UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number 033-34411
The Torray Fund
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(Exact name of registrant as specified in charter)
7501 Wisconsin Avenue
Suite 1100
Bethesda, Maryland 20814-6523
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(Address of principal executive offices) (Zip code)
WILLIAM M. LANE
The Torray Fund,
7501 Wisconsin Ave, Suite 1100,
Bethesda, Maryland 20814-6523
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(Name and address of agent for service)
Registrant's telephone number, including area code: 301-493-4600
Date of fiscal year end: 12/31
Date of reporting period: 07/01/2003 - 06/30/2004
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain;
for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
THE TORRAY FUND
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ABBOTT LABORATORIES Agenda: 932104704
CUSIP: 002824100 Meeting Type: Annual
Ticker: ABT Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 R.S. AUSTIN Mgmt For For
J.R. WALTER Mgmt For For
M.D. WHITE Mgmt For For
H.L. FULLER Mgmt For For
R.A. GONZALEZ Mgmt For For
J.M. GREENBERG Mgmt For For
J.M. LEIDEN Mgmt For For
D.A.L. OWEN Mgmt For For
B. POWELL JR. Mgmt For For
A.B. RAND Mgmt For For
W.A. REYNOLDS Mgmt For For
R.S. ROBERTS Mgmt For For
W.D. SMITHBURG Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS AUDITORS.
03 SHAREHOLDER PROPOSAL - PRESCRIPTION Shr Against For
DRUGS.
04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS.
05 SHAREHOLDER PROPOSAL - OPTION GRANTS Shr For Against
FOR SENIOR EXECUTIVES.
06 SHAREHOLDER PROPOSAL - GLOBAL Shr Against For
INFECTIOUS DISEASES.
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ALLIED CAPITAL CORPORATION Agenda: 932111800
CUSIP: 01903Q108 Meeting Type: Annual
Ticker: ALD Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 WILLIAM L. WALTON Mgmt For For
JOAN M. SWEENEY Mgmt For For
BROOKS H. BROWNE Mgmt For For
ROBERT E. LONG Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
KPMG LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR ALLIED CAPITAL
CORPORATION FOR THE YEAR ENDING
DECEMBER 31, 2004.
03 TO APPROVE THE COMPANY S NON-QUALIFIED Mgmt For For
DEFERRED COMPENSATION PLAN II.
04 TO APPROVE AN AMENDMENT TO THE COMPANY Mgmt Against Against
S STOCK OPTION PLAN.
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AMBAC FINANCIAL GROUP, INC. Agenda: 932122118
CUSIP: 023139108 Meeting Type: Annual
Ticker: ABK Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ROBERT J. GENADER Mgmt For For
MICHAEL A. CALLEN Mgmt For For
W. GRANT GREGORY Mgmt For For
RENSO L. CAPORALI Mgmt For For
LAURA S. UNGER Mgmt For For
RICHARD DULUDE Mgmt For For
HENRY D.G. WALLACE Mgmt For For
PHILLIP B. LASSITER Mgmt For For
JILL M. CONSIDINE Mgmt For For
02 AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 200
MILLION TO 350 MILLION.
03 APPROVE AMENDMENTS TO THE AMBAC 1997 Mgmt For For
NON-EMPLOYEE DIRECTORS EQUITY PLAN.
04 RATIFY SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2004.
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AMERICAN EXPRESS COMPANY Agenda: 932103473
CUSIP: 025816109 Meeting Type: Annual
Ticker: AXP Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 C. BARSHEFSKY Mgmt For For
J. LESCHLY Mgmt For For
R.A. MCGINN Mgmt For For
E.D. MILLER Mgmt For For
F.P. POPOFF Mgmt For For
R.D. WALTER Mgmt For For
P.R. DOLAN Mgmt For For
K.I. CHENAULT Mgmt For For
U.M. BURNS Mgmt For For
W.G. BOWEN Mgmt For For
D.F. AKERSON Mgmt For For
V.E. JORDAN, JR. Mgmt For For
02 PROPOSAL TO RATIFY SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL TO ESTABLISH SIX- Shr Against For
YEAR TERM LIMITS FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
SEPARATE ANNUAL REPORT DESCRIBING THE
COMPANY S POLITICAL CONTRIBUTIONS.
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AMERICAN INTERNATIONAL GROUP, INC. Agenda: 932133072
CUSIP: 026874107 Meeting Type: Annual
Ticker: AIG Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 E. FUTTER Mgmt For For
D. KANAK Mgmt For For
W. COHEN Mgmt For For
M. AIDINOFF Mgmt For For
F. ZARB Mgmt For For
E. TSE Mgmt For For
H. SMITH Mgmt For For
R. HOLBROOKE Mgmt For For
F. HOENEMEYER Mgmt For For
C. HILLS Mgmt For For
M. GREENBERG Mgmt For For
M. FELDSTEIN Mgmt For For
M. COHEN Mgmt For For
P. CHIA Mgmt For For
M. SULLIVAN Mgmt For For
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL Mgmt For For
COMPENSATION PLAN
03 ADOPT A DIRECTOR STOCK PLAN Mgmt For For
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
05 SHAREHOLDER PROPOSAL I DESCRIBED IN Shr Against For
THE PROXY STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN Shr Against For
THE PROXY STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN Shr Against For
THE PROXY STATEMENT
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AMGEN INC. Agenda: 932108637
CUSIP: 031162100 Meeting Type: Annual
Ticker: AMGN Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MR. JERRY D. CHOATE Mgmt For For
01 MR. FRANK C. HERRINGER Mgmt For For
MR. FRANK J. BIONDI, JR Mgmt For For
DR. GILBERT S. OMENN Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Shr Against For
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION Shr Against For
EXPENSING).
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ANHEUSER-BUSCH COMPANIES, INC. Agenda: 932103865
CUSIP: 035229103 Meeting Type: Annual
Ticker: BUD Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 DOUGLAS A. WARNER III Mgmt For For
JAMES R. JONES Mgmt For For
CARLOS FERNANDEZ G. Mgmt For For
AUGUST A. BUSCH III Mgmt For For
ANDREW C. TAYLOR Mgmt For For
02 APPROVAL OF INDEPENDENT AUDITORS Mgmt For For
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AUTOMATIC DATA PROCESSING, INC. Agenda: 932040152
CUSIP: 053015103 Meeting Type: Annual
Ticker: ADP Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 GARY C. BUTLER Mgmt For For
LESLIE A. BRUN Mgmt For For
JOSEPH A. CALIFANO, JR. Mgmt For For
LEON G. COOPERMAN Mgmt For For
ANN DIBBLE JORDAN Mgmt For For
HARVEY M. KRUEGER Mgmt For For
HENRY TAUB Mgmt For For
GREGORY D. BRENNEMAN Mgmt For For
ARTHUR F. WEINBACH Mgmt For For
JOSH S. WESTON Mgmt For For
FREDERIC V. MALEK Mgmt For For
02 APPROVAL OF THE AMENDMENTS TO THE Mgmt Against Against
COMPANY S 2000 KEY EMPLOYEES STOCK
OPTION PLAN
03 APPROVAL OF THE AMENDMENT TO THE Mgmt Against Against
COMPANY S EMPLOYEES SAVINGS- STOCK
PURCHASE PLAN
04 APPROVAL OF THE COMPANY S 2003 Mgmt For For
DIRECTOR STOCK PLAN
05 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
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BANK OF AMERICA CORPORATION Agenda: 932152666
CUSIP: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 WALTER E. MASSEY Mgmt For For
CHARLES K. GIFFORD Mgmt For For
CHARLES W. COKER Mgmt For For
WILLIAM BARNET, III Mgmt For For
PAUL FULTON Mgmt For For
DONALD E. GUINN Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
KENNETH D. LEWIS Mgmt For For
JOHN T. COLLINS Mgmt For For
MEREDITH R. SPANGLER Mgmt For For
THOMAS J. MAY Mgmt For For
GARY L. COUNTRYMAN Mgmt For For
O. TEMPLE SLOAN, JR. Mgmt For For
THOMAS M. RYAN Mgmt For For
JACKIE M. WARD Mgmt For For
EDWARD L. ROMERO Mgmt For For
PATRICIA E. MITCHELL Mgmt For For
EUGENE M. MCQUADE Mgmt For For
C. STEVEN MCMILLAN Mgmt For For
02 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING Shr Against For
DATE
04 STOCKHOLDER PROPOSAL - NOMINATION OF Shr Against For
DIRECTORS
05 STOCKHOLDER PROPOSAL - CHARITABLE Shr Against For
CONTRIBUTIONS
06 STOCKHOLDER PROPOSAL - MUTUAL FUND Shr For Against
TRADING POLICIES
07 STOCKHOLDER PROPOSAL - PRIVACY AND Shr Against For
INFORMATION SECURITY
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BANK OF AMERICA CORPORATION Agenda: 932091692
CUSIP: 060505104 Meeting Type: Special
Ticker: BAC Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ADOPTION OF THE MERGER AGREEMENT Mgmt For For
02 ADOPTION OF BANK OF AMERICA S AMENDED Mgmt Against Against
STOCK PLAN
03 ADOPTION OF AN AMENDMENT TO INCREASE Mgmt For For
THE NUMBER OF AUTHORIZED SHARES OF
BANK OF AMERICA COMMON STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE Mgmt For For
BANK OF AMERICA SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
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BANK ONE CORPORATION Agenda: 932150131
CUSIP: 06423A103 Meeting Type: Annual
Ticker: ONE Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MERGER PROPOSAL Mgmt For For
02 FAY Mgmt For For
ROGERS Mgmt For For
NOVAK Mgmt For For
MANOOGIAN Mgmt For For
LIPP Mgmt For For
JACKSON Mgmt For For
DIMON Mgmt For For
CROWN Mgmt For For
BURKE Mgmt For For
BRYAN Mgmt For For
STRATTON Mgmt For For
KESSLER Mgmt For For
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
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BOSTON SCIENTIFIC CORPORATION Agenda: 932122512
CUSIP: 101137107 Meeting Type: Annual
Ticker: BSX Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 URSULA M. BURNS Mgmt For For
N.J. NICHOLAS, JR. Mgmt For For
01 JOHN E. PEPPER Mgmt For For
MARYE ANNE FOX Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
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BOSTON SCIENTIFIC CORPORATION Agenda: 932043754
CUSIP: 101137107 Meeting Type: Special
Ticker: BSX Meeting Date: 10/6/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 TO APPROVE AN AMENDMENT TO THE COMPANY Mgmt For For
S SECOND RESTATED CERTIFICATE OF
INCORPORATION.
