UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-07760
Keeley Small Cap Value Fund, Inc.
(Exact name of registrant as specified in charter)
401 S. LaSalle Street Suite 1201
Chicago IL 60605
(Address of principal executive offices) (Zip code)
John L. Keeley, Jr.
Keeley Asset Management Corp.
401 South LaSalle Street Suite 1201
Chicago, IL 60605
Copy to:
Stephen E. Goodman
Meltzer Purtill & Stelle LLC
1515 E. Woodfield Road
Schaumburg, IL 60173
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(Name and address of agent for service)
Registrant's telephone number, including area code: 312-786-5050
Date of fiscal year end: 0930
Date of reporting period: 07/01/2003 - 06/30/2004
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP")
number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or
abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 1 of 132
KeeleyFund Agenda Number: 932134149
AMETEK, INC.
Security: 031100100 Meeting Type: Annual
Ticker: AME Meeting Date: 18-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
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01 DIRECTOR
1 LEWIS G. COLE Mgmt For For
2 CHARLES D. KLEIN Mgmt For For
02 PROPOSAL TO AUTHORIZE AND APPROVE Mgmt For For
AN AMENDMENT TO THE CERTIFICATE OF
INCORPORATION INCREASING AUTHORIZED
SHARES OF COMMON STOCK FROM 100,000,000
TO 200,000,000.
03 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE YEAR 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 2 of 132
KeeleyFund Agenda Number: 932132296
AZTAR CORPORATION
Security: 054802103 Meeting Type: Annual
Ticker: AZR Meeting Date: 13-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
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01 DIRECTOR
1 FRANK J. BRADY Mgmt For For
2 GORDON M. BURNS Mgmt For For
02 THE ADOPTION OF THE 2004 EMPLOYEE Mgmt For For
STOCK OPTION AND INCENTIVE PLAN.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 3 of 132
KeeleyFund Agenda Number: 932125479
BANKATLANTIC BANCORP, INC.
Security: 065908501 Meeting Type: Annual
Ticker: BBX Meeting Date: 11-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
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01 DIRECTOR
1 STEVEN M. COLDREN Mgmt For For
2 MARY E. GINESTRA Mgmt For For
3 WILLIS N. HOLCOMBE Mgmt For For
4 JARETT S. LEVAN Mgmt For For
02 APPROVAL OF THE COMPANY S 2004 Mgmt For For
RESTRICTED STOCK INCENTIVE PLAN.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 4 of 132
KeeleyFund Agenda Number: 932130420
BERKSHIRE HILLS BANCORP, INC.
Security: 084680107 Meeting Type: Annual
Ticker: BHL Meeting Date: 06-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
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01 DIRECTOR
1 EDWARD G. MCCORMICK Mgmt For For
2 ANN H. TRABULSI Mgmt For For
3 ROBERT A. WELLS Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF WOLF & COMPANY, P.C. AS INDEPENDENT
AUDITORS OF BERKSHIRE HILLS BANCORP,
INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 5 of 132
KeeleyFund Agenda Number: 932147805
BKF CAPITAL GROUP, INC.
Security: 05548G102 Meeting Type: Annual
Ticker: BKF Meeting Date: 13-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
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01 DIRECTOR
1 ANSON M. BEARD, JR. Mgmt For For
2 PETER J. SOLOMON Mgmt For For
3 DEAN J. TAKAHASHI Mgmt For For
02 TO RATIFY THE SELECTION OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY.
03 TO APPROVE A STOCKHOLDER PROPOSAL Shr For Against
RELATING TO THE COMPANY S
STOCKHOLDER RIGHTS PLAN.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 6 of 132
KeeleyFund Agenda Number: 932122548
BRINK'S COMPANY
Security: 109696104 Meeting Type: Annual
Ticker: BCO Meeting Date: 07-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 JAMES R. BARKER Mgmt For For
2 JAMES L. BROADHEAD Mgmt For For
3 GERALD GRINSTEIN Mgmt For For
4 RONALD L. TURNER Mgmt For For
02 APPROVAL OF KPMG LLP AS INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS.
03 APPROVAL OF AMENDMENT AND Mgmt For For
RESTATEMENT OF THE BRINK S COMPANY S
1994 EMPLOYEE STOCK PURCHASE PLAN.
04 APPROVAL OF AMENDMENT OF THE BRINK Mgmt For For
S COMPANY S DIRECTORS STOCK
ACCUMULATION PLAN.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 7 of 132
KeeleyFund Agenda Number: 932031622
BROOKLINE BANCORP, INC.
Security: 11373M107 Meeting Type: Special
Ticker: BRKL Meeting Date: 27-Aug-03
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
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01 THE APPROVAL OF THE BROOKLINE Mgmt For For
BANCORP, INC. 2003 STOCK OPTION PLAN.
02 THE APPROVAL OF THE BROOKLINE Mgmt For For
BANCORP, INC. 2003 RECOGNITION AND
RETENTION PLAN.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 8 of 132
KeeleyFund Agenda Number: 932107130
BROOKLINE BANCORP, INC.
Security: 11373M107 Meeting Type: Annual
Ticker: BRKL Meeting Date: 15-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
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01 DIRECTOR
1 DAVID C. CHAPIN Mgmt For For
2 JOHN L. HALL, II Mgmt For For
3 HOLLIS W. PLIMPTON, JR. Mgmt For For
4 ROSAMOND B. VAULE Mgmt For For
5 FRANKLIN WYMAN, JR. Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF KPMG LLP AS AUDITORS FOR THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 9 of 132
KeeleyFund Agenda Number: 932132361
CAESARS ENTERTAINMENT, INC.
Security: 127687101 Meeting Type: Annual
Ticker: CZR Meeting Date: 26-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
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01 DIRECTOR
1 A. STEVEN CROWN Mgmt For For
2 GILBERT L. SHELTON Mgmt For For
02 TO APPROVE THE CAESARS Mgmt For For
ENTERTAINMENT, INC. 2004 LONG TERM
INCENTIVE PLAN
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 10 of 132
KeeleyFund Agenda Number: 932038296
CATELLUS DEVELOPMENT CORPORATION
Security: 149111106 Meeting Type: Annual
Ticker: CDX Meeting Date: 26-Sep-03
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
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01 APPROVE AND ADOPT THE AGREEMENT Mgmt For For
AND PLAN OF MERGER DATED JULY 31, 2003
AMONG CATELLUS DEVELOPMENT
CORPORATION, CATELLUS SUBCO, INC. AND
CATELLUS OPERATING LIMITED
PARTNERSHIP PURSUANT TO WHICH THE
REIT CONVERSION WILL BE EFFECTED
02 DIRECTOR
1 JOSEPH F. ALIBRANDI Mgmt For For
2 STEPHEN F. BOLLENBACH Mgmt For For
3 DARYL J. CARTER Mgmt For For
4 RICHARD D. FARMAN Mgmt For For
5 CHRISTINE GARVEY Mgmt For For
6 WILLIAM M. KAHANE Mgmt For For
7 LESLIE D. MICHELSON Mgmt For For
8 DEANNA W. OPPENHEIMER Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 11 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
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9 NELSON C. RISING Mgmt For For
10 THOMAS M. STEINBERG Mgmt For For
11 CORA M. TELLEZ Mgmt For For
03 APPROVE THE AMENDMENT TO THE 2000 Mgmt For For
PERFORMANCE AWARD PLAN
04 APPROVE AND ADOPT THE 2003 Mgmt For For
PERFORMANCE AWARD PLAN
05 STOCKHOLDER PROPOSAL RELATING TO Shr For Against
STOCKHOLDER RIGHTS PLAN
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 12 of 132
KeeleyFund Agenda Number: 932125950
CATELLUS DEVELOPMENT CORPORATION
Security: 149113102 Meeting Type: Annual
Ticker: CDX Meeting Date: 04-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 STEPHEN F. BOLLENBACH Mgmt For For
2 DARYL J. CARTER Mgmt For For
3 RICHARD D. FARMAN Mgmt For For
4 CHRISTINE GARVEY Mgmt For For
5 WILLIAM M. KAHANE Mgmt For For
6 LESLIE D. MICHELSON Mgmt For For
7 DEANNA W. OPPENHEIMER Mgmt For For
8 NELSON C. RISING Mgmt For For
9 THOMAS M. STEINBERG Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 13 of 132
KeeleyFund Agenda Number: 932159014
CENTERPOINT ENERGY, INC.
Security: 15189T107 Meeting Type: Annual
Ticker: CNP Meeting Date: 03-Jun-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
12 DIRECTOR
1 ROBERT T. O'CONNELL* Mgmt For For
2 MILTON CARROLL** Mgmt For For
3 JOHN T. CATER** Mgmt For For
4 MICHAEL E. SHANNON** Mgmt For For
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR 2004.
04 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
PERFORMANCE AND TIME-BASED
RESTRICTED SHARE PROGRAMS.
05 SHAREHOLDER PROPOSAL RELATING TO Shr For Against
ELECTING ALL DIRECTORS ANNUALLY AND
ELIMINATION OF DIRECTOR CLASSES WITH
STAGGERED TERMS.
06 WITHHOLD GRANTING OF DISCRETIONARY Mgmt Against For
AUTHORITY TO VOTE ON ALL OTHER MATTERS
THAT MAY PROPERLY COME BEFORE THE
ANNUAL MEETING.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 14 of 132
KeeleyFund Agenda Number: 932159569
CHESAPEAKE ENERGY CORPORATION
Security: 165167107 Meeting Type: Annual
Ticker: CHK Meeting Date: 04-Jun-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
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01 DIRECTOR
1 FRANK A. KEATING Mgmt For For
2 TOM L. WARD Mgmt For For
3 FREDERICK B. WHITTEMORE Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF PREFERRED STOCK.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 15 of 132
KeeleyFund Agenda Number: 932059036
CHESTERFIELD FINANCIAL CORP.
