UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number 811-10005
Tax-Managed Small-Cap Growth Portfolio
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(Exact name of registrant as specified in charter)
255 State Street,
Boston MA 02109
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(Address of principal executive offices) (Zip code)
Alan R. Dynner, Esq.
255 State Street,
Boston MA 02109
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(Name and address of agent for service)
Registrant's telephone number, including area code: 617-482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/2003 - 06/30/2004
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain;
for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
Tax-Managed Small-Cap Growth Portfolio
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AU OPTRONICS CORP. Agenda: 932116557
CUSIP: 002255107 Meeting Type: Annual
Ticker: AUO Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ACCEPTANCE OF THE 2003 BUSINESS REPORT Mgmt For For
AND FINANCIAL STATEMENTS, AS SET FORTH
IN THE COMPANY S NOTICE OF
02 APPROVAL OF THE REVISIONS TO THE Mgmt For For
ARTICLES OF INCORPORATION, AS SET
FORTH IN THE COMPANY S NOTICE OF
MEETING.
03 HSIU HSING HU** Mgmt For For
VIVIEN HUEY-JUAN HSIEH* Mgmt For For
CHENG-CHU FAN* Mgmt For For
T.J. HUANG* Mgmt For For
STAN HUANG* Mgmt For For
KO-YUNG (ERIC) YU** Mgmt For For
CHIN-BING PENG* Mgmt For For
PO-YEN LU* Mgmt For For
HSI-HUA SHEAFFER LEE* Mgmt For For
HSUAN BIN (HB) CHEN* Mgmt For For
KUEN-YAO (KY) LEE* Mgmt For For
CHIEH-CHIEN CHAO** Mgmt For For
04 APPROVAL OF THE PROPOSAL FOR Mgmt For For
DISTRIBUTION OF 2003 PROFITS, AS SET
FORTH IN THE COMPANY S NOTICE OF
MEETING.
05 APPROVAL OF THE CAPITALIZATION OF 2003 Mgmt For For
DIVIDENDS AND EMPLOYEE STOCK BONUS, AS
SET FORTH IN THE COMPANY S NOTICE OF
MEETING.
06 APPROVAL TO HAVE A NEW RIGHTS ISSUE TO Mgmt For For
SPONSOR DR OFFERING, AS SET FORTH IN
THE COMPANY S NOTICE OF MEETING.
07 APPROVAL TO RELEASE THE DIRECTORS FROM Mgmt For For
NON-COMPETITION RESTRICTIONS, AS SET
FORTH IN THE COMPANY S NOTICE OF
MEETING.
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AFFYMETRIX, INC. Agenda: 932160865
CUSIP: 00826T108 Meeting Type: Annual
Ticker: AFFX Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JOHN D. DIEKMAN, PH.D. Mgmt For For
PAUL BERG, PH.D. Mgmt For For
VERNON R. LOUCKS, JR. Mgmt For For
JOHN A. YOUNG Mgmt For For
DAVID B. SINGER Mgmt For For
STEPHEN P.A. FODOR, PHD Mgmt For For
SUSAN E. SIEGEL Mgmt For For
02 TO APPROVE OUR AMENDED AND RESTATED Mgmt For For
2000 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
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AKAMAI TECHNOLOGIES, INC. Agenda: 932145786
CUSIP: 00971T101 Meeting Type: Annual
Ticker: AKAM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 F. THOMSON LEIGHTON Mgmt For For
RONALD GRAHAM Mgmt For For
NAOMI SELIGMAN Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE SECOND Mgmt Against Against
AMENDED AND RESTATED 1998 STOCK
INCENTIVE PLAN.
03 APPROVAL OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
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ALIGN TECHNOLOGY, INC. Agenda: 932128829
CUSIP: 016255101 Meeting Type: Annual
Ticker: ALGN Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 C. RAYMOND LARKIN, JR. Mgmt For For
KELSEY WIRTH Mgmt For For
GREG J. SANTORA Mgmt For For
01 JOSEPH LACOB Mgmt For For
THOMAS M. PRESCOTT Mgmt For For
BRIAN DOVEY Mgmt For For
DAVID E. COLLINS Mgmt For For
H. KENT BOWEN Mgmt For For
02 RATIFICATION OF SELECTION OF Mgmt For For
INDEPENDENT AUDITORS: PROPOSAL TO
RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS ALIGN
TECHNOLOGY, INC. S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
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ALLIANCE DATA SYSTEMS CORPORATION Agenda: 932163835
CUSIP: 018581108 Meeting Type: Annual
Ticker: ADS Meeting Date: 6/8/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 LAWRENCE M. BENVENISTE Mgmt For For
D. KEITH COBB Mgmt For For
KENNETH R. JENSEN Mgmt For For
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AMKOR TECHNOLOGY, INC. Agenda: 932022041
CUSIP: 031652100 Meeting Type: Annual
Ticker: AMKR Meeting Date: 7/30/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 GREGORY K. HINCKLEY Mgmt For For
JAMES J. KIM Mgmt For For
THOMAS D. GEORGE Mgmt For For
JUERGEN KNORR Mgmt For For
JOHN B. NEFF Mgmt For For
JAMES W. ZUG Mgmt For For
JOHN N. BORUCH Mgmt For For
WINSTON J. CHURCHILL Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS.
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APPLEBEE'S INTERNATIONAL, INC. Agenda: 932134579
CUSIP: 037899101 Meeting Type: Annual
Ticker: APPB Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
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I LLOYD L. HILL* Mgmt For For
MICHAEL A. VOLKEMA* Mgmt For For
BURTON M. SACK* Mgmt For For
JACK P. HELMS* Mgmt For For
STEVEN K. LUMPKIN** Mgmt For For
II TO APPROVE THE APPLEBEE S Mgmt For For
INTERNATIONAL, INC. AMENDED AND
RESTATED 1995 EQUITY INCENTIVE PLAN.
III TO APPROVE THE EXECUTIVE NONQUALIFIED Mgmt For For
STOCK PURCHASE PLAN.
IV TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR
THE COMPANY FOR THE 2004 FISCAL YEAR.
V TO ACT ON A SHAREHOLDER PROPOSAL TO Shr Against For
REQUIRE US TO ISSUE A REPORT RELATING
TO GENETICALLY ENGINEERED FOOD.
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ASPECT COMMUNICATIONS CORPORATION Agenda: 932185449
CUSIP: 04523Q102 Meeting Type: Annual
Ticker: ASPT Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 NORMAN A. FOGELSONG Mgmt
JOHN W. PETH Mgmt
THOMAS WEATHERFORD Mgmt
DAVID B. WRIGHT Mgmt
GARY E. BARNETT Mgmt
BARRY M. ARIKO Mgmt
DONALD P. CASEY Mgmt
02 APPROVAL OF THE AMENDMENT TO THE 1998 Mgmt
DIRECTORS STOCK OPTION PLAN, AS MORE
FULLY DESCRIBED IN THE PROXY
STATEMENT.
03 APPROVAL OF THE AMENDMENT TO THE Mgmt
ANNUAL RETAINER COMPENSATION PLAN
FOR THE BOARD OF DIRECTORS OF THE
COMPANY TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE UNDER THE RETAINER PLAN BY
60,000 SHARES AND TO PERMIT ALL
RETAINERS PAID B
04 RATIFICATION OF THE APPOINTMENT OF Mgmt
KPMG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
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BEBE STORES, INC. Agenda: 932064621
CUSIP: 075571109 Meeting Type: Annual
Ticker: BEBE Meeting Date: 12/8/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 BARBARA BASS Mgmt For For
NEDA MASHOUF Mgmt For For
CYNTHIA COHEN Mgmt For For
CORRADO FEDERICO Mgmt For For
CADEN WANG Mgmt For For
MANNY MASHOUF Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE 1997 Mgmt For For
STOCK OPTION PLAN IN ORDER TO PRESERVE
THE COMPANY S ABILITY TO DEDUCT IN
FULL CERTAIN PLAN-RELATED COMPENSATION
UNDER SECTION 162(M) OF THE INTERNAL
REVENUE CODE.
03 TO APPROVE THE ADOPTION OF AN INCREASE Mgmt Against Against
IN THE MAXIMUM NUMBER OF SHARES THAT
MAY BE ISSUED UNDER THE CORPORATION S
1997 STOCK PLAN BY 1,000,000 SHARES
FROM 4,330,000 SHARES TO 5,330,000
SHARES.
04 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt Against Against
& TOUCHE LLP AS BEBE S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
JUNE 30, 2004.
05 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING OR
ANY ADJOURNMENT THEREOF.
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BIOLASE TECHNOLOGY, INC. Agenda: 932171349
CUSIP: 090911108 Meeting Type: Annual
Ticker: BLTI Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JEFFREY W. JONES Mgmt For For
GEORGE V. D'ARBELOFF Mgmt For For
WILLIAM A. OWENS Mgmt For For
ROBERT M. ANDERTON Mgmt For For
FEDERICO PIGNATELLI Mgmt For For
02 TO APPROVE AN INCREASE IN THE SHARES Mgmt Against Against
OF COMMON STOCK RESERVED UNDER THE
2002 STOCK INCENTIVE PLAN FROM
3,000,000 TO 4,000,000.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
04 IN ACCORDANCE WITH THE DISCRETION OF Mgmt For For
THE PROXY HOLDERS, TO ACT UPON ALL
MATTERS INCIDENT TO THE CONDUCT OF THE
MEETING AND UPON OTHER MATTERS AS MAY
PROPERLY COME BEFORE THE MEETING.
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BORGWARNER INC. Agenda: 932117927
CUSIP: 099724106 Meeting Type: Annual
Ticker: BWA Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 TIMOTHY M. MANGANELLO Mgmt For For
ERNEST J. NOVAK, JR. Mgmt For For
JERE A. DRUMMOND Mgmt For For
02 TO VOTE UPON A PROPOSAL TO APPROVE THE Mgmt For For
BORGWARNER INC. 2004 STOCK INCENTIVE
PLAN.
03 TO VOTE UPON A PROPOSAL TO APPROVE AN Mgmt For For
AMENDMENT TO THE COMPANY S RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED COMMON STOCK
OF THE COMPANY IN ORDER TO PERMIT,
AMONG OTHER THINGS, A 2-FOR-1 STOCK
SPLIT.
04 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITORS
FOR THE COMPANY FOR 2004.
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BOYD GAMING CORPORATION Agenda: 932129477
CUSIP: 103304101 Meeting Type: Annual
Ticker: BYD Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
THE COMPANY S COMMON STOCK IN
CONNECTION WITH THE MERGER OF COAST
CASINOS, INC., A NEVADA CORPORATION,
WITH AND INTO BGC, INC., A NEVADA
CORPORATION AND A WHOLLY OWNED
SUBSIDIARY OF THE COMPANY.
02 WILLIAM S. BOYD Mgmt For For
FREDERICK J. SCHWAB Mgmt For For
PETER M. THOMAS Mgmt For For
03 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT
AUDITOR FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
04 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt Against Against
2002 STOCK INCENTIVE PLAN (2002 PLAN)
TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK SUBJECT TO THE 2002 PLAN
FROM 3,000,000 SHARES TO 7,000,000
SHARES.
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TOM BROWN, INC. Agenda: 932130305
CUSIP: 115660201 Meeting Type: Annual
Ticker: TBI Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 DAVID M. CARMICHAEL Mgmt For For
ROBERT H. WHILDEN, JR. Mgmt For For
JAMES B. WALLACE Mgmt For For
WAYNE W. MURDY Mgmt For For
JOHN C. LINEHAN Mgmt For For
JAMES D. LIGHTNER Mgmt For For
HENRY GROPPE Mgmt For For
EDWARD W. LEBARON, JR. Mgmt For For
02 TO APPROVE THE AMENDMENT TO ARTICLE Mgmt For For
FOURTH OF THE COMPANY S CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK, $.10 PAR
VALUE PER SHARE.
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BUFFALO WILD WINGS, INC. Agenda: 932167706
CUSIP: 119848109 Meeting Type: Annual
Ticker: BWLD Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 SET THE NUMBER OF DIRECTORS AT SIX (6). Mgmt For For
02 SALLY J. SMITH Mgmt For For
ROBERT W. MACDONALD Mgmt For For
KENNETH H. DAHLBERG Mgmt For For
WARREN E. MACK Mgmt For For
DALE M. APPLEQUIST Mgmt For For
J. OLIVER MAGGARD Mgmt For For
03 RATIFY APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR THE
YEAR ENDING DECEMBER 26, 2004.
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CACHE, INC. Agenda: 932057171
CUSIP: 127150308 Meeting Type: Annual
Ticker: CACH Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 ANDREW M. SAUL Mgmt For For
JOSEPH E. SAUL Mgmt For For
BRIAN WOOLF Mgmt For For
ARTHUR S. MINTZ Mgmt For For
THOMAS E. REINCKENS Mgmt For For
MORTON J. SCHRADER Mgmt For For
02 TO APPROVE THE COMPANY S 2003 STOCK Mgmt For For
OPTION AND PERFORMANCE INCENTIVE PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG, LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 27, 2003.
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CARBO CERAMICS INC. Agenda: 932105681
CUSIP: 140781105 Meeting Type: Annual
Ticker: CRR Meeting Date: 4/13/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JOHN J. MURPHY Mgmt For For
CHAD C. DEATON Mgmt For For
CLAUDE E. COOKE, JR. Mgmt For For
H.E. LENTZ, JR. Mgmt For For
C. MARK PEARSON Mgmt For For
ROBERT S. RUBIN Mgmt For For
WILLIAM C. MORRIS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP, CERTIFIED PUBLIC
ACCOUNTANTS, AS INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2004.
03 PROPOSAL TO RATIFY AND APPROVE THE Mgmt For For
2004 CARBO CERAMICS INC. LONG-TERM
INCENTIVE PLAN.
