UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number 811-00594
General Securities Inc.
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(Exact name of registrant as specified in charter)
7701 France Ave
Suite 500
Edina, MN 55435
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(Address of principal executive offices) (Zip code)
Kathleen S. Tillotson
Executive Vice President
Secretary General Counsel
Kopp Investment Advisors, 7701 France Avenue
South, Suite 500, Edina, MN 55435
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(Name and address of agent for service)
Registrant's telephone number, including area code: 952-841-0435
Date of fiscal year end: 11/30
Date of reporting period: 07/01/2003 - 06/30/2004
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain;
for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
Fund Securities
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AT&T CORP. Agenda: 932102647
CUSIP: 001957505 Meeting Type: Annual
Ticker: T Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 K.T. DERR Mgmt
W.F. ALDINGER Mgmt
D.W. DORMAN Mgmt
M.K. EICKHOFF Mgmt
H.L. HENKEL Mgmt
F.C. HERRINGER Mgmt
J.C. MADONNA Mgmt
D.F. MCHENRY Mgmt
T.L. WHITE Mgmt
S.A. JACKSON Mgmt
02 RATIFICATION OF AUDITORS Mgmt
03 APPROVE THE AT&T 2004 LONG TERM Mgmt
INCENTIVE PROGRAM
04 TERM LIMITS FOR OUTSIDE DIRECTORS Shr
05 POISON PILL Shr
06 SEPARATE THE CHAIR AND CEO POSITION Shr
07 EXECUTIVE COMPENSATION Shr
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AGILENT TECHNOLOGIES, INC. Agenda: 932078125
CUSIP: 00846U101 Meeting Type: Annual
Ticker: A Meeting Date: 3/2/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ROBERT L. JOSS Mgmt
WALTER B. HEWLETT Mgmt
JAMES G. CULLEN Mgmt
02 THE RATIFICATION OF THE AUDIT AND Mgmt
FINANCE COMMITTEE S APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP, AS
AGILENT S INDEPENDENT AUDITORS.
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AIR PRODUCTS AND CHEMICALS, INC. Agenda: 932076436
CUSIP: 009158106 Meeting Type: Annual
Ticker: APD Meeting Date: 1/22/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 LAWRASON D. THOMAS Mgmt
01 PAULA G. ROSPUT Mgmt
W. DOUGLAS FORD Mgmt
JAMES F. HARDYMON Mgmt
02 APPOINTMENT OF AUDITORS. RATIFICATION Mgmt
OF APPOINTMENT OF KPMG LLP, AS
INDEPENDENT AUDITORS FOR FISCAL YEAR
2004.
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ALCOA INC. Agenda: 932097694
CUSIP: 013817101 Meeting Type: Annual
Ticker: AA Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 CARLOS GHOSN Mgmt
HENRY B. SCHACHT Mgmt
FRANKLIN A. THOMAS Mgmt
ALAIN J.P. BELDA Mgmt
02 PROPOSAL TO APPROVE THE 2004 ALCOA Mgmt
STOCK INCENTIVE PLAN.
3A SHAREHOLDER PROPOSAL RELATING TO PAY Shr
DISPARITY
3B SHAREHOLDER PROPOSAL RELATING TO Shr
CHANGE IN CONTROL SEVERANCE PLAN
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AMERICAN EXPRESS COMPANY Agenda: 932103473
CUSIP: 025816109 Meeting Type: Annual
Ticker: AXP Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 J. LESCHLY Mgmt
D.F. AKERSON Mgmt
C. BARSHEFSKY Mgmt
U.M. BURNS Mgmt
V.E. JORDAN, JR. Mgmt
W.G. BOWEN Mgmt
R.A. MCGINN Mgmt
E.D. MILLER Mgmt
F.P. POPOFF Mgmt
R.D. WALTER Mgmt
P.R. DOLAN Mgmt
K.I. CHENAULT Mgmt
02 PROPOSAL TO RATIFY SELECTION OF ERNST Mgmt
& YOUNG LLP AS INDEPENDENT AUDITORS.
03 SHAREHOLDER PROPOSAL TO ESTABLISH SIX- Shr
YEAR TERM LIMITS FOR DIRECTORS.
04 SHAREHOLDER PROPOSAL REQUESTING A Shr
SEPARATE ANNUAL REPORT DESCRIBING THE
COMPANY S POLITICAL CONTRIBUTIONS.
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AMERICAN INTERNATIONAL GROUP, INC. Agenda: 932133072
CUSIP: 026874107 Meeting Type: Annual
Ticker: AIG Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 D. KANAK Mgmt
W. COHEN Mgmt
M. FELDSTEIN Mgmt
E. FUTTER Mgmt
M. GREENBERG Mgmt
C. HILLS Mgmt
P. CHIA Mgmt
R. HOLBROOKE Mgmt
M. AIDINOFF Mgmt
H. SMITH Mgmt
M. SULLIVAN Mgmt
E. TSE Mgmt
F. ZARB Mgmt
F. HOENEMEYER Mgmt
M. COHEN Mgmt
02 ADOPT CHIEF EXECUTIVE OFFICER ANNUAL Mgmt
COMPENSATION PLAN
03 ADOPT A DIRECTOR STOCK PLAN Mgmt
04 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt
05 SHAREHOLDER PROPOSAL I DESCRIBED IN Shr
THE PROXY STATEMENT
06 SHAREHOLDER PROPOSAL II DESCRIBED IN Shr
THE PROXY STATEMENT
07 SHAREHOLDER PROPOSAL III DESCRIBED IN Shr
THE PROXY STATEMENT
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AMGEN INC. Agenda: 932108637
CUSIP: 031162100 Meeting Type: Annual
Ticker: AMGN Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MR. FRANK C. HERRINGER Mgmt
MR. JERRY D. CHOATE Mgmt
DR. GILBERT S. OMENN Mgmt
MR. FRANK J. BIONDI, JR Mgmt
02 TO RATIFY THE SELECTION OF ERNST & Mgmt
YOUNG LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR THE YEAR ENDING
DECEMBER 31, 2004.
3A STOCKHOLDER PROPOSAL #1 (EEO-1 REPORT). Shr
3B STOCKHOLDER PROPOSAL #2 (STOCK OPTION Shr
EXPENSING).
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ANADARKO PETROLEUM CORPORATION Agenda: 932111355
CUSIP: 032511107 Meeting Type: Annual
Ticker: APC Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 LARRY BARCUS Mgmt
JAMES L. BRYAN Mgmt
JAMES T. HACKETT Mgmt
02 AMENDMENT TO THE ANNUAL INCENTIVE Mgmt
BONUS PLAN
03 RATIFICATION OF APPOINTMENT OF Mgmt
INDEPENDENT ACCOUNTANTS
04 STOCKHOLDER PROPOSAL - CLIMATE CHANGE Shr
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ANALOG DEVICES, INC. Agenda: 932089940
CUSIP: 032654105 Meeting Type: Annual
Ticker: ADI Meeting Date: 3/9/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JERALD G. FISHMAN Mgmt
F. GRANT SAVIERS Mgmt
02 TO APPROVE AN AMENDMENT TO THE Mgmt
COMPANY S RESTATED ARTICLES OF
ORGANIZATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM
600,000,000 SHARES TO 1,200,000,000
SHARES.
03 TO RATIFY THE SELECTION OF ERNST & Mgmt
YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
OCTOBER 30, 2004.
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ANHEUSER-BUSCH COMPANIES, INC. Agenda: 932103865
CUSIP: 035229103 Meeting Type: Annual
Ticker: BUD Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 DOUGLAS A. WARNER III Mgmt For For
AUGUST A. BUSCH III Mgmt For For
01 CARLOS FERNANDEZ G. Mgmt For For
JAMES R. JONES Mgmt For For
ANDREW C. TAYLOR Mgmt For For
02 APPROVAL OF INDEPENDENT AUDITORS Mgmt For For
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APPLIED MATERIALS, INC. Agenda: 932095171
CUSIP: 038222105 Meeting Type: Annual
Ticker: AMAT Meeting Date: 3/24/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MICHAEL H. ARMACOST Mgmt For For
DEBORAH A. COLEMAN Mgmt For For
MICHAEL R. SPLINTER Mgmt For For
PHILIP V. GERDINE Mgmt For For
PAUL R. LOW Mgmt For For
DAN MAYDAN Mgmt For For
STEVEN L. MILLER Mgmt For For
JAMES C. MORGAN Mgmt For For
GERHARD H. PARKER Mgmt For For
HERBERT M. DWIGHT, JR. Mgmt For For
02 TO APPROVE THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK INCENTIVE PLAN.
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BANK OF AMERICA CORPORATION Agenda: 932152666
CUSIP: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JOHN T. COLLINS Mgmt
THOMAS J. MAY Mgmt
WILLIAM BARNET, III Mgmt
C. STEVEN MCMILLAN Mgmt
WALTER E. MASSEY Mgmt
KENNETH D. LEWIS Mgmt
MEREDITH R. SPANGLER Mgmt
JACKIE M. WARD Mgmt
O. TEMPLE SLOAN, JR. Mgmt
THOMAS M. RYAN Mgmt
EDWARD L. ROMERO Mgmt
CHARLES W. COKER Mgmt
GARY L. COUNTRYMAN Mgmt
PAUL FULTON Mgmt
DONALD E. GUINN Mgmt
01 PATRICIA E. MITCHELL Mgmt
EUGENE M. MCQUADE Mgmt
CHARLES K. GIFFORD Mgmt
JAMES H. HANCE, JR. Mgmt
02 RATIFICATION OF INDEPENDENT PUBLIC Mgmt
ACCOUNTANTS
03 STOCKHOLDER PROPOSAL - ANNUAL MEETING Shr
DATE
04 STOCKHOLDER PROPOSAL - NOMINATION OF Shr
DIRECTORS
05 STOCKHOLDER PROPOSAL - CHARITABLE Shr
CONTRIBUTIONS
06 STOCKHOLDER PROPOSAL - MUTUAL FUND Shr
TRADING POLICIES
07 STOCKHOLDER PROPOSAL - PRIVACY AND Shr
INFORMATION SECURITY
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BANK OF AMERICA CORPORATION Agenda: 932091692
CUSIP: 060505104 Meeting Type: Special
Ticker: BAC Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ADOPTION OF THE MERGER AGREEMENT Mgmt For For
02 ADOPTION OF BANK OF AMERICA S AMENDED Mgmt For For
STOCK PLAN
03 ADOPTION OF AN AMENDMENT TO INCREASE Mgmt For For
THE NUMBER OF AUTHORIZED SHARES OF
BANK OF AMERICA COMMON STOCK
04 APPROVAL OF PROPOSAL TO ADJOURN THE Mgmt For For
BANK OF AMERICA SPECIAL MEETING, IF
NECESSARY, TO SOLICIT ADDITIONAL
PROXIES
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BANK ONE CORPORATION Agenda: 932150131
CUSIP: 06423A103 Meeting Type: Annual
Ticker: ONE Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MERGER PROPOSAL Mgmt
02 LIPP Mgmt
MANOOGIAN Mgmt
JACKSON Mgmt
BRYAN Mgmt
NOVAK Mgmt
BURKE Mgmt
CROWN Mgmt
02 FAY Mgmt
STRATTON Mgmt
KESSLER Mgmt
ROGERS Mgmt
DIMON Mgmt
03 RATIFICATION OF APPOINTMENT OF Mgmt
INDEPENDENT AUDITOR
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BAXTER INTERNATIONAL INC. Agenda: 932105299
CUSIP: 071813109 Meeting Type: Annual
Ticker: BAX Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 CAROLE J. UHRICH Mgmt For For
GAIL D. FOSLER Mgmt For For
JOHN D. FORSYTH Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For
03 PROPOSAL RELATING TO CUMULATIVE VOTING Shr Against For
IN THE ELECTION OF DIRECTORS
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BELLSOUTH CORPORATION Agenda: 932098280
CUSIP: 079860102 Meeting Type: Annual
Ticker: BLS Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ARMANDO M. CODINA Mgmt
LEO F. MULLIN Mgmt
JAMES H. BLANCHARD Mgmt
02 RATIFY THE INDEPENDENT AUDITOR Mgmt
03 APPROVE AMENDMENT TO ELECT DIRECTORS Mgmt
ANNUALLY
04 APPROVE THE STOCK AND INCENTIVE Mgmt
COMPENSATION PLAN
05 SHAREHOLDER PROPOSAL RE: EXECUTIVE Shr
COMPENSATION
06 SHAREHOLDER PROPOSAL RE: CEO Shr
COMPENSATION
07 SHAREHOLDER PROPOSAL RE: DISCLOSURE OF Shr
POLITICAL CONTRIBUTIONS
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BEMIS COMPANY, INC. Agenda: 932108029
CUSIP: 081437105 Meeting Type: Annual
Ticker: BMS Meeting Date: 5/6/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ROGER D. O'SHAUGHNESSY Mgmt For For
DAVID S. HAFFNER Mgmt For For
JEFFREY H. CURLER Mgmt For For
NANCY P. MCDONALD Mgmt For For
02 TO VOTE UPON RATIFICATION OF THE Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS INDEPENDENT AUDITORS OF THE
COMPANY.
