UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
Investment Company Act file number - 811-07168
The Henlopen Fund
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(Exact name of registrant as specified in charter)
Longwood Corporate Center South
415 McFarlan Road, Suite 213
Kennett Square, PA, 19348
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(Address of principal executive offices) (Zip code)
Michael L. Hershey
Landis Associates LLC
Longwood Corporate Center South
Kennett Square, PA, 19348
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(Name and address of agent for service)
Registrant's telephone number, including area code: 610-925-0400
Date of fiscal year end: 6/30
Date of reporting period: 07/01/2003 - 06/30/2004
ITEM 1. PROXY VOTING RECORD
The information contained herein discloses the following information for each
matter relating to a portfolio security considered at any shareholder meeting
held during the period covered by the report and with respect to which the
registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number
for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (E.G., for or against proposal, or abstain;
for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
THE HENLOPEN FUND 0000891944
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ATMI, INC. Agenda: 932160625
CUSIP: 00207R101 Meeting Type: Annual
Ticker: ATMI Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MICHAEL J. YOMAZZO Mgmt For For
ROBERT S. HILLAS Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS: TO RATIFY THE
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING DECEMBER 31,
2004.
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ACACIA RESEARCH CORPORATION Agenda: 932119301
CUSIP: 003881208 Meeting Type: Annual
Ticker: CBMX Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 FRED A. DE BOOM Mgmt For For
AMIT KUMAR Mgmt For For
ROBERT L. HARRIS, II Mgmt For For
02 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
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ACCESS PHARMACEUTICALS, INC. Agenda: 932151361
CUSIP: 00431M209 Meeting Type: Annual
Ticker: AKC Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 HERBERT H. MCDADE, JR. Mgmt For For
J. MICHAEL FLINN Mgmt For For
KERRY P. GRAY Mgmt For For
02 PROPOSAL TO RATIFY AND APPROVE THE Mgmt For For
APPOINTMENT OF GRANT THORNTON LLP AS
OUR INDEPENDENT ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2004.
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AEROPOSTALE, INC. Agenda: 932186263
CUSIP: 007865108 Meeting Type: Annual
Ticker: ARO Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 APPROVAL OF AN AMENDMENT TO THE Mgmt For For
COMPANY S CERTIFICATE OF INCORPORATION
TO PROVIDE FOR A CLASSIFIED BOARD OF
DIRECTORS.
02 MARY ELIZABETH BURTON Mgmt For For
ROBERT B. CHAVEZ Mgmt For For
JULIAN R. GEIGER Mgmt For For
JOHN S. MILLS Mgmt For For
RONALD L. BEEGLE Mgmt For For
JOHN D. HOWARD Mgmt For For
DAVID B. VERMYLEN Mgmt For For
BODIL ARLANDER Mgmt For For
DAVID EDWAB Mgmt For For
03 APPROVAL OF THE EXECUTIVE INCENTIVE Mgmt For For
BONUS PLAN.
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ADVANCED MICRO DEVICES, INC. Agenda: 932105302
CUSIP: 007903107 Meeting Type: Annual
Ticker: AMD Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 BRUCE CLAFLIN Mgmt For For
W.J. SANDERS III Mgmt For For
HECTOR DE J. RUIZ Mgmt For For
W. MICHAEL BARNES Mgmt For For
R. GENE BROWN Mgmt For For
H. PAULETT EBERHART Mgmt For For
ROBERT B. PALMER Mgmt For For
LEONARD M. SILVERMAN Mgmt For For
CHARLES M. BLALACK Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS.
03 APPROVAL OF THE AMD 2004 EQUITY Mgmt For For
INCENTIVE PLAN.
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AMERICAN HOME MORTGAGE INV CORP Agenda: 932174749
CUSIP: 02660R107 Meeting Type: Annual
Ticker: AHH Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 M.A. MCMANUS, JR.* Mgmt For For
JOHN A. JOHNSTON* Mgmt For For
IRVING J. THAU** Mgmt For For
02 RATIFICATION OF DELOITTE & TOUCHE LLP Mgmt For For
AS THE COMPANY S EXTERNAL AUDITOR.
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AMERIGON INCORPORATED Agenda: 932163152
CUSIP: 03070L300 Meeting Type: Annual
Ticker: ARGN Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 FRANCOIS J. CASTAING Mgmt For For
JAMES J. PAULSEN Mgmt For For
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ASHLAND INC. Agenda: 932066889
CUSIP: 044204105 Meeting Type: Annual
Ticker: ASH Meeting Date: 1/29/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 ERNEST H. DREW Mgmt For For
MANNIE L. JACKSON Mgmt For For
THEODORE M. SOLSO Mgmt For For
MICHAEL J. WARD Mgmt For For
02 RATIFICATION OF ERNST & YOUNG AS Mgmt For For
INDEPENDENT AUDITORS FOR FISCAL 2004.
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AUTHENTIDATE HOLDING CORP. Agenda: 932081867
CUSIP: 052666104 Meeting Type: Annual
Ticker: ADAT Meeting Date: 3/4/2004 ISIN:
For/Against
Proposal Type Vote Management
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I J. EDWARD SHERIDAN Mgmt For For
JOHN T. BOTTI Mgmt For For
CHARLES C. JOHNSTON Mgmt For For
J. DAVID LUCE Mgmt For For
HARRY SILVERMAN Mgmt For For
I F. ROSS JOHNSON Mgmt For For
II PROPOSAL TO AMEND THE 2000 EMPLOYEE Mgmt For For
STOCK OPTION PLAN
III PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
IV PROPOSAL TO AMEND THE 2001 NON- Mgmt For For
EXECUTIVE DIRECTOR STOCK OPTION PLAN
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AUTODESK, INC. Agenda: 932178367
CUSIP: 052769106 Meeting Type: Annual
Ticker: ADSK Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MICHAEL J. FISTER Mgmt For For
CAROL A. BARTZ Mgmt For For
MARK A. BERTELSEN Mgmt For For
CRAWFORD W. BEVERIDGE Mgmt For For
J. HALLAM DAWSON Mgmt For For
PER-KRISTIAN HALVORSEN Mgmt For For
MARY ALICE TAYLOR Mgmt For For
LARRY W. WANGBERG Mgmt For For
STEVEN SCHEID Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
AUDITORS OF AUTODESK, INC. FOR THE
FISCAL YEAR ENDING JANUARY 31, 2005.
03 TO CONSIDER A STOCKHOLDER PROPOSAL IF Shr Abstain Against
PROPERLY PRESENTED AT THE MEETING.
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AXSYS TECHNOLOGIES, INC. Agenda: 932122788
CUSIP: 054615109 Meeting Type: Annual
Ticker: AXYS Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 STEPHEN W. BERSHAD Mgmt For For
ROBERT G. STEVENS Mgmt For For
RICHARD F. HAMM, JR. Mgmt For For
ANTHONY J. FIORELLI, JR Mgmt For For
ELIOT M. FRIED Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY S
INDEPENDENT ACCOUNTANTS FOR FISCAL
YEAR 2004.
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AXONYX INC. Agenda: 932187481
CUSIP: 05461R101 Meeting Type: Annual
Ticker: AXYX Meeting Date: 6/22/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 RALPH SNYDERMAN. M.D. Mgmt For For
GERARD J. VLAK, PH.D. Mgmt For For
STEVEN H. FERRIS, PH.D. Mgmt For For
LOUIS G. CORNACCHIA Mgmt For For
GOSSE B. BRUINSMA, M.D. Mgmt For For
MARVIN S. HAUSMAN, M.D. Mgmt For For
02 APPROVAL OF AMENDMENT TO THE RESTATED Mgmt For For
ARTICLES OF INCORPORATION
03 APPROVAL OF SECOND AMENDED AND Mgmt For For
RESTATED 2000 STOCK OPTION PLAN
04 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
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AZTAR CORPORATION Agenda: 932132296
CUSIP: 054802103 Meeting Type: Annual
Ticker: AZR Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 FRANK J. BRADY Mgmt For For
GORDON M. BURNS Mgmt For For
02 THE ADOPTION OF THE 2004 EMPLOYEE Mgmt For For
STOCK OPTION AND INCENTIVE PLAN.
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BITSTREAM INC. Agenda: 932151880
CUSIP: 091736108 Meeting Type: Annual
Ticker: BITS Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 DAVID G. LUBRANO Mgmt For For
CHARLES YING Mgmt For For
AMOS KAMINSKI Mgmt For For
ANNA M. CHAGNON Mgmt For For
GEORGE B. BEITZEL Mgmt For For
02 IN THEIR DISCRETION, THE PROXIES ARE Mgmt For For
AUTHORIZED TO VOTE UPON SUCH MATTERS
AS MAY PROPERLY COME BEFORE THE
MEETING OR ANY POSTPONEMENT OR
ADJOURNMENT THEREOF.
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BRIGHAM EXPLORATION COMPANY Agenda: 932173432
CUSIP: 109178103 Meeting Type: Annual
Ticker: BEXP Meeting Date: 6/3/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 DAVID T. BRIGHAM Mgmt For For
R. GRAHAM WHALING Mgmt For For
STEVEN A. WEBSTER Mgmt For For
HOBART A. SMITH Mgmt For For
STEPHEN P. REYNOLDS Mgmt For For
BEN M. BRIGHAM Mgmt For For
HAROLD D. CARTER Mgmt For For
STEPHEN C. HURLEY Mgmt For For
02 APPROVAL OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
03 APPROVAL OF AN AMENDMENT TO THE 1997 Mgmt For For
INCENTIVE PLAN TO INCREASE THE NUMBER
OF SHARES OF COMMON STOCK AVAILABLE
UNDER THE PLAN.
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BRITISH AMERICAN TOBACCO P.L.C. Agenda: 932129061
CUSIP: 110448107 Meeting Type: Annual
Ticker: BTI Meeting Date: 4/21/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 TO RECEIVE THE REPORT AND ACCOUNTS Mgmt For For
02 TO APPROVE THE REMUNERATION REPORT Mgmt For For
03 TO DECLARE A DIVIDEND Mgmt For For
04 TO REAPPOINT THE AUDITORS Mgmt For For
05 TO AUTHORISE THE DIRECTORS TO AGREE Mgmt For For
THE AUDITORS REMUNERATION
07 TO AUTHORISE THE COMPANY TO PURCHASE Mgmt For For
ITS OWN SHARES
6A TO REAPPOINT THE FOLLOWING AS Mgmt For For
DIRECTOR: PAUL ADAMS
6B TO REAPPOINT THE FOLLOWING AS Mgmt For For
DIRECTOR: ANTONIO MONTEIRO DE CASTRO
6C TO REAPPOINT THE FOLLOWING AS Mgmt For For
DIRECTOR: JAN DU PLESSIS (N)
6D TO REAPPOINT THE FOLLOWING AS Mgmt For For
DIRECTOR: K S WONG (A, N, R)
8A TO AMEND THE COMPANY S ARTICLES OF Mgmt For For
ASSOCIATION: TREASURY SHARES PROPOSAL
8B TO AMEND THE COMPANY S ARTICLES OF Mgmt For For
ASSOCIATION: DIRECTORS FEES PROPOSAL
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CAPITAL ONE FINANCIAL CORPORATION Agenda: 932093824
CUSIP: 14040H105 Meeting Type: Annual
Ticker: COF Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 MAYO A. SHATTUCK, III Mgmt For For
W. RONALD DIETZ Mgmt For For
LEWIS HAY, III Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE
CORPORATION FOR 2004.
03 APPROVAL OF CAPITAL ONE S 2004 STOCK Mgmt For For
INCENTIVE PLAN.
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CARREKER CORPORATION Agenda: 932172442
CUSIP: 144433109 Meeting Type: Annual
Ticker: CANI Meeting Date: 6/15/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 RONALD G. STEINHART Mgmt For For
DAVID K. SIAS Mgmt For For
JAMES D. CARREKER Mgmt For For
KEITH W. HUGHES Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG, LLP AS THE INDEPENDENT
CERTIFIED PUBLIC ACCOUNTANTS OF THE
COMPANY FOR THE FISCAL YEAR ENDING
JANUARY 31, 2005.
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CARRIZO OIL & GAS, INC. Agenda: 932157921
CUSIP: 144577103 Meeting Type: Annual
Ticker: CRZO Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
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01 S.P. JOHNSON IV Mgmt For For
01 BRYAN R. MARTIN Mgmt For For
F. GARDNER PARKER Mgmt For For
DOUGLAS A.P. HAMILTON Mgmt For For
ROGER A. RAMSEY Mgmt For For
STEVEN A. WEBSTER Mgmt For For
PAUL B. LOYD, JR. Mgmt For For
CHRISTOPHER C. BEHRENS Mgmt For For
FRANK A. WOJTEK Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
INCENTIVE PLAN.
