UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number 811-10599
Tax-Managed Small-Cap Value Portfolio
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(Exact name of registrant as specified in charter)
255 State Street,
Boston MA 02109
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(Address of principal executive offices) (Zip code)
Alan R. Dynner, Esq.
255 State Street,
Boston MA 02109
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(Name and address of agent for service)
Registrant's telephone number, including area code: 617-482-8260
Date of fiscal year end: 10/31
Date of reporting period: 07/01/2003 - 06/30/2004
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain;
for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
Tax-Managed Small-Cap Value Portfolio 0001163515
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APPLEBEE'S INTERNATIONAL, INC. Agenda: 932134579
CUSIP: 037899101 Meeting Type: Annual
Ticker: APPB Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
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I JACK P. HELMS* Mgmt For For
LLOYD L. HILL* Mgmt For For
STEVEN K. LUMPKIN** Mgmt For For
BURTON M. SACK* Mgmt For For
MICHAEL A. VOLKEMA* Mgmt For For
II TO APPROVE THE APPLEBEE S Mgmt For For
INTERNATIONAL, INC. AMENDED AND
RESTATED 1995 EQUITY INCENTIVE PLAN.
III TO APPROVE THE EXECUTIVE NONQUALIFIED Mgmt For For
STOCK PURCHASE PLAN.
IV TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS FOR
THE COMPANY FOR THE 2004 FISCAL YEAR.
V TO ACT ON A SHAREHOLDER PROPOSAL TO Shr Against For
REQUIRE US TO ISSUE A REPORT RELATING
TO GENETICALLY ENGINEERED FOOD.
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APTARGROUP, INC. Agenda: 932107320
CUSIP: 038336103 Meeting Type: Annual
Ticker: ATR Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 CARL A. SIEBEL Mgmt For For
STEPHEN J. HAGGE Mgmt For For
ALAIN CHEVASSUS Mgmt For For
02 PROPOSAL TO APPROVE THE APTARGROUP, Mgmt For For
INC. 2004 STOCK AWARDS PLAN.
03 PROPOSAL TO APPROVE THE APTARGROUP, Mgmt For For
INC. 2004 DIRECTOR STOCK OPTION PLAN.
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ARKANSAS BEST CORPORATION Agenda: 932114565
CUSIP: 040790107 Meeting Type: Annual
Ticker: ABFS Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
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I FRANK EDELSTEIN Mgmt For For
ROBERT A. YOUNG III Mgmt For For
II TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS.
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BJ'S WHOLESALE CLUB, INC. Agenda: 932156070
CUSIP: 05548J106 Meeting Type: Annual
Ticker: BJ Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 HERBERT J. ZARKIN Mgmt For For
THOMAS J. SHIELDS Mgmt For For
S. JAMES COPPERSMITH Mgmt For For
02 APPROVAL OF THE AMENDMENT OF THE 1997 Mgmt For For
STOCK INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES AUTHORIZED FOR
ISSUANCE THEREUNDER AND TO MAKE OTHER
CHANGES AS DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
03 RATIFICATION OF THE AUDIT COMMITTEE S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS,
LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
JANUARY 29, 2005.
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BORGWARNER INC. Agenda: 932117927
CUSIP: 099724106 Meeting Type: Annual
Ticker: BWA Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ERNEST J. NOVAK, JR. Mgmt For For
TIMOTHY M. MANGANELLO Mgmt For For
JERE A. DRUMMOND Mgmt For For
02 TO VOTE UPON A PROPOSAL TO APPROVE THE Mgmt For For
BORGWARNER INC. 2004 STOCK INCENTIVE
PLAN.
03 TO VOTE UPON A PROPOSAL TO APPROVE AN Mgmt For For
AMENDMENT TO THE COMPANY S RESTATED
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED COMMON STOCK
OF THE COMPANY IN ORDER TO PERMIT,
AMONG OTHER THINGS, A 2-FOR-1 STOCK
SPLIT.
04 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITORS
FOR THE COMPANY FOR 2004.