03 TO ACT UPON A PROPOSAL TO AMEND THE Mgmt For For
COMPANY S RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF CAPITAL STOCK
FROM 250,000,000 TO 502,000,000.
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BEST BUY CO., INC. Agenda: 932175741
CUSIP: 086516101 Meeting Type: Annual
Ticker: BBY Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MARY A. TOLAN** Mgmt For For
BRADBURY H. ANDERSON* Mgmt For For
ALLEN U. LENZMEIER* Mgmt For For
FRANK D. TRESTMAN* Mgmt For For
JAMES C. WETHERBE* Mgmt For For
RONALD JAMES** Mgmt For For
MATTHEW H. PAULL** Mgmt For For
K.J. HIGGINS VICTOR* Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT AUDITOR FOR THE CURRENT
FISCAL YEAR.
03 PROPOSAL TO APPROVE THE COMPANY S 2004 Mgmt For For
OMNIBUS STOCK AND INCENTIVE PLAN.
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THE BLACK & DECKER CORPORATION Agenda: 932096678
CUSIP: 091797100 Meeting Type: Annual
Ticker: BDK Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 N.D. ARCHIBALD Mgmt
A. LUISO Mgmt
B.H. GRISWOLD, IV Mgmt
M.A. FERNANDEZ Mgmt
K.B. CLARK Mgmt
M.A. BURNS Mgmt
B.L. BOWLES Mgmt
01 N.R. AUGUSTINE Mgmt
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt
THE INDEPENDENT AUDITOR.
03 APPROVAL OF THE BLACK & DECKER Mgmt
CORPORATION 2004 RESTRICTED STOCK PLAN.
04 STOCKHOLDER PROPOSAL. Shr
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THE BOEING COMPANY Agenda: 932113020
CUSIP: 097023105 Meeting Type: Annual
Ticker: BA Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 JOHN H. BIGGS Mgmt
JOHN E. BRYSON Mgmt
LINDA Z. COOK Mgmt
ROZANNE L. RIDGWAY Mgmt
02 APPROVE AMENDMENTS TO ELIMINATE Mgmt
CERTAIN SUPERMAJORITY VOTE
REQUIREMENTS.
03 ADVISE ON APPOINTMENT OF DELOITTE & Mgmt
TOUCHE LLP AS INDEPENDENT AUDITORS.
04 PREPARE A REPORT ON MILITARY CONTRACTS. Shr
05 ADOPT HUMAN RIGHTS POLICIES. Shr
06 DECLASSIFY THE BOARD OF DIRECTORS. Shr
07 ADOPT SIMPLE MAJORITY VOTE. Shr
08 REQUIRE APPROVAL OF SEVERANCE Shr
AGREEMENTS.
09 ADOPT RETENTION OF STOCK POLICY. Shr
10 GIVE EMPLOYEES CHOICE OF PENSION PLANS Shr
AT RETIREMENT OR TERMINATION.
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CAMPBELL SOUP COMPANY Agenda: 932054694
CUSIP: 134429109 Meeting Type: Annual
Ticker: CPB Meeting Date: 11/21/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 RANDALL W. LARRIMORE Mgmt
HARVEY GOLUB Mgmt
KENT B. FOSTER Mgmt
BENNETT DORRANCE Mgmt
PHILIP E. LIPPINCOTT Mgmt
DOUGLAS R. CONANT Mgmt
DONALD M. STEWART Mgmt
PAUL R. CHARRON Mgmt
MARY ALICE D. MALONE Mgmt
01 DAVID C. PATTERSON Mgmt
GEORGE STRAWBRIDGE, JR. Mgmt
GEORGE M. SHERMAN Mgmt
EDMUND M. CARPENTER Mgmt
CHARLOTTE C. WEBER Mgmt
LES C. VINNEY Mgmt
CHARLES R. PERRIN Mgmt
02 RATIFICATION OF APPOINTMENT OF AUDITORS Mgmt
03 APPROVAL OF THE 2003 LONG-TERM Mgmt
INCENTIVE PLAN
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CARDINAL HEALTH, INC. Agenda: 932054303
CUSIP: 14149Y108 Meeting Type: Annual
Ticker: CAH Meeting Date: 11/5/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 DAVE BING Mgmt For For
JOHN F. HAVENS Mgmt For For
DAVID W. RAISBECK Mgmt For For
ROBERT D. WALTER Mgmt For For
JOHN F. FINN Mgmt For For
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CATERPILLAR INC. Agenda: 932099181
CUSIP: 149123101 Meeting Type: Annual
Ticker: CAT Meeting Date: 4/14/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 EDWARD B. RUST, JR. Mgmt
JOHN T. DILLON Mgmt
JUAN GALLARDO Mgmt
WILLIAM A. OSBORN Mgmt
GORDON R. PARKER Mgmt
02 AMEND OPTION PLAN Mgmt
03 RATIFY AUDITORS Mgmt
04 STOCKHOLDER PROPOSAL - RIGHTS PLAN Shr
05 STOCKHOLDER PROPOSAL - SALE OF Shr
EQUIPMENT TO ISRAEL
06 STOCKHOLDER PROPOSAL - HIV/AIDS Shr
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CENDANT CORPORATION Agenda: 932103170
CUSIP: 151313103 Meeting Type: Annual
Ticker: CD Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ROBERT W. PITTMAN Mgmt For For
RT. HON. BRIAN MULRONEY Mgmt For For
RONALD L. NELSON Mgmt For For
MYRA J. BIBLOWIT Mgmt For For
SHELI Z. ROSENBERG Mgmt For For
02 TO APPROVE AMENDMENTS TO THE ARTICLES Mgmt For For
OF INCORPORATION AND BY-LAWS OF THE
COMPANY TO ELIMINATE CLASSIFICATION OF
THE BOARD OF DIRECTORS OF THE COMPANY.
03 TO RATIFY AND APPROVE THE APPOINTMENT Mgmt For For
OF DELOITTE & TOUCHE LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2004.
04 STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
SEPARATION OF THE OFFICES OF CHIEF
EXECUTIVE OFFICER AND CHAIRMAN.
05 STOCKHOLDER PROPOSAL REGARDING CHIEF Shr For Against
EXECUTIVE OFFICER COMPENSATION.
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CHEVRONTEXACO CORPORATION Agenda: 932115707
CUSIP: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 J.B. JOHNSTON Mgmt For For
F.G. JENIFER Mgmt For For
D.J. O'REILLY Mgmt For For
S. NUNN Mgmt For For
S.H. ARMACOST Mgmt For For
P.J. ROBERTSON Mgmt For For
C. WARE Mgmt For For
S. GINN Mgmt For For
R.J. EATON Mgmt For For
R.E. DENHAM Mgmt For For
C.A. HILLS Mgmt For For
C.R. SHOEMATE Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANTS Mgmt For For
03 SHOW SUPPORT FOR THE STOCKHOLDER Mgmt For For
RIGHTS PLAN POLICY
04 APPROVAL OF THE LONG-TERM INCENTIVE Mgmt For For
PLAN
05 HIV/AIDS, TUBERCULOSIS, AND MALARIA Shr Against For
06 POLITICAL DISCLOSURE Shr Against For
07 DIRECTOR ELECTION VOTE THRESHOLD Shr Against For
08 REPORT ON ECUADOR Shr Against For
09 RENEWABLE ENERGY Shr Against For
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CISCO SYSTEMS, INC. Agenda: 932046899
CUSIP: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 DONALD T. VALENTINE Mgmt For For
DR. JOHN L. HENNESSY Mgmt For For
STEVEN M. WEST Mgmt For For
DR. JAMES F. GIBBONS Mgmt For For
JOHN P. MORGRIDGE Mgmt For For
JERRY YANG Mgmt For For
RODERICK C. MCGEARY Mgmt For For
LARRY R. CARTER Mgmt For For
CAROL A. BARTZ Mgmt For For
JOHN T. CHAMBERS Mgmt For For
JAMES C. MORGAN Mgmt For For
02 TO APPROVE AN AMENDMENT AND Mgmt For For
RESTATEMENT OF THE EMPLOYEE STOCK
PURCHASE PLAN, INCLUDING AN INCREASE
OF 100,000,000 SHARES AUTHORIZED FOR
ISSUANCE UNDER THE PLAN AND A 5-YEAR
EXTENSION OF THE PLAN, AS MORE FULLY
SET FORTH IN THE ACCOMPANYING PROXY
STATEMENT
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS CISCO S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
04 PROPOSAL SUBMITTED BY A SHAREHOLDER Shr Against For
THAT THE BOARD PREPARE A REPORT EACH
FISCAL YEAR ON CISCO HARDWARE AND
SOFTWARE PROVIDED TO GOVERNMENT
AGENCIES AND STATE-OWNED
COMMUNICATIONS OR INFORMATION
TECHNOLOGY ENTITIES IN ANY COUNTRY, AS
MORE FULLY SET FORTH I
05 PROPOSAL SUBMITTED BY SHAREHOLDERS Shr Against For
THAT THE BOARD S COMPENSATION
COMMITTEE PREPARE AND MAKE AVAILABLE
BY JANUARY 1, 2004, A REPORT COMPARING
TOTAL COMPENSATION OF THE COMPANY S
TOP EXECUTIVES AND ITS LOWEST PAID
WORKERS IN THE U.S. AND ABROAD AS OF
SPECIF
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CITIGROUP INC. Agenda: 932106215
CUSIP: 172967101 Meeting Type: Annual
Ticker: C Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ALAIN J.P. BELDA Mgmt For For
SANFORD I. WEILL Mgmt For For
FRANKLIN A. THOMAS Mgmt For For
CHARLES PRINCE Mgmt For For
RICHARD D. PARSONS Mgmt For For
DUDLEY C. MECUM Mgmt For For
ANN DIBBLE JORDAN Mgmt For For
R. HERNANDEZ RAMIREZ Mgmt For For
JOHN M. DEUTCH Mgmt For For
GEORGE DAVID Mgmt For For
C. MICHAEL ARMSTRONG Mgmt For For
ROBERT B. WILLUMSTAD Mgmt For For
ROBERT E. RUBIN Mgmt For For
KENNETH T. DERR Mgmt For For
ANDRALL E. PEARSON Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
KPMG LLP AS CITIGROUP S INDEPENDENT
AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL REQUESTING A CURB Shr Against For
ON EXECUTIVE COMPENSATION, NO FUTURE
STOCK OPTION GRANTS AND NO RENEWALS OR
EXTENSIONS OF OPTION PLANS.
