UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) January 25, 2008
Gilman + Ciocia, Inc.
(Exact name of registrant as specified in its charter)
Delaware 000-22996 11-2587324
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
11 Raymond Avenue, Poughkeepsie, New York 12603
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (845) 486-0900
---------------------------------------------------------------------------
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
|_| Written communications pursuant to Rule 425 under the Securities Act (17
CFR 230.425)
|_| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Item 5.02. Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
At the January 25, 2008 annual meeting of stockholders ("Annual Meeting"), the
stockholders of Gilman + Ciocia, Inc. (the "Company") elected Edward Cohen and
Frederick Wasserman as Class A directors. As Class A directors, Mr. Cohen and
Mr. Wasserman will serve until the Annual Meeting of Stockholders with respect
to the fiscal year ending June 30, 2010, and in each case until a successor is
elected and qualified or until his earlier death, resignation or removal.
Item 8.01. Other Information.
On January 25, 2008, the stockholders of the Company voted at the Annual Meeting
in favor of the proposal contained in the Proxy Statement to amend the Company's
Certificate of Incorporation to change the name of the Company from Gilman +
Ciocia, Inc. to Gilman Ciocia, Inc. The Amendment was effected on January 28,
2008 by the filing of the Amendment with the Secretary of State of the State of
Delaware.
Also at the Annual Meeting, the stockholders ratified the appointment of Sherb &
Co., LLP as the Company's independent auditors for the fiscal year ending June
30, 2008.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Gilman + Ciocia, Inc.
----------------------------------------
(Registrant)
Date: February 1, 2008
------------------------ /s/ Ted H. Finkelstein
----------------------------------------
Name: Ted H. Finkelstein
Title: Vice President and General Counsel
2