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CBRL GROUP, INC. Agenda: 932060495
CUSIP: 12489V106 Meeting Type: Annual
Ticker: CBRL Meeting Date: 11/25/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 ROBERT C. HILTON Mgmt For For
DAN W. EVINS Mgmt For For
JAMES D. CARREKER Mgmt For For
CHARLES E. JONES, JR. Mgmt For For
B.F. (JACK) LOWERY Mgmt For For
GORDON L. MILLER Mgmt For For
MARTHA M. MITCHELL Mgmt For For
ANDREA M. WEISS Mgmt For For
JIMMIE D. WHITE Mgmt For For
MICHAEL A. WOODHOUSE Mgmt For For
ROBERT V. DALE Mgmt For For
02 TO APPROVE THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR FISCAL YEAR
2004.
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CABLE DESIGN TECHNOLOGIES CORPORATIO Agenda: 932066170
CUSIP: 126924109 Meeting Type: Annual
Ticker: CDT Meeting Date: 12/9/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 MICHAEL F.O. HARRIS Mgmt For For
GLENN KALNASY Mgmt For For
FERDINAND KUZNIK Mgmt For For
GEORGE GRAEBER Mgmt For For
BRYAN C. CRESSEY Mgmt For For
RICHARD C. TUTTLE Mgmt For For
LANCE C. BALK Mgmt For For
02 TO ELECT DELOITTE & TOUCHE LLP AS Mgmt For For
AUDITORS FOR THE FISCAL YEAR ENDING
JULY 31, 2004.
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CHURCH & DWIGHT CO., INC. Agenda: 932130280
CUSIP: 171340102 Meeting Type: Annual
Ticker: CHD Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ROBERT H. BEEBY Mgmt For For
DWIGHT C. MINTON Mgmt For For
J. RICHARD LEAMAN, JR. Mgmt For For
JOHN O. WHITNEY Mgmt For For
02 RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF
THE COMPANY S 2004 FINANCIAL
STATEMENTS.
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CLAIRE'S STORES, INC. Agenda: 932177947
CUSIP: 179584107 Meeting Type: Annual
Ticker: CLE Meeting Date: 6/23/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 IRA D. KAPLAN Mgmt For For
E. BONNIE SCHAEFER Mgmt For For
TODD D. JICK Mgmt For For
BRUCE G. MILLER Mgmt For For
STEVEN H. TISHMAN Mgmt For For
ANN SPECTOR LEIFF Mgmt For For
MARLA L. SCHAEFER Mgmt For For
02 TO VOTE ON THE SHAREHOLDER PROPOSAL Shr Against For
REGARDING THE COMPANY S BUSINESS
OPERATIONS IN NORTHERN IRELAND.
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CLARCOR INC. Agenda: 932096591
CUSIP: 179895107 Meeting Type: Annual
Ticker: CLC Meeting Date: 3/22/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MR ROBERT J BURGSTAHLER Mgmt For For
MR NORMAN E. JOHNSON Mgmt For For
MR PAUL DONOVAN Mgmt For For
02 PROPOSAL TO ADOPT EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN.
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CONMED CORPORATION Agenda: 932151498
CUSIP: 207410101 Meeting Type: Annual
Ticker: CNMD Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JO ANN GOLDEN Mgmt For For
STUART J. SCHWARTZ Mgmt For For
ROBERT E. REMMELL Mgmt For For
STEPHEN M. MANDIA Mgmt For For
BRUCE F. DANIELS Mgmt For For
JOSEPH J. CORASANTI Mgmt For For
EUGENE R. CORASANTI Mgmt For For
WILLIAM D. MATTHEWS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS FOR THE
COMPANY FOR 2004.
03 AMENDMENT TO 1999 LONG-TERM INCENTIVE Mgmt For For
PLAN TO INCREASE AUTHORIZED SHARES BY
1.0 MILLION SHARES.
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DENTSPLY INTERNATIONAL INC. Agenda: 932125443
CUSIP: 249030107 Meeting Type: Annual
Ticker: XRAY Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MICHAEL J. COLEMAN Mgmt For For
JOHN C. MILES II Mgmt For For
PAULA H. CHOLMONDELEY Mgmt For For
W. KEITH SMITH Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP,
INDEPENDENT ACCOUNTANTS, TO AUDIT THE
BOOKS AND ACCOUNTS OF THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2004.