03 APPROVAL OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG, LLP AS THE COMPANY S
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
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CELADON GROUP, INC. Agenda: 932057537
CUSIP: 150838100 Meeting Type: Annual
Ticker: CLDN Meeting Date: 11/21/2003 ISIN:
For/Against
Proposal Type Vote Management
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01 STEPHEN RUSSELL Mgmt For For
PAUL A. BIDDELMAN Mgmt For For
ANTHONY HEYWORTH Mgmt For For
MICHAEL MILLER Mgmt For For
JOHN KINES Mgmt For For
- -------------------------------------------------------------------------------------------------------
CENTEX CORPORATION Agenda: 932089053
CUSIP: 152312104 Meeting Type: Special
Ticker: CTX Meeting Date: 2/25/2004 ISIN:
For/Against
Proposal Type Vote Management
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C1 APPROVAL TO AMEND THE RESTATED Mgmt For For
ARTICLES OF INCORPORATION.*
C2 APPROVAL TO TERMINATE THE NOMINEE Mgmt For For
AGREEMENT.*
H1 APPROVAL OF THE TRANSACTION, INCLUDING Mgmt For For
APPROVAL OF THE RELATED MERGER
AGREEMENT FOR THE HOLDER MERGER.**
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CENTRAL EUROPEAN DISTRIBUTION CORP. Agenda: 932125455
CUSIP: 153435102 Meeting Type: Annual
Ticker: CEDC Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM V. CAREY Mgmt For For
DAVID BAILEY Mgmt For For
N. SCOTT FINE Mgmt For For
TONY HOUSH Mgmt For For
ROBERT P. KOCH Mgmt For For
JAN W. LASKOWSKI Mgmt For For
RICHARD ROBERTS Mgmt For For
02 TO AMEND THE COMPANY S CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 20,000,000 TO 40,000,000.
03 FOR RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS THE
COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR 2004.
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THE CENTRAL EUROPE AND RUSSIA FUND I Agenda: 932190452
CUSIP: 153436100 Meeting Type: Annual
Ticker: CEE Meeting Date: 6/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AMB. RICHARD R. BURT Mgmt For For
DETLEF BIERBAUM Mgmt For For
DR. KURT W. BOCK Mgmt For For
JOHN H. CANNON Mgmt For For
02 TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE AND THE BOARD OF DIRECTORS
OF PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING OCTOBER 31, 2004.
03 TO APPROVE A STOCKHOLDER PROPOSAL TO Shr Against For
TERMINATE THE INVESTMENT ADVISORY
AGREEMENT BETWEEN THE FUND AND
DEUTSCHE ASSET MANAGEMENT
INTERNATIONAL GMBH.
- -------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda: 932159569
CUSIP: 165167107 Meeting Type: Annual
Ticker: CHK Meeting Date: 6/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TOM L. WARD Mgmt For For
FRANK A. KEATING Mgmt For For
FREDERICK B. WHITTEMORE Mgmt For For
02 TO APPROVE AN AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
03 TO APPROVE AN AMENDMENT TO OUR Mgmt For For
CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED
SHARES OF PREFERRED STOCK.
- -------------------------------------------------------------------------------------------------------
CHICAGO BRIDGE & IRON COMPANY N.V. Agenda: 932143895
CUSIP: 167250109 Meeting Type: Annual
Ticker: CBI Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
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1A FIRST POSITION: BALLENGEE Mgmt
1B FIRST POSITION: BORDAGES Mgmt
1C SECOND POSITION: SIMPSON Mgmt
1D SECOND POSITION: LEVENTRY Mgmt
2 TO AUTHORIZE THE PREPARATION OF THE Mgmt
ANNUAL ACCOUNTS AND ANNUAL REPORT IN
THE ENGLISH LANGUAGE AND ADOPT DUTCH
STATUTORY ANNUAL ACCOUNTS
3 TO DISCHARGE MANAGEMENT BOARD AND Mgmt
SUPERVISORY BOARD FROM LIABILITY IN
EXERCISE OF THEIR DUTIES
4 TO RESOLVE THE FINAL DIVIDEND Mgmt
5 TO REPURCHASE UP TO 30% OF THE ISSUED Mgmt
SHARE CAPITAL
6 TO CANCEL SHARES TO BE ACQUIRED BY THE Mgmt
COMPANY IN ITS OWN SHARE CAPITAL
7 TO APPROVE THE EXTENSION OF THE Mgmt
AUTHORITY TO ISSUE AND/OR GRANT RIGHTS
ON SHARES AND TO LIMIT OR EXCLUDE
PREEMPTIVE RIGHTS
8 TO INCREASE THE AMOUNT OF THE Mgmt
AUTHORIZED SHARE CAPITAL
9 TO APPOINT DELOITTE & TOUCHE AS THE Mgmt
COMPANY S INDEPENDENT PUBLIC
ACCOUNTANTS
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CIRCUIT CITY STORES, INC. Agenda: 932173381
CUSIP: 172737108 Meeting Type: Annual
Ticker: CC Meeting Date: 6/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 E.V. GOINGS Mgmt For For
CAROLYN Y. WOO Mgmt For For
J. PATRICK SPAINHOUR Mgmt For For
JAMES F. HARDYMON Mgmt For For
ALLEN B. KING Mgmt For For
02 APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
1984 CIRCUIT CITY STORES, INC.
EMPLOYEE STOCK PURCHASE PLAN.
03 APPROVAL OF AN AMENDMENT TO THE 2000 Mgmt For For
NON-EMPLOYEE DIRECTORS STOCK INCENTIVE
PLAN.
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR FISCAL YEAR 2005.
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COMMERCE BANCORP, INC. Agenda: 932164065
CUSIP: 200519106 Meeting Type: Annual
Ticker: CBH Meeting Date: 6/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GEORGE E. NORCROSS, III Mgmt For For
STEVEN M. LEWIS Mgmt For For
MORTON N. KERR Mgmt For For
JOHN P. FERGUSON Mgmt For For
DONALD T. DIFRANCESCO Mgmt For For
JOSEPH E. BUCKELEW Mgmt For For
JACK R BERSHAD Mgmt For For
ROBERT C. BECK Mgmt For For
VERNON W. HILL, II Mgmt For For
JOSEPH T. TARQUINI, JR. Mgmt For For
JOSEPH J. PLUMERI, II Mgmt For For
DANIEL J. RAGONE Mgmt For For
WM. A. SCHWARTZ, JR. Mgmt For For
02 THE APPROVAL OF THE 2004 EMPLOYEE Mgmt For For
STOCK OPTION PLAN, AS MORE FULLY
DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT.
03 THE AMENDMENT TO THE COMPANY S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK THAT BANCORP IS
AUTHORIZED TO ISSUE BY 350,000,000
SHARES, AS MORE FULLY DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
04 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
AUDITORS, AS MORE FULLY DESCRIBED IN
THE ACCOMPANYING PROXY STATEMENT.
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COMMERCIAL CAPITAL BANCORP, INC Agenda: 932151626
CUSIP: 20162L105 Meeting Type: Annual
Ticker: CCBI Meeting Date: 5/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PROPOSAL TO APPROVE THE ISSUANCE OF Mgmt For For
COMMON STOCK PURSUANT TO THE TERMS OF
AN AGREEMENT AND PLAN OF MERGER, DATED
AS OF JANUARY 27, 2004, AMONG THE
COMPANY, CCBI ACQUISITION CORP. AND
HAWTHORNE FINANCIAL CORPORATION.
02 CHRISTOPHER G. HAGERTY Mgmt For For
MARK E. SCHAFFER Mgmt For For
STEPHEN H. GORDON Mgmt For For
03 PROPOSAL TO RATIFY KPMG LLP AS THE Mgmt For For
COMPANY S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
04 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
THE ARTICLES OF INCORPORATION TO
INCREASE THE AUTHORIZED COMMON STOCK.
05 PROPOSAL TO APPROVE THE EXECUTIVE Mgmt For For
PERFORMANCE-BASED COMPENSATION POLICY.
06 PROPOSAL TO APPROVE THE LONG-TERM Mgmt For For
STOCK-BASED INCENTIVE PLAN.
07 PROPOSAL TO GRANT DISCRETIONARY Mgmt For For
AUTHORITY TO ADJOURN THE ANNUAL
MEETING IF NECESSARY TO PERMIT FURTHER
SOLICITATION OF PROXIES IF THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF
THE ANNUAL MEETING TO APPROVE THE
ISSUANCE OF COMMON STOCK PURSUANT TO
THE TERM
- -------------------------------------------------------------------------------------------------------
CONCORD CAMERA CORP. Agenda: 932077616
CUSIP: 206156101 Meeting Type: Annual
Ticker: LENS Meeting Date: 1/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J. DAVID HAKMAN Mgmt For For
IRA B. LAMPERT Mgmt For For
RONALD S. COOPER Mgmt For For
WILLIAM J. O'NEILL, JR. Mgmt For For
MORRIS H. GINDI Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY
FOR THE FISCAL YEAR ENDING JULY 3,
2004.
- -------------------------------------------------------------------------------------------------------
CONSOL ENERGY INC. Agenda: 932117826
CUSIP: 20854P109 Meeting Type: Annual
Ticker: CNX Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOSEPH T. WILLIAMS Mgmt For For
JOHN L. WHITMIRE Mgmt For For
J. BRETT HARVEY Mgmt For For
JAMES E. ALTMEYER SR. Mgmt For For
PHILIP W. BAXTER Mgmt For For
WILLIAM E. DAVIS Mgmt For For
RAJ K. GUPTA Mgmt For For
PATRICIA A. HAMMICK Mgmt For For
WILLIAM P. POWELL Mgmt For For
02 RATIFICATION OF INDEPENDENT Mgmt For For
ACCOUNTANTS: PRICEWATERHOUSECOOPERS
LLP
- -------------------------------------------------------------------------------------------------------
CRAFTMADE INTERNATIONAL, INC. Agenda: 932064176
CUSIP: 22413E104 Meeting Type: Annual
Ticker: CRFT Meeting Date: 11/26/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 R. DON MORRIS Mgmt
JAMES RIDINGS Mgmt
WILLIAM E. BUCEK Mgmt
KATHLEEN OHER Mgmt
01 LARY C. SNODGRASS Mgmt
JOHN DEBLOIS Mgmt
JERRY E. KIMMEL Mgmt
A. PAUL KNUCKLEY Mgmt
CLIFFORD CRIMMINGS Mgmt
L. DALE GRIGGS Mgmt
02 RATIFY THE APPOINTMENT OF Mgmt
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
CYBERGUARD CORPORATION Agenda: 932079367
CUSIP: 231910100 Meeting Type: Annual
Ticker: CGFW Meeting Date: 1/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM D. RUBIN Mgmt For For
KENNETH C. JENNE, II Mgmt For For
PATRICK J. CLAWSON Mgmt For For
02 RATIFICATION OF GRANT THORNTON LLP AS Mgmt For For
INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING
JUNE 30, 2004.
03 APPROVAL OF THE THIRD AMENDED AND Mgmt For For
RESTATED EMPLOYEE STOCK OPTION PLAN.
- -------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda: 932049491
CUSIP: 25243Q205 Meeting Type: Annual
Ticker: DEO Meeting Date: 10/22/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 REPORTS AND ACCOUNTS 2003 Mgmt For For
02 DIRECTORS REMUNERATION REPORT 2003 Mgmt For For
03 DECLARATION OF FINAL DIVIDEND Mgmt For For
04 RE-ELECTION OF LORD BLYTH (3*) Mgmt For For
05 RE-ELECTION OF MR JK OATES (1*,3,4) Mgmt For For
06 RE-ELECTION OF MR PS WALSH (2*) Mgmt For For
07 RE-APPOINTMENT AND REMUNERATION OF Mgmt For For
AUDITORS
08 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
09 AUTHORITY TO PURCHASE OWN ORDINARY Mgmt For For
SHARES
- -------------------------------------------------------------------------------------------------------
DIALOG SEMICONDUCTOR PLC Agenda: 932142134
CUSIP: 25250P108 Meeting Type: Annual
Ticker: DLGS Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RESOLUTION 1 - RECEIPT OF THE UK GAAP Mgmt For For
COMPLIANT REPORT AND ACCOUNTS
02 RESOLUTION 2 - DIRECTORS REMUNERATION Mgmt For For
REPORT
03 RESOLUTION 3 - RECEIPT OF THE US GAAP Mgmt For For
COMPLIANT REPORT AND ACCOUNTS
04 RESOLUTION 4 - REAPPOINTMENT OF THE Mgmt For For
AUDITORS
05 RESOLUTION 5 - AUTHORITY TO AGREE THE Mgmt For For
AUDITORS REMUNERATION
06 RESOLUTION 6 - RE-ELECTION OF ROLAND Mgmt For For
PUDELKO AS DIRECTOR OF THE COMPANY
07 RESOLUTION 7 - RE-ELECTION OF MICHAEL Mgmt For For
GLOVER AS DIRECTOR OF THE COMPANY
08 RESOLUTION 8 - RE-ELECTION OF GREG Mgmt For For
REYES AS DIRECTOR OF THE COMPANY
09 RESOLUTION 9 - SECTION 80 AUTHORITY TO Mgmt For For
ALLOT SHARES
10 RESOLUTION 10 - DISAPPLICATION OF PRE- Mgmt For For
EMPTION RIGHTS
- -------------------------------------------------------------------------------------------------------
THE DIRECTV GROUP, INC. Agenda: 932162910
CUSIP: 25459L106 Meeting Type: Annual
Ticker: DTV Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 K. RUPERT MURDOCH Mgmt For For
NEIL R. AUSTRIAN Mgmt For For
CHARLES R. LEE Mgmt For For
02 APPROVAL OF THE 2004 STOCK PLAN Mgmt For For
03 APPROVAL OF THE EXECUTIVE OFFICER CASH Mgmt For For
BONUS PLAN
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT PUBLIC ACCOUNTANTS
- -------------------------------------------------------------------------------------------------------
DOLLAR TREE STORES, INC. Agenda: 932162338
CUSIP: 256747106 Meeting Type: Annual
Ticker: DLTR Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AMENDMENT TO BYLAWS. Mgmt For For
02 JOHN F. MEGRUE* Mgmt For For
ALAN L. WURTZEL* Mgmt For For
BOB SASSER* Mgmt For For
THOMAS E. WHIDDON** Mgmt For For
H. RAY COMPTON* Mgmt For For
03 AMENDMENT TO THE 2003 EQUITY INCENTIVE Mgmt For For
PLAN.