04 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A Shr Against For
DISCONTINUATION OF ALL RIGHTS,
OPTIONS, SAR S AND POSSIBLE SEVERANCE
PAYMENTS TO THE TOP 5 OF MANAGEMENT.
06 STOCKHOLDER PROPOSAL REQUESTING THAT Shr Against For
THE CHAIRMAN OF THE BOARD HAVE NO
MANAGEMENT DUTIES, TITLES OR
RESPONSIBILITIES.
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COMPUTER SCIENCES CORPORATION Agenda: 932020732
CUSIP: 205363104 Meeting Type: Annual
Ticker: CSC Meeting Date: 8/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 VAN B. HONEYCUTT Mgmt For For
WILLIAM P. RUTLEDGE Mgmt For For
01 JAMES R. MELLOR Mgmt For For
F. WARREN MCFARLAN Mgmt For For
THOMAS A. MCDONNELL Mgmt For For
WILLIAM R. HOOVER Mgmt For For
RODNEY F. CHASE Mgmt For For
STEPHEN L. BAUM Mgmt For For
IRVING W. BAILEY, II Mgmt For For
LEON J. LEVEL Mgmt For For
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CORNING INCORPORATED Agenda: 932106467
CUSIP: 219350105 Meeting Type: Annual
Ticker: GLW Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WENDELL P. WEEKS Mgmt
JEREMY R. KNOWLES Mgmt
EUGENE C. SIT Mgmt
WILLIAM D. SMITHBURG Mgmt
HANSEL E. TOOKES II Mgmt
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt
PRICEWATERHOUSECOOPERS LLP AS
CORNING S INDEPENDENT AUDITORS FOR
FISCAL YEAR ENDING DECEMBER 31, 2004.
03 SHAREHOLDER PROPOSAL RELATING TO Shr
SEVERANCE AGREEMENTS WITH SENIOR
EXECUTIVES.
- -------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda: 932083607
CUSIP: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 2/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AULANA L. PETERS Mgmt
ROBERT W. LANE Mgmt
JOHN R. WALTER Mgmt
ANTONIO MADERO B. Mgmt
- -------------------------------------------------------------------------------------------------------
DELL COMPUTER CORPORATION Agenda: 932010123
CUSIP: 247025109 Meeting Type: Annual
Ticker: DELL Meeting Date: 7/18/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALEX J. MANDL Mgmt
MORTON L. TOPFER Mgmt
MICHAEL A. MILES Mgmt
02 ELIMINATION OF CLASSIFIED BOARD Mgmt
03 CHANGE OF COMPANY NAME TO DELL INC. Mgmt
04 APPROVAL OF EXECUTIVE ANNUAL INCENTIVE Mgmt
BONUS PLAN
- -------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda: 932078175
CUSIP: 254687106 Meeting Type: Annual
Ticker: DIS Meeting Date: 3/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT W. MATSCHULLAT Mgmt
MONICA C. LOZANO Mgmt
AYLWIN B. LEWIS Mgmt
LEO J. O'DONOVAN, S.J. Mgmt
GARY L. WILSON Mgmt
JUDITH L. ESTRIN Mgmt
MICHAEL D. EISNER Mgmt
JOHN S. CHEN Mgmt
JOHN E. BRYSON Mgmt
ROBERT A. IGER Mgmt
GEORGE J. MITCHELL Mgmt
02 TO RATIFY THE APPOINTMENT OF Mgmt
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
2004.
03 TO APPROVE THE HARRINGTON INVESTMENTS Shr
SHAREHOLDER PROPOSAL RELATING TO LABOR
STANDARDS FOR CHINA.
04 TO APPROVE THE NEW YORK CITY Shr
RETIREMENT SYSTEMS AND PENSION FUNDS
PROPOSAL RELATING TO LABOR STANDARDS
IN CHINA.
05 TO APPROVE THE SHAREHOLDER PROPOSAL Shr
RELATING TO THEME PARK SAFETY
REPORTING.
- -------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda: 932111812
CUSIP: 260543103 Meeting Type: Annual
Ticker: DOW Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARNOLD A. ALLEMANG Mgmt
JEFF M. FETTIG Mgmt
ANDREW N. LIVERIS Mgmt
JAMES M. RINGLER Mgmt
WILLIAM S. STAVROPOULOS Mgmt
01 JOHN C. DANFORTH Mgmt
02 RATIFICATION OF THE APPOINTMENT OF Mgmt
DELOITTE & TOUCHE LLP AS DOW S
INDEPENDENT AUDITORS FOR 2004.
03 AMENDMENT OF THE RESTATED CERTIFICATE Mgmt
OF INCORPORATION FOR THE ANNUAL
ELECTION OF DIRECTORS.
04 STOCKHOLDER PROPOSAL ON BHOPAL. Shr
- -------------------------------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY Agenda: 932111165
CUSIP: 263534109 Meeting Type: Annual
Ticker: DD Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R.H. BROWN Mgmt For For
M. NAITOH Mgmt For For
C.J. CRAWFORD Mgmt For For
J.T. DILLON Mgmt For For
L.C. DUEMLING Mgmt For For
C.O. HOLLIDAY, JR. Mgmt For For
D.C. HOPKINS Mgmt For For
L.D. JULIBER Mgmt For For
W.K. REILLY Mgmt For For
C.M. VEST Mgmt For For
A.J.P. BELDA Mgmt For For
H.R. SHARP, III Mgmt For For
02 ON RATIFICATION OF ACCOUNTANTS Mgmt For For
03 ON GOVERNMENT SERVICE Shr Against For
04 ON INTERNATIONAL WORKPLACE STANDARDS Shr Against For
05 ON EXECUTIVE COMPENSATION Shr Against For
- -------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda: 932109677
CUSIP: 264399106 Meeting Type: Annual
Ticker: DUK Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANN M. GRAY Mgmt
PAUL M. ANDERSON Mgmt
MICHAEL E.J. PHELPS Mgmt
JAMES T. RHODES Mgmt
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt
AS DUKE ENERGY S INDEPENDENT AUDITORS
FOR 2004.
03 A SHAREHOLDER PROPOSAL RELATING TO Shr
DECLASSIFICATION OF DUKE ENERGY S
BOARD OF DIRECTORS, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING.
- -------------------------------------------------------------------------------------------------------
EASTMAN KODAK COMPANY Agenda: 932122043
CUSIP: 277461109 Meeting Type: Annual
Ticker: EK Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LAURA D'ANDREA TYSON Mgmt
HECTOR DE J. RUIZ Mgmt
WILLIAM H. HERNANDEZ Mgmt
02 RATIFICATION OF ELECTION OF Mgmt
INDEPENDENT ACCOUNTANTS
03 RE-APPROVAL OF MATERIAL TERMS OF THE Mgmt
PERFORMANCE GOALS OF THE 2000 OMNIBUS
LONG-TERM COMPENSATION PLAN
04 SHAREHOLDER PROPOSAL REQUESTING Shr
ADOPTION OF A CHEMICALS POLICY
05 SHAREHOLDER PROPOSAL REQUESTING LIMITS Shr
ON COMPENSATION OF CERTAIN EXECUTIVES
- -------------------------------------------------------------------------------------------------------
EATON CORPORATION Agenda: 932110947
CUSIP: 278058102 Meeting Type: Annual
Ticker: ETN Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E. GREEN Mgmt For For
K.M. PATEL Mgmt For For
M.J. CRITELLI Mgmt For For
02 APPROVAL OF 2004 STOCK PLAN Mgmt For For
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
EBAY INC. Agenda: 932168924
CUSIP: 278642103 Meeting Type: Annual
Ticker: EBAY Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS J. TIERNEY Mgmt For For
PHILIPPE BOURGUIGNON Mgmt For For
MARGARET C. WHITMAN Mgmt For For
02 APPROVAL OF AMENDMENTS TO OUR 1999 Mgmt For For
GLOBAL EQUITY INCENTIVE PLAN,
INCLUDING AN AMENDMENT TO INCREASE BY
6,000,000 THE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED UNDER
OUR 1999 PLAN.
03 APPROVAL OF AN AMENDMENT TO OUR 2001 Mgmt For For
EQUITY INCENTIVE PLAN TO INCREASE BY
18,000,000 THE NUMBER OF SHARES OF
COMMON STOCK THAT MAY BE ISSUED UNDER
OUR 2001 PLAN.
04 APPROVAL OF AN AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED NUMBER OF
SHARES OF COMMON STOCK FROM
900,000,000 TO 1,790,000,000 SHARES.
05 RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2004.
06 STOCKHOLDER PROPOSAL REQUESTING THE Shr Against For
EXPENSING OF STOCK OPTIONS.
- -------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda: 932076791
CUSIP: 291011104 Meeting Type: Annual
Ticker: EMR Meeting Date: 2/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C.F. KNIGHT Mgmt
R.L. RIDGWAY Mgmt
C. FERNANDEZ G. Mgmt
E.E. WHITACRE, JR. Mgmt
G.A. LODGE Mgmt
02 RE-APPROVAL OF PERFORMANCE MEASURES Mgmt
UNDER THE EMERSON ELECTRIC CO. 1997
INCENTIVE SHARES PLAN
03 RATIFICATION OF INDEPENDENT AUDITORS Mgmt
- -------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda: 932120467
CUSIP: 29364G103 Meeting Type: Annual
Ticker: ETR Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 W.F. BLOUNT Mgmt
K.A. MURPHY Mgmt
R. V.D. LUFT Mgmt
J.W. LEONARD Mgmt
D.C. HINTZ Mgmt
01 A.M. HERMAN Mgmt
S.D. DEBREE Mgmt
M.S. BATEMAN Mgmt
S.V. WILKINSON Mgmt
B.A. STEINHAGEN Mgmt
W.C. SMITH Mgmt
C.P. DEMING Mgmt
P.W. MURRILL Mgmt
W.A. PERCY, II Mgmt
J.R. NICHOLS Mgmt
D.H. REILLEY Mgmt
02 RATIFICATION OF EXTERNAL AUDITORS. Mgmt
03 STOCKHOLDER PROPOSAL REGARDING Mgmt
LIMITING BENEFITS PAYABLE UNDER
SEVERANCE AGREEMENTS.
04 STOCKHOLDER PROPOSAL REGARDING Shr
CUMULATIVE VOTING.
05 STOCKHOLDER PROPOSAL REGARDING Shr
COMPENSATION FOR THE TOP FIVE
EXECUTIVES.
- -------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda: 932133123
CUSIP: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.E. LIPPINCOTT Mgmt
M.J. BOSKIN Mgmt
H.A. MCKINNELL, JR. Mgmt
W.R. HOWELL Mgmt
M.C. NELSON Mgmt
L.R. RAYMOND Mgmt
J.R. HOUGHTON Mgmt
R.C. KING Mgmt
H.J. LONGWELL Mgmt
W.V. SHIPLEY Mgmt
R.W. TILLERSON Mgmt
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt
(PAGE 27).