Security: 166435107 Meeting Type: Annual
Ticker: CFSL Meeting Date: 18-Nov-03
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
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01 DIRECTOR
1 MICHAEL E. DEHAAN Mgmt For For
2 DAVID M. STEADMAN Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF CROWE CHIZEK AND COMPANY LLC AS
AUDITORS FOR THE FISCAL YEAR ENDING
JUNE 30, 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 16 of 132
KeeleyFund Agenda Number: 932143895
CHICAGO BRIDGE & IRON COMPANY N.V.
Security: 167250109 Meeting Type: Annual
Ticker: CBI Meeting Date: 13-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
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1A FIRST POSITION: BALLENGEE Mgmt For For
1B FIRST POSITION: BORDAGES Mgmt No Action For
1C SECOND POSITION: SIMPSON Mgmt For For
1D SECOND POSITION: LEVENTRY Mgmt No Action For
2 TO AUTHORIZE THE PREPARATION OF THE Mgmt For For
ANNUAL ACCOUNTS AND ANNUAL REPORT
IN THE ENGLISH LANGUAGE AND ADOPT
DUTCH STATUTORY ANNUAL ACCOUNTS
3 TO DISCHARGE MANAGEMENT BOARD AND Mgmt For For
SUPERVISORY BOARD FROM LIABILITY IN
EXERCISE OF THEIR DUTIES
4 TO RESOLVE THE FINAL DIVIDEND Mgmt For For
5 TO REPURCHASE UP TO 30% OF THE Mgmt For For
ISSUED SHARE CAPITAL
6 TO CANCEL SHARES TO BE ACQUIRED BY Mgmt For For
THE COMPANY IN ITS OWN SHARE CAPITAL
7 TO APPROVE THE EXTENSION OF THE Mgmt Against Against
AUTHORITY TO ISSUE AND/OR GRANT
RIGHTS ON SHARES AND TO LIMIT OR
EXCLUDE PREEMPTIVE RIGHTS
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 17 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
8 TO INCREASE THE AMOUNT OF THE Mgmt For For
AUTHORIZED SHARE CAPITAL
9 TO APPOINT DELOITTE & TOUCHE AS THE Mgmt For For
COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 18 of 132
KeeleyFund Agenda Number: 932145445
CHIQUITA BRANDS INTERNATIONAL, INC.
Security: 170032809 Meeting Type: Annual
Ticker: CQB Meeting Date: 25-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 FERNANDO AGUIRRE Mgmt For For
2 MORTEN ARNTZEN Mgmt For For
3 JEFFREY D. BENJAMIN Mgmt For For
4 ROBERT W. FISHER Mgmt For For
5 RODERICK M. HILLS Mgmt For For
6 DURK I. JAGER Mgmt For For
7 JAIME SERRA Mgmt For For
8 STEVEN P. STANBROOK Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 19 of 132
KeeleyFund Agenda Number: 932122714
CHOICE HOTELS INTERNATIONAL, INC.
Security: 169905106 Meeting Type: Annual
Ticker: CHH Meeting Date: 04-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 JERRY E. ROBERTSON Mgmt For For
2 RAYMOND SCHULTZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 20 of 132
KeeleyFund Agenda Number: 932119337
CIMAREX ENERGY CO.
Security: 171798101 Meeting Type: Annual
Ticker: XEC Meeting Date: 19-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 CORTLANDT S. DIETLER Mgmt For For
2 HANS HELMERICH Mgmt For For
3 L.F. ROONEY, III Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 21 of 132
KeeleyFund Agenda Number: 932117636
CIRCOR INTERNATIONAL, INC.
Security: 17273K109 Meeting Type: Annual
Ticker: CIR Meeting Date: 22-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 JEROME D. BRADY Mgmt For For
2 DEWAIN K. CROSS Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 22 of 132
KeeleyFund Agenda Number: 932131814
CIT GROUP INC.
Security: 125581108 Meeting Type: Annual
Ticker: CIT Meeting Date: 12-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 ALBERT R. GAMPER, JR. Mgmt For For
2 GARY C. BUTLER Mgmt For For
3 WILLIAM A. FARLINGER Mgmt For For
4 WILLIAM M. FREEMAN Mgmt For For
5 HON. THOMAS H. KEAN Mgmt For For
6 EDWARD J. KELLY, III Mgmt For For
7 MARIANNE MILLER PARRS Mgmt For For
8 JEFFREY M. PEEK Mgmt For For
9 JOHN R. RYAN Mgmt For For
10 PETER J. TOBIN Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 23 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
11 LOIS M. VAN DEUSEN Mgmt For For
02 RATIFICATION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS.
03 TO TRANSACT SUCH OTHER BUSINESS Mgmt For For
THAT MAY COME BEFORE THE MEETING.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 24 of 132
KeeleyFund Agenda Number: 932134214
CMS ENERGY CORPORATION
Security: 125896100 Meeting Type: Annual
Ticker: CMS Meeting Date: 28-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 MERRIBEL S. AYRES Mgmt For For
2 EARL D. HOLTON Mgmt For For
3 DAVID W. JOOS Mgmt For For
4 MICHAEL T. MONAHAN Mgmt For For
5 JOSEPH F. PAQUETTE, JR. Mgmt For For
6 WILLIAM U. PARFET Mgmt For For
7 PERCY A. PIERRE Mgmt For For
8 S. KINNIE SMITH, JR. Mgmt For For
9 KENNETH L. WAY Mgmt For For
10 KENNETH WHIPPLE Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 25 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
11 JOHN B. YASINSKY Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
03 PROPOSAL TO AMEND PERFORMANCE Mgmt For For
INCENTIVE STOCK PLAN.
04 PROPOSAL TO APPROVE DEDUCTIBILITY OF Mgmt For For
INCENTIVE AWARDS.
05 PROPOSAL TO AMEND ARTICLES OF Mgmt For For
INCORPORATION.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 26 of 132
KeeleyFund Agenda Number: 932076448
COMMERCIAL METALS COMPANY
Security: 201723103 Meeting Type: Annual
Ticker: CMC Meeting Date: 22-Jan-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 MOSES FELDMAN Mgmt For For
2 RALPH E. LOEWENBERG Mgmt For For
3 STANLEY A. RABIN Mgmt For For
4 HAROLD L. ADAMS Mgmt For For
5 J. DAVID SMITH Mgmt For For
02 AMENDMENT TO RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF THE
COMPANY S COMMON STOCK FROM
40,000,000 TO 100,000,000.
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
AUGUST 31, 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 27 of 132
KeeleyFund Agenda Number: 932143756
COMSTOCK RESOURCES, INC.
Security: 205768203 Meeting Type: Annual
Ticker: CRK Meeting Date: 10-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 CECIL E. MARTIN, JR. Mgmt For For
2 NANCY E. UNDERWOOD Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP INDEPENDENT
ACCOUNTANTS FOR 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 28 of 132
KeeleyFund Agenda Number: 932102534
CRANE CO.
Security: 224399105 Meeting Type: Annual
Ticker: CR Meeting Date: 26-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 K.E. DYKSTRA Mgmt For For
2 R.S. FORTE Mgmt For For
3 W.E. LIPNER Mgmt For For
4 J.L.L. TULLIS Mgmt For For
02 APPROVAL OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE
COMPANY FOR 2004.
03 APPROVAL OF THE 2004 STOCK INCENTIVE Mgmt For For
PLAN.
04 APPROVAL OF THE CORPORATE EVA Mgmt For For
INCENTIVE COMPENSATION PLAN.
05 SHAREHOLDER PROPOSAL REGARDING Shr Against For
MACBRIDE PRINCIPLES.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 29 of 132
KeeleyFund Agenda Number: 932031797
DEL MONTE FOODS COMPANY
Security: 24522P103 Meeting Type: Annual
Ticker: DLM Meeting Date: 12-Sep-03
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 SAMUEL H. ARMACOST Mgmt For For
2 TERENCE D. MARTIN Mgmt For For
3 RICHARD G. WOLFORD Mgmt For For
02 TO APPROVE DEL MONTE FOODS COMPANY Mgmt For For
S ANNUAL INCENTIVE PLAN, AS AMENDED,
TO COMPLY WITH SECTION 162(M) OF
THE INTERNAL REVENUE CODE.
03 TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS DEL MONTE FOODS COMPANY S
INDEPENDENT AUDITORS FOR ITS FISCAL
YEAR ENDING MAY 2, 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 30 of 132
KeeleyFund Agenda Number: 932117624
DELTIC TIMBER CORPORATION
Security: 247850100 Meeting Type: Annual
Ticker: DEL Meeting Date: 22-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 JOHN C. SHEALY Mgmt For For
2 R. HUNTER PIERSON, JR. Mgmt For For
3 J. THURSTON ROACH Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
AUDITORS.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 31 of 132
KeeleyFund Agenda Number: 932129124
DUQUESNE LIGHT HOLDINGS, INC.