04 PROPOSAL TO APPROVE THE 2004 EXECUTIVE Mgmt For For
OFFICER EQUITY PLAN.
05 PROPOSAL TO APPROVE THE 2004 EXECUTIVE Mgmt For For
OFFICER CASH BONUS PLAN.
- -------------------------------------------------------------------------------------------------------
EDGE PETROLEUM CORPORATION Agenda: 932130278
CUSIP: 279862106 Meeting Type: Annual
Ticker: EPEX Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVID F. WORK Mgmt For For
STANLEY S. RAPHAEL Mgmt For For
ROBERT W. SHOWER Mgmt For For
02 PROPOSAL TO APPROVE THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE COMPANY FOR 2004.
- -------------------------------------------------------------------------------------------------------
ELAN CORPORATION, PLC Agenda: 932184079
CUSIP: 284131208 Meeting Type: Annual
Ticker: ELN Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
O1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2003 TOGETHER WITH THE
REPORTS OF THE DIRECTORS AND AUDITORS
THEREON.
O2 TO RE-ELECT MR. BRENDAN BOUSHEL WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O3 TO RE-ELECT MR. JOHN GROOM WHO RETIRES Mgmt For For
FROM THE BOARD BY ROTATION AS A
DIRECTOR OF THE COMPANY.
O4 TO RE-ELECT MR. KYRAN MCLAUGHLIN WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O5 TO RE-ELECT DR. DENNIS SELKOE WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O6 TO RE-ELECT MR. DANIEL TULLY WHO Mgmt For For
RETIRES FROM THE BOARD BY ROTATION AS
A DIRECTOR OF THE COMPANY.
O7 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS.
S10 THAT THE ELAN CORPORATION, PLC Mgmt For For
EMPLOYEE EQUITY PURCHASE PLAN (THE
ESPP) BE APPROVED AND ADOPTED.
S11 THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY
AUTHORISED TO ALLOT AND ISSUE ALL
RELEVANT SECURITIES OF THE COMPANY.
S12 THAT THE AUTHORISED SHARE CAPITAL OF Mgmt For For
THE COMPANY BE INCREASED FROM
30,002,500 TO 33,502,500.
S13 THAT, SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 12 IN THE NOTICE OF THIS
MEETING, THE ARTICLES OF ASSOCIATION
BE AMENDED.
S14 THAT, SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 11 IN THE NOTICE OF THE
MEETING, THE DIRECTORS BE AND ARE
HEREBY EMPOWERED TO ALLOT SECURITIES
FOR CASH.
S15 THAT THE COMPANY AND/OR ANY SUBSIDIARY Mgmt For For
OF THE COMPANY BE AND IS HEREBY
GENERALLY AUTHORIZED TO MAKE MARKET
PURCHASES OF SHARES OF ANY CLASS OF
THE COMPANY.
S16 THAT THE RE-ISSUE PRICE RANGE AT WHICH Mgmt For For
ANY TREASURY SHARES FOR THE TIME BEING
HELD BY THE COMPANY MAY BE RE- ISSUED
OFF-MARKET SHALL BE THE MAXIMUM PRICE
EQUAL TO 120 PER CENT OF THE RELEVANT
PRICE; AND THE MINIMUM PRICE EQUAL TO
95 PER CENT OF THE RELEVAN
S8 THAT THE BOARD OF DIRECTORS BE Mgmt For For
AUTHORISED TO ISSUE SHARE OPTIONS TO
NON-EXECUTIVE DIRECTORS IN ACCORDANCE
WITH THE TERMS OF THE ELAN
CORPORATION, PLC 1996 CONSULTANT
OPTION PLAN.
S9 THAT THE ELAN CORPORATION, PLC 2004 Mgmt For For
RESTRICTED STOCK PLAN (THE RSU PLAN)
BE APPROVED AND ADOPTED.
- -------------------------------------------------------------------------------------------------------
ENTREMED, INC. Agenda: 932171476
CUSIP: 29382F103 Meeting Type: Annual
Ticker: ENMD Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PETER S. KNIGHT Mgmt For For
DONALD S. BROOKS Mgmt For For
DWIGHT L. BUSH Mgmt For For
02 APPROVAL OF AMENDMENTS TO THE Mgmt For For
COMPANY S 2001 LONG-TERM INCENTIVE
PLAN DESCRIBED IN THE ACCOMPANYING
PROXY STATEMENT.
03 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR THE COMPANY.
- -------------------------------------------------------------------------------------------------------
FAIRCHILD SEMICONDUCTOR INTL., INC. Agenda: 932127233
CUSIP: 303726103 Meeting Type: Annual
Ticker: FCS Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRYAN R. ROUB Mgmt For For
THOMAS L. MAGNANTI Mgmt For For
ROBERT F. FRIEL Mgmt For For
CHARLES M. CLOUGH Mgmt For For
RICHARD M. CASHIN, JR. Mgmt For For
CHARLES P. CARINALLI Mgmt For For
KIRK P. POND Mgmt For For
WILLIAM N. STOUT Mgmt For For
RONALD W. SHELLY Mgmt For For
JOSEPH R. MARTIN Mgmt For For
PAUL C. SCHORR IV Mgmt For For
02 PROPOSAL TO AMEND AND APPROVE THE Mgmt For For
FAIRCHILD SEMICONDUCTOR STOCK PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
KPMG LLP AS INDEPENDENT AUDITORS FOR
2004.
- -------------------------------------------------------------------------------------------------------
FLAMEL TECHNOLOGIES S.A. Agenda: 932194688
CUSIP: 338488109 Meeting Type: Annual
Ticker: FLML Meeting Date: 6/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
15 THE SHAREHOLDERS MEETING GRANTS A Mgmt For For
POWER OF ATTORNEY *NOTE- VOTING CUT-
OFF DATE: JUNE 15, 2004
E12 THE BOARD OF DIRECTORS REPORT AND OF Mgmt For For
THE STATUTORY AUDITOR S SPECIAL REPORT
THE GENERAL SHAREHOLDERS MEETING
E13 THE PRECEDING RESOLUTION AND HAVING Mgmt For For
THE BOARD OF DIRECTORS REPORT AND OF
THE STATUTORY AUDITOR S SPECIAL REPORT
E14 THE ADOPTION OF THE TWO PRECEDING Mgmt For For
RESOLUTIONS
O1 THE SHAREHOLDERS MEETING, AFTER Mgmt For For
HAVING TAKEN COGNIZANCE OF THE
FINANCIAL STATEMENTS FOR THE FINANCIAL
YEAR ENDED ON 2003
O10 THE STATUTORY AUDITOR S SPECIAL REPORT Mgmt For For
REGARDING THE AGREEMENTS REFERRED TO
IN SECTIONS L. 225-38
O11 THE STATUTORY AUDITOR S SPECIAL REPORT Mgmt For For
REGARDING THE AGREEMENTS REFERRED TO
IN SECTIONS L. 225-38
O2 THE SHAREHOLDERS MEETING DECIDES TO Mgmt For For
ALLOCATE THE PROFITS FOR THE FINANCIAL
YEAR ENDED ON DECEMBER 31, 2003
O3 THE SHAREHOLDERS MEETING, Mgmt For For
ACKNOWLEDGING THAT THE TERM OF THE
DIRECTOR S OFFICE OF GERARD SOULA
EXPIRES AT THIS MEETING
O4 THE SHAREHOLDERS MEETING, Mgmt For For
ACKNOWLEDGING THAT THE TERM OF THE
DIRECTOR S OFFICE OF STEVE WILLARD
EXPIRES AT THIS MEETING
O5 THE SHAREHOLDERS MEETING, Mgmt For For
ACKNOWLEDGING THAT THE TERM OF THE
DIRECTOR S OFFICE OF RAUL CESAN
EXPIRES AT THIS MEETING
O6 THE SHAREHOLDERS MEETING, Mgmt For For
ACKNOWLEDGING THAT THE TERM OF THE
DIRECTOR S OFFICE OF WILLIAM DEARSTYNE
EXPIRES AT THIS MEETING
O7 THE SHAREHOLDERS MEETING, Mgmt For For
ACKNOWLEDGING THAT THE TERM OF THE
DIRECTOR S OFFICE OF MICHEL GRECO
EXPIRES AT THIS MEETING
O8 THE SHAREHOLDERS MEETING, Mgmt For For
ACKNOWLEDGING THAT THE TERM OF THE
DIRECTOR S OFFICE OF JEAN NOEL
TREILLES EXPIRES AT THIS MEETING
O9 IN ACCORDANCE WITH SECTION 223 QUATER Mgmt For For
OF THE GENERAL TAX CODE WERE INCURRED
DURING THE FINANCIAL YEAR
- -------------------------------------------------------------------------------------------------------
FORTUNE BRANDS, INC. Agenda: 932103942
CUSIP: 349631101 Meeting Type: Annual
Ticker: FO Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANNE M. TATLOCK Mgmt
NORMAN H. WESLEY Mgmt
PETER M. WILSON Mgmt
02 RATIFY THE APPOINTMENT OF Mgmt
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR 2004.
03 STOCKHOLDER PROPOSAL ENTITLED Shr
SHAREHOLDER VOTE ON POISON PILLS TO
ADOPT THE FOLLOWING RESOLUTION: THE
SHAREHOLDERS OF OUR COMPANY REQUEST
THAT OUR BOARD OF DIRECTORS SEEK
SHAREHOLDER APPROVAL AT THE EARLIEST
SUBSEQUENT SHAREHOLDER ELECTION, FOR
THE ADOP
- -------------------------------------------------------------------------------------------------------
FRANKLIN BANK CORP. Agenda: 932127346
CUSIP: 352451108 Meeting Type: Annual
Ticker: FBTX Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANTHONY J. NOCELLA Mgmt For For
JAMES A. HOWARD Mgmt For For
L. CHIMERINE, PH.D. Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT AUDITORS FOR 2004.
- -------------------------------------------------------------------------------------------------------
FRIEDMAN, BILLINGS, RAMSEY GROUP, IN Agenda: 932163241
CUSIP: 358434108 Meeting Type: Annual
Ticker: FBR Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN D. HARLAN Mgmt For For
01 JOHN T. WALL Mgmt For For
RUSSELL C. LINDNER Mgmt For For
PETER A. GALLAGHER Mgmt For For
DANIEL J. ALTOBELLO Mgmt For For
W. RUSSELL RAMSEY Mgmt For For
ERIC F. BILLINGS Mgmt For For
EMANUEL J. FRIEDMAN Mgmt For For
WALLACE L. TIMMENY Mgmt For For
02 TO APPROVE THE FBR 2004 LONG TERM Mgmt For For
INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS, LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
2004.
- -------------------------------------------------------------------------------------------------------
FURNITURE BRANDS INTERNATIONAL, INC. Agenda: 932110884
CUSIP: 360921100 Meeting Type: Annual
Ticker: FBN Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
I W.G. HOLLIMAN Mgmt For For
A.E. SUTER Mgmt For For
J.T. FOY Mgmt For For
J.R. JORDAN, JR. Mgmt For For
D.E. LASATER Mgmt For For
L.M. LIBERMAN Mgmt For For
R.B. LOYND Mgmt For For
B.L. MARTIN Mgmt For For
A.B. PATTERSON Mgmt For For
K.B. BELL Mgmt For For
- -------------------------------------------------------------------------------------------------------
GART SPORTS COMPANY Agenda: 932022130
CUSIP: 366630101 Meeting Type: Annual
Ticker: GRTS Meeting Date: 8/4/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JONATHAN A. SEIFFER Mgmt For For
GORDON D. BARKER Mgmt For For
PETER R. FORMANEK Mgmt For For
MARILYN OSHMAN Mgmt For For
JONATHAN D. SOKOLOFF Mgmt For For
01 LARRY D. STRUTTON Mgmt For For
JOHN DOUGLAS MORTON Mgmt For For
02 APPROVAL OF THE ISSUANCE OF SHARES OF Mgmt For For
GART COMMON STOCK IN THE PROPOSED
MERGER OF GOLD ACQUISITION CORP., A
WHOLLY-OWNED SUBSIDIARY OF GART, WITH
AND INTO THE SPORTS AUTHORITY, INC.,
AS CONTEMPLATED BY THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF FEBRUAR
03 APPROVAL OF THE AMENDMENT TO GART S Mgmt For For
CERTIFICATE OF INCORPORATION EFFECTIVE
UPON CONSUMMATION OF THE MERGER, TO:
(I) CHANGE ITS CORPORATE NAME TO THE
SPORTS AUTHORITY, INC. ; AND (II)
INCREASE THE NUMBER OF GART CAPITAL
STOCK FROM 25,000,000 TO 85,000,000
04 APPROVAL OF THE GART SPORTS COMPANY Mgmt For For
2003 LONG-TERM INCENTIVE COMPENSATION
PLAN.
05 APPROVAL OF THE GART SPORTS COMPANY Mgmt For For
2003 PERFORMANCE BONUS PLAN.
06 APPROVAL OF AN ADJOURNMENT OF THE Mgmt For For
MEETING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IN FAVOR OF ANY OF
THE PROPOSALS NUMBERED 1 THROUGH 5
ABOVE.