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CELGENE CORPORATION Agenda: 932172202
CUSIP: 151020104 Meeting Type: Annual
Ticker: CELG Meeting Date: 6/15/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 GILLA KAPLAN, PH.D. Mgmt For For
RICHARD C.E. MORGAN Mgmt For For
A. HULL HAYES, JR, M.D. Mgmt For For
MICHAEL D. CASEY Mgmt For For
FRANK T. CARY Mgmt For For
JACK L. BOWMAN Mgmt For For
ROBERT J. HUGIN Mgmt For For
SOL J. BARER, PH.D. Mgmt For For
JOHN W. JACKSON Mgmt For For
WALTER L. ROBB, PH.D. Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
OUR CERTIFICATE OF INCORPORATION TO
INCREASE THE TOTAL NUMBER OF SHARES OF
STOCK THAT WE ARE AUTHORIZED TO ISSUE
TO 280,000,000
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2004
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CENTRAL EUROPEAN DISTRIBUTION CORP. Agenda: 932125455
CUSIP: 153435102 Meeting Type: Annual
Ticker: CEDC Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 TONY HOUSH Mgmt For For
RICHARD ROBERTS Mgmt For For
ROBERT P. KOCH Mgmt For For
N. SCOTT FINE Mgmt For For
DAVID BAILEY Mgmt For For
WILLIAM V. CAREY Mgmt For For
JAN W. LASKOWSKI Mgmt For For
02 TO AMEND THE COMPANY S CERTIFICATE OF Mgmt Against Against
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 20,000,000 TO 40,000,000.
03 FOR RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR 2004.
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THE CHEESECAKE FACTORY INCORPORATED Agenda: 932143631
CUSIP: 163072101 Meeting Type: Annual
Ticker: CAKE Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 THOMAS L. GREGORY Mgmt For For
02 APPROVAL OF THE COMPANY S AMENDED AND Mgmt For For
RESTATED YEAR 2000 OMNIBUS PERFORMANCE
STOCK INCENTIVE PLAN.
03 APPROVAL OF THE COMPANY S AMENDED AND Mgmt For For
RESTATED 2001 OMNIBUS STOCK INCENTIVE
PLAN.
04 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY S 1997 NON-EMPLOYEE DIRECTOR
STOCK OPTION PLAN.
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CHOICE HOTELS INTERNATIONAL, INC. Agenda: 932122714
CUSIP: 169905106 Meeting Type: Annual
Ticker: CHH Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JERRY E. ROBERTSON Mgmt For For
RAYMOND SCHULTZ Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2004.
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COEUR D'ALENE MINES CORPORATION Agenda: 932145318
CUSIP: 192108108 Meeting Type: Annual
Ticker: CDE Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JAMES A. MCCLURE Mgmt For For
DENNIS E. WHEELER Mgmt For For
TIMOTHY R. WINTERER Mgmt For For
J. KENNETH THOMPSON Mgmt For For
CECIL D. ANDRUS Mgmt For For
ROBERT E. MELLOR Mgmt For For
JAMES J. CURRAN Mgmt For For
01 JOHN H. ROBINSON Mgmt For For
02 PROPOSAL REGARDING AMENDMENT TO Mgmt For For
RESTATED AND AMENDED ARTICLES OF
INCORPORATION AUTHORIZING AN INCREASE
IN THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK TO 500 MILLION SHARES.
03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt For For
AUTHORIZED TO VOTE UPON SUCH OTHER
BUSINESS AS MAY COME BEFORE THE
MEETING.
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COGNIZANT TECHNOLOGY SOLUTIONS CORP. Agenda: 932155193
CUSIP: 192446102 Meeting Type: Annual
Ticker: CTSH Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JOHN E. KLEIN Mgmt For For
LAKSHMI NARAYANAN Mgmt For For
02 TO AMEND OUR RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO (I) INCREASE THE
NUMBER OF AUTHORIZED SHARES OF OUR
CLASS A COMMON STOCK FROM 100,000,000
SHARES TO 325,000,000 SHARES AND (II)
ELIMINATE THE AUTHORIZATION OF OUR
CLASS B COMMON STOCK.
03 TO AMEND OUR 1999 INCENTIVE Mgmt Against Against
COMPENSATION PLAN, AS AMENDED, AS MORE
FULLY DESCRIBED IN THE PROXY
04 TO ADOPT OUR 2004 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
05 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004.
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COMMERCIAL CAPITAL BANCORP, INC Agenda: 932151626
CUSIP: 20162L105 Meeting Type: Annual
Ticker: CCBI Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For
COMMON STOCK PURSUANT TO THE TERMS OF
AN AGREEMENT AND PLAN OF MERGER, DATED
AS OF JANUARY 27, 2004, AMONG THE
COMPANY, CCBI ACQUISITION CORP. AND
HAWTHORNE FINANCIAL CORPORATION.
02 MARK E. SCHAFFER Mgmt For For
CHRISTOPHER G. HAGERTY Mgmt For For
02 STEPHEN H. GORDON Mgmt For For
03 PROPOSAL TO RATIFY KPMG LLP AS THE Mgmt For For
COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
04 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt Against Against
THE ARTICLES OF INCORPORATION TO
INCREASE THE AUTHORIZED COMMON STOCK.
05 PROPOSAL TO APPROVE THE EXECUTIVE Mgmt For For
PERFORMANCE-BASED COMPENSATION POLICY.
06 PROPOSAL TO APPROVE THE LONG-TERM Mgmt For For
STOCK-BASED INCENTIVE PLAN.
07 PROPOSAL TO GRANT DISCRETIONARY Mgmt For For
AUTHORITY TO ADJOURN THE ANNUAL
MEETING IF NECESSARY TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF
THE ANNUAL MEETING TO APPROVE THE
ISSUANCE OF COMMON STOCK PURSUANT TO
THE TERM
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COMTECH TELECOMMUNICATIONS CORP. Agenda: 932058452
CUSIP: 205826209 Meeting Type: Annual
Ticker: CMTL Meeting Date: 12/9/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 GEORGE BUGLIARELLO Mgmt For For
RICHARD L. GOLDBERG Mgmt For For
02 APPROVAL OF AMENDMENT TO THE COMPANY S Mgmt Against Against
2000 STOCK INCENTIVE PLAN.
03 RATIFICATION OF SELECTION OF KPMG LLP Mgmt For For
AS AUDITORS.
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CONCORD CAMERA CORP. Agenda: 932077616
CUSIP: 206156101 Meeting Type: Annual
Ticker: LENS Meeting Date: 1/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J. DAVID HAKMAN Mgmt For For
WILLIAM J. O'NEILL, JR. Mgmt For For
MORRIS H. GINDI Mgmt For For
IRA B. LAMPERT Mgmt For For
RONALD S. COOPER Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING JULY 3,
2004.
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CORILLIAN CORPORATION Agenda: 932128867
CUSIP: 218725109 Meeting Type: Annual
Ticker: CORI Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ALEX P. HART Mgmt For For
ROBERT G. BARRETT Mgmt For For
02 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
AUDITORS. RATIFY THE SELECTION OF KPMG
LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
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CORINTHIAN COLLEGES, INC. Agenda: 932056523
CUSIP: 218868107 Meeting Type: Annual
Ticker: COCO Meeting Date: 11/20/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL R. ST. PIERRE Mgmt For For
LINDA AREY SKLADANY Mgmt For For
02 APPROVAL OF THE PROPOSED AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY S
CERTIFICATE OF INCORPORATION.
03 APPROVAL OF THE COMPANY S 2003 Mgmt For For
PERFORMANCE AWARD PLAN.
04 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING JUNE 30, 2004.
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COVANCE INC. Agenda: 932110707
CUSIP: 222816100 Meeting Type: Annual
Ticker: CVD Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT M. BAYLIS Mgmt For For
IRWIN LERNER Mgmt For For
02 SHAREHOLDER PROPOSAL CONCERNING ANNUAL Shr For Against
ELECTION OF DIRECTORS.
03 TO ACT UPON SUCH OTHER MATTERS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL
MEETING.
- -------------------------------------------------------------------------------------------------------
CUMULUS MEDIA INC. Agenda: 932119729
CUSIP: 231082108 Meeting Type: Annual
Ticker: CMLS Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ERIC P. ROBISON Mgmt For For
02 PROPOSAL TO APPROVE THE COMPANY S 2004 Mgmt Against Against
STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE BOARD S Mgmt For For
APPOINTMENT OF KPMG LLP AS INDEPENDENT
AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
CYTYC CORPORATION Agenda: 932154761
CUSIP: 232946103 Meeting Type: Annual
Ticker: CYTC Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL J. LEVANGIE Mgmt For For
WALTER E. BOOMER Mgmt For For
J. B. MARTIN, MD, PHD Mgmt For For
02 TO APPROVE THE COMPANY S 2004 OMNIBUS Mgmt For For
STOCK PLAN, WHICH PROVIDES FOR THE
ISSUANCE OF UP TO 12,250,000 SHARES OF
THE COMPANY S COMMON STOCK IN THE FORM
OF STOCK OPTION AND OTHER STOCK
03 TO APPROVE THE COMPANY S 2004 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN, WHICH PROVIDES
FOR THE ISSUANCE OF UP TO 2,000,000
SHARES OF THE COMPANY S COMMON STOCK
TO PARTICIPATING EMPLOYEES.
04 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP, INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS, AS AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda: 932075775
CUSIP: 23331A109 Meeting Type: Annual
Ticker: DHI Meeting Date: 1/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FRANCINE I. NEFF Mgmt For For
DONALD J. TOMNITZ Mgmt For For
MICHAEL R. BUCHANAN Mgmt For For
DONALD R. HORTON Mgmt For For
01 RICHARD I. GALLAND Mgmt For For
BILL W. WHEAT Mgmt For For
BRADLEY S. ANDERSON Mgmt For For
02 AMENDMENT TO THE D.R. HORTON, INC. Mgmt For For
2000 INCENTIVE BONUS PLAN
03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt For For
AUTHORIZED TO VOTE UPON OTHER BUSINESS
PROPERLY BROUGHT BEFORE THE MEETING OR
ANY ADJOURNMENT.
- -------------------------------------------------------------------------------------------------------
DADE BEHRING HOLDINGS, INC. Agenda: 932136852
CUSIP: 23342J206 Meeting Type: Annual
Ticker: DADE Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 N. LEIGH ANDERSON, PH.D Mgmt For For
JAMES G. ANDRESS Mgmt For For
02 APPROVAL OF THE DADE BEHRING 2004 Mgmt For For
INCENTIVE COMPENSATION PLAN.
- -------------------------------------------------------------------------------------------------------
DAVITA INC. Agenda: 932161374
CUSIP: 23918K108 Meeting Type: Annual
Ticker: DVA Meeting Date: 5/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NANCY-ANN DEPARLE Mgmt For For
RICHARD B. FONTAINE Mgmt For For
PETER T. GRAUER Mgmt For For
MICHELE J. HOOPER Mgmt For For
C. RAYMOND LARKIN, JR. Mgmt For For
JOHN M. NEHRA Mgmt For For
WILLIAM L. ROPER Mgmt For For
KENT J. THIRY Mgmt For For
- -------------------------------------------------------------------------------------------------------
DENBURY RESOURCES INC. Agenda: 932134074
CUSIP: 247916208 Meeting Type: Annual
Ticker: DNR Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD G. GREENE Mgmt For For
CARRIE A. WHEELER Mgmt For For
WIELAND F. WETTSTEIN Mgmt For For
01 GARETH ROBERTS Mgmt For For
DAVID I. HEATHER Mgmt For For
WILLIAM S. PRICE, III Mgmt For For
02 PROPOSAL TO APPROVE A NEW OMNIBUS Mgmt For For
STOCK AND INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
DENDREON CORPORATION Agenda: 932169964
CUSIP: 24823Q107 Meeting Type: Annual
Ticker: DNDN Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GERARDO CANET Mgmt For For
BOGDAN DZIURZYNSKI Mgmt For For
DOUGLAS WATSON Mgmt For For
- -------------------------------------------------------------------------------------------------------
DIGENE CORPORATION Agenda: 932052640
CUSIP: 253752109 Meeting Type: Annual
Ticker: DIGE Meeting Date: 10/30/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN H. LANDON Mgmt For For
JOHN J. WHITEHEAD Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE Mgmt Against Against
COMPANY S AMENDED AND RESTATED 1999
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
DIGITAS INC. Agenda: 932127461
CUSIP: 25388K104 Meeting Type: Annual
Ticker: DTAS Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT R. GLATZ Mgmt For For
DAVID W. KENNY Mgmt For For
- -------------------------------------------------------------------------------------------------------
DOCUMENTUM, INC. Agenda: 932071044
CUSIP: 256159104 Meeting Type: Special
Ticker: DCTM Meeting Date: 12/18/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO ADOPT THE MERGER AGREEMENT BY AND Mgmt For For
AMONG DOCUMENTUM, INC., EMC
CORPORATION AND ELITE MERGER
CORPORATION AND APPROVE THE MERGER
PURSUANT THERETO IN WHICH DOCUMENTUM
WILL BECOME A WHOLLY-OWNED SUBSIDIARY
OF EMC UPON THE CONVERSION OF EACH
OUTSTANDING SHAR
- -------------------------------------------------------------------------------------------------------
EPIX MEDICAL, INC. Agenda: 932162580
CUSIP: 26881Q101 Meeting Type: Annual
Ticker: EPIX Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STANLEY T CROOKE MD PHD Mgmt For For
02 PROPOSAL TO AMEND THE COMPANY S Mgmt Against Against
AMENDED AND RESTATED 1992 EQUITY
INCENTIVE PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF THE
COMPANY S COMMON STOCK AS TO WHICH
AWARDS MAY BE GRANTED UNDER SUCH
PLAN BY 500,000 SHARES.
03 PROPOSAL TO AMEND THE COMPANY S Mgmt For For
CERTIFICATE OF INCORPORATION TO CHANGE
THE NAME OF THE COMPANY FROM EPIX
MEDICAL, INC. TO EPIX PHARMACEUTICALS,
INC.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
ELAN CORPORATION, PLC Agenda: 932184079
CUSIP: 284131208 Meeting Type: Annual
Ticker: ELN Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
O1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED DECEMBER
31, 2003 TOGETHER WITH THE REPORTS OF
THE DIRECTORS AND AUDITORS THEREON.
O2 TO RE-ELECT MR. BRENDAN BOUSHEL WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O3 TO RE-ELECT MR. JOHN GROOM WHO RETIRES Mgmt For For
FROM THE BOARD BY ROTATION AS A
DIRECTOR OF THE COMPANY.
O4 TO RE-ELECT MR. KYRAN MCLAUGHLIN WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O5 TO RE-ELECT DR. DENNIS SELKOE WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O6 TO RE-ELECT MR. DANIEL TULLY WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O7 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS.
S10 THAT THE ELAN CORPORATION, PLC Mgmt For For
EMPLOYEE EQUITY PURCHASE PLAN (THE
ESPP) BE APPROVED AND ADOPTED.
S11 THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY
AUTHORISED TO ALLOT AND ISSUE ALL
RELEVANT SECURITIES OF THE COMPANY.
S12 THAT THE AUTHORISED SHARE CAPITAL OF Mgmt For For
THE COMPANY BE INCREASED FROM
30,002,500 TO 33,502,500.
