve Non-Employee Directors' For For Management
Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Approve Issuance of Shares without For For Management
Preemptive Rights
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XENCOR, INC.
Ticker: XNCR Security ID: 98401F105
Meeting Date: JUN 23, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bassil I. Dahiyat For For Management
1.2 Elect Director Ellen G. Feigal For For Management
1.3 Elect Director Kevin C. Gorman For For Management
1.4 Elect Director Kurt A. Gustafson For For Management
1.5 Elect Director Yujiro S. Hata For For Management
1.6 Elect Director A. Bruce Montgomery For For Management
1.7 Elect Director Richard J. Ranieri For For Management
1.8 Elect Director Dagmar Rosa-Bjorkeson For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XENON PHARMACEUTICALS INC.
Ticker: XENE Security ID: 98420N105
Meeting Date: JUN 01, 2022 Meeting Type: Annual
Record Date: APR 05, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Simon N. Pimstone For For Management
1.2 Elect Director Mohammad Azab For For Management
1.3 Elect Director Steven Gannon For For Management
1.4 Elect Director Elizabeth Garofalo For For Management
1.5 Elect Director Patrick Machado For For Management
1.6 Elect Director Ian Mortimer For For Management
1.7 Elect Director Gary Patou For For Management
1.8 Elect Director Dawn Svoronos For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
--------------------------------------------------------------------------------
ZENTALIS PHARMACEUTICALS, INC.
Ticker: ZNTL Security ID: 98943L107
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cam S. Gallagher For Withhold Management
1.2 Elect Director Karan S. Takhar For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
===================== Virtus LifeSci Biotech Products ETF ======================
2SEVENTY BIO, INC.
Ticker: TSVT Security ID: 901384107
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nick Leschly For Withhold Management
1.2 Elect Director Ramy Ibrahim For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 07, 2022 Meeting Type: Annual
Record Date: APR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura A. Brege For Withhold Management
1.2 Elect Director Stephen R. Davis For For Management
1.3 Elect Director Elizabeth A. Garofalo For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADC THERAPEUTICS SA
Ticker: ADCT Security ID: H0036K147
Meeting Date: JUN 30, 2022 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Treatment of Net Loss For For Management
4 Approve Creation of CHF 3.1 Million For Against Management
Pool of Authorized Capital with or
without Exclusion of Preemptive Rights
5.1 Reelect Ron Squarer as Director and For Against Management
Board Chair
5.2 Reelect Stephen Evans-Freke as Director For Against Management
5.3 Reelect Michael Forer as Director For Against Management
5.4 Reelect Peter Hug as Director For For Management
5.5 Reelect Christopher Martin as Director For Against Management
5.6 Reelect Viviane Monges as Director For For Management
5.7 Reelect Thomas Pfisterer as Director For Against Management
5.8 Reelect Tyrell Rivers as Director For For Management
5.9 Reelect Victor Sandor as Director For For Management
5.10 Reelect Jacques Theurillat as Director For For Management
5.11 Elect Jean-Pierre Bizzari as Director For Against Management
5.12 Elect Ameet Mallik as Director For For Management
6.1 Reappoint Stephen Evans-Freke as For Against Management
Member of the Compensation Committee
6.2 Reappoint Peter Hug as Member of the For For Management
Compensation Committee
6.3 Appoint Thomas Pfisterer as Member of For Against Management
the Compensation Committee
7 Designate Martin Habs as Independent For For Management
Proxy
8 Ratify PricewaterhouseCoopers SA as For For Management
Auditors
9.1 Approve Remuneration of Directors in For Against Management
the Amount of USD 5.3 Million
9.2 Approve Fixed Remuneration of For For Management
Executive Committee in the Amount of
USD 8 Million
9.3 Approve Variable Remuneration of For Against Management
Executive Committee in the Amount of
USD 46 Million
10 Approve Employee Stock Purchase Plan For For Management
11 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC.
Ticker: AGIO Security ID: 00847X104
Meeting Date: JUN 21, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqualyn A. Fouse For For Management
1.2 Elect Director David Scadden For For Management
1.3 Elect Director David P. Schenkein For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC.
Ticker: ALNY Security ID: 02043Q107
Meeting Date: MAY 18, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margaret A. Hamburg For For Management
1b Elect Director Colleen F. Reitan For For Management
1c Elect Director Amy W. Schulman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 17, 2022 Meeting Type: Annual
Record Date: MAR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Robert A. Bradway For For Management
1c Elect Director Brian J. Druker For For Management
1d Elect Director Robert A. Eckert For For Management
1e Elect Director Greg C. Garland For For Management
1f Elect Director Charles M. Holley, Jr. For For Management
1g Elect Director S. Omar Ishrak For For Management
1h Elect Director Tyler Jacks For For Management
1i Elect Director Ellen J. Kullman For For Management
1j Elect Director Amy E. Miles For For Management
1k Elect Director Ronald D. Sugar For For Management
1l Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMICUS THERAPEUTICS, INC.
Ticker: FOLD Security ID: 03152W109
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Crowley For For Management
1.2 Elect Director Michael A. Kelly For For Management
1.3 Elect Director Margaret G. McGlynn For For Management
1.4 Elect Director Michael G. Raab For For Management
1.5 Elect Director Glenn P. Sblendorio For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APELLIS PHARMACEUTICALS, INC.
Ticker: APLS Security ID: 03753U106
Meeting Date: JUN 01, 2022 Meeting Type: Annual
Record Date: APR 05, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Sinclair Dunlop For Withhold Management
1.2 Elect Director Alec Machiels For Withhold Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASCENDIS PHARMA A/S
Ticker: ASND Security ID: 04351P101
Meeting Date: MAY 30, 2022 Meeting Type: Annual
Record Date: APR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chairman of Meeting For For Management
2 Receive Company Activity Report For For Management
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Management and Board
4 Approve Treatment of Net Loss For For Management
5a Reelect Albert Cha as Director For Two For For Management
Years Term
5b Reelect Rafaele Tordjman as Director For For Management
For Two Years Term
5c Reelect Lars Holtug as Director For For For Management
Two Years Term
6 Ratify Deloitte as Auditors For For Management
7a Approve Issuance of Convertible Loan For Against Management
Instruments without Preemptive Rights;
Approve Creation of DKK 1 Million Pool
of Capital to Guarantee Conversion
Rights
7b Approve Warrant Plan For Against Management
--------------------------------------------------------------------------------
AURINIA PHARMACEUTICALS INC.
Ticker: AUPH Security ID: 05156V102
Meeting Date: MAY 17, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George M. Milne, Jr. For For Management
1.2 Elect Director Peter Greenleaf For For Management
1.3 Elect Director David R. W. Jayne For For Management
1.4 Elect Director Joseph P. 'Jay' Hagan For For Management
1.5 Elect Director Daniel G. Billen For For Management
1.6 Elect Director R. Hector MacKay-Dunn For For Management
1.7 Elect Director Jill Leversage For For Management
1.8 Elect Director Timothy P. Walbert For For Management
1.9 Elect Director Brinda Balakrishnan For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BEIGENE, LTD.
Ticker: 6160 Security ID: 07725L102
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Anthony C. Hooper For For Management
2 Elect Director Ranjeev Krishana For For Management
3 Elect Director Xiaodong Wang For For Management
4 Elect Director Qingqing Yi For For Management
5 Elect Director Margaret Han Dugan For For Management
6 Elect Director Alessandro Riva For For Management
7 Ratify Ernst & Young LLP, Ernst & For For Management
Young Hua Ming LLP and Ernst & Young
as Auditors
8 Authorize the Board of Directors to For Against Management
Issue, Allot, or Deal with Unissued
Ordinary Shares and/or American
Depositary Shares
9 Authorize Share Repurchase Program For For Management
10 Approve Connected Person Placing For Against Management
Authorization I
11 Approve Connected Person Placing For Against Management
Authorization II
12 Approve Direct Purchase Option For For Management
13 Approve Grant of Restricted Shares For For Management
Unit to John V. Oyler
14 Approve Grant of Restricted Shares For Against Management
Unit to Xiaodong Wang
15 Approve Grant of Restricted Shares For Against Management
Unit to Other Non-Executive and
Independent Non-Executive Directors
16 Amend Omnibus Stock Plan For Against Management
17 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
18 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
BIOCRYST PHARMACEUTICALS, INC.
Ticker: BCRX Security ID: 09058V103
Meeting Date: JUN 07, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen J. Aselage For For Management
1.2 Elect Director Steven K. Galson For For Management
1.3 Elect Director Kenneth B. Lee, Jr. For For Management
1.4 Elect Director Alan G. Levin For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For For Management
1b Elect Director Caroline D. Dorsa For For Management
1c Elect Director Maria C. Freire For For Management
1d Elect Director William A. Hawkins For For Management
1e Elect Director William D. Jones For For Management
1f Elect Director Jesus B. Mantas For For Management
1g Elect Director Richard C. Mulligan For For Management
1h Elect Director Stelios Papadopoulos For For Management
1i Elect Director Eric K. Rowinsky For For Management
1j Elect Director Stephen A. Sherwin For For Management
1k Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD.
Ticker: BHVN Security ID: G11196105
Meeting Date: APR 28, 2022 Meeting Type: Annual
Record Date: MAR 02, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Childs For Against Management
1b Elect Director Gregory H. Bailey For Against Management
1c Elect Director Kishan Mehta For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: MAY 24, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Alles For For Management
1.2 Elect Director Elizabeth McKee Anderson For For Management
1.3 Elect Director Jean-Jacques Bienaime For For Management
1.4 Elect Director Willard Dere For For Management
1.5 Elect Director Elaine J. Heron For For Management
1.6 Elect Director Maykin Ho For For Management
1.7 Elect Director Robert J. Hombach For For Management
1.8 Elect Director V. Bryan Lawlis For For Management
1.9 Elect Director Richard A. Meier For For Management
1.10 Elect Director David E.I. Pyott For For Management
1.11 Elect Director Dennis J. Slamon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIONTECH SE
Ticker: BNTX Security ID: 09075V102
Meeting Date: JUN 01, 2022 Meeting Type: Annual
Record Date: APR 27, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal Year 2021
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal Year 2021
4 Approve Discharge of Supervisory Board For For Management
for Fiscal Year 2021
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal Year 2022
6 Approve Remuneration Report For Against Management
7 Approve Increase in Size of Board to For For Management
Six Members
8.1 Elect Anja Morawietz to the For For Management
Supervisory Board
8.2 Elect Rudolf Staudigl to the For For Management
Supervisory Board
8.3 Elect Helmut Jeggle to the Supervisory For Against Management
Board
9 Approve Remuneration of Supervisory For For Management
Board
10.1 Approve Affiliation Agreements with For For Management
BioNTech Innovation GmbH
10.2 Approve Affiliation Agreements with For For Management
BioNTech Innovation and Services
Marburg GmbH
--------------------------------------------------------------------------------
BLUEBIRD BIO, INC.
Ticker: BLUE Security ID: 09609G100
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nick Leschly For For Management
1b Elect Director Najoh Tita-Reid For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION
Ticker: BPMC Security ID: 09627Y109
Meeting Date: JUN 21, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey W. Albers For Withhold Management
1.2 Elect Director Mark Goldberg For Withhold Management
1.3 Elect Director Nicholas Lydon For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHEMOCENTRYX, INC.
Ticker: CCXI Security ID: 16383L106
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Geoffrey M. Parker For For Management
1b Elect Director James L. Tyree For For Management
1c Elect Director David Wheadon For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENANTA PHARMACEUTICALS, INC.
Ticker: ENTA Security ID: 29251M106
Meeting Date: MAR 03, 2022 Meeting Type: Annual
Record Date: JAN 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark G. Foletta For For Management
1.2 Elect Director Lesley Russell For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EXELIXIS, INC.
Ticker: EXEL Security ID: 30161Q104
Meeting Date: MAY 25, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carl B. Feldbaum For For Management
1b Elect Director Maria C. Freire For For Management
1c Elect Director Alan M. Garber For For Management
1d Elect Director Vincent T. Marchesi For For Management
1e Elect Director Michael M. Morrissey For For Management
1f Elect Director Stelios Papadopoulos For For Management
1g Elect Director George Poste For For Management
1h Elect Director Julie Anne Smith For For Management
1i Elect Director Lance Willsey For For Management
1j Elect Director Jacqueline (Jacky) For For Management
Wright
1k Elect Director Jack L. Wyszomierski For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 04, 2022 Meeting Type: Annual
Record Date: MAR 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline K. Barton For For Management
1b Elect Director Jeffrey A. Bluestone For For Management
1c Elect Director Sandra J. Horning For For Management
1d Elect Director Kelly A. Kramer For For Management
1e Elect Director Kevin E. Lofton For For Management
1f Elect Director Harish Manwani For For Management
1g Elect Director Daniel P. O'Day For For Management
1h Elect Director Javier J. Rodriguez For For Management
1i Elect Director Anthony Welters For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Independent Board Chair Against Against Shareholder
6 Adopt a Policy to Include Against Against Shareholder
Non-Management Employees as
Prospective Director Candidates
7 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
8 Publish Third-Party Review of Against For Shareholder
Alignment of Company's Lobbying
Activities with its Public Statements
9 Report on Board Oversight of Risks Against For Shareholder
Related to Anticompetitive Practices
--------------------------------------------------------------------------------
GLOBAL BLOOD THERAPEUTICS, INC.
Ticker: GBT Security ID: 37890U108
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: APR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted W. Love For Withhold Management
1.2 Elect Director Glenn F. Pierce For Withhold Management
1.3 Elect Director Dawn A. Svoronos For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HALOZYME THERAPEUTICS, INC.
Ticker: HALO Security ID: 40637H109
Meeting Date: MAY 05, 2022 Meeting Type: Annual
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jeffrey W. Henderson For For Management
1B Elect Director Connie L. Matsui For For Management
1C Elect Director Helen I. Torley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HARMONY BIOSCIENCES HOLDINGS, INC.
Ticker: HRMY Security ID: 413197104
Meeting Date: MAY 20, 2022 Meeting Type: Annual
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juan A. Sabater For Withhold Management
1.2 Elect Director Gary Sender For Withhold Management
1.3 Elect Director Linda Szyper For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian C. Baker For For Management
1.2 Elect Director Jean-Jacques Bienaime For For Management
1.3 Elect Director Otis W. Brawley For For Management
1.4 Elect Director Paul J. Clancy For For Management
1.5 Elect Director Jacqualyn A. Fouse For For Management
1.6 Elect Director Edmund P. Harrigan For For Management
1.7 Elect Director Katherine A. High For For Management
1.8 Elect Director Herve Hoppenot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INSMED INCORPORATED
Ticker: INSM Security ID: 457669307
Meeting Date: MAY 11, 2022 Meeting Type: Annual
Record Date: MAR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alfred F. Altomari For For Management
1.2 Elect Director William H. Lewis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INTRA-CELLULAR THERAPIES, INC.
Ticker: ITCI Security ID: 46116X101
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon Mates For For Management
1.2 Elect Director Rory B. Riggs For For Management
1.3 Elect Director Robert L. Van Nostrand For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC.
Ticker: IONS Security ID: 462222100
Meeting Date: JUN 02, 2022 Meeting Type: Annual
Record Date: APR 05, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allene M. Diaz For For Management
1.2 Elect Director Michael Hayden For For Management
1.3 Elect Director Joseph Klein, III For For Management
1.4 Elect Director Joseph Loscalzo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IRONWOOD PHARMACEUTICALS, INC.
Ticker: IRWD Security ID: 46333X108
Meeting Date: JUN 01, 2022 Meeting Type: Annual
Record Date: APR 06, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Currie For For Management
1.2 Elect Director Alexander Denner For For Management
1.3 Elect Director Andrew Dreyfus For For Management
1.4 Elect Director Jon Duane For For Management
1.5 Elect Director Marla Kessler For For Management
1.6 Elect Director Thomas McCourt For For Management
1.7 Elect Director Julie McHugh For For Management
1.8 Elect Director Catherine Moukheibir For For Management
1.9 Elect Director Jay Shepard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
KINIKSA PHARMACEUTICALS, LTD.
Ticker: KNSA Security ID: G5269C101
Meeting Date: JUN 29, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sanj K. Patel For Withhold Management
1b Elect Director Thomas R. Malley For Withhold Management
1c Elect Director Richard S. Levy For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED
Ticker: LGND Security ID: 53220K504
Meeting Date: JUN 10, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason M. Aryeh For For Management
1.2 Elect Director Sarah Boyce For For Management
1.3 Elect Director Jennifer Cochran For For Management
1.4 Elect Director Todd C. Davis For For Management
1.5 Elect Director Nancy R. Gray For For Management
1.6 Elect Director John L. Higgins For For Management
1.7 Elect Director John W. Kozarich For For Management
1.8 Elect Director John L. LaMattina For For Management
1.9 Elect Director Sunil Patel For For Management
1.10 Elect Director Stephen L. Sabba For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MODERNA, INC.
Ticker: MRNA Security ID: 60770K107
Meeting Date: APR 28, 2022 Meeting Type: Annual
Record Date: MAR 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Noubar Afeyan For Withhold Management
1.2 Elect Director Stephane Bancel For Withhold Management
1.3 Elect Director Francois Nader For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For Against Management
4 Report on the Feasibility of Against For Shareholder
Transferring Intellectual Property
--------------------------------------------------------------------------------
NEKTAR THERAPEUTICS
Ticker: NKTR Security ID: 640268108
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Diana M. Brainard For For Management
1b Elect Director R. Scott Greer For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 18, 2022 Meeting Type: Annual
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard F. Pops For For Management
1.2 Elect Director Shalini Sharp For For Management
1.3 Elect Director Stephen A. Sherwin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PTC THERAPEUTICS, INC.
Ticker: PTCT Security ID: 69366J200
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan Jacobson For For Management
1.2 Elect Director David P. Southwell For For Management
1.3 Elect Director Dawn Svoronos For For Management
1.4 Elect Director Alethia Young For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 10, 2022 Meeting Type: Annual
Record Date: APR 12, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bonnie L. Bassler For For Management
1b Elect Director Michael S. Brown For For Management
1c Elect Director Leonard S. Schleifer For For Management
1d Elect Director George D. Yancopoulos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAGE THERAPEUTICS, INC.
Ticker: SAGE Security ID: 78667J108
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Frates For Withhold Management
1.2 Elect Director George Golumbeski For Withhold Management
1.3 Elect Director Kevin P. Starr For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 02, 2022 Meeting Type: Annual
Record Date: APR 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathryn Boor For For Management
1.2 Elect Director Michael Chambers For For Management
1.3 Elect Director Douglas S. Ingram For For Management
1.4 Elect Director Hans Wigzell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEAGEN INC.
Ticker: SGEN Security ID: 81181C104
Meeting Date: MAY 13, 2022 Meeting Type: Annual
Record Date: MAR 17, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ted W. Love For For Management
1b Elect Director Daniel G. Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THERAVANCE BIOPHARMA, INC.
Ticker: TBPH Security ID: G8807B106
Meeting Date: APR 26, 2022 Meeting Type: Annual
Record Date: FEB 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rick E. Winningham For For Management
1.2 Elect Director Donal O'Connor For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRAVERE THERAPEUTICS, INC.
Ticker: TVTX Security ID: 89422G107
Meeting Date: MAY 11, 2022 Meeting Type: Annual
Record Date: MAR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy D. Baynes For For Management
1.2 Elect Director Suzanne Bruhn For For Management
1.3 Elect Director Timothy Coughlin For For Management
1.4 Elect Director Eric Dube For For Management
1.5 Elect Director Gary Lyons For For Management
1.6 Elect Director Jeffrey Meckler For For Management
1.7 Elect Director John A. Orwin For For Management
1.8 Elect Director Sandra Poole For For Management
1.9 Elect Director Ron Squarer For For Management
1.10 Elect Director Ruth Williams-Brinkley For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ULTRAGENYX PHARMACEUTICAL INC.
Ticker: RARE Security ID: 90400D108
Meeting Date: JUN 24, 2022 Meeting Type: Annual
Record Date: APR 26, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lars Ekman For For Management
1b Elect Director Matthew K. Fust For For Management
1c Elect Director Amrit Ray For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: SEP 30, 2021 Meeting Type: Special
Record Date: AUG 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
become a Public Benefit Corporation
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 27, 2022 Meeting Type: Annual
Record Date: APR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher Causey For For Management
1b Elect Director Richard Giltner For For Management
1c Elect Director Katherine Klein For For Management
1d Elect Director Ray Kurzweil For For Management
1e Elect Director Linda Maxwell For For Management
1f Elect Director Nilda Mesa For For Management
1g Elect Director Judy Olian For For Management
1h Elect Director Martine Rothblatt For For Management
1i Elect Director Louis Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
VANDA PHARMACEUTICALS INC.
Ticker: VNDA Security ID: 921659108
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Stephen Ray Mitchell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: MAY 18, 2022 Meeting Type: Annual
Record Date: MAR 24, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangeeta Bhatia For For Management
1.2 Elect Director Lloyd Carney For For Management
1.3 Elect Director Alan Garber For For Management
1.4 Elect Director Terrence Kearney For For Management
1.5 Elect Director Reshma Kewalramani For For Management
1.6 Elect Director Yuchun Lee For For Management
1.7 Elect Director Jeffrey Leiden For For Management
1.8 Elect Director Margaret McGlynn For For Management
1.9 Elect Director Diana McKenzie For For Management
1.10 Elect Director Bruce Sachs For For Management
1.11 Elect Director Suketu "Suky" Upadhyay For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
Y-MABS THERAPEUTICS, INC.
Ticker: YMAB Security ID: 984241109
Meeting Date: JUN 09, 2022 Meeting Type: Annual
Record Date: APR 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard Ber For Withhold Management
1.2 Elect Director David. N. Gill For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZAI LAB LIMITED
Ticker: 9688 Security ID: 98887Q104
Meeting Date: MAR 28, 2022 Meeting Type: Extraordinary Shareholders
Record Date: FEB 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Subdivision For For Management
--------------------------------------------------------------------------------
ZAI LAB LIMITED
Ticker: 9688 Security ID: 98887Q104
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Samantha (Ying) Du For For Management
2 Elect Director Kai-Xian Chen For For Management
3 Elect Director John D. Diekman For For Management
4 Elect Director Richard Gaynor For For Management
5 Elect Director Nisa Leung For For Management
6 Elect Director William Lis For For Management
7 Elect Director Scott Morrison For For Management
8 Elect Director Leon O. Moulder, Jr. For For Management
9 Elect Director Peter Wirth For For Management
10 Approve Listing of Shares on the Main For For Management
Board of The Stock Exchange of Hong
Kong Limited
11 Approve Omnibus Stock Plan For Against Management
12 Ratify KPMG LLP as Auditors For For Management
13 Authorise Issue of Ordinary Shares For Against Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
==================== Virtus Newfleet Multi-Sector Bond ETF =====================
JPMORGAN TRUST II
Ticker: Security ID: 4812C2684
Meeting Date: NOV 23, 2021 Meeting Type: Special
Record Date: AUG 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Finn For For Management
1.2 Elect Director Stephen P. Fisher For For Management
1.3 Elect Director Gary L. French For For Management
1.4 Elect Director Kathleen M. Gallagher For For Management
1.5 Elect Director Robert J. Grassi For For Management
1.6 Elect Director Frankie D. Hughes For For Management
1.7 Elect Director Raymond Kanner For For Management
1.8 Elect Director Thomas P. Lemke For For Management
1.9 Elect Director Lawrence R. Maffia For For Management
1.10 Elect Director Mary E. Martinez For For Management
1.11 Elect Director Marilyn McCoy For For Management
1.12 Elect Director Robert A. Oden, Jr. For For Management
1.13 Elect Director Marian U. Pardo For For Management
1.14 Elect Director Emily A. Youssouf For For Management
1.15 Elect Director Robert F. Deutsch For For Management
1.16 Elect Director Nina O. Shenker For For Management
====================== Virtus Private Credit Strategy ETF ======================
APOLLO INVESTMENT CORPORATION
Ticker: AINV Security ID: 03761U502
Meeting Date: AUG 10, 2021 Meeting Type: Annual
Record Date: JUN 14, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Hannan For For Management
1.2 Elect Director Barbara Matas For Withhold Management
1.3 Elect Director R. Rudolph Reinfrank For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: AUG 13, 2021 Meeting Type: Special
Record Date: JUN 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
ARES CAPITAL CORPORATION
Ticker: ARCC Security ID: 04010L103
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAR 16, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel G. Kelly, Jr. For Against Management
1b Elect Director Eric B. Siegel For Against Management
1c Elect Director R. Kipp deVeer For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BAIN CAPITAL SPECIALTY FINANCE, INC.
Ticker: BCSF Security ID: 05684B107
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David G. Fubini For Against Management
1b Elect Director Jeffrey B. Hawkins For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
BARINGS BDC, INC.
Ticker: BBDC Security ID: 06759L103
Meeting Date: FEB 24, 2022 Meeting Type: Special
Record Date: DEC 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BARINGS BDC, INC.
Ticker: BBDC Security ID: 06759L103
Meeting Date: JUN 30, 2022 Meeting Type: Annual
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric Lloyd For For Management
1b Elect Director Mark F. Mulhern For Against Management
1c Elect Director Robert Knapp For Against Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
BLACKROCK CAPITAL INVESTMENT CORPORATION
Ticker: BKCC Security ID: 092533108
Meeting Date: MAY 03, 2022 Meeting Type: Annual
Record Date: MAR 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen K. Usifer For Withhold Management
1.2 Elect Director James E. Keenan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BLACKROCK CAPITAL INVESTMENT CORPORATION
Ticker: BKCC Security ID: 092533108
Meeting Date: JUN 01, 2022 Meeting Type: Special
Record Date: MAR 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FUND, INC.
Ticker: DSU Security ID: 09255R202
Meeting Date: JUL 29, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Glenn Hubbard For Withhold Management
1.2 Elect Director W. Carl Kester For For Management
1.3 Elect Director John M. Perlowski For For Management
1.4 Elect Director Karen P. Robards For Withhold Management
--------------------------------------------------------------------------------
BLACKROCK FLOATING RATE INCOME TRUST
Ticker: BGT Security ID: 091941104
Meeting Date: JUL 29, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Phillip Holloman For For Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For For Management
1.4 Elect Director Frank J. Fabozzi For For Management
--------------------------------------------------------------------------------
BLACKROCK LIMITED DURATION INCOME TRUST
Ticker: BLW Security ID: 09249W101
Meeting Date: JUL 29, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Phillip Holloman For For Management
1.2 Elect Director Catherine A. Lynch For For Management
1.3 Elect Director Karen P. Robards For For Management
1.4 Elect Director Frank J. Fabozzi For For Management
--------------------------------------------------------------------------------
BLACKROCK TCP CAPITAL CORP.
Ticker: TCPC Security ID: 09259E108
Meeting Date: MAY 24, 2022 Meeting Type: Annual
Record Date: MAR 29, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric J. Draut For For Management
1.2 Elect Director Andrea L. Petro For For Management
1.3 Elect Director M. Freddie Reiss For For Management
1.4 Elect Director Peter E. Schwab For For Management
1.5 Elect Director Karyn L. Williams For For Management
1.6 Elect Director Rajneesh Vig For For Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
BLACKSTONE SENIOR FLOATING RATE TERM FUND
Ticker: BSL Security ID: 09256U105
Meeting Date: APR 20, 2022 Meeting Type: Annual
Record Date: FEB 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Holland For Withhold Management
1.2 Elect Director Daniel H. Smith, Jr. For For Management
--------------------------------------------------------------------------------
BNY MELLON ALCENTRA GLOBAL CREDIT INCOME 2024 TARGET TERM FUND, INC.
Ticker: DCF Security ID: 05588N108
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 13, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francine J. Bovich For For Management
1.2 Elect Director Bradley J. Skapyak For For Management
--------------------------------------------------------------------------------
CAPITAL SOUTHWEST CORPORATION
Ticker: CSWC Security ID: 140501107
Meeting Date: JUL 28, 2021 Meeting Type: Annual
Record Date: JUN 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine S. Battist For For Management
1.2 Elect Director David R. Brooks For For Management
1.3 Elect Director Bowen S. Diehl For For Management
1.4 Elect Director Jack D. Furst For For Management
1.5 Elect Director T. Duane Morgan For For Management
1.6 Elect Director Ramona L. Rogers-Windsor For For Management
1.7 Elect Director William R. Thomas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Restricted Stock Plan For For Management
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
CARLYLE SECURED LENDING, INC
Ticker: CGBD Security ID: 872280102
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: APR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie E. Bradford For Withhold Management
1b Elect Director John G. Nestor For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CRESCENT CAPITAL BDC, INC.
Ticker: CCAP Security ID: 225655109
Meeting Date: MAY 13, 2022 Meeting Type: Annual
Record Date: MAR 16, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen S. Briscoe For For Management
1b Elect Director George G. Strong, Jr. For For Management
2a Elect Director Elizabeth Ko For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
EAGLE POINT CREDIT COMPANY INC.
Ticker: ECC Security ID: 269808101
Meeting Date: MAY 18, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Matthews For For Management
1.2 Elect Director Paul E. Tramontano For For Management
--------------------------------------------------------------------------------
EATON VANCE FLOATING-RATE INCOME TRUST
Ticker: EFT Security ID: 278279104
Meeting Date: MAR 17, 2022 Meeting Type: Annual
Record Date: JAN 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Mark R. Fetting For For Management
1a.2 Elect Director Helen Frame Peters For For Management
1a.3 Elect Director Marcus L. Smith For For Management
--------------------------------------------------------------------------------
EATON VANCE SENIOR FLOATING-RATE TRUST
Ticker: EFR Security ID: 27828Q105
Meeting Date: SEP 10, 2021 Meeting Type: Annual
Record Date: JUL 08, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Keith Quinton For For Management
1a.2 Elect Director Marcus L. Smith For For Management
1a.3 Elect Director Susan J. Sutherland For For Management
--------------------------------------------------------------------------------
EATON VANCE SENIOR INCOME TRUST
Ticker: EVF Security ID: 27826S103
Meeting Date: OCT 29, 2021 Meeting Type: Annual
Record Date: AUG 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Mark R. Fetting For Withhold Management
1a.2 Elect Director Helen Frame Peters For Withhold Management
1a.3 Elect Director Keith Quinton For Withhold Management
1a.4 Elect Director Scott E. Wennerholm For Withhold Management
--------------------------------------------------------------------------------
FIDUS INVESTMENT CORPORATION
Ticker: FDUS Security ID: 316500107
Meeting Date: JUL 14, 2021 Meeting Type: Annual
Record Date: MAY 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Charles D. Hyman For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
FIDUS INVESTMENT CORPORATION
Ticker: FDUS Security ID: 316500107
Meeting Date: JUN 29, 2022 Meeting Type: Annual
Record Date: MAR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Lauer For For Management
1.2 Elect Director Edward X. Tune For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
FIRST EAGLE ALTERNATIVE CAPITAL BDC, INC.