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CARDINAL HEALTH, INC. Agenda: 932054303
CUSIP: 14149Y108 Meeting Type: Annual
Ticker: CAH Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 ROBERT D. WALTER Mgmt For For
JOHN F. FINN Mgmt For For
JOHN F. HAVENS Mgmt For For
DAVID W. RAISBECK Mgmt For For
DAVE BING Mgmt For For
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CARRAMERICA REALTY CORPORATION Agenda: 932124035
CUSIP: 144418100 Meeting Type: Annual
Ticker: CRE Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 TIMOTHY HOWARD Mgmt For For
PHILIP L. HAWKINS Mgmt For For
ANDREW F. BRIMMER Mgmt For For
WESLEY S. WILLIAMS, JR. Mgmt For For
ROBERT E. TORRAY Mgmt For For
THOMAS A. CARR Mgmt For For
JOAN CARTER Mgmt For For
02 TO LIMIT THE LENGTH OF SERVICE OF THE Shr Against For
MEMBERS OF THE BOARD OF DIRECTORS TO
SIX YEARS
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CHARTER ONE FINANCIAL, INC. Agenda: 932101013
CUSIP: 160903100 Meeting Type: Annual
Ticker: CF Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MARK SHAEVSKY Mgmt For For
PATRICK J. AGNEW Mgmt For For
DENISE MARIE FUGO Mgmt For For
CHARLES JOHN KOCH Mgmt For For
JEROME L. SCHOSTAK Mgmt For For
RONALD F. POE Mgmt For For
02 TO APPROVE THE AMENDMENTS TO THE Mgmt For For
CHARTER ONE FINANCIAL INC. 1997 STOCK
OPTION AND INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS CHARTER ONE FINANCIAL,
INC. S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2004.
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CLEAR CHANNEL COMMUNICATIONS, INC. Agenda: 932122182
CUSIP: 184502102 Meeting Type: Annual
Ticker: CCU Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 THEORDORE H. STRAUSS Mgmt For For
ALAN D. FELD Mgmt For For
THOMAS O. HICKS Mgmt For For
PERRY J. LEWIS Mgmt For For
L. LOWRY MAYS Mgmt For For
MARK P. MAYS Mgmt For For
RANDALL T. MAYS Mgmt For For
B.J. MCCOMBS Mgmt For For
PHYLLIS B. RIGGINS Mgmt For For
J.C. WATTS Mgmt For For
JOHN H. WILLIAMS Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2004.
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THE DIRECTV GROUP, INC. Agenda: 932162910
CUSIP: 25459L106 Meeting Type: Annual
Ticker: DTV Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 NEIL R. AUSTRIAN Mgmt For For
CHARLES R. LEE Mgmt For For
K. RUPERT MURDOCH Mgmt For For
02 APPROVAL OF THE 2004 STOCK PLAN Mgmt For For
03 APPROVAL OF THE EXECUTIVE OFFICER CASH Mgmt For For
BONUS PLAN
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS
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THE WALT DISNEY COMPANY Agenda: 932078175
CUSIP: 254687106 Meeting Type: Annual
Ticker: DIS Meeting Date: 3/3/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MONICA C. LOZANO Mgmt For For
JOHN E. BRYSON Mgmt For For
JOHN S. CHEN Mgmt For For
MICHAEL D. EISNER Mgmt For For
JUDITH L. ESTRIN Mgmt For For
GARY L. WILSON Mgmt For For
AYLWIN B. LEWIS Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
GEORGE J. MITCHELL Mgmt For For
LEO J. O'DONOVAN, S.J. Mgmt For For
ROBERT A. IGER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
2004.
03 TO APPROVE THE HARRINGTON INVESTMENTS Shr Against For
SHAREHOLDER PROPOSAL RELATING TO LABOR
STANDARDS FOR CHINA.
04 TO APPROVE THE NEW YORK CITY Shr Against For
RETIREMENT SYSTEMS AND PENSION FUNDS
PROPOSAL RELATING TO LABOR STANDARDS
IN CHINA.
05 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO THEME PARK SAFETY
REPORTING.
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ECHOSTAR COMMUNICATIONS CORPORATION Agenda: 932121863
CUSIP: 278762109 Meeting Type: Annual
Ticker: DISH Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MICHAEL T. DUGAN Mgmt For For
01 C. MICHAEL SCHROEDER Mgmt For For
DAVID K. MOSKOWITZ Mgmt For For
STEVEN R. GOODBARN Mgmt For For
RAYMOND L. FRIEDLOB Mgmt For For
CHARLES W. ERGEN Mgmt For For
JAMES DEFRANCO Mgmt For For
CANTEY ERGEN Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL
MEETING OR ANY ADJOURNMENT THEREOF.
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EMERSON ELECTRIC CO. Agenda: 932076791
CUSIP: 291011104 Meeting Type: Annual
Ticker: EMR Meeting Date: 2/3/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 G.A. LODGE Mgmt For For
R.L. RIDGWAY Mgmt For For
C.F. KNIGHT Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
C. FERNANDEZ G. Mgmt For For
02 RE-APPROVAL OF PERFORMANCE MEASURES Mgmt For For
UNDER THE EMERSON ELECTRIC CO. 1997
INCENTIVE SHARES PLAN
03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
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FIRST DATA CORPORATION Agenda: 932125657
CUSIP: 319963104 Meeting Type: Annual
Ticker: FDC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 CHARLES T. FOTE Mgmt For For
RICHARD P. KIPHART Mgmt For For
JOAN E. SPERO Mgmt For For
HENRY C. DUQUES Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR 2004.
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FRANKLIN RESOURCES, INC. Agenda: 932075698
CUSIP: 354613101 Meeting Type: Annual
Ticker: BEN Meeting Date: 1/29/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 RUPERT H. JOHNSON, JR. Mgmt For For
LOUIS E. WOODWORTH Mgmt For For
ANNE M. TATLOCK Mgmt For For
PETER M. SACERDOTE Mgmt For For
CHUTTA RATNATHICAM Mgmt For For
THOMAS H. KEAN Mgmt For For
CHARLES B. JOHNSON Mgmt For For
ROBERT D. JOFFE Mgmt For For
CHARLES CROCKER Mgmt For For
HARMON E. BURNS Mgmt For For
JAMES A. MCCARTHY Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2004.
03 APPROVAL OF THE 2004 KEY EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN.
04 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
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GANNETT CO., INC. Agenda: 932111886
CUSIP: 364730101 Meeting Type: Annual
Ticker: GCI Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JAMES A. JOHNSON Mgmt For For
DOUGLAS H. MCCORKINDALE Mgmt For For
STEPHEN P. MUNN Mgmt For For
02 PROPOSAL TO RATIFY Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S AUDITORS.
03 PROPOSAL TO AMEND 2001 OMNIBUS Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For
EXECUTIVE COMPENSATION.
