UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number 811-08267
Kopp Funds, Inc.
--------------------------------------------------
(Exact name of registrant as specified in charter)
7701 France Ave. So. Suite 500
Edina, MN, 55435
--------------------------------------------------------------------
(Address of principal executive offices) (Zip code)
Kathleen S. Tillotson
Executive Vice President
Secretary General Counsel
Kopp Investment Advisors,
7701 France Avenue South, Suite 500,
Edina, MN 55435
--------------------------------------------------
(Name and address of agent for service)
Registrant's telephone number, including area code: 952-841-0400
Date of fiscal year end: 9/30
Date of reporting period: 07/01/2003 - 06/30/2004
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain;
for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
KOPP EMERGING GROWTH FUND 0001040566
- -------------------------------------------------------------------------------------------------------
ADC TELECOMMUNICATIONS, INC. Agenda: 932086920
CUSIP: 000886101 Meeting Type: Annual
Ticker: ADCT Meeting Date: 3/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT ANNUNZIATA Mgmt For For
JOHN J. BOYLE III Mgmt For For
LARRY W. WANGBERG Mgmt For For
ROBERT E. SWITZ Mgmt For For
02 PROPOSAL TO AMEND ADC S GLOBAL STOCK Mgmt For For
INCENTIVE PLAN AS DESCRIBED IN THE
PROXY STATEMENT.
03 PROPOSAL TO AMEND ADC S ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE
AUTHORIZED SHARES OF COMMON STOCK
THAT MAY BE ISSUED FROM 1,200,000,000
SHARES TO 2,400,000,000 SHARES.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS ADC S
INDEPENDENT AUDITORS FOR THE
COMPANY S FISCAL YEAR ENDING
OCTOBER 31,
- -------------------------------------------------------------------------------------------------------
ADEPT TECHNOLOGY, INC. Agenda: 932078543
CUSIP: 006854103 Meeting Type: Annual
Ticker: ADTK Meeting Date: 1/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT H. BUCHER Mgmt For For
RONALD E.F. CODD Mgmt For For
MICHAEL P. KELLY Mgmt For For
CARY R. MOCK Mgmt For For
ROBERT J. MAJTELES Mgmt For For
02 TO APPROVE THE 2003 STOCK OPTION Mgmt For For
03 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG TO SERVE AS THE INDEPENDENT
AUDITORS OF ADEPT FOR THE FISCAL YEAR
ENDING JUNE 30, 2004.
- -------------------------------------------------------------------------------------------------------
ADVANCED FIBRE COMMUNICATIONS, INC. Agenda: 932113486
CUSIP: 00754A105 Meeting Type: Annual
Ticker: AFCI Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN A. SCHOFIELD Mgmt For For
RUANN F. ERNST Mgmt For For
FRANK IANNA Mgmt For For
02 RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE
CORPORATION FOR 2004.
- -------------------------------------------------------------------------------------------------------
ANADIGICS, INC. Agenda: 932157488
CUSIP: 032515108 Meeting Type: Annual
Ticker: ANAD Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
I RONALD ROSENZWEIG Mgmt For For
LEWIS SOLOMON Mgmt For For
GARRY MCGUIRE Mgmt For For
II APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
- -------------------------------------------------------------------------------------------------------
APPLIED MICRO CIRCUITS CORPORATION Agenda: 932026885
CUSIP: 03822W109 Meeting Type: Annual
Ticker: AMCC Meeting Date: 8/27/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID M. RICKEY Mgmt For For
ROGER A. SMULLEN, SR. Mgmt For For
CESAR CESARATTO Mgmt For For
FRANKLIN P. JOHNSON, JR Mgmt For For
KEVIN N. KALKHOVEN Mgmt For For
L. WAYNE PRICE Mgmt For For
DOUGLAS C. SPRENG Mgmt For For
ARTHUR B. STABENOW Mgmt For For
HARVEY P. WHITE Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR
ENDING MARCH 31, 2004.
- -------------------------------------------------------------------------------------------------------
ARRAY BIOPHARMA INC. Agenda: 932051547
CUSIP: 04269X105 Meeting Type: Annual
Ticker: ARRY Meeting Date: 10/30/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FRANCIS J. BULLOCK, PHD Mgmt For For
KEVIN KOCH, PHD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JUNE 30, 2004.
- -------------------------------------------------------------------------------------------------------
ARTISAN COMPONENTS, INC. Agenda: 932089623
CUSIP: 042923102 Meeting Type: Annual
Ticker: ARTI Meeting Date: 3/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARK R. TEMPLETON Mgmt For For
SCOTT T. BECKER Mgmt For For
LUCIO L. LANZA Mgmt For For
R. STEPHEN HEINRICHS Mgmt For For
MORIO KUROSAKI Mgmt For For
ROBERT P. LATTA Mgmt For For
LEON MALMED Mgmt For For
02 APPROVAL OF AMENDMENT TO THE 2003 Mgmt Against Against
STOCK PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR
ISSUANCE THEREUNDER BY 450,000
03 APPROVAL OF AMENDMENT TO THE 1997 Mgmt Against Against
DIRECTOR OPTION PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY
150,000 SHARES.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2004.
- -------------------------------------------------------------------------------------------------------
ARTESYN TECHNOLOGIES, INC. Agenda: 932105845
CUSIP: 043127109 Meeting Type: Annual
Ticker: ATSN Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD S. CROFT, III Mgmt For For
LAWRENCE J. MATTHEWS Mgmt For For
JOSEPH M. O'DONNELL Mgmt For For
STEPHEN A. OLLENDORFF Mgmt For For
PHILLIP A. O'REILLY Mgmt For For
BERT SAGER Mgmt For For
A. EUGENE SAPP, JR. Mgmt For For
RONALD D. SCHMIDT Mgmt For For
LEWIS SOLOMON Mgmt For For
01 JOHN M. STEEL Mgmt For For
02 TO CONSIDER AND ACT UPON A PROPOSAL Mgmt For For
TO AMEND THE COMPANY S 1990 OUTSIDE
DIRECTOR S STOCK OPTION PLAN.
03 TO CONSIDER AND ACT UPON A PROPOSAL Mgmt For For
TO AMEND THE COMPANY S 2000
PERFORMANCE EQUITY PLAN.
- -------------------------------------------------------------------------------------------------------
ARTHROCARE CORPORATION Agenda: 932158416
CUSIP: 043136100 Meeting Type: Annual
Ticker: ARTC Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL A. BAKER Mgmt For For
BARBARA D. BOYAN, PHD Mgmt For For
DAVID F. FITZGERALD Mgmt For For
JAMES G. FOSTER Mgmt For For
TORD B. LENDAU Mgmt For For
JERRY P. WIDMAN Mgmt For For
PETER L. WILSON Mgmt For For
02 PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY S 1996
EMPLOYEE STOCK PURCHASE PLAN TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 150,000 SHARES.