Security: 266233105 Meeting Type: Annual
Ticker: DQE Meeting Date: 27-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 DOREEN E. BOYCE Mgmt For For
2 CHARLES C. COHEN Mgmt For For
3 MORGAN K. O'BRIEN Mgmt For For
02 APPROVAL OF AMENDMENTS TO THE 2002 Mgmt For For
LONG-TERM INCENTIVE PLAN
03 RATIFICATION OF AUDITORS-DELOITTE & Mgmt For For
TOUCHE LLP
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 32 of 132
KeeleyFund Agenda Number: 932131155
ENCORE ACQUISITION COMPANY
Security: 29255W100 Meeting Type: Annual
Ticker: EAC Meeting Date: 29-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 I. JON BRUMLEY Mgmt For For
2 JON S. BRUMLEY Mgmt For For
3 MARTIN BOWEN Mgmt For For
4 TED COLLINS, JR. Mgmt For For
5 TED A. GARDNER Mgmt For For
6 JOHN V. GENOVA Mgmt For For
7 HOWARD H. NEWMAN Mgmt For For
8 JAMES A. WINNE III Mgmt For For
02 AMENDMENT AND RESTATEMENT OF 2000 Mgmt For For
INCENTIVE STOCK PLAN - TO APPROVE
THE AMENDMENT AND RESTATEMENT OF
THE 2000 INCENTIVE STOCK PLAN.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 33 of 132
KeeleyFund Agenda Number: 932118032
ENPRO INDUSTRIES, INC.
Security: 29355X107 Meeting Type: Annual
Ticker: NPO Meeting Date: 06-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 WILLIAM R. HOLLAND Mgmt For For
2 ERNEST F. SCHAUB Mgmt For For
3 J.P. BOLDUC Mgmt For For
4 PETER C. BROWNING Mgmt For For
5 JOE T. FORD Mgmt For For
6 JAMES H. HANCE, JR. Mgmt For For
7 GORDON D. HARNETT Mgmt For For
02 APPROVAL OF COMPANY S SENIOR Mgmt For For
EXECUTIVE ANNUAL PERFORMANCE PLAN
03 APPROVAL OF COMPANY S LONG-TERM Mgmt For For
INCENTIVE PLAN
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 34 of 132
KeeleyFund Agenda Number: 932058820
EVERGREEN RESOURCES, INC.
Security: 299900308 Meeting Type: Special
Ticker: EVG Meeting Date: 20-Nov-03
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 PROPOSAL TO AMEND THE COMPANY S Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 50,000,000 TO
100,000,000 SHARES.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 35 of 132
KeeleyFund Agenda Number: 932138084
EVERGREEN RESOURCES, INC.
Security: 299900308 Meeting Type: Annual
Ticker: EVG Meeting Date: 07-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 DENNIS R. CARLTON Mgmt For For
2 MARK S. SEXTON Mgmt For For
3 ARTHUR L. SMITH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
BDO SEIDMAN, LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 36 of 132
KeeleyFund Agenda Number: 932118359
FEDDERS CORPORATION
Security: 313135501 Meeting Type: Annual
Ticker: FJC Meeting Date: 27-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 SAL GIORDANO, JR. Mgmt For For
2 WILLIAM J. BRENNAN Mgmt For For
3 DAVID C. CHANG Mgmt For For
4 MICHAEL L. DUCKER Mgmt For For
5 JOSEPH GIORDANO Mgmt For For
6 HOWARD S. MODLIN Mgmt For For
7 S.A. MUSCARNERA Mgmt For For
8 ANTHONY E. PULEO Mgmt For For
02 APPROVAL OF INCENTIVE COMPENSATION Mgmt For For
PLAN FOR EXECUTIVE OFFICERS.
03 APPROVAL OF A GRANT OF A Mgmt For For
PERFORMANCE BASED AWARD TO THE
CHIEF EXECUTIVE OFFICER.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 37 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE, LLP AS THE COMPANY
S INDEPENDENT AUDITORS.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 38 of 132
KeeleyFund Agenda Number: 932103295
FEDERAL SIGNAL CORPORATION
Security: 313855108 Meeting Type: Annual
Ticker: FSS Meeting Date: 30-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 ROBERT M. GERRITY Mgmt For For
2 ROBERT S. HAMADA Mgmt For For
3 WALDEN W. O'DELL Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS FEDERAL SIGNAL
CORPORATION S INDEPENDENT PUBLIC
ACCOUNTANTS FOR 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 39 of 132
KeeleyFund Agenda Number: 932041560
FIDELITY NATIONAL FINANCIAL, INC.
Security: 316326107 Meeting Type: Annual
Ticker: FNF Meeting Date: 29-Sep-03
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 DANIEL D. (RON) LANE Mgmt For For
2 J. THOMAS TALBOT Mgmt For For
3 JOHN F. FARRELL, JR. Mgmt For For
4 PHILIP G. HEASLEY Mgmt For For
5 TERRY N. CHRISTENSEN Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 150,000,000 TO
250,000,000.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 40 of 132
KeeleyFund Agenda Number: 932158911
FLORIDA PUBLIC UTILITIES COMPANY
Security: 341135101 Meeting Type: Annual
Ticker: FPU Meeting Date: 25-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 RICHARD C. HITCHINS Mgmt For For
2 RUDY E. SCHUPP Mgmt For For
02 TO RATIFY THE APPOINTMENT OD BDO Mgmt For For
SEIDMAN, LLP AS AUDITORS FOR THE
COMPANY.
03 TO CONSIDER AND VOTE UPON A Mgmt For For
PROPOSAL TO APPROVE AND ADOPT AN
AMENDMENT TO THE COMPANY S
CERTIFICATE OF REINCORPORATION,
TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK
FROM 6,000,000 TO 10,000,000 SHARES.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 41 of 132
KeeleyFund Agenda Number: 932162439
FLOWERS FOODS, INC.
Security: 343498101 Meeting Type: Annual
Ticker: FLO Meeting Date: 04-Jun-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 FRANKLIN L. BURKE Mgmt For For
2 GEORGE E. DEESE Mgmt For For
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT PUBLIC ACCOUNTANTS FOR
FLOWERS FOODS INC. FOR THE 2004
FISCAL YEAR.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 42 of 132
KeeleyFund Agenda Number: 932176337
FLOWSERVE CORPORATION
Security: 34354P105 Meeting Type: Annual
Ticker: FLS Meeting Date: 22-Jun-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 CHRISTOPHER A. BARTLETT Mgmt For For
2 HUGH K. COBLE Mgmt For For
3 GEORGE T. HAYMAKER, JR. Mgmt For For
4 WILLIAM C. RUSNACK Mgmt For For
02 APPROVAL AND ADOPTION OF THE Mgmt For For
FLOWSERVE CORPORATION 2004 STOCK
COMPENSATION PLAN.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 43 of 132
KeeleyFund Agenda Number: 932111076
FMC TECHNOLOGIES, INC.
Security: 30249U101 Meeting Type: Annual
Ticker: FTI Meeting Date: 21-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 ASBJORN LARSEN Mgmt For For
2 JOSEPH H. NETHERLAND Mgmt For For
3 JAMES R. THOMPSON Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 44 of 132
KeeleyFund Agenda Number: 932110884
FURNITURE BRANDS INTERNATIONAL, INC.
Security: 360921100 Meeting Type: Annual
Ticker: FBN Meeting Date: 29-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 K.B. BELL Mgmt For For
2 J.T. FOY Mgmt For For
3 W.G. HOLLIMAN Mgmt For For
4 J.R. JORDAN, JR. Mgmt For For
5 D.E. LASATER Mgmt For For
6 L.M. LIBERMAN Mgmt For For
7 R.B. LOYND Mgmt For For
8 B.L. MARTIN Mgmt For For
9 A.B. PATTERSON Mgmt For For
10 A.E. SUTER Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 45 of 132
KeeleyFund Agenda Number: 932121700
GARDNER DENVER, INC.
Security: 365558105 Meeting Type: Annual
Ticker: GDI Meeting Date: 04-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 FRANK J. HANSEN Mgmt For For
2 THOMAS M. MCKENNA Mgmt For For
3 DIANE K. SCHUMACHER Mgmt For For
02 APPROVAL OF AMENDMENT AND Mgmt For For
RESTATEMENT OF LONG-TERM INCENTIVE
PLAN
03 APPROVAL OF AMENDMENT AND Mgmt For For
RESTATEMENT OF EMPLOYEE STOCK
PURCHASE PLAN
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 46 of 132
KeeleyFund Agenda Number: 932157779
GRAY TELEVISION, INC.
Security: 389375106 Meeting Type: Annual
Ticker: GTN Meeting Date: 26-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 J. MACK ROBINSON Mgmt For For
2 ROBERT S. PRATHER, JR. Mgmt For For
3 HILTON H. HOWELL, JR. Mgmt For For
4 WILLIAM E. MAYHER, III Mgmt For For
5 RICHARD L. BOGER Mgmt For For
6 RAY M. DEAVER Mgmt For For
7 T.L. ELDER Mgmt For For
8 HOWELL W. NEWTON Mgmt For For
9 HUGH E. NORTON Mgmt For For
10 HARRIETT J. ROBINSON Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 47 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
02 THE PROPOSAL TO APPROVE THE Mgmt For For
AMENDMENT TO THE GRAY TELEVISION,
INC. 2002 LONG TERM INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER BY 2,000,000
SHARES.
03 THE PROPOSAL TO APPROVE THE Mgmt For For
AMENDMENT TO GRAY S RESTATED ARTICLES
OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK FROM 50,000,000 AUTHORIZED
SHARES TO 100,000,000 AUTHORIZED
SHARES.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 48 of 132
KeeleyFund Agenda Number: 932157779
GRAY TELEVISION, INC.