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GENERAL ELECTRIC COMPANY Agenda: 932103346
CUSIP: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 CUMULATIVE VOTING Shr Against For
02 ANIMAL TESTING Shr Against For
03 NUCLEAR RISK Shr Against For
04 REPORT ON PCB CLEANUP COSTS Shr Against For
05 OFFSHORE SOURCING Shr Against For
06 SUSTAINABILITY INDEX Shr Against For
07 COMPENSATION COMMITTEE INDEPENDENCE Shr Against For
08 PAY DISPARITY Shr Against For
09 END STOCK OPTIONS AND BONUSES Shr Against For
0A ROBERT C. WRIGHT Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT J. SWIERINGA Mgmt For For
ROGER S. PENSKE Mgmt For For
SAM NUNN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
KENNETH G. LANGONE Mgmt For For
JEFFREY R. IMMELT Mgmt For For
CLAUDIO X. GONZALEZ Mgmt For For
ANN M. FUDGE Mgmt For For
DENNIS D. DAMMERMAN Mgmt For For
JAMES I. CASH, JR. Mgmt For For
RALPH S. LARSEN Mgmt For For
ANDREA JUNG Mgmt For For
ALAN G. LAFLEY Mgmt For For
0B INDEPENDENT AUDITOR Mgmt For For
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE Mgmt Against Against
OFFICER PERFORMANCE GOALS
10 LIMIT OUTSIDE DIRECTORSHIPS Shr For Against
11 INDEPENDENT BOARD CHAIRMAN Shr Against For
12 EXPLORE SALE OF COMPANY Shr Against For
13 HOLDING STOCK FROM STOCK OPTIONS Shr Against For
14 BOARD INDEPENDENCE Shr Against For
15 POLITICAL CONTRIBUTIONS Shr Against For
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GENERAL MOTORS CORPORATION Agenda: 932040380
CUSIP: 370442832 Meeting Type: Consent
Ticker: GMH Meeting Date: 10/3/2003 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE FIRST GM CHARTER Mgmt For For
AMENDMENT
02 RATIFICATION OF THE NEW HUGHES Mgmt For For
CERTIFICATE OF INCORPORATION
03 RATIFICATION OF THE HUGHES SPLIT-OFF, Mgmt For For
INCLUDING THE SPECIAL DIVIDEND
04 RATIFICATION OF THE GM/NEWS STOCK SALE Mgmt For For
05 RATIFICATION OF THE NEWS STOCK Mgmt For For
ACQUISITION
06 APPROVAL OF THE SECOND GM CHARTER Mgmt For For
AMENDMENT
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HEWLETT-PACKARD COMPANY Agenda: 932086982
CUSIP: 428236103 Meeting Type: Annual
Ticker: HPQ Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 L.S. SALHANY Mgmt For For
S.M. LITVACK Mgmt For For
L.T. BABBIO, JR. Mgmt For For
P.C. DUNN Mgmt For For
C.S. FIORINA Mgmt For For
R.A. HACKBORN Mgmt For For
R.E. KNOWLING, JR. Mgmt For For
R.L. RYAN Mgmt For For
G.A. KEYWORTH II Mgmt For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP Mgmt For For
AS HEWLETT-PACKARD COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2004.
03 APPROVAL OF THE HEWLETT-PACKARD Mgmt Against Against
COMPANY 2004 STOCK INCENTIVE PLAN
04 SHAREOWNER PROPOSAL ENTITLED STOCK Shr Against For
OPTION EXPENSING PROPOSAL
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HONEYWELL INTERNATIONAL INC. Agenda: 932106683
CUSIP: 438516106 Meeting Type: Annual
Ticker: HON Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 ERIC K. SHINSEKI Mgmt For For
IVAN G. SEIDENBERG Mgmt For For
RUSSELL E. PALMER Mgmt For For
JAMES J. HOWARD Mgmt For For
BRUCE KARATZ Mgmt For For
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Mgmt For For
03 ANNUAL ELECTION OF DIRECTORS Shr For Against
04 SHAREOWNER VOTING PROVISIONS Shr For Against
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shr For Against
06 RESOLUTION ON PAY DISPARITY Shr Against For
07 CUMULATIVE VOTING Shr Against For
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ILLINOIS TOOL WORKS INC. Agenda: 932115721
CUSIP: 452308109 Meeting Type: Annual
Ticker: ITW Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 DON H. DAVIS, JR. Mgmt For For
WILLIAM F. ALDINGER Mgmt For For
ROBERT S. MORRISON Mgmt For For
ROBERT C. MCCORMACK Mgmt For For
W. JAMES FARRELL Mgmt For For
HAROLD B. SMITH Mgmt For For
JAMES R. CANTALUPO Mgmt For For
MICHAEL J. BIRCK Mgmt For For
SUSAN CROWN Mgmt For For
MARVIN D. BRAILSFORD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP.
- --------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP Agenda: 932089661
CUSIP: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 K.I. CHENAULT Mgmt For For
J.E. SPERO Mgmt For For
J.B. SLAUGHTER Mgmt For For
S.J. PALMISANO Mgmt For For
L.A. NOTO Mgmt For For
C.F. KNIGHT Mgmt For For
C. GHOSN Mgmt For For
C. BLACK Mgmt For For
01 L.H. ZAMBRANO Mgmt For For
C.M. VEST Mgmt For For
N.O. KEOHANE Mgmt For For
S. TAUREL Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
(PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS FOR THE
BUSINESS CONSULTING SERVICES UNIT
(ERNST & YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE Mgmt For For
PERFORMANCE TERMS FOR CERTAIN
EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr Against For
VOTING (PAGE 25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Abstain Against
RETIREMENT MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr For Against
COMPENSATION (PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING Shr Against For
STOCK OPTIONS (PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF Shr Against For
EXECUTIVE COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA Shr Against For
BUSINESS PRINCIPLES (PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For
CONTRIBUTIONS (PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF Shr Against For
EXECUTIVE COMPENSATION POLICIES (PAGE
32)
- --------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. Agenda: 932142211
CUSIP: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Mgmt For For
02 JOHN R. STAFFORD Mgmt For For
FRANK A. BENNACK, JR. Mgmt For For
HANS W. BECHERER Mgmt For For
JOHN H. BIGGS Mgmt For For
LAWRENCE A. BOSSIDY Mgmt For For
ELLEN V. FUTTER Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
WILLIAM B. HARRISON, JR Mgmt For For
LEE R. RAYMOND Mgmt For For
02 HELENE L. KAPLAN Mgmt For For
03 APPOINTMENT OF EXTERNAL AUDITOR Mgmt For For
04 RE-APPROVAL OF KEY EXECUTIVE Mgmt For For
PERFORMANCE PLAN
05 ADJOURNMENT OF MEETING, IF NECESSARY, Mgmt For For
TO SOLICIT ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shr For Against
07 CHARITABLE CONTRIBUTIONS Shr For Against
08 POLITICAL CONTRIBUTIONS Shr For Against
09 SEPARATION OF CHAIRMAN AND CEO Shr For Against
10 DERIVATIVE DISCLOSURE Shr For Against
11 AUDITOR INDEPENDENCE Shr Against For
12 DIRECTOR COMPENSATION Shr Against For
13 PAY DISPARITY Shr Against For
- --------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda: 932103219
CUSIP: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 GERARD N. BURROW Mgmt For For
ANN D. JORDAN Mgmt For For
STEVEN S REINEMUND Mgmt For For
DAVID SATCHER Mgmt For For
HENRY B. SCHACHT Mgmt For For
WILLIAM C. WELDON Mgmt For For
LEO F. MULLIN Mgmt For For
SUSAN L. LINDQUIST Mgmt For For
ARNOLD G. LANGBO Mgmt For For
M. JUDAH FOLKMAN Mgmt For For
ROBERT J. DARRETTA Mgmt For For
MARY S. COLEMAN Mgmt For For
JAMES G. CULLEN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS INDEPENDENT
AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda: 932098723
CUSIP: 494368103 Meeting Type: Annual
Ticker: KMB Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 MARC J. SHAPIRO Mgmt For For
01 PASTORA S.J. CAFFERTY Mgmt For For
CLAUDIO X. GONZALEZ Mgmt For For
LINDA JOHNSON RICE Mgmt For For
02 APPROVAL OF AMENDMENTS TO 2001 EQUITY Mgmt Against Against
PARTICIPATION PLAN
03 APPROVAL OF AUDITORS Mgmt For For
04 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
CORPORATION S AMENDED AND RESTATED
RIGHTS AGREEMENT
- --------------------------------------------------------------------------------------------------------
LABRANCHE & CO INC. Agenda: 932136395
CUSIP: 505447102 Meeting Type: Annual
Ticker: LAB Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 DONALD E. KIERNAN Mgmt For For
DAVID A. GEORGE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS LABRANCHE S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2004.
- --------------------------------------------------------------------------------------------------------
MARKEL CORPORATION Agenda: 932119072
CUSIP: 570535104 Meeting Type: Annual
Ticker: MKL Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 DOUGLAS C. EBY Mgmt For For
LESLIE A. GRANDIS Mgmt For For
STEWART M. KASEN Mgmt For For
ALAN I. KIRSHNER Mgmt For For
ANTHONY F. MARKEL Mgmt For For
STEVEN A. MARKEL Mgmt For For
JAY M. WEINBERG Mgmt For For
02 TO RATIFY OR REJECT THE SELECTION BY Mgmt For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF KPMG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004.