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GEORGIA GULF CORPORATION Agenda: 932145053
CUSIP: 373200203 Meeting Type: Annual
Ticker: GGC Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JERRY R. SATRUM Mgmt For For
EDWARD A. SCHMITT Mgmt For For
01 YOSHI KAWASHIMA Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP TO SERVE AS INDEPENDENT
PUBLIC ACCOUNTANTS FOR GEORGIA GULF
FOR THE YEAR ENDING DECEMBER 31, 2004.
03 TO APPROVE AND ADOPT THE AMENDED AND Mgmt For For
RESTATED 2002 EQUITY AND PERFORMANCE
INCENTIVE PLAN.
04 TO APPROVE AND ADOPT THE SENIOR Mgmt For For
EXECUTIVE BONUS PLAN.
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GRANITE CONSTRUCTION INCORPORATED Agenda: 932141310
CUSIP: 387328107 Meeting Type: Annual
Ticker: GVA Meeting Date: 5/24/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 WILLIAM G. DOREY Mgmt For For
REBECCA A. MCDONALD Mgmt For For
GEORGE B. SEARLE Mgmt For For
02 TO APPROVE GRANITE S 1999 EQUITY Mgmt Against Against
INCENTIVE PLAN, IN ORDER TO (1) EXTEND
THE TERM OF THE PLAN FOR AN
ADDITIONAL TEN YEARS ENDING MAY 24,
2014; (2) INCREASE BY 500,000 THE
NUMBER OF SHARES OF COMMON STOCK; (3)
AUTHORIZE THE ISSUANCE OF RESTRICTED
03 TO VOTE ON THE STOCKHOLDER PROPOSAL, Shr Against For
IF PROPERLY PRESENTED AT THE MEETING,
REQUIRING AN INDEPENDENT DIRECTOR WHO
HAS NOT SERVED AS CHIEF EXECUTIVE
OFFICER OF GRANITE TO SERVE AS GRANITE
S CHAIRMAN OF THE BOARD.
04 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS GRANITE
S INDEPENDENT AUDITOR FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
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INAMED CORPORATION Agenda: 932018129
CUSIP: 453235103 Meeting Type: Annual
Ticker: IMDC Meeting Date: 7/11/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 TERRY E. VANDEWARKER Mgmt For For
JOY A. AMUNDSON Mgmt For For
NICHOLAS L. TETI Mgmt For For
JAMES E. BOLIN Mgmt For For
MALCOLM R. CURRIE, PH.D Mgmt For For
01 M.S. ROSENTHAL, M.D. Mgmt For For
JOHN F. DOYLE Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE 2000 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN (THE
ESPP) TO INCREASE THE MAXIMUM
AGGREGATE NUMBER OF SHARES THAT MAY BE
ISSUED UNDER THE ESPP BY 200,000
SHARES AND TO ALLOW ELIGIBLE EMPLOYEES
TO PARTICIPATE IN THE ESPP.
03 TO APPROVE THE 2003 RESTRICTED STOCK Mgmt For For
PLAN.
04 TO APPROVE THE 2003 OUTSIDE DIRECTOR Mgmt For For
COMPENSATION PLAN.
05 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For
AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2003.
06 ANY OTHER MATTERS AS MAY PROPERLY COME Mgmt Against Against
BEFORE THE MEETING OR ANY ADJOURNMENT
OR POSTPONEMENT THEREOF. AS TO THESE
OTHER MATTERS, THE UNDERSIGNED HEREBY
CONFERS DISCRETIONARY AUTHORITY.
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INSITUFORM TECHNOLOGIES, INC. Agenda: 932121748
CUSIP: 457667103 Meeting Type: Annual
Ticker: INSU Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 STEPHEN P. CORTINOVIS Mgmt For For
ALFRED L. WOODS Mgmt For For
SHELDON WEINIG Mgmt For For
THOMAS S. ROONEY, JR. Mgmt For For
THOMAS N. KALISHMAN Mgmt For For
JOHN P. DUBINSKY Mgmt For For
PAUL A. BIDDELMAN Mgmt For For
ROBERT W. AFFHOLDER Mgmt For For
JUANITA H. HINSHAW Mgmt For For
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INTERNATIONAL RECTIFIER CORPORATION Agenda: 932055228
CUSIP: 460254105 Meeting Type: Annual
Ticker: IRF Meeting Date: 12/8/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 JAMES D. PLUMMER Mgmt For For
MINORU MATSUDA Mgmt For For
ROBERT S. ATTIYEH Mgmt For For
02 A PROPOSAL TO AMEND THE STOCK Mgmt For For
PARTICIPATION PLAN OF 1984, AMONG THEM
(I) AN INCREASE OF 1,000,000
AVAILABLE SHARES, AND (II) EXTENSION
OF THE PLAN TERMINATION DATE FROM
JANUARY 19, 2005 TO JANUARY 19, 2013.