03 APPROVAL OF 2004 NON-EMPLOYEE DIRECTOR Mgmt
RESTRICTED STOCK PLAN (PAGE 28).
04 POLITICAL CONTRIBUTIONS (PAGE 30). Shr
05 POLITICAL CONTRIBUTIONS REPORT (PAGE Shr
32).
06 MEDIA RESPONSE ON EQUATORIAL GUINEA Shr
(PAGE 34).
07 BOARD CHAIRMAN AND CEO (PAGE 37). Shr
08 EXECUTIVE COMPENSATION (PAGE 39). Shr
09 EQUITY COMPENSATION REPORT (PAGE 40). Shr
10 AMENDMENT OF EEO POLICY (PAGE 42). Shr
11 CLIMATE SCIENCE REPORT (PAGE 44). Shr
- -------------------------------------------------------------------------------------------------------
FPL GROUP, INC. Agenda: 932114642
CUSIP: 302571104 Meeting Type: Annual
Ticker: FPL Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL H. THAMAN Mgmt
FRANK G. ZARB Mgmt
FREDERIC V. MALEK Mgmt
LEWIS HAY III Mgmt
JAMES L. CAMAREN Mgmt
J. HYATT BROWN Mgmt
ROBERT M. BEALL, II Mgmt
SHERRY S. BARRAT Mgmt
H. JESSE ARNELLE Mgmt
PAUL R. TREGURTHA Mgmt
02 RATIFICATION OF THE APPOINTMENT OF Mgmt
DELOITTE & TOUCHE LLP AS AUDITORS.
03 APPROVAL OF THE AMENDED AND RESTATED Mgmt
LONG TERM INCENTIVE PLAN, IN AN
AMENDED FORM.
04 APPROVAL OF THE ANNUAL INCENTIVE PLAN Mgmt
AS REQUIRED BY THE INTERNAL REVENUE
CODE.
05 APPROVAL OF THE PERFORMANCE-BASED Mgmt
AWARDS PROVISIONS OF THE AMENDED AND
RESTATED LONG TERM INCENTIVE PLAN AS
REQUIRED BY THE INTERNAL REVENUE CODE.
06 APPROVAL OF AN AMENDMENT TO THE Mgmt
RESTATED ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
- -------------------------------------------------------------------------------------------------------
FANNIE MAE Agenda: 932154420
CUSIP: 313586109 Meeting Type: Annual
Ticker: FNM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S.B. ASHLEY Mgmt
01 K.M. DUBERSTEIN Mgmt
T.P. GERRITY Mgmt
A. KOROLOGOS Mgmt
T. HOWARD Mgmt
H.P. SWYGERT Mgmt
F.V. MALEK Mgmt
F.D. RAINES Mgmt
L. RAHL Mgmt
J.K. PICKETT Mgmt
A.M. MULCAHY Mgmt
D.H. MUDD Mgmt
D.B. MARRON Mgmt
02 RATIFICATION OF THE SELECTION OF Mgmt
AUDITORS
03 APPROVAL OF AN AMENDMENT TO THE FANNIE Mgmt
MAE EMPLOYEE STOCK PURCHASE PLAN
04 STOCKHOLDER PROPOSAL TO REINSTATE Shr
CUMULATIVE VOTING
- -------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda: 932038183
CUSIP: 31428X106 Meeting Type: Annual
Ticker: FDX Meeting Date: 9/29/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN A. EDWARDSON Mgmt For For
GEORGE J. MITCHELL Mgmt For For
AUGUST A. BUSCH IV Mgmt For For
JOSHUA I. SMITH Mgmt For For
02 APPROVAL OF INCENTIVE STOCK PLAN. Mgmt For For
03 RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For
04 STOCKHOLDER PROPOSAL REGARDING Shr For Against
DECLASSIFICATION OF THE BOARD OF
DIRECTORS.
- -------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda: 932125657
CUSIP: 319963104 Meeting Type: Annual
Ticker: FDC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOAN E. SPERO Mgmt For For
RICHARD P. KIPHART Mgmt For For
CHARLES T. FOTE Mgmt For For
HENRY C. DUQUES Mgmt For For
02 THE RATIFICATION OF THE SELECTION OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR 2004.
- -------------------------------------------------------------------------------------------------------
FIRST DATA CORPORATION Agenda: 932049073
CUSIP: 319963104 Meeting Type: Special
Ticker: FDC Meeting Date: 10/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE THE ISSUANCE OF SHARES OF Mgmt
FIRST DATA COMMON STOCK AS
CONTEMPLATED BY THE AGREEMENT AND PLAN
OF MERGER, DATED AS OF APRIL 1, 2003,
AMONG FIRST DATA CORPORATION, MONACO
SUBSIDIARY CORPORATION, A WHOLLY OWNED
SUBSIDIARY OF FIRST DATA CORPORATION,
- -------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda: 932103346
CUSIP: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CUMULATIVE VOTING Shr Against For
02 ANIMAL TESTING Shr Against For
03 NUCLEAR RISK Shr Against For
04 REPORT ON PCB CLEANUP COSTS Shr Against For
05 OFFSHORE SOURCING Shr Against For
06 SUSTAINABILITY INDEX Shr Against For
07 COMPENSATION COMMITTEE INDEPENDENCE Shr Against For
08 PAY DISPARITY Shr Against For
09 END STOCK OPTIONS AND BONUSES Shr Against For
0A ROBERT J. SWIERINGA Mgmt For For
ROGER S. PENSKE Mgmt For For
SAM NUNN Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
JAMES I. CASH, JR. Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
RALPH S. LARSEN Mgmt For For
KENNETH G. LANGONE Mgmt For For
ANDREA JUNG Mgmt For For
JEFFREY R. IMMELT Mgmt For For
CLAUDIO X. GONZALEZ Mgmt For For
ANN M. FUDGE Mgmt For For
DENNIS D. DAMMERMAN Mgmt For For
ALAN G. LAFLEY Mgmt For For
0A ROBERT C. WRIGHT Mgmt For For
0B INDEPENDENT AUDITOR Mgmt For For
0C REVENUE MEASUREMENT ADDED TO EXECUTIVE Mgmt For For
OFFICER PERFORMANCE GOALS
10 LIMIT OUTSIDE DIRECTORSHIPS Shr Against For
11 INDEPENDENT BOARD CHAIRMAN Shr Against For
12 EXPLORE SALE OF COMPANY Shr Against For
13 HOLDING STOCK FROM STOCK OPTIONS Shr Against For
14 BOARD INDEPENDENCE Shr Against For
15 POLITICAL CONTRIBUTIONS Shr Against For
- -------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION Agenda: 932143059
CUSIP: 370442105 Meeting Type: Annual
Ticker: GM Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A.G. LAFLEY Mgmt
G.R. WAGONER, JR. Mgmt
J.H. BRYAN Mgmt
A.M. CODINA Mgmt
G.M.C. FISHER Mgmt
K. KRESA Mgmt
P.A. LASKAWY Mgmt
E.S. O'NEAL Mgmt
E. PFEIFFER Mgmt
P.N. BARNEVIK Mgmt
K. KATEN Mgmt
02 RATIFY SELECTION OF INDEPENDENT Mgmt
ACCOUNTANTS
03 ELIMINATE AWARDING, REPRICING, OR Shr
RENEWING STOCK OPTIONS
04 ELIMINATE OPTIONS, SARS, AND SEVERANCE Shr
PAYMENTS
05 REQUIRE AN INDEPENDENT CHAIRMAN Shr
SEPARATE FROM CHIEF EXECUTIVE OFFICER
06 APPOINT INDEPENDENT DIRECTORS TO KEY Shr
BOARD COMMITTEES
07 REPORT ON GREENHOUSE GAS EMISSIONS Shr
08 APPROVE GOLDEN PARACHUTES Shr
09 REQUIRE SENIOR EXECUTIVES AND Shr
DIRECTORS TO RETAIN STOCK OBTAINED BY
EXERCISING OPTIONS
- -------------------------------------------------------------------------------------------------------
GENERAL MOTORS CORPORATION Agenda: 932040380
CUSIP: 370442105 Meeting Type: Consent
Ticker: GM Meeting Date: 10/3/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE FIRST GM CHARTER Mgmt For For
AMENDMENT
02 RATIFICATION OF THE NEW HUGHES Mgmt For For
CERTIFICATE OF INCORPORATION
03 RATIFICATION OF THE HUGHES SPLIT-OFF, Mgmt For For
INCLUDING THE SPECIAL DIVIDEND
04 RATIFICATION OF THE GM/NEWS STOCK SALE Mgmt For For
05 RATIFICATION OF THE NEWS STOCK Mgmt For For
ACQUISITION
06 APPROVAL OF THE SECOND GM CHARTER Mgmt For For
AMENDMENT
- -------------------------------------------------------------------------------------------------------
THE GILLETTE COMPANY Agenda: 932110745
CUSIP: 375766102 Meeting Type: Annual
Ticker: G Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILBUR H. GANTZ Mgmt
JAMES M. KILTS Mgmt
EDWARD F. DEGRAAN Mgmt
JORGE PAULO LEMANN Mgmt
02 RATIFICATION OF THE APPOINTMENT OF Mgmt
AUDITOR.
03 APPROVAL OF THE 2004 LONG-TERM Mgmt
INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL TO DECLASSIFY THE Shr
BOARD OF DIRECTORS.
05 SHAREHOLDER PROPOSAL TO LIMIT SERVICES Shr
PROVIDED BY THE AUDITOR.
06 SHAREHOLDER PROPOSAL TO EXPENSE STOCK Shr
OPTIONS.
- -------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda: 932118931
CUSIP: 406216101 Meeting Type: Annual
Ticker: HAL Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A.B. LEWIS Mgmt For For
D.L. REED Mgmt For For
J.L. MARTIN Mgmt For For
01 C.J. SILAS Mgmt For For
D.J. LESAR Mgmt For For
R.L. HUNT Mgmt For For
W.R. HOWELL Mgmt For For
C.J. DIBONA Mgmt For For
K.T. DERR Mgmt For For
R.L. CRANDALL Mgmt For For
J.A. PRECOURT Mgmt For For
02 PROPOSAL TO AMEND HALLIBURTON S Mgmt For For
CERTIFICATE OF INCORPORATION.
03 STOCKHOLDER PROPOSAL ON OPERATIONS IN Shr Against For
IRAN.
04 STOCKHOLDER PROPOSAL ON DIRECTOR Shr Against For
ELECTION VOTE THRESHOLD.
05 STOCKHOLDER PROPOSAL TO SEPARATE Shr Against For
CHAIRMAN/CEO.
- -------------------------------------------------------------------------------------------------------
HARLEY-DAVIDSON, INC. Agenda: 932114818
CUSIP: 412822108 Meeting Type: Annual
Ticker: HDI Meeting Date: 4/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BARRY K. ALLEN Mgmt
RICHARD I. BEATTIE Mgmt
02 APPROVAL OF THE AMENDED CORPORATE Mgmt
SHORT TERM INCENTIVE PLAN.
03 APPROVAL OF THE 2004 INCENTIVE STOCK Mgmt
PLAN.
04 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt
AUDITORS.