Security: 389375205 Meeting Type: Annual
Ticker: GTNA Meeting Date: 26-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 J. MACK ROBINSON Mgmt For For
2 ROBERT S. PRATHER, JR. Mgmt For For
3 HILTON H. HOWELL, JR. Mgmt For For
4 WILLIAM E. MAYHER, III Mgmt For For
5 RICHARD L. BOGER Mgmt For For
6 RAY M. DEAVER Mgmt For For
7 T.L. ELDER Mgmt For For
8 HOWELL W. NEWTON Mgmt For For
9 HUGH E. NORTON Mgmt For For
10 HARRIETT J. ROBINSON Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 49 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
02 THE PROPOSAL TO APPROVE THE Mgmt For For
AMENDMENT TO THE GRAY TELEVISION,
INC. 2002 LONG TERM INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER BY 2,000,000
SHARES.
03 THE PROPOSAL TO APPROVE THE Mgmt For For
AMENDMENT TO GRAY S RESTATED
ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM
50,000,000 AUTHORIZED SHARES TO
100,000,000 AUTHORIZED SHARES.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 50 of 132
KeeleyFund Agenda Number: 932082302
GRIFFON CORPORATION
Security: 398433102 Meeting Type: Annual
Ticker: GFF Meeting Date: 05-Feb-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 HENRY A. ALPERT Mgmt For For
2 ABRAHAM M. BUCHMAN Mgmt For For
3 CLARENCE A. HILL Mgmt For For
4 WILLIAM H. WALDORF Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 51 of 132
KeeleyFund Agenda Number: 932139719
HANGER ORTHOPEDIC GROUP, INC.
Security: 41043F208 Meeting Type: Annual
Ticker: HGR Meeting Date: 04-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 EDMOND E. CHARRETTE, MD Mgmt For For
2 THOMAS P. COOPER, MD Mgmt For For
3 ERIC GREEN Mgmt For For
4 THOMAS F. KIRK Mgmt For For
5 C. RAYMOND LARKIN, JR. Mgmt For For
6 CYNTHIA L. FELDMANN Mgmt For For
7 IVAN R. SABEL, CPO Mgmt For For
8 H.E. THRANHARDT, CPO Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 52 of 132
KeeleyFund Agenda Number: 932071715
HARBOR FLORIDA BANCSHARES, INC.
Security: 411901101 Meeting Type: Annual
Ticker: HARB Meeting Date: 23-Jan-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
I DIRECTOR
1 MICHAEL J. BROWN, SR. Mgmt For For
2 RICHARD B. HELLSTROM Mgmt For For
3 LARRY LEE, JR. Mgmt For For
II RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP, CERTIFIED PUBLIC
ACCOUNTANTS, AS HARBOR FLORIDA
BANCSHARES INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING
SEPTEMBER 30, 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 53 of 132
KeeleyFund Agenda Number: 932131369
HARVEST NATURAL RESOURCES, INC.
Security: 41754V103 Meeting Type: Annual
Ticker: HNR Meeting Date: 20-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 STEPHEN D. CHESEBRO' Mgmt For For
2 JOHN U. CLARKE Mgmt For For
3 BYRON A. DUNN Mgmt For For
4 H.H. HARDEE Mgmt For For
5 PETER J. HILL Mgmt For For
6 PATRICK M. MURRAY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS FOR THE
YEAR ENDED DECEMBER 31, 2004.
03 TO APPROVE THE HARVEST NATURAL Mgmt For For
RESOURCES 2004 LONG TERM INCENTIVE
PLAN.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 54 of 132
KeeleyFund Agenda Number: 932028803
HUDSON RIVER BANCORP, INC.
Security: 444128102 Meeting Type: Annual
Ticker: HRBT Meeting Date: 21-Aug-03
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 MARILYN A. HERRINGTON* Mgmt For For
2 RONALD S. TECLER, DMD* Mgmt For For
3 ANTHONY J. MASHUTA** Mgmt For For
4 RICHARD KOSKY* Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 31, 2004
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 55 of 132
KeeleyFund Agenda Number: 932157731
IHOP CORP.
Security: 449623107 Meeting Type: Annual
Ticker: IHP Meeting Date: 25-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 FRANK EDELSTEIN Mgmt For For
2 CAROLINE W. NAHAS Mgmt For For
3 RICHARD J. DAHL Mgmt For For
02 PROPOSAL TO APPROVE AND RATIFY THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
THE INDEPENDENT ACCOUNTANTS OF THE
COMPANY.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 56 of 132
KeeleyFund Agenda Number: 932143819
INTERACTIVE DATA CORPORATION
Security: 45840J107 Meeting Type: Annual
Ticker: IDC Meeting Date: 20-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 STUART J. CLARK Mgmt For For
2 WILLIAM T. ETHRIDGE Mgmt For For
3 JOHN FALLON Mgmt For For
4 WILLIAM B. GAULD Mgmt For For
5 DONALD P. GREENBERG Mgmt For For
6 ALAN J. HIRSCHFIELD Mgmt For For
7 PHILIP J. HOFFMAN Mgmt For For
8 JOHN C. MAKINSON Mgmt For For
9 CARL SPIELVOGEL Mgmt For For
10 ALLAN R. TESSLER Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 57 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
02 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 58 of 132
KeeleyFund Agenda Number: 932145394
JEFFERIES GROUP, INC.
Security: 472319102 Meeting Type: Annual
Ticker: JEF Meeting Date: 24-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 W. PATRICK CAMPBELL Mgmt For For
2 RICHARD G. DOOLEY Mgmt For For
3 RICHARD B. HANDLER Mgmt For For
4 FRANK J. MACCHIAROLA Mgmt For For
5 JOHN C. SHAW, JR. Mgmt For For
02 APPROVAL OF THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF
INCORPORATION.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 59 of 132
KeeleyFund Agenda Number: 932116608
JOURNAL COMMUNICATIONS, INC.
Security: 481130102 Meeting Type: Annual
Ticker: JRN Meeting Date: 29-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 DON H. DAVIS, JR. Mgmt For For
2 DAVID G. MEISSNER Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT Mgmt For For
TO THE ARTICLES OF INCORPORATION TO
ALLOW TRANSFERS OF CLASS B COMMON
STOCK DIRECTLY TO CERTAIN CHARITIES.
03 PROPOSAL TO APPROVE AN AMENDMENT Mgmt For For
TO THE ARTICLES OF INCORPORATION TO
PROVIDE FOR AUTOMATIC CONVERSION OF
CLASS B COMMON STOCK HELD BY OR
TRANSFERRED TO CERTAIN CHARITIES INTO
CLASS A COMMON STOCK.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 60 of 132
KeeleyFund Agenda Number: 932152464
JOURNAL REGISTER COMPANY
Security: 481138105 Meeting Type: Annual
Ticker: JRC Meeting Date: 18-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 BURTON B. STANIAR Mgmt For For
2 JAMES W. HALL Mgmt For For
02 TO APPROVE AN AMENDMENT OF THE 1997
STOCK INCENTIVE PLAN.
03 TO APPROVE THE CONTINUATION OF THE Mgmt For For
EXECUTIVE INCENTIVE COMPENSATION
PLAN.
04 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
FOR THE COMPANY FOR FISCAL YEAR 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 61 of 132
KeeleyFund Agenda Number: 932088049
JOY GLOBAL INC.
Security: 481165108 Meeting Type: Annual
Ticker: JOYG Meeting Date: 24-Feb-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 STEVEN L. GERARD Mgmt For For
2 JOHN NILS HANSON Mgmt For For
3 KEN C. JOHNSEN Mgmt For For
4 JAMES R. KLAUSER Mgmt For For
5 RICHARD B. LOYND Mgmt For For
6 P. ERIC SIEGERT Mgmt For For
7 JAMES H. TATE Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 62 of 132
KeeleyFund Agenda Number: 932112218
KANSAS CITY SOUTHERN
Security: 485170302 Meeting Type: Annual
Ticker: KSU Meeting Date: 06-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 A. EDWARD ALLINSON Mgmt For For
2 JAMES R. JONES Mgmt For For
3 KAREN L. PLETZ Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
SELECTION OF KPMG LLP AS KCS S
INDEPENDENT ACCOUNTANTS FOR 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 63 of 132
KeeleyFund Agenda Number: 932076195
LAIDLAW INTERNATIONAL, INC.
Security: 50730R102 Meeting Type: Annual
Ticker: LALW Meeting Date: 10-Feb-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 JOHN F. CHLEBOWSKI Mgmt For For
2 JAMES H. DICKERSON, JR. Mgmt For For
3 MARIA A. SASTRE Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 64 of 132
Agenda Number: 932148655
LEUCADIA NATIONAL CORPORATION
Security: 527288104 Meeting Type: Annual
Ticker: LUK Meeting Date: 11-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 IAN M. CUMMING Mgmt For For
2 PAUL M. DOUGAN Mgmt For For
3 LAWRENCE D. GLAUBINGER Mgmt For For
4 ALAN J. HIRSCHFIELD Mgmt For For
5 JAMES E. JORDAN Mgmt For For
6 JEFFREY C. KEIL Mgmt For For
7 JESSE CLYDE NICHOLS III Mgmt For For
8 JOSEPH S. STEINBERG Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
COMPANY S CERTIFICATE OF INCORPORATION
EXTENDING THE EXPIRATION DATE OF
CERTAIN RESTRICTIONS ON THE
TRANSFERABILITY OF THE COMPANY S
COMMON SHARES TO DECEMBER 31, 2024.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 65 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
03 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS OF THE
COMPANY FOR 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 66 of 132
KeeleyFund Agenda Number: 932154975
LEVITT CORPORATION
Security: 52742P108 Meeting Type: Annual
Ticker: LEV Meeting Date: 11-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 WILLIAM SCHERER Mgmt For For
2 S. LAWRENCE KAHN, III Mgmt For For
3 JOEL LEVY Mgmt For For
02 APPROVAL OF THE COMPANY S 2003 Mgmt For For
RESTRICTED STOCK INCENTIVE PLAN.