Ticker: FCRD Security ID: 26943B100
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: APR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Flynn For For Management
1.2 Elect Director Edmund P. Giambastiani, For For Management
Jr.
1.3 Elect Director Nancy Hawthorne For For Management
1.4 Elect Director James D. Kern For For Management
1.5 Elect Director Deborah McAneny For For Management
1.6 Elect Director Jane Musser Nelson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND
Ticker: FIV Security ID: 33740K101
Meeting Date: SEP 13, 2021 Meeting Type: Annual
Record Date: JUL 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Erickson For Withhold Management
1.2 Elect Director Thomas R. Kadlec For Withhold Management
--------------------------------------------------------------------------------
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
Ticker: FCT Security ID: 33733U108
Meeting Date: SEP 13, 2021 Meeting Type: Annual
Record Date: JUL 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Niel B. Nielson For Withhold Management
--------------------------------------------------------------------------------
FS KKR CAPITAL CORP.
Ticker: FSK Security ID: 302635206
Meeting Date: DEC 10, 2021 Meeting Type: Annual
Record Date: AUG 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd C. Builione For Withhold Management
1.2 Elect Director Brian R. Ford For Withhold Management
1.3 Elect Director Richard I. Goldstein For Withhold Management
1.4 Elect Director Osagie Imasogie For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
GLADSTONE CAPITAL CORPORATION
Ticker: GLAD Security ID: 376535100
Meeting Date: FEB 03, 2022 Meeting Type: Annual
Record Date: DEC 03, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul W. Adelgren For For Management
1.2 Elect Director John H. Outland For For Management
1.3 Elect Director David Gladstone For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GLADSTONE INVESTMENT CORPORATION
Ticker: GAIN Security ID: 376546107
Meeting Date: AUG 05, 2021 Meeting Type: Annual
Record Date: JUN 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry L. Brubaker For For Management
1.2 Elect Director Caren D. Merrick For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GOLDMAN SACHS BDC, INC.
Ticker: GSBD Security ID: 38147U107
Meeting Date: MAY 18, 2022 Meeting Type: Annual
Record Date: APR 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kaysie Uniacke For For Management
1.2 Elect Director Jaime Ardila For For Management
1.3 Elect Director Richard A. Mark For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GOLUB CAPITAL BDC, INC.
Ticker: GBDC Security ID: 38173M102
Meeting Date: FEB 04, 2022 Meeting Type: Annual
Record Date: DEC 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lawrence E. Golub For For Management
1b Elect Director Lofton P. Holder For For Management
1c Elect Director William M. Webster, IV For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
HERCULES CAPITAL, INC.
Ticker: HTGC Security ID: 427096508
Meeting Date: JUN 23, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Bluestein For Withhold Management
1.2 Elect Director Wade Loo For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HORIZON TECHNOLOGY FINANCE CORPORATION
Ticker: HRZN Security ID: 44045A102
Meeting Date: JUN 03, 2022 Meeting Type: Annual
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert D. Pomeroy, Jr. For For Management
1.2 Elect Director Joseph J. Savage For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
INVESCO SENIOR INCOME TRUST
Ticker: VVR Security ID: 46131H107
Meeting Date: AUG 06, 2021 Meeting Type: Annual
Record Date: MAY 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack M. Fields For For Management
1.2 Elect Director Martin L. Flanagan For For Management
1.3 Elect Director Elizabeth Krentzman For For Management
1.4 Elect Director Robert C. Troccoli For For Management
1.5 Elect Director James D. Vaughn For For Management
--------------------------------------------------------------------------------
KKR INCOME OPPORTUNITIES FUND
Ticker: KIO Security ID: 48249T106
Meeting Date: MAR 18, 2022 Meeting Type: Annual
Record Date: FEB 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Catherine B. For For Management
Sidamon-Eristoff
--------------------------------------------------------------------------------
MAIN STREET CAPITAL CORPORATION
Ticker: MAIN Security ID: 56035L104
Meeting Date: MAY 02, 2022 Meeting Type: Annual
Record Date: MAR 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Kevin Griffin For For Management
1.2 Elect Director John E. Jackson For For Management
1.3 Elect Director Brian E. Lane For For Management
1.4 Elect Director Kay Matthews For For Management
1.5 Elect Director Dunia A. Shive For For Management
1.6 Elect Director Stephen B. Solcher For For Management
1.7 Elect Director Vincent D. Foster For For Management
1.8 Elect Director Dwayne L. Hyzak For For Management
2 Approve the Reduction of the Minimum For For Management
Asset Coverage Ratio
3 Approve Omnibus Stock Plan For For Management
4 Approve Non-Employee Director For For Management
Restricted Stock Plan
5 Ratify Grant Thornton LLP as Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Amend Charter to Allow Shareholders to For For Management
Amend Bylaws
--------------------------------------------------------------------------------
MONROE CAPITAL CORPORATION
Ticker: MRCC Security ID: 610335101
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 06, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Allison For For Management
1.2 Elect Director Robert S. Rubin For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
NEW MOUNTAIN FINANCE CORPORATION
Ticker: NMFC Security ID: 647551100
Meeting Date: APR 21, 2022 Meeting Type: Annual
Record Date: FEB 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Hamwee For For Management
1.2 Elect Director Alfred F. Hurley, Jr. For For Management
1.3 Elect Director Alice W. Handy For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NUVEEN CREDIT STRATEGIES INCOME FUND
Ticker: JQC Security ID: 67073D102
Meeting Date: APR 08, 2022 Meeting Type: Annual
Record Date: JAN 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1c.1 Elect Director William C. Hunter For For Management
1c.2 Elect Director Judith M. Stockdale For For Management
1c.3 Elect Director Carole E. Stone For For Management
1c.4 Elect Director Margaret L. Wolff For For Management
--------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME FUND
Ticker: JFR Security ID: 67072T108
Meeting Date: APR 08, 2022 Meeting Type: Annual
Record Date: JAN 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Judith M. Stockdale For For Management
1a.2 Elect Director Carole E. Stone For For Management
1a.3 Elect Director Margaret L. Wolff For For Management
--------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND
Ticker: JRO Security ID: 6706EN100
Meeting Date: APR 08, 2022 Meeting Type: Annual
Record Date: JAN 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Judith M. Stockdale For For Management
1a.2 Elect Director Carole E. Stone For For Management
1a.3 Elect Director Margaret L. Wolff For For Management
--------------------------------------------------------------------------------
NUVEEN SENIOR INCOME FUND
Ticker: NSL Security ID: 67067Y104
Meeting Date: APR 08, 2022 Meeting Type: Annual
Record Date: JAN 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Judith M. Stockdale For For Management
1a.2 Elect Director Carole E. Stone For For Management
1a.3 Elect Director Margaret L. Wolff For For Management
--------------------------------------------------------------------------------
OAKTREE SPECIALTY LENDING CORPORATION
Ticker: OCSL Security ID: 67401P108
Meeting Date: MAR 04, 2022 Meeting Type: Special
Record Date: JAN 05, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
OAKTREE SPECIALTY LENDING CORPORATION
Ticker: OCSL Security ID: 67401P108
Meeting Date: MAR 04, 2022 Meeting Type: Annual
Record Date: JAN 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phyllis R. Caldwell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OFS CAPITAL CORPORATION
Ticker: OFS Security ID: 67103B100
Meeting Date: JUN 08, 2022 Meeting Type: Annual
Record Date: APR 13, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine E. Healy For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OXFORD LANE CAPITAL CORP.
Ticker: OXLC Security ID: 691543102
Meeting Date: OCT 22, 2021 Meeting Type: Annual
Record Date: AUG 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Saul B. Rosenthal For Withhold Management
--------------------------------------------------------------------------------
OXFORD SQUARE CAPITAL CORP.
Ticker: OXSQ Security ID: 69181V107
Meeting Date: SEP 02, 2021 Meeting Type: Annual
Record Date: JUN 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan H. Cohen For For Management
1.2 Elect Director George Stelljes, III For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PENNANTPARK FLOATING RATE CAPITAL LTD.
Ticker: PFLT Security ID: 70806A106
Meeting Date: FEB 08, 2022 Meeting Type: Annual
Record Date: DEC 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Adam K. Bernstein For Against Management
1b Elect Director Jeffrey Flug For Against Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
PENNANTPARK INVESTMENT CORPORATION
Ticker: PNNT Security ID: 708062104
Meeting Date: FEB 08, 2022 Meeting Type: Annual
Record Date: DEC 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Arthur H. Penn For Against Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
PIONEER FLOATING RATE FUND, INC.
Ticker: PHD Security ID: 72369J102
Meeting Date: SEP 15, 2021 Meeting Type: Annual
Record Date: JUL 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig C. MacKay For For Management
1.2 Elect Director Thomas J. Perna For Withhold Management
1.3 Elect Director Fred J. Ricciardi For For Management
1.4 Elect Director Marguerite A. Piret For For Management
--------------------------------------------------------------------------------
PORTMAN RIDGE FINANCE CORPORATION
Ticker: PTMN Security ID: 73688F201
Meeting Date: JUN 06, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Grunebaum For Withhold Management
1.2 Elect Director Dean C. Kehler For Withhold Management
1.3 Elect Director Matthew Westwood For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROSPECT CAPITAL CORPORATION
Ticker: PSEC Security ID: 74348T102
Meeting Date: DEC 03, 2021 Meeting Type: Annual
Record Date: SEP 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Grier Eliasek For For Management
1.2 Elect Director Andrew C. Cooper For Against Management
--------------------------------------------------------------------------------
PROSPECT CAPITAL CORPORATION
Ticker: PSEC Security ID: 74348T102
Meeting Date: JUN 10, 2022 Meeting Type: Special
Record Date: MAR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
SABA CAPITAL INCOME & OPPORTUNITIES FUND
Ticker: BRW Security ID: 78518H103
Meeting Date: SEP 27, 2021 Meeting Type: Annual
Record Date: JUL 16, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aditya Bindal For Withhold Management
1.2 Elect Director Karen Caldwell For For Management
1.3 Elect Director Ketu Desai For For Management
1.4 Elect Director Kieran Goodwin For For Management
1.5 Elect Director Thomas R. Bumbolow For For Management
1.6 Elect Director Andrew Kellerman For Withhold Management
--------------------------------------------------------------------------------
SARATOGA INVESTMENT CORP.
Ticker: SAR Security ID: 80349A208
Meeting Date: SEP 27, 2021 Meeting Type: Annual
Record Date: JUL 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Christian L. Oberbeck For Withhold Management
--------------------------------------------------------------------------------
SIXTH STREET SPECIALTY LENDING, INC.
Ticker: TSLX Security ID: 83012A109
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer Gordon For For Management
1.2 Elect Director John Ross For For Management
1.3 Elect Director Judy Slotkin For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SIXTH STREET SPECIALTY LENDING, INC.
Ticker: TSLX Security ID: 83012A109
Meeting Date: MAY 26, 2022 Meeting Type: Special
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
SLR INVESTMENT CORP.
Ticker: SLRC Security ID: 83413U100
Meeting Date: OCT 27, 2021 Meeting Type: Annual
Record Date: SEP 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Gross For For Management
1.2 Elect Director Leonard A. Potter For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
SLR INVESTMENT CORP.
Ticker: SLRC Security ID: 83413U100
Meeting Date: MAR 21, 2022 Meeting Type: Special
Record Date: JAN 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
SLR SENIOR INVESTMENT CORP.
Ticker: SUNS Security ID: 83416M105
Meeting Date: OCT 27, 2021 Meeting Type: Annual
Record Date: SEP 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David S. Wachter For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SLR SENIOR INVESTMENT CORP.
Ticker: SUNS Security ID: 83416M105
Meeting Date: MAR 21, 2022 Meeting Type: Special
Record Date: JAN 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
--------------------------------------------------------------------------------
STELLUS CAPITAL INVESTMENT CORPORATION
Ticker: SCM Security ID: 858568108
Meeting Date: JUN 23, 2022 Meeting Type: Annual
Record Date: APR 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean D'Angelo For For Management
1.2 Elect Director William C. Repko For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
TCG BDC, INC.
Ticker: CGBD Security ID: 872280102
Meeting Date: OCT 28, 2021 Meeting Type: Special
Record Date: AUG 17, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
TRIPLEPOINT VENTURE GROWTH BDC CORP.
Ticker: TPVG Security ID: 89677Y100
Meeting Date: APR 28, 2022 Meeting Type: Annual
Record Date: MAR 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gilbert E. Ahye For Withhold Management
1b Elect Director Steven P. Bird For Withhold Management
1c Elect Director Kimberley H. Vogel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WHITEHORSE FINANCE, INC.
Ticker: WHF Security ID: 96524V106
Meeting Date: AUG 04, 2021 Meeting Type: Annual
Record Date: JUN 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Bolduc For For Management
1b Elect Director Rick D. Puckett For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST
Ticker: XFLT Security ID: 98400T106
Meeting Date: MAY 24, 2022 Meeting Type: Annual
Record Date: APR 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory G. Dingens For For Management
========================= Virtus Real Asset Income ETF =========================
AGNICO EAGLE MINES LIMITED
Ticker: AEM Security ID: 008474108
Meeting Date: NOV 26, 2021 Meeting Type: Special
Record Date: OCT 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares in For For Management
Connection with the Acquisition of
Kirkland Lake Gold Ltd.
--------------------------------------------------------------------------------
AGNICO EAGLE MINES LIMITED
Ticker: AEM Security ID: 008474108
Meeting Date: APR 29, 2022 Meeting Type: Annual/Special
Record Date: MAR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leona Aglukkaq For For Management
1.2 Elect Director Ammar Al-Joundi For For Management
1.3 Elect Director Sean Boyd For For Management
1.4 Elect Director Martine A. Celej For For Management
1.5 Elect Director Robert J. Gemmell For For Management
1.6 Elect Director Jonathan Gill For For Management
1.7 Elect Director Peter Grosskopf For For Management
1.8 Elect Director Elizabeth Lewis-Gray For For Management
1.9 Elect Director Deborah McCombe For For Management
1.10 Elect Director Jeffrey Parr For For Management
1.11 Elect Director John Merfyn Roberts For For Management
1.12 Elect Director Jamie C. Sokalsky For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Amend Incentive Share Purchase Plan For For Management
4 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
AGREE REALTY CORPORATION
Ticker: ADC Security ID: 008492100
Meeting Date: MAY 05, 2022 Meeting Type: Annual
Record Date: MAR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joel Agree For For Management
1.2 Elect Director Michael Judlowe For For Management
1.3 Elect Director Gregory Lehmkuhl For For Management
1.4 Elect Director Jerome Rossi For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: FEB 03, 2022 Meeting Type: Annual
Record Date: DEC 07, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles I. Cogut For For Management
1b Elect Director Lisa A. Davis For For Management
1c Elect Director Seifollah (Seifi) For For Management
Ghasemi
1d Elect Director David H. Y. Ho For For Management
1e Elect Director Edward L. Monser For For Management
1f Elect Director Matthew H. Paull For For Management
1g Elect Director Wayne T. Smith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALAMOS GOLD INC.
Ticker: AGI Security ID: 011532108
Meeting Date: MAY 26, 2022 Meeting Type: Annual/Special
Record Date: APR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elaine Ellingham For For Management
1.2 Elect Director David Fleck For For Management
1.3 Elect Director David Gower For For Management
1.4 Elect Director Claire M. Kennedy For For Management
1.5 Elect Director John A. McCluskey For For Management
1.6 Elect Director Monique Mercier For For Management
1.7 Elect Director Paul J. Murphy For For Management
1.8 Elect Director J. Robert S. Prichard For For Management
1.9 Elect Director Kenneth Stowe For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Long-Term Incentive Plan For For Management
4 Amend Employee Share Purchase Plan For For Management
5 Approve Shareholder Rights Plan For For Management
6 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC.
Ticker: ALEX Security ID: 014491104
Meeting Date: APR 26, 2022 Meeting Type: Annual
Record Date: FEB 17, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Benjamin For For Management
1.2 Elect Director Diana M. Laing For For Management
1.3 Elect Director John T. Leong For For Management
1.4 Elect Director Thomas A. Lewis, Jr. For For Management
1.5 Elect Director Douglas M. Pasquale For For Management
1.6 Elect Director Michele K. Saito For For Management
1.7 Elect Director Eric K. Yeaman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALGONQUIN POWER & UTILITIES CORP.
Ticker: AQN Security ID: 015857105
Meeting Date: JUN 02, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Ernst & Young LLP as Auditors For For Management
2.1 Elect Director Arun Banskota For For Management
2.2 Elect Director Melissa Stapleton Barnes For For Management
2.3 Elect Director Amee Chande For For Management
2.4 Elect Director Daniel Goldberg For For Management
2.5 Elect Director Christopher Huskilson For For Management
2.6 Elect Director D. Randy Laney For For Management
2.7 Elect Director Kenneth Moore For For Management
2.8 Elect Director Masheed Saidi For For Management
2.9 Elect Director Dilek Samil For For Management
3 Re-approve Stock Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
5 Re-approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION
Ticker: LNT Security ID: 018802108
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Joy Falotico For For Management
1b Elect Director John O. Larsen For For Management
1c Elect Director Thomas F. O'Toole For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICOLD REALTY TRUST
Ticker: COLD Security ID: 03064D108
Meeting Date: MAY 17, 2022 Meeting Type: Annual
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George F. Chappelle, Jr. For For Management
1b Elect Director George J. Alburger, Jr. For For Management
1c Elect Director Kelly H. Barrett For For Management
1d Elect Director Robert L. Bass For For Management
1e Elect Director Antonio F. Fernandez For For Management
1f Elect Director Pamela K. Kohn For For Management
1g Elect Director David J. Neithercut For For Management
1h Elect Director Mark R. Patterson For For Management
1i Elect Director Andrew P. Power For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Conversion from Maryland Real For For Management
Estate Investment Trust to Maryland
Corporation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LTD.
Ticker: ANG Security ID: 035128206
Meeting Date: MAY 16, 2022 Meeting Type: Annual
Record Date: APR 06, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Re-elect Maria Ramos as Director For For Management
1.2 Re-elect Maria Richter as Director For For Management
1.3 Re-elect Nelisiwe Magubane as Director For For Management
2.1 Elect Alberto Calderon Zuleta as For For Management
Director
2.2 Elect Scott Lawson as Director For For Management
3.1 Re-elect Alan Ferguson as Member of For For Management
the Audit and Risk Committee
3.2 Re-elect Rhidwaan Gasant as Member of For For Management
the Audit and Risk Committee
3.3 Re-elect Nelisiwe Magubane as Member For For Management
of the Audit and Risk Committee
3.4 Re-elect Maria Richter as Member of For For Management
the Audit and Risk Committee
3.5 Re-elect Jochen Tilk as Member of the For For Management
Audit and Risk Committee
4.1 Reappoint Ernst & Young Inc as Auditors For For Management
4.2 Appoint PricewaterhouseCoopers Inc as For For Management
Auditors
5 Place Authorised but Unissued Shares For For Management
under Control of Directors
6.1 Approve Remuneration Policy For For Management
6.2 Approve Implementation Report For For Management
7 Approve Remuneration of Non-Executive For For Management
Directors
8 Authorise Repurchase of Issued Share For For Management
Capital
9 Authorise Board to Issue Shares for For For Management
Cash
10 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
11 Amend Memorandum of Incorporation For For Management
12 Authorise Ratification of Approved For For Management
Resolutions
--------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R747
Meeting Date: DEC 09, 2021 Meeting Type: Annual
Record Date: OCT 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Quincy L. Allen For For Management
1.2 Elect Director Patricia L. Gibson For For Management
1.3 Elect Director Kirk A. Sykes For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARBOR REALTY TRUST, INC.
Ticker: ABR Security ID: 038923108
Meeting Date: MAY 18, 2022 Meeting Type: Annual
Record Date: APR 06, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Caryn Effron For For Management
1b Elect Director Joseph Martello For For Management
1c Elect Director Edward Farrell For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAR 24, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Terry S. Brown For For Management
1c Elect Director Alan B. Buckelew For For Management
1d Elect Director Ronald L. Havner, Jr. For For Management
1e Elect Director Stephen P. Hills For For Management
1f Elect Director Christopher B. Howard For For Management
1g Elect Director Richard J. Lieb For For Management
1h Elect Director Nnenna Lynch For For Management
1i Elect Director Timothy J. Naughton For For Management
1j Elect Director Benjamin W. Schall For For Management
1k Elect Director Susan Swanezy For For Management
1l Elect Director W. Edward Walter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AVISTA CORPORATION
Ticker: AVA Security ID: 05379B107
Meeting Date: MAY 12, 2022 Meeting Type: Annual
Record Date: MAR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie A. Bentz For For Management
1b Elect Director Kristianne Blake For For Management
1c Elect Director Donald C. Burke For For Management
1d Elect Director Rebecca A. Klein For For Management
1e Elect Director Sena M. Kwawu For For Management
1f Elect Director Scott H. Maw For For Management
1g Elect Director Scott L. Morris For For Management
1h Elect Director Jeffry L. Philipps For For Management
1i Elect Director Heidi B. Stanley For For Management
1j Elect Director Dennis P. Vermillion For For Management
1k Elect Director Janet D. Widmann For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BARRICK GOLD CORPORATION
Ticker: ABX Security ID: 067901108
Meeting Date: MAY 03, 2022 Meeting Type: Annual
Record Date: MAR 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Bristow For For Management
1.2 Elect Director Helen Cai For For Management
1.3 Elect Director Gustavo A. Cisneros For For Management
1.4 Elect Director Christopher L. Coleman For For Management
1.5 Elect Director J. Michael Evans For For Management
1.6 Elect Director Brian L. Greenspun For For Management
1.7 Elect Director J. Brett Harvey For For Management
1.8 Elect Director Anne Kabagambe For For Management
1.9 Elect Director Andrew J. Quinn For For Management
1.10 Elect Director Loreto Silva For For Management
1.11 Elect Director John L. Thornton For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: SEP 29, 2021 Meeting Type: Special
Record Date: AUG 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CARETRUST REIT, INC.
Ticker: CTRE Security ID: 14174T107
Meeting Date: MAY 03, 2022 Meeting Type: Annual
Record Date: MAR 09, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Diana M. Laing For For Management
1b Elect Director Anne Olson For For Management
1c Elect Director Spencer G. Plumb For For Management
1d Elect Director Gregory K. Stapley For For Management
1e Elect Director Careina D. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 06, 2022 Meeting Type: Annual
Record Date: MAR 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jon E. Barfield For For Management
1b Elect Director Deborah H. Butler For For Management
1c Elect Director Kurt L. Darrow For For Management
1d Elect Director William D. Harvey For For Management
1e Elect Director Garrick J. Rochow For For Management
1f Elect Director John G. Russell For For Management
1g Elect Director Suzanne F. Shank For For Management
1h Elect Director Myrna M. Soto For For Management
1i Elect Director John G. Sznewajs For For Management
1j Elect Director Ronald J. Tanski For For Management
1k Elect Director Laura H. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COGENT COMMUNICATIONS HOLDINGS, INC.
Ticker: CCOI Security ID: 19239V302
Meeting Date: MAY 04, 2022 Meeting Type: Annual
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dave Schaeffer For For Management
1.2 Elect Director D. Blake Bath For For Management
1.3 Elect Director Steven D. Brooks For For Management
1.4 Elect Director Paul de Sa For For Management
1.5 Elect Director Lewis H. Ferguson, III For For Management
1.6 Elect Director Sheryl Kennedy For For Management
1.7 Elect Director Marc Montagner For For Management
2 Approve Increase in Size of Board from For For Management
Seven to Nine
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMUNITY HEALTHCARE TRUST INCORPORATED
Ticker: CHCT Security ID: 20369C106
Meeting Date: MAY 05, 2022 Meeting Type: Annual
Record Date: MAR 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cathrine Cotman For For Management
1.2 Elect Director Alan Gardner For For Management
1.3 Elect Director Claire Gulmi For For Management
1.4 Elect Director Robert Hensley For For Management
1.5 Elect Director Lawrence Van Horn For For Management
1.6 Elect Director Timothy Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
COMPANHIA ENERGETICA DE MINAS GERAIS SA
Ticker: CMIG4 Security ID: 204409601
Meeting Date: APR 29, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
8 Elect Michele da Silva Gonsales Torres None For Shareholder
as Fiscal Council Member and Ronaldo
Dias as Alternate Appointed by
Preferred Shareholder
9 Elect Jose Joao Abdalla Filho as None For Shareholder
Director Appointed by Preferred
Shareholder
10 In Case Neither Class of Shares None For Management
Reaches the Minimum Quorum Required by
the Brazilian Corporate Law to Elect a
Board Representative in Separate
Elections, Would You Like to Use Your
Votes to Elect the Candidate with More
Votes to Represent Both Classes?
--------------------------------------------------------------------------------
COMPANHIA PARANAENSE DE ENERGIA
Ticker: CPLE6 Security ID: 20441B605
Meeting Date: APR 29, 2022 Meeting Type: Annual/Special
Record Date: MAR 30, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2021
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Remuneration of Company's For Against Management
Management, Fiscal Council, and
Statutory Committees
1 Approve Indemnity Policy For For Management
2 Elect Roberto Zaninelli Covelo Tizon For For Management
as Alternate Fiscal Council Member
--------------------------------------------------------------------------------
COTERRA ENERGY INC.
Ticker: CTRA Security ID: 127097103
Meeting Date: APR 29, 2022 Meeting Type: Annual
Record Date: MAR 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dorothy M. Ables For For Management
1b Elect Director Robert S. Boswell For For Management
1c Elect Director Amanda M. Brock For For Management
1d Elect Director Dan O. Dinges For For Management
1e Elect Director Paul N. Eckley For For Management
1f Elect Director Hans Helmerich For For Management
1g Elect Director Thomas E. Jorden For For Management
1h Elect Director Lisa A. Stewart For For Management
1i Elect Director Frances M. Vallejo For For Management
1j Elect Director Marcus A. Watts For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED
Ticker: CUZ Security ID: 222795502
Meeting Date: APR 26, 2022 Meeting Type: Annual
Record Date: FEB 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles T. Cannada For For Management
1b Elect Director Robert M. Chapman For For Management
1c Elect Director M. Colin Connolly For For Management
1d Elect Director Scott W. Fordham For For Management
1e Elect Director Lillian C. Giornelli For For Management
1f Elect Director R. Kent Griffin, Jr. For For Management
1g Elect Director Donna W. Hyland For For Management
1h Elect Director Dionne Nelson For For Management
1i Elect Director R. Dary Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Deloitte & Touche, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 22822V101
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Jay A. Brown For For Management
1c Elect Director Cindy Christy For For Management
1d Elect Director Ari Q. Fitzgerald For For Management
1e Elect Director Andrea J. Goldsmith For For Management
1f Elect Director Tammy K. Jones For For Management
1g Elect Director Anthony J. Melone For For Management
1h Elect Director W. Benjamin Moreland For For Management
1i Elect Director Kevin A. Stephens For For Management
1j Elect Director Matthew Thornton, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CTO REALTY GROWTH, INC.
Ticker: CTO Security ID: 22948Q101
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: APR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Albright For For Management
1.2 Elect Director George R. Brokaw For For Management
1.3 Elect Director Christopher J. Drew For For Management
1.4 Elect Director Laura M. Franklin For For Management
1.5 Elect Director R. Blakeslee Gable For For Management
1.6 Elect Director Christopher W. Haga For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUBESMART
Ticker: CUBE Security ID: 229663109
Meeting Date: MAY 17, 2022 Meeting Type: Annual
Record Date: MAR 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Piero Bussani For For Management
1.2 Elect Director Dorothy Dowling For For Management
1.3 Elect Director John W. Fain For For Management
1.4 Elect Director Jair K. Lynch For For Management
1.5 Elect Director Christopher P. Marr For For Management
1.6 Elect Director John F. Remondi For For Management
1.7 Elect Director Jeffrey F. Rogatz For For Management
1.8 Elect Director Deborah R. Salzberg For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYRUSONE INC.
Ticker: CONE Security ID: 23283R100
Meeting Date: FEB 01, 2022 Meeting Type: Special
Record Date: DEC 23, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: JUN 03, 2022 Meeting Type: Annual
Record Date: APR 06, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Laurence A. Chapman For Against Management
1b Elect Director Alexis Black Bjorlin For For Management
1c Elect Director VeraLinn "Dash" Jamieson For Against Management
1d Elect Director Kevin J. Kennedy For For Management
1e Elect Director William G. LaPerch For Against Management
1f Elect Director Jean F.H.P. Mandeville For For Management
1g Elect Director Afshin Mohebbi For For Management
1h Elect Director Mark R. Patterson For Against Management
1i Elect Director Mary Hogan Preusse For Against Management
1j Elect Director Dennis E. Singleton For For Management
1k Elect Director A. William Stein For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Risks Associated with Use of Against For Shareholder
Concealment Clauses
--------------------------------------------------------------------------------
DOUGLAS EMMETT, INC.
Ticker: DEI Security ID: 25960P109
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan A. Emmett For For Management
1.2 Elect Director Jordan L. Kaplan For For Management
1.3 Elect Director Kenneth M. Panzer For For Management
1.4 Elect Director Leslie E. Bider For For Management
1.5 Elect Director Dorene C. Dominguez For Withhold Management
1.6 Elect Director David T. Feinberg For For Management
1.7 Elect Director Ray C. Leonard For For Management
1.8 Elect Director Virginia A. McFerran For Withhold Management
1.9 Elect Director Thomas E. O'Hern For For Management
1.10 Elect Director William E. Simon, Jr. For For Management
1.11 Elect Director Shirley Wang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DRDGOLD LTD.
Ticker: DRD Security ID: 26152H301
Meeting Date: NOV 30, 2021 Meeting Type: Annual
Record Date: NOV 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint KPMG Inc as Auditors with For For Management
Riegert Stoltz as the Designated
External Audit Partner
2 Re-elect Riaan Davel as Director For For Management
3 Re-elect Edmund Jeneker as Director For Against Management
4 Re-elect Prudence Lebina as Director For For Management
5 Authorise Board to Issue Shares for For Against Management
Cash
6.1 Re-elect Johan Holtzhausen as Chairman For For Management
of the Audit Committee
6.2 Re-elect Jean Nel as Member of the For Against Management
Audit Committee
6.3 Re-elect Prudence Lebina as Member of For For Management
the Audit Committee
6.4 Re-elect Charmel Flemming as Member of For For Management
the Audit Committee
7 Approve Remuneration Policy For For Management
8 Approve Implementation Report For For Management
9 Authorise Ratification of Approved For For Management
Resolutions
1 Authorise Repurchase of Issued Share For For Management
Capital
2 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
3 Approve Non-executive Directors' For Against Management
Remuneration
--------------------------------------------------------------------------------
ENBRIDGE INC.