03 A PROPOSAL TO AMEND THE 2000 INCENTIVE Mgmt Against Against
PLAN, AMONG THEM AN INCREASE OF
6,000,000 SHARES AVAILABLE FOR AWARD
GRANTS UNDER THE PLAN.
04 RATIFICATION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY TO SERVE FOR FISCAL YEAR 2004.
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INTERNATIONAL RECTIFIER CORPORATION Agenda: 932081603
CUSIP: 460254105 Meeting Type: Special
Ticker: IRF Meeting Date: 1/26/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 AMENDMENT OF CERTIFICATE OF Mgmt Against Against
INCORPORATION. TO APPROVE AN AMENDMENT
TO ARTICLE 4 OF THE COMPANY S
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK FROM
150,000,000 TO 330,000,000.
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JAKKS PACIFIC, INC. Agenda: 932032763
CUSIP: 47012E106 Meeting Type: Annual
Ticker: JAKK Meeting Date: 9/3/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 DAVID C. BLATTE Mgmt For For
MICHAEL G. MILLER Mgmt For For
STEPHEN G. BERMAN Mgmt For For
ROBERT E. GLICK Mgmt For For
JACK FRIEDMAN Mgmt For For
MURRAY L. SKALA Mgmt For For
02 APPROVAL OF APPOINTMENT OF THE FIRM OF Mgmt For For
PKF, CERTIFIED PUBLIC ACCOUNTANTS, A
PROFESSIONAL CORPORATION, AS THE
COMPANY S AUDITORS.
03 IN THEIR DISCRETION UPON SUCH OTHER Mgmt Against Against
MEASURES AS MAY PROPERLY COME BEFORE
THE MEETING, HEREBY RATIFYING AND
CONFIRMING ALL THAT SAID PROXY MAY
LAWFULLY DO OR CAUSE TO BE DONE BY
VIRTUE HEREOF AND HEREBY REVOKING ALL
PROXIES HERETOFORE GIVEN BY THE
UNDERSIG
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LAFARGE NORTH AMERICA INC. Agenda: 932120772
CUSIP: 505862102 Meeting Type: Annual
Ticker: LAF Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 LAWRENCE M. TANENBAUM Mgmt For For
GERALD H. TAYLOR Mgmt For For
MICHEL ROSE Mgmt For For
PHILIPPE R. ROLLIER Mgmt For For
JOHN D. REDFERN Mgmt For For
BERTIN F. NADEAU Mgmt For For
ROBERT W. MURDOCH Mgmt For For
BERTRAND P. COLLOMB Mgmt For For
JAMES M. MICALI Mgmt For For
BLYTHE J. MCGARVIE Mgmt For For
CLAUDINE B. MALONE Mgmt For For
BRUNO LAFONT Mgmt For For
BERNARD L. KASRIEL Mgmt For For
PHILIPPE P. DAUMAN Mgmt For For
MARSHALL A. COHEN Mgmt For For
GWYN MORGAN Mgmt For For
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LIBBEY INC. Agenda: 932129059
CUSIP: 529898108 Meeting Type: Annual
Ticker: LBY Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 RICHARD I. REYNOLDS Mgmt For For
CARLOS V. DUNO Mgmt For For
PETER C. MCC. HOWELL Mgmt For For
02 PROPOSAL TO APPROVE THE AMENDED AND Mgmt For For
RESTATED 1999 EQUITY PARTICIPATION
PLAN OF LIBBEY INC.