03 PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY S 2003
INCENTIVE STOCK PLAN TO (A) INCREASE
THE NUMBER OF SHARES OF COMMON STOCK
RESERVED FOR ISSUANCE THEREUNDER BY
750,000 SHARES AND (B) PROVIDE FOR
THE ABILITY TO ISSUE STOCK
APPRECIATION RIGHTS, RESTRICTED STOCK
UNITS, DIVIDEND EQUIVALENTS,
PERFORMANCE AWARDS AND STOCK
04 PROPOSAL TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY S 1995
DIRECTOR OPTION PLAN TO (A) PROVIDE
FOR THE ABILITY TO ISSUE RESTRICTED
STOCK AWARDS IN ADDITION TO NON-
STATUTORY OPTIONS, AND (B) PROVIDE
NEW FORMULAS FOR THE ISSUANCE OF BOTH
RESTRICTED STOCK AWARDS AND NON-
STATUTORY OPTIONS TO PURCHASE THE
COMPANY S COMMON STOCK.
05 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE 2004 FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
BIOSITE INCORPORATED Agenda: 932180362
CUSIP: 090945106 Meeting Type: Annual
Ticker: BSTE Meeting Date: 6/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LONNIE M. SMITH Mgmt For For
TIMOTHY J. WOLLAEGER Mgmt For For
02 TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY S 1996
STOCK INCENTIVE PLAN.
03 TO APPROVE THE AMENDMENT AND Mgmt For For
RESTATEMENT OF THE COMPANY S EMPLOYEE
STOCK PURCHASE PLAN.
04 TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS
OF ERNST & YOUNG LLP AS THE
INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER
- -------------------------------------------------------------------------------------------------------
BRIO SOFTWARE, INC. Agenda: 932031090
CUSIP: 109704106 Meeting Type: Annual
Ticker: BRIO Meeting Date: 8/20/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E. FLOYD KVAMME Mgmt For For
JOHN MUTCH Mgmt For For
EDWARD SALIBA Mgmt For For
02 PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt For For
THE 1998 AMENDED AND RESTATED
EMPLOYEE STOCK PURCHASE PLAN.
03 PROPOSAL TO APPROVE THE AMENDMENT TO Mgmt Against Against
THE AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING MARCH 31, 2004.
- -------------------------------------------------------------------------------------------------------
BRIO SOFTWARE, INC. Agenda: 932047980
CUSIP: 109704106 Meeting Type: Special
Ticker: BRIO Meeting Date: 10/16/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER AND REORGANIZATION
DATED AS OF JULY 23, 2003, BY AND
AMONG HYPERION SOLUTIONS CORPORATION,
BRIO SOFTWARE, INC. AND T-BIRD
ACQUISITION, INC., ALL AS MORE FULLY
DESCRIBED IN THE PROXY
STATEMENT/PROSPECTUS.
- -------------------------------------------------------------------------------------------------------
BROOKS AUTOMATION, INC. Agenda: 932110733
CUSIP: 114340102 Meeting Type: Annual
Ticker: BRKS Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT J. THERRIEN Mgmt For For
ROGER D. EMERICK Mgmt For For
AMIN J. KHOURY Mgmt For For
JOSEPH R. MARTIN Mgmt For For
EDWARD C. GRADY Mgmt For For
A. CLINTON ALLEN Mgmt For For
JOHN K. MCGILLICUDDY Mgmt For For
02 TO AMEND THE COMPANY S 2000 Mgmt For For
COMBINATION STOCK OPTION PLAN AS
SPECIFIED IN THE PROXY STATEMENT.
03 TO AMEND THE COMPANY S 1995 EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN AS SPECIFIED IN
THE PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
CALIPER LIFE SCIENCES, INC. Agenda: 932167100
CUSIP: 130872104 Meeting Type: Annual
Ticker: CALP Meeting Date: 6/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VAN BILLET Mgmt For For
ROBERT C. BISHOP, PHD Mgmt For For
DAVID V. MILLIGAN, PHD Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR ITS FISCAL YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
CAPTARIS, INC. Agenda: 932123994
CUSIP: 14071N104 Meeting Type: Annual
Ticker: CAPA Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT F. GILB* Mgmt For For
JOHN A. KELLEY, JR.* Mgmt For For
PATRICK J. SWANICK** Mgmt For For
THOMAS M. MURNANE*** Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
CELL GENESYS, INC. Agenda: 932160168
CUSIP: 150921104 Meeting Type: Annual
Ticker: CEGE Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN A. SHERWIN, MD Mgmt For For
DAVID W. CARTER Mgmt For For
NANCY M. CROWELL Mgmt For For
JAMES M. GOWER Mgmt For For
JOHN T. POTTS, JR, MD Mgmt For For
THOMAS E. SHENK, PH.D. Mgmt For For
EUGENE L. STEP Mgmt For For
INDER M. VERMA, PH.D. Mgmt For For
DENNIS L. WINGER Mgmt For For
02 TO APPROVE THE AMENDMENT OF THE Mgmt For For
COMPANY S 2001 NONSTATUTORY STOCK
OPTION PLAN TO INCREASE THE NUMBER OF
SHARES OF COMMON STOCK RESERVED FOR
FUTURE ISSUANCE BY 500,000 SHARES AND
TO PROHIBIT FUTURE OPTION REPRICINGS
UNDER THE 2001 NONSTATUTORY STOCK
OPTION PLAN WITHOUT THE APPROVAL OF
THE COMPANY S STOCKHOLDERS.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
04 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt For For
MAY PROPERLY COME BEFORE THE ANNUAL
MEETING OR ANY ADJOURNMENT THEREOF.
- -------------------------------------------------------------------------------------------------------
CENTILLIUM COMMUNICATIONS, INC. Agenda: 932167681
CUSIP: 152319109 Meeting Type: Annual
Ticker: CTLM Meeting Date: 6/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 IRWIN FEDERMAN Mgmt For For
ROBERT C. HAWK Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF CENTILLIUM
COMMUNICATIONS, INC. FOR THE YEAR
ENDING DECEMBER 31, 2004.
03 THE APPROVAL OF THE AMENDMENT OF THE Mgmt For For
COMPANY S 1997 STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
CEPHEID Agenda: 932106378
CUSIP: 15670R107 Meeting Type: Annual
Ticker: CPHD Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CRISTINA H. KEPNER Mgmt For For
THOMAS L. GUTSHALL Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
CEPHEID FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
CHOLESTECH CORPORATION Agenda: 932025958
CUSIP: 170393102 Meeting Type: Annual
Ticker: CTEC Meeting Date: 8/14/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN H. LANDON Mgmt For For
MICHAEL D. CASEY Mgmt For For
JOHN L. CASTELLO Mgmt Withheld Against
STUART HEAP Mgmt For For
WARREN E. PINCKERT II Mgmt For For
LARRY Y. WILSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING MARCH 26, 2004
03 PROPOSAL TO AMEND OUR 2000 STOCK Mgmt Against Against
INCENTIVE PROGRAM TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF COMMON
STOCK RESERVED FOR ISSUANCE
THEREUNDER BY 650,000 SHARES.