03 APPROVAL OF THE COMPANY S 2004 Mgmt For For
PERFORMANCE-BASED ANNUAL INCENTIVE
PLAN.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 67 of 132
KeeleyFund Agenda Number: 932086451
LONGVIEW FIBRE COMPANY
Security: 543213102 Meeting Type: Annual
Ticker: LFB Meeting Date: 02-Mar-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 ROBERT E. WERTHEIMER Mgmt For For
2 JOHN R. KRETCHMER Mgmt For For
3 ROBERT A. KIRCHNER Mgmt For For
02 SHAREHOLDER PROPOSAL Shr For Against
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 68 of 132
KeeleyFund Agenda Number: 932129340
MASSEY ENERGY COMPANY
Security: 576206106 Meeting Type: Annual
Ticker: MEE Meeting Date: 18-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 WILLIAM R. GRANT Mgmt For For
2 DAN R. MOORE Mgmt For For
3 MARTHA R. SEGER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS AUDITORS FOR
2004.
03 APPROVAL OF SHAREHOLDER PROPOSAL Shr For Against
TO AMEND THE BYLAWS OF MASSEY ENERGY
COMPANY TO REQUIRE THE BOARD OF
DIRECTORS TO SEEK SHAREHOLDER APPROVAL
FOR FUTURE SEVERANCE AGREEMENTS WITH
SENIOR EXECUTIVES.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 69 of 132
KeeleyFund Agenda Number: 932141512
MEADOWBROOK INSURANCE GROUP, INC.
Security: 58319P108 Meeting Type: Annual
Ticker: MIG Meeting Date: 11-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 JOSEPH S. DRESNER Mgmt For For
2 RALPH MILO Mgmt For For
3 DAVID K. PAGE Mgmt For For
4 HERBERT TYNER Mgmt For For
5 MERTON J. SEGAL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS.
03 APPROVAL OF THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE 1995 AND 2002 STOCK
OPTION PLANS TO PERMIT RESTRICTED
STOCK AWARDS.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 70 of 132
KeeleyFund Agenda Number: 932113462
MEDIA GENERAL, INC.
Security: 584404107 Meeting Type: Annual
Ticker: MEG Meeting Date: 29-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 CHARLES A. DAVIS Mgmt For For
2 C. BOYDEN GRAY Mgmt For For
3 WALTER E. WILLIAMS Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 71 of 132
KeeleyFund Agenda Number: 932055571
MEREDITH CORPORATION
Security: 589433101 Meeting Type: Annual
Ticker: MDP Meeting Date: 10-Nov-03
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 HERBERT M. BAUM Mgmt For For
2 FREDERICK B. HENRY Mgmt For For
3 WILLIAM T. KERR Mgmt For For
4 NICHOLAS L. REDING Mgmt For For
02 TO ADOPT AMENDMENTS TO THE RESTATED Mgmt For For
ARTICLES OF INCORPORATION RELATING TO
LIMITATION OF LIABILITY OF DIRECTORS
FOR MONETARY DAMAGES AND
INDEMNIFICATION OF DIRECTORS AS
PERMITTED UNDER THE RECENTLY AMENDED
IOWA BUSINESS CORPORATION ACT.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 72 of 132
KeeleyFund Agenda Number: 932015565
METHODE ELECTRONICS, INC.
Security: 591520200 Meeting Type: Special
Ticker: METH Meeting Date: 24-Jul-03
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 APPROVAL OF THE MAKING OF A TENDER Mgmt For For
OFFER BY METHODE TO PURCHASE ALL
OUTSTANDING SHARES OF CLASS B COMMON
STOCK AT A PRICE OF $20.00 PER SHARE
IN CASH.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 73 of 132
KeeleyFund Agenda Number: 932074292
METHODE ELECTRONICS, INC.
Security: 591520200 Meeting Type: Special
Ticker: METH Meeting Date: 08-Jan-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT AND Mgmt For For
APPROVAL OF THE MERGER PURSUANT TO
WHICH EACH SHARE OF OUTSTANDING CLASS
B COMMON STOCK WILL BE CONVERTED INTO
THE RIGHT TO RECEIVE $23.55 IN CASH,
WITHOUT INTEREST, AND EACH SHARE OF
OUTSTANDING CLASS A COMMON STOCK WILL
BE CONVERTED INTO ONE SHARE OF NEW
METHODE COMMON STOCK, AS CONTEMPLATED
BY THE MERGER AGREEMENT.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 74 of 132
KeeleyFund Agenda Number: 932085118
METHODE ELECTRONICS, INC.
Security: 591520200 Meeting Type: Annual
Ticker: METH Meeting Date: 17-Feb-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 WARREN L. BATTS Mgmt For For
2 WILLIAM C. CROFT Mgmt For For
3 DONALD W. DUDA Mgmt For For
4 CHRISTOPHER J. HORNUNG Mgmt For For
5 WILLIAM T. JENSEN Mgmt For For
6 PAUL G. SHELTON Mgmt For For
7 LAWRENCE B. SKATOFF Mgmt For For
8 GEORGE C. WRIGHT Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 75 of 132
KeeleyFund Agenda Number: 932076931
MOOG INC.
Security: 615394301 Meeting Type: Annual
Ticker: MOGB Meeting Date: 14-Jan-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 AMENDMENT TO CERTIFICATE OF Mgmt For For
INCORPORATION. AMENDMENT TO
CERTIFICATE OF INCORPORATION.
02 DIRECTOR
1 KRAIG H. KAYSER* Mgmt For For
2 ROBERT H. MASKREY* Mgmt For For
3 ALBERT F. MYERS* Mgmt For For
4 RAYMOND W. BOUSHIE** Mgmt For For
03 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS FOR THE YEAR 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 76 of 132
KeeleyFund Agenda Number: 932141221
OLD REPUBLIC INTERNATIONAL CORPORATI
Security: 680223104 Meeting Type: Annual
Ticker: ORI Meeting Date: 28-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 JIMMY A. DEW Mgmt For For
2 JOHN M. DIXON Mgmt For For
3 WILBUR S. LEGG Mgmt For For
4 JOHN W. POPP Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 77 of 132
KeeleyFund Agenda Number: 932032662
PARK PLACE ENTERTAINMENT CORPORATION
Security: 700690100 Meeting Type: Special
Ticker: PPE Meeting Date: 10-Sep-03
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 TO AMEND THE COMPANY S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF
INCORPORATION TO CHANGE THE NAME
OF THE COMPANY TO CAESARS
ENTERTAINMENT, INC.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 78 of 132
KeeleyFund Agenda Number: 932140495
PINNACLE ENTERTAINMENT, INC.
Security: 723456109 Meeting Type: Annual
Ticker: PNK Meeting Date: 04-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 DANIEL R. LEE Mgmt For For
2 JOHN V. GIOVENCO Mgmt For For
3 RICHARD J. GOEGLEIN Mgmt For For
4 BRUCE A. LESLIE Mgmt For For
5 JAMES L. MARTINEAU Mgmt For For
6 MICHAEL ORNEST Mgmt For For
7 TIMOTHY J. PARROTT Mgmt For For
8 LYNN P. REITNOUER Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 79 of 132
KeeleyFund Agenda Number: 932101823
PIPER JAFFRAY COMPANIES
Security: 724078100 Meeting Type: Annual
Ticker: PJC Meeting Date: 28-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 ANDREW S. DUFF Mgmt For For
2 SAMUEL L. KAPLAN Mgmt For For
3 FRANK L. SIMS Mgmt For For
02 APPROVAL OF PIPER JAFFRAY COMPANIES Mgmt For For
AMENDED AND RESTATED 2003 ANNUAL
AND LONG-TERM INCENTIVE PLAN.
03 RATIFY SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 80 of 132
KeeleyFund Agenda Number: 932142437
PLAINS EXPLORATION & PRODUCTION CO.
Security: 726505100 Meeting Type: Annual
Ticker: PXP Meeting Date: 14-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 PROPOSAL TO EITHER: (I) ADOPT THE Mgmt For For
MERGER AGREEMENT BETWEEN PLAINS
EXPLORATION & PRODUCTION COMPANY AND
NUEVO ENERGY COMPANY; OR (II) APPROVE
THE ISSUANCE OF PLAINS COMMON
STOCK TO NUEVO S STOCKHOLDERS AS A
RESULT OF THE MERGER OF PXP CALIFORNIA
INC., WITH AND INTO NUEVO, WITH NUEVO
BECOMING A WHOLLY OWNED SUBSIDIARY OF
PLAINS IN THE ALTERNATE TRANSACTION.
02 PROPOSAL TO AMEND THE COMPANY S Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF THE COMPANY S COMMON STOCK,
PAR VALUE $.01 PER SHARE, FROM
100,000,000 TO 150,000,000 IF THE
MERGER BETWEEN THE COMPANY AND
NUEVO OCCURS.
03 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
2004 STOCK INCENTIVE PLAN.
04 DIRECTOR
1 JAMES C. FLORES Mgmt For For
2 ALAN R. BUCKWALTER, III Mgmt For For
3 JERRY L. DEES Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 81 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
4 TOM H. DELIMITROS Mgmt For For
5 JOHN H. LOLLAR Mgmt For For
05 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 82 of 132
KeeleyFund Agenda Number: 932155939
PRIME HOSPITALITY CORP.