S13 THAT, SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 12 IN THE NOTICE OF THIS
MEETING, THE ARTICLES OF ASSOCIATION
BE AMENDED.
S14 THAT, SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 11 IN THE NOTICE OF THE
MEETING, THE DIRECTORS BE AND ARE
HEREBY EMPOWERED TO ALLOT SECURITIES
FOR CASH.
S15 THAT THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
OF THE COMPANY BE AND IS HEREBY
GENERALLY AUTHORIZED TO MAKE MARKET
PURCHASES OF SHARES OF ANY CLASS OF
THE COMPANY.
S16 THAT THE RE-ISSUE PRICE RANGE AT WHICH Mgmt For For
ANY TREASURY SHARES FOR THE TIME BEING
HELD BY THE COMPANY MAY BE RE- ISSUED
OFF-MARKET SHALL BE THE MAXIMUM PRICE
EQUAL TO 120 PER CENT OF THE RELEVANT
PRICE; AND THE MINIMUM PRICE EQUAL TO
95 PER CENT OF THE RELEVAN
S8 THAT THE BOARD OF DIRECTORS BE Mgmt For For
AUTHORISED TO ISSUE SHARE OPTIONS TO
NON-EXECUTIVE DIRECTORS IN
ACCORDANCE WITH THE TERMS OF THE
ELAN CORPORATION, PLC 1996
CONSULTANT OPTION PLAN.
S9 THAT THE ELAN CORPORATION, PLC 2004 Mgmt For For
RESTRICTED STOCK PLAN (THE RSU PLAN)
BE APPROVED AND ADOPTED.
- -------------------------------------------------------------------------------------------------------
ESTERLINE TECHNOLOGIES CORPORATION Agenda: 932091375
CUSIP: 297425100 Meeting Type: Annual
Ticker: ESL Meeting Date: 3/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEWIS E. BURNS*** Mgmt For For
JAMES L. PIERCE** Mgmt For For
JERRY D. LEITMAN* Mgmt For For
RICHARD R. ALBRECHT* Mgmt For For
JOHN F. CLEARMAN* Mgmt For For
02 PROPOSAL TO CONSIDER AND ADOPT THE Mgmt For For
COMPANY S 2004 EQUITY INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
EYETECH PHARMACEUTICALS INC. Agenda: 932127954
CUSIP: 302297106 Meeting Type: Annual
Ticker: EYET Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SRINIVAS AKKARAJU Mgmt For For
MICHAEL G. MULLEN Mgmt For For
JOHN P. MCLAUGHLIN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS INDEPENDENT AUDITORS FOR
EYETECH PHARMACEUTICALS, INC. FOR THE
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
FAIRCHILD SEMICONDUCTOR INTL., INC. Agenda: 932127233
CUSIP: 303726103 Meeting Type: Annual
Ticker: FCS Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KIRK P. POND Mgmt For For
JOSEPH R. MARTIN Mgmt For For
CHARLES P. CARINALLI Mgmt For For
THOMAS L. MAGNANTI Mgmt For For
RICHARD M. CASHIN, JR. Mgmt For For
BRYAN R. ROUB Mgmt For For
PAUL C. SCHORR IV Mgmt For For
RONALD W. SHELLY Mgmt For For
WILLIAM N. STOUT Mgmt For For
CHARLES M. CLOUGH Mgmt For For
01 ROBERT F. FRIEL Mgmt For For
02 PROPOSAL TO AMEND AND APPROVE THE Mgmt For For
FAIRCHILD SEMICONDUCTOR STOCK PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS FOR
2004.
- -------------------------------------------------------------------------------------------------------
F5 NETWORKS, INC. Agenda: 932100162
CUSIP: 315616102 Meeting Type: Annual
Ticker: FFIV Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN MCADAM Mgmt For For
ALAN J. HIGGINSON Mgmt For For
02 ELECTION OF ONE CLASS III DIRECTOR: Mgmt For For
RICH MALONE
03 APPROVAL OF AMENDMENT TO 1998 EQUITY Mgmt Against Against
INCENTIVE PLAN
04 APPROVAL OF AMENDMENT TO 1999 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN
- -------------------------------------------------------------------------------------------------------
FILENET CORPORATION Agenda: 932132715
CUSIP: 316869106 Meeting Type: Annual
Ticker: FILE Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L. GEORGE KLAUS Mgmt For For
THEODORE J. SMITH Mgmt For For
ROGER S. SIBONI Mgmt For For
JOHN C. SAVAGE Mgmt For For
WILLIAM P. LYONS Mgmt For For
LEE D. ROBERTS Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED Mgmt Against Against
2002 INCENTIVE AWARD PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT
ACCOUNTANTS OF THE COMPANY FOR ITS
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
FLAMEL TECHNOLOGIES S.A. Agenda: 932060940
CUSIP: 338488109 Meeting Type: Special
Ticker: FLML Meeting Date: 11/7/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO INCREASE THE SHARE CAPITAL Mgmt Against
02 THE CAPITAL INCREASES IMPLEMENTED TO Mgmt Against
THE FIRST RESOLUTION CONFIRMS THE SAID
RESOLUTION IN ALL ITS PROVISIONS
03 TO INCREASE THE SHARE CAPITAL IN THE Mgmt Against
CONTEXT OF THE ISSUANCE OF STOCK
OPTIONS
04 CONFIRMS THE SAID RESOLUTION IN ALL OF Mgmt Against
ITS PROVISIONS
05 TO INCREASE THE SHARE CAPITAL IN THE Mgmt Against
CONTEXT OF THE ISSUANCE OF 80,000
WARRANTS
06 CONFIRMS THE SAID RESOLUTION IN ALL OF Mgmt Against
ITS PROVISIONS
07 TO INCREASE THE SHARE CAPITAL IN THE Mgmt Against
CONTEXT OF THE ISSUANCE OF 80,000
WARRANTS FOR THE BENEFIT OF MR.
GEORGES COMPAIN
08 CONFIRM SAID RESOLUTION IN ALL OF ITS Mgmt Against
PROVISIONS
09 TO INCREASE THE SHARE CAPITAL IN THE Mgmt Against
CONTEXT OF THE ISSUANCE OF STOCK
OPTIONS IN CONNECTION WITH THE 2003
PLAN
10 CONFIRM SAID RESOLUTION IN ALL OF ITS Mgmt Against
PROVISIONS
11 PROCEED WITH ISSUANCE OF 120,000 Mgmt Against
WARRANTS
12 ADOPTION OF THE PRECEDING RESOLUTION Mgmt Against
TO CANCEL THE PREFERENTIAL RIGHT OF
THE SHAREHOLDERS, WARRANT HOLDERS AND
ALL THE HOLDERS OF ANY OTHER COMBINED
SECURITIES
13 AS A RESULT OF THE ADOPTION OF THE TWO Mgmt Against
PRECEDING RESOLUTIONS, TO PROCEED WITH
THE ISSUANCE OF A MAXIMUM OF 120,000
ORDINARY SHARES OF NOMINAL
14 TO PROCEED WITH THE ISSUANCE OF 80,000 Mgmt Against
WARRANTS FOR A SUBSCRIPTION PRICE OF
0.01 EURO EACH, THE RIGHT TO SUBSCRIBE
FOR EACH WARRANT AND ISSUANCE OF SHARE
ISSUANCE PREMIUM
15 TO CANCEL THE PREFERENTIAL RIGHT OF Mgmt Against
THE SHAREHOLDERS, WARRANT HOLDERS AND
ALL OF THE HOLDERS OF ANY OTHER
COMBINED SECURITIES
16 TO PROCEED WITH THE ISSUANCE OF A Mgmt Against
MAXIMUM OF 80,000 NEW ORDINARY SHARES
17 TO GRANT A MAXIMUM NUMBER OF ONE Mgmt Against
MILLION OPTIONS GIVING RIGHT TO THE
SUBSCRIPTION FOR SHARES TO BE ISSUED
AS CAPITAL INCREASES
18 TO INCREASE THE SHARE CAPITAL IN ONE Mgmt Against
OR SEVERAL TIMES A MAXIMUM NOMINAL
AMOUNT OF 1% OF SHARE CAPITAL
19 GRANT ALL POWERS TO THE HOLDER Mgmt Against
- -------------------------------------------------------------------------------------------------------
FORDING CANADIAN COAL TRUST Agenda: 932145483
CUSIP: 345425102 Meeting Type: Annual
Ticker: FDG Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LLOYD I. BARBER* Mgmt For For
MICHAEL S. PARRETT** Mgmt For For
DAVID A. THOMPSON** Mgmt For For
WILLIAM W. STINSON** Mgmt For For
HARRY G. SCHAEFER** Mgmt For For
THOMAS J. O'NEIL** Mgmt For For
NORMAN B. KEEVIL** Mgmt For For
MICHAEL A. GRANDIN** Mgmt For For
DAWN L. FARRELL** Mgmt For For
JOHN B. ZAOZIRNY* Mgmt For For
ROBERT J. WRIGHT* Mgmt For For
PETER VALENTINE* Mgmt For For
HARRY G. SCHAEFER* Mgmt For For
MICHAEL A. GRANDIN* Mgmt For For
MICHAEL S. PARRETT* Mgmt For For
RICHARD T. MAHLER** Mgmt For For
02 THE ORDINARY RESOLUTION APPROVING THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP, CHARTERED ACCOUNTANTS AS
INDEPENDENT AUDITORS OF THE TRUST FOR
THE ENSUING YEAR AND AUTHORIZING THE
TRUSTEES OF THE TRUST TO FIX THE
INDEPENDENT AUDITOR S REMUNERATION.
- -------------------------------------------------------------------------------------------------------
GATEWAY, INC. Agenda: 932134478
CUSIP: 367626108 Meeting Type: Annual
Ticker: GTW Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DOUGLAS L. LACEY Mgmt For For
01 WAYNE R. INOUYE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS GATEWAY S
INDEPENDENT ACCOUNTANTS.
03 STOCKHOLDER PROPOSAL TO REQUIRE Shr Against For
POLITICAL CONTRIBUTION DISCLOSURES.
04 STOCKHOLDER PROPOSAL TO REQUIRE A Shr Against For
MAJORITY VOTE FOR THE ELECTION OF
DIRECTORS.
05 STOCKHOLDER PROPOSAL SEEKING BOARD Shr Against For
DIVERSITY.
- -------------------------------------------------------------------------------------------------------
GOLDEN TELECOM, INC. Agenda: 932144126
CUSIP: 38122G107 Meeting Type: Annual
Ticker: GLDN Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VLADIMIR ANDROSIK Mgmt For For
JAN EDVARD THYGESEN Mgmt For For
MICHAEL NORTH Mgmt For For
ANDREY KOSOGOV Mgmt For For
KJELL MORTEN JOHNSEN Mgmt For For
DAVID HERMAN Mgmt For For
ASHLEY DUNSTER Mgmt For For
ALEXANDER VINOGRADOV Mgmt For For
PETR AVEN Mgmt For For
MICHAEL CALVEY Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST Mgmt For For
& YOUNG (CIS) LIMITED AS INDEPENDENT
PUBLIC AUDITORS OF THE COMPANY.
- -------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD. Agenda: 932154951
CUSIP: 384313102 Meeting Type: Annual
Ticker: GTI Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
A MICHAEL C. NAHL Mgmt For For
CRAIG S. SHULAR Mgmt For For
FERRELL P. MCCLEAN Mgmt For For
HAROLD E. LAYMAN Mgmt For For
JOHN R. HALL Mgmt For For
MARY B. CRANSTON Mgmt For For
R. EUGENE CARTLEDGE Mgmt For For
A GILBERT E. PLAYFORD Mgmt For For
B THE STOCKHOLDER PROPOSAL REGARDING Shr Against For
REINSTATEMENT OF CERTAIN RETIREE LIFE
AND MEDICAL BENEFITS.
- -------------------------------------------------------------------------------------------------------
GRANT PRIDECO, INC. Agenda: 932131016
CUSIP: 38821G101 Meeting Type: Annual
Ticker: GRP Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID A. TRICE Mgmt For For
DENNIS R. HENDRIX Mgmt For For
HAROLD E. LAYMAN Mgmt For For
SHELDON B. LUBAR Mgmt For For
MICHAEL MCSHANE Mgmt For For
ROBERT K. MOSES, JR. Mgmt For For
JOSEPH E. REID Mgmt For For
ELIOT M. FRIED Mgmt For For
DAVID J. BUTTERS Mgmt For For
- -------------------------------------------------------------------------------------------------------
GREIF, INC. Agenda: 932089483
CUSIP: 397624107 Meeting Type: Annual
Ticker: GEF Meeting Date: 2/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID J. OLDERMAN Mgmt
MICHAEL J. GASSER Mgmt
CHARLES R. CHANDLER Mgmt
MICHAEL H. DEMPSEY Mgmt
DANIEL J. GUNSETT Mgmt
PATRICK J. NORTON Mgmt
WILLIAM B. SPARKS, JR. Mgmt
JUDITH D. HOOK Mgmt
02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt
THE COMPANY S LONG-TERM INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
GUITAR CENTER, INC. Agenda: 932109956
CUSIP: 402040109 Meeting Type: Annual
Ticker: GTRC Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LARRY LIVINGSTON Mgmt For For
PETER STARRETT Mgmt For For
WALTER ROSSI Mgmt For For
GEORGE MRKONIC Mgmt For For
MARTY ALBERTSON Mgmt For For
GEORGE JONES Mgmt For For
WAYNE INOUYE Mgmt For For
WM. CHRISTOPHER GOROG Mgmt For For
LARRY THOMAS Mgmt For For
KENNETH REISS Mgmt For For
02 TO APPROVE THE 2004 GUITAR CENTER, Mgmt Against Against
INC. INCENTIVE STOCK AWARD PLAN.
- -------------------------------------------------------------------------------------------------------
HANMI FINANCIAL CORPORATION Agenda: 932153682
CUSIP: 410495105 Meeting Type: Annual
Ticker: HAFC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M. CHRISTIAN MITCHELL Mgmt For For
JAE WHAN YOO Mgmt For For
02 INCREASE NUMBER OF AUTHORIZED SHARES. Mgmt Against Against
TO AMEND THE HANMI CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
THAT MAY BE ISSUED FROM 50 MILLION
SHARES TO 200 MILLION SHARES.