- --------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda: 932102306
CUSIP: 589331107 Meeting Type: Annual
Ticker: MRK Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 THOMAS E. SHENK** Mgmt For For
01 PETER C. WENDELL* Mgmt For For
WILLIAM M. DALEY** Mgmt For For
WENDELL P. WEEKS** Mgmt For For
WILLIAM G. BOWEN** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY S INDEPENDENT AUDITORS FOR
03 PROPOSAL TO AMEND THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS
04 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
MANAGEMENT COMPENSATION
05 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
EXTENSION OF PRESCRIPTION DRUG PATENTS
06 STOCKHOLDER PROPOSAL CONCERNING Shr Abstain Against
ETHICAL AND SOCIAL PERFORMANCE OF THE
COMPANY
07 STOCKHOLDER PROPOSAL CONCERNING USE OF Shr Against For
SHAREHOLDER RESOURCES FOR POLITICAL
PURPOSES
08 STOCKHOLDER PROPOSAL CONCERNING A Shr Against For
REPORT RELATED TO THE GLOBAL HIV/AIDS
PANDEMIC
- --------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda: 932101607
CUSIP: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 CONSTANCE J. HORNER Mgmt For For
MICHAEL S. BROWN Mgmt For For
M. ANTHONY BURNS Mgmt For For
ROBERT N. BURT Mgmt For For
WILLIAM H. GRAY III Mgmt For For
WILLIAM R. HOWELL Mgmt For For
STANLEY O. IKENBERRY Mgmt For For
HENRY A. MCKINNELL Mgmt For For
DANA G. MEAD Mgmt For For
W. DON CORNWELL Mgmt For For
FRANKLIN D. RAINES Mgmt For For
RUTH J. SIMMONS Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
JEAN-PAUL VALLES Mgmt For For
GEORGE A. LORCH Mgmt For For
02 A PROPOSAL TO APPROVE THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT AUDITORS
FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. Mgmt Against Against
2004 STOCK PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW Shr Against For
OF THE ECONOMIC EFFECTS OF THE
HIV/AIDS, TB AND MALARIA PANDEMICS ON
THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
06 SHAREHOLDER PROPOSAL RELATING TO AN Shr Against For
ANNUAL REPORT ON CORPORATE RESOURCES
DEVOTED TO SUPPORTING POLITICAL
ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE Shr Against For
TERM LIMITS ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON INCREASING ACCESS TO PFIZER
PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shr For Against
10 SHAREHOLDER PROPOSAL ON IN VITRO Shr Against For
TESTING.
- --------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda: 932038474
CUSIP: 742718109 Meeting Type: Annual
Ticker: PG Meeting Date: 10/14/2003 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 JOHNATHAN A. RODGERS Mgmt For For
JOHN F. SMITH, JR. Mgmt For For
NORMAN R. AUGUSTINE Mgmt For For
A.G. LAFLEY Mgmt For For
MARGARET C. WHITMAN Mgmt For For
02 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVE THE PROCTER & GAMBLE 2003 NON- Mgmt Against Against
EMPLOYEE DIRECTORS STOCK PLAN
04 SHAREHOLDER PROPOSAL NO. 1 BOARD OF Shr Against For
DIRECTORS TERMS
05 SHAREHOLDER PROPOSAL NO. 2 LABEL Shr Against For
GENETICALLY ENGINEERED FOODS
- --------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. Agenda: 932103536
CUSIP: 78387G103 Meeting Type: Annual
Ticker: SBC Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 JAMES E. BARNES Mgmt For For
JAMES A. HENDERSON Mgmt For For
JOHN B. MCCOY Mgmt For For
01 S. DONLEY RITCHEY Mgmt For For
PATRICIA P. UPTON Mgmt For For
JOYCE M. ROCHE Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVE AN AMENDMENT TO SBC S BYLAWS. Mgmt For For
04 STOCKHOLDER PROPOSAL A. Shr Against For
05 STOCKHOLDER PROPOSAL B. Shr For Against
- --------------------------------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC. Agenda: 932051446
CUSIP: 866810104 Meeting Type: Annual
Ticker: SUNW Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 NAOMI O. SELIGMAN Mgmt For For
SCOTT G. MCNEALY Mgmt For For
ROBERT J. FISHER Mgmt For For
JAMES L. BARKSDALE Mgmt For For
MICHAEL E. LEHMAN Mgmt For For
M. KENNETH OSHMAN Mgmt For For
LYNN E. TURNER Mgmt For For
L. JOHN DOERR Mgmt For For
ROBERT L. LONG Mgmt For For
02 AMENDMENTS TO THE 1990 EMPLOYEE STOCK Mgmt Against Against
PURCHASE PLAN. PROPOSAL TO APPROVE
AMENDMENTS TO SUN S 1990 EMPLOYEE
STOCK PURCHASE PLAN, INCLUDING AN
INCREASE IN THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 170,000,000 SHARES OF
COMMON
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS. PROPOSAL TO
RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP, AS SUN S INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR
04 STOCKHOLDER PROPOSAL ENTITLED CHINA Shr Abstain Against
BUSINESS PRINCIPLES FOR RIGHTS OF
WORKERS IN CHINA. PROPOSAL REQUESTING
IMPLEMENTATION OF PRINCIPLES EMBODIED
IN CHINA BUSINESS PRINCIPLES FOR
RIGHTS OF WORKERS IN CHINA
- --------------------------------------------------------------------------------------------------------
TRIBUNE COMPANY Agenda: 932128398
CUSIP: 896047107 Meeting Type: Annual
Ticker: TRB Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 KATHRYN C. TURNER Mgmt For For
01 WILLIAM A. OSBORN Mgmt For For
JEFFREY CHANDLER Mgmt For For
02 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS.
03 APPROVAL OF AMENDMENTS TO THE TRIBUNE Mgmt For For
COMPANY 1997 INCENTIVE COMPENSATION
PLAN.
- --------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda: 932093367
CUSIP: 913017109 Meeting Type: Annual
Ticker: UTX Meeting Date: 4/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 H. PATRICK SWYGERT Mgmt For For
CHRISTINE TODD WHITMAN Mgmt For For
ANDRE VILLENEUVE Mgmt For For
H.A. WAGNER Mgmt For For
FRANK P. POPOFF Mgmt For For
HAROLD MCGRAW III Mgmt For For
CHARLES R. LEE Mgmt For For
JAMIE S. GORELICK Mgmt For For
JEAN-PIERRE GARNIER Mgmt For For
GEORGE DAVID Mgmt For For
BETSY J. BERNARD Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 SHAREOWNER PROPOSAL CONCERNING Shr Against For
DISCLOSURE OF EXECUTIVE COMPENSATION
04 SHAREOWNER PROPOSAL CONCERNING ETHICAL Shr Abstain Against
CRITERIA FOR MILITARY CONTRACTS
05 SHAREOWNER PROPOSAL CONCERNING Shr For Against
PERFORMANCE BASED SENIOR EXECUTIVE
STOCK OPTIONS
06 SHAREOWNER PROPOSAL CONCERNING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD
- --------------------------------------------------------------------------------------------------------
UNIVISION COMMUNICATIONS INC. Agenda: 932116634
CUSIP: 914906102 Meeting Type: Annual
Ticker: UVN Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 A. JERROLD PERENCHIO Mgmt For For
JOHN G. PERENCHIO Mgmt For For
RAY RODRIGUEZ Mgmt For For
MCHENRY T. TICHENOR, JR Mgmt For For
01 ALAN F. HORN Mgmt For For
HAROLD GABA Mgmt For For
FERNANDO AGUIRRE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR FISCAL 2004.
03 PROPOSAL TO ADOPT THE 2004 PERFORMANCE Mgmt Against Against
AWARD PLAN.
- --------------------------------------------------------------------------------------------------------
WYETH Agenda: 932113210
CUSIP: 983024100 Meeting Type: Annual
Ticker: WYE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 R. LANGER Mgmt For For
J.D. FEERICK Mgmt For For
J.R. TORELL III Mgmt For For
W.V. SHIPLEY Mgmt For For
I.G. SEIDENBERG Mgmt For For
M.L. POLAN Mgmt For For
J.P. MASCOTTE Mgmt For For
C.L. ALEXANDER, JR. Mgmt For For
F.A. BENNACK, JR. Mgmt For For
R.L. CARRION Mgmt For For
R. ESSNER Mgmt For For
02 RATIFICATION OF PRINCIPAL INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS
03 ADOPTION OF THE STOCKHOLDER PROPOSAL Shr Against For
ON ACCESS TO AND AFFORDABILITY OF
PRESCRIPTION DRUGS
04 ADOPTION OF STOCKHOLDER PROPOSAL ON Shr Against For
ANIMAL TESTING
THE TORRAY INSTITUTIONAL FUND
- --------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda: 932104704
CUSIP: 002824100 Meeting Type: Annual
Ticker: ABT Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 H.L. FULLER Mgmt For For
D.A.L. OWEN Mgmt For For
R.S. AUSTIN Mgmt For For
B. POWELL JR. Mgmt For For
J.M. LEIDEN Mgmt For For
J.R. WALTER Mgmt For For
M.D. WHITE Mgmt For For
W.D. SMITHBURG Mgmt For For
R.S. ROBERTS Mgmt For For
W.A. REYNOLDS Mgmt For For
R.A. GONZALEZ Mgmt For For
A.B. RAND Mgmt For For
J.M. GREENBERG Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS AUDITORS.
