UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number 811-10597
Tax-Managed Mid-Cap Core Portfolio
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(Exact name of registrant as specified in charter)
255 State Street,
Boston MA 02109
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(Address of principal executive offices) (Zip code)
Alan R. Dynner, Esq.
255 State Street,
Boston MA 02109
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(Name and address of agent for service)
Registrant's telephone number, including area code: 617-482-8260
Date of fiscal year end: 1031
Date of reporting period: 07/01/2003 - 06/30/2004
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain;
for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
Tax-Managed Mid-Cap Core Portfolio
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AFFILIATED COMPUTER SERVICES, INC. Agenda: 932049542
CUSIP: 008190100 Meeting Type: Annual
Ticker: ACS Meeting Date: 10/30/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 DENNIS MCCUISTION Mgmt For For
MARK A. KING Mgmt For For
JEFFREY A. RICH Mgmt For For
DARWIN DEASON Mgmt For For
JOSEPH P. O'NEILL Mgmt For For
FRANK A. ROSSI Mgmt For For
J. LIVINGSTON KOSBERG Mgmt For For
02 TO APPROVE THE PERFORMANCE-BASED Mgmt For For
INCENTIVE COMPENSATION FOR THE
CORPORATION S EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION S INDEPENDENT AUDITORS FOR
FISCAL YEAR 2004.
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AFFILIATED MANAGERS GROUP, INC. Agenda: 932167376
CUSIP: 008252108 Meeting Type: Annual
Ticker: AMG Meeting Date: 6/8/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 DR. RITA M. RODRIGUEZ Mgmt For For
ROBERT C. PUFF, JR. Mgmt For For
HAROLD J. MEYERMAN Mgmt For For
STEPHEN J. LOCKWOOD Mgmt For For
RICHARD E. FLOOR Mgmt Withheld Against
WILLIAM J. NUTT Mgmt For For
SEAN M. HEALEY Mgmt For For
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AIR PRODUCTS AND CHEMICALS, INC. Agenda: 932076436
CUSIP: 009158106 Meeting Type: Annual
Ticker: APD Meeting Date: 1/22/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 PAULA G. ROSPUT Mgmt For For
LAWRASON D. THOMAS Mgmt For For
01 W. DOUGLAS FORD Mgmt For For
JAMES F. HARDYMON Mgmt For For
02 APPOINTMENT OF AUDITORS. RATIFICATION Mgmt For For
OF APPOINTMENT OF KPMG LLP, AS
INDEPENDENT AUDITORS FOR FISCAL YEAR
2004.
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ALBERTO-CULVER COMPANY Agenda: 932076450
CUSIP: 013068101 Meeting Type: Annual
Ticker: ACV Meeting Date: 1/22/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 WILLIAM W. WIRTZ Mgmt For For
JOHN A. MILLER Mgmt For For
JAMES G. BROCKSMITH, JR Mgmt For For
SAM J. SUSSER Mgmt For For
A.G. ATWATER, JR. Mgmt For For
02 RE-APPROVAL OF THE COMPANY S Mgmt For For
MANAGEMENT INCENTIVE PLAN, AS AMENDED.
03 APPROVAL OF THE AMENDMENT TO ARTICLE 4 Mgmt For For
OF THE COMPANY S CERTIFICATE OF
INCORPORATION TO ELIMINATE PROVISIONS
THAT ARE NO LONGER APPLICABLE AS A
RESULT OF THE CONVERSION, ELIMINATE
THE 150,000,000 AUTHORIZED SHARES OF
CLASS A COMMON STOCK AND CHANGE THE DE
04 APPROVAL OF THE AMENDMENT TO ARTICLE 4 Mgmt For For
OF THE COMPANY S CERTIFICATE OF
INCORPORATION TO INCREASE THE
AUTHORIZED CLASS B COMMON STOCK FROM
150,000,000 SHARES TO 300,000,000
SHARES.
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AMBAC FINANCIAL GROUP, INC. Agenda: 932122118
CUSIP: 023139108 Meeting Type: Annual
Ticker: ABK Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 RENSO L. CAPORALI Mgmt For For
HENRY D.G. WALLACE Mgmt For For
LAURA S. UNGER Mgmt For For
JILL M. CONSIDINE Mgmt For For
MICHAEL A. CALLEN Mgmt For For
PHILLIP B. LASSITER Mgmt For For
RICHARD DULUDE Mgmt For For
01 ROBERT J. GENADER Mgmt For For
W. GRANT GREGORY Mgmt For For
02 AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 200
MILLION TO 350 MILLION.
03 APPROVE AMENDMENTS TO THE AMBAC 1997 Mgmt For For
NON-EMPLOYEE DIRECTORS EQUITY PLAN.
04 RATIFY SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2004.
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AMPHENOL CORPORATION Agenda: 932159076
CUSIP: 032095101 Meeting Type: Annual
Ticker: APH Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MARTIN H. LOEFFLER Mgmt For For
MICHAEL W. MICHELSON Mgmt For For
ANDREW E. LIETZ Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT PUBLIC ACCOUNTANTS OF
THE COMPANY.
03 RATIFICATION AND APPROVAL OF THE Mgmt For For
INCREASE IN THE NUMBER OF AUTHORIZED
SHARES.
04 RATIFICATION AND APPROVAL OF THE 2004 Mgmt For For
STOCK OPTION PLAN FOR DIRECTORS OF
AMPHENOL CORPORATION.