- -------------------------------------------------------------------------------------------------------
HARRIS INTERACTIVE INC. Agenda: 932053515
CUSIP: 414549105 Meeting Type: Annual
Ticker: HPOL Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEONARD R. BAYER Mgmt For For
DAVID BRODSKY Mgmt For For
BENJAMIN D. ADDOMS Mgmt For For
- -------------------------------------------------------------------------------------------------------
HARSCO CORPORATION Agenda: 932117876
CUSIP: 415864107 Meeting Type: Annual
Ticker: HSC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 G.D.H. BUTLER Mgmt For For
J.I. SCHEINER Mgmt For For
01 R.C. WILBURN Mgmt For For
02 APPROVE THE 1995 NON-EMPLOYEE Mgmt For For
DIRECTORS STOCK PLAN, AS AMENDED AND
RESTATED
03 APPROVE THE 1995 EXECUTIVE INCENTIVE Mgmt For For
COMPENSATION PLAN, AS AMENDED AND
RESTATED
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
HARVEST NATURAL RESOURCES, INC. Agenda: 932131369
CUSIP: 41754V103 Meeting Type: Annual
Ticker: HNR Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BYRON A. DUNN Mgmt For For
H.H. HARDEE Mgmt For For
PETER J. HILL Mgmt For For
PATRICK M. MURRAY Mgmt For For
JOHN U. CLARKE Mgmt For For
STEPHEN D. CHESEBRO' Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS FOR THE YEAR
ENDED DECEMBER 31, 2004.
03 TO APPROVE THE HARVEST NATURAL Mgmt For For
RESOURCES 2004 LONG TERM INCENTIVE
PLAN.
- -------------------------------------------------------------------------------------------------------
HIGHLAND HOSPITALITY CORP. Agenda: 932147273
CUSIP: 430141101 Meeting Type: Annual
Ticker: HIH Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FRANCISCO L. BORGES Mgmt For For
JAMES L. FRANCIS Mgmt For For
W. REEDER GLASS Mgmt For For
MARGARET A. SHEEHAN Mgmt For For
THOMAS A. NATELLI Mgmt For For
WILLIAM L. WILSON Mgmt For For
CRAIG E. LAMBERT Mgmt For For
BRUCE D. WARDINSKI Mgmt For For
02 APPROVAL OF THE COMPANY S 2003 OMNIBUS Mgmt For For
STOCK INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
I-FLOW CORPORATION Agenda: 932146005
CUSIP: 449520303 Meeting Type: Annual
Ticker: IFLO Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOEL S. KANTER Mgmt For For
ERIK H. LOUDON Mgmt For For
02 AMENDMENT OF THE I-FLOW CORPORATION Mgmt Against Against
2001 EQUITY INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE UNDER THE PLAN BY 1,750,000.
03 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE
INDEPENDENT AUDITOR OF I-FLOW
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
IMC GLOBAL INC. Agenda: 932136624
CUSIP: 449669100 Meeting Type: Annual
Ticker: IGL Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD L. THOMAS Mgmt For For
DOUGLAS A. PERTZ Mgmt For For
DONALD F. MAZANKOWSKI Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda: 932150939
CUSIP: 452327109 Meeting Type: Annual
Ticker: ILMN Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID R. WALT Mgmt For For
R. SCOTT GREER Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
IMCLONE SYSTEMS INCORPORATED Agenda: 932156549
CUSIP: 45245W109 Meeting Type: Annual
Ticker: IMCL Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL S. LYNCH Mgmt For For
WILLIAM R. MILLER Mgmt For For
VINCENT T. DEVITA, JR. Mgmt For For
WILLIAM W. CROUSE Mgmt For For
DAVID M. KIES Mgmt For For
JOSEPH L. FISCHER Mgmt For For
JOHN A. FAZIO Mgmt For For
ANDREW G. BODNAR Mgmt For For
DAVID SIDRANSKY Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP TO SERVE AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
IMCLONE SYSTEMS INCORPORATED Agenda: 932040621
CUSIP: 45245W109 Meeting Type: Annual
Ticker: IMCL Meeting Date: 9/15/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM R. MILLER Mgmt For For
ANDREW G. BODNAR Mgmt For For
VINCENT T. DEVITA, JR. Mgmt For For
JOHN A. FAZIO Mgmt For For
DAVID M. KIES Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
IMCLONE SYSTEMS INCORPORATED 2002
STOCK OPTION PLAN (THE 2002 OPTION
PLAN) TO INCREASE THE NUMBER OF SHARES
AUTHORIZED TO BE ISSUED UNDER THE 2002
OPTION PLAN.
03 APPROVAL OF THE IMCLONE SYSTEMS Mgmt For For
INCORPORATED ANNUAL INCENTIVE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP TO SERVE AS THE COMPANY S
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2003.
- -------------------------------------------------------------------------------------------------------
IMPAX LABORATORIES, INC. Agenda: 932147134
CUSIP: 45256B101 Meeting Type: Annual
Ticker: IPXL Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 OH KIM SUN Mgmt For For
MICHAEL MARKBREITER Mgmt For For
LARRY HSU, PH.D. Mgmt For For
NIGEL FLEMING, PH.D. Mgmt For For
BARRY R. EDWARDS Mgmt For For
PETER R. TERRERI Mgmt For For
LESLIE Z. BENET, PH.D. Mgmt For For
CHARLES HSIAO, PH.D. Mgmt For For
ROBERT L. BURR Mgmt For For
DAVID J. EDWARDS Mgmt For For
02 PROPOSAL TO ADOPT AN AMENDMENT TO THE Mgmt For For
COMPANY S CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 75,000,000
TO 90,000,000 SHARES
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT ACCOUNTANTS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
INPUT/OUTPUT, INC. Agenda: 932179496
CUSIP: 457652105 Meeting Type: Annual
Ticker: IO Meeting Date: 6/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRUCE S. APPELBAUM Mgmt For For
FRANKLIN MYERS Mgmt For For
02 TO APPROVE THE ADOPTION OF THE Mgmt For For
INPUT/OUTPUT, INC. 2004 LONG-TERM
INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS I/O S
INDEPENDENT AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL RECTIFIER CORPORATION Agenda: 932055228
CUSIP: 460254105 Meeting Type: Annual
Ticker: IRF Meeting Date: 12/8/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MINORU MATSUDA Mgmt For For
ROBERT S. ATTIYEH Mgmt For For
JAMES D. PLUMMER Mgmt For For
02 A PROPOSAL TO AMEND THE STOCK Mgmt For For
PARTICIPATION PLAN OF 1984, AMONG THEM
(I) AN INCREASE OF 1,000,000 AVAILABLE
SHARES, AND (II) EXTENSION OF THE PLAN
TERMINATION DATE FROM JANUARY 19, 2005
TO JANUARY 19, 2013.
03 A PROPOSAL TO AMEND THE 2000 INCENTIVE Mgmt Against Against
PLAN, AMONG THEM AN INCREASE OF
6,000,000 SHARES AVAILABLE FOR AWARD
GRANTS UNDER THE PLAN.
04 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY TO SERVE FOR FISCAL YEAR 2004.
- -------------------------------------------------------------------------------------------------------
INVISION TECHNOLOGIES, INC. Agenda: 932189954
CUSIP: 461851107 Meeting Type: Special
Ticker: INVN Meeting Date: 6/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PROPOSAL FOR THE ADOPTION OF THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED AS
OF MARCH 15, 2004, (THE MERGER
AGREEMENT), BY AND AMONG GENERAL
ELECTRIC COMPANY, JET ACQUISITION SUB,
INC. AND INVISION.
02 PROPOSAL TO GRANT THE PERSONS NAMED AS Mgmt For For
PROXIES DISCRETIONARY AUTHORITY TO
ADJOURN THE SPECIAL MEETING ONE OR
MORE TIMES, INCLUDING FOR THE PURPOSE
OF SOLICITING PROXIES TO VOTE IN FAVOR
OF ADOPTION OF THE MERGER AGREEMENT.
- -------------------------------------------------------------------------------------------------------
INVITROGEN CORPORATION Agenda: 932115858
CUSIP: 46185R100 Meeting Type: Annual
Ticker: IVGN Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID U'PRICHARD, PH.D. Mgmt For For
01 BRADLEY G. LORIMIER Mgmt For For
RAYMOND V. DITTAMORE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR FISCAL
YEAR 2004
03 ADOPTION OF THE COMPANY S 2004 EQUITY Mgmt Against Against
INCENTIVE PLAN
04 AMENDMENT OF THE COMPANY S 1998 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN
- -------------------------------------------------------------------------------------------------------
JOY GLOBAL INC. Agenda: 932088049
CUSIP: 481165108 Meeting Type: Annual
Ticker: JOYG Meeting Date: 2/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVEN L. GERARD Mgmt For For
JOHN NILS HANSON Mgmt For For
KEN C. JOHNSEN Mgmt For For
JAMES R. KLAUSER Mgmt For For
RICHARD B. LOYND Mgmt For For
P. ERIC SIEGERT Mgmt For For
JAMES H. TATE Mgmt For For
- -------------------------------------------------------------------------------------------------------
KOS PHARMACEUTICALS, INC. Agenda: 932115240
CUSIP: 500648100 Meeting Type: Annual
Ticker: KOSP Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL JAHARIS Mgmt For For
STEVEN JAHARIS, M.D. Mgmt For For
N.E. MADIAS, M.D. Mgmt For For
MARK NOVITCH, M.D. Mgmt For For
ADRIAN ADAMS Mgmt For For
DANIEL M. BELL Mgmt For For
JOHN BRADEMAS, PH.D. Mgmt For For
FREDERICK B. WHITTEMORE Mgmt For For
ROBERT E. BALDINI Mgmt For For
02 AMEND THE KOS PHARMACEUTICALS, INC. Mgmt Against Against
1996 STOCK OPTION PLAN TO INCREASE
FROM 12,000,000 TO 17,000,000 THE
NUMBER OF SHARES OF THE COMPANY S
COMMON STOCK THAT MAY BE ISSUED
THEREUNDER.
03 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
KYPHON INC. Agenda: 932176147
CUSIP: 501577100 Meeting Type: Annual
Ticker: KYPH Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JACK W. LASERSOHN Mgmt For For
STEPHEN M. CAMPE Mgmt For For
DOUGLAS W. KOHRS Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
LCA-VISION INC. Agenda: 932140510
CUSIP: 501803308 Meeting Type: Annual
Ticker: LCAV Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN N. JOFFE Mgmt For For
CRAIG P.R. JOFFE Mgmt For For
JOHN C. HASSAN Mgmt For For
JOHN H. GUTFREUND Mgmt For For
WILLIAM O. COLEMAN Mgmt For For
E. ANTHONY WOODS Mgmt For For
- -------------------------------------------------------------------------------------------------------
LTX CORPORATION Agenda: 932064265
CUSIP: 502392103 Meeting Type: Annual
Ticker: LTXX Meeting Date: 12/10/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT J. BOEHLKE Mgmt For For
ROGER W. BLETHEN Mgmt For For
ROGER J. MAGGS Mgmt For For
02 TO APPROVE THE LTX CORPORATION 2004 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
- -------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda: 932055204
CUSIP: 512807108 Meeting Type: Annual
Ticker: LRCX Meeting Date: 11/6/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GRANT M. INMAN Mgmt For For
JACK R. HARRIS Mgmt For For
RICHARD J. ELKUS, JR. Mgmt For For
ROBERT M. BERDAHL Mgmt For For
DAVID G. ARSCOTT Mgmt For For
JAMES W. BAGLEY Mgmt For For
02 PROPOSAL TO APPROVE AMENDMENT OF LAM Mgmt For For
1999 EMPLOYEE STOCK PURCHASE PLAN.
03 PROPOSAL TO APPROVE THE LAM 2004 Mgmt For For
EXECUTIVE INCENTIVE PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR 2004.
- -------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED Agenda: 932177199
CUSIP: 53220K207 Meeting Type: Annual
Ticker: LGND Meeting Date: 6/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN W. KOZARICH Mgmt For For
HENRY F. BLISSENBACH Mgmt For For
ALEXANDER D. CROSS Mgmt For For
IRVING S. JOHNSON Mgmt For For
CARL PECK Mgmt For For
DAVID E. ROBINSON Mgmt For For
MICHAEL A. ROCCA Mgmt For For
JOHN GROOM Mgmt For For
02 AMENDMENT OF 2002 STOCK OPTION/STOCK Mgmt For For
ISSUANCE PLAN.
03 AMENDMENT TO COMPANY S AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION.
04 APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
- -------------------------------------------------------------------------------------------------------
LINENS 'N THINGS, INC. Agenda: 932139290
CUSIP: 535679104 Meeting Type: Annual
Ticker: LIN Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STANLEY P. GOLDSTEIN Mgmt For For
ROBERT KAMERSCHEN Mgmt For For
02 TO APPROVE THE ADOPTION OF THE 2004 Mgmt Against Against
STOCK AWARD AND INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
LIONBRIDGE TECHNOLOGIES, INC. Agenda: 932145926
CUSIP: 536252109 Meeting Type: Annual
Ticker: LIOX Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD A. BLECHSCHMIDT Mgmt For For
GUY L. DE CHAZAL Mgmt For For
02 TO APPROVE AN AMENDMENT TO LIONBRIDGE S Mgmt Against Against
1998 STOCK PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF COMMON
STOCK THAT MAY BE ISSUED PURSUANT TO
THE PLAN TO 11,722,032 SHARES FROM
9,722,032 SHARES, AN INCREASE OF
2,000,000 SHARES.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL
MEETING OR ANY POSTPONEMENTS OR
ADJOURNMENTS THEREOF.
- -------------------------------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION Agenda: 932103372
CUSIP: 546347105 Meeting Type: Annual
Ticker: LPX Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DUSTAN E. MCCOY Mgmt For For
COLIN D. WATSON Mgmt For For
LEE C. SIMPSON Mgmt For For
02 APPROVAL OF AMENDMENT OF 1997 Mgmt For For
INCENTIVE STOCK AWARD PLAN.
03 APPROVAL OF AMENDMENT OF 2000 NON- Mgmt For For
EMPLOYEE DIRECTOR RESTRICTED STOCK
PLAN.
04 APPROVAL OF AMENDMENT OF 1992 NON- Mgmt For For
EMPLOYEE DIRECTOR STOCK OPTION PLAN.
05 APPROVAL OF PERFORMANCE GOALS UNDER Mgmt For For
AMENDED AND RESTATED ANNUAL CASH
INCENTIVE AWARD PLAN.
06 RATIFICATION OF SELECTION OF Mgmt For For
INDEPENDENT AUDITORS.
07 STOCKHOLDER PROPOSAL, NOT RECOMMENDED Shr Against For
BY MANAGEMENT, RELATING TO SEPARATION
OF THE OFFICES OF CHAIRMAN AND CEO.
