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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-23505
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PIMCO Dynamic Income Opportunities Fund
(Exact name of registrant as specified in charter)
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1633 Broadway, New York, NY 10019
(Address of principal executive office)
Bijal Y. Parikh
Treasurer (Principal Financial & Accounting Officer)
650 Newport Center Drive, Newport Beach, CA 92660
(Name and address of agent for service)
Copies to:
David C. Sullivan
Ropes & Gray LLP
Prudential Tower
800 Boylston Street
Boston, MA 02199
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Registrant's telephone number, including area code: (844) 337-4626
Date of fiscal year end: June 30
Date of reporting period: July 1, 2022 to June 30, 2023
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 ((S)(S) 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles. A registrant is required
to disclose the information specified by Form N-PX, and the Commission will
make this information public.
A registrant is not required to respond to the collection of information
contained in Form N-PX unless the Form displays a currently valid Office of
Management and Budget ("OMB") control number. Please direct comments concerning
the accuracy of the information collection burden estimate and any suggestions
for reducing the burden to the Secretary, Securities and Exchange Commission,
450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this
collection of information under the clearance requirements of 44 U.S.C. (S)
3507.
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******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-23505
Reporting Period: 07/01/2022 - 06/30/2023
PIMCO Dynamic Income Opportunities Fund
=================== PIMCO Dynamic Income Opportunities Fund ====================
ADLER GROUP SA
Ticker: ADJ Security ID: L0112A109
Meeting Date: JUN 21, 2023 Meeting Type: Annual
Record Date: JUN 07, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Special Board's Report None None Management
(Non-Voting)
2 Receive Management Board (Non-Voting) None None Management
3 Approve Unaudited Standalone Financial For For Management
Statements
4 Approve Unaudited Consolidated For For Management
Financial Statements
5 Approve Allocation of Loss For For Management
6 Approve Discharge of Directors For For Management
7 Elect Thomas Josef Echelmeyer as For For Management
Director
8 Elect Heiner Arnoldi as Director For For Management
9 Elect Stefan Brendgen as Director For For Management
10 Appoint Auditor For For Management
11 Approve Remuneration Policy For Abstain Management
12 Approve Remuneration Report For Abstain Management
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ADLER GROUP SA
Ticker: ADJ Security ID: L0112A125
Meeting Date: JUN 21, 2023 Meeting Type: Annual
Record Date: JUN 07, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Special Board's Report None None Management
(Non-Voting)
2 Receive Management Board (Non-Voting) None None Management
3 Approve Unaudited Standalone Financial For For Management
Statements
4 Approve Unaudited Consolidated For For Management
Financial Statements
5 Approve Allocation of Loss For For Management
6 Approve Discharge of Directors For For Management
7 Elect Thomas Josef Echelmeyer as For For Management
Director
8 Elect Heiner Arnoldi as Director For For Management
9 Elect Stefan Brendgen as Director For For Management
10 Appoint Auditor For For Management
11 Approve Remuneration Policy For Abstain Management
12 Approve Remuneration Report For Abstain Management
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ADLER GROUP SA
Ticker: ADJ Security ID: L0112A109
Meeting Date: JUN 21, 2023 Meeting Type: Extraordinary Shareholders
Record Date: JUN 07, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Special Board's Report None None Management
(Non-Voting)
2 Approve Continuation Proposal For For Management
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ADLER GROUP SA
Ticker: ADJ Security ID: L0112A125
Meeting Date: JUN 21, 2023 Meeting Type: Extraordinary Shareholders
Record Date: JUN 07, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Special Board's Report None None Management
(Non-Voting)
2 Approve Continuation Proposal For For Management
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ANNALY CAPITAL MANAGEMENT, INC.