Ticker: ENB Security ID: 29250N105
Meeting Date: MAY 04, 2022 Meeting Type: Annual
Record Date: MAR 09, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mayank M. Ashar For For Management
1.2 Elect Director Gaurdie E. Banister For For Management
1.3 Elect Director Pamela L. Carter For For Management
1.4 Elect Director Susan M. Cunningham For For Management
1.5 Elect Director Gregory L. Ebel For For Management
1.6 Elect Director Jason B. Few For For Management
1.7 Elect Director Teresa S. Madden For For Management
1.8 Elect Director Al Monaco For For Management
1.9 Elect Director Stephen S. Poloz For For Management
1.10 Elect Director S. Jane Rowe For For Management
1.11 Elect Director Dan C. Tutcher For For Management
1.12 Elect Director Steven W. Williams For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For Abstain Management
Compensation Approach
4 Strengthen the Company's Net Zero Against Against Shareholder
Commitment with a Science-Based Net
Zero Target
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela M. Aman For For Management
1.2 Elect Director Raymond Bennett - None None Management
Withdrawn
1.3 Elect Director Linda Walker Bynoe For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Tahsinul Zia Huque For For Management
1.6 Elect Director John E. Neal For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Mark J. Parrell For For Management
1.9 Elect Director Mark S. Shapiro For For Management
1.10 Elect Director Stephen E. Sterrett For For Management
1.11 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESSENTIAL PROPERTIES REALTY TRUST, INC.
Ticker: EPRT Security ID: 29670E107
Meeting Date: MAY 16, 2022 Meeting Type: Annual
Record Date: MAR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul T. Bossidy For For Management
1.2 Elect Director Joyce DeLucca For For Management
1.3 Elect Director Scott A. Estes For For Management
1.4 Elect Director Peter M. Mavoides For For Management
1.5 Elect Director Lawrence J. Minich For For Management
1.6 Elect Director Heather L. Neary For For Management
1.7 Elect Director Stephen D. Sautel For For Management
1.8 Elect Director Janaki Sivanesan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ESSEX PROPERTY TRUST, INC.
Ticker: ESS Security ID: 297178105
Meeting Date: MAY 10, 2022 Meeting Type: Annual
Record Date: FEB 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith R. Guericke For For Management
1.2 Elect Director Maria R. Hawthorne For For Management
1.3 Elect Director Amal M. Johnson For For Management
1.4 Elect Director Mary Kasaris For For Management
1.5 Elect Director Irving F. Lyons, III For For Management
1.6 Elect Director George M. Marcus For For Management
1.7 Elect Director Thomas E. Robinson For For Management
1.8 Elect Director Michael J. Schall For For Management
1.9 Elect Director Byron A. Scordelis For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERGY, INC.
Ticker: EVRG Security ID: 30034W106
Meeting Date: MAY 03, 2022 Meeting Type: Annual
Record Date: MAR 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director David A. Campbell For For Management
1B Elect Director Thomas D. Hyde For For Management
1C Elect Director B. Anthony Isaac For For Management
1D Elect Director Paul M. Keglevic For For Management
1E Elect Director Mary L. Landrieu For For Management
1F Elect Director Sandra A.J. Lawrence For For Management
1G Elect Director Ann D. Murtlow For For Management
1H Elect Director Sandra J. Price For For Management
1I Elect Director Mark A. Ruelle For For Management
1J Elect Director James Scarola For For Management
1K Elect Director S. Carl Soderstrom, Jr. For For Management
1L Elect Director C. John Wilder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FALCON MINERALS CORPORATION
Ticker: FLMN Security ID: 30607B109
Meeting Date: JUN 03, 2022 Meeting Type: Special
Record Date: APR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Approve Reverse Stock Split For For Management
3 Amend Charter For For Management
4a Amend Charter to Eliminate Obsolete For For Management
Provisions
4b Declassify the Board of Directors For For Management
4c Amend Certificate of Incorporation to For For Management
Provide Directors May Be Removed With
or Without Cause
4d Provide Right to Act by Written Consent For For Management
4e Amend Charter to Remove Waiver of For Against Management
Corporate Opportunity Doctrine
5 Approve Omnibus Stock Plan For Against Management
6a Elect Director William D. Anderson For For Management
6b Elect Director Mark C. Henle For Against Management
6c Elect Director Adam M. Jenkins For Against Management
7 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 28, 2022 Meeting Type: Annual
Record Date: MAR 02, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pierre Brondeau For For Management
1b Elect Director Eduardo E. Cordeiro For For Management
1c Elect Director Carol Anthony ("John") For For Management
Davidson
1d Elect Director Mark Douglas For For Management
1e Elect Director Kathy L. Fortmann For For Management
1f Elect Director C. Scott Greer For For Management
1g Elect Director K'Lynne Johnson For For Management
1h Elect Director Dirk A. Kempthorne For For Management
1i Elect Director Paul J. Norris For For Management
1j Elect Director Margareth Ovrum For For Management
1k Elect Director Robert C. Pallash For For Management
1l Elect Director Vincent R. Volpe, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORTIS INC.
Ticker: FTS Security ID: 349553107
Meeting Date: MAY 05, 2022 Meeting Type: Annual/Special
Record Date: MAR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tracey C. Ball For For Management
1.2 Elect Director Pierre J. Blouin For For Management
1.3 Elect Director Paul J. Bonavia For For Management
1.4 Elect Director Lawrence T. Borgard For For Management
1.5 Elect Director Maura J. Clark For For Management
1.6 Elect Director Lisa Crutchfield For For Management
1.7 Elect Director Margarita K. Dilley For For Management
1.8 Elect Director Julie A. Dobson For For Management
1.9 Elect Director Lisa L. Durocher For For Management
1.10 Elect Director Douglas J. Haughey For For Management
1.11 Elect Director David G. Hutchens For For Management
1.12 Elect Director Gianna M. Manes For For Management
1.13 Elect Director Jo Mark Zurel For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
FOUR CORNERS PROPERTY TRUST, INC.
Ticker: FCPT Security ID: 35086T109
Meeting Date: JUN 10, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William H. Lenehan For For Management
1b Elect Director John S. Moody For For Management
1c Elect Director Douglas B. Hansen For For Management
1d Elect Director Eric S. Hirschhorn For For Management
1e Elect Director Charles L. Jemley For For Management
1f Elect Director Marran H. Ogilvie For Against Management
1g Elect Director Toni Steele For For Management
1h Elect Director Liz Tennican For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GETTY REALTY CORP.
Ticker: GTY Security ID: 374297109
Meeting Date: APR 26, 2022 Meeting Type: Annual
Record Date: MAR 03, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Constant For For Management
1b Elect Director Milton Cooper For For Management
1c Elect Director Philip E. Coviello For For Management
1d Elect Director Evelyn Leon Infurna For For Management
1e Elect Director Mary Lou Malanoski For For Management
1f Elect Director Richard E. Montag For For Management
1g Elect Director Howard B. Safenowitz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Charter For For Management
--------------------------------------------------------------------------------
GOLD FIELDS LTD.
Ticker: GFI Security ID: 38059T106
Meeting Date: JUN 01, 2022 Meeting Type: Annual
Record Date: APR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company
2.1 Elect Cristina Bitar as Director For For Management
2.2 Elect Jacqueline McGill as Director For For Management
2.3 Re-elect Paul Schmidt as Director For For Management
2.4 Re-elect Alhassan Andani as Director For For Management
2.5 Re-elect Peter Bacchus as Director For For Management
3.1 Elect Philisiwe Sibiya as Chairperson For For Management
of the Audit Committee
3.2 Re-elect Alhassan Andani as Member of For For Management
the Audit Committee
3.3 Re-elect Peter Bacchus as Member of For For Management
the Audit Committee
4 Place Authorised but Unissued Shares For For Management
under Control of Directors
5.1 Approve Remuneration Policy For For Management
5.2 Approve Remuneration Implementation For Against Management
Report
1 Authorise Board to Issue Shares for For For Management
Cash
2.1 Approve Remuneration of Chairperson of For For Management
the Board
2.2 Approve Remuneration of Lead For For Management
Independent Director of the Board
2.3 Approve Remuneration of Chairperson of For For Management
the Audit Committee
2.4 Approve Remuneration of Chairpersons For For Management
of the Capital Projects, Control and
Review Committee, Nominating and
Governance Committee, Remuneration
Committee, Risk Committee, SET
Committee and SHSD Committee
2.5 Approve Remuneration of Members of the For For Management
Board
2.6 Approve Remuneration of Members of the For For Management
Audit Committee
2.7 Approve Remuneration of Members of the For For Management
Capital Projects, Control and Review
Committee, Nominating and Governance
Committee, Remuneration Committee,
Risk Committee, SET Committee and SHSD
Committee
2.8 Approve Remuneration of Chairperson of For For Management
the Ad-hoc Committee
2.9 Approve Remuneration of Member of the For For Management
Ad-hoc Committee
3 Approve Financial Assistance in Terms For For Management
of Sections 44 and 45 of the Companies
Act
4 Authorise Repurchase of Issued Share For For Management
Capital
--------------------------------------------------------------------------------
INDUSTRIAL LOGISTICS PROPERTIES TRUST
Ticker: ILPT Security ID: 456237106
Meeting Date: JUN 01, 2022 Meeting Type: Annual
Record Date: MAR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa Harris Jones For Withhold Management
1.2 Elect Director Joseph L. Morea For Withhold Management
1.3 Elect Director Kevin C. Phelan For Withhold Management
1.4 Elect Director John G. Murray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KILROY REALTY CORPORATION
Ticker: KRC Security ID: 49427F108
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Kilroy For For Management
1b Elect Director Edward F. Brennan For For Management
1c Elect Director Jolie Hunt For For Management
1d Elect Director Scott S. Ingraham For For Management
1e Elect Director Louisa G. Ritter For For Management
1f Elect Director Gary R. Stevenson For For Management
1g Elect Director Peter B. Stoneberg For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 11, 2022 Meeting Type: Annual
Record Date: MAR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director C. Park Shaper For For Management
1.12 Elect Director William A. Smith For For Management
1.13 Elect Director Joel V. Staff For For Management
1.14 Elect Director Robert F. Vagt For For Management
1.15 Elect Director Perry M. Waughtal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KT CORP.
Ticker: 030200 Security ID: 48268K101
Meeting Date: MAR 31, 2022 Meeting Type: Annual
Record Date: DEC 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Allocation of Income
2.1 Amend Articles of Incorporation For For Management
(Business Objectives)
2.2 Amend Articles of Incorporation For For Management
(Method of Public Notice)
2.3 Amend Articles of Incorporation For For Management
(Allocation of Income)
2.4 Amend Articles of Incorporation For For Management
(Miscellaneous)
3.1 Elect Park Jong-wook as Inside Director For Against Management
3.2 Elect Yoon Gyeong-rim as Inside For For Management
Director
3.3 Elect Yoo Hui-yeol as Outside Director For Against Management
3.4 Elect Kim Yong-heon as Outside Director For For Management
3.5 Elect Hong Benjamin as Outside Director For For Management
4 Elect Kim Yong-heon as a Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
6 Approve Terms of Retirement Pay For For Management
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V.
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 27, 2022 Meeting Type: Annual
Record Date: APR 29, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacques Aigrain For For Management
1b Elect Director Lincoln Benet For For Management
1c Elect Director Jagjeet (Jeet) Bindra For For Management
1d Elect Director Robin Buchanan For For Management
1e Elect Director Anthony (Tony) Chase For For Management
1f Elect Director Nance Dicciani For For Management
1g Elect Director Robert (Bob) Dudley For For Management
1h Elect Director Claire Farley For For Management
1i Elect Director Michael Hanley For For Management
1j Elect Director Virginia Kamsky For For Management
1k Elect Director Albert Manifold For For Management
1l Elect Director Peter Vanacker For For Management
2 Approve Discharge of Directors For For Management
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Ratify PricewaterhouseCoopers For For Management
Accountants N.V. as Auditors
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Approve Cancellation of Shares For For Management
--------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC.
Ticker: MPW Security ID: 58463J304
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date: MAR 29, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward K. Aldag, Jr. For For Management
1.2 Elect Director G. Steven Dawson For For Management
1.3 Elect Director R. Steven Hamner For For Management
1.4 Elect Director Caterina A. Mozingo For For Management
1.5 Elect Director Emily W. Murphy For For Management
1.6 Elect Director Elizabeth N. Pitman For For Management
1.7 Elect Director D. Paul Sparks, Jr. For For Management
1.8 Elect Director Michael G. Stewart For For Management
1.9 Elect Director C. Reynolds Thompson, For For Management
III
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MTSS Security ID: 607409109
Meeting Date: SEP 30, 2021 Meeting Type: Special
Record Date: AUG 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 10.55 For For Management
per Share for First Six Months of
Fiscal 2021
2 Approve Company's Membership in 5G For For Management
Future Forum
3.1 Approve Reorganization of Company via For For Management
Spinoff of TIC LLC
3.2 Approve Reorganization of Company via For For Management
Spinoff of MWS-1 LLC
3.3 Approve Reorganization of MWS-1 LLC For For Management
via Merger with MWS JSC
4 Approve New Edition of Regulations on For For Management
Board of Directors
--------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC
Ticker: MTSS Security ID: 607409109
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: MAY 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Approve Annual Report and Financial For For Management
Statements
1.2 Approve Allocation of Income and For For Management
Dividends
2.1 Elect Paul Berriman as Director None For Management
2.2 Elect Feliks Evtushenkov as Director None Against Management
2.3 Elect Artem Zasurskii as Director None Against Management
2.4 Elect Iurii Misnik as Director None For Management
2.5 Elect Viacheslav Nikolaev as Director None Against Management
2.6 Elect Valerii Pankratov as Director None Against Management
2.7 Elect Regina von Flemming as Director None Against Management
2.8 Elect Mikhail Khanov as Director None For Management
2.9 Elect Shaygan Kheradpir as Director None For Management
2.10 Elect Thomas Holtrop as Director None Against Management
2.11 Elect Nadia Shouraboura as Director None For Management
2.12 Elect Valentin Iumashev as Director None For Management
2.13 Elect Tagir Iapparov s Director None For Management
3.1 Elect Irina Borisenkova as Member of For For Management
Audit Commission
3.2 Elect Evgenii Madorskii as Member of For For Management
Audit Commission
3.3 Elect Natalia Mikheeva as Member of For For Management
Audit Commission
4 Ratify Auditor For For Management
5 Approve New Edition of Charter For For Management
6 Approve New Edition of Regulations on For For Management
Board of Directors
7 Approve New Edition of Regulations on For For Management
Remuneration of Directors
--------------------------------------------------------------------------------
NATIONAL RETAIL PROPERTIES, INC.
Ticker: NNN Security ID: 637417106
Meeting Date: MAY 12, 2022 Meeting Type: Annual
Record Date: MAR 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela K.M. Beall For For Management
1b Elect Director Steven D. Cosler For For Management
1c Elect Director David M. Fick For For Management
1d Elect Director Edward J. Fritsch For For Management
1e Elect Director Kevin B. Habicht For For Management
1f Elect Director Betsy D. Holden For For Management
1g Elect Director Stephen A. Horn, Jr. For For Management
1h Elect Director Kamau O. Witherspoon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL STORAGE AFFILIATES TRUST
Ticker: NSA Security ID: 637870106
Meeting Date: MAY 23, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arlen D. Nordhagen For For Management
1b Elect Director George L. Chapman For For Management
1c Elect Director Tamara D. Fischer For For Management
1d Elect Director Paul W. Hylbert, Jr. For For Management
1e Elect Director Chad L. Meisinger For For Management
1f Elect Director Steven G. Osgood For For Management
1g Elect Director Dominic M. Palazzo For For Management
1h Elect Director Rebecca L. Steinfort For For Management
1i Elect Director Mark Van Mourick For For Management
1j Elect Director J. Timothy Warren For For Management
1k Elect Director Charles F. Wu For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEWMONT CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 21, 2022 Meeting Type: Annual
Record Date: FEB 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. Awuah, Jr. For For Management
1.2 Elect Director Gregory H. Boyce For For Management
1.3 Elect Director Bruce R. Brook For For Management
1.4 Elect Director Maura Clark For For Management
1.5 Elect Director Emma FitzGerald For For Management
1.6 Elect Director Mary A. Laschinger For For Management
1.7 Elect Director Jose Manuel Madero For For Management
1.8 Elect Director Rene Medori For For Management
1.9 Elect Director Jane Nelson For For Management
1.10 Elect Director Thomas Palmer For For Management
1.11 Elect Director Julio M. Quintana For For Management
1.12 Elect Director Susan N. Story For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORTH AMERICAN CONSTRUCTION GROUP LTD.
Ticker: NOA Security ID: 656811106
Meeting Date: MAY 04, 2022 Meeting Type: Annual
Record Date: MAR 24, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin R. Ferron For For Management
1.2 Elect Director Bryan D. Pinney For For Management
1.3 Elect Director John J. Pollesel For For Management
1.4 Elect Director Thomas P. Stan For For Management
1.5 Elect Director Kristina E. Williams For For Management
1.6 Elect Director Maryse C. Saint-Laurent For For Management
1.7 Elect Director Joseph C. Lambert For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: APR 28, 2022 Meeting Type: Annual
Record Date: MAR 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Spencer Abraham For For Management
1b Elect Director Antonio Carrillo For For Management
1c Elect Director Matthew Carter, Jr. For For Management
1d Elect Director Lawrence S. Coben For For Management
1e Elect Director Heather Cox For For Management
1f Elect Director Elisabeth B. Donohue For For Management
1g Elect Director Mauricio Gutierrez For For Management
1h Elect Director Paul W. Hobby For For Management
1i Elect Director Alexandra Pruner For For Management
1j Elect Director Anne C. Schaumburg For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NUTRIEN LTD.
Ticker: NTR Security ID: 67077M108
Meeting Date: MAY 17, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher M. Burley For For Management
1.2 Elect Director Maura J. Clark For For Management
1.3 Elect Director Russell K. Girling For For Management
1.4 Elect Director Michael J. Hennigan For For Management
1.5 Elect Director Miranda C. Hubbs For For Management
1.6 Elect Director Raj S. Kushwaha For For Management
1.7 Elect Director Alice D. Laberge For For Management
1.8 Elect Director Consuelo E. Madere For For Management
1.9 Elect Director Keith G. Martell For For Management
1.10 Elect Director Aaron W. Regent For For Management
1.11 Elect Director Nelson L. C. Silva For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ORANGE SA
Ticker: ORA Security ID: 684060106
Meeting Date: MAY 19, 2022 Meeting Type: Annual/Special
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 0.70 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Elect Jacques Aschenbroich as Director For Against Management
6 Elect Valerie Beaulieu-James as For For Management
Director
7 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1,050,000
8 Approve Compensation Report For For Management
9 Approve Compensation of Stephane For For Management
Richard, Chairman and CEO
10 Approve Compensation of Ramon For For Management
Fernandez, Vice-CEO
11 Approve Compensation of Gervais For For Management
Pellissier, Vice-CEO
12 Approve Remuneration Policy of For Against Management
Chairman and CEO, CEO and Vice-CEOs
13 Approve Remuneration Policy of For For Management
Chairman of the Board
14 Approve Remuneration Policy of For For Management
Directors
15 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
16 Amend Articles 2,13,15 and 16 of For For Management
Bylaws to Comply with Legal Changes
17 Amend Article 14 of Bylaws Re: Age For For Management
Limit of Chairman of the Board
18 Authorize up to 0.07 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
20 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
21 Authorize Filing of Required For For Management
Documents/Other Formalities
A Amending Item 18 of Current Meeting to Against Against Shareholder
Align the Allocation of Free Shares to
the Group Employees with that of LTIP
Incentives for Executives
B Amend Article 13 of Bylaws Re: Against Against Shareholder
Plurality of Directorships
--------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP.
Ticker: PAAS Security ID: 697900108
Meeting Date: MAY 11, 2022 Meeting Type: Annual/Special
Record Date: MAR 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Carroll For For Management
1.2 Elect Director Neil de Gelder For For Management
1.3 Elect Director Charles A. Jeannes For For Management
1.4 Elect Director Jennifer Maki For For Management
1.5 Elect Director Walter T. Segsworth For For Management
1.6 Elect Director Kathleen E. Sendall For For Management
1.7 Elect Director Michael Steinmann For For Management
1.8 Elect Director Gillian D. Winckler For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officer's Compensation
--------------------------------------------------------------------------------
PETROLEO BRASILEIRO SA
Ticker: PETR4 Security ID: 71654V408
Meeting Date: APR 13, 2022 Meeting Type: Annual/Special
Record Date: MAR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2021
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors at 11 For For Management
4 Elect Directors For Against Management
5 In Case There is Any Change to the None Against Management
Board Slate Composition, May Your
Votes Still be Counted for the
Proposed Slate?
6 Do You Wish to Adopt Cumulative Voting None For Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
7.1 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiz Rodolfo Landim Machado as
Independent Director
7.2 Percentage of Votes to Be Assigned - None Abstain Management
Elect Adriano Jose Pires Rodrigues as
Director
7.3 Percentage of Votes to Be Assigned - None Abstain Management
Elect Carlos Eduardo Lessa Brandao as
Independent Director
7.4 Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo Karrer as Director
7.5 Percentage of Votes to Be Assigned - None Abstain Management
Elect Luiz Henrique Caroli as
Independent Director
7.6 Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcio Andrade Weber as
Independent Director
7.7 Percentage of Votes to Be Assigned - None Abstain Management
Elect Ruy Flaks Schneider as
Independent Director
7.8 Percentage of Votes to Be Assigned - None Abstain Management
Elect Sonia Julia Sulzbeck Villalobos
as Independent Director
7.9 Percentage of Votes to Be Assigned - None For Shareholder
Elect Jose Joao Abdalla Filho as
Minority Representative Under Majority
Board Election
7.10 Percentage of Votes to Be Assigned - None For Shareholder
Elect Marcelo Gasparino da Silva as
Minority Representative Under Majority
Board Election
7.12 Elect Ana Marta Horta Veloso as None Abstain Shareholder
Director Appointed by Minority
Shareholder
7.13 Elect Rodrigo de Mesquita Pereira as None Abstain Shareholder
Director Appointed by Minority
Shareholder
7.14 Elect Francisco Petros Oliveira Lima None Abstain Shareholder
Papathanasiadis as Director Appointed
by Minority Shareholder
8 Elect Luiz Rodolfo Landim Machado as For Against Management
Board Chairman
9 Fix Number of Fiscal Council Members For For Management
at Five
10.1 Elect Fiscal Council Members For Abstain Management
10.2 In Case One of the Nominees Leaves the None Against Management
Fiscal Council Slate Due to a Separate
Minority Election, as Allowed Under
Articles 161 and 240 of the Brazilian
Corporate Law, May Your Votes Still Be
Counted for the Proposed Slate?
10.4 Elect Michele da Silva Gonsales Torres None For Shareholder
as Fiscal Council Member and Robert
Juenemann as Alternate Appointed by
Minority Shareholder
11 Approve Remuneration of Company's For Against Management
Management and Fiscal Council
12 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
1 Amend Articles and Consolidate Bylaws For For Management
2 In the Event of a Second Call, the None For Management
Voting Instructions Contained in this
Remote Voting Card May Also be
Considered for the Second Call?
--------------------------------------------------------------------------------
PIEDMONT OFFICE REALTY TRUST, INC.
Ticker: PDM Security ID: 720190206
Meeting Date: MAY 11, 2022 Meeting Type: Annual
Record Date: MAR 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank C. McDowell For For Management
1.2 Elect Director Kelly H. Barrett For For Management
1.3 Elect Director Glenn G. Cohen For For Management
1.4 Elect Director Barbara B. Lang For For Management
1.5 Elect Director C. Brent Smith For For Management
1.6 Elect Director Jeffrey L. Swope For For Management
1.7 Elect Director Dale H. Taysom For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PLDT INC.
Ticker: TEL Security ID: 69344D408
Meeting Date: JUN 14, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Audited Financial For For Management
Statements for the Fiscal Year Ending
December 31, 2021 Contained in the
Company's 2021 Annual Report
2.1 Elect Bernido H. Liu as Director For Withhold Management
2.2 Elect Artemio V. Panganiban as Director For Withhold Management
2.3 Elect Bernadine T. Siy as Director For Withhold Management
2.4 Elect Manuel L. Argel, Jr. as Director For Withhold Management
2.5 Elect Helen Y. Dee as Director For Withhold Management
2.6 Elect Ray C. Espinosa as Director For Withhold Management
2.7 Elect James L. Go as Director For Withhold Management
2.8 Elect Kazuyuki Kozu as Director For Withhold Management
2.9 Elect Manuel V. Pangilinan as Director For Withhold Management
2.10 Elect Alfredo S. Panlilio as Director For For Management
2.11 Elect Albert F. del Rosario as Director For Withhold Management
2.12 Elect Naoki Wakai as Director For Withhold Management
2.13 Elect Marife B. Zamora as Director For Withhold Management
--------------------------------------------------------------------------------
RE/MAX HOLDINGS, INC.
Ticker: RMAX Security ID: 75524W108
Meeting Date: JUN 01, 2022 Meeting Type: Annual
Record Date: APR 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen P. Joyce For For Management
1.2 Elect Director David L. Liniger For For Management
1.3 Elect Director Annita M. Menogan For For Management
1.4 Elect Director Teresa S. Van De Bogart For For Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
REALTY INCOME CORPORATION
Ticker: O Security ID: 756109104
Meeting Date: MAY 17, 2022 Meeting Type: Annual
Record Date: MAR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Priscilla Almodovar For For Management
1b Elect Director Jacqueline Brady For For Management
1c Elect Director A. Larry Chapman For For Management
1d Elect Director Reginald H. Gilyard For For Management
1e Elect Director Mary Hogan Preusse For For Management
1f Elect Director Priya Cherian Huskins For For Management
1g Elect Director Gerardo I. Lopez For For Management
1h Elect Director Michael D. McKee For For Management
1i Elect Director Gregory T. McLaughlin For For Management
1j Elect Director Ronald L. Merriman For For Management
1k Elect Director Sumit Roy For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 13, 2022 Meeting Type: Annual
Record Date: MAR 17, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Boeckmann For For Management
1b Elect Director Andres Conesa For For Management
1c Elect Director Maria Contreras-Sweet For For Management
1d Elect Director Pablo A. Ferrero For For Management
1e Elect Director Jeffrey W. Martin For For Management
1f Elect Director Bethany J. Mayer For For Management
1g Elect Director Michael N. Mears For For Management
1h Elect Director Jack T. Taylor For For Management
1i Elect Director Cynthia L. Walker For For Management
1j Elect Director Cynthia J. Warner For For Management
1k Elect Director James C. Yardley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
SHENANDOAH TELECOMMUNICATIONS COMPANY
Ticker: SHEN Security ID: 82312B106
Meeting Date: APR 19, 2022 Meeting Type: Annual
Record Date: FEB 23, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Victor C. Barnes For For Management
1b Elect Director Christopher E. French For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SL GREEN REALTY CORP.
Ticker: SLG Security ID: 78440X887
Meeting Date: JUN 01, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John H. Alschuler For For Management
1b Elect Director Betsy S. Atkins For For Management
1c Elect Director Carol N. Brown For For Management
1d Elect Director Edwin T. Burton, III For For Management
1e Elect Director Lauren B. Dillard For For Management
1f Elect Director Stephen L. Green For For Management
1g Elect Director Craig M. Hatkoff For For Management
1h Elect Director Marc Holliday For For Management
1i Elect Director John S. Levy For For Management
1j Elect Director Andrew W. Mathias For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: MAY 27, 2022 Meeting Type: Annual
Record Date: APR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Vicente Ariztegui For For Management
Andreve
1.4 Elect Director Leonardo Contreras For For Management
Lerdo de Tejada
1.5 Elect Director Enrique Castillo For For Management
Sanchez Mejorada
1.6 Elect Director Xavier Garcia de For Withhold Management
Quevedo Topete
1.7 Elect Director Luis Miguel Palomino For Withhold Management
Bonilla
1.8 Elect Director Gilberto Perezalonso For For Management
Cifuentes
1.9 Elect Director Carlos Ruiz Sacristan For Withhold Management
2 Amend Non-Employee Director Restricted For For Management
Stock Plan
3 Ratify Galaz, Yamazaki, Ruiz Urquiza S. For For Management
C. as Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
STEEL DYNAMICS, INC.