03 SHAREHOLDER PROPOSAL - PRESCRIPTION Shr Against For
DRUGS.
04 SHAREHOLDER PROPOSAL - POLITICAL Shr Against For
CONTRIBUTIONS.
05 SHAREHOLDER PROPOSAL - OPTION GRANTS Shr For Against
FOR SENIOR EXECUTIVES.
06 SHAREHOLDER PROPOSAL - GLOBAL Shr Against For
INFECTIOUS DISEASES.
- --------------------------------------------------------------------------------------------------------
ALLIED CAPITAL CORPORATION Agenda: 932111800
CUSIP: 01903Q108 Meeting Type: Annual
Ticker: ALD Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 ROBERT E. LONG Mgmt For For
BROOKS H. BROWNE Mgmt For For
WILLIAM L. WALTON Mgmt For For
JOAN M. SWEENEY Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
KPMG LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR ALLIED CAPITAL
CORPORATION FOR THE YEAR ENDING
DECEMBER 31, 2004.
03 TO APPROVE THE COMPANY S NON-QUALIFIED Mgmt For For
DEFERRED COMPENSATION PLAN II.
04 TO APPROVE AN AMENDMENT TO THE Mgmt Against Against
COMPANY S STOCK OPTION PLAN.
- --------------------------------------------------------------------------------------------------------
AMBAC FINANCIAL GROUP, INC. Agenda: 932122118
CUSIP: 023139108 Meeting Type: Annual
Ticker: ABK Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 W. GRANT GREGORY Mgmt For For
LAURA S. UNGER Mgmt For For
ROBERT J. GENADER Mgmt For For
RICHARD DULUDE Mgmt For For
JILL M. CONSIDINE Mgmt For For
RENSO L. CAPORALI Mgmt For For
MICHAEL A. CALLEN Mgmt For For
PHILLIP B. LASSITER Mgmt For For
HENRY D.G. WALLACE Mgmt For For
02 AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK FROM 200
MILLION TO 350 MILLION.
03 APPROVE AMENDMENTS TO THE AMBAC 1997 Mgmt For For
NON-EMPLOYEE DIRECTORS EQUITY PLAN.
04 RATIFY SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2004.
- --------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda: 932103473
CUSIP: 025816109 Meeting Type: Annual
Ticker: AXP Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 U.M. BURNS Mgmt For For
D.F. AKERSON Mgmt For For
J. LESCHLY Mgmt For For
R.A. MCGINN Mgmt For For
P.R. DOLAN Mgmt For For
E.D. MILLER Mgmt For For
K.I. CHENAULT Mgmt For For
V.E. JORDAN, JR. Mgmt For For
C. BARSHEFSKY Mgmt For For
F.P. POPOFF Mgmt For For
R.D. WALTER Mgmt For For
W.G. BOWEN Mgmt For For
02 PROPOSAL TO RATIFY SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL TO ESTABLISH SIX- Shr Against For
YEAR TERM LIMITS FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
SEPARATE ANNUAL REPORT DESCRIBING THE
COMPANY S POLITICAL CONTRIBUTIONS.
- --------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda: 932133072
CUSIP: 026874107 Meeting Type: Annual
Ticker: AIG Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 M. COHEN Mgmt For For
H. SMITH Mgmt For For
M. SULLIVAN Mgmt For For
E. TSE Mgmt For For
F. ZARB Mgmt For For
M. AIDINOFF Mgmt For For
R. HOLBROOKE Mgmt For For
W. COHEN Mgmt For For
M. FELDSTEIN Mgmt For For
E. FUTTER Mgmt For For
M. GREENBERG Mgmt For For
C. HILLS Mgmt For For
F. HOENEMEYER Mgmt For For
D. KANAK Mgmt For For
P. CHIA Mgmt For For
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL Mgmt For For
COMPENSATION PLAN
03 ADOPT A DIRECTOR STOCK PLAN Mgmt For For
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
05 SHAREHOLDER PROPOSAL I DESCRIBED IN Shr Against For
THE PROXY STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN Shr Against For
THE PROXY STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN Shr Against For
THE PROXY STATEMENT
- --------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda: 932108637
CUSIP: 031162100 Meeting Type: Annual
Ticker: AMGN Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 MR. JERRY D. CHOATE Mgmt For For
01 DR. GILBERT S. OMENN Mgmt For For
MR. FRANK C. HERRINGER Mgmt For For
MR. FRANK J. BIONDI, JR Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Shr Against For
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION Shr Against For
EXPENSING).
- --------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH COMPANIES, INC. Agenda: 932103865
CUSIP: 035229103 Meeting Type: Annual
Ticker: BUD Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 ANDREW C. TAYLOR Mgmt For For
JAMES R. JONES Mgmt For For
AUGUST A. BUSCH III Mgmt For For
CARLOS FERNANDEZ G. Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
02 APPROVAL OF INDEPENDENT AUDITORS Mgmt For For
- --------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda: 932040152
CUSIP: 053015103 Meeting Type: Annual
Ticker: ADP Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 ARTHUR F. WEINBACH Mgmt For For
GARY C. BUTLER Mgmt For For
JOSEPH A. CALIFANO, JR. Mgmt For For
LEON G. COOPERMAN Mgmt For For
ANN DIBBLE JORDAN Mgmt For For
HARVEY M. KRUEGER Mgmt For For
FREDERIC V. MALEK Mgmt For For
GREGORY D. BRENNEMAN Mgmt For For
JOSH S. WESTON Mgmt For For
LESLIE A. BRUN Mgmt For For
HENRY TAUB Mgmt For For
02 APPROVAL OF THE AMENDMENTS TO THE Mgmt Against Against
COMPANY S 2000 KEY EMPLOYEES STOCK
OPTION PLAN
03 APPROVAL OF THE AMENDMENT TO THE Mgmt Against Against
COMPANY S EMPLOYEES SAVINGS- STOCK
PURCHASE PLAN
04 APPROVAL OF THE COMPANY S 2003 Mgmt For For
DIRECTOR STOCK PLAN
05 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
- --------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda: 932152666
CUSIP: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 MEREDITH R. SPANGLER Mgmt For For
DONALD E. GUINN Mgmt For For
JAMES H. HANCE, JR. Mgmt For For
KENNETH D. LEWIS Mgmt For For
WALTER E. MASSEY Mgmt For For
THOMAS J. MAY Mgmt For For
C. STEVEN MCMILLAN Mgmt For For
EUGENE M. MCQUADE Mgmt For For
PATRICIA E. MITCHELL Mgmt For For
JACKIE M. WARD Mgmt For For
GARY L. COUNTRYMAN Mgmt For For
O. TEMPLE SLOAN, JR. Mgmt For For
THOMAS M. RYAN Mgmt For For
EDWARD L. ROMERO Mgmt For For
CHARLES K. GIFFORD Mgmt For For
WILLIAM BARNET, III Mgmt For For
CHARLES W. COKER Mgmt For For
JOHN T. COLLINS Mgmt For For
PAUL FULTON Mgmt For For
02 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING Shr Against For
DATE
04 STOCKHOLDER PROPOSAL - NOMINATION OF Shr Against For
DIRECTORS
05 STOCKHOLDER PROPOSAL - CHARITABLE Shr Against For
CONTRIBUTIONS
06 STOCKHOLDER PROPOSAL - MUTUAL FUND Shr For Against
TRADING POLICIES
07 STOCKHOLDER PROPOSAL - PRIVACY AND Shr Against For
INFORMATION SECURITY
- --------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda: 932091692
CUSIP: 060505104 Meeting Type: Special
Ticker: BAC Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 ADOPTION OF THE MERGER AGREEMENT Mgmt For For
02 ADOPTION OF BANK OF AMERICA S AMENDED Mgmt Against Against
STOCK PLAN
03 ADOPTION OF AN AMENDMENT TO INCREASE Mgmt For For
THE NUMBER OF AUTHORIZED SHARES OF
BANK OF AMERICA COMMON STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE Mgmt For For
BANK OF AMERICA SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
- --------------------------------------------------------------------------------------------------------
BANK ONE CORPORATION Agenda: 932150131
CUSIP: 06423A103 Meeting Type: Annual
Ticker: ONE Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Mgmt For For
02 BRYAN Mgmt For For
NOVAK Mgmt For For
ROGERS Mgmt For For
MANOOGIAN Mgmt For For
LIPP Mgmt For For
KESSLER Mgmt For For
FAY Mgmt For For
DIMON Mgmt For For
CROWN Mgmt For For
BURKE Mgmt For For
JACKSON Mgmt For For
STRATTON Mgmt For For
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITOR
- --------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda: 932122512
CUSIP: 101137107 Meeting Type: Annual
Ticker: BSX Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 URSULA M. BURNS Mgmt For For
JOHN E. PEPPER Mgmt For For
01 MARYE ANNE FOX Mgmt For For
N.J. NICHOLAS, JR. Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
- --------------------------------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION Agenda: 932043754
CUSIP: 101137107 Meeting Type: Special
Ticker: BSX Meeting Date: 10/6/2003 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S SECOND RESTATED CERTIFICATE
OF INCORPORATION.