04 PROPOSAL TO AMEND OUR 2000 STOCK Mgmt Against Against
INCENTIVE PROGRAM TO AMEND THE
FORMULA GRANT MECHANISM FOR THE
INITIAL GRANT OF STOCK OPTIONS TO
NON-EMPLOYEE DIRECTORS, AS MORE FULLY
DESCRIBED IN THE ACCOMPANYING PROXY
- -------------------------------------------------------------------------------------------------------
CLOSURE MEDICAL CORPORATION Agenda: 932182203
CUSIP: 189093107 Meeting Type: Annual
Ticker: CLSR Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD W. MILLER Mgmt For For
ROLF D. SCHMIDT Mgmt For For
02 APPROVAL AND ADOPTION OF AMENDMENT TO Mgmt For For
THE COMPANY S AMENDED AND RESTATED
1996 EQUITY COMPENSATION PLAN (THE
PLAN) TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR ISSUANCE UNDER
THE PLAN.
03 RATIFICATION OF THE SELECTION BY THE Mgmt For For
BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
CONEXANT SYSTEMS, INC. Agenda: 932077743
CUSIP: 207142100 Meeting Type: Annual
Ticker: CNXT Meeting Date: 2/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For
CONEXANT COMMON STOCK IN THE MERGER
PURSUANT TO THE MERGER AGREEMENT
02 PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For
CONEXANT DIRECTORS STOCK PLAN
03 PROPOSAL TO APPROVE THE ASSUMPTION Mgmt For For
AND ADOPTION OF GLOBESPANVIRATA S
1999 EQUITY INCENTIVE PLAN, 1999
SUPPLEMENTAL STOCK OPTION PLAN AND
AMENDED AND RESTATED 1999 STOCK
INCENTIVE PLAN
04 DONALD R. BEALL Mgmt For For
BALAKRISHNAN S. IYER Mgmt For For
JERRE L. STEAD Mgmt For For
05 RATIFICATION OF APPOINTMENT OF Mgmt For For
- -------------------------------------------------------------------------------------------------------
CURAGEN CORPORATION Agenda: 932135925
CUSIP: 23126R101 Meeting Type: Annual
Ticker: CRGN Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID R. EBSWORTH, PHD Mgmt For For
01 JONATHAN M ROTHBERG PHD Mgmt For For
PATRICK J. ZENNER Mgmt For For
- -------------------------------------------------------------------------------------------------------
CYBEROPTICS CORPORATION Agenda: 932142160
CUSIP: 232517102 Meeting Type: Annual
Ticker: CYBE Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVEN K. CASE Mgmt For For
ALEX B. CIMOCHOWSKI Mgmt For For
KATHLEEN P. IVERSON Mgmt For For
ERWIN A. KELEN Mgmt For For
IRENE M. QUALTERS Mgmt For For
MICHAEL M. SELZER, JR. Mgmt For For
- -------------------------------------------------------------------------------------------------------
DEPOMED, INC. Agenda: 932159634
CUSIP: 249908104 Meeting Type: Annual
Ticker: DEPO Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN W. FARA, PH.D. Mgmt For For
G. STEVEN BURRILL Mgmt For For
MICHAEL J. CALLAGHAN Mgmt For For
GERALD T. PROEHL Mgmt For For
JOHN W. SHELL, PH.D. Mgmt For For
CRAIG R. SMITH, M.D. Mgmt For For
PETER D. STAPLE Mgmt For For
JULIAN STERN Mgmt For For
02 TO APPROVE THE ADOPTION OF THE Mgmt For For
COMPANY S 2004 EQUITY INCENTIVE PLAN.
03 TO APPROVE THE ADOPTION OF THE Mgmt For For
COMPANY S 2004 EMPLOYEE STOCK
04 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
DIGIMARC CORPORATION Agenda: 932128552
CUSIP: 253807101 Meeting Type: Annual
Ticker: DMRC Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PHILIP J. MONEGO, SR. Mgmt For For
01 PETER W. SMITH Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT AUDITORS
OF DIGIMARC CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
DOCUMENTUM, INC. Agenda: 932071044
CUSIP: 256159104 Meeting Type: Special
Ticker: DCTM Meeting Date: 12/18/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO ADOPT THE MERGER AGREEMENT BY AND Mgmt For For
AMONG DOCUMENTUM, INC., EMC
CORPORATION AND ELITE MERGER
CORPORATION AND APPROVE THE MERGER
PURSUANT THERETO IN WHICH DOCUMENTUM
WILL BECOME A WHOLLY-OWNED SUBSIDIARY
OF EMC UPON THE CONVERSION OF EACH
OUTSTANDING SHARE OF DOCUMENTUM
COMMON STOCK INTO THE RIGHT TO
RECEIVE 2.175 SHARES OF EMC COMMON
- -------------------------------------------------------------------------------------------------------
EMC CORPORATION Agenda: 932103550
CUSIP: 268648102 Meeting Type: Annual
Ticker: EMC Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN R. EGAN Mgmt For For
MICHAEL C. RUETTGERS Mgmt For For
DAVID N. STROHM Mgmt For For
02 PROPOSAL 2 - TO APPROVE AN AMENDMENT Mgmt For For
TO EMC S 2003 STOCK PLAN TO INCREASE
BY 50,000,000 THE NUMBER OF SHARES
AVAILABLE FOR GRANT UNDER SUCH PLAN,
AND ALLOW AWARDS OF RESTRICTED STOCK
AND RESTRICTED STOCK UNITS TO BE
GRANTED TO NON-EMPLOYEE DIRECTORS, AS
DESCRIBED IN EMC S PROXY STATEMENT.
03 PROPOSAL 3 - TO APPROVE AN AMENDMENT Mgmt For For
TO EMC S 1989 EMPLOYEE STOCK PURCHASE
PLAN TO INCREASE BY 25,000,000 THE
NUMBER OF SHARES AVAILABLE FOR GRANT
UNDER SUCH PLAN, AS DESCRIBED IN
EMC S PROXY STATEMENT.