- -------------------------------------------------------------------------------------------------------
GENESCO INC. Agenda: 932185665
CUSIP: 371532102 Meeting Type: Annual
Ticker: GCO Meeting Date: 6/23/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 L.L. BERRY Mgmt For For
W.A. WILLIAMSON, JR. Mgmt For For
H.N. PENNINGTON Mgmt For For
K. MASON Mgmt For For
B.T. HARRIS Mgmt For For
M.G. DICKENS Mgmt For For
W.S. WIRE II Mgmt For For
W.F. BLAUFUSS, JR. Mgmt For For
M.C. DIAMOND Mgmt For For
W.L. DAVIS, JR. Mgmt For For
R.V. DALE Mgmt For For
- -------------------------------------------------------------------------------------------------------
GENUS, INC. Agenda: 932167617
CUSIP: 372461103 Meeting Type: Annual
Ticker: GGNS Meeting Date: 6/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM W.R. ELDER Mgmt For For
TODD S. MYHRE Mgmt For For
G. FREDERICK FORSYTH Mgmt For For
MARIO M. ROSATI Mgmt For For
ROBERT J. RICHARDSON Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT PUBLIC ACCOUNTANTS OF THE
COMPANY S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
GERON CORPORATION Agenda: 932131244
CUSIP: 374163103 Meeting Type: Annual
Ticker: GERN Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD V. FRITZKY Mgmt For For
THOMAS D. KILEY Mgmt For For
02 TO RATIFY APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
03 AS SAID PROXIES DEEM ADVISABLE ON SUCH Mgmt For For
OTHER MATTERS AS MAY COME BEFORE THE
MEETING AND ANY ADJOURNMENT(S) OR
POSTPONEMENT(S) THEREOF.
- -------------------------------------------------------------------------------------------------------
GEVITY HR, INC. Agenda: 932154305
CUSIP: 374393106 Meeting Type: Annual
Ticker: GVHR Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ERIK VONK Mgmt For For
JEFFREY A. SONNENFELD Mgmt For For
DARCY E. BRADBURY Mgmt For For
02 THE APPROVAL OF THE AMENDMENT TO THE Mgmt For For
ARTICLES OF INCORPORATION ELIMINATING
THE STAGGERED TERMS OF THE BOARD OF
DIRECTORS.
- -------------------------------------------------------------------------------------------------------
GIANT INDUSTRIES, INC. Agenda: 932114503
CUSIP: 374508109 Meeting Type: Annual
Ticker: GI Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD T. KALEN, JR. Mgmt For For
LARRY L. DEROIN Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP BY THE BOARD OF
DIRECTORS AS THE INDEPENDENT AUDITORS
OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
GOLD FIELDS LIMITED Agenda: 932098038
CUSIP: 38059T106 Meeting Type: Annual
Ticker: GFI Meeting Date: 3/8/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ORDINARY RESOLUTION NUMBER 1 Mgmt For For
(REGARDING ISSUE OF SHARES TO MVELA
GOLD)
02 ORDINARY RESOLUTION NUMBER 2 Mgmt For For
(AUTHORISING DIRECTORS TO IMPLEMENT
SHARE EXCHANGE)
03 ORDINARY RESOLUTION NUMBER 3 Mgmt For For
(AUTHORISING DIRECTORS TO PERFORM
NECESSARY ACTS TO GIVE EFFECT TO
RESOLUTIONS NUMBERS 1 AND 2)
- -------------------------------------------------------------------------------------------------------
GOVERNMENT PROPERTIES TRUST, INC. Agenda: 932159898
CUSIP: 38374W107 Meeting Type: Annual
Ticker: GPP Meeting Date: 6/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS D. PESCHIO Mgmt For For
SPENCER I. BROWNE Mgmt For For
RICHARD H. SCHWACHTER Mgmt For For
ROBERT A. PECK Mgmt For For
PHILIP S. COTTONE Mgmt For For
JERRY D. BRINGARD Mgmt For For
ROBERT M. AMES Mgmt For For
- -------------------------------------------------------------------------------------------------------
GRANT PRIDECO, INC. Agenda: 932131016
CUSIP: 38821G101 Meeting Type: Annual
Ticker: GRP Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DENNIS R. HENDRIX Mgmt For For
ROBERT K. MOSES, JR. Mgmt For For
JOSEPH E. REID Mgmt For For
DAVID A. TRICE Mgmt For For
MICHAEL MCSHANE Mgmt For For
HAROLD E. LAYMAN Mgmt For For
ELIOT M. FRIED Mgmt For For
DAVID J. BUTTERS Mgmt For For
SHELDON B. LUBAR Mgmt For For
- -------------------------------------------------------------------------------------------------------
GREY WOLF, INC. Agenda: 932129100
CUSIP: 397888108 Meeting Type: Annual
Ticker: GW Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT E. ROSE Mgmt For For
JAMES K.B. NELSON Mgmt For For
- -------------------------------------------------------------------------------------------------------
HILB, ROGAL AND HAMILTON COMPANY Agenda: 932126902
CUSIP: 431294107 Meeting Type: Annual
Ticker: HRH Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT B. LOCKHART Mgmt For For
ANTHONY F. MARKEL Mgmt For For
J.S.M. FRENCH Mgmt For For
ROBERT S. UKROP Mgmt For For
02 APPROVAL OF AN AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
03 APPROVAL OF OUTSIDE DIRECTORS DEFERRAL Mgmt For For
PLAN
04 APPROVAL OF EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN
05 APPROVAL OF PROPOSAL FOR ADJOURNMENT, Mgmt For For
IF NECESSARY
- -------------------------------------------------------------------------------------------------------
IDT CORPORATION Agenda: 932064570
CUSIP: 448947309 Meeting Type: Annual
Ticker: IDT Meeting Date: 12/15/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JACK F. KEMP Mgmt For For
JAMES S. GILMORE, III Mgmt For For
MOSHE KAGANOFF Mgmt For For
ADM. WILLIAM A. OWENS Mgmt For For
02 APPROVAL OF AMENDMENTS TO THE Mgmt For For
COMPANY S 1996 STOCK OPTION AND
INCENTIVE PLAN, AS AMENDED AND
RESTATED, THAT WILL (I) PERMIT THE
GRANT OF DEFERRED STOCK UNITS UNDER
THE PLAN, (II) PERMIT THE GRANT OF
RESTRICTED STOCK TO NON-EMPLOYEE
DIRECTORS AND (III) INC
03 APPROVAL OF THE COMPANY S EMPLOYEE Mgmt For For
STOCK PURCHASE PLAN.
04 APPROVAL OF THE GRANT OF OPTIONS TO Mgmt For For
PURCHASE UP TO AN AGGREGATE OF 965,000
SHARES OF THE COMPANY S CLASS B
COMMON STOCK GRANTED OUTSIDE OF THE
COMPANY S 1996 STOCK OPTION AND
INCENTIVE PLAN, AS AMENDED AND
RESTATED, TO CERTAIN OFFICERS AND
05 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP, AS THE COMPANY S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING JULY 31, 2004.
- -------------------------------------------------------------------------------------------------------
IGEN INTERNATIONAL, INC. Agenda: 932086247
CUSIP: 449536101 Meeting Type: Special
Ticker: IGEN Meeting Date: 2/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AND ADOPT THE AGREEMENT AND Mgmt For For
PLAN OF MERGER, DATED AS OF JULY 24,
2003, AMONG ROCHE HOLDING LTD., 66
ACQUISITION CORPORATION II, IGEN
INTERNATIONAL, INC. AND BIOVERIS
CORPORATION (FORMERLY IGEN INTEGRATED
HEALTHCARE, LLC), AS MORE FULLY
DESCRIBE
02 TO APPROVE THE BIOVERIS 2003 STOCK Mgmt For For
INCENTIVE PLAN, AS MORE FULLY
DESCRIBED IN THE ACCOMPANYING PROXY
STATEMENT/PROSPECTUS.
- -------------------------------------------------------------------------------------------------------
ICON PLC Agenda: 932071347
CUSIP: 45103T107 Meeting Type: Annual
Ticker: ICLR Meeting Date: 1/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
O1 TO RECEIVE THE ACCOUNTS AND REPORTS Mgmt For For
O2 TO RE-ELECT MR. LEE JONES Mgmt For For
O3 TO RE-ELECT MR. THOMAS LYNCH Mgmt For For
O4 TO RE-ELECT MR. SHUJI HIGUCHI Mgmt For For
O5 TO AUTHORISE THE FIXING OF THE Mgmt For For
AUDITORS REMUNERATION
S6 TO AUTHORISE THE COMPANY TO ALLOT Mgmt For For
SHARES
S7 TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS
S8 TO AUTHORISE THE COMPANY TO MAKE Mgmt For For
MARKET PURCHASES OF SHARES
S9 TO AUTHORISE THE COMPANY TO Mgmt For For
COMMUNICATE WITH SHAREHOLDERS VIA
ELECTRONIC MEDIA
- -------------------------------------------------------------------------------------------------------
ILOG S.A. Agenda: 932062211
CUSIP: 452360100 Meeting Type: Special
Ticker: ILOG Meeting Date: 12/16/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 APPROVAL OF THE FRENCH STATUTORY Mgmt
ACCOUNTS FOR THE FISCAL YEAR ENDED
JUNE 30, 2003.
02 APPROVAL OF THE CONSOLIDATED ACCOUNTS Mgmt
FOR THE FISCAL YEAR ENDED JUNE 30,
2003.
03 ALLOCATION OF EARNINGS FOR THE FISCAL Mgmt
YEAR ENDED JUNE 30, 2003.
04 APPROVAL OF THE AGREEMENTS PROVIDED Mgmt
FOR IN ARTICLES L. 225-38 AND SEQ. OF
THE FRENCH CODE OF COMMERCE.
05 DIRECTORS FEES FOR THE CURRENT AND Mgmt
FUTURE FISCAL YEARS.
06 MR. RICHARD LIEBHABER Mgmt
MR. PASCAL BRANDYS Mgmt
MR. MICHEL ALARD Mgmt
MR. TODD LOWE Mgmt
10 AUTHORIZATION TO THE BOARD TO Mgmt
REPURCHASE THE COMPANY S SHARES.
11 AUTHORIZATION TO THE BOARD TO REDUCE Mgmt
THE SHARE CAPITAL BY CANCELLATION OF
SHARES PREVIOUSLY REPURCHASED.
12 AUTHORIZATION TO THE BOARD TO INCREASE Mgmt
THE SHARE CAPITAL DURING A PUBLIC
TENDER OR EXCHANGE OFFER FOR THE
COMPANY S SHARES.
13 AUTHORIZATION TO THE BOARD TO ISSUE Mgmt
WARRANTS TO SUBSCRIBE FOR SHARES IN
THE COMPANY FOR NON-EXECUTIVE
DIRECTORS.
14 AUTHORIZATION TO THE BOARD TO ISSUE Mgmt
WARRANTS FOR UP TO 20,000 SHARES TO
NON-EXECUTIVE MEMBERS OF THE TECHNICAL
ADVISORY BOARD.
15 LIMITATION OF THE AUTHORIZATION TO Mgmt
INCREASE THE SHARE CAPITAL UNDER THE
1998 INTERNATIONAL EMPLOYEE STOCK
PURCHASE PLAN.
16 INCREASE OF SHARE CAPITAL RESERVED FOR Mgmt
ISSUANCE UNDER THE 1998 INTERNATIONAL
EMPLOYEE STOCK PURCHASE PLAN.
17 LIMITATION OF THE AUTHORIZATION TO Mgmt
INCREASE SHARE CAPITAL UNDER THE
FRENCH EMPLOYEE SAVINGS PLAN.
18 INCREASE OF SHARE CAPITAL UP TO A Mgmt
NOMINAL VALUE OF 366,000 EURO BY THE
ISSUANCE OF SHARES OR OTHER SECURITIES.
19 POWERS OF ATTORNEY *NOTE: THE VOTING Mgmt
CUT-OFF DATE: DECEMBER 9, 2003 AT 3:00
PM EST
- -------------------------------------------------------------------------------------------------------
INTEGRATED ALARM SERVICES GROUP Agenda: 932173999
CUSIP: 45890M109 Meeting Type: Annual
Ticker: IASG Meeting Date: 6/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JOHN MABRY Mgmt For For
TIMOTHY J. TULLY Mgmt For For
TIMOTHY M. MCGINN Mgmt For For
DAVID L. SMITH Mgmt For For
A. CLINTON ALLEN Mgmt For For
R. CARL PALMER, JR. Mgmt For For
THOMAS J. FEW, SR. Mgmt For For
RALPH J. MICHAEL III Mgmt For For
01 RAYMOND KUBACKI Mgmt For For
02 TO VOTE FOR THE ADOPTION OF THE Mgmt For For
COMPANY S 2004 STOCK INCENTIVE PLAN.
03 TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS, LLP AS THE
COMPANY S INDEPENDENT CERTIFIED PUBLIC
ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY Agenda: 932081134
CUSIP: 459902102 Meeting Type: Annual
Ticker: IGT Meeting Date: 3/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD R. BURT Mgmt For For
ROBERT A. BITTMAN Mgmt For For
LESLIE S. HEISZ Mgmt For For
ROBERT A. MATHEWSON Mgmt For For
G. THOMAS BAKER Mgmt For For
THOMAS J. MATTHEWS Mgmt For For
ROBERT MILLER Mgmt For For
FREDERICK B. RENTSCHLER Mgmt For For
NEIL BARSKY Mgmt For For
02 APPROVAL OF THE AMENDMENT TO THE Mgmt For For
INTERNATIONAL GAME TECHNOLOGY EMPLOYEE
STOCK PURCHASE PLAN.