- --------------------------------------------------------------------------------------------------------
CARDINAL HEALTH, INC. Agenda: 932054303
CUSIP: 14149Y108 Meeting Type: Annual
Ticker: CAH Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 ROBERT D. WALTER Mgmt For For
DAVID W. RAISBECK Mgmt For For
JOHN F. HAVENS Mgmt For For
JOHN F. FINN Mgmt For For
DAVE BING Mgmt For For
- --------------------------------------------------------------------------------------------------------
CARRAMERICA REALTY CORPORATION Agenda: 932124035
CUSIP: 144418100 Meeting Type: Annual
Ticker: CRE Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 THOMAS A. CARR Mgmt For For
JOAN CARTER Mgmt For For
ROBERT E. TORRAY Mgmt For For
WESLEY S. WILLIAMS, JR. Mgmt For For
ANDREW F. BRIMMER Mgmt For For
PHILIP L. HAWKINS Mgmt For For
TIMOTHY HOWARD Mgmt For For
02 TO LIMIT THE LENGTH OF SERVICE OF THE Shr Against For
MEMBERS OF THE BOARD OF DIRECTORS TO
SIX YEARS
- --------------------------------------------------------------------------------------------------------
CHARTER ONE FINANCIAL, INC. Agenda: 932101013
CUSIP: 160903100 Meeting Type: Annual
Ticker: CF Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 JEROME L. SCHOSTAK Mgmt For For
MARK SHAEVSKY Mgmt For For
PATRICK J. AGNEW Mgmt For For
DENISE MARIE FUGO Mgmt For For
CHARLES JOHN KOCH Mgmt For For
RONALD F. POE Mgmt For For
02 TO APPROVE THE AMENDMENTS TO THE Mgmt For For
CHARTER ONE FINANCIAL INC. 1997 STOCK
OPTION AND INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS CHARTER ONE FINANCIAL,
INC. S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2004.
- --------------------------------------------------------------------------------------------------------
CLEAR CHANNEL COMMUNICATIONS, INC. Agenda: 932122182
CUSIP: 184502102 Meeting Type: Annual
Ticker: CCU Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 THEORDORE H. STRAUSS Mgmt For For
L. LOWRY MAYS Mgmt For For
J.C. WATTS Mgmt For For
PHYLLIS B. RIGGINS Mgmt For For
B.J. MCCOMBS Mgmt For For
RANDALL T. MAYS Mgmt For For
MARK P. MAYS Mgmt For For
ALAN D. FELD Mgmt For For
THOMAS O. HICKS Mgmt For For
PERRY J. LEWIS Mgmt For For
JOHN H. WILLIAMS Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31, 2004.
- --------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. Agenda: 932162910
CUSIP: 25459L106 Meeting Type: Annual
Ticker: DTV Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 CHARLES R. LEE Mgmt For For
NEIL R. AUSTRIAN Mgmt For For
K. RUPERT MURDOCH Mgmt For For
02 APPROVAL OF THE 2004 STOCK PLAN Mgmt For For
03 APPROVAL OF THE EXECUTIVE OFFICER CASH Mgmt For For
BONUS PLAN
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS
- --------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda: 932078175
CUSIP: 254687106 Meeting Type: Annual
Ticker: DIS Meeting Date: 3/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 AYLWIN B. LEWIS Mgmt For For
GEORGE J. MITCHELL Mgmt For For
ROBERT W. MATSCHULLAT Mgmt For For
MONICA C. LOZANO Mgmt For For
LEO J. O'DONOVAN, S.J. Mgmt For For
JOHN S. CHEN Mgmt For For
MICHAEL D. EISNER Mgmt For For
ROBERT A. IGER Mgmt For For
GARY L. WILSON Mgmt For For
JUDITH L. ESTRIN Mgmt For For
JOHN E. BRYSON Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
2004.
03 TO APPROVE THE HARRINGTON INVESTMENTS Shr Against For
SHAREHOLDER PROPOSAL RELATING TO LABOR
STANDARDS FOR CHINA.
04 TO APPROVE THE NEW YORK CITY Shr Against For
RETIREMENT SYSTEMS AND PENSION FUNDS
PROPOSAL RELATING TO LABOR STANDARDS
IN CHINA.
05 TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
RELATING TO THEME PARK SAFETY
REPORTING.
- --------------------------------------------------------------------------------------------------------
ECHOSTAR COMMUNICATIONS CORPORATION Agenda: 932121863
CUSIP: 278762109 Meeting Type: Annual
Ticker: DISH Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 DAVID K. MOSKOWITZ Mgmt For For
01 STEVEN R. GOODBARN Mgmt For For
RAYMOND L. FRIEDLOB Mgmt For For
CHARLES W. ERGEN Mgmt For For
CANTEY ERGEN Mgmt For For
JAMES DEFRANCO Mgmt For For
MICHAEL T. DUGAN Mgmt For For
C. MICHAEL SCHROEDER Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS.
03 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE ANNUAL
MEETING OR ANY ADJOURNMENT THEREOF.
- --------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda: 932076791
CUSIP: 291011104 Meeting Type: Annual
Ticker: EMR Meeting Date: 2/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 C. FERNANDEZ G. Mgmt For For
G.A. LODGE Mgmt For For
R.L. RIDGWAY Mgmt For For
E.E. WHITACRE, JR. Mgmt For For
C.F. KNIGHT Mgmt For For
02 RE-APPROVAL OF PERFORMANCE MEASURES Mgmt For For
UNDER THE EMERSON ELECTRIC CO. 1997
INCENTIVE SHARES PLAN
03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
- --------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda: 932125657
CUSIP: 319963104 Meeting Type: Annual
Ticker: FDC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 HENRY C. DUQUES Mgmt For For
CHARLES T. FOTE Mgmt For For
RICHARD P. KIPHART Mgmt For For
JOAN E. SPERO Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR 2004.
- --------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda: 932075698
CUSIP: 354613101 Meeting Type: Annual
Ticker: BEN Meeting Date: 1/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 PETER M. SACERDOTE Mgmt For For
ANNE M. TATLOCK Mgmt For For
CHUTTA RATNATHICAM Mgmt For For
CHARLES CROCKER Mgmt For For
THOMAS H. KEAN Mgmt For For
HARMON E. BURNS Mgmt For For
RUPERT H. JOHNSON, JR. Mgmt For For
LOUIS E. WOODWORTH Mgmt For For
JAMES A. MCCARTHY Mgmt For For
ROBERT D. JOFFE Mgmt For For
CHARLES B. JOHNSON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2004.
03 APPROVAL OF THE 2004 KEY EXECUTIVE Mgmt For For
INCENTIVE COMPENSATION PLAN.
04 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
ANNUAL INCENTIVE COMPENSATION PLAN.
- --------------------------------------------------------------------------------------------------------
GANNETT CO., INC. Agenda: 932111886
CUSIP: 364730101 Meeting Type: Annual
Ticker: GCI Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 STEPHEN P. MUNN Mgmt For For
DOUGLAS H. MCCORKINDALE Mgmt For For
JAMES A. JOHNSON Mgmt For For
02 PROPOSAL TO RATIFY Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S AUDITORS.
03 PROPOSAL TO AMEND 2001 OMNIBUS Mgmt Against Against
INCENTIVE COMPENSATION PLAN.
04 SHAREHOLDER PROPOSAL CONCERNING Shr Against For
EXECUTIVE COMPENSATION.