08 STOCKHOLDER PROPOSAL, NOT RECOMMENDED Shr Against For
BY MANAGEMENT, RELATING TO
ENVIRONMENTAL MATTERS.
- -------------------------------------------------------------------------------------------------------
MGI PHARMA, INC. Agenda: 932115163
CUSIP: 552880106 Meeting Type: Annual
Ticker: MOGN Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WANETA C. TUTTLE, PH.D. Mgmt For For
LEON O. MOULDER, JR. Mgmt For For
HUGH E. MILLER Mgmt For For
EDWARD W. MEHRER Mgmt For For
ANDREW J. FERRARA Mgmt For For
ARTHUR L. WEAVER, M.D. Mgmt For For
LEE J. SCHROEDER Mgmt For For
DAVID B. SHARROCK Mgmt For For
GILLA KAPLAN, PH.D. Mgmt For For
02 TO AMEND THE 1997 STOCK INCENTIVE PLAN Mgmt Against Against
TO EXTEND THE TERM OF THIS PLAN
THROUGH MAY 31, 2008 AND TO INCREASE
THE NUMBER OF SHARES AVAILABLE FOR
AWARDS GRANTED UNDER THE PLAN BY
2,055,000 SHARES.
03 TO AMEND THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES WHICH
MAY BE PURCHASED UNDER THE PLAN BY
500,000 SHARES.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
MAGMA DESIGN AUTOMATION, INC. Agenda: 932031848
CUSIP: 559181102 Meeting Type: Annual
Ticker: LAVA Meeting Date: 8/29/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHET SILVESTRI Mgmt For For
TIMOTHY J. NG Mgmt For For
02 TO AMEND THE 2001 STOCK INCENTIVE PLAN Mgmt For For
TO CHANGE THE VESTING APPLICABLE TO
ANNUAL NON-EMPLOYEE DIRECTOR GRANTS.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
MARTEK BIOSCIENCES CORPORATION Agenda: 932092911
CUSIP: 572901106 Meeting Type: Annual
Ticker: MATK Meeting Date: 3/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN H. MAHAR Mgmt For For
DOUGLAS J. MACMASTER JR Mgmt For For
EUGENE H. ROTBERG Mgmt For For
02 TO APPROVE THE COMPANY S 2004 STOCK Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
MASSEY ENERGY COMPANY Agenda: 932129340
CUSIP: 576206106 Meeting Type: Annual
Ticker: MEE Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM R. GRANT Mgmt For For
DAN R. MOORE Mgmt For For
MARTHA R. SEGER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS AUDITORS FOR 2004.
03 APPROVAL OF SHAREHOLDER PROPOSAL TO Shr Against For
AMEND THE BYLAWS OF MASSEY ENERGY
COMPANY TO REQUIRE THE BOARD OF
DIRECTORS TO SEEK SHAREHOLDER APPROVAL
FOR FUTURE SEVERANCE AGREEMENTS WITH
SENIOR EXECUTIVES.
- -------------------------------------------------------------------------------------------------------
MCDATA CORPORATION Agenda: 932023764
CUSIP: 580031201 Meeting Type: Annual
Ticker: MCDTA Meeting Date: 8/27/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN F. MCDONNELL Mgmt For For
LAURENCE G. WALKER Mgmt For For
01 CHARLES C. JOHNSTON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF THE FIRM Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS OF MCDATA
CORPORATION FOR THE FISCAL YEAR ENDING
JANUARY 31, 2004.
03 TO APPROVE AMENDMENTS TO THE 2001 Mgmt Against Against
MCDATA EQUITY INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC. Agenda: 932066827
CUSIP: 60855R100 Meeting Type: Annual
Ticker: MOH Meeting Date: 12/4/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RONALD LOSSETT, CPA DBA Mgmt For For
GEORGE S. GOLDSTEIN PHD Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2003.
- -------------------------------------------------------------------------------------------------------
NBTY, INC. Agenda: 932125758
CUSIP: 628782104 Meeting Type: Annual
Ticker: NTY Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GLENN COHEN Mgmt For For
MICHAEL L. ASHNER Mgmt For For
ARTHUR RUDOLPH Mgmt For For
MICHAEL C. SLADE Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2004.
- -------------------------------------------------------------------------------------------------------
NII HOLDINGS, INC. Agenda: 932128312
CUSIP: 62913F201 Meeting Type: Annual
Ticker: NIHD Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
I STEVEN M. SHINDLER Mgmt For For
STEVEN P. DUSSEK Mgmt For For
II APPROVAL OF AMENDMENT TO OUR RESTATED Mgmt Against Against
CERTIFICATE OF INCORPORATION.
III APPROVAL OF THE 2004 INCENTIVE Mgmt Against Against
COMPENSATION PLAN.
IV APPROVAL OF PROPOSAL FOR ADJOURNMENT. Mgmt For For
- -------------------------------------------------------------------------------------------------------
NABI BIOPHARMACEUTICALS Agenda: 932129263
CUSIP: 629519109 Meeting Type: Annual
Ticker: NABI Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GEORGE W. EBRIGHT Mgmt For For
DAVID L. CASTALDI Mgmt For For
GEOFFREY F. COX, PH.D. Mgmt For For
RICHARD A. HARVEY, JR. Mgmt For For
THOMAS H. MCLAIN Mgmt For For
STEPHEN G. SUDOVAR Mgmt For For
LINDA JENCKES Mgmt For For
02 THE PROPOSAL TO APPROVE AN AMENDMENT Mgmt For For
TO THE COMPANY S RESTATED CERTIFICATE
OF INCORPORATION
03 THE PROPOSAL TO APPROVE AN AMENDMENT Mgmt Against Against
TO THE COMPANY S 2000 EQUITY INCENTIVE
PLAN
04 THE PROPOSAL TO APPROVE THE COMPANY S Mgmt For For
2004 STOCK PLAN FOR NON-EMPLOYEE
DIRECTORS
- -------------------------------------------------------------------------------------------------------
NATIONAL-OILWELL, INC. Agenda: 932131232
CUSIP: 637071101 Meeting Type: Annual
Ticker: NOI Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROGER L. JARVIS Mgmt For For
MERRILL A. MILLER, JR. Mgmt For For
FREDERICK W. PHEASEY Mgmt For For
- -------------------------------------------------------------------------------------------------------
NAVIGANT CONSULTING, INC. Agenda: 932111925
CUSIP: 63935N107 Meeting Type: Annual
Ticker: NCI Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SAMUEL K. SKINNER Mgmt For For
GOV. JAMES R. THOMPSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT ACCOUNTANTS
FOR THE COMPANY IN 2004.
- -------------------------------------------------------------------------------------------------------
NEKTAR THERAPEUTICS Agenda: 932161677
CUSIP: 640268108 Meeting Type: Annual
Ticker: NKTR Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHRISTOPHER A. KUEBLER Mgmt For For
IRWIN LERNER Mgmt For For
JOHN S. PATTON, PH.D. Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR 2000 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE
THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER THE PLAN BY 900,000 SHARES.
03 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
NEKTAR THERAPEUTICS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
NEOPHARM, INC. Agenda: 932172086
CUSIP: 640919106 Meeting Type: Annual
Ticker: NEOL Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KAVEH T. SAFAVI Mgmt For For
JOHN N. KAPOOR Mgmt For For
ERICK E. HANSON Mgmt For For
JAMES M. HUSSEY Mgmt For For
MATTHEW P. ROGAN Mgmt For For
SANDER A. FLAUM Mgmt For For
02 PROPOSAL TO APPROVE THE RATIFICATION Mgmt For For
OF KPMG LLP AS THE COMPANY S
INDEPENDENT PUBLIC ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
NETOPIA, INC. Agenda: 932079076
CUSIP: 64114K104 Meeting Type: Annual
Ticker: NTPA Meeting Date: 1/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 REESE M. JONES Mgmt For For
ALAN B. LEFKOF Mgmt For For
01 DAVID F. MARQUARDT Mgmt For For
HOWARD T. SLAYEN Mgmt For For
HAROLD S. WILLS Mgmt For For
ROBERT LEE Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
THE EMPLOYEE STOCK PURCHASE PLAN AS
DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY.
- -------------------------------------------------------------------------------------------------------
NORDSON CORPORATION Agenda: 932090931
CUSIP: 655663102 Meeting Type: Annual
Ticker: NDSN Meeting Date: 3/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM D. GINN Mgmt For For
STEPHEN R. HARDIS Mgmt For For
WILLIAM L. ROBINSON Mgmt For For
BENEDICT P. ROSEN Mgmt For For
02 APPROVAL OF NORDSON S 2004 LONG-TERM Mgmt Against Against
PERFORMANCE PLAN.
03 APPROVAL OF NORDSON S 2004 MANAGEMENT Mgmt For For
INCENTIVE COMPENSATION PLAN.
- -------------------------------------------------------------------------------------------------------
NOVELL, INC. Agenda: 932096743
CUSIP: 670006105 Meeting Type: Annual
Ticker: NOVL Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KATHY BRITTAIN WHITE Mgmt For For
THOMAS G. PLASKETT Mgmt For For
RICHARD L. NOLAN Mgmt For For
JACK L. MESSMAN Mgmt For For
CLAUDIA B. MALONE Mgmt For For
WAYNE MACKIE Mgmt For For
RICHARD L. CRANDALL Mgmt For For
JAMES D. ROBINSON, III Mgmt For For
ALBERT AIELLO Mgmt For For
JOHN W. PODUSKA, SR. Mgmt For For
FRED CORRADO Mgmt For For
02 STOCKHOLDER PROPOSAL TO ESTABLISH A Shr Against For
POLICY OF EXPENSING THE COSTS OF ALL
FUTURE STOCK OPTIONS ISSUED BY NOVELL
03 STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
THAT 75% OF FUTURE EQUITY COMPENSATION
OF SENIOR EXECUTIVES SHALL BE
PERFORMANCE-BASED, AND DETAILS OF SUCH
COMPENSATION SHALL BE DISCLOSED TO
STOCKHOLDERS
04 STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
STATING THAT THE PUBLIC ACCOUNTING
FIRM RETAINED BY US TO AUDIT OUR
FINANCIAL STATEMENTS WILL PERFORM ONLY
AUDIT AND AUDIT-RELATED WORK
- -------------------------------------------------------------------------------------------------------
NUEVO ENERGY COMPANY Agenda: 932141055
CUSIP: 670509108 Meeting Type: Special
Ticker: NEV Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT TO Mgmt For For
APPROVE THE MERGER OF EITHER: (I)
NUEVO ENERGY COMPANY AND PLAINS
EXPLORATION & PRODUCTION COMPANY OR
(II) NUEVO AND PXP CALIFORNIA INC., A
WHOLLY OWNED SUBSIDIARY OF PLAINS, IN
EITHER CASE, AS A RESULT OF THE
TRANSACTI
- -------------------------------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC. Agenda: 932141536
CUSIP: 675232102 Meeting Type: Annual
Ticker: OII Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HARRIS J. PAPPAS Mgmt For For
DAVID S. HOOKER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
OMNIVISION TECHNOLOGIES, INC. Agenda: 932044718
CUSIP: 682128103 Meeting Type: Annual
Ticker: OVTI Meeting Date: 10/1/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOSEPH JENG* Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING APRIL 30,
2004.
03 AMENDMENT AND RESTATEMENT OF THE 2000 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF
SHARES RESERVED FOR ISSUANCE
THEREUNDER BY 500,000 SHARES.
04 RATIFICATION OF THE OPTION GRANT Mgmt For For
LIMITATIONS CONTAINED IN THE 2000
STOCK PLAN FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE OF
1986, AS AMENDED.
- -------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda: 932143150
CUSIP: 682189105 Meeting Type: Annual
Ticker: ONNN Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JUSTIN T. CHANG Mgmt For For
J. DANIEL MCCRANIE Mgmt For For
KEVIN BURNS Mgmt For For
EMMANUEL T. HERNANDEZ Mgmt For For
02 TO APPROVE THE AMENDMENTS TO THE 2000 Mgmt Against Against
STOCK INCENTIVE PLAN.
03 TO APPROVE THE AMENDMENT TO THE 2000 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
04 TO APPROVE THE AMENDMENT TO THE Mgmt For For
CERTIFICATE OF DESIGNATIONS OF THE
SERIES A CUMULATIVE CONVERTIBLE
PREFERRED STOCK.
05 TO RATIFY PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
ONYX PHARMACEUTICALS, INC. Agenda: 932167338
CUSIP: 683399109 Meeting Type: Annual
Ticker: ONXX Meeting Date: 6/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NICOLE VITULLO Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
1996 EQUITY INCENTIVE PLAN TO INCREASE
THE AGGREGATE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE
UNDER THE PLAN BY 600,000 SHARES.
03 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
1996 NON-EMPLOYEE DIRECTORS STOCK
OPTION PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK SUBJECT TO THE
ANNUAL OPTION GRANT TO EACH NON-
EMPLOYEE DIRECTOR UNDER THE PLAN TO
10,000 SHARES FROM 5,000 SHARES.
04 TO RATIFY SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA Agenda: 932150155
CUSIP: 68370R109 Meeting Type: Annual
Ticker: VIP Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE 2003 VIMPELCOM ANNUAL Mgmt For For
REPORT.
02 APPROVAL OF VIMPELCOM S ACCOUNTING Mgmt For For
STATEMENTS, INCLUDING PROFIT AND LOSS
STATEMENT FOR 2003.
03 ALLOCATION OF PROFITS AND LOSSES Mgmt For For
RESULTING FROM 2003 OPERATIONS, ALL AS
MORE FULLY DESCRIBED IN THE NOTICE.
04 JO LUNDER Mgmt For For
MIKHAIL M. FRIDMAN Mgmt For For
PAVEL V. KULIKOV Mgmt For For
ALEXEY M. REZNIKOVICH Mgmt For For
ALEX SOZONOFF Mgmt For For
TERJE THON Mgmt For For
HENRIK TORGERSEN Mgmt For For
NATALIA S. TSUKANOVA Mgmt For For
ARVE JOHANSEN Mgmt For For
05 ELECTION OF THE AUDIT COMMISSION. Mgmt For For
06 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
REGULATIONS OF THE AUDIT COMMISSION.
07 APPROVAL OF EXTERNAL AUDITORS. Mgmt For For
08 APPROVAL OF A SERIES OF INTERESTED Mgmt For For
PARTY TRANSACTIONS RELATING TO DEBT
FINANCING OF AND/OR LEASES TO
VIMPELCOM-REGION.