05 RATIFICATION AND APPROVAL OF THE 2004 Mgmt For For
AMPHENOL EXECUTIVE INCENTIVE PLAN.
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APACHE CORPORATION Agenda: 932115151
CUSIP: 037411105 Meeting Type: Annual
Ticker: APA Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 EUGENE C. FIEDOREK Mgmt For For
PATRICIA ALBJERG GRAHAM Mgmt For For
F.H. MERELLI Mgmt Withheld Against
RAYMOND PLANK Mgmt For For
02 TO APPROVE STOCKHOLDER PROPOSAL Shr For Against
RELATING TO CLIMATE CHANGE.
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APACHE CORPORATION Agenda: 932061334
CUSIP: 037411105 Meeting Type: Special
Ticker: APA Meeting Date: 12/18/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 AMENDMENT OF RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF THE COMPANY S
COMMON STOCK FROM 215,000,000 SHARES
TO 430,000,000 SHARES.
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AVERY DENNISON CORPORATION Agenda: 932102495
CUSIP: 053611109 Meeting Type: Annual
Ticker: AVY Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 FRANK V. CAHOUET Mgmt For For
PHILIP M. NEAL Mgmt For For
BRUCE E. KARATZ Mgmt For For
PETER W. MULLIN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR THE
CURRENT FISCAL YEAR, WHICH ENDS ON
JANUARY 1, 2005
03 REAPPROVAL OF THE SENIOR EXECUTIVE Mgmt For For
LEADERSHIP COMPENSATION PLAN
04 REAPPROVAL OF THE EXECUTIVE LONG-TERM Mgmt For For
INCENTIVE PLAN
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C.R. BARD, INC. Agenda: 932111014
CUSIP: 067383109 Meeting Type: Annual
Ticker: BCR Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 TIMOTHY M. RING Mgmt For For
THEODORE E. MARTIN Mgmt For For
TONY L. WHITE Mgmt For For
ANTHONY WELTERS Mgmt For For
02 APPROVAL OF AMENDMENT TO THE 2003 LONG Mgmt For For
TERM INCENTIVE PLAN.
03 APPROVAL OF CERTAIN PROVISIONS OF THE Mgmt For For
1994 EXECUTIVE BONUS PLAN.
04 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS.
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BEA SYSTEMS, INC. Agenda: 932166451
CUSIP: 073325102 Meeting Type: Annual
Ticker: BEAS Meeting Date: 6/11/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 GEORGE REYES Mgmt For For
DEAN O. MORTON Mgmt Withheld Against
02 PROPOSAL TO RATIFY AND APPROVE THE Mgmt Against Against
APPOINTMENT OF ERNST & YOUNG LLP AS
THE INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING
JANUARY 31, 2005.
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BIOMET, INC. Agenda: 932035377
CUSIP: 090613100 Meeting Type: Annual
Ticker: BMET Meeting Date: 9/27/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 THOMAS F. KEARNS, JR. Mgmt For For
DANIEL P. HANN Mgmt For For
JERRY L. FERGUSON Mgmt For For
DANE A. MILLER, PH.D. Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR THE
FISCAL YEAR ENDING MAY 31, 2004.
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BRINKER INTERNATIONAL, INC. Agenda: 932047005
CUSIP: 109641100 Meeting Type: Annual
Ticker: EAT Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 CECE SMITH Mgmt Withheld Against
ROGER T. STAUBACH Mgmt For For
JAMES E. OESTERREICHER Mgmt Withheld Against
ERLE NYE Mgmt For For
GEORGE R. MRKONIC Mgmt For For
RONALD KIRK Mgmt Withheld Against
MARVIN J. GIROUARD Mgmt Withheld Against
ROBERT M. GATES Mgmt For For
01 DAN W. COOK, III Mgmt For For
DOUGLAS H. BROOKS Mgmt For For
RONALD A. MCDOUGALL Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG Mgmt Against Against
LLP AS INDEPENDENT AUDITORS FOR FISCAL
2004. THE BOARD OF DIRECTORS
RECOMMENDS A VOTE AGAINST THE
FOLLOWING
03 SHAREHOLDER PROPOSAL- REPORT ON Shr Against For
GENETICALLY ENGINEERED INGREDIENTS IN
FOOD PRODUCTS.
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CDW CORPORATION Agenda: 932150674
CUSIP: 12512N105 Meeting Type: Annual
Ticker: CDWC Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 TERRY L. LENGFELDER Mgmt For For
MICHAEL P. KRASNY Mgmt For For
MICHELLE L. COLLINS Mgmt For For
DONALD P. JACOBS Mgmt For For
DANIEL S. GOLDIN Mgmt For For
JOHN A. EDWARDSON Mgmt For For
SUSAN D. WELLINGTON Mgmt For For
CASEY G. COWELL Mgmt For For
BRIAN E. WILLIAMS Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF CDW
03 APPROVAL OF THE 2004 NON-EMPLOYEE Mgmt Against Against
DIRECTOR EQUITY COMPENSATION PLAN
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C.H. ROBINSON WORLDWIDE, INC. Agenda: 932156498
CUSIP: 12541W100 Meeting Type: Annual
Ticker: CHRW Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 D.R. VERDOORN Mgmt For For
MICHAEL W. WICKHAM Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS.