03 RATIFICATION OF APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS IGT S
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR ENDING SEPTEMBER 30, 2004.
- -------------------------------------------------------------------------------------------------------
INTERPHASE CORPORATION Agenda: 932122423
CUSIP: 460593106 Meeting Type: Annual
Ticker: INPH Meeting Date: 5/5/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 S. THOMAS THAWLEY Mgmt For For
KENNETH V. SPENSER Mgmt For For
PAUL N. HUG Mgmt For For
GREGORY B. KALUSH Mgmt For For
RANDALL D. LEDFORD Mgmt For For
MICHAEL J. MYERS Mgmt For For
02 DIRECTOR S PROPOSAL TO RATIFY AND Mgmt For For
APPROVE THE COMPANY S 2004 LONG-TERM
INCENTIVE PLAN.
03 IN THE DISCRETION OF THE PROXIES, ON Mgmt For For
ANY OTHER MATTERS THAT MAY PROPERLY
COME BEFORE THE MEETING OR ANY
ADJOURNMENT THEREOF.
- -------------------------------------------------------------------------------------------------------
INTERNET SECURITY SYSTEMS, INC. Agenda: 932157224
CUSIP: 46060X107 Meeting Type: Annual
Ticker: ISSX Meeting Date: 5/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CHRISTOPHER W. KLAUS Mgmt For For
ROBERT E. DAVOLI Mgmt For For
- -------------------------------------------------------------------------------------------------------
JOS. A. BANK CLOTHIERS, INC. Agenda: 932187417
CUSIP: 480838101 Meeting Type: Annual
Ticker: JOSB Meeting Date: 6/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GARY S. GLADSTEIN Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S
INDEPENDENT PUBLIC ACCOUNTANTS FOR
THE FISCAL YEAR ENDING JANUARY 29,
- -------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda: 932136117
CUSIP: 48203R104 Meeting Type: Annual
Ticker: JNPR Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT M. CALDERONI Mgmt For For
PRADEEP SINDHU Mgmt For For
KENNETH LEVY Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
KCS ENERGY, INC. Agenda: 932162681
CUSIP: 482434206 Meeting Type: Annual
Ticker: KCS Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT G. RAYNOLDS Mgmt For For
G. STANTON GEARY Mgmt For For
- -------------------------------------------------------------------------------------------------------
KULICKE AND SOFFA INDUSTRIES, INC. Agenda: 932081730
CUSIP: 501242101 Meeting Type: Annual
Ticker: KLIC Meeting Date: 2/10/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PHILIP V. GERDINE Mgmt For For
BRIAN R. BACHMAN Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT ACCOUNTANTS FOR THE
COMPANY FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2004.
- -------------------------------------------------------------------------------------------------------
L-3 COMMUNICATIONS HOLDINGS, INC. Agenda: 932132741
CUSIP: 502424104 Meeting Type: Annual
Ticker: LLL Meeting Date: 4/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CLAUDE R. CANIZARES Mgmt For For
THOMAS A. CORCORAN Mgmt For For
ALAN H. WASHKOWITZ Mgmt For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS.
03 APPROVAL OF AMENDMENT TO THE 1999 LONG Mgmt For For
TERM PERFORMANCE PLAN.
04 RATIFICATION OF THE TERMS OF Mgmt For For
PERFORMANCE-BASED COMPENSATION UNDER
THE 1999 LONG TERM PERFORMANCE PLAN.
- -------------------------------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC. Agenda: 932097707
CUSIP: 524908100 Meeting Type: Annual
Ticker: LEH Meeting Date: 4/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SIR CHRISTOPHER GENT Mgmt For For
MARSHA JOHNSON EVANS Mgmt For For
DINA MERRILL Mgmt For For
ROGER S. BERLIND Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL
YEAR 2004.
- -------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda: 932104615
CUSIP: 526057104 Meeting Type: Annual
Ticker: LEN Meeting Date: 3/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DONNA E. SHALALA Mgmt For For
R. KIRK LANDON Mgmt For For
IRVING BOLOTIN Mgmt For For
02 THE PROXIES ARE AUTHORIZED TO VOTE IN Mgmt For For
THEIR DISCRETION WITH REGARD TO ANY
OTHER BUSINESS THAT MAY PROPERLY COME
BEFORE THE MEETING.
- -------------------------------------------------------------------------------------------------------
LEVEL 8 SYSTEMS, INC. Agenda: 932022128
CUSIP: 52729M102 Meeting Type: Annual
Ticker: LVEL Meeting Date: 7/30/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAY KINGLEY Mgmt For For
KENNETH NIELSEN Mgmt For For
BRUCE HASENYAGER Mgmt For For
NICHOLAS HATALSKI Mgmt For For
FRANK ARTALE Mgmt For For
ANTHONY PIZI Mgmt For For
02 PROPOSAL TO AMEND THE COMPANY S Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO INCREASE THE SHARES
OF COMMON STOCK AUTHORIZED FOR
ISSUANCE AND TO AUTHORIZE THE BOARD TO
EFFECT SUCH AMENDMENT.
03 PROPOSAL TO AMEND THE COMPANY S 1997 Mgmt For For
STOCK OPTION PLAN TO INCREASE THE
NUMBER OF SHARES RESERVED FOR ISSUANCE
THEREUNDER.
04 PROPOSAL TO RATIFY AND APPROVE THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP
AS THE COMPANY S INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2003.
- -------------------------------------------------------------------------------------------------------
MBNA CORPORATION Agenda: 932107231
CUSIP: 55262L100 Meeting Type: Annual
Ticker: KRB Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES H. BERICK Mgmt For For
BENJAMIN R. CIVILETTI Mgmt For For
BRUCE L. HAMMONDS Mgmt For For
WILLIAM B. MILSTEAD Mgmt For For
STUART L. MARKOWITZ Mgmt For For
WILLIAM L. JEWS Mgmt For For
RANDOLPH D. LERNER Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS
03 STOCKHOLDER PROPOSAL (ITEM 3 IN PROXY Shr Against For
STATEMENT)
04 STOCKHOLDER PROPOSAL (ITEM 4 IN PROXY Shr Against For
STATEMENT)
- -------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda: 932126750
CUSIP: 574599106 Meeting Type: Annual
Ticker: MAS Meeting Date: 5/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 PETER A. DOW* Mgmt For For
DAVID L. JOHNSTON** Mgmt For For
WAYNE B. LYON* Mgmt For For
ANTHONY F. EARLEY, JR.* Mgmt For For
J. MICHAEL LOSH** Mgmt For For
02 PROPOSAL TO APPROVE THE MASCO Mgmt For For
CORPORATION 2004 RESTRICTED STOCK
AWARD PROGRAM.
03 RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS FOR THE COMPANY
FOR THE YEAR 2004.
- -------------------------------------------------------------------------------------------------------
MAVERICK TUBE CORPORATION Agenda: 932119692
CUSIP: 577914104 Meeting Type: Annual
Ticker: MVK Meeting Date: 5/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C. ROBERT BUNCH Mgmt For For
GREGG EISENBERG Mgmt For For
C. ADAMS MOORE Mgmt For For
PAUL G. MCDERMOTT Mgmt For For
WAYNE P. MANG Mgmt For For
DAVID H. KENNEDY Mgmt For For
02 APPROVAL OF 2004 OMNIBUS INCENTIVE Mgmt For For
PLAN
03 APPROVAL OF 2004 STOCK INCENTIVE PLAN Mgmt For For
FOR NON-EMPLOYEE DIRECTORS
04 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT AUDITORS FOR 2004
- -------------------------------------------------------------------------------------------------------
MEDIA GENERAL, INC. Agenda: 932113462
CUSIP: 584404107 Meeting Type: Annual
Ticker: MEG Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WALTER E. WILLIAMS Mgmt For For
C. BOYDEN GRAY Mgmt For For
CHARLES A. DAVIS Mgmt For For
- -------------------------------------------------------------------------------------------------------
MEDICAL ACTION INDUSTRIES INC. Agenda: 932027382
CUSIP: 58449L100 Meeting Type: Annual
Ticker: MDCI Meeting Date: 8/14/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DR. THOMAS A. NICOSIA Mgmt For For
RICHARD G. SATIN Mgmt For For
02 APPROVE AMENDMENT TO 1994 STOCK Mgmt For For
INCENTIVE PLAN AUTHORIZING INCREASE TO
SHARES ISSUABLE THEREUNDER TO
1,850,000.
03 APPROVAL OF THE RATIFICATION OF GRANT Mgmt For For
THORNTON LLP AS INDEPENDENT PUBLIC
AUDITORS OF THE COMPANY FOR THE FISCAL
YEAR ENDING MARCH 31, 2004.
- -------------------------------------------------------------------------------------------------------
MESA AIR GROUP, INC. Agenda: 932088734
CUSIP: 590479101 Meeting Type: Annual
Ticker: MESA Meeting Date: 3/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT BELESON Mgmt For For
JULIE SILCOCK Mgmt For For
MAURICE A. PARKER Mgmt For For
RONALD R. FOGLEMAN Mgmt For For
DANIEL J. ALTOBELLO Mgmt For For
JONATHAN G. ORNSTEIN Mgmt For For
JOSEPH L. MANSON Mgmt For For
02 PROPOSAL TO RATIFY THE COMPANY S 2003 Mgmt For For
EMPLOYEE STOCK INCENTIVE PLAN
03 PROPOSAL TO ADOPT A BYLAW PROVISION TO Shr Against For
SUBJECT TO SHAREHOLDER VOTE ON THE
NEXT SHAREHOLDER BALLOT, THE ADOPTION
OR EXTENSION OF ANY CURRENT OR FUTURE
POISON PILL AND, ONCE ADOPTED, TO
SUBJECT TO SHAREHOLDER VOTE ON THE
NEXT SHAREHOLDER BALLOT THE REMOVAL
04 RATIFICATION OF DELOITTE & TOUCHE AS Mgmt For For
THE COMPANY S INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
MODEM MEDIA, INC. Agenda: 932138628
CUSIP: 607533106 Meeting Type: Annual
Ticker: MMPT Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT H. BEEBY Mgmt For For
GERALD M. O'CONNELL Mgmt For For
MARC C. PARTICELLI Mgmt For For
DON PEPPERS Mgmt For For
JOSEPH ZIMMEL Mgmt For For
DONALD L. SEELEY Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT AUDITORS FOR
2004.
- -------------------------------------------------------------------------------------------------------
MULTIMEDIA GAMES, INC. Agenda: 932084027
CUSIP: 625453105 Meeting Type: Annual
Ticker: MGAM Meeting Date: 2/2/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ROBERT D. REPASS Mgmt For For
JOHN M. WINKELMAN Mgmt For For
THOMAS W. SARNOFF Mgmt For For
CLIFTON E. LIND Mgmt For For
GORDON T. GRAVES Mgmt For For
MARTIN A. KEANE Mgmt For For
02 TO APPROVE THE AMENDMENT OF OUR Mgmt For For
AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO INCREASE THE NUMBER
OF AUTHORIZED SHARES OF COMMON STOCK
FROM 25,000,000 TO 75,000,000.
03 TO APPROVE THE 2003 OUTSIDE DIRECTORS Mgmt For For
STOCK OPTION PLAN.
04 TO RATIFY THE APPOINTMENT OF BDO Mgmt For For
SEIDMAN, LLP AS THE INDEPENDENT PUBLIC
ACCOUNTANTS OF THE COMPANY FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2004.
- -------------------------------------------------------------------------------------------------------
MURPHY OIL CORPORATION Agenda: 932116874
CUSIP: 626717102 Meeting Type: Annual
Ticker: MUR Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 C.G. THEUS Mgmt For For
D.J.H. SMITH Mgmt For For
I.B. RAMBERG Mgmt For For
W.C. NOLAN, JR. Mgmt For For
R.A. HERMES Mgmt For For
C.P. DEMING Mgmt For For
G.S. DEMBROSKI Mgmt For For
R.M. MURPHY Mgmt For For
F.W. BLUE Mgmt For For
02 APPROVE THE APPOINTMENT OF KPMG LLP AS Mgmt For For
INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
NMS COMMUNICATIONS CORPORATION Agenda: 932109968
CUSIP: 629248105 Meeting Type: Annual
Ticker: NMSS Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 W. FRANK KING, PH.D. Mgmt For For
PAMELA D.A. REEVE Mgmt For For
- -------------------------------------------------------------------------------------------------------
NOVELL, INC. Agenda: 932096743
CUSIP: 670006105 Meeting Type: Annual
Ticker: NOVL Meeting Date: 4/15/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 RICHARD L. CRANDALL Mgmt For For
KATHY BRITTAIN WHITE Mgmt For For
JAMES D. ROBINSON, III Mgmt For For
JOHN W. PODUSKA, SR. Mgmt For For
THOMAS G. PLASKETT Mgmt For For
01 RICHARD L. NOLAN Mgmt For For
JACK L. MESSMAN Mgmt For For
ALBERT AIELLO Mgmt For For
WAYNE MACKIE Mgmt For For
FRED CORRADO Mgmt For For
CLAUDIA B. MALONE Mgmt For For
02 STOCKHOLDER PROPOSAL TO ESTABLISH A Shr Against For
POLICY OF EXPENSING THE COSTS OF ALL
FUTURE STOCK OPTIONS ISSUED BY NOVELL
03 STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
THAT 75% OF FUTURE EQUITY
COMPENSATION OF SENIOR EXECUTIVES
SHALL BE PERFORMANCE-BASED, AND
DETAILS OF SUCH COMPENSATION SHALL BE
DISCLOSED TO STOCKHOLDERS
04 STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr Against For
STATING THAT THE PUBLIC ACCOUNTING
FIRM RETAINED BY US TO AUDIT OUR
FINANCIAL STATEMENTS WILL PERFORM ONLY
AUDIT AND AUDIT-RELATED WORK
- -------------------------------------------------------------------------------------------------------
OPTICAL COMMUNICATION PRODUCTS, INC. Agenda: 932087249
CUSIP: 68382T101 Meeting Type: Annual
Ticker: OCPI Meeting Date: 2/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NAOOMI TACHIKAWA Mgmt For For
HOBART BIRMINGHAM Mgmt For For
HIDEO SAKURA Mgmt For For
STEWART D. PERSONICK Mgmt For For
MUOI VAN TRAN Mgmt For For
DAVID WARNES Mgmt For For
MASATO SAKAMOTO Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR
ENDING SEPTEMBER 30, 2004.