Security: 741917108 Meeting Type: Annual
Ticker: PDQ Meeting Date: 20-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 HOWARD M. LORBER Mgmt For For
2 RICHARD SZYMANSKI Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 83 of 132
KeeleyFund Agenda Number: 932110024
PRINCIPAL FINANCIAL GROUP, INC.
Security: 74251V102 Meeting Type: Annual
Ticker: PFG Meeting Date: 18-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 DAVID J. DRURY Mgmt For For
2 C. DANIEL GELATT Mgmt For For
3 SANDRA L. HELTON Mgmt For For
4 FEDERICO F. PENA Mgmt For For
02 RATIFICATION OF AUDITORS Mgmt For For
03 APPROVAL OF ANNUAL INCENTIVE PLAN Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 84 of 132
KeeleyFund Agenda Number: 932116266
PRIVATEBANCORP, INC.
Security: 742962103 Meeting Type: Annual
Ticker: PVTB Meeting Date: 22-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 ROBERT F. COLEMAN Mgmt For For
2 JAMES M. GUYETTE Mgmt For For
3 PHILIP M. KAYMAN Mgmt For For
4 THOMAS F. MEAGHER Mgmt For For
5 WILLIAM J. PODL Mgmt For For
6 WILLIAM R. RYBAK Mgmt For For
02 THE AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION,
INCREASING THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK
FROM 24,000,000 TO 39,000,000.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 85 of 132
KeeleyFund Agenda Number: 932126976
PROVIDENCE AND WORCESTER RAILROAD CO
Security: 743737108 Meeting Type: Annual
Ticker: PWX Meeting Date: 28-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 1 RICHARD ANDERSON Mgmt For For
2 ROBERT EDER Mgmt For For
3 JOHN HEALY Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 86 of 132
KeeleyFund Agenda Number: 932013030
PROVIDENT FINANCIAL SERVICES, INC.
Security: 74386T105 Meeting Type: Annual
Ticker: PFS Meeting Date: 17-Jul-03
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 J. MARTIN COMEY Mgmt For For
2 GEOFFREY M. CONNOR Mgmt For For
3 THOMAS E. SHEENAN Mgmt For For
4 EDWARD O'DONNELL Mgmt For For
02 THE APPROVAL OF THE PROVIDENT Mgmt For For
FINANCIAL SERVICES, INC. 2003 STOCK
OPTION PLAN.
03 THE APPROVAL OF THE PROVIDENT Mgmt For For
FINANCIAL SERVICES, INC. 2003 STOCK
AWARD PLAN.
04 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF KPMG LLP AS AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2003.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 87 of 132
KeeleyFund Agenda Number: 932132602
PULITZER INC.
Security: 745769109 Meeting Type: Annual
Ticker: PTZ Meeting Date: 27-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 SUSAN T. CONGALTON Mgmt For For
2 KEN J. ELKINS Mgmt For For
3 ALICE B. HAYES Mgmt For For
4 RICHARD W. MOORE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP, AS INDEPENDENT
AUDITORS OF THE COMPANY FOR THE
2004 FISCAL YEAR.
03 STOCKHOLDER PROPOSAL: RESOLVED, Shr For Against
THE SHAREHOLDERS REQUEST THAT THE
BOARD OF DIRECTORS ADOPT A POLICY
THAT IT WILL VOLUNTARILY COMPLY WITH
CERTAIN NEW LISTING STANDARDS OF
THE NEW YORK STOCK EXCHANGE.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 88 of 132
KeeleyFund Agenda Number: 932079800
RALCORP HOLDINGS, INC.
Security: 751028101 Meeting Type: Annual
Ticker: RAH Meeting Date: 05-Feb-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 RICHARD A. LIDDY Mgmt For For
2 WILLIAM P. STIRITZ Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 89 of 132
KeeleyFund Agenda Number: 932104209
REGAL-BELOIT CORPORATION
Security: 758750103 Meeting Type: Annual
Ticker: RBC Meeting Date: 22-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 JOHN A. MCKAY Mgmt For For
2 G.FREDERICK KASTEN, JR Mgmt For For
3 CHRISTOPHER L. DOERR Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 90 of 132
KeeleyFund Agenda Number: 932167059
RELIANT ENERGY, INC.
Security: 75952B105 Meeting Type: Annual
Ticker: RRI Meeting Date: 02-Jun-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 LAREE E. PEREZ Mgmt For For
2 WILLIAM L. TRANSIER Mgmt For For
02 PROPOSAL TO RATIFY DELOITTE & TOUCHE Mgmt For For
LLP AS RELIANT ENERGY, INC. S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
03 STOCKHOLDER PROPOSAL REGARDING Shr Against For
MANDATORY STOCK HOLDING PERIOD BY
OUR EXECUTIVES.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 91 of 132
KeeleyFund Agenda Number: 932151929
REMINGTON OIL AND GAS CORPORATION
Security: 759594302 Meeting Type: Annual
Ticker: REM Meeting Date: 24-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 JOHN E. GOBLE, JR. Mgmt For For
2 WILLIAM E. GREENWOOD Mgmt For For
3 ROBERT P. MURPHY Mgmt For For
4 DAVID E. PRENG Mgmt For For
5 THOMAS W. ROLLINS Mgmt For For
6 ALAN C. SHAPIRO Mgmt For For
7 JAMES A. WATT Mgmt For For
02 ADOPTION OF REMINGTON OIL AND GAS Mgmt For For
CORPORATION 2004 STOCK INCENTIVE
PLAN.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 92 of 132
KeeleyFund Agenda Number: 932105605
RYERSON TULL, INC.
Security: 78375P107 Meeting Type: Annual
Ticker: RT Meeting Date: 21-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 JAMESON A. BAXTER Mgmt For For
2 RICHARD G. CLINE Mgmt For For
3 JAMES A. HENDERSON Mgmt For For
4 GREGORY P. JOSEFOWICZ Mgmt For For
5 MARTHA M. DE LOMBERA Mgmt For For
6 NEIL S. NOVICH Mgmt For For
7 JERRY K. PEARLMAN Mgmt For For
02 TO RATIFY SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
RYERSON TULL S INDEPENDENT AUDITORS
FOR THE CURRENT FISCAL YEAR.
03 TO APPROVE THE RYERSON TULL 2002 Mgmt For For
INCENTIVE STOCK PLAN, AS AMENDED.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 93 of 132
KeeleyFund Agenda Number: 932131220
SAUER-DANFOSS INC.
Security: 804137107 Meeting Type: Annual
Ticker: SHS Meeting Date: 05-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 OLE STEEN ANDERSEN Mgmt For For
2 DAVID J. ANDERSON Mgmt For For
3 JORGEN M. CLAUSEN Mgmt For For
4 NICOLA KEIM Mgmt For For
5 JOHANNES F. KIRCHHOFF Mgmt For For
6 HANS KIRK Mgmt For For
7 F.JOSEPH LOUGHREY Mgmt For For
8 KLAUS H. MURMANN Mgmt For For
9 SVEN MURMANN Mgmt For For
10 STEVEN H. WOOD Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 94 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
02 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT ACCOUNTANTS.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 95 of 132
KeeleyFund Agenda Number: 932123552
SPINNAKER EXPLORATION COMPANY
Security: 84855W109 Meeting Type: Annual
Ticker: SKE Meeting Date: 05-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 ROGER L. JARVIS Mgmt For For
2 HOWARD H. NEWMAN Mgmt For For
3 JEFFREY A. HARRIS Mgmt For For
4 MICHAEL E. MCMAHON Mgmt For For
5 SHELDON R. ERIKSON Mgmt For For
6 MICHAEL E. WILEY Mgmt For For
02 TO RATIFY SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 96 of 132
KeeleyFund Agenda Number: 932117484
STANCORP FINANCIAL GROUP, INC.
Security: 852891100 Meeting Type: Annual
Ticker: SFG Meeting Date: 03-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 JEROME J. MEYER Mgmt For For
2 RALPH R. PETERSON Mgmt For For
3 E. KAY STEPP Mgmt For For
4 MICHAEL G. THORNE Mgmt For For
02 PROPOSAL TO RATIFY APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 PROPOSAL TO APPROVE THE AMENDED Mgmt For For
2002 STOCK INCENTIVE PLAN
04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For
THE NOMINATION OF DIRECTORS
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 97 of 132
KeeleyFund Agenda Number: 932083316
SYBRON DENTAL SPECIALTIES, INC.
Security: 871142105 Meeting Type: Annual
Ticker: SYD Meeting Date: 06-Feb-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 JAMES R. PARKS Mgmt For For
2 FLOYD W. PICKRELL, JR. Mgmt For For
3 WILLIAM E.B. SIART Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 98 of 132
KeeleyFund Agenda Number: 932130836
TENNECO AUTOMOTIVE INC.
Security: 880349105 Meeting Type: Annual
Ticker: TEN Meeting Date: 11-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 CHARLES W. CRAMB Mgmt For For
2 TIMOTHY R. DONOVAN Mgmt For For
3 M. KATHRYN EICKHOFF Mgmt For For
4 MARK P. FRISSORA Mgmt For For
5 FRANK E. MACHER Mgmt For For
6 ROGER B. PORTER Mgmt For For
7 DAVID B. PRICE, JR. Mgmt For For
8 DENNIS G. SEVERANCE Mgmt For For
9 PAUL T. STECKO Mgmt For For
02 APPROVE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT PUBLIC
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 99 of 132
KeeleyFund Agenda Number: 932141257
TEREX CORPORATION
Security: 880779103 Meeting Type: Annual
Ticker: TEX Meeting Date: 25-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 RONALD M. DEFEO Mgmt For For
2 G.CHRIS ANDERSEN Mgmt For For
3 DON DEFOSSET Mgmt For For
4 WILLIAM H. FIKE Mgmt For For
5 DR. DONALD P. JACOBS Mgmt For For
6 DAVID A. SACHS Mgmt For For
7 J.C. WATTS, JR. Mgmt For For
8 HELGE H. WEHMEIER Mgmt For For
02 RATIFICATION OF SELECTION OF Mgmt For For
INDEPENDENT ACCOUNTANTS.