04 PROPOSAL 4 - TO RATIFY THE SELECTION Mgmt For For
BY THE AUDIT COMMITTEE OF THE BOARD
OF DIRECTORS OF
PRICEWATERHOUSECOOPERS LLP AS EMC S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
05 PROPOSAL 5 - TO ACT UPON A Shr Against For
STOCKHOLDER PROPOSAL RELATING TO
EXECUTIVE COMPENSATION, AS DESCRIBED
IN EMC S PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
EMS TECHNOLOGIES, INC. Agenda: 932136307
CUSIP: 26873N108 Meeting Type: Annual
Ticker: ELMG Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HERMANN BUERGER Mgmt For For
ROBERT P. CROZER Mgmt For For
JOHN P. FRAZEE, JR. Mgmt For For
ALFRED G. HANSEN Mgmt For For
JOHN R. KREICK Mgmt For For
JOHN B. MOWELL Mgmt For For
NORMAN E. THAGARD Mgmt For For
JOHN L. WOODWARD, JR. Mgmt For For
02 PROPOSAL TO APPROVE AMENDMENTS TO THE Mgmt For For
EMS TECHNOLOGIES, INC. 1997 STOCK
INCENTIVE PLAN, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
ENTERASYS NETWORKS, INC. Agenda: 932151309
CUSIP: 293637104 Meeting Type: Annual
Ticker: ETS Meeting Date: 6/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM K. O'BRIEN Mgmt For For
MICHAEL GALLAGHER Mgmt For For
02 APPROVAL OF ADOPTION OF 2004 EQUITY Mgmt For For
INCENTIVE PLAN.
03 APPROVAL OF AMENDED AND RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS.
- -------------------------------------------------------------------------------------------------------
EPICOR SOFTWARE CORPORATION Agenda: 932131636
CUSIP: 29426L108 Meeting Type: Annual
Ticker: EPIC Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L. GEORGE KLAUS Mgmt For For
DONALD R. DIXON Mgmt For For
THOMAS F. KELLY Mgmt For For
HAROLD D. COPPERMAN Mgmt For For
01 ROBERT H. SMITH Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES FROM 60 MILLION
03 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE, LLP AS INDEPENDENT
ACCOUNTANTS FOR THE YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
FINISAR CORPORATION Agenda: 932042752
CUSIP: 31787A101 Meeting Type: Annual
Ticker: FNSR Meeting Date: 10/1/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROGER C. FERGUSON Mgmt For For
LARRY D. MITCHELL Mgmt For For
02 TO APPROVE CERTAIN PROVISIONS OF THE Mgmt For For
1999 STOCK OPTION PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
GEN-PROBE INCORPORATED Agenda: 932158252
CUSIP: 36866T103 Meeting Type: Annual
Ticker: GPRO Meeting Date: 5/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MAE C. JAMISON, M.D. Mgmt For For
B.A. MCNAMEE, M.B.B.S. Mgmt For For
ARMIN M. KESSLER Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S AMENDED AND RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK FROM
100,000,000 TO 200,000,000 SHARES.
03 TO RATIFY THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
HARVARD BIOSCIENCE, INC. Agenda: 932159189
CUSIP: 416906105 Meeting Type: Annual
Ticker: HBIO Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT DISHMAN Mgmt For For
NEAL J. HARTE Mgmt For For
- -------------------------------------------------------------------------------------------------------
INKINE PHARMACEUTICAL COMPANY, INC. Agenda: 932161665
CUSIP: 457214104 Meeting Type: Annual
Ticker: INKP Meeting Date: 6/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L.S. JACOB, MD, PHD Mgmt For For
ROBERT F. APPLE Mgmt For For
J.R. LESHUFY Mgmt For For
STEVEN B. RATOFF Mgmt For For
NORMAN D. SCHELLENGER Mgmt For For
THOMAS P. STAGNARO Mgmt For For
02 APPROVAL OF THE AMENDMENT OF THE Mgmt For For
COMPANY S CERTIFICATE OF
INCORPORATION TO REMOVE ANY AND ALL
SHAREHOLDER PREEMPTIVE RIGHTS.
03 APPROVAL OF THE ADOPTION OF THE Mgmt For For
INKINE PHARMACEUTICAL COMPANY, INC.
2004 EQUITY COMPENSATION PLAN.
04 RATIFICATION OF SELECTION OF KPMG Mgmt For For
LLP, AS INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
INTERPORE INTERNATIONAL, INC. Agenda: 932182746
CUSIP: 46062W107 Meeting Type: Special
Ticker: BONZ Meeting Date: 6/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL AND ADOPTION OF THE Mgmt For For
AGREEMENT AND PLAN OF MERGER, DATED
AS OF MARCH 7, 2004, BY AND AMONG
INTERPORE INTERNATIONAL, INC., A
DELAWARE CORPORATION, BIOMET, INC.,
AN INDIANA CORPORATION, AND LAKER
ACQUISITION CORP. I, A DELAWARE
CORPORATION AND A WHOLLY-OWNED
02 ANY PROPOSAL PRESENTED BY INTERPORE S Mgmt For For
MANAGEMENT TO ADJOURN OR POSTPONE THE
SPECIAL MEETING TO A LATER DATE, BUT
IN NO EVENT LATER THAN OCTOBER 1,
2004, INCLUDING AN ADJOURNMENT OR
POSTPONEMENT TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES IN FAVOR OF APPROVAL AND
ADOPTION OF THE MERGER AGREEMENT.
- -------------------------------------------------------------------------------------------------------
ITRON, INC. Agenda: 932132412
CUSIP: 465741106 Meeting Type: Annual
Ticker: ITRI Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SHARON L. NELSON Mgmt For For
THOMAS S. GLANVILLE Mgmt For For
LEROY D. NOSBAUM Mgmt For For
02 APPROVAL OF AMENDED AND RESTATED 2000 Mgmt For For
STOCK INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
JDS UNIPHASE CORPORATION Agenda: 932050975
CUSIP: 46612J101 Meeting Type: Annual
Ticker: JDSU Meeting Date: 11/6/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT E. ENOS Mgmt For For
PETER A. GUGLIELMI Mgmt For For
02 PROPOSAL TO APPROVE THE JDS UNIPHASE Mgmt For For
CORPORATION 2003 EQUITY INCENTIVE
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS FOR JDS UNIPHASE
CORPORATION FOR THE FISCAL YEAR
ENDING JUNE 30, 2004.
- -------------------------------------------------------------------------------------------------------
LECROY CORPORATION Agenda: 932053919
CUSIP: 52324W109 Meeting Type: Annual
Ticker: LCRY Meeting Date: 10/29/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM G. SCHEERER Mgmt For For
ALLYN C. WOODWARD, JR. Mgmt For For
02 TO APPROVE THE 2003 STOCK INCENTIVE Mgmt For For
PLAN (AS SET FORTH IN THE PROXY
STATEMENT).
03 TO APPROVE THE AMENDED AND RESTATED Mgmt For For
1995 EMPLOYEE STOCK PURCHASE PLAN (AS
SET FORTH IN THE PROXY STATEMENT).