- --------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda: 932103346
CUSIP: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 CUMULATIVE VOTING Shr Against For
02 ANIMAL TESTING Shr Against For
03 NUCLEAR RISK Shr Against For
04 REPORT ON PCB CLEANUP COSTS Shr Against For
05 OFFSHORE SOURCING Shr Against For
06 SUSTAINABILITY INDEX Shr Against For
07 COMPENSATION COMMITTEE INDEPENDENCE Shr Against For
08 PAY DISPARITY Shr Against For
09 END STOCK OPTIONS AND BONUSES Shr Against For
0A SAM NUNN Mgmt For For
ROGER S. PENSKE Mgmt For For
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
RALPH S. LARSEN Mgmt For For
KENNETH G. LANGONE Mgmt For For
ALAN G. LAFLEY Mgmt For For
ANDREA JUNG Mgmt For For
JEFFREY R. IMMELT Mgmt For For
CLAUDIO X. GONZALEZ Mgmt For For
ANN M. FUDGE Mgmt For For
DENNIS D. DAMMERMAN Mgmt For For
JAMES I. CASH, JR. Mgmt For For
0B INDEPENDENT AUDITOR Mgmt For For
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE Mgmt Against Against
OFFICER PERFORMANCE GOALS
10 LIMIT OUTSIDE DIRECTORSHIPS Shr For Against
11 INDEPENDENT BOARD CHAIRMAN Shr Against For
12 EXPLORE SALE OF COMPANY Shr Against For
13 HOLDING STOCK FROM STOCK OPTIONS Shr Against For
14 BOARD INDEPENDENCE Shr Against For
15 POLITICAL CONTRIBUTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION Agenda: 932040380
CUSIP: 370442832 Meeting Type: Consent
Ticker: GMH Meeting Date: 10/3/2003 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE FIRST GM CHARTER Mgmt For For
AMENDMENT
02 RATIFICATION OF THE NEW HUGHES Mgmt For For
CERTIFICATE OF INCORPORATION
03 RATIFICATION OF THE HUGHES SPLIT-OFF, Mgmt For For
INCLUDING THE SPECIAL DIVIDEND
04 RATIFICATION OF THE GM/NEWS STOCK SALE Mgmt For For
05 RATIFICATION OF THE NEWS STOCK Mgmt For For
ACQUISITION
06 APPROVAL OF THE SECOND GM CHARTER Mgmt For For
AMENDMENT
- --------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda: 932086982
CUSIP: 428236103 Meeting Type: Annual
Ticker: HPQ Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 L.S. SALHANY Mgmt For For
R.L. RYAN Mgmt For For
P.C. DUNN Mgmt For For
C.S. FIORINA Mgmt For For
R.A. HACKBORN Mgmt For For
G.A. KEYWORTH II Mgmt For For
S.M. LITVACK Mgmt For For
L.T. BABBIO, JR. Mgmt For For
R.E. KNOWLING, JR. Mgmt For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP Mgmt For For
AS HEWLETT-PACKARD COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2004.
03 APPROVAL OF THE HEWLETT-PACKARD Mgmt Against Against
COMPANY 2004 STOCK INCENTIVE PLAN
04 SHAREOWNER PROPOSAL ENTITLED STOCK Shr Against For
OPTION EXPENSING PROPOSAL
- --------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda: 932106683
CUSIP: 438516106 Meeting Type: Annual
Ticker: HON Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 IVAN G. SEIDENBERG Mgmt For For
JAMES J. HOWARD Mgmt For For
BRUCE KARATZ Mgmt For For
ERIC K. SHINSEKI Mgmt For For
RUSSELL E. PALMER Mgmt For For
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Mgmt For For
03 ANNUAL ELECTION OF DIRECTORS Shr For Against
04 SHAREOWNER VOTING PROVISIONS Shr For Against
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shr For Against
06 RESOLUTION ON PAY DISPARITY Shr Against For
07 CUMULATIVE VOTING Shr Against For
- --------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda: 932115721
CUSIP: 452308109 Meeting Type: Annual
Ticker: ITW Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 SUSAN CROWN Mgmt For For
HAROLD B. SMITH Mgmt For For
ROBERT S. MORRISON Mgmt For For
ROBERT C. MCCORMACK Mgmt For For
DON H. DAVIS, JR. Mgmt For For
JAMES R. CANTALUPO Mgmt For For
MARVIN D. BRAILSFORD Mgmt For For
MICHAEL J. BIRCK Mgmt For For
WILLIAM F. ALDINGER Mgmt For For
W. JAMES FARRELL Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP.
- --------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP Agenda: 932089661
CUSIP: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 L.H. ZAMBRANO Mgmt For For
C.M. VEST Mgmt For For
S. TAUREL Mgmt For For
J.E. SPERO Mgmt For For
J.B. SLAUGHTER Mgmt For For
S.J. PALMISANO Mgmt For For
L.A. NOTO Mgmt For For
C.F. KNIGHT Mgmt For For
01 N.O. KEOHANE Mgmt For For
C. GHOSN Mgmt For For
K.I. CHENAULT Mgmt For For
C. BLACK Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
(PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS FOR THE
BUSINESS CONSULTING SERVICES UNIT
(ERNST & YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE Mgmt For For
PERFORMANCE TERMS FOR CERTAIN
EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr Against For
VOTING (PAGE 25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND Shr Abstain Against
RETIREMENT MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr For Against
COMPENSATION (PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING Shr Against For
STOCK OPTIONS (PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF Shr Against For
EXECUTIVE COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA Shr Against For
BUSINESS PRINCIPLES (PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL Shr Against For
CONTRIBUTIONS (PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF Shr Against For
EXECUTIVE COMPENSATION POLICIES (PAGE
32)
- --------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. Agenda: 932142211
CUSIP: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Mgmt For For
02 HELENE L. KAPLAN Mgmt For For
JOHN H. BIGGS Mgmt For For
WILLIAM B. HARRISON, JR Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
ELLEN V. FUTTER Mgmt For For
JOHN R. STAFFORD Mgmt For For
LAWRENCE A. BOSSIDY Mgmt For For
LEE R. RAYMOND Mgmt For For
FRANK A. BENNACK, JR. Mgmt For For
02 HANS W. BECHERER Mgmt For For
03 APPOINTMENT OF EXTERNAL AUDITOR Mgmt For For
04 RE-APPROVAL OF KEY EXECUTIVE Mgmt For For
PERFORMANCE PLAN
05 ADJOURNMENT OF MEETING, IF NECESSARY, Mgmt For For
TO SOLICIT ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shr For Against
07 CHARITABLE CONTRIBUTIONS Shr For Against
08 POLITICAL CONTRIBUTIONS Shr For Against
09 SEPARATION OF CHAIRMAN AND CEO Shr For Against
10 DERIVATIVE DISCLOSURE Shr For Against
11 AUDITOR INDEPENDENCE Shr Against For
12 DIRECTOR COMPENSATION Shr Against For
13 PAY DISPARITY Shr Against For
- --------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda: 932103219
CUSIP: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 WILLIAM C. WELDON Mgmt For For
M. JUDAH FOLKMAN Mgmt For For
HENRY B. SCHACHT Mgmt For For
STEVEN S REINEMUND Mgmt For For
LEO F. MULLIN Mgmt For For
SUSAN L. LINDQUIST Mgmt For For
ARNOLD G. LANGBO Mgmt For For
ANN D. JORDAN Mgmt For For
DAVID SATCHER Mgmt For For
JAMES G. CULLEN Mgmt For For
GERARD N. BURROW Mgmt For For
MARY S. COLEMAN Mgmt For For
ROBERT J. DARRETTA Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS INDEPENDENT
AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shr Against For
- --------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda: 932098723
CUSIP: 494368103 Meeting Type: Annual
Ticker: KMB Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 CLAUDIO X. GONZALEZ Mgmt For For
01 LINDA JOHNSON RICE Mgmt For For
PASTORA S.J. CAFFERTY Mgmt For For
MARC J. SHAPIRO Mgmt For For
02 APPROVAL OF AMENDMENTS TO 2001 EQUITY Mgmt Against Against
PARTICIPATION PLAN
03 APPROVAL OF AUDITORS Mgmt For For
04 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against
CORPORATION S AMENDED AND RESTATED
RIGHTS AGREEMENT
- --------------------------------------------------------------------------------------------------------
LABRANCHE & CO INC. Agenda: 932136395
CUSIP: 505447102 Meeting Type: Annual
Ticker: LAB Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 DAVID A. GEORGE Mgmt For For
DONALD E. KIERNAN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS LABRANCHE S INDEPENDENT
AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
- --------------------------------------------------------------------------------------------------------
MARKEL CORPORATION Agenda: 932119072
CUSIP: 570535104 Meeting Type: Annual
Ticker: MKL Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 DOUGLAS C. EBY Mgmt For For
ALAN I. KIRSHNER Mgmt For For
STEWART M. KASEN Mgmt For For
JAY M. WEINBERG Mgmt For For
ANTHONY F. MARKEL Mgmt For For
STEVEN A. MARKEL Mgmt For For
LESLIE A. GRANDIS Mgmt For For
02 TO RATIFY OR REJECT THE SELECTION BY Mgmt For For
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF KPMG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004.