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MIM CORPORATION Agenda: 932159660
CUSIP: 553044108 Meeting Type: Annual
Ticker: MIMS Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JACK L. SALZMAN Mgmt For For
RONALD K. SHELP Mgmt For For
RICHARD A. CIRILLO Mgmt For For
CHARLOTTE W. COLLINS Mgmt For For
LOUIS A. LUZZI Mgmt For For
LOUIS T. DIFAZIO Mgmt For For
HAROLD E. FORD, SR. Mgmt For For
RICHARD H. FRIEDMAN Mgmt For For
MICHAEL KOOPER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITORS
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NEWFIELD EXPLORATION COMPANY Agenda: 932124275
CUSIP: 651290108 Meeting Type: Annual
Ticker: NFX Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 PHILIP J. BURGUIERES Mgmt For For
HOWARD H. NEWMAN Mgmt For For
JOHN RANDOLPH KEMP III Mgmt For For
CLAIRE S. FARLEY Mgmt For For
C.E. (CHUCK) SHULTZ Mgmt For For
THOMAS G. RICKS Mgmt For For
CHARLES W. DUNCAN, JR. Mgmt For For
DAVID F. SCHAIBLE Mgmt For For
DAVID A. TRICE Mgmt For For
JOE B. FOSTER Mgmt For For
DENNIS R. HENDRIX Mgmt For For
02 APPROVAL OF THE NEWFIELD EXPLORATION Mgmt For For
COMPANY 2004 OMNIBUS STOCK PLAN
03 AMENDMENT OF ARTICLE FOURTH OF THE Mgmt For For
COMPANY S SECOND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK
AUTHORIZED FOR ISSUANCE FROM 100
MILLION SHARES TO 200 MILLION SHARES
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT ACCOUNTANTS
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OUTBACK STEAKHOUSE, INC. Agenda: 932115048
CUSIP: 689899102 Meeting Type: Annual
Ticker: OSI Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JOHN A. BRABSON, JR. Mgmt For For
LEE ROY SELMON Mgmt For For
02 APPROVE THE AMENDMENT AND RESTATEMENT Mgmt For For
OF THE COMPANY S AMENDED AND RESTATED
STOCK OPTION PLAN (THE PLAN).
03 IN THEIR DISCRETION TO ACT ON ANY Mgmt For For
OTHER BUSINESS AS MAY PROPERLY COME
BEFORE THE ANNUAL MEETING OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF.
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OWENS & MINOR, INC. Agenda: 932105477
CUSIP: 690732102 Meeting Type: Annual
Ticker: OMI Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 HENRY A. BERLING Mgmt For For
JAMES B. FARINHOLT, JR. Mgmt For For
ANNE MARIE WHITTEMORE Mgmt For For
A. MARSHALL ACUFF, JR. Mgmt For For
02 RATIFICATION OF APPOINTMENT OF KPMG Mgmt For For
LLP AS INDEPENDENT AUDITORS.
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PIEDMONT NATURAL GAS COMPANY, INC. Agenda: 932087554
CUSIP: 720186105 Meeting Type: Annual
Ticker: PNY Meeting Date: 2/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JERRY W. AMOS Mgmt For For
D. HAYES CLEMENT Mgmt For For
THOMAS E. SKAINS Mgmt For For
FRANK B. HOLDING, JR. Mgmt For For
DAVID E. SHI Mgmt For For
02 RATIFICATION OF SELECTION OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF EXECUTIVE LONG-TERM Mgmt For For
INCENTIVE PLAN.
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POLYMEDICA CORPORATION Agenda: 932044251
CUSIP: 731738100 Meeting Type: Annual
Ticker: PLMD Meeting Date: 9/26/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANIEL S. BERNSTEIN MD Mgmt For For
HERBERT A. DENTON Mgmt For For
WALTER R. MAUPAY, JR. Mgmt For For
02 TO RATIFY THE SELECTION BY THE BOARD Mgmt For For
OF DIRECTORS OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY S INDEPENDENT
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
MARCH 31, 2004.
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PROTECTIVE LIFE CORPORATION Agenda: 932111280
CUSIP: 743674103 Meeting Type: Annual
Ticker: PL Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VANESSA LEONARD Mgmt For For
H. CORBIN DAY Mgmt For For
JAMES S.M. FRENCH Mgmt For For
JOHN D. JOHNS Mgmt For For
DONALD M. JAMES Mgmt For For
J. GARY COOPER Mgmt For For
WILLIAM A. TERRY Mgmt For For
THOMAS L. HAMBY Mgmt For For
MALCOLM PORTERA Mgmt For For
W. MICHAEL WARREN, JR. Mgmt For For
JOHN J. MCMAHON, JR. Mgmt For For
02 PROPOSAL TO APPROVE THE STOCK PLAN FOR Mgmt For For
NON-EMPLOYEE DIRECTORS.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANTS.