- -------------------------------------------------------------------------------------------------------
LIGHTBRIDGE, INC. Agenda: 932168215
CUSIP: 532226107 Meeting Type: Special
Ticker: LTBG Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RACHELLE B. CHONG Mgmt For For
ANDREW G. MILLS Mgmt For For
DAVID G. TURNER Mgmt For For
02 APPROVAL OF 200,000 SHARE INCREASE IN Mgmt For For
THE NUMBER OF SHARES THAT MAY BE
ISSUED UNDER THE COMPANY S 1996
EMPLOYEE STOCK PURCHASE PLAN, AS
AMENDED (THE 1996 ESPP).
03 APPROVAL OF THE 2004 STOCK INCENTIVE Mgmt For For
PLAN (THE 2004 PLAN).
- -------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda: 932138173
CUSIP: 55306N104 Meeting Type: Annual
Ticker: MKSI Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES G. BERGES Mgmt
RICHARD S. CHUTE Mgmt
OWEN W. ROBBINS Mgmt
02 TO APPROVE THE COMPANY S 2004 STOCK Mgmt
INCENTIVE PLAN.
03 TO APPROVE AN AMENDMENT TO THE Mgmt
COMPANY S AMENDED AND RESTATED 1997
DIRECTOR STOCK OPTION PLAN INCREASING
THE NUMBER OF SHARES AVAILABLE
THEREUNDER FROM 300,000 SHARES TO
04 TO APPROVE AN AMENDMENT TO THE Mgmt
COMPANY S SECOND RESTATED 1999
EMPLOYEE STOCK PURCHASE PLAN
INCREASING THE NUMBER OF SHARES
AVAILABLE THEREUNDER FROM 700,000
05 TO APPROVE AN AMENDMENT TO THE Mgmt
COMPANY S RESTATED INTERNATIONAL
EMPLOYEE STOCK PURCHASE PLAN
INCREASING THE NUMBER OF SHARES
AVAILABLE THEREUNDER FROM 75,000
06 TO RATIFY THE APPOINTMENT OF Mgmt
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
MRO SOFTWARE, INC. Agenda: 932091476
CUSIP: 55347W105 Meeting Type: Annual
Ticker: MROI Meeting Date: 3/9/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN B. SAYRE Mgmt For For
ALAN L. STANZLER Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S AMENDED AND RESTATED 1999
EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES ISSUABLE THEREUNDER
BY AN ADDITIONAL 1,200,000 SHARES.
03 TO RATIFY THE APPOINTMENT BY THE Mgmt For For
BOARD OF DIRECTORS OF
PRICEWATERHOUSECOOPERS L.L.P. AS THE
COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE CURRENT FISCAL
- -------------------------------------------------------------------------------------------------------
MACROVISION CORPORATION Agenda: 932139024
CUSIP: 555904101 Meeting Type: Annual
Ticker: MVSN Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN O. RYAN Mgmt For For
WILLIAM A. KREPICK Mgmt For For
MATT CHRISTIANO Mgmt For For
DONNA S. BIRKS Mgmt For For
WILLIAM N. STIRLEN Mgmt For For
THOMAS WERTHEIMER Mgmt For For
STEVEN G. BLANK Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS MACROVISION S INDEPENDENT AUDITORS
FOR THE YEAR ENDING DECEMBER 31,
- -------------------------------------------------------------------------------------------------------
MAPINFO CORPORATION Agenda: 932083657
CUSIP: 565105103 Meeting Type: Annual
Ticker: MAPS Meeting Date: 2/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARK P. CATTINI Mgmt For For
JOHN C. CAVALIER Mgmt For For
JONI KAHN Mgmt For For
THOMAS L. MASSIE Mgmt For For
ROBERT P. SCHECHTER Mgmt For For
01 QUINN H. TRAN Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY S 1993 EMPLOYEE STOCK
PURCHASE PLAN, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
03 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY S 1993 DIRECTOR STOCK OPTION
PLAN, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS FOR FISCAL 2004.
- -------------------------------------------------------------------------------------------------------
MEDAREX, INC. Agenda: 932130292
CUSIP: 583916101 Meeting Type: Annual
Ticker: MEDX Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. IRWIN LERNER Mgmt For For
DR. JULIUS A. VIDA Mgmt For For
02 THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE CURRENT FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
MINDSPEED TECHNOLOGIES, INC. Agenda: 932083962
CUSIP: 602682106 Meeting Type: Annual
Ticker: MSPD Meeting Date: 2/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 D.R. BEALL Mgmt For For
J.L. STEAD Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
- -------------------------------------------------------------------------------------------------------
NEOSE TECHNOLOGIES, INC. Agenda: 932121205
CUSIP: 640522108 Meeting Type: Annual
Ticker: NTEC Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. BOYD CLARKE Mgmt For For
BRIAN H. DOVEY Mgmt For For
L. PATRICK GAGE Mgmt For For
WILLIAM F. HAMILTON Mgmt For For
DOUGLAS J. MACMASTER JR Mgmt For For
MARK H. RACHESKY Mgmt For For
STEPHEN A. ROTH Mgmt For For
LOWELL E. SEARS Mgmt For For
01 ELIZABETH H.S. WYATT Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS OUR INDEPENDENT
ACCOUNTANTS FOR FISCAL 2004.
03 PROPOSAL TO APPROVE AN AMENDMENT OF Mgmt For For
OUR CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE
BY THE COMPANY FROM 30 MILLION SHARES
TO 50 MILLION SHARES.
04 PROPOSAL TO APPROVE THE ADOPTION OF Mgmt For For
OUR 2004 EQUITY INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
NETWORK EQUIPMENT TECHNOLOGIES, INC. Agenda: 932029615
CUSIP: 641208103 Meeting Type: Annual
Ticker: NWK Meeting Date: 8/12/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID R. LAUBE Mgmt For For
HUBERT A.J. WHYTE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS THE
COMPANY S INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING MARCH 26,
2004.
03 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S 1993 STOCK OPTION PLAN
MAKING VARIOUS CHANGES, INCLUDING
EXTENDING THE TERM OF THE PLAN FIVE
04 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S 1998 EMPLOYEE STOCK
PURCHASE PLAN TO CLARIFY THE
ADMINISTRATOR S ABILITY TO DESIGNATE
SUBSIDIARIES FOR PARTICIPATION IN THE
- -------------------------------------------------------------------------------------------------------
OPLINK COMMUNICATIONS, INC. Agenda: 932056509
CUSIP: 68375Q106 Meeting Type: Annual
Ticker: OPLK Meeting Date: 11/14/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JESSE W. JACK Mgmt For For
LEONARD J. LEBLANC Mgmt For For
JOSEPH Y. LIU Mgmt For For
02 TO RATIFY SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP BY THE
AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS AS INDEPENDENT AUDITORS OF
THE COMPANY FOR ITS FISCAL YEAR
ENDING JUNE 30, 2004.