- -------------------------------------------------------------------------------------------------------
ORTHOLOGIC CORP. Agenda: 932152868
CUSIP: 68750J107 Meeting Type: Annual
Ticker: OLGC Meeting Date: 6/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 FREDRIC J. FELDMAN, PHD Mgmt For For
THOMAS R. TROTTER Mgmt For For
01 MICHAEL D. CASEY Mgmt For For
02 PROPOSAL TO APPROVE AN AMENDMENT TO Mgmt For For
THE COMPANY S 1997 STOCK OPTION PLAN
TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK AVAILABLE FOR GRANT UNDER
THE PLAN BY 1,000,000 SHARES.
03 PROPOSAL TO RATIFY AND APPROVE THE Mgmt For For
APPOINTMENT OF DELOITTE & TOUCHE LLP.
- -------------------------------------------------------------------------------------------------------
OXIGENE, INC. Agenda: 932175157
CUSIP: 691828107 Meeting Type: Annual
Ticker: OXGN Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARTHUR B. LAFFER Mgmt For For
J. RICHARD ZECHER Mgmt For For
WILLIAM N. SHIEBLER Mgmt For For
FREDERICK W. DRISCOLL Mgmt For For
JOEL-TOMAS CITRON Mgmt For For
PER-OLOF SODERBERG Mgmt For For
02 AMENDMENT OF OUR 1996 STOCK INCENTIVE Mgmt For For
PLAN.
- -------------------------------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC. Agenda: 932159103
CUSIP: 69478X105 Meeting Type: Annual
Ticker: PPBI Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEVEN R. GARDNER Mgmt For For
SAM YELLEN Mgmt For For
02 THE APPROVAL OF THE 2004 LONG-TERM Mgmt For For
INCENTIVE PLAN.
03 THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
VAVRINEK, TRINE, DAY & CO., LLP AS
INDEPENDENT AUDITORS OF PACIFIC
PREMIER BANCORP, INC. FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
PACKETEER, INC. Agenda: 932149405
CUSIP: 695210104 Meeting Type: Annual
Ticker: PKTR Meeting Date: 5/26/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DAVE COTE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
KPMG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC. Agenda: 932191125
CUSIP: 703481101 Meeting Type: Annual
Ticker: PTEN Meeting Date: 6/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 KENNETH N. BERNS Mgmt For For
KENNETH R. PEAK Mgmt For For
NADINE C. SMITH Mgmt For For
A. GLENN PATTERSON Mgmt For For
ROBERT C. GIST Mgmt For For
MARK S. SIEGEL Mgmt For For
CLOYCE A. TALBOTT Mgmt For For
CURTIS W. HUFF Mgmt For For
TERRY H. HUNT Mgmt For For
02 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION
TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
03 RE-APPROVE THE CRITERIA UPON WHICH Mgmt For For
PERFORMANCE OBJECTIVES ARE CURRENTLY
BASED IN THE AMENDED AND RESTATED 1997
LONG-TERM INCENTIVE PLAN.
04 APPROVE AN AMENDMENT TO THE COMPANY S Mgmt For For
AMENDED AND RESTATED 1997 LONG-TERM
INCENTIVE PLAN TO INCREASE THE
AGGREGATE ANNUAL AMOUNT OF CASH THAT
MAY BE RECEIVED AS A PERFORMANCE AWARD
BY A PARTICIPANT AND TO AMEND THE
CRITERIA UPON WHICH PERFORMANCE
OBJECTIV
05 RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
PEERLESS SYSTEMS CORPORATION Agenda: 932179129
CUSIP: 705536100 Meeting Type: Annual
Ticker: PRLS Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THOMAS G. ROTHERHAM Mgmt For For
01 HOWARD J. NELLOR Mgmt For For
LOUIS C. COLE Mgmt For For
ROBERT G. BARRETT Mgmt For For
02 RATIFICATION OF SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITOR
- -------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda: 932101607
CUSIP: 717081103 Meeting Type: Annual
Ticker: PFE Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 W. DON CORNWELL Mgmt For For
DANA G. MEAD Mgmt For For
WILLIAM H. GRAY III Mgmt For For
CONSTANCE J. HORNER Mgmt For For
GEORGE A. LORCH Mgmt For For
RUTH J. SIMMONS Mgmt For For
STANLEY O. IKENBERRY Mgmt For For
ROBERT N. BURT Mgmt For For
HENRY A. MCKINNELL Mgmt For For
FRANKLIN D. RAINES Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
JEAN-PAUL VALLES Mgmt For For
WILLIAM R. HOWELL Mgmt For For
MICHAEL S. BROWN Mgmt For For
M. ANTHONY BURNS Mgmt For For
02 A PROPOSAL TO APPROVE THE APPOINTMENT Mgmt For For
OF KPMG LLP AS INDEPENDENT AUDITORS
FOR 2004.
03 A PROPOSAL TO APPROVE THE PFIZER INC. Mgmt For For
2004 STOCK PLAN.
04 SHAREHOLDER PROPOSAL REQUESTING REVIEW Shr Against For
OF THE ECONOMIC EFFECTS OF THE
HIV/AIDS, TB AND MALARIA PANDEMICS ON
THE COMPANY S BUSINESS STRATEGY.
05 SHAREHOLDER PROPOSAL RELATING TO Shr Against For
POLITICAL CONTRIBUTIONS.
06 SHAREHOLDER PROPOSAL RELATING TO AN Shr Against For
ANNUAL REPORT ON CORPORATE RESOURCES
DEVOTED TO SUPPORTING POLITICAL
ENTITIES OR CANDIDATES.
07 SHAREHOLDER PROPOSAL SEEKING TO IMPOSE Shr Against For
TERM LIMITS ON DIRECTORS.
08 SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
REPORT ON INCREASING ACCESS TO PFIZER
PRODUCTS.
09 SHAREHOLDER PROPOSAL ON STOCK OPTIONS. Shr Against For
10 SHAREHOLDER PROPOSAL ON IN VITRO Shr Against For
TESTING.
- -------------------------------------------------------------------------------------------------------
PHARMANETICS, INC. Agenda: 932167504
CUSIP: 71713J107 Meeting Type: Annual
Ticker: PHAR Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN R. PUCKETT Mgmt Withheld Against
JOHN P. FUNKHOUSER Mgmt Withheld Against
JAMES B. FARINHOLT, JR. Mgmt Withheld Against
JOHN K. PIROTTE Mgmt Withheld Against
02 TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
03 IN THEIR DISCRETION, THE PROXIES ARE Mgmt Abstain Against
AUTHORIZED TO VOTE UPON SUCH OTHER
MATTERS AS MAY PROPERLY COME BEFORE
THE MEETING.
- -------------------------------------------------------------------------------------------------------
PIXELWORKS, INC. Agenda: 932149241
CUSIP: 72581M107 Meeting Type: Annual
Ticker: PXLW Meeting Date: 5/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 OLIVER D. CURME Mgmt For For
ALLEN H. ALLEY Mgmt For For
FRANK GILL Mgmt For For
C. SCOTT GIBSON Mgmt For For
STEVEN J. SHARP Mgmt For For
02 AMENDMENT TO PIXELWORKS ARTICLES OF Mgmt For For
INCORPORATION.
03 AMENDMENT TO THE PIXELWORKS, INC. 1997 Mgmt For For
STOCK INCENTIVE PLAN.
04 AMENDMENT TO THE PIXELWORKS, INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
- -------------------------------------------------------------------------------------------------------
PRICELINE.COM INCORPORATED Agenda: 932146219
CUSIP: 741503403 Meeting Type: Annual
Ticker: PCLN Meeting Date: 6/1/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEFFERY H. BOYD Mgmt For For
JAMES M. GUYETTE Mgmt For For
DOMINIC KAI MING LAI Mgmt For For
HOWARD W. BARKER, JR. Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
MARSHALL LOEB Mgmt For For
EDMOND TAK CHUEN IP Mgmt For For
NANCY B. PERETSMAN Mgmt For For
IAN F. WADE Mgmt For For
PATRICIA L. FRANCY Mgmt For For
RALPH M. BAHNA Mgmt For For
02 TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITORS OF
THE COMPANY FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
PRIMUS TELECOMMUNICATIONS GROUP, INC Agenda: 932172492
CUSIP: 741929103 Meeting Type: Annual
Ticker: PRTL Meeting Date: 6/16/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO ELECT TWO DIRECTORS OF THE COMPANY, Mgmt For For
EACH TO SERVE A THREE- YEAR TERM
UNTIL THE 2007 ANNUAL MEETING OF
STOCKHOLDERS: JOHN G. PUENTE AND
DOUGLAS M. KARP.
02 APPROVAL OF AMENDMENT TO THE COMPANY S Mgmt For For
EMPLOYEE STOCK OPTION PLAN TO EXPAND
THE FORM OF AWARDS, RENAME THE PLAN
THE EQUITY INCENTIVE PLAN AND REFLECT
A CHANGE IN CERTAIN OTHER TERMS.
03 APPROVAL OF AMENDMENT TO THE COMPANY S Mgmt For For
DIRECTOR STOCK OPTION PLAN TO INCREASE
THE NUMBER OF SHARES RESERVED FOR
ISSUANCE THEREUNDER AND AUTHORIZE THE
ISSUANCE OF RESTRICTED STOCK IN LIEU
OF COMPENSATION.
04 THE TRANSACTION OF SUCH OTHER BUSINESS Mgmt For For
AS MAY PROPERLY COME BEFORE THE ANNUAL
MEETING OF STOCKHOLDERS OR ANY
ADJOURNMENT OR POSTPONEMENT THEREOF.
- -------------------------------------------------------------------------------------------------------
PULTE HOMES, INC. Agenda: 932118070
CUSIP: 745867101 Meeting Type: Annual
Ticker: PHM Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MICHAEL E. ROSSI** Mgmt For For
RICHARD J. DUGAS, JR.* Mgmt For For
DAVID N. MCCAMMON* Mgmt For For
WILLIAM J. PULTE* Mgmt For For
FRANCIS J. SEHN* Mgmt For For
02 A PROPOSAL TO ADOPT THE PULTE HOMES, Mgmt For For
INC. 2004 STOCK INCENTIVE PLAN.
03 A PROPOSAL BY A SHAREHOLDER REQUESTING Shr Against For
THAT PULTE HOMES, INC. ADOPT A POLICY
THAT THE SELECTION OF ITS INDEPENDENT
AUDITOR BE SUBMITTED TO THE
SHAREHOLDERS FOR RATIFICATION AT
ANNUAL MEETINGS.
- -------------------------------------------------------------------------------------------------------
QUAKER FABRIC CORPORATION Agenda: 932145229
CUSIP: 747399103 Meeting Type: Annual
Ticker: QFAB Meeting Date: 5/21/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ERIBERTO R. SCOCIMARA Mgmt Withheld Against
JERRY I. PORRAS Mgmt Withheld Against
SANGWOO AHN Mgmt Withheld Against
LARRY A. LIEBENOW Mgmt Withheld Against
02 PROPOSAL TO APPROVE THE QUAKER FABRIC Mgmt Abstain Against
CORPORATION 2004 STOCK INCENTIVE PLAN,
WHICH AUTHORIZES THE DISCRETIONARY
AWARD OF STOCK OPTIONS, RESTRICTED
STOCK, STOCK APPRECIATION RIGHTS AND
OTHER PERFORMANCE-BASED AWARDS.
- -------------------------------------------------------------------------------------------------------
QUICKSILVER RESOURCES INC. Agenda: 932153303
CUSIP: 74837R104 Meeting Type: Annual
Ticker: KWK Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ANNE DARDEN SELF Mgmt For For
STEVEN M. MORRIS Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS INDEPENDENT AUDITORS OF THE
COMPANY.
03 AMENDMENT TO THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION.
04 AMENDMENT TO THE 1999 STOCK OPTION AND Mgmt For For
RETENTION STOCK PLAN.
05 2004 NON-EMPLOYEE DIRECTOR STOCK Mgmt For For
OPTION PLAN.
- -------------------------------------------------------------------------------------------------------
QUOVADX, INC. Agenda: 932172226
CUSIP: 74913K106 Meeting Type: Annual
Ticker: QVDX Meeting Date: 6/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 J. ANDREW COWHERD Mgmt Withheld Against
JAMES B. HOOVER Mgmt Withheld Against
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt Abstain Against
YOUNG LLP AS INDEPENDENT PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
03 TO APPROVE THE QUOVADX, INC. AMENDED Mgmt Abstain Against
AND RESTATED 1997 STOCK PLAN.