Ticker: STLD Security ID: 858119100
Meeting Date: MAY 05, 2022 Meeting Type: Annual
Record Date: MAR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Millett For For Management
1.2 Elect Director Sheree L. Bargabos For For Management
1.3 Elect Director Keith E. Busse For For Management
1.4 Elect Director Kenneth W. Cornew For For Management
1.5 Elect Director Traci M. Dolan For For Management
1.6 Elect Director James C. Marcuccilli For For Management
1.7 Elect Director Bradley S. Seaman For For Management
1.8 Elect Director Gabriel L. Shaheen For For Management
1.9 Elect Director Luis M. Sierra For For Management
1.10 Elect Director Steven A. Sonnenberg For For Management
1.11 Elect Director Richard P. Teets, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STORE CAPITAL CORPORATION
Ticker: STOR Security ID: 862121100
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date: APR 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jawad Ahsan For For Management
1.2 Elect Director Joseph M. Donovan For For Management
1.3 Elect Director David M. Edwards For For Management
1.4 Elect Director Mary B. Fedewa For For Management
1.5 Elect Director Morton H. Flesicher For For Management
1.6 Elect Director William F. Hipp For For Management
1.7 Elect Director Tawn Kelley For For Management
1.8 Elect Director Catherine D. Rice For For Management
1.9 Elect Director Quentin P. Smith, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TC ENERGY CORPORATION
Ticker: TRP Security ID: 87807B107
Meeting Date: APR 29, 2022 Meeting Type: Annual
Record Date: MAR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Culbert For For Management
1.2 Elect Director William D. Johnson For For Management
1.3 Elect Director Susan C. Jones For For Management
1.4 Elect Director John E. Lowe For For Management
1.5 Elect Director David MacNaughton For For Management
1.6 Elect Director Francois L. Poirier For For Management
1.7 Elect Director Una Power For For Management
1.8 Elect Director Mary Pat Salomone For For Management
1.9 Elect Director Indira V. Samarasekera For For Management
1.10 Elect Director Siim A. Vanaselja For For Management
1.11 Elect Director Thierry Vandal For For Management
1.12 Elect Director Dheeraj "D" Verma For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
TELUS CORPORATION
Ticker: T Security ID: 87971M103
Meeting Date: MAY 06, 2022 Meeting Type: Annual
Record Date: MAR 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. H. (Dick) Auchinleck For For Management
1.2 Elect Director Raymond T. Chan For For Management
1.3 Elect Director Hazel Claxton For For Management
1.4 Elect Director Lisa de Wilde For For Management
1.5 Elect Director Victor Dodig For For Management
1.6 Elect Director Darren Entwistle For For Management
1.7 Elect Director Thomas E. Flynn For For Management
1.8 Elect Director Mary Jo Haddad For For Management
1.9 Elect Director Kathy Kinloch For For Management
1.10 Elect Director Christine Magee For For Management
1.11 Elect Director John Manley For For Management
1.12 Elect Director David Mowat For For Management
1.13 Elect Director Marc Parent For For Management
1.14 Elect Director Denise Pickett For For Management
1.15 Elect Director W. Sean Willy For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Re-approve Shareholder Rights Plan For For Management
--------------------------------------------------------------------------------
TERNIUM SA
Ticker: TX Security ID: 880890108
Meeting Date: MAY 03, 2022 Meeting Type: Annual
Record Date: MAR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends
4 Approve Discharge of Directors For For Management
5 Elect Directors (Bundled) For Against Management
6 Approve Remuneration of Directors For Against Management
7 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Allow Board to Appoint One or More of For For Management
its Members as Company's
Attorney-in-Fact
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAR 24, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl K. Beebe For For Management
1b Elect Director Gregory L. Ebel For For Management
1c Elect Director Timothy S. Gitzel For For Management
1d Elect Director Denise C. Johnson For For Management
1e Elect Director Emery N. Koenig For For Management
1f Elect Director James (Joc) C. O'Rourke For For Management
1g Elect Director David T. Seaton For For Management
1h Elect Director Steven M. Seibert For For Management
1i Elect Director Luciano Siani Pires For For Management
1j Elect Director Gretchen H. Watkins For For Management
1k Elect Director Kelvin R. Westbrook For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY
Ticker: SMG Security ID: 810186106
Meeting Date: JAN 24, 2022 Meeting Type: Annual
Record Date: NOV 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Evans For For Management
1.2 Elect Director Stephen L. Johnson For For Management
1.3 Elect Director Adam Hanft For For Management
1.4 Elect Director Katherine Hagedorn For For Management
Littlefield
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: APR 26, 2022 Meeting Type: Annual
Record Date: FEB 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Stephen W. Bergstrom For For Management
1.3 Elect Director Nancy K. Buese For For Management
1.4 Elect Director Michael A. Creel For For Management
1.5 Elect Director Stacey H. Dore For For Management
1.6 Elect Director Richard E. Muncrief For For Management
1.7 Elect Director Peter A. Ragauss For For Management
1.8 Elect Director Rose M. Robeson For For Management
1.9 Elect Director Scott D. Sheffield For For Management
1.10 Elect Director Murray D. Smith For For Management
1.11 Elect Director William H. Spence For For Management
1.12 Elect Director Jesse J. Tyson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRONOX HOLDINGS PLC
Ticker: TROX Security ID: G9087Q102
Meeting Date: MAY 12, 2022 Meeting Type: Annual
Record Date: MAR 17, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ilan Kaufthal For For Management
1b Elect Director John Romano For For Management
1c Elect Director Jean-Francois Turgeon For For Management
1d Elect Director Mutlaq Al-Morished For For Management
1e Elect Director Vanessa Guthrie For For Management
1f Elect Director Peter B. Johnston For For Management
1g Elect Director Ginger M. Jones For For Management
1h Elect Director Stephen Jones For For Management
1i Elect Director Moazzam Khan For For Management
1j Elect Director Sipho Nkosi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Remuneration Report For For Management
6 Ratify PricewaterhouseCoopers LLP as For For Management
Statutory Auditors
7 Authorise Board to Fix Remuneration of For For Management
Auditors
--------------------------------------------------------------------------------
UDR, INC.
Ticker: UDR Security ID: 902653104
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine A. Cattanach For For Management
1b Elect Director Jon A. Grove For For Management
1c Elect Director Mary Ann King For For Management
1d Elect Director James D. Klingbeil For For Management
1e Elect Director Clint D. McDonnough For For Management
1f Elect Director Robert A. McNamara For For Management
1g Elect Director Diane M. Morefield For For Management
1h Elect Director Kevin C. Nickelberry For For Management
1i Elect Director Mark R. Patterson For For Management
1j Elect Director Thomas W. Toomey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
VALE SA
Ticker: VALE3 Security ID: 91912E105
Meeting Date: APR 29, 2022 Meeting Type: Annual/Special
Record Date: MAR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2021
2 Approve Allocation of Income and For For Management
Dividends
3 Do You Wish to Adopt Cumulative Voting None Abstain Management
for the Election of the Members of the
Board of Directors, Under the Terms of
Article 141 of the Brazilian Corporate
Law?
4a Elect Jose Luciano Duarte Penido as For For Management
Independent Director
4b Elect Fernando Jorge Buso Gomes as For For Management
Director
4c Elect Daniel Andre Stieler as Director For For Management
4d Elect Eduardo de Oliveira Rodrigues For For Management
Filho as Director
4e Elect Ken Yasuhara as Director For For Management
4f Elect Manuel Lino Silva de Sousa For For Management
Oliveira (Ollie) as Independent
Director
4g Elect Marcelo Gasparino da Silva as For For Management
Independent Director
4h Elect Mauro Gentile Rodrigues Cunha as For For Management
Independent Director
4i Elect Murilo Cesar Lemos dos Santos For For Management
Passos as Independent Director
4j Elect Rachel de Oliveira Maia as For For Management
Independent Director
4k Elect Roberto da Cunha Castello Branco For For Management
as Independent Director
4l Elect Roger Allan Downey as For For Management
Independent Director
5 In Case Cumulative Voting Is Adopted, None None Management
Do You Wish to Equally Distribute Your
Votes Amongst the Nominees below?
6a Percentage of Votes to Be Assigned - None Abstain Management
Elect Jose Luciano Duarte Penido as
Independent Director
6b Percentage of Votes to Be Assigned - None Abstain Management
Elect Fernando Jorge Buso Gomes as
Director
6c Percentage of Votes to Be Assigned - None Abstain Management
Elect Daniel Andre Stieler as Director
6d Percentage of Votes to Be Assigned - None Abstain Management
Elect Eduardo de Oliveira Rodrigues
Filho as Director
6e Percentage of Votes to Be Assigned - None Abstain Management
Elect Ken Yasuhara as Director
6f Percentage of Votes to Be Assigned - None Abstain Management
Elect Manuel Lino Silva de Sousa
Oliveira (Ollie) as Independent
Director
6g Percentage of Votes to Be Assigned - None Abstain Management
Elect Marcelo Gasparino da Silva as
Independent Director
6h Percentage of Votes to Be Assigned - None Abstain Management
Elect Mauro Gentile Rodrigues Cunha as
Independent Director
6i Percentage of Votes to Be Assigned - None Abstain Management
Elect Murilo Cesar Lemos dos Santos
Passos as Independent Director
6j Percentage of Votes to Be Assigned - None Abstain Management
Elect Rachel de Oliveira Maia as
Independent Director
6k Percentage of Votes to Be Assigned - None Abstain Management
Elect Roberto da Cunha Castello Branco
as Independent Director
6l Percentage of Votes to Be Assigned - None Abstain Management
Elect Roger Allan Downey as
Independent Director
7 Elect Jose Luciano Duarte Penido as For For Management
Board Chairman
8 Elect Fernando Jorge Buso Gomes as For For Management
Board Vice-Chairman
9.1 Elect Marcelo Amaral Moraes as Fiscal None Abstain Shareholder
Council Member and Marcus Vinicius
Dias Severini as Alternate Appointed
by Shareholder
9.2 Elect Gueitiro Matsuo Genso as Fiscal None Abstain Shareholder
Council Member Appointed by Shareholder
9.3 Elect Marcio de Souza as Fiscal None For Shareholder
Council Member and Nelson de Menezes
Filho as Alternate Appointed by
Shareholder
9.4 Elect Raphael Manhaes Martins as None For Shareholder
Fiscal Council Member and Adriana de
Andrade Sole as Alternate Appointed by
Shareholder
9.5 Elect Heloisa Belotti Bedicks as None For Shareholder
Fiscal Council Member and Rodrigo de
Mesquita Pereira as Alternate
Appointed by Shareholder
9.6 Elect Robert Juenemann as Fiscal None For Shareholder
Council Member and Jandaraci Ferreira
de Araujo as Alternate Appointed by
Shareholder
10 Approve Remuneration of Company's For For Management
Management and Fiscal Council
11 Ratify Remuneration of Company's For For Management
Management and Fiscal Council for 2021
1 Amend Articles 5 and 14 For For Management
2 Approve Agreement to Absorb New Steel For For Management
Global S.A.R.L (NSG), New Steel S.A.
(New Steel), and Centro Tecnologico de
Solucoes Sustentaveis S.A. (CTSS)
3 Ratify Macso Legate Auditores For For Management
Independentes (Macso) as Independent
Firm to Appraise Proposed Transaction
4 Approve Independent Firm's Appraisals For For Management
5 Approve Absorption of New Steel Global For For Management
S.A.R.L (NSG)
6 Approve Absorption of New Steel S.A. For For Management
(New Steel)
7 Approve Absorption of Centro For For Management
Tecnologico de Solucoes Sustentaveis S.
A. (CTSS)
--------------------------------------------------------------------------------
VALVOLINE INC.
Ticker: VVV Security ID: 92047W101
Meeting Date: JAN 25, 2022 Meeting Type: Annual
Record Date: NOV 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerald W. Evans, Jr. For For Management
1b Elect Director Richard J. Freeland For For Management
1c Elect Director Stephen F. Kirk For For Management
1d Elect Director Carol H. Kruse For For Management
1e Elect Director Stephen E. Macadam For For Management
1f Elect Director Vada O. Manager For For Management
1g Elect Director Samuel J. Mitchell, Jr. For For Management
1h Elect Director Charles M. Sonsteby For For Management
1i Elect Director Mary J. Twinem For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VICI PROPERTIES INC.
Ticker: VICI Security ID: 925652109
Meeting Date: APR 27, 2022 Meeting Type: Annual
Record Date: MAR 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Abrahamson For For Management
1b Elect Director Diana F. Cantor For For Management
1c Elect Director Monica H. Douglas For For Management
1d Elect Director Elizabeth I. Holland For For Management
1e Elect Director Craig Macnab For For Management
1f Elect Director Edward B. Pitoniak For For Management
1g Elect Director Michael D. Rumbolz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
W. R. GRACE & CO.
Ticker: GRA Security ID: 38388F108
Meeting Date: JUL 07, 2021 Meeting Type: Annual
Record Date: MAY 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hudson La Force For For Management
1.2 Elect Director Mark E. Tomkins For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
W. R. GRACE & CO.
Ticker: GRA Security ID: 38388F108
Meeting Date: SEP 17, 2021 Meeting Type: Special
Record Date: AUG 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WEC ENERGY GROUP, INC.
Ticker: WEC Security ID: 92939U106
Meeting Date: MAY 05, 2022 Meeting Type: Annual
Record Date: FEB 24, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curt S. Culver For For Management
1.2 Elect Director Danny L. Cunningham For For Management
1.3 Elect Director William M. Farrow, III For For Management
1.4 Elect Director Cristina A. For For Management
Garcia-Thomas
1.5 Elect Director Maria C. Green For For Management
1.6 Elect Director Gale E. Klappa For For Management
1.7 Elect Director Thomas K. Lane For For Management
1.8 Elect Director Scott J. Lauber For For Management
1.9 Elect Director Ulice Payne, Jr. For For Management
1.10 Elect Director Mary Ellen Stanek For For Management
1.11 Elect Director Glen E. Tellock For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WHEATON PRECIOUS METALS CORP.
Ticker: WPM Security ID: 962879102
Meeting Date: MAY 13, 2022 Meeting Type: Annual/Special
Record Date: MAR 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George L. Brack For For Management
1.2 Elect Director John A. Brough For For Management
1.3 Elect Director Jaimie Donovan For For Management
1.4 Elect Director R. Peter Gillin For For Management
1.5 Elect Director Chantal Gosselin For For Management
1.6 Elect Director Glenn Ives For For Management
1.7 Elect Director Charles A. Jeannes For For Management
1.8 Elect Director Eduardo Luna For For Management
1.9 Elect Director Marilyn Schonberner For For Management
1.10 Elect Director Randy V.J. Smallwood For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 18, 2022 Meeting Type: Annual
Record Date: MAR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lynn Casey For For Management
1b Elect Director Bob Frenzel For For Management
1c Elect Director Netha Johnson For For Management
1d Elect Director Patricia Kampling For For Management
1e Elect Director George Kehl For For Management
1f Elect Director Richard O'Brien For For Management
1g Elect Director Charles Pardee For For Management
1h Elect Director Christopher Policinski For For Management
1i Elect Director James Prokopanko For For Management
1j Elect Director Kim Williams For For Management
1k Elect Director Daniel Yohannes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
YAMANA GOLD INC.
Ticker: YRI Security ID: 98462Y100
Meeting Date: APR 28, 2022 Meeting Type: Annual
Record Date: MAR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Begeman For For Management
1.2 Elect Director Christiane Bergevin For For Management
1.3 Elect Director Alexander Davidson For For Management
1.4 Elect Director Richard Graff For For Management
1.5 Elect Director Kimberly Keating For For Management
1.6 Elect Director Peter Marrone For For Management
1.7 Elect Director Daniel Racine For For Management
1.8 Elect Director Jane Sadowsky For For Management
1.9 Elect Director Dino Titaro For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
========================= Virtus Reaves Utilities ETF ==========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============ Virtus WMC International Dividend ETF (fka Virtus WMC ============
============ Global Factor Opportunities ETF) ============
ABB LTD.
Ticker: ABBN Security ID: H0010V101
Meeting Date: MAR 24, 2022 Meeting Type: Annual
Record Date: MAR 16, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For TNA Management
2 Compensation Report For TNA Management
3 Ratification of Board and Management For TNA Management
Acts
4 Allocation of Profits/Dividends For TNA Management
5 Cancellation of Shares and Reduction For TNA Management
in Share Capital
6 Board Compensation For TNA Management
7 Executive Compensation For TNA Management
8 Elect Gunnar Brock For TNA Management
9 Elect David E. Constable For TNA Management
10 Elect Frederico Fleury Curado For TNA Management
11 Elect Lars Forberg For TNA Management
12 Elect Jennifer Xin-Zhe Li For TNA Management
13 Elect Geraldine Matchett For TNA Management
14 Elect David Meline For TNA Management
15 Elect Satish Pai For TNA Management
16 Elect Jacob Wallenberg For TNA Management
17 Elect Peter R. Voser as Board Chair For TNA Management
18 Elect David Constable as Compensation For TNA Management
Committee Member
19 Elect Frederico Fleury Curado as For TNA Management
Compensation Committee Member
20 Elect Jennifer Xin-Zhe Li as For TNA Management
Compensation Committee Member
21 Appointment of Independent Proxy For TNA Management
22 Appointment of Auditor For TNA Management
23 Non-Voting Meeting Note N/A TNA Management
24 Non-Voting Meeting Note N/A TNA Management
--------------------------------------------------------------------------------
ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS, S.A.
Ticker: ACS Security ID: E7813W163
Meeting Date: MAY 05, 2022 Meeting Type: Ordinary
Record Date: APR 30, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Report on Non-Financial Information For For Management
6 Ratification of Board Acts For For Management
7 Board Size For For Management
8 Elect Juan Santamaria Cases For For Management
9 Elect Maria Jose Garcia Beato For For Management
10 Remuneration Report For For Management
11 Remuneration Policy For For Management
12 Appointment of Auditor For For Management
13 Scrip Dividend; Authority to Cancel For For Management
Shares and Reduce Share Capital
14 Authority to Repurchase and Reissue For For Management
Shares
15 Amendments to Articles (Capital) For For Management
16 Amendments to Articles (Audit For For Management
Committee)
17 Amendments to Articles (General For For Management
Meeting)
18 Amendments to Articles (Remote For For Management
Attendance)
19 Amendments to General Meeting For For Management
Regulations (Competencies)
20 Amendments to General Meeting For For Management
Regulations (Notice and Information)
21 Amendments to General Meeting For For Management
Regulations (Representation)
22 Amendments to General Meeting For For Management
Regulations (Remote Attendance)
23 Amendments to General Meeting For For Management
Regulations (Minutes)
24 Authorisation of Legal Formalities For For Management
25 Non-Voting Agenda Item N/A N/A Management
26 Non-Voting Meeting Note N/A N/A Management
27 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ADECCO GROUP AG
Ticker: ADEN Security ID: H00392318
Meeting Date: APR 13, 2022 Meeting Type: Annual
Record Date: APR 06, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Accounts and Reports For TNA Management
4 Compensation Report For TNA Management
5 Allocation of Profits/Dividends For TNA Management
6 Dividend from Reserves For TNA Management
7 Ratification of Board and Management For TNA Management
Acts
8 Board Compensation For TNA Management
9 Executive Compensation For TNA Management
10 Elect Jean-Christophe Deslarzes For TNA Management
11 Elect Rachel Duan For TNA Management
12 Elect Ariane Gorin For TNA Management
13 Elect Alexander Gut For TNA Management
14 Elect Didier Lamouche For TNA Management
15 Elect David N. Prince For TNA Management
16 Elect Kathleen Taylor For TNA Management
17 Elect Regula Wallimann For TNA Management
18 Elect Rachel Duan as Compensation For TNA Management
Committee Member
19 Elect Didier Lamouche as Compensation For TNA Management
Committee Member
20 Elect Kathleen Taylor as Compensation For TNA Management
Committee Member
21 Appointment of Independent Proxy For TNA Management
22 Appointment of Auditor For TNA Management
23 Cancellation of Shares and Reduction For TNA Management
in Share Capital
24 Increase in Authorised Capital For TNA Management
--------------------------------------------------------------------------------
ADMIRAL GROUP PLC
Ticker: ADM Security ID: G0110T106
Meeting Date: APR 28, 2022 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report For For Management
3 Final Dividend For For Management
4 Elect Evelyn Bourke For Against Management
5 Elect Bill Roberts For For Management
6 Elect Milena Mondini-De-Focatiis For For Management
7 Elect Geraint Jones For For Management
8 Elect Annette Court For For Management
9 Elect Jean Park For For Management
10 Elect Justine Roberts For For Management
11 Elect Andrew Crossley For For Management
12 Elect Michael Brierley For For Management
13 Elect Karen Green For For Management
14 Elect Jayaprakasa Rangaswami For For Management
15 Appointment of Auditor For For Management
16 Authority to Set Auditor's Fees For For Management
17 Authorisation of Political Donations For For Management
18 Authority to Issue Shares w/ For For Management
Preemptive Rights
19 Authority to Issue Shares w/o For For Management
Preemptive Rights
20 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
21 Authority to Repurchase Shares For For Management
22 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
23 Adoption of new articles For For Management
--------------------------------------------------------------------------------
ALGONQUIN POWER & UTILITIES CORP.
Ticker: AQN Security ID: 015857105
Meeting Date: JUN 02, 2022 Meeting Type: Annual
Record Date: APR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Appointment of Auditor For For Management
3 Elect Arun Banskota For For Management
4 Elect Melissa Stapleton Barnes For For Management
5 Elect Amee Chande For For Management
6 Elect Daniel Goldberg For For Management
7 Elect Christopher Huskilson For For Management
8 Elect D. Randy Laney For For Management
9 Elect Kenneth Moore For For Management
10 Elect Masheed Saidi For For Management
11 Elect Dilek Samil For For Management
12 Approval of Unallocated Options Under For For Management
the Stock Option Plan
13 Advisory Vote on Executive Compensation For For Management
14 Shareholder Rights Plan Renewal For For Management
15 Transaction of Other Business For Against Management
--------------------------------------------------------------------------------
ALLIANZ SE
Ticker: ALV Security ID: D03080112
Meeting Date: MAY 04, 2022 Meeting Type: Annual
Record Date: APR 27, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Allocation of Profits/Dividends For For Management
8 Ratification of Management Board Acts For Abstain Management
9 Ratification of Supervisory Board Acts For Abstain Management
10 Appointment of Auditor For For Management
11 Remuneration Report For For Management
12 Elect Sophie Boissard For For Management
13 Elect Christine Bosse For For Management
14 Elect Rashmy Chatterjee For For Management
15 Elect Michael Diekmann For For Management
16 Elect Friedrich Eichiner For For Management
17 Elect Herbert Hainer For For Management
18 Increase in Authorised Capital For For Management
19 Increase in Authorised Capital for For For Management
Employee Share Issuances
20 Authority to Issue Convertible Debt For For Management
Instruments; Increase in Conditional
Capital
21 Authority to Repurchase and Reissue For For Management
Shares
22 Authority to Repurchase Shares Using For For Management
Equity Derivatives
23 Amendments to Profit-and-Loss Transfer For For Management
Agreements
24 Amendments to Profit-and-Loss and For For Management
Control Agreement
25 Non-Voting Meeting Note N/A N/A Management
26 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
AMUNDI
Ticker: AMUN Security ID: F0300Q103
Meeting Date: MAY 18, 2022 Meeting Type: Annual
Record Date: MAY 13, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Accounts and Reports For For Management
7 Consolidated Accounts and Reports For For Management
8 Allocation of Profits/Dividends For For Management
9 Related Party Transactions (Amundi For For Management
Asset Management)
10 Related Party Transactions (Credit For For Management
Agricole S.A.)
11 2021 Remuneration Report For For Management
12 2021 Remuneration of Yves Perrier For For Management
(Former CEO, Until May 10, 2021)
13 2021 Remuneration of Yves Perrier For For Management
(Chair Since May 11, 2021)
14 2021 Remuneration of Valerie Baudson For For Management
(CEO Since May 11, 2021)
15 2022 Remuneration Policy (Board of For For Management
Directors)
16 2022 Remuneration Policy (Chair) For For Management
17 2022 Remuneration Policy (CEO) For For Management
18 2022 Remuneration Policy (Deputy CEO) For For Management
19 2021 Remuneration of Identified Staff For For Management
20 Ratification of the Co-option of For For Management
Christine Gandon
21 Elect Yves Perrier For For Management
22 Elect Xavier Musca For For Management
23 Elect Virgine Cayatte For For Management
24 Elect Robert Leblanc For For Management
25 Authority to Repurchase and Reissue For For Management
Shares
26 Advisory Vote on the Company's Climate For For Management
Strategy
27 Authorisation of Legal Formalities For For Management
28 Non-Voting Meeting Note N/A N/A Management
29 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ASCENDAS REAL ESTATE INVESTMENT TRUST
Ticker: A17U Security ID: Y0205X103
Meeting Date: APR 28, 2022 Meeting Type: Annual
Record Date: APR 26, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Appointment of Auditor and Authority For For Management
to Set Fees
3 Authority to Issue Units w/ or w/o For For Management
Preemptive Rights
4 Authority to Repurchase and Reissue For For Management
Units
--------------------------------------------------------------------------------
ASSICURAZIONI GENERALI S.P.A.
Ticker: G Security ID: T05040109
Meeting Date: APR 27, 2022 Meeting Type: Mix
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Accounts and Reports For For Management
5 Allocation of Profits/Dividends For For Management
6 Amendment to Article 9 (Share Capital) For For Management
7 Authority to Repurchase Shares For For Management
8 Cancellation of Shares For For Management
9 Remuneration Policy For For Management
10 Remuneration Report For For Management
11 2022-2024 Long-term Incentive Plan For For Management
12 Authority to Repurchase and Reissue For For Management
Shares to Service 2022-2024 Group
Long-Term Incentive Plan
13 Employee Incentive Plan For For Management
14 Authority to Repurchase and Reissue For For Management
Shares to Service Employee Incentive
Plan
15 Board Size (Board Proposal) For For Management
16 Board Size (VM 2006 S.r.l.) N/A Abstain Management
17 Non-Voting Agenda Item N/A N/A Management
18 List Presented By Board of Directors For For Management
19 List Presented by VM 2006 S.r.l. For N/A Management
20 List Presented by Group of For N/A Management
Institutional Investors Representing 0.
64% of Share Capital
21 Directors' Fees (Board Proposal) For For Management
22 Directors' Fees (VM 2006 S.r.l.) N/A Abstain Management
23 Non-Voting Meeting Note N/A N/A Management
24 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
AURIZON HOLDINGS LIMITED
Ticker: AZJ Security ID: Q0695Q104
Meeting Date: OCT 12, 2021 Meeting Type: Annual
Record Date: OCT 10, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Re-elect Timothy M. Poole For For Management
3 Re-elect Samantha (Sam) L. Lewis For For Management
4 Re-elect Marcelo H. Bastos For For Management
5 Equity Grant (MD/CEO Andrew Harding) For For Management
6 Remuneration Report For For Management
7 Appoint Auditor For For Management
--------------------------------------------------------------------------------
AVIVA PLC
Ticker: AV Security ID: G0683Q109
Meeting Date: MAY 09, 2022 Meeting Type: Ordinary
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments to Articles For For Management
2 Authority to Issue B Shares For For Management
3 Share Consolidation For For Management
4 Authority to Issue Shares w/ For For Management
Preemptive Rights
5 Authority to Issue Shares w/o For For Management
Preemptive Rights
6 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
7 Authority to Issue Shares and For For Management
Convertible Debt w/ Preemptive Rights
8 Authority to Issue Shares and For For Management
Convertible Debt w/o Preemptive Rights
9 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
AVIVA PLC
Ticker: AV Security ID: G0683Q109
Meeting Date: MAY 09, 2022 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report For For Management
3 Approval of the Company's For For Management
Climate-Related Financial Disclosure
4 Final Dividend For For Management
5 Elect Andrea Blance For For Management
6 Elect Shonaid Jemmett-Page For For Management
7 Elect Martin Strobel For For Management
8 Elect Amanda J. Blanc For For Management
9 Elect George Culmer For For Management
10 Elect Patrick Flynn For For Management
11 Elect Mohit Joshi For For Management
12 Elect Pippa Lambert For For Management
13 Elect Jim McConville For For Management
14 Elect Michael Mire For For Management
15 Appointment of Auditor For For Management
16 Authority to Set Auditor's Fees For For Management
17 Authorisation of Political Donations For For Management
18 Authority to Issue Shares w/ For For Management
Preemptive Rights
19 Authority to Issue Shares w/o For For Management
Preemptive Rights
20 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
21 Authority to Issue Solvency II For For Management
Securities w/ Preemptive Rights
22 Authority to Issue Solvency II For For Management
Securities w/o Preemptive Rights
23 Authority to Repurchase Shares For For Management
24 Authority to Repurchase 8 3/4% For For Management
Preference Shares
25 Authority to Repurchase 8 3/8% For For Management
Preference Shares
26 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
27 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
AXA
Ticker: CS Security ID: F06106102
Meeting Date: APR 28, 2022 Meeting Type: Mix
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Accounts and Reports For For Management
6 Consolidated Accounts and Reports For For Management
7 Allocation of Profits/Dividends For For Management
8 2022 Remuneration Report For For Management
9 2022 Remuneration of Denis Duverne, For For Management
Chair
10 2022 Remuneration of Thomas Buberl, CEO For For Management
11 2022 Remuneration Policy (CEO) For For Management
12 2022 Remuneration Policy (Chair) For For Management
13 2022 Remuneration Policy (Board of For For Management
Directors)
14 Special Auditors Report on Regulated For For Management
Agreements
15 Elect Thomas Buberl For For Management
16 Elect Rachel Duan For For Management
17 Elect Andre Francois-Poncet For For Management
18 Ratification of Co-Option of Clotilde For For Management
Delbos
19 Elect Gerald Harlin For For Management
20 Elect Rachel Picard For For Management
21 Appointment of Auditor (Ernst & Young) For For Management
22 Appointment of Alternate Auditor For For Management
(Picarle et Associes)
23 2022 Directors' Fees For For Management
24 Authority to Repurchase and Reissue For For Management
Shares
25 Employee Stock Purchase Plan For For Management
26 Stock Purchase Plan for Overseas For For Management
Employees
27 Authority to Issue Performance Shares For For Management
28 Authority to Issue Performance Shares For For Management
Pursuant to Defined Contribution
Pension Plan
29 Authority to Cancel Shares and Reduce For For Management
Capital
30 Amendments to Articles Regarding For For Management
Staggered Board
31 Amendments to Articles Regarding For For Management
Corporate Purpose
32 Authorisation of Legal Formalities For For Management
33 Non-Voting Meeting Note N/A N/A Management
34 Non-Voting Meeting Note N/A N/A Management
35 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
BAE SYSTEMS PLC
Ticker: BA Security ID: G06940103
Meeting Date: MAY 05, 2022 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report For For Management
3 Final Dividend For For Management
4 Elect Nick Anderson For For Management
5 Elect Thomas Arseneault For For Management
6 Elect Roger Carr For For Management
7 Elect Dame Elizabeth Corley For For Management
8 Elect Bradley Greve For For Management
9 Elect Jane Griffiths For For Management
10 Elect Chris Grigg For For Management
11 Elect Stephen T. Pearce For For Management
12 Elect Nicole W. Piasecki For For Management
13 Elect Charles Woodburn For For Management
14 Elect Crystal E. Ashby For For Management
15 Elect Ewan Kirk For For Management
16 Appointment of Auditor For For Management
17 Authority to Set Auditor's Fees For For Management
18 Authorisation of Political Donations For For Management
19 Employee Share Incentive Plan For For Management
20 Authority to Issue Shares w/ For For Management
Preemptive Rights
21 Authority to Issue Shares w/o For For Management
Preemptive Rights
22 Authority to Repurchase Shares For For Management
23 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
BANDAI NAMCO HOLDINGS INC
Ticker: 7832 Security ID: Y0606D102
Meeting Date: JUN 20, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Masaru Kawaguchi For For Management
5 Elect Yuji Asako For For Management
6 Elect Nobuhiko Momoi For For Management
7 Elect Yasuo Miyakawa For For Management
8 Elect Kazuhiro Takenaka For For Management
9 Elect Makoto Asanuma For For Management
10 Elect Hiroshi Kawasaki For For Management
11 Elect Shuji Otsu For For Management
12 Elect Koichi Kawana For For Management
13 Elect Toshio Shimada For For Management
14 Elect Masataka Nagaike For For Management
15 Elect Toru Shinoda For For Management
16 Elect Satoko Kuwabara Satoko Ota For For Management
17 Elect Takayuki Komiya For For Management
18 Non-Audit Committee Directors' Fees - For For Management
Fixed Fees and Bonus
19 Audit Committee Directors' Fees For For Management
20 Amendments to Performance-Linked For For Management
Equity Compensation Plan
--------------------------------------------------------------------------------
BASF SE
Ticker: BAS Security ID: D06216317
Meeting Date: APR 29, 2022 Meeting Type: Annual
Record Date: APR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Agenda Item N/A N/A Management
3 Allocation of Profits/Dividends For For Management
4 Ratification of Supervisory Board Acts For For Management
5 Ratification of Management Board Acts For For Management
6 Appointment of Auditor For For Management
7 Remuneration Report For For Management
8 Elect Alessandra Genco For For Management
9 Elect Stefan Asenkerschbaumer For For Management
10 Authority to Repurchase and Reissue For For Management
Shares
11 Authority to Issue Convertible Debt For For Management
Instruments; Increase in Conditional
Capital
12 Non-Voting Meeting Note N/A N/A Management
13 Non-Voting Meeting Note N/A N/A Management
14 Non-Voting Meeting Note N/A N/A Management
15 Non-Voting Meeting Note N/A N/A Management
16 Non-Voting Meeting Note N/A N/A Management
17 Non-Voting Meeting Note N/A N/A Management
18 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
BAYERISCHE MOTOREN WERKE AG (BMW)
Ticker: BMW Security ID: D12096109
Meeting Date: MAY 11, 2022 Meeting Type: Annual
Record Date: APR 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Allocation of Profits/Dividends For For Management
8 Ratification of Management Board Acts For For Management
9 Ratification of Supervisory Board Acts For For Management
10 Appointment of Auditor For For Management
11 Elect Heinrich Hiesinger as For For Management
Supervisory Board Member
12 Remuneration Report For Against Management
13 Authority to Repurchase and Reissue For For Management
Shares
14 Amendment to Previously-Approved For For Management
Profit-and-Loss Transfer Agreement
with Bavaria Wirtschaftsagentur GmbH
15 Amendment to Previously-Approved For For Management
Profit-and-Loss Transfer Agreement
with BMW Anlagen Verwaltungs GmbH
16 Amendment to Previously-Approved For For Management
Profit-and-Loss Transfer Agreement
with BMW Bank GmbH
17 Amendment to Previously-Approved For For Management
Profit-and-Loss Transfer Agreement
with BMW Fahrzeugtechnik GmbH
18 Amendment to Previously-Approved For For Management
Profit-and-Loss Transfer Agreement
with BMW INTEC Beteiligungs GmbH
19 Amendment to Previously-Approved For For Management
Profit-and-Loss Transfer Agreement
with BMW M GmbH Gesellschaft fur
individuelle Automobile
20 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
BCE INC.