- -------------------------------------------------------------------------------------------------------
PMC-SIERRA, INC. Agenda: 932150826
CUSIP: 69344F106 Meeting Type: Annual
Ticker: PMCS Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT BAILEY Mgmt For For
ALEXANDRE BALKANSKI Mgmt For For
RICHARD BELLUZZO Mgmt For For
JAMES DILLER Mgmt For For
JONATHAN JUDGE Mgmt For For
WILLIAM KURTZ Mgmt For For
FRANK MARSHALL Mgmt For For
LEWIS WILKS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE 2004
FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
PLATO LEARNING, INC. Agenda: 932091426
CUSIP: 72764Y100 Meeting Type: Annual
Ticker: TUTR Meeting Date: 3/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RUTH L. GREENSTEIN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING OCTOBER 31,
- -------------------------------------------------------------------------------------------------------
PLATO LEARNING, INC. Agenda: 932057347
CUSIP: 72764Y100 Meeting Type: Special
Ticker: TUTR Meeting Date: 11/17/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVING THE ISSUANCE OF SHARES OF Mgmt For For
COMMON STOCK, PAR VALUE $0.01 PER
SHARE, OF PLATO LEARNING, INC. UNDER
THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF SEPTEMBER 9, 2003, AMONG
PLATO LEARNING, INC., LSPN MERGER
CORP., A WHOLLY-OWNED SUBSIDIARY OF
PLATO LEARNING, INC., AND LIGHTSPAN,
INC. PURSUANT TO WHICH, LSPN MERGER
CORP. WILL MERGE WITH AND INTO
LIGHTSPAN, INC.
02 APPROVING THE AMENDMENT TO THE PLATO Mgmt For For
LEARNING, INC. 2002 STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
PLEXUS CORP. Agenda: 932081184
CUSIP: 729132100 Meeting Type: Annual
Ticker: PLXS Meeting Date: 2/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN P. CORTINOVIS Mgmt For For
DAVID J. DRURY Mgmt For For
DEAN A. FOATE Mgmt For For
JOHN L. NUSSBAUM Mgmt For For
THOMAS J. PROSSER Mgmt For For
CHARLES M. STROTHER Mgmt For For
JAN K. VERHAGEN Mgmt For For
02 RATIFICATION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
- -------------------------------------------------------------------------------------------------------
PROXIM CORPORATION Agenda: 932045962
CUSIP: 744283102 Meeting Type: Special
Ticker: PROX Meeting Date: 10/7/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE EXCHANGE OF $30 Mgmt For For
MILLION, PLUS ACCRUED BUT UNPAID
INTEREST, IN OUTSTANDING PRINCIPAL
AMOUNT OF OUR SECURED PROMISSORY
NOTES FOR SHARES OF OUR SERIES B
PREFERRED STOCK, ALL AS MORE FULLY
DESCRIBED IN THE PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
PROXIM CORPORATION Agenda: 932067538
CUSIP: 744283102 Meeting Type: Special
Ticker: PROX Meeting Date: 12/12/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE OUR ABILITY TO ISSUE TO Mgmt For For
THE INVESTORS: (I) SHARES OF OUR
SERIES B PREFERRED STOCK UPON EACH
INVESTOR S EXERCISE OF THE RIGHT TO
EXCHANGE THE OUTSTANDING NOTES AND
ANY SENIOR NOTES THAT WE MAY ISSUE TO
THE INVESTORS, IN EACH CASE PLUS
ACCRUED BUT UNPAID INTEREST, AND (II)
WARRANTS TO PURCHASE AN AGGREGATE OF
24 MILLION SHARES OF OUR COMMON
- -------------------------------------------------------------------------------------------------------
QUICKLOGIC CORPORATION Agenda: 932119630
CUSIP: 74837P108 Meeting Type: Annual
Ticker: QUIK Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GARY H. TAUSS Mgmt For For
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
QUICKLOGIC S INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
QUIDEL CORPORATION Agenda: 932159254
CUSIP: 74838J101 Meeting Type: Annual
Ticker: QDEL Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS A. GLAZE Mgmt For For
D.S. HARRINGTON, M.D. Mgmt For For
S. WAYNE KAY Mgmt For For
M.L. POLAN MD PHD MPH Mgmt For For
MARK A. PULIDO Mgmt For For
FAYE WATTLETON Mgmt For For
02 TO APPROVE THE AMENDMENT OF THE Mgmt For For
QUIDEL CORPORATION 2001 EQUITY
INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AVAILABLE
FOR ISSUANCE BY 2,000,000 SHARES.
- -------------------------------------------------------------------------------------------------------
RF MONOLITHICS, INC. Agenda: 932079103
CUSIP: 74955F106 Meeting Type: Annual
Ticker: RFMI Meeting Date: 1/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID M. KIRK Mgmt For For
MICHAEL R. BERNIQUE Mgmt For For
CORNELIUS C. BOND, JR. Mgmt For For
DEAN C. CAMPBELL Mgmt For For
FRANCIS J. HUGHES, JR. Mgmt For For
02 TO AMEND OUR 1994 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE
AGGREGATE NUMBER OF SHARES OF COMMON
STOCK AUTHORIZED FOR ISSUANCE UNDER
THE PLAN BY 150,000 SHARES.