Ticker: NLY Security ID: 035710839
Meeting Date: MAY 17, 2023 Meeting Type: Annual
Record Date: MAR 20, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francine J. Bovich For For Management
1b Elect Director David L. Finkelstein For For Management
1c Elect Director Thomas Hamilton For For Management
1d Elect Director Kathy Hopinkah Hannan For For Management
1e Elect Director Michael Haylon For For Management
1f Elect Director Martin Laguerre For For Management
1g Elect Director Eric A. Reeves For For Management
1h Elect Director John H. Schaefer For For Management
1i Elect Director Glenn A. Votek For For Management
1j Elect Director Vicki Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Reduce Authorized Common Stock For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
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BANCA MONTE DEI PASCHI DI SIENA SPA
Ticker: BMPS Security ID: T1188K429
Meeting Date: APR 20, 2023 Meeting Type: Annual
Record Date: APR 11, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Treatment of
Net Loss
2.1 Approve Remuneration Policy For For Management
2.2 Approve Second Section of the For For Management
Remuneration Report
3 Approve 2023 Incentive System Based on For For Management
Phantom Shares
4 Fix Number of Directors None For Shareholder
5 Fix Number of Vice-Chairmen None For Shareholder
6.1 Slate 1 Submitted by Ministry of None Did Not Vote Shareholder
Economy and Finance
6.2 Slate 2 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
6.3 Slate 3 Submitted by Foundations None Did Not Vote Shareholder
7.a Elect Nicola Maione as Board Chair None For Shareholder
7.b Elect Gianluca Brancadoro as Board None For Shareholder
Vice-Chairman
8 Approve Remuneration of Directors None For Shareholder
9 Approve Remuneration of Board Chairman None For Shareholder
10.1 Slate 1 Submitted by Ministry of None Against Shareholder
Economy and Finance
10.2 Slate 2 Submitted by Institutional None For Shareholder
Investors (Assogestioni)
10.3 Slate 3 Submitted by Foundations None Against Shareholder
11 Approve Internal Auditors' Remuneration None For Shareholder
A Deliberations on a Liability Action Against Against Shareholder
Against Alessandro Profumo and
Fabrizio Viola
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CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: NOV 23, 2022 Meeting Type: Extraordinary Shareholders
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CHF 18.5 Million Share Capital For Did Not Vote Management
Increase without Preemptive Rights for
Private Placement
2 Approve CHF 70.7 Million Ordinary For Did Not Vote Management
Share Capital Increase with Preemptive
Rights
3.1 Additional Voting Instructions - For Did Not Vote Management
Shareholder Proposals (Voting)
3.2 Additional Voting Instructions - Board For Did Not Vote Management
of Directors Proposals (Voting)
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CREDIT SUISSE GROUP AG
Ticker: CSGN Security ID: H3698D419
Meeting Date: APR 04, 2023 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
1.2 Approve Remuneration Report For Did Not Vote Management
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management, excluding the Supply Chain
Finance Matter
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 0.05 per Share from
Capital Contribution Reserves
4 Approve Cancellation of Conditional For Did Not Vote Management
and Conversion Capital Authorizations
5.1 Amend Corporate Purpose For Did Not Vote Management
5.2 Amend Articles Re: Shares; Share For Did Not Vote Management
Register; Transfer of Shares
5.3 Approve Creation of Capital Band For Did Not Vote Management
within the Upper Limit of CHF 165.1
Million and the Lower Limit of CHF 155.
1 Million with or without Exclusion of
Preemptive Rights
5.4 Amend Articles of Association (Incl. For Did Not Vote Management
Approval of Virtual-Only or Hybrid
Shareholder Meetings)
5.5 Amend Articles Re: Board of Directors; For Did Not Vote Management
Compensation; External Mandates for
Members of the Board of Directors and
Executive Committee
6 Approve Climate Strategy Report For Did Not Vote Management
7.1.a Reelect Axel Lehmann as Director and For Did Not Vote Management
Board Chair
7.1.b Reelect Mirko Bianchi as Director For Did Not Vote Management
7.1.c Reelect Iris Bohnet as Director For Did Not Vote Management
7.1.d Reelect Clare Brady as Director For Did Not Vote Management
7.1.e Reelect Christian Gellerstad as For Did Not Vote Management
Director
7.1.f Reelect Keyu Jin as Director For Did Not Vote Management
7.1.g Reelect Shan Li as Director For Did Not Vote Management
7.1.h Reelect Seraina Macia as Director For Did Not Vote Management
7.1.i Reelect Blythe Masters as Director For Did Not Vote Management
7.1.j Reelect Richard Meddings as Director For Did Not Vote Management
7.1.k Reelect Amanda Norton as Director For Did Not Vote Management
7.1.l Reelect Ana Pessoa as Director For Did Not Vote Management
7.2.1 Reappoint Iris Bohnet as Member of the For Did Not Vote Management
Compensation Committee
7.2.2 Reappoint Christian Gellerstad as For Did Not Vote Management
Member of the Compensation Committee
7.2.3 Reappoint Shan Li as Member of the For Did Not Vote Management
Compensation Committee
7.2.4 Reappoint Amanda Norton as Member of For Did Not Vote Management
the Compensation Committee
8.1 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of CHF 13 Million
8.2.1 Approve Fixed Remuneration of For Did Not Vote Management
Executive Committee in the Amount of
CHF 34 Million
8.2.2 Approve Share-Based Transformation For Did Not Vote Management
Awards for Members of the Executive
Committee in the Amount of CHF 30.1
Million
9.1 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
9.2 Designate Keller AG as Independent For Did Not Vote Management
Proxy
10.1 Additional Voting Instructions - None Did Not Vote Management
Shareholder Proposals (Voting)
10.2 Additional Voting Instructions - Board For Did Not Vote Management
of Directors Proposals (Voting)
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INTELSAT SA
Ticker: Security ID: L5217E120
Meeting Date: JUN 21, 2023 Meeting Type: Annual
Record Date: MAY 15, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board and Auditors' Report None None Management
2 Approve Statutory Standalone Financial For For Management
Statements
3 Approve Consolidated Financial For For Management
Statements
4 Approve Discharge of Directors For For Management
5 Approve Allocation of Income For For Management
6 Approve Appointment and Co-optation of For For Management
David Wajsgras as Director
7 Approve Appointment and Co-optation of For For Management
David Mack as Director
8a Reelect Directors (Bundled) For For Management
9 Approve Remuneration of Directors for For For Management
the year 2022
10 Approve Remuneration of Directors for For For Management
the year 2023
11 Ratify KPMG Audit as Statutory Auditor For For Management
12 Authorize Company and/or any Wholly For For Management
Owned Subsidiary to Purchase, Acquire,
Receive or Hold Shares of Any Class
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KKR REAL ESTATE FINANCE TRUST INC.