Ticker: BCE Security ID: 05534B760
Meeting Date: MAY 05, 2022 Meeting Type: Annual
Record Date: MAR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Mirko Bibic For For Management
3 Elect David F. Denison For For Management
4 Elect Robert P. Dexter For For Management
5 Elect Katherine Lee For For Management
6 Elect Monique F. Leroux For For Management
7 Elect Sheila A. Murray For For Management
8 Elect Gordon M. Nixon For For Management
9 Elect Louis P. Pagnutti For For Management
10 Elect Calin Rovinescu For For Management
11 Elect Karen Sheriff For For Management
12 Elect Robert C. Simmonds For For Management
13 Elect Jennifer Tory For For Management
14 Elect Cornell Wright For For Management
15 Appointment of Auditor For For Management
16 Advisory Vote On Executive Compensation For For Management
17 Shareholder Proposal Regarding Report Against Against Shareholder
on Non-Management Employee
Representation on the Board
18 Shareholder Proposal Regarding Against Against Shareholder
Becoming a Public Benefit Corporation
19 Shareholder Proposal Regarding French Against Against Shareholder
as Official Company Language
--------------------------------------------------------------------------------
BHP GROUP LIMITED
Ticker: BHP Security ID: Q1498M100
Meeting Date: NOV 11, 2021 Meeting Type: Annual
Record Date: NOV 09, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Appointment of Auditor For For Management
5 Authority to Set Auditor's Fees For For Management
6 Authority to Issue Shares w/ For For Management
Preemptive Rights
7 Authority to Issue Shares w/o For For Management
Preemptive Rights
8 Authority to Repurchase Shares For For Management
9 Remuneration Report (Advisory - UK) For For Management
10 Remuneration Report (Advisory - AUS) For For Management
11 Equity Grant (CEO Mike Henry) For For Management
12 Re-elect Terence (Terry) J. Bowen For For Management
13 Re-elect Malcolm W. Broomhead For For Management
14 Re-elect Xiaoqun Clever For For Management
15 Re-elect Ian D. Cockerill For For Management
16 Re-elect Gary J. Goldberg For For Management
17 Re-elect Mike Henry For For Management
18 Re-elect Ken N. MacKenzie For For Management
19 Re-elect John Mogford For For Management
20 Re-elect Christine E. O'Reilly For For Management
21 Re-elect Dion J. Weisler For For Management
22 Approval of Climate Transition Action For For Management
Plan
23 Shareholder Proposal Regarding Against Against Shareholder
Facilitating Nonbinding Proposals
24 Shareholder Proposal Regarding For For Shareholder
Lobbying Activity Alignment with the
Paris Agreement
25 Shareholder Proposal Regarding Against Against Shareholder
Disclosure Concerning Coal, Oil and
Gas Assets
--------------------------------------------------------------------------------
BHP GROUP LIMITED
Ticker: BHP Security ID: Q1498M100
Meeting Date: JAN 20, 2022 Meeting Type: Ordinary
Record Date: JAN 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amendments To Limited Constitution For For Management
2 Special Voting Share Buy-back For For Management
3 Dividend Share Buy-back For For Management
4 Special Voting Share Buy-back (Class For For Management
Rights Action)
5 Change in Status of Plc (Class Rights For For Management
Action)
--------------------------------------------------------------------------------
BHP GROUP PLC
Ticker: BHP Security ID: G10877127
Meeting Date: OCT 14, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Appointment of Auditor For For Management
3 Authority to Set Auditor's Fees For For Management
4 Authority to Issue Shares w/ For For Management
Preemptive Rights
5 Authority to Issue Shares w/o For For Management
Preemptive Rights
6 Authority to Repurchase Shares For For Management
7 Remuneration Report (Advisory - UK) For For Management
8 Remuneration Report (Advisory - AUS) For For Management
9 Equity Grant (CEO Mike Henry) For For Management
10 Elect Terence (Terry) J. Bowen For For Management
11 Elect Malcolm W. Broomhead For For Management
12 Elect Xiaoqun Clever For For Management
13 Elect Ian D. Cockerill For For Management
14 Elect Gary J. Goldberg For For Management
15 Elect Mike Henry For For Management
16 Elect Ken N. MacKenzie For For Management
17 Elect John Mogford For For Management
18 Elect Christine O'Reilly For For Management
19 Elect Dion J. Weisler For For Management
20 Approval of Climate Transition Action For For Management
Plan
21 Shareholder Proposal Regarding Against Against Shareholder
Facilitating Nonbinding Proposals
22 Shareholder Proposal Regarding For For Shareholder
Lobbying Activity Alignment with the
Paris Agreement
23 Shareholder Proposal Regarding Against Against Shareholder
Disclosure Concerning Coal, Oil and
Gas Assets
24 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
BHP GROUP PLC
Ticker: BHP Security ID: G10877127
Meeting Date: JAN 20, 2022 Meeting Type: Ordinary
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Effect Scheme of Arrangement and For For Management
Unification
2 Special Voting Share Buy-Back For For Management
3 Special Voting Share Buy-Back (Class For For Management
Rights Action)
4 Amendments to Articles of Association For For Management
to Facilitate Scheme
5 Change in Status of Plc (Class Rights For For Management
Action)
6 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
BHP GROUP PLC
Ticker: BHP Security ID: G10877127
Meeting Date: JAN 20, 2022 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Approve Scheme of Arrangement and For For Management
Unification
3 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
BOUYGUES
Ticker: EN Security ID: F11487125
Meeting Date: APR 28, 2022 Meeting Type: Mix
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Accounts and Reports For For Management
7 Consolidated Accounts and Reports For For Management
8 Allocation of Profits/Dividends For For Management
9 Special Auditors Report on Regulated For Against Management
Agreements
10 2022 Remuneration Policy (Board of For For Management
Directors)
11 2022 Remuneration Policy (Chair) For For Management
12 2022 Remuneration Policy (CEO and For Against Management
deputy CEOs)
13 2021 Remuneration Report For For Management
14 2021 Remuneration of Martin Bouygues, For For Management
Chair and CEO (Until February 17, 2021)
15 2021 Remuneration of Olivier Roussat, For Against Management
Deputy CEO (Until February 17, 2021)
16 2021 Remuneration of Martin Bouygues, For For Management
Chair (From February 17, 2021)
17 2021 Remuneration of Olivier Roussat, For Against Management
CEO (From February 17, 2021)
18 2021 Remuneration of Pascal Grange, For For Management
Deputy CEO (From February 17, 2021)
19 2021 Remuneration of Edward Bouygues, For Against Management
Deputy CEO (From February 17, 2021)
20 Elect Olivier Bouygues For For Management
21 Elect SCDM (Edward Bouygues) For For Management
22 Elect SCDM Participations (Cyril For For Management
Bouygues)
23 Elect Clara Gaymard For For Management
24 Elect Rose-Marie Van Lerberghe For For Management
25 Elect Felicie Burelle For Against Management
26 Elect Raphaelle Deflesselle For For Management
27 Elect Michele Vilain For For Management
28 Appointment of Auditor (Mazars) For For Management
29 Authority to Repurchase and Reissue For Against Management
Shares
30 Authority to Cancel Shares and Reduce For For Management
Capital
31 Employee Stock Purchase Plan For Against Management
32 Authority to Issue Restricted Shares For Against Management
33 Authority to Issue Warrants as a For Against Management
Takeover Defense
34 Authorisation of Legal Formalities For For Management
--------------------------------------------------------------------------------
BRIDGESTONE CORPORATION
Ticker: 5108 Security ID: J04578126
Meeting Date: MAR 23, 2022 Meeting Type: Annual
Record Date: DEC 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Shuichi Ishibashi For For Management
5 Elect Masahiro Higashi For For Management
6 Elect Scott T. Davis For For Management
7 Elect Yuri Okina For For Management
8 Elect Kenichi Masuda For For Management
9 Elect Kenzo Yamamoto For For Management
10 Elect Keiko Terui For For Management
11 Elect Seiichi Sasa For For Management
12 Elect Yojiro Shiba For For Management
13 Elect Yoko Suzuki For For Management
14 Elect Hideo Hara For For Management
15 Elect Tsuyoshi Yoshimi For For Management
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 28, 2022 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Policy For For Management
3 Remuneration Report For For Management
4 Appointment of Auditor For For Management
5 Authority to Set Auditor's Fees For For Management
6 Elect Luc Jobin For For Management
7 Elect Jack M. Bowles For For Management
8 Elect Tadeu Marroco For For Management
9 Elect Susan J. Farr For For Management
10 Elect Karen Guerra For For Management
11 Elect Holly K. Koeppel For For Management
12 Elect Savio Kwan For For Management
13 Elect Dimitri Panayotopoulos For For Management
14 Elect Darrell Thomas For For Management
15 Elect Krishnan Anand For For Management
16 Authorisation of Political Donations For For Management
17 Authority to Issue Shares w/ For For Management
Preemptive Rights
18 Authority to Issue Shares w/o For For Management
Preemptive Rights
19 Authority to Repurchase Shares For For Management
20 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
CANADIAN IMPERIAL BANK OF COMMERCE
Ticker: CM Security ID: 136069101
Meeting Date: APR 07, 2022 Meeting Type: Mix
Record Date: FEB 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Ammar Aljoundi For For Management
3 Elect Charles J.G. Brindamour For For Management
4 Elect Nanci E. Caldwell For For Management
5 Elect Michelle L. Collins For For Management
6 Elect Luc Desjardins For For Management
7 Elect Victor G. Dodig For For Management
8 Elect Kevin J. Kelly For For Management
9 Elect Christine E. Larsen For For Management
10 Elect Nicholas D. Le Pan For For Management
11 Elect Mary Lou Maher For For Management
12 Elect Jane L. Peverett For For Management
13 Elect Katharine B. Stevenson For For Management
14 Elect Martine Turcotte For For Management
15 Elect Barry L. Zubrow For For Management
16 Appointment of Auditor For For Management
17 Advisory Vote on Executive Compensation For For Management
18 Approval of Share Split For For Management
19 Maximum Variable Pay Ratio For For Management
20 Shareholder Proposal Regarding Against Against Shareholder
Becoming a Benefit Company
21 Shareholder Proposal Regarding Say on Against Against Shareholder
Climate
22 Shareholder Proposal Regarding French Against Against Shareholder
as Official Company Language
23 Shareholder Proposal Regarding Equity Against Against Shareholder
Ratio
--------------------------------------------------------------------------------
CANON INC.
Ticker: 7751 Security ID: J05124144
Meeting Date: MAR 30, 2022 Meeting Type: Annual
Record Date: DEC 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Article For For Management
4 Elect Fujio Mitarai For Against Management
5 Elect Toshizo Tanaka For For Management
6 Elect Toshio Homma For For Management
7 Elect Kunitaro Saida For For Management
8 Elect Yusuke Kawamura For For Management
9 Elect Katsuhito Yanagibashi For For Management
10 Elect Koichi Kashimoto For For Management
11 Bonus For For Management
--------------------------------------------------------------------------------
CAPITALAND INTEGRATED COMMERCIAL TRUST
Ticker: C38U Security ID: Y1100L160
Meeting Date: APR 21, 2022 Meeting Type: Annual
Record Date: APR 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Appointment of Auditor and Authority For For Management
to Set Fees
3 Authority to Issue Units w/ or w/o For For Management
Preemptive Rights
4 Authority to Repurchase and Reissue For For Management
Units
5 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO.,LTD.
Ticker: 4519 Security ID: J06930101
Meeting Date: MAR 29, 2022 Meeting Type: Annual
Record Date: DEC 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Osamu Okuda For For Management
5 Elect Hisafumi Yamada For For Management
6 Elect Toshiaki Itagaki For For Management
7 Elect Mariko Momoi For For Management
--------------------------------------------------------------------------------
CK INFRASTRUCTURE HOLDINGS LIMITED
Ticker: 1038 Security ID: G2178K100
Meeting Date: MAY 17, 2022 Meeting Type: Annual
Record Date: MAY 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect KAM Hing Lam For Against Management
6 Elect Frank J. Sixt For Against Management
7 Elect CHAN Loi Shun For Against Management
8 Elect KWOK Eva Lee For Against Management
9 Elect David LAN Hong Tsung For For Management
10 Elect George C. Magnus For For Management
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Authority to Issue Shares w/o For For Management
Preemptive Rights
13 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
CLP HOLDINGS LIMITED
Ticker: 0002 Security ID: Y1660Q104
Meeting Date: MAY 06, 2022 Meeting Type: Annual
Record Date: APR 29, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Accounts and Reports For For Management
3 Elect Zia Mody For For Management
4 Elect May TAN Siew Boi For For Management
5 Elect Philip Lawrence KADOORIE For For Management
6 Elect Roderick Ian EDDINGTON For For Management
7 Elect William Elkin MOCATTA For For Management
8 Appointment of Auditor and Authority For For Management
to Set Fees
9 Directors' Fees For For Management
10 Authority to Issue Shares w/o For For Management
Preemptive Rights
11 Authority to Repurchase Shares For For Management
12 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
COLOPLAST A/S
Ticker: COLOB Security ID: K16018192
Meeting Date: DEC 02, 2021 Meeting Type: Annual
Record Date: NOV 25, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Accounts and Reports For For Management
7 Allocation of Profits/Dividends For For Management
8 Remuneration Report For For Management
9 Directors' Fees For For Management
10 Remuneration Policy For For Management
11 Non-Voting Agenda Item N/A N/A Management
12 Elect Lars Soren Rasmussen For For Management
13 Elect Niels Peter Louis-Hansen For For Management
14 Elect Jette Nygaard-Andersen For For Management
15 Elect Carsten Hellmann For For Management
16 Elect Marianne Wiinholt For For Management
17 Elect Annette Bruls For For Management
18 Appointment of Auditor For For Management
19 Non-Voting Agenda Item N/A N/A Management
20 Non-Voting Meeting Note N/A N/A Management
21 Non-Voting Meeting Note N/A N/A Management
22 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
COMPAGNIE FINANCIERE RICHEMONT S.A.
Ticker: CFR Security ID: H25662182
Meeting Date: SEP 08, 2021 Meeting Type: Annual
Record Date: AUG 30, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Accounts and Reports For TNA Management
3 Allocation of Profits/Dividends For TNA Management
4 Ratification of Board and Management For TNA Management
Acts
5 Elect Johann Rupert as Board Chair For TNA Management
6 Elect Josua (Dillie) Malherbe For TNA Management
7 Elect Nikesh Arora For TNA Management
8 Elect Clay Brendish For TNA Management
9 Elect Jean-Blaise Eckert For TNA Management
10 Elect Burkhart Grund For TNA Management
11 Elect Keyu Jin For TNA Management
12 Elect Jerome Lambert For TNA Management
13 Elect Wendy Luhabe For TNA Management
14 Elect Ruggero Magnoni For TNA Management
15 Elect Jeff Moss For TNA Management
16 Elect Vesna Nevistic For TNA Management
17 Elect Guillaume Pictet For TNA Management
18 Elect Maria Ramos For TNA Management
19 Elect Anton Rupert For TNA Management
20 Elect Jan Rupert For TNA Management
21 Elect Patrick Thomas For TNA Management
22 Elect Jasmine Whitbread For TNA Management
23 Elect Clay Brendish as Compensation For TNA Management
Committee Member
24 Elect Keyu Jin as Compensation For TNA Management
Committee Member
25 Elect Guillaume Pictet as Compensation For TNA Management
Committee Member
26 Elect Maria Ramos as Compensation For TNA Management
Committee Member
27 Appointment of Auditor For TNA Management
28 Appointment of Independent Proxy For TNA Management
29 Board Compensation For TNA Management
30 Executive Compensation (Fixed) For TNA Management
31 Executive Compensation (Variable) For TNA Management
32 Non-Voting Meeting Note N/A TNA Management
33 Non-Voting Meeting Note N/A TNA Management
--------------------------------------------------------------------------------
DAIMLER AG
Ticker: DAI Security ID: D1668R123
Meeting Date: OCT 01, 2021 Meeting Type: Special
Record Date: SEP 24, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Spin-Off and Transfer Agreement For For Management
8 Change of Company Name For For Management
9 Elect Helene Svahn For For Management
10 Elect Olaf Koch For For Management
--------------------------------------------------------------------------------
DAITO TRUST CONSTRUCTION CO.,LTD
Ticker: 1878 Security ID: J11151107
Meeting Date: JUN 28, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
--------------------------------------------------------------------------------
DANONE
Ticker: BN Security ID: F12033134
Meeting Date: APR 26, 2022 Meeting Type: Mix
Record Date: APR 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Accounts and Reports For For Management
7 Consolidated Accounts and Reports For For Management
8 Allocation of Profits/Dividends For For Management
9 Elect Valerie Chapoulaud-Floquet For For Management
10 Elect Antoine de Saint-Affrique For Against Management
11 Elect Patrice Louvet For For Management
12 Elect Geraldine Picaud For Against Management
13 Elect Susan Roberts For For Management
14 Appointment of Auditor (Ernst & Young) For For Management
15 Appointment of Auditor (Mazars) For For Management
16 Special Auditors Report on Regulated For For Management
Agreements
17 2021 Remuneration Report For For Management
18 2021 Remuneration of Veronique For For Management
Penchienati-Bosetta, Former Interim
CEO (From March 14, 2021, Until
September 14, 2021)
19 2021 Remuneration of Shane Grant, For For Management
Former Interim Deputy CEO (From March
14, 2021, Until September 14, 2021)
20 2021 Remuneration of Antoine de For For Management
Saint-Affrique, CEO (From September
15, 2021)
21 2021 Remuneration of Gilles Schnepp, For For Management
Chair (Since March 14, 2021)
22 2022 Remuneration Policy (Executives) For For Management
23 2022 Remuneration Policy (Chair) For For Management
24 2022 Remuneration Policy (Board of For For Management
Directors)
25 Authority to Repurchase and Reissue For For Management
Shares
26 Stock Purchase Plan for Overseas For For Management
Employees
27 Authority to Issue Performance Shares For For Management
28 Authority to Issue Restricted Shares For For Management
29 Amendments to Articles Regarding the For For Management
CEO's and the Deputy CEO's Age Limits
30 Amendments to Articles Regarding the For For Management
Chair's Age Limits
31 Amendments to Article Regarding For For Management
Directors' Shareholding Requirements
32 Authorisation of Legal Formalities For For Management
33 SHP On Amendments to Article 18 N/A For Shareholder
Regarding the Honorary Chair
34 Non-Voting Meeting Note N/A N/A Management
35 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
DISCO CORPORATION
Ticker: 6146 Security ID: J12327102
Meeting Date: JUN 29, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Kazuma Sekiya For For Management
5 Elect Noboru Yoshinaga For For Management
6 Elect Takao Tamura For For Management
7 Elect Ichiro Inasaki For For Management
8 Elect Shinichi Tamura For For Management
9 Elect Tsutomu Mimata For For Management
10 Elect Tadao Takayanagi For For Management
11 Elect Yusei Yamaguchi For For Management
12 Elect Kazuyoshi Tokimaru For For Management
13 Elect Noriko Oki For For Management
--------------------------------------------------------------------------------
EMS-CHEMIE HOLDING AG
Ticker: EMSN Security ID: H22206199
Meeting Date: AUG 07, 2021 Meeting Type: Annual
Record Date: JUL 27, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Non-Voting Agenda Item N/A TNA Management
4 Non-Voting Agenda Item N/A TNA Management
5 Accounts and Reports For TNA Management
6 Board Compensation For TNA Management
7 Executive Compensation For TNA Management
8 Allocation of Profits/Dividends For TNA Management
9 Ratification of Board and Management For TNA Management
Acts
10 Elect Bernhard Merki as Board Chair For TNA Management
and Compensation Committee Member
11 Elect Magdalena Martullo-Blocher For TNA Management
12 Elect Joachim Streu as Director and For TNA Management
Compensation Committee Member
13 Elect Christoph Mader as Director and For TNA Management
Compensation Committee Member
14 Appointment of Auditor For TNA Management
15 Appointment of Independent Proxy For TNA Management
16 Non-Voting Meeting Note N/A TNA Management
--------------------------------------------------------------------------------
ENAGAS SA
Ticker: ENG Security ID: E41759106
Meeting Date: MAR 30, 2022 Meeting Type: Annual
Record Date: MAR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Report on Non-Financial Information For For Management
5 Allocation of Profits/Dividends For For Management
6 Ratification of Board Acts For For Management
7 Appointment of Auditor For For Management
8 Elect Antonio Llarden Carratala For For Management
9 Ratify Co-Option and Elect Arturo For For Management
Gonzalo Aizpiri
10 Elect Ana Palacio Vallelersundi For For Management
11 Elect Maria Teresa Costa Campi For For Management
12 Elect Clara Belen Garcia Fernandez-Muro For For Management
13 Elect Manuel Gabriel Gonzalez Ramos For For Management
14 Elect David Sandalow For For Management
15 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
16 Amendments to Remuneration Policy For For Management
17 Long-Term Incentive Plan 2022-2024 For For Management
18 Remuneration Report For For Management
19 Non-Voting Agenda Item N/A N/A Management
20 Authorisation of Legal Formalities For For Management
21 Non-Voting Meeting Note N/A N/A Management
22 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ENDESA SA
Ticker: ELE Security ID: E41222113
Meeting Date: APR 29, 2022 Meeting Type: Ordinary
Record Date: APR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Accounts For For Management
3 Management reports For For Management
4 Reports on Non-Financial Information For For Management
5 Ratification of Board Acts For For Management
6 Allocation of Profits/Dividends For For Management
7 Appointment of Auditor For For Management
8 Authority to Issue Convertible Debt For For Management
Instruments
9 Elect Jose Damian Bogas Galvez For For Management
10 Elect Francesco Starace For For Management
11 Elect Francesca Gostinelli For For Management
12 Elect Cristina de Parias Halcon For For Management
13 Board Size For For Management
14 Remuneration Report For For Management
15 Remuneration Policy For For Management
16 2022-2024 Strategic Incentive For For Management
17 Authorisation of Legal Formalities For For Management
--------------------------------------------------------------------------------
ENEL S.P.A.
Ticker: ENEL Security ID: T3679P115
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAY 10, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Accounts and Reports For For Management
6 Allocation of Profits/Dividends For For Management
7 Authority to Repurchase and Reissue For For Management
Shares
8 Non-Voting Agenda Item N/A N/A Management
9 List Presented by Ministry of Economy For For Management
and Finance
10 List Presented by Group of For N/A Management
Institutional Investors Representing 1.
32% of Share Capital
11 Statutory Auditors' Fees For For Management
12 2022 Long-Term Incentive Plan For For Management
13 Remuneration Policy For For Management
14 Remuneration Report For For Management
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 11, 2022 Meeting Type: Mix
Record Date: MAY 02, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Accounts and Reports For For Management
5 Allocation of Profits/Dividends For For Management
6 Authority to Repurchase Shares For For Management
7 Amendments to Meeting Regulations For For Management
8 Remuneration Report For For Management
9 Use of Reserves (FY2022 Interim For For Management
Dividend)
10 Reduction of Reserves (FY2022 Interim For For Management
Dividend)
11 Cancellation of Shares For For Management
--------------------------------------------------------------------------------
EVOLUTION AB
Ticker: EVO Security ID: W3287P115
Meeting Date: AUG 20, 2021 Meeting Type: Special
Record Date: AUG 12, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Board Size For For Management
12 Elect Mimi Drake as a Member of the For For Management
Board of Directors
13 Directors' Fees For For Management
14 Non-Voting Agenda Item N/A N/A Management
15 Non-Voting Meeting Note N/A N/A Management
16 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
EVOLUTION AB
Ticker: EVO Security ID: W3287P115
Meeting Date: OCT 06, 2021 Meeting Type: Special
Record Date: SEP 28, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Board Size For For Management
12 Elect Sandra Ann Urie as a Member of For For Management
the Board of Directors
13 Directors' Fees For For Management
14 Non-Voting Agenda Item N/A N/A Management
15 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
EVRAZ PLC
Ticker: EVR Security ID: G33090104
Meeting Date: JAN 11, 2022 Meeting Type: Ordinary
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Demerger of RASP Group For For Management
2 Amendments to Articles For For Management
3 Capital Reduction For For Management
4 Approve Share Sale Facility For For Management
5 Adoption of New Articles For For Management
6 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
FANUC CORPORATION
Ticker: 6954 Security ID: J13440102
Meeting Date: JUN 29, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Yoshiharu Inaba For For Management
5 Elect Kenji Yamaguchi For For Management
6 Elect Michael J Cicco For For Management
7 Elect Kazuo Tsukuda For For Management
8 Elect Naoko Yamazaki For For Management
9 Elect Hiroto Uozumi For For Management
10 Elect Naoko Yamazaki as Alternate For For Management
Audit Committee Director
--------------------------------------------------------------------------------
FORTESCUE METALS GROUP LIMITED
Ticker: FMG Security ID: Q39360104
Meeting Date: NOV 09, 2021 Meeting Type: Annual
Record Date: NOV 05, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Remuneration Report For For Management
3 Re-elect Sebastian Coe For For Management
4 Re-elect Jean Baderschneider For For Management
5 Re-elect CAO Zhiqiang For For Management
6 Renew Performance Rights Plan For For Management
7 Equity Grant (MD/CEO Elizabeth Gaines) For For Management
8 Shareholder Proposal Regarding Against Against Shareholder
Facilitating Nonbinding Proposals
9 Shareholder Proposal Regarding Against Against Shareholder
Cultural Heritage Protection
--------------------------------------------------------------------------------
FORTUM OYJ
Ticker: FORTUM Security ID: X2978Z118
Meeting Date: MAR 28, 2022 Meeting Type: Annual
Record Date: MAR 16, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Accounts and Reports For For Management
12 Allocation of Profits/Dividends For For Management
13 Ratification of Board and CEO Acts For For Management
14 Remuneration Report For For Management
15 Directors' Fees For For Management
16 Board Size For For Management
17 Election of Directors For For Management
18 Authority to Set Auditor's Fees For For Management
19 Appointment of Auditor For For Management
20 Authority to Repurchase Shares For For Management
21 Authority to Issue Treasury Shares For For Management
22 Charitable Donations For For Management
23 Non-Voting Agenda Item N/A N/A Management
--------------------------------------------------------------------------------
GJENSIDIGE FORSIKRING ASA
Ticker: GJF Security ID: R2763X101
Meeting Date: MAR 24, 2022 Meeting Type: Annual
Record Date: MAR 23, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Non-Voting Meeting Note N/A TNA Management
4 Non-Voting Meeting Note N/A TNA Management
5 Non-Voting Meeting Note N/A TNA Management
6 Non-Voting Agenda Item N/A TNA Management
7 Election of Presiding Chair For TNA Management
8 Non-Voting Agenda Item N/A TNA Management
9 Agenda For TNA Management
10 Minutes For TNA Management
11 Accounts and Reports; Allocation of For TNA Management
Profits and Dividends
12 Remuneration Report For TNA Management
13 Remuneration Policy For TNA Management
14 Authority to Distribute a Dividend For TNA Management
15 Authority to Repurchase Shares to For TNA Management
Implement Equity Compensation Plan
16 Authority to Repurchase Shares For TNA Management
17 Authority to Issue Shares w/ or w/o For TNA Management
Preemptive Rights
18 Authority to Issue Convertible Debt For TNA Management
Instruments
19 Merger by Absorption between Parent For TNA Management
and Subsidiary
20 Amendments to Articles For TNA Management
21 Approve nomination committee guidelines For TNA Management
22 Election of Directors For TNA Management
23 Elect Trine Riis Groven For TNA Management
24 Elect Iwar Arnstad For TNA Management
25 Elect Marianne Odegaard Ribe For TNA Management
26 Elect Pernille Moen Masdal For TNA Management
27 Elect Henrik Bachke Madsen For TNA Management
28 Appointment of Auditor For TNA Management
29 Directors and Auditors' Fees For TNA Management
30 Non-Voting Meeting Note N/A TNA Management
31 Non-Voting Meeting Note N/A TNA Management
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: G3910J112
Meeting Date: MAY 04, 2022 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report For For Management
3 Remuneration Policy For For Management
4 Elect Anne Beal For For Management
5 Elect Harry Dietz For For Management
6 Elect Sir Jonathan R. Symonds For For Management
7 Elect Emma N. Walmsley For For Management
8 Elect Charles A. Bancroft For For Management
9 Elect Manvinder S. Banga For For Management
10 Elect Hal V. Barron For For Management
11 Elect Dame Vivienne Cox For For Management
12 Elect Lynn L. Elsenhans For For Management
13 Elect Laurie H. Glimcher For For Management
14 Elect Jesse Goodman For For Management
15 Elect Iain J. Mackay For For Management
16 Elect Urs Rohner For For Management
17 Appointment of Auditor For For Management
18 Authority to Set Auditor's Fees For For Management
19 Authorisation of Political Donations For For Management
20 Authority to Issue Shares w/ For For Management
Preemptive Rights
21 Authority to Issue Shares w/o For For Management
Preemptive Rights
22 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
23 Authority to Repurchase Shares For For Management
24 Approve exemption from statement of For For Management
the senior statutory auditor's name in
published auditors' reports
25 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
26 Share Save Plan 2022 For For Management
27 Share Reward Plan 2022 For For Management
28 Adoption of New Articles For For Management
--------------------------------------------------------------------------------
GREAT-WEST LIFECO INC.