03 TO AMEND OUR 1997 EQUITY INCENTIVE Mgmt For For
PLAN (A) TO INCREASE THE AGGREGATE
NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE UNDER THE
PLAN BY 200,000 SHARES AND (B) TO
AUTHORIZE FOR ISSUANCE UNDER THE PLAN
SHARES OF COMMON STOCK WHICH AS OF
JANUARY 21, 2004 ARE AVAILABLE FOR
FUTURE GRANT UNDER THE TERMS OF OUR
1994 NON-EMPLOYEE DIRECTORS STOCK
04 TO RATIFY SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT
AUDITORS FOR THE NEXT FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
REMEC, INC. Agenda: 932179244
CUSIP: 759543101 Meeting Type: Annual
Ticker: REMC Meeting Date: 6/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANDRE R. HORN Mgmt For For
ROBERT W. SHANER Mgmt For For
MARTIN COOPER Mgmt For For
THOMAS A. CORCORAN Mgmt For For
MARK D. DANKBERG Mgmt For For
WILLIAM H. GIBBS Mgmt For For
HAROLD E. HUGHES, JR. Mgmt For For
JEFFREY M. NASH, PH.D. Mgmt For For
- -------------------------------------------------------------------------------------------------------
RETEK INC. Agenda: 932149746
CUSIP: 76128Q109 Meeting Type: Annual
Ticker: RETK Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN BUCHANAN Mgmt For For
N. ROSS BUCKENHAM Mgmt For For
02 RATIFICATION OF APPOINTMENT BY Mgmt For For
RETEK S AUDIT COMMITTEE OF
PRICEWATERHOUSECOOPERS LLP TO SERVE
AS RETEK S INDEPENDENT ACCOUNTANTS
FOR THE 2004 FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
SAFENET, INC. Agenda: 932173898
CUSIP: 78645R107 Meeting Type: Annual
Ticker: SFNT Meeting Date: 6/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANTHONY A. CAPUTO Mgmt For For
01 WALTER W. STRAUB Mgmt For For
ARTHUR L. MONEY Mgmt For For
THOMAS A. BROOKS Mgmt For For
ANDREW E. CLARK Mgmt For For
SHELLEY A. HARRISON Mgmt For For
IRA A. HUNT, JR. Mgmt For For
BRUCE R. THAW Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
SAFENET, INC. Agenda: 932095727
CUSIP: 78645R107 Meeting Type: Special
Ticker: SFNT Meeting Date: 3/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SAFENET Mgmt For For
COMMON STOCK PURSUANT TO THE
AGREEMENT AND PLAN OF REORGANIZATION,
DATED AS OF OCTOBER 22, 2003, AMONG
SAFENET, RAVENS ACQUISITION CORP., A
WHOLLY OWNED SUBSIDIARY OF SAFENET,
AND RAINBOW TECHNOLOGIES, INC.
02 TO INCREASE THE NUMBER OF SHARES OF Mgmt For For
SAFENET COMMON STOCK AVAILABLE FOR
ISSUANCE UNDER SAFENET S 2001 OMNIBUS
STOCK PLAN FROM 2,100,000 SHARES TO
3,000,000 SHARES.
03 TO GRANT DISCRETIONARY AUTHORITY TO Mgmt For For
ADJOURN OR POSTPONE THE SAFENET
SPECIAL MEETING TO ANOTHER TIME OR
PLACE FOR THE PURPOSE OF SOLICITING
ADDITIONAL PROXIES.
- -------------------------------------------------------------------------------------------------------
SANGAMO BIOSCIENCES, INC. Agenda: 932176274
CUSIP: 800677106 Meeting Type: Annual
Ticker: SGMO Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD O. LANPHIER, II Mgmt For For
WILLIAM G. GERBER, M.D. Mgmt For For
JON E.M. JACOBY Mgmt For For
JOHN W. LARSON Mgmt For For
W.J. RUTTER, PH.D. Mgmt For For
MICHAEL C. WOOD Mgmt For For
02 TO APPROVE THE 2004 STOCK INCENTIVE Mgmt For For
PLAN.
03 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDED DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
SANMINA-SCI CORPORATION Agenda: 932076183
CUSIP: 800907107 Meeting Type: Annual
Ticker: SANM Meeting Date: 1/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN C. BOLGER Mgmt For For
NEIL R. BONKE Mgmt For For
RANDY W. FURR Mgmt For For
MARIO M. ROSATI Mgmt For For
A. EUGENE SAPP, JR. Mgmt For For
WAYNE SHORTRIDGE Mgmt For For
PETER J. SIMONE Mgmt For For
JURE SOLA Mgmt For For
BERNARD V VONDERSCHMITT Mgmt For For
JACQUELINE M. WARD Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT AUDITORS
OF SANMINA-SCI FOR ITS FISCAL YEAR
ENDING OCTOBER 2, 2004.
- -------------------------------------------------------------------------------------------------------
SERENA SOFTWARE, INC. Agenda: 932195426
CUSIP: 817492101 Meeting Type: Annual
Ticker: SRNA Meeting Date: 6/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DOUGLAS D. TROXEL Mgmt For For
ROBERT I. PENDER, JR. Mgmt For For
J. HALLAM DAWSON Mgmt For For
DAVID G. DEWALT Mgmt For For
MARK E. WOODWARD Mgmt For For
CARL BASS Mgmt For For
GREGORY J. OWENS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE CORPORATION S INDEPENDENT
AUDITORS FOR THE 2005 FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda: 932091591
CUSIP: 83088M102 Meeting Type: Annual
Ticker: SWKS Meeting Date: 3/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KEVIN L. BEEBE Mgmt For For
TIMOTHY R. FUREY Mgmt For For
DAVID J. MCLACHLAN Mgmt For For
02 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS FOR THE
COMPANY FOR FISCAL YEAR 2004.
03 TO TRANSACT SUCH OTHER BUSINESS AS Mgmt For For
MAY PROPERLY COME BEFORE THE 2004
ANNUAL MEETING AND ANY ADJOURNMENT
- -------------------------------------------------------------------------------------------------------
SONOSITE, INC. Agenda: 932111747
CUSIP: 83568G104 Meeting Type: Annual
Ticker: SONO Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KIRBY L. CRAMER Mgmt For For
KEVIN M. GOODWIN Mgmt For For
EDWARD V. FRITZKY Mgmt For For
S.R. GOLDSTEIN, M.D. Mgmt For For
ROBERT G. HAUSER, M.D. Mgmt For For
W.G. PARZYBOK, JR. Mgmt For For
JEFFREY PFEFFER, PH.D. Mgmt For For
R.S. SCHNEIDER, PH.D. Mgmt For For
JACQUES SOUQUET, PH.D. Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
STRATEX NETWORKS, INC. Agenda: 931992285
CUSIP: 86279T109 Meeting Type: Annual
Ticker: STXN Meeting Date: 7/15/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD C. ALBERDING Mgmt For For
JOHN W. COMBS Mgmt For For
WILLIAM A. HASLER Mgmt For For
CHARLES D. KISSNER Mgmt For For
JAMES D. MEINDL Mgmt For For
01 V. FRANK MENDICINO Mgmt For For
EDWARD F. THOMPSON Mgmt For For
02 APPROVAL OF AMENDMENTS TO THE STRATEX Mgmt Against Against
NETWORKS INC. 2002 STOCK INCENTIVE
PLAN, DMC STRATEX NETWORKS, INC. 1999
STOCK INCENTIVE PLAN, AND DIGITAL
MICROWAVE CORPORATION 1994 STOCK
INCENTIVE PLAN
- -------------------------------------------------------------------------------------------------------
SUPERCONDUCTOR TECHNOLOGIES INC. Agenda: 932151195
CUSIP: 867931107 Meeting Type: Annual
Ticker: SCON Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. THOMAS Mgmt For For
MR. CARLSON Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
SYMYX TECHNOLOGIES, INC. Agenda: 932140015
CUSIP: 87155S108 Meeting Type: Annual
Ticker: SMMX Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVEN D. GOLDBY Mgmt For For
EDWIN F. GAMBRELL Mgmt For For
02 RATIFYING THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
SYNAPTICS INCORPORATED Agenda: 932048172
CUSIP: 87157D109 Meeting Type: Annual
Ticker: SYNA Meeting Date: 10/21/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KEITH B. GEESLIN Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE COMPANY S INDEPENDENT
PUBLIC ACCOUNTANTS FOR THE FISCAL
YEAR ENDING JUNE 26, 2004.