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CENTURYTEL, INC. Agenda: 932120873
CUSIP: 156700106 Meeting Type: Annual
Ticker: CTL Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 WILLIAM R. BOLES, JR. Mgmt For For
GLEN F. POST, III Mgmt For For
C.G. MELVILLE, JR. Mgmt For For
W. BRUCE HANKS Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITOR FOR
2004.
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CHOICEPOINT INC. Agenda: 932117864
CUSIP: 170388102 Meeting Type: Annual
Ticker: CPS Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 DEREK V. SMITH** Mgmt For For
JOHN B. MCCOY* Mgmt For For
THOMAS M. COUGHLIN** Mgmt For For
02 PROPOSAL TO APPROVE THE CHOICEPOINT Mgmt For For
INC. DEFERRED COMPENSATION PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR CHOICEPOINT FOR
THE YEAR ENDING DECEMBER 31, 2004.
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CITY NATIONAL CORPORATION Agenda: 932115810
CUSIP: 178566105 Meeting Type: Annual
Ticker: CYN Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 RUSSELL GOLDSMITH Mgmt For For
MICHAEL L. MEYER Mgmt For For
RONALD L. OLSON Mgmt Withheld Against
02 PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED 2002 OMNIBUS PLAN
03 PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED 1999 VARIABLE BONUS PLAN
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COX RADIO, INC. Agenda: 932117408
CUSIP: 224051102 Meeting Type: Annual
Ticker: CXR Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 NICHOLAS D. TRIGONY Mgmt For For
RICHARD A. FERGUSON Mgmt For For
G. DENNIS BERRY Mgmt For For
PAUL M. HUGHES Mgmt For For
JAMES C. KENNEDY Mgmt For For
MARC W. MORGAN Mgmt For For
ROBERT F. NEIL Mgmt For For
JUANITA P. BARANCO Mgmt For For
02 ADOPTION OF THE 2004 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN
03 ADOPTION OF THE SECOND AMENDED AND Mgmt For For
RESTATED LONG-TERM INCENTIVE PLAN
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DEAN FOODS COMPANY Agenda: 932143667
CUSIP: 242370104 Meeting Type: Annual
Ticker: DF Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ALAN J. BERNON Mgmt Withheld Against
GREGG L. ENGLES Mgmt Withheld Against
JOSEPH S. HARDIN, JR. Mgmt Withheld Against
RONALD KIRK Mgmt Withheld Against
JOHN S. LLEWELLYN, JR. Mgmt Withheld Against
02 PROPOSAL TO RATIFY DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR.
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DENTSPLY INTERNATIONAL INC. Agenda: 932125443
CUSIP: 249030107 Meeting Type: Annual
Ticker: XRAY Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 PAULA H. CHOLMONDELEY Mgmt For For
W. KEITH SMITH Mgmt For For
MICHAEL J. COLEMAN Mgmt For For
JOHN C. MILES II Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP,
INDEPENDENT ACCOUNTANTS, TO AUDIT THE
BOOKS AND ACCOUNTS OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2004.
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DOVER CORPORATION Agenda: 932106520
CUSIP: 260003108 Meeting Type: Annual
Ticker: DOV Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 M.B. STUBBS Mgmt For For
G.L. ROUBOS Mgmt Withheld Against
D.H. BENSON Mgmt For For
J-P.M. ERGAS Mgmt For For
K.C. GRAHAM Mgmt For For
R.L. HOFFMAN Mgmt For For
J.L. KOLEY Mgmt For For
R.K. LOCHRIDGE Mgmt For For
T.L. REECE Mgmt For For
B.G. RETHORE Mgmt For For
02 TO CONSIDER AND APPROVE THE 2005 Mgmt For For
EQUITY AND CASH INCENTIVE PLAN.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY COME BEFORE THE MEETING.
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EOG RESOURCES, INC. Agenda: 932108500
CUSIP: 26875P101 Meeting Type: Annual
Ticker: EOG Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 DONALD F. TEXTOR Mgmt For For
EDMUND P. SEGNER, III Mgmt For For
MARK G. PAPA Mgmt For For
CHARLES R. CRISP Mgmt For For
GEORGE A. ALCORN Mgmt For For
FRANK G. WISNER Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
PUBLIC ACCOUNTANTS, AS AUDITORS FOR
THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2004.
03 TO APPROVE THE AMENDED AND RESTATED Mgmt For For
EOG RESOURCES, INC. 1992 STOCK PLAN.
04 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt Against Against
PROPERLY BE BROUGHT BEFORE THE MEETING
OR ANY ADJOURNMENTS THEREOF.
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ECOLAB INC. Agenda: 932113169
CUSIP: 278865100 Meeting Type: Annual
Ticker: ECL Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ULRICH LEHNER Mgmt For For
WILLIAM L. JEWS Mgmt For For
BETH M. PRITCHARD Mgmt For For
RICHARD U. DE SCHUTTER Mgmt For For
JOEL W. JOHNSON Mgmt For For
02 RE-APPROVE ECOLAB INC. MANAGEMENT Mgmt For For
PERFORMANCE INCENTIVE PLAN, AS
AMENDED.
03 APPROVE ECOLAB STOCK PURCHASE PLAN. Mgmt For For
04 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS.