Ticker: GWO Security ID: 39138C106
Meeting Date: MAY 05, 2022 Meeting Type: Mix
Record Date: MAR 10, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles Regarding Board For For Management
Size
3 Elect Michael R. Amend For For Management
4 Elect Deborah J. Barrett For For Management
5 Elect Robin Bienfait For For Management
6 Elect Heather E. Conway For For Management
7 Elect Marcel R. Coutu For For Management
8 Elect Andre Desmarais For For Management
9 Elect Paul Desmarais, Jr. For Against Management
10 Elect Gary A. Doer For For Management
11 Elect David G. Fuller For For Management
12 Elect Claude Genereux For Against Management
13 Elect Paula B. Madoff For For Management
14 Elect Paul A. Mahon For For Management
15 Elect Susan J. McArthur For For Management
16 Elect R. Jeffrey Orr For Against Management
17 Elect T. Timothy Ryan, Jr. For For Management
18 Elect Gregory D. Tretiak For For Management
19 Elect Siim A. Vanaselja For Against Management
20 Elect Brian E. Walsh For For Management
21 Appointment of Auditor For For Management
22 Advisory Vote on Executive Compensation For For Management
23 Transaction of Other Business For Against Management
--------------------------------------------------------------------------------
IBERDROLA
Ticker: IBE Security ID: E6165F166
Meeting Date: JUN 16, 2022 Meeting Type: Ordinary
Record Date: JUN 10, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Accounts For For Management
3 Management Reports For For Management
4 Report on Non-Financial Information For For Management
5 Ratification of Board Acts For For Management
6 Appointment of Auditor For For Management
7 Amendments to Articles (Social For For Management
Dividend)
8 Amendments to Articles (Engagement For For Management
Dividend)
9 Amendments to General Meeting For For Management
Regulations (Engagement Dividend)
10 Special Dividend (Engagement Dividend) For For Management
11 Allocation of Profits/Dividends For For Management
12 First Scrip Dividend For For Management
13 Second Scrip Dividend For For Management
14 Authority to Cancel Treasury Shares For For Management
and Reduce Capital
15 Remuneration Report For For Management
16 Elect Anthony L. Gardner For For Management
17 Ratify Co-Option and Elect Maria For For Management
Angeles Alcala Diaz
18 Ratify Co-Option and Elect Isabel For For Management
Garcia Tejerina
19 Board Size For For Management
20 Authority to Repurchase and Reissue For For Management
Shares
21 Authorisation of Legal Formalities For For Management
22 Non-Voting Meeting Note N/A N/A Management
23 Non-Voting Meeting Note N/A N/A Management
24 Non-Voting Meeting Note N/A N/A Management
25 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
IGM FINANCIAL INC.
Ticker: IGM Security ID: 449586106
Meeting Date: MAY 06, 2022 Meeting Type: Annual
Record Date: MAR 09, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Marc A. Bibeau For For Management
3 Elect Marcel R. Coutu For For Management
4 Elect Andre Desmarais For For Management
5 Elect Paul Desmarais, Jr. For Against Management
6 Elect Gary A. Doer For For Management
7 Elect Susan Doniz For For Management
8 Elect Claude Genereux For Against Management
9 Elect Sharon Hodgson For For Management
10 Elect Sharon MacLeod For For Management
11 Elect Susan J. McArthur For For Management
12 Elect John McCallum For For Management
13 Elect R. Jeffrey Orr For Against Management
14 Elect James O' Sullivan For For Management
15 Elect Gregory D. Tretiak For For Management
16 Elect Beth Wilson For For Management
17 Appointment of Auditor For For Management
18 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
IMPERIAL BRANDS PLC
Ticker: IMB Security ID: G4720C107
Meeting Date: FEB 02, 2022 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report For For Management
3 Final Dividend For For Management
4 Elect Stefan Bomhard For For Management
5 Elect Susan M. Clark For For Management
6 Elect Ngozi Edozien For For Management
7 Elect Therese Esperdy For For Management
8 Elect Alan Johnson For For Management
9 Elect Robert Kunze-Concewitz For For Management
10 Elect Simon Langelier For For Management
11 Elect Lukas Paravicini For For Management
12 Elect Diane de Saint Victor For For Management
13 Elect Jon Stanton For For Management
14 Appointment of Auditor For For Management
15 Authority to Set Auditor's Fees For For Management
16 Authorisation of Political Donations For For Management
17 Authority to Issue Shares w/ For For Management
Preemptive Rights
18 Authority to Issue Shares w/o For For Management
Preemptive Rights
19 Authority to Repurchase Shares For For Management
20 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
21 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
INDUSTRIVARDEN, AB
Ticker: INDUA Security ID: W45430100
Meeting Date: NOV 23, 2021 Meeting Type: Special
Record Date: NOV 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Cancellation of Shares For For Management
11 Bonus Share Issuance For For Management
12 Non-Voting Meeting Note N/A N/A Management
13 Non-Voting Meeting Note N/A N/A Management
14 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
INTACT FINANCIAL CORPORATION
Ticker: IFC Security ID: 45823T106
Meeting Date: MAY 11, 2022 Meeting Type: Annual
Record Date: MAR 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Charles J.G. Brindamour For For Management
3 Elect Emmanuel Clarke For For Management
4 Elect Janet De Silva For For Management
5 Elect Stephani Kingsmill For For Management
6 Elect Jane E. Kinney For For Management
7 Elect Robert G. Leary For For Management
8 Elect Sylvie Paquette For For Management
9 Elect Stuart J. Russell For For Management
10 Elect Indira V. Samarasekera For For Management
11 Elect Frederick Singer For For Management
12 Elect Carolyn A. Wilkins For For Management
13 Elect William L. Young For For Management
14 Appointment of Auditor For For Management
15 Advisory Vote on Executive Compensation For For Management
16 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ITOCHU CORPORATION
Ticker: 8001 Security ID: J2501P104
Meeting Date: JUN 24, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Masahiro Okafuji For For Management
5 Elect Keita Ishii For For Management
6 Elect Fumihiko Kobayashi For For Management
7 Elect Tsuyoshi Hachimura For For Management
8 Elect Hiroyuki Tsubai For For Management
9 Elect Hiroyuki Naka For For Management
10 Elect Atsuko Muraki For For Management
11 Elect Masatoshi Kawana For For Management
12 Elect Makiko Nakamori For For Management
13 Elect Kunio Ishizuka For For Management
14 Elect Mitsuru Chino Mitsuru Ike as For For Management
Statutory Auditor
15 Directors' Fees and Bonus For For Management
16 Statutory Auditors' Fees For For Management
--------------------------------------------------------------------------------
ITOCHU TECHNO-SOLUTIONS CORPORATION
Ticker: 4739 Security ID: J25022104
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Ichiro Tsuge For For Management
5 Elect Mamoru Seki For For Management
6 Elect Naoko Iwasaki Naoko Yamagiwa For Against Management
7 Elect Aya Motomura For For Management
8 Elect Yasuhiro Ikeda For For Management
9 Elect Yumiko Nagai For For Management
10 Elect Hiroshi Kajiwara For Against Management
--------------------------------------------------------------------------------
JAPAN EXCHANGE GROUP, INC.
Ticker: 8697 Security ID: J2740B106
Meeting Date: JUN 16, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles For For Management
3 Elect Hiroki Tsuda For For Management
4 Elect Akira Kiyota For For Management
5 Elect Hiromi Yamaji For For Management
6 Elect Moriyuki Iwanaga For For Management
7 Elect Masaki Shizuka For For Management
8 Elect Nobuhiro Endo For For Management
9 Elect Hiroko Ota For For Management
10 Elect Hitoshi Ogita For For Management
11 Elect Main Koda For For Management
12 Elect Eizo Kobayashi For For Management
13 Elect Yasushi Suzuki For For Management
14 Elect Yasuzo Takeno For For Management
15 Elect Kimitaka Mori For For Management
16 Elect Tsuyoshi Yoneda For For Management
--------------------------------------------------------------------------------
JAPAN TOBACCO INC.
Ticker: 2914 Security ID: J27869106
Meeting Date: MAR 23, 2022 Meeting Type: Annual
Record Date: DEC 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Amendments to Articles For For Management
5 Amendments to Articles For For Management
6 Elect Mutsuo Iwai For For Management
7 Elect Shigeaki Okamoto For For Management
8 Elect Masamichi Terabatake For For Management
9 Elect Naohiro Minami For For Management
10 Elect Kiyohide Hirowatari For For Management
11 Elect Kazuhito Yamashita For For Management
12 Elect Main Koda For For Management
13 Elect Yukiko Nagashima Yukiko Watanabe For For Management
14 Elect Masato Kitera For For Management
15 Elect Tetsuya Shoji For For Management
16 Outside Directors' Fees For For Management
--------------------------------------------------------------------------------
KDDI CORPORATION
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Takashi Tanaka For For Management
5 Elect Makoto Takahashi For For Management
6 Elect Shinichi Muramoto For For Management
7 Elect Keiichi Mori For For Management
8 Elect Toshitake Amamiya For For Management
9 Elect Kazuyuki Yoshimura For For Management
10 Elect Goro Yamaguchi For For Management
11 Elect Keiji Yamamoto For For Management
12 Elect Riyo Kano For For Management
13 Elect Shigeki Goto For For Management
14 Elect Tsutomu Tannowa For For Management
15 Elect Junko Okawa For For Management
16 Elect Noboru Edagawa as Statutory For For Management
Auditor
17 Amendment to the Trust Type Equity For For Management
Plans
18 Statutory Auditors' Fees For For Management
--------------------------------------------------------------------------------
KIRIN HOLDINGS COMPANY, LIMITED
Ticker: 2503 Security ID: 497350108
Meeting Date: MAR 30, 2022 Meeting Type: Annual
Record Date: DEC 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Yoshinori Isozaki For For Management
5 Elect Keisuke Nishimura For For Management
6 Elect Toshiya Miyoshi For For Management
7 Elect Noriya Yokota For For Management
8 Elect Takeshi Minakata For For Management
9 Elect Masakatsu Mori For For Management
10 Elect Hiroyuki Yanagi For For Management
11 Elect Chieko Matsuda For For Management
12 Elect Noriko Shiono For For Management
13 Elect Rod Eddington For For Management
14 Elect George Olcott For For Management
15 Elect Kaoru Kato For For Management
16 Elect Shobu Nishitani For For Management
17 Elect Kenichi Fujinawa For For Management
18 Directors' Fees For For Management
19 Amendment to the Performance-Linked For For Management
Equity Compensation Plan
20 Statutory Auditors' Fees For For Management
--------------------------------------------------------------------------------
KONE CORP.
Ticker: KNEBV Security ID: X4551T105
Meeting Date: MAR 01, 2022 Meeting Type: Annual
Record Date: FEB 17, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Accounts and Reports For For Management
11 Allocation of Profits/Dividends For For Management
12 Ratification of Board and CEO Acts For For Management
13 Remuneration Report For For Management
14 Directors' Fees For For Management
15 Board Size For For Management
16 Election of Directors For Against Management
17 Authority to Set Auditor's Fees For For Management
18 Number of Auditors For For Management
19 Appointment of Auditor For For Management
20 Authority to Repurchase Shares For For Management
21 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
22 Non-Voting Agenda Item N/A N/A Management
23 Non-Voting Meeting Note N/A N/A Management
24 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
KONINKLIJKE AHOLD DELHAIZE N.V.
Ticker: AD Security ID: N0074E105
Meeting Date: APR 13, 2022 Meeting Type: Annual
Record Date: MAR 16, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Accounts and Reports For For Management
7 Allocation of Profits/Dividends For For Management
8 Remuneration Report For For Management
9 Ratification of Management Acts For For Management
10 Ratification of Supervisory Board Acts For For Management
11 Elect Bill McEwan to the Supervisory For For Management
Board
12 Elect Rene Hooft Graafland to the For For Management
Supervisory Board
13 Elect Pauline van der Meer Mohr to the For Against Management
Supervisory Board
14 Re-elect Wouter Kolk to the Management For For Management
Board
15 Management Board Remuneration Policy For For Management
16 Supervisory Board Remuneration Policy For For Management
17 Appointment of Auditor financial year For For Management
2022
18 Appointment of Auditor for financial For For Management
year 2023
19 Authority to Issue Shares w/ For For Management
Preemptive Rights
20 Authority to Suppress Preemptive Rights For For Management
21 Authority to Repurchase Shares For For Management
22 Cancellation of Shares/Authorities to For For Management
Issue Shares
23 Non-Voting Agenda Item N/A N/A Management
24 Non-Voting Meeting Note N/A N/A Management
25 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
KUEHNE & NAGEL INTERNATIONAL AG
Ticker: KNIN Security ID: H4673L145
Meeting Date: MAY 03, 2022 Meeting Type: Annual
Record Date: APR 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Accounts and Reports For TNA Management
3 Allocation of Profits/Dividends For TNA Management
4 Ratification of Board and Management For TNA Management
Acts
5 Elect Dominik Burgy For TNA Management
6 Elect Renato Fassbind For TNA Management
7 Elect Karl Gernandt For TNA Management
8 Elect David Kamenetzky For TNA Management
9 Elect Klaus-Michael Kuhne For TNA Management
10 Elect Tobias Staehelin For TNA Management
11 Elect Hauke Stars For TNA Management
12 Elect Martin Wittig For TNA Management
13 Elect Joerg Wolle For TNA Management
14 Appoint Joerg Wolle as Board Chair For TNA Management
15 Elect Karl Gernandt as Nominating and For TNA Management
Compensation Committee Member
16 Elect Klaus-Michael Kuhne as For TNA Management
Nominating and Compensation Committee
Member
17 Elect Hauke Stars as Nominating and For TNA Management
Compensation Committee Member
18 Appointment of Independent Proxy For TNA Management
19 Appointment of Auditor For TNA Management
20 Increase in Authorised Capital For TNA Management
21 Compensation Report For TNA Management
22 Board Compensation For TNA Management
23 Executive Compensation (Total) For TNA Management
24 Executive Compensation (Additional For TNA Management
amount FY2022)
25 Non-Voting Meeting Note N/A TNA Management
--------------------------------------------------------------------------------
KYOCERA CORPORATION
Ticker: 6971 Security ID: J37479110
Meeting Date: JUN 28, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Yushi Nishimura as Statutory For For Management
Auditor
5 Elect Minoru Kida as Alternate For For Management
Statutory Auditor
--------------------------------------------------------------------------------
LEGAL & GENERAL GROUP PLC
Ticker: LGEN Security ID: G54404127
Meeting Date: MAY 26, 2022 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Final Dividend For For Management
3 Elect Laura Wade-Gery For For Management
4 Elect Henrietta Baldock For For Management
5 Elect Nilufer von Bismarck For For Management
6 Elect Philip Broadley For For Management
7 Elect Stuart Jeffrey Davies For For Management
8 Elect John Kingman For For Management
9 Elect Lesley Knox For For Management
10 Elect M. George Lewis For For Management
11 Elect Ric Lewis For For Management
12 Elect Nigel Wilson For For Management
13 Appointment of Auditor For For Management
14 Authority to Set Auditor's Fees For For Management
15 Remuneration Report For For Management
16 Authority to Issue Shares w/ For For Management
Preemptive Rights
17 Authority to Issue Contingent For For Management
Convertible Securities w/ Preemptive
Rights
18 Authorisation of Political Donations For For Management
19 Authority to Issue Shares w/o For For Management
Preemptive Rights
20 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
21 Authority to Issue Contingent For For Management
Convertible Securities w/o Preemptive
Rights
22 Authority to Repurchase Shares For For Management
23 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
LINK REAL ESTATE INVESTMENT TRUST
Ticker: 0823 Security ID: Y5281M111
Meeting Date: JUL 30, 2021 Meeting Type: Annual
Record Date: JUL 26, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Re-Elect Nicholas Charles ALLEN as an For For Management
Independent Non-Executive Director
4 Re-Elect Christopher John BROOKE as an For For Management
Independent Non-Executive Director
5 Elect TAN Poh Lee as an Independent For For Management
Non-Executive Director
6 Elect Ian Keith GRIFFITHS as an For For Management
Non-Executive Director
7 Re-Elect Lincoln LEONG Kwok Kuen as an For For Management
Independent Non-Executive Director
8 Authority to Repurchase Units For For Management
9 Amendments to the Distribution Formula For For Management
Relating to Realised Losses on the
Disposal of Relevant Investments,
Properties and/or Disposal of the
Special Purpose Vehicle Which Holds
Such Properties
10 Amendments to the Distribution Formula For For Management
Relating to Other Material Non-Cash
Losses
11 Amendments to the Investment Limit for For For Management
Property Development and Related
Activities and the Corresponding
Property Development Trust Deed
Amendments
12 Amendments to the Conduct of General For For Management
Meetings
--------------------------------------------------------------------------------
MAGELLAN FINANCIAL GROUP LIMITED
Ticker: MFG Security ID: Q5713S107
Meeting Date: OCT 21, 2021 Meeting Type: Annual
Record Date: OCT 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Remuneration Report For For Management
3 Re-elect Hamish Douglass For Against Management
4 Elect Colette M. Garnsey For For Management
5 Equity Grant (Share Purchase Plan For For Management
Director Colette M. Garnsey)
6 Approve Related Party Benefits For For Management
--------------------------------------------------------------------------------
MANULIFE FINANCIAL CORPORATION
Ticker: MFC Security ID: 56501R106
Meeting Date: MAY 12, 2022 Meeting Type: Annual
Record Date: MAR 16, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Nicole S Arnaboldi For For Management
3 Elect Guy L.T. Bainbridge For For Management
4 Elect Joseph P. Caron For For Management
5 Elect John Cassaday For For Management
6 Elect Susan F. Dabarno For For Management
7 Elect Julie E. Dickson For For Management
8 Elect Roy Gori For For Management
9 Elect Tsun-yan Hsieh For For Management
10 Elect Vanessa Kanu For For Management
11 Elect Donald R. Lindsay For Against Management
12 Elect C. James Prieur For For Management
13 Elect Andrea S. Rosen For For Management
14 Elect May TAN Siew Boi For For Management
15 Elect Leagh E Turner For For Management
16 Appointment of Auditor For For Management
17 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
MAPLETREE LOGISTICS TRUST
Ticker: M44U Security ID: Y5759Q107
Meeting Date: JUL 13, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Appointment of Auditor and Authority For For Management
to Set Fees
3 Authority to Issue Units w/ or w/o For For Management
Preemptive Rights
--------------------------------------------------------------------------------
MAPLETREE LOGISTICS TRUST
Ticker: M44U Security ID: Y5759Q107
Meeting Date: JAN 13, 2022 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Acquisition For For Management
2 Issuance of Units for the PRC For For Management
Acquisitions
3 Whitewash Waiver For For Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
MITSUBISHI CORPORATION
Ticker: 8058 Security ID: J43830116
Meeting Date: JUN 24, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Takehiko Kakiuchi For For Management
5 Elect Katsuya Nakanishi For For Management
6 Elect Norikazu Tanaka For For Management
7 Elect Yasuteru Hirai For For Management
8 Elect Yutaka Kashiwagi For For Management
9 Elect Yuzo Nouchi For For Management
10 Elect Akitaka Saiki For For Management
11 Elect Tsuneyoshi Tatsuoka For For Management
12 Elect Shunichi Miyanaga For For Management
13 Elect Sakie Akiyama For For Management
14 Elect Mari Sagiya Mari Itaya For For Management
15 Elect Mitsumasa Icho For For Management
16 Elect Mari Kogiso For For Management
17 Shareholder Proposal Regarding Against Against Shareholder
Aligning Business Strategy to the
Paris Agreement
18 Shareholder Proposal Regarding Against Against Shareholder
Alignment of Capex With Net Zero by
2050 Scenario
--------------------------------------------------------------------------------
MITSUI & CO LTD.
Ticker: 8031 Security ID: J44690139
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Tatsuo Yasunaga For For Management
5 Elect Kenichi Hori For Against Management
6 Elect Yoshio Kometani For For Management
7 Elect Motoaki Uno For For Management
8 Elect Yoshiaki Takemasu For For Management
9 Elect Kazumasa Nakai For For Management
10 Elect Tetsuya Shigeta For For Management
11 Elect Makoto Sato For For Management
12 Elect Toru Matsui For For Management
13 Elect Izumi Kobayashi For For Management
14 Elect Jenifer S. Rogers For For Management
15 Elect Samuel Walsh For For Management
16 Elect Takeshi Uchiyamada For Against Management
17 Elect Masako Egawa For For Management
18 Elect Yuko Tamai as Statutory Auditor For For Management
19 Adoption of Restricted Stock Plan and For For Management
Bonus
--------------------------------------------------------------------------------
MS&AD INSURANCE GROUP HOLDINGS, INC.
Ticker: 8725 Security ID: J4687C105
Meeting Date: JUN 27, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Yasuyoshi Karasawa For Against Management
5 Elect Yasuzo Kanasugi For For Management
6 Elect Noriyuki Hara For For Management
7 Elect Tetsuji Higuchi For For Management
8 Elect Masahito Fukuda For For Management
9 Elect Yusuke Shirai For For Management
10 Elect Mariko Bando For For Management
11 Elect Akira Arima For For Management
12 Elect Junichi Tobimatsu For For Management
13 Elect Rochelle Kopp For For Management
14 Elect Akemi Ishiwata For For Management
--------------------------------------------------------------------------------
NATIONAL GRID PLC
Ticker: NG. Security ID: G6S9A7120
Meeting Date: JUL 26, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Final Dividend For For Management
3 Elect Paula Rosput Reynolds For For Management
4 Elect John Pettigrew For For Management
5 Elect Andy Agg For For Management
6 Elect Mark Williamson For For Management
7 Elect Jonathan Dawson For For Management
8 Elect Therese Esperdy For For Management
9 Elect Liz Hewitt For For Management
10 Elect Amanda Mesler For For Management
11 Elect Earl L. Shipp For For Management
12 Elect Jonathan SIlver For For Management
13 Appointment of Auditor For For Management
14 Authority to Set Auditor's Fees For For Management
15 Remuneration Report (Advisory) For For Management
16 Authorisation of Political Donations For For Management
17 Authority to Issue Shares w/ For For Management
Preemptive Rights
18 Approval of Long-Term Incentive Plan For For Management
19 US Employee Stock Purchase Plan For For Management
20 Approval of the Company's Net Zero For For Management
Commitment and Associated Climate
Targets
21 Authority to Issue Shares w/o For For Management
Preemptive Rights
22 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
23 Authority to Repurchase Shares For For Management
24 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
25 Adoption of New Articles For For Management
--------------------------------------------------------------------------------
NATURGY ENERGY GROUP, S.A.