- -------------------------------------------------------------------------------------------------------
TECHNE CORPORATION Agenda: 932042067
CUSIP: 878377100 Meeting Type: Annual
Ticker: TECH Meeting Date: 10/23/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO SET THE NUMBER OF DIRECTORS AT Mgmt For For
SEVEN.
02 THOMAS E. OLAND Mgmt For For
ROGER C. LUCAS, PH.D. Mgmt For For
HOWARD V. O'CONNELL Mgmt For For
G. ARTHUR HERBERT Mgmt For For
RANDOLPH C. STEER Mgmt For For
CHRISTOPHER S. HENNEY Mgmt For For
ROBERT V. BAUMGARTNER Mgmt For For
- -------------------------------------------------------------------------------------------------------
TRANSGENOMIC, INC. Agenda: 932149203
CUSIP: 89365K206 Meeting Type: Annual
Ticker: TBIO Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 COLLIN J. D'SILVA* Mgmt For For
PARAG SAXENA* Mgmt For For
GREGORY T. SLOMA** Mgmt For For
02 AUDITORS. RATIFICATION OF THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS INDEPENDENT AUDITORS FOR FISCAL
2004.
- -------------------------------------------------------------------------------------------------------
TUT SYSTEMS, INC. Agenda: 932156234
CUSIP: 901103101 Meeting Type: Annual
Ticker: TUTS Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SALVATORE D'AURIA Mgmt For For
ROGER MOORE Mgmt For For
02 THE PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT BY THE BOARD OF DIRECTORS
OF PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
THE 2004 FISCAL YEAR.
- -------------------------------------------------------------------------------------------------------
VASTERA, INC. Agenda: 932128855
CUSIP: 92239N109 Meeting Type: Annual
Ticker: VAST Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD H. KIMBALL Mgmt For For
RICHARD A. LEFEBVRE Mgmt For For
WALTER C. ARZONETTI Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
VEECO INSTRUMENTS INC. Agenda: 932128817
CUSIP: 922417100 Meeting Type: Annual
Ticker: VECO Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HEINZ K. FRIDRICH Mgmt For For
ROGER D. MCDANIEL Mgmt For For
IRWIN H. PFISTER Mgmt For For
02 APPROVAL OF AN AMENDMENT TO THE VEECO Mgmt For For
INSTRUMENTS INC. FIRST AMENDED AND
RESTATED EMPLOYEE STOCK PURCHASE
03 APPROVAL OF AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE VEECO INSTRUMENTS
INC. 2000 STOCK OPTION PLAN.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS AUDITORS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
VENTANA MEDICAL SYSTEMS, INC. Agenda: 932131092
CUSIP: 92276H106 Meeting Type: Annual
Ticker: VMSI Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
02 RODNEY F. DAMMEYER Mgmt For For
EDWARD M. GILES Mgmt For For
CHRISTOPHER GLEESON Mgmt For For
- -------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda: 932151373
CUSIP: 92343E102 Meeting Type: Annual
Ticker: VRSN Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 D. JAMES BIDZOS Mgmt For For
WILLIAM L. CHENEVICH Mgmt For For
GREGORY L. REYES Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS FOR
THE YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
VISUAL NETWORKS, INC. Agenda: 932157844
CUSIP: 928444108 Meeting Type: Annual
Ticker: VNWK Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LAWRENCE S. BARKER Mgmt For For
WILLIAM H. WASHECKA Mgmt For For
02 TO APPROVE AN AMENDMENT OF THE 2003 Mgmt For For
STOCK INCENTIVE PLAN TO AUTHORIZE THE
ISSUANCE OF AN ADDITIONAL 3,000,000
SHARES OF COMMON STOCK UNDER THE
03 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS VISUAL
NETWORKS INDEPENDENT ACCOUNTANTS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2004.
- -------------------------------------------------------------------------------------------------------
VITAL IMAGES, INC. Agenda: 932159432
CUSIP: 92846N104 Meeting Type: Annual
Ticker: VTAL Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DOUGLAS M. PIHL Mgmt For For
JAY D. MILLER Mgmt For For
VINCENT J. ARGIRO, PH.D Mgmt For For
JAMES B. HICKEY, JR. Mgmt For For
RICHARD W. PERKINS Mgmt For For
MICHAEL W. VANNIER, M.D Mgmt For For
SVEN A. WEHRWEIN Mgmt For For
- -------------------------------------------------------------------------------------------------------
VITESSE SEMICONDUCTOR CORPORATION Agenda: 932077301
CUSIP: 928497106 Meeting Type: Annual
Ticker: VTSS Meeting Date: 1/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VINCENT CHAN Mgmt For For
JAMES A. COLE Mgmt For For
ALEX DALY Mgmt For For
JOHN C. LEWIS Mgmt For For
LOUIS R. TOMASETTA Mgmt For For
02 TO APPROVE AN AMENDMENT TO THE Mgmt For For
COMPANY S 1991 EMPLOYEE STOCK
03 TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2004.
- -------------------------------------------------------------------------------------------------------
ZYGO CORPORATION Agenda: 932055127
CUSIP: 989855101 Meeting Type: Annual
Ticker: ZIGO Meeting Date: 11/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EUGENE G. BANUCCI Mgmt For For
PAUL F. FORMAN Mgmt For For
SAMUEL H. FULLER Mgmt For For
SEYMOUR E. LIEBMAN Mgmt For For
ROBERT G. MCKELVEY Mgmt For For
J. BRUCE ROBINSON Mgmt For For
ROBERT B. TAYLOR Mgmt For For
BRUCE W. WORSTER Mgmt For For
CARL A. ZANONI Mgmt For For
- -------------------------------------------------------------------------------------------------------
ZOLL MEDICAL CORPORATION Agenda: 932080512
CUSIP: 989922109 Meeting Type: Annual
Ticker: ZOLL Meeting Date: 2/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD A. PACKER Mgmt For For
JAMES W. BIONDI, M.D. Mgmt For For
ROBERT J. HALLIDAY Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE ZOLL MEDICAL
CORPORATION 2001 STOCK INCENTIVE
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Kopp Funds, Inc.
By (Signature) /S/ Kathleen S. Tillotson
----------------------------------------
Name Kathleen S. Tillotson
Title Executive Vice President
Secretary, General Counsel
Date 08-31-2004