- -------------------------------------------------------------------------------------------------------
HERSHEY FOODS CORPORATION Agenda: 932098646
CUSIP: 427866108 Meeting Type: Annual
Ticker: HSY Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R.F. CAVANAUGH Mgmt For For
J.A. BOSCIA Mgmt For For
G.P. COUGHLAN Mgmt For For
R.H. CAMPBELL Mgmt For For
H. EDELMAN Mgmt For For
B.G. HILL Mgmt For For
R.H. LENNY Mgmt For For
M.J. MCDONALD Mgmt For For
M.J. TOULANTIS Mgmt For For
02 APPROVE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR 2004
- -------------------------------------------------------------------------------------------------------
HEWLETT-PACKARD COMPANY Agenda: 932086982
CUSIP: 428236103 Meeting Type: Annual
Ticker: HPQ Meeting Date: 3/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 P.C. DUNN Mgmt For For
L.S. SALHANY Mgmt For For
S.M. LITVACK Mgmt For For
R.E. KNOWLING, JR. Mgmt For For
G.A. KEYWORTH II Mgmt For For
R.A. HACKBORN Mgmt For For
R.L. RYAN Mgmt For For
C.S. FIORINA Mgmt For For
L.T. BABBIO, JR. Mgmt For For
02 PROPOSAL TO RATIFY ERNST & YOUNG LLP Mgmt For For
AS HEWLETT-PACKARD COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2004.
03 APPROVAL OF THE HEWLETT-PACKARD Mgmt For For
COMPANY 2004 STOCK INCENTIVE PLAN
04 SHAREOWNER PROPOSAL ENTITLED STOCK Shr Against For
OPTION EXPENSING PROPOSAL
- -------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda: 932133046
CUSIP: 437076102 Meeting Type: Annual
Ticker: HD Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BERRY R. COX Mgmt
GREGORY D. BRENNEMAN Mgmt
RICHARD H. BROWN Mgmt
CLAUDIO X. GONZALEZ Mgmt
BONNIE G. HILL Mgmt
KENNETH G. LANGONE Mgmt
ROBERT L. NARDELLI Mgmt
ROGER S. PENSKE Mgmt
JOHN L. CLENDENIN Mgmt
MILLEDGE A. HART, III Mgmt
02 COMPANY PROPOSAL TO RATIFY THE Mgmt
APPOINTMENT OF KPMG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR FISCAL
2004.
03 STOCKHOLDER PROPOSAL REGARDING OUTSIDE Shr
DIRECTOR TERM LIMITS.
04 STOCKHOLDER PROPOSAL REGARDING POISON Shr
PILL IMPLEMENTATION.
05 STOCKHOLDER PROPOSAL REGARDING Shr
PERFORMANCE GOALS AS A PREREQUISITE TO
VESTING.
06 STOCKHOLDER PROPOSAL REGARDING Shr
IMPLEMENTATION OF ILO HUMAN RIGHTS
STANDARDS.
07 STOCKHOLDER PROPOSAL REGARDING FUTURE Shr
SEVERANCE AGREEMENTS.
08 STOCKHOLDER PROPOSAL REGARDING METHOD Shr
OF VOTING FOR DIRECTORS.
- -------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda: 932106683
CUSIP: 438516106 Meeting Type: Annual
Ticker: HON Meeting Date: 4/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ERIC K. SHINSEKI Mgmt
JAMES J. HOWARD Mgmt
IVAN G. SEIDENBERG Mgmt
BRUCE KARATZ Mgmt
RUSSELL E. PALMER Mgmt
02 APPOINTMENT OF INDEPENDENT ACCOUNTANTS Mgmt
03 ANNUAL ELECTION OF DIRECTORS Shr
04 SHAREOWNER VOTING PROVISIONS Shr
05 SHAREOWNER INPUT - GOLDEN PARACHUTES Shr
06 RESOLUTION ON PAY DISPARITY Shr
07 CUMULATIVE VOTING Shr
- -------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda: 932120532
CUSIP: 458140100 Meeting Type: Annual
Ticker: INTC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 REED E. HUNDT Mgmt
ANDREW S. GROVE Mgmt
D. JAMES GUZY Mgmt
CHARLENE BARSHEFSKY Mgmt
CRAIG R. BARRETT Mgmt
E. JOHN P. BROWNE Mgmt
PAUL S. OTELLINI Mgmt
JOHN L. THORNTON Mgmt
01 DAVID B. YOFFIE Mgmt
JANE E. SHAW Mgmt
DAVID S. POTTRUCK Mgmt
02 RATIFICATION OF SELECTION OF Mgmt
INDEPENDENT AUDITORS
03 APPROVAL OF THE 2004 EQUITY INCENTIVE Mgmt
PLAN
04 STOCKHOLDER PROPOSAL REQUESTING THE Shr
EXPENSING OF STOCK OPTIONS
05 STOCKHOLDER PROPOSAL REQUESTING THE Shr
USE OF PERFORMANCE-VESTING STOCK
06 STOCKHOLDER PROPOSAL REQUESTING THE Shr
USE OF PERFORMANCE-BASED STOCK OPTIONS
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP Agenda: 932089661
CUSIP: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. BLACK Mgmt
K.I. CHENAULT Mgmt
C. GHOSN Mgmt
N.O. KEOHANE Mgmt
C.F. KNIGHT Mgmt
L.A. NOTO Mgmt
S.J. PALMISANO Mgmt
J.B. SLAUGHTER Mgmt
S. TAUREL Mgmt
C.M. VEST Mgmt
L.H. ZAMBRANO Mgmt
J.E. SPERO Mgmt
02 RATIFICATION OF APPOINTMENT OF Mgmt
INDEPENDENT ACCOUNTANTS
(PRICEWATERHOUSECOOPERS LLP) (PAGE 22)
03 RATIFICATION OF APPOINTMENT OF Mgmt
INDEPENDENT ACCOUNTANTS FOR THE
BUSINESS CONSULTING SERVICES UNIT
(ERNST & YOUNG LLP) (PAGE 22)
04 APPROVAL OF LONG-TERM INCENTIVE Mgmt
PERFORMANCE TERMS FOR CERTAIN
EXECUTIVES (PAGE 23)
05 STOCKHOLDER PROPOSAL ON: CUMULATIVE Shr
VOTING (PAGE 25)
06 STOCKHOLDER PROPOSAL ON: PENSION AND Shr
RETIREMENT MEDICAL (PAGE 25)
07 STOCKHOLDER PROPOSAL ON: EXECUTIVE Shr
COMPENSATION (PAGE 26)
08 STOCKHOLDER PROPOSAL ON: EXPENSING Shr
STOCK OPTIONS (PAGE 28)
09 STOCKHOLDER PROPOSAL ON: DISCLOSURE OF Shr
EXECUTIVE COMPENSATION (PAGE 29)
10 STOCKHOLDER PROPOSAL ON: CHINA Shr
BUSINESS PRINCIPLES (PAGE 30)
11 STOCKHOLDER PROPOSAL ON: POLITICAL Shr
CONTRIBUTIONS (PAGE 31)
12 STOCKHOLDER PROPOSAL ON: A REVIEW OF Shr
EXECUTIVE COMPENSATION POLICIES (PAGE
32)
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY Agenda: 932135898
CUSIP: 460146103 Meeting Type: Annual
Ticker: IP Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT M. AMEN** Mgmt
W. CRAIG MCCLELLAND* Mgmt
ROBERT D. KENNEDY* Mgmt
JAMES A. HENDERSON* Mgmt
MARTHA F. BROOKS* Mgmt
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt
AS THE COMPANY S INDEPENDENT AUDITOR
FOR 2004.
03 APPROVAL OF THE AMENDED LONG-TERM Mgmt
INCENTIVE COMPENSATION PLAN.
04 REAFFIRMATION OF THE PERFORMANCE GOALS Mgmt
UNDER THE LONG-TERM INCENTIVE
COMPENSATION PLAN.
05 PROPOSAL RELATING TO LIMITING Shr
COMPENSATION OF CHIEF EXECUTIVE
OFFICER.
- -------------------------------------------------------------------------------------------------------
J.P. MORGAN CHASE & CO. Agenda: 932142211
CUSIP: 46625H100 Meeting Type: Annual
Ticker: JPM Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MERGER PROPOSAL Mgmt
02 WILLIAM B. HARRISON, JR Mgmt
JOHN R. STAFFORD Mgmt
LEE R. RAYMOND Mgmt
HELENE L. KAPLAN Mgmt
ELLEN V. FUTTER Mgmt
LAWRENCE A. BOSSIDY Mgmt
JOHN H. BIGGS Mgmt
02 HANS W. BECHERER Mgmt
FRANK A. BENNACK, JR. Mgmt
WILLIAM H. GRAY, III Mgmt
03 APPOINTMENT OF EXTERNAL AUDITOR Mgmt
04 RE-APPROVAL OF KEY EXECUTIVE Mgmt
PERFORMANCE PLAN
05 ADJOURNMENT OF MEETING, IF NECESSARY, Mgmt
TO SOLICIT ADDITIONAL PROXIES
06 DIRECTOR TERM LIMIT Shr
07 CHARITABLE CONTRIBUTIONS Shr
08 POLITICAL CONTRIBUTIONS Shr
09 SEPARATION OF CHAIRMAN AND CEO Shr
10 DERIVATIVE DISCLOSURE Shr
11 AUDITOR INDEPENDENCE Shr
12 DIRECTOR COMPENSATION Shr
13 PAY DISPARITY Shr
- -------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda: 932103219
CUSIP: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SUSAN L. LINDQUIST Mgmt
GERARD N. BURROW Mgmt
WILLIAM C. WELDON Mgmt
HENRY B. SCHACHT Mgmt
DAVID SATCHER Mgmt
LEO F. MULLIN Mgmt
ARNOLD G. LANGBO Mgmt
ANN D. JORDAN Mgmt
M. JUDAH FOLKMAN Mgmt
ROBERT J. DARRETTA Mgmt
JAMES G. CULLEN Mgmt
MARY S. COLEMAN Mgmt
STEVEN S REINEMUND Mgmt
02 RATIFICATION OF APPOINTMENT OF Mgmt
PRICEWATERHOUSECOOPERS AS INDEPENDENT
AUDITORS
03 PROPOSAL ON CHARITABLE CONTRIBUTIONS Shr
- -------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda: 932072058
CUSIP: 478366107 Meeting Type: Annual
Ticker: JCI Meeting Date: 1/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT L. BARNETT Mgmt
RICHARD F. TEERLINK Mgmt
WILLIE D. DAVIS Mgmt
JEFFREY A. JOERRES Mgmt
02 APPROVAL OF PRICEWATERHOUSECOOPERS AS Mgmt
INDEPENDENT AUDITORS FOR 2004.
03 RATIFICATION OF THE LONG-TERM Mgmt
PERFORMANCE PLAN.
04 RATIFICATION OF THE EXECUTIVE Mgmt
INCENTIVE COMPENSATION PLAN.
05 RATIFICATION OF THE 2003 STOCK PLAN Mgmt
FOR OUTSIDE DIRECTORS.
06 APPROVAL OF THE 2001 RESTRICTED STOCK Mgmt
PLAN AMENDMENT.