Ticker: NTGY Security ID: E7S90S109
Meeting Date: MAR 15, 2022 Meeting Type: Annual
Record Date: MAR 10, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Individual Accounts and Reports For For Management
4 Consolidated Accounts and Reports For For Management
5 Report on Non-Financial Information For For Management
6 Allocation of Profits/Dividends For For Management
7 Ratification of Board Acts For For Management
8 Remuneration Policy For Against Management
9 Long-Term Incentive Plan 2021-2025 For Against Management
10 Remuneration Report For Against Management
11 Ratify Co-Option and Elect Enrique For For Management
Alcantara Garcia-Irazoqui
12 Ratify Co-Option and Elect Jaime Siles For For Management
Fernandez-Palacios
13 Ratify Co-Option and Elect Ramon Adell For Against Management
Ramon
14 Authority to Reduce Extraordinary For Against Management
Meeting Notice Period
15 Non-Voting Agenda Item N/A N/A Management
16 Amendments to Articles For For Management
17 Amendments to General Meeting For For Management
Regulations (Holding)
18 Amendments to General Meeting For For Management
Regulations (Constitution)
19 Amendments to General Meeting For For Management
Regulations (Interventions)
20 Amendments to General Meeting For For Management
Regulations (Voting)
21 Amendments to General Meeting For For Management
Regulations (Attendance)
22 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
23 Authorisation of Legal Formalities For For Management
24 Non-Voting Meeting Note N/A N/A Management
25 Non-Voting Meeting Note N/A N/A Management
26 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
NEW WORLD DEVELOPMENT COMPANY LIMITED
Ticker: 0017 Security ID: Y6266R109
Meeting Date: NOV 23, 2021 Meeting Type: Annual
Record Date: NOV 15, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Howard YEUNG Ping Leung For For Management
6 Elect Hamilton HO Hau Hay For For Management
7 Elect CHENG Chi Heng For For Management
8 Elect SITT Nam Hoi For For Management
9 Elect Albert IP Yuk Keung For Against Management
10 Elect Johnson CHAN Ow For For Management
11 Directors' Fees For For Management
12 Appointment of Auditor and Authority For For Management
to Set Fees
13 Authority to Repurchase Shares For For Management
14 Authority to Issue Shares w/o For For Management
Preemptive Rights
15 Authority to Grant Options under the For Against Management
Share Option Scheme
16 Adoption of Share Option Scheme of NWS For Against Management
Holdings Limited
--------------------------------------------------------------------------------
NINTENDO CO LTD
Ticker: 7974 Security ID: J51699106
Meeting Date: JUN 29, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Shuntaro Furukawa For For Management
5 Elect Shigeru Miyamoto For For Management
6 Elect Shinya Takahashi For For Management
7 Elect Ko Shiota For For Management
8 Elect Satoru Shibata For For Management
9 Elect Chris Meledandri For For Management
10 Elect Takuya Yoshimura For Against Management
11 Elect Katsuhiro Umeyama For For Management
12 Elect Masao Yamazaki For For Management
13 Elect Asa Shinkawa For For Management
14 Non-Audit Committee Directors' Fees For For Management
15 Adoption of Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
NIPPON YUSEN KABUSHIKI KAISHA
Ticker: 9101 Security ID: J56515232
Meeting Date: JUN 22, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Tadaaki Naito For For Management
5 Elect Hitoshi Nagasawa For For Management
6 Elect Hiroki Harada For For Management
7 Elect Yutaka Higurashi For For Management
8 Elect Takaya Soga For For Management
9 Elect Yoshihiro Katayama For For Management
10 Elect Hiroko Kuniya For For Management
11 Elect Eiichi Tanabe For For Management
12 Bonus For For Management
13 Performance-Linked Compensation Plan For For Management
14 Amendment to Performance-Linked Equity For For Management
Compensation Plan
--------------------------------------------------------------------------------
NORDEA BANK ABP
Ticker: NDAFI Security ID: X5S8VL105
Meeting Date: MAR 24, 2022 Meeting Type: Annual
Record Date: MAR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Accounts and Reports For For Management
11 Allocation of Profits/Dividends For For Management
12 Ratification of Board and CEO Acts For For Management
13 Remuneration Report For For Management
14 Directors' Fees For For Management
15 Board Size For For Management
16 Election of Directors For For Management
17 Authority to Set Auditor's Fees For For Management
18 Appointment of Auditor For For Management
19 Approval of Nominating Committee For For Management
Guidelines
20 Authority to Issue Contingent For For Management
Convertible Securities w/ or w/o
Preemptive Rights
21 Authority to Trade in Company Stock For For Management
(Repurchase)
22 Authority to Trade in Company Stock For For Management
(Issuance)
23 Authority to Repurchase Shares For For Management
24 Issuance of Treasury Shares For For Management
25 Non-Voting Agenda Item N/A N/A Management
26 Non-Voting Meeting Note N/A N/A Management
27 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
NORSK HYDRO
Ticker: NHY Security ID: R61115102
Meeting Date: MAY 10, 2022 Meeting Type: Annual
Record Date: MAY 03, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Non-Voting Meeting Note N/A TNA Management
4 Non-Voting Meeting Note N/A TNA Management
5 Non-Voting Meeting Note N/A TNA Management
6 Agenda For TNA Management
7 Minutes For TNA Management
8 Accounts and Reports; Allocation of For TNA Management
Profits and Dividends; Report of the
Board of Directors
9 Authority to Set Auditor's Fees For TNA Management
10 Non-Voting Agenda Item N/A TNA Management
11 Remuneration Policy For TNA Management
12 Remuneration Report For TNA Management
13 Discontinuation of Corporate Assembly For TNA Management
14 Amendments to Articles For TNA Management
15 Amendments to the Nomination Committee For TNA Management
Guidelines
16 Elect Dag Mejdell For TNA Management
17 Elect Marianne Wiinholt For TNA Management
18 Elect Rune Bjerke For TNA Management
19 Elect Peter Kukielski For TNA Management
20 Elect Kristin Fejerskov Kragseth For TNA Management
21 Elect Petra Einarsson For TNA Management
22 Elect Philip New For TNA Management
23 Elect Berit Ledel Henriksen For TNA Management
24 Elect Morten Stromgren For TNA Management
25 Elect Nils Bastiansen For TNA Management
26 Elect Susanne Munch Thore For TNA Management
27 Elect Berit Ledel Henriksen as Chair For TNA Management
28 Non-Voting Agenda Item N/A TNA Management
29 Directors' Fees For TNA Management
30 Shareholder Proposal regarding Change N/A TNA Shareholder
to Director Compensation
31 Nomination Committee Fees For TNA Management
--------------------------------------------------------------------------------
NOVARTIS AG
Ticker: NOVN Security ID: H5820Q150
Meeting Date: MAR 04, 2022 Meeting Type: Annual
Record Date: MAR 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Accounts and Reports For TNA Management
3 Ratification of Board and Management For TNA Management
Acts
4 Allocation of Profits/Dividends For TNA Management
5 Cancellation of Shares and Reduction For TNA Management
in Share Capital
6 Authority to Repurchase Shares For TNA Management
7 Board Compensation For TNA Management
8 Executive Compensation For TNA Management
9 Compensation Report For TNA Management
10 Elect Jorg Reinhardt As Board Chair For TNA Management
11 Elect Nancy C. Andrews For TNA Management
12 Elect Ton Buchner For TNA Management
13 Elect Patrice Bula For TNA Management
14 Elect Elizabeth Doherty For TNA Management
15 Elect Bridgette P. Heller For TNA Management
16 Elect Frans van Houten For TNA Management
17 Elect Simon Moroney For TNA Management
18 Elect Andreas von Planta For TNA Management
19 Elect Charles L. Sawyers For TNA Management
20 Elect William T. Winters For TNA Management
21 Elect Ana de Pro Gonzalo For TNA Management
22 Elect Daniel Hochstrasser For TNA Management
23 Elect Patrice Bula as Compensation For TNA Management
Committee Member
24 Elect Bridgette P. Heller as For TNA Management
Compensation Committee Member
25 Elect Simon Moroney as Compensation For TNA Management
Committee Member
26 Elect William T. Winters as For TNA Management
Compensation Committee Member
27 Appointment of Auditor For TNA Management
28 Appointment of Independent Proxy For TNA Management
29 Additional or Amended Proposals N/A TNA Management
30 Non-Voting Meeting Note N/A TNA Management
31 Non-Voting Meeting Note N/A TNA Management
--------------------------------------------------------------------------------
ORANGE
Ticker: ORA Security ID: F6866T100
Meeting Date: MAY 19, 2022 Meeting Type: Mix
Record Date: MAY 16, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Meeting Note N/A N/A Management
8 Accounts and Reports For For Management
9 Consolidated Accounts and Reports For For Management
10 Allocation of Profits/Dividends For For Management
11 Special Auditors Report on Regulated For For Management
Agreements
12 Elect Jacques Aschenbroich For Against Management
13 Elect Valerie Beaulieu-James For For Management
14 2022 Directors' Fees For For Management
15 2021 Remuneration Report For For Management
16 2021 Remuneration of Stephane Richard, For For Management
Chair and CEO
17 2021 Remuneration of Ramon Fernandez, For For Management
Deputy CEO
18 2021 Remuneration of Gervais For For Management
Pellisier, Deputy CEO
19 2022 Remuneration Policy (Chair and For For Management
CEO, CEO and Deputy CEOs)
20 2022 Remuneration Policy (Chair) For For Management
21 2022 Remuneration Policy (Board of For For Management
Directors)
22 Authority to Repurchase and Reissue For For Management
Shares
23 Amendments to Articles For For Management
24 Amendments to Articles Regarding For Against Management
Chair's Age Limit
25 Authority to Issue Performance Shares For For Management
26 Employee Stock Purchase Plan For For Management
27 Authority to Cancel Shares and Reduce For For Management
Capital
28 Authorisation of Legal Formalities For For Management
29 Shareholder Proposal A Regarding Against Against Shareholder
Equity Remuneration for Employee
30 Shareholder Proposal B Regarding Limit Against Against Shareholder
on Board Memberships
--------------------------------------------------------------------------------
ORION CORPORATION
Ticker: ORNBV Security ID: X6002Y112
Meeting Date: MAR 23, 2022 Meeting Type: Annual
Record Date: MAR 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Accounts and Reports For For Management
11 Allocation of Profits/Dividends For For Management
12 Ratification of Board and CEO Acts For For Management
13 Remuneration Report For For Management
14 Directors' Fees For For Management
15 Board Size For For Management
16 Election of Directors For For Management
17 Authority to Set Auditor's Fees For For Management
18 Appointment of Auditor For For Management
19 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
20 Authority to Repurchase Shares For For Management
21 Issuance of Treasury Shares For For Management
22 Non-Voting Agenda Item N/A N/A Management
23 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
OTSUKA CORPORATION
Ticker: 4768 Security ID: J6243L115
Meeting Date: MAR 29, 2022 Meeting Type: Annual
Record Date: DEC 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Special Allowances for Statutory For Against Management
Auditor
--------------------------------------------------------------------------------
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Ticker: O39 Security ID: Y64248209
Meeting Date: APR 22, 2022 Meeting Type: Annual
Record Date: APR 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Elect OOI Sang Kuang For Against Management
3 Elect KOH Beng Seng For Against Management
4 Elect Christina HON Kwee Fong For Against Management
Christina ONG
5 Elect WEE Joo Yeow For For Management
6 Elect CHONG Chuan Neo For For Management
7 Elect Andrew LEE Kok Keng For For Management
8 Allocation of Profits/Dividends For For Management
9 Directors' Fees in Cash For Against Management
10 Authority to Issue Ordinary Shares to For For Management
Non-Executive Directors
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
13 Authority to Grant Awards and Issue For For Management
Shares under Equity Incentive Plans
14 Scrip Dividend For For Management
15 Authority to Repurchase and Reissue For For Management
Shares
--------------------------------------------------------------------------------
PERSIMMON PLC
Ticker: PSN Security ID: G70202109
Meeting Date: APR 27, 2022 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report For Against Management
3 Elect Roger Devlin For For Management
4 Elect Dean Finch For For Management
5 Elect Nigel Mills For For Management
6 Elect Simon Litherland For For Management
7 Elect Joanna Place For For Management
8 Elect Annemarie Durbin For For Management
9 Elect Andrew Wyllie For For Management
10 Elect Shirine Khoury-Haq For For Management
11 Appointment of Auditor For For Management
12 Authority to Set Auditor's Fees For For Management
13 Authority to Issue Shares w/ For For Management
Preemptive Rights
14 Authority to Issue Shares w/o For For Management
Preemptive Rights
15 Authority to Repurchase Shares For For Management
16 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
PHOENIX GROUP HOLDINGS PLC
Ticker: PHNX Security ID: G7S8MZ109
Meeting Date: MAY 05, 2022 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report For For Management
3 Final Dividend For For Management
4 Elect Alastair Barbour For For Management
5 Elect Andrew D. Briggs For For Management
6 Elect Karen Green For For Management
7 Elect Hiroyuki Iioka For For Management
8 Elect Nicholas Lyons For For Management
9 Elect Wendy Mayall For For Management
10 Elect John B. Pollock For For Management
11 Elect Belinda Richards For For Management
12 Elect Nicholas Shott For For Management
13 Elect Kory Sorenson For Against Management
14 Elect Rakesh Thakrar For For Management
15 Elect Mike Tumilty For For Management
16 Elect Katie Murray For For Management
17 Appointment of Auditor For For Management
18 Authority to Set Auditor's Fees For For Management
19 Authority to Issue Shares w/ For For Management
Preemptive Rights
20 Authorisation of Political Donations For For Management
21 Authority to Issue Shares w/o For For Management
Preemptive Rights
22 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
23 Authority to Repurchase Shares For For Management
24 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
PORSCHE AUTOMOBIL HOLDING SE
Ticker: PAH3 Security ID: D6240C122
Meeting Date: JUL 23, 2021 Meeting Type: Annual
Record Date: JUL 01, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Meeting Note N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Allocation of Profits/Dividends For For Management
10 Ratify Hans Dieter Potsch For Against Management
11 Ratify Manfred Doss For Against Management
12 Ratify Phillip von Hagen For Against Management
13 Ratify Lutz Meschke For Against Management
14 Ratify Wolfgang Porsche For Against Management
15 Ratify Hans Michel Piech For Against Management
16 Ratify Josef Michael Ahorner For Against Management
17 Ratify Marianne Heiss For Against Management
18 Ratify Gunther Horvath For Against Management
19 Ratify Ulrich Lehner For Against Management
20 Ratify Stefan Piech For Against Management
21 Ratify Ferdinand Oliver Porsche For Against Management
22 Ratify Peter Daniell Porsche For Against Management
23 Ratify Peter Siegfried Wolf For Against Management
24 Appointment of Auditor for fiscal year For For Management
2021
25 Appointment of Auditor for Interim For For Management
Statements for First Half of Fiscal
Year 2021
26 Management Board Remuneration Policy For Against Management
27 Supervisory Board Remuneration Policy For For Management
--------------------------------------------------------------------------------
POWER ASSETS HOLDINGS LIMITED
Ticker: 0006 Security ID: Y7092Q109
Meeting Date: MAY 18, 2022 Meeting Type: Annual
Record Date: MAY 12, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Canning K.N. Fok For Against Management
6 Elect CHAN Loi Shun For Against Management
7 Elect LEUNG Chong Shun For For Management
8 Elect KOH Poh Wah For For Management
9 Appointment of Auditor and Authority For For Management
to Set Fees
10 Authority to Issue Shares w/o For For Management
Preemptive Rights
11 Authority to Repurchase Shares For For Management
12 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
POWER CORPORATION OF CANADA
Ticker: POW Security ID: 739239101
Meeting Date: MAY 12, 2022 Meeting Type: Annual
Record Date: MAR 17, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Pierre Beaudoin For For Management
3 Elect Marcel R. Coutu For For Management
4 Elect Andre Desmarais For Against Management
5 Elect Paul Desmarais, Jr. For Against Management
6 Elect Gary A. Doer For For Management
7 Elect Anthony R. Graham For For Management
8 Elect Sharon MacLeod For For Management
9 Elect Paula B. Madoff For Against Management
10 Elect Isabelle Marcoux For For Management
11 Elect Christian Noyer For For Management
12 Elect R. Jeffrey Orr For Against Management
13 Elect T. Timothy Ryan, Jr. For For Management
14 Elect Siim A. Vanaselja For Against Management
15 Elect Elizabeth D Wilson For For Management
16 Appointment of Auditor For For Management
17 Advisory Vote on Executive Compensation For For Management
18 Amendment to the Power Executive Stock For For Management
Option Plan
19 Shareholder Proposal Regarding Report Against Against Shareholder
on Non-Management Employee
Representation on the Board
20 Shareholder Proposal Regarding Report Against Against Shareholder
on Women in Leadership Roles
21 Shareholder Proposal Regarding French Against Against Shareholder
as Official Company Language
22 Shareholder Proposal Regarding Against For Shareholder
Majority Withhold Vote
--------------------------------------------------------------------------------
PROXIMUS SA DE DROIT PUBLIC
Ticker: PROX Security ID: B6951K109
Meeting Date: APR 20, 2022 Meeting Type: Annual
Record Date: APR 06, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Accounts and Reports; Allocation of For For Management
Profits and Dividends
9 Remuneration Report For For Management
10 Ratification of Board Acts For For Management
11 Ratification of Board of Auditors' Acts For For Management
12 Ratification of Auditor's Acts For For Management
13 Ratification of Pierre Rion's Acts For For Management
14 Elect Agnes Touraine to the Board of For For Management
Directors
15 Elect Catherine Vandenborre to the For Against Management
Board of Directors
16 Elect Stefaan De Clerck to the Board For For Management
of Directors
17 Elect Claire Tillekaerts to the Board For For Management
of Directors
18 Elect Beatrice de Mahieu to the Board For For Management
of Directors
19 Elect Audrey Hanard to the Board of For For Management
Directors
20 Appointment of Company Auditor and For For Management
Authority to Set Fees
21 Appointment of Auditor for the For For Management
Consolidated Accounts and Authority to
Set Fees
22 Non-Voting Agenda Item N/A N/A Management
23 Non-Voting Meeting Note N/A N/A Management
24 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
RANDSTAD N.V.
Ticker: RAND Security ID: N7291Y137
Meeting Date: DEC 16, 2021 Meeting Type: Special
Record Date: NOV 18, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Agenda Item N/A N/A Management
4 Elect Sander van 't Noordende to the For For Management
Management Board
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Meeting Note N/A N/A Management
8 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
RED ELECTRICA CORPORACION S.A.
Ticker: REE Security ID: E42807110
Meeting Date: JUN 06, 2022 Meeting Type: Ordinary
Record Date: JUN 02, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Individual Accounts and Reports For For Management
3 Consolidated Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Report on Non-Financial Information For For Management
6 Ratification of Board Acts For For Management
7 Elect Socorro Fernandez Larrea For For Management
8 Elect Antonio Gomez Ciria For For Management
9 Elect Mercedes Real Rodrigalvarez For For Management
10 Ratification of the Co-Option of For For Management
Esther Maria Rituerto Martinez
11 Remuneration Report For For Management
12 Directors' fees For For Management
13 Appointment of Auditor For For Management
14 Authorisation of Legal Formalities For For Management
15 Non-Voting Agenda Item N/A N/A Management
16 Non-Voting Agenda Item N/A N/A Management
17 Non-Voting Meeting Note N/A N/A Management
18 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
RIO TINTO LIMITED
Ticker: RIO Security ID: Q81437107
Meeting Date: MAY 05, 2022 Meeting Type: Annual
Record Date: MAY 03, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Remuneration Report (UK) For For Management
5 Remuneration Report (AUS) For For Management
6 Elect Dominic Barton For For Management
7 Elect Peter Cunningham For For Management
8 Elect Ben Wyatt For For Management
9 Elect Megan E. Clark For For Management
10 Elect Simon P. Henry For For Management
11 Elect Sam H. Laidlaw For For Management
12 Elect Simon McKeon For For Management
13 Elect Jennifer Nason For For Management
14 Elect Jakob Stausholm For For Management
15 Elect Ngaire Woods For For Management
16 Appointment of Auditor For For Management
17 Authority to Set Auditor's Fees For For Management
18 Authorisation of Political Donations For For Management
19 Approval of Climate Action Plan For Against Management
20 Authority to Repurchase Shares For For Management
21 Non-Voting Agenda Item N/A N/A Management
22 Board Spill (Conditional) Against Against Management
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 08, 2022 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (UK) For For Management
3 Remuneration Report (AUS) For For Management
4 Elect Dominic Barton For For Management
5 Elect Peter Cunningham For For Management
6 Elect Ben Wyatt For For Management
7 Elect Megan E. Clark For For Management
8 Elect Simon P. Henry For For Management
9 Elect Sam H. Laidlaw For For Management
10 Elect Simon McKeon For For Management
11 Elect Jennifer Nason For For Management
12 Elect Jakob Stausholm For For Management
13 Elect Ngaire Woods For For Management
14 Appointment of Auditor For For Management
15 Authority to Set Auditor's Fees For For Management
16 Authorisation of Political Donations For For Management
17 Approval of Climate Action Plan For Against Management
18 Authority to Issue Shares w/ For For Management
Preemptive Rights
19 Authority to Issue Shares w/o For For Management
Preemptive Rights
20 Authority to Repurchase Shares For For Management
21 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
22 Board Spill (Conditional) Against Against Management
--------------------------------------------------------------------------------
ROYAL BANK OF CANADA
Ticker: RY Security ID: 780087102
Meeting Date: APR 07, 2022 Meeting Type: Annual
Record Date: FEB 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Elect Andrew A. Chisholm For For Management
4 Elect Jacynthe Cote For For Management
5 Elect Toos N. Daruvala For For Management
6 Elect David F. Denison For For Management
7 Elect Cynthia Devine For For Management
8 Elect Roberta Jamieson For For Management
9 Elect David I. McKay For For Management
10 Elect Kathleen Taylor For For Management
11 Elect Maryann Turcke For For Management
12 Elect Thierry Vandal For For Management
13 Elect Bridget A. van Kralingen For For Management
14 Elect Frank Vettese For For Management
15 Elect Jeffery W. Yabuki For For Management
16 Appointment of Auditor For For Management
17 Advisory Vote on Executive Compensation For For Management
18 Shareholder Proposal Regarding Against Against Shareholder
Sustainable Financing
19 Shareholder Proposal Regarding Against Against Shareholder
Financialization of Housing
20 Shareholder Proposal Regarding Against Against Shareholder
Pollution-Intensive Asset
Privatization Transactions
21 Shareholder Proposal Regarding Against Against Shareholder
Becoming a Benefit Company
22 Shareholder Proposal Regarding Say on Against Against Shareholder
Climate
23 Shareholder Proposal Regarding French Against Against Shareholder
as Official Company Language
24 Shareholder Proposal Regarding Against Against Shareholder
Reporting Circular Economy Loans
25 Shareholder Proposal Regarding Equity Against Against Shareholder
Ratio
--------------------------------------------------------------------------------
SAMPO PLC
Ticker: SAMPO Security ID: X75653109
Meeting Date: MAY 18, 2022 Meeting Type: Annual
Record Date: MAY 06, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Agenda Item N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Accounts and Reports For For Management
11 Allocation of Profits/Dividends For For Management
12 Ratification of Board and CEO Acts For For Management
13 Remuneration Report For For Management
14 Directors' Fees For For Management
15 Board Size For For Management
16 Election of Directors For For Management
17 Authority to Set Auditor's Fees For For Management
18 Appointment of Auditor For For Management
19 Authority to Repurchase Shares For For Management
20 Non-Voting Agenda Item N/A N/A Management
21 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: MAY 03, 2022 Meeting Type: Annual
Record Date: APR 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Accounts and Reports; Non For For Management
Tax-Deductible Expenses
8 Consolidated Accounts and Reports For For Management
9 Allocation of Profits/Dividends For For Management
(Ordinary Dividend and Distrbution in
Kind of EUROAPI Shares)
10 Elect Paul Hudson For For Management
11 Elect Christophe Babule For For Management
12 Elect Patrick Kron For Against Management
13 Elect Gilles Schnepp For For Management
14 Elect Carole Ferrand For For Management
15 Elect Emile Voest For For Management
16 Elect Antoine Yver For For Management
17 2021 Remuneration Report For For Management
18 2021 Remuneration of Serge Weinberg, For For Management
Chair
19 2021 Remuneration of Paul Hudson, CEO For For Management
20 2022 Remuneration Policy (Board of For For Management
Directors)
21 2022 Remuneration Policy (Chair) For For Management
22 2022 Remuneration Policy (CEO) For For Management
23 Authority to Repurchase and Reissue For For Management
Shares
24 Amendments to Article 25 Regarding For For Management
Dividends
25 Authorisation of Legal Formalities For For Management
26 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SBI HOLDINGS, INC.
Ticker: 8473 Security ID: J6991H100
Meeting Date: JUN 29, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles For For Management
3 Elect Yoshitaka Kitao For For Management
4 Elect Masato Takamura For Against Management
5 Elect Takashi Nakagawa For For Management
6 Elect Shumpei Morita For For Management
7 Elect Satoe Kusakabe For For Management
8 Elect Masayuki Yamada For For Management
9 Elect Masaki Yoshida For For Management
10 Elect Teruhide Sato For For Management
11 Elect Heizo Takenaka For For Management
12 Elect Yasuhiro Suzuki For For Management
13 Elect Hiroshi Ito For For Management
14 Elect Kanae Takeuchi Kanae Kusakari For For Management
15 Elect Junichi Fukuda For For Management
16 Elect Hiroyuki Suematsu For For Management
17 Elect Tomoya Asakura For Against Management
18 Elect Toru Ichikawa For For Management
19 Elect Minoru Tada For For Management
20 Elect Yasuo Sekiguchi For For Management
21 Elect Akemi Mochizuki For Against Management
22 Elect Tetsutaro Wakatsuki as Alternate For For Management
Statutory Auditor
23 Retirement Allowances for Director For Against Management
--------------------------------------------------------------------------------
SCSK CORPORATION
Ticker: 9719 Security ID: J70081104
Meeting Date: JUN 23, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles For For Management
3 Elect Hideki Yamano For For Management
4 Elect Takaaki Toma For For Management
5 Elect Koji Tamefusa For For Management
6 Elect Tetsuya Fukunaga For For Management
7 Elect Shunichi Aramaki For For Management
8 Elect Tetsuya Kubo For For Management
9 Elect Kazuko Shiraishi For For Management
10 Elect Yasuo Miki For For Management
11 Elect Sadayo Hirata For For Management
12 Adoption of Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
SEKISUI HOUSE, LTD.
Ticker: 1928 Security ID: J70746136
Meeting Date: APR 26, 2022 Meeting Type: Annual
Record Date: JAN 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Yoshihiro Nakai For For Management
5 Elect Yosuke Horiuchi For For Management
6 Elect Satoshi Tanaka For Against Management
7 Elect Toshiharu Miura For For Management
8 Elect Toru Ishii For For Management
9 Elect Yukiko Yoshimaru For For Management
10 Elect Toshifumi Kitazawa For For Management
11 Elect Yoshimi Nakajima For For Management
12 Elect Keiko Takegawa For For Management
13 Elect Shinichi Abe For For Management
14 Elect Takashi Ogino For For Management
15 Elect Ryuichi Tsuruta For For Management
--------------------------------------------------------------------------------
SIEMENS AG
Ticker: SIE Security ID: D69671218
Meeting Date: FEB 10, 2022 Meeting Type: Annual
Record Date: FEB 03, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Allocation of Profits/Dividends For For Management
9 Ratify Roland Busch For For Management
10 Ratify Klaus Helmrich For For Management
11 Ratify Joe Kaeser For For Management
12 Ratify Cedrik Neike For For Management
13 Ratify Matthias Rebellius For For Management
14 Ratify Ralf P. Thomas For For Management
15 Ratify Judith Wiese For For Management
16 Ratify Jim Hagemann Snabe For For Management
17 Ratify Birgit Steinborn For For Management
18 Ratify Werner Brandt For For Management
19 Ratify Tobias Baumler For For Management
20 Ratify Michael Diekmann For For Management
21 Ratify Andrea Fehrmann For For Management
22 Ratify Bettina Haller For For Management
23 Ratify Harald Kern For For Management
24 Ratify Jurgen Kerner For For Management
25 Ratify Nicola Leibinger-Kammuller For For Management
26 Ratify Benoit Potier For For Management
27 Ratify Hagen Reimer For For Management
28 Ratify Norbert Reithofer For For Management
29 Ratify Kasper Rorsted For For Management
30 Ratify Nemat Shafik For For Management
31 Ratify Nathalie von Siemens For For Management
32 Ratify Michael Sigmund For For Management
33 Ratify Dorothea Simon For For Management
34 Ratify Grazia Vittadini For For Management
35 Ratify Werner Wenning For For Management
36 Ratify Matthias Zachert For For Management
37 Ratify Gunnar Zukunft For For Management
38 Appointment of Auditor For For Management
39 Remuneration Report For For Management
40 Non-Voting Meeting Note N/A N/A Management
41 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SINGAPORE EXCHANGE LIMITED
Ticker: S68 Security ID: Y79946102
Meeting Date: OCT 07, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect LOH Boon Chye For For Management
4 Elect Subra Suresh For For Management
5 Elect YEOH Oon Jin For For Management
6 Chairman's Fees For For Management
7 Directors' Fees For For Management
8 Appointment of Auditor and Authority For For Management
to Set Fees
9 Authority to Issue Shares Under the For For Management
Singapore Exchange Limited Scrip
Dividend Scheme
10 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
11 Authority to Repurchase and Reissue For For Management
Shares
12 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SINGAPORE TECHNOLOGIES ENGINEERING
Ticker: S63 Security ID: Y7996W103
Meeting Date: DEC 15, 2021 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Acquisition For For Management
--------------------------------------------------------------------------------
SINGAPORE TECHNOLOGIES ENGINEERING
Ticker: S63 Security ID: Y7996W103
Meeting Date: APR 21, 2022 Meeting Type: Annual
Record Date: APR 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect LIM Chin Hu For For Management
4 Elect QUEK See Tiat For For Management
5 Elect SONG Su Min For Against Management
6 Elect Kevin KWOK Khien For For Management
7 Elect TAN Peng Yam For For Management
8 Elect TEO Ming Kian For For Management
9 Directors' Fees For For Management
10 Appointment of Auditor and Authority For For Management
to Set Fees
11 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
12 Authority to Grant Awards and Issue For For Management
Shares under Equity Compensation Plans
13 Related Party Transactions For For Management
14 Authority to Repurchase and Reissue For For Management
Shares
--------------------------------------------------------------------------------
SINO LAND COMPANY LIMITED
Ticker: 0083 Security ID: Y80267126
Meeting Date: OCT 27, 2021 Meeting Type: Annual
Record Date: OCT 21, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Final Dividend For For Management
5 Allocation of Special Dividend For For Management
6 Elect Ronald Joseph Arculli For Against Management
7 Elect Allan Zeman For Against Management
8 Elect Steven ONG Kay Eng For For Management
9 Elect WONG Cho Bau For For Management
10 Directors' Fees For For Management
11 Appointment of Auditor and Authority For For Management
to Set Fees
12 Authority to Repurchase Shares For For Management
13 Authority to Issue Shares w/o For Against Management
Preemptive Rights
14 Authority to Issue Repurchased Shares For Against Management
--------------------------------------------------------------------------------
SITC INTERNATIONAL HOLDINGS CO LTD
Ticker: 1308 Security ID: G8187G105
Meeting Date: APR 22, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect XUE Mingyuan For For Management
6 Elect LAI Zhiyong For For Management
7 Elect YANG Xin For For Management
8 Elect Rebecca LIU Ka Ying For For Management
9 Elect TSE Siu Ngan For For Management
10 Elect HU Mantian For For Management
11 Directors' Fees For For Management
12 Appointment of Auditor and Authority For For Management
to Set Fees
13 Authority to Repurchase Shares For For Management
14 Authority to Issue Shares w/o For Against Management
Preemptive Rights
15 Authority to issue repurchased shares For Against Management
--------------------------------------------------------------------------------
SKANDINAVISKA ENSKILDA BANKEN
Ticker: SEBA Security ID: W25381141
Meeting Date: NOV 12, 2021 Meeting Type: Special
Record Date: NOV 04, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Non-Voting Agenda Item N/A N/A Management
12 Special Dividend For For Management
13 Non-Voting Agenda Item N/A N/A Management
14 Non-Voting Meeting Note N/A N/A Management
15 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SNAM S.P.A.
Ticker: SRG Security ID: T8578N103
Meeting Date: APR 27, 2022 Meeting Type: Annual
Record Date: APR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Accounts and Reports For For Management
5 Allocation of Profits/Dividends For For Management
6 Authority to Repurchase and Reissue For For Management
Shares
7 Remuneration Policy For For Management
8 Remuneration Report For For Management
9 Board Size For For Management
10 Board Term Length For For Management
11 Non-Voting Agenda Item N/A N/A Management
12 List Presented by CDP Reti S.p.A. For N/A Management
13 List Presented by Group of For For Management
Institutional Investors Representing 1.
37% of Share Capital
14 Elect Monica de Virgiliis as Chair For For Management
15 Directors' Fees For For Management
16 Non-Voting Agenda Item N/A N/A Management
17 List Presented by CDP Reti S.p.A. N/A For Management
18 List Presented by Group of N/A Abstain Management
Institutional Investors Representing 1.
37% of Share Capital
19 Election of Chair of Board of For For Management
Statutory Auditors
20 Statutory Auditors' Fees For For Management
21 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SOFTBANK CORP.