09 APPROVAL OF REORGANIZATION OF Mgmt For For
VIMPELCOM THROUGH STATUTORY MERGER OF
KB IMPLUS INTO VIMPELCOM AND OF THE
MERGER AGREEMENT BETWEEN VIMPELCOM AND
KB IMPULS.
10 APPROVAL OF STATUTORY MERGER Mgmt For For
(INCLUDING RELATED MERGER AGREEMENT
BETWEEN VIMPELCOM AND KB IMPULS), AS
AN INTERESTED PARTY TRANSACTION.
- -------------------------------------------------------------------------------------------------------
OPEN JOINT STOCK CO VIMPEL-COMMUNICA Agenda: 932104538
CUSIP: 68370R109 Meeting Type: Special
Ticker: VIP Meeting Date: 4/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AMENDMENTS TO THE Mgmt For For
CHARTER OF VIMPELCOM.
- -------------------------------------------------------------------------------------------------------
OVERSEAS SHIPHOLDING GROUP, INC. Agenda: 932162566
CUSIP: 690368105 Meeting Type: Annual
Ticker: OSG Meeting Date: 6/1/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARIEL RECANATI Mgmt For For
MORTEN ARNTZEN Mgmt For For
OUDI RECANATI Mgmt For For
ROBERT N. COWEN Mgmt For For
G. ALLEN ANDREAS III Mgmt For For
ALAN R. BATKIN Mgmt For For
THOMAS B. COLEMAN Mgmt For For
CHARLES A. FRIBOURG Mgmt For For
STANLEY KOMAROFF Mgmt For For
SOLOMON N. MERKIN Mgmt For For
JOEL I. PICKET Mgmt For For
MICHAEL J. ZIMMERMAN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE YEAR 2004.
03 APPROVAL OF THE OVERSEAS SHIPHOLDING Mgmt For For
GROUP, INC. 2004 STOCK INCENTIVE PLAN.
04 APPROVAL OF THE OVERSEAS SHIPHOLDING Mgmt For For
GROUP, INC. EXECUTIVE PERFORMANCE
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
PACIFIC SUNWEAR OF CALIFORNIA, INC. Agenda: 932137070
CUSIP: 694873100 Meeting Type: Annual
Ticker: PSUN Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS M. MURNANE Mgmt For For
PETER STARRETT Mgmt For For
SALLY FRAME KASAKS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JANUARY 29, 2005.
- -------------------------------------------------------------------------------------------------------
PACIFICARE HEALTH SYSTEMS, INC. Agenda: 932157856
CUSIP: 695112102 Meeting Type: Annual
Ticker: PHS Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HOWARD G. PHANSTIEL Mgmt For For
LLOYD E. ROSS Mgmt For For
LINDA ROSENSTOCK Mgmt For For
CHARLES R. RINEHART Mgmt For For
BRADLEY C. CALL Mgmt For For
WARREN E. PINCKERT II Mgmt For For
AIDA ALVAREZ Mgmt For For
DAVID A. REED Mgmt For For
TERRY O. HARTSHORN Mgmt For For
DOMINIC NG Mgmt For For
02 APPROVAL OF AMENDMENT AND RESTATEMENT Mgmt For For
OF THE EMPLOYEE STOCK PURCHASE PLAN.
03 RATIFICATION OF SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP. Agenda: 932155698
CUSIP: 697900108 Meeting Type: Annual
Ticker: PAAS Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPOINT DELOITTE & TOUCHE LLP AS Mgmt
AUDITORS OF THE COMPANY
02 TO AUTHORIZE THE DIRECTORS TO FIX THE Mgmt
AUDITORS REMUNERATION
03 TO DETERMINE THE NUMBER OF DIRECTORS Mgmt
AT EIGHT
04 WILLIAM A. FLECKENSTEIN Mgmt
GEOFFREY A. BURNS Mgmt
MICHAEL LARSON Mgmt
MICHAEL J.J. MALONEY Mgmt
04 JOHN H. WRIGHT Mgmt
PAUL B. SWEENEY Mgmt
JOHN M. WILLSON Mgmt
ROSS J. BEATY Mgmt
05 TO ISSUE A SHARE BONUS OF 16,058 Mgmt
SHARES TO SENIOR OFFICERS
06 TO AMEND THE STOCK OPTION PLAN TO Mgmt
PERMIT THE ISSUANCE OF BONUS SHARES
07 TO AMEND THE STOCK OPTION PLAN TO Mgmt
INCREASE THE MAXIMUM NUMBER OF SHARES
ISSUABLE BY AN ADDITIONAL 2,153,916
SHARES
- -------------------------------------------------------------------------------------------------------
PATINA OIL & GAS CORPORATION Agenda: 932159292
CUSIP: 703224105 Meeting Type: Annual
Ticker: POG Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAY W. DECKER Mgmt For For
THOMAS J. EDELMAN Mgmt For For
CHARLES E. BAYLESS Mgmt For For
JEFFREY L. BERENSON Mgmt For For
ELIZABETH K. LANIER Mgmt For For
ROBERT J. CLARK Mgmt For For
ALEXANDER P. LYNCH Mgmt For For
PAUL M. RADY Mgmt For For
JON R. WHITNEY Mgmt For For
02 TO CONSIDER AND ADOPT AN AMENDMENT TO Mgmt Against Against
THE COMPANY S CERTIFICATE OF
INCORPORATION INCREASING THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK, PAR
VALUE $0.01 PER SHARE (THE COMMON
STOCK), FROM 100 MILLION TO 250
MILLION SHARES.
03 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE CURRENT
FISCAL YEAR.
04 TO TRANSACT ANY OTHER BUSINESS WHICH Mgmt For For
PROPERLY MAY BE BROUGHT BEFORE THE
ANNUAL MEETING OR ANY ADJOURNMENT(S)
THEREOF.
- -------------------------------------------------------------------------------------------------------
THE PEP BOYS - MANNY, MOE & JACK Agenda: 932143326
CUSIP: 713278109 Meeting Type: Annual
Ticker: PBY Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 M. SHAN ATKINS Mgmt For For
J. RICHARD LEAMAN, JR. Mgmt For For
BERNARD J. KORMAN Mgmt For For
BENJAMIN STRAUSS Mgmt For For
PETER A. BASSI Mgmt For For
JANE SCACCETTI Mgmt For For
JOHN T. SWEETWOOD Mgmt For For
LAWRENCE N. STEVENSON Mgmt For For
MALCOLMN D. PRYOR Mgmt For For
WILLIAM LEONARD Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS.
03 THE AMENDMENT OF OUR ANNUAL INCENTIVE Mgmt For For
BONUS PLAN.
04 SHAREHOLDER PROPOSAL REGARDING OUR Shr For Against
SHAREHOLDER RIGHTS PLAN.
- -------------------------------------------------------------------------------------------------------
PETSMART, INC. Agenda: 932155991
CUSIP: 716768106 Meeting Type: Annual
Ticker: PETM Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
03 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT
AUDITOR, FOR OUR FISCAL YEAR 2004,
ENDING JANUARY 30, 2005.
1 2 BARBARA A. MUNDER* Mgmt For For
THOMAS G. STEMBERG* Mgmt For For
NANCY J. PEDOT* Mgmt For For
JEFFERY W. YABUKI* Mgmt For For
RITA V. FOLEY** Mgmt For For
- -------------------------------------------------------------------------------------------------------
PHOTON DYNAMICS, INC. Agenda: 932082201
CUSIP: 719364101 Meeting Type: Annual
Ticker: PHTN Meeting Date: 1/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ELWOOD H. SPEDDEN Mgmt For For
NICHOLAS E. BRATHWAITE Mgmt For For
MICHAEL J. KIM Mgmt For For
E. FLOYD KVAMME Mgmt For For
RICHARD P. BECK Mgmt For For
JEFFREY A. HAWTHORNE Mgmt For For
MALCOLM J. THOMPSON Mgmt For For
02 TO APPROVE PHOTON DYNAMICS AMENDED Mgmt Against Against
AND RESTATED 1995 STOCK OPTION PLAN,
AS AMENDED, TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER
SUCH PLAN BY 400,000 SHARES.
03 TO APPROVE PHOTON DYNAMICS 1995 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN, AS
AMENDED, TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER SUCH
PLAN BY 250,000 SHARES
04 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
PHOTON DYNAMICS FOR ITS FISCAL YEAR
ENDING SEPTEMBER 30, 2004.
- -------------------------------------------------------------------------------------------------------
PINNACLE ENTERTAINMENT, INC. Agenda: 932140495
CUSIP: 723456109 Meeting Type: Annual
Ticker: PNK Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRUCE A. LESLIE Mgmt For For
LYNN P. REITNOUER Mgmt For For
TIMOTHY J. PARROTT Mgmt For For
JAMES L. MARTINEAU Mgmt For For
RICHARD J. GOEGLEIN Mgmt For For
JOHN V. GIOVENCO Mgmt For For
DANIEL R. LEE Mgmt For For
MICHAEL ORNEST Mgmt For For
- -------------------------------------------------------------------------------------------------------
PIXELWORKS, INC. Agenda: 932149241
CUSIP: 72581M107 Meeting Type: Annual
Ticker: PXLW Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVEN J. SHARP Mgmt For For
ALLEN H. ALLEY Mgmt For For
OLIVER D. CURME Mgmt For For
C. SCOTT GIBSON Mgmt For For
FRANK GILL Mgmt For For
02 AMENDMENT TO PIXELWORKS ARTICLES OF Mgmt For For
INCORPORATION.
03 AMENDMENT TO THE PIXELWORKS, INC. 1997 Mgmt Against Against
STOCK INCENTIVE PLAN.
04 AMENDMENT TO THE PIXELWORKS, INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
- -------------------------------------------------------------------------------------------------------
PRIVATEBANCORP, INC. Agenda: 932116266
CUSIP: 742962103 Meeting Type: Annual
Ticker: PVTB Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PHILIP M. KAYMAN Mgmt For For
WILLIAM R. RYBAK Mgmt For For
ROBERT F. COLEMAN Mgmt For For
JAMES M. GUYETTE Mgmt For For
WILLIAM J. PODL Mgmt For For
THOMAS F. MEAGHER Mgmt For For
02 THE AMENDMENT TO THE AMENDED AND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION,
INCREASING THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 24,000,000
TO 39,000,000.
- -------------------------------------------------------------------------------------------------------
PROTEIN DESIGN LABS, INC. Agenda: 932190262
CUSIP: 74369L103 Meeting Type: Annual
Ticker: PDLI Meeting Date: 6/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LAURENCE JAY KORN, PHD Mgmt For For
MAX LINK, PHD Mgmt For For
02 TO APPROVE THE 2004 EQUITY INCENTIVE Mgmt For For
PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
PSYCHIATRIC SOLUTIONS, INC. Agenda: 932139745
CUSIP: 74439H108 Meeting Type: Annual
Ticker: PSYS Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM F CARPENTER III Mgmt For For
MARK P. CLEIN Mgmt For For
RICHARD D. GORE Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE Mgmt Against Against
AMENDED AND RESTATED PSYCHIATRIC
SOLUTIONS, INC. EQUITY INCENTIVE PLAN.
03 APPROVAL OF THE WAIVER OF THE LOCK-UP Mgmt For For
RESTRICTIONS ON THE SERIES A PREFERRED
STOCK.
- -------------------------------------------------------------------------------------------------------
PULTE HOMES, INC. Agenda: 932118070
CUSIP: 745867101 Meeting Type: Annual
Ticker: PHM Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM J. PULTE* Mgmt For For
RICHARD J. DUGAS, JR.* Mgmt For For
DAVID N. MCCAMMON* Mgmt For For
FRANCIS J. SEHN* Mgmt For For
MICHAEL E. ROSSI** Mgmt For For
02 A PROPOSAL TO ADOPT THE PULTE HOMES, Mgmt For For
INC. 2004 STOCK INCENTIVE PLAN.
03 A PROPOSAL BY A SHAREHOLDER REQUESTING Shr Against For
THAT PULTE HOMES, INC. ADOPT A POLICY
THAT THE SELECTION OF ITS INDEPENDENT
AUDITOR BE SUBMITTED TO THE
SHAREHOLDERS FOR RATIFICATION AT
ANNUAL MEETINGS.
- -------------------------------------------------------------------------------------------------------
QUICKSILVER RESOURCES INC. Agenda: 932153303
CUSIP: 74837R104 Meeting Type: Annual
Ticker: KWK Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVEN M. MORRIS Mgmt For For
ANNE DARDEN SELF Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE COMPANY.
03 AMENDMENT TO THE RESTATED CERTIFICATE Mgmt Against Against
OF INCORPORATION.
04 AMENDMENT TO THE 1999 STOCK OPTION AND Mgmt For For
RETENTION STOCK PLAN.
05 2004 NON-EMPLOYEE DIRECTOR STOCK Mgmt For For
OPTION PLAN.
- -------------------------------------------------------------------------------------------------------
ROGERS WIRELESS COMMUNICATIONS INC. Agenda: 932168861
CUSIP: 775315104 Meeting Type: Annual
Ticker: RCN Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
SRA INTERNATIONAL, INC. Agenda: 932051559
CUSIP: 78464R105 Meeting Type: Annual
Ticker: SRX Meeting Date: 11/12/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD E. LEGASEY Mgmt For For
WILLIAM K. BREHM Mgmt For For
DELBERT C. STALEY Mgmt For For
02 TO RATIFY THE SELECTION BY THE BOARD Mgmt For For
OF DIRECTORS OF DELOITTE & TOUCHE
LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL
YEAR.
- -------------------------------------------------------------------------------------------------------
SAFENET, INC. Agenda: 932095727
CUSIP: 78645R107 Meeting Type: Special
Ticker: SFNT Meeting Date: 3/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SAFENET Mgmt For For
COMMON STOCK PURSUANT TO THE AGREEMENT
AND PLAN OF REORGANIZATION, DATED AS
OF OCTOBER 22, 2003, AMONG SAFENET,
RAVENS ACQUISITION CORP., A WHOLLY
OWNED SUBSIDIARY OF SAFENET, AND
RAINBOW TECHNOLOGIES, INC.
02 TO INCREASE THE NUMBER OF SHARES OF Mgmt For For
SAFENET COMMON STOCK AVAILABLE FOR
ISSUANCE UNDER SAFENET S 2001
OMNIBUS STOCK PLAN FROM 2,100,000
SHARES TO 3,000,000 SHARES.