- -------------------------------------------------------------------------------------------------------
KNIGHT-RIDDER, INC. Agenda: 932126887
CUSIP: 499040103 Meeting Type: Annual
Ticker: KRI Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARK A. ERNST Mgmt For For
K. FOLEY FELDSTEIN Mgmt For For
THOMAS P. GERRITY Mgmt For For
GONZALO F. VALDES-FAULI Mgmt For For
02 RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP
- -------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda: 932107344
CUSIP: 539830109 Meeting Type: Annual
Ticker: LMT Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DOUGLAS H. MCCORKINDALE Mgmt
DOUGLAS C. YEARLEY Mgmt
JAMES R. UKROPINA Mgmt
ROBERT J. STEVENS Mgmt
ANNE STEVENS Mgmt
FRANK SAVAGE Mgmt
EUGENE F. MURPHY Mgmt
01 GWENDOLYN S. KING Mgmt
VANCE D. COFFMAN Mgmt
MARCUS C. BENNETT Mgmt
E.C."PETE"ALDRIDGE, JR. Mgmt
NOLAN D. ARCHIBALD Mgmt
NORMAN R. AUGUSTINE Mgmt
JOSEPH W. RALSTON Mgmt
02 RATIFICATION OF APPOINTMENT OF Mgmt
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL BY EVELYN Y. DAVIS Shr
04 STOCKHOLDER PROPOSAL BY JOHN CHEVEDDEN Shr
05 STOCKHOLDER PROPOSAL BY UNITED Shr
ASSOCIATION S&P 500 INDEX FUND
06 STOCKHOLDER PROPOSAL BY THE SISTERS OF Shr
MERCY AND OTHER GROUPS
- -------------------------------------------------------------------------------------------------------
MBNA CORPORATION Agenda: 932107231
CUSIP: 55262L100 Meeting Type: Annual
Ticker: KRB Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BENJAMIN R. CIVILETTI Mgmt For For
BRUCE L. HAMMONDS Mgmt For For
WILLIAM L. JEWS Mgmt For For
RANDOLPH D. LERNER Mgmt For For
JAMES H. BERICK Mgmt For For
WILLIAM B. MILSTEAD Mgmt For For
STUART L. MARKOWITZ Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL (ITEM 3 IN PROXY Shr Against For
STATEMENT)
04 STOCKHOLDER PROPOSAL (ITEM 4 IN PROXY Shr Against For
STATEMENT)
- -------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda: 932121697
CUSIP: 571748102 Meeting Type: Annual
Ticker: MMC Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 LEWIS W. BERNARD Mgmt
MATHIS CABIALLAVETTA Mgmt
ZACHARY W. CARTER Mgmt
ROBERT F. ERBURU Mgmt
OSCAR FANJUL Mgmt
01 RAY J. GROVES Mgmt
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt
AS INDEPENDENT AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC. Agenda: 932115113
CUSIP: 571903202 Meeting Type: Annual
Ticker: MAR Meeting Date: 4/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN W. MARRIOTT III Mgmt
HARRY J. PEARCE Mgmt
LAWRENCE W. KELLNER Mgmt
02 RATIFY APPOINTMENT OF ERNST AND YOUNG Mgmt
LLP AS INDEPENDENT AUDITOR
03 SHAREHOLDER PROPOSAL TO ADOPT Shr
CUMULATIVE VOTING FOR ELECTION OF
DIRECTORS
- -------------------------------------------------------------------------------------------------------
MEDTRONIC, INC. Agenda: 932028663
CUSIP: 585055106 Meeting Type: Annual
Ticker: MDT Meeting Date: 8/28/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GORDON M. SPRENGER Mgmt For For
RICHARD H. ANDERSON Mgmt For For
MICHAEL R. BONSIGNORE Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
MEDTRONIC S INDEPENDENT AUDITORS
03 TO APPROVE MEDTRONIC S 2003 LONG-TERM Mgmt For For
INCENTIVE PLAN.
04 TO APPROVE MEDTRONIC S EXECUTIVE Mgmt For For
INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda: 932102306
CUSIP: 589331107 Meeting Type: Annual
Ticker: MRK Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PETER C. WENDELL* Mgmt
WILLIAM G. BOWEN** Mgmt
WILLIAM M. DALEY** Mgmt
THOMAS E. SHENK** Mgmt
WENDELL P. WEEKS** Mgmt
02 RATIFICATION OF THE APPOINTMENT OF THE Mgmt
COMPANY S INDEPENDENT AUDITORS FOR
03 PROPOSAL TO AMEND THE RESTATED Mgmt
CERTIFICATE OF INCORPORATION TO
DECLASSIFY THE BOARD OF DIRECTORS
04 STOCKHOLDER PROPOSAL CONCERNING Shr
MANAGEMENT COMPENSATION
05 STOCKHOLDER PROPOSAL CONCERNING Shr
EXTENSION OF PRESCRIPTION DRUG PATENTS
06 STOCKHOLDER PROPOSAL CONCERNING Shr
ETHICAL AND SOCIAL PERFORMANCE OF THE
COMPANY
07 STOCKHOLDER PROPOSAL CONCERNING USE OF Shr
SHAREHOLDER RESOURCES FOR POLITICAL
PURPOSES
08 STOCKHOLDER PROPOSAL CONCERNING A Shr
REPORT RELATED TO THE GLOBAL HIV/AIDS
PANDEMIC
- -------------------------------------------------------------------------------------------------------
MERRILL LYNCH & CO., INC. Agenda: 932101037
CUSIP: 590188108 Meeting Type: Annual
Ticker: MER Meeting Date: 4/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID K. NEWBIGGING Mgmt
JOSEPH W. PRUEHER Mgmt
02 RATIFY APPOINTMENT OF DELOITTE & Mgmt
TOUCHE LLP AS INDEPENDENT AUDITOR
03 INSTITUTE CUMULATIVE VOTING Shr
04 INDEPENDENT CHAIRMAN SEPARATE FROM Shr
CHIEF EXECUTIVE OFFICER
- -------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda: 932102382
CUSIP: 59156R108 Meeting Type: Annual
Ticker: MET Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES M. LEIGHTON Mgmt
BURTON A. DOLE, JR. Mgmt
CURTIS H. BARNETTE Mgmt
JOHN C. DANFORTH Mgmt
HARRY P. KAMEN Mgmt
02 APPROVAL OF THE METLIFE, INC. 2005 Mgmt
STOCK AND INCENTIVE COMPENSATION PLAN
03 APPROVAL OF THE METLIFE ANNUAL Mgmt
VARIABLE INCENTIVE PLAN
04 APPROVAL OF THE METLIFE, INC. 2005 Mgmt
NON-MANAGEMENT DIRECTOR STOCK
COMPENSATION PLAN
05 RATIFICATION OF APPOINTMENT OF Mgmt
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITOR FOR 2004
06 SHAREHOLDER PROPOSAL CONCERNING CEO Shr
COMPENSATION
- -------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda: 932048879
CUSIP: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 11/11/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WM. G. REED JR. Mgmt For For
STEVEN A. BALLMER Mgmt For For
JAMES I. CASH JR. Mgmt For For
RAYMOND V. GILMARTIN Mgmt For For
JON A. SHIRLEY Mgmt For For
A. MCLAUGHLIN KOROLOGOS Mgmt For For
DAVID F. MARQUARDT Mgmt For For
CHARLES H. NOSKI Mgmt For For
HELMUT PANKE Mgmt For For
WILLIAM H. GATES III Mgmt For For
02 ADOPTION OF THE AMENDMENTS TO THE 2001 Mgmt For For
STOCK PLAN
03 ADOPTION OF THE AMENDMENTS TO THE 1999 Mgmt For For
STOCK OPTION PLAN FOR NON-EMPLOYEE
DIRECTORS
04 SHAREHOLDER PROPOSAL (THE BOARD Shr Against For
RECOMMENDS A VOTE AGAINST THIS
PROPOSAL)
- -------------------------------------------------------------------------------------------------------
MONSANTO COMPANY Agenda: 932069948
CUSIP: 61166W101 Meeting Type: Annual
Ticker: MON Meeting Date: 1/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FRANK V. ATLEE III Mgmt
SHARON R. LONG Mgmt
GWENDOLYN S. KING Mgmt
02 RATIFICATION OF APPOINTMENT OF Mgmt
INDEPENDENT ACCOUNTANTS
03 APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt
INCENTIVE PLAN
04 APPROVAL OF SHAREOWNER PROPOSAL ONE Shr
05 APPROVAL OF SHAREOWNER PROPOSAL TWO Shr
06 APPROVAL OF SHAREOWNER PROPOSAL THREE Shr
- -------------------------------------------------------------------------------------------------------
MOTOROLA, INC. Agenda: 932106265
CUSIP: 620076109 Meeting Type: Annual
Ticker: MOT Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 W. MASSEY Mgmt For For
H.L. FULLER Mgmt For For
E. ZANDER Mgmt For For
N. NEGROPONTE Mgmt For For
I. NOOYI Mgmt For For
J. PEPPER, JR. Mgmt For For
S. SCOTT III Mgmt For For
J. WHITE Mgmt For For
M. ZAFIROVSKI Mgmt For For
J. LEWENT Mgmt For For
D. WARNER III Mgmt For For
02 SHAREHOLDER PROPOSAL RE: COMMONSENSE Shr Against For
EXECUTIVE COMPENSATION
03 SHAREHOLDER PROPOSAL RE: PERFORMANCE Shr Against For
AND TIME-BASED RESTRICTED SHARES
- -------------------------------------------------------------------------------------------------------
NATIONAL SEMICONDUCTOR CORPORATION Agenda: 932038258
CUSIP: 637640103 Meeting Type: Annual
Ticker: NSM Meeting Date: 9/26/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MODESTO A. MAIDIQUE Mgmt For For
GARY P. ARNOLD Mgmt For For
E. FLOYD KVAMME Mgmt For For
STEVEN R. APPLETON Mgmt For For
BRIAN L. HALLA Mgmt For For
EDWARD R. MCCRACKEN Mgmt For For
RICHARD J. DANZIG Mgmt For For
ROBERT J. FRANKENBERG Mgmt For For
02 TO APPROVE KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY.
03 TO APPROVE THE ADOPTION OF THE 2003 Mgmt For For
EMPLOYEES STOCK PURCHASE PLAN.