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EDUCATION MANAGEMENT CORPORATION Agenda: 932059517
CUSIP: 28139T101 Meeting Type: Annual
Ticker: EDMC Meeting Date: 11/20/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 WILLIAM M. CAMPBELL III Mgmt For For
FRIEDRICH TEROERDE Mgmt For For
ROBERT H. ATWELL Mgmt For For
02 THE PROPOSED AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY S ARTICLES OF
INCORPORATION.
03 THE PROPOSAL TO ADOPT THE COMPANY S Mgmt For For
2003 INCENTIVE PLAN.
04 THE PROPOSAL TO RATIFY THE SELECTION Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT
PUBLIC AUDITORS FOR THE COMPANY.
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A.G. EDWARDS, INC. Agenda: 932175739
CUSIP: 281760108 Meeting Type: Annual
Ticker: AGE Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 DR. E. EUGENE CARTER Mgmt For For
ROBERT L. BAGBY Mgmt For For
PETER B. MADOFF Mgmt For For
02 TO APPROVE THE A.G. EDWARDS, INC. 2004 Mgmt For For
PERFORMANCE PLAN FOR EXECUTIVES.
03 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR
ENDING FEBRUARY 28, 2005.
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EXPEDITORS INT'L OF WASHINGTON, INC. Agenda: 932108740
CUSIP: 302130109 Meeting Type: Annual
Ticker: EXPD Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 R.J. GATES Mgmt For For
J.L.K. WANG Mgmt For For
D.P. KOURKOUMELIS Mgmt For For
M.J. MALONE Mgmt For For
J.W. MEISENBACH Mgmt For For
J.J. CASEY Mgmt For For
P.J. ROSE Mgmt For For
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FAIR ISAAC CORPORATION Agenda: 932083304
CUSIP: 303250104 Meeting Type: Annual
Ticker: FIC Meeting Date: 2/2/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 TONY J. CHRISTIANSON Mgmt For For
DAVID S.P. HOPKINS Mgmt For For
GUY R. HENSHAW Mgmt For For
PHILIP G. HEASLEY Mgmt Withheld Against
ALEX W. HART Mgmt Withheld Against
THOMAS G. GRUDNOWSKI Mgmt For For
A. GEORGE BATTLE Mgmt For For
MARGARET L. TAYLOR Mgmt Withheld Against
02 AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM
100,000,000 TO 200,000,000.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE CURRENT FISCAL YEAR.
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FAMILY DOLLAR STORES, INC. Agenda: 932071195
CUSIP: 307000109 Meeting Type: Annual
Ticker: FDO Meeting Date: 1/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GEORGE R. MAHONEY, JR. Mgmt For For
JAMES G. MARTIN Mgmt For For
GLENN A. EISENBERG Mgmt For For
EDWARD C. DOLBY Mgmt For For
MARK R. BERNSTEIN Mgmt For For
HOWARD R. LEVINE Mgmt For For
SHARON ALLRED DECKER Mgmt For For
02 APPROVAL OF THE FAMILY DOLLAR 2000 Mgmt For For
OUTSIDE DIRECTORS PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS.
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FISERV, INC. Agenda: 932099155
CUSIP: 337738108 Meeting Type: Annual
Ticker: FISV Meeting Date: 4/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 K.R. JENSEN Mgmt For For
K.M. ROBAK Mgmt For For
T.C. WERTHEIMER Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR 2004.
03 TO APPROVE THE COMPANY S STOCK OPTION Mgmt For For
AND RESTRICTED STOCK PLAN, AS AMENDED
AND RESTATED TO PERMIT GRANTS OF
RESTRICTED STOCK.
- -------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda: 932075698
CUSIP: 354613101 Meeting Type: Annual
Ticker: BEN Meeting Date: 1/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RUPERT H. JOHNSON, JR. Mgmt For For
ANNE M. TATLOCK Mgmt For For
PETER M. SACERDOTE Mgmt For For
01 CHUTTA RATNATHICAM Mgmt For For
HARMON E. BURNS Mgmt For For
THOMAS H. KEAN Mgmt For For
CHARLES B. JOHNSON Mgmt For For
ROBERT D. JOFFE Mgmt For For
LOUIS E. WOODWORTH Mgmt For For
CHARLES CROCKER Mgmt For For
JAMES A. MCCARTHY Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2004.
03 APPROVAL OF THE 2004 KEY EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN.
04 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
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ARTHUR J. GALLAGHER & CO. Agenda: 932134341
CUSIP: 363576109 Meeting Type: Annual
Ticker: AJG Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 T. KIMBALL BROOKER Mgmt For For
ROBERT E. GALLAGHER Mgmt For For
DAVID S. JOHNSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY FOR 2004.