- --------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda: 932102306
CUSIP: 589331107 Meeting Type: Annual
Ticker: MRK Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 THOMAS E. SHENK** Mgmt For For
01 WILLIAM M. DALEY** Mgmt For For
WILLIAM G. BOWEN** Mgmt For For
PETER C. WENDELL* Mgmt For For
WENDELL P. WEEKS** Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY S INDEPENDENT AUDITORS FOR
03 PROPOSAL TO AMEND THE RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS
04 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
MANAGEMENT COMPENSATION
05 STOCKHOLDER PROPOSAL CONCERNING Shr Against For
EXTENSION OF PRESCRIPTION DRUG PATENTS
06 STOCKHOLDER PROPOSAL CONCERNING Shr Abstain Against
ETHICAL AND SOCIAL PERFORMANCE OF THE
COMPANY
07 STOCKHOLDER PROPOSAL CONCERNING USE OF Shr Against For
SHAREHOLDER RESOURCES FOR POLITICAL
PURPOSES
08 STOCKHOLDER PROPOSAL CONCERNING A Shr Against For
REPORT RELATED TO THE GLOBAL HIV/AIDS
PANDEMIC
- --------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda: 932101607
CUSIP: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 W. DON CORNWELL Mgmt For For
M. ANTHONY BURNS Mgmt For For
ROBERT N. BURT Mgmt For For
FRANKLIN D. RAINES Mgmt For For
HENRY A. MCKINNELL Mgmt For For
MICHAEL S. BROWN Mgmt For For
DANA G. MEAD Mgmt For For
WILLIAM H. GRAY III Mgmt For For
RUTH J. SIMMONS Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
JEAN-PAUL VALLES Mgmt For For
CONSTANCE J. HORNER Mgmt For For
GEORGE A. LORCH Mgmt For For
WILLIAM R. HOWELL Mgmt For For
STANLEY O. IKENBERRY Mgmt For For
02 A PROPOSAL TO APPROVE THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT AUDITORS
FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. Mgmt Against Against
2004 STOCK PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW Shr Against For
OF THE ECONOMIC EFFECTS OF THE
HIV/AIDS, TB AND MALARIA PANDEMICS ON
THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
06 SHAREHOLDER PROPOSAL RELATING TO AN Shr Against For
ANNUAL REPORT ON CORPORATE RESOURCES
DEVOTED TO SUPPORTING POLITICAL
ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE Shr Against For
TERM LIMITS ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON INCREASING ACCESS TO PFIZER
PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shr For Against
10 SHAREHOLDER PROPOSAL ON IN VITRO Shr Against For
TESTING.
- --------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda: 932038474
CUSIP: 742718109 Meeting Type: Annual
Ticker: PG Meeting Date: 10/14/2003 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 JOHNATHAN A. RODGERS Mgmt For For
NORMAN R. AUGUSTINE Mgmt For For
MARGARET C. WHITMAN Mgmt For For
JOHN F. SMITH, JR. Mgmt For For
A.G. LAFLEY Mgmt For For
02 RATIFY APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITORS
03 APPROVE THE PROCTER & GAMBLE 2003 NON- Mgmt Against Against
EMPLOYEE DIRECTORS STOCK PLAN
04 SHAREHOLDER PROPOSAL NO. 1 BOARD OF Shr Against For
DIRECTORS TERMS
05 SHAREHOLDER PROPOSAL NO. 2 LABEL Shr Against For
GENETICALLY ENGINEERED FOODS
- --------------------------------------------------------------------------------------------------------
SBC COMMUNICATIONS INC. Agenda: 932103536
CUSIP: 78387G103 Meeting Type: Annual
Ticker: SBC Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 JAMES E. BARNES Mgmt For For
PATRICIA P. UPTON Mgmt For For
JOYCE M. ROCHE Mgmt For For
01 S. DONLEY RITCHEY Mgmt For For
JOHN B. MCCOY Mgmt For For
JAMES A. HENDERSON Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt For For
03 APPROVE AN AMENDMENT TO SBC S BYLAWS. Mgmt For For
04 STOCKHOLDER PROPOSAL A. Shr Against For
05 STOCKHOLDER PROPOSAL B. Shr For Against
- --------------------------------------------------------------------------------------------------------
SUN MICROSYSTEMS, INC. Agenda: 932051446
CUSIP: 866810104 Meeting Type: Annual
Ticker: SUNW Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 LYNN E. TURNER Mgmt For For
NAOMI O. SELIGMAN Mgmt For For
MICHAEL E. LEHMAN Mgmt For For
ROBERT J. FISHER Mgmt For For
L. JOHN DOERR Mgmt For For
JAMES L. BARKSDALE Mgmt For For
SCOTT G. MCNEALY Mgmt For For
M. KENNETH OSHMAN Mgmt For For
ROBERT L. LONG Mgmt For For
02 AMENDMENTS TO THE 1990 EMPLOYEE STOCK Mgmt Against Against
PURCHASE PLAN. PROPOSAL TO APPROVE
AMENDMENTS TO SUN S 1990 EMPLOYEE
STOCK PURCHASE PLAN, INCLUDING AN
INCREASE IN THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 170,000,000 SHARES OF
COMMON
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS. PROPOSAL TO
RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP, AS SUN S INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR
04 STOCKHOLDER PROPOSAL ENTITLED CHINA Shr Abstain Against
BUSINESS PRINCIPLES FOR RIGHTS OF
WORKERS IN CHINA. PROPOSAL REQUESTING
IMPLEMENTATION OF PRINCIPLES EMBODIED
IN CHINA BUSINESS PRINCIPLES FOR
RIGHTS OF WORKERS IN CHINA
- --------------------------------------------------------------------------------------------------------
TRIBUNE COMPANY Agenda: 932128398
CUSIP: 896047107 Meeting Type: Annual
Ticker: TRB Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 JEFFREY CHANDLER Mgmt For For
01 KATHRYN C. TURNER Mgmt For For
WILLIAM A. OSBORN Mgmt For For
02 RATIFICATION OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS.
03 APPROVAL OF AMENDMENTS TO THE TRIBUNE Mgmt For For
COMPANY 1997 INCENTIVE COMPENSATION
PLAN.
- --------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda: 932093367
CUSIP: 913017109 Meeting Type: Annual
Ticker: UTX Meeting Date: 4/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 ANDRE VILLENEUVE Mgmt For For
JEAN-PIERRE GARNIER Mgmt For For
CHARLES R. LEE Mgmt For For
RICHARD D. MCCORMICK Mgmt For For
HAROLD MCGRAW III Mgmt For For
H. PATRICK SWYGERT Mgmt For For
GEORGE DAVID Mgmt For For
H.A. WAGNER Mgmt For For
CHRISTINE TODD WHITMAN Mgmt For For
FRANK P. POPOFF Mgmt For For
JAMIE S. GORELICK Mgmt For For
BETSY J. BERNARD Mgmt For For
02 APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
03 SHAREOWNER PROPOSAL CONCERNING Shr Against For
DISCLOSURE OF EXECUTIVE COMPENSATION
04 SHAREOWNER PROPOSAL CONCERNING ETHICAL Shr Abstain Against
CRITERIA FOR MILITARY CONTRACTS
05 SHAREOWNER PROPOSAL CONCERNING Shr For Against
PERFORMANCE BASED SENIOR EXECUTIVE
STOCK OPTIONS
06 SHAREOWNER PROPOSAL CONCERNING AN Shr Against For
INDEPENDENT CHAIRMAN OF THE BOARD
- --------------------------------------------------------------------------------------------------------
UNIVISION COMMUNICATIONS INC. Agenda: 932116634
CUSIP: 914906102 Meeting Type: Annual
Ticker: UVN Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 HAROLD GABA Mgmt For For
MCHENRY T. TICHENOR, JR Mgmt For For
RAY RODRIGUEZ Mgmt For For
ALAN F. HORN Mgmt For For
01 FERNANDO AGUIRRE Mgmt For For
A. JERROLD PERENCHIO Mgmt For For
JOHN G. PERENCHIO Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR FISCAL 2004.
03 PROPOSAL TO ADOPT THE 2004 PERFORMANCE Mgmt Against Against
AWARD PLAN.
- --------------------------------------------------------------------------------------------------------
WYETH Agenda: 932113210
CUSIP: 983024100 Meeting Type: Annual
Ticker: WYE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- --------------------------------------------------------------------------------------------------------
01 F.A. BENNACK, JR. Mgmt For For
W.V. SHIPLEY Mgmt For For
I.G. SEIDENBERG Mgmt For For
M.L. POLAN Mgmt For For
J.P. MASCOTTE Mgmt For For
R. LANGER Mgmt For For
J.D. FEERICK Mgmt For For
R.L. CARRION Mgmt For For
C.L. ALEXANDER, JR. Mgmt For For
J.R. TORELL III Mgmt For For
R. ESSNER Mgmt For For
02 RATIFICATION OF PRINCIPAL INDEPENDENT Mgmt For For
PUBLIC ACCOUNTANTS
03 ADOPTION OF THE STOCKHOLDER PROPOSAL Shr Against For
ON ACCESS TO AND AFFORDABILITY OF
PRESCRIPTION DRUGS
04 ADOPTION OF STOCKHOLDER PROPOSAL ON Shr Against For
ANIMAL TESTING
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Torray Fund
By (Signature) /S/ William M. Lane
----------------------------------------
Name William M. Lane
Title President
Date 08-31-2004