As filed with the Securities and Exchange Commission on March 12, 2008
Registration No. 333-
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM F-6
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY
AMERICAN DEPOSITARY RECEIPTS
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SUMCO CORP.
(Exact name of issuer of deposited securities as specified in its charter)
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[N/A]
(Translation of issuer's name in English)
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Japan
(Jurisdiction of incorporation or organization of issuer)
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CITIBANK, N.A.
(Exact name of depositary as specified in its charter)
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399 Park Avenue
New York, New York 10043
(212) 816-6690
(Address, including zip code, and telephone number, including area code, of
depositary's principal executive offices)
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CITIBANK, N.A. - DEPOSITARY RECEIPTS DEPARTMENT
388 Greenwich Street
New York, New York 10013
(212) 816-6690
(Name, address, including zip code, and telephone number, including area
code of agent for service)
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Copies to:
Herman H. Raspe, Esq.
Patterson Belknap Webb & Tyler LLP
1133 Avenue of the Americas
New York, New York 10036
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It is proposed that this filing become effective under Rule 466:
|X| immediately upon filing.
|_| on (Date) at (Time).
If a separate registration statement has been filed to register the deposited
shares, check the following box: |_|
CALCULATION OF REGISTRATION FEE
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Title of Each Class of Amount to be Proposed Maximum Proposed Maximum Aggregate Amount of
Securities to be Registered Registered Offering Price Per Unit* Offering Price** Registration Fee
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American Depositary Shares each
representing two (2) shares of
common stock of Sumco Corp. 50,000,000 $5.00 2,500,000 $98.25
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* Each unit represents 100 American Depositary Shares.
** Estimated solely for the purpose of calculating the registration fee.
Pursuant to Rule 457(k), such estimate is computed on the basis of the
maximum aggregate fees or charges to be imposed in connection with the
issuance of American Depositary Shares.
PART I
INFORMATION REQUIRED IN PROSPECTUS
Cross Reference Sheet
Item 1. DESCRIPTION OF SECURITIES TO BE REGISTERED
Location in Form of American
Depositary Receipt ("Receipt")
Item Number and Caption Filed Herewith as Prospectus
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1. Name of Depositary and address of its principal executive office Face of Receipt - Introductory Article
2. Title of Receipts and identity of deposited securities Face of Receipt - Top center.
Terms of Deposit:
(i) The amount of deposited securities represented by one Face of Receipt - Upper right corner.
American Depositary Share ("ADS")
(ii) The procedure for voting, if any, the deposited Reverse of Receipt - Paragraphs 12, 14 and 17
securities
(iii) The procedure for collecting and distributing dividends Face of Receipt - Paragraphs 4 and 8;
Reverse of Receipt - Paragraphs 13, 14 and 17
(iv) The procedure for transmitting notices, reports and Reverse of Receipt - Paragraphs 11 and 12
proxy soliciting material
(v) The sale or exercise of rights Reverse of Receipt - Paragraphs 13 and 14
(vi) The deposit or sale of securities resulting from Face of Receipt - Paragraphs 4 and 8;
dividends, splits or plans of reorganization Reverse of Receipt - Paragraphs 13, 14, 16 and 17
(vii) Amendment, extension or termination of the deposit Reverse of Receipt - Paragraphs 18 and 19 (no
arrangements provision for extension)
(viii) The rights that holders of Receipts have to inspect the Face of Receipt - Paragraph 3
transfer books of the Depositary and the list of
Receipt holders
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Location in Form of American
Depositary Receipt ("Receipt")
Item Number and Caption Filed Herewith as Prospectus
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(ix) Any restrictions on the right to transfer or withdraw Face of Receipt - Paragraphs 2, 4, 5, and 6
the underlying securities
(x) Any limitation on the Depositary's liability Face of Receipt - Paragraphs 1 and 8; Reverse of
Receipt - Paragraphs 12, 15 and 17
3. Fees and charges that a holder of Receipts may have to pay, either Reverse of Receipt - Paragraph 20
directly or indirectly
Item 2. AVAILABLE INFORMATION Reverse of Receipt - Paragraph 11
As set forth in Paragraph 11 of the Form of Receipt constituting the
prospectus included herein, Sumco Corp. (the "Company") furnishes the United