Ticker: 9434 Security ID: J75963132
Meeting Date: JUN 23, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles For For Management
3 Elect Ken Miyauchi For For Management
4 Elect Junichi Miyakawa For For Management
5 Elect Jun Shinba For For Management
6 Elect Yasuyuki Imai For For Management
7 Elect Kazuhiko Fujiwara For For Management
8 Elect Masayoshi Son For For Management
9 Elect Kentaro Kawabe For Against Management
10 Elect Atsushi Horiba For Against Management
11 Elect Takehiro Kamigama For For Management
12 Elect Kazuaki Oki For For Management
13 Elect Kyoko Uemura For For Management
14 Elect Reiko Hishiyama For For Management
15 Elect Naomi Koshi For For Management
16 Elect Yoko Kudo as Statutory Auditor For For Management
--------------------------------------------------------------------------------
SSE PLC
Ticker: SSE Security ID: G8842P102
Meeting Date: JUL 22, 2021 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (Advisory) For For Management
3 Final Dividend For For Management
4 Elect Gregor Alexander For For Management
5 Elect Sue Bruce For For Management
6 Elect Tony Cocker For For Management
7 Elect Peter Lynas For For Management
8 Elect Helen Mahy For For Management
9 Elect John Manzoni For For Management
10 Elect Alistair Phillips-Davies For For Management
11 Elect Martin Pibworth For For Management
12 Elect Melanie Smith For For Management
13 Elect Angela Strank For For Management
14 Appointment of Auditor For For Management
15 Authority to Set Auditor's Fees For For Management
16 Authority to Issue Shares w/ For For Management
Preemptive Rights
17 Scrip Dividend For For Management
18 Approval of the Sharesave Scheme For For Management
19 Approval of Net Zero Business Plan and For For Management
Adoption of Annual Vote on Net Zero
Transition Report
20 Authority to Issue Shares w/o For For Management
Preemptive Rights
21 Authority to Repurchase Shares For For Management
22 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
23 Adoption of New Articles For For Management
--------------------------------------------------------------------------------
SUMITOMO CORPORATION
Ticker: 8053 Security ID: J77282119
Meeting Date: JUN 24, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Kuniharu Nakamura For For Management
5 Elect Masayuki Hyodo For For Management
6 Elect Toshikazu Nambu For For Management
7 Elect Takayuki Seishima For For Management
8 Elect Reiji Morooka For For Management
9 Elect Hirokazu Higashino For For Management
10 Elect Koji Ishida For For Management
11 Elect Kimie Iwata For For Management
12 Elect Hisashi Yamazaki For For Management
13 Elect Akiko Ide For For Management
14 Elect Takashi Mitachi For For Management
15 Elect Kazunari Sakata as Statutory For For Management
Auditor
16 Bonus For For Management
17 Directors' Fees For For Management
--------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LIMITED
Ticker: 0016 Security ID: Y82594121
Meeting Date: NOV 04, 2021 Meeting Type: Annual
Record Date: OCT 29, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect Mike WONG Chik Wing For For Management
6 Elect Eric LI Ka Cheung For Against Management
7 Elect Margaret LEUNG Ko May Yee For For Management
8 Elect WU Xiangdong For Against Management
9 Elect Geoffrey KWOK Kai-chun For For Management
10 Elect Adam KWOK Kai-fai For For Management
11 Directors' Fees For For Management
12 Appointment of Auditor and Authority For For Management
to Set Fees
13 Authority to Repurchase Shares For For Management
14 Authority to Issue Shares w/o For Against Management
Preemptive Rights
15 Authority to Issue Repurchased Shares For Against Management
16 Adoption of New Share Option Scheme of For Against Management
SmarTone Telecommunications Holdings
Limited
--------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN
Ticker: SHBA Security ID: W9112U104
Meeting Date: OCT 21, 2021 Meeting Type: Special
Record Date: OCT 13, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Approve Related Party Transactions For For Management
(Svenska Handelsbankens
Pensionsstiftelse)
12 Special Dividend For For Management
13 Non-Voting Agenda Item N/A N/A Management
14 Non-Voting Meeting Note N/A N/A Management
15 Non-Voting Meeting Note N/A N/A Management
16 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SVENSKA HANDELSBANKEN
Ticker: SHBA Security ID: W9112U104
Meeting Date: MAR 23, 2022 Meeting Type: Annual
Record Date: MAR 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Non-Voting Agenda Item N/A N/A Management
12 Non-Voting Agenda Item N/A N/A Management
13 Non-Voting Agenda Item N/A N/A Management
14 Accounts and Reports For For Management
15 Allocation of Profits/Dividends For For Management
16 Remuneration Report For For Management
17 Ratify Jon Fredrik Baksaas For For Management
18 Ratify Stina Bergfors For For Management
19 Ratify Hans Biorck For For Management
20 Ratify Par Boman For For Management
21 Ratify Kerstin Hessius For For Management
22 Ratify Fredrik Lundberg For For Management
23 Ratify Ulf Riese For For Management
24 Ratify Arja Taaveniku For For Management
25 Ratify Carina Akerstrom For For Management
26 Ratify Anna Hjelmberg For For Management
27 Ratify Lena Renstrom For For Management
28 Ratify Stefan Henricson For For Management
29 Ratify Charlotte Uriz For For Management
30 Ratify Carina Akerstrom (CEO) For For Management
31 Authority to Repurchase and Reissue For For Management
Shares
32 Authority to Trade in Company Stock For For Management
33 Authority to Issue Shares w or w/o For For Management
Preemptive Rights (Contingent
Convertible Securities)
34 Board Size For For Management
35 Number of Auditors For For Management
36 Directors' Fees For For Management
37 Authority to Set Auditor's Fees For For Management
38 Elect Jon Fredrik Baksaas For For Management
39 Elect Helene Barnekow For For Management
40 Elect Stina Bergfors For For Management
41 Elect Hans Biorck For For Management
42 Elect Par Boman For Against Management
43 Elect Kerstin Hessius For For Management
44 Elect Fredrik Lundberg For For Management
45 Elect Ulf Riese For For Management
46 Elect Arja Taaveniku For For Management
47 Elect Carina Akerstrom For For Management
48 Elect Par Boman as Chair For Against Management
49 Appointment of PricewaterhouseCoopers For For Management
AB
50 Appointment of Ernst & Young AB For For Management
51 Approval of Nominating Committee For For Management
Guidelines
52 Remuneration Policy For For Management
53 Appointment of Special Auditor For For Management
54 Shareholder Proposal Regarding Against Against Shareholder
Company's IT Management
55 Shareholder Proposal Regarding N/A Against Shareholder
Formation of Integration Institute
56 Non-Voting Agenda Item N/A N/A Management
57 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SWEDBANK AB
Ticker: SWEDA Security ID: W94232100
Meeting Date: OCT 28, 2021 Meeting Type: Special
Record Date: OCT 20, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Allocation of Profits/Dividends For For Management
12 Non-Voting Agenda Item N/A N/A Management
13 Non-Voting Meeting Note N/A N/A Management
14 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
SWISS LIFE HOLDING
Ticker: SLHN Security ID: H8404J162
Meeting Date: APR 22, 2022 Meeting Type: Annual
Record Date: APR 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Accounts and Reports For TNA Management
3 Compensation Report For TNA Management
4 Allocation of Profits/Dividends For TNA Management
5 Ratification of Board Acts For TNA Management
6 Board Compensation For TNA Management
7 Executive Compensation (Short-Term) For TNA Management
8 Executive Compensation (Fixed and For TNA Management
Long-Term)
9 Elect Rolf Dorig as Board chair For TNA Management
10 Elect Thomas Buess For TNA Management
11 Elect Adrienne Corboud Fumagalli For TNA Management
12 Elect Ueli Dietiker For TNA Management
13 Elect Damir Filipovic For TNA Management
14 Elect Frank W. Keuper For TNA Management
15 Elect Stefan Loacker For TNA Management
16 Elect Henry Peter For TNA Management
17 Elect Martin Schmid For TNA Management
18 Elect Franziska Tschudi Sauber For TNA Management
19 Elect Klaus Tschutscher For TNA Management
20 Elect Monika Butler For TNA Management
21 Elect Martin Schmid as Compensation For TNA Management
Committee Member
22 Elect Franziska Tschudi Sauber as For TNA Management
Compensation Committee Member
23 Elect Klaus Tschutscher as For TNA Management
Compensation Committee Member
24 Appointment of Independent Proxy For TNA Management
25 Appointment of Auditor For TNA Management
26 Cancellation of Shares and Reduction For TNA Management
in Share Capital
27 Non-Voting Meeting Note N/A TNA Management
--------------------------------------------------------------------------------
SWISS RE LTD.
Ticker: SREN Security ID: H8431B109
Meeting Date: APR 13, 2022 Meeting Type: Annual
Record Date: APR 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Compensation Report For TNA Management
3 Accounts and Reports For TNA Management
4 Allocation of Profits/Dividends For TNA Management
5 Executive Compensation (Short-Term) For TNA Management
6 Ratification of Board Acts For TNA Management
7 Elect Sergio Ermotti as Board Chair For TNA Management
8 Elect Renato Fassbind For TNA Management
9 Elect Karen Gavan For TNA Management
10 Elect Joachim Oechslin For TNA Management
11 Elect Deanna Ong For TNA Management
12 Elect Jay Ralph For TNA Management
13 Elect Jorg Reinhardt For TNA Management
14 Elect Phillip K. Ryan For TNA Management
15 Elect Paul Tucker For TNA Management
16 Elect Jacques de Vaucleroy For TNA Management
17 Elect Susan L. Wagner For TNA Management
18 Elect Larry D. Zimpleman For TNA Management
19 Elect Renato Fassbind as Compensation For TNA Management
Committee Member
20 Elect Karen Gavan as Compensation For TNA Management
Committee Member
21 Elect Jorg Reinhardt as Compensation For TNA Management
Committee Member
22 Elect Jacques de Vaucleroy as For TNA Management
Compensation Committee Member
23 Elect Deanna Ong as Compensation For TNA Management
Committee Member
24 Appointment of Independent Proxy For TNA Management
25 Appointment of Auditor For TNA Management
26 Board Compensation For TNA Management
27 Executive Compensation (Fixed and For TNA Management
Long-Term)
28 Amendments to Articles (Term Limit) For TNA Management
29 Amendments to Articles For TNA Management
30 Non-Voting Meeting Note N/A TNA Management
--------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED
Ticker: 4502 Security ID: J8129E108
Meeting Date: JUN 29, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Elect Christophe Weber For For Management
5 Elect Masato Iwasaki For For Management
6 Elect Andrew Plump For For Management
7 Elect Constantine Saroukos For For Management
8 Elect Olivier Bohuon For For Management
9 Elect Jean-Luc Butel For For Management
10 Elect Ian T. Clark For Against Management
11 Elect Steven Gillis For For Management
12 Elect Masami Iijima For For Management
13 Elect John M. Maraganore For For Management
14 Elect Michel Orsinger For For Management
15 Elect Koji Hatsukawa For For Management
16 Elect Emiko Higashi For For Management
17 Elect Yoshiaki Fujimori For For Management
18 Elect Kimberly A. Reed For For Management
19 Bonus For For Management
--------------------------------------------------------------------------------
TC ENERGY CORPORATION
Ticker: TRP Security ID: 87807B107
Meeting Date: APR 29, 2022 Meeting Type: Annual
Record Date: MAR 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Michael R. Culbert For For Management
3 Elect William D. Johnson For For Management
4 Elect Susan C. Jones For For Management
5 Elect John E. Lowe For For Management
6 Elect David Macnaughton For For Management
7 Elect Francois L. Poirier For For Management
8 Elect Una M. Power For For Management
9 Elect Mary Pat Salomone For For Management
10 Elect Indira V. Samarasekera For For Management
11 Elect Siim A. Vanaselja For For Management
12 Elect Thierry Vandal For For Management
13 Elect Dheeraj D Verma For For Management
14 Appointment of Auditor and Authority For For Management
to Set Fees
15 Advisory Vote on Executive Compensation For For Management
16 Shareholder Rights Plan Renewal For For Management
--------------------------------------------------------------------------------
TELE2 AB
Ticker: TEL2B Security ID: W95878166
Meeting Date: APR 28, 2022 Meeting Type: Annual
Record Date: APR 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Non-Voting Agenda Item N/A N/A Management
12 Non-Voting Agenda Item N/A N/A Management
13 Non-Voting Agenda Item N/A N/A Management
14 Accounts and Reports For For Management
15 Allocation of Profits/Dividends For For Management
16 Distribution of Extraordinary Dividend For For Management
17 Ratify Carla Smits-Nusteling For For Management
18 Ratify Andrew Barron For For Management
19 Ratify Stina Bergfors For For Management
20 Ratify Anders Bjorkman For For Management
21 Ratify Georgi Ganev For For Management
22 Ratify Cynthia Gordon For For Management
23 Ratify Kjell Johnsen (CEO) For For Management
24 Ratify Sam Kini For For Management
25 Ratify Eva Lindqvist For For Management
26 Ratify Lars-Ake Norling For For Management
27 Board Size For For Management
28 Directors' Fees For For Management
29 Authority to Set Auditor's Fees For For Management
30 Elect Andrew G. Barron For For Management
31 Elect Stina Bergfors For For Management
32 Elect Georgi Ganev For Against Management
33 Elect Sam Kini For For Management
34 Elect Eva Lindqvist For For Management
35 Elect Lars-Ake Norling For For Management
36 Elect Carla Smits-Nusteling For For Management
37 Elect Carla Smits-Nusteling as Chair For For Management
38 Number of Auditors For For Management
39 Appointment of Auditor For For Management
40 Remuneration Report For Against Management
41 Long-Term Incentive Plan (LTI 2022) For For Management
42 Authority to Issue Shares w/o For For Management
Preemptive Rights Pursuant to LTI 2022
43 Authority to Repurchase Class C Shares For For Management
Pursuant to Incentive Schemes
44 Transfer of Class B Shares Pursuant to For For Management
LTI 2022
45 Authority to Issue Class B Treasury For For Management
Shares Pursuant to LTI 2022
46 Approve Equity Swap Agreement For For Management
47 Authority to Repurchase Shares For For Management
48 Shareholder Proposal Regarding N/A Against Shareholder
Investigation of Director and
Management Qualifications
49 Shareholder Proposal Regarding N/A Against Shareholder
Fulfillment of Requirements
50 Shareholder Proposal Regarding N/A Against Shareholder
Presentation of Investigation
51 Non-Voting Agenda Item N/A N/A Management
52 Non-Voting Meeting Note N/A N/A Management
53 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
TELENOR ASA
Ticker: TEL Security ID: R21882106
Meeting Date: MAY 11, 2022 Meeting Type: Annual
Record Date: MAY 04, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Agenda For For Management
10 Non-Voting Agenda Item N/A N/A Management
11 Non-Voting Agenda Item N/A N/A Management
12 Accounts and Reports; Allocation of For For Management
Profits and Dividends
13 Authority to Set Auditor's Fees For For Management
14 Shareholder Proposal Regarding Quality Against Against Shareholder
Assurance of Ongoing Fiber Development
15 Corporate Governance Report For For Management
16 Remuneration Policy For For Management
17 Remuneration Report For For Management
18 Authority to Repurchase Shares (LTI) For For Management
19 Elect Lars Tonsgaard For For Management
20 Elect Heidi Algarheim For For Management
21 Corporate Assembly Fees; Nomination For For Management
Committee Fees
--------------------------------------------------------------------------------
TELIA COMPANY AB
Ticker: TELIA Security ID: W95890104
Meeting Date: APR 06, 2022 Meeting Type: Annual
Record Date: MAR 29, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Agenda Item N/A N/A Management
7 Non-Voting Agenda Item N/A N/A Management
8 Non-Voting Agenda Item N/A N/A Management
9 Non-Voting Agenda Item N/A N/A Management
10 Non-Voting Agenda Item N/A N/A Management
11 Non-Voting Agenda Item N/A N/A Management
12 Accounts and Reports For For Management
13 Allocation of Profits/Dividends For For Management
14 Raitfy Ingrid Bonde For For Management
15 Ratify Luisa Delgado For For Management
16 Ratify Rickard Gustafson For For Management
17 Ratify Lars-Johan Jarnheimer For For Management
18 Ratify Jeanette Jager For For Management
19 Ratify Nina Linander For For Management
20 Ratify Jimmy Maymann For For Management
21 Ratify Martin Tiveus For For Management
22 Ratify Anna Settman For For Management
23 Ratify Olaf Swantee For For Management
24 Ratify Agneta Ahlstrom For For Management
25 Ratify Stefan Carlsson For For Management
26 Ratify Rickard Wast For For Management
27 Ratify Hans Gustavsson For For Management
28 Ratify Afrodite Landero For For Management
29 Ratify Martin Saaf For For Management
30 Ratify Allison Kirkby For For Management
31 Remuneration Report For For Management
32 Board Size For For Management
33 Directors' Fees For For Management
34 Elect Ingrid Bonde For For Management
35 Elect Luisa Delgado For For Management
36 Elect Rickard Gustafson For For Management
37 Elect Lars-Johan Jarnheimer For For Management
38 Elect Jeanette Christensen Jager For For Management
39 Elect Nina Linander For For Management
40 Elect Jimmy Maymann For For Management
41 Elect Hannes Ametsreiter For For Management
42 Elect Tomas Eliasson For For Management
43 Elect Lars-Johan Jarnheimer as Chair For For Management
44 Elect Ingrid Bonde as Vice Chair For For Management
45 Number of Auditors For For Management
46 Authority to Set Auditor's Fees For For Management
47 Appointment of Auditor For For Management
48 Approve nomination committee guidelines For For Management
49 Authority to Repurchase and Reissue For For Management
Shares
50 Adoption of Share-Based Incentives For For Management
(Performance share program 2022/2025)
51 Transfer of shares pursuant to LTIP For For Management
2022/2025
52 Shareholder Proposal Regarding Replies Against Against Shareholder
of Letters to the Company (Carl Axel
Bruno)
53 Shareholder Proposals Regarding Against Against Shareholder
Customer Relations Policy (Per Rinder)
54 Shareholder Proposal Regarding Against Against Shareholder
Customer Support (Per Rinder)
--------------------------------------------------------------------------------
TELUS CORPORATION
Ticker: T Security ID: 87971M103
Meeting Date: MAY 06, 2022 Meeting Type: Annual
Record Date: MAR 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Richard H. Auchinleck For For Management
3 Elect Raymond T. Chan For For Management
4 Elect Hazel Claxton For For Management
5 Elect Lisa de Wilde For For Management
6 Elect Victor G. Dodig For For Management
7 Elect Darren Entwistle For For Management
8 Elect Thomas E. Flynn For For Management
9 Elect Mary Jo Haddad For For Management
10 Elect Kathy Kinloch For For Management
11 Elect Christine Magee For For Management
12 Elect John P. Manley For For Management
13 Elect David Mowat For For Management
14 Elect Marc Parent For For Management
15 Elect Denise Pickett For For Management
16 Elect W. Sean Willy For For Management
17 Appointment of Auditor and Authority For For Management
to Set Fees
18 Advisory Vote on Executive Compensation For For Management
19 Shareholder Rights Plan Renewal For For Management
--------------------------------------------------------------------------------
THE BANK OF NOVA SCOTIA
Ticker: BNS Security ID: 064149107
Meeting Date: APR 05, 2022 Meeting Type: Annual
Record Date: FEB 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Nora A. Aufreiter For For Management
3 Elect Guillermo E. Babatz For For Management
4 Elect Scott B. Bonham For For Management
5 Elect Daniel H. Callahan For For Management
6 Elect Lynn K. Patterson For For Management
7 Elect Michael D. Penner For For Management
8 Elect Brian J. Porter For For Management
9 Elect Una M. Power For For Management
10 Elect Aaron W. Regent For For Management
11 Elect Calin Rovinescu For For Management
12 Elect Susan L. Segal For For Management
13 Elect L. Scott Thomson For Against Management
14 Elect Benita M. Warmbold For For Management
15 Appointment of Auditor For For Management
16 Advisory Vote on Executive Compensation For For Management
17 Increase of Shares under the Stock For For Management
Option Plan
18 Amendment to Stock Option Plan For For Management
19 Shareholder Proposal Regarding Against Against Shareholder
Becoming a Benefit Company
20 Shareholder Proposal Regarding Say on Against Against Shareholder
Climate
21 Shareholder Proposal Regarding Against Against Shareholder
Formation of a Climate Change and
Environment Committee
22 Shareholder Proposal Regarding French Against Against Shareholder
as Official Company Language
--------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK
Ticker: TD Security ID: 891160509
Meeting Date: APR 14, 2022 Meeting Type: Annual
Record Date: FEB 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Cherie L. Brant For For Management
3 Elect Amy W. Brinkley For For Management
4 Elect Brian C. Ferguson For For Management
5 Elect Colleen A. Goggins For For Management
6 Elect Jean-Rene Halde For For Management
7 Elect David E. Kepler For For Management
8 Elect Brian M. Levitt For For Management
9 Elect Alan N. MacGibbon For For Management
10 Elect Karen E. Maidment For For Management
11 Elect Bharat B. Masrani For For Management
12 Elect Nadir H. Mohamed For For Management
13 Elect Claude Mongeau For For Management
14 Elect S. Jane Rowe For For Management
15 Appointment of Auditor For For Management
16 Advisory Vote on Executive Compensation For For Management
17 Shareholder Proposal Regarding Fossil Against Against Shareholder
Fuel Exposure
18 Shareholder Proposal Regarding Against Against Shareholder
Becoming a Benefit Company
19 Shareholder Proposal Regarding Say on Against Against Shareholder
Climate
20 Shareholder Proposal Regarding French Against Against Shareholder
as Official Company Language
21 Shareholder Proposal Regarding Equity Against Against Shareholder
Ratio
22 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED
Ticker: 8035 Security ID: J86957115
Meeting Date: JUN 21, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Amendments to Articles For For Management
3 Elect Toshiki Kawai For For Management
4 Elect Sadao Sasaki For For Management
5 Elect Yoshikazu Nunokawa For For Management
6 Elect Michio Sasaki For Against Management
7 Elect Makiko Eda For For Management
8 Elect Sachiko Ichikawa For For Management
9 Bonus For For Management
10 Equity Compensation Plan for Inside For For Management
directors
11 Equity Compensation Plan for Executive For For Management
Officers
--------------------------------------------------------------------------------
TOTALENERGIES SE
Ticker: TTE Security ID: F92124100
Meeting Date: MAY 25, 2022 Meeting Type: Mix
Record Date: MAY 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Meeting Note N/A N/A Management
6 Non-Voting Meeting Note N/A N/A Management
7 Non-Voting Meeting Note N/A N/A Management
8 Accounts and Reports For For Management
9 Consolidated Accounts and Reports For For Management
10 Allocation of Profits/Dividends For For Management
11 Authority to Repurchase and Reissue For For Management
Shares
12 Special Auditors Report on Regulated For For Management
Agreements
13 Elect Lise Croteau For For Management
14 Elect Maria van der Hoeven For For Management
15 Elect Jean Lemierre For For Management
16 Elect Emma de Jonge For For Management
17 Elect Marina Delendik Against Against Management
18 Elect Alexandre Garrot Against Against Management
19 Elect Agueda Marin Against Against Management
20 2021 Remuneration Report For For Management
21 2022 Remuneration Policy (Board of For For Management
Directors)
22 2021 Remuneration of Patrick Pouyanne, For For Management
Chair and CEO
23 2022 Remuneration Policy (Chair and For For Management
CEO)
24 Appointment of Auditor (Ernst & Young) For For Management
25 Appointment of Auditor For For Management
(PricewaterhouseCoopers)
26 Opinion on 2022 Sustainability and For For Management
Climate Progress Report
27 Authority to Issue Shares and For For Management
Convertible Debt w/ Preemptive Rights
28 Authority to Issue Shares and For For Management
Convertible Debt w/o Preemptive Rights
29 Authority to Issue Shares and For For Management
Convertible Debt Through Private
Placement
30 Greenshoe For For Management
31 Authority to Increase Capital in For For Management
Consideration for Contributions In
Kind (France)
32 Employee Stock Purchase Plan For For Management
33 Authority to Cancel Shares and Reduce For For Management
Capital
--------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION
Ticker: 7203 Security ID: J92676113
Meeting Date: JUN 15, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Takeshi Uchiyamada For Against Management
3 Elect Shigeru Hayakawa For For Management
4 Elect Akio Toyoda For For Management
5 Elect James Kuffner For For Management
6 Elect Kenta Kon For For Management
7 Elect Masahiko Maeda For For Management
8 Elect Ikuro Sugawara For For Management
9 Elect Philip Craven For For Management
10 Elect Teiko Kudo For For Management
11 Elect Masahide Yasuda For Against Management
12 Elect George Olcott For Against Management
13 Elect Ryuji Sakai as Alternate For For Management
Statutory Auditor
14 Amendment to Restricted Stock Plan For For Management
15 Amendments to Articles For For Management
--------------------------------------------------------------------------------
TRANSURBAN GROUP
Ticker: TCL Security ID: Q9194A106
Meeting Date: OCT 21, 2021 Meeting Type: Annual
Record Date: OCT 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Patricia Cross For Against Management
3 Elect Craig Drummond For Against Management
4 Elect Timothy J Reed For Against Management
5 Elect Robert Whitfield For Against Management
6 Re-elect Mark A. Birrell For Against Management
7 Remuneration Report For For Management
8 Equity Grant (MD/CEO Scott Charlton) For For Management
--------------------------------------------------------------------------------
TREND MICRO INCORPORATED
Ticker: 4704 Security ID: J9298Q104
Meeting Date: MAR 29, 2022 Meeting Type: Annual
Record Date: DEC 31, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect CHANG Ming-Jang For For Management
4 Elect Eva Chen For For Management
5 Elect Mahendra Negi For For Management
6 Elect Akihiko Omikawa For For Management
7 Elect Ikujiro Nonaka For For Management
8 Elect Tetsuo Koga For For Management
9 Amendments to Article For For Management
10 Amendments to Article For For Management
11 Statutory Auditors' Fees For For Management
--------------------------------------------------------------------------------
TRYG AS
Ticker: TRYG Security ID: K9640A110
Meeting Date: MAR 31, 2022 Meeting Type: Annual
Record Date: MAR 24, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Non-Voting Meeting Note N/A N/A Management
4 Non-Voting Meeting Note N/A N/A Management
5 Non-Voting Agenda Item N/A N/A Management
6 Accounts and Reports For For Management
7 Ratification of Board and Management For For Management
Acts
8 Allocation of Profits/Dividends For For Management
9 Remuneration Report For For Management
10 Supervisory Board Fees For For Management
11 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
12 Authority to Repurchase Shares For For Management
13 Amendments to Articles (Special For For Management
Authorisation to Increase Share
Capital)
14 Amendments to Articles For For Management
(Employee-Elected Supervisory Board
Members)
15 Approval of Indemnification Agreement For For Management
16 Remuneration Policy For For Management
17 Elect Jukka Pertola For Against Management
18 Elect Torben Nielsen For For Management
19 Elect Mari Thjomoe For For Management
20 Elect Carl-Viggo Ostlund For For Management
21 Elect Mengmeng Du For For Management
22 Elect Thomas Hofman-Bang For For Management
23 Appointment of Auditor For For Management
24 Authorization of Legal Formalities For For Management
25 Non-Voting Agenda Item N/A N/A Management
26 Non-Voting Meeting Note N/A N/A Management
27 Non-Voting Meeting Note N/A N/A Management
28 Non-Voting Meeting Note N/A N/A Management
29 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
UNILEVER PLC
Ticker: ULVR Security ID: G92087165
Meeting Date: MAY 04, 2022 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report For For Management
3 Elect Nils Andersen For For Management
4 Elect Judith Hartmann For For Management
5 Elect Alan Jope For For Management
6 Elect Andrea Jung For For Management
7 Elect Susan Kilsby For For Management
8 Elect Strive T. Masiyiwa For For Management
9 Elect Youngme E. Moon For For Management
10 Elect Graeme D. Pitkethly For For Management
11 Elect Feike Sijbesma For For Management
12 Elect Adrian Hennah For For Management
13 Elect Ruby Lu For For Management
14 Appointment of Auditor For For Management
15 Authority to Set Auditor's Fees For For Management
16 Authorisation of Political Donations For For Management
17 Authority to Issue Shares w/ For For Management
Preemptive Rights
18 Authority to Issue Shares w/o For For Management
Preemptive Rights
19 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
20 Authority to Repurchase Shares For For Management
21 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
22 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
USS CO., LTD.
Ticker: 4732 Security ID: J9446Z105
Meeting Date: JUN 21, 2022 Meeting Type: Annual
Record Date: MAR 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Amendments to Articles For For Management
4 Amendments to Articles For For Management
5 Elect Yukihiro Ando For For Management
6 Elect Dai Seta For Against Management
7 Elect Masafumi Yamanaka For For Management
8 Elect Hiromitsu Ikeda For For Management
9 Elect Nobuko Takagi Nobuko Teraoka For For Management
10 Elect Shinji Honda For For Management
11 Elect Yoshiko Sasao For For Management
12 Adoption of Restricted Stock Plan and For For Management
Performance-Linked Stock Plan
--------------------------------------------------------------------------------
VENTURE CORPORATION LIMITED
Ticker: V03 Security ID: Y9361F111
Meeting Date: APR 28, 2022 Meeting Type: Annual
Record Date: APR 26, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Elect WONG Ngit Liong For Against Management
4 Elect Tan Seok Hoong Audrey LIOW For For Management
5 Elect CHUA Kee Lock For For Management
6 Directors' Fees For For Management
7 Appointment of Auditor and Authority For For Management
to Set Fees
8 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
9 Authority to Issue Shares under the For Against Management
Venture Corporation Executives' Share
Option Scheme 2015
10 Authority to Repurchase and Reissue For For Management
Shares
--------------------------------------------------------------------------------
WESFARMERS LIMITED
Ticker: WES Security ID: Q95870103
Meeting Date: OCT 21, 2021 Meeting Type: Annual
Record Date: OCT 19, 2021
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Re-elect Bill English For For Management
3 Re-elect Vanessa M. Wallace For For Management
4 Elect Anil Sabharwal For For Management
5 Elect Alison M. Watkins For For Management
6 Elect Alan J. Cransberg For For Management
7 Remuneration Report For For Management
8 Equity Grant - KEEPP (Group MD Rob For For Management
Scott)
9 Return of Capital For For Management
--------------------------------------------------------------------------------
WOODSIDE PETROLEUM LIMITED
Ticker: WPL Security ID: 980228100
Meeting Date: MAY 19, 2022 Meeting Type: Annual
Record Date: MAY 17, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Agenda Item N/A N/A Management
3 Merger with BHP Petroleum For For Management
4 Re-elect Sarah E. Ryan For For Management
5 Re-elect Ann D. Pickard For For Management
6 Re-elect Frank C. Cooper For For Management
7 Elect Ben Wyatt For For Management
8 Remuneration Report For For Management
9 Equity Grant (MD/CEO Meg O'Neill) For For Management
10 Non-Voting Agenda Item N/A N/A Management
11 Renew Proportional Takeover Provisions For For Management
12 Change in Company Name For For Management
13 Appoint Auditor For For Management
14 Approval of Climate Report For For Management
15 Shareholder Proposal Regarding Against Against Shareholder
Facilitating Nonbinding Proposals
16 Shareholder Proposal Regarding Against Against Shareholder
Disclosure of Capital Allocation
Alignment With a Net Zero by 2050
Scenario
17 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Activity Alignment with 1.5
Degree Scenarios
18 Shareholder Proposal Regarding Against Against Shareholder
Decommissioning Oil and Gas
Infrastructure
19 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
XINYI GLASS HOLDINGS LIMITED
Ticker: 0868 Security ID: G9828G108
Meeting Date: JUN 02, 2022 Meeting Type: Annual
Record Date: MAY 27, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Non-Voting Meeting Note N/A N/A Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Elect TUNG Ching Sai For Against Management
6 Elect LI Ching Wai For For Management
7 Elect LI Ching Leung For For Management
8 Elect LAM Kwong Siu For Against Management
9 Directors' Fees For For Management
10 Appointment of Auditor and Authority For For Management
to Set Fees
11 Authority to Repurchase Shares For For Management
12 Authority to Issue Shares w/o For Against Management
Preemptive Rights
13 Authority to Issue Repurchased Shares For Against Management
14 Elect YANG Siu Shun For Against Management
--------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG
Ticker: ZURN Security ID: H9870Y105
Meeting Date: APR 06, 2022 Meeting Type: Annual
Record Date: MAR 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A TNA Management
2 Non-Voting Meeting Note N/A TNA Management
3 Accounts and Reports For TNA Management
4 Compensation Report For TNA Management
5 Allocation of Profits For TNA Management
6 Dividends from Reserves For TNA Management
7 Ratification of Board and Management For TNA Management
Acts
8 Elect Michel M. Lies as Board Chair For TNA Management
9 Elect Joan Lordi C. Amble For TNA Management
10 Elect Catherine P. Bessant For TNA Management
11 Elect Dame Alison J. Carnwath For TNA Management
12 Elect Christoph Franz For TNA Management
13 Elect Michael Halbherr For TNA Management
14 Elect Sabine Keller-Busse For TNA Management
15 Elect Monica Machler For TNA Management
16 Elect Kishore Mahbubani For TNA Management
17 Elect Jasmin Staiblin For TNA Management
18 Elect Barry Stowe For TNA Management
19 Elect Peter Maurer For TNA Management
20 Elect Michel M. Lies as Compensation For TNA Management
Committee Member
21 Elect Catherine P. Bessant as For TNA Management
Compensation Committee Member
22 Elect Christoph Franz as Compensation For TNA Management
Committee Member
23 Elect Sabine Keller-Busse as For TNA Management
Compensation Committee Member
24 Elect Kishore Mahbubani as For TNA Management
Compensation Committee Member
25 Elect Jasmin Staiblin as Compensation For TNA Management
Committee Member
26 Appointment of Independent Proxy For TNA Management
27 Appointment of Auditor For TNA Management
28 Board Compensation For TNA Management
29 Executive Compensation For TNA Management
30 Renewal of Authorised and Conditional For TNA Management
Capital
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETFis Series Trust I
By: /s/ William Smalley
--------------------------
William Smalley, President
Date: August 25, 2022