- -------------------------------------------------------------------------------------------------------
RAMBUS INC. Agenda: 932112977
CUSIP: 750917106 Meeting Type: Annual
Ticker: RMBS Meeting Date: 5/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BRUCE DUNLEVIE Mgmt For For
CHARLES GESCHKE Mgmt For For
HAROLD HUGHES Mgmt For For
DAVID MOORING Mgmt For For
MARK HOROWITZ Mgmt For For
02 RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS
INDEPENDENT AUDITORS OF THE COMPANY
FOR THE YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda: 932106619
CUSIP: 767204100 Meeting Type: Annual
Ticker: RTP Meeting Date: 4/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 AUTHORITY TO ALLOT RELEVANT SECURITIES Mgmt For For
UNDER SECTION 80 OF THE COMPANIES ACT
1955
02 AUTHORITY TO ALLOT EQUITY SECURITIES Mgmt For For
FOR CASH UNDER SECTION 89 OF THE
COMPANIES ACT 1955
03 AUTHORITY TO PURCHASE RIO TINTO PLC Mgmt For For
SHARES BY THE COMPANY OR RIO TINTO
LIMITED
04 APPROVAL OF THE MINING COMPANIES Mgmt For For
COMPARATIVE PLAN 2004 AND THE RIO
TINTO SHARE OPTION PLAN 2004
05 ELECTION OF SIR JOHN KERR AS A Mgmt For For
DIRECTOR
06 RE-ELECTION OF MR LEIGH CLIFFORD AS A Mgmt For For
DIRECTOR
07 RE-ELECTION OF MR GUY ELLIOTT AS A Mgmt For For
DIRECTOR
08 RE-ELECTION OF SIR RICHARD SYKES AS A Mgmt For For
DIRECTOR (MEMBER OF THE REMUNERATIONS
COMMITTEE)
09 RE-ELECTION OF RICHARD GIORDANO AS A Mgmt For For
DIRECTOR (MEMBER OF THE AUDIT,
NOMINATIONS, SOCIAL/ENVIRONMENTAL
ACCOUNT. COMMITTEES)
10 RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS AUDITORS
AND AUTHORITY TO DETERMINE THEIR
REMUNERATION
11 APPROVAL OF REMUNERATION REPORT Mgmt For For
12 RECEIVE ANNUAL REPORT AND FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED 31
DECEMBER 2003
- -------------------------------------------------------------------------------------------------------
RITE AID CORPORATION Agenda: 932173634
CUSIP: 767754104 Meeting Type: Annual
Ticker: RAD Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MARY F. SAMMONS Mgmt For For
GEORGE G. GOLLEHER Mgmt For For
02 APPROVAL OF THE RITE AID CORPORATION Mgmt For For
2004 OMNIBUS EQUITY PLAN.
03 APPROVAL OF STOCKHOLDER PROPOSAL Shr Against For
CONCERNING AN EMPLOYMENT DIVERSITY
REPORT.
- -------------------------------------------------------------------------------------------------------
SLM CORPORATION Agenda: 932117600
CUSIP: 78442P106 Meeting Type: Annual
Ticker: SLM Meeting Date: 5/13/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DIANE SUITT GILLELAND Mgmt For For
W.M. DIEFENDERFER III Mgmt For For
EARL A. GOODE Mgmt For For
BARRY A. MUNITZ Mgmt For For
ALBERT L. LORD Mgmt For For
BENJAMIN J. LAMBERT III Mgmt For For
RONALD F. HUNT Mgmt For For
A.A. PORTER, JR. Mgmt For For
CHARLES L. DALEY Mgmt For For
WOLFGANG SCHOELLKOPF Mgmt For For
EDWARD A. FOX Mgmt For For
STEVEN L. SHAPIRO Mgmt For For
BARRY L. WILLIAMS Mgmt For For
ANN TORRE GRANT Mgmt For For
THOMAS J. FITZPATRICK Mgmt For For
02 ADOPT THE SLM CORPORATION INCENTIVE Mgmt For For
PLAN.
03 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
CORPORATION S INDEPENDENT AUDITORS.
- -------------------------------------------------------------------------------------------------------
SAFENET, INC. Agenda: 932173898
CUSIP: 78645R107 Meeting Type: Annual
Ticker: SFNT Meeting Date: 6/3/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WALTER W. STRAUB Mgmt For For
ARTHUR L. MONEY Mgmt For For
THOMAS A. BROOKS Mgmt For For
ANDREW E. CLARK Mgmt For For
SHELLEY A. HARRISON Mgmt For For
01 IRA A. HUNT, JR. Mgmt For For
BRUCE R. THAW Mgmt For For
ANTHONY A. CAPUTO Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
SANDERS MORRIS HARRIS GROUP INC. Agenda: 932181124
CUSIP: 80000Q104 Meeting Type: Annual
Ticker: SMHG Meeting Date: 6/17/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NOLAN RYAN Mgmt For For
DAN S. WILFORD Mgmt For For
DON A. SANDERS Mgmt For For
TITUS H. HARRIS, JR Mgmt For For
DR. ALBERT W. NIEMI, JR Mgmt For For
BEN T. MORRIS Mgmt For For
SCOTT MCCLELLAND Mgmt For For
GERALD H. HUNSICKER Mgmt For For
GEORGE L. BALL Mgmt For For
RICHARD E. BEAN Mgmt For For
ROBERT M. COLLIE, JR Mgmt For For
CHARLES W. DUNCAN, III Mgmt For For
ROBERT E. GARRISON II Mgmt For For
W. BLAIR WALTRIP Mgmt For For
- -------------------------------------------------------------------------------------------------------
SILICON LABORATORIES INC. Agenda: 932104110
CUSIP: 826919102 Meeting Type: Annual
Ticker: SLAB Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 WILLIAM G. BOCK Mgmt For For
R. TED ENLOE III Mgmt For For
DANIEL A. ARTUSI Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS OF
SILICON LABORATORIES INC. FOR THE
FISCAL YEAR ENDING JANUARY 1, 2005.
- -------------------------------------------------------------------------------------------------------
SILICONWARE PRECISION INDUSTRIES CO Agenda: 932176084
CUSIP: 827084864 Meeting Type: Annual
Ticker: SPIL Meeting Date: 6/11/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
03 APPROVAL OF THE FY 2003 FINAL BUSINESS Mgmt For For
ACCOUNTING STATEMENTS.
04 APPROVAL OF THE PROPOSAL FOR Mgmt For For
DISTRIBUTION OF 2003 PROFITS.
05 APPROVAL OF THE CAPITAL INCREASE Mgmt For For
FUNDED BY PROFIT.
06 APPROVAL OF THE RELEASE OF THE Mgmt For For
RESTRICTION OF NON-COMPETITION ON
CERTAIN DIRECTORS TO ASSUME OFFICES IN
AFFILIATED COMPANIES.
07 APPROVAL OF THE PROPOSED AMENDMENTS TO Mgmt For For
THE COMPANY S PROCEDURE FOR
ACQUISITION AND DISPOSITION OF ASSETS.
08 APPROVAL OF THE AMENDMENT TO THE PLAN Mgmt For For
OF INVESTMENT IN PRC.
- -------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda: 932122702
CUSIP: 845467109 Meeting Type: Annual
Ticker: SWN Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 H. KORELL Mgmt For For
K. MOURTON Mgmt For For
L. EPLEY, JR. Mgmt For For
C. SCHARLAU Mgmt For For
J. HAMMERSCHMIDT Mgmt For For
R. HOWARD Mgmt For For
V. KUUSKRAA Mgmt For For
02 PROPOSAL TO ADOPT THE 2004 STOCK Mgmt For For
INCENTIVE PLAN FOR THE COMPENSATION OF
OFFICERS, DIRECTORS, AND KEY
EMPLOYEES OF THE COMPANY AND ITS
- -------------------------------------------------------------------------------------------------------
THE SPORTS AUTHORITY, INC. Agenda: 932171678
CUSIP: 84917U109 Meeting Type: Annual
Ticker: TSA Meeting Date: 6/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JONATHAN D. SOKOLOFF Mgmt For For
01 JOHN DOUGLAS MORTON Mgmt For For
KEVIN M. MCGOVERN Mgmt For For
MARTIN E. HANAKA Mgmt For For
CYNTHIA R. COHEN Mgmt For For
MARY ELIZABETH BURTON Mgmt For For
GORDON D. BARKER Mgmt For For
PETER R. FORMANEK Mgmt For For
02 RATIFICATION OF THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS OF THE SPORTS AUTHORITY, INC.
FOR THE FISCAL YEAR ENDING JANUARY 29,
2005.
- -------------------------------------------------------------------------------------------------------
STANLEY FURNITURE COMPANY, INC. Agenda: 932108663
CUSIP: 854305208 Meeting Type: Annual
Ticker: STLY Meeting Date: 4/14/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEFFREY R. SCHEFFER Mgmt For For
THOMAS L. MILLNER Mgmt For For
- -------------------------------------------------------------------------------------------------------
TEMPUR-PEDIC INTERNATIONAL INC. Agenda: 932164736
CUSIP: 88023U101 Meeting Type: Annual
Ticker: TPX Meeting Date: 6/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 NANCY F. KOEHN Mgmt For For
FRANCIS A. DOYLE Mgmt For For
TULLY M. FRIEDMAN Mgmt For For
JEFFREY S. BARBER Mgmt For For
P. ANDREWS MCLANE Mgmt For For
CHRISTOPHER A. MASTO Mgmt For For
ROBERT B. TRUSSELL, JR. Mgmt For For
02 RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT AUDITORS
- -------------------------------------------------------------------------------------------------------
TRADESTATION GROUP, INC. Agenda: 932040506
CUSIP: 89267P105 Meeting Type: Annual
Ticker: TRAD Meeting Date: 9/26/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN C. RICHARDS Mgmt For For
01 CHARLES F. WRIGHT Mgmt For For
SALOMON SREDNI Mgmt For For
RALPH L. CRUZ Mgmt For For
WILLIAM R. CRUZ Mgmt For For
MICHAEL W. FIPPS Mgmt For For
02 RATIFICATION OF THE SELECTION OF ERNST Mgmt For For
& YOUNG LLP AS THE COMPANY S
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2003.
- -------------------------------------------------------------------------------------------------------
TYCO INTERNATIONAL LTD. Agenda: 932087655
CUSIP: 902124106 Meeting Type: Annual
Ticker: TYC Meeting Date: 3/25/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 EDWARD D. BREEN Mgmt For For
BRIAN DUPERREAULT Mgmt For For
BRUCE S. GORDON Mgmt For For
JOHN A. KROL Mgmt For For
MACKEY J. MCDONALD Mgmt For For
BRENDAN R. O'NEILL Mgmt For For
SANDRA S. WIJNBERG Mgmt For For
DENNIS C. BLAIR Mgmt For For
JEROME B. YORK Mgmt For For
H. CARL MCCALL Mgmt For For
GEORGE W. BUCKLEY Mgmt For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP Mgmt For For
AS TYCO S INDEPENDENT AUDITORS AND
AUTHORIZATION FOR THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS TO SET THE
AUDITORS REMUNERATION.
03 ADOPTION OF THE AMENDED AND RESTATED Mgmt For For
BYE-LAWS.
04 APPROVAL OF TYCO 2004 STOCK AND Mgmt For For
INCENTIVE PLAN.
05 SHAREHOLDER PROPOSAL REGARDING Shr For For
ENVIRONMENTAL REPORTING.
06 SHAREHOLDER PROPOSAL TO CHANGE TYCO S Shr Against For
JURISDICTION OF INCORPORATION FROM
BERMUDA TO A U.S. STATE.
07 SHAREHOLDER PROPOSAL ON COMMON SENSE Shr Against For
EXECUTIVE COMPENSATION.
- -------------------------------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC. Agenda: 932139618
CUSIP: 90385D107 Meeting Type: Annual
Ticker: ULTI Meeting Date: 5/12/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 SCOTT SCHERR Mgmt For For
- -------------------------------------------------------------------------------------------------------
ULTRA PETROLEUM CORP. Agenda: 932149796
CUSIP: 903914109 Meeting Type: Annual
Ticker: UPL Meeting Date: 5/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO ELECT AS DIRECTOR, MICHAEL D. Mgmt For For
WATFORD.
02 TO ELECT AS DIRECTOR, DR. WILLIAM C. Mgmt For For
HELTON.
03 TO ELECT AS DIRECTOR, JAMES E. NIELSON. Mgmt For For
04 TO ELECT AS DIRECTOR, ROBERT E. RIGNEY. Mgmt For For
05 TO ELECT AS DIRECTOR, JAMES C. ROE. Mgmt For For
06 TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE
DIRECTORS TO FIX THE AUDITORS
07 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING.
- -------------------------------------------------------------------------------------------------------
UNIFI, INC. Agenda: 932050913
CUSIP: 904677101 Meeting Type: Annual
Ticker: UFI Meeting Date: 10/22/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO ADOPT AND APPROVE THE AMENDMENT TO Mgmt For For
THE COMPANY S RESTATED CERTIFICATE OF
INCORPORATION TO DECREASE THE REQUIRED
MINIMUM NUMBER OF DIRECTORS ON THE
BOARD OF DIRECTORS FROM NINE (9) TO
SEVEN (7) MEMBERS.