States Securities and Exchange Commission (the "Commission") with paper copies
of the information contemplated in Rule 12g3-2(b)(1)(iii) under the United
States Securities Exchange Act of 1934, as amended (the "Exchange Act"). This
information cannot be retrieved from the Commission's internet website, but can
be inspected and copied at the public reference facilities maintained by the
Commission located at 100 F Street, N.E., Washington, D.C. 20549. The Company
may in the future publish the information contemplated in Rule 12g3-2(b)(1)(iii)
under the Exchange Act on its internet website or through an electronic
information delivery system generally available to the public in the Company's
primary trading market. The information so published by the Company may not be
in English, except that, in order to maintain its exemption from the Exchange
Act reporting requirements pursuant to Rule 12g3-2(b), the Company would be
required to translate such information into English to the extent contemplated
in the instructions to Rule 12g3-2(e)). The information so published by the
Company cannot be retrieved from the Commission's internet website and cannot be
inspected or copied at the public reference facilities maintained by the
Commission at 100 F Street, N.E., Washington, D.C. 20549. In the event the
Company decides to publish the information on its internet website or through an
electronic information delivery system generally available to the public in the
Company's primary trading market in lieu of furnishing paper copies of certain
reports or documents to the Commission, the Company will be required to furnish
the name of such internet website or electronic information delivery system to
the Commission in writing.
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PROSPECTUS
IN ACCORDANCE WITH GENERAL INSTRUCTIONS III. B OF FORM F-6, THIS PAGE AND
THE FORM OF AMERICAN DEPOSITARY RECEIPT ATTACHED HERETO AS EXHIBIT (A)
CONSTITUTE THE PROSPECTUS RELATING TO THE AMERICAN DEPOSITARY SHARES TO BE
ISSUED PURSUANT TO THIS F-6 REGISTRATION STATEMENT.
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INFORMATION NOT REQUIRED IN PROSPECTUS
Item 3. EXHIBITS
(a) The agreement between Citibank, N.A., as depositary (the
"Depositary"), and all holders and beneficial owners from time to time of
American Depositary Shares registered hereunder is contained in the form of the
Receipt constituting the Prospectus filed as an exhibit to this Registration
Statement. - Filed herewith.
(b) Any other agreement to which the Depositary is a party relating
to the issuance of the American Depositary Shares registered hereunder or the
custody of the deposited securities. -- None.
(c) Every material contract relating to the deposited securities
between the Depositary and the issuer of the deposited securities in effect at
any time within the last three years. -- None.
(d) Opinion of Patterson Belknap Webb & Tyler LLP, counsel for the
Depositary, as to the legality of the securities to be registered. - Filed
herewith.
(e) Certification under Rule 466. - Filed herewith.
Item 4. UNDERTAKINGS
(a) The Depositary hereby undertakes to make available at the
principal office of the Depositary in the United States, for inspection by
holders of the Receipts, any reports and communications received from the issuer
of the deposited securities which are both (1) received by the Depositary as the
holder of the deposited securities, and (2) made generally available to the
holders of the underlying securities by the issuer.
(b) The Depositary undertakes to prepare a separate document stating
the amount of any fee charged and describing the service for which it is charged
and to deliver promptly a copy of such fee schedule without charge to anyone
upon request. The Depositary undertakes to notify each registered holder of a
Receipt thirty days before any change in the fee schedule.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant
certifies that it has reasonable grounds to believe that all the requirements
for filing on Form F-6 are met and has duly caused this registration statement
to be signed on its behalf by the undersigned, thereunto duly authorized, in the
City of New York, State of New York, on the 12th day of March, 2008.
Legal entity created by the agreement
set forth in the American Depositary
Receipts evidencing American
Depositary Shares representing shares
of Common Stock of Sumco Corp.
CITIBANK, N.A., as Depositary
By: /s/ Paul F. Martin
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Name: Paul F. Martin
Title: Vice President
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Index of Exhibits
Sequentially
Exhibit Document Numbered Page
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(a) Form of ADR
(d) Opinion of Counsel to the Depositary
(e) Rule 466 Undertaking
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