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QUESTAR CORPORATION Agenda: 932127550
CUSIP: 748356102 Meeting Type: Annual
Ticker: STR Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT E. MCKEE III Mgmt For For
01 GARY G. MICHAEL Mgmt For For
R.D. CASH Mgmt For For
TERESA BECK Mgmt For For
CHARLES B. STANLEY Mgmt For For
02 TO APPROVE THE LONG-TERM CASH Mgmt For For
INCENTIVE PLAN.
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RC2 CORPORATION Agenda: 932130684
CUSIP: 749388104 Meeting Type: Annual
Ticker: RCRC Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN J. VOSICKY Mgmt For For
M. J. MERRIMAN, JR. Mgmt For For
ROBERT E. DODS Mgmt For For
BOYD L. MEYER Mgmt For For
PETER K.K. CHUNG Mgmt For For
CURTIS W. STOELTING Mgmt For For
JOHN S. BAKALAR Mgmt For For
PAUL E. PURCELL Mgmt For For
THOMAS M. COLLINGER Mgmt For For
DANIEL M. WRIGHT Mgmt For For
RICHARD E. ROTHKOPF Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS AUDITORS FOR RC2
CORPORATION FOR THE YEAR ENDING
DECEMBER 31, 2004.
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RPM INTERNATIONAL INC. Agenda: 932042550
CUSIP: 749685103 Meeting Type: Annual
Ticker: RPM Meeting Date: 10/10/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRUCE A. CARBONARI Mgmt For For
JAMES A. KARMAN Mgmt For For
DONALD K. MILLER Mgmt For For
JOSEPH P. VIVIANO Mgmt For For
02 APPROVE AND ADOPT THE RPM Mgmt For For
INTERNATIONAL INC. 2003 RESTRICTED
STOCK PLAN FOR DIRECTORS
- -------------------------------------------------------------------------------------------------------
ROADWAY CORPORATION Agenda: 932059745
CUSIP: 769742107 Meeting Type: Special
Ticker: ROAD Meeting Date: 12/9/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF JULY 8, 2003, BY
AND AMONG YELLOW CORPORATION, YANKEE
LLC AND ROADWAY CORPORATION (THE
MERGER AGREEMENT), AND APPROVE THE
MERGER AND THE OTHER TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT.
02 TO APPROVE ADJOURNMENTS OR Mgmt For For
POSTPONEMENTS OF THE SPECIAL MEETING
OF STOCKHOLDERS OF ROADWAY CORPORATION
(THE SPECIAL MEETING), IF
NECESSARY, TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO
- -------------------------------------------------------------------------------------------------------
SHOPKO STORES, INC. Agenda: 932157729
CUSIP: 824911101 Meeting Type: Annual
Ticker: SKO Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEFFREY C. GIRARD Mgmt For For
DALE P. KRAMER Mgmt For For
JOHN G. TURNER Mgmt For For
02 APPROVAL OF SHOPKO STORES, INC. 2004 Mgmt For For
STOCK INCENTIVE PLAN.
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP TO AUDIT THE
FINANCIAL STATEMENTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING JANUARY 29,
2005.
- -------------------------------------------------------------------------------------------------------
A.O. SMITH CORPORATION Agenda: 932104792
CUSIP: 831865209 Meeting Type: Annual
Ticker: AOS Meeting Date: 4/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM F. BUEHLER Mgmt For For
KATHLEEN J. HEMPEL Mgmt For For
02 PROPOSAL TO APPROVE THE RATIFICATION Mgmt For For
OF ERNST & YOUNG LLP AS THE
INDEPENDENT AUDITORS OF THE
CORPORATION.