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HEALTH MANAGEMENT ASSOCIATES, INC. Agenda: 932079090
CUSIP: 421933102 Meeting Type: Annual
Ticker: HMA Meeting Date: 2/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KENT P. DAUTEN Mgmt For For
R.W. WESTERFIELD, PH.D. Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
WILLIAM E. MAYBERRY, MD Mgmt For For
DONALD E. KIERNAN Mgmt For For
JOSEPH V. VUMBACCO Mgmt For For
WILLIAM J. SCHOEN Mgmt For For
ROBERT A. KNOX Mgmt For For
- -------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda: 932051117
CUSIP: 426281101 Meeting Type: Annual
Ticker: JKHY Meeting Date: 10/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M. HENRY Mgmt For For
J. HENRY Mgmt For For
J. HALL Mgmt For For
J. ELLIS Mgmt Withheld Against
G. CURRY Mgmt Withheld Against
J. MALEKIEL Mgmt Withheld Against
B. GEORGE Mgmt Withheld Against
- -------------------------------------------------------------------------------------------------------
JACOBS ENGINEERING GROUP INC. Agenda: 932083998
CUSIP: 469814107 Meeting Type: Annual
Ticker: JEC Meeting Date: 2/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT B. GWYN Mgmt For For
BENJAMIN F. MONTOYA Mgmt For For
LINDA K. JACOBS Mgmt For For
ROBERT C. DAVIDSON, JR. Mgmt For For
EDWARD V. FRITZKY Mgmt For For
02 TO APPROVE ERNST & YOUNG LLP AS Mgmt For For
AUDITORS
- -------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda: 932047702
CUSIP: 518439104 Meeting Type: Annual
Ticker: EL Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FRED H. LANGHAMMER Mgmt For For
IRVINE O. HOCKADAY, JR. Mgmt For For
ROSE MARIE BRAVO Mgmt For For
02 APPROVAL OF THE EXECUTIVE ANNUAL Mgmt For For
INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE
2004 FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
LEGG MASON, INC. Agenda: 932013105
CUSIP: 524901105 Meeting Type: Annual
Ticker: LM Meeting Date: 7/22/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENNIS R. BERESFORD** Mgmt For For
CARL BILDT* Mgmt For For
JOHN E. KOERNER, III* Mgmt For For
PETER F. O'MALLEY* Mgmt For For
JAMES E. UKROP* Mgmt For For
HARRY M. FORD, JR.* Mgmt Withheld Against
- -------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda: 932020768
CUSIP: 595017104 Meeting Type: Annual
Ticker: MCHP Meeting Date: 8/15/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVE SANGHI Mgmt For For
ALBERT J. HUGO-MARTINEZ Mgmt For For
L.B. DAY Mgmt For For
MATTHEW W. CHAPMAN Mgmt For For
WADE F. MEYERCORD Mgmt For For
02 PROPOSAL TO AMEND OUR 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE
UNDER SUCH PLAN BY 975,000 SHARES.
03 PROPOSAL TO AMEND OUR 2001 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN TO ADD, COMMENCING
JANUARY 1, 2005, AN ANNUAL AUTOMATIC
INCREASE IN THE NUMBER OF SHARES
RESERVED FOR ISSUANCE UNDER SUCH PLAN.
- -------------------------------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC. Agenda: 932143136
CUSIP: 608190104 Meeting Type: Annual
Ticker: MHK Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID L. KOLB Mgmt For For
PHYLLIS O. BONANNO Mgmt For For
LEO BENATAR Mgmt For For
W. CHRISTOPHER WELLBORN Mgmt For For
- -------------------------------------------------------------------------------------------------------
NATIONAL INSTRUMENTS CORPORATION Agenda: 932125669
CUSIP: 636518102 Meeting Type: Annual
Ticker: NATI Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES J. TRUCHARD Mgmt For For
CHARLES J. ROESSLEIN Mgmt For For
02 PROPOSAL TO AMEND AND RESTATE THE Mgmt For For
COMPANY S 1994 INCENTIVE PLAN TO
INCREASE THE NUMBER OF SHARES RESERVED
FOR ISSUANCE THEREUNDER 750,000 SHARES
TO AN AGGREGATE OF 16,950,000 SHARES
AND TO EXTEND THE TERMINATION DATE OF
THE PLAN BY ONE YEAR TO 2005.
- -------------------------------------------------------------------------------------------------------
NATIONWIDE FINANCIAL SERVICES, INC. Agenda: 932121659
CUSIP: 638612101 Meeting Type: Annual
Ticker: NFS Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KEITH W. ECKEL Mgmt For For
JAMES G. BROCKSMITH, JR Mgmt For For
JAMES F. PATTERSON Mgmt For For
GERALD D. PROTHRO Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITOR OF THE
COMPANY FOR THE YEAR ENDING DECEMBER
31, 2004.
03 APPROVAL OF THE THIRD AMENDED AND Mgmt Against Against
RESTATED NATIONWIDE FINANCIAL
SERVICES, INC. 1996 LONG-TERM EQUITY
COMPENSATION PLAN.
04 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
STOCK RETAINER PLAN FOR NON-EMPLOYEE
DIRECTORS.
- -------------------------------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY Agenda: 932124275
CUSIP: 651290108 Meeting Type: Annual
Ticker: NFX Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CLAIRE S. FARLEY Mgmt For For
PHILIP J. BURGUIERES Mgmt For For
C.E. (CHUCK) SHULTZ Mgmt For For
01 DENNIS R. HENDRIX Mgmt For For
THOMAS G. RICKS Mgmt For For
HOWARD H. NEWMAN Mgmt For For
JOHN RANDOLPH KEMP III Mgmt For For
DAVID A. TRICE Mgmt For For
DAVID F. SCHAIBLE Mgmt For For
CHARLES W. DUNCAN, JR. Mgmt For For
JOE B. FOSTER Mgmt For For
02 APPROVAL OF THE NEWFIELD EXPLORATION Mgmt For For
COMPANY 2004 OMNIBUS STOCK PLAN
03 AMENDMENT OF ARTICLE FOURTH OF THE Mgmt For For
COMPANY S SECOND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE FROM 100
MILLION SHARES TO 200 MILLION SHARES
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
99 CENTS ONLY STORES Agenda: 932156486
CUSIP: 65440K106 Meeting Type: Annual
Ticker: NDN Meeting Date: 6/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID GOLD Mgmt For For
ERIC G. FLAMHOLTZ Mgmt For For
WILLIAM CHRISTY Mgmt For For
BEN SCHWARTZ Mgmt For For
MARVIN HOLEN Mgmt For For
HOWARD GOLD Mgmt For For
LAWRENCE GLASCOTT Mgmt For For
ERIC SCHIFFER Mgmt For For
JEFF GOLD Mgmt For For
02 THE BOARD OF DIRECTORS RECOMMENDS A Shr For Against
VOTE AGAINST THE ADOPTION OF PROPOSAL
#1. PROXIES SOLICITED BY THE BOARD OF
DIRECTORS WILL BE VOTED AGAINST THIS
PROPOSAL UNLESS OTHERWISE SPECIFIED BY
THE SHAREHOLDER IN THE PROXY.