Ticker: KREF Security ID: 48251K100
Meeting Date: APR 21, 2023 Meeting Type: Annual
Record Date: MAR 01, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrance R. Ahern For Withhold Management
1.2 Elect Director Irene M. Esteves For Withhold Management
1.3 Elect Director Jonathan A. Langer For Withhold Management
1.4 Elect Director Christen E.J. Lee For For Management
1.5 Elect Director Paula Madoff For For Management
1.6 Elect Director Deborah H. McAneny For For Management
1.7 Elect Director Ralph F. Rosenberg For For Management
1.8 Elect Director Matthew A. Salem For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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NATIONWIDE BUILDING SOCIETY
Ticker: NBS Security ID: G6S178103
Meeting Date: JUL 14, 2022 Meeting Type: Annual
Record Date: JUL 12, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Remuneration Report For Did Not Vote Management
3 Approve Remuneration Policy For Did Not Vote Management
4 Reappoint Ernst & Young LLP as Auditors For Did Not Vote Management
5 Authorise the Society to Apply a For Did Not Vote Management
Maximum Ratio of the Variable to Fixed
Components of Total Remuneration for
Material Risk Takers of 2:1
6 Elect Debbie Crosbie as Director For Did Not Vote Management
7 Elect Alan Keir as Director For Did Not Vote Management
8 Elect Gillian Riley as Director For Did Not Vote Management
9 Re-elect Mai Fyfield as Director For Did Not Vote Management
10 Re-elect Albert Hitchcock as Director For Did Not Vote Management
11 Re-elect Debbie Klein as Director For Did Not Vote Management
12 Re-elect Kevin Parry as Director For Did Not Vote Management
13 Re-elect Tamara Rajah as Director For Did Not Vote Management
14 Re-elect Chris Rhodes as Director For Did Not Vote Management
15 Re-elect Phil Rivett as Director For Did Not Vote Management
16 Re-elect Gunn Waersted as Director For Did Not Vote Management
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PENNYMAC MORTGAGE INVESTMENT TRUST
Ticker: PMT Security ID: 70931T103
Meeting Date: JUN 08, 2023 Meeting Type: Annual
Record Date: APR 12, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Preston DuFauchard For Against Management
1b Elect Director Nancy McAllister For For Management
1c Elect Director Stacey D. Stewart For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
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PROMOTORA DE INFORMACIONES SA
Ticker: PRS Security ID: E82880753
Meeting Date: JUN 27, 2023 Meeting Type: Annual
Record Date: JUN 22, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Treatment of Net Loss For For Management
3 Approve Non-Financial Information For For Management
Statement
4 Approve Discharge of Board For For Management
5 Appoint Ernst & Young as Auditor For For Management
6.1 Fix Number of Directors at 15 For For Management
6.2 Ratify Appointment of and Elect Pilar For For Management
Gil Miguel as Director
6.3 Reelect Joseph Oughourlian as Director For For Management
6.4 Reelect Manuel Polanco Moreno as For For Management
Director
6.5 Reelect Beatrice de Clermont-Tonnerre For For Management
as Director
6.6 Elect Miguel Barroso Ayats as Director For For Management
6.7 Elect Fernando Carrillo Florez as For For Management
Director
6.8 Elect Isabel Sanchez Garcia as Director For For Management
7.1 Approve Medium-Term Incentive Plan for For For Management
Executive Director of Grupo PRISA
7.2 Approve Remuneration Policy For Against Management
7.3 Advisory Vote on Remuneration Report For For Management
8 Authorize Increase in Capital up to 50 For Against Management
Percent via Issuance of Equity or
Equity-Linked Securities, Excluding
Preemptive Rights of up to 20 Percent
9 Authorize Issuance of Convertible For Against Management
Bonds, Debentures, Warrants, and Other
Debt Securities up to EUR 1 Billion
with Exclusion of Preemptive Rights up
to 20 Percent of Capital
10 Authorize Share Repurchase Program For Against Management
11 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
12 Receive Amendments to Board of None None Management
Directors Regulations
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STICHTING AK RABOBANK CERTIFICATEN
Ticker: RABO Security ID: N22634XZ2
Meeting Date: MAY 16, 2023 Meeting Type: Bondholder
Record Date: MAY 09, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Announcements and Minutes of For Did Not Vote Management
the May 24, 2022 Meeting
3 Approve Report on Rabobank For Did Not Vote Management
Certificates and Activities of the
STAK in 2022
4 Receive Explanation on Rabobank's Risk For Did Not Vote Management
and Compensation Policy and Annual
Figures 2022
5 Close Meeting None None Management
========== END NPX REPORT
Signatures
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
PIMCO Dynamic Income Opportunities Fund
By: /s/ Eric D. Johnson
Eric D. Johnson,
President (Principal Executive Officer)
Date: August 29, 2023