03 TO GRANT DISCRETIONARY AUTHORITY TO Mgmt For For
ADJOURN OR POSTPONE THE SAFENET
SPECIAL MEETING TO ANOTHER TIME OR
PLACE FOR THE PURPOSE OF SOLICITING
ADDITIONAL PROXIES.
- -------------------------------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC. Agenda: 932079115
CUSIP: 806882106 Meeting Type: Annual
Ticker: SCHN Meeting Date: 1/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT W. PHILIP Mgmt For For
RALPH R. SHAW Mgmt For For
GARY SCHNITZER Mgmt For For
WILLIAM A. FURMAN Mgmt For For
ROBERT S. BALL Mgmt For For
JEAN S. REYNOLDS Mgmt For For
KENNETH M. NOVACK Mgmt For For
DORI SCHNITZER Mgmt For For
CAROL S. LEWIS Mgmt For For
SCOTT LEWIS Mgmt For For
02 SHAREHOLDER PROPOSAL REGARDING Shr Against For
COMPOSITION OF THE BOARD OF DIRECTORS.
- -------------------------------------------------------------------------------------------------------
SELECT COMFORT CORPORATION Agenda: 932151070
CUSIP: 81616X103 Meeting Type: Annual
Ticker: SCSS Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM R. MCLAUGHLIN Mgmt For For
THOMAS J. ALBANI Mgmt For For
DAVID T. KOLLAT Mgmt For For
02 PROPOSAL TO APPROVE THE SELECT COMFORT Mgmt For For
CORPORATION 2004 STOCK INCENTIVE PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP, CERTIFIED PUBLIC
ACCOUNTANTS, AS INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING JANUARY 1,
2005.
- -------------------------------------------------------------------------------------------------------
SIERRA WIRELESS, INC. Agenda: 932128057
CUSIP: 826516106 Meeting Type: Annual
Ticker: SWIR Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID B. SUTCLIFFE Mgmt For For
GREGORY D. AASEN Mgmt For For
NADIR MOHAMED Mgmt For For
CHARLES E. LEVINE Mgmt For For
S. JANE ROWE Mgmt For For
PETER CICERI Mgmt For For
PAUL G. CATAFORD Mgmt For For
02 TO APPOINT KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION AND TO AUTHORIZE THE
DIRECTORS TO FIX THE AUDITORS
REMUNERATION.
- -------------------------------------------------------------------------------------------------------
SILICON LABORATORIES INC. Agenda: 932104110
CUSIP: 826919102 Meeting Type: Annual
Ticker: SLAB Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL A. ARTUSI Mgmt For For
WILLIAM G. BOCK Mgmt For For
R. TED ENLOE III Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
SILICON LABORATORIES INC. FOR THE
FISCAL YEAR ENDING JANUARY 1, 2005.
- -------------------------------------------------------------------------------------------------------
SILGAN HOLDINGS INC. Agenda: 932161398
CUSIP: 827048109 Meeting Type: Annual
Ticker: SLGN Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM C. JENNINGS Mgmt For For
01 R. PHILIP SILVER Mgmt For For
02 TO APPROVE THE ADOPTION OF THE SILGAN Mgmt For For
HOLDINGS INC. 2004 STOCK INCENTIVE
PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
SILICON IMAGE, INC. Agenda: 932145180
CUSIP: 82705T102 Meeting Type: Annual
Ticker: SIMG Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHRISTOPHER PAISLEY Mgmt For For
DAVID HODGES Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS SILICON
IMAGE S INDEPENDENT ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
SINCLAIR BROADCAST GROUP, INC. Agenda: 932139581
CUSIP: 829226109 Meeting Type: Annual
Ticker: SBGI Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LAWRENCE E. MCCANNA Mgmt For For
BASIL A. THOMAS Mgmt For For
ROBERT E. SMITH Mgmt For For
J. DUNCAN SMITH Mgmt For For
DAVID D. SMITH Mgmt For For
DANIEL C. KEITH Mgmt For For
MARTIN R. LEADER Mgmt For For
FREDERICK G. SMITH Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
SIRIUS SATELLITE RADIO INC. Agenda: 932055672
CUSIP: 82966U103 Meeting Type: Annual
Ticker: SIRI Meeting Date: 11/25/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WARREN N. LIEBERFARB Mgmt For For
JAMES F. MOONEY Mgmt For For
01 JAMES P. HOLDEN Mgmt For For
LAWRENCE F. GILBERTI Mgmt For For
JOSEPH P. CLAYTON Mgmt For For
LEON D. BLACK Mgmt For For
MICHAEL J. MCGUINESS Mgmt For For
02 TO AMEND THE SIRIUS SATELLITE RADIO Mgmt For For
2003 LONG-TERM STOCK INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
SOTHEBY'S HOLDINGS, INC. Agenda: 932149342
CUSIP: 835898107 Meeting Type: Annual
Ticker: BID Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DONALD M. STEWART Mgmt For For
STEVEN B. DODGE Mgmt For For
S. PERCY ROCKEFELLER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
STANDARD PACIFIC CORP. Agenda: 932125431
CUSIP: 85375C101 Meeting Type: Annual
Ticker: SPF Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FRANK E. O'BRYAN Mgmt For For
JAMES L. DOTI Mgmt For For
ANDREW H. PARNES Mgmt For For
02 APPROVAL OF AMENDMENT AND RESTATEMENT Mgmt For For
OF THE 2000 STOCK INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
STEEL DYNAMICS, INC. Agenda: 932120948
CUSIP: 858119100 Meeting Type: Annual
Ticker: STLD Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES E. KELLEY Mgmt For For
KEITH E. BUSSE Mgmt For For
DR. JURGEN KOLB Mgmt For For
NAOKI HIDAKA Mgmt For For
RICHARD J. FREELAND Mgmt For For
PAUL B. EDGERLEY Mgmt For For
01 JOHN C. BATES Mgmt For For
RICHARD P. TEETS, JR. Mgmt For For
MARK D. MILLETT Mgmt For For
JOSEPH D. RUFFOLO Mgmt For For
02 APPROVAL OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AUDITORS FOR THE YEAR
2004.
03 APPROVAL OF STEEL DYNAMICS 2004 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
- -------------------------------------------------------------------------------------------------------
STILLWATER MINING COMPANY Agenda: 932118400
CUSIP: 86074Q102 Meeting Type: Annual
Ticker: SWC Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PATRICK M. JAMES Mgmt For For
TODD D. SCHAFER Mgmt For For
JACK E. THOMPSON Mgmt For For
DONALD W. RIEGLE, JR. Mgmt For For
SHERYL K. PRESSLER Mgmt For For
FRANCIS R. MCALLISTER Mgmt For For
STEVEN S. LUCAS Mgmt For For
CRAIG L. FULLER Mgmt For For
JOSEPH P. MAZUREK Mgmt For For
02 TO ADOPT AND APPROVE THE COMPANY S Mgmt For For
2004 EQUITY INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT
ACCOUNTANTS FOR 2004.
- -------------------------------------------------------------------------------------------------------
SWIFT ENERGY COMPANY Agenda: 932139593
CUSIP: 870738101 Meeting Type: Annual
Ticker: SFY Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GREG MATIUK* Mgmt For For
A. EARL SWIFT* Mgmt For For
HENRY C. MONTGOMERY* Mgmt For For
DEANNA L. CANNON** Mgmt For For
- -------------------------------------------------------------------------------------------------------
SYMBOL TECHNOLOGIES, INC. Agenda: 932130343
CUSIP: 871508107 Meeting Type: Annual
Ticker: SBL Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SALVATORE IANNUZZI Mgmt For For
GEORGE SAMENUK Mgmt For For
MELVIN A. YELLIN Mgmt For For
WILLIAM R. NUTI Mgmt For For
ROBERT J. CHRENC Mgmt For For
EDWARD KOZEL Mgmt For For
02 THE AMENDMENT AND RESTATEMENT OF THE Mgmt For For
SYMBOL TECHNOLOGIES, INC. EXECUTIVE
BONUS PLAN.
03 THE 2004 SYMBOL TECHNOLOGIES, INC. Mgmt Against Against
2004 EQUITY INCENTIVE AWARD PLAN.
04 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR FISCAL YEAR
2004.
- -------------------------------------------------------------------------------------------------------
TESORO PETROLEUM CORPORATION Agenda: 932138236
CUSIP: 881609101 Meeting Type: Annual
Ticker: TSO Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM J. JOHNSON Mgmt For For
STEVEN H. GRAPSTEIN Mgmt For For
ROBERT W. GOLDMAN Mgmt For For
A. MAURICE MYERS Mgmt For For
DONALD H. SCHMUDE Mgmt For For
BRUCE A. SMITH Mgmt For For
PATRICK J. WARD Mgmt For For
02 PROPOSAL TO AMEND THE 1995 NON- Mgmt For For
EMPLOYEE DIRECTOR STOCK OPTION PLAN TO
EXTEND THE EXPIRATION DATE FOR THE
GRANT OF AWARDS AND TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR
ISSUANCE OF OPTIONS.
03 PROPOSAL TO AMEND THE AMENDED AND Mgmt For For
RESTATED EXECUTIVE LONG-TERM INCENTIVE
PLAN, AS MORE FULLY DESCRIBED IN THE
PROXY STATEMENT.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR FISCAL YEAR
2004.
- -------------------------------------------------------------------------------------------------------
TIBCO SOFTWARE INC. Agenda: 932105465
CUSIP: 88632Q103 Meeting Type: Annual
Ticker: TIBX Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NAREN GUPTA Mgmt For For
VIVEK Y. RANADIVE Mgmt For For
ERIC DUNN Mgmt For For
PHILIP K. WOOD Mgmt For For
WILLIAM A. OWENS Mgmt For For
PETER JOB Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS TIBCO S
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING NOVEMBER 30, 2004.
- -------------------------------------------------------------------------------------------------------
TIVO INC. Agenda: 932025061
CUSIP: 888706108 Meeting Type: Annual
Ticker: TIVO Meeting Date: 8/6/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GEOFFREY Y. YANG Mgmt For For
MICHAEL RAMSAY Mgmt For For
RANDY KOMISAR Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING JANUARY 31,
2004.
- -------------------------------------------------------------------------------------------------------
TOO, INC. Agenda: 932129023
CUSIP: 890333107 Meeting Type: Annual
Ticker: TOO Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID A. KRINSKY Mgmt For For
KENNETH J. STROTTMAN Mgmt For For
02 RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
THE INCENTIVE COMPENSATION PERFORMANCE
PLAN.
- -------------------------------------------------------------------------------------------------------
TRANSACTION SYSTEMS ARCHITECTS, INC. Agenda: 932091414
CUSIP: 893416107 Meeting Type: Annual
Ticker: TSAI Meeting Date: 3/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN D. CURTIS Mgmt For For
HARLAN F. SEYMOUR Mgmt For For
FRANK R. SANCHEZ Mgmt For For
ROGER K. ALEXANDER Mgmt For For
JOHN E. STOKELY Mgmt For For
GREGORY D. DERKACHT Mgmt For For
JIM D. KEVER Mgmt For For
02 AMENDMENT AND RESTATEMENT OF THE 2002 Mgmt For For
NON-EMPLOYEE DIRECTOR STOCK OPTION
PLAN.
03 AMENDMENT AND RESTATEMENT OF THE 1999 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY.
- -------------------------------------------------------------------------------------------------------
UNITED SURGICAL PARTNERS INTL., INC. Agenda: 932125722
CUSIP: 913016309 Meeting Type: Annual
Ticker: USPI Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DONALD E. STEEN Mgmt For For
THOMAS L. MILLS Mgmt For For
BOONE POWELL, JR. Mgmt For For
PAUL B. QUEALLY Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. Agenda: 932044237
CUSIP: 913247508 Meeting Type: Annual
Ticker: UCOMA Meeting Date: 9/30/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN W. DICK Mgmt For For
TINA M. WILDES Mgmt For For
02 APPROVAL OF UNITEDGLOBALCOM, INC. Mgmt Against Against
EQUITY INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
UNITEDGLOBALCOM, INC. Agenda: 932090323
CUSIP: 913247508 Meeting Type: Special
Ticker: UCOMA Meeting Date: 2/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE AMENDMENTS TO Mgmt For For
UNITEDGLOBALCOM, INC. STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS
(EFFECTIVE JUNE 1, 1993),
UNITEDGLOBALCOM, INC. STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS
(EFFECTIVE MARCH 20, 1998), AND
UNITEDGLOBALCOM, INC. 1993 STOCK
- -------------------------------------------------------------------------------------------------------
UNOVA, INC. Agenda: 932108132
CUSIP: 91529B106 Meeting Type: Annual
Ticker: UNA Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LARRY D. BRADY Mgmt For For
JOSEPH T. CASEY Mgmt For For
ALLEN J. LAUER Mgmt For For
02 APPROVAL OF THE UNOVA, INC. 2004 Mgmt For For
OMNIBUS INCENTIVE COMPENSATION PLAN.
03 SHAREHOLDER PROPOSAL ON Shr For Against
DECLASSIFICATION OF THE BOARD OF
DIRECTORS.
- -------------------------------------------------------------------------------------------------------
URBAN OUTFITTERS, INC. Agenda: 932162667
CUSIP: 917047102 Meeting Type: Annual
Ticker: URBN Meeting Date: 6/1/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD A. HAYNE Mgmt For For
SCOTT A. BELAIR Mgmt For For
HARRY S. CHERKEN, JR. Mgmt For For
JOEL S. LAWSON III Mgmt For For
GLEN T. SENK Mgmt For For
ROBERT H. STROUSE Mgmt For For
02 THE AMENDMENT OF THE COMPANY S AMENDED Mgmt For For
AND RESTATED ARTICLES OF INCORPORATION
TO INCREASE THE NUMBER OF THE COMPANY S
AUTHORIZED COMMON SHARES FROM
50,000,000 COMMON SHARES TO
200,000,000 COMMON SHARES
03 THE ADOPTION OF THE URBAN OUTFITTERS Mgmt For For
2004 STOCK INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
UTSTARCOM, INC. Agenda: 932040897
CUSIP: 918076100 Meeting Type: Special
Ticker: UTSI Meeting Date: 9/24/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt Against Against
THIRTEENTH AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK, PAR VALUE
$0.00125 PER SHARE, OF THE COMPANY
FROM 250,000,000 SHARES TO 750,000,000
SHARES.
- -------------------------------------------------------------------------------------------------------
VALEANT PHARMACEUTICALS INTL. Agenda: 932156652
CUSIP: 91911X104 Meeting Type: Annual
Ticker: VRX Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ELAINE S. ULLIAN Mgmt For For
TIMOTHY C. TYSON Mgmt For For
EDWARD A. BURKHARDT Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR THE
COMPANY.