03 THE BOARD OF DIRECTORS RECOMMENDS A Shr For Against
VOTE AGAINST THE ADOPTION OF PROPOSAL
#2. PROXIES SOLICITED BY THE BOARD OF
DIRECTORS WILL BE VOTED AGAINST THIS
PROPOSAL UNLESS OTHERWISE SPECIFIED BY
THE SHAREHOLDER IN THE PROXY.
- -------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda: 932136181
CUSIP: 681919106 Meeting Type: Annual
Ticker: OMC Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT CHARLES CLARK Mgmt For For
MICHAEL A. HENNING Mgmt For For
JOHN R. MURPHY Mgmt For For
SUSAN S. DENISON Mgmt For For
LEONARD S. COLEMAN, JR. Mgmt For For
BRUCE CRAWFORD Mgmt For For
LINDA JOHNSON RICE Mgmt For For
JOHN D. WREN Mgmt For For
JOHN R. PURCELL Mgmt For For
GARY L. ROUBOS Mgmt For For
ERROL M. COOK Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG AS Mgmt For For
OUR INDEPENDENT AUDITORS FOR FISCAL
YEAR 2004
03 TO APPROVE OUR DIRECTOR EQUITY PLAN. Mgmt For For
- -------------------------------------------------------------------------------------------------------
PATTERSON DENTAL COMPANY Agenda: 932033830
CUSIP: 703412106 Meeting Type: Annual
Ticker: PDCO Meeting Date: 9/8/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HAROLD C. SLAVKIN Mgmt For For
JAMES W. WILTZ Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING APRIL 24,
2004.
- -------------------------------------------------------------------------------------------------------
PENTAIR, INC. Agenda: 932111999
CUSIP: 709631105 Meeting Type: Annual
Ticker: PNR Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID A. JONES Mgmt For For
WILLIAM T. MONAHAN Mgmt For For
KAREN E. WELKE Mgmt For For
01 GLYNIS A. BRYAN Mgmt For For
02 APPROVAL OF THE COMPENSATION PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS.
03 APPROVAL OF THE OMNIBUS STOCK Mgmt For For
INCENTIVE PLAN.
04 APPROVAL OF THE EMPLOYEE STOCK Mgmt For For
PURCHASE AND BONUS PLAN.
05 APPROVAL OF THE INTERNATIONAL STOCK Mgmt For For
PURCHASE AND BONUS PLAN.
06 RATIFICATION OF APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR 2004.
- -------------------------------------------------------------------------------------------------------
PERFORMANCE FOOD GROUP COMPANY Agenda: 932143655
CUSIP: 713755106 Meeting Type: Annual
Ticker: PFGC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FRED C. GOAD, JR. Mgmt For For
MARY C. DOSWELL Mgmt For For
ROBERT C. SLEDD Mgmt For For
02 AMENDMENT OF THE EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
- -------------------------------------------------------------------------------------------------------
PIEDMONT NATURAL GAS COMPANY, INC. Agenda: 932087554
CUSIP: 720186105 Meeting Type: Annual
Ticker: PNY Meeting Date: 2/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 D. HAYES CLEMENT Mgmt For For
FRANK B. HOLDING, JR. Mgmt For For
THOMAS E. SKAINS Mgmt For For
DAVID E. SHI Mgmt For For
JERRY W. AMOS Mgmt For For
02 RATIFICATION OF SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF EXECUTIVE LONG-TERM Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
POGO PRODUCING COMPANY Agenda: 932113260
CUSIP: 730448107 Meeting Type: Annual
Ticker: PPP Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JERRY M. ARMSTRONG Mgmt For For
PAUL G. VAN WAGENEN Mgmt For For
02 APPROVAL OF THE 2004 INCENTIVE PLAN AS Mgmt For For
MORE FULLY DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS TO AUDIT THE
FINANCIAL STATEMENTS OF THE COMPANY
FOR 2004.
- -------------------------------------------------------------------------------------------------------
QLOGIC CORPORATION Agenda: 932029196
CUSIP: 747277101 Meeting Type: Annual
Ticker: QLGC Meeting Date: 8/26/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CAROL L. MILTNER Mgmt For For
H.K. DESAI Mgmt For For
LARRY R. CARTER Mgmt For For
JAMES R. FIEBIGER Mgmt For For
BALAKRISHNAN S. IYER Mgmt For For
GEORGE D. WELLS Mgmt For For
02 AMENDMENT TO THE QLOGIC CORPORATION Mgmt For For
STOCK AWARDS PLAN TO EXTEND THE
EXPIRATION DATE OF THE AWARDS PLAN TO
JULY 31, 2006.