- -------------------------------------------------------------------------------------------------------
SPINNAKER EXPLORATION COMPANY Agenda: 932123552
CUSIP: 84855W109 Meeting Type: Annual
Ticker: SKE Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL E. MCMAHON Mgmt For For
JEFFREY A. HARRIS Mgmt For For
HOWARD H. NEWMAN Mgmt For For
ROGER L. JARVIS Mgmt For For
SHELDON R. ERIKSON Mgmt For For
MICHAEL E. WILEY Mgmt For For
02 TO RATIFY SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
- -------------------------------------------------------------------------------------------------------
SUPERIOR INDUSTRIES INTERNATIONAL, I Agenda: 932144722
CUSIP: 868168105 Meeting Type: Annual
Ticker: SUP Meeting Date: 5/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 V. BOND EVANS Mgmt For For
SHELDON I. AUSMAN Mgmt For For
02 REAFFIRMATION OF AN INCENTIVE BONUS Mgmt For For
PLAN FOR LOUIS L. BORICK.
03 APPROVAL OF AN INCENTIVE BONUS PLAN Mgmt For For
FOR STEVEN J. BORICK.
- -------------------------------------------------------------------------------------------------------
SUPERVALU INC. Agenda: 932167198
CUSIP: 868536103 Meeting Type: Annual
Ticker: SVU Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES M. LILLIS Mgmt
RONALD E. DALY Mgmt
MARISSA PETERSON Mgmt
JEFFREY NODDLE Mgmt
STEVEN S. ROGERS Mgmt
02 APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt
AUDITORS
03 TO CONSIDER AND VOTE ON A STOCKHOLDER Shr
PROPOSAL
- -------------------------------------------------------------------------------------------------------
TECHNITROL, INC. Agenda: 932118020
CUSIP: 878555101 Meeting Type: Annual
Ticker: TNL Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD M. MAZZE Mgmt For For
DAVID H. HOFMANN Mgmt For For
- -------------------------------------------------------------------------------------------------------
TELEFLEX INCORPORATED Agenda: 932120277
CUSIP: 879369106 Meeting Type: Annual
Ticker: TFX Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DONALD BECKMAN Mgmt For For
JAMES W. ZUG Mgmt For For
PATRICIA C. BARRON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE YEAR 2004.
- -------------------------------------------------------------------------------------------------------
WEST PHARMACEUTICAL SERVICES, INC. Agenda: 932129465
CUSIP: 955306105 Meeting Type: Annual
Ticker: WST Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN P. NEAFSEY Mgmt For For
GEORGE W. EBRIGHT Mgmt For For
GEOFFREY F. WORDEN Mgmt For For
L. ROBERT JOHNSON Mgmt For For
02 APPROVAL OF THE 2004 STOCK BASED- Mgmt Against Against
COMPENSATION PLAN.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS OF THE
CORPORATION FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
XTO ENERGY INC. Agenda: 932149075
CUSIP: 98385X106 Meeting Type: Annual
Ticker: XTO Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SCOTT G. SHERMAN** Mgmt For For
PHILLIP R. KEVIL* Mgmt For For
BOB R. SIMPSON** Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
COMPANY S RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK,
$0.01 PAR VALUE PER SHARE, TO
500,000,000.
- -------------------------------------------------------------------------------------------------------
YELLOW ROADWAY CORPORATION Agenda: 932115389
CUSIP: 985577105 Meeting Type: Annual
Ticker: YELL Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HOWARD M. DEAN Mgmt For For
CARL W. VOGT Mgmt For For
WILLIAM L. TRUBECK Mgmt For For
PHILLIP J. MEEK Mgmt For For
JOHN C. MCKELVEY Mgmt For For
DENNIS E. FOSTER Mgmt For For
JOHN F. FIEDLER Mgmt For For
CASSANDRA C. CARR Mgmt For For
FRANK P. DOYLE Mgmt For For
WILLIAM D. ZOLLARS Mgmt For For
02 THE APPROVAL OF THE COMPANY S 2004 Mgmt For For
LONG-TERM INCENTIVE AND EQUITY AWARD
PLAN.
03 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS OF THE COMPANY FOR 2004.
- -------------------------------------------------------------------------------------------------------
SCOTTISH RE GROUP LIMITED Agenda: 932130785
CUSIP: G7885T104 Meeting Type: Annual
Ticker: SCT Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 HAZEL R. O'LEARY Mgmt For For
01 MICHAEL C. FRENCH Mgmt For For
02 APPROVAL OF 2004 EQUITY INCENTIVE Mgmt For For
COMPENSATION PLAN
03 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tax-Managed Small Cap Value Portfolio
By (Signature) /S/ Thomas J. Fetter
---------------------------------------
Name Thomas J. Fetter
Title President
Date 08-31-2004