03 APPROVAL OF THE AMENDMENT OF THE Mgmt For For
TEREX CORPORATION 2000 INCENTIVE
PLAN.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 100 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
04 APPROVAL OF THE TEREX CORPORATION Mgmt For For
2004 ANNUAL INCENTIVE COMPENSATION
PLAN.
05 APPROVAL OF THE TEREX CORPORATION Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
06 APPROVAL OF THE TEREX CORPORATION Mgmt For For
DEFERRED COMPENSATION PLAN.
07 APPROVAL OF THE COMPENSATION Mgmt For For
ARRANGEMENT FOR OUTSIDE DIRECTORS
OF TEREX CORPORATION.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 101 of 132
KeeleyFund Agenda Number: 932152731
TEXAS GENCO HOLDINGS, INC.
Security: 882443104 Meeting Type: Annual
Ticker: TGN Meeting Date: 13-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 J. EVANS ATTWELL Mgmt For For
2 DONALD R. CAMPBELL Mgmt For For
3 ROBERT J. CRUIKSHANK Mgmt For For
4 P.A. HEMINGWAY HALL Mgmt For For
5 DAVID M. MCCLANAHAN Mgmt For For
6 SCOTT E. ROZZELL Mgmt For For
7 DAVID G. TEES Mgmt For For
8 GARY L. WHITLOCK Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 102 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
03 WITHHOLD GRANTING OF DISCRETIONARY Mgmt For Against
AUTHORITY TO VOTE ON ALL OTHER MATTERS
THAT MAY PROPERLY COME BEFORE THE ANNUAL
MEETING.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 103 of 132
KeeleyFund Agenda Number: 932108384
TEXTRON INC.
Security: 883203101 Meeting Type: Annual
Ticker: TXT Meeting Date: 28-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 KATHLEEN M. BADER Mgmt For For
2 R. KERRY CLARK Mgmt For For
3 IVOR J. EVANS Mgmt For For
4 LORD POWELL Mgmt For For
02 AMENDMENT TO TEXTRON 1999 LONG- Mgmt For For
TERM INCENTIVE PLAN
03 DIRECTOR RESTRICTED STOCK AWARDS Mgmt For For
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
FOREIGN MILITARY SALES
06 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS
07 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
CHARITABLE CONTRIBUTIONS
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 104 of 132
KeeleyFund Agenda Number: 932023485
THE J.M. SMUCKER COMPANY
Security: 832696405 Meeting Type: Annual
Ticker: SJM Meeting Date: 14-Aug-03
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 FRED A. DUNCAN Mgmt For For
2 CHARLES S. MECHEM, JR. Mgmt For For
3 GARY A. OATEY Mgmt For For
4 TIMOTHY P. SMUCKER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
AUDITORS.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 105 of 132
KeeleyFund Agenda Number: 932169697
THE J.M. SMUCKER COMPANY
Security: 832696405 Meeting Type: Contested Consent
Ticker: SJM Meeting Date: 17-Jun-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 APPROVAL OF THE ISSUANCE OF SMUCKER Mgmt For For
COMMON SHARES IN A MERGER OF
INTERNATIONAL MULTIFOODS
CORPORATION WITH AND INTO MIX
ACQUISITION CORPORATION, A WHOLLY
OWNED SUBSIDIARY OF THE J.M. SMUCKER
COMPANY.
02 APPROVAL OF ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF SPECIAL MEETING, IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE ABOVE
PROPOSAL.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 106 of 132
KeeleyFund Agenda Number: 932137789
THE MANITOWOC COMPANY, INC.
Security: 563571108 Meeting Type: Annual
Ticker: MTW Meeting Date: 04-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 ROBERT C. STIFT Mgmt For For
2 VIRGIS W. COLBERT Mgmt For For
3 KENNETH W. KRUEGER Mgmt For For
02 THE APPROVAL OF THE PROPOSED 2004 Mgmt For For
NON-EMPLOYEE DIRECTOR STOCK AND
AWARDS PLAN.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 107 of 132
KeeleyFund Agenda Number: 932116280
THE PHOENIX COMPANIES, INC.
Security: 71902E109 Meeting Type: Annual
Ticker: PNX Meeting Date: 29-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 JEAN S. BLACKWELL Mgmt For For
2 ARTHUR P. BYRNE Mgmt For For
3 ANN MAYNARD GRAY Mgmt For For
4 DONA D. YOUNG Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITOR.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 108 of 132
KeeleyFund Agenda Number: 932120986
THE ST. JOE COMPANY
Security: 790148100 Meeting Type: Annual
Ticker: JOE Meeting Date: 18-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 MICHAEL L. AINSLIE Mgmt For For
2 HUGH M. DURDEN Mgmt For For
3 ADAM W. HERBERT, JR. Mgmt For For
4 DELORES KESLER Mgmt For For
5 JOHN S. LORD Mgmt For For
6 WALTER L. REVELL Mgmt For For
7 PETER S. RUMMELL Mgmt For For
8 WINFRED L. THORNTON Mgmt For For
9 WILLIAM H. WALTON, III Mgmt For For
02 APPROVAL OF AMENDMENT OF ARTICLES Mgmt For For
OF INCORPORATION ELIMINATING
PREEMPTIVE RIGHTS
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 109 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 110 of 132
KeeleyFund Agenda Number: 932079317
THE STEAK N SHAKE COMPANY
Security: 857873103 Meeting Type: Annual
Ticker: SNS Meeting Date: 11-Feb-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 PETER M. DUNN Mgmt For For
2 ALAN B. GILMAN Mgmt For For
3 STEPHEN GOLDSMITH Mgmt For For
4 WAYNE L. KELLEY Mgmt For For
5 CHARLES E. LANHAM Mgmt For For
6 RUTH J. PERSON Mgmt For For
7 J. FRED RISK Mgmt For For
8 JOHN W. RYAN Mgmt For For
9 JAMES WILLIAMSON, JR. Mgmt For For
02 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
AMENDED AND RESTATED 1997 CAPITAL
APPRECIATION PLAN, AS ADOPTED BY
THE BOARD OF DIRECTORS.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 111 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
03 PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
2004 DIRECTOR STOCK OPTION PLAN, AS
ADOPTED BY THE BOARD OF DIRECTORS.
04 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE, LLP AS THE COMPANY
S INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING SEPTEMBER 29, 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 112 of 132
KeeleyFund Agenda Number: 932098660
THE TIMKEN COMPANY
Security: 887389104 Meeting Type: Annual
Ticker: TKR Meeting Date: 20-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 JAMES W. GRIFFITH Mgmt For For
2 JERRY J. JASINOWSKI Mgmt For For
3 JOHN A. LUKE, JR. Mgmt For For
4 FRANK C. SULLIVAN Mgmt For For
5 WARD J. TIMKEN Mgmt For For
02 APPROVAL OF THE TIMKEN COMPANY Mgmt For For
LONG-TERM INCENTIVE PLAN, AS AMENDED
AND RESTATED AS OF FEBRUARY 6, 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 113 of 132
KeeleyFund Agenda Number: 932119058
THOMAS & BETTS CORPORATION
Security: 884315102 Meeting Type: Annual
Ticker: TNB Meeting Date: 05-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 E.H. DREW Mgmt For For
2 T.K. DUNNIGAN Mgmt For For
3 J.K. HAUSWALD Mgmt For For
4 D. JERNIGAN Mgmt For For
5 R.B. KALICH SR. Mgmt For For
6 R.A. KENKEL Mgmt For For
7 K.R. MASTERSON Mgmt For For
8 D.J. PILEGGI Mgmt For For
9 J.P. RICHARD Mgmt For For
10 J.L. STEAD Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 114 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
11 D.D. STEVENS Mgmt For For
12 W.H. WALTRIP Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS
03 MANAGEMENT INCENTIVE PLAN Mgmt For For
04 EQUITY COMPENSATION PLAN Mgmt For For
05 NON EMPLOYEE DIRECTORS EQUITY Mgmt For For
COMPENSATION PLAN
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 115 of 132
KeeleyFund Agenda Number: 932108310
THOMAS INDUSTRIES INC.
Security: 884425109 Meeting Type: Annual
Ticker: TII Meeting Date: 22-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 H. JOSEPH FERGUSON Mgmt For For
2 ANTHONY A. MASSARO Mgmt For For
3 GEORGE H. WALLS, JR. Mgmt For For
02 PROPOSAL TO APPROVE AMENDED AND Mgmt For For
RESTATED THOMAS INDUSTRIES INC. 1995
INCENTIVE STOCK PLAN
03 SHAREHOLDER PROPOSAL-RIGHTS Shr Against For
AGREEMENT
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 116 of 132
KeeleyFund Agenda Number: 932116076
TIERONE CORPORATION
Security: 88650R108 Meeting Type: Annual
Ticker: TONE Meeting Date: 04-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 ANN LINDLEY SPENCE Mgmt For For
2 CHARLES W HOSKINS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF THE INDEPENDENT AUDITORS.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 117 of 132
KeeleyFund Agenda Number: 932159571
TRIARC COMPANIES, INC.