03 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
QUESTAR CORPORATION Agenda: 932127550
CUSIP: 748356102 Meeting Type: Annual
Ticker: STR Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES B. STANLEY Mgmt For For
R.D. CASH Mgmt For For
ROBERT E. MCKEE III Mgmt Withheld Against
GARY G. MICHAEL Mgmt For For
TERESA BECK Mgmt For For
02 TO APPROVE THE LONG-TERM CASH Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
RENAL CARE GROUP, INC. Agenda: 932175727
CUSIP: 759930100 Meeting Type: Annual
Ticker: RCI Meeting Date: 6/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HARRY R. JACOBSON, M.D. Mgmt For For
THOMAS A. LOWERY, M.D. Mgmt For For
JOSEPH C. HUTTS Mgmt For For
02 PROPOSAL TO: APPROVE THE RENAL CARE Mgmt For For
GROUP, INC. 2004 STOCK AND INCENTIVE
COMPENSATION PLAN.
03 PROPOSAL TO: APPROVE AN AMENDMENT TO Mgmt For For
THE RENAL CARE GROUP, INC. 1996 STOCK
OPTION PLAN FOR OUTSIDE DIRECTORS TO
ALLOW THE GRANT OF OPTIONS TO
DIRECTORS WHO ARE MEDICAL DIRECTORS
AND THE CHAIRMAN OR VICE CHAIRMAN OF
THE BOARD OF DIRECTORS, IF SUCH
DIRECTOR
04 PROPOSAL TO: APPROVE AN AMENDMENT TO Mgmt For For
THE RENAL CARE GROUP, INC. CERTIFICATE
OF INCORPORATION TO INCREASE THE
NUMBER OF AUTHORIZED SHARES OF ITS
$0.01 PAR VALUE COMMON STOCK FROM
90,000,000 SHARES TO 150,000,000
SHARES.
- -------------------------------------------------------------------------------------------------------
THE REYNOLDS AND REYNOLDS COMPANY Agenda: 932082996
CUSIP: 761695105 Meeting Type: Annual
Ticker: REY Meeting Date: 2/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
I DONALD K. PETERSON Mgmt For For
PHILIP A. ODEEN Mgmt For For
EUSTACE W. MITA Mgmt For For
II PROPOSAL TO APPROVE THE 2004 REYSHARE Mgmt For For
PLUS PLAN.
III PROPOSAL TO APPROVE THE 2004 EXECUTIVE Mgmt For For
STOCK INCENTIVE PLAN.
IV PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY Agenda: 932154292
CUSIP: 784117103 Meeting Type: Annual
Ticker: SEIC Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS W. SMITH** Mgmt For For
ALFRED P. WEST, JR.* Mgmt For For
HOWARD D. ROSS* Mgmt For For
WILLIAM M. DORAN* Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS SEI
INVESTMENTS COMPANY S INDEPENDENT
PUBLIC ACCOUNTANTS FOR 2004.
- -------------------------------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY Agenda: 932109449
CUSIP: 811054204 Meeting Type: Annual
Ticker: SSP Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD W. TYSOE Mgmt For For
NICHOLAS B. PAUMGARTEN Mgmt Withheld Against
DAVID A. GALLOWAY Mgmt For For
JULIE A. WRIGLEY Mgmt For For
- -------------------------------------------------------------------------------------------------------
SKYWEST, INC. Agenda: 932134529
CUSIP: 830879102 Meeting Type: Annual
Ticker: SKYW Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 W. STEVE ALBRECHT Mgmt For For
JERRY C. ATKIN Mgmt For For
J. RALPH ATKIN Mgmt For For
IAN M. CUMMING Mgmt For For
MERVYN K. COX Mgmt For For
SIDNEY J. ATKIN Mgmt For For
HYRUM W. SMITH Mgmt For For
ROBERT G. SARVER Mgmt For For
STEVEN F. UDVAR-HAZY Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP TO SERVE AS THE
INDEPENDENT AUDITOR OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
SONIC CORP. Agenda: 932077325
CUSIP: 835451105 Meeting Type: Annual
Ticker: SONC Meeting Date: 1/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J. CLIFFORD HUDSON Mgmt For For
ROBERT M. ROSENBERG Mgmt For For
FEDERICO F. PENA Mgmt For For
02 ANY OTHER MATTER PROPERLY COMING Mgmt For For
BEFORE THE MEETING, UPON WHICH THE
PERSONS NAMED ABOVE WILL VOTE FOR OR
AGAINST, IN THEIR SOLE DISCRETION, OR
UPON WHICH THE PERSONS NAMED ABOVE
WILL ABSTAIN FROM VOTING, IN THEIR
SOLE DISCRETION. (PLEASE BE ADVISED
THAT T
- -------------------------------------------------------------------------------------------------------
SOUTHTRUST CORPORATION Agenda: 932100364
CUSIP: 844730101 Meeting Type: Annual
Ticker: SOTR Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WALLACE D. MALONE, JR. Mgmt For For
JOHN M. BRADFORD Mgmt For For
WILLIAM C. HULSEY Mgmt For For
CARL F. BAILEY Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS: Mgmt For For
RESPECTING PROPOSAL TO RATIFY THE
SELECTION OF KPMG LLP AS SOUTHTRUST S
PRINCIPAL INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
03 RATIFICATION OF AMENDED AND RESTATED Mgmt For For
SENIOR OFFICER PERFORMANCE INCENTIVE
PLAN: RESPECTING PROPOSAL TO APPROVE
AND RATIFY THE AMENDED AND RESTATED
SENIOR OFFICER PERFORMANCE INCENTIVE
PLAN, AS DESCRIBED IN AND ATTACHED AS
AN APPENDIX TO THE ACCOMPANYING P
04 RATIFICATION OF 2004 LONG-TERM Mgmt For For
INCENTIVE PLAN: RESPECTING PROPOSAL TO
APPROVE AND RATIFY THE 2004 LONG-TERM
INCENTIVE PLAN, AS DESCRIBED IN AND
ATTACHED AS AN APPENDIX TO THE
ACCOMPANYING PROXY STATEMENT OF THE
COMPANY.