- -------------------------------------------------------------------------------------------------------
VEECO INSTRUMENTS INC. Agenda: 932128817
CUSIP: 922417100 Meeting Type: Annual
Ticker: VECO Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HEINZ K. FRIDRICH Mgmt For For
ROGER D. MCDANIEL Mgmt For For
IRWIN H. PFISTER Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE VEECO Mgmt For For
INSTRUMENTS INC. FIRST AMENDED AND
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
03 APPROVAL OF AN AMENDMENT AND Mgmt Against Against
RESTATEMENT OF THE VEECO INSTRUMENTS
INC. 2000 STOCK OPTION PLAN.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
VERINT SYSTEMS INC. Agenda: 932025136
CUSIP: 92343X100 Meeting Type: Annual
Ticker: VRNT Meeting Date: 8/12/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LARRY MYERS Mgmt For For
WILLIAM SORIN Mgmt For For
HOWARD SAFIR Mgmt For For
PAUL ROBINSON Mgmt For For
IGAL NISSIM Mgmt For For
KENNETH MINIHAN Mgmt For For
KOBI ALEXANDER Mgmt For For
DAVID KREINBERG Mgmt For For
HARRIS OLINER Mgmt For For
VICTOR DE MARINES Mgmt For For
DAN BODNER Mgmt For For
PAUL BAKER Mgmt For For
DAVID LEDWELL Mgmt For For
02 ADOPTION OF THE 2002 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
03 RATIFICATION OF ENGAGEMENT OF Mgmt For For
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
WEBEX COMMUNICATIONS, INC. Agenda: 932124477
CUSIP: 94767L109 Meeting Type: Annual
Ticker: WEBX Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL T. FLYNN Mgmt For For
CASIMIR SKRZYPCZAK Mgmt For For
02 PROPOSAL TO CONFIRM THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE COMPANY S INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
WEBMD CORPORATION Agenda: 932036139
CUSIP: 94769M105 Meeting Type: Annual
Ticker: HLTH Meeting Date: 9/12/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL A. BROOKE Mgmt For For
JAMES V. MANNING Mgmt For For
MARTIN J. WYGOD Mgmt For For
02 TO RATIFY AND APPROVE AN AMENDMENT TO Mgmt Against Against
WEBMD S 2000 LONG-TERM INCENTIVE
PLAN TO INCREASE THE NUMBER OF
SHARES THAT MAY BE ISSUED UNDER THE
PLAN BY 9.5 MILLION SHARES TO A
TOTAL OF 29.5 MILLION SHARES.
03 TO APPROVE AN AMENDMENT TO WEBMD S Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK BY 300
MILLION SHARES TO 900 MILLION
SHARES.
- -------------------------------------------------------------------------------------------------------
WESTERN WIRELESS CORPORATION Agenda: 932147451
CUSIP: 95988E204 Meeting Type: Annual
Ticker: WWCA Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JONATHAN M. NELSON Mgmt For For
THERESA E. GILLESPIE Mgmt For For
MIKAL J. THOMSEN Mgmt For For
PETER H. VAN OPPEN Mgmt For For
PEGGY V. PHILLIPS Mgmt For For
MITCHELL L. COHEN Mgmt For For
JOHN L. BUNCE, JR. Mgmt For For
JOHN W. STANTON Mgmt For For
DANIEL J. EVANS Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
2004.
03 PROPOSAL TO APPROVE THE COMPANY S 2004 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
04 IN THEIR DISCRETION, THE PROXIES ARE Mgmt For For
AUTHORIZED TO VOTE UPON SUCH OTHER
BUSINESS AS MAY PROPERLY COME BEFORE
THE MEETING.
- -------------------------------------------------------------------------------------------------------
WRIGHT MEDICAL GROUP, INC. Agenda: 932139606
CUSIP: 98235T107 Meeting Type: Annual
Ticker: WMGI Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD B. EMMITT Mgmt For For
ELIZABETH H. WEATHERMAN Mgmt For For
THOMAS E. TIMBIE Mgmt For For
JAMES E. THOMAS Mgmt For For
LAURENCE Y. FAIREY Mgmt For For
F. BARRY BAYS Mgmt For For
JAMES T. TREACE Mgmt For For
DAVID D. STEVENS Mgmt For For
02 TO APPROVE THE AMENDMENT OF THE Mgmt For For
COMPANY S CERTIFICATE OF INCORPORATION
AS DESCRIBED IN THE PROXY STATEMENT.
03 TO APPROVE THE AMENDMENT OF THE Mgmt Against Against
COMPANY S SECOND AMENDED AND
RESTATED 1999 EQUITY INCENTIVE PLAN
AS DESCRIBED IN THE PROXY STATEMENT.
04 TO RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITOR FOR
2004.
- -------------------------------------------------------------------------------------------------------
XM SATELLITE RADIO HOLDINGS INC. Agenda: 932156892
CUSIP: 983759101 Meeting Type: Annual
Ticker: XMSR Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GEORGE W. HAYWOOD Mgmt For For
GARY M. PARSONS Mgmt For For
PIERCE J. ROBERTS, JR. Mgmt For For
JARL MOHN Mgmt For For
JACK SHAW Mgmt For For
CHESTER A. HUBER, JR. Mgmt For For
THOMAS G. ELLIOTT Mgmt For For
THOMAS J. DONOHUE Mgmt For For
HUGH PANERO Mgmt For For
NATHANIEL A. DAVIS Mgmt For For
- -------------------------------------------------------------------------------------------------------
YELLOW CORPORATION Agenda: 932059846
CUSIP: 985509108 Meeting Type: Special
Ticker: YELL Meeting Date: 12/9/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For
SHARES OF THE CORPORATION PURSUANT
TO AND IN ACCORDANCE WITH THE
AGREEMENT AND PLAN OF MERGER AMONG
THE CORPORATION, YANKEE LLC, AND
ROADWAY CORPORATION.
02 PROPOSAL TO AMEND THE CORPORATION S Mgmt For For
CERTIFICATE OF INCORPORATION TO CHANGE
THE CORPORATION S NAME TO YELLOW
ROADWAY CORPORATION.
03 PROPOSAL TO APPROVE ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE SPECIAL MEETING
TO PERMIT FURTHER SOLICITATION OF
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES AT THE TIME OF THE SPECIAL
MEETING TO APPROVE PROPOSALS 1 AND
2.
- -------------------------------------------------------------------------------------------------------
ZORAN CORPORATION Agenda: 932026443
CUSIP: 98975F101 Meeting Type: Annual
Ticker: ZRAN Meeting Date: 8/8/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF Mgmt For For
ZORAN COMMON STOCK IN CONNECTION WITH
THE MERGER OF OAK TECHNOLOGY, INC.
WITH AND INTO A WHOLLY-OWNED
SUBSIDIARY OF ZORAN.
02 PHILIP M. YOUNG Mgmt For For
LEVY GERZBERG Mgmt For For
UZIA GALIL Mgmt For For
JAMES D. MEINDL Mgmt For For
JAMES B. OWENS, JR. Mgmt For For
ARTHUR B. STABENOW Mgmt For For
03 TO APPROVE AN AMENDMENT TO ZORAN S Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF ZORAN COMMON STOCK FROM
55,000,000 TO 105,000,000.
04 TO APPROVE AN AMENDMENT TO THE ZORAN Mgmt For For
1995 EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF ZORAN
COMMON STOCK AUTHORIZED FOR ISSUANCE
THEREUNDER FROM 900,000 SHARES TO
1,475,000 SHARES.
05 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31,
2003.
- -------------------------------------------------------------------------------------------------------
SINA CORPORATION Agenda: 932043158
CUSIP: G81477104 Meeting Type: Annual
Ticker: SINA Meeting Date: 9/26/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 YONGJI DUAN Mgmt For For
YAN WANG Mgmt For For
02 ORDINARY RESOLUTION TO INCREASE THE Mgmt For For
NUMBER OF AUTHORIZED ORDINARY SHARES
FROM 75,000,000 TO 150,000,000.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE
INDEPENDENT AUDITORS OF THE COMPANY.
- -------------------------------------------------------------------------------------------------------
UTI WORLDWIDE INC. Agenda: 932194715
CUSIP: G87210103 Meeting Type: Annual
Ticker: UTIW Meeting Date: 6/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALLAN M. ROSENZWEIG Mgmt For For
C. JOHN LANGLEY, JR. Mgmt For For
ALAN C. DRAPER Mgmt For For
02 TO APPROVE THE 2004 UTI WORLDWIDE INC. Mgmt For For
NON-EMPLOYEE DIRECTORS SHARE INCENTIVE
PLAN.
- -------------------------------------------------------------------------------------------------------
TSAKOS ENERGY NAVIGATION LTD Agenda: 932172430
CUSIP: G9108L108 Meeting Type: Annual
Ticker: TNP Meeting Date: 6/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. D.J. STAVROPOULOS Mgmt For For
MR. P. NICHOLSON Mgmt For For
MR. W. O'NEIL Mgmt For For
01 MR. F. NUSSPICKEL Mgmt For For
02 APPROVAL OF THE FINANCIAL STATEMENTS Mgmt For For
OF THE YEAR ENDED DECEMBER 31, 2003,
TOGETHER WITH THE AUDITORS REPORT.
03 RATIFICATION OF ERNST & YOUNG, ATHENS Mgmt For For
AS AUDITORS.
04 AUTHORIZATION OF THE REMUNERATION OF Mgmt For For
DIRECTORS.
05 ADOPTION OF A NEW INCENTIVE PLAN. Mgmt For For
- -------------------------------------------------------------------------------------------------------
ALVARION LTD. Agenda: 932126611
CUSIP: M0861T100 Meeting Type: Annual
Ticker: ALVR Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. ZVI SLONIMSKY* Mgmt For For
MR. DAVID KETTLER** Mgmt For For
MR. AMNON YACOBY* Mgmt For For
02 RE-ELECTION OF MS. ROBIN HACKE AS AN Mgmt For For
EXTERNAL DIRECTOR TO THE COMPANY S
BOARD OF DIRECTORS.
03 APPROVAL OF A CHANGE TO THE TERMS OF Mgmt For For
THE UNVESTED PORTION OF THE STOCK
OPTIONS PREVIOUSLY GRANTED OR TO BE
GRANTED IN THE FUTURE TO THE COMPANY S
DIRECTORS UPON A CHANGE OF CONTROL.
04 APPROVAL OF OPTION GRANT TO MR. Mgmt For For
ANTHONY MAHER.
05 APPROVAL OF OPTION GRANT TO MR. DAVID Mgmt For For
KETTLER.
06 APPROVAL OF DIRECTORS COMPENSATION. Mgmt For For
08 APPROVAL OF AMENDMENT TO THE COMPANY S Mgmt For For
INDEMNIFICATION AGREEMENT WITH EACH OF
ITS OFFICERS AND DIRECTORS.
09 APPROVAL OF PURCHASE OF DIRECTORS AND Mgmt For For
OFFICERS INSURANCE POLICY.
10 APPROVAL OF AN INCREASE IN THE NUMBER Mgmt For For
OF STOCK OPTIONS AVAILABLE FOR FUTURE
GRANT UNDER THE COMPANY S GLOBAL 2002
SHARE OPTION PLAN.
11 REAPPOINTMENT OF KOST FORER GABBAY & Mgmt For For
KASIERER AS AUDITORS AND AUTHORIZATION
OF THE AUDIT COMMITTEE TO SET THEIR
REMUNERATION.
7A APPROVAL OF MR. ZVI SLONIMSKY S 2004 Mgmt For For
COMPENSATION, BONUS PLAN AND
ADDITIONAL BONUS AMOUNT.
7B APPROVAL OF OPTION GRANT TO MR. ZVI Mgmt For For
SLONIMSKY.
- -------------------------------------------------------------------------------------------------------
GIVEN IMAGING LTD. Agenda: 932133642
CUSIP: M52020100 Meeting Type: Annual
Ticker: GIVN Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
03 TO INCREASE THE NUMBER OF ORDINARY Mgmt Against Against
SHARES RESERVED FOR ISSUANCE UNDER THE
2003 STOCK OPTION PLAN BY AN
ADDITIONAL 1,000,000 SHARES.
04 TO INCREASE THE COMPANY S AUTHORIZED Mgmt Against Against
SHARE CAPITAL AND TO AMEND THE
COMPANY S MEMORANDUM AND ARTICLES OF
ASSOCIATION TO REFLECT SUCH INCREASE.
05 TO APPROVE COMPENSATION FOR THE Mgmt For For
DIRECTORS OF THE COMPANY.
06 TO APPROVE THE COMPENSATION OF THE Mgmt For For
PRESIDENT AND CHIEF EXECUTIVE OFFICER
OF THE COMPANY.
07 TO APPROVE INDEMNIFICATION AGREEMENTS Mgmt For For
AND THE EXTENSION OF ISSUANCE COVERAGE
FOR CERTAIN DIRECTORS OF THE COMPANY.
08 TO APPOINT THE FIRM OF SOMEKH CHAIKIN, Mgmt For For
A MEMBER OF KPMG INTERNATIONAL, AS THE
COMPANY S INDEPENDENT AUDITORS UNTIL
THE COMPANY S NEXT ANNUAL GENERAL
MEETING, AND TO AUTHORIZE THE COMPANY S
BOARD OF DIRECTORS TO DETERMINE
THEIR REMUNERATION.
1 2 MR. EYAL LIFSCHITZ Mgmt For For
MR. MICHAEL GROBSTEIN* Mgmt For For
MR. GAVRIEL D. MERON Mgmt For For
MR. CHEN BARIR Mgmt For For
DR. DALIA MEGIDDO Mgmt For For
MR. DORON BIRGER Mgmt For For
MR. REVEN BARON Mgmt For For
MR. J. SILVERSTEIN Mgmt For For
MR. JAMES M. CORNELIUS* Mgmt For For
- -------------------------------------------------------------------------------------------------------
TEEKAY SHIPPING CORPORATION Agenda: 932171262
CUSIP: Y8564W103 Meeting Type: Annual
Ticker: TK Meeting Date: 6/1/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TORE I. SANDVOLD Mgmt For For
EILEEN A. MERCIER Mgmt For For
LEIF O. HOEGH Mgmt For For
02 RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP, CHARTERED ACCOUNTANTS, AS THE
COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tax-Managed Small-Cap Growth Portfolio
By (Signature) /S/ Duncan W. Richardson
--------------------------------------
Name Duncan W. Richardson
Title President
Date 08-30-2004