- -------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda: 932033854
CUSIP: 654106103 Meeting Type: Annual
Ticker: NKE Meeting Date: 9/22/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 A. MICHAEL SPENCE Mgmt For For
JOHN E. JAQUA Mgmt For For
ALAN B. GRAF, JR. Mgmt For For
JILL K. CONWAY Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
THE NIKE, INC. 1990 STOCK INCENTIVE
PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
NORTHERN TRUST CORPORATION Agenda: 932101001
CUSIP: 665859104 Meeting Type: Annual
Ticker: NTRS Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN W. ROWE Mgmt For For
WILLIAM A. OSBORN Mgmt For For
DUANE L. BURNHAM Mgmt For For
DOLORES E. CROSS Mgmt For For
SUSAN CROWN Mgmt For For
ROBERT S. HAMADA Mgmt For For
ROBERT A. HELMAN Mgmt For For
DIPAK C. JAIN Mgmt For For
HAROLD B. SMITH Mgmt For For
ARTHUR L. KELLY Mgmt For For
WILLIAM D. SMITHBURG Mgmt For For
ROBERT C. MCCORMACK Mgmt For For
EDWARD J. MOONEY Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE CORPORATION S
INDEPENDENT PUBLIC ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda: 932118056
CUSIP: 670346105 Meeting Type: Annual
Ticker: NUE Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RAYMOND J. MILCHOVICH Mgmt
01 DANIEL R. DIMICCO Mgmt
JAMES D. HLAVACEK Mgmt
02 RATIFY THE APPOINTMENT OF Mgmt
PRICEWATERHOUSECOOPERS LLP AS NUCOR S
INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2004
- -------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda: 932041887
CUSIP: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 10/13/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 H. RAYMOND BINGHAM Mgmt
JOSEPH A. GRUNDFEST Mgmt
DONALD L. LUCAS Mgmt
MICHAEL J. BOSKIN Mgmt
JEFFREY O. HENLEY Mgmt
JACK F. KEMP Mgmt
JEFFREY BERG Mgmt
SAFRA CATZ Mgmt
HECTOR GARCIA-MOLINA Mgmt
LAWRENCE J. ELLISON Mgmt
02 PROPOSAL FOR THE APPROVAL OF THE Mgmt
ADOPTION OF THE FISCAL YEAR 2004
EXECUTIVE BONUS PLAN
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING MAY 31, 2004
04 PROPOSAL FOR THE APPROVAL OF THE Mgmt
AMENDED AND RESTATED 1993 DIRECTORS
STOCK PLAN
05 PROPOSAL TO ADOPT THE CHINA BUSINESS Shr
PRINCIPLES FOR RIGHTS OF WORKERS IN
CHINA
- -------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda: 932115086
CUSIP: 713448108 Meeting Type: Annual
Ticker: PEP Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C.M. TRUDELL Mgmt
D. VASELLA Mgmt
F.D. RAINES Mgmt
S.D. TRUJILLO Mgmt
J.F. AKERS Mgmt
01 F.A. THOMAS Mgmt
J.J. SCHIRO Mgmt
S.S. REINEMUND Mgmt
I.K. NOOYI Mgmt
A.C. MARTINEZ Mgmt
R.L. HUNT Mgmt
R.E. ALLEN Mgmt
S.P. ROCKEFELLER Mgmt
02 APPROVAL OF AUDITORS Mgmt
03 APPROVAL OF THE 2004 EXECUTIVE Mgmt
INCENTIVE COMPENSATION PLAN
04 SHAREHOLDER PROPOSAL (PROXY STATEMENT Shr
P.22)
05 SHAREHOLDER PROPOSAL (PROXY STATEMENT Shr
P.23)
- -------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda: 932101607
CUSIP: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM R. HOWELL Mgmt
JEAN-PAUL VALLES Mgmt
WILLIAM C. STEERE, JR. Mgmt
RUTH J. SIMMONS Mgmt
FRANKLIN D. RAINES Mgmt
DANA G. MEAD Mgmt
HENRY A. MCKINNELL Mgmt
STANLEY O. IKENBERRY Mgmt
CONSTANCE J. HORNER Mgmt
WILLIAM H. GRAY III Mgmt
W. DON CORNWELL Mgmt
ROBERT N. BURT Mgmt
M. ANTHONY BURNS Mgmt
MICHAEL S. BROWN Mgmt
GEORGE A. LORCH Mgmt
02 A PROPOSAL TO APPROVE THE APPOINTMENT Mgmt
OF KPMG LLP AS INDEPENDENT AUDITORS
FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. Mgmt
2004 STOCK PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW Shr
OF THE ECONOMIC EFFECTS OF THE
HIV/AIDS, TB AND MALARIA PANDEMICS ON
THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO Shr
POLITICAL CONTRIBUTIONS.
06 SHAREHOLDER PROPOSAL RELATING TO AN Shr
ANNUAL REPORT ON CORPORATE RESOURCES
DEVOTED TO SUPPORTING POLITICAL
ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE Shr
TERM LIMITS ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A Shr
REPORT ON INCREASING ACCESS TO PFIZER
PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shr
10 SHAREHOLDER PROPOSAL ON IN VITRO Shr
TESTING.
- -------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda: 932038474
CUSIP: 742718109 Meeting Type: Annual
Ticker: PG Meeting Date: 10/14/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NORMAN R. AUGUSTINE Mgmt
A.G. LAFLEY Mgmt
JOHNATHAN A. RODGERS Mgmt
JOHN F. SMITH, JR. Mgmt
MARGARET C. WHITMAN Mgmt
02 RATIFY APPOINTMENT OF INDEPENDENT Mgmt
AUDITORS
03 APPROVE THE PROCTER & GAMBLE 2003 NON- Mgmt
EMPLOYEE DIRECTORS STOCK PLAN
04 SHAREHOLDER PROPOSAL NO. 1 BOARD OF Shr
DIRECTORS TERMS
05 SHAREHOLDER PROPOSAL NO. 2 LABEL Shr
GENETICALLY ENGINEERED FOODS
- -------------------------------------------------------------------------------------------------------
PROGRESS ENERGY, INC. Agenda: 932115846
CUSIP: 743263105 Meeting Type: Annual
Ticker: PGN Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. COKER Mgmt
J. WITTNER Mgmt
P. RUMMELL Mgmt
E. MCKEE Mgmt
R. MCGEHEE Mgmt
02 SHAREHOLDER PROPOSAL RELATING TO STOCK Shr
OPTIONS FOR DIRECTORS AND CERTAIN
EXECUTIVE OFFICERS AS SET FORTH IN THE
PROXY STATEMENT.
- -------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda: 932109425
CUSIP: 743315103 Meeting Type: Annual
Ticker: PGR Meeting Date: 4/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GLENN M. RENWICK Mgmt
DONALD B. SHACKELFORD Mgmt
PETER B. LEWIS Mgmt
02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt
THE COMPANY S CODE OF REGULATIONS TO
ALLOW THE BOARD OF DIRECTORS TO
AUTHORIZE THE COMPANY TO ISSUE SHARES
WITHOUT ISSUING PHYSICAL CERTIFICATES.
03 PROPOSAL TO APPROVE THE PROGRESSIVE Mgmt
CORPORATION 2004 EXECUTIVE BONUS PLAN.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITOR FOR 2004.
- -------------------------------------------------------------------------------------------------------
SEARS, ROEBUCK AND CO. Agenda: 932100340
CUSIP: 812387108 Meeting Type: Annual
Ticker: S Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM L. BAX Mgmt
DONALD J. CARTY Mgmt
ALAN J. LACY Mgmt
HUGH B. PRICE Mgmt
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt
AS INDEPENDENT AUDITORS FOR THE YEAR
2004.
03 SHAREHOLDER PROPOSAL REGARDING Shr
CLASSIFIED BOARD.
04 SHAREHOLDER PROPOSAL REGARDING POISON Shr
PILLS.
05 SHAREHOLDER PROPOSAL REGARDING Shr
MAJORITY VOTE SHAREHOLDER COMMITTEE.
- -------------------------------------------------------------------------------------------------------
SOLECTRON CORPORATION Agenda: 932074381
CUSIP: 834182107 Meeting Type: Annual
Ticker: SLR Meeting Date: 1/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. WESLEY M. SCOTT Mgmt
DR. PAUL R. LOW Mgmt
CYRIL YANSOUNI Mgmt
OSAMU YAMADA Mgmt
HEINZ FRIDRICH Mgmt
RICHARD A. D'AMORE Mgmt
MICHAEL R. CANNON Mgmt
WILLIAM A. HASLER Mgmt
WILLIAM R. GRABER Mgmt
02 TO APPROVE AN AMENDMENT TO THE COMPANY S Mgmt
2002 STOCK OPTION PLAN TO PERMIT AN
OPTION EXCHANGE PROGRAM.
03 TO RATIFY THE APPOINTMENT OF KPMG LLP Mgmt
AS INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING AUGUST 31,
2004.
- -------------------------------------------------------------------------------------------------------
THE SOUTHERN COMPANY Agenda: 932148857
CUSIP: 842587107 Meeting Type: Annual
Ticker: SO Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 Z.T. PATE Mgmt
D.P. AMOS Mgmt
D.J. BERN Mgmt
J.N. PURCELL Mgmt
D.M. RATCLIFFE Mgmt
G.J. ST. PE Mgmt
T.F. CHAPMAN Mgmt
F.S. BLAKE Mgmt
D.M. JAMES Mgmt
B.S. GORDON Mgmt
H.A. FRANKLIN Mgmt
02 RATIFICATION OF THE APPOINTMENT OF Mgmt
DELOITTE & TOUCHE AS INDEPENDENT
AUDITORS FOR 2004
03 APPROVAL OF OUTSIDE DIRECTORS STOCK Mgmt
PLAN
- -------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda: 932141182
CUSIP: 844741108 Meeting Type: Annual
Ticker: LUV Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TRAVIS C. JOHNSON Mgmt For For
ROLLIN W. KING Mgmt For For
JUNE M. MORRIS Mgmt For For
C. WEBB CROCKETT Mgmt For For
WILLIAM P. HOBBY Mgmt For For
HERBERT D. KELLEHER Mgmt For For
02 RATIFICATION OF SELECTION OF AUDITOR Mgmt For For
(ITEM 2) ON PAGE 19 OF THE PROXY
STATEMENT.
- -------------------------------------------------------------------------------------------------------
STAPLES, INC. Agenda: 932168900
CUSIP: 855030102 Meeting Type: Annual
Ticker: SPLS Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PAUL F. WALSH Mgmt
MARTIN TRUST Mgmt
ARTHUR M. BLANK Mgmt
GARY L. CRITTENDEN Mgmt
02 TO APPROVE STAPLES 2004 STOCK Mgmt
INCENTIVE PLAN.
03 TO APPROVE STAPLES AMENDED AND Mgmt
RESTATED 1998 EMPLOYEE STOCK PURCHASE
PLAN.
04 TO APPROVE STAPLES AMENDED AND Mgmt
RESTATED INTERNATIONAL EMPLOYEE STOCK
PURCHASE PLAN.
05 TO RATIFY THE SELECTION BY THE AUDIT Mgmt
COMMITTEE OF ERNST & YOUNG LLP AS
STAPLES INDEPENDENT AUDITORS FOR THE
CURRENT FISCAL YEAR.
06 TO ACT ON A SHAREHOLDER PROPOSAL ON Shr
SHAREHOLDER RIGHTS PLANS.
07 TO ACT ON A SHAREHOLDER PROPOSAL ON Shr
SHAREHOLDER INPUT ON POISON PILLS.
08 TO ACT ON A SHAREHOLDER PROPOSAL ON Shr
COMMONSENSE EXECUTIVE COMPENSATION.
09 TO ACT ON A SHAREHOLDER PROPOSAL ON Shr
AUDITOR INDEPENDENCE.
- -------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda: 932092606
CUSIP: 855244109 Meeting Type: Annual
Ticker: SBUX Meeting Date: 3/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM W. BRADLEY* Mgmt For For
OLDEN LEE** Mgmt For For
GREGORY B. MAFFEI* Mgmt For For
ORIN C. SMITH* Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING OCTOBER 3, 2004.
- -------------------------------------------------------------------------------------------------------
SUNTRUST BANKS, INC. Agenda: 932100275
CUSIP: 867914103 Meeting Type: Annual
Ticker: STI Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT M. BEALL, II Mgmt For For
FRANK S. ROYAL, M.D. Mgmt For For
LARRY L. PRINCE Mgmt For For
J. HICKS LANIER Mgmt For For
JEFFREY C. CROWE Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR 2004.