02 R. WILEY BOURNE, JR. Mgmt For For
SUE W. COLE Mgmt For For
CHARLES R. CARTER Mgmt For For
J.B. DAVIS Mgmt For For
DONALD F. ORR Mgmt For For
BRIAN R. PARKE Mgmt For For
G. ALFRED WEBSTER Mgmt For For
02 WILLIAM J ARMFIELD IV Mgmt For For
KENNETH G. LANGONE Mgmt For For
- -------------------------------------------------------------------------------------------------------
UNISYS CORPORATION Agenda: 932112028
CUSIP: 909214108 Meeting Type: Annual
Ticker: UIS Meeting Date: 4/22/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 THEODORE E. MARTIN Mgmt For For
CLAYTON M. JONES Mgmt For For
HENRY C. DUQUES Mgmt For For
LAWRENCE A. WEINBACH Mgmt For For
- -------------------------------------------------------------------------------------------------------
UNIVERSAL COMPRESSION HOLDINGS, INC. Agenda: 932019424
CUSIP: 913431102 Meeting Type: Annual
Ticker: UCO Meeting Date: 7/18/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BERNARD J. DUROC-DANNER Mgmt For For
WILLIAM M. PRUELLAGE Mgmt For For
SAMUEL URCIS Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS INDEPENDENT
AUDITORS.
- -------------------------------------------------------------------------------------------------------
UNIVERSAL STAINLESS & ALLOY PRODS., Agenda: 932144962
CUSIP: 913837100 Meeting Type: Annual
Ticker: USAP Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CLARENCE M. MCANINCH Mgmt
UDI TOLEDANO Mgmt
DOUGLAS M. DUNN Mgmt
GEORGE F. KEANE Mgmt
02 RATIFICATION OF THE APPOINTMENT OF Mgmt
SCHNEIDER DOWNS & CO., INC. AS
INDEPENDENT ACCOUNTANTS FOR 2004.
- -------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda: 932121522
CUSIP: 91913Y100 Meeting Type: Annual
Ticker: VLO Meeting Date: 4/29/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 BOB MARBUT Mgmt For For
RUBEN M. ESCOBEDO Mgmt For For
E. GLENN BIGGS Mgmt For For
02 RATIFICATION OF KPMG LLP AS AUDITORS Mgmt For For
FOR 2004.
03 CLIMATE CHANGE RESOLUTION. Shr Against For
- -------------------------------------------------------------------------------------------------------
W HOLDING COMPANY, INC. Agenda: 932142110
CUSIP: 929251106 Meeting Type: Annual
Ticker: WHI Meeting Date: 5/18/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 CESAR A. RUIZ Mgmt For For
PEDRO R. DOMINGUEZ Mgmt For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP, AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION Agenda: 932106431
CUSIP: 929903102 Meeting Type: Annual
Ticker: WB Meeting Date: 4/20/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JAMES S. BALLOUN Mgmt For For
JOHN T. CASTEEN, III Mgmt For For
JOSEPH NEUBAUER Mgmt For For
LANTY L. SMITH Mgmt For For
DONA DAVIS YOUNG Mgmt For For
02 A WACHOVIA PROPOSAL TO RATIFY THE Mgmt For For
APPOINTMENT OF KPMG LLP AS AUDITORS
FOR THE YEAR 2004.
03 A STOCKHOLDER PROPOSAL, WHICH Shr Against For
MANAGEMENT OPPOSES, REGARDING
NOMINATING DIRECTORS.
04 A STOCKHOLDER PROPOSAL, WHICH Shr Against For
MANAGEMENT OPPOSES, REGARDING
REPORTING POLITICAL INFORMATION.
05 A STOCKHOLDER PROPOSAL, WHICH Shr Against For
MANAGEMENT OPPOSES, REGARDING
SEPARATING THE OFFICES OF CHAIRMAN AND
CHIEF EXECUTIVE OFFICER.
- -------------------------------------------------------------------------------------------------------
WESTCOAST HOSPITALITY CORPORATION Agenda: 932147754
CUSIP: 95750P106 Meeting Type: Annual
Ticker: WEH Meeting Date: 5/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ARTHUR M. COFFEY Mgmt
DONALD K. BARBIERI Mgmt
RONALD R. TAYLOR Mgmt
JON E. ELIASSEN Mgmt
02 RATIFICATION OF APPOINTMENT OF BDO Mgmt
SEIDMAN, LLP, AS INDEPENDENT CERTIFIED
PUBLIC ACCOUNTANTS.
- -------------------------------------------------------------------------------------------------------
WESTERN GAS RESOURCES, INC. Agenda: 932120479
CUSIP: 958259103 Meeting Type: Annual
Ticker: WGR Meeting Date: 5/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DEAN PHILLIPS Mgmt For For
JAMES A. SENTY Mgmt For For
BILL M. SANDERSON Mgmt For For
WALTER L. STONEHOCKER Mgmt For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY S INDEPENDENT ACCOUNTANT FOR
THE FISCAL YEAR ENDING
DECEMBER 31, 2004
- -------------------------------------------------------------------------------------------------------
WESTERN SILVER CORPORATION Agenda: 932093139
CUSIP: 959531104 Meeting Type: Special
Ticker: WTZ Meeting Date: 3/4/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPOINT PRICEWATERHOUSECOOPERS, Mgmt For For
LLP, CHARTERED ACCOUNTANTS, AS
AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR
02 TO AUTHORIZE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
03 THOMAS PATTON Mgmt For For
03 LAWRENCE PAGE, Q.C. Mgmt For For
ROBERT GAYTON, FCA Mgmt For For
KLAUS ZEITLER Mgmt For For
WILLIAM JACOBS Mgmt For For
DAVID WILLIAMS Mgmt For For
LEE BILHEIMER Mgmt For For
DALE CORMAN Mgmt For For
04 TO APPROVE, SUBJECT TO REGULATORY Mgmt For For
APPROVAL, AN INCREASE IN THE NUMBER OF
STOCK OPTIONS ISSUABLE UNDER THE
COMPANY S 2002 PLAN TO 2,000,000,
PROVIDING FOR UP TO APPROXIMATELY 10%
OF THE COMPANY S ISSUED SHARES TO BE
AVAILABLE TO BE ISSUED AS STOCK
OPTIONS
05 TO APPROVE THE COMPANY S SHAREHOLDER Mgmt Against Against
PROTECTION RIGHTS PLAN AS MORE
PARTICULARLY DESCRIBED IN THE COMPANY S
INFORMATION CIRCULAR
06 TO AUTHORIZE ADDITIONAL EQUITY PRIVATE Mgmt For For
PLACEMENTS IN ACCORDANCE WITH THE
TORONTO STOCK EXCHANGE GUIDELINES
07 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING
- -------------------------------------------------------------------------------------------------------
XM SATELLITE RADIO HOLDINGS INC. Agenda: 932156892
CUSIP: 983759101 Meeting Type: Annual
Ticker: XMSR Meeting Date: 5/27/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 GARY M. PARSONS Mgmt For For
HUGH PANERO Mgmt For For
THOMAS G. ELLIOTT Mgmt For For
NATHANIEL A. DAVIS Mgmt For For
GEORGE W. HAYWOOD Mgmt For For
CHESTER A. HUBER, JR. Mgmt For For
JARL MOHN Mgmt For For
PIERCE J. ROBERTS, JR. Mgmt For For
JACK SHAW Mgmt For For
THOMAS J. DONOHUE Mgmt For For
- -------------------------------------------------------------------------------------------------------
AMERICAN SAFETY INSURANCE HOLDINGS, Agenda: 932193422
CUSIP: G02995101 Meeting Type: Annual
Ticker: ASI Meeting Date: 6/24/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 JEROME D. WEAVER Mgmt For For
WILLIAM O. MAULDIN, JR. Mgmt For For
02 ELECTION OF FRANK D. LACKNER TO SERVE Mgmt For For
AS DIRECTOR UNTIL THE 2006 ANNUAL
MEETING.
03 TO RATIFY THE AUDIT COMMITTEE S Mgmt For For
REAPPOINTMENT OF KPMG LLP AS
INDEPENDENT PUBLIC ACCOUNTANTS FOR THE
YEAR ENDING DECEMBER 31, 2004.
- -------------------------------------------------------------------------------------------------------
CHIPMOS TECHNOLOGIES (BERMUDA) LTD. Agenda: 932098002
CUSIP: G2110R106 Meeting Type: Special
Ticker: IMOS Meeting Date: 3/19/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 TO APPROVE AMENDMENTS TO THE COMPANY S Mgmt Against Against
SHARE OPTION PLAN AND TO RATIFY
CERTAIN OPTION GRANTS UNDER THE SHARE
OPTION PLAN
- -------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY Agenda: 932048514
CUSIP: G7945J104 Meeting Type: Annual
Ticker: STX Meeting Date: 10/29/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 STEPHEN J. LUCZO Mgmt For For
DAVID BONDERMAN Mgmt For For
EDWARD J. ZANDER Mgmt For For
WILLIAM D. WATKINS Mgmt For For
DAVID F. MARQUARDT Mgmt For For
DONALD E. KIERNAN Mgmt For For
GLENN H. HUTCHINS Mgmt For For
JAMES A. DAVIDSON Mgmt For For
JAMES G. COULTER Mgmt For For
WILLIAM W. BRADLEY Mgmt For For
JOHN W. THOMPSON Mgmt For For
02 PROPOSAL TO APPROVE THE MATERIAL TERMS Mgmt For For
OF SEAGATE TECHNOLOGY S ANNUAL
INCENTIVE BONUS PLAN.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP TO SERVE AS
INDEPENDENT AUDITORS OF SEAGATE
TECHNOLOGY FOR THE FISCAL YEAR ENDING
JULY 2, 2004.
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TSAKOS ENERGY NAVIGATION LTD Agenda: 932172430
CUSIP: G9108L108 Meeting Type: Annual
Ticker: TNP Meeting Date: 6/7/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 MR. P. NICHOLSON Mgmt For For
MR. D.J. STAVROPOULOS Mgmt For For
MR. W. O'NEIL Mgmt For For
MR. F. NUSSPICKEL Mgmt For For
02 APPROVAL OF THE FINANCIAL STATEMENTS Mgmt For For
OF THE YEAR ENDED DECEMBER 31, 2003,
TOGETHER WITH THE AUDITORS REPORT.
03 RATIFICATION OF ERNST & YOUNG, ATHENS Mgmt For For
AS AUDITORS.
04 AUTHORIZATION OF THE REMUNERATION OF Mgmt For For
DIRECTORS.
05 ADOPTION OF A NEW INCENTIVE PLAN. Mgmt For For
- -------------------------------------------------------------------------------------------------------
ALADDIN KNOWLEDGE SYSTEMS LTD. Agenda: 932066144
CUSIP: M0392N101 Meeting Type: Annual
Ticker: ALDN Meeting Date: 12/16/2003 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 DANY MARGALIT Mgmt For For
DAVID ASSIA Mgmt For For
YANKI MARGALIT Mgmt For For
02 RATIFICATION OF MR. YANKI MARGALIT, AS Mgmt For For
CHIEF EXECUTIVE OFFICER OF THE
COMPANY FOR THE UPCOMING THREE YEARS.
03 REELECTION OF AN OUTSIDE DIRECTOR. Mgmt For For
04 COMPENSATION FOR CERTAIN MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS.
05 RATIFICATION OF AN OPTION GRANT TO A Mgmt For For
DIRECTOR/OFFICER OF THE COMPANY.
06 ADOPTION OF THE COMPANY S WORLDWIDE Mgmt For For
2003 SHARE OPTION PLAN.
07 AMENDMENT AND REPLACEMENT OF THE Mgmt For For
COMPANY S ARTICLES OF ASSOCIATION.
08 APPROVAL OF FORM OF D & O Mgmt For For
INDEMNIFICATION.
09 APPOINTING INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANTS.
5A PLEASE INDICATE WHETHER OR NOT YOU Mgmt For
HAVE A PERSONAL INTEREST IN PROPOSAL 5.
7A PLEASE INDICATE WHETHER OR NOT YOU Mgmt For
HAVE A PERSONAL INTEREST IN PROPOSAL 7.
8A PLEASE INDICATE WHETHER OR NOT YOU Mgmt For
HAVE A PERSONAL INTEREST IN PROPOSAL 8.
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CHECK POINT SOFTWARE TECHNOLOGIES LT Agenda: 932183976
CUSIP: M22465104 Meeting Type: Annual
Ticker: CHKP Meeting Date: 6/30/2004 ISIN:
For/Against
Proposal Type Vote Management
- -------------------------------------------------------------------------------------------------------
01 ELECTION OF DIRECTORS (OTHER THAN Mgmt For For
OUTSIDE DIRECTORS): (NOTE: DIRECTORS
ARE ELECTED AS A GROUP, NOT
INDIVIDUALLY): GIL SHWED, MARIUS
NACHT, DAVID RUBNER, TAL SHAVIT.
02 TO RATIFY THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED DECEMBER 31, 2003.
03 TO RATIFY THE APPOINTMENT AND Mgmt For For
COMPENSATION OF THE COMPANY S
INDEPENDENT PUBLIC ACCOUNTANTS.
04 TO APPROVE AMENDMENT TO DIRECTORS Mgmt For For
COMPENSATION.
05 TO APPROVE EXECUTIVE OFFICERS Mgmt For For
COMPENSATION.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Henlopen Funds
By (Signature) /S/ Michael L. Hershey
---------------------------------
Name Michael L. Hershey
Title President
Date August 31, 2004