- -------------------------------------------------------------------------------------------------------
SUNGARD DATA SYSTEMS INC. Agenda: 932128639
CUSIP: 867363103 Meeting Type: Annual
Ticker: SDS Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CRISTOBAL CONDE Mgmt For For
MALCOLM I. RUDDOCK Mgmt For For
JAMES L. MANN Mgmt For For
JANET BRUTSCHEA HAUGEN Mgmt For For
BERNARD GOLDSTEIN Mgmt For For
ALBERT A. EISENSTAT Mgmt For For
RAMON DE OLIVEIRA Mgmt For For
MICHAEL C. BROOKS Mgmt For For
HENRY C. DUQUES Mgmt For For
GREGORY S. BENTLEY Mgmt Withheld Against
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
2004.
- -------------------------------------------------------------------------------------------------------
TIFFANY & CO. Agenda: 932125227
CUSIP: 886547108 Meeting Type: Annual
Ticker: TIF Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL J. KOWALSKI Mgmt For For
WILLIAM R. CHANEY Mgmt For For
SAMUEL L. HAYES III Mgmt For For
ABBY F. KOHNSTAMM Mgmt For For
CHARLES K. MARQUIS Mgmt For For
J. THOMAS PRESBY Mgmt For For
JAMES E. QUINN Mgmt For For
WILLIAM A. SHUTZER Mgmt For For
ROSE MARIE BRAVO Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS OF THE COMPANY S
FISCAL 2004 FINANCIAL STATEMENTS.
- -------------------------------------------------------------------------------------------------------
THE VALSPAR CORPORATION Agenda: 932084558
CUSIP: 920355104 Meeting Type: Annual
Ticker: VAL Meeting Date: 2/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES W. GAILLARD Mgmt For For
LAWRENCE PERLMAN Mgmt For For
GREGORY R. PALEN Mgmt For For
MAE C. JEMISON Mgmt For For
02 TO APPROVE THE CORPORATION S AMENDED Mgmt For For
AND RESTATED KEY EMPLOYEE ANNUAL BONUS
PLAN.
03 TO APPROVE THE RATIFICATION OF THE Mgmt For For
APPOINTMENT OF ERNST & YOUNG LLP AS
THE INDEPENDENT PUBLIC ACCOUNTANTS OF
THE CORPORATION.
- -------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda: 932082275
CUSIP: 92220P105 Meeting Type: Annual
Ticker: VAR Meeting Date: 2/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SAMUEL HELLMAN Mgmt For For
JOHN SEELY BROWN Mgmt For For
TERRY R. LAUTENBACH Mgmt For For
02 APPROVAL OF VARIAN MEDICAL SYSTEMS, Mgmt For For
INC. MANAGEMENT INCENTIVE PROGRAM.
- -------------------------------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC. Agenda: 932166754
CUSIP: 92220P105 Meeting Type: Special
Ticker: VAR Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
- -------------------------------------------------------------------------------------------------------
ACE LIMITED Agenda: 932153214
CUSIP: G0070K103 Meeting Type: Annual
Ticker: ACE Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A ROBERT RIPP Mgmt For For
PETER MENIKOFF Mgmt For For
DERMOT F. SMURFIT Mgmt For For
ROBERT M. HERNANDEZ Mgmt For For
BRIAN DUPERREAULT Mgmt For For
B PROPOSAL TO APPROVE THE ACE LIMITED Mgmt For For
2004 LONG-TERM INCENTIVE PLAN.
C PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF ACE LIMITED
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
- -------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD. Agenda: 932106380
CUSIP: G24182100 Meeting Type: Annual
Ticker: CBE Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.G. BUTLER Mgmt For For
D.F. SMITH Mgmt For For
G.B. SMITH Mgmt For For
02 APPOINT ERNST & YOUNG AS INDEPENDENT Mgmt For For
AUDITORS FOR THE YEAR ENDING
12/31/2004.
03 APPROVE THE AMENDED AND RESTATED STOCK Mgmt For For
INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL RELATING TO Shr For Against
SOCIAL AND ENVIRONMENTAL ISSUES
RELATED TO SUSTAINABILITY.
05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
EXECUTIVE EQUITY COMPENSATION PLANS.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tax-Managed Mid-Cap Core Portfolio
By (Signature) /S/ James B. Hawkes
----------------------------------------
Name James B. Hawkes
Title President
Date 08-30-2004