03 PROPOSAL TO APPROVE THE COMPANY S 2004 Mgmt For For
STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda: 932134656
CUSIP: 87612E106 Meeting Type: Annual
Ticker: TGT Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WARREN R. STALEY Mgmt For For
CALVIN DARDEN Mgmt For For
ANNE M. MULCAHY Mgmt For For
MICHELE J. HOOPER Mgmt For For
STEPHEN W. SANGER Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
03 APPROVAL OF THE TARGET CORPORATION Mgmt For For
LONG-TERM INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda: 932098634
CUSIP: 882508104 Meeting Type: Annual
Ticker: TXN Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 T.J. ENGIBOUS Mgmt
D.L. BOREN Mgmt
C.T. WHITMAN Mgmt
D.R. GOODE Mgmt
W.R. SANDERS Mgmt
R.J. SIMMONS Mgmt
R.K. TEMPLETON Mgmt
G.W. FRONTERHOUSE Mgmt
J.R. ADAMS Mgmt
D.A. CARP Mgmt
02 BOARD PROPOSAL TO RATIFY THE Mgmt
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY S INDEPENDENT AUDITORS FOR
2004.
03 STOCKHOLDER PROPOSAL REGARDING Shr
EXPENSING OF STOCK OPTIONS.
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3M COMPANY Agenda: 932124186
CUSIP: 88579Y101 Meeting Type: Annual
Ticker: MMM Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 W. JAMES MCNERNEY, JR. Mgmt
MICHAEL L. ESKEW Mgmt
KEVIN W. SHARER Mgmt
EDWARD A. BRENNAN Mgmt
02 RATIFICATION OF INDEPENDENT AUDITORS Mgmt
03 APPROVAL OF AN AMENDMENT TO THE Mgmt
CERTIFICATE OF INCORPORATION TO
INCREASE THE AUTHORIZED COMMON STOCK
04 STOCKHOLDER PROPOSAL RELATING TO Shr
SEPARATION OF THE ROLES OF CEO AND
CHAIRMAN OF THE BOARD
- -------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda: 932131294
CUSIP: 887317105 Meeting Type: Annual
Ticker: TWX Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FRANCIS T. VINCENT, JR. Mgmt
MICHAEL A. MILES Mgmt
MILES R. GILBURNE Mgmt
R.E. TURNER Mgmt
KENNETH J. NOVACK Mgmt
REUBEN MARK Mgmt
CARLA A. HILLS Mgmt
FRANK J. CAUFIELD Mgmt
JAMES L. BARKSDALE Mgmt
STEPHEN F. BOLLENBACH Mgmt
RICHARD D. PARSONS Mgmt
STEPHEN M. CASE Mgmt
ROBERT C. CLARK Mgmt
02 RATIFICATION OF AUDITORS. Mgmt
03 STOCKHOLDER PROPOSAL REGARDING CHINA Shr
BUSINESS PRINCIPLES.
04 STOCKHOLDER PROPOSAL REGARDING REPORT Shr
ON PAY DISPARITY.
- -------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda: 932105631
CUSIP: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 4/28/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J.R. STAFFORD Mgmt For For
J. NEUBAUER Mgmt For For
T.H. O'BRIEN Mgmt For For
H.B. PRICE Mgmt For For
J.R. BARKER Mgmt For For
R.L. CARRION Mgmt For For
R.W. LANE Mgmt For For
S.O. MOOSE Mgmt For For
I.G. SEIDENBERG Mgmt For For
W.V. SHIPLEY Mgmt For For
R.D. STOREY Mgmt For For
02 RATIFICATION OF INDEPENDENT AUDITOR Mgmt For For
03 CUMULATIVE VOTING Shr Against For
04 BOARD COMPOSITION Shr Against For
05 SEPARATE CHAIRMAN AND CEO Shr Against For
06 FUTURE POISON PILL Shr Against For
07 SUPPLEMENTAL EXECUTIVE RETIREMENT PLANS Shr For Against
08 OPTIONS OR STOCK GRANTS BASED ON Mgmt Against For
TRACKING STOCK
09 DIVERSITY REPORT ON OPTION GRANTS TO Mgmt Against For
EMPLOYEES
10 REPORT ON POLITICAL CONTRIBUTIONS Shr Against For
11 COLLECTION OF UNIVERSAL SERVICE AND Shr Against For
NUMBER PORTABILIY FEES
- -------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda: 932147285
CUSIP: 931142103 Meeting Type: Annual
Ticker: WMT Meeting Date: 6/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAWN G. LEPORE Mgmt
JOSE H. VILLARREAL Mgmt
S. ROBSON WALTON Mgmt
JACK C. SHEWMAKER Mgmt
H. LEE SCOTT, JR. Mgmt
J. PAUL REASON Mgmt
JOHN D. OPIE Mgmt
M. MICHELE BURNS Mgmt
ROLAND A. HERNANDEZ Mgmt
DAVID D. GLASS Mgmt
THOMAS M. COUGHLIN Mgmt
JOHN T. WALTON Mgmt
JAMES W. BREYER Mgmt
CHRISTOPHER J. WILLIAMS Mgmt
02 APPROVAL OF THE ASDA COLLEAGUE SHARE Mgmt
OWNERSHIP PLAN 1999
03 APPROVAL OF THE ASDA SHARESAVE PLAN Mgmt
2000
04 APPROVAL OF THE WAL-MART STORES, INC. Mgmt
2004 ASSOCIATE STOCK PURCHASE PLAN
05 RATIFICATION OF THE APPOINTMENT OF Mgmt
INDEPENDENT ACCOUNTANTS
06 A SHAREHOLDER PROPOSAL REGARDING AN Shr
INDEPENDENT CHAIRMAN
07 A SHAREHOLDER PROPOSAL REGARDING A Shr
SUSTAINABILITY REPORT
08 A SHAREHOLDER PROPOSAL REGARDING Shr
EQUITY COMPENSATION
09 A SHAREHOLDER PROPOSAL REGARDING Shr
GENETICALLY ENGINEERED FOOD PRODUCTS
10 A SHAREHOLDER PROPOSAL REGARDING AN Shr
EQUAL EMPLOYMENT OPPORTUNITY REPORT
11 A SHAREHOLDER PROPOSAL REGARDING Shr
SHAREHOLDER APPROVAL OF PARTICIPATION
IN THE OFFICER DEFERRED COMPENSATION
PLAN
- -------------------------------------------------------------------------------------------------------
WALGREEN CO. Agenda: 932064532
CUSIP: 931422109 Meeting Type: Annual
Ticker: WAG Meeting Date: 1/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHARLES R. WALGREEN III Mgmt For For
JOHN B. SCHWEMM Mgmt For For
ALAN G. MCNALLY Mgmt For For
DAVID Y. SCHWARTZ Mgmt For For
JEFFREY A. REIN Mgmt For For
CORDELL REED Mgmt For For
MARILOU M. VON FERSTEL Mgmt For For
WILLIAM C. FOOTE Mgmt For For
JAMES J. HOWARD Mgmt For For
DAVID W. BERNAUER Mgmt For For
02 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
WALGREEN CO. NONEMPLOYEE DIRECTOR
STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda: 932128982
CUSIP: 94106L109 Meeting Type: Annual
Ticker: WMI Meeting Date: 5/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PASTORA CAFFERTY Mgmt
ROBERT S. MILLER Mgmt
W. ROBERT REUM Mgmt
A. MAURICE MYERS Mgmt
JOHN C. POPE Mgmt
STEVEN G. ROTHMEIER Mgmt
CARL W. VOGT Mgmt
FRANK M. CLARK, JR. Mgmt
DAVID P. STEINER Mgmt
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS FOR 2004.
03 TO VOTE ON A PROPOSAL TO APPROVE OUR Mgmt
2004 STOCK INCENTIVE PLAN.
04 TO VOTE ON A PROPOSAL TO APPROVE OUR Mgmt
2005 ANNUAL INCENTIVE PLAN.
- -------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda: 932109538
CUSIP: 949746101 Meeting Type: Annual
Ticker: WFC Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DONALD B. RICE Mgmt
ENRIQUE HERNANDEZ, JR. Mgmt
ROBERT L. JOSS Mgmt
REATHA CLARK KING Mgmt
RICHARD M. KOVACEVICH Mgmt
RICHARD D. MCCORMICK Mgmt
SUSAN E. ENGEL Mgmt
PHILIP J. QUIGLEY Mgmt
STEPHEN W. SANGER Mgmt
JUDITH M. RUNSTAD Mgmt
SUSAN G. SWENSON Mgmt
CYNTHIA H. MILLIGAN Mgmt
J.A. BLANCHARD III Mgmt
MICHAEL W. WRIGHT Mgmt
02 PROPOSAL TO APPROVE THE COMPANY S Mgmt
SUPPLEMENTAL 401(K) PLAN.
03 PROPOSAL TO RATIFY APPOINTMENT OF KPMG Mgmt
LLP AS INDEPENDENT AUDITORS FOR 2004.
04 STOCKHOLDER PROPOSAL REGARDING Shr
EXPENSING STOCK OPTIONS.
05 STOCKHOLDER PROPOSAL REGARDING Shr
RESTRICTED STOCK.
06 STOCKHOLDER PROPOSAL REGARDING Shr
EXECUTIVE COMPENSATION AND PREDATORY
LENDING.
07 STOCKHOLDER PROPOSAL REGARDING Shr
POLITICAL CONTRIBUTIONS.
- -------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda: 932104742
CUSIP: 963320106 Meeting Type: Annual
Ticker: WHR Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ALLAN D. GILMOUR Mgmt For For
MICHAEL F. JOHNSTON Mgmt For For
JANICE D. STONEY Mgmt For For
DAVID R. WHITWAM Mgmt For For
02 TO RENEW THE WHIRLPOOL CORPORATION Mgmt For For
PERFORMANCE EXCELLENCE PLAN
- -------------------------------------------------------------------------------------------------------
XEROX CORPORATION Agenda: 932116292
CUSIP: 984121103 Meeting Type: Annual
Ticker: XRX Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 N.J. NICHOLAS, JR. Mgmt
ANNE M. MULCAHY Mgmt
JOHN E. PEPPER Mgmt
RICHARD J. HARRINGTON Mgmt
ANN N. REESE Mgmt
STEPHEN ROBERT Mgmt
RALPH S. LARSEN Mgmt
HILMAR KOPPER Mgmt
GLENN A. BRITT Mgmt
WILLIAM CURT HUNTER Mgmt
VERNON E. JORDAN, JR. Mgmt
02 RATIFICATION OF AUDITORS. Mgmt
03 ADOPT THE 2004 PERFORMANCE INCENTIVE Mgmt
PLAN.
04 ADOPT THE 2004 EQUITY COMPENSATION Mgmt
PLAN FOR NON-EMPLOYEE DIRECTORS.
- -------------------------------------------------------------------------------------------------------
YAHOO! INC. Agenda: 932143477
CUSIP: 984332106 Meeting Type: Annual
Ticker: YHOO Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JERRY YANG Mgmt
EDWARD R. KOZEL Mgmt
ROBERT A. KOTICK Mgmt
ARTHUR H. KERN Mgmt
ERIC HIPPEAU Mgmt
ROY J. BOSTOCK Mgmt
TERRY S. SEMEL Mgmt
GARY L. WILSON Mgmt
RONALD W. BURKLE Mgmt
02 AMENDMENT OF THE AMENDED AND RESTATED Mgmt
1996 EMPLOYEE STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF Mgmt
INDEPENDENT AUDITORS.
04 STOCKHOLDER PROPOSAL REGARDING Shr
EXPENSING OF OPTIONS.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) General Securities Inc.
By (Signature) /S/ Craig Robinson
-------------------------------------
Name Craig Robinson
Title President
Date 08-31-2004