Security: 895927101 Meeting Type: Annual
Ticker: TRY Meeting Date: 09-Jun-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 NELSON PELTZ Mgmt For For
2 PETER W. MAY Mgmt For For
3 HUGH L. CAREY Mgmt For For
4 CLIVE CHAJET Mgmt For For
5 JOSEPH A. LEVATO Mgmt For For
6 DAVID E. SCHWAB II Mgmt For For
7 RAYMOND S. TROUBH Mgmt For For
8 GERALD TSAI, JR. Mgmt For For
9 JACK G. WASSERMAN Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT Mgmt For For
TO THE COMPANY S CERTIFICATE OF
INCORPORATION AS DESCRIBED IN THE
PROXY STATEMENT
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 118 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
03 PROPOSAL TO RE-APPROVE THE Mgmt For For
PERFORMANCE GOAL BONUS AWARDS
PORTION OF THE COMPANY S 1999
EXECUTIVE BONUS PLAN AS DESCRIBED IN
THE PROXY STATEMENT
04 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 119 of 132
KeeleyFund Agenda Number: 932159571
TRIARC COMPANIES, INC.
Security: 895927309 Meeting Type: Annual
Ticker: TRYB Meeting Date: 09-Jun-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 NELSON PELTZ Mgmt For For
2 PETER W. MAY Mgmt For For
3 HUGH L. CAREY Mgmt For For
4 CLIVE CHAJET Mgmt For For
5 JOSEPH A. LEVATO Mgmt For For
6 DAVID E. SCHWAB II Mgmt For For
7 RAYMOND S. TROUBH Mgmt For For
8 GERALD TSAI, JR. Mgmt For For
9 JACK G. WASSERMAN Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT Mgmt For For
TO THE COMPANY S CERTIFICATE OF
INCORPORATION AS DESCRIBED IN THE
PROXY STATEMENT
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 120 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
03 PROPOSAL TO RE-APPROVE THE Mgmt For For
PERFORMANCE GOAL BONUS AWARDS
PORTION OF THE COMPANY S 1999
EXECUTIVE BONUS PLAN AS DESCRIBED IN
THE PROXY STATEMENT
04 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 121 of 132
KeeleyFund Agenda Number: 932129566
TYLER TECHNOLOGIES, INC.
Security: 902252105 Meeting Type: Annual
Ticker: TYL Meeting Date: 06-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 DONALD R. BRATTAIN Mgmt For For
2 J. LUTHER KING, JR. Mgmt For For
3 JOHN S. MARR, JR. Mgmt For For
4 G. STUART REEVES Mgmt For For
5 MICHAEL D. RICHARDS Mgmt For For
6 GLENN A. SMITH Mgmt For For
7 JOHN M. YEAMAN Mgmt For For
02 AMENDMENT TO THE TYLER STOCK OPTION Mgmt For For
PLAN.
03 ADOPTION OF THE TYLER EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
04 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 122 of 132
KeeleyFund Agenda Number: 932120900
UNITRIN, INC.
Security: 913275103 Meeting Type: Annual
Ticker: UTR Meeting Date: 05-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 JAMES E. ANNABLE Mgmt For For
2 ERIC J. DRAUT Mgmt For For
3 DOUGLAS G. GEOGA Mgmt For For
4 REUBEN L. HEDLUND Mgmt For For
5 JERROLD V. JEROME Mgmt For For
6 WILLIAM E. JOHNSTON, JR Mgmt For For
7 WAYNE KAUTH Mgmt For For
8 FAYEZ S. SAROFIM Mgmt For For
9 DONALD G. SOUTHWELL Mgmt For For
10 RICHARD C. VIE Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 123 of 132
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
11 ANN E. ZIEGLER Mgmt For For
02 APPROVAL OF THE UNITRIN, INC., Mgmt For For
INCENTIVE BONUS PLAN.
03 APPROVAL OF EXTENSION OF UNITRIN, Mgmt For For
INC., 1995 NON-EMPLOYEE DIRECTOR
STOCK OPTION PLAN
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 124 of 132
KeeleyFund Agenda Number: 932149190
WABTEC
Security: 929740108 Meeting Type: Annual
Ticker: WAB Meeting Date: 19-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 ROBERT J. BROOKS Mgmt For For
2 WILLIAM E. KASSLING Mgmt For For
3 JAMES P. MISCOLL Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS OF THE COMPANY
FOR THE 2004 FISCAL YEAR.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 125 of 132
KeeleyFund Agenda Number: 932107267
WADDELL & REED FINANCIAL, INC.
Security: 930059100 Meeting Type: Annual
Ticker: WDR Meeting Date: 28-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 HENRY J. HERRMANN Mgmt For For
2 JAMES M. RAINES Mgmt For For
3 WILLIAM L. ROGERS Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 126 of 132
KeeleyFund Agenda Number: 932144544
WATER PIK TECHNOLOGIES, INC.
Security: 94113U100 Meeting Type: Contested Annual
Ticker: PIK Meeting Date: 13-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR DIRECTOR
1 MICHAEL E. TENNENBAUM Mgmt For *
2 MARK K. HOLDSWORTH Mgmt For *
02 AMENDMENT OF THE COMPANY S 1999 Mgmt For *
INCENTIVE PLAN
03 RATIFICATION OF APPOINTMENT OF Mgmt For *
INDEPENDENT AUDITORS
04 PROPOSAL CONCERNING BOARD Mgmt For *
DECLASSIFICATION
* Management position unknown
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 127 of 132
KeeleyFund Agenda Number: 932126863
WATTS WATER TECHNOLOGIES, INC.
Security: 942749102 Meeting Type: Annual
Ticker: WTS Meeting Date: 05-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 TIMOTHY P. HORNE Mgmt For For
2 KENNETH J. MCAVOY Mgmt For For
3 JOHN K. MCGILLICUDDY Mgmt For For
4 GORDON W. MORAN Mgmt For For
5 DANIEL J. MURPHY, III Mgmt For For
6 PATRICK S. O'KEEFE Mgmt For For
7 ROGER A. YOUNG Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS THE INDEPENDENT AUDITORS OF THE
COMPANY FOR THE CURRENT FISCAL YEAR.
03 TO APPROVE THE WATTS WATER Mgmt For For
TECHNOLOGIES, INC. 2004 STOCK
INCENTIVE PLAN.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 128 of 132
KeeleyFund Agenda Number: 932150977
WESCO INTERNATIONAL, INC.
Security: 95082P105 Meeting Type: Annual
Ticker: WCC Meeting Date: 19-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 SANDRA BEACH LIN Mgmt For For
2 ROBERT J. TARR, JR. Mgmt For For
3 KENNETH L. WAY Mgmt For For
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 129 of 132
KeeleyFund Agenda Number: 932127699
WESTAR ENERGY, INC.
Security: 95709T100 Meeting Type: Annual
Ticker: WR Meeting Date: 18-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 B. ANTHONY ISAAC Mgmt For For
2 MICHAEL F. MORRISSEY Mgmt For For
3 JOHN C. NETTELS, JR. Mgmt For For
02 RATIFICATION AND CONFIRMATION OF Mgmt For For
DELOITTE & TOUCHE LLP AS COMPANY
AUDITORS
03 SHAREHOLDER PROPOSAL REGARDING Shr Against For
THE PROCESS FOR NOMINATION OF A
DIRECTOR
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 130 of 132
KeeleyFund Agenda Number: 932111862
WESTWOOD HOLDINGS GROUP, INC.
Security: 961765104 Meeting Type: Annual
Ticker: WHG Meeting Date: 22-Apr-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 SUSAN M. BYRNE Mgmt For For
2 BRIAN O. CASEY Mgmt For For
3 TOM C. DAVIS Mgmt For For
4 FREDERICK R. MEYER Mgmt For For
5 JON L. MOSLE, JR. Mgmt For For
6 LEONARD RIGGS, JR. M.D. Mgmt For For
7 RAYMOND E. WOOLDRIDGE Mgmt For For
02 THE RATIFICATION OF DELOITTE & TOUCHE Mgmt For For
LLP AS WESTWOOD S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2004.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 131 of 132
KeeleyFund Agenda Number: 932163049
WINTRUST FINANCIAL CORPORATION
Security: 97650W108 Meeting Type: Annual
Ticker: WTFC Meeting Date: 27-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 BRUCE K. CROWTHER Mgmt For For
2 BERT A. GETZ, JR. Mgmt For For
3 PAUL J. LISKA Mgmt For For
4 ALBIN F. MOSCHNER Mgmt For For
5 INGRID S. STAFFORD Mgmt For For
02 APPROVAL OF AMENDMENT TO THE 1997 Mgmt For For
STOCK INCENTIVE PLAN, AS DESCRIBED IN
THE PROXY STATEMENT.
INVESTMENT COMPANY REPORT
Meeting Date Range: 01-Jul-2003 - 30-Jun-2004 Report Date: 17-Aug-2004
Page: Page 132 of 132
KeeleyFund Agenda Number: 932149215
WOLVERINE TUBE, INC.
Security: 978093102 Meeting Type: Annual
Ticker: WLV Meeting Date: 20-May-04
ISIN:
PROPOSAL PROPOSAL FOR/AGAINST
PROP. # PROPOSAL TYPE VOTE MANAGEMENT
- ------------------------------------------------------------------------------------
01 DIRECTOR
1 DUNCAN Mgmt For For
2 VER HAGEN Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT AUDITORS OF
WOLVERINE FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Keeley Small Cap Value Fund, Inc.
---------------------------------
By (Signature) /s/ John L. Keeley, Jr.,
---------------------------